UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-6093
NAME OF REGISTRANT: VANGUARD INSTITUTIONAL INDEX FUNDS
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: ANNE E. ROBINSON
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: DECEMBER 31
DATE OF REPORTING PERIOD: JULY 1, 2017 - JUNE 30, 2018
FUND: VANGUARD INSTITUTIONAL TOTAL STOCK MARKET INDEX FUND
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ISSUER: 1-800-FLOWERS.COM, Inc.
TICKER: FLWS CUSIP: 68243Q106
MEETING DATE: 12/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALYN R. BREIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CELIA R. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES CANNAVINO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EUGENE DEMARK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEONARD J. ELMORE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SEAN HEGARTY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER G. MCCANN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES F. MCCANN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATHERINE OLIVER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LARRY ZARIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
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ISSUER: 1st Constitution Bancorp
TICKER: FCCY CUSIP: 31986N102
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES S. CROW, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. LYNNE CANNON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARMEN M. PENTA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM J. BARRETT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: 1st Source Corporation
TICKER: SRCE CUSIP: 336901103
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MELODY BIRMINGHAM-BYRD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LISA W. HERSHMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN T. PHAIR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK D. SCHWABERO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BKD LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: 22nd Century Group, Inc.
TICKER: XXII CUSIP: 90137F103
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HENRY SICIGNANO, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD M. SANDERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY FREED MAXICK CPAS, P.C. AS ISSUER YES FOR FOR
AUDITORS
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ISSUER: 2U, Inc.
TICKER: TWOU CUSIP: 90214J101
MEETING DATE: 6/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL A. MAEDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT M. STAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER J. PAUCEK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGORY K. PETERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
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ISSUER: 3D Systems Corporation
TICKER: DDD CUSIP: 88554D205
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM E. CURRAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS W. ERICKSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES W. HULL ISSUER YES FOR �� FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM D. HUMES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VYOMESH I. JOSHI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JIM D. KEVER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR G. WALTER LOEWENBAUM, ISSUER YES FOR FOR
II
PROPOSAL #1.8: ELECT DIRECTOR CHARLES G. MCCLURE, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEVIN S. MOORE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN J. TRACY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JEFFREY WADSWORTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
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ISSUER: 3M Company
TICKER: MMM CUSIP: 88579Y101
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SONDRA L. BARBOUR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS 'TONY' K. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID B. DILLON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL L. ESKEW ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HERBERT L. HENKEL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR AMY E. HOOD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MUHTAR KENT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR EDWARD M. LIDDY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GREGORY R. PAGE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL F. ROMAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR INGE G. THULIN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR PATRICIA A. WOERTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND BYLAWS -- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: CONSIDER PAY DISPARITY BETWEEN SHAREHOLDER YES AGAINST FOR
EXECUTIVES AND OTHER EMPLOYEES
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ISSUER: 8x8, Inc.
TICKER: EGHT CUSIP: 282914100
MEETING DATE: 8/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GUY L. HECKER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRYAN R. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VIKRAM VERMA �� ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC SALZMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR IAN POTTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JASWINDER PAL SINGH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VLADIMIR JACIMOVIC ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
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ISSUER: A. H. Belo Corporation
TICKER: AHC CUSIP: N/A
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES M. MORONEY, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD D. MCCRAY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: CHANGE STATE OF INCORPORATION FROM ISSUER YES FOR FOR
DELAWARE TO TEXAS
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ISSUER: A. O. Smith Corporation
TICKER: AOS CUSIP: 831865209
MEETING DATE: 4/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM P. GREUBEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ILHAM KADRI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IDELLE K. WOLF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GENE C. WULF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: A. Schulman, Inc.
TICKER: SHLM CUSIP: 808194104
MEETING DATE: 12/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EUGENE R. ALLSPACH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID G. BIRNEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CAROL S. EICHER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSEPH M. GINGO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LEE D. MEYER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES A. MITAROTONDA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ERNEST J. NOVAK, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KATHLEEN M. OSWALD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ALLEN A. SPIZZO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
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ISSUER: A. Schulman, Inc.
TICKER: SHLM CUSIP: 808194104
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
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ISSUER: AAC Holdings, Inc.
TICKER: AAC CUSIP: 000307108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. BLACKBURN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JERRY D. BOSTELMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LUCIUS E. BURCH, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL T. CARTWRIGHT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR W. LARRY CASH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DARRELL S. FREEMAN, SR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID W. HILLIS, SR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID C. KLOEPPEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: AAON, Inc.
TICKER: AAON CUSIP: 000360206
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NORMAN H. ASBJORNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY D. FIELDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANGELA E. KOUPLEN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: AAR Corp.
TICKER: �� AIR CUSIP: 000361105
MEETING DATE: 10/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK J. KELLY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DUNCAN J. MCNABB ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER PACE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD B. WOODARD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Aaron's, Inc.
TICKER: AAN CUSIP: 002535300
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHY T. BETTY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS C. CURLING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CYNTHIA N. DAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CURTIS L. DOMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WALTER G. EHMER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HUBERT L. HARRIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN W. ROBINSON, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RAY M. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT H. YANKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Abaxis, Inc.
TICKER: ABAX CUSIP: 002567105
MEETING DATE: 10/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLINTON H. SEVERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VERNON E. ALTMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD J. BASTIANI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL D. CASEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HENK J. EVENHUIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PRITHIPAL SINGH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY BPM LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Abbott Laboratories
TICKER: ABT CUSIP: 002824100
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. ALPERN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROXANNE S. AUSTIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SALLY E. BLOUNT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD M. LIDDY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NANCY MCKINSTRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHEBE N. NOVAKOVIC ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM A. OSBORN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SAMUEL C. SCOTT, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DANIEL J. STARKS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN G. STRATTON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GLENN F. TILTON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MILES D. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
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ISSUER: AbbVie Inc.
TICKER: ABBV CUSIP: 00287Y109
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROXANNE S. AUSTIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD A. GONZALEZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR REBECCA B. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GLENN F. TILTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND BYLAWS
PROPOSAL #7: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: REPORT ON INTEGRATING RISKS RELATED TO SHAREHOLDER YES AGAINST FOR
DRUG PRICING INTO SENIOR EXECUTIVE COMPENSATION
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ISSUER: Abeona Therapeutics Inc.
TICKER: �� ABEO CUSIP: 00289Y107
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN H. ROUHANDEH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN B. HOWELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WHITLEY PENN LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Abercrombie & Fitch Co.
TICKER: ANF CUSIP: N/A
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KERRII B. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES B. BACHMANN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BONNIE R. BROOKS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR TERRY L. BURMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SARAH M. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL E. GREENLEES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ARCHIE M. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FRAN HOROWITZ ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHARLES R. PERRIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
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ISSUER: ABIOMED, Inc.
TICKER: ABMD CUSIP: 003654100
MEETING DATE: 8/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOROTHY E. PUHY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL G. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER D. VAN ISSUER YES FOR FOR
GORDER
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: ABM Industries Incorporated
TICKER: ABM CUSIP: 000957100
MEETING DATE: 3/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LINDA CHAVEZ ISSUER YES �� FOR FOR
PROPOSAL #1b: ELECT DIRECTOR J. PHILIP FERGUSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ART A. GARCIA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SCOTT SALMIRS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Abraxas Petroleum Corporation
TICKER: AXAS CUSIP: 003830106
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. DEAN KARRASH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL A. POWELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD P. RUSSELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Acacia Communications, Inc.
TICKER: ACIA CUSIP: 00401C108
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STAN J. REISS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC A. SWANSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acacia Research Corporation
TICKER: ACTG CUSIP: N/A
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR G. LOUIS GRAZIADIO, III ISSUER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR FRANK E. WALSH, III ISSUER NO N/A N/A
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER NO N/A N/A
PROPOSAL #1.1: ELECT DIRECTOR CLIFFORD PRESS SHAREHOLDER YES WITHHOLD FOR
PROPOSAL #1.2: ELECT DIRECTOR ALFRED V. TOBIA, JR. SHAREHOLDER YES FOR AGAINST
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acadia Healthcare Company, Inc.
TICKER: ACHC CUSIP: 00404A109
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR E. PEROT BISSELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VICKY B. GREGG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ACADIA Pharmaceuticals Inc.
TICKER: ACAD CUSIP: N/A
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIAN C. BAKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN R. BIGGAR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DANIEL SOLAND ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acadia Realty Trust
TICKER: AKR CUSIP: 004239109
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KENNETH F. BERNSTEIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DOUGLAS CROCKER, II ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LORRENCE T. KELLAR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WENDY LUSCOMBE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM T. SPITZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LYNN C. THURBER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LEE S. WIELANSKY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR C. DAVID ZOBA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Accelerate Diagnostics, Inc.
TICKER: AXDX CUSIP: 00430H102
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS D. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE MEHREN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK C. MILLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN PATIENCE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JACK SCHULER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW W. STROBECK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANK J.M. TEN BRINK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES WATTS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acceleron Pharma Inc.
TICKER: XLRN CUSIP: 00434H108
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HABIB J. DABLE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TERRENCE C. KEARNEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KAREN L. SMITH ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Accenture plc
TICKER: ACN CUSIP: G1151C101
MEETING DATE: 2/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAIME ARDILA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES H. GIANCARLO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR HERBERT HAINER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARJORIE MAGNER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NANCY MCKINSTRY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PIERRE NANTERME ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GILLES C. PELISSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PAULA A. PRICE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ARUN SARIN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR FRANK K. TANG ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR TRACEY T. TRAVIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: DETERMINE THE PRICE RANGE AT WHICH ISSUER YES FOR FOR
ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS
TREASURY STOCK
PROPOSAL #8: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION TO NO ISSUER YES FOR FOR
LONGER REQUIRE SHAREHOLDER APPROVAL OF CERTAIN
INTERNAL TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Access National Corporation
TICKER: ANCX CUSIP: 004337101
MEETING DATE: 10/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL G. ANZILOTTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY D. LECLAIR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JANET A. NEUHARTH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY R. SHOOK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHILDS F. BURDEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN W. EDGEMOND, IV ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARTIN S. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN C. LEE, IV ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARY LEIGH MCDANIEL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Access National Corporation
TICKER: ANCX CUSIP: 004337101
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL G. ANZILOTTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL W. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY D. LECLAIR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JANET A. NEUHARTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ACCO Brands Corporation
TICKER: ACCO CUSIP: 00081T108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES A. BUZZARD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KATHLEEN S. DVORAK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BORIS ELISMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PRADEEP JOTWANI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT J. KELLER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS KROEGER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RON LOMBARDI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GRACIELA MONTEAGUDO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HANS MICHAEL NORKUS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR E. MARK RAJKOWSKI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Accuray Incorporated
TICKER: ARAY CUSIP: 004397105
MEETING DATE: 11/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LOUIS J. LAVIGNE, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS L. WINGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AcelRx Pharmaceuticals, Inc.
TICKER: ACRX CUSIP: 00444T100
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ADRIAN ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD AFABLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK G. EDWARDS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY OUM & CO. LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aceto Corporation
TICKER: ACET CUSIP: 004446100
MEETING DATE: 12/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALBERT L. EILENDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM C. KENNALLY, ISSUER YES FOR FOR
III
PROPOSAL #1.3: ELECT DIRECTOR VIMAL KAVURU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM N. BRITTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NATASHA GIORDANO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN G. LEVIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL B. YAROSH ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Achaogen, Inc.
TICKER: AKAO CUSIP: N/A
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KAREN BERNSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL FISCHBACH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. SMITHER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Achillion Pharmaceuticals, Inc.
TICKER: ACHN CUSIP: 00448Q201
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JASON S. FISHERMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ELECT DIRECTOR JOSEPH TRUITT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ACI Worldwide, Inc.
TICKER: ACIW CUSIP: N/A
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANET O. ESTEP ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES C. HALE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILIP G. HEASLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAMELA H. PATSLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES E. PETERS, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID A. POE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ADALIO T. SANCHEZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS W. WARSOP, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aclaris Therapeutics, Inc.
TICKER: ACRS CUSIP: 00461U105
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER MOLINEAUX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRYAN REASONS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acme United Corporation
TICKER: ACU CUSIP: 004816104
MEETING DATE: 4/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER C. JOHNSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHMOND Y. HOLDEN, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR BRIAN S. OLSCHAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVENSON E. WARD, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUSAN H. MURPHY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR REX L. DAVIDSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND STOCK OPTION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ACNB Corporation
TICKER: ACNB CUSIP: 000868109
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT FIFTEEN ISSUER YES FOR FOR
PROPOSAL #2: FIX NUMBER OF CLASS 1 DIRECTORS AT FIVE ISSUER YES FOR FOR
PROPOSAL #3: FIX NUMBER OF CLASS 2 DIRECTORS AT SIX ISSUER YES FOR FOR
PROPOSAL #4: FIX NUMBER OF CLASS 3 DIRECTORS AT FOUR ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT DIRECTOR RICHARD L. ALLOWAY, II ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT DIRECTOR DONNA M. NEWELL ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT DIRECTOR THOMAS A. RITTER ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT DIRECTOR D. ARTHUR SEIBEL, JR. ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT DIRECTOR DAVID L. SITES ISSUER YES FOR FOR
PROPOSAL #5.6: ELECT DIRECTOR ALAN J. STOCK ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR TODD L. HERRING ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: AMEND ARTICLES ISSUER YES AGAINST AGAINST
PROPOSAL #9: AMEND ARTICLES ISSUER YES AGAINST AGAINST
PROPOSAL #10: AMEND BYLAWS ISSUER YES AGAINST AGAINST
PROPOSAL #11: AMEND BYLAWS ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #13: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acorda Therapeutics, Inc.
TICKER: ACOR CUSIP: 00484M106
MEETING DATE: 6/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY GREENE ISSUER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR IAN SMITH ISSUER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR CATHERINE D. STRADER ISSUER NO N/A N/A
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER NO N/A N/A
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Actinium Pharmaceuticals, Inc.
TICKER: ATNM CUSIP: 00507W107
MEETING DATE: 12/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID NICHOLSON ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR RICHARD I. STEINHART ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY GBH CPAS, PC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Activision Blizzard, Inc.
TICKER: ATVI CUSIP: 00507V109
MEETING DATE: 6/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR REVETA BOWERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT CORTI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HENDRIK HARTONG, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN KELLY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT A. KOTICK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BARRY MEYER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT MORGADO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PETER NOLAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CASEY WASSERMAN ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR ELAINE WYNN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Actua Corporation
TICKER: ACTA CUSIP: 005094107
MEETING DATE: 12/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Actuant Corporation
TICKER: ATU CUSIP: 00508X203
MEETING DATE: 1/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDAL W. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GURMINDER S. BEDI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANNY L. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR E. JAMES FERLAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD D. HOLDER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR R. ALAN HUNTER, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT A. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HOLLY A. VAN DEURSEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DENNIS K. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acuity Brands, Inc.
TICKER: AYI CUSIP: 00508Y102
MEETING DATE: 1/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER C. BROWNING ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR G. DOUGLAS DILLARD, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RAY M. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NORMAN H. WESLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARY A. WINSTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EY AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #7: REPORT ON SUSTAINABILITY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acushnet Holdings Corp.
TICKER: GOLF CUSIP: N/A
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID MAHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN TISHMAN ISSUER YES FOR FOR
PROPOSAL #1.3: "ELECT DIRECTOR WALTER ""WALLY"" ISSUER YES FOR FOR
UIHLEIN"
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
PROVIDE DIRECTORS MAY BE REMOVED WITH OR WITHOUT
PROPOSAL #4: AMEND RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acxiom Corporation
TICKER: ACXM CUSIP: 005125109
MEETING DATE: 8/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TIMOTHY R. CADOGAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM T. DILLARD, II ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SCOTT E. HOWE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Adamas Pharmaceuticals, Inc.
TICKER: ADMS CUSIP: 00548A106
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM W. ERICSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTHA J. DEMSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IVAN LIEBERBURG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Adams Resources & Energy, Inc.
TICKER: AE CUSIP: 006351308
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TOWNES G. PRESSLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY E. BELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELLE A. EARLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MURRAY E. BRASSEUX ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD C. JENNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W. R. SCOFIELD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AdCare Health Systems, Inc.
TICKER: ADK CUSIP: 00650W300
MEETING DATE: 9/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FORMATION OF HOLDING COMPANY ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Addus HomeCare Corporation
TICKER: ADUS CUSIP: N/A
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. DIRK ALLISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK L. FIRST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DARIN J. GORDON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ADDvantage Technologies Group, Inc.
TICKER: AEY CUSIP: 006743306
MEETING DATE: 3/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID E. CHYMIAK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID L. HUMPHREY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. FRANZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH E. HART ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES C. MCGILL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID W. SPARKMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HOGANTAYLOR LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Adesto Technologies Corp
TICKER: IOTS CUSIP: 00687D101
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NELSON CHAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NARBEH DERHACOBIAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BPM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ADMA Biologics, Inc.
TICKER: ADMA CUSIP: N/A
MEETING DATE: 6/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEVEN A. ELMS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ADAM S. GROSSMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ERIC I. RICHMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Adobe Systems Incorporated
TICKER: ADBE CUSIP: 00724F101
MEETING DATE: 4/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR AMY L. BANSE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDWARD W. BARNHOLT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT K. BURGESS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRANK A. CALDERONI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES E. DALEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LAURA B. DESMOND ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHARLES M. GESCHKE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SHANTANU NARAYEN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DANIEL L. ROSENSWEIG ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN E. WARNOCK ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Adtalem Global Education Inc.
TICKER: ATGE CUSIP: 00737L103
MEETING DATE: 11/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LYLE LOGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL W. MALAFRONTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD L. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LISA W. WARDELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANN WEAVER HART ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES D. WHITE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM W. BURKE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KATHY BODEN HOLLAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ADTRAN, Inc.
TICKER: ADTN CUSIP: 00738A106
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS R. STANTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. FENWICK HUSS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM L. MARKS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGORY J. MCCRAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY J. MELONE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BALAN NAIR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JACQUELINE H. RICE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KATHRYN A. WALKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aduro Biotech, Inc.
TICKER: ADRO CUSIP: 00739L101
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALD CHAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHANIE MONAGHAN ISSUER YES FOR FOR
O'BRIEN
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Advance Auto Parts, Inc.
TICKER: AAP CUSIP: 00751Y106
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. BERGSTROM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRAD W. BUSS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FIONA P. DIAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN F. FERRARO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS R. GRECO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ADRIANA KARABOUTIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EUGENE I. LEE, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DOUGLAS A. PERTZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR REUBEN E. SLONE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JEFFREY C. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Advanced Disposal Services, Inc.
TICKER: ADSW CUSIP: 00790X101
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERNEST J. MROZEK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Advanced Drainage Systems, Inc.
TICKER: WMS CUSIP: 00790R104
MEETING DATE: 7/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSEPH A. CHLAPATY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TANYA FRATTO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CARL A. NELSON, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Advanced Emissions Solutions, Inc.
TICKER: ADES CUSIP: 00770C101
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GILBERT LI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. CARTER PATE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR L. HEATH SAMPSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. TAYLOR SIMONTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR L. SPENCER WELLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TAX ASSET PROTECTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Advanced Energy Industries, Inc.
TICKER: AEIS CUSIP: 007973100
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK A. BALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GRANT H. BEARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD C. FOSTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD C. GRADY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS M. ROHRS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN A. ROUSH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR YUVAL WASSERMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Advanced Micro Devices, Inc.
TICKER: AMD CUSIP: 007903107
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN E. CALDWELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR NORA M. DENZEL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARK DURCAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSEPH A. HOUSEHOLDER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL J. INGLIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN W. MARREN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LISA T. SU ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ABHI Y. TALWALKAR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR AHMED YAHIA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AdvanSix Inc.
TICKER: ASIX CUSIP: 00773T101
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAUL E. HUCK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DANIEL F. SANSONE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SHARON S. SPURLIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Advaxis, Inc.
TICKER: ADXS CUSIP: 007624208
MEETING DATE: 3/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID SIDRANSKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES P. PATTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONI A. APPEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD J. BERMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SAMIR N. KHLEIF ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Adverum Biotechnologies, Inc.
TICKER: ADVM CUSIP: 00773U108
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL B. CLEVELAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC G. CARTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS WOIWODE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AECOM
TICKER: ACM CUSIP: 00766T100
MEETING DATE: 2/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL S. BURKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES H. FORDYCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM H. FRIST ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LINDA GRIEGO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT J. ROUTS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CLARENCE T. SCHMITZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS W. STOTLAR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DANIEL R. TISHMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JANET C. WOLFENBARGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aegion Corporation
TICKER: AEGN CUSIP: 00770F104
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN P. CORTINOVIS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHANIE A. CUSKLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WALTER J. GALVIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RHONDA GERMANY BALLINTYN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHARLES R. GORDON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JUANITA H. HINSHAW ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR M. RICHARD SMITH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ALFRED L. WOODS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PHILLIP D. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aeglea BioTherapeutics, Inc.
TICKER: AGLE CUSIP: 00773J103
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RUSSELL J. COX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IVANA MAGOVCEVIC- ISSUER YES FOR FOR
LIEBISCH
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aehr Test Systems
TICKER: AEHR CUSIP: 00760J108
MEETING DATE: 10/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RHEA J. POSEDEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GAYN ERICKSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM W.R. ELDER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARIO M. ROSATI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN M. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOWARD T. SLAYEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BPM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aemetis, Inc.
TICKER: AMTX CUSIP: 00770K202
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR STEVEN W. HUTCHESON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aerie Pharmaceuticals, Inc.
TICKER: AERI CUSIP: 00771V108
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: "ELECT DIRECTOR MECHIEL ""MICHAEL"" M. ISSUER YES WITHHOLD AGAINST
DU TOIT"
PROPOSAL #1.2: ELECT DIRECTOR MURRAY A. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AeroCentury Corp.
TICKER: ACY CUSIP: 007737109
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL G. MAGNUSSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DAVID P. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aerohive Networks, Inc.
TICKER: HIVE CUSIP: 007786106
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR REMO CANESSA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CURTIS E. GARNER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR CHANGMING LIU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aerojet Rocketdyne Holdings, Inc.
TICKER: AJRD CUSIP: 007800105
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS A. CORCORAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EILEEN P. DRAKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WARREN G. LICHTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LANCE W. LORD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MERRILL A. MCPEAK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES H. PERRY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARTIN TURCHIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AeroVironment, Inc.
TICKER: AVAV CUSIP: 008073108
MEETING DATE: 9/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CATHARINE MERIGOLD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WAHID NAWABI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN F. PAGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aethlon Medical, Inc.
TICKER: AEMD CUSIP: 00808Y208
MEETING DATE: 3/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES A. JOYCE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RODNEY S. KENLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SABRINA MARTUCCI ISSUER YES FOR FOR
JOHNSON
PROPOSAL #1.4: ELECT DIRECTOR EDWARD G. BROENNIMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHETAN S. SHAH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES J. FISHER, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY SQUAR MILNER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aetna Inc.
TICKER: AET CUSIP: 00817Y108
MEETING DATE: 3/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES �� FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aetna Inc.
TICKER: AET CUSIP: 00817Y108
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FERNANDO AGUIRRE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK T. BERTOLINI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FRANK M. CLARK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MOLLY J. COYE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROGER N. FARAH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEFFREY E. GARTEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ELLEN M. HANCOCK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD J. HARRINGTON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR EDWARD J. LUDWIG ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR OLYMPIA J. SNOWE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4A: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #4B: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aevi Genomic Medicine, Inc.
TICKER: GNMX CUSIP: 00835P105
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR SOL J. BARER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR EUGENE A. BAUER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ALASTAIR CLEMOW ISSUER YES AGAINST AGAINST
PROPOSAL #1D: ELECT DIRECTOR MICHAEL F. COLA ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR BARBARA G. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR MATTHEW D. BAYLEY ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JOSEPH J. GRANO, JR. ISSUER YES AGAINST AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY ERNST &YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Affiliated Managers Group, Inc.
TICKER: AMG CUSIP: N/A
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SAMUEL T. BYRNE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DWIGHT D. CHURCHILL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GLENN EARLE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NIALL FERGUSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SEAN M. HEALEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TRACY P. PALANDJIAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PATRICK T. RYAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KAREN L. YERBURGH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JIDE J. ZEITLIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ELECT DIRECTOR NATHANIEL DALTON ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aflac Incorporated
TICKER: AFL CUSIP: 001055102
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL P. AMOS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR W. PAUL BOWERS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TOSHIHIKO FUKUZAWA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DOUGLAS W. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT B. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS J. KENNY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KAROLE F. LLOYD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSEPH L. MOSKOWITZ ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BARBARA K. RIMER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KATHERINE T. ROHRER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MELVIN T. STITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AG Mortgage Investment Trust, Inc.
TICKER: MITT CUSIP: 001228105
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARTHUR AINSBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW L. BERGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR T.J. DURKIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DEBRA HESS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH LAMANNA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER LINNEMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID N. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRIAN C. SIGMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AGCO Corporation
TICKER: AGCO CUSIP: 001084102
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROY V. ARMES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL C. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR P. GEORGE BENSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUZANNE P. CLARK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WOLFGANG DEML ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE E. MINNICH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARTIN H. RICHENHAGEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GERALD L. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MALLIKA SRINIVASAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HENDRIKUS VISSER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Agenus Inc.
TICKER: AGEN CUSIP: 00847G705
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR WADIH JORDAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND DEFERRED COMPENSATION PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Agile Therapeutics, Inc.
TICKER: AGRX CUSIP: 00847L100
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AL ALTOMARI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN HUBBARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES P. TURSI ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Agilent Technologies, Inc.
TICKER: A CUSIP: 00846U101
MEETING DATE: 3/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KOH BOON HWEE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL R. MCMULLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL K. PODOLSKY ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Agilysys, Inc.
TICKER: AGYS CUSIP: 00847J105
MEETING DATE: 8/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD A. COLVIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JERRY JONES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL A. KAUFMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MELVIN L. KEATING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEITH M. KOLERUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN MUTCH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAMESH SRINIVASAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Agios Pharmaceuticals, Inc.
TICKER: AGIO CUSIP: 00847X104
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KAYE FOSTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAYKIN HO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. MARAGANORE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AGNC Investment Corp.
TICKER: AGNC CUSIP: 00123Q104
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY D. KAIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MORRIS A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARRY K. HARVEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PRUE B. LAROCCA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL E. MULLINGS ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AGREE REALTY CORPORATION
TICKER: ADC CUSIP: 008492100
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD AGREE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN RAKOLTA, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEROME ROSSI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AgroFresh Solutions, Inc.
TICKER: AGFS CUSIP: 00856G109
MEETING DATE: 6/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JORDI FERRE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENISE L. DEVINE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MACAULEY WHITING, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NANCE K. DICCIANI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREGORY M. FREIWALD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE LOBISSER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aileron Therapeutics, Inc.
TICKER: ALRN CUSIP: 00887A105
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY A. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN H. MCARTHUR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JODIE P. MORRISON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aimmune Therapeutics, Inc.
TICKER: AIMT CUSIP: 00900T107
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK G. ENRIGHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHRYN E. FALBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Air Lease Corporation
TICKER: AL CUSIP: 00912X302
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MATTHEW J. HART ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHERYL GORDON KRONGARD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARSHALL O. LARSEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT A. MILTON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN L. PLUEGER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR IAN M. SAINES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RONALD D. SUGAR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVEN F. UDVAR-HAZY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Air Products and Chemicals, Inc.
TICKER: APD CUSIP: 009158106
MEETING DATE: 1/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SUSAN K. CARTER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES I. COGUT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SEIFOLLAH (SEIFI) ISSUER YES FOR FOR
GHASEMI
PROPOSAL #1d: ELECT DIRECTOR CHADWICK C. DEATON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID H. Y. HO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARGARET G. MCGLYNN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EDWARD L. MONSER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MATTHEW H. PAULL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Air T, Inc.
TICKER: AIRT CUSIP: 009207101
MEETING DATE: 12/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SETH G. BARKETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND E. CABILLOT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM R. FOUDRAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY S. KOHLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER MCCLUNG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN A. REEVES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW J. STUMPF ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NICHOLAS J. SWENSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TRAVIS SWENSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Air Transport Services Group, Inc.
TICKER: ATSG CUSIP: 00922R105
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD M. BAUDOUIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RAYMOND E. JOHNS, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOSEPH C. HETE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RANDY D. RADEMACHER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR J. CHRISTOPHER TEETS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEFFREY J. VORHOLT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INCREASE IN SIZE OF BOARD ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #6: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #7: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aircastle Limited
TICKER: AYR CUSIP: G0129K104
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GIOVANNI BISIGNANI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TAKAYUKI SAKAKIDA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GENTARO TOYA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER V. UEBERROTH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3a: ADOPT MAJORITY VOTING FOR ELECTION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3b: AMEND ADVANCE NOTICE PROVISIONS FOR ISSUER YES FOR FOR
SHAREHOLDER PROPOSALS AND DIRECTOR NOMINATIONS
PROPOSAL #3c: ELIMINATE PROVISIONS RELATED TO ISSUER YES FOR FOR
FORTRESS INVESTMENT III LP AND MODIFY CERTAIN
ADDITIONAL PROVISIONS TO REFLECT CHANGES IN BERMUDA
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Airgain, Inc.
TICKER: AIRG CUSIP: 00938A104
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOAN GILLMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARTHUR M. TOSCANINI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AK Steel Holding Corporation
TICKER: AKS CUSIP: 001547108
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #A1: ELECT DIRECTOR DENNIS C. CUNEO ISSUER YES FOR FOR
PROPOSAL #A2: ELECT DIRECTOR SHERI H. EDISON ISSUER YES FOR FOR
PROPOSAL #A3: ELECT DIRECTOR MARK G. ESSIG ISSUER YES FOR FOR
PROPOSAL #A4: ELECT DIRECTOR WILLIAM K. GERBER ISSUER YES FOR FOR
PROPOSAL #A5: ELECT DIRECTOR GREGORY B. KENNY ISSUER YES FOR FOR
PROPOSAL #A6: ELECT DIRECTOR RALPH S. MICHAEL, III ISSUER YES FOR FOR
PROPOSAL #A7: ELECT DIRECTOR ROGER K. NEWPORT ISSUER YES FOR FOR
PROPOSAL #A8: ELECT DIRECTOR JAMES A. THOMSON ISSUER YES FOR FOR
PROPOSAL #A9: ELECT DIRECTOR DWAYNE A. WILSON ISSUER YES FOR FOR
PROPOSAL #A10: ELECT DIRECTOR VICENTE WRIGHT ISSUER YES FOR FOR
PROPOSAL #A11: ELECT DIRECTOR ARLENE M. YOCUM ISSUER YES FOR FOR
PROPOSAL #B: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #C: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Akamai Technologies, Inc.
TICKER: AKAM CUSIP: 00971T101
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JILL GREENTHAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL HESSE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR F. THOMSON LEIGHTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM WAGNER ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Akcea Therapeutics, Inc.
TICKER: AKCA CUSIP: 00972L107
MEETING DATE: 4/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVAL OF LICENSE AGREEMENT, THE STOCK ISSUER YES FOR FOR
PURCHASE AGREEMENT, THE AMENDED AND RESTATED
SERVICES AGREEMENT AND THE AMENDED AND RESTATED
INVESTOR RIGHTS AGREEMENT
PROPOSAL #2: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Akebia Therapeutics, Inc.
TICKER: AKBA CUSIP: 00972D105
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL D. CLAYMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DUANE NASH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD C. RENAUD, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN P. BUTLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MUNEER A. SATTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL S. WYZGA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Akorn, Inc.
TICKER: AKRX CUSIP: 009728106
MEETING DATE: 7/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Akoustis Technologies, Inc.
TICKER: AKTS CUSIP: 00973N102
MEETING DATE: 11/16/2017 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN P. DENBAARS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ARTHUR E. GEISS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY K. MCMAHON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN P. MILLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JERRY D. NEAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUZANNE B. RUDY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY B. SHEALY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alamo Group Inc.
TICKER: ALG CUSIP: 011311107
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODERICK R. BATY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT P. BAUER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC P. ETCHART ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID W. GRZELAK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TRACY C. JOKINEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD W. PAROD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD A. ROBINSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alarm.com Holdings, Inc.
TICKER: ALRM CUSIP: N/A
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DARIUS G. NEVIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAYO SHATTUCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN TRUNDLE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alaska Air Group, Inc.
TICKER: ALK CUSIP: 011659109
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PATRICIA M. BEDIENT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES A. BEER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARION C. BLAKEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PHYLLIS J. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RAYMOND L. CONNER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DHIREN R. FONSECA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SUSAN J. LI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HELVI K. SANDVIK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR J. KENNETH THOMPSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BRADLEY D. TILDEN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ERIC K. YEAMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alaska Communications Systems Group, Inc.
TICKER: ALSK CUSIP: 01167P101
MEETING DATE: 6/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD (NED) J. HAYES, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR WAYNE BARR, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARGARET L. BROWN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID W. KARP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER D. LEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT M. PONS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRIAN A. ROSS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANAND VADAPALLI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADOPT NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Albany International Corp.
TICKER: AIN CUSIP: 012348108
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. CASSIDY, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDGAR G. HOTARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERLAND E. KAILBOURNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHARINE L. PLOURDE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN R. SCANNELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTINE L. STANDISH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR A. WILLIAM HIGGINS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENNETH W. KRUEGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR OLIVIER M. JARRAULT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LEE C. WORTHAM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OUTSIDE DIRECTOR STOCK ISSUER YES FOR FOR
AWARDS/OPTIONS IN LIEU OF CASH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Albany Molecular Research, Inc.
TICKER: AMRI CUSIP: 012423109
MEETING DATE: 8/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Albemarle Corporation
TICKER: ALB CUSIP: 012653101
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #2a: ELECT DIRECTOR MARY LAUREN BRLAS ISSUER YES FOR FOR
PROPOSAL #2b: ELECT DIRECTOR WILLIAM H. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #2c: ELECT DIRECTOR LUTHER C. KISSAM, IV ISSUER YES FOR FOR
PROPOSAL #2d: ELECT DIRECTOR DOUGLAS L. MAINE ISSUER YES FOR FOR
PROPOSAL #2e: ELECT DIRECTOR J. KENT MASTERS ISSUER YES FOR FOR
PROPOSAL #2f: ELECT DIRECTOR JAMES J. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #2g: ELECT DIRECTOR DIARMUID B. O'CONNELL ISSUER YES FOR FOR
PROPOSAL #2h: ELECT DIRECTOR DEAN L. SEAVERS ISSUER YES FOR FOR
PROPOSAL #2i: ELECT DIRECTOR GERALD A. STEINER ISSUER YES FOR FOR
PROPOSAL #2j: ELECT DIRECTOR HARRIETT TEE TAGGART ISSUER YES FOR FOR
PROPOSAL #2k: ELECT DIRECTOR ALEJANDRO WOLFF ISSUER YES FOR FOR
PROPOSAL #3: ADOPT MAJORITY VOTE TO APPROVE ISSUER YES FOR FOR
EXTRAORDINARY TRANSACTIONS
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alcoa Corporation
TICKER: AA CUSIP: 013872106
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL G. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY ANNE CITRINO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY P. FLYNN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHRYN S. FULLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROY C. HARVEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES A. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES E. NEVELS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES W. OWENS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CAROL L. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SUZANNE SITHERWOOD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEVEN W. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ERNESTO ZEDILLO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alder BioPharmaceuticals, Inc.
TICKER: ALDR CUSIP: 014339105
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL B. CLEVELAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN M. DOW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR A. BRUCE MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aldeyra Therapeutics, Inc.
TICKER: ALDX CUSIP: 01438T106
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BEN R. BRONSTEIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JESSE I. TREU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alere Inc.
TICKER: ALR CUSIP: 01449J105
MEETING DATE: 7/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alexander & Baldwin, Inc.
TICKER: ALEX CUSIP: 014491104
MEETING DATE: 10/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REORGANIZATION RELATED TO REIT ISSUER YES FOR FOR
QUALIFICATION REQUIREMENTS
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alexander & Baldwin, Inc.
TICKER: ALEX CUSIP: 014491104
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER J. BENJAMIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. ALLEN DOANE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT S. HARRISON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID C. HULIHEE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STANLEY M. KURIYAMA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS A. LEWIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS M. PASQUALE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHELE K. SAITO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JENAI S. WALL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ERIC K. YEAMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alexander's, Inc.
TICKER: ALX CUSIP: 014752109
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID M. MANDELBAUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARTHUR I. SONNENBLICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD R. WEST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alexandria Real Estate Equities, Inc.
TICKER: ARE CUSIP: 015271109
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOEL S. MARCUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN R. HASH �� ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN L. ATKINS, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES P. CAIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARIA C. FREIRE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD H. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES H. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL A. WORONOFF ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alexion Pharmaceuticals, Inc.
TICKER: ALXN CUSIP: 015351109
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FELIX J. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID R. BRENNAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER J. COUGHLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DEBORAH DUNSIRE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LUDWIG N. HANTSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN T. MOLLEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANCOIS NADER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JUDITH REINSDORF ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ANDREAS RUMMELT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alico, Inc.
TICKER: ALCO CUSIP: 016230104
MEETING DATE: 2/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE R. BROKAW ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR R. GREG EISNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BENJAMIN D. FISHMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR W. ANDREW KRUSEN, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HENRY R. SLACK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR REMY W. TRAFELET ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH S. SAMBUCO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Align Technology, Inc.
TICKER: ALGN CUSIP: 016255101
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN J. DALLAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH M. HOGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH LACOB ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. RAYMOND LARKIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GEORGE J. MORROW ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS M. PRESCOTT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREA L. SAIA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GREG J. SANTORA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SUSAN E. SIEGEL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WARREN S. THALER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alimera Sciences, Inc.
TICKER: ALIM CUSIP: N/A
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GARHENG KONG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alkermes plc
TICKER: ALKS CUSIP: G01767105
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FLOYD E. BLOOM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NANCY L. SNYDERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NANCY J. WYSENSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alleghany Corporation
TICKER: Y CUSIP: 017175100
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM K. LAVIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PHILLIP M. MARTINEAU ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RAYMOND L.M. WONG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allegheny Technologies Incorporated
TICKER: ATI CUSIP: 01741R102
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HERBERT J. CARLISLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DIANE C. CREEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN R. PIPSKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES E. ROHR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allegiance Bancshares, Inc.
TICKER: ABTX CUSIP: 01748H107
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT IVANY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM 'NICK' S. ISSUER YES FOR FOR
NICHOLS, III
PROPOSAL #1.3: ELECT DIRECTOR STEVEN F. RETZLOFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAIMUNDO RIOJAS E. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRED S. ROBERTSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAMON A. VITULLI, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allegiant Travel Company
TICKER: ALGT CUSIP: 01748X102
MEETING DATE: 6/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MAURICE J. GALLAGHER, ISSUER YES FOR FOR
JR.
PROPOSAL #1B: ELECT DIRECTOR MONTIE BREWER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR GARY ELLMER ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR LINDA A. MARVIN ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR CHARLES W. POLLARD ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR JOHN REDMOND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allegion plc
TICKER: ALLE CUSIP: G0176J109
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CARLA CICO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KIRK S. HACHIGIAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR NICOLE PARENT HAUGHEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID D. PETRATIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DEAN I. SCHAFFER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHARLES L. SZEWS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARTIN E. WELCH, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: AUTHORIZE ISSUANCE OF EQUITY WITH ISSUER YES FOR FOR
PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allena Pharmaceuticals, Inc.
TICKER: ALNA CUSIP: N/A
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW A.F. HACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALEXEY MARGOLIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES N. TOPPER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allergan plc
TICKER: AGN CUSIP: G0177J108
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NESLI BASGOZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAUL M. BISARO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOSEPH H. BOCCUZI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHRISTOPHER W. BODINE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ADRIANE M. BROWN ISSUER YES �� FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHRISTOPHER J. COUGHLIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CAROL ANTHONY 'JOHN' ISSUER YES FOR FOR
DAVIDSON
PROPOSAL #1h: ELECT DIRECTOR CATHERINE M. KLEMA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PETER J. MCDONNELL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PATRICK J. O'SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR BRENTON L. SAUNDERS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR FRED G. WEISS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: AUTHORIZE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #5A: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ALLETE, Inc.
TICKER: ALE CUSIP: 018522300
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHRYN W. DINDO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SIDNEY W. EMERY, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GEORGE G. GOLDFARB ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES S. HAINES, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALAN R. HODNIK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES J. HOOLIHAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HEIDI E. JIMMERSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MADELEINE W. LUDLOW ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SUSAN K. NESTEGARD ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DOUGLAS C. NEVE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ROBERT P. POWERS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LEONARD C. RODMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alliance Data Systems Corporation
TICKER: ADS CUSIP: N/A
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE K. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER H. BALLOU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KELLY J. BARLOW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR E. LINN DRAPER, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD J. HEFFERNAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH R. JENSEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT A. MINICUCCI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TIMOTHY J. THERIAULT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LAURIE A. TUCKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alliance Healthcare Services, Inc.
TICKER: AIQ CUSIP: 018606301
MEETING DATE: 8/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3.1: ELECT DIRECTOR NEIL F. DIMICK ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR HEPING FENG ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR PAUL S. VIVIANO ISSUER YES WITHHOLD AGAINST
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #7: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alliance One International, Inc.
TICKER: AOI CUSIP: 018772301
MEETING DATE: 8/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. RICHARD GREEN, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NIGEL G. HOWARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. PIETER SIKKEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REPORT ON BENEFITS AND DRAWBACKS IN SHAREHOLDER YES AGAINST FOR
MEDIATION ON SPECIFIC INSTANCES ON ALLEGED HUMAN
RIGHTS VIOLATIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alliant Energy Corporation
TICKER: LNT CUSIP: 018802108
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEAN C. OESTREICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAROL P. SANDERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allied Motion Technologies Inc.
TICKER: AMOT CUSIP: 019330109
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD D. FEDERICO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GERALD J. (BUD) LABER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD D. SMITH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES J. TANOUS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY T. TEVENS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD S. WARZALA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL R. WINTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY EKS&H LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alliqua BioMedical, Inc.
TICKER: ALQA CUSIP: 019621200
MEETING DATE: 9/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY THE SHARE INCREASE AMENDMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alliqua BioMedical, Inc.
TICKER: ALQA CUSIP: 019621309
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allison Transmission Holdings, Inc.
TICKER: ALSN CUSIP: 01973R101
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STAN A. ASKREN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LAWRENCE E. DEWEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID C. EVERITT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALVARO GARCIA-TUNON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID S. GRAZIOSI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM R. HARKER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD P. LAVIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS W. RABAUT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RICHARD V. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allscripts Healthcare Solutions, Inc.
TICKER: MDRX CUSIP: 01988P108
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MARA G. ASPINALL ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR PAUL M. BLACK ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR P. GREGORY GARRISON ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JONATHAN J. JUDGE ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR MICHAEL A. KLAYKO ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR YANCEY L. SPRUILL ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR DAVE B. STEVENS ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR DAVID D. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ally Financial Inc.
TICKER: ALLY CUSIP: 02005N100
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANKLIN W. HOBBS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH J. BACON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAUREEN A. BREAKIRON- ISSUER YES FOR FOR
EVANS
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM H. CARY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MAYREE C. CLARK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KIM S. FENNEBRESQUE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARJORIE MAGNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN J. STACK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL F. STEIB ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JEFFREY J. BROWN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Almost Family, Inc.
TICKER: AFAM CUSIP: 020409108
MEETING DATE: 3/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alnylam Pharmaceuticals, Inc.
TICKER: ALNY CUSIP: 02043Q107
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DENNIS A. AUSIELLO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN K. CLARKE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARSHA H. FANUCCI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID E.I. PYOTT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alpha and Omega Semiconductor Limited
TICKER: AOSL CUSIP: G6331P104
MEETING DATE: 11/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MIKE F. CHANG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YUEH-SE HO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LUCAS S. CHANG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT I. CHEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KING OWYANG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL L. PFEIFFER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. SALAMEH ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alpha Pro Tech, Ltd.
TICKER: APT CUSIP: N/A
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LLOYD HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONNA MILLAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN RITOTA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RUSSELL MANOCK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANNY MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID R. GARCIA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES BUCHAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY TANNER LLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alphabet Inc.
TICKER: GOOGL CUSIP: 02079K305
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY PAGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SERGEY BRIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC E. SCHMIDT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR L. JOHN DOERR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROGER W. FERGUSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DIANE B. GREENE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN L. HENNESSY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANN MATHER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALAN R. MULALLY ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR SUNDAR PICHAI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR K. RAM SHRIRAM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON GENDER PAY GAP SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: ASSESS FEASIBILITY OF INCLUDING SHAREHOLDER YES AGAINST FOR
SUSTAINABILITY AS A PERFORMANCE MEASURE FOR SENIOR
EXECUTIVE COMPENSATION
PROPOSAL #9: ADOPT A POLICY ON BOARD DIVERSITY SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: REPORT ON MAJOR GLOBAL CONTENT SHAREHOLDER YES AGAINST FOR
MANAGEMENT CONTROVERSIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alphatec Holdings, Inc.
TICKER: ATEC CUSIP: 02081G201
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EVAN BAKST ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MORTIMER BERKOWITZ III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR QUENTIN BLACKFORD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JASON HOCHBERG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PATRICK S. MILES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID H. MOWRY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TERRY M. RICH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEFFREY P. RYDIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1i: ELECT DIRECTOR JAMES L.L. TULLIS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DONALD A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WARD W. WOODS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5a: APPROVE ISSUANCE OF SHARES FOR A ISSUER YES FOR FOR
PRIVATE PLACEMENT
PROPOSAL #5b: APPROVE ISSUANCE OF SHARES FOR A ISSUER YES FOR FOR
PRIVATE PLACEMENT
PROPOSAL #5c: APPROVE ISSUANCE OF SHARES FOR A ISSUER YES FOR FOR
PRIVATE PLACEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alpine Immune Sciences, Inc.
TICKER: ALPN CUSIP: 02083G100
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT CONWAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES N. TOPPER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER PEETZ ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alta Mesa Resources, Inc.
TICKER: AMR CUSIP: 02133L109
MEETING DATE: 6/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SYLVIA J. KERRIGAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DONALD R. SINCLAIR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Altair Engineering Inc.
TICKER: ALTR CUSIP: N/A
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES E. BRANCHEAU ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARY C. BOYCE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAN KOWAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alteryx, Inc.
TICKER: AYX CUSIP: 02156B103
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY I. MAUDLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EILEEN M. SCHLOSS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Altimmune, Inc.
TICKER: ALT CUSIP: 02155H101
MEETING DATE: 10/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. ENRIGHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID J. DRUTZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. GILL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILIP L. HODGES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MITCHEL B. SAYARE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KLAUS O. SCHAFER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DERACE L. SCHAFFER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE THE SECTION 203 AMENDMENT ISSUER YES AGAINST AGAINST
PROPOSAL #6: ELIMINATE RIGHT TO ACT BY WRITTEN ISSUER YES AGAINST AGAINST
CONSENT
PROPOSAL #7: AUTHORIZE BOARD TO FILL VACANCIES ISSUER YES FOR FOR
PROPOSAL #8: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
REGARDING PROVISIONS OF INDEMNIFICATION
PROPOSAL #9: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE OF SHARES FOR A ISSUER YES FOR FOR
PRIVATE PLACEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Altisource Asset Management Corporation
TICKER: AAMC CUSIP: 02153X108
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR GEORGE G. ELLISON ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR RICARDO C. BYRD ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JOHN P. DE JONGH, JR. ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR NATHANIEL REDLEAF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Altisource Portfolio Solutions S.A.
TICKER: ASPS CUSIP: L0175J104
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TIMO VATTO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ORIN S. KRAMER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR W. MICHAEL LINN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSEPH L. MORETTINI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROLAND MULLER-INEICHEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM B. SHEPRO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED AUDITORS AND ATWELL S.A R.L.
AS CERTIFIED AUDITOR FOR STATUTORY ACCOUNTS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: RECEIVE AND APPROVE DIRECTORS' AND ISSUER YES FOR FOR
AUDITORS' SPECIAL REPORTS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS AND ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: APPROVE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Altra Industrial Motion Corp.
TICKER: AIMC CUSIP: 02208R106
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDMUND M. CARPENTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARL R. CHRISTENSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LYLE G. GANSKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARGOT L. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL S. LIPSCOMB ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LARRY P. MCPHERSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS W. SWIDARSKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES H. WOODWARD, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Altria Group, Inc.
TICKER: MO CUSIP: 02209S103
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN T. CASTEEN, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DINYAR S. DEVITRE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS F. FARRELL, II ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DEBRA J. KELLY-ENNIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR W. LEO KIELY, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KATHRYN B. MCQUADE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE MUNOZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK E. NEWMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NABIL Y. SAKKAB ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR VIRGINIA E. SHANKS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR HOWARD A. WILLARD, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE NICOTINE LEVELS IN TOBACCO SHAREHOLDER YES AGAINST FOR
PRODUCTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMAG Pharmaceuticals, Inc.
TICKER: AMAG CUSIP: 00163U106
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM K. HEIDEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BARBARA DEPTULA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN A. FALLON ISSUER YES AGAINST AGAINST
PROPOSAL #1d: ELECT DIRECTOR ROBERT J. PEREZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LESLEY RUSSELL ISSUER YES AGAINST AGAINST
PROPOSAL #1f: ELECT DIRECTOR GINO SANTINI ISSUER YES AGAINST AGAINST
PROPOSAL #1g: ELECT DIRECTOR DAVEY S. SCOON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES R. SULAT ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: A-Mark Precious Metals, Inc.
TICKER: AMRK CUSIP: 00181T107
MEETING DATE: 11/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOEL R. ANDERSON ISSUER YES �� FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY D. BENJAMIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELLIS LANDAU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BEVERLEY LEPINE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN ('JAY') U. ISSUER YES FOR FOR
MOORHEAD
PROPOSAL #1.7: ELECT DIRECTOR JESS M. RAVICH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GREGORY N. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amazon.com, Inc.
TICKER: AMZN CUSIP: 023135106
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFFREY P. BEZOS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TOM A. ALBERG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMIE S. GORELICK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DANIEL P. HUTTENLOCHER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JUDITH A. MCGRATH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JONATHAN J. RUBINSTEIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS O. RYDER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PATRICIA Q. STONESIFER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WENDELL P. WEEKS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: PROVIDE VOTE COUNTING TO EXCLUDE SHAREHOLDER YES AGAINST FOR
ABSTENTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ambac Financial Group, Inc.
TICKER: AMBC CUSIP: 023139884
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALEXANDER D. GREENE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IAN D. HAFT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID L. HERZOG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOAN LAMM-TENNANT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CLAUDE LEBLANC ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR C. JAMES PRIEUR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY S. STEIN �� ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ambarella, Inc.
TICKER: AMBA CUSIP: G037AX101
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HSIAO-WUEN HON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER B. PAISLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW W. VERHALEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amber Road, Inc.
TICKER: AMBR CUSIP: 02318Y108
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES W. PREUNINGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RALPH FAISON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMC Entertainment Holdings, Inc.
TICKER: AMC CUSIP: 00165C104
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LLOYD HILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAOJUN 'JOHN' ZENG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR HOWARD W. 'HAWK' KOCH, ISSUER YES WITHHOLD AGAINST
JR.
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMC Networks Inc.
TICKER: AMCX CUSIP: 00164V103
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN F. MILLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEONARD TOW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID E. VAN ZANDT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARL E. VOGEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT C. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER �� YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMCON Distributing Company
TICKER: DIT CUSIP: 02341Q205
MEETING DATE: 12/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHLEEN M. EVANS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN R. LOYACK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY R. PESTOTNIK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amedica Corporation
TICKER: AMDA CUSIP: 023435209
MEETING DATE: 10/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amedisys, Inc.
TICKER: AMED CUSIP: N/A
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR LINDA J. HALL ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JULIE D. KLAPSTEIN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR PAUL B. KUSSEROW ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR RICHARD A. LECHLEITER ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JAKE L. NETTERVILLE ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR BRUCE D. PERKINS ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JEFFREY A. RIDEOUT ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR DONALD A. WASHBURN ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR NATHANIEL M. ZILKHA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMERCO
TICKER: UHAL CUSIP: 023586100
MEETING DATE: 8/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD J. ("JOE") SHOEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES E. ACRIDGE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES J. BAYER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN P. BROGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN M. DODDS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES J. GROGAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KARL A. SCHMIDT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SAMUEL J. SHOEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AND AFFIRM DECISIONS AND ACTIONS SHAREHOLDER YES AGAINST AGAINST
TAKEN BY THE BOARD AND EXECUTIVE OFFICERS FOR FISCAL
2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ameren Corporation
TICKER: AEE CUSIP: 023608102
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WARNER L. BAXTER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CATHERINE S. BRUNE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR J. EDWARD COLEMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ELLEN M. FITZSIMMONS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RAFAEL FLORES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WALTER J. GALVIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD J. HARSHMAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CRAIG S. IVEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GAYLE P. W. JACKSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEVEN H. LIPSTEIN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR STEPHEN R. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: REPORT ON COAL COMBUSTION RESIDUAL AND SHAREHOLDER YES AGAINST FOR
WATER IMPACTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ameresco, Inc.
TICKER: AMRC CUSIP: 02361E108
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. CORRSIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE P. SAKELLARIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH W. SUTTON �� ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Airlines Group Inc.
TICKER: AAL CUSIP: 02376R102
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES F. ALBAUGH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY D. BENJAMIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN T. CAHILL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL J. EMBLER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MATTHEW J. HART ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALBERTO IBARGUEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD C. KRAEMER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SUSAN D. KRONICK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARTIN H. NESBITT ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DENISE M. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR W. DOUGLAS PARKER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RAY M. ROBINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Assets Trust, Inc.
TICKER: AAT CUSIP: N/A
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERNEST S. RADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY E. FINGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DUANE A. NELLES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS S. OLINGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT S. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Axle & Manufacturing Holdings, Inc.
TICKER: AXL CUSIP: 024061103
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID C. DAUCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM L. KOZYRA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER D. LYONS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Campus Communities, Inc.
TICKER: ACC CUSIP: 024835100
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM C. BAYLESS, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM BLAKELEY ISSUER YES FOR FOR
CHANDLEE, III
PROPOSAL #1c: ELECT DIRECTOR G. STEVEN DAWSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CYDNEY C. DONNELL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EDWARD LOWENTHAL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR OLIVER LUCK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR C. PATRICK OLES, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN T. RIPPEL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Eagle Outfitters, Inc.
TICKER: AEO CUSIP: 2.55E+109
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANICE E. PAGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID M. SABLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NOEL J. SPIEGEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Electric Power Company, Inc.
TICKER: AEP CUSIP: 025537101
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICHOLAS K. AKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. BARNIE BEASLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RALPH D. CROSBY, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LINDA A. GOODSPEED ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS E. HOAGLIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SANDRA BEACH LIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD C. NOTEBAERT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LIONEL L. NOWELL, III ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEPHEN S. RASMUSSEN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR OLIVER G. RICHARD, III ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SARA MARTINEZ TUCKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Electric Technologies, Inc.
TICKER: AETI CUSIP: N/A
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES M. DAUBER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEAL M. DIKEMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER MENIKOFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. HOKE PEACOCK, II ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD L. KUNTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HAM, LANGSTON & BREZINA, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Equity Investment Life Holding Company
TICKER: AEL CUSIP: N/A
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENDA J. CUSHING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID S. MULCAHY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR A.J. STRICKLAND, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Express Company
TICKER: AXP CUSIP: 025816109
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLENE BARSHEFSKY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN J. BRENNAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PETER CHERNIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RALPH DE LA VEGA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ANNE L. LAUVERGEON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL O. LEAVITT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THEODORE J. LEONSIS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD C. LEVIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SAMUEL J. PALMISANO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEPHEN J. SQUERI ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DANIEL L. VASELLA ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RONALD A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR CHRISTOPHER D. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Financial Group, Inc.
TICKER: AFG CUSIP: 025932104
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARL H. LINDNER, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR S. CRAIG LINDNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH C. AMBRECHT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN B. BERDING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH E. "JEFF" ISSUER YES FOR FOR
CONSOLINO
PROPOSAL #1.6: ELECT DIRECTOR VIRGINIA "GINA" C. ISSUER YES FOR FOR
DROSOS
PROPOSAL #1.7: ELECT DIRECTOR JAMES E. EVANS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TERRY S. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GREGORY G. JOSEPH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM W. VERITY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN I. VON LEHMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON SUSTAINABILITY SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Homes 4 Rent
TICKER: AMH CUSIP: 02665T306
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR B. WAYNE HUGHES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID P. SINGELYN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN 'JACK' CORRIGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANN V. ANGELOFF ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS N. BENHAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TAMARA HUGHES GUSTAVSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MATTHEW J. HART ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES H. KROPP ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KENNETH M. WOOLLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American International Group, Inc.
TICKER: AIG CUSIP: 026874784
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR W. DON CORNWELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRIAN DUPERREAULT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN H. FITZPATRICK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM G. JURGENSEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHRISTOPHER S. LYNCH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HENRY S. MILLER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LINDA A. MILLS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RONALD A. RITTENMEYER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DOUGLAS M. STEENLAND ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR THERESA M. STONE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American National Bankshares Inc.
TICKER: AMNB CUSIP: 027745108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL P. HALEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES S. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANKLIN W. MADDUX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR F. D. HORNADAY, III ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR TAMMY MOSS FINLEY ISSUER YES FOR FOR
PROPOSAL #3: RATIFY YOUNT, HYDE AND BARBOUR, P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American National Insurance Company
TICKER: ANAT CUSIP: 028591105
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. ANSELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARTHUR O. DUMMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANCES A. MOODY- ISSUER YES FOR FOR
DAHLBERG
PROPOSAL #1.4: ELECT DIRECTOR JAMES P. PAYNE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR E. J. "JERE" PEDERSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES E. POZZI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES D. YARBROUGH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROSS R. MOODY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Outdoor Brands Corporation
TICKER: AOBC CUSIP: 02874P103
MEETING DATE: 9/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY M. MONHEIT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT L. SCOTT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT H. BRUST ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR P. JAMES DEBNEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN B. FURMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREGORY J. GLUCHOWSKI, ISSUER YES FOR FOR
JR.
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL F. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MITCHELL A. SALTZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR I. MARIE WADECKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Public Education, Inc.
TICKER: APEI CUSIP: 02913V103
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ERIC C. ANDERSEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WALLACE E. BOSTON, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BARBARA G. FAST ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JEAN C. HALLE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BARBARA 'BOBBI' L. ISSUER YES FOR FOR
KURSHAN
PROPOSAL #1f: ELECT DIRECTOR TIMOTHY J. LANDON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM G. ROBINSON, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Railcar Industries, Inc.
TICKER: ARII CUSIP: 02916P103
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SUNGHWAN CHO ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR JAMES C. PONTIOUS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR J. MIKE LAISURE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR HAROLD FIRST ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JONATHAN FRATES ISSUER YES AGAINST AGAINST
PROPOSAL #1f: ELECT DIRECTOR MICHAEL NEVIN ISSUER YES AGAINST AGAINST
PROPOSAL #1g: ELECT DIRECTOR PATRICIA A. AGNELLO ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Renal Associates Holdings, Inc.
TICKER: ARA CUSIP: 029227105
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SYED T. KAMAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JARED S. HENDRICKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. JURELLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUSANNE V. CLARK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American River Bankshares
TICKER: AMRB CUSIP: 029326105
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICOLAS C. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIMBERLY A. BOX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES D. FITE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFERY OWENSBY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM A. ROBOTHAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID E. RITCHIE, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN H. WAKS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PHILIP A. WRIGHT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL A. ZIEGLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Software, Inc.
TICKER: AMSWA CUSIP: 029683109
MEETING DATE: 8/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR W. DENNIS HOGUE ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JAMES B. MILLER, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American States Water Company
TICKER: AWR CUSIP: 029899101
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES L. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SARAH J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANNE M. HOLLOWAY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Superconductor Corporation
TICKER: AMSC CUSIP: 030111207
MEETING DATE: 7/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VIKRAM S. BUDHRAJA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARTHUR H. HOUSE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAMELA F. LENEHAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL P. MCGAHN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID R. OLIVER, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN W. WOOD, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Tower Corporation
TICKER: AMT CUSIP: 03027X100
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GUSTAVO LARA CANTU ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RAYMOND P. DOLAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT D. HORMATS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GRACE D. LIEBLEIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CRAIG MACNAB ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOANN A. REED ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAMELA D.A. REEVE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID E. SHARBUTT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES D. TAICLET, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SAMME L. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Vanguard Corporation
TICKER: AVD CUSIP: N/A
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SCOTT D. BASKIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LAWRENCE S. CLARK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DEBRA F. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MORTON D. ERLICH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALFRED F. INGULLI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN L. KILLMER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ERIC G. WINTEMUTE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR M. ESMAIL ZIRAKPARVAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Water Works Company, Inc.
TICKER: AWK CUSIP: 030420103
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFFREY N. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARTHA CLARK GOSS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VERONICA M. HAGEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JULIA L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KARL F. KURZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GEORGE MACKENZIE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES G. STAVRIDIS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SUSAN N. STORY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: REPORT ON THE HUMAN RIGHT TO WATER AND SHAREHOLDER YES AGAINST FOR
SANITATION
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Woodmark Corporation
TICKER: AMWD CUSIP: 030506109
MEETING DATE: 8/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW B. COGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES G. DAVIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR S. CARY DUNSTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARTHA M. HAYES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL T. HENDRIX ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CAROL B. MOERDYK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID W. MOON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR VANCE W. TANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: America's Car-Mart, Inc.
TICKER: CRMT CUSIP: 03062T105
MEETING DATE: 8/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAY C. DILLON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL J. ENGLANDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM H. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDDIE L. HIGHT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT CAMERON SMITH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JIM VON GREMP ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ameriprise Financial, Inc.
TICKER: AMP CUSIP: 03076C106
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES M. CRACCHIOLO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DIANNE NEAL BLIXT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR AMY DIGESO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LON R. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JEFFREY NODDLE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT F. SHARPE, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHRISTOPHER J. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR W. EDWARD WALTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS AND SHAREHOLDER YES AGAINST FOR
EXPENDITURES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ameris Bancorp
TICKER: ABCB CUSIP: 03076K108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. DALE EZZELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEO J. HILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JIMMY D. VEAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMERISAFE, Inc.
TICKER: AMSF CUSIP: 03071H100
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP A. GARCIA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MILLARD E. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RANDALL E. ROACH ISSUER YES FOR FOR
PROPOSAL #2: AMEND NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AmeriServ Financial, Inc.
TICKER: ASRV CUSIP: 03074A102
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. MICHAEL ADAMS, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARGARET A. O'MALLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK E. PASQUERILLA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY S.R. SNODGRASS PC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AmerisourceBergen Corporation
TICKER: ABC CUSIP: 03073E105
MEETING DATE: 3/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ORNELLA BARRA ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEVEN H. COLLIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS R. CONANT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR D. MARK DURCAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD W. GOCHNAUER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LON R. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JANE E. HENNEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KATHLEEN W. HYLE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL J. LONG ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HENRY W. MCGEE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
PROPOSAL #7: CLAWBACK OF INCENTIVE PAYMENTS SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: REPORT ON GOVERNANCE MEASURES SHAREHOLDER YES FOR AGAINST
IMPLEMENTED RELATED TO OPIOIDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ames National Corporation
TICKER: ATLO CUSIP: 031001100
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LISA M. ESLINGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN D. FORTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. LARSON, II ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN L. PIERSCHBACHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CLIFTONLARSONALLEN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMETEK, Inc.
TICKER: AME CUSIP: 031100100
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ELIZABETH R. VARET ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DENNIS K. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amgen Inc.
TICKER: AMGN CUSIP: 031162100
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WANDA M. AUSTIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. BRADWAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN J. DRUKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT A. ECKERT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREG C. GARLAND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRED HASSAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR REBECCA M. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANK C. HERRINGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHARLES M. HOLLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TYLER JACKS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ELLEN J. KULLMAN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR RONALD D. SUGAR ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR R. SANDERS WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON INTEGRATING RISKS RELATED TO SHAREHOLDER YES AGAINST FOR
DRUG PRICING INTO SENIOR EXECUTIVE COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amicus Therapeutics, Inc.
TICKER: FOLD CUSIP: 03152W109
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD J. HAYDEN, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG WHEELER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amkor Technology, Inc.
TICKER: AMKR CUSIP: 031652100
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES J. KIM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN D. KELLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS A. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROGER A. CAROLIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WINSTON J. CHURCHILL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN T. KIM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUSAN Y. KIM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARYFRANCES MCCOURT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT R. MORSE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID N. WATSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMN Healthcare Services, Inc.
TICKER: AMN CUSIP: 001744101
MEETING DATE: 4/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK G. FOLETTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. JEFFREY HARRIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL M.E. JOHNS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARTHA H. MARSH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUSAN R. SALKA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDREW M. STERN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL E. WEAVER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DOUGLAS D. WHEAT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ampco-Pittsburgh Corporation
TICKER: AP CUSIP: 032037103
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL I. GERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANN E. WHITTY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amphastar Pharmaceuticals, Inc.
TICKER: AMPH CUSIP: 03209R103
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARY ZIPING LUO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HOWARD LEE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL A. ZASLOFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amphenol Corporation
TICKER: APH CUSIP: 032095101
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD P. BADIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STANLEY L. CLARK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN D. CRAIG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID P. FALCK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD G. JEPSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARTIN H. LOEFFLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN R. LORD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR R. ADAM NORWITT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DIANA G. REARDON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ANNE CLARKE WOLFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ampio Pharmaceuticals, Inc.
TICKER: AMPE CUSIP: 03209T109
MEETING DATE: 9/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL MACALUSO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID BAR-OR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILIP H. COELHO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD B. GILES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID R. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EKS&H LLLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMREP Corporation
TICKER: AXR CUSIP: 032159105
MEETING DATE: 9/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THEODORE J. GAASCHE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALBERT V. RUSSO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMTECH SYSTEMS, INC.
TICKER: ASYS CUSIP: 032332504
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONG S. WHANG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FOKKO PENTINGA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT M. AVERICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL GARNREITER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT F. KING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUKESH MOHAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AmTrust Financial Services, Inc.
TICKER: AFSI CUSIP: N/A
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER NO N/A N/A
PROPOSAL #2: ADJOURN MEETING ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amyris, Inc.
TICKER: AMRS CUSIP: 03236M101
MEETING DATE: 7/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES OF COMMON ISSUER YES FOR FOR
STOCK UPON CONVERSION OF SHARES OF PREFERRED STOCK
AND EXERCISE OF WARRANTS ISSUED IN SECURITIES
PROPOSAL #2: APPROVE ISSUANCE AND SALE OF SHARES OF ISSUER YES FOR FOR
COMMON STOCK IN ADDITIONAL SECURITIES OFFERINGS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amyris, Inc.
TICKER: AMRS CUSIP: 03236M200
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP EYKERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK KUNG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN MELO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. NEIL WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: APPROVE THE ISSUANCE OF STOCK OPTIONS ISSUER YES AGAINST AGAINST
AND RESTRICTED STOCK UNITS TO JOHN MELO
PROPOSAL #6: APPROVE THE ANTI-DILUTION PROPOSAL ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anadarko Petroleum Corporation
TICKER: APC CUSIP: 032511107
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANTHONY R. CHASE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID E. CONSTABLE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR H. PAULETT EBERHART ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CLAIRE S. FARLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PETER J. FLUOR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOSEPH W. GORDER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN R. GORDON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SEAN GOURLEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARK C. MCKINLEY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ERIC D. MULLINS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR R. A. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ASSESS PORTFOLIO IMPACTS OF POLICIES TO SHAREHOLDER YES FOR AGAINST
MEET 2 DEGREE SCENARIO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Analog Devices, Inc.
TICKER: ADI CUSIP: 032654105
MEETING DATE: 3/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RAY STATA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR VINCENT ROCHE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES A. CHAMPY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BRUCE R. EVANS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EDWARD H. FRANK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARK M. LITTLE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR NEIL NOVICH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KENTON J. SICCHITANO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LISA T. SU ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Analogic Corporation
TICKER: ALOG CUSIP: 032657207
MEETING DATE: 12/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BERNARD C. BAILEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY P. BLACK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES J. JUDGE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL T. MODIC ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEPHEN A. ODLAND ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR FRED B. PARKS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOSEPH E. WHITTERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Analogic Corporation
TICKER: ALOG CUSIP: N/A
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AnaptysBio, Inc.
TICKER: ANAB CUSIP: N/A
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS FENTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES N. TOPPER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anavex Life Sciences Corp.
TICKER: AVXL CUSIP: 032797300
MEETING DATE: 4/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER MISSLING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ATHANASIOS 'TOM' ISSUER YES FOR FOR
SKARPELOS
PROPOSAL #1.3: ELECT DIRECTOR ELLIOT FAVUS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEFFEN THOMAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER DONHAUSER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CLAUS VAN DER VELDEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anchor Bancorp
TICKER: ANCB CUSIP: 032838104
MEETING DATE: 12/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT D. RUECKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JERALD L. SHAW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Andeavor
TICKER: ANDV CUSIP: 03349M105
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODNEY F. CHASE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL L. FOSTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD G. GALANTE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGORY J. GOFF ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID LILLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARY PAT MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J.W. NOKES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM H. SCHUMANN, ISSUER YES FOR FOR
III
PROPOSAL #1.9: ELECT DIRECTOR JEFF A. STEVENS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SUSAN TOMASKY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MICHAEL E. WILEY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PATRICK Y. YANG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ANGI Homeservices Inc.
TICKER: ANGI CUSIP: 00183L102
MEETING DATE: 6/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS R. EVANS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALESIA J. HAAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANGELA R. HICKS BOWMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH LEVIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR GLENN H. SCHIFFMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR MARK STEIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER TERRILL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR SUZY WELCH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR GREGG WINIARSKI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.1: ELECT DIRECTOR YILU ZHAO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Angie's List, Inc.
TICKER: ANGI CUSIP: 034754101
MEETING DATE: 9/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AngioDynamics, Inc.
TICKER: ANGO CUSIP: 03475V101
MEETING DATE: 10/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EILEEN O. AUEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES C. CLEMMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD W. DONNELLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAN STERN REED ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ANI Pharmaceuticals, Inc.
TICKER: ANIP CUSIP: 00182C103
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT E. BROWN, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ARTHUR S. PRZYBYL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PATRICK D. WALSH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID B. NASH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS A. PENN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS J. HAUGHEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anika Therapeutics, Inc.
TICKER: ANIK CUSIP: 035255108
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH L. BOWER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFERY S. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: CHANGE STATE OF INCORPORATION FROM ISSUER YES FOR FOR
MASSACHUSETTS TO DELAWARE
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anixter International Inc.
TICKER: AXE CUSIP: 035290105
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LORD JAMES BLYTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FREDERIC F. BRACE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA WALKER BYNOE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. ECK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM A. GALVIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR F. PHILIP HANDY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MELVYN N. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEORGE MUNOZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SCOTT R. PEPPET ISSUER YES FOR �� FOR
PROPOSAL #1.10: ELECT DIRECTOR VALARIE L. SHEPPARD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STUART M. SLOAN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SAMUEL ZELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Annaly Capital Management, Inc.
TICKER: NLY CUSIP: 035710409
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WELLINGTON J. DENAHAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL HAYLON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DONNELL A. SEGALAS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KATIE BEIRNE FALLON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR VICKI WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ANSYS, Inc.
TICKER: ANSS CUSIP: 03662Q105
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GUY E. DUBOIS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALEC D. GALLIMORE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Antares Pharma, Inc.
TICKER: ATRS CUSIP: N/A
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTON G. GUETH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT P. ROCHE, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Antero Resources Corporation
TICKER: AR CUSIP: 03674X106
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER R. KAGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. HOWARD KEENAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOYCE E. MCCONNELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anthem, Inc.
TICKER: ANTM CUSIP: 036752103
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LEWIS HAY, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JULIE A. HILL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANTONIO F. NERI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RAMIRO G. PERU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #5: AMEND BYLAWS - CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anthera Pharmaceuticals, Inc.
TICKER: ANTH CUSIP: 03674U300
MEETING DATE: 1/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anworth Mortgage Asset Corporation
TICKER: ANH CUSIP: 037347101
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LLOYD MCADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEE A. AULT, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOE E. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT C. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK S. MARON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH E. MCADAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aon plc
TICKER: AON CUSIP: G0408V102
MEETING DATE: 6/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LESTER B. KNIGHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY C. CASE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JIN-YONG CAI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY C. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FULVIO CONTI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHERYL A. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J. MICHAEL LOSH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD B. MYERS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD C. NOTEBAERT ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR GLORIA SANTONA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CAROLYN Y. WOO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: RATIFY ERNST & YOUNG LLP AS AON'S U.K. ISSUER YES FOR FOR
STATUTORY AUDITOR
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #8: AUTHORISE SHARES FOR MARKET PURCHASE ISSUER YES FOR FOR
PROPOSAL #9: ISSUE OF EQUITY OR EQUITY-LINKED ISSUER YES FOR FOR
SECURITIES WITH PRE-EMPTIVE RIGHTS
PROPOSAL #10: ISSUE OF EQUITY OR EQUITY-LINKED ISSUER YES FOR FOR
SECURITIES WITHOUT PRE-EMPTIVE RIGHTS
PROPOSAL #11: APPROVE POLITICAL DONATIONS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apache Corporation
TICKER: APA CUSIP: 037411105
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ANNELL R. BAY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JOHN J. CHRISTMANN, IV ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR CHANSOO JOUNG ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR RENE R. JOYCE ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR GEORGE D. LAWRENCE ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JOHN E. LOWE ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR WILLIAM C. MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR AMY H. NELSON ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR DANIEL W. RABUN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR PETER A. RAGAUSS ISSUER YES FOR FOR
PROPOSAL #11: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: APARTMENT INVESTMENT AND MANAGEMENT COMPANY
TICKER: AIV CUSIP: 03748R101
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRY CONSIDINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS L. KELTNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. LANDIS MARTIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT A. MILLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KATHLEEN M. NELSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANN SPERLING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL A. STEIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NINA A. TRAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND STOCK OWNERSHIP LIMITATIONS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apellis Pharmaceuticals, Inc.
TICKER: APLS CUSIP: 03753U106
MEETING DATE: 6/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR STEPHANIE MONAGHAN ISSUER YES FOR FOR
O'BRIEN
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apogee Enterprises, Inc.
TICKER: APOG CUSIP: N/A
MEETING DATE: 6/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BERNARD P. ALDRICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HERBERT K. PARKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH F. PUISHYS ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR LLOYD E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apollo Commercial Real Estate Finance, Inc.
TICKER: ARI CUSIP: 03762U105
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY M. GAULT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK C. BIDERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. KASDIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC L. PRESS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SCOTT S. PRINCE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STUART A. ROTHSTEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL E. SALVATI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CINDY Z. MICHEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apollo Endosurgery, Inc.
TICKER: APEN CUSIP: 03767D108
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM D. MCCLELLAN, ISSUER YES FOR FOR
JR.
PROPOSAL #1b: ELECT DIRECTOR DAVID C. PACITTI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JULIE SHIMER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AppFolio, Inc.
TICKER: APPF CUSIP: 03783C100
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TIMOTHY BLISS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JASON RANDALL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Appian Corporation
TICKER: APPN CUSIP: 03782L101
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MATTHEW CALKINS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT C. KRAMER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR A.G.W. 'JACK' BIDDLE, ISSUER YES FOR FOR
III
PROPOSAL #1d: ELECT DIRECTOR PRASHANTH 'PV' BOCCASSAM ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL G. DEVINE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BARBARA 'BOBBIE' KILBERG ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL J. MULLIGAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apple Hospitality REIT, Inc.
TICKER: APLE CUSIP: 03784Y200
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE H. MATSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BLYTHE J. MCGARVIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR L. HUGH REDD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apple Inc.
TICKER: AAPL CUSIP: 037833100
MEETING DATE: 2/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES BELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TIM COOK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR AL GORE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BOB IGER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ANDREA JUNG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ART LEVINSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RON SUGAR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SUE WAGNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #5: PROXY ACCESS AMENDMENTS SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: ESTABLISH HUMAN RIGHTS COMMITTEE SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Applied DNA Sciences, Inc.
TICKER: APDN CUSIP: 03815U201
MEETING DATE: 2/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES A. HAYWARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN BITZER, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ROBERT B. CATELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH D. CECCOLI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES S. RYAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YACOV A. SHAMASH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SANFORD R. SIMON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ELIZABETH M. SCHMALZ ISSUER YES FOR FOR
FERGUSON
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Applied Genetic Technologies Corporation
TICKER: AGTC CUSIP: 03820J100
MEETING DATE: 2/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ANNE VANLENT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Applied Industrial Technologies, Inc.
TICKER: AIT CUSIP: 03820C105
MEETING DATE: 10/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. PAGANO, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEIL A. SCHRIMSHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER C. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Applied Materials, Inc.
TICKER: AMAT CUSIP: 038222105
MEETING DATE: 3/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JUDY BRUNER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR XUN (ERIC) CHEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR AART J. DE GEUS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GARY E. DICKERSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEPHEN R. FORREST ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS J. IANNOTTI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ALEXANDER A. KARSNER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ADRIANNA C. MA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SCOTT A. MCGREGOR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DENNIS D. POWELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: ADOPT POLICY TO ANNUALLY DISCLOSE EEO-1 SHAREHOLDER YES AGAINST FOR
DATA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Applied Optoelectronics, Inc.
TICKER: AAOI CUSIP: 03823U102
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM H. YEH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALEX IGNATIEV ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Approach Resources Inc.
TICKER: AREX CUSIP: 03834A103
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES C. CRAIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW D. WILKS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apptio, Inc.
TICKER: APTI CUSIP: 03835C108
MEETING DATE: 7/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SACHIN (SUNNY) GUPTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAVI MOHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHLEEN PHILIPS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apptio, Inc.
TICKER: APTI CUSIP: 03835C108
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS BOGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER KLEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW MCILWAIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apricus Biosciences, Inc.
TICKER: APRI CUSIP: 03832V307
MEETING DATE: 5/15/2018 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD W. PASCOE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SANDFORD D. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AptarGroup, Inc.
TICKER: ATR CUSIP: 038336103
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANDREAS C. KRAMVIS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARITZA GOMEZ MONTIEL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JESSE WU ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RALF K. WUNDERLICH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aptevo Therapeutics Inc.
TICKER: APVO CUSIP: 03835L108
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL J. ABDUN-NABI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GRADY GRANT, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aptiv PLC
TICKER: APTV CUSIP: G6095L109
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR KEVIN P. CLARK ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR NANCY E. COOPER ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR FRANK J. DELLAQUILA ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR NICHOLAS M. DONOFRIO ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR MARK P. FRISSORA ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR RAJIV L. GUPTA ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR SEAN O. MAHONEY ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR COLIN J. PARRIS ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR ANA G. PINCZUK ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR THOMAS W. SIDLIK ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR LAWRENCE A. ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #12: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aqua America, Inc.
TICKER: WTR CUSIP: 03836W103
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CAROLYN J. BURKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS DEBENEDICTIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER H. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM P. HANKOWSKY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL J. HILFERTY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WENDELL F. HOLLAND ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELLEN T. RUFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aqua Metals, Inc.
TICKER: AQMS CUSIP: 03837J101
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VINCENT L. DIVITO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK SLADE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK STEVENSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC A. PROUTY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR S. SHARIQ YOSUFZAI ISSUER YES FOR FOR
PROPOSAL #1.6: "ELECT DIRECTOR SUSHIL ""SAM"" KAPOOR" ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ARMANINO LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aquantia Corp.
TICKER: AQ CUSIP: 03842Q108
MEETING DATE: 6/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEOFFREY G. RIBAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDERS SWAHN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REDUCE AUTHORIZED COMMON AND PREFERRED ISSUER YES FOR FOR
STOCK
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AquaVenture Holdings Limited
TICKER: WAAS CUSIP: G0443N107
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY IBARGUEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL HANRAHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CYRIL MEDUNA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aradigm Corporation
TICKER: ARDM CUSIP: N/A
MEETING DATE: 6/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWIN H. GORDON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FREDERICK M. HUDSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. SIEBERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VIRGIL D. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY OUM & CO. LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aramark
TICKER: ARMK CUSIP: 03852U106
MEETING DATE: 1/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC J. FOSS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PIERRE-OLIVIER BECKERS- ISSUER YES FOR FOR
VIEUJANT
PROPOSAL #1.3: ELECT DIRECTOR LISA G. BISACCIA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CALVIN DARDEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD W. DREILING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR IRENE M. ESTEVES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL J. HEINRICH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SANJEEV K. MEHRA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PATRICIA B. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN A. QUELCH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEPHEN I. SADOVE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arbor Realty Trust, Inc.
TICKER: ABR CUSIP: 038923108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM HELMREICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM C. GREEN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARC Document Solutions, Inc.
TICKER: ARC CUSIP: 00191G103
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KUMARAKULASINGAM "SURI" ISSUER YES FOR FOR
SURIYAKUMAR
PROPOSAL #1.2: ELECT DIRECTOR BRADFORD L. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. FORMOLO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN G. FREELAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DEWITT KERRY MCCLUGGAGE ISSUER YES FOR �� FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES F. MCNULTY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK W. MEALY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARC Group Worldwide, Inc.
TICKER: ARCW CUSIP: 00213H105
MEETING DATE: 11/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN G. QUASHA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DREW M. KELLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY D. WALLIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDDIE W. NEELY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TODD A. GRIMM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HEIN & ASSOCIATES LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ArcBest Corporation
TICKER: ARCB CUSIP: 03937C105
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDUARDO F. CONRADO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN E. GORMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL P. HOGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM M. LEGG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KATHLEEN D. MCELLIGOTT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JUDY R. MCREYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CRAIG E. PHILIP ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN L. SPINNER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JANICE E. STIPP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arch Capital Group Ltd.
TICKER: ACGL CUSIP: G0450A105
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ERIC W. DOPPSTADT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LAURIE S. GOODMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CONSTANTINE IORDANOU ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN M. PASQUESI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #6a: ELECT DIRECTOR ROBERT APPLEBY AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6b: ELECT DIRECTOR ANTHONY ASQUITH AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6c: ELECT DIRECTOR STEPHEN BASHFORD AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6d: ELECT DIRECTOR DENNIS R. BRAND AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6e: ELECT DIRECTOR IAN BRITCHFIELD AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6f: ELECT DIRECTOR PIERRE-ANDRE CAMPS AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6g: ELECT DIRECTOR CHUNG FOO CHOY AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6h: ELECT DIRECTOR PAUL COLE AS DESIGNATED ISSUER YES FOR FOR
COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6i: ELECT DIRECTOR GRAHAM B.R. COLLIS AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6j: ELECT DIRECTOR MICHAEL CONSTANTINIDES ISSUER YES FOR FOR
AS DESIGNATED COMPANY DIRECTOR OF NON-U.S.
PROPOSAL #6k: ELECT DIRECTOR STEPHEN J. CURLEY AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6l: ELECT DIRECTOR NICK DENNISTON AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6m: ELECT DIRECTOR CHRISTOPHER A. EDWARDS ISSUER YES FOR FOR
AS DESIGNATED COMPANY DIRECTOR OF NON-U.S.
PROPOSAL #6n: ELECT DIRECTOR SEAMUS FEARON AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6o: ELECT DIRECTOR MICHAEL FEETHAM AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6p: ELECT DIRECTOR BEAU H. FRANKLIN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6q: ELECT DIRECTOR GIULIANO GIOVANNETTI AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6r: ELECT DIRECTOR MICHAEL HAMMER AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6s: ELECT DIRECTOR W. PRESTON HUTCHINGS AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6t: ELECT DIRECTOR CONSTANTINE IORDANOU AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6u: ELECT DIRECTOR JASON KITTINGER AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6v: ELECT DIRECTOR GERALD KONIG AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6w: ELECT DIRECTOR JEAN-PHILIPPE LATOUR AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6x: ELECT DIRECTOR LINO LEONI AS DESIGNATED ISSUER YES FOR FOR
COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6y: ELECT DIRECTOR MARK D. LYONS AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6z: ELECT DIRECTOR PATRICK MAILLOUX AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6aa: ELECT DIRECTOR PAUL MARTIN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6ab: ELECT DIRECTOR ROBERT MCDOWELL AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6ac: ELECT DIRECTOR DAVID H. MCELROY AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6ad: ELECT DIRECTOR FRANCOIS MORIN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6ae: ELECT DIRECTOR DAVID J. MULHOLLAND AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6af: ELECT DIRECTOR MARK NOLAN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6ag: ELECT DIRECTOR NICOLAS PAPADOPOULO AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6ah: ELECT DIRECTOR MICHAEL PRICE AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6ai: ELECT DIRECTOR ELISABETH QUINN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6aj: ELECT DIRECTOR MAAMOUN RAJEH AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6ak: ELECT DIRECTOR ANDREW T. RIPPERT AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6al: ELECT DIRECTOR ARTHUR SCACE AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6am: ELECT DIRECTOR SOREN SCHEUER AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6an: ELECT DIRECTOR MATTHEW SHULMAN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6ao: ELECT DIRECTOR WILLIAM A. SOARES AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6ap: ELECT DIRECTOR PATRICK STOREY AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6aq: ELECT DIRECTOR HUGH STURGESS AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6ar: ELECT DIRECTOR ROSS TOTTEN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #6as: ELECT DIRECTOR GERALD WOLFE AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arch Coal, Inc.
TICKER: ARCH CUSIP: 039380407
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PATRICK J. BARTELS, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES N. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN W. EAVES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SHERMAN K. EDMISTON, III ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PATRICK A. KRIEGSHAUSER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD A. NAVARRE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SCOTT D. VOGEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Archer-Daniels-Midland Company
TICKER: ADM CUSIP: 039483102
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN L. BOECKMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL S. BURKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERRELL K. CREWS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PIERRE DUFOUR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD E. FELSINGER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUZAN F. HARRISON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JUAN R. LUCIANO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICK J. MOORE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FRANCISCO J. SANCHEZ ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DEBRA A. SANDLER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DANIEL T. SHIH ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KELVIN R. WESTBROOK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Archrock Inc.
TICKER: AROC CUSIP: 03957W106
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR ANNE-MARIE N. AINSWORTH ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR WENDELL R. BROOKS ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR D. BRADLEY CHILDERS ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR GORDON T. HALL ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR FRANCES POWELL HAWES ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR J.W.G. "WILL" ISSUER YES FOR FOR
HONEYBOURNE
PROPOSAL #2.7: ELECT DIRECTOR JAMES H. LYTAL ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MARK A. MCCOLLUM ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arconic Inc.
TICKER: ARNC CUSIP: 03965L100
MEETING DATE: 11/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE STATE OF INCORPORATION FROM ISSUER YES FOR FOR
PENNSYLVANIA TO DELAWARE
PROPOSAL #2: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arconic Inc.
TICKER: ARNC CUSIP: 03965L100
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES F. ALBAUGH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AMY E. ALVING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER L. AYERS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES "CHIP" ISSUER YES FOR FOR
BLANKENSHIP
PROPOSAL #1.5: ELECT DIRECTOR ARTHUR D. COLLINS, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELMER L. DOTY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAJIV L. GUPTA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID P. HESS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SEAN O. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID J. MILLER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR E. STANLEY O'NEAL ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JOHN C. PLANT ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR ULRICH R. SCHMIDT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ardelyx, Inc.
TICKER: ARDX CUSIP: N/A
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM BERTRAND, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANNALISA JENKINS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JAN LUNDBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arena Pharmaceuticals, Inc.
TICKER: ARNA CUSIP: N/A
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAYSON DALLAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR OLIVER FETZER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JENNIFER JARRETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR AMIT D. MUNSHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARRY A. NEIL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TINA S. NOVA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RANDALL E. WOODS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ares Commercial Real Estate Corporation
TICKER: ACRE CUSIP: 04013V108
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAND S. APRIL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. AROUGHETI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES E. SKINNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Argan, Inc.
TICKER: AGX CUSIP: 4.01E+112
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAINER H. BOSSELMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CYNTHIA A. FLANDERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER W. GETSINGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM F. GRIFFIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN R. JEFFREY, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM F. LEIMKUHLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W.G. CHAMPION MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES W. QUINN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRIAN R. SHERRAS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Argo Group International Holdings, Ltd.
TICKER: AGII CUSIP: G0464B107
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HECTOR DE LEON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MURAL R. JOSEPHSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DYMPHNA A. LEHANE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GARY V. WOODS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Argos Therapeutics, Inc.
TICKER: ARGS CUSIP: 040221103
MEETING DATE: 7/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY D. ABBEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRACKLY MTIBELISHVILY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARI Network Services, Inc.
TICKER: ARIS CUSIP: 001930205
MEETING DATE: 8/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arista Networks, Inc.
TICKER: ANET CUSIP: 040413106
MEETING DATE: 5/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREAS BECHTOLSHEIM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAYSHREE ULLAL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ark Restaurants Corp.
TICKER: ARKR CUSIP: 040712101
MEETING DATE: 3/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL WEINSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN SHULMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT STEWART ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARCIA ALLEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL GORDON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRUCE R. LEWIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VINCENT PASCAL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ARTHUR STAINMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN NOVICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arlington Asset Investment Corp.
TICKER: AI CUSIP: N/A
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC F. BILLINGS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL J. ALTOBELLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL E. BERCE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID W. FAEDER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER A. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RALPH S. MICHAEL, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANTHONY P. NADER, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR J. ROCK TONKEL, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Armada Hoffler Properties, Inc.
TICKER: AHH CUSIP: 04208T108
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE F. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES A. CARROLL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES C. CHERRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LOUIS S. HADDAD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EVA S. HARDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL A. HOFFLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR A. RUSSELL KIRK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN W. SNOW ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARMOUR Residential REIT, Inc.
TICKER: ARR CUSIP: 042315507
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT J. ULM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY J. ZIMMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL C. STATON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARC H. BELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CAROLYN DOWNEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS K. GUBA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT C. HAIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN 'JACK' P. ISSUER YES FOR FOR
HOLLIHAN, III
PROPOSAL #1.9: ELECT DIRECTOR STEWART J. PAPERIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Armstrong Flooring, Inc.
TICKER: AFI CUSIP: 04238R106
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHLEEN S. LANE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY LIAW ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DONALD R. MAIER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL W. MALONE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES J. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JACOB H. WELCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Armstrong World Industries, Inc.
TICKER: AWI CUSIP: 04247X102
MEETING DATE: 7/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STAN A. ASKREN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VICTOR D. GRIZZLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TAO HUANG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LARRY S. MCWILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES C. MELVILLE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES J. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN J. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GREGORY P. SPIVY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROY W. TEMPLIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CHERRYL T. THOMAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arotech Corporation
TICKER: ARTX CUSIP: 042682203
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JON B. KUTLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ArQule, Inc.
TICKER: ARQL CUSIP: 04269E107
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY C. BARABE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAN NUSSBAUM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAOLO PUCCI ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Array BioPharma Inc.
TICKER: ARRY CUSIP: 04269X105
MEETING DATE: 10/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KYLE A. LEFKOFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RON SQUARER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHALINI SHARP ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARRIS International plc
TICKER: ARRS CUSIP: G0551A103
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANDREW M. BARRON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR J. TIMOTHY BRYAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES A. CHIDDIX ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ANDREW T. HELLER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JEONG H. KIM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BRUCE W. MCCLELLAND ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT J. STANZIONE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DOREEN A. TOBEN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DEBORA J. WILSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID A. WOODLE ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPOINT ERNST & YOUNG LLP AS U.K. ISSUER YES FOR FOR
STATUTORY AUDITORS
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
U.K. STATUTORY AUDITORS
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arrow Electronics, Inc.
TICKER: ARW CUSIP: 042735100
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY W. PERRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP K. ASHERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN H. GUNBY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GAIL E. HAMILTON �� ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD S. HILL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR M.F. 'FRAN' KEETH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW C. KERIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL J. LONG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN C. PATRICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arrow Financial Corporation
TICKER: AROW CUSIP: 042744102
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL B. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID G. KRUCZLNICKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAYMOND F. O'CONOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arrowhead Pharmaceuticals, Inc.
TICKER: ARWR CUSIP: 04280A100
MEETING DATE: 3/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER ANZALONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAURO FERRARI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD W. FRYKMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLASS GIVEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL S. PERRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM WADDILL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ROSE, SNYDER & JACOBS, LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arsanis, Inc.
TICKER: ASNS CUSIP: N/A
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM CLARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID MCGIRR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CLAUDIO NESSI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arthur J. Gallagher & Co.
TICKER: AJG CUSIP: 363576109
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SHERRY S. BARRAT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM L. BAX ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR D. JOHN COLDMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRANK E. ENGLISH, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR J. PATRICK GALLAGHER, ISSUER YES FOR FOR
JR.
PROPOSAL #1f: ELECT DIRECTOR ELBERT O. HAND ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID S. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KAY W. MCCURDY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RALPH J. NICOLETTI ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR NORMAN L. ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Artisan Partners Asset Management Inc.
TICKER: APAM CUSIP: 04316A108
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW R. BARGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SETH W. BRENNAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC R. COLSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TENCH COXE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHANIE G. DIMARCO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY A. JOERRES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW A. ZIEGLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ASB Bancorp, Inc.
TICKER: ASBB CUSIP: 00213T109
MEETING DATE: 9/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asbury Automotive Group, Inc.
TICKER: ABG CUSIP: 043436104
MEETING DATE: 4/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIDGET RYAN-BERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS E. CLEMENTS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID W. HULT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EUGENE S. KATZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ascena Retail Group, Inc.
TICKER: ASNA CUSIP: 04351G101
MEETING DATE: 12/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID JAFFE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATE BUGGELN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARL 'CHUCK' RUBIN ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ascent Capital Group, Inc.
TICKER: ASCMA CUSIP: 043632108
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR THOMAS P. MCMILLIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ascent Solar Technologies, Inc.
TICKER: ASTI CUSIP: 043635408
MEETING DATE: 8/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR VICTOR LEE (LEE KONG ISSUER YES FOR FOR
HIAN)
PROPOSAL #2: RATIFY HEIN & ASSOCIATES LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ASGN Incorporated
TICKER: ASGN CUSIP: 00191U102
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEREMY M. JONES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARIEL A. JOLIET ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTY R. KITTRELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ashford Hospitality Trust, Inc.
TICKER: AHT CUSIP: 044103109
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MONTY J. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BENJAMIN J. ANSELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR AMISH GUPTA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KAMAL JAFARNIA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FREDERICK J. KLEISNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHERI L. PANTERMUEHL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAN L. TALLIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ashford Inc.
TICKER: AINC CUSIP: N/A
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MONTY J. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DINESH P. CHANDIRAMANI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DARRELL T. HAIL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. ROBISON HAYS, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR UNO IMMANIVONG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN MAULDIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRIAN WHEELER ISSUER YES FOR FOR
PROPOSAL #2: AMEND SHAREHOLDER RIGHTS PLAN (POISON ISSUER YES AGAINST AGAINST
PILL)
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ashland Global Holdings Inc.
TICKER: ASH CUSIP: 044186104
MEETING DATE: 1/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENDAN M. CUMMINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM G. DEMPSEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAY V. IHLENFELD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUSAN L. MAIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEROME A. PERIBERE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BARRY W. PERRY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK C. ROHR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JANICE J. TEAL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL J. WARD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KATHLEEN WILSON- ISSUER YES FOR FOR
THOMPSON
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM A. WULFSOHN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aspen Aerogels, Inc.
TICKER: ASPN CUSIP: 04523Y105
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR REBECCA A. BLALOCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT M. GERVIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aspen Group, Inc.
TICKER: ASPU CUSIP: 04530L203
MEETING DATE: 3/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL MATHEWS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL D'ANTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NORMAN D. DICKS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR C. JAMES JENSEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ANDREW KAPLAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MALCOLM F. MACLEAN, IV ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SANFORD RICH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN SCHEIBELHOFFER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR RICK SOLOMON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR OKSANA MALYSHEVA ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY THE SHARES ISSUED AND ISSUABLE IN ISSUER YES FOR FOR
CONNECTION WITH THE ACQUISITION OF UNITED STATES
UNIVERSITY
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY SALBERG & COMPANY, PA AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aspen Insurance Holdings Limited
TICKER: AHL CUSIP: G05384105
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GLYN JONES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY GREGG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRET PEARLMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aspen Technology, Inc.
TICKER: AZPN CUSIP: 045327103
MEETING DATE: 12/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOAN C. MCARDLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SIMON J. OREBI GANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Assembly Biosciences, Inc.
TICKER: ASMB CUSIP: 045396108
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY E. ALTIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK AUERBACH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR RICHARD D. DIMARCHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MYRON Z. HOLUBIAK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR HELEN S. KIM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN J. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUSAN MAHONY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM R. RINGO, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR DEREK A. SMALL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: �� Associated Banc-Corp
TICKER: ASB CUSIP: 045487105
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. BERGSTROM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL T. CROWLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILIP B. FLYNN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. JAY GERKEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JUDITH P. GREFFIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM R. HUTCHINSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT A. JEFFE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EILEEN A. KAMERICK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GALE E. KLAPPA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD T. LOMMEN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CORY L. NETTLES ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KAREN T. VAN LITH ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JOHN 'JAY' B. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Associated Capital Group, Inc.
TICKER: AC CUSIP: 045528106
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD L. BREADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARC GABELLI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARIO J. GABELLI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS R. JAMIESON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL R. LEE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRUCE M. LISMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FREDERIC V. SALERNO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SALVATORE F. SODANO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Assurant, Inc.
TICKER: AIZ CUSIP: 04621X108
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ELAINE D. ROSEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HOWARD L. CARVER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JUAN N. CENTO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALAN B. COLBERG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ELYSE DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HARRIET EDELMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LAWRENCE V. JACKSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHARLES J. KOCH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JEAN-PAUL L. MONTUPET ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DEBRA J. PERRY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR PAUL J. REILLY ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ROBERT W. STEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Assured Guaranty Ltd.
TICKER: AGO CUSIP: G0585R106
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANCISCO L. BORGES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR G. LAWRENCE BUHL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DOMINIC J. FREDERICO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BONNIE L. HOWARD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS W. JONES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PATRICK W. KENNY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ALAN J. KRECZKO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SIMON W. LEATHES ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL T. O'KANE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR YUKIKO OMURA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4aa: ELECT HOWARD W. ALBERT AS DIRECTOR OF ISSUER YES FOR FOR
ASSURED GUARANTY RE LTD
PROPOSAL #4ab: ELECT ROBERT A. BAILENSON AS DIRECTOR ISSUER YES FOR FOR
OF ASSURED GUARANTY RE LTD
PROPOSAL #4ac: ELECT RUSSELL B. BREWER, II AS ISSUER YES FOR FOR
DIRECTOR OF ASSURED GUARANTY RE LTD
PROPOSAL #4ad: ELECT GARY BURNET AS DIRECTOR OF ISSUER YES FOR FOR
ASSURED GUARANTY RE LTD
PROPOSAL #4ae: ELECT LING CHOW AS DIRECTOR OF ASSURED ISSUER YES FOR FOR
GUARANTY RE LTD
PROPOSAL #4af: ELECT STEPHEN DONNARUMMA AS DIRECTOR ISSUER YES FOR FOR
OF ASSURED GUARANTY RE LTD
PROPOSAL #4ag: ELECT DOMINIC J. FREDERICO AS DIRECTOR ISSUER YES FOR FOR
OF ASSURED GUARANTY RE LTD
PROPOSAL #4ah: ELECT WALTER A. SCOTT AS DIRECTOR OF ISSUER YES FOR FOR
ASSURED GUARANTY RE LTD
PROPOSAL #4B: RATIFY PRICEWATERHOUSECOOPERS LLP AS AG ISSUER YES FOR FOR
RE'S AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Astec Industries, Inc.
TICKER: ASTE CUSIP: 046224101
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL K. FRIERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLEN E. TELLOCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES B. BAKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asterias Biotherapeutics, Inc.
TICKER: AST CUSIP: 04624N107
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW ARNO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DON M. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN L. CARTT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALFRED D. KINGSLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD T. LEBUHN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ADITYA MOHANTY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL H. MULROY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NATALE S. RICCIARDI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HOWARD I. SCHER ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL D. WEST ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY OUM & CO. LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Astronics Corporation
TICKER: ATRO CUSIP: 046433108
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND W. BOUSHIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT T. BRADY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN B. DRENNING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFRY D. FRISBY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER J. GUNDERMANN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WARREN C. JOHNSON ISSUER YES FOR �� FOR
PROPOSAL #1.7: ELECT DIRECTOR KEVIN T. KEANE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NEIL KIM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Astronics Corporation
TICKER: ATRO CUSIP: 046433207
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND W. BOUSHIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT T. BRADY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN B. DRENNING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFRY D. FRISBY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER J. GUNDERMANN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WARREN C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KEVIN T. KEANE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NEIL KIM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AstroNova, Inc.
TICKER: ALOT CUSIP: 04638F108
MEETING DATE: 6/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR APRIL L. ONDIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MITCHELL I. QUAIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR YVONNE E. SCHLAEPPI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HAROLD SCHOFIELD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD S. WARZALA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREGORY A. WOODS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asure Software, Inc.
TICKER: ASUR CUSIP: 04649U102
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID SANDBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW K. BEHRENT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL GILL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICK GOEPEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ADRIAN PERTIERRA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. RANDALL WATERFIELD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ASV Holdings, Inc.
TICKER: ASV CUSIP: 00215L104
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN J. HENRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID ROONEY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: At Home Group Inc.
TICKER: HOME CUSIP: 04650Y100
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WENDY A. BECK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP L. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARRY D. STONE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AT&T Inc.
TICKER: T CUSIP: 00206R102
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDALL L. STEPHENSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL A. DI PIAZZA, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR RICHARD W. FISHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT T. FORD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GLENN H. HUTCHINS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM E. KENNARD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL B. MCCALLISTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BETH E. MOONEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOYCE M. ROCHE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MATTHEW K. ROSE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CYNTHIA B. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LAURA D'ANDREA TYSON ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR GEOFFREY Y. YANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND STOCK PURCHASE AND DEFERRAL PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atara Biotherapeutics, Inc.
TICKER: ATRA CUSIP: N/A
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC L. DOBMEIER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM K. HEIDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BETH SEIDENBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: athenahealth, Inc.
TICKER: ATHN CUSIP: 04685W103
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JACQUELINE B. KOSECOFF ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS J. SZKUTAK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Athene Holding Ltd.
TICKER: ATH CUSIP: G0684D107
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FEHMI ZEKO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARC BEILINSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT BORDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR H. CARL MCCALL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MANFRED PUFFER ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT SUBSIDIARY DIRECTOR JAMES R. ISSUER YES FOR FOR
BELARDI
PROPOSAL #2.2: ELECT SUBSIDIARY DIRECTOR ROBERT ISSUER YES FOR FOR
BORDEN
PROPOSAL #2.3: ELECT SUBSIDIARY DIRECTOR FRANK L. ISSUER YES FOR FOR
GILLIS
PROPOSAL #2.4: ELECT SUBSIDIARY DIRECTOR GERNOT LOHR ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT SUBSIDIARY DIRECTOR HOPE ISSUER YES FOR FOR
SCHEFLER TAITZ
PROPOSAL #2.6: ELECT SUBSIDIARY DIRECTOR WILLIAM J. ISSUER YES FOR FOR
WHEELER
PROPOSAL #3.1: ELECT SUBSIDIARY DIRECTOR NATASHA ISSUER YES FOR FOR
SCOTLAND COURCY
PROPOSAL #3.2: ELECT SUBSIDIARY DIRECTOR FRANK L. ISSUER YES FOR FOR
GILLIS
PROPOSAL #3.3: ELECT SUBSIDIARY DIRECTOR WILLIAM J. ISSUER YES FOR FOR
WHEELER
PROPOSAL #4.1: ELECT SUBSIDIARY DIRECTOR NATASHA ISSUER YES FOR FOR
SCOTLAND COURCY
PROPOSAL #4.2: ELECT SUBSIDIARY DIRECTOR FRANK L. ISSUER YES FOR FOR
GILLIS
PROPOSAL #4.3: ELECT SUBSIDIARY DIRECTOR WILLIAM J. ISSUER YES FOR FOR
WHEELER
PROPOSAL #5.1: ELECT SUBSIDIARY DIRECTOR NATASHA ISSUER YES FOR FOR
SCOTLAND COURCY
PROPOSAL #5.2: ELECT SUBSIDIARY DIRECTOR WILLIAM J. ISSUER YES FOR FOR
WHEELER
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
THE AUDITORS
PROPOSAL #8: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #9: AMEND BYLAWS ISSUER YES FOR FOR
PROPOSAL #A: SHAREHOLDER REPRESENTS THAT THEY OR ANY ISSUER YES FOR N/A
OF ITS TAX ATTRIBUTED AFFLIATES OWNS ANY CLASS B
SHARES OF APOLLO GLOBAL MANAGEMENT LLP OR AP
ALTERNATIVE INVESTMENT, L.P. IF YOU DO NOT MARK YES
YOUR VOTE MAY NOT COUNT FOR = YES AND AGAINST= NO
PROPOSAL #B: SHAREHOLDER REPRESENTS THAT IT IS ISSUER YES FOR N/A
NEITHER AN EMPLOYEE OF APOLLO GROUP NOR A MANAGEMENT
SHAREHOLDER, IF YOU DO NOT MARK YES YOUR VOTE MAY NOT
COUNT FOR = YES AND AGAINST= NO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Athenex, Inc.
TICKER: ATNX CUSIP: 04685N103
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL CANNON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JINN WU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES ZUKIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Athersys, Inc.
TICKER: ATHX CUSIP: 04744L106
MEETING DATE: 6/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GIL VAN BOKKELEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. HARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEE E. BABISS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ISMAIL KOLA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LORIN J. RANDALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JACK L. WYSZOMIERSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HARDY TS KAGIMOTO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atkore International Group Inc.
TICKER: ATKR CUSIP: 047649108
MEETING DATE: 1/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JAMES G. BERGES ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JERI L. ISBELL ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR WILBERT W. JAMES, JR. ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JONATHAN L. ZREBIEC ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atlantic Capital Bancshares, Inc.
TICKER: ACBI CUSIP: 048269203
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER M. 'SONNY' ISSUER YES FOR FOR
DERISO, JR.
PROPOSAL #1.2: ELECT DIRECTOR ADAM D. COMPTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HENCHY R. ENDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES H. GRAVES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS J. HERTZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LARRY D. MAULDIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR R. CHARLES SHUFELDT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LIZANNE THOMAS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DOUGLAS L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARIETTA EDMUNDS ZAKAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atlantic Coast Financial Corporation
TICKER: ACFC CUSIP: 048426100
MEETING DATE: 3/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atlantic Power Corporation
TICKER: AT CUSIP: 04878Q863
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRVING R. GERSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. FOSTER DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN T. HOWELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GILBERT S. PALTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES J. MOORE, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atlas Air Worldwide Holdings, Inc.
TICKER: AAWW CUSIP: 049164205
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT F. AGNEW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY J. BERNLOHR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES F. BOLDEN, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM J. FLYNN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BOBBY J. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CAROL B. HALLETT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JANE H. LUTE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DUNCAN J. MCNABB ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SHEILA A. STAMPS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN K. WULFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atlas Financial Holdings, Inc.
TICKER: AFH CUSIP: G06207115
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GORDON G. PRATT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JORDAN M. KUPINSKY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN T. FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WALTER F. WALKER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SCOTT D. WOLLNEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atmos Energy Corporation
TICKER: ATO CUSIP: 049560105
MEETING DATE: 2/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT W. BEST ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KIM R. COCKLIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KELLY H. COMPTON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD W. DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RUBEN E. ESQUIVEL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RAFAEL G. GARZA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD K. GORDON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT C. GRABLE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL E. HAEFNER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR NANCY K. QUINN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RICHARD A. SAMPSON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR STEPHEN R. SPRINGER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR RICHARD WARE, II ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ATN International, Inc.
TICKER: ATNI CUSIP: 00215F107
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARTIN L. BUDD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BERNARD J. BULKIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL T. FLYNN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD J. GANONG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN C. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LIANE J. PELLETIER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL T. PRIOR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHARLES J. ROESSLEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atomera Incorporated
TICKER: ATOM CUSIP: 04965B100
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN GERBER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT BIBAUD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERWIN TRAUTMANN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. RINN CLEAVELIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROLF STADHEIM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVE SHEVICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AtriCure, Inc.
TICKER: ATRC CUSIP: 04963C209
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL H. CARREL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK A. COLLAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT W. DRAKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR REGINA E. GROVES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR B. KRISTINE JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK R. LANNING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SVEN A. WEHRWEIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT S. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atrion Corporation
TICKER: ATRI CUSIP: 049904105
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PRESTON G. ATHEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HUGH J. MORGAN, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atwood Oceanics, Inc.
TICKER: ATW CUSIP: 050095108
MEETING DATE: 10/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: aTyr Pharma, Inc.
TICKER: LIFE CUSIP: 002120103
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY S. HATFIELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SANJAY S. SHUKLA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF SHARES OF COMMON ISSUER YES FOR FOR
STOCK UPON CONVERSION OF THE CLASS X CONVERTIBLE
PREFERRED STOCK
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Audentes Therapeutics, Inc.
TICKER: BOLD CUSIP: 05070R104
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LOUIS LANGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KUSH PARMAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Autodesk, Inc.
TICKER: ADSK CUSIP: N/A
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANDREW ANAGNOST ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CRAWFORD W. BEVERIDGE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KAREN BLASING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR REID FRENCH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARY T. MCDOWELL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LORRIE M. NORRINGTON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BETSY RAFAEL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STACY J. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Automatic Data Processing, Inc.
TICKER: ADP CUSIP: 053015103
MEETING DATE: 11/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER BISSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD T. CLARK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC C. FAST ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LINDA R. GOODEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL P. GREGOIRE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR R. GLENN HUBBARD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN P. JONES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM J. READY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CARLOS A. RODRIGUEZ ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SANDRA S. WIJNBERG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REPEAL AMENDMENTS TO THE COMPANY'S BY- SHAREHOLDER YES AGAINST FOR
LAWS ADOPTED WITHOUT STOCKHOLDER APPROVAL AFTER
AUGUST 2, 2016
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM A. ACKMAN SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR VERONICA M. HAGEN SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR V. PAUL UNRUH SHAREHOLDER NO N/A N/A
PROPOSAL #1.4: MANAGEMENT NOMINEE PETER BISSON SHAREHOLDER NO N/A N/A
PROPOSAL #1.5: MANAGEMENT NOMINEE RICHARD T. CLARK SHAREHOLDER NO N/A N/A
PROPOSAL #1.6: MANAGEMENT NOMINEE LINDA R. GOODEN SHAREHOLDER NO N/A N/A
PROPOSAL #1.7: MANAGEMENT NOMINEE MICHAEL P. GREGOIRE SHAREHOLDER NO N/A N/A
PROPOSAL #1.8: MANAGEMENT NOMINEE WILLIAM J. READY SHAREHOLDER NO N/A N/A
PROPOSAL #1.9: MANAGEMENT NOMINEE CARLOS A. RODRIGUEZ SHAREHOLDER NO N/A N/A
PROPOSAL #1.10: MANAGEMENT NOMINEE SANDRA S. WIJNBERG SHAREHOLDER NO N/A N/A
PROPOSAL #2: REPEAL AMENDMENTS TO THE COMPANY'S BY- SHAREHOLDER NO N/A N/A
LAWS ADOPTED WITHOUT STOCKHOLDER APPROVAL AFTER
AUGUST 2, 2016
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER NO N/A N/A
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AutoNation, Inc.
TICKER: AN CUSIP: 05329W102
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MIKE JACKSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICK L. BURDICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TOMAGO COLLINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID B. EDELSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT R. GRUSKY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAVEH KHOSROWSHAHI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL LARSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR G. MIKE MIKAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALISON H. ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JACQUELINE A. ISSUER YES FOR FOR
TRAVISANO
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AutoWeb, Inc.
TICKER: AUTO CUSIP: 05335B100
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL A. CARPENTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK N. KAPLAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSE VARGAS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AutoZone, Inc.
TICKER: AZO CUSIP: 053332102
MEETING DATE: 12/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS H. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LINDA A. GOODSPEED ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EARL G. GRAVES, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ENDERSON GUIMARAES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. R. HYDE, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR D. BRYAN JORDAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. ANDREW MCKENNA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEORGE R. MRKONIC, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LUIS P. NIETO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM C. RHODES, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AV Homes, Inc.
TICKER: AVHI CUSIP: 00234P102
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL D. BARNETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROGER A. CREGG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROGER W. EINIGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL HACKWELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSHUA L. NASH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JONATHAN M. PERTCHIK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL F. PROFENIUS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR AARON D. RATNER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOEL M. SIMON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE AND TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AvalonBay Communities, Inc.
TICKER: AVB CUSIP: 053484101
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GLYN F. AEPPEL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TERRY S. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALAN B. BUCKELEW ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RONALD L. HAVNER, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEPHEN P. HILLS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD J. LIEB ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TIMOTHY J. NAUGHTON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PETER S. RUMMELL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR H. JAY SARLES ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SUSAN SWANEZY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR W. EDWARD WALTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avangrid, Inc.
TICKER: AGR CUSIP: 05351W103
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IGNACIO SANCHEZ GALAN ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. BALDACCI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PEDRO AZAGRA BLAZQUEZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FELIPE DE JESUS ISSUER YES FOR FOR
CALDERON HINOJOSA
PROPOSAL #1.5: ELECT DIRECTOR ARNOLD L. CHASE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALFREDO ELIAS AYUB ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CAROL L. FOLT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN L. LAHEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SANTIAGO MARTINEZ ISSUER YES FOR FOR
GARRIDO
PROPOSAL #1.1: ELECT DIRECTOR JUAN CARLOS REBOLLO ISSUER YES FOR FOR
LICEAGA
PROPOSAL #1.11: ELECT DIRECTOR JOSE SAINZ ARMADA ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ALAN D. SOLOMONT ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR ELIZABETH TIMM ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR JAMES P. TORGERSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG US, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AVEO Pharmaceuticals, Inc.
TICKER: AVEO CUSIP: N/A
MEETING DATE: 6/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL P. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH M. BATE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY B. EVNIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN H. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT C. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avery Dennison Corporation
TICKER: AVY CUSIP: 053611109
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRADLEY A. ALFORD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANTHONY K. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PETER K. BARKER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MITCHELL R. BUTIER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KEN C. HICKS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANDRES A. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID E.I. PYOTT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DEAN A. SCARBOROUGH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PATRICK T. SIEWERT ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JULIA A. STEWART ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARTHA N. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aviat Networks, Inc.
TICKER: AVNW CUSIP: 05366Y201
MEETING DATE: 3/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JOHN MUTCH ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR WAYNE BARR, JR. ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR KENNETH KONG ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR MICHAEL A. PANGIA ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JOHN J. QUICKE ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR JAMES C. STOFFEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avid Bioservices, Inc.
TICKER: CDMO CUSIP: 713661502
MEETING DATE: 1/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK R. BAMFORTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH CARLEONE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD B. HANCOCK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROGER J. LIAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOEL MCCOMB ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREGORY P. SARGEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICK D. WALSH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avid Technology, Inc.
TICKER: AVID CUSIP: 05367P100
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NANCY HAWTHORNE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN H. PARK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PETER M. WESTLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aviragen Therapeutics, Inc.
TICKER: AVIR CUSIP: 053761102
MEETING DATE: 2/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER NO N/A N/A
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER NO N/A N/A
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER NO N/A N/A
PROPOSAL #5: ADJOURN MEETING ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avis Budget Group, Inc.
TICKER: CAR CUSIP: 053774105
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY D. DE SHON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN J. CHOI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY C. CHOKSI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LEONARD S. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY H. FOX ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LYNN KROMINGA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GLENN LURIE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDUARDO G. MESTRE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAGDEEP PAHWA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR F. ROBERT SALERNO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR FRANCIS J. SHAMMO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CARL SPARKS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR SANOKE VISWANATHAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avista Corporation
TICKER: AVA CUSIP: 05379B107
MEETING DATE: 11/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avista Corporation
TICKER: AVA CUSIP: 05379B107
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ERIK J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KRISTIANNE BLAKE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DONALD C. BURKE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR REBECCA A. KLEIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SCOTT H. MAW ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SCOTT L. MORRIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARC F. RACICOT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HEIDI B. STANLEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR R. JOHN TAYLOR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DENNIS P. VERMILLION ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JANET D. WIDMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AVNET, INC.
TICKER: AVT CUSIP: 053807103
MEETING DATE: 11/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RODNEY C. ADKINS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM J. AMELIO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR J. VERONICA BIGGINS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL A. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR R. KERRY CLARK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES A. LAWRENCE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR AVID MODJTABAI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM H. SCHUMANN, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avon Products, Inc.
TICKER: AVP CUSIP: 054303102
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSE ARMARIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. DON CORNWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NANCY KILLEFER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUSAN J. KROPF ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HELEN MCCLUSKEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDREW G. MCMASTER, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES A. MITAROTONDA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAN ZIJDERVELD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AVX Corporation
TICKER: AVX CUSIP: 002444107
MEETING DATE: 8/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HIDEO TANIMOTO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DONALD B. CHRISTIANSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHOICHI AOKI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR HIROSHI FURE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aware, Inc.
TICKER: AWRE CUSIP: 05453N100
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN D. CONNOLLY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD P. MOBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN T. RUSSELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Axalta Coating Systems Ltd.
TICKER: AXTA CUSIP: G0750C108
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT M. MCLAUGHLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL L. SMOLIK ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND BYLAWS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Axcelis Technologies, Inc.
TICKER: ACLS CUSIP: 054540208
MEETING DATE: 5/16/2018 ���� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TZU-YIN ('TY') CHIU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD J. FAUBERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. JOHN FLETCHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ARTHUR L. GEORGE, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH P. KEITHLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN T. KURTZWEIL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARY G. PUMA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS ST. DENNIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AXIS Capital Holdings Limited
TICKER: AXS CUSIP: G0692U109
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL A. BUTT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES A. DAVIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE DELOITTE LTD., HAMILTON, BERMUDA ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AxoGen, Inc.
TICKER: AXGN CUSIP: 05463X106
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY G. FREITAG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK GOLD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMIE M. GROOMS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GUIDO J. NEELS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT J. RUDELIUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR AMY WENDELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KAREN ZADEREJ ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION TO ISSUER YES AGAINST AGAINST
CHANGE REGISTERED OFFICE OF INCORPORATION AND
INCREASE AUTHORIZED COMMON STOCK
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Axon Enterprise, Inc.
TICKER: AAXN CUSIP: 05464C101
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD H. CARMONA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRET TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JULIE CULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE STOCK OPTION PLAN GRANTS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Axsome Therapeutics, Inc.
TICKER: AXSM CUSIP: 05464T104
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HERRIOT TABUTEAU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK COLEMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AXT, Inc.
TICKER: AXTI CUSIP: 00246W103
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JESSE CHEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BPM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AzurRx BioPharma, Inc.
TICKER: AZRX CUSIP: 05502L105
MEETING DATE: 11/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHAN M. (THIJS) SPOOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAGED SHENOUDA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD J. BORKOWSKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALASTAIR RIDDELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES J. CASAMENTO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR VERN LEE SCHRAMM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAZARS USA LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AZZ Inc.
TICKER: AZZ CUSIP: 002474104
MEETING DATE: 7/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL E. BERCE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL EISMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL R. FEEHAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS E. FERGUSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEVERN R. JOYCE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR VENITA MCCELLON-ALLEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ED MCGOUGH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN E. PIRNAT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEVEN R. PURVIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: B&G Foods, Inc.
TICKER: BGS CUSIP: 05508R106
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEANN L. BRUNTS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT C. CANTWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES F. MARCY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT D. MILLS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENNIS M. MULLEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHERYL M. PALMER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALFRED POE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN C. SHERRILL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID L. WENNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Babcock & Wilcox Enterprises, Inc.
TICKER: BW CUSIP: 05614L100
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2a: ELECT DIRECTOR THOMAS A. CHRISTOPHER ISSUER YES FOR FOR
PROPOSAL #2b: ELECT DIRECTOR BRIAN R. KAHN ISSUER YES FOR FOR
PROPOSAL #2c: ELECT DIRECTOR LESLIE C. KASS ISSUER YES FOR FOR
PROPOSAL #3a: ELECT DIRECTOR THOMAS A. CHRISTOPHER ISSUER YES FOR FOR
PROPOSAL #3b: ELECT DIRECTOR BRIAN R. KAHN ISSUER YES FOR FOR
PROPOSAL #3c: ELECT DIRECTOR LESLIE C. KASS ISSUER YES FOR FOR
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Badger Meter, Inc.
TICKER: BMI CUSIP: 056525108
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD A. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS J. FISCHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GALE E. KLAPPA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GAIL A. LIONE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD A. MEEUSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES F. STERN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GLEN E. TELLOCK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TODD J. TESKE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Baker Hughes, a GE company
TICKER: BHGE CUSIP: 05722G100
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR W. GEOFFREY BEATTIE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GREGORY D. BRENNEMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CLARENCE P. CAZALOT, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARTIN S. CRAIGHEAD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1e: ELECT DIRECTOR LYNN L. ELSENHANS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMIE S. MILLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1g: ELECT DIRECTOR JAMES J. MULVA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN G. RICE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1i: ELECT DIRECTOR LORENZO SIMONELLI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Balchem Corporation
TICKER: BCPC CUSIP: N/A
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL D. COOMBS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL E. KNUTSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ball Corporation
TICKER: BLL CUSIP: 058498106
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT W. ALSPAUGH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. CAVE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PEDRO HENRIQUE MARIANI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banc of California, Inc.
TICKER: BANC CUSIP: 05990K106
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BONNIE G. HILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. KIRK WYCOFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
ELIMINATE ABILITY OF THE BOARD TO CHANGE NUMBER OF
AUTHORIZED SHARES WITHOUT STOCKHOLDER APPROVAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BancFirst Corporation
TICKER: BANF CUSIP: 05945F103
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS L. BRAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C.L. CRAIG, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. DANIEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR F. FORD DRUMMOND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH FORD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID R. HARLOW ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM O. JOHNSTONE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANK KEATING ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVE R. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR W. SCOTT MARTIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TOM H. MCCASLAND, III ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR RONALD J. NORICK ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DAVID E. RAINBOLT ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR H.E. RAINBOLT ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR MICHAEL S. SAMIS ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR DARRYL SCHMIDT ISSUER YES FOR FOR
PROPOSAL #1.17: ELECT DIRECTOR NATALIE SHIRLEY ISSUER YES FOR FOR
PROPOSAL #1.18: ELECT DIRECTOR ROBIN SMITH ISSUER YES FOR FOR
PROPOSAL #1.19: ELECT DIRECTOR MICHAEL K. WALLACE ISSUER YES FOR FOR
PROPOSAL #1.20: ELECT DIRECTOR GREGORY G. WEDEL ISSUER YES FOR FOR
PROPOSAL #1.21: ELECT DIRECTOR G. RAINEY WILLIAMS, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bancorp 34, Inc.
TICKER: BCTF CUSIP: 05970V106
MEETING DATE: 11/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES D. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELAINE E. RALLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bancorp 34, Inc.
TICKER: BCTF CUSIP: 05970V106
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JILL GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDAL L. RABON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WORTHAM A. (PETE) COOK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bancorpsouth Bank
TICKER: BXS CUSIP: 05971J102
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES E. CAMPBELL, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH J. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARRY G. KIRK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GUY W. MITCHELL, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD R. GROBOWSKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BancorpSouth, Inc.
TICKER: BXS CUSIP: 059692103
MEETING DATE: 9/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PLAN OF REORGANIZATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bandwidth Inc.
TICKER: BAND CUSIP: 05988J103
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN D. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HENRY R. KAESTNER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Mutual Corporation
TICKER: BKMU CUSIP: 063750103
MEETING DATE: 10/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of America Corporation
TICKER: BAC CUSIP: 060505104
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SHARON L. ALLEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SUSAN S. BIES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JACK O. BOVENDER, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRANK P. BRAMBLE, SR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PIERRE J.P. DE WECK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ARNOLD W. DONALD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LINDA P. HUDSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MONICA C. LOZANO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS J. MAY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BRIAN T. MOYNIHAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LIONEL L. NOWELL, III ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MICHAEL D. WHITE ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR THOMAS D. WOODS ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR R. DAVID YOST ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR MARIA T. ZUBER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of Commerce Holdings
TICKER: BOCH CUSIP: 06424J103
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ORIN N. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY R. BURKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RANDALL S. ESLICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH Q. GIBSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JON W. HALFHIDE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LINDA J. MILES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KARL L. SILBERSTEIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TERENCE J. STREET ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LYLE L. TULLIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of Hawaii Corporation
TICKER: BOH CUSIP: 062540109
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR S. HAUNANI APOLIONA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY G. F. BITTERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK A. BURAK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CLINTON R. CHURCHILL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER S. HO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT HURET ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENT T. LUCIEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALICIA E. MOY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR VICTOR K. NICHOLS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BARBARA J. TANABE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RAYMOND P. VARA, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ROBERT W. WO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of Marin Bancorp
TICKER: BMRC CUSIP: 063425102
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN I. BARLOW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RUSSELL A. COLOMBO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES C. HALE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT HELLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR NORMA J. HOWARD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR KEVIN R. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM H. MCDEVITT, ISSUER YES FOR FOR
JR.
PROPOSAL #1.8: ELECT DIRECTOR LESLIE E. MURPHY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR JOEL SKLAR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BRIAN M. SOBEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of the James Financial Group, Inc.
TICKER: BOTJ CUSIP: 470299108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEWIS C. ADDISON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOHN R. ALFORD, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM C. BRYANT, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. TODD SCRUGGS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY YOUNT, HYDE & BARBOUR, P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of the Ozarks, Inc.
TICKER: OZRK CUSIP: 063904106
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICHOLAS BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAULA CHOLMONDELEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD CISNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT EAST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KATHLEEN FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CATHERINE B. FREEDBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY GEARHART ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEORGE GLEASON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LINDA GLEASON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PETER KENNY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM A. KOEFOED, ISSUER YES FOR FOR
JR.
PROPOSAL #1.12: ELECT DIRECTOR WALTER J. ('JACK') ISSUER YES FOR FOR
MULLEN, III
PROPOSAL #1.13: ELECT DIRECTOR CHRISTOPHER ORNDORFF ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR ROBERT PROOST ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR JOHN REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR ROSS WHIPPLE ISSUER YES FOR FOR
PROPOSAL #2: AMEND NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #3: CHANGE COMPANY NAME TO BANK OZK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BankFinancial Corporation
TICKER: BFIN CUSIP: 06643P104
MEETING DATE: 6/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CASSANDRA J. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS F. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERRY R. WELLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bankrate, Inc.
TICKER: RATE CUSIP: 06647F102
MEETING DATE: 9/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BankUnited, Inc.
TICKER: BKU CUSIP: 06652K103
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. KANAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAJINDER P. SINGH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERE BLANCA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EUGENE F. DEMARK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. DOWLING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS J. PAULS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR A. GAIL PRUDENTI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM S. RUBENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SANJIV SOBTI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LYNNE WINES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bankwell Financial Group, Inc.
TICKER: BWFG CUSIP: 06654A103
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE P. BAUER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GAIL E.D. BRATHWAITE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD E. CASTIGLIONI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC J. DALE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BLAKE S. DREXLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES A. FIEBER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES M. GARNETT, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTOPHER R. GRUSEKE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DANIEL S. JONES ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TODD LAMPERT ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR VICTOR S. LISS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CARL M. PORTO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banner Corporation
TICKER: BANR CUSIP: 06652V208
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERTO R. HERENCIA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN R. LAYMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID I. MATSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN F. RIORDAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TERRY SCHWAKOPF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GORDON E. BUDKE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bar Harbor Bankshares
TICKER: BHB CUSIP: 066849100
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAINA H. BELAIR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW L. CARAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID M. COLTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN H. DIMICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARTHA T. DUDMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN W. ENSIGN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAURI E. FERNALD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRENDAN O'HALLORAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CURTIS C. SIMARD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KENNETH E. SMITH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEPHEN R. THEROUX ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SCOTT G. TOOTHAKER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DAVID B. WOODSIDE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY THE SHARE INCREASE AMENDMENT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barnes & Noble Education, Inc.
TICKER: BNED CUSIP: 06777U101
MEETING DATE: 9/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID G. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JERRY SUE THORNTON ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barnes & Noble, Inc.
TICKER: BKS CUSIP: 067774109
MEETING DATE: 9/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEMOS PARNEROS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIMBERLEY A. VAN DER ISSUER YES FOR FOR
ZON
PROPOSAL #1.3: ELECT DIRECTOR GEORGE CAMPBELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK D. CARLETON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barnes Group Inc.
TICKER: B CUSIP: 067806109
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS O. BARNES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ELIJAH K. BARNES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GARY G. BENANAV ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PATRICK J. DEMPSEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD J. HIPPLE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS J. HOOK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MYLLE H. MANGUM ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HANS-PETER MANNER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HASSELL H. MCCLELLAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM J. MORGAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ANTHONY V. NICOLOSI ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JOANNA L. SOHOVICH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barracuda Networks, Inc.
TICKER: CUDA CUSIP: 068323104
MEETING DATE: 8/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHET KAPOOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM D. "BJ" ISSUER YES FOR FOR
JENKINS, JR.
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barracuda Networks, Inc.
TICKER: CUDA CUSIP: 068323104
MEETING DATE: 2/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barrett Business Services, Inc.
TICKER: BBSI CUSIP: 068463108
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. CARLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL L. ELICH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES B. HICKS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS B. CUSICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JON L. JUSTESEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANTHONY MEEKER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VINCENT P. PRICE ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
PERMIT SHAREHOLDERS TO AMEND BYLAWS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Basic Energy Services, Inc.
TICKER: BAS CUSIP: 06985P209
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY H. DAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN JACKSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bassett Furniture Industries, Incorporated
TICKER: BSET CUSIP: 070203104
MEETING DATE: 3/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. BELK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KRISTINA CASHMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL FULTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE W. HENDERSON, ISSUER YES FOR FOR
III
PROPOSAL #1.5: ELECT DIRECTOR J. WALTER MCDOWELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT H. SPILMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM C. WAMPLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM C. WARDEN, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Baxter International Inc.
TICKER: BAX CUSIP: 071813109
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSE (JOE) E. ALMEIDA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS F. CHEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN D. FORSYTH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES R. GAVIN, III ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PETER S. HELLMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MUNIB ISLAM ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL F. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEPHEN N. OESTERLE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CAROLE J. SHAPAZIAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CATHY R. SMITH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR THOMAS T. STALLKAMP ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ALBERT P.L. STROUCKEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bay Bancorp, Inc.
TICKER: BYBK CUSIP: 07203T106
MEETING DATE: 3/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bazaarvoice, Inc.
TICKER: BV CUSIP: 073271108
MEETING DATE: 11/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG A. BARBAROSH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS J. MEREDITH ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bazaarvoice, Inc.
TICKER: BV CUSIP: 073271108
MEETING DATE: 1/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BB&T Corporation
TICKER: BBT CUSIP: 054937107
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JENNIFER S. BANNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR K. DAVID BOYER, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANNA R. CABLIK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR I. PATRICIA HENRY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ERIC C. KENDRICK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KELLY S. KING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LOUIS B. LYNN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES A. PATTON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NIDO R. QUBEIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM J. REUTER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TOLLIE W. RICH, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CHRISTINE SEARS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR THOMAS E. SKAINS ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR THOMAS N. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BBX Capital Corporation
TICKER: BBX CUSIP: 05491N104
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN B. LEVAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. ABDO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JARETT S. LEVAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SETH M. WISE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NORMAN H. BECKER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN M. COLDREN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DARWIN DORNBUSH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR WILLIS N. HOLCOMBE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR OSCAR HOLZMANN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOEL LEVY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM NICHOLSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.12: ELECT DIRECTOR ANTHONY P. SEGRETO ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR NEIL STERLING ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.14: ELECT DIRECTOR CHARLIE C. WINNINGHAM, ISSUER YES FOR FOR
II
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BCB Bancorp, Inc.
TICKER: BCBP CUSIP: 055298103
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS M. COUGHLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VINCENT DIDOMENICO, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH LYGA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SPENCER B. ROBBINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beacon Roofing Supply, Inc.
TICKER: BECN CUSIP: 073685109
MEETING DATE: 2/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT R. BUCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL M. ISABELLA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARL T. BERQUIST ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD W. FROST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALAN GERSHENHORN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP W. KNISELY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT M. MCLAUGHLIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NEIL S. NOVICH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STUART A. RANDLE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR NATHAN K. SLEEPER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DOUGLAS L. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bear State Financial, Inc.
TICKER: BSF CUSIP: 073844102
MEETING DATE: 11/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beasley Broadcast Group, Inc.
TICKER: BBGI CUSIP: 074014101
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK S. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HERBERT W. MCCORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN E. BEASLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR BRUCE G. BEASLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR CAROLINE BEASLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR GEORGE G. BEASLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR PETER A. BORDES, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL J. FIORILE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALLEN B. SHAW ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beazer Homes USA, Inc.
TICKER: BZH CUSIP: 07556Q881
MEETING DATE: 2/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ELIZABETH S. ACTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LAURENT ALPERT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRIAN C. BEAZER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PETER G. LEEMPUTTE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALLAN P. MERRILL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PETER M. ORSER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR NORMA A. PROVENCIO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DANNY R. SHEPHERD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEPHEN P. ZELNAK, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: bebe stores, inc.
TICKER: BEBE CUSIP: 075571208
MEETING DATE: 11/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MANNY MASHOUF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRETT BREWER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CORRADO FEDERICO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT GALVIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SETH JOHNSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: APPROVE DECREASE IN SIZE OF BOARD ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Becton, Dickinson and Company
TICKER: BDX CUSIP: 075887109
MEETING DATE: 1/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CATHERINE M. BURZIK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. ANDREW ECKERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VINCENT A. FORLENZA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CLAIRE M. FRASER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER JONES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARSHALL O. LARSEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY A. MECKLENBURG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID F. MELCHER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLARD J. OVERLOCK, ISSUER YES FOR FOR
JR.
PROPOSAL #1.10: ELECT DIRECTOR CLAIRE POMEROY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR REBECCA W. RIMEL ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR TIMOTHY M. RING ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR BERTRAM L. SCOTT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bed Bath & Beyond Inc.
TICKER: BBBY CUSIP: N/A
MEETING DATE: 6/29/2018 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WARREN EISENBERG ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LEONARD FEINSTEIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEVEN H. TEMARES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DEAN S. ADLER ISSUER YES AGAINST AGAINST
PROPOSAL #1e: ELECT DIRECTOR STANLEY F. BARSHAY ISSUER YES AGAINST AGAINST
PROPOSAL #1f: ELECT DIRECTOR STEPHANIE BELL-ROSE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KLAUS EPPLER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PATRICK R. GASTON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JORDAN HELLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR VICTORIA A. MORRISON ISSUER YES AGAINST AGAINST
PROPOSAL #1k: ELECT DIRECTOR JOHNATHAN B. OSBORNE ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR VIRGINIA P. RUESTERHOLZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bel Fuse Inc.
TICKER: BELFB CUSIP: 077347201
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. TWEEDY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK B. SEGALL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC NOWLING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE AND TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE CONVERSION OF CLASS A STOCK SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Belden Inc.
TICKER: BDC CUSIP: 077454106
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID J. ALDRICH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LANCE C. BALK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEVEN W. BERGLUND ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DIANE D. BRINK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JUDY L. BROWN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BRYAN C. CRESSEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JONATHAN C. KLEIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GEORGE E. MINNICH ISSUER YES FOR �� FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN M. MONTER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN S. STROUP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bellerophon Therapeutics, Inc.
TICKER: BLPH CUSIP: 078771102
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FABIAN TENENBAUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDRE V. MOURA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW M. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JONATHAN M. PEACOCK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bellicum Pharmaceuticals, Inc.
TICKER: BLCM CUSIP: N/A
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK B. MCGUYER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JON P. STONEHOUSE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN R. DAVIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BELMOND LTD.
TICKER: BEL CUSIP: G1154H107
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HARSHA V. AGADI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROLAND A. HERNANDEZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MITCHELL C. HOCHBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR RUTH A. KENNEDY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR IAN LIVINGSTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DEMETRA PINSENT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GAIL REBUCK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR H. ROELAND VOS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bemis Company, Inc.
TICKER: BMS CUSIP: 081437105
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM F. AUSTEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHERINE C. DOYLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ADELE M. GULFO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID S. HAFFNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY M. MANGANELLO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ARUN NAYAR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GUILLERMO NOVO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARRAN H. OGILVIE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID T. SZCZUPAK ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HOLLY A. VAN DEURSEN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PHILIP G. WEAVER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR GEORGE W. WURTZ, III ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR ROBERT H. YANKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Benchmark Electronics, Inc.
TICKER: BHE CUSIP: 08160H101
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE A. CARLSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS G. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT K. GIFFORD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH T. LAMNECK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY S. MCCREARY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID W. SCHEIBLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL J. TUFANO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CLAY C. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beneficial Bancorp, Inc.
TICKER: BNCL CUSIP: 08171T102
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KAREN DOUGHERTY ISSUER YES FOR FOR
BUCHHOLZ
PROPOSAL #1.2: ELECT DIRECTOR ELIZABETH H. GEMMILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROY D. YATES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Benefitfocus, Inc.
TICKER: BNFT CUSIP: 08180D106
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MASON R. HOLLAND, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN M. SWAD ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Berkshire Hathaway Inc.
TICKER: BRK.B CUSIP: 084670108
MEETING DATE: 5/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WARREN E. BUFFETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES T. MUNGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY E. ABEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HOWARD G. BUFFETT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN B. BURKE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUSAN L. DECKER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM H. GATES, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID S. GOTTESMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHARLOTTE GUYMAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR AJIT JAIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR THOMAS S. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR RONALD L. OLSON ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR WALTER SCOTT, JR. ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR MERYL B. WITMER ISSUER YES FOR FOR
PROPOSAL #2: REPORT ON METHANE EMISSIONS MANAGEMENT, SHAREHOLDER YES AGAINST FOR
INCLUDING REDUCTION TARGETS
PROPOSAL #3: REPORT ON SUSTAINABILITY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Berkshire Hathaway Inc.
TICKER: BRK.B CUSIP: 084670702
MEETING DATE: 5/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WARREN E. BUFFETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES T. MUNGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY E. ABEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HOWARD G. BUFFETT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN B. BURKE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUSAN L. DECKER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM H. GATES, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID S. GOTTESMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHARLOTTE GUYMAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR AJIT JAIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR THOMAS S. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR RONALD L. OLSON ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR WALTER SCOTT, JR. ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR MERYL B. WITMER ISSUER YES FOR FOR
PROPOSAL #2: REPORT ON METHANE EMISSIONS MANAGEMENT, SHAREHOLDER YES AGAINST FOR
INCLUDING REDUCTION TARGETS
PROPOSAL #3: REPORT ON SUSTAINABILITY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Berkshire Hills Bancorp, Inc.
TICKER: BHLB CUSIP: 084680107
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL T. BOSSIDY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID M. BRUNELLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT M. CURLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL P. DALY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CORNELIUS D. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAMELA A. MASSAD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD J. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM J. RYAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR D. JEFFREY TEMPLETON ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED PREFERRED STOCK ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Berry Global Group, Inc.
TICKER: BERY CUSIP: 08579W103
MEETING DATE: 3/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR THOMAS E. SALMON ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ROBERT V. SEMINARA ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR PAULA A. SNEED ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR ROBERT A. STEELE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Best Buy Co., Inc.
TICKER: BBY CUSIP: N/A
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LISA M. CAPUTO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR J. PATRICK DOYLE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RUSSELL P. FRADIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KATHY J. HIGGINS VICTOR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HUBERT JOLY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID W. KENNY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KAREN A. MCLOUGHLIN ISSUER YES FOR FOR
PROPOSAL #1h: "ELECT DIRECTOR THOMAS L. ""TOMMY"" ISSUER YES FOR FOR
MILLNER"
PROPOSAL #1i: ELECT DIRECTOR CLAUDIA F. MUNCE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RICHELLE P. PARHAM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BGC Partners, Inc.
TICKER: BGCP CUSIP: 05541T101
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD W. LUTNICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN T. CURWOOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM J. MORAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LINDA A. BELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID RICHARDS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Big 5 Sporting Goods Corporation
TICKER: BGFV CUSIP: 08915P101
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICHOLAS DONATIELLO, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR ROBERT C. GALVIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID R. JESSICK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Big Lots, Inc.
TICKER: BIG CUSIP: 089302103
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY P. BERGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. CHAMBERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARLA C. GOTTSCHALK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CYNTHIA T. JAMISON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PHILIP E. MALLOTT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NANCY A. REARDON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WENDY L. SCHOPPERT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RUSSELL E. SOLT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Biglari Holdings Inc.
TICKER: BH CUSIP: 08986R101
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SARDAR BIGLARI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR PHILIP L. COOLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR KENNETH R. COOPER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JAMES P. MASTRIAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR RUTH J. PERSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Biglari Holdings Inc.
TICKER: BH CUSIP: 08986R101
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RECAPITALIZATION PLAN TO CREATE ISSUER YES AGAINST AGAINST
DUAL-CLASS STOCK
PROPOSAL #2: AUTHORIZE NEW CLASSES OF COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE CONTROL SHARE ACQUISITION ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bill Barrett Corporation
TICKER: BBG CUSIP: 06846N104
MEETING DATE: 3/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioCryst Pharmaceuticals, Inc.
TICKER: BCRX CUSIP: 09058V103
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NANCY J. HUTSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. INGRAM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioDelivery Sciences International, Inc.
TICKER: BDSI CUSIP: 09060J106
MEETING DATE: 12/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK O'DONNELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM MARK WATSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CHERRY BEKAERT LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Biogen Inc.
TICKER: BIIB CUSIP: 09062X103
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ALEXANDER J. DENNER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CAROLINE D. DORSA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR NANCY L. LEAMING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD C. MULLIGAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT W. PANGIA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STELIOS PAPADOPOULOS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRIAN S. POSNER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ERIC K. ROWINSKY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LYNN SCHENK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEPHEN A. SHERWIN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHEL VOUNATSOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON INTEGRATING RISKS RELATED TO SHAREHOLDER YES AGAINST FOR
DRUG PRICING INTO SENIOR EXECUTIVE COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BIOLASE, Inc.
TICKER: BIOL CUSIP: 090911108
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.2: ELECT DIRECTOR RICHARD B. LANMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN T. LORD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARRETT SATO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES R. TALEVICH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #6: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioLife Solutions, Inc.
TICKER: BLFS CUSIP: 09062W204
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL RICE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND W. COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS GIRSCHWEILER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW HINSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH SCHICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PETERSON SULLIVAN LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioMarin Pharmaceutical Inc.
TICKER: BMRN CUSIP: 09061G101
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEAN-JACQUES BIENAIME ISSUER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR WILLARD DERE ISSUER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL GREY ISSUER NO N/A N/A
PROPOSAL #1.4: ELECT DIRECTOR ELAINE J. HERON ISSUER NO N/A N/A
PROPOSAL #1.5: ELECT DIRECTOR ROBERT J. HOMBACH ISSUER NO N/A N/A
PROPOSAL #1.6: ELECT DIRECTOR V. BRYAN LAWLIS ISSUER NO N/A N/A
PROPOSAL #1.7: ELECT DIRECTOR ALAN J. LEWIS ISSUER NO N/A N/A
PROPOSAL #1.8: ELECT DIRECTOR RICHARD A. MEIER ISSUER NO N/A N/A
PROPOSAL #1.9: ELECT DIRECTOR DAVID E.I. PYOTT ISSUER NO N/A N/A
PROPOSAL #1.1: ELECT DIRECTOR DENNIS J. SLAMON ISSUER NO N/A N/A
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Biomerica, Inc.
TICKER: BMRA CUSIP: 09061H307
MEETING DATE: 12/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANCIS R. CANO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ZACKARY IRANI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALLEN BARBIERI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JANET MOORE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JANE EMERSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK A. SIRGO ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY PKF, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioPharmX Corporation
TICKER: BPMX CUSIP: 09072X101
MEETING DATE: 7/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANJA KRAMMER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL HUBBARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN MORLOCK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. GREGORY VONTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BPM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bioptix, Inc.
TICKER: BIOP CUSIP: 09074N101
MEETING DATE: 8/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE STATE OF INCORPORATION FROM ISSUER YES AGAINST AGAINST
COLORADO TO NEVADA
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: AUTHORIZE NEW CLASS OF BLANK CHECK ISSUER YES AGAINST AGAINST
PREFERRED STOCK
PROPOSAL #4: APPROVE ISSUANCE OF SECURITIES IN ONE OR ISSUER YES AGAINST AGAINST
MORE NON-PUBLIC OFFERINGS WHERE THE MAXIMUM DISCOUNT
WILL BE 30% BELOW MARKET PRICE
PROPOSAL #5: APPROVE ISSUANCE OF SECURITIES IN ONE OR ISSUER YES AGAINST AGAINST
MORE NON-PUBLIC OFFERINGS WHERE THE MAXIMUM DISCOUNT
WILL BE 20% BELOW MARKET PRICE
PROPOSAL #7: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ISSUANCE OF CONVERTIBLE ISSUER YES AGAINST AGAINST
PROMISSORY NOTES, WARRANTS, SHARES OF SERIES A
CONVERTIBLE PREFERRED STOCK, AND SHARES OF COMMON
STOCK ISSUABLE UPON CONVERSION OF THE SECURITIES
PROPOSAL #9: APPROVE CONVERSION OF SECURITIES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bio-Rad Laboratories, Inc.
TICKER: BIO CUSIP: N/A
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARNOLD A. PINKSTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MELINDA LITHERLAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioScrip, Inc.
TICKER: BIOS CUSIP: 09069N108
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL E. GREENLEAF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL G. BRONFEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID W. GOLDING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN NEUMANN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR R. CARTER PATE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioSpecifics Technologies Corp.
TICKER: BSTC CUSIP: N/A
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS WEGMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL GITMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bio-Techne Corporation
TICKER: TECH CUSIP: 09073M104
MEETING DATE: 10/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT TEN ISSUER YES FOR FOR
PROPOSAL #2a: ELECT DIRECTOR ROBERT V. BAUMGARTNER ISSUER YES FOR FOR
PROPOSAL #2b: ELECT DIRECTOR CHARLES A. DINARELLO ISSUER YES AGAINST AGAINST
PROPOSAL #2c: ELECT DIRECTOR JOHN L. HIGGINS ISSUER YES FOR FOR
PROPOSAL #2d: ELECT DIRECTOR KAREN A. HOLBROOK ISSUER YES FOR FOR
PROPOSAL #2e: ELECT DIRECTOR JOSEPH D. KEEGAN ISSUER YES FOR FOR
PROPOSAL #2f: ELECT DIRECTOR CHARLES R. KUMMETH ISSUER YES FOR FOR
PROPOSAL #2g: ELECT DIRECTOR ROELAND NUSSE ISSUER YES FOR FOR
PROPOSAL #2h: ELECT DIRECTOR ALPNA SETH ISSUER YES FOR FOR
PROPOSAL #2i: ELECT DIRECTOR RANDOLPH C. STEER ISSUER YES FOR FOR
PROPOSAL #2j: ELECT DIRECTOR HAROLD J. WIENS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioTelemetry, Inc.
TICKER: BEAT CUSIP: 090672106
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY J. CONTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIRK E. GORMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioTime, Inc.
TICKER: BTX CUSIP: 09066L105
MEETING DATE: 8/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEBORAH ANDREWS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEAL C. BRADSHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN C. FARRELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALFRED D. KINGSLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ADITYA P. MOHANTY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL H. MULROY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANGUS C. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID SCHLACHET ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL D. WEST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY OUM & CO. LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioTime, Inc.
TICKER: BTX CUSIP: 09066L105
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEBORAH ANDREWS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEAL C. BRADSHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN C. FARRELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALFRED D. KINGSLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ADITYA P. MOHANTY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL H. MULROY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CAVAN REDMOND ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANGUS C. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL D. WEST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY OUM & CO., LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BJ's Restaurants, Inc.
TICKER: BJRI CUSIP: 09180C106
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER 'PETE' A. BASSI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY D. BOUTS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES 'JIM' A. DAL ISSUER YES FOR FOR
POZZO
PROPOSAL #1.4: ELECT DIRECTOR GERALD 'JERRY' W. ISSUER YES FOR FOR
DEITCHLE
PROPOSAL #1.5: ELECT DIRECTOR NOAH A. ELBOGEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LEA ANNE S. OTTINGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY A. TROJAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICK D. WALSH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Black Box Corporation
TICKER: BBOX CUSIP: 091826107
MEETING DATE: 8/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CYNTHIA J. COMPARIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD L. CROUCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD C. ELIAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS W. GOLONSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS G. GREIG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN S. HELLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM H. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR E.C. SYKES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOEL T. TRAMMELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Black Hills Corporation
TICKER: BKH CUSIP: 092113109
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL H. MADISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LINDA K. MASSMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN R. MILLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Black Knight Financial Services, Inc.
TICKER: BKFS CUSIP: 09214X100
MEETING DATE: 9/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Black Knight, Inc.
TICKER: BKI CUSIP: 09215C105
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM P. FOLEY, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS M. HAGERTY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. SANZONE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blackbaud, Inc.
TICKER: BLKB CUSIP: 09227Q100
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GEORGE H. ELLIS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANDREW M. LEITCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blackhawk Network Holdings, Inc.
TICKER: HAWK CUSIP: 09238E104
MEETING DATE: 3/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BlackLine, Inc.
TICKER: BL CUSIP: 09239B109
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JASON BABCOKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BlackRock, Inc.
TICKER: BLK CUSIP: 09247X101
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MATHIS CABIALLAVETTA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAMELA DALEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM S. DEMCHAK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JESSICA P. EINHORN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LAURENCE D. FINK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM E. FORD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FABRIZIO FREDA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MURRY S. GERBER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARGARET L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT S. KAPITO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DERYCK MAUGHAN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR CHERYL D. MILLS ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR GORDON M. NIXON ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR CHARLES H. ROBBINS ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR IVAN G. SEIDENBERG ISSUER YES FOR FOR
PROPOSAL #1p: ELECT DIRECTOR MARCO ANTONIO SLIM DOMIT ISSUER YES FOR FOR
PROPOSAL #1q: ELECT DIRECTOR SUSAN L. WAGNER ISSUER YES FOR FOR
PROPOSAL #1r: ELECT DIRECTOR MARK WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blackstone Mortgage Trust, Inc.
TICKER: BXMT CUSIP: 09257W100
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL B. NASH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN D. PLAVIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEONARD W. COTTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS E. DOBROWSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARTIN L. EDELMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HENRY N. NASSAU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JONATHAN L. POLLACK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LYNNE B. SAGALYN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bloomin' Brands, Inc.
TICKER: BLMN CUSIP: 094235108
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. FITZJOHN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. MICHAEL MOHAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blucora, Inc.
TICKER: BCOR CUSIP: N/A
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN S. CLENDENING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LANCE G. DUNN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR H. MCINTYRE GARDNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ESTABLISH RANGE FOR BOARD SIZE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blue Apron Holdings, Inc.
TICKER: APRN CUSIP: 09523Q101
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH A. FOX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY R. HIRSHBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blue Bird Corporation
TICKER: BLBD CUSIP: 095306106
MEETING DATE: 3/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GURMINDER S. BEDI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN PENN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN H. SCHUMACHER ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blue Capital Reinsurance Holdings Ltd.
TICKER: BCRH CUSIP: G1190F107
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR D. ANDREW COOK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN V. DEL COL ISSUER YES FOR FOR
PROPOSAL #2: AMEND BYLAWS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ERNST & YOUNG LTD. AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blue Hills Bancorp, Inc.
TICKER: BHBK CUSIP: 095573101
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY 'BUD' LACAVA, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR BRIAN G. LEARY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD K. PERRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAMELA C. SCOTT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: bluebird bio, Inc.
TICKER: BLUE CUSIP: 09609G100
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN O. AGWUNOBI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARY LYNNE HEDLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DANIEL S. LYNCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bluegreen Vacations Corporation
TICKER: BXG CUSIP: 09629F108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN B. LEVAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. ABDO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHAWN B. PEARSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES R. ALLMAND, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NORMAN H. BECKER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAWRENCE A. CIRILLO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JARETT S. LEVAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK A. NERENHAUSEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ARNOLD SEVELL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ORLANDO SHARPE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SETH M. WISE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BlueLinx Holdings Inc.
TICKER: BXC CUSIP: 09624H208
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KAREL K. CZANDERNA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOMINIC DINAPOLI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIM S. FENNEBRESQUE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MITCHELL B. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALAN H. SCHUMACHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. DAVID SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blueprint Medicines Corporation
TICKER: BPMC CUSIP: 09627Y109
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL S. LYNCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE D. DEMETRI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LYNN SEELY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BMC Stock Holdings, Inc.
TICKER: BMCH CUSIP: 05591B109
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL T. MILLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES O'LEARY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bob Evans Farms, Inc.
TICKER: BOBE CUSIP: 096761101
MEETING DATE: 8/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOUGLAS N. BENHAM ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES M. ELSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARY KAY HABEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID W. HEAD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KATHLEEN S. LANE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR EILEEN A. MALLESCH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LARRY S. MCWILLIAMS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR J. MICHAEL TOWNSLEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL F. WEINSTEIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bob Evans Farms, Inc.
TICKER: BOBE CUSIP: 096761101
MEETING DATE: 1/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR �� FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BofI Holding, Inc.
TICKER: BOFI CUSIP: 05566U108
MEETING DATE: 10/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN GARY BURKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS A. MOSICH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boingo Wireless, Inc.
TICKER: WIFI CUSIP: 09739C102
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DAVID HAGAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR LANCE ROSENZWEIG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boise Cascade Company
TICKER: BCC CUSIP: 09739D100
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR THOMAS K. CORRICK ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR RICHARD H. FLEMING ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR MACK L. HOGANS ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR CHRISTOPHER J. MCGOWAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bojangles', Inc.
TICKER: BOJA CUSIP: N/A
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN J. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT F. HULL, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN M. TADLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BOK Financial Corporation
TICKER: BOKF CUSIP: 05561Q201
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN S. ARMSTRONG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR C. FRED BALL, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR PETER C. BOYLAN, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN G. BRADSHAW ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR CHESTER E. CADIEUX, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GERARD P. CLANCY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN W. COFFEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH W. CRAFT, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JACK E. FINLEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID F. GRIFFIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.11: ELECT DIRECTOR V. BURNS HARGIS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DOUGLAS D. HAWTHORNE ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR KIMBERLEY D. HENRY ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR E. CAREY JOULLIAN, IV ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR GEORGE B. KAISER ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR STANLEY A. LYBARGER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.17: ELECT DIRECTOR STEVEN J. MALCOLM ISSUER YES FOR FOR
PROPOSAL #1.18: ELECT DIRECTOR STEVEN E. NELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.19: ELECT DIRECTOR E.C. RICHARDS ISSUER YES FOR FOR
PROPOSAL #1.20: ELECT DIRECTOR TERRY K. SPENCER ISSUER YES FOR FOR
PROPOSAL #1.21: ELECT DIRECTOR MICHAEL C. TURPEN ISSUER YES FOR FOR
PROPOSAL #1.22: ELECT DIRECTOR R. A. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bonanza Creek Energy, Inc.
TICKER: BCEI CUSIP: N/A
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC T. GREAGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL KEGLEVIC ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN STECK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS B. TYREE, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JACK E. VAUGHN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT D. VOGEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY E. WOJAHN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Booking Holdings Inc.
TICKER: BKNG CUSIP: 09857L108
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY M. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFERY H. BOYD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY E. EPSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GLENN D. FOGEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MIRIAN GRADDICK-WEIR ISSUER YES FOR FOR
PROPOSAL #1.6: DELECT IRECTOR JAMES M. GUYETTE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT J. MYLOD, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES H. NOSKI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NANCY B. PERETSMAN ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR NICHOLAS J. READ ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR THOMAS E. ROTHMAN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CRAIG W. RYDIN ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR LYNN M. VOJVODICH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boot Barn Holdings, Inc.
TICKER: BOOT CUSIP: 099406100
MEETING DATE: 8/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREG BETTINELLI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRAD J. BRUTOCAO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES G. CONROY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTIAN B. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRENDA I. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. FREDERICK SIMMONS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER STARRETT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Booz Allen Hamilton Holding Corporation
TICKER: BAH CUSIP: 099502106
MEETING DATE: 8/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALPH W. SHRADER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOAN LORDI C. AMBLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER CLARE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILIP A. ODEEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BorgWarner Inc.
TICKER: BWA CUSIP: 099724106
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JAN CARLSON ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DENNIS C. CUNEO ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR MICHAEL S. HANLEY ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR ROGER A. KRONE ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JOHN R. MCKERNAN, JR. ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR ALEXIS P. MICHAS ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR VICKI L. SATO ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR THOMAS T. STALLKAMP ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR JAMES R. VERRIER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
PERMIT REMOVAL OF DIRECTORS WITHOUT CAUSE
PROPOSAL #6: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
PROPOSAL #7: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boston Omaha Corporation
TICKER: BOMN CUSIP: 101044105
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boston Private Financial Holdings, Inc.
TICKER: BPFH CUSIP: 101119105
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLAYTON G. DEUTSCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK F. FURLONG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH C. GUYAUX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DEBORAH F. KUENSTNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GLORIA C. LARSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL P. NOLAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KIMBERLY S. STEVENSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LUIS ANTONIO UBINAS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN M. WATERS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LIZABETH H. ZLATKUS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boston Properties, Inc.
TICKER: BXP CUSIP: 101121101
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KELLY A. AYOTTE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE W. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KAREN E. DYKSTRA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CAROL B. EINIGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JACOB A. FRENKEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOEL I. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS T. LINDE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MATTHEW J. LUSTIG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR OWEN D. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARTIN TURCHIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID A. TWARDOCK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boston Scientific Corporation
TICKER: BSX CUSIP: 101137107
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NELDA J. CONNORS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES J. DOCKENDORFF ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR YOSHIAKI FUJIMORI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DONNA A. JAMES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EDWARD J. LUDWIG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEPHEN P. MACMILLAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL F. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID J. ROUX ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN E. SUNUNU ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ELLEN M. ZANE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bottomline Technologies (de), Inc.
TICKER: EPAY CUSIP: 101388106
MEETING DATE: 11/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH J. D'AMATO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. EBERLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY C. LEATHE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bovie Medical Corporation
TICKER: BVX CUSIP: 10211F100
MEETING DATE: 9/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW MAKRIDES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROBERT L. GERSHON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR J. ROBERT SARON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE J. WALDMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL GERAGHTY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR JOHN C. ANDRES ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY FRAZIER & DEETER, LLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Box, Inc.
TICKER: BOX CUSIP: 10316T104
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANA EVAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN KRAUSZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR AARON LEVIE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boyd Gaming Corporation
TICKER: BYD CUSIP: 103304101
MEETING DATE: 4/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT L. BOUGHNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM R. BOYD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM S. BOYD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD E. FLAHERTY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARIANNE BOYD JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KEITH E. SMITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTINE J. SPADAFOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PETER M. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PAUL W. WHETSELL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR VERONICA J. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY APPOINTMENT OF DELOITTE & TOUCHE ISSUER YES FOR FOR
LLP AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brandywine Realty Trust
TICKER: BDN CUSIP: 105368203
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES C. DIGGS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WYCHE FOWLER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR H. RICHARD HAVERSTICK, ISSUER YES FOR FOR
JR.
PROPOSAL #1d: ELECT DIRECTOR TERRI A. HERUBIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL J. JOYCE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANTHONY A. NICHOLS, SR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHARLES P. PIZZI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GERARD H. SWEENEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: OPT OUT OF THE STATE'S CONTROL SHARE ISSUER YES FOR FOR
ACQUISITION LAW
PROPOSAL #6: AMEND DECLARATION OF TRUST TO PROVIDE ISSUER YES FOR FOR
SHAREHOLDERS THE ABILITY TO AMEND THE BYLAWS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bravo Brio Restaurant Group, Inc.
TICKER: BBRG CUSIP: 10567B109
MEETING DATE: 12/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR THOMAS J. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JAMES S. GULMI ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR BRIAN T. O'MALLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bravo Brio Restaurant Group, Inc.
TICKER: BBRG CUSIP: 10567B109
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bridge Bancorp, Inc.
TICKER: BDGE CUSIP: 108035106
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS A. SUSKIND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALBERT E. MCCOY, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW LINDENBAUM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTIAN C. YEGEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL RUBIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bridgepoint Education, Inc.
TICKER: BPI CUSIP: 10807M105
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW S. CLARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERESA S. CARROLL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIRSTEN M. MARRINER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Briggs & Stratton Corporation
TICKER: BGG CUSIP: 109043109
MEETING DATE: 10/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH R. MCLOUGHLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HENRIK C. SLIPSAGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN C. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bright Horizons Family Solutions Inc.
TICKER: BFAM CUSIP: 109194100
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JULIE ATKINSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR E. TOWNES DUNCAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JORDAN HITCH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LINDA MASON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARY ANN TOCIO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brightcove Inc.
TICKER: BCOV CUSIP: 10921T101
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY E. HAROIAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DIANE HESSAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brighthouse Financial, Inc.
TICKER: BHF CUSIP: 10922N103
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN D. MCCALLION ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DIANE E. OFFEREINS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PATRICK J. 'PAT' ISSUER YES FOR FOR
SHOUVLIN
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #7: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brinker International, Inc.
TICKER: EAT CUSIP: 109641100
MEETING DATE: 11/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELAINE L. BOLTZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH M. DEPINTO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARRIET EDELMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL A. GEORGE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM T. GILES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GERARDO I. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE R. MRKONIC ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSE LUIS PRADO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WYMAN T. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bristol-Myers Squibb Company
TICKER: BMY CUSIP: 110122108
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR PETER J. ARDUINI ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JOSE BASELGA ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ROBERT J. BERTOLINI ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR GIOVANNI CAFORIO ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR MATTHEW W. EMMENS ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR MICHAEL GROBSTEIN ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR ALAN J. LACY ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR DINESH C. PALIWAL ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR THEODORE R. SAMUELS ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR GERALD L. STORCH ISSUER �� YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR VICKI L. SATO ISSUER YES FOR FOR
PROPOSAL #1L: ELECT DIRECTOR KAREN H. VOUSDEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON INTEGRATING RISKS RELATED TO SHAREHOLDER YES AGAINST FOR
DRUG PRICING INTO SENIOR EXECUTIVE COMPENSATION
PROPOSAL #5: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bristow Group Inc.
TICKER: BRS CUSIP: 110394103
MEETING DATE: 8/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS N. AMONETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JONATHAN E. BALIFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LORI A. GOBILLOT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IAN A. GODDEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID C. GOMPERT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR A. WILLIAM HIGGINS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN A. KING ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS C. KNUDSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MATHEW MASTERS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BIGGS C. PORTER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BRUCE H. STOVER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brixmor Property Group Inc.
TICKER: BRX CUSIP: 11120U105
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES M. TAYLOR, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN G. SCHREIBER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL BERMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHERYL M. CROSLAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS W. DICKSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL B. HURWITZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM D. RAHM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GABRIELLE SULZBERGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Broadcom Limited
TICKER: AVGO CUSIP: Y09827109
MEETING DATE: 3/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Broadcom Limited
TICKER: AVGO CUSIP: Y09827109
MEETING DATE: 4/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HOCK E. TAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES V. DILLER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GAYLA J. DELLY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LEWIS C. EGGEBRECHT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KENNETH Y. HAO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR EDDY W. HARTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHECK KIAN LOW ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DONALD MACLEOD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PETER J. MARKS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR HENRY SAMUELI ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: APPROVE ISSUANCE OF SHARES WITH OR ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Broadridge Financial Solutions, Inc.
TICKER: BR CUSIP: 11133T103
MEETING DATE: 11/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LESLIE A. BRUN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAMELA L. CARTER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD J. DALY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT N. DUELKS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD J. HAVILAND ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BRETT A. KELLER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STUART R. LEVINE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MAURA A. MARKUS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS J. PERNA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ALAN J. WEBER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BroadSoft, Inc.
TICKER: BSFT CUSIP: 11133B409
MEETING DATE: 1/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Broadwind Energy, Inc.
TICKER: BWEN CUSIP: 11161T207
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TERENCE P. FOX ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHANIE K. KUSHNER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID P. REILAND ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS A. WAGNER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CARY B. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brookdale Senior Living Inc.
TICKER: BKD CUSIP: 112463104
MEETING DATE: 9/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR FRANK M. BUMSTEAD ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DANIEL A. DECKER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR T. ANDREW SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brookline Bancorp, Inc.
TICKER: BRKL CUSIP: 11373M107
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JOHN J. DOYLE, JR. ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR THOMAS J. HOLLISTER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR CHARLES H. PECK ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR PAUL A. PERRAULT ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JOSEPH J. SLOTNIK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brooks Automation, Inc.
TICKER: BRKS CUSIP: 114340102
MEETING DATE: 1/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR A. CLINTON ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBYN C. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH R. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN K. MCGILLICUDDY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KRISHNA G. PALEPU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KIRK P. POND ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN S. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALFRED WOOLLACOTT, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARK. S. WRIGHTON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ELLEN M. ZANE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS, LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brown & Brown, Inc.
TICKER: BRO CUSIP: 115236101
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. HYATT BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL P. BELL, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HUGH M. BROWN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. POWELL BROWN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRADLEY CURREY, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THEODORE J. HOEPNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES S. HUNT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TONI JENNINGS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TIMOTHY R.M. MAIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR H. PALMER PROCTOR, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WENDELL S. REILLY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CHILTON D. VARNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bruker Corporation
TICKER: BRKR CUSIP: 116794108
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOERG C. LAUKIEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM A. LINTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ADELENE Q. PERKINS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brunswick Corporation
TICKER: BC CUSIP: 117043109
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MANUEL A. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK D. SCHWABERO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID V. SINGER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR J. STEVEN WHISLER ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bryn Mawr Bank Corporation
TICKER: BMTC CUSIP: 117665109
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANCIS J. LETO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRITTON H. MURDOCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR F. KEVIN TYLUS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIEGO F. CALDERIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BSB Bancorp, Inc.
TICKER: BLMT CUSIP: 05573H108
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT M. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN A. BORELLI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. GAHAN, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN A. WHITTEMORE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER NEWMAN & NOYES, LLC AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BSQUARE Corporation
TICKER: BSQR CUSIP: 11776U300
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM D. SAVOY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Buffalo Wild Wings, Inc.
TICKER: BWLD CUSIP: 119848109
MEETING DATE: 2/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Build-A-Bear Workshop, Inc.
TICKER: BBW CUSIP: 120076104
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. DIXON, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL SHAFFER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Builders FirstSource, Inc.
TICKER: BLDR CUSIP: 12008R107
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. BARR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT C. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRETT N. MILGRIM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bunge Limited
TICKER: BG CUSIP: G16962105
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ERNEST G. BACHRACH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR VINITIA BALI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ENRIQUE H. BOILINI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CAROL M. BROWNER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAUL CORNET DE WAYS- ISSUER YES FOR FOR
RUART
PROPOSAL #1f: ELECT DIRECTOR ANDREW FERRIER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KATHLEEN HYLE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR L. PATRICK LUPO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN E. MCGLADE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SOREN SCHRODER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Burlington Stores, Inc.
TICKER: BURL CUSIP: 122017106
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS A. KINGSBURY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM P. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BWX Technologies, Inc.
TICKER: BWXT CUSIP: 05605H100
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAN A. BERTSCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES M. JASKA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH J. KRIEG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Byline Bancorp, Inc.
TICKER: BY CUSIP: 124411109
MEETING DATE: 4/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Byline Bancorp, Inc.
TICKER: BY CUSIP: 124411109
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR L. GENE BEUBE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILLIP R. CABRERA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTONIO DEL VALLE ISSUER YES FOR FOR
PEROCHENA
PROPOSAL #1.4: ELECT DIRECTOR ROBERTO R. HERENCIA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM G. KISTNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALBERTO J. PARACCHINI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN M. RULL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAIME RUIZ SACRISTAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: C&F Financial Corporation
TICKER: CFFI CUSIP: 12466Q104
MEETING DATE: 4/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY G. DILLON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES H. HUDSON, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. ELIS OLSSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY YOUNT, HYDE & BARBOUR, P.C AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: C&J Energy Services, Inc.
TICKER: CJ CUSIP: 12674R100
MEETING DATE: 5/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STUART BRIGHTMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL ZAWADZKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: C. R. Bard, Inc.
TICKER: BCR CUSIP: 067383109
MEETING DATE: 8/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: C.H. Robinson Worldwide, Inc.
TICKER: CHRW CUSIP: 12541W209
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SCOTT P. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT EZRILOV ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WAYNE M. FORTUN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR TIMOTHY C. GOKEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARY J. STEELE GUILFOILE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JODEE A. KOZLAK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRIAN P. SHORT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES B. STAKE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN P. WIEHOFF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON FEASIBILITY OF ADOPTING GHG SHAREHOLDER YES AGAINST FOR
DISCLOSURE AND MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CA, Inc.
TICKER: CA CUSIP: 12673P105
MEETING DATE: 8/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JENS ALDER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR RAYMOND J. BROMARK ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR MICHAEL P. GREGOIRE ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR ROHIT KAPOOR ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JEFFREY G. KATZ ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR KAY KOPLOVITZ ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR CHRISTOPHER B. LOFGREN ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR RICHARD SULPIZIO ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR LAURA S. UNGER ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR ARTHUR F. WEINBACH ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR RENATO (RON) ZAMBONINI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS �� ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMENDMENT TO INCREASE NUMBER OF SHARES ISSUER YES FOR FOR
ISSUABLE UNDER THE 2012 NON-EMPLOYEE STOCK PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cabela's Incorporated
TICKER: CAB CUSIP: 126804301
MEETING DATE: 7/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cable One, Inc.
TICKER: CABO CUSIP: 12685J105
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS S. GAYNER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DEBORAH J. KISSIRE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS O. MIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cabot Corporation
TICKER: CBT CUSIP: 127055101
MEETING DATE: 3/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CYNTHIA A. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN K. MCGILLICUDDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN F. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK S. WRIGHTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cabot Microelectronics Corporation
TICKER: CCMP CUSIP: 12709P103
MEETING DATE: 3/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARBARA A. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID H. LI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM P. NOGLOWS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cabot Oil & Gas Corporation
TICKER: COG CUSIP: 127097103
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOROTHY M. ABLES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RHYS J. BEST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT S. BOSWELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR AMANDA M. BROCK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAN O. DINGES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT KELLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. MATT RALLS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARCUS A. WATTS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CACI International Inc
TICKER: CACI CUSIP: 127190304
MEETING DATE: 11/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR KENNETH ASBURY ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR MICHAEL A. DANIELS ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JAMES S. GILMORE, III ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR WILLIAM L. JEWS ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR GREGORY G. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR J. PHILLIP LONDON ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JAMES L. PAVITT ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR WARREN R. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR CHARLES P. REVOILE ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR WILLIAM S. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cactus, Inc.
TICKER: WHD CUSIP: 127203107
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL MCGOVERN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN (ANDY) O'DONNELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cadence Bancorporation
TICKER: CADE CUSIP: 12739A100
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR PAUL B. MURPHY, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CADENCE DESIGN SYSTEMS, INC.
TICKER: CDNS CUSIP: 127387108
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK W. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN L. BOSTROM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES D. PLUMMER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALBERTO SANGIOVANNI- ISSUER YES FOR FOR
VINCENTELLI
PROPOSAL #1.5: ELECT DIRECTOR JOHN B. SHOVEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROGER S. SIBONI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR YOUNG K. SOHN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LIP-BU TAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARY AGNES WILDEROTTER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Caesars Acquisition Company
TICKER: CACQ CUSIP: 12768T103
MEETING DATE: 7/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Caesars Entertainment Corporation
TICKER: CZR CUSIP: 127686103
MEETING DATE: 7/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES �� FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #3: APPROVE ISSUANCE OF CEC COMMON STOCK TO ISSUER YES FOR FOR
CREDITORS
PROPOSAL #4: APPROVE ISSUANCE OF COMMON STOCK IN ISSUER YES FOR FOR
CONNECTION WITH THE EMERGENCE
PROPOSAL #5: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #6: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #7: ADOPT CUMULATIVE VOTING IN THE ELECTION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #8: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #10: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Caesars Entertainment Corporation
TICKER: CZR CUSIP: 127686103
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK FRISSORA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES HUNT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN DIONNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD SCHIFTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CAI INTERNATIONAL, INC.
TICKER: CAI CUSIP: 12477X106
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHRYN G. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW S. OGAWA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED PREFERRED STOCK ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Caladrius Biosciences, Inc.
TICKER: CLBS CUSIP: 128058203
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY B. BROWN ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DAVID J. MAZZO ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #6: ADJOURN MEETING ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CalAmp Corp.
TICKER: CAMP CUSIP: 128126109
MEETING DATE: 7/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR A.J. 'BERT' MOYER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KIMBERLY ALEXY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL BURDIEK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JEFFERY GARDNER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR AMAL JOHNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JORGE TITINGER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LARRY WOLFE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CalAtlantic Group, Inc.
TICKER: CAA CUSIP: 128195104
MEETING DATE: 2/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Calavo Growers, Inc.
TICKER: CVGW CUSIP: 128246105
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LECIL E. COLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN HOLLISTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES D. HELIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DONALD M. SANDERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARC L. BROWN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL A. DIGREGORIO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SCOTT VAN DER KAR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR J. LINK LEAVENS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DORCAS H. THILLE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN M. HUNT ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR EGIDIO CARBONE, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR HAROLD S. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR KATHLEEN M. HOLMGREN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Caleres, Inc.
TICKER: CAL CUSIP: 129500104
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENDA C. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LORI H. GREELEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAHENDRA R. GUPTA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Calgon Carbon Corporation
TICKER: CCC CUSIP: 129603106
MEETING DATE: 12/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: California First National Bancorp
TICKER: CFNB CUSIP: 130222102
MEETING DATE: 12/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK E. PADDON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR GLEN T. TSUMA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL H. LOWRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HARRIS RAVINE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANILO CACCIAMATTA ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: California Resources Corporation
TICKER: CRC CUSIP: 13057Q206
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM E. ALBRECHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JUSTIN A. GANNON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HAROLD M. KORELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HARRY T. MCMAHON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD W. MONCRIEF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR AVEDICK B. POLADIAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANITA M. POWERS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT V. SINNOTT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TODD A. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5a: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT TO REMOVE DIRECTORS
PROPOSAL #5b: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT TO AMEND BYLAWS
PROPOSAL #5c: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT TO AMEND CERTAIN PROVISIONS OF THE
CERTIFICATE OF INCORPORATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: California Water Service Group
TICKER: CWT CUSIP: 130788102
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR GREGORY E. ALIFF ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR TERRY P. BAYER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR EDWIN A. GUILES ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR MARTIN A. KROPELNICKI ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR THOMAS M. KRUMMEL ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR RICHARD P. MAGNUSON ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR PETER C. NELSON ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR CAROL M. POTTENGER ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR LESTER A. SNOW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Calithera Biosciences, Inc.
TICKER: CALA CUSIP: 13089P101
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUNIL AGARWAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEAN M. GEORGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Calix, Inc.
TICKER: CALX CUSIP: 13100M509
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER BOWICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHY CRUSCO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN PETERS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. DANIEL PLANTS ISSUER YES FOR FOR
PROPOSAL #2: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Callaway Golf Company
TICKER: ELY CUSIP: 131193104
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR OLIVER G. (CHIP) ISSUER YES FOR FOR
BREWER, III
PROPOSAL #1.2: ELECT DIRECTOR RONALD S. BEARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAMUEL H. ARMACOST ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN C. CUSHMAN, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN F. LUNDGREN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ADEBAYO O. OGUNLESI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LINDA B. SEGRE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANTHONY S. THORNLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Callidus Software Inc.
TICKER: CALD CUSIP: 13123E500
MEETING DATE: 3/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Callon Petroleum Company
TICKER: CPE CUSIP: 13123X102
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARBARA J. FAULKENBERRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR L. RICHARD FLURY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH C. GATTO, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cal-Maine Foods, Inc.
TICKER: CALM CUSIP: 128030202
MEETING DATE: 10/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ADOLPHUS B. BAKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY A. DAWSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LETITIA C. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHERMAN L. MILLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES E. POOLE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVE W. SANDERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY FROST, PLLC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Calpine Corporation
TICKER: CPN CUSIP: 131347304
MEETING DATE: 12/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Calyxt, Inc.
TICKER: CLXT CUSIP: 13173L107
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDRE CHOULIKA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR LAURENT ARTHAUD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILIPPE DUMONT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALAIN GODARD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ANNA EWA KOZICZ- ISSUER YES FOR FOR
STANKIEWICZ
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cambium Learning Group, Inc.
TICKER: ABCD CUSIP: 13201A107
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID F. BAINBRIDGE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR WALTER G. BUMPHUS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN CAMPBELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR CLIFFORD K. CHIU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CAROLYN GETRIDGE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR THOMAS KALINSKE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY T. STEVENSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR JOE WALSH ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY WHITLEY PENN LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cambrex Corporation
TICKER: CBM CUSIP: 132011107
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY B. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLAES GLASSELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOUIS J. GRABOWSKY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BERNHARD HAMPL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KATHRYN R. HARRIGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ILAN KAUFTHAL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN M. KLOSK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SHLOMO YANAI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Camden National Corporation
TICKER: CAC CUSIP: 133034108
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANN W. BRESNAHAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY A. DUFOUR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR S. CATHERINE LONGLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARL J. SODERBERG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Camden Property Trust
TICKER: CPT CUSIP: 133131102
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD J. CAMPO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HEATHER J. BRUNNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT S. INGRAHAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RENU KHATOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM B. MCGUIRE, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR D. KEITH ODEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM F. PAULSEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANCES ALDRICH ISSUER YES FOR FOR
SEVILLA-SACASA
PROPOSAL #1.9: ELECT DIRECTOR STEVEN A. WEBSTER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KELVIN R. WESTBROOK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Campbell Soup Company
TICKER: CPB CUSIP: 134429109
MEETING DATE: 11/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FABIOLA R. ARREDONDO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD M. AVERILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BENNETT DORRANCE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RANDALL W. LARRIMORE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARC B. LAUTENBACH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARY ALICE D. MALONE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SARA MATHEW ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEITH R. MCLOUGHLIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DENISE M. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR NICK SHREIBER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ARCHBOLD D. VAN BEUREN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LES C. VINNEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Camping World Holdings, Inc.
TICKER: CWH CUSIP: 13462K109
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDRIS A. BALTINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY A. MARCUS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRENT L. MOODY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cannae Holdings, Inc.
TICKER: CNNE CUSIP: 13765N107
MEETING DATE: 6/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM P. FOLEY, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK R. MARTIRE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD N. MASSEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cantel Medical Corp.
TICKER: CMD CUSIP: 138098108
MEETING DATE: 1/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES M. DIKER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALAN R. BATKIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANN E. BERMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK N. DIKER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ANTHONY B. EVNIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LAURA L. FORESE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GEORGE L. FOTIADES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JORGEN B. HANSEN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RONNIE MYERS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PETER J. PRONOVOST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capella Education Company
TICKER: CPLA CUSIP: 139594105
MEETING DATE: 1/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capital Bank Financial Corp.
TICKER: CBF CUSIP: 139794101
MEETING DATE: 9/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capital City Bank Group, Inc.
TICKER: CCBG CUSIP: 139674105
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK CARROLL, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAURA L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capital One Financial Corporation
TICKER: COF CUSIP: 14040H105
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR RICHARD D. FAIRBANK ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR APARNA CHENNAPRAGADA ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ANN FRITZ HACKETT ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR LEWIS HAY, III ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR BENJAMIN P. JENKINS, III ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR PETER THOMAS KILLALEA ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR PIERRE E. LEROY ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR PETER E. RASKIND ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR MAYO A. SHATTUCK, III ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR BRADFORD H. WARNER ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR CATHERINE G. WEST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY EXISTING OWNERSHIP THRESHOLD FOR ISSUER YES FOR FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capital Senior Living Corporation
TICKER: CSU CUSIP: 140475104
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JILL M. KRUEGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL W. REID ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL J. ISAAC ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROSS B. LEVIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capitol Federal Financial, Inc.
TICKER: CFFN CUSIP: 14057J101
MEETING DATE: 1/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MORRIS J. HUEY, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR REGINALD L. ROBINSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CapStar Financial Holdings, Inc.
TICKER: CSTR CUSIP: 14070T102
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS C. BOTTORFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR L. EARL BENTZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS R. FLYNN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JULIE D. FRIST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LOUIS A. GREEN, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DALE W. POLLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN B. SMITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD E. THORNBURGH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CLAIRE W. TUCKER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES S. TURNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TOBY S. WILT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ELLIOTT DAVIS, LLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capstead Mortgage Corporation
TICKER: CMO CUSIP: 14067E506
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN L. (JACK) BERNARD �� ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK BIEGLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELLE P. GOOLSBY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY KEISER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER W. MAHOWALD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL G. O'NEIL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PHILLIP A. REINSCH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK S. WHITING ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capstone Turbine Corporation
TICKER: CPST CUSIP: 14067D409
MEETING DATE: 8/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOLLY A. VAN DEURSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YON Y. JORDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL DEWEESE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DARREN R. JAMISON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NOAM LOTAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY J. MAYO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELIOT G. PROTSCH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: ADOPT NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #9: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capstone Turbine Corporation
TICKER: CPST CUSIP: 14067D409
MEETING DATE: 9/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOLLY A. VAN DEURSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YON Y. JORDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL DEWEESE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DARREN R. JAMISON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NOAM LOTAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY J. MAYO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELIOT G. PROTSCH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: ADOPT NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #9: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cara Therapeutics, Inc.
TICKER: CARA CUSIP: 140755109
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR HARRISON M. BAINS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CARBO Ceramics Inc.
TICKER: CRR CUSIP: 140781105
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SIGMUND L. CORNELIUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHAD C. DEATON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY A. KOLSTAD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR H. E. LENTZ, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RANDY L. LIMBACHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM C. MORRIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carbonite, Inc.
TICKER: CARB CUSIP: 141337105
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MOHAMAD ALI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT DANIELS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER GYENES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cardinal Health, Inc.
TICKER: CAH CUSIP: 14149Y108
MEETING DATE: 11/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR COLLEEN F. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE S. BARRETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARRIE S. COX ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CALVIN DARDEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRUCE L. DOWNEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICIA A. HEMINGWAY ISSUER YES FOR FOR
HALL
PROPOSAL #1.8: ELECT DIRECTOR CLAYTON M. JONES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GREGORY B. KENNY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR NANCY KILLEFER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID P. KING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: PROVIDE FOR CONFIDENTIAL RUNNING VOTE SHAREHOLDER YES AGAINST FOR
TALLIES ON EXECUTIVE PAY MATTERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cardiovascular Systems, Inc.
TICKER: CSII CUSIP: 141619106
MEETING DATE: 11/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARTHA GOLDBERG ARONSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM E. COHN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cardtronics plc
TICKER: CATM CUSIP: G1991C105
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR J. TIM ARNOULT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JULI C. SPOTTISWOOD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DENNIS F. LYNCH ISSUER YES �� FOR FOR
PROPOSAL #2: RATIFY KPMG LLP (U.S.) AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT KPMG LLP (U.K.) AS STATUTORY ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE TO RATIFY DIRECTORS' ISSUER YES FOR FOR
COMPENSATION REPORT
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Care Capital Properties, Inc.
TICKER: CCP CUSIP: 141624106
MEETING DATE: 8/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Care.com, Inc.
TICKER: CRCM CUSIP: 141633107
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM H. HARRIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL S. YOO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CareDx, Inc.
TICKER: CDNA CUSIP: 14167L103
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE W. BICKERSTAFF, ISSUER YES FOR FOR
III
PROPOSAL #1.2: ELECT DIRECTOR RALPH SNYDERMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Career Education Corporation
TICKER: CECO CUSIP: 141665109
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DENNIS H. CHOOKASZIAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR KENDA B. GONZALES ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR PATRICK W. GROSS ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR WILLIAM D. HANSEN ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR GREGORY L. JACKSON ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR THOMAS B. LALLY ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR TODD S. NELSON ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR LESLIE T. THORNTON ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR RICHARD D. WANG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CareTrust REIT, Inc.
TICKER: CTRE CUSIP: 14174T107
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2a: ELECT DIRECTOR ALLEN C. BARBIERI ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CarGurus, Inc.
TICKER: CARG CUSIP: 141788109
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SIMON ROTHMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREG SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carlisle Companies Incorporated
TICKER: CSL CUSIP: 142339100
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES D. FRIAS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CORRINE D. RICARD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LAWRENCE A. SALA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CarMax, Inc.
TICKER: KMX CUSIP: 143130102
MEETING DATE: 6/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER J. BENSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD E. BLAYLOCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SONA CHAWLA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. FOLLIARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHIRA GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT J. HOMBACH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID W. MCCREIGHT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM D. NASH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARCELLA SHINDER ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR MITCHELL D. STEENROD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM R. TIEFEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carnival Corporation
TICKER: CCL CUSIP: 143658300
MEETING DATE: 4/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT MICKY ARISON AS A DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #2: RE-ELECT JONATHON BAND AS A DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #3: ELECT JASON GLEN CAHILLY AS A DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #4: RE-ELECT HELEN DEEBLE AS A DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #5: RE-ELECT ARNOLD W. DONALD AS A DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PLC.
PROPOSAL #6: RE-ELECT RICHARD J. GLASIER AS A ISSUER YES FOR FOR
DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
PROPOSAL #7: RE-ELECT DEBRA KELLY-ENNIS AS A DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
PROPOSAL #8: RE-ELECT JOHN PARKER AS A DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #9: RE-ELECT STUART SUBOTNICK AS A DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PLC.
PROPOSAL #10: RE-ELECT LAURA WEIL AS A DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #11: RE-ELECT RANDALL J. WEISENBURGER AS A ISSUER YES FOR FOR
DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: APPROVE DIRECTORS' REMUNERATION REPORT ISSUER YES FOR FOR
(IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO
UK COMPANIES)
PROPOSAL #14: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS OF CARNIVAL PLC; RATIFY THE
SELECTION OF THE U.S. FIRM OF PRICEWATERHOUSECOOPERS
LLP AS THE INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM OF CARNIVAL CORPORATION
PROPOSAL #15: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: RECEIVE THE UK ACCOUNTS AND REPORTS OF ISSUER YES FOR FOR
THE DIRECTORS AND AUDITORS OF CARNIVAL PLC FOR THE
YEAR ENDED NOVEMBER 30, 2017 (IN ACCORDANCE WITH
LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES).
PROPOSAL #17: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS
PROPOSAL #18: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #19: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carolina Financial Corporation
TICKER: CARO CUSIP: 143873107
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BEVERLY LADLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT M. MOISE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID L. MORROW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEROLD L. REXROAD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CLAUDIUS E. 'BUD' ISSUER YES FOR FOR
WATTS, IV
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ELLIOTT DAVIS, LLC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carpenter Technology Corporation
TICKER: CRS CUSIP: 144285103
MEETING DATE: 10/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN E. KAROL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT R. MCMASTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY A. PRATT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TONY R. THENE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carriage Services, Inc.
TICKER: CSV CUSIP: 143905107
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MELVIN C. PAYNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. SCHENCK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carrizo Oil & Gas, Inc.
TICKER: CRZO CUSIP: 144577103
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR S.P. JOHNSON, IV ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN A. WEBSTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR F. GARDNER PARKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALDRICH SEVILLA-SACASA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS L. CARTER, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT F. FULTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROGER A. RAMSEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANK A. WOJTEK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CARROLS RESTAURANT GROUP, INC.
TICKER: TAST CUSIP: 14574X104
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID S. HARRIS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DEBORAH M. DERBY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cars.Com Inc.
TICKER: CARS CUSIP: 14575E105
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERRI DEVARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT FORBES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JILL GREENTHAL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS HALE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD A. MCGOVERN, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREG REVELLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BALA SUBRAMANIAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR T. ALEX VETTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carter's, Inc.
TICKER: CRI CUSIP: 146229109
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR AMY WOODS BRINKLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GIUSEPPINA BUONFANTINO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL D. CASEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR VANESSA J. CASTAGNA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR A. BRUCE CLEVERLY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEVIN S. EAGLE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARK P. HIPP ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM J. MONTGORIS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID PULVER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR THOMAS E. WHIDDON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carvana Co.
TICKER: CVNA CUSIP: 146869102
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERNIE GARCIA, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRA PLATT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CAS Medical Systems, Inc.
TICKER: CASM CUSIP: 124769209
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN W. MILINAZZO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL A. MOLLOY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS M. PATTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGORY P. RAINEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES E. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KATHLEEN A. TUNE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH R. WEISSHAAR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Casa Systems, Inc.
TICKER: CASA CUSIP: 14713L102
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERRY GUO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR WEIDONG CHEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DANIEL S. MEAD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Casella Waste Systems, Inc.
TICKER: CWST CUSIP: 147448104
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. CASELLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM P. HULLIGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES E. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Casey's General Stores, Inc.
TICKER: CASY CUSIP: 147528103
MEETING DATE: 9/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. MYERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DIANE C. BRIDGEWATER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARREE M. RENDA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CASI Pharmaceuticals, Inc.
TICKER: CASI CUSIP: 14757U109
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WEI-WU HE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR KEN K. REN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR RAJESH C. SHROTRIYA ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE THE ISSUANCE OF OPTIONS TO WEI- ISSUER YES AGAINST AGAINST
WU HE
PROPOSAL #4: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cass Information Systems, Inc.
TICKER: CASS CUSIP: 14808P109
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT A. EBEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDALL L. SCHILLING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANKLIN D. WICKS, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR �� FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Castle Brands Inc.
TICKER: ROX CUSIP: 148435100
MEETING DATE: 3/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK E. ANDREWS, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN F. BEAUDETTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HENRY C. BEINSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILLIP FROST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD M. KRASNO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD J. LAMPEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN D. RUBIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK ZEITCHICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Castlight Health, Inc.
TICKER: CSLT CUSIP: 14862Q100
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SETH COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRYAN ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNY VAN ZANT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Catabasis Pharmaceuticals, Inc.
TICKER: CATB CUSIP: 14875P107
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL ROSS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BURT ADELMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Catalent, Inc.
TICKER: CTLT CUSIP: 148806102
MEETING DATE: 11/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROLF CLASSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GREGORY T. LUCIER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR UWE ROHRHOFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND BYLAWS
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
FOR REMOVAL OF DIRECTORS
PROPOSAL #6: AMEND ARTICLES TO ELIMINATE OBSOLETE ISSUER YES FOR FOR
PROVISIONS AND MAKE OTHER NON-SUBSTANTIVE AND
CONFORMING CHANGES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Catalyst Biosciences, Inc.
TICKER: CBIO CUSIP: 14888D208
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NASSIM USMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERROL B. DE SOUZA ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Catalyst Pharmaceuticals, Inc.
TICKER: CPRX CUSIP: 14888U101
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK J. MCENANY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP H. COELHO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES B. O'KEEFFE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID S. TIERNEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD J. DALY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONALD A. DENKHAUS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CatchMark Timber Trust, Inc.
TICKER: CTT CUSIP: 14912Y202
MEETING DATE: 6/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERRY BARAG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL S. FISHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY E. MCBRIDE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DONALD S. MOSS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIS J. POTTS, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS D. RUBENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HENRY G. ZIGTEMA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Caterpillar Inc.
TICKER: CAT CUSIP: 149123101
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KELLY A. AYOTTE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID L. CALHOUN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL M. DICKINSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JUAN GALLARDO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENNIS A. MUILENBURG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM A. OSBORN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEBRA L. REED ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDWARD B. RUST, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SUSAN C. SCHWAB ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR D. JAMES UMPLEBY, III ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MILES D. WHITE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR RAYFORD WILKINS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
PROPOSAL #5: AMEND COMPENSATION CLAWBACK POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REQUIRE DIRECTOR NOMINEE WITH HUMAN SHAREHOLDER YES AGAINST FOR
RIGHTS EXPERIENCE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cathay General Bancorp
TICKER: CATY CUSIP: 149150104
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL M.Y. CHANG ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JANE JELENKO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PIN TAI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ANTHONY M. TANG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PETER WU ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cavco Industries, Inc.
TICKER: CVCO CUSIP: 149568107
MEETING DATE: 7/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. BOOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH H. STEGMAYER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cavium, Inc.
TICKER: CAVM CUSIP: 14964U108
MEETING DATE: 3/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CB Financial Services, Inc.
TICKER: CBFV CUSIP: 12479G101
MEETING DATE: 4/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CB Financial Services, Inc.
TICKER: CBFV CUSIP: 12479G101
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KARL G. BAILY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARRON P. MCCUNE, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERTA ROBINSON ISSUER YES FOR FOR
OLEJASZ
PROPOSAL #1.4: ELECT DIRECTOR RALPH J. SOMMERS, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN M. SWIATEK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CBIZ, Inc.
TICKER: CBZ CUSIP: 124805102
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL H. DEGROOTE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GINA D. FRANCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TODD J. SLOTKIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CBL & Associates Properties, Inc.
TICKER: CBL CUSIP: 124830100
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES B. LEBOVITZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN D. LEBOVITZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY L. BRYENTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR A. LARRY CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW S. DOMINSKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN D. GRIFFITH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD J. LIEB ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GARY J. NAY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATHLEEN M. NELSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cboe Global Markets Inc.
TICKER: CBOE CUSIP: 12503M108
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD T. TILLY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK E. ENGLISH, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM M. FARROW, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD J. FITZPATRICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JANET P. FROETSCHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JILL R. GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RODERICK A. PALMORE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES E. PARISI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH P. RATTERMAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL L. RICHTER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JILL E. SOMMERS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CAROLE E. STONE ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR EUGENE S. SUNSHINE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CBRE Group, Inc.
TICKER: CBRE CUSIP: 12504L109
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRANDON B. BOZE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BETH F. COBERT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CURTIS F. FEENY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHRISTOPHER T. JENNY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GERARDO I. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAULA R. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT E. SULENTIC ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LAURA D. TYSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RAY WIRTA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SANJIV YAJNIK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR ISSUER YES FOR FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
PROPOSAL #5: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CDK Global, Inc.
TICKER: CDK CUSIP: 12508E101
MEETING DATE: 11/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LESLIE A. BRUN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIE A. DEESE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR AMY J. HILLMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN P. MACDONALD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EILEEN J. MARTINSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN A. MILES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT E. RADWAY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN F. ISSUER YES FOR FOR
SCHUCKENBROCK
PROPOSAL #1.9: ELECT DIRECTOR FRANK S. SOWINSKI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT M. TARKOFF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CDW Corporation
TICKER: CDW CUSIP: 12514G108
MEETING DATE: 9/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEVEN W. ALESIO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BARRY K. ALLEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID W. NELMS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DONNA F. ZARCONE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CDW Corporation
TICKER: CDW CUSIP: 12514G108
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR VIRGINIA C. ADDICOTT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES A. BELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BENJAMIN D. CHERESKIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAUL J. FINNEGAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CECO Environmental Corp.
TICKER: CECE CUSIP: 125141101
MEETING DATE: 6/12/2018 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JASON DEZWIREK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC M. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID B. LINER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CLAUDIO A. MANNARINO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MUNISH NANDA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JONATHAN POLLACK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VALERIE GENTILE SACHS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DENNIS SADLOWSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cedar Realty Trust, Inc.
TICKER: CDR CUSIP: 150602209
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ABRAHAM EISENSTAT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGG A. GONSALVES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAMELA N. HOOTKIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN G. ROGERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE J. SCHANZER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROGER M. WIDMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND ARTICLES OF INCORPORATION TO GIVE ISSUER YES FOR FOR
STOCKHOLDERS POWER TO AMEND AND ADOPT BYLAWS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Celanese Corporation
TICKER: CE CUSIP: 150870103
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEAN S. BLACKWELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM M. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BENNIE W. FOWLER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR EDWARD G. GALANTE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KATHRYN M. HILL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID F. HOFFMEISTER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN K. WULFF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Celgene Corporation
TICKER: CELG CUSIP: 151020104
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK J. ALLES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD W. BARKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HANS E. BISHOP ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL W. BONNEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL D. CASEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CARRIE S. COX ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL A. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JULIA A. HALLER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PATRICIA A. HEMINGWAY ISSUER YES FOR FOR
HALL
PROPOSAL #1.1: ELECT DIRECTOR JAMES J. LOUGHLIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ERNEST MARIO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JOHN H. WEILAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Celldex Therapeutics, Inc.
TICKER: CLDX CUSIP: 15117B103
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY ELLBERGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY S. MARUCCI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEITH L. BROWNLIE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HERBERT J. CONRAD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES J. MARINO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GERALD MCMAHON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HARRY H. PENNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KAREN L. SHOOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Celsion Corporation
TICKER: CLSN CUSIP: 15117N503
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT W. HOOPER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ALBERTO R. MARTINEZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY WITHUMSMITH + BROWN PC AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cempra, Inc.
TICKER: CEMP CUSIP: 15130J109
MEETING DATE: 11/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2a: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2b: CHANGE COMPANY NAME TO MELINTA ISSUER YES FOR FOR
THERAPEUTICS, INC.
PROPOSAL #2c: AMEND CERTIFICATE OF INCORPORATION FOR ISSUER YES FOR FOR
CEMPRA NOT TO BE GOVERNED BY OR SUBJECT TO SECTION
203 OF THE DELAWARE GENERAL CORPORATION LAW
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR RICHARD KENT ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR GARHENG KONG ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT DIRECTOR P. SHERRILL NEFF ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Centene Corporation
TICKER: CNC CUSIP: 15135B101
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JESSICA L. BLUME ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR FREDERICK H. EPPINGER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR DAVID L. STEWARD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Centennial Resource Development, Inc.
TICKER: CDEV CUSIP: 15136A102
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KARL E. BANDTEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW G. HYDE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY H. TEPPER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CenterPoint Energy, Inc.
TICKER: CNP CUSIP: 15189T107
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LESLIE D. BIDDLE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MILTON CARROLL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SCOTT J. MCLEAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARTIN H. NESBITT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THEODORE F. POUND ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SCOTT M. PROCHAZKA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SUSAN O. RHENEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PHILLIP R. SMITH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN W. SOMERHALDER, II ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PETER S. WAREING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CenterState Bank Corporation
TICKER: CSFL CUSIP: 15201P109
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES H. BINGHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. BROWN, SR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. DENNIS CARLTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL F. CIFERRI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN C. CORBETT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JODY JEAN DREYER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GRIFFIN A. GREENE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES W. MCPHERSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR G. TIERSO NUNEZ, II ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS E. OAKLEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ERNEST S. PINNER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WILLIAM KNOX POU, JR. ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DANIEL R. RICHEY ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR DAVID G. SALYERS ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR JOSHUA A. SNIVELY ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR MARK W. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CenterState Banks, Inc.
TICKER: CSFL CUSIP: 15201P109
MEETING DATE: 12/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Central Federal Corporation
TICKER: CFBK CUSIP: 15346Q202
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD W. COCHRAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY T. O'DELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Central Garden & Pet Company
TICKER: CENTA CUSIP: 153527106
MEETING DATE: 2/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN B. BALOUSEK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM E. BROWN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. COLLIGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BROOKS M. PENNINGTON, ISSUER YES WITHHOLD AGAINST
III
PROPOSAL #1.6: ELECT DIRECTOR JOHN R. RANELLI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR GEORGE C. ROETH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR MARY BETH SPRINGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANDREW K. WOEBER ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Central Pacific Financial Corp.
TICKER: CPF CUSIP: 154760409
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTINE H. H. CAMP ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. DEAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EARL E. FRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WAYNE K. KAMITAKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL J. KOSASA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DUANE K. KURISU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER T. LUTES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR COLBERT M. MATSUMOTO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR A. CATHERINE NGO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SAEDENE K. OTA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CRYSTAL K. ROSE ISSUER YES �� FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PAUL K. YONAMINE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Central Valley Community Bancorp
TICKER: CVCY CUSIP: 155685100
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL N. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWIN S. DARDEN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL J. DOYLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR F. T. "TOMMY" ELLIOTT, ISSUER YES FOR FOR
IV
PROPOSAL #1.5: ELECT DIRECTOR JAMES M. FORD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN D. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LOUIS MCMURRAY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM S. SMITTCAMP ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GARY D. GALL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT J. FLAUTT ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KAREN MUSSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Century Aluminum Company
TICKER: CENX CUSIP: 156431108
MEETING DATE: 6/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JARL BERNTZEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. BLESS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERROL GLASSER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILHELM VAN JAARSVELD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TERENCE A. WILKINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Century Casinos, Inc.
TICKER: CNTY CUSIP: 156492100
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERWIN HAITZMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GOTTFRIED SCHELLMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE �� ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Century Communities, Inc.
TICKER: CCS CUSIP: 156504300
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DALE FRANCESCON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. FRANCESCON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. BOX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEITH R. GUERICKE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES M. LIPPMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CenturyLink, Inc.
TICKER: CTL CUSIP: 156700106
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTHA H. BEJAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VIRGINIA BOULET ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER C. BROWN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN P. CHILTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN T. CLONTZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR T. MICHAEL GLENN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. BRUCE HANKS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARY L. LANDRIEU ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HARVEY P. PERRY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GLEN F. POST, III ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MICHAEL J. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LAURIE A. SIEGEL ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JEFFREY K. STOREY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5a: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5b: REPORT ON COMPANY'S BILLING PRACTICES SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cerner Corporation
TICKER: CERN CUSIP: 156782104
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MITCHELL E. DANIELS, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CLIFFORD W. ILLIG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cerulean Pharma Inc.
TICKER: CERU CUSIP: 15708Q105
MEETING DATE: 7/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS ISSUER YES FOR FOR
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CERUS CORPORATION
TICKER: CERS CUSIP: 157085101
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL N. SWISHER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK WITNEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CEVA, Inc.
TICKER: CEVA CUSIP: 157210105
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELIYAHU AYALON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ZVI LIMON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE A. MANN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARIA MARCED ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER MCMANAMON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SVEN-CHRISTER NILSSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LOUIS SILVER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GIDEON WERTHEIZER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KOST FORER GABBAY & KASIERER AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CF Industries Holdings, Inc.
TICKER: CF CUSIP: 125269100
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT C. ARZBAECHER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM DAVISSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN W. EAVES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN A. FURBACHER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEPHEN J. HAGGE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN D. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANNE P. NOONAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL J. TOELLE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THERESA E. WAGLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR W. ANTHONY WILL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY EXISTING OWNERSHIP THRESHOLD FOR ISSUER YES FOR FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ChannelAdvisor Corporation
TICKER: ECOM CUSIP: 159179100
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY J. BUCKLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH L. COWAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARC E. HUFFMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Charles River Laboratories International, Inc.
TICKER: CRL CUSIP: 159864107
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES C. FOSTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT BERTOLINI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN D. CHUBB ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DEBORAH T. KOCHEVAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARTIN W. MACKAY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEAN-PAUL MANGEOLLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE E. MASSARO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEORGE M. MILNE, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR C. RICHARD REESE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CRAIG B. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RICHARD F. WALLMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chart Industries, Inc.
TICKER: GTLS CUSIP: 16115Q308
MEETING DATE: 5/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. DOUGLAS BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAREY CHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN W. KRABLIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL L. MOLININI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELIZABETH G. SPOMER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Charter Communications, Inc.
TICKER: CHTR CUSIP: 16119P108
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR W. LANCE CONN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KIM C. GOODMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CRAIG A. JACOBSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GREGORY B. MAFFEI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN C. MALONE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN D. MARKLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID C. MERRITT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVEN A. MIRON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BALAN NAIR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL A. NEWHOUSE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MAURICIO RAMOS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR THOMAS M. RUTLEDGE ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR ERIC L. ZINTERHOFER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Charter Financial Corporation
TICKER: CHFN CUSIP: 16122W108
MEETING DATE: 2/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANE W. DARDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS M. LANE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chase Corporation
TICKER: CCF CUSIP: 16150R104
MEETING DATE: 2/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ADAM P. CHASE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER R. CHASE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY CLAIRE CHASE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN H. DERBY, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEWIS P. GACK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHAD A. MCDANIEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANA MOHLER-FARIA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS WROE, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chatham Lodging Trust
TICKER: CLDT CUSIP: 16208T102
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. GERALD GOLDSMITH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROLF E. RUHFUS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY H. FISHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. CROCKER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT PERLMUTTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JACK P. DEBOER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MILES BERGER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDWIN B. BREWER, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Checkpoint Therapeutics, Inc.
TICKER: CKPT CUSIP: 162828107
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL S. WEISS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SCOTT BOILEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NEIL HERSKOWITZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LINDSAY A. ROSENWALD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR BARRY SALZMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED SHARES OF COMMON ISSUER YES FOR FOR
STOCK AND DECREASE DESIGNATED CLASS A COMMON STOCK
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chegg, Inc.
TICKER: CHGG CUSIP: 163092109
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARNE LEVINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD SARNOFF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chembio Diagnostics, Inc.
TICKER: CEMI CUSIP: 163572209
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHERINE L. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GAIL S. PAGE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN POTTHOFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN J. SPERZEL, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chemed Corporation
TICKER: CHE CUSIP: 16359R103
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN J. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOEL F. GEMUNDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK P. GRACE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS C. HUTTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WALTER L. KREBS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDREA R. LINDELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS P. RICE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD E. SAUNDERS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GEORGE J. WALSH, III ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR FRANK E. WOOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chemical Financial Corporation
TICKER: CHFC CUSIP: 163731102
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES R. FITTERLING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD A. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD M. LIEVENSE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARBARA J. MAHONE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BARBARA L. MCQUADE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN E. PELIZZARI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID T. PROVOST ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS C. SHAFER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LARRY D. STAUFFER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JEFFREY L. TATE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GARY TORGOW ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ARTHUR A. WEISS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR FRANKLIN C. WHEATLAKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ChemoCentryx, Inc.
TICKER: CCXI CUSIP: 16383L106
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. SCHALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH M. FECZKO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chemung Financial Corporation
TICKER: CHMG CUSIP: 164024101
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. DALRYMPLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENISE V. GONICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN B. TULLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS R. TYRRELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LARRY H. BECKER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID M. BUICKO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY B. STREETER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cheniere Energy, Inc.
TICKER: LNG CUSIP: 16411R208
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR G. ANDREA BOTTA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JACK A. FUSCO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VICKY A. BAILEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NUNO BRANDOLINI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID I. FOLEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID B. KILPATRICK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANDREW LANGHAM ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR COURTNEY R. MATHER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DONALD F. ROBILLARD, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR NEAL A. SHEAR ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR HEATHER R. ZICHAL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cherokee Inc.
TICKER: CHKE CUSIP: 16444H102
MEETING DATE: 11/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES PURSUANT TO ISSUER YES FOR FOR
THE PURCHASE AGREEMENTS
PROPOSAL #2: APPROVE ISSUANCE OF SHARES IN THE ISSUER YES FOR FOR
COMMITTED FINANCINGS TO CERTAIN DIRECTORS AND
OFFICERS, PURSUANT TO THE PURCHASE AGREEMENTS
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cherokee Inc.
TICKER: CHKE CUSIP: 16444H102
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT GALVIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH HULL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JESS RAVICH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN MCCLAIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HENRY STUPP ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CAROL BAIOCCHI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT LONGNECKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cherry Hill Mortgage Investment Corporation
TICKER: CHMI CUSIP: 164651101
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: "ELECT DIRECTOR JEFFREY ""JAY"" B. ISSUER YES FOR FOR
LOWN, II"
PROPOSAL #1.2: ELECT DIRECTOR ROBERT C. MERCER, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH P. MURIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR REGINA M. LOWRIE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chesapeake Energy Corporation
TICKER: CHK CUSIP: 165167107
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GLORIA R. BOYLAND ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LUKE R. CORBETT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ARCHIE W. DUNHAM ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LESLIE STARR KEATING ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT D. "DOUG" LAWLER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR R. BRAD MARTIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MERRILL A. "PETE" ISSUER YES FOR FOR
MILLER, JR.
PROPOSAL #1h: ELECT DIRECTOR THOMAS L. RYAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chesapeake Lodging Trust
TICKER: CHSP CUSIP: 165240102
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES L. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS W. VICARI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS A. NATELLI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANGELIQUE G. BRUNNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS D. ECKERT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN W. HILL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY D. NUECHTERLEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chesapeake Utilities Corporation
TICKER: CPK CUSIP: 165303108
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS P. HILL, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS S. HUDSON, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CALVERT A. MORGAN, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chevron Corporation
TICKER: CVX CUSIP: 166764100
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WANDA M. AUSTIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN B. FRANK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALICE P. GAST ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ENRIQUE HERNANDEZ, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHARLES W. MOORMAN, IV ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAMBISA F. MOYO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RONALD D. SUGAR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR INGE G. THULIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR D. JAMES UMPLEBY, III ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL K. WIRTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON RISKS OF DOING BUSINESS IN SHAREHOLDER YES AGAINST FOR
CONFLICT-AFFECTED AREAS
PROPOSAL #6: REPORT ON TRANSITION TO A LOW CARBON SHAREHOLDER YES AGAINST FOR
BUSINESS MODEL
PROPOSAL #7: REPORT ON METHANE EMISSIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: REQUIRE DIRECTOR NOMINEE WITH SHAREHOLDER YES AGAINST FOR
ENVIRONMENTAL EXPERIENCE
PROPOSAL #10: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chiasma, Inc.
TICKER: CHMA CUSIP: 16706W102
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT MINICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN F. THERO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONI MAMLUK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Chicago Bridge & Iron Company N.V.
TICKER: CBI CUSIP: 167250109
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ACQUISITION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE SALE OF COMET II B.V. ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PLAN OF LIQUIDATION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CHICAGO RIVET & MACHINE CO.
TICKER: CVR CUSIP: 168088102
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. MORRISSEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WALTER W. MORRISSEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM T. DIVANE, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. BOURG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KENT H. COONEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EDWARD L. CHOTT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN L. SHOWEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Chico's FAS, Inc.
TICKER: CHS CUSIP: 168615102
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID F. WALKER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DEBORAH L. KERR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN J. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM S. SIMON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEPHEN E. WATSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANDREA M. WEISS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chimera Investment Corporation
TICKER: CIM CUSIP: 16934Q208
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TERESA BRYCE BAZEMORE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DENNIS M. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DEBRA W. STILL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chimerix, Inc.
TICKER: CMRX CUSIP: 16934W106
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES M. DALY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTHA J. DEMSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD F. GREISSING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chipotle Mexican Grill, Inc.
TICKER: CMG CUSIP: 169656105
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALBERT S. BALDOCCHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL T. CAPPUCCIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVE ELLS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NEIL W. FLANZRAICH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBIN HICKENLOOPER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KIMBAL MUSK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALI NAMVAR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRIAN NICCOL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MATTHEW H. PAULL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Choice Hotels International, Inc.
TICKER: CHH CUSIP: 169905106
MEETING DATE: 4/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARBARA T. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEWART W. BAINUM, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM L. JEWS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MONTE J. M. KOCH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LIZA K. LANDSMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICK S. PACIOUS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SCOTT A. RENSCHLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ERVIN R. SHAMES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN P. TAGUE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Christopher & Banks Corporation
TICKER: CBK CUSIP: 171046105
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JONATHAN DUSKIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SETH R. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KERI L. JONES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KENT A. KLEEBERGER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM F. SHARPE, III ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOEL N. WALLER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LAURA A. WEIL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ChromaDex Corporation
TICKER: CDXC CUSIP: 171077407
MEETING DATE: 6/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK L. JAKSCH, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN A. BLOCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFF BAXTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT FRIED ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KURT A. GUSTAFSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN D. RUBIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WENDY YU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TONY LAU ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chubb Limited
TICKER: CB CUSIP: H1467J104
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ALLOCATE DISPOSABLE PROFIT ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE DIVIDEND DISTRIBUTION FROM ISSUER YES FOR FOR
LEGAL RESERVES THROUGH CAPITAL CONTRIBUTIONS RESERVE
SUBACCOUNT
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1: RATIFY PRICEWATERHOUSECOOPERS AG ISSUER YES FOR FOR
(ZURICH) AS AUDITORS
PROPOSAL #4.2: RATIFY PRICEWATERHOUSECOOPERS LLP ISSUER YES FOR FOR
(UNITED STATES) AS INDEPENDENT REGISTERED ACCOUNTING
FIRM AS AUDITORS
PROPOSAL #4.3: RATIFY BDO AG (ZURICH) AS SPECIAL ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5.1: ELECT DIRECTOR EVAN G. GREENBERG ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT DIRECTOR ROBERT M. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT DIRECTOR MICHAEL G. ATIEH ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT DIRECTOR SHEILA P. BURKE ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT DIRECTOR JAMES I. CASH ISSUER YES FOR FOR
PROPOSAL #5.6: ELECT DIRECTOR MARY CIRILLO ISSUER YES FOR FOR
PROPOSAL #5.7: ELECT DIRECTOR MICHAEL P. CONNORS ISSUER YES FOR FOR
PROPOSAL #5.8: ELECT DIRECTOR JOHN A. EDWARDSON ISSUER YES FOR FOR
PROPOSAL #5.9: ELECT DIRECTOR KIMBERLY A. ROSS ISSUER YES FOR FOR
PROPOSAL #5.10: ELECT DIRECTOR ROBERT W. SCULLY ISSUER YES FOR FOR
PROPOSAL #5.11: ELECT DIRECTOR EUGENE B. SHANKS, JR. ISSUER YES FOR FOR
PROPOSAL #5.12: ELECT DIRECTOR THEODORE E. SHASTA ISSUER YES FOR FOR
PROPOSAL #5.13: ELECT DIRECTOR DAVID H. SIDWELL ISSUER YES FOR FOR
PROPOSAL #5.14: ELECT DIRECTOR OLIVIER STEIMER ISSUER YES FOR FOR
PROPOSAL #5.15: ELECT DIRECTOR JAMES M. ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #6: ELECT EVAN G. GREENBERG AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #7.1: APPOINT MICHAEL P. CONNORS AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #7.2: APPOINT MARY CIRILLO AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #7.3: APPOINT ROBERT M. HERNANDEZ AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #7.4: APPOINT JAMES M. ZIMMERMAN AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #8: DESIGNATE HOMBURGER AG AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #9: ISSUE SHARES WITHOUT PREEMPTIVE RIGHTS ISSUER YES FOR FOR
PROPOSAL #10.1: APPROVE THE MAXIMUM AGGREGATE ISSUER YES FOR FOR
REMUNERATION OF DIRECTORS
PROPOSAL #10.2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
MANAGEMENT IN THE AMOUNT OF USD 43 MILLION FOR FISCAL
2019
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Church & Dwight Co., Inc.
TICKER: CHD CUSIP: 171340102
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MATTHEW T. FARRELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RAVICHANDRA K. SALIGRAM ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT K. SHEARER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LAURIE J. YOLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND CERTIFICATE ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Churchill Downs Incorporated
TICKER: CHDN CUSIP: 171484108
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. CARSTANJEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAROLE F. LLOYD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chuy's Holdings, Inc.
TICKER: CHUY CUSIP: 171604101
MEETING DATE: 7/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVE HISLOP ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN ZAPP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cidara Therapeutics, Inc.
TICKER: CDTX CUSIP: 171757107
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY R. FRANSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRYSA MINEO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ciena Corporation
TICKER: CIEN CUSIP: 171779309
MEETING DATE: 4/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRUCE L. CLAFLIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PATRICK T. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR T. MICHAEL NEVENS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM D. FATHERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cigna Corporation
TICKER: CI CUSIP: 125509109
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID M. CORDANI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC J. FOSS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ISAIAH HARRIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROMAN MARTINEZ, IV ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN M. PARTRIDGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES E. ROGERS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ERIC C. WISEMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONNA F. ZARCONE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM D. ZOLLARS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND BYLAWS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cimarex Energy Co.
TICKER: XEC CUSIP: 171798101
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH R. ALBI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LISA A. STEWART ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cimpress N.V.
TICKER: CMPR CUSIP: N20146101
MEETING DATE: 11/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT JOHN J. GAVIN, JR. TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #2: ELECT ZACHARY S. STERNBERG TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #3: ELECT ROBERT S. KEANE TO MANAGEMENT ISSUER YES FOR FOR
BOARD
PROPOSAL #4: ELECT SEAN E. QUINN TO MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #7: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #9: AUTHORIZE REPURCHASE OF UP TO 6.3 ISSUER YES FOR FOR
MILLION OF ISSUED AND OUTSTANDING ORDINARY SHARES
PROPOSAL #10: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
PROPOSAL #11: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES
PROPOSAL #12: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cimpress N.V.
TICKER: CMPR CUSIP: N20146101
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED SHARE CAPITAL ISSUER YES FOR FOR
PROPOSAL #2: DECREASE SHARE CAPITAL WITHOUT REPAYMENT ISSUER YES FOR FOR
TO SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cincinnati Bell Inc.
TICKER: CBB CUSIP: 171871502
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILLIP R. COX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN W. ECK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEIGH R. FOX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAKKI L. HAUSSLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CRAIG F. MAIER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RUSSEL P. MAYER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THEODORE H. TORBECK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LYNN A. WENTWORTH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARTIN J. YUDKOVITZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR JAMES CHADWICK SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW GOLDFARB SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR JUSTYN R. PUTNAM SHAREHOLDER NO N/A N/A
PROPOSAL #1.4: MANAGEMENT NOMINEE PHILLIP R. COX SHAREHOLDER NO N/A N/A
PROPOSAL #1.5: MANAGEMENT NOMINEE JOHN W. ECK SHAREHOLDER NO N/A N/A
PROPOSAL #1.6: MANAGEMENT NOMINEE LEIGH R. FOX SHAREHOLDER NO N/A N/A
PROPOSAL #1.7: MANAGEMENT NOMINEE JAKKI L. HAUSSLER SHAREHOLDER NO N/A N/A
PROPOSAL #1.8: MANAGEMENT NOMINEE LYNN A. WENTWORTH SHAREHOLDER NO N/A N/A
PROPOSAL #1.9: MANAGEMENT NOMINEE MARTIN J. YUDKOVITZ SHAREHOLDER NO N/A N/A
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #3: PROVIDE PROXY ACCESS RIGHT ISSUER NO N/A N/A
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cincinnati Financial Corporation
TICKER: CINF CUSIP: 172062101
MEETING DATE: 5/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM F. BAHL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY T. BIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA W. CLEMENT-HOLMES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIRK J. DEBBINK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN J. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH C. LICHTENDAHL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. RODNEY MCMULLEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID P. OSBORN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GRETCHEN W. PRICE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS R. SCHIFF ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DOUGLAS S. SKIDMORE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KENNETH W. STECHER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JOHN F. STEELE, JR. ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR LARRY R. WEBB ISSUER YES FOR FOR
PROPOSAL #2: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cinemark Holdings, Inc.
TICKER: CNK CUSIP: 17243V102
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DARCY ANTONELLIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARLOS M. SEPULVEDA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK ZORADI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cintas Corporation
TICKER: CTAS CUSIP: 172908105
MEETING DATE: 10/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GERALD S. ADOLPH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN F. BARRETT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MELANIE W. BARSTAD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT E. COLETTI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD T. FARMER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SCOTT D. FARMER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES J. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSEPH SCAMINACE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RONALD W. TYSOE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CIRCOR International, Inc.
TICKER: CIR CUSIP: 17273K109
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID F. DIETZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TINA M. DONIKOWSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS M. HAYES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cirrus Logic, Inc.
TICKER: CRUS CUSIP: 172755100
MEETING DATE: 7/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. CARTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALEXANDER M. DAVERN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY R. DEHNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTINE KING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JASON P. RHODE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN R. SCHUELE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM D. SHERMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID J. TUPMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cisco Systems, Inc.
TICKER: CSCO CUSIP: 17275R102
MEETING DATE: 12/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CAROL A. BARTZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR M. MICHELE BURNS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL D. CAPELLAS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR AMY L. CHANG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN L. HENNESSY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KRISTINA M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RODERICK C. MCGEARY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHARLES H. ROBBINS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ARUN SARIN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BRENTON L. SAUNDERS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEVEN M. WEST ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cision Ltd.
TICKER: CISN CUSIP: G1992S109
MEETING DATE: 6/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN P. MASTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR L. DYSON DRYDEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CIT Group Inc.
TICKER: CIT CUSIP: 125581801
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ELLEN R. ALEMANY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL L. BROSNAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL A. CARPENTER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DORENE C. DOMINGUEZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALAN FRANK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM M. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR R. BRAD OATES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GERALD ROSENFELD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN R. RYAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SHEILA A. STAMPS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR KHANH T. TRAN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LAURA S. UNGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citi Trends, Inc.
TICKER: CTRN CUSIP: 17306X102
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAURENS M. GOFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARGARET L. JENKINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE D. SMITH ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citigroup Inc.
TICKER: C CUSIP: 172967424
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL L. CORBAT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ELLEN M. COSTELLO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN C. DUGAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DUNCAN P. HENNES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PETER B. HENRY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR FRANZ B. HUMER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR S. LESLIE IRELAND ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RENEE J. JAMES ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR EUGENE M. MCQUADE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL E. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR GARY M. REINER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ANTHONY M. SANTOMERO ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR DIANA L. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR JAMES S. TURLEY ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR DEBORAH C. WRIGHT ISSUER YES FOR FOR
PROPOSAL #1p: ELECT DIRECTOR ERNESTO ZEDILLO PONCE DE ISSUER YES FOR FOR
LEON
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADOPT HUMAN AND INDIGENOUS PEOPLE'S SHAREHOLDER YES AGAINST FOR
RIGHTS POLICY
PROPOSAL #6: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: PROHIBIT ACCELERATED VESTING OF AWARDS SHAREHOLDER YES AGAINST FOR
TO PURSUE GOVERNMENT SERVICE
PROPOSAL #10: AMEND BYLAWS -- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citizens & Northern Corporation
TICKER: CZNC CUSIP: 172922106
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BOBBI J. KILMER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRY L. LEHMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK G. PELLEGRINO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES E. TOWNER ISSUER YES FOR FOR
PROPOSAL #2: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citizens Community Bancorp, Inc.
TICKER: CZWI CUSIP: 174903104
MEETING DATE: 3/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KRISTINA M. BOURGET ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY L. OLSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: SEEK SALE OF COMPANY/ASSETS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citizens Financial Group, Inc.
TICKER: CFG CUSIP: 174610105
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE VAN SAUN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK CASADY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTINE M. CUMMING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY DI IORIO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM P. HANKOWSKY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOWARD W. HANNA, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LEO I. ("LEE") HIGDON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES J. ("BUD") KOCH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ARTHUR F. RYAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SHIVAN S. SUBRAMANIAM ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WENDY A. WATSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARITA ZURAITIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citizens, Inc.
TICKER: CIA CUSIP: 174740100
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER W. 'CHRIS' ISSUER YES FOR FOR
CLAUS
PROPOSAL #1.2: ELECT DIRECTOR GERALD W. SHIELDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JERRY D. 'CHIP' DAVIS, ISSUER YES FOR FOR
JR.
PROPOSAL #1.4: ELECT DIRECTOR FRANCIS ANTHONY 'FRANK' ISSUER YES FOR FOR
KEATING, II
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citrix Systems, Inc.
TICKER: CTXS CUSIP: 177376100
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT M. CALDERONI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR NANCI E. CALDWELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JESSE A. COHN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT D. DALEO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MURRAY J. DEMO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR AJEI S. GOPAL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID J. HENSHALL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PETER J. SACRIPANTI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: City Holding Company
TICKER: CHCO CUSIP: 177835105
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. ELLIOT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. THOMAS JONES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES L. ROSSI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIANE W. STRONG- ISSUER YES FOR FOR
TREISTER
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: City Office REIT, Inc.
TICKER: CIO CUSIP: 178587101
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN MCLERNON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES FARRAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM FLATT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK MURSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN SHRAIBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN SWEET ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Civista Bancshares, Inc.
TICKER: CIVB CUSIP: 178867107
MEETING DATE: 4/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS A. DEPLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALLEN R. MAURICE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES O. MILLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS E. MURRAY, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALLEN R. NICKLES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARY PATRICIA OLIVER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENNIS G. SHAFFER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DANIEL J. WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY S. R. SNODGRASS, P.C. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Civitas Solutions, Inc.
TICKER: CIVI CUSIP: 17887R102
MEETING DATE: 3/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRIS A. DURBIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK M. GRAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE F. NARDELLA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clarus Corporation
TICKER: CLAR CUSIP: 18270P109
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WARREN B. KANDERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD L. HOUSE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NICHOLAS SOKOLOW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL A. HENNING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clean Energy Fuels Corp.
TICKER: CLNE CUSIP: 184499101
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW J. LITTLEFAIR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WARREN I. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN S. HERRINGTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES C. MILLER, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES E. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR T. BOONE PICKENS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN A. SCULLY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENNETH M. SOCHA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR VINCENT C. TAORMINA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #7: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clean Harbors, Inc.
TICKER: CLH CUSIP: 184496107
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN S. MCKIM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROD MARLIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN T. PRESTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clear Channel Outdoor Holdings, Inc.
TICKER: CCO CUSIP: 18451C109
MEETING DATE: 6/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICENTE PIEDRAHITA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DALE W. TREMBLAY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clearfield, Inc.
TICKER: CLFD CUSIP: 18482P103
MEETING DATE: 2/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHERYL BERANEK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD G. ROTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK GOEPEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROGER HARDING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES N. HAYSSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONALD R. HAYWARD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clearside Biomedical, Inc.
TICKER: CLSD CUSIP: 185063104
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALD D. CAGLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD CROARKIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM D. HUMPHRIES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ClearSign Combustion Corporation
TICKER: CLIR CUSIP: 185064102
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN E. PIRNAT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LON E. BELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT P. ISAACSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY L. OTT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUSANNE L. MELINE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GUMBINER SAVETT INC. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clearwater Paper Corporation
TICKER: CLW CUSIP: 18538R103
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LINDA K. MASSMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALEXANDER TOELDTE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cleveland-Cliffs Inc.
TICKER: CLF CUSIP: 185899101
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN T. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT P. FISHER, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOURENCO GONCALVES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUSAN M. GREEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH A. RUTKOWSKI, ISSUER YES FOR FOR
JR.
PROPOSAL #1.6: ELECT DIRECTOR ERIC M. RYCHEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL D. SIEGAL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GABRIEL STOLIAR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DOUGLAS C. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clifton Bancorp Inc.
TICKER: CSBK CUSIP: 186873105
MEETING DATE: 8/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL M. AGUGGIA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CYNTHIA SISCO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clifton Bancorp Inc.
TICKER: CSBK CUSIP: 186873105
MEETING DATE: 3/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clipper Realty Inc.
TICKER: CLPR CUSIP: 18885T306
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DAVID BISTRICER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR SAM LEVINSON ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR HOWARD M. LORBER ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR ROBERT J. IVANHOE ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR ROBERTO A. VERRONE ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR HARMON S. SPOLAN ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR RICHARD N. BURGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cloud Peak Energy Inc.
TICKER: CLD CUSIP: 18911Q102
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR COLIN MARSHALL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN NANCE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cloudera, Inc.
TICKER: CLDR CUSIP: 18914U100
MEETING DATE: 6/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN COLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS J. REILLY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL A. STANKEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clovis Oncology, Inc.
TICKER: CLVS CUSIP: 189464100
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK J. MAHAFFY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR M. JAMES BARRETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THORLEF SPICKSCHEN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE NON-EMPLOYEE DIRECTOR ISSUER YES AGAINST AGAINST
COMPENSATION POLICY
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ClubCorp Holdings, Inc.
TICKER: MYCC CUSIP: 18948M108
MEETING DATE: 7/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC L. AFFELDT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARTHUR J. LAMB, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARGARET M. SPELLINGS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SIMON M. TURNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ClubCorp Holdings, Inc.
TICKER: MYCC CUSIP: 18948M108
MEETING DATE: 9/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CME Group Inc.
TICKER: CME CUSIP: 12572Q105
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TERRENCE A. DUFFY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TIMOTHY S. BITSBERGER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHARLES P. CAREY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DENNIS H. CHOOKASZIAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ANA DUTRA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARTIN J. GEPSMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LARRY G. GERDES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DANIEL R. GLICKMAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DEBORAH J. LUCAS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ALEX J. POLLOCK ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR TERRY L. SAVAGE ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR WILLIAM R. SHEPARD ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR HOWARD J. SIEGEL ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR DENNIS A. SUSKIND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CMS Energy Corporation
TICKER: CMS CUSIP: 125896100
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JON E. BARFIELD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DEBORAH H. BUTLER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KURT L. DARROW ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN E. EWING ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM D. HARVEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PATRICIA K. POPPE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN G. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MYRNA M. SOTO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN G. SZNEWAJS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LAURA H. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CNB FINANCIAL CORPORATION
TICKER: CCNE CUSIP: 126128107
MEETING DATE: 4/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH B. BOWER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT W. MONTLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOEL E. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD B. SEAGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CNO Financial Group, Inc.
TICKER: CNO CUSIP: 12621E103
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR GARY C. BHOJWANI ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ELLYN L. BROWN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR STEPHEN N. DAVID ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR ROBERT C. GREVING ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR MARY R. (NINA) HENDERSON ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR CHARLES J. JACKLIN ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR DANIEL R. MAURER ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR NEAL C. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR FREDERICK J. SIEVERT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CNX Resources Corporation
TICKER: CNX CUSIP: 12653C108
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. PALMER CLARKSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM E. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NICHOLAS J. DEIULIIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MAUREEN E. LALLY-GREEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BERNARD LANIGAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM N. THORNDIKE, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coastway Bancorp, Inc.
TICKER: CWAY CUSIP: 190632109
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CoBiz Financial Inc.
TICKER: COBZ CUSIP: 190897108
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN BANGERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL G. HUTCHINSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANGELA M. MACPHEE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOEL R. MONTBRIAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JONATHAN P. PINKUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARY K. RHINEHART ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NOEL N. ROTHMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TERRANCE M. SCANLAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRUCE H. SCHROFFEL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARY BETH VITALE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARC S. WALLACE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WILLIS T. WIEDEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coca-Cola Bottling Co. Consolidated
TICKER: COKE CUSIP: 191098102
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. FRANK HARRISON, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SHARON A. DECKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MORGAN H. EVERETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HENRY W. FLINT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR JAMES R. HELVEY, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. JONES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR UMESH M. KASBEKAR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JENNIFER K. MANN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES H. MORGAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN W. MURREY, III ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SUE ANNE H. WELLS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DENNIS A. WICKER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR RICHARD T. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Codexis, Inc.
TICKER: CDXS CUSIP: 192005106
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHLEEN S. GLAUB ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BERNARD J. KELLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN J. NICOLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Codorus Valley Bancorp, Inc.
TICKER: CVLY CUSIP: 192025104
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN D. BRUNNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY R. HINES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DALLAS L. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coeur Mining, Inc.
TICKER: CDE CUSIP: 192108504
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LINDA L. ADAMANY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KEVIN S. CRUTCHFIELD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SEBASTIAN EDWARDS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RANDOLPH E. GRESS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MITCHELL J. KREBS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR EDUARDO LUNA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JESSICA L. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT E. MELLOR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN H. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR J. KENNETH THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coffee Holding Co., Inc.
TICKER: JVA CUSIP: 192176105
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW GORDON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL DWYER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRY KNEPPER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cogent Communications Holdings, Inc.
TICKER: CCOI CUSIP: 19239V302
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVE SCHAEFFER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN D. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY WEINGARTEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD T. LIEBHABER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR D. BLAKE BATH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARC MONTAGNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COGNEX CORPORATION
TICKER: CGNX CUSIP: 192422103
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EUGENE BANUCCI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JERRY A. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DIANNE M. PARROTTE ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cognizant Technology Solutions Corporation
TICKER: CTSH CUSIP: 192446102
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ZEIN ABDALLA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BETSY S. ATKINS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MAUREEN BREAKIRON-EVANS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JONATHAN CHADWICK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN M. DINEEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR FRANCISCO D'SOUZA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN N. FOX, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN E. KLEIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LEO S. MACKAY, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL PATSALOS-FOX ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOSEPH M. VELLI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5a: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT TO AMEND THE BY-LAWS
PROPOSAL #5b: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT TO REMOVE A DIRECTOR
PROPOSAL #5c: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT TO AMEND CERTAIN PROVISIONS OF THE
CERTIFICATE OF INCORPORATION
PROPOSAL #6: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cohen & Company Inc.
TICKER: COHN CUSIP: 19249M102
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL G. COHEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR G. STEVEN DAWSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK J. DIMAIO, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACK HARABURDA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DIANA LOUISE LIBERTO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cohen & Steers, Inc.
TICKER: CNS CUSIP: 19247A100
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARTIN COHEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT H. STEERS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PETER L. RHEIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD P. SIMON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EDMOND D. VILLANI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR FRANK T. CONNOR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR REENA AGGARWAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coherent, Inc.
TICKER: COHR CUSIP: 192479103
MEETING DATE: 3/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. AMBROSEO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAY T. FLATLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAMELA FLETCHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUSAN M. JAMES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR L. WILLIAM (BILL) ISSUER YES FOR FOR
KRAUSE
PROPOSAL #1.6: ELECT DIRECTOR GARRY W. ROGERSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVE SKAGGS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SANDEEP VIJ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coherus BioSciences, Inc.
TICKER: CHRS CUSIP: 19249H103
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOS RICHARDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR V. BRYAN LAWLIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cohu, Inc.
TICKER: COHU CUSIP: 192576106
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW M. CAGGIA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LUIS A. MULLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Colfax Corporation
TICKER: CFX CUSIP: 194014106
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MITCHELL P. RALES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MATTHEW L. TREROTOLA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PATRICK W. ALLENDER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS S. GAYNER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RHONDA L. JORDAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR A. CLAYTON PERFALL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DIDIER TEIRLINCK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RAJIV VINNAKOTA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SHARON WIENBAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Colgate-Palmolive Company
TICKER: CL CUSIP: 194162103
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES A. BANCROFT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN P. BILBREY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN T. CAHILL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR IAN COOK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HELENE D. GAYLE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ELLEN M. HANCOCK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR C. MARTIN HARRIS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LORRIE M. NORRINGTON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL B. POLK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEPHEN I. SADOVE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Collectors Universe, Inc.
TICKER: CLCT CUSIP: 19421R200
MEETING DATE: 12/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR A. CLINTON ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. DEUSTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEBORAH A. FARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID G. HALL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH R. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR A. J. 'BERT' MOYER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH J. ORLANDO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR VAN D. SIMMONS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRUCE A. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Collegium Pharmaceutical, Inc.
TICKER: COLL CUSIP: 19459J104
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GAREN G. BOHLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GWEN A. MELINCOFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THEODORE R. SCHROEDER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Colony NorthStar, Inc.
TICKER: CLNS CUSIP: 19625W104
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. BARRACK, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD B. SALTZMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS CROCKER, II ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NANCY A. CURTIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JON A. FOSHEIM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JUSTIN E. METZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE G. C. PARKER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES W. SCHOENHERR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN A. SOMERS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN L. STEFFENS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Columbia Banking System, Inc.
TICKER: COLB CUSIP: 197236102
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID A. DIETZLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CRAIG D. EERKES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FORD ELSAESSER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK A. FINKELSTEIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN P. FOLSOM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ERIC FORREST ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS M. HULBERT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHELLE M. LANTOW ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RANDAL LUND ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR S. MAE FUJITA NUMATA ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR HADLEY S. ROBBINS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ELIZABETH W. SEATON ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JANINE TERRANO ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR WILLIAM T. WEYERHAEUSER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Columbia Property Trust, Inc.
TICKER: CXP CUSIP: 198287203
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARMEN M. BOWSER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD W. CARPENTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN L. DIXON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID B. HENRY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MURRAY J. MCCABE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR E. NELSON MILLS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CONSTANCE B. MOORE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL S. ROBB ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GEORGE W. SANDS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS G. WATTLES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COLUMBIA SPORTSWEAR COMPANY
TICKER: COLM CUSIP: 198516106
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERTRUDE BOYLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY P. BOYLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SARAH A. BANY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MURREY R. ALBERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN E. BABSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDY D. BRYANT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDWARD S. GEORGE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WALTER T. KLENZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RONALD E. NELSON ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR MALIA H. WASSON ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELIMINATE PREEMPTIVE RIGHTS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Columbus McKinnon Corporation
TICKER: CMCO CUSIP: 199333105
MEETING DATE: 7/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERNEST R. VEREBELYI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK D. MORELLI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD H. FLEMING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN RABINOWITZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NICHOLAS T. PINCHUK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LIAM G. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR R. SCOTT TRUMBULL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HEATH A. MITTS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Comcast Corporation
TICKER: CMCSA CUSIP: 20030N101
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH J. BACON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MADELINE S. BELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHELDON M. BONOVITZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD D. BREEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GERALD L. HASSELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY A. HONICKMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARITZA G. MONTIEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ASUKA NAKAHARA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID C. NOVAK ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR BRIAN L. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Comerica Incorporated
TICKER: CMA CUSIP: 200340107
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALPH W. BABB, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL E. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROGER A. CREGG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR T. KEVIN DENICOLA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JACQUELINE P. KANE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD G. LINDNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BARBARA R. SMITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT S. TAUBMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR REGINALD M. TURNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR NINA G. VACA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MICHAEL G. VAN DE VEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Comfort Systems USA, Inc.
TICKER: FIX CUSIP: 199908104
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DARCY G. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HERMAN E. BULLS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN P. KRUSI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN E. LANE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANKLIN MYERS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM J. SANDBROOK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES H. SCHULTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CONSTANCE E. SKIDMORE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR VANCE W. TANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Commerce Bancshares, Inc.
TICKER: CBSH CUSIP: 200525103
MEETING DATE: 4/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRY D. BASSHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN W. KEMPER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN M. KEMPER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KIMBERLY G. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Commerce Union Bancshares, Inc.
TICKER: CUBN CUSIP: 200828101
MEETING DATE: 12/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: CHANGE COMPANY NAME TO RELIANT BANCORP, ISSUER YES FOR FOR
INC.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CommerceHub, Inc.
TICKER: CHUBK CUSIP: 20084V108
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Commercial Metals Company
TICKER: CMC CUSIP: 201723103
MEETING DATE: 1/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR RICK J. MILLS ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR BARBARA R. SMITH ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JOSEPH WINKLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Commercial Vehicle Group, Inc.
TICKER: CVGI CUSIP: 202608105
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT C. ARVES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HAROLD C. BEVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROGER L. FIX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT C. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK E. MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WAYNE M. RANCOURT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD A. SNELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND CERTIFICATE TO PERMIT REMOVAL OF ISSUER YES FOR FOR
DIRECTORS WITH OR WITHOUT CAUSE
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CommScope Holding Company, Inc.
TICKER: COMM CUSIP: 20337X109
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR AUSTIN A. ADAMS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN (STEVE) C. GRAY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR L. WILLIAM (BILL) KRAUSE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Communications Systems, Inc.
TICKER: JCS CUSIP: 203900105
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER H.D. LACEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR RICHARD A. PRIMUTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CURTIS A. SAMPSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR RANDALL D. SAMPSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN C. WEBSTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER TILLY VIRCHOW & KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Community Bank System, Inc.
TICKER: CBU CUSIP: 203607106
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NEIL E. FESETTE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND C. PECOR, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SALLY A. STEELE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK E. TRYNISKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Community Bankers Trust Corporation
TICKER: ESXB CUSIP: 203612106
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR REX L. SMITH, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. WATKINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBIN TRAYWICK WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY YOUNT, HYDE & BARBOUR, P.C. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Community First Bancshares, Inc.
TICKER: CFBI CUSIP: 20369M104
MEETING DATE: 2/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM D. FORTSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD G. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD P. STONE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK J. ROSS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PORTER KEADLE MOORE, LLC AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Community Health Systems, Inc.
TICKER: CYH CUSIP: 203668108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN A. CLERICO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL DINKINS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES S. ELY, III ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN A. FRY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TIM L. HINGTGEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM NORRIS JENNINGS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR K. RANGA KRISHNAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JULIA B. NORTH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WAYNE T. SMITH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR H. JAMES WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DIRECTORS OF DELOITTE & TOUCHE ISSUER YES FOR FOR
LLP AS AUDITORS
PROPOSAL #5: REPORT ON FEASIBILITY OF ADOPTING SHAREHOLDER YES AGAINST FOR
RENEWABLE ENERGY & ENERGY EFFICIENCY GOALS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Community Healthcare Trust Incorporated
TICKER: CHCT CUSIP: 20369C106
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN GARDNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLAIRE GULMI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT HENSLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE VAN HORN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY WALLACE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Community Trust Bancorp, Inc.
TICKER: CTBI CUSIP: 204149108
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES J. BAIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICK CARTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEAN R. HALE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES E. MCGHEE, II ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR M. LYNN PARRISH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES R. RAMSEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANTHONY W. ST. CHARLES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Commvault Systems, Inc.
TICKER: CVLT CUSIP: 204166102
MEETING DATE: 8/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN G. BUNTE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK J. FANZILLI, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL PULVER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compass Minerals International, Inc.
TICKER: CMP CUSIP: 20451N101
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID J. D'ANTONI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALLAN R. ROTHWELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LORI A. WALKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Computer Programs and Systems, Inc.
TICKER: CPSI CUSIP: 205306103
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. AUSTIN MULHERIN, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GLENN P. TOBIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CompX International Inc.
TICKER: CIX CUSIP: 20563P101
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS E. BARRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. BOWERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR LORETTA J. FEEHAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ROBERT D. GRAHAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR TERRI L. HERRINGTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANN MANIX ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CECIL H. MOORE, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARY A. TIDLUND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ELIMINATE CLASS OF COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Comstock Mining Inc.
TICKER: LODE CUSIP: 205750201
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CORRADO DE GASPERIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEO M. DROZDOFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WALTER A. 'DEL' ISSUER YES FOR FOR
MARTING, JR.
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM J. NANCE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Comtech Telecommunications Corp.
TICKER: CMTL CUSIP: 205826209
MEETING DATE: 12/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR IRA S. KAPLAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR YACOV A. SHAMASH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Conagra Brands, Inc.
TICKER: CAG CUSIP: 205887102
MEETING DATE: 9/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRADLEY A. ALFORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS K. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN G. BUTLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SEAN M. CONNOLLY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS W. DICKSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN F. GOLDSTONE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOIE A. GREGOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RAJIVE JOHRI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD H. LENNY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RUTH ANN MARSHALL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CRAIG P. OMTVEDT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Conatus Pharmaceuticals Inc.
TICKER: CNAT CUSIP: 20600T108
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL L. KISNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES SCOPA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Concert Pharmaceuticals, Inc.
TICKER: CNCE CUSIP: 206022105
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER BARTON HUTT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILFRED E. JAEGER ISSUER �� YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROGER D. TUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST &YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Concho Resources Inc.
TICKER: CXO CUSIP: 20605P101
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN L. BEAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TUCKER S. BRIDWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK B. PUCKETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR E. JOSEPH WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Concurrent Computer Corporation
TICKER: CCUR CUSIP: 206710402
MEETING DATE: 10/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WAYNE BARR, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEREK J. ELDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT M. PONS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN G. SINGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DILIP SINGH ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND SECURITIES TRANSFER RESTRICTIONS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Concurrent Computer Corporation
TICKER: CCUR CUSIP: 206710402
MEETING DATE: 12/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Condor Hospitality Trust, Inc.
TICKER: CDOR CUSIP: 20676Y403
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. WILLIAM BLACKHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS CALAHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAPHNE J. DUFRESNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL R. ELSZTAIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES H. FRIEND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONALD J. LANDRY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRENDAN MACDONALD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN M. SABIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BENJAMIN WALL ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Conduent Incorporated
TICKER: CNDT CUSIP: 206787103
MEETING DATE: 5/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL S. GALANT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS GRAZIANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOIE GREGOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR COURTNEY MATHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL NEVIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL A. NUTTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM G. PARRETT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ASHOK VEMURI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR VIRGINIA M. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ConforMIS, Inc.
TICKER: CFMS CUSIP: 20717E101
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH FALLON, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRADLEY LANGDALE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Conifer Holdings, Inc.
TICKER: CNFR CUSIP: 20731J102
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES PETCOFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JORGE MORALES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CONMED Corporation
TICKER: CNMD CUSIP: 207410101
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID BRONSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN P. CONCANNON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES M. FARKAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARTHA GOLDBERG ARONSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CURT R. HARTMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DIRK M. KUYPER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEROME J. LANDE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK E. TRYNISKI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN L. WORKMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Connecticut Water Service, Inc.
TICKER: CTWS CUSIP: 207797101
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LISA J. THIBDAUE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAROL P. WALLACE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRADFORD A. HUNTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID C. BENOIT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KRISTEN A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ConnectOne Bancorp, Inc.
TICKER: CNOB CUSIP: 20786W107
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK SORRENTINO, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK W. BAIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALEXANDER A. BOL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN T. BOSWELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FREDERICK FISH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRANK HUTTLE, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL KEMPNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NICHOLAS MINOIA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH PARISI, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HAROLD SCHECHTER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM A. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Conn's, Inc.
TICKER: CONN CUSIP: 208242107
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES H. HAWORTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KELLY M. MALSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BOB L. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS H. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NORMAN L. MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM E. SAUNDERS, ISSUER YES FOR FOR
JR.
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM 'DAVID' ISSUER YES AGAINST AGAINST
SCHOFMAN
PROPOSAL #1.8: ELECT DIRECTOR ODED SHEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ConocoPhillips
TICKER: COP CUSIP: 20825C104
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES E. BUNCH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CAROLINE MAURY DEVINE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN V. FARACI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JODY FREEMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GAY HUEY EVANS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RYAN M. LANCE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SHARMILA MULLIGAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ARJUN N. MURTI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT A. NIBLOCK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR HARALD J. NORVIK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR �� FOR
OFFICERS' COMPENSATION
PROPOSAL #4: USE GAAP FOR EXECUTIVE COMPENSATION SHAREHOLDER YES AGAINST FOR
METRICS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CONSOL Energy Inc.
TICKER: CEIX CUSIP: 20854L108
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES A. BROCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALVIN R. CARPENTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Consolidated Communications Holdings, Inc.
TICKER: CNSL CUSIP: 209034107
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD A. LUMPKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY D. TARON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WAYNE WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Consolidated Edison, Inc.
TICKER: ED CUSIP: 209115104
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GEORGE CAMPBELL, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ELLEN V. FUTTER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN F. KILLIAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN MCAVOY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM J. MULROW ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ARMANDO J. OLIVERA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL W. RANGER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LINDA S. SANFORD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DEIRDRE STANLEY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR L. FREDERICK SUTHERLAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Consolidated-Tomoka Land Co.
TICKER: CTO CUSIP: 210226106
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. ALBRIGHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAURA M. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER W . HAGA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM L. OLIVARI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HOWARD C. SERKIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS P. WARLOW, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CASEY R. WOLD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: HIRE ADVISOR/MAXIMIZE SHAREHOLDER VALUE SHAREHOLDER YES AGAINST N/A
PROPOSAL #1.1: ELECT DIRECTOR ELIZABETH N. COHERNOUR SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR EVAN H. HO SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR DAVID J. WINTERS SHAREHOLDER NO N/A N/A
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER NO N/A N/A
PROPOSAL #5: HIRE ADVISOR/MAXIMIZE SHAREHOLDER VALUE SHAREHOLDER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Constellation Brands, Inc.
TICKER: STZ CUSIP: 21036P108
MEETING DATE: 7/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERRY FOWDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARRY A. FROMBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT L. HANSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERNESTO M. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES A. LOCKE, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR DANIEL J. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD SANDS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT SANDS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JUDY A. SCHMELING ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KEITH E. WANDELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Contango Oil & Gas Company
TICKER: MCF CUSIP: 21075N204
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSEPH J. ROMANO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALLAN D. KEEL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR B.A. BERILGEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR B. JAMES FORD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LON MCCAIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHARLES M. REIMER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Continental Building Products, Inc.
TICKER: CBPX CUSIP: 211171103
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL KEOUGH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHANTAL D. VEEVAETE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Continental Resources, Inc.
TICKER: CLR CUSIP: 212015101
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELLIS L. 'LON' MCCAIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK E. MONROE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ContraFect Corporation
TICKER: CFRX CUSIP: 212326102
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SOL J. BARER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ISAAC BLECH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN C. GILMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID N. LOW, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. OTTO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROGER J. POMERANTZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CARY W. SUCOFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ContraVir Pharmaceuticals, Inc.
TICKER: CTRV CUSIP: 21234W103
MEETING DATE: 12/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY S. JACOB ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES SAPIRSTEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. BRANCACCIO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY BLOCK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ARNOLD LIPPA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR THOMAS ADAMS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR TAMAR HOWSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ContraVir Pharmaceuticals, Inc.
TICKER: CTRV CUSIP: 21234W103
MEETING DATE: 3/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY S. JACOB ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES SAPIRSTEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. BRANCACCIO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY BLOCK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ARNOLD LIPPA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR THOMAS ADAMS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR TAMAR HOWSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Control4 Corporation
TICKER: CTRL CUSIP: 21240D107
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROB BORN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES CAUDILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEREMY JAECH ISSUER �� YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Convergys Corporation
TICKER: CVG CUSIP: 212485106
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREA J. AYERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHERYL K. BEEBE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD R. DEVENUTI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY H. FOX ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH E. GIBBS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOAN E. HERMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT E. KNOWLING, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS L. MONAHAN, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RONALD L. NELSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cooper Tire & Rubber Company
TICKER: CTB CUSIP: 216831107
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS P. CAPO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN M. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN F. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN J. HOLLAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRADLEY E. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TRACEY I. JOUBERT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY S. MICHEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT D. WELDING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cooper-Standard Holdings Inc.
TICKER: CPS CUSIP: 21676P103
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY S. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID J. MASTROCOLA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JUSTIN E. MIRRO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. REMENAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SONYA F. SEPAHBAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS W. SIDLIK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN A. VAN OSS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MOLLY P. ZHANG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Copart, Inc.
TICKER: CPRT CUSIP: 217204106
MEETING DATE: 12/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIS J. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR A. JAYSON ADAIR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATT BLUNT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN D. COHAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL J. ENGLANDER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES E. MEEKS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VINCENT W. MITZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS N. TRYFOROS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corbus Pharmaceuticals Holdings, Inc.
TICKER: CRBP CUSIP: 21833P103
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR YUVAL COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN HOLMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID P. HOCHMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR AVERY W. (CHIP) CATLIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PARIS PANAYIOTOPOULOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corcept Therapeutics Incorporated
TICKER: CORT CUSIP: 218352102
MEETING DATE: 5/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES N. WILSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR G. LEONARD BAKER, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH K. BELANOFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL M. BRADBURY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RENEE D. GALA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID L. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL N. SWISHER, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Core Laboratories N.V.
TICKER: CLB CUSIP: N22717107
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARGARET ANN VAN KEMPEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LAWRENCE BRUNO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #4: APPROVE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #5: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #6: GRANT BOARD AUTHORITY TO ISSUE SHARES UP ISSUER YES FOR FOR
TO 10 PERCENT OF ISSUED CAPITAL
PROPOSAL #7: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES
PROPOSAL #8a: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8b: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Core Molding Technologies, Inc.
TICKER: CMT CUSIP: 218683100
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN L. BARNETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS R. CELLITTI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES F. CROWLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RALPH O. HELLMOLD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW E. JAUCHIUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES L. SIMONTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW O. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CoreCivic, Inc.
TICKER: CXW CUSIP: 21871N101
MEETING DATE: 5/10/2018 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DONNA M. ALVARADO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT J. DENNIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARK A. EMKES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAMON T. HININGER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STACIA A. HYLTON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HARLEY G. LAPPIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANNE L. MARIUCCI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THURGOOD MARSHALL, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHARLES L. OVERBY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN R. PRANN, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CoreLogic, Inc.
TICKER: CLGX CUSIP: 21871D103
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. DAVID CHATHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS C. CURLING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C. DORMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL F. FOLINO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANK D. MARTELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CLAUDIA FAN MUNCE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS C. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR VIKRANT RAINA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAYNIE MILLER ISSUER YES FOR FOR
STUDENMUND
PROPOSAL #1.10: ELECT DIRECTOR DAVID F. WALKER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARY LEE WIDENER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Core-Mark Holding Company, Inc.
TICKER: CORE CUSIP: 218681104
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT A. ALLEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STUART W. BOOTH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GARY F. COLTER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LAURA FLANAGAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT G. GROSS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS B. PERKINS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HARVEY L. TEPNER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RANDOLPH I. THORNTON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR J. MICHAEL WALSH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CorEnergy Infrastructure Trust, Inc.
TICKER: CORR CUSIP: 21870U502
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DAVID J. SCHULTE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CoreSite Realty Corporation
TICKER: COR CUSIP: 21870Q105
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT G. STUCKEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL E. SZUREK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES A. ATTWOOD, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEAN A. BUA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KELLY C. CHAMBLISS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL R. KOEHLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J. DAVID THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID A. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corindus Vascular Robotics, Inc.
TICKER: CVRS CUSIP: 218730109
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY G. GOLD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAMPBELL D. ROGERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. TOBIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #3: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corium International, Inc.
TICKER: CORI CUSIP: 21887L107
MEETING DATE: 3/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BHASKAR CHAUDHURI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD EASTMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL GODDARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CorMedix Inc.
TICKER: CRMD CUSIP: 21900C100
MEETING DATE: 7/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CorMedix Inc.
TICKER: CRMD CUSIP: 21900C100
MEETING DATE: 8/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CorMedix Inc.
TICKER: CRMD CUSIP: 21900C100
MEETING DATE: 6/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cornerstone OnDemand, Inc.
TICKER: CSOD CUSIP: 21925Y103
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT CAVANAUGH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KRISTINA SALEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARCUS S. RYU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELISA A. STEELE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD HADDRILL ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corning Incorporated
TICKER: GLW CUSIP: 219350105
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD W. BLAIR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHANIE A. BURNS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN A. CANNING, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD T. CLARK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT F. CUMMINGS, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DEBORAH A. HENRETTA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL P. HUTTENLOCHER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KURT M. LANDGRAF ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEVIN J. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DEBORAH D. RIEMAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR HANSEL E. TOOKES, II ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WENDELL P. WEEKS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MARK S. WRIGHTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corporate Office Properties Trust
TICKER: OFC CUSIP: 22002T108
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS F. BRADY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN E. BUDORICK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT L. DENTON, SR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PHILIP L. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID M. JACOBSTEIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEVEN D. KESLER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR C. TAYLOR PICKETT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LISA G. TRIMBERGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADOPT MAJORITY VOTE TO APPROVE MERGER OR ISSUER YES FOR FOR
BUSINESS COMBINATIONS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CorVel Corporation
TICKER: CRVL CUSIP: 221006109
MEETING DATE: 8/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR V. GORDON CLEMONS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN J. HAMERSLAG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN R. HOOPS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. JUDD JESSUP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEAN H. MACINO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY J. MICHAEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY HASKELL & WHITE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corvus Pharmaceuticals, Inc.
TICKER: CRVS CUSIP: 221015100
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVE E. KROGNES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SCOTT W. MORRISON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CoStar Group, Inc.
TICKER: CSGP CUSIP: 22160N109
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL R. KLEIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANDREW C. FLORANCE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LAURA COX KAPLAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL J. GLOSSERMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WARREN H. HABER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN W. HILL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHRISTOPHER J. NASSETTA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID J. STEINBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Costco Wholesale Corporation
TICKER: COST CUSIP: 22160K105
MEETING DATE: 1/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH D. DENMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. CRAIG JELINEK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY S. RAIKES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES FOR AGAINST
PROPOSAL #5: ADOPT POLICY REGARDING PRISON LABOR SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cotiviti Holdings, Inc.
TICKER: COTV CUSIP: 22164K101
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELIZABETH CONNOLLY ISSUER YES FOR FOR
ALEXANDER
PROPOSAL #1.2: ELECT DIRECTOR JAMES PARISI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER PIKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID SWIFT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coty Inc.
TICKER: COTY CUSIP: 222070203
MEETING DATE: 11/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAMBERTUS J.H. BECHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SABINE CHALMERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOACHIM FABER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR OLIVIER GOUDET ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER HARF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL S. MICHAELS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CAMILLO PANE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ERHARD SCHOEWEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT SINGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: County Bancorp, Inc.
TICKER: ICBK CUSIP: 221907108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. CENSKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDSON P. FOSTER, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VICKI L. LEINBACH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WAYNE D. MUELLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY J. ZIEGELBAUER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CLIFTONLARSONALLEN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coupa Software Incorporated
TICKER: COUP CUSIP: 22266L106
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER SIBONI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TAYLOE STANSBURY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cousins Properties Incorporated
TICKER: CUZ CUSIP: 222795106
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES T. CANNADA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDWARD M. CASAL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT M. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LAWRENCE L. GELLERSTEDT, ISSUER YES FOR FOR
III
PROPOSAL #1e: ELECT DIRECTOR LILLIAN C. GIORNELLI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR S. TAYLOR GLOVER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DONNA W. HYLAND ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR R. DARY STONE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE, LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Covanta Holding Corporation
TICKER: CVA CUSIP: 22282E102
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID M. BARSE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD J. BROGLIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER C.B. BYNOE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LINDA J. FISHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH M. HOLSTEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN J. JONES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIELLE PLETKA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL W. RANGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT S. SILBERMAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JEAN SMITH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SAMUEL ZELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Covenant Transportation Group, Inc.
TICKER: CVTI CUSIP: 22284P105
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. PARKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM T. ALT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT E. BOSWORTH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRADLEY A. MOLINE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HERBERT J. SCHMIDT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W. MILLER WELBORN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Covisint Corporation
TICKER: COVS CUSIP: 22357R103
MEETING DATE: 7/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cowen Inc.
TICKER: COWN CUSIP: 223622606
MEETING DATE: 6/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRETT BARTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHERINE E. DIETZE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN KOTLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE E. LEIBOWITZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEROME S. MARKOWITZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JACK H. NUSBAUM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS A. REDIKER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY M. SOLOMON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH R. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CPI Aerostructures, Inc.
TICKER: CVU CUSIP: 125919308
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER PAULICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC S. ROSENFELD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CPS Technologies Corp.
TICKER: CPSH CUSIP: 12619F104
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GRANT C. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANCIS J. HUGHES, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL C. SNOW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS M. CULLIGAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CRA International, Inc.
TICKER: CRAI CUSIP: 12618T105
MEETING DATE: 7/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROWLAND T. MORIARTY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM CONCANNON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT WHITMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cracker Barrel Old Country Store, Inc.
TICKER: CBRL CUSIP: 22410J106
MEETING DATE: 11/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES W. BRADFORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS H. BARR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SANDRA B. COCHRAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MEG G. CROFTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD J. DOBKIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NORMAN E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM W. MCCARTEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR COLEMAN H. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANDREA M. WEISS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Craft Brew Alliance, Inc.
TICKER: BREW CUSIP: 224122101
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY P. BOYLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARC J. CRAMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL D. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN R. KELLY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID R. LORD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NICKOLAS A. MILLS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL R. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JACQUELINE S. WOODWARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Crane Co.
TICKER: CR CUSIP: 224399105
MEETING DATE: 4/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN R. BENANTE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD G. COOK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. S. EVANS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD C. LINDSAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PHILIP R. LOCHNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES G. MCCLURE, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MAX H. MITCHELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Crawford & Company
TICKER: CRD.A CUSIP: 224633107
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HARSHA V. AGADI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR P. GEORGE BENSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JESSE C. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JESSE C. CRAWFORD, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOIA M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES H. OGBURN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAHUL PATEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR D. RICHARD WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cray Inc.
TICKER: CRAY CUSIP: 225223304
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PRITHVIRAJ (PRITH) ISSUER YES FOR FOR
BANERJEE
PROPOSAL #1b: ELECT DIRECTOR CATRIONA M. FALLON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN C. KIELY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SALLY G. NARODICK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DANIEL C. REGIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MAX L. SCHIRESON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRIAN V. TURNER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PETER J. UNGARO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PETERSON SULLIVAN LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Credit Acceptance Corporation
TICKER: CACC CUSIP: 225310101
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GLENDA J. FLANAGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRETT A. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS N. TRYFOROS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT J. VASSALLUZZO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cree, Inc.
TICKER: CREE CUSIP: 225447101
MEETING DATE: 10/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGG A. LOWE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLYDE R. HOSEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DARREN R. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR C. HOWARD NYE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN B. REPLOGLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS H. WERNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANNE C. WHITAKER ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Crocs, Inc.
TICKER: CROX CUSIP: 227046109
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD L. FRASCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW REES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cross Country Healthcare, Inc.
TICKER: CCRN CUSIP: 227483104
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. GRUBBS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. LARRY CASH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS C. DIRCKS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GALE FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD M. MASTALER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK PERLBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH A. TRUNFIO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Crown Castle International Corp.
TICKER: CCI CUSIP: 22822V101
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR P. ROBERT BARTOLO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAY A. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CINDY CHRISTY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ARI Q. FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT E. GARRISON, II ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANDREA J. GOLDSMITH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LEE W. HOGAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR EDWARD C. HUTCHESON, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR J. LANDIS MARTIN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT F. MCKENZIE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ANTHONY J. MELONE ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR W. BENJAMIN MORELAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Crown Crafts, Inc.
TICKER: CRWS CUSIP: 228309100
MEETING DATE: 8/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DONALD RATAJCZAK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PATRICIA STENSRUD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CROWN HOLDINGS, INC.
TICKER: CCK CUSIP: 228368106
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. CONWAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY J. DONAHUE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ARNOLD W. DONALD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREA J. FUNK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROSE LEE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM G. LITTLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HANS J. LOLIGER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES H. MILLER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEF M. MULLER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CAESAR F. SWEITZER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JIM L. TURNER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WILLIAM S. URKIEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CryoLife, Inc.
TICKER: CRY CUSIP: 228903100
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS F. ACKERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL J. BEVEVINO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES W. BULLOCK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY H. BURBANK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. PATRICK MACKIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD D. MCCALL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HARVEY MORGAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JON W. SALVESON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cryoport, Inc.
TICKER: CYRX CUSIP: 229050307
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD BERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT HARIRI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAMKUMAR MANDALAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JERRELL W. SHELTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD J. ZECCHINI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KMJ CORBIN & COMPANY LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSG Systems International, Inc.
TICKER: CSGS CUSIP: 126349109
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRET C. GRIESS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANK V. SICA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES A. UNRUH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSP Inc.
TICKER: CSPI CUSIP: 126389105
MEETING DATE: 2/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICTOR DELLOVO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES BLACKMON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ISMAIL "IZZY" AZERI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. SHELTON JAMES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARILYN T. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSRA Inc.
TICKER: CSRA CUSIP: 12650T104
MEETING DATE: 8/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KEITH B. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SANJU K. BANSAL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHELE A. FLOURNOY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK A. FRANTZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NANCY KILLEFER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CRAIG L. MARTIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SEAN O'KEEFE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LAWRENCE B. PRIOR, III ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL E. VENTLING ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BILLIE I. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOHN F. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSS Industries, Inc.
TICKER: CSS CUSIP: 125906107
MEETING DATE: 8/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT A. BEAUMONT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT E. CHAPPELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELAM M. HITCHNER, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR REBECCA C. MATTHIAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HARRY J. MULLANY, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER J. MUNYAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM RULON-MILLER ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSW Industrials, Inc.
TICKER: CSWI CUSIP: 126402106
MEETING DATE: 8/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LINDA A. LIVINGSTONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM F. QUINN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSX Corporation
TICKER: CSX CUSIP: 126408103
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DONNA M. ALVARADO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN B. BREAUX ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAMELA L. CARTER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES M. FOOTE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEVEN T. HALVERSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAUL C. HILAL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EDWARD J. KELLY, III ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN D. MCPHERSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID M. MOFFETT ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DENNIS H. REILLEY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LINDA H. RIEFLER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR J. STEVEN WHISLER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JOHN J. ZILLMER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CTI BioPharma Corp.
TICKER: CTIC CUSIP: 12648L601
MEETING DATE: 1/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE STATE OF INCORPORATION FROM ISSUER YES FOR FOR
WASHINGTON TO DELAWARE
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CTI BioPharma Corp.
TICKER: CTIC CUSIP: 12648L601
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ADAM R. CRAIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAURENT FISCHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL A. METZGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID R. PARKINSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW D. PERRY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR FREDERICK W. TELLING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR REED V. TUCKSON ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #6: ADJOURN MEETING ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CTS Corporation
TICKER: CTS CUSIP: 126501105
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICIA K. COLLAWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GORDON HUNTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM S. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIANA M. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KIERAN O'SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT A. PROFUSEK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALFONSO G. ZULUETA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CU Bancorp
TICKER: CUNB CUSIP: 126534106
MEETING DATE: 8/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CubeSmart
TICKER: CUBE CUSIP: 229663109
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PIERO BUSSANI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOROTHY DOWLING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. FAIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARIANNE M. KELER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER P. MARR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN F. REMONDI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY F. ROGATZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DEBORAH RATNER SALZBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cubic Corporation
TICKER: CUB CUSIP: 229669106
MEETING DATE: 2/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE G. BLAKLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAUREEN BREAKIRON-EVANS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRADLEY H. FELDMANN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWIN A. GUILES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JANICE M. HAMBY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID F. MELCHER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN J. NORRIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN H. WARNER, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cue Biopharma, Inc.
TICKER: CUE CUSIP: 22978P106
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL R. PASSERI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR PETER A. KIENER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY DIGIANDOMENICO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR CAMERON GRAY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER MARLETT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR STEVEN MCKNIGHT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR BARRY SIMON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY GUMBINER SAVETT INC. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CUI Global, Inc.
TICKER: CUI CUSIP: 126576206
MEETING DATE: 12/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. CLOUGH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS A. PRICE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW M. MCKENZIE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SEAN P. ROONEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL D. WHITE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR COREY A. LAMBRECHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PERKINS & COMPANY, P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cullen/Frost Bankers, Inc.
TICKER: CFR CUSIP: 229899109
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARLOS ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRIS M. AVERY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAMUEL G. DAWSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRAWFORD H. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK B. FROST ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILLIP D. GREEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID J. HAEMISEGGER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JARVIS V. HOLLINGSWORTH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KAREN E. JENNINGS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD M. KLEBERG, ISSUER YES FOR FOR
III
PROPOSAL #1.11: ELECT DIRECTOR CHARLES W. MATTHEWS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR IDA CLEMENT STEEN ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR GRAHAM WESTON ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR HORACE WILKINS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Culp, Inc.
TICKER: CULP CUSIP: 230215105
MEETING DATE: 9/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT G. CULP, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK B. FLAVIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED A. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH R. LARSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KENNETH W. MCALLISTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRANKLIN N. SAXON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cumberland Pharmaceuticals Inc.
TICKER: CPIX CUSIP: 230770109
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JAMES R. JONES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cummins Inc.
TICKER: CMI CUSIP: 231021106
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR N. THOMAS LINEBARGER ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR RICHARD J. FREELAND ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ROBERT J. BERNHARD ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR FRANKLIN R. CHANG DIAZ ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR BRUNO V. DI LEO ALLEN ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR STEPHEN B. DOBBS ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR ROBERT K. HERDMAN ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR ALEXIS M. HERMAN ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR THOMAS J. LYNCH ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR WILLIAM I. MILLER ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR GEORGIA R. NELSON ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR KAREN H. QUINTOS ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AMEND CHARTER TO ALLOW SHAREHOLDERS TO ISSUER YES FOR FOR
AMEND BYLAWS
PROPOSAL #16: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Curis, Inc.
TICKER: CRIS CUSIP: 231269101
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALI FATTAEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LORI A. KUNKEL ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Curtiss-Wright Corporation
TICKER: CW CUSIP: 231561101
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID C. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEAN M. FLATT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR S. MARCE FULLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RITA J. HEISE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE D. HOECHNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALLEN A. KOZINSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN B. NATHMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT J. RIVET ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALBERT E. SMITH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PETER C. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Customers Bancorp, Inc.
TICKER: CUBI CUSIP: 23204G100
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAY SIDHU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BHANU CHOUDHRIE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cutera, Inc.
TICKER: CUTR CUSIP: 232109108
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID B. APFELBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY A. BARRETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELISHA W. FINNEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY J. O'SHEA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. DANIEL PLANTS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES A. REINSTEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CLINTON H. SEVERSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CVB Financial Corp.
TICKER: CVBF CUSIP: 126600105
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE A. BORBA, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN A. DEL GUERCIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RODRIGO GUERRA, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANNA KAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KRISTINA M. LESLIE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER D. MYERS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAYMOND V. O'BRIEN, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HAL W. OSWALT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CVB Financial Corp.
TICKER: CVBF CUSIP: 126600105
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CVD Equipment Corporation
TICKER: CVV CUSIP: 126601103
MEETING DATE: 11/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEONARD A. ROSENBAUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTIN J. TEITELBAUM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CONRAD J. GUNTHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE J. WALDMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAYMOND A. NIELSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MSPC, CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AND ADVISORS, P.C. AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CVR Energy, Inc.
TICKER: CVI CUSIP: 12662P108
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BOB G. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUNGHWAN CHO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN FRATES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR DAVID L. LAMP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN MONGILLO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LOUIS J. PASTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR JAMES M. STROCK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES AGAINST AGAINST
PLACEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CVS Health Corporation
TICKER: CVS CUSIP: 126650100
MEETING DATE: 3/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CVS Health Corporation
TICKER: CVS CUSIP: 126650100
MEETING DATE: 6/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD M. BRACKEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR C. DAVID BROWN, II ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALECIA A. DECOUDREAUX ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NANCY-ANN M. DEPARLE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID W. DORMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANNE M. FINUCANE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LARRY J. MERLO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEAN-PIERRE MILLON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARY L. SCHAPIRO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RICHARD J. SWIFT ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR TONY L. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR ISSUER YES FOR FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
PROPOSAL #5: PROVIDE FOR CONFIDENTIAL RUNNING VOTE SHAREHOLDER YES AGAINST FOR
TALLIES ON EXECUTIVE PAY MATTERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cyanotech Corporation
TICKER: CYAN CUSIP: 232437301
MEETING DATE: 8/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALD R. CYSEWSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NANCY E. KATZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WALTER B. MENZEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID M. MULDER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID L. VIED ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CyberOptics Corporation
TICKER: CYBE CUSIP: 232517102
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG D. GATES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUBODH KULKARNI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IRENE M. QUALTERS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL M. SELZER, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VIVEK MOHINDRA ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CymaBay Therapeutics, Inc.
TICKER: CBAY CUSIP: 23257D103
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUJAL A. SHAH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT F. BOOTH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR CARL GOLDFISCHER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR CAROLINE LOEWY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EVAN A. STEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL F. TRUEX ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR KURT VON EMSTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT J. WEILAND ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT J. WILLS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cynergistek, Inc.
TICKER: CTEK CUSIP: 23258P105
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. ABOUCHAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DREXEL DEFORD, JR. ISSUER YES �� FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JUDY F. KRANDEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL MCMILLAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THERESA MEADOWS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK ROBERSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HASKELL & WHITE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cypress Semiconductor Corporation
TICKER: CY CUSIP: 232806109
MEETING DATE: 5/11/2018 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR W. STEVE ALBRECHT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HASSANE EL-KHOURY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR OH CHUL KWON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CATHERINE P. LEGO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CAMILLO MARTINO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR J. DANIEL MCCRANIE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JEFFREY J. OWENS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEANNINE SARGENT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL S. WISHART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CyrusOne Inc.
TICKER: CONE CUSIP: 23283R100
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID H. FERDMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN W. GAMBLE, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL A. KLAYKO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR T. TOD NIELSEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALEX SHUMATE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM E. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LYNN A. WENTWORTH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GARY J. WOJTASZEK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CYS Investments, Inc.
TICKER: CYS CUSIP: 12673A108
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN E. GRANT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TANYA S. BEDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KAREN HAMMOND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAYMOND A. ISSUER YES FOR FOR
REDLINGSHAFER, JR.
PROPOSAL #1.5: ELECT DIRECTOR DALE A. REISS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES A. STERN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cytokinetics, Incorporated
TICKER: CYTK CUSIP: 23282W605
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT I. BLUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT M. CALIFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SANDFORD D. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CytomX Therapeutics, Inc.
TICKER: CTMX CUSIP: 23284F105
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES S. FUCHS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HOYOUNG HUH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cytori Therapeutics, Inc.
TICKER: CYTX CUSIP: 23283K204
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD J. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARC H. HEDRICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY A. LYONS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD A. MARTELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGG A. LAPOINTE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CytoSorbents Corporation
TICKER: CTSO CUSIP: 23283X206
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILLIP P. CHAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AL W. KRAUS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR EDWARD R. JONES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL G. BATOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALAN D. SOBEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY WITHUMSMITH+BROWN, PC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CytRx Corporation
TICKER: CYTR CUSIP: 232828509
MEETING DATE: 7/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR STEVEN A. KRIEGSMAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #8: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CytRx Corporation
TICKER: CYTR CUSIP: 232828509
MEETING DATE: 10/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: D.R. Horton, Inc.
TICKER: DHI CUSIP: 23331A109
MEETING DATE: 1/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DONALD R. HORTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BARBARA K. ALLEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRAD S. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL R. BUCHANAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL W. HEWATT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daily Journal Corporation
TICKER: DJCO CUSIP: 233912104
MEETING DATE: 2/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES T. MUNGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J.P. GUERIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GERALD L. SALZMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER D. KAUFMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY L. WILCOX ISSUER YES FOR FOR
PROPOSAL #2: RATIFY SQUAR MILNER LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daktronics, Inc.
TICKER: DAKT CUSIP: 234264109
MEETING DATE: 8/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NANCY D. FRAME ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. DUTCHER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dana Incorporated
TICKER: DAN CUSIP: 235825205
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RACHEL A. GONZALEZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES K. KAMSICKAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VIRGINIA A. KAMSKY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAYMOND E. MABUS, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. MACK, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR R. BRUCE MCDONALD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DIARMUID B. O'CONNELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEITH E. WANDELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Danaher Corporation
TICKER: DHR CUSIP: 235851102
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD J. EHRLICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LINDA HEFNER FILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS P. JOYCE, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TERI LIST-STOLL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WALTER G. LOHR, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MITCHELL P. RALES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN M. RALES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN T. SCHWIETERS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALAN G. SPOON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RAYMOND C. STEVENS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ELIAS A. ZERHOUNI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Darden Restaurants, Inc.
TICKER: DRI CUSIP: 237194105
MEETING DATE: 9/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARGARET SHAN ATKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRADLEY D. BLUM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES P. FOGARTY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CYNTHIA T. JAMISON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EUGENE I. (GENE) LEE, ISSUER YES FOR FOR
JR.
PROPOSAL #1.6: ELECT DIRECTOR NANA MENSAH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM S. SIMON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES M. (CHUCK) ISSUER YES FOR FOR
SONSTEBY
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADOPT A POLICY TO PHASE OUT NON- SHAREHOLDER YES AGAINST FOR
THERAPEUTIC USE OF ANTIBIOTICS IN THE MEAT SUPPLY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Darling Ingredients Inc.
TICKER: DAR CUSIP: 237266101
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RANDALL C. STUEWE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES ADAIR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR D. EUGENE EWING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LINDA GOODSPEED ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DIRK KLOOSTERBOER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARY R. KORBY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CYNTHIA PHARR LEE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHARLES MACALUSO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GARY W. MIZE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL E. RESCOE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DASAN Zhone Solutions, Inc.
TICKER: DZSI CUSIP: 23305L206
MEETING DATE: 10/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL CONNORS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SEONG GYUN KIM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DASAN Zhone Solutions, Inc.
TICKER: DZSI CUSIP: 23305L206
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUNG-BIN PARK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROLF UNTERBERGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES AGAINST AGAINST
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daseke, Inc.
TICKER: DSKE CUSIP: 23753F107
MEETING DATE: 12/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN BONNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD GAFFORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN SHEPKO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daseke, Inc.
TICKER: DSKE CUSIP: 23753F107
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN M. CHARLTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. SCOTT WHEELER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Data I/O Corporation
TICKER: DAIO CUSIP: 237690102
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY AMBROSE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN T. CROWLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN B. HOWE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS W. BROWN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK J. GALLENBERGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Datawatch Corporation
TICKER: DWCH CUSIP: 237917208
MEETING DATE: 4/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD DE J. OSBORNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDY SEIDL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS H. KELLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER T. COX ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID C. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL A. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOAN C. MCARDLE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD R. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR COLIN MAHONY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dave & Buster's Entertainment, Inc.
TICKER: PLAY CUSIP: 238337109
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICTOR L. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HAMISH A. DODDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. GRIFFITH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JONATHAN S. HALKYARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN M. KING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICIA M. MUELLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KEVIN M. SHEEHAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JENNIFER STORMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DaVita Inc.
TICKER: DVA CUSIP: 23918K108
MEETING DATE: 6/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAMELA M. ARWAY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES G. BERG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BARBARA J. DESOER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PASCAL DESROCHES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAUL J. DIAZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PETER T. GRAUER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN M. NEHRA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM L. ROPER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KENT J. THIRY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PHYLLIS R. YALE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dawson Geophysical Company
TICKER: DWSN CUSIP: 239360100
MEETING DATE: 5/1/2018 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. BARRETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG W. COOPER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY M. HOOVER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN C. JUMPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL L. KLOFAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TED R. NORTH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK A. VANDER PLOEG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WAYNE A. WHITENER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DCT Industrial Trust Inc.
TICKER: DCT CUSIP: 233153204
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PHILIP L. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARILYN A. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS F. AUGUST ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN S. GATES, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RAYMOND B. GREER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TRIPP H. HARDIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TOBIAS HARTMANN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARCUS L. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DDR Corp.
TICKER: DDR CUSIP: 23317H102
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRANCE R. AHERN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANE E. DEFLORIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS FINNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID R. LUKES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VICTOR B. MACFARLANE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALEXANDER OTTO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SCOTT D. ROULSTON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BARRY A. SHOLEM ISSUER YES FOR FOR
PROPOSAL #2: ELIMINATE CUMULATIVE VOTING ISSUER YES FOR FOR
PROPOSAL #3: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dean Foods Company
TICKER: DF CUSIP: 242370203
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANET HILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. WAYNE MAILLOUX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HELEN E. MCCLUSKEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN R. MUSE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR B. CRAIG OWENS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RALPH P. SCOZZAFAVA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JIM L. TURNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT T. WISEMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deciphera Pharmaceuticals, Inc.
TICKER: DCPH CUSIP: 24344T101
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES A. BRISTOL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL J. ROSS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL D. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deckers Outdoor Corporation
TICKER: DECK CUSIP: 243537107
MEETING DATE: 12/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN M. GIBBONS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KARYN O. BARSA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NELSON C. CHAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL F. DEVINE, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN G. PERENCHIO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID POWERS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES QUINN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAURI M. SHANAHAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BONITA C. STEWART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REPEAL AMENDMENTS TO THE COMPANY'S BY- SHAREHOLDER YES AGAINST FOR
LAWS ADOPTED WITHOUT STOCKHOLDER APPROVAL AFTER MAY
24, 2016
PROPOSAL #1.1: ELECT DIRECTOR KIRSTEN J. FELDMAN SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR STEVE FULLER SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR ANNE WATERMAN SHAREHOLDER NO N/A N/A
PROPOSAL #1.4: MANAGEMENT NOMINEE MICHAEL F. DEVINE, SHAREHOLDER NO N/A N/A
III
PROPOSAL #1.5: MANAGEMENT NOMINEE NELSON C. CHAN SHAREHOLDER NO N/A N/A
PROPOSAL #1.6: MANAGEMENT NOMINEE DAVID POWERS SHAREHOLDER NO N/A N/A
PROPOSAL #1.7: MANAGEMENT NOMINEE JAMES QUINN SHAREHOLDER NO N/A N/A
PROPOSAL #1.8: MANAGEMENT NOMINEE LAURI M. SHANAHAN SHAREHOLDER NO N/A N/A
PROPOSAL #1.9: MANAGEMENT NOMINEE BONITA C. STEWART SHAREHOLDER NO N/A N/A
PROPOSAL #2: REPEAL AMENDMENTS TO THE COMPANY'S BY- SHAREHOLDER NO N/A N/A
LAWS ADOPTED WITHOUT STOCKHOLDER APPROVAL AFTER MAY
24, 2016
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER NO N/A N/A
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deere & Company
TICKER: DE CUSIP: 244199105
MEETING DATE: 2/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SAMUEL R. ALLEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR VANCE D. COFFMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALAN C. HEUBERGER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHARLES O. HOLLIDAY, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DIPAK C. JAIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL O. JOHANNS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CLAYTON M. JONES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BRIAN M. KRZANICH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GREGORY R. PAGE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SHERRY M. SMITH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DMITRI L. STOCKTON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR SHEILA G. TALTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND BYLAWS-- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Del Frisco's Restaurant Group, Inc.
TICKER: DFRG CUSIP: 245077102
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR NORMAN J. ABDALLAH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Del Taco Restaurants, Inc.
TICKER: TACO CUSIP: 245496104
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH STEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK D. WALSH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delek US Holdings, Inc.
TICKER: DK CUSIP: 24665A103
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EZRA UZI YEMIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM J. FINNERTY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARLOS E. JORDA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY M. SULLIVAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID WIESSMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHLOMO ZOHAR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dell Technologies Inc.
TICKER: DVMT CUSIP: 24703L103
MEETING DATE: 6/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID W. DORMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM D. GREEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELLEN J. KULLMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delphi Automotive PLC
TICKER: DLPH CUSIP: G27823106
MEETING DATE: 11/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE COMPANY NAME TO APTIV PLC ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delphi Technologies PLC
TICKER: DLPH CUSIP: G2709G107
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ROBIN J. ADAMS ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR LIAM BUTTERWORTH ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JOSEPH S. CANTIE ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR NELDA J. CONNORS ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR GARY L. COWGER ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR DAVID S. HAFFNER ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR HELMUT LEUBE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR TIMOTHY M. MANGANELLO ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR HARI N. NAIR ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR MARYANN WRIGHT ISSUER YES FOR FOR
PROPOSAL #11: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delta Air Lines, Inc.
TICKER: DAL CUSIP: 247361702
MEETING DATE: 6/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EDWARD H. BASTIAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANCIS S. BLAKE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DANIEL A. CARP ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ASHTON B. CARTER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID G. DEWALT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM H. EASTER, III ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL P. HUERTA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEANNE P. JACKSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GEORGE N. MATTSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DOUGLAS R. RALPH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR SERGIO A. L. RIAL ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR KATHY N. WALLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delta Apparel, Inc.
TICKER: DLA CUSIP: 247368103
MEETING DATE: 2/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. BRADLEY CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAM P. CORTEZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELIZABETH J. GATEWOOD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR G. JAY GOGUE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT W. HUMPHREYS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT E. STATON, SR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR A. ALEXANDER TAYLOR, II ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID G. WHALEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deltic Timber Corporation
TICKER: DEL CUSIP: 247850100
MEETING DATE: 2/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deluxe Corporation
TICKER: DLX CUSIP: 248019101
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD C. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHERYL E. MAYBERRY ISSUER YES FOR FOR
MCKISSACK
PROPOSAL #1.3: ELECT DIRECTOR DON J. MCGRATH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NEIL J. METVINER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN P. NACHTSHEIM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS J. REDDIN ISSUER�� �� YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARTYN R. REDGRAVE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LEE J. SCHRAM ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN L. STAUCH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR VICTORIA A. TREYGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Denali Therapeutics Inc.
TICKER: DNLI CUSIP: 24823R105
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS COLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAY FLATLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARC TESSIER-LAVIGNE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Denbury Resources Inc.
TICKER: DNR CUSIP: 247916208
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN P. DIELWART ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL B. DECKER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHRISTIAN S. KENDALL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GREGORY L. MCMICHAEL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KEVIN O. MEYERS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LYNN A. PETERSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RANDY STEIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LAURA A. SUGG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Denny's Corporation
TICKER: DENN CUSIP: 24869P104
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BERNADETTE S. AULESTIA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GREGG R. DEDRICK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOSE M. GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GEORGE W. HAYWOOD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRENDA J. LAUDERBACK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT E. MARKS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN C. MILLER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DONALD C. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LAYSHA WARD ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR F. MARK WOLFINGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT POLICY TO PHASE OUT THE USE OF SHAREHOLDER YES AGAINST FOR
MEDICALLY IMPORTANT ANTIBIOTICS IN MEAT AND POULTRY
SUPPLY CHAIN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DENTSPLY SIRONA Inc.
TICKER: XRAY CUSIP: 24906P109
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL C. ALFANO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID K. BEECKEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ERIC K. BRANDT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DONALD M. CASEY, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL J. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIE A. DEESE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BETSY D. HOLDEN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS JETTER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ARTHUR D. KOWALOFF ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR HARRY M. JANSEN KRAEMER, ISSUER YES FOR FOR
JR.
PROPOSAL #1k: ELECT DIRECTOR FRANCIS J. LUNGER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LESLIE F. VARON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND BYLAWS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Depomed, Inc.
TICKER: DEPO CUSIP: 249908104
MEETING DATE: 8/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES P. FOGARTY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN A. DAWES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ARTHUR J. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LOUIS J. LAVIGNE, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM T. MCKEE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER D. STAPLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES L. TYREE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Depomed, Inc.
TICKER: DEPO CUSIP: 249908104
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES P. FOGARTY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN A. DAWES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ARTHUR J. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LOUIS J. LAVIGNE, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM T. MCKEE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER D. STAPLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES L. TYREE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: CHANGE STATE OF INCORPORATION FROM ISSUER YES FOR FOR
CALIFORNIA TO DELAWARE
PROPOSAL #4: CHANGE COMPANY NAME TO ASSERTIO ISSUER YES FOR FOR
THERAPEUTICS, INC.
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: REPORT ON GOVERNANCE MEASURES SHAREHOLDER YES AGAINST FOR
IMPLEMENTED RELATED TO OPIOIDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DERMIRA, INC.
TICKER: DERM CUSIP: 24983L104
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW K. FUST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM R. RINGO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHLEEN SEBELIUS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Destination Maternity Corporation
TICKER: DEST CUSIP: 25065D100
MEETING DATE: 10/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL J. BLITZER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BARRY ERDOS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MELISSA PAYNER-GREGOR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR B. ALLEN WEINSTEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #1.1: MANAGEMENT NOMINEE MICHAEL J. BLITZER SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: MANAGEMENT NOMINEE BARRY ERDOS SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: MANAGEMENT NOMINEE MELISSA PAYNER- SHAREHOLDER NO N/A N/A
GREGOR
PROPOSAL #1.4: MANAGEMENT NOMINEE B. ALLEN WEINSTEIN SHAREHOLDER NO N/A N/A
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER NO N/A N/A
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Destination Maternity Corporation
TICKER: DEST CUSIP: 25065D100
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY ERDOS ISSUER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR PETER P. LONGO ISSUER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR PIERRE-ANDRE MESTRE ISSUER NO N/A N/A
PROPOSAL #1.4: ELECT DIRECTOR MELISSA PAYNER-GREGOR ISSUER NO N/A N/A
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #4: REPEAL AMENDMENTS TO THE BYLAWS ADOPTED SHAREHOLDER NO N/A N/A
WITHOUT STOCKHOLDER APPROVAL SINCE DECEMBER 22, 2016
PROPOSAL #1.1: ELECT DIRECTORS HOLLY N. ALDEN SHAREHOLDER YES WITHHOLD FOR
PROPOSAL #1.2: ELECT DIRECTORS CHRISTOPHER B. MORGAN SHAREHOLDER YES WITHHOLD FOR
PROPOSAL #1.3: ELECT DIRECTORS MARLA A. RYAN SHAREHOLDER YES FOR AGAINST
PROPOSAL #1.4: ELECT DIRECTORS ANNE-CHARLOTTE WINDAL SHAREHOLDER YES WITHHOLD FOR
PROPOSAL #2: REPEAL AMENDMENTS TO THE BYLAWS ADOPTED SHAREHOLDER YES FOR AGAINST
WITHOUT STOCKHOLDER APPROVAL SINCE DECEMBER 22, 2016
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Destination XL Group, Inc.
TICKER: DXLG CUSIP: 25065K104
MEETING DATE: 8/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SEYMOUR HOLTZMAN �� ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. LEVIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK BOYLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN E. KYEES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLEM MESDAG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WARD K. MOONEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MITCHELL S. PRESSER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR IVY ROSS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR OLIVER WALSH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Determine, Inc.
TICKER: DTRM CUSIP: 250660107
MEETING DATE: 9/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LLOYD SEMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN HOWE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. CASEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. MICHAEL GULLARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL BRODSKY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICK STAKENAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ARMANINO LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Devon Energy Corporation
TICKER: DVN CUSIP: 25179M103
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARBARA M. BAUMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. BETHANCOURT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID A. HAGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT H. HENRY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL KANOVSKY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN KRENICKI, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT A. MOSBACHER, ISSUER YES FOR FOR
JR.
PROPOSAL #1.8: ELECT DIRECTOR DUANE C. RADTKE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARY P. RICCIARDELLO ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR JOHN RICHELS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR �� FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DexCom, Inc.
TICKER: DXCM CUSIP: 252131107
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TERRANCE H. GREGG ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KEVIN SAYER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR NICHOLAS (NICK) ISSUER YES FOR FOR
AUGUSTINOS
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DHI Group, Inc.
TICKER: DHX CUSIP: 23331S100
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ART ZEILE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JIM FRIEDLICH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GOLNAR SHEIKHOLESLAMI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diamond Hill Investment Group, Inc.
TICKER: DHIL CUSIP: 25264R207
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. H. DILLON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDOLPH J. FORTENER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES F. LAIRD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL A. REEDER, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRADLEY C. SHOUP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diamond Offshore Drilling, Inc.
TICKER: DO CUSIP: 25271C102
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES S. TISCH ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MARC EDWARDS ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR CHARLES L. FABRIKANT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL G. GAFFNEY, II ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD GREBOW ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH I. SIEGEL ISSUER YES AGAINST AGAINST
PROPOSAL #1.7: ELECT DIRECTOR CLIFFORD M. SOBEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANDREW H. TISCH ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diamondback Energy, Inc.
TICKER: FANG CUSIP: 25278X109
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN E. WEST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TRAVIS D. STICE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL L. HOLLIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL P. CROSS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID L. HOUSTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK L. PLAUMANN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MELANIE M. TRENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DiamondRock Hospitality Company
TICKER: DRH CUSIP: 252784301
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM W. MCCARTEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL J. ALTOBELLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY R. CHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MAUREEN L. MCAVEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GILBERT T. RAY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM J. SHAW ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRUCE D. WARDINSKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK W. BRUGGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dicerna Pharmaceuticals, Inc.
TICKER: DRNA CUSIP: 253031108
MEETING DATE: 7/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOUGLAS M. FAMBROUGH, ISSUER YES FOR FOR
III
PROPOSAL #1b: ELECT DIRECTOR MARTIN FREED ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRIAN K. HALAK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN J. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PETER KOLCHINSKY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ADAM M. KOPPEL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DENNIS H. LANGER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID M. MADDEN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BRUCE PEACOCK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dicerna Pharmaceuticals, Inc.
TICKER: DRNA CUSIP: 253031108
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DOUGLAS M. FAMBROUGH ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR MARTIN FREED ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR BRIAN K. HALAK ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR STEPHEN J. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR PETER KOLCHINSKY ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR ADAM M. KOPPEL ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR DENNIS H. LANGER ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR DAVID M. MADDEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dick's Sporting Goods, Inc.
TICKER: DKS CUSIP: 253393102
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR VINCENT C. BYRD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM J. COLOMBO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LARRY D. STONE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diebold Nixdorf, Incorporated
TICKER: DBD CUSIP: 253651103
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PATRICK W. ALLENDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PHILLIP R. COX ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD L. CRANDALL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALEXANDER DIBELIUS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DIETER W. DUSEDAU ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GALE S. FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GARY G. GREENFIELD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GERRARD B. SCHMID ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RAJESH K. SOIN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ALAN J. WEBER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JUERGEN WUNRAM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Digi International Inc.
TICKER: DGII CUSIP: 253798102
MEETING DATE: 1/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER D. HEIM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SALLY J. SMITH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Digimarc Corporation
TICKER: DMRC CUSIP: 25381B101
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY DESTEFANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD L. KING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES T. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDREW J. WALTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BERNARD WHITNEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Digirad Corporation
TICKER: DRAD CUSIP: 253827109
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY E. EBERWEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW G. MOLCHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DIMITRIOS J. ANGELIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN M. CLIMACO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL A. CUNNION ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES M. GILLMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN W. SAYWARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND SECURITIES TRANSFER RESTRICTIONS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Digital Ally, Inc.
TICKER: DGLY CUSIP: 25382P208
MEETING DATE: 8/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Digital Realty Trust, Inc.
TICKER: DLR CUSIP: 253868103
MEETING DATE: 9/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Digital Realty Trust, Inc.
TICKER: DLR CUSIP: 253868103
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR LAURENCE A. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR MICHAEL A. COKE ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR KEVIN J. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR WILLIAM G. LAPERCH ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR AFSHIN MOHEBBI ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR MARK R. PATTERSON ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR MARY HOGAN PREUSSE ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR JOHN T. ROBERTS, JR. ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR DENNIS E. SINGLETON ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR A. WILLIAM STEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Digital Turbine, Inc.
TICKER: APPS CUSIP: 25400W102
MEETING DATE: 1/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT DEUTSCHMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MOHAN S. GYANI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY KARISH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER ROGERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL SCHAEFFER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM G. STONE, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #4: RATIFY SINGERLEWAK LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DigitalGlobe, Inc.
TICKER: DGI CUSIP: 25389M877
MEETING DATE: 7/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dillard's, Inc.
TICKER: DDS CUSIP: 254067101
MEETING DATE: 5/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANK R. MORI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR REYNIE RUTLEDGE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR J.C. WATTS, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NICK WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dime Community Bancshares, Inc.
TICKER: DCOM �� CUSIP: 253922108
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROSEMARIE CHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL P. DEVINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH J. PERRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN STEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dine Brands Global, Inc.
TICKER: DIN CUSIP: 254423106
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD J. DAHL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN P. JOYCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LILIAN C. TOMOVICH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diodes Incorporated
TICKER: DIOD CUSIP: 254543101
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C.H. CHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL R. GIORDANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEH-SHEW LU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAYMOND SOONG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER M. MENARD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTINA WEN-CHI SUNG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL K.C. TSAI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diplomat Pharmacy, Inc.
TICKER: DPLO CUSIP: 25456K101
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID DREYER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP R. HAGERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHAWN C. TOMASELLO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Discover Financial Services
TICKER: DFS CUSIP: 254709108
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY S. ARONIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY K. BUSH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY C. CASE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CANDACE H. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH F. EAZOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CYNTHIA A. GLASSMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS G. MAHERAS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL H. MOSKOW ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID W. NELMS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARK A. THIERER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LAWRENCE A. WEINBACH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Discovery Communications, Inc.
TICKER: DISCA CUSIP: 25470F104
MEETING DATE: 11/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Discovery, Inc.
TICKER: DISCA CUSIP: 25470F104
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT R. BECK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SUSAN M. SWAIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. DAVID WARGO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: REPORT ON STEPS TAKEN TO INCREASE BOARD SHAREHOLDER YES FOR AGAINST
DIVERSITY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DISH Network Corporation
TICKER: DISH CUSIP: 25470M109
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE R. BROKAW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES DEFRANCO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CANTEY M. ERGEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES W. ERGEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES M. LILLIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR AFSHIN MOHEBBI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID K. MOSKOWITZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TOM A. ORTOLF ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CARL E. VOGEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ditech Holding Corporation
TICKER: DHCP CUSIP: 25501G105
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diversicare Healthcare Services, Inc.
TICKER: DVCR CUSIP: 255104101
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD M. BRAME ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KELLY J. GILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT Z. HENSLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BEN R. LEEDLE, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT A. MCCABE, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHAD A. MCCURDY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LESLIE K. MORGAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diversified Restaurant Holdings, Inc.
TICKER: SAUC CUSIP: 25532M105
MEETING DATE: 7/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diversified Restaurant Holdings, Inc.
TICKER: SAUC CUSIP: 25532M105
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR T. MICHAEL ANSLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID G. BURKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAY ALAN DUSENBERRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILIP FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID LIGOTTI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH M. NOWICKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY J. STEVENS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DMC GLOBAL INC.
TICKER: BOOM CUSIP: 23291C103
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID C. ALDOUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YVON PIERRE CARIOU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. COHEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES J. FERRIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD P. GRAFF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN T. LONGE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CLIFTON PETER ROSE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DNB Financial Corporation
TICKER: DNBF CUSIP: 233237106
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER R. BARSZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. BIERY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS A. FILLIPPO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR G. DANIEL O'DONNELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dolby Laboratories, Inc.
TICKER: DLB CUSIP: 25659T107
MEETING DATE: 2/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN YEAMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER GOTCHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELINE CHAU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID DOLBY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NICHOLAS DONATIELLO, ISSUER YES FOR FOR
JR.
PROPOSAL #1.6: ELECT DIRECTOR N. WILLIAM JASPER, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SIMON SEGARS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROGER SIBONI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR AVADIS TEVANIAN, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dollar General Corporation
TICKER: DG CUSIP: 256677105
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WARREN F. BRYANT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL M. CALBERT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SANDRA B. COCHRAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PATRICIA D. FILI-KRUSHEL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TIMOTHY I. MCGUIRE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM C. RHODES, III ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RALPH E. SANTANA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR TODD J. VASOS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dollar Tree, Inc.
TICKER: DLTR CUSIP: 256746108
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARNOLD S. BARRON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY M. BRIDGEFORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY ANNE CITRINO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CONRAD M. HALL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEMUEL E. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY G. NAYLOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY M. PHILBIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BOB SASSER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS A. SAUNDERS, III ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR STEPHANIE P. STAHL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR THOMAS E. WHIDDON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CARL P. ZEITHAML ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dominion Energy, Inc.
TICKER: D CUSIP: 25746U109
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM P. BARR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HELEN E. DRAGAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES O. ELLIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS F. FARRELL, II ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN W. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD W. JIBSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK J. KINGTON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH M. RIGBY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PAMELA J. ROYAL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT H. SPILMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SUSAN N. STORY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MICHAEL E. SZYMANCZYK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON METHANE EMISSIONS MANAGEMENT SHAREHOLDER YES AGAINST FOR
AND REDUCTION TARGETS
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Domino's Pizza, Inc.
TICKER: DPZ CUSIP: 25754A201
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. BRANDON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. ANDREW BALLARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW B. BALSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIANA F. CANTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. PATRICK DOYLE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD L. FEDERICO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES A. GOLDMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT POLICY AND PLAN TO ELIMINATE SHAREHOLDER YES AGAINST FOR
DEFORESTATION IN SUPPLY CHAIN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Domtar Corporation
TICKER: UFS CUSIP: 257559203
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GIANNELLA ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT E. APPLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID J. ILLINGWORTH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN M. LEVITT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID G. MAFFUCCI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAMELA B. STROBEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENIS TURCOTTE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN D. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARY A. WINSTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Donaldson Company, Inc.
TICKER: DCI CUSIP: 257651109
MEETING DATE: 11/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TOD E. CARPENTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PILAR CRUZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR AJITA G. RAJENDRA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DONEGAL GROUP INC.
TICKER: DGICA CUSIP: 257701201
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS J. BIXENMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN M. KRAFT, SR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JON M. MAHAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD D. WAMPLER, II ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Donnelley Financial Solutions, Inc.
TICKER: DFIN CUSIP: 25787G100
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL N. LEIB ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LOIS M. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES D. DRUCKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY G. GREENFIELD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR OLIVER R. SOCKWELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dorman Products, Inc.
TICKER: DORM CUSIP: 258278100
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEVEN L. BERMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MATHIAS J. BARTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN J. GAVIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAUL R. LEDERER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD T. RILEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KELLY A. ROMANO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR G. MICHAEL STAKIAS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Douglas Dynamics, Inc.
TICKER: PLOW CUSIP: 25960R105
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES L. PACKARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH W. KRUEGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Douglas Emmett, Inc.
TICKER: DEI CUSIP: 25960P109
MEETING DATE: 5/31/2018 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAN A. EMMETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JORDAN L. KAPLAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH M. PANZER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LESLIE E. BIDER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID T. FEINBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VIRGINIA A. MCFERRAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS E. O'HERN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM E. SIMON, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dova Pharmaceuticals, Inc.
TICKER: DOVA CUSIP: 25985T102
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL B. MANNING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALFRED J. NOVAK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dover Corporation
TICKER: DOV CUSIP: 260003108
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER T. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KRISTIANE C. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL F. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD K. LOCHRIDGE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ERIC A. SPIEGEL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD J. TOBIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEPHEN M. TODD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEPHEN K. WAGNER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KEITH E. WANDELL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARY A. WINSTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND ARTICLE 15 OF THE CHARTER
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND ARTICLE 16 OF THE CHARTER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dover Downs Gaming & Entertainment, Inc.
TICKER: DDE CUSIP: 260095104
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HENRY B. TIPPIE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR R. RANDALL ROLLINS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DowDuPont Inc.
TICKER: DWDP CUSIP: 26078J100
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LAMBERTO ANDREOTTI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES A. BELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDWARD D. BREEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT A. BROWN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALEXANDER M. CUTLER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEFF M. FETTIG ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARILLYN A. HEWSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LOIS D. JULIBER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ANDREW N. LIVERIS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RAYMOND J. MILCHOVICH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR PAUL POLMAN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DENNIS H. REILLEY ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JAMES M. RINGLER ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR RUTH G. SHAW ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR LEE M. THOMAS ISSUER YES FOR FOR
PROPOSAL #1p: ELECT DIRECTOR PATRICK J. WARD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON PAY DISPARITY SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: ASSESS FEASIBILITY OF INCLUDING SHAREHOLDER YES AGAINST FOR
SUSTAINABILITY AS A PERFORMANCE MEASURE FOR SENIOR
EXECUTIVE COMPENSATION
PROPOSAL #8: REPORT ON IMPACT OF THE BHOPAL CHEMICAL SHAREHOLDER YES AGAINST FOR
EXPLOSION
PROPOSAL #9: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dr Pepper Snapple Group, Inc.
TICKER: DPS CUSIP: 2.61E+113
MEETING DATE: 6/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #5a: ELECT DIRECTOR DAVID E. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #5b: ELECT DIRECTOR ANTONIO CARRILLO ISSUER YES FOR FOR
PROPOSAL #5c: ELECT DIRECTOR JOSE M. GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #5d: ELECT DIRECTOR PAMELA H. PATSLEY ISSUER YES FOR FOR
PROPOSAL #5e: ELECT DIRECTOR RONALD G. ROGERS ISSUER YES FOR FOR
PROPOSAL #5f: ELECT DIRECTOR WAYNE R. SANDERS ISSUER YES FOR FOR
PROPOSAL #5g: ELECT DIRECTOR DUNIA A. SHIVE ISSUER YES FOR FOR
PROPOSAL #5h: ELECT DIRECTOR M. ANNE SZOSTAK ISSUER YES FOR FOR
PROPOSAL #5i: ELECT DIRECTOR LARRY D. YOUNG ISSUER YES FOR FOR
PROPOSAL #6: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: REPORT ON RISKS RELATED TO OBESITY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dril-Quip, Inc.
TICKER: DRQ CUSIP: 262037104
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR STEVEN L. NEWMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Drive Shack Inc.
TICKER: DS CUSIP: 262077100
MEETING DATE: 5/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STUART A. MCFARLAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLIFFORD PRESS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DSP Group, Inc.
TICKER: DSPG CUSIP: 23332B106
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR OFER ELYAKIM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS A. LACEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CYNTHIA PAUL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GABI SELIGSOHN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YAIR SEROUSSI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NORMAN P. TAFFE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICK TANGUY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENNETH H. TRAUB ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KOST FORER GABBAY & KASIERER AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DST Systems, Inc.
TICKER: DST CUSIP: 233326107
MEETING DATE: 3/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DSW Inc.
TICKER: DSW CUSIP: 23334L102
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER S. COBB ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER L. RAWLINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAY L. SCHOTTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOANNE ZAIAC ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DTE Energy Company
TICKER: DTE CUSIP: 233331107
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERARD M. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. BRANDON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. FRANK FOUNTAIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES G. MCCLURE, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GAIL J. MCGOVERN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK A. MURRAY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES B. NICHOLSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSUE ROBLES, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RUTH G. SHAW ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT C. SKAGGS, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID A. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JAMES H. VANDENBERGHE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: INDEPENDENT ECONOMIC ANALYSIS OF EARLY SHAREHOLDER YES AGAINST FOR
CLOSURE OF FERMI 2 NUCLEAR PLANT
PROPOSAL #6: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ducommun Incorporated
TICKER: DCO CUSIP: 264147109
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR GREGORY S. CHURCHILL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Duke Energy Corporation
TICKER: DUK CUSIP: 26441C204
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL G. BROWNING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THEODORE F. CRAVER, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT M. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL R. DIMICCO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN H. FORSGREN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LYNN J. GOOD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN T. HERRON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES B. HYLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM E. KENNARD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR E. MARIE MCKEE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CHARLES W. MOORMAN, IV ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CARLOS A. SALADRIGAS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR THOMAS E. SKAINS ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR WILLIAM E. WEBSTER, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON BENEFITS OF LOBBYING SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Duke Realty Corporation
TICKER: DRE CUSIP: 264411505
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN P. CASE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM CAVANAUGH, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALAN H. COHEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES B. CONNOR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NGAIRE E. CUNEO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHARLES R. EITEL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR NORMAN K. JENKINS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MELANIE R. SABELHAUS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PETER M. SCOTT, III ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID P. STOCKERT ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CHRIS SULTEMEIER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MICHAEL E. SZYMANCZYK ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR LYNN C. THURBER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Duluth Holdings Inc.
TICKER: DLTH CUSIP: 26443V101
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN L. SCHLECHT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEPHANIE L. PUGLIESE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E. DAVID COOLIDGE, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANCESCA M. EDWARDSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID C. FINCH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS G. FOLLIARD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRENDA I. MORRIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dunkin' Brands Group, Inc.
TICKER: DNKN CUSIP: 265504100
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK NUNNELLY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROLAND SMITH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARL SPARKS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DUPONT FABROS TECHNOLOGY, INC.
TICKER: DFT CUSIP: 26613Q106
MEETING DATE: 9/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DURECT Corporation
TICKER: DRRX CUSIP: 266605104
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES E. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARMAND P. NEUKERMANS ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DXC Technology Company
TICKER: DXC CUSIP: 23355L106
MEETING DATE: 8/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MUKESH AGHI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR AMY E. ALVING ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID L. HERZOG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SACHIN LAWANDE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR J. MICHAEL LAWRIE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JULIO A. PORTALATIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PETER RUTLAND ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MANOJ P. SINGH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARGARET C. WHITMAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT F. WOODS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DXP Enterprises, Inc.
TICKER: DXPE CUSIP: 233377407
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. LITTLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLETUS DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY P. HALTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID PATTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dycom Industries, Inc.
TICKER: DY CUSIP: 267475101
MEETING DATE: 11/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DWIGHT B. DUKE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LAURIE J. THOMSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dycom Industries, Inc.
TICKER: DY CUSIP: 267475101
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN C. COLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PATRICIA L. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEVEN E. NIELSEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD K. SYKES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dynavax Technologies Corporation
TICKER: DVAX CUSIP: 268158201
MEETING DATE: 7/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADJOURN MEETING ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dynavax Technologies Corporation
TICKER: DVAX CUSIP: 268158201
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARNOLD L. ORONSKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANCIS R. CANO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR PEGGY V. PHILLIPS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dynegy Inc.
TICKER: DYN CUSIP: 26817R108
MEETING DATE: 3/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dynex Capital, Inc.
TICKER: DX CUSIP: 26817Q506
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BYRON L. BOSTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL R. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRY A. IGDALOFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VALERIE A. MOSLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT A. SALCETTI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: E*TRADE Financial Corporation
TICKER: ETFC CUSIP: 269246401
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD J. CARBONE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES P. HEALY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KEVIN T. KABAT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FREDERICK W. KANNER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES LAM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RODGER A. LAWSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SHELLEY B. LEIBOWITZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KARL A. ROESSNER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR REBECCA SAEGER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOSEPH L. SCLAFANI ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR GARY H. STERN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DONNA L. WEAVER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: e.l.f. Beauty, Inc.
TICKER: ELF CUSIP: 26856L103
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAUREN COOKS LEVITAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHELLE P. PARHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD G. WOLFORD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eagle Bancorp Montana, Inc.
TICKER: EBMT CUSIP: 26942G100
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. MCCARVEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHAVON CAPE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH M. WALSH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EIDE BAILLY LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eagle Bancorp, Inc.
TICKER: EGBN CUSIP: 268948106
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LESLIE M. ALPERSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DUDLEY C. DWORKEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARVEY M. GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD D. PAUL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NORMAN R. POZEZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KATHY A. RAFFA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUSAN G. RIEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD R. ROGERS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LELAND M. WEINSTEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eagle Bulk Shipping Inc.
TICKER: EGLE CUSIP: Y2187A143
MEETING DATE: 12/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL M. LEAND, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDEE E. DAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JUSTIN A. KNOWLES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CASEY SHANLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BART VELDHUIZEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY VOGEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY WESTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eagle Bulk Shipping Inc.
TICKER: EGLE CUSIP: Y2187A143
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL M. LEAND, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDEE E. DAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JUSTIN A. KNOWLES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BART VELDHUIZEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY VOGEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY WESTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eagle Materials Inc.
TICKER: EXP CUSIP: 26969P108
MEETING DATE: 8/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MICHAEL R. NICOLAIS ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR RICHARD R. STEWART ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eagle Pharmaceuticals, Inc.
TICKER: EGRX CUSIP: 269796108
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL GRAVES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT GLENNING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD A. EDLIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Earthstone Energy, Inc.
TICKER: ESTE CUSIP: 27032D304
MEETING DATE: 12/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS E. SWANSON, JR. ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR BRAD A. THIELEMANN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ZACHARY G. URBAN ISSUER YES FOR FOR
PROPOSAL #2: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Earthstone Energy, Inc.
TICKER: ESTE CUSIP: 27032D304
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAY F. JOLIAT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILLIP D. KRAMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT L. ZORICH ISSUER YES AGAINST AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: East West Bancorp, Inc.
TICKER: EWBC CUSIP: 27579R104
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MOLLY CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRIS S. CHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RUDOLPH I. ESTRADA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL H. IRVING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HERMAN Y. LI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JACK C. LIU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOMINIC NG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LESTER M. SUSSMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Easterly Government Properties, Inc.
TICKER: DEA CUSIP: 27616P103
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. TRIMBLE, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DARRELL W. CRATE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL P. IBE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM H. BINNIE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CYNTHIA A. FISHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EMIL W. HENRY, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES E. MEAD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EastGroup Properties, Inc.
TICKER: EGP CUSIP: 277276101
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR D. PIKE ALOIAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR H.C. BAILEY, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR H. ERIC BOLTON, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DONALD F. COLLERAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HAYDEN C. EAVES, III ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR FREDRIC H. GOULD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID H. HOSTER, II ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARSHALL A. LOEB ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARY E. MCCORMICK �� �� ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LELAND R. SPEED ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eastman Chemical Company
TICKER: EMN CUSIP: 277432100
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HUMBERTO P. ALFONSO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRETT D. BEGEMANN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL P. CONNORS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK J. COSTA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN R. DEMERITT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT M. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JULIE F. HOLDER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RENEE J. HORNBAKER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LEWIS M. KLING ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES J. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID W. RAISBECK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eastman Kodak Company
TICKER: KODK CUSIP: 277461406
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD TODD BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK S. BURGESS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY J. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES V. CONTINENZA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW A. DOHENY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY D. ENGELBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE KARFUNKEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JASON NEW ISSUER YES AGAINST AGAINST
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM G. PARRETT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eaton Corporation plc
TICKER: ETN CUSIP: G29183103
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CRAIG ARNOLD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TODD M. BLUEDORN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHRISTOPHER M. CONNOR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL J. CRITELLI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD H. FEARON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHARLES E. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ARTHUR E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DEBORAH L. MCCOY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GREGORY R. PAGE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SANDRA PIANALTO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR GERALD B. SMITH ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DOROTHY C. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AUTHORIZE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE SHARE REPURCHASE OF ISSUED ISSUER YES FOR FOR
SHARE CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: eBay Inc.
TICKER: EBAY CUSIP: 278642103
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRED D. ANDERSON, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANTHONY J. BATES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ADRIANE M. BROWN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DIANA FARRELL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LOGAN D. GREEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BONNIE S. HAMMER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KATHLEEN C. MITIC ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PIERRE M. OMIDYAR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAUL S. PRESSLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT H. SWAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR THOMAS J. TIERNEY ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR PERRY M. TRAQUINA ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR DEVIN N. WENIG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: RATIFY EXISTING OWNERSHIP THRESHOLD FOR ISSUER YES FOR FOR
SHAREHOLDERS TO CALL SPECIAL MEETINGS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Echelon Corporation
TICKER: ELON CUSIP: 27874N303
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. FINOCCHIO, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR ARMAS CLIFFORD ISSUER YES FOR FOR
MARKKULA, JR.
PROPOSAL #1.3: ELECT DIRECTOR ROBERT R. MAXFIELD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ARMANINO LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND TAX BENEFITS PRESERVATION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Echo Global Logistics, Inc.
TICKER: ECHO CUSIP: 27875T101
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS R. WAGGONER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL K. SKINNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW J. FERGUSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID HABIGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NELDA J. CONNORS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM M. FARROW, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EchoStar Corporation
TICKER: SATS CUSIP: 278768106
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. STANTON DODGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL T. DUGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES W. ERGEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY M. FEDERICO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PRADMAN P. KAUL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TOM A. ORTOLF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR C. MICHAEL SCHROEDER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM DAVID WADE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eclipse Resources Corporation
TICKER: ECR CUSIP: 27890G100
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR D. MARTIN PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS E. SWANSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RANDALL M. ALBERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ecolab Inc.
TICKER: ECL CUSIP: 278865100
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOUGLAS M. BAKER, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BARBARA J. BECK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LESLIE S. BILLER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CARL M. CASALE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEPHEN I. CHAZEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEFFREY M. ETTINGER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ARTHUR J. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL LARSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID W. MACLENNAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR TRACY B. MCKIBBEN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR VICTORIA J. REICH ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR SUZANNE M. VAUTRINOT ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JOHN J. ZILLMER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSE COOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ecology and Environment, Inc.
TICKER: EEI CUSIP: 278878103
MEETING DATE: 4/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JUSTIN C. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL EL-HILLOW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eco-Stim Energy Solutions, Inc.
TICKER: ESES CUSIP: 27888D101
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN R. STEWART ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JON CHRISTOPHER BOSWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BJARTE BRUHEIM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER A. KRUMMEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TODD R. SNYDER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TIMOTHY L. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW TENO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY WHITLEY PENN LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #6: APPROVE FUTURE ISSUANCE OF SHARES ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Edge Therapeutics, Inc.
TICKER: EDGE CUSIP: 279870109
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SOL J. BARER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN A. LEUTHNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Edgewell Personal Care Company
TICKER: EPC CUSIP: 28035Q102
MEETING DATE: 1/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID P. HATFIELD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DANIEL J. HEINRICH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CARLA C. HENDRA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR R. DAVID HOOVER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN C. HUNTER, III ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ELIZABETH VALK LONG ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RAKESH SACHDEV ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Edison International
TICKER: EIX CUSIP: 281020107
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL C. CAMUNEZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR VANESSA C.L. CHANG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES T. MORRIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR TIMOTHY T. O'TOOLE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PEDRO J. PIZARRO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LINDA G. STUNTZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM P. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ELLEN O. TAUSCHER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PETER J. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BRETT WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Editas Medicine, Inc.
TICKER: EDIT CUSIP: 28106W103
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW HIRSCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BORIS NIKOLIC ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Education Realty Trust, Inc.
TICKER: EDR CUSIP: 28140H203
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN V. ARABIA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDALL L. CHURCHEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIMBERLY K. SCHAEFER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HOWARD A. SILVER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN T. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS TRUBIANA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WENDELL W. WEAKLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Educational Development Corporation
TICKER: EDUC CUSIP: 281479105
MEETING DATE: 7/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR BETSY RICHERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HOGANTAYLOR LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Edwards Lifesciences Corporation
TICKER: EW CUSIP: 28176E108
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL A. MUSSALLEM ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KIERAN T. GALLAHUE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LESLIE S. HEISZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM J. LINK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEVEN R. LORANGER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARTHA H. MARSH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WESLEY W. VON SCHACK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR NICHOLAS J. VALERIANI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: eGain Corporation
TICKER: EGAN CUSIP: 28225C806
MEETING DATE: 11/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ASHUTOSH ROY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GUNJAN SINHA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHIROZ P. DARUKHANAVALA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRETT SHOCKLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTINE RUSSELL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: RATIFY BPM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Egalet Corporation
TICKER: EGLT CUSIP: 28226B104
MEETING DATE: 2/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Egalet Corporation
TICKER: EGLT CUSIP: 28226B104
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT RADIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREA HESLIN SMILEY ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: eHealth, Inc.
TICKER: EHTH CUSIP: 28238P109
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACK L. OLIVER, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELLEN O. TAUSCHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eiger BioPharmaceuticals, Inc.
TICKER: EIGR CUSIP: 28249U105
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. DIETZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELDON MAYER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ekso Bionics Holdings, Inc.
TICKER: EKSO CUSIP: 282644202
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN SHERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK PEURACH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TED WANG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR MARILYN HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES LI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STANLEY STERN ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR �� FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY OUM & CO., LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: El Paso Electric Company
TICKER: EE CUSIP: 283677854
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND PALACIOS, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN N. WERTHEIMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES A. YAMARONE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: El Pollo Loco Holdings, Inc.
TICKER: LOCO CUSIP: 268603107
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BERNARD ACOCA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL G. MASELLI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CAROL 'LILI' LYNTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eldorado Resorts, Inc.
TICKER: ERI CUSIP: 28470R102
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY L. CARANO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK J. FAHRENKOPF, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR JAMES B. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL E. PEGRAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS R. REEG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID P. TOMICK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROGER P. WAGNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BONNIE BIUMI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GREGORY J. KOZICZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electro Scientific Industries, Inc.
TICKER: ESIO CUSIP: 285229100
MEETING DATE: 8/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK A. BALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL D. BURGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAURENCE E. CRAMER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAYMOND A. LINK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN MEDICA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD H. WILLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electromed, Inc.
TICKER: ELMD CUSIP: 285409108
MEETING DATE: 11/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN H. CRANEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM V. ECKLES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STAN K. ERICKSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LEE A. JONES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KATHLEEN S. SKARVAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE H. WINN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electronic Arts Inc.
TICKER: EA CUSIP: 285512109
MEETING DATE: 8/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LEONARD S. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAY C. HOAG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEFFREY T. HUBER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR VIVEK PAUL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LAWRENCE F. PROBST, III ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TALBOTT ROCHE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD A. SIMONSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LUIS A. UBINAS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DENISE F. WARREN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ANDREW WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ELECTRONICS FOR IMAGING, INC.
TICKER: EFII CUSIP: 286082102
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GILL COGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GUY GECHT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS GEORGENS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD A. KASHNOW ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAN MAYDAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Elevate Credit, Inc.
TICKER: ELVT CUSIP: 28621V101
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH E. REES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN B. GALASSO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eli Lilly and Company
TICKER: LLY CUSIP: 532457108
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHERINE BAICKER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR J. ERIK FYRWALD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMERE JACKSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ELLEN R. MARRAM ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JACKSON P. TAI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: SUPPORT THE DESCHEDULING OF CANNABIS SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: REPORT ON POLICIES AND PRACTICES SHAREHOLDER YES AGAINST FOR
REGARDING CONTRACT ANIMAL LABORATORIES
PROPOSAL #10: REPORT ON INTEGRATING DRUG PRICING SHAREHOLDER YES AGAINST FOR
RISKS INTO INCENTIVE COMPENSATION PLANS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ellie Mae, Inc.
TICKER: ELLI CUSIP: 28849P100
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SIGMUND ANDERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAJAT TANEJA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ellington Residential Mortgage REIT
TICKER: EARN CUSIP: 288578107
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS F. ROBARDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL W. VRANOS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAURENCE PENN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD I. SIMON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT B. ALLARDICE, ISSUER YES FOR FOR
III
PROPOSAL #1.6: ELECT DIRECTOR DAVID J. MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MENES O. CHEE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: eMagin Corporation
TICKER: EMAN CUSIP: 29076N206
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER BRODY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL CRONSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LESLIE G. POLGAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELLEN RICHSTONE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDREW G. SCULLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN SEAY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JILL J. WITTELS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EMC Insurance Group Inc.
TICKER: EMCI CUSIP: 268664109
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER S. CHRISTIE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN A. CRANE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JONATHAN R. FLETCHER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BRUCE G. KELLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GRETCHEN H. TEGELER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EMCOR Group, Inc.
TICKER: EME CUSIP: 29084Q100
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN W. ALTMEYER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID A. B. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANTHONY J. GUZZI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD F. HAMM, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID H. LAIDLEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CAROL P. LOWE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR M. KEVIN MCEVOY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM P. REID ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JERRY E. RYAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEVEN B. SCHWARZWAELDER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHAEL T. YONKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EMCORE Corporation
TICKER: EMKR CUSIP: 290846203
MEETING DATE: 3/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR STEPHEN L. DOMENIK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ESTABLISH RANGE FOR BOARD SIZE ISSUER YES FOR FOR
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND CERTAIN PROVISIONS OF THE CERTIFICATE OF
INCORPORATION
PROPOSAL #6: AMEND TAX BENEFITS PRESERVATION PLAN ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emerald Expositions Events, Inc.
TICKER: EEX CUSIP: 29103B100
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AMIR MOTAMEDI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY NAYLOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emergent BioSolutions Inc.
TICKER: EBS CUSIP: 29089Q105
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL J. ABDUN-NABI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SUE BAILEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEROME M. HAUER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emerson Electric Co.
TICKER: EMR CUSIP: 291011104
MEETING DATE: 2/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARTHUR F. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CANDACE KENDLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES S. TURLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GLORIA A. FLACH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
PROVIDE SHAREHOLDERS THE RIGHT TO AMEND BYLAWS
PROPOSAL #5: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: ADOPT QUANTITATIVE COMPANY-WIDE GHG SHAREHOLDER YES AGAINST FOR
GOALS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emerson Radio Corp.
TICKER: MSN CUSIP: 291087203
MEETING DATE: 3/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER HO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DUNCAN HON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL BINNEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR KAREEM E. SETHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KIN YUEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MSPC CERTIFIED PUBLIC ACCOUNTANTS ISSUER YES FOR FOR
AND ADVISORS AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emmis Communications Corporation
TICKER: EMMS CUSIP: 291525400
MEETING DATE: 7/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD A. LEVENTHAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER A. LUND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRENCE B. SORREL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Empire State Realty Trust, Inc.
TICKER: ESRT CUSIP: 292104106
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY E. MALKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. BERKMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LESLIE D. BIDDLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. DEROSA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN J. GILBERT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR S. MICHAEL GILIBERTO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES D. ROBINSON, IV ISSUER YES FOR �� FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Employers Holdings, Inc.
TICKER: EIG CUSIP: 292218104
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PRASANNA G. DHORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VALERIE R. GLENN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3A: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3B: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
ALLOW SHAREHOLDERS TO AMEND BYLAWS
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enanta Pharmaceuticals, Inc.
TICKER: ENTA CUSIP: 29251M106
MEETING DATE: 2/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE S. GOLUMBESKI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR KRISTINE PETERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERRY C. VANCE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Encompass Health Corporation
TICKER: EHC CUSIP: 29261A100
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN W. CHIDSEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DONALD L. CORRELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR YVONNE M. CURL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHARLES M. ELSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOAN E. HERMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LEO I. HIGDON, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LESLYE G. KATZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN E. MAUPIN, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NANCY M. SCHLICHTING ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR L. EDWARD SHAW, JR. ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARK J. TARR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Encore Capital Group, Inc.
TICKER: ECPG CUSIP: 292554102
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL P. MONACO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ASHWINI (ASH) GUPTA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WENDY G. HANNAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAURA NEWMAN OLLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANCIS E. QUINLAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NORMAN R. SORENSEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD J. SREDNICKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ASHISH MASIH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Encore Wire Corporation
TICKER: WIRE CUSIP: 292562105
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD E. COURTNEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY J. FISHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL L. JONES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM R. THOMAS, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SCOTT D. WEAVER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN H. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Endo International plc
TICKER: ENDP CUSIP: G30401106
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROGER H. KIMMEL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAUL V. CAMPANELLI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SHANE M. COOKE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NANCY J. HUTSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL HYATT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SHARAD S. MANSUKANI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM P. MONTAGUE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR TODD B. SISITSKY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Endocyte, Inc.
TICKER: ECYT CUSIP: 29269A102
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PATRICK MACHADO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LESLEY RUSSELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAWN SVORONOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Endologix, Inc.
TICKER: ELGX CUSIP: 29266S106
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR GUIDO J. NEELS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPRICING OF OPTIONS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Endurance International Group Holdings, Inc.
TICKER: EIGI CUSIP: 29272B105
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DALE CRANDALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TOMAS GORNY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JUSTIN L. SADRIAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Energen Corporation
TICKER: EGN CUSIP: 29265N108
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN Z. COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM G. HARGETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN A. KLEIER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VINCENT J. INTRIERI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAURENCE M. DOWNES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LORI A. LANCASTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Energizer Holdings, Inc.
TICKER: ENR CUSIP: 29272W109
MEETING DATE: 1/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR BILL G. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JAMES C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR W. PATRICK MCGINNIS ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR ROBERT V. VITALE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Energous Corporation
TICKER: WATT CUSIP: 29272C103
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN R. RIZZONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTIN COOPER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN R. GAULDING ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. GRIFFIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR REX S. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CAROL LINDSTROM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NICOLAOS G. ALEXOPOULOS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES AGAINST AGAINST
STOCK PLAN
PROPOSAL #4: AMEND RESTRICTED STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Energy Focus, Inc.
TICKER: EFOI CUSIP: 29268T300
MEETING DATE: 6/20/2018 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD D. BLACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLENDA M. DORCHAK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARC J. EISENBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL R. RAMELOT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SATISH RISHI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THEODORE L. TEWKSBURY, ISSUER YES FOR FOR
III
PROPOSAL #2: RATIFY PLANTE & MORAN, PLLC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Energy Recovery, Inc.
TICKER: ERII CUSIP: 29270J100
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR OLAV FJELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR OLE PETER LORENTZEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Energy XXI Gulf Coast, Inc.
TICKER: EGC CUSIP: 29276K101
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL S. BAHORICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS E. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GABRIEL L. ELLISOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY C. HANNA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STANFORD SPRINGEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES W. WAMPLER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EnerSys
TICKER: ENS CUSIP: 29275Y102
MEETING DATE: 8/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. LEHMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS S. MARLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL J. TUFANO ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Engility Holdings, Inc.
TICKER: EGL CUSIP: 29286C107
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHARINA G. MCFARLAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LYNN A. DUGLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES S. REAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID J. TOPPER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ennis, Inc.
TICKER: EBF CUSIP: 293389102
MEETING DATE: 7/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK D. BRACKEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH S. WALTERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL D. MAGILL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enova International, Inc.
TICKER: ENVA CUSIP: 29357K103
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ELLEN CARNAHAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DANIEL R. FEEHAN ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR DAVID FISHER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM M. GOODYEAR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES A. GRAY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GREGG A. KAPLAN ISSUER YES AGAINST AGAINST
PROPOSAL #1g: ELECT DIRECTOR MARK P. MCGOWAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK A. TEBBE ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enphase Energy, Inc.
TICKER: ENPH CUSIP: 29355A107
MEETING DATE: 12/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY THE MAY 2017 CHARTER AMENDMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enphase Energy, Inc.
TICKER: ENPH CUSIP: 29355A107
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR BADRINARAYANAN ISSUER YES FOR FOR
KOTHANDARAMAN
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EnPro Industries, Inc.
TICKER: NPO CUSIP: 29355X107
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN E. MACADAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS M. BOTTS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FELIX M. BRUECK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR B. BERNARD BURNS, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DIANE C. CREEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID L. HAUSER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN HUMPHREY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEES VAN DER GRAAF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ensco plc
TICKER: ESV CUSIP: G3157S106
MEETING DATE: 10/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: AUTHORIZE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #3: AUTHORIZE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #4: AUTHORIZE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ensco plc
TICKER: ESV CUSIP: G3157S106
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR J. RODERICK CLARK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROXANNE J. DECYK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARY E. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR C. CHRISTOPHER GAUT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JACK E. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GERALD W. HADDOCK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FRANCIS S. KALMAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KEITH O. RATTIE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAUL E. ROWSEY, III ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CARL G. TROWELL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR PHIL D. WEDEMEYER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS US INDEPENDENT ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: APPOINT KPMG LLP AS UK STATUTORY AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #10: AUTHORIZE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #11: AUTHORIZE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #12: AUTHORIZE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
SPECIFIED CAPITAL INVESTMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enservco Corporation
TICKER: ENSV CUSIP: 29358Y102
MEETING DATE: 6/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH J. BEHRENS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IAN E. DICKINSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER D. HAYMONS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT S. HERLIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM A. JOLLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD A. MURPHY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EKS&H LLLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enstar Group Limited
TICKER: ESGR CUSIP: G3075P101
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SANDRA L. BOSS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HANS-PETER GERHARDT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DOMINIC F. SILVESTER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR POUL A. WINSLOW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE KPMG AUDIT LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: ELECT SUBSIDIARY DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Entegra Financial Corp.
TICKER: ENFC CUSIP: 29363J108
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES M. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JIM M. GARNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED H. JONES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS W. KROSKE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Entegris, Inc.
TICKER: ENTG CUSIP: 29362U104
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL A. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR R. NICHOLAS BURNS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES F. GENTILCORE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES P. LEDERER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BERTRAND LOY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAUL L. H. OLSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR AZITA SALEKI-GERHARDT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BRIAN F. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Entellus Medical, Inc.
TICKER: �� ENTL CUSIP: 29363K105
MEETING DATE: 2/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Entercom Communications Corp.
TICKER: ETM CUSIP: 293639100
MEETING DATE: 11/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: CLASSIFY THE BOARD OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE THE ADOPTION OF FCC AMENDMENT ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Entercom Communications Corp.
TICKER: ETM CUSIP: 293639100
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DAVID LEVY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR STEFAN M. SELIG ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Entergy Corporation
TICKER: ETR CUSIP: 29364G103
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN R. BURBANK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PATRICK J. CONDON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LEO P. DENAULT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KIRKLAND H. DONALD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PHILIP L. FREDERICKSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALEXIS M. HERMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STUART L. LEVENICK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BLANCHE LAMBERT LINCOLN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KAREN A. PUCKETT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON DISTRIBUTED RENEWABLE SHAREHOLDER YES AGAINST FOR
GENERATION RESOURCES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enterprise Bancorp, Inc.
TICKER: EBTC CUSIP: 293668109
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GINO J. BARONI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. CLANCY, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES F. CONWAY, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN T. GRADY, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARY JANE KING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHELAGH E. MAHONEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enterprise Financial Services Corp
TICKER: EFSC CUSIP: 293712105
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN Q. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. DECOLA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN S. EULICH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT E. GUEST, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES M. HAVEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JUDITH S. HEETER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL R. HOLMES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NEVADA A. KENT, IV ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES B. LALLY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL T. NORMILE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ELOISE E. SCHMITZ ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SANDRA A. VAN TREASE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Entravision Communications Corporation
TICKER: EVC CUSIP: 29382R107
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER F. ULLOA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL A. ZEVNIK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GILBERT R. VASQUEZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICIA DIAZ DENNIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JUAN SALDIVAR VON ISSUER YES FOR FOR
WUTHENAU
PROPOSAL #1.6: ELECT DIRECTOR MARTHA ELENA DIAZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ARNOLDO AVALOS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Envestnet, Inc.
TICKER: ENV CUSIP: 29404K106
MEETING DATE: 7/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LUIS A. AGUILAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROSS CHAPIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES FOX ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Envestnet, Inc.
TICKER: ENV CUSIP: 29404K106
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES ROAME ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EnviroStar, Inc.
TICKER: EVI CUSIP: 29414M100
MEETING DATE: 12/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HENRY M. NAHMAD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL S. STEINER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DENNIS MACK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR DAVID BLYER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY P. LAMACCHIA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN M. GRUNSPAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HAL M. LUCAS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TODD ORETSKY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enzo Biochem, Inc.
TICKER: ENZ CUSIP: 294100102
MEETING DATE: 1/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ELAZAR RABBANI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EOG Resources, Inc.
TICKER: EOG CUSIP: 26875P101
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JANET F. CLARK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES R. CRISP ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT P. DANIELS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES C. DAY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR C. CHRISTOPHER GAUT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DONALD F. TEXTOR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM R. THOMAS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FRANK G. WISNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EP Energy Corporation
TICKER: EPE CUSIP: 268785102
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN R. CRAIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILSON B. HANDLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOHN J. HANNAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAJEN MAHAGAOKAR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EPAM Systems, Inc.
TICKER: EPAM CUSIP: 29414B104
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARKADIY DOBKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT E. SEGERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Epizyme, Inc.
TICKER: EPZM CUSIP: 29428V104
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN T. CONROY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARL GOLDFISCHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BETH SEIDENBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ePlus inc.
TICKER: PLUS CUSIP: 294268107
MEETING DATE: 9/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILLIP G. NORTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE M. BOWEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. THOMAS FAULDERS, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TERRENCE O'DONNELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAWRENCE S. HERMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR IRA A. HUNT, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN E. CALLIES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ERIC D. HOVDE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EPR Properties
TICKER: EPR CUSIP: 26884U109
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS M. BLOCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK A. NEWMAN, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EQT Corporation
TICKER: EQT CUSIP: 26884L109
MEETING DATE: 11/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ESTABLISH RANGE FOR BOARD SIZE ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER NO N/A N/A
PROPOSAL #2: ESTABLISH RANGE FOR BOARD SIZE ISSUER NO N/A N/A
PROPOSAL #3: ADJOURN MEETING ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EQT Corporation
TICKER: EQT CUSIP: 26884L109
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICKY A. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP G. BEHRMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH M. BURKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR A. BRAY CARY, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARGARET K. DORMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS F. KARAM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID L. PORGES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DANIEL J. RICE, IV ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES E. ROHR ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR NORMAN J. SZYDLOWSKI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEPHEN A. THORINGTON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LEE T. TODD, JR. ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR CHRISTINE J. TORETTI ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR ROBERT F. VAGT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equifax Inc.
TICKER: EFX CUSIP: 294429105
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARK W. BEGOR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK L. FEIDLER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR G. THOMAS HOUGH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT D. MARCUS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SIRI S. MARSHALL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SCOTT A. MCGREGOR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN A. MCKINLEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT W. SELANDER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ELANE B. STOCK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARK B. TEMPLETON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equinix, Inc.
TICKER: EQIX CUSIP: 29444U700
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS BARTLETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NANCI CALDWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY HROMADKO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT KRIENS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM LUBY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR IRVING LYONS, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER PAISLEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PETER VAN CAMP ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equitable Financial Corp.
TICKER: EQFN CUSIP: 29448T105
MEETING DATE: 11/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VINCENT J. DUGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS E. GDOWSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM B. WESTERING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equity Bancshares, Inc.
TICKER: EQBK CUSIP: 29460X109
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRAD S. ELLIOTT ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR GREGORY H. KOSSOVER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARVEY R. SORENSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE CHIZEK LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equity Commonwealth
TICKER: EQC CUSIP: 294628102
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SAM ZELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES S. CORL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTIN L. EDELMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD A. GLICKMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID A. HELFAND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER LINNEMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES L. LOZIER, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARY JANE ROBERTSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KENNETH SHEA ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR GERALD A. SPECTOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES A. STAR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equity LifeStyle Properties, Inc.
TICKER: ELS CUSIP: 29472R108
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP CALIAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID CONTIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CONSTANCE FREEDMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS HENEGHAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TAO HUANG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARGUERITE NADER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHELI ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HOWARD WALKER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SAMUEL ZELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equity Residential
TICKER: EQR CUSIP: 29476L107
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES L. ATWOOD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LINDA WALKER BYNOE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CONNIE K. DUCKWORTH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY KAY HABEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRADLEY A. KEYWELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN E. NEAL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID J. NEITHERCUT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK S. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GERALD A. SPECTOR ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN E. STERRETT ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SAMUEL ZELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Era Group Inc.
TICKER: ERA CUSIP: 26885G109
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES FABRIKANT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER S. BRADSHAW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANN FAIRBANKS ISSUER YES FOR FOR
PROPOSAL #1.4: "ELECT DIRECTOR BLAINE V. ""FIN"" ISSUER YES FOR FOR
FOGG"
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER P. PAPOURAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YUEPING SUN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN WEBSTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND BYLAWS REGARDING DIRECTOR ISSUER YES FOR FOR
RESIGNATION POLICY IN UNCONTESTED DIRECTOR ELECTIONS
PROPOSAL #5: AMEND BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Escalade, Incorporated
TICKER: ESCA CUSIP: 296056104
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD D. WHITE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD E. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD F. BAALMANN, ISSUER YES FOR FOR
JR.
PROPOSAL #1.4: ELECT DIRECTOR DAVID L. FETHERMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK J. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WALTER P. GLAZER, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ESCO Technologies Inc.
TICKER: ESE CUSIP: 296315104
MEETING DATE: 2/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY E. MUENSTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES M. STOLZE ISSUER YES FOR FOR
PROPOSAL #2: AMEND CHARTER TO ALLOW SHAREHOLDERS TO ISSUER YES FOR FOR
AMEND BYLAWS
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ESH Hospitality, Inc.
TICKER: N/A CUSIP: 30224P211
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN S. HALKYARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS G. GEOGA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KAPILA K. ANAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NEIL T. BROWN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN E. KENT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LISA PALMER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRUCE N. HAASE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Esperion Therapeutics, Inc.
TICKER: ESPR CUSIP: 29664W105
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFFREY BERKOWITZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANTONIO M. GOTTO, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1c: ELECT DIRECTOR NICOLE VITULLO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Esquire Financial Holdings, Inc.
TICKER: ESQ CUSIP: 29667J101
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANET HILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY COELHO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD T. POWERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ANDREW C. SAGLIOCCA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ESSA Bancorp, Inc.
TICKER: ESSA CUSIP: 29667D104
MEETING DATE: 3/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY S. FALLON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT C. SELIG, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN T. REGAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY S.R. SNODGRASS, P.C. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Essendant Inc.
TICKER: ESND CUSIP: 296689102
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES K. CROVITZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD D. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STUART A. TAYLOR, II ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Essent Group Ltd.
TICKER: ESNT CUSIP: G3198U102
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANE P. CHWICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADITYA DUTT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROY J. KASMAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANGELA L. HEISE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Essex Property Trust, Inc.
TICKER: ESS CUSIP: 297178105
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH R. GUERICKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AMAL M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IRVING F. LYONS, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE M. MARCUS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS E. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. SCHALL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BYRON A. SCORDELIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JANICE L. SEARS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Esterline Technologies Corporation
TICKER: ESL CUSIP: 297425100
MEETING DATE: 2/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DELORES M. ETTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY L. HOWELL ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ethan Allen Interiors Inc.
TICKER: ETH CUSIP: 297602104
MEETING DATE: 11/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR M. FAROOQ KATHWARI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES B. CARLSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN J. DOONER, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DOMENICK J. ESPOSITO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARY GARRETT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES W. SCHMOTTER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TARA I. STACOM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS �� ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Etsy, Inc.
TICKER: ETSY CUSIP: 29786A106
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GARY S. BRIGGS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDITH W. COOPER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MELISSA REIFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Euronet Worldwide, Inc.
TICKER: EEFT CUSIP: 298736109
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS A. MCDONNELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL S. ALTHASEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Evans Bancorp, Inc.
TICKER: EVBN CUSIP: 29911Q208
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT G. MILLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIMBERLEY A. MINKEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTINA P. ORSI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. ROGERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR OLIVER H. SOMMER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Everbridge, Inc.
TICKER: EVBG CUSIP: 29978A104
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR KENT MATHY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Evercore Inc.
TICKER: EVR CUSIP: 29977A105
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER C. ALTMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD I. BEATTIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELLEN V. FUTTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GAIL B. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT B. MILLARD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLARD J. OVERLOCK, ISSUER YES FOR FOR
JR.
PROPOSAL #1.7: ELECT DIRECTOR SIR SIMON M. ROBERTSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RALPH L. SCHLOSSTEIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN S. WEINBERG ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. WHEELER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SARAH K. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Everest Re Group, Ltd.
TICKER: RE CUSIP: G3223R108
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOMINIC J. ADDESSO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. AMORE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM F. GALTNEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN A. GRAF ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GERRI LOSQUADRO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROGER M. SINGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH V. TARANTO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN A. WEBER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Everi Holdings Inc.
TICKER: EVRI CUSIP: 30034T103
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR E. MILES KILBURN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EILEEN F. RANEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eversource Energy
TICKER: ES CUSIP: 30040W108
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR COTTON M. CLEVELAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SANFORD CLOUD, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES S. DISTASIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANCIS A. DOYLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES J. JUDGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN Y. KIM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH R. LEIBLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM C. VAN FAASEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FREDERICA M. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DENNIS R. WRAASE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Everspin Technologies, Inc.
TICKER: MRAM CUSIP: 30041T104
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN CONLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE G. FINCH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR RON FOSTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL B. GUSTAFSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR PETER HEBERT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN J. SOCOLOF ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR GEOFFREY R. TATE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Evertec, Inc.
TICKER: EVTC CUSIP: 30040P103
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANK G. D'ANGELO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MORGAN M. SCHUESSLER, ISSUER YES FOR FOR
JR.
PROPOSAL #1c: ELECT DIRECTOR OLGA BOTERO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JORGE A. JUNQUERA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TERESITA LOUBRIEL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NESTOR O. RIVERA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ALAN H. SCHUMACHER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BRIAN J. SMITH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS W. SWIDARSKI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EVINE Live Inc.
TICKER: EVLV CUSIP: 300487105
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS D. BEERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEAL S. GRABELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR LANDEL C. HOBBS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK K. HOLDSWORTH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LISA A. LETIZIO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR ROBERT J. ROSENBLATT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRED R. SIEGEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR ALEXANDER B. SPIRO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Evolent Health, Inc.
TICKER: EVH CUSIP: 30050B101
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRUCE FELT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KENNETH SAMET ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHERYL SCOTT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRANK WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Evolution Petroleum Corporation
TICKER: EPM CUSIP: 30049A107
MEETING DATE: 12/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD J. DIPAOLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM E. DOZIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT S. HERLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KELLY W. LOYD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARRAN H. OGILVIE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GENE G. STOEVER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HEIN & ASSOCIATES LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Evolving Systems, Inc.
TICKER: EVOL CUSIP: 30049R209
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. NICOL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID S. OROS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD R. RAMLALL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JULIAN D. SINGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW STECKER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS THEKKETHALA ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY FRIEDMAN LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exact Sciences Corporation
TICKER: EXAS CUSIP: 30063P105
MEETING DATE: 7/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MANEESH K. ARORA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES E. DOYLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LIONEL N. STERLING ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exactech, Inc.
TICKER: EXAC CUSIP: 30064E109
MEETING DATE: 2/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exantas Capital Corp.
TICKER: XAN CUSIP: 76120W708
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WALTER T. BEACH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY P. COHEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANDREW L. FARKAS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM B. HART ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GARY ICKOWICZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEVEN J. KESSLER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MURRAY S. LEVIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR P. SHERRILL NEFF ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HENRY R. SILVERMAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEPHANIE H. WIGGINS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exela Technologies, Inc.
TICKER: XELA CUSIP: 30162V102
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD C. COGBURN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NATHANIEL J. LIPMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exelixis, Inc.
TICKER: EXEL CUSIP: 30161Q104
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE POSTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK L. WYSZOMIERSKI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exelon Corporation
TICKER: EXC CUSIP: 30161N101
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANTHONY K. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANN C. BERZIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHRISTOPHER M. CRANE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR YVES C. DE BALMANN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NICHOLAS DEBENEDICTIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LINDA P. JOJO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAUL L. JOSKOW ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT J. LAWLESS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RICHARD W. MIES ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN W. ROGERS, JR. ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MAYO A. SHATTUCK, III ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR STEPHEN D. STEINOUR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ExlService Holdings, Inc.
TICKER: EXLS CUSIP: 302081104
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DEBORAH KERR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR NITIN SAHNEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GAREN K. STAGLIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Expedia Group, Inc.
TICKER: EXPE CUSIP: 30212P303
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SUSAN C. ATHEY ISSUER YES FOR FOR
PROPOSAL #1b: "ELECT DIRECTOR A. GEORGE ""SKIP"" ISSUER YES FOR FOR
BATTLE"
PROPOSAL #1c: ELECT DIRECTOR COURTNEE A. CHUN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1d: ELECT DIRECTOR CHELSEA CLINTON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAMELA L. COE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1f: ELECT DIRECTOR BARRY DILLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1g: ELECT DIRECTOR JONATHAN L. DOLGEN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CRAIG A. JACOBSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR VICTOR A. KAUFMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1j: ELECT DIRECTOR PETER M. KERN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DARA KHOSROWSHAHI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1l: ELECT DIRECTOR MARK D. OKERSTROM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1m: ELECT DIRECTOR SCOTT RUDIN ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR CHRISTOPHER W. SHEAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1o: ELECT DIRECTOR ALEXANDER VON ISSUER YES WITHHOLD AGAINST
FURSTENBERG
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Expeditors International of Washington, Inc.
TICKER: EXPD CUSIP: 302130109
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT R. WRIGHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLENN M. ALGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES M. DUBOIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK A. EMMERT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DIANE H. GULYAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD B. MCCUNE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAIN MONIE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY S. MUSSER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LIANE J. PELLETIER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TAY YOSHITANI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ASSESS FEASIBILITY OF INCLUDING SHAREHOLDER YES AGAINST FOR
SUSTAINABILITY AS A PERFORMANCE MEASURE FOR SENIOR
EXECUTIVE COMPENSATION
PROPOSAL #5: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exponent, Inc.
TICKER: EXPO CUSIP: 30214U102
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CATHERINE FORD CORRIGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL R. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CAROL LINDSTROM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KAREN A. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN B. SHOVEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DEBRA L. ZUMWALT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: APPROVE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EXPRESS SCRIPTS HOLDING COMPANY
TICKER: ESRX CUSIP: 30219G108
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MAURA C. BREEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM J. DELANEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ELDER GRANGER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NICHOLAS J. LAHOWCHIC ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS P. MAC MAHON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KATHLEEN M. MAZZARELLA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FRANK MERGENTHALER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WOODROW A. MYERS, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RODERICK A. PALMORE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GEORGE PAZ ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WILLIAM L. ROPER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR SEYMOUR STERNBERG ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR TIMOTHY WENTWORTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON GENDER PAY GAP SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON MEASURES TAKEN TO MANAGE AND SHAREHOLDER YES AGAINST FOR
MITIGATE CYBER RISK
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Express, Inc.
TICKER: EXPR CUSIP: 3.02E+107
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL F. DEVINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID KORNBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MYLLE MANGUM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Extended Stay America, Inc.
TICKER: STAY CUSIP: 30224P200
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN S. HALKYARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS G. GEOGA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KAPILA K. ANAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS F. O'TOOLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD F. WALLMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JODIE W. MCLEAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELLEN KESZLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exterran Corporation
TICKER: EXTN CUSIP: 30227H106
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM M. GOODYEAR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES C. GOUIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN P. RYAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHRISTOPHER T. SEAVER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARK R. SOTIR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANDREW J. WAY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR IEDA GOMES YELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND BYLAWS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Extra Space Storage Inc.
TICKER: EXR CUSIP: 30225T102
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH M. WOOLLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH D. MARGOLIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROGER B. PORTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ASHLEY DREIER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SPENCER F. KIRK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DENNIS J. LETHAM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DIANE OLMSTEAD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Extraction Oil & Gas, Inc.
TICKER: XOG CUSIP: 30227M105
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK D. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARVIN M. CHRONISTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Extreme Networks, Inc.
TICKER: EXTR CUSIP: 30226D106
MEETING DATE: 11/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES P. CARINALLI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHLEEN M. HOLMGREN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAJENDRA KHANNA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD H. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD B. MEYERCORD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN C. SHOEMAKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADOPT, RENEW OR AMEND NOL RIGHTS PLAN ISSUER YES FOR FOR
(NOL PILL)
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exxon Mobil Corporation
TICKER: XOM CUSIP: 30231G102
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUSAN K. AVERY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANGELA F. BRALY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR URSULA M. BURNS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH C. FRAZIER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN A. KANDARIAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS R. OBERHELMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SAMUEL J. PALMISANO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN S REINEMUND ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DARREN W. WOODS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: AMEND BYLAWS -- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: DISCLOSE A BOARD DIVERSITY AND SHAREHOLDER YES AGAINST FOR
QUALIFICATIONS MATRIX
PROPOSAL #7: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EyePoint Pharmaceuticals, Inc.
TICKER: EYPT CUSIP: 30233G100
MEETING DATE: 6/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: F.N.B. Corporation
TICKER: FNB CUSIP: 302520101
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAMELA A. BENA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM B. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES D. CHIAFULLO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR VINCENT J. DELIE, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARY JO DIVELY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEPHEN J. GURGOVITS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT A. HORMELL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID J. MALONE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR FRANK C. MENCINI ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID L. MOTLEY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR HEIDI A. NICHOLAS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JOHN S. STANIK ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR WILLIAM J. STRIMBU ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: F5 Networks, Inc.
TICKER: FFIV CUSIP: 315616102
MEETING DATE: 3/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR A. GARY AMES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SANDRA E. BERGERON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DEBORAH L. BEVIER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JONATHAN C. CHADWICK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL L. DREYER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALAN J. HIGGINSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PETER S. KLEIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FRANCOIS LOCOH-DONOU ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN MCADAM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fabrinet
TICKER: FN CUSIP: G3323L100
MEETING DATE: 12/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SEAMUS GRADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS F. KELLY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK H. LEVINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS ABAS LTD. ISSUER YES FOR FOR
AS AUDITORS
PROPOSAL #3: AMEND OMNIBUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Facebook, Inc.
TICKER: FB CUSIP: 30303M102
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC L. ANDREESSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERSKINE B. BOWLES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH I. CHENAULT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUSAN D. DESMOND- ISSUER YES FOR FOR
HELLMANN
PROPOSAL #1.5: ELECT DIRECTOR REED HASTINGS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHERYL K. SANDBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR PETER A. THIEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARK ZUCKERBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #4: ESTABLISH BOARD COMMITTEE ON RISK SHAREHOLDER YES AGAINST FOR
MANAGEMENT
PROPOSAL #5: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON MAJOR GLOBAL CONTENT SHAREHOLDER YES AGAINST FOR
MANAGEMENT CONTROVERSIES (FAKE NEWS)
PROPOSAL #7: REPORT ON GENDER PAY GAP SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: REPORT ON RESPONSIBLE TAX PRINCIPLES SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FactSet Research Systems Inc.
TICKER: FDS CUSIP: 303075105
MEETING DATE: 12/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MALCOLM FRANK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBIN A. ABRAMS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAURIE SIEGEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND STOCK OPTION AND AWARD PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND NON-EMPLOYEE DIRECTORS' STOCK ISSUER YES FOR FOR
OPTION AND AWARD PLAN
PROPOSAL #6: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fair Isaac Corporation
TICKER: FICO CUSIP: 303250104
MEETING DATE: 2/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRADEN R. KELLY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR A. GEORGE BATTLE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARK W. BEGOR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES D. KIRSNER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM J. LANSING ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARC F. MCMORRIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOANNA REES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID A. REY ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fairmount Santrol Holdings Inc.
TICKER: FMSA CUSIP: 30555Q108
MEETING DATE: 5/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Famous Dave's of America, Inc.
TICKER: DAVE CUSIP: 307068106
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANAND D. GALA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH M. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER O. HAEG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD A. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFERY CRIVELLO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRYAN L. WOLFF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD WELCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Farmer Bros. Co.
TICKER: FARM CUSIP: 307675108
MEETING DATE: 12/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALLISON M. BOERSMA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID W. RITTERBUSH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Farmers & Merchants Bancorp, Inc.
TICKER: FMAO CUSIP: 30779N105
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EUGENE N. BURKHOLDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN A. EVERHART ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JO ELLEN HORNISH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACK C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARCIA S. LATTA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN J. PLANSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANTHONY J. RUPP ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEVIN J. SAUDER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PAUL S. SIEBENMORGEN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR K. BRAD STAMM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Farmers Capital Bank Corporation
TICKER: FFKT CUSIP: 309562106
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR J. BARRY BANKER ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR FRED N. PARKER ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR DAVID Y. PHELPS ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR FRED SUTTERLIN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Farmers National Banc Corp.
TICKER: FMNB CUSIP: 309627107
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LANCE J. CIROLI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANNE FREDERICK CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID Z. PAULL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES R. SMAIL ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Farmland Partners Inc.
TICKER: FPI CUSIP: 31154R109
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAY B. BARTELS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRIS A. DOWNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH W. GLAUBER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN A. GOOD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL A. PITTMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EKS&H LLLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FARO Technologies, Inc.
TICKER: FARO CUSIP: 311642102
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LYNN BRUBAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY A. GRAVES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SIMON RAAB ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fastenal Company
TICKER: FAST CUSIP: 311900104
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLARD D. OBERTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL J. ANCIUS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL J. DOLAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN L. EASTMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DANIEL L. FLORNESS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RITA J. HEISE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DARREN R. JACKSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DANIEL L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SCOTT A. SATTERLEE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR REYNE K. WISECUP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OUTSIDE DIRECTOR STOCK ISSUER YES FOR FOR
AWARDS/OPTIONS IN LIEU OF CASH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fate Therapeutics, Inc.
TICKER: FATE CUSIP: 31189P102
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AMIR NASHAT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. RASTETTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FB Financial Corporation
TICKER: FBK CUSIP: 30257X104
MEETING DATE: 7/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FB Financial Corporation
TICKER: FBK CUSIP: 30257X104
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM F. ANDREWS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES W. AYERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR J. JONATHAN AYERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR AGENIA W. CLARK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES L. EXUM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER T. HOLMES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR ORRIN H. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STUART C. MCWHORTER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EMILY J. REYNOLDS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FBL Financial Group, Inc.
TICKER: FFG CUSIP: 30239F106
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES P. BRANNEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER K. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL A. JUFFER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL E. LARSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FCB Financial Holdings, Inc.
TICKER: FCB CUSIP: 30255G103
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS AND ISSUER YES FOR FOR
ELIMINATE SUPERMAJORITY VOTING REQUIREMENT FOR
AMENDMENT OF CERTAIN PROVISIONS OF THE COMPANY'S
CERTIFICATE OF INCORPORATION
PROPOSAL #2.1: ELECT DIRECTOR KENT S. ELLERT ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR GERALD LUTERMAN ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR HOWARD R. CURD ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR PAUL ANTHONY NOVELLY ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR VINCENT S. TESE ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR THOMAS E. CONSTANCE ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR FREDERIC SALERNO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR LES J. LIEBERMAN ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR ALAN S. BERNIKOW ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR WILLIAM L. MACK ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR STUART I. ORAN ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR KENT S. ELLERT ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR GERALD LUTERMAN ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR HOWARD R. CURD ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR PAUL ANTHONY NOVELLY ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Federal Agricultural Mortgage Corporation
TICKER: AGM CUSIP: 313148108
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS L. BRACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. ENGEBRETSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS A. EVERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MITCHELL A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CLARK B. MAXWELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Federal Realty Investment Trust
TICKER: FRT CUSIP: 313747206
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JON E. BORTZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID W. FAEDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELIZABETH I. HOLLAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GAIL P. STEINEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WARREN M. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH S. VASSALLUZZO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONALD C. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Federal Signal Corporation
TICKER: FSS CUSIP: 313855108
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES E. GOODWIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BONNIE C. LIND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS J. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD R. MUDGE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM F. OWENS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRENDA L. REICHELDERFER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JENNIFER L. SHERMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN L. WORKMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Federated National Holding Company
TICKER: FNHC CUSIP: 31422T101
MEETING DATE: 9/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR THOMAS A. ROGERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Federated National Holding Company
TICKER: FNHC CUSIP: 31422T101
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE F. SIMBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD W. WILCOX, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM G. STEWART ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERTA N. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: CHANGE COMPANY NAME TO FEDNAT HOLDING ISSUER YES FOR FOR
COMPANY
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FedEx Corporation
TICKER: FDX CUSIP: 31428X106
MEETING DATE: 9/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES L. BARKSDALE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN A. EDWARDSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARVIN R. ELLISON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN C. ("CHRIS") ISSUER YES FOR FOR
INGLIS
PROPOSAL #1.5: ELECT DIRECTOR KIMBERLY A. JABAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHIRLEY ANN JACKSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR R. BRAD MARTIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSHUA COOPER RAMO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SUSAN C. SCHWAB ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR FREDERICK W. SMITH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID P. STEINER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PAUL S. WALSH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: PROVIDE FOR CONFIDENTIAL RUNNING VOTE SHAREHOLDER YES AGAINST FOR
TALLIES ON EXECUTIVE PAY MATTERS
PROPOSAL #9: REPORT ON COMPANY NON-DISCRIMINATION SHAREHOLDER YES AGAINST FOR
POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FelCor Lodging Trust Incorporated
TICKER: FCH CUSIP: 31430F101
MEETING DATE: 8/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ferro Corporation
TICKER: FOE CUSIP: 315405100
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY E. HYLAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. LORBER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARRAN H. OGILVIE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW M. ROSS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALLEN A. SPIZZO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER T. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD P. VARGO ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FGL Holdings
TICKER: FG CUSIP: G3402M102
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHINH E. CHU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK S. BAIRD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES A. QUELLA ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #3: AMEND CHARTER ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #6: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fibrocell Science, Inc.
TICKER: FCSC CUSIP: 315721308
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN M. MASLOWSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KELVIN MOORE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FibroGen, Inc.
TICKER: FGEN CUSIP: 31572Q808
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS B. NEFF ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY W. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES A. SCHOENECK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fidelity & Guaranty Life
TICKER: FGL CUSIP: 315785105
MEETING DATE: 9/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. BAWDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR L. JOHN H. TWEEDIE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fidelity National Financial, Inc.
TICKER: FNF CUSIP: 31620R303
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND R. QUIRK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HEATHER H. MURREN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN D. ROOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fidelity National Information Services, Inc.
TICKER: FIS CUSIP: 31620M106
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ELLEN R. ALEMANY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KEITH W. HUGHES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID K. HUNT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHAN A. JAMES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LESLIE M. MUMA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GARY A. NORCROSS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LOUISE M. PARENT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES B. STALLINGS, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fidelity Southern Corporation
TICKER: LION CUSIP: 316394105
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES B. MILLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID R. BOCKEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RODNEY D. BULLARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM MILLARD CHOATE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD A. HARP, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN S. KING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM C. LANKFORD, ISSUER YES FOR FOR
JR.
PROPOSAL #1.8: ELECT DIRECTOR GLORIA A. O'NEAL ISSUER YES FOR �� FOR
PROPOSAL #1.9: ELECT DIRECTOR H. PALMER PROCTOR, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR W. CLYDE SHEPHERD, III ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RANKIN M. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fiesta Restaurant Group, Inc.
TICKER: FRGI CUSIP: 31660B101
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NICHOLAS DARAVIRAS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD C. STOCKINGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fifth Street Asset Management Inc.
TICKER: FSAM CUSIP: 31679P109
MEETING DATE: 10/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fifth Third Bancorp
TICKER: FITB CUSIP: 316773100
MEETING DATE: 4/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICHOLAS K. AKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR B. EVAN BAYH, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JORGE L. BENITEZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHERINE B. BLACKBURN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EMERSON L. BRUMBACK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JERRY W. BURRIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREG D. CARMICHAEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GARY R. HEMINGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEWELL D. HOOVER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR EILEEN A. MALLESCH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MICHAEL B. MCCALLISTER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARSHA C. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Financial Engines, Inc.
TICKER: FNGN CUSIP: 317485100
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR E. OLENA BERG-LACY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN B. SHOVEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID B. YOFFIE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Financial Institutions, Inc.
TICKER: FISI CUSIP: 317585404
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KARL V. ANDERSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAWN H. BURLEW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT N. LATELLA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Finisar Corporation
TICKER: FNSR CUSIP: 31787A507
MEETING DATE: 9/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL L. DREYER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS E. PARDUN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Finjan Holdings, Inc.
TICKER: FNJN CUSIP: 31788H303
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HARRY KELLOGG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY MOORE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN GREENE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FireEye, Inc.
TICKER: FEYE CUSIP: 31816Q101
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ROBERT E. SWITZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First American Financial Corporation
TICKER: FAF CUSIP: 31847R102
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS J. GILMORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARGARET M. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Bancorp
TICKER: FBNC CUSIP: 318910106
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD H. ALLRED ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL T. BLUE, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY CLARA CAPEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES C. CRAWFORD, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUZANNE S. DEFERIE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ABBY J. DONNELLY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN B. GOULD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL G. MAYER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD H. MOORE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS F. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR O. TEMPLE SLOAN, III ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR FREDERICK L. TAYLOR, ISSUER YES FOR FOR
II
PROPOSAL #1.13: ELECT DIRECTOR VIRGINIA THOMASSON ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR DENNIS A. WICKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ELLIOTT DAVIS, PLLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER �� YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First BanCorp.
TICKER: FBP CUSIP: 318672706
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR AURELIO ALEMAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JUAN ACOSTA REBOYRAS ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR LUZ A. CRESPO ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR ROBERT T. GORMLEY ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JOHN A. HEFFERN ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR ROBERTO R. HERENCIA ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR DAVID I. MATSON ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR JOSE MENENDEZ-CORTADA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Bank
TICKER: FRBA CUSIP: 31931U102
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR PATRICK M. RYAN ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR LESLIE E. GOODMAN ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR PATRICK L. RYAN ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR ELBERT G. BASOLIS, JR. ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR DOUGLAS C. BORDEN ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR CHRISTOPHER B. CHANDOR ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR JOHN D. HARDING ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR GARY S. HOFING ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR DEBORAH H. IMPERATORE ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR GLENN M. JOSEPHS ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR SAMUEL D. MARRAZZO ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR RAYMOND F. NISIVOCCIA ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR MICHAEL E. SALZ ISSUER YES FOR FOR
PROPOSAL #3.14: ELECT DIRECTOR JOHN E. STRYDESKY ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Busey Corporation
TICKER: BUSE CUSIP: 319383204
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH M. AMBROSE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE BARR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STANLEY J. BRADSHAW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID J. DOWNEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VAN A. DUKEMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FREDERIC L. KENNEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELISABETH M. KIMMEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN V. KING ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GREGORY B. LYKINS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR AUGUST C. MEYER, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GEORGE T. SHAPLAND ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR THOMAS G. SLOAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Business Financial Services, Inc.
TICKER: FBIZ CUSIP: 319390100
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK D. BUGHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR COREY A. CHAMBAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN J. HARRIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Citizens BancShares, Inc.
TICKER: FCNCA CUSIP: 31946M103
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN M. ALEXANDER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VICTOR E. BELL, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER M. BRISTOW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HOPE H. BRYANT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR H. LEE DURHAM, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL L. HEAVNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANK B. HOLDING, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT R. HOPPE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FLOYD L. KEELS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT E. MASON, IV ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERT T. NEWCOMB ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JAMES M. PARKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Commonwealth Financial Corporation
TICKER: FCF CUSIP: 319829107
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIE A. CAPONI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAY T. CHARLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY R. CLAUS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID S. DAHLMANN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHNSTON A. GLASS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JON L. GORNEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID W. GREENFIELD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BART E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LUKE A. LATIMER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR T. MICHAEL PRICE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LAURIE STERN SINGER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ROBERT J. VENTURA ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR STEPHEN A. WOLFE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Community Bancshares, Inc.
TICKER: FCBC CUSIP: 31983A103
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. C. BLANKENSHIP, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM P. STAFFORD, II ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: CHANGE STATE OF INCORPORATION NEVADA TO ISSUER YES FOR FOR
VIRGINIA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Community Corporation
TICKER: FCCO CUSIP: 319835104
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. JIMMY CHAO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. THOMAS JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E. LELAND REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALEXANDER SNIPE, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ELLIOTT DAVIS, LLC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Connecticut Bancorp, Inc.
TICKER: FBNK CUSIP: 319850103
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. GREEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES T. HEALEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN J. PATRICK, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Data Corporation
TICKER: FDC CUSIP: 32008D106
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES E. NEVELS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TAGAR C. OLSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR BARBARA A. YASTINE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Defiance Financial Corp.
TICKER: FDEF CUSIP: 32006W106
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. BEACH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS A. BURGEI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD P. HILEMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SAMUEL S. STRAUSBAUGH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND ARTICLES OF INCORPORATION
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND CODE OF REGULATIONS
PROPOSAL #6: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND ARTICLES OF INCORPORATION
PROPOSAL #7: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO APPROVE CERTAIN BUSINESS COMBINATIONS
PROPOSAL #8: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Financial Bancorp.
TICKER: FFBC CUSIP: 320209109
MEETING DATE: 12/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Financial Bancorp.
TICKER: FFBC CUSIP: 320209109
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. WICKLIFFE ACH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHLEEN L. BARDWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM G. BARRON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VINCENT A. BERTA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CYNTHIA O. BOOTH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ARCHIE M. BROWN, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CLAUDE E. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CORINNE R. FINNERTY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ERIN P. HOEFLINGER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SUSAN L. KNUST ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM J. KRAMER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JOHN T. NEIGHBOURS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR THOMAS M. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR RICHARD E. OLSZEWSKI ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR MARIBETH S. RAHE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Financial Bankshares, Inc.
TICKER: FFIN CUSIP: 32020R109
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR APRIL ANTHONY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TUCKER S. BRIDWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID COPELAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR F. SCOTT DUESER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MURRAY EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RON GIDDIENS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR TIM LANCASTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KADE L. MATTHEWS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROSS H. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHNNY E. TROTTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Financial Corporation
TICKER: THFF CUSIP: 320218100
MEETING DATE: 4/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS T. DINKEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NORMAN L. LOWERY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM J. VOGES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Financial Northwest, Inc.
TICKER: FFNW CUSIP: 32022K102
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD P. JACOBSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL L. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Foundation Inc.
TICKER: FFWM CUSIP: 32026V104
MEETING DATE: 8/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ULRICH E. KELLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT F. KAVANAUGH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES BRAKKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MAX BRIGGS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WARREN D. FIX ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN HAKOPIAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GERALD LARSEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MITCHELL M. ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JACOB SONENSHINE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY VAVRINEK, TRINE, DAY & CO., LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Guaranty Bancshares, Inc.
TICKER: FGBI CUSIP: 32043P106
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACK ROSSI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM K. HOOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALTON B. LEWIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARSHALL T. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDGAR R. SMITH, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CASTAING, HUSSEY & LOLAN, LLC AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Hawaiian, Inc.
TICKER: FHB CUSIP: 32051X108
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW COX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. ALLEN DOANE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THIBAULT FULCONIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GERARD GIL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR JEAN-MILAN ISSUER YES FOR FOR
GIVADINOVITCH
PROPOSAL #1.6: ELECT DIRECTOR ROBERT S. HARRISON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J. MICHAEL SHEPHERD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR ALLEN B. UYEDA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHEL VIAL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: ELIMINATION OF SUPERMAJORITY VOTING ISSUER YES FOR FOR
REQUIREMENT FOR ANY STOCKHOLDER ALTERATION,
AMENDMENT, REPEAL OR ADOPTION OF ANY BYLAW
PROPOSAL #5: ELIMINATION OF SUPERMAJORITY VOTING ISSUER YES FOR FOR
REQUIREMENT FOR ANY AMENDMENT, ALTERATION, REPEAL OR
ADOPTION OF ANY PROVISION OF CERTAIN ARTICLES OF THE
CERTIFICATE OF INCORPORATION
PROPOSAL #6: ADOPT POLICY TO INCREASE DIVERSITY OF SHAREHOLDER YES FOR AGAINST
BOARD OF DIRECTORS
PROPOSAL #7: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Horizon National Corporation
TICKER: FHN CUSIP: 320517105
MEETING DATE: 9/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR �� FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Horizon National Corporation
TICKER: FHN CUSIP: 320517105
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. COMPTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK A. EMKES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER N. FOSS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CORYDON J. GILCHRIST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR D. BRYAN JORDAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT M. NISWONGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VICKI R. PALMER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR COLIN V. REED ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CECELIA D. STEWART ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RAJESH SUBRAMANIAM ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR R. EUGENE TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LUKE YANCY, III ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Industrial Realty Trust, Inc.
TICKER: FR CUSIP: 32054K103
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER E. BACCILE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW S. DOMINSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE W. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR H. PATRICK HACKETT, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN RAU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR L. PETER SHARPE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. ED TYLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DENISE A. OLSEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Internet Bancorp
TICKER: INBK CUSIP: 320557101
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID B. BECKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN K. KEACH, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID R. LOVEJOY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANN D. MURTLOW ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RALPH R. WHITNEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JERRY WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEAN L. WOJTOWICZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Interstate BancSystem, Inc.
TICKER: FIBK CUSIP: 32055Y201
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID L. JAHNKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. SCOTT ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR KEVIN P. RILEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN M. HEYNEMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROSS E. LECKIE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TERESA A. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2.1: RATIFY THE APPOINTMENT OF DENNIS L. ISSUER YES FOR FOR
JOHNSON AS DIRECTOR
PROPOSAL #2.2: RATIFY THE APPOINTMENT OF PATRICIA L. ISSUER YES FOR FOR
MOSS AS DIRECTOR
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Merchants Corporation
TICKER: FRME CUSIP: 320817109
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL R. BECHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM L. HOY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK A. SHERMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL C. MARHENKE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Mid-Illinois Bancshares, Inc.
TICKER: FMBH CUSIP: 320866106
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOLLY A. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH R. DIVELY ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Midwest Bancorp, Inc.
TICKER: FMBI CUSIP: 320867104
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BARBARA A. BOIGEGRAIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS L. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PHUPINDER S. GILL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KATHRYN J. HAYLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PETER J. HENSELER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR FRANK B. MODRUSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ELLEN A. RUDNICK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK G. SANDER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL J. SMALL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEPHEN C. VAN ARSDELL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Northwest Bancorp
TICKER: FNWB CUSIP: 335834107
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. BLAKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG A. CURTIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NORMAN J. TONINA, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Potomac Realty Trust
TICKER: FPO CUSIP: 33610F109
MEETING DATE: 9/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Republic Bank
TICKER: FRC CUSIP: 33616C100
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES H. HERBERT, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHERINE AUGUST- ISSUER YES FOR FOR
DEWILDE
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. BARRACK, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANK J. FAHRENKOPF, ISSUER YES FOR FOR
JR.
PROPOSAL #1.5: ELECT DIRECTOR L. MARTIN GIBBS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BORIS GROYSBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SANDRA R. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAMELA J. JOYNER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR REYNOLD LEVY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DUNCAN L. NIEDERAUER ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR GEORGE G.C. PARKER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CHERYL SPIELMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PREPARE EMPLOYMENT DIVERSITY REPORT AND SHAREHOLDER YES AGAINST FOR
REPORT ON DIVERSITY POLICIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Savings Financial Group, Inc.
TICKER: FSFG CUSIP: 33621E109
MEETING DATE: 2/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAMELA BENNETT-MARTIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTIN A. PADGETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN E. COLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SAMUEL E. ECKART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MONROE SHINE & CO., INC. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Solar, Inc.
TICKER: FSLR CUSIP: 336433107
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. AHEARN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHARON L. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD D. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE A. ("CHIP") ISSUER YES FOR FOR
HAMBRO
PROPOSAL #1.5: ELECT DIRECTOR MOLLY E. JOSEPH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CRAIG KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM J. POST ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAUL H. STEBBINS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL T. SWEENEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARK R. WIDMAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ASSESS AND REPORT ON RISKS ASSOCIATED SHAREHOLDER YES AGAINST FOR
WITH SOURCING MATERIALS FROM CONFLICT AREAS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First US Bancshares, Inc.
TICKER: FUSB CUSIP: 33744V103
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW C. BEARDEN, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LINDA H. BREEDLOVE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT STEPHEN BRIGGS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHERI S. COOK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN C. GORDON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID P. HALE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM G. HARRISON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES F. HOUSE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR J. LEE MCPHEARSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JACK W. MEIGS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR AUBREY S. MILLER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DONNA D. SMITH ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR HOWARD M. WHITTED ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR BRUCE N. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CARR, RIGGS & INGRAM, LLC AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FirstCash, Inc.
TICKER: FCFS CUSIP: 33767D105
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICK L. WESSEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES H. GRAVES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FirstEnergy Corp.
TICKER: FE CUSIP: 337932107
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL T. ADDISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN J. DEMETRIOU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JULIA L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES E. JONES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONALD T. MISHEFF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS N. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES F. O'NEIL, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHRISTOPHER D. PAPPAS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SANDRA PIANALTO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LUIS A. REYES ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JERRY SUE THORNTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #6: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #7: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fiserv, Inc.
TICKER: FISV CUSIP: 337738108
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALISON DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HARRY F. DISIMONE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN Y. KIM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS F. LYNCH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENIS J. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GLENN M. RENWICK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KIM M. ROBAK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JD SHERMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DOYLE R. SIMONS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JEFFERY W. YABUKI ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE FOR CONFIDENTIAL RUNNING VOTE SHAREHOLDER YES AGAINST FOR
TALLIES ON EXECUTIVE PAY MATTERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fitbit, Inc.
TICKER: FIT CUSIP: 33812L102
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES PARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC N. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAURA ALBER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MATTHEW BROMBERG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GLENDA FLANAGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRADLEY M. FLUEGEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN MURRAY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTOPHER PAISLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Five Below, Inc.
TICKER: FIVE CUSIP: 33829M101
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL J. KAUFMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DINESH S. LATHI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD L. MARKEE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS G. VELLIOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Five Oaks Investment Corp.
TICKER: OAKS CUSIP: 33830W106
MEETING DATE: 7/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID C. CARROLL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEIL A. CUMMINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM A. HOULIHAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WALTER C. KEENAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID OSTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Five Prime Therapeutics, Inc.
TICKER: FPRX CUSIP: 33830X104
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SHEILA GUJRATHI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PEDER K. JENSEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ARON M. KNICKERBOCKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Five Star Senior Living Inc.
TICKER: FVE CUSIP: 33832D106
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONNA D. FRAICHE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GERARD M. MARTIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Five9, Inc.
TICKER: FIVN CUSIP: 338307101
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL BURDIEK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID DEWALT ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flagstar Bancorp, Inc.
TICKER: FBC CUSIP: 337930705
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALESSANDRO P. DINELLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAY J. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN D. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID J. MATLIN ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: ELECT DIRECTOR BRUCE E. NYBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES A. OVENDEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER SCHOELS ISSUER YES AGAINST AGAINST
PROPOSAL #1.8: ELECT DIRECTOR DAVID L. TREADWELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JENNIFER R. WHIP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flanigan's Enterprises, Inc.
TICKER: BDL CUSIP: 338517105
MEETING DATE: 2/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES G. FLANIGAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER O'NEIL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. FOSTER ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FleetCor Technologies, Inc.
TICKER: FLT CUSIP: 339041105
MEETING DATE: 2/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FleetCor Technologies, Inc.
TICKER: FLT CUSIP: 339041105
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HALA G. MODDELMOG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY S. SLOAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FLEX PHARMA, INC.
TICKER: FLKS CUSIP: 33938A105
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR PETER BARTON HUTT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flexion Therapeutics, Inc.
TICKER: FLXN CUSIP: 33938J106
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL D. CLAYMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SANDESH MAHATME ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANN MERRIFIELD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FlexShopper, Inc.
TICKER: FPAY CUSIP: 33939J303
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES D. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL BALLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRAD BERNSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR T. SCOTT KING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CARL PRADELLI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KATHERINE VERNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flexsteel Industries, Inc.
TICKER: FLXS CUSIP: 339382103
MEETING DATE: 12/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KAREL K. CZANDERNA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS M. LEVINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. MARICICH ISSUER YES FOR FOR
PROPOSAL #2: AMEND DIRECTOR QUALIFICATIONS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FLIR Systems, Inc.
TICKER: FLIR CUSIP: 302445101
MEETING DATE: 4/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES J. CANNON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN D. CARTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM W. CROUCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CATHERINE A. HALLIGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EARL R. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANGUS L. MACDONALD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL T. SMITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CATHY A. STAUFFER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT S. TYRER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN W. WOOD, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEVEN E. WYNNE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Floor & Decor Holdings, Inc.
TICKER: FND CUSIP: 339750101
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NORMAN H. AXELROD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRAD J. BRUTOCAO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD L. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FELICIA D. THORNTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flotek Industries, Inc.
TICKER: FTK CUSIP: 343389102
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHELLE M. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TED D. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. CHISHOLM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR L. MELVIN COOPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KENNETH T. HERN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR L.V. "BUD" MCGUIRE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flowers Foods, Inc.
TICKER: FLO CUSIP: 343498101
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GEORGE E. DEESE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RHONDA GASS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BENJAMIN H. GRISWOLD, IV ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARGARET G. LEWIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR AMOS R. MCMULLIAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR J.V. SHIELDS, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ALLEN L. SHIVER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID V. SINGER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES T. SPEAR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MELVIN T. STITH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR C. MARTIN WOOD, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flowserve Corporation
TICKER: FLS CUSIP: 34354P105
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR R. SCOTT ROWE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RUBY R. CHANDY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LEIF E. DARNER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GAYLA J. DELLY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROGER L. FIX ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN R. FRIEDERY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOE E. HARLAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICK J. MILLS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID E. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADOPT GHG EMISSIONS REDUCTION GOALS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fluent, Inc.
TICKER: FLNT CUSIP: 34380C102
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RYAN SCHULKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER BENZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW CONLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW FRAWLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD MATHIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fluidigm Corporation
TICKER: FLDM CUSIP: 34385P108
MEETING DATE: 5/31/2018 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERHARD F. BURBACH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARLOS PAYA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fluor Corporation
TICKER: FLR CUSIP: 343412102
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR PETER K. BARKER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ALAN M. BENNETT ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ROSEMARY T. BERKERY ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR PETER J. FLUOR ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JAMES T. HACKETT ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR SAMUEL J. LOCKLEAR, III ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR DEBORAH D. MCWHINNEY ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR ARMANDO J. OLIVERA ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR MATTHEW K. ROSE ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR DAVID T. SEATON ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR NADER H. SULTAN ISSUER YES FOR FOR
PROPOSAL #1L: ELECT DIRECTOR LYNN C. SWANN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT QUANTITATIVE COMPANY-WIDE GHG SHAREHOLDER YES AGAINST FOR
GOALS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flushing Financial Corporation
TICKER: FFIC CUSIP: 343873105
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEVEN J. D'IORIO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LOUIS C. GRASSI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SAM S. HAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN E. ROE, SR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FMC Corporation
TICKER: FMC CUSIP: 302491303
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PIERRE BRONDEAU ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDUARDO E. CORDEIRO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR G. PETER D'ALOIA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR C. SCOTT GREER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR K'LYNNE JOHNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DIRK A. KEMPTHORNE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAUL J. NORRIS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARGARETH OVRUM ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT C. PALLASH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM H. POWELL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR VINCENT R. VOLPE, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FNB Bancorp
TICKER: FNBG CUSIP: 302515101
MEETING DATE: 5/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FNFV Group
TICKER: FNFV CUSIP: 31620R402
MEETING DATE: 11/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REDEMPTION BY FIDELITY ISSUER YES FOR FOR
NATIONAL FINANCIAL, INC. OF ALL OF THE OUTSTANDING
SHARES
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fonar Corporation
TICKER: FONR CUSIP: 344437405
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND V. DAMADIAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR CLAUDETTE J.V. CHAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. JANOFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES N. O'DATA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD G. LEHMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Foot Locker, Inc.
TICKER: FL CUSIP: 344849104
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MAXINE CLARK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALAN D. FELDMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GUILLERMO G. MARMOL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MATTHEW M. MCKENNA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEVEN OAKLAND ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ULICE PAYNE, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHERYL NIDO TURPIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KIMBERLY UNDERHILL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DONA D. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ford Motor Company
TICKER: F CUSIP: 345370860
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN G. BUTLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KIMBERLY A. CASIANO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANTHONY F. EARLEY, JR. ISSUER YES AGAINST AGAINST
PROPOSAL #1d: ELECT DIRECTOR EDSEL B. FORD, II ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM CLAY FORD, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES P. HACKETT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM W. HELMAN, IV ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM E. KENNARD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN C. LECHLEITER ISSUER YES AGAINST AGAINST
PROPOSAL #1j: ELECT DIRECTOR ELLEN R. MARRAM ISSUER YES AGAINST AGAINST
PROPOSAL #1k: ELECT DIRECTOR JOHN L. THORNTON ISSUER YES AGAINST AGAINST
PROPOSAL #1l: ELECT DIRECTOR JOHN B. VEIHMEYER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR LYNN M. VOJVODICH ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR JOHN S. WEINBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REPORT ON FLEET GHG EMISSIONS IN SHAREHOLDER YES AGAINST FOR
RELATION TO CAFE STANDARDS
PROPOSAL #8: TRANSPARENT POLITICAL SPENDING SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ForeScout Technologies, Inc.
TICKER: FSCT CUSIP: 34553D101
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR YEHEZKEL "HEZY" YESHURUN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ENRIQUE SALEM ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THERESIA GOUW ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Forest City Realty Trust, Inc.
TICKER: FCE.A CUSIP: 345605109
MEETING DATE: 6/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH J. BACON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR Z. JAMIE BEHAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELLE FELMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEROME J. LANDE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID J. LARUE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ADAM S. METZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GAVIN T. MOLINELLI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARRAN H. OGILVIE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARK S. ORDAN ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR JAMES A. RATNER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM R. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ROBERT A. SCHRIESHEIM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FORESTAR GROUP INC.
TICKER: FOR CUSIP: 346232101
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR SAMUEL R. FULLER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR M. ASHTON HUDSON ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR G.F. (RICK) RINGLER, III ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR DONALD C. SPITZER ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR DONALD J. TOMNITZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Forestar Group Inc.
TICKER: FOR CUSIP: 346233109
MEETING DATE: 10/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FormFactor, Inc.
TICKER: FORM CUSIP: 346375108
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR RICHARD DELATEUR ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR EDWARD ROGAS, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Forrester Research, Inc.
TICKER: FORR CUSIP: 346563109
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEAN M. BIRCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID BOYCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NEIL BRADFORD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE F. COLONY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY FRISCIA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT M. GALFORD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GRETCHEN G. ISSUER YES FOR FOR
TEICHGRAEBER
PROPOSAL #1.8: ELECT DIRECTOR YVONNE WASSENAAR ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR �� FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Forterra, Inc.
TICKER: FRTA CUSIP: 34960W106
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRIS MEYER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR RICHARD 'CHIP' ISSUER YES FOR FOR
CAMMERER, JR.
PROPOSAL #1.3: ELECT DIRECTOR KYLE VOLLUZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fortinet, Inc.
TICKER: FTNT CUSIP: 3.50E+113
MEETING DATE: 6/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR KEN XIE ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR GARY LOCKE ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR JUDITH SIM ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fortive Corporation
TICKER: FTV CUSIP: 34959J108
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR FEROZ DEWAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JAMES A. LICO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST AND YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fortress Biotech, Inc.
TICKER: FBIO CUSIP: 34960Q109
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LINDSAY A. ROSENWALD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL S. WEISS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JIMMIE HARVEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MALCOLM HOENLEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOV KLEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. JAY LOBELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ERIC K. ROWINSKY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: AMEND CERTIFICATE TO REMOVE SERIES A ISSUER YES FOR FOR
PREFERRED STOCK DESIGNATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fortune Brands Home & Security, Inc.
TICKER: FBHS CUSIP: 34964C106
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANN F. HACKETT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN G. MORIKIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RONALD V. WATERS, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Forum Energy Technologies, Inc.
TICKER: FET CUSIP: 34984V100
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL MCSHANE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERENCE M. O'TOOLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOUIS A. RASPINO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN SCHMITZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Forward Air Corporation
TICKER: FWRD CUSIP: 349853101
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD W. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANA B. AMICARELLA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VALERIE A. BONEBRAKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE A. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR C. ROBERT CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR R. CRAIG CARLOCK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR C. JOHN LANGLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR G. MICHAEL LYNCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fossil Group, Inc.
TICKER: FOSL CUSIP: 34988V106
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK R. BELGYA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM B. CHIASSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAURIA A. FINLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KOSTA N. KARTSOTIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DIANE L. NEAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS M. NEALON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES E. SKINNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GAIL B. TIFFORD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES M. ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Foundation Building Materials, Inc.
TICKER: FBM CUSIP: 350392106
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRIS MEYER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DOMINIC LAVALLE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR RAFAEL COLORADO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Foundation Medicine, Inc.
TICKER: FMI CUSIP: 350465100
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALEXIS BORISY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TROY COX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL R. DOUGHERTY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SANDRA HORNING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EVAN JONES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL O'DAY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL PELLINI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL VARNEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR KRISHNA YESHWANT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Four Corners Property Trust, Inc.
TICKER: FCPT CUSIP: 35086T109
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM H. LENEHAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DOUGLAS B. HANSEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN S. MOODY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARRAN H. OGILVIE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAUL E. SZUREK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHARLES L. JEMLEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ERIC S. HIRSCHHORN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fox Factory Holding Corp.
TICKER: FOXF CUSIP: 35138V102
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL DENNISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TED WAITMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Francesca's Holding Corporation
TICKER: FRAN CUSIP: 351793104
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICIA BENDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH O'LEARY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARIE TOULANTIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Franklin Covey Co.
TICKER: FC CUSIP: 353469109
MEETING DATE: 1/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANNE H. CHOW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLAYTON M. CHRISTENSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL FUNG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS G. HEINER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD J. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOEL C. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR E. KAY STEPP ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT A. WHITMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Franklin Electric Co., Inc.
TICKER: FELE CUSIP: 353514102
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREGG C. SENGSTACK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID M. WATHEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Franklin Financial Network, Inc.
TICKER: FSB CUSIP: 35352P104
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JIMMY E. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HENRY W. BROCKMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD E. HERRINGTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID H. KEMP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANIL C. PATEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAMELA J. STEPHENS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MELODY J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GREGORY E. WALDRON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BENJAMIN P. WYND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Franklin Resources, Inc.
TICKER: BEN CUSIP: 354613101
MEETING DATE: 2/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER K. BARKER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARIANN BYERWALTER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHARLES E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GREGORY E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RUPERT H. JOHNSON, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARK C. PIGOTT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHUTTA RATNATHICAM ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LAURA STEIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SETH H. WAUGH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GEOFFREY Y. YANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Franklin Street Properties Corp.
TICKER: FSP CUSIP: 35471R106
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN N. BURKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH A. HOXSIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHRYN P. O'NEIL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fred's, Inc.
TICKER: FRED CUSIP: 356108100
MEETING DATE: 6/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HEATH B. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY A. BARTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANA GOLDSMITH ISSUER YES FOR FOR
NEEDLEMAN
PROPOSAL #1.4: ELECT DIRECTOR STEVEN B. ROSSI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS E. ZACHARIAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Freeport-McMoRan Inc.
TICKER: FCX CUSIP: 35671D857
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD C. ADKERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GERALD J. FORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LYDIA H. KENNARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JON C. MADONNA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR COURTNEY MATHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DUSTAN E. MCCOY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANCES FRAGOS TOWNSEND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FreightCar America, Inc.
TICKER: RAIL CUSIP: 357023100
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES D. CIRAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MALCOM F. MOORE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. MEYER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Frequency Electronics, Inc.
TICKER: FEIM CUSIP: 358010106
MEETING DATE: 11/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN B. BLOCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOEL GIRSKY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR S. ROBERT FOLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STANTON D. SLOANE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RUSSELL M. SARACHEK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LANCE W. LORD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fresh Del Monte Produce Inc.
TICKER: FDP CUSIP: G36738105
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MOHAMMAD ABU-GHAZALEH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN H. DALTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR AHMAD ABU-GHAZALEH ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Freshpet, Inc.
TICKER: FRPT CUSIP: 358039105
MEETING DATE: 9/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES A. NORRIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM B. CYR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN S. MARLOW ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
REMOVE LITIGATION COSTS PROVISION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Friedman Industries, Incorporated
TICKER: FRD CUSIP: 358435105
MEETING DATE: 8/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT SPARKMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DURGA D. AGRAWAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES W. HALL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MAX REICHENTHAL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOEL SPIRA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MIKE TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOE L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY HEIN & ASSOCIATES LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Front Yard Residential Corporation
TICKER: RESI CUSIP: 35904G107
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID B. REINER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROCHELLE R. DOBBS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE G. ELLISON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL A. ERUZIONE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WADE J. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE WHITFIELD (WHIT) ISSUER YES FOR FOR
MCDOWELL
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Frontier Communications Corporation
TICKER: FTR CUSIP: 35906A306
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LEROY T. BARNES, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PETER C.B. BYNOE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DIANA S. FERGUSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR EDWARD FRAIOLI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DANIEL J. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAMELA D.A. REEVE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR VIRGINIA P. RUESTERHOLZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HOWARD L. SCHROTT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARK SHAPIRO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FRP Holdings, Inc.
TICKER: FRPH CUSIP: 30292L107
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR JOHN D. BAKER, II ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR CHARLES E. COMMANDER, ISSUER YES FOR FOR
III
PROPOSAL #4.3: ELECT DIRECTOR H. W. SHAD, III ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT DIRECTOR MARTIN E. STEIN, JR. ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT DIRECTOR WILLIAM H. WALTON, III ISSUER YES FOR FOR
PROPOSAL #5: RATIFY HANCOCK ASKEW & CO., LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FS Bancorp, Inc.
TICKER: FSBW CUSIP: 30263Y104
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH C. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH P. ZAVAGLIA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FTD Companies, Inc.
TICKER: FTD CUSIP: 30281V108
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MIR AAMIR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES T. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CANDACE H. DUNCAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FTI Consulting, Inc.
TICKER: FCN CUSIP: 302941109
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRENDA J. BACON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK S. BARTLETT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CLAUDIO COSTAMAGNA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR VERNON ELLIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NICHOLAS C. FANANDAKIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEVEN H. GUNBY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GERARD E. HOLTHAUS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LAUREEN E. SEEGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fuel Tech, Inc.
TICKER: FTEK CUSIP: 359523107
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VINCENT J. ARNONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS G. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHARON L. JONES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES J. MARKOWSKY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS S. SHAW, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DENNIS L. ZEITLER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FuelCell Energy, Inc.
TICKER: FCEL CUSIP: 35952H502
MEETING DATE: 9/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY THE DECEMBER 2015 CERTIFICATE OF ISSUER YES FOR FOR
AMENDMENT AND THE 2015 REVERSE STOCK SPLIT
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FuelCell Energy, Inc.
TICKER: FCEL CUSIP: 35952H502
MEETING DATE: 12/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FuelCell Energy, Inc.
TICKER: FCEL CUSIP: 35952H502
MEETING DATE: 4/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ARTHUR A. BOTTONE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES HERBERT ENGLAND ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MATTHEW F. HILZINGER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN A. ROLLS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHRISTOPHER S. SOTOS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NATICA VON ALTHANN ISSUER YES AGAINST AGAINST
PROPOSAL #1g: ELECT DIRECTOR TOGO DENNIS WEST, JR. ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fulgent Genetics, Inc.
TICKER: FLGT CUSIP: 359664109
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MING HSIEH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN BOLGER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JAMES J. MULE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR YUN YEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Full House Resorts, Inc.
TICKER: FLL CUSIP: 359678109
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR KENNETH R. ADAMS ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR CARL G. BRAUNLICH ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR W.H. BAIRD GARRETT ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR ELLIS LANDAU ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR DANIEL R. LEE ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR KATHLEEN M. MARSHALL ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR CRAIG W. THOMAS ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR BRADLEY M. TIRPAK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PIERCY BOWLER TAYLOR & KERN AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FULTON FINANCIAL CORPORATION
TICKER: FULT CUSIP: 360271100
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LISA CRUTCHFIELD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DENISE L. DEVINE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PATRICK J. FREER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GEORGE W. HODGES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALBERT MORRISON, III ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES R. MOXLEY, III ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR R. SCOTT SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SCOTT A. SNYDER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RONALD H. SPAIR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARK F. STRAUSS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ERNEST J. WATERS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR E. PHILIP WENGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Funko, Inc.
TICKER: FNKO CUSIP: 361008105
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES DENSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADAM KRIGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN MARIOTTI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fusion Telecommunications International, Inc.
TICKER: FSNN CUSIP: 36113B400
MEETING DATE: 2/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK AND ISSUER YES FOR FOR
CHANGE COMPANY NAME TO FUSION CONNECT, INC.
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #6.1: ELECT DIRECTOR MARVIN S. ROSEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #6.2: ELECT DIRECTOR PHILIP D. TURITS ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT DIRECTOR MATTHEW D. ROSEN ISSUER YES FOR FOR
PROPOSAL #6.4: ELECT DIRECTOR JACK ROSEN ISSUER YES FOR FOR
PROPOSAL #6.5: ELECT DIRECTOR PAUL C. O'BRIEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #6.6: ELECT DIRECTOR MICHAEL J. DEL GIUDICE ISSUER YES FOR FOR
PROPOSAL #6.7: ELECT DIRECTOR LARRY BLUM ISSUER YES FOR FOR
PROPOSAL #6.8: ELECT DIRECTOR WILLIAM RUBIN ISSUER YES FOR FOR
PROPOSAL #7: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FutureFuel Corp.
TICKER: FF CUSIP: 36116M106
MEETING DATE: 9/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL M. MANHEIM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY L. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RUBINBROWN LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: G1 Therapeutics, Inc.
TICKER: GTHX CUSIP: 3621LQ109
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIE A. DEESE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CYNTHIA L. SCHWALM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GAIN Capital Holdings, Inc.
TICKER: GCAP CUSIP: 36268W100
MEETING DATE: 7/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER QUICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLENN H. STEVENS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS BEVILACQUA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Galectin Therapeutics Inc.
TICKER: GALT CUSIP: 363225202
MEETING DATE: 12/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GILBERT F. AMELIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN D. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARC RUBIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GILBERT S. OMENN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOEL LEWIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD E. UIHLEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN SHULMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CHERRY BEKAERT LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GALECTIN THERAPEUTICS INC.
TICKER: GALT CUSIP: 363225202
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GILBERT F. AMELIO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR KARY ELDRED ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN D. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARC RUBIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GILBERT S. OMENN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR JOEL LEWIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR RICHARD E. UIHLEIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN SHULMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CHERRY BEKAERT LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: ADJOURN MEETING ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Galena Biopharma, Inc.
TICKER: GALE CUSIP: 363256504
MEETING DATE: 7/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY THE 2011 SHARE INCREASE AMENDMENT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY THE 2013 SHARE INCREASE AMENDMENT ISSUER YES FOR FOR
PROPOSAL #3: RATIFY THE 2015 SHARE INCREASE AMENDMENT ISSUER YES FOR FOR
PROPOSAL #4: RATIFY THE 2016 SHARE INCREASE AMENDMENT ISSUER YES FOR FOR
PROPOSAL #5: RATIFY THE REVERSE STOCK SPLIT AMENDMENT ISSUER YES FOR FOR
PROPOSAL #6: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Galena Biopharma, Inc.
TICKER: GALE CUSIP: 363256504
MEETING DATE: 12/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CHANGE OF CONTROL RESULTING FROM ISSUER YES FOR FOR
THE MERGER
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES AGAINST AGAINST
PLACEMENT
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES AGAINST AGAINST
PURCHASE PLAN
PROPOSAL #7: AMEND BYLAWS ISSUER YES AGAINST AGAINST
PROPOSAL #8: AMEND CERTIFICATE OF INCORPORATION ISSUER YES AGAINST AGAINST
PROPOSAL #9: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #10: ADJOURN MEETING ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GAMCO Investors, Inc.
TICKER: GBL CUSIP: 361438104
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWIN L. ARTZT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND C. AVANSINO, ISSUER YES WITHHOLD AGAINST
JR.
PROPOSAL #1.3: ELECT DIRECTOR LESLIE B. DANIELS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARIO J. GABELLI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR EUGENE R. MCGRATH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT S. PRATHER, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR ELISA M. WILSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF SHARES TO MARIO ISSUER YES AGAINST AGAINST
J. GABELLI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GameStop Corp.
TICKER: GME CUSIP: 36467W109
MEETING DATE: 6/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL A. DEMATTEO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEROME L. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS N. KELLY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHANE S. KIM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN R. KOONIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GERALD R. SZCZEPANSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KATHY P. VRABECK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAWRENCE S. ZILAVY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gaming and Leisure Properties, Inc.
TICKER: GLPI CUSIP: 36467J108
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. HANDLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH W. MARSHALL, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES B. PERRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARRY F. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EARL C. SHANKS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR E. SCOTT URDANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gannett Co., Inc.
TICKER: GCI CUSIP: 36473H104
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MATTHEW W. BARZUN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN E. CODY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN W. COLL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT J. DICKEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DONALD E. FELSINGER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LILA IBRAHIM ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LAWRENCE S. KRAMER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN JEFFRY LOUIS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR TONY A. PROPHET ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DEBRA A. SANDLER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CHLOE R. SLADDEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gap Inc.
TICKER: GPS CUSIP: 364760108
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT J. FISHER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM S. FISHER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TRACY GARDNER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BRIAN GOLDNER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ISABELLA D. GOREN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BOB L. MARTIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JORGE P. MONTOYA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHRIS O'NEILL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ARTHUR PECK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MAYO A. SHATTUCK, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gardner Denver Holdings, Inc.
TICKER: GDI CUSIP: 36555P107
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER M. STAVROS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1b: ELECT DIRECTOR WILLIAM E. KASSLING ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL V. MARN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Garmin Ltd.
TICKER: GRMN CUSIP: H2906T109
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHAIRMAN OF MEETING ANDREW R. ISSUER YES FOR FOR
ETKIND
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #6.1: ELECT DIRECTOR MIN H. KAO ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT DIRECTOR JOSEPH J. HARTNETT ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT DIRECTOR CHARLES W. PEFFER ISSUER YES FOR FOR
PROPOSAL #6.4: ELECT DIRECTOR CLIFTON A. PEMBLE ISSUER YES FOR FOR
PROPOSAL #6.5: ELECT DIRECTOR REBECCA R. TILDEN ISSUER YES FOR FOR
PROPOSAL #6.6: ELECT DIRECTOR JONATHAN C. BURRELL ISSUER YES FOR FOR
PROPOSAL #7: ELECT MIN H. KAO AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #8.1: APPOINT JOSEPH J. HARTNETT AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #8.2: APPOINT CHARLES W. PEFFER AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #8.3: APPOINT REBECCA R. TILDEN AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #8.4: APPOINT JONATHAN C. BURRELL AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #9: DESIGNATE REISS + PREUSS LLP AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #10: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: APPROVE FISCAL YEAR 2019 MAXIMUM ISSUER YES FOR FOR
AGGREGATE COMPENSATION FOR THE EXECUTIVE MANAGEMENT
PROPOSAL #13: APPROVE MAXIMUM AGGREGATE COMPENSATION ISSUER YES FOR FOR
FOR THE BOARD OF DIRECTORS FOR THE PERIOD BETWEEN THE
2018 AGM AND THE 2019 AGM
PROPOSAL #14: AMEND ARTICLES OF ASSOCIATION TO ADD ISSUER YES FOR FOR
PERSONS WHO CAN ACT AS CHAIRMAN OF SHAREHOLDER
PROPOSAL #15: APPROVE CHF 3.96 MILLION AUTHORIZED ISSUER YES FOR FOR
CAPITAL INCREASE WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #A: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gartner, Inc.
TICKER: IT CUSIP: 366651107
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL J. BINGLE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PETER E. BISSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD J. BRESSLER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RAUL E. CESAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KAREN E. DYKSTRA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANNE SUTHERLAND FUCHS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM O. GRABE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR EUGENE A. HALL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEPHEN G. PAGLIUCA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR EILEEN SERRA ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JAMES C. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gastar Exploration Inc.
TICKER: GST CUSIP: 36729W202
MEETING DATE: 6/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDOLPH C. COLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN A. HOLDITCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT D. PENNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HARRY QUARLS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JERRY R. SCHUYLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GATX Corporation
TICKER: GATX CUSIP: 361448103
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DIANE M. AIGOTTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANNE L. ARVIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERNST A. HABERLI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN A. KENNEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES B. REAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT J. RITCHIE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID S. SUTHERLAND ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CASEY J. SYLLA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN R. WILSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PAUL G. YOVOVICH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GCI Liberty, Inc.
TICKER: GLIBA CUSIP: 36164V305
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GCI Liberty, Inc.
TICKER: GLIBA CUSIP: 36164V305
MEETING DATE: 6/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. MALONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY B. MAFFEI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD A. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGG L. ENGLES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONNE F. FISHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD R. GREEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUE ANN HAMILTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GCI Liberty, Inc.
TICKER: GLIBA CUSIP: 36164V503
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GCI Liberty, Inc.
TICKER: GLIBA CUSIP: 36164V503
MEETING DATE: 6/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. MALONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY B. MAFFEI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD A. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGG L. ENGLES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONNE F. FISHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD R. GREEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUE ANN HAMILTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GCP Applied Technologies Inc.
TICKER: GCP CUSIP: 36164Y101
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARCIA J. AVEDON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILLIP J. MASON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELIZABETH MORA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3a: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT TO REMOVE DIRECTORS
PROPOSAL #3b: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT TO AMEND BYLAWS
PROPOSAL #3c: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT TO AMEND ARTICLES OF INCORPORATION
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gemphire Therapeutics Inc.
TICKER: GEMP CUSIP: 36870A108
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN GULLANS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR P. KENT HAWRYLUK ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gencor Industries, Inc.
TICKER: GENC CUSIP: 368678108
MEETING DATE: 3/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR CORT J. DONDERO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOORE STEPHENS LOVELACE, P.A. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Generac Holdings Inc.
TICKER: GNRC CUSIP: 368736104
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT D. DIXON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. RAMON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM D. JENKINS, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHRYN V. ROEDEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Cable Corporation
TICKER: BGC CUSIP: 369300108
MEETING DATE: 2/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Communication, Inc.
TICKER: GNCMA CUSIP: 369385109
MEETING DATE: 2/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REORGANIZATION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE THE ADOPTION OF THE RESTATED GCI ISSUER YES FOR FOR
LIBERTY, INC. ARTICLES
PROPOSAL #3: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
REORGANIZATION AGREEMENT
PROPOSAL #4: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Dynamics Corporation
TICKER: GD CUSIP: 369550108
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES S. CROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RUDY F. DELEON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LESTER L. LYLES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK M. MALCOLM ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PHEBE N. NOVAKOVIC ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR C. HOWARD NYE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM A. OSBORN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CATHERINE B. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LAURA J. SCHUMACHER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PETER A. WALL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Electric Company
TICKER: GE CUSIP: 369604103
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR SEBASTIEN M. BAZIN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR W. GEOFFREY BEATTIE ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JOHN J. BRENNAN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR H. LAWRENCE CULP, JR. ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR FRANCISCO D'SOUZA ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JOHN L. FLANNERY ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR EDWARD P. GARDEN ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR THOMAS W. HORTON ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR RISA LAVIZZO-MOUREY ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR JAMES J. MULVA ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR LESLIE F. SEIDMAN ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR JAMES S. TISCH ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #15: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #17: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #18: ADJUST EXECUTIVE COMPENSATION METRICS SHAREHOLDER YES AGAINST FOR
FOR SHARE BUYBACKS
PROPOSAL #19: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #20: REPORT ON STOCK BUYBACKS SHAREHOLDER YES AGAINST FOR
PROPOSAL #21: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Mills, Inc.
TICKER: GIS CUSIP: 370334104
MEETING DATE: 9/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRADBURY H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALICIA BOLER DAVIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR R. KERRY CLARK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID M. CORDANI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROGER W. FERGUSON, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HENRIETTA H. FORE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JEFFREY L. HARMENING ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARIA G. HENRY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HEIDI G. MILLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEVE ODLAND ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR KENDALL J. POWELL ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ERIC D. SPRUNK ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JORGE A. URIBE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Moly, Inc.
TICKER: GMO CUSIP: 370373102
MEETING DATE: 12/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #2: RATIFY THE EQUITY AWARDS GRANTED SINCE ISSUER YES FOR FOR
DEC. 12, 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Moly, Inc.
TICKER: GMO CUSIP: 370373102
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICARDO M. CAMPOY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TONG ZHANG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Motors Company
TICKER: GM CUSIP: 37045V100
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARY T. BARRA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LINDA R. GOODEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOSEPH JIMENEZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JANE L. MENDILLO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL G. MULLEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES J. MULVA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PATRICIA F. RUSSO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS M. SCHOEWE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THEODORE M. SOLSO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CAROL M. STEPHENSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DEVIN N. WENIG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON FLEET GHG EMISSIONS IN SHAREHOLDER YES AGAINST FOR
RELATION TO CAFE STANDARDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genesco Inc.
TICKER: GCO CUSIP: 371532102
MEETING DATE: 6/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOANNA BARSH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARJORIE L. BOWEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES W. BRADFORD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. DENNIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW C. DIAMOND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARTY G. DICKENS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THURGOOD MARSHALL, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KATHLEEN MASON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEVIN P. MCDERMOTT ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR JOSHUA E. SCHECHTER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID M. TEHLE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genesee & Wyoming Inc.
TICKER: GWR CUSIP: 371559105
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANN N. REESE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE J. CARTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CYNTHIA L. HOSTETLER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ADOPT GHG EMISSIONS REDUCTION GOALS SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genesis Healthcare, Inc.
TICKER: GEN CUSIP: 37185X106
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT H. FISH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE V. HAGER, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ARNOLD WHITMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genie Energy Ltd.
TICKER: GNE CUSIP: 372284208
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES A. COURTER ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR HOWARD S. JONAS ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR W. WESLEY PERRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALAN B. ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALLAN SASS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PAST ISSUANCE OF SHARES OF ISSUER YES FOR FOR
RESTRICTED STOCK TO HOWARD S. JONAS
PROPOSAL #4: APPROVE SALE OF SHARES OF CLASS B COMMON ISSUER YES FOR FOR
STOCK AND WARRANTS TO HOWARD S. JONAS
PROPOSAL #5: APPROVE GRANT OF OPTIONS TO HOWARD S. ISSUER YES FOR FOR
JONAS
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GenMark Diagnostics, Inc.
TICKER: GNMK CUSIP: 372309104
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HANY MASSARANY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN C. O'BOYLE ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genocea Biosciences, Inc.
TICKER: GNCA CUSIP: 372427104
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH BATE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ALI BEHBAHANI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD MAYER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genomic Health, Inc.
TICKER: GHDX CUSIP: 37244C101
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIMBERLY J. POPOVITS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FELIX J. BAKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JULIAN C. BAKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRED E. COHEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR HENRY J. FUCHS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR GINGER L. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEOFFREY M. PARKER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genpact Limited
TICKER: G CUSIP: G3922B107
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR N.V. "TIGER" TYAGARAJAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT SCOTT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR AMIT CHANDRA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAURA CONIGLIARO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID HUMPHREY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CAROL LINDSTROM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES MADDEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALEX MANDL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CECELIA MORKEN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARK NUNNELLY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARK VERDI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND BUNDLED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLANS
PROPOSAL #4: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gentex Corporation
TICKER: GNTX CUSIP: 371901109
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LESLIE BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY GOODE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES HOLLARS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN MULDER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD SCHAUM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FREDERICK SOTOK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES WALLACE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gentherm Incorporated
TICKER: THRM CUSIP: 37253A103
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANCOIS J. CASTAING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SOPHIE DESORMIERE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILLIP M. EYLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MAURICE E.P. GUNDERSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YVONNE HAO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD HUNDZINSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BYRON T. SHAW, II ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN STACEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genuine Parts Company
TICKER: GPC CUSIP: 372460105
MEETING DATE: 4/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELIZABETH W. CAMP ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL D. DONAHUE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY P. FAYARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS C. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR P. RUSSELL HARDIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN R. HOLDER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONNA W. HYLAND ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN D. JOHNS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT C. 'ROBIN' ISSUER YES FOR FOR
LOUDERMILK, JR.
PROPOSAL #1.10: ELECT DIRECTOR WENDY B. NEEDHAM ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR E. JENNER WOOD, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genworth Financial, Inc.
TICKER: GNW CUSIP: 37247D106
MEETING DATE: 12/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM H. BOLINDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR G. KENT CONRAD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MELINA E. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS J. MCINERNEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID M. MOFFETT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS E. MOLONEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES A. PARKE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DEBRA J. PERRY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT P. RESTREPO, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES S. RIEPE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Geospace Technologies Corporation
TICKER: GEOS CUSIP: 37364X109
MEETING DATE: 2/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR TINA M. LANGTRY ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR MICHAEL J. SHEEN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR CHARLES H. STILL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: German American Bancorp, Inc.
TICKER: GABC CUSIP: 373865104
MEETING DATE: 5/17/2018 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC D. FINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR U. BUTCH KLEM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAYMOND W. SNOWDEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GERON CORPORATION
TICKER: GERN CUSIP: 374163103
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. SCARLETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. SPIEGEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Getty Realty Corp.
TICKER: GTY CUSIP: 374297109
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LEO LIEBOWITZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MILTON COOPER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PHILIP E. COVIELLO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHRISTOPHER J. CONSTANT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD E. MONTAG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HOWARD B. SAFENOWITZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED PREFERRED AND COMMON ISSUER YES FOR FOR
STOCK
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GGP Inc.
TICKER: GGP CUSIP: 36174X101
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD B. CLARK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARY LOU FIALA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR J. BRUCE FLATT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JANICE R. FUKAKUSA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN K. HALEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DANIEL B. HURWITZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRIAN W. KINGSTON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHRISTINA M. LOFGREN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SANDEEP MATHRANI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gibraltar Industries, Inc.
TICKER: ROCK CUSIP: 374689107
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SHARON M. BRADY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANK G. HEARD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CRAIG A. HINDMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR VINOD M. KHILNANI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM P. MONTAGUE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES B. NISH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gigamon Inc.
TICKER: GIMO CUSIP: 37518B102
MEETING DATE: 12/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: G-III Apparel Group, Ltd.
TICKER: GIII CUSIP: 36237H101
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MORRIS GOLDFARB ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMMY AARON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. BROSIG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALAN FELLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY GOLDFARB ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEANETTE NOSTRA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAURA POMERANTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALLEN SIRKIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLEM VAN BOKHORST ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR CHERYL L. VITALI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RICHARD WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gilead Sciences, Inc.
TICKER: GILD CUSIP: 375558103
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN F. COGAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JACQUELINE K. BARTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KELLY A. KRAMER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KEVIN E. LOFTON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN C. MARTIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN F. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD J. WHITLEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GAYLE E. WILSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PER WOLD-OLSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Glacier Bancorp, Inc.
TICKER: GBCI CUSIP: 37637Q105
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDALL M. CHESLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHERRY L. CLADOUHOS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES M. ENGLISH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANNIE M. GOODWIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DALLAS I. HERRON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CRAIG A. LANGEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS J. MCBRIDE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN W. MURDOCH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARK J. SEMMENS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GEORGE R. SUTTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BKD, LLP AS AUDITORS ISSUER YES �� FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gladstone Commercial Corporation
TICKER: GOOD CUSIP: 376536108
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRY L. BRUBAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAREN D. MERRICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WALTER H. WILKINSON, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gladstone Land Corporation
TICKER: LAND CUSIP: 376549101
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHELA A. ENGLISH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY W. PARKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GlassBridge Enterprises, Inc.
TICKER: GLAE CUSIP: 377185103
MEETING DATE: 8/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TRACY MCKIBBEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD H. PUTNAM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5a: REDUCE AUTHORIZED PREFERRED STOCK ISSUER YES FOR FOR
PROPOSAL #5b: ELIMINATE ARTICLE THIRTEEN OF THE ISSUER YES FOR FOR
CURRENT RESTATED CERTIFICATE OF INCORPORATION
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GLAUKOS CORPORATION
TICKER: GKOS CUSIP: 377322102
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS W. BURNS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GILBERT H. KLIMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARC A. STAPLEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Blood Therapeutics, Inc.
TICKER: GBT CUSIP: 37890U108
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT W. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEVAL L. PATRICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK L. PERRY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Brass and Copper Holdings, Inc.
TICKER: BRSS CUSIP: 37953G103
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR VICKI L. AVRIL ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DONALD L. MARSH ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR BRADFORD T. RAY ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JOHN H. WALKER ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JOHN J. WASZ ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR MARTIN E. WELCH, III ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR RONALD C. WHITAKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Brokerage, Inc.
TICKER: GLBR CUSIP: 37891B109
MEETING DATE: 7/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBIN DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH GROSSMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ARTHUR GRUEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRYAN REYHANI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID SAKHAI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RYAN SILVERMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDUARD YUSUPOV ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Eagle Entertainment Inc.
TICKER: ENT CUSIP: 37951D102
MEETING DATE: 12/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT W. REDING ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RONALD STEGER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Eagle Entertainment Inc.
TICKER: ENT CUSIP: 37951D102
MEETING DATE: 6/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN HASKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFF LEDDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSH MARKS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Indemnity Limited
TICKER: GBLI CUSIP: G3933F105
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SAUL A. FOX ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR JOSEPH W. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SETH J. GERSCH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN H. HOWES ISSUER YES AGAINST AGAINST
PROPOSAL #1e: ELECT DIRECTOR JASON B. HURWITZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BRUCE R. LEDERMAN ISSUER YES AGAINST AGAINST
PROPOSAL #1g: ELECT DIRECTOR CYNTHIA Y. VALKO ISSUER YES FOR FOR
PROPOSAL #2a.1: ELECT STEPHEN GREEN AS DIRECTOR OF ISSUER YES FOR FOR
GLOBAL INDEMNITY REINSURANCE COMPANY, LTD.
PROPOSAL #2a.2: ELECT TERENCE J. POWER AS DIRECTOR OF ISSUER YES FOR FOR
GLOBAL INDEMNITY REINSURANCE COMPANY, LTD.
PROPOSAL #2a.3: ELECT CYNTHIA Y. VALKO AS DIRECTOR OF ISSUER YES FOR FOR
GLOBAL INDEMNITY REINSURANCE COMPANY, LTD.
PROPOSAL #2a.4: ELECT MARIE-JOELLE CHAPLEAU AS ISSUER YES FOR FOR
DIRECTOR OF GLOBAL INDEMNITY REINSURANCE COMPANY,
PROPOSAL #2a.5: ELECT GRAINNE RICHMOND AS DIRECTOR OF ISSUER YES FOR FOR
GLOBAL INDEMNITY REINSURANCE COMPANY, LTD.
PROPOSAL #2b: RATIFY ERNST & YOUNG, LTD., HAMILTON, ISSUER YES FOR FOR
BERMUDA AS AUDITORS
PROPOSAL #3: APPROVE ERNST & YOUNG GLOBAL LIMITED AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Medical REIT Inc.
TICKER: GMRE CUSIP: 37954A204
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY BUSCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HENRY COLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW L. CYPHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ZHANG JINGGUO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR RONALD MARSTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROSCOE MOORE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ZHANG HUIQI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR LORI BETH WITTMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY MALONEBAILEY, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Net Lease, Inc.
TICKER: GNL CUSIP: 379378201
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EDWARD G. RENDELL ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR ABBY M. WENZEL ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Payments Inc.
TICKER: GPN CUSIP: 37940X102
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM I. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT H.B. BALDWIN, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR ALAN M. SILBERSTEIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Self Storage, Inc.
TICKER: SELF CUSIP: 37955N106
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE B. LANGA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS B. WINMILL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY TAIT, WELLER & BAKER LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Water Resources, Inc.
TICKER: GWRS CUSIP: 379463102
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TREVOR T. HILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM S. LEVINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD M. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID C. TEDESCO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CINDY M. BOWERS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RON L. FLEMING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEBRA G. COY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRETT HUCKELBRIDGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Globalstar, Inc.
TICKER: GSAT CUSIP: 378973408
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM A. HASLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES MONROE, III ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR KENNETH M. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Globus Medical, Inc.
TICKER: GMED CUSIP: 379577208
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID D. DAVIDAR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT W. LIPTAK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES R. TOBIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: �� Glu Mobile Inc.
TICKER: GLUU CUSIP: 379890106
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC R. BALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICK EARL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANN MATHER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GlycoMimetics, Inc.
TICKER: GLYC CUSIP: 38000Q102
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL M. JUNIUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RACHEL K. KING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GMS Inc.
TICKER: GMS CUSIP: 36251C103
MEETING DATE: 10/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR G. MICHAEL CALLAHAN, JR. ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR PETER C. BROWNING ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR THERON I. GILLIAM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GNC Holdings, Inc.
TICKER: GNC CUSIP: 36191G107
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GNC Holdings, Inc.
TICKER: GNC CUSIP: 36191G107
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY P. BERGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN D. FELDMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL F. HINES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR AMY B. LANE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PHILIP E. MALLOTT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH A. MARTINDALE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT F. MORAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD J. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GoDaddy Inc.
TICKER: GDDY CUSIP: 380237107
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HERALD Y. CHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY K. MONDRE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BOB PARSONS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN H. SHARPLES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gogo Inc.
TICKER: GOGO CUSIP: 38046C109
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD T. LEMAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHELE COLEMAN MAYES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT H. MUNDHEIM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HARRIS N. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gold Resource Corporation
TICKER: GORO CUSIP: 38068T105
MEETING DATE: 6/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BILL M. CONRAD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JASON D. REID ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY C. HUBER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALEX G. MORRISON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY EKS&H LLLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Golden Entertainment, Inc.
TICKER: GDEN CUSIP: 381013101
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BLAKE L. SARTINI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LYLE A. BERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY J. COPE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK A. LIPPARELLI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT L. MIODUNSKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NEIL I. SELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TERRENCE L. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Golden Minerals Company
TICKER: AUMN CUSIP: 381119106
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY G. CLEVENGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WARREN M. REHN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. DURAND EPPLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN R. MORANO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TERRY M. PALMER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDREW N. PULLAR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID H. WATKINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EKS&H LLLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Goodrich Petroleum Corporation
TICKER: GDP CUSIP: 382410843
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD F. COLEMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR K. ADAM LEIGHT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR THOMAS M. SOUERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GoPro, Inc.
TICKER: GPRO CUSIP: 38268T103
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICHOLAS WOODMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH GOLDMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER GOTCHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALEXANDER LURIE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUSAN LYNE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FREDERIC WELTS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAUREN ZALAZNICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Government Properties Income Trust
TICKER: GOV CUSIP: 38376A103
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARBARA D. GILMORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELENA B. POPTODOROVA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Graco Inc.
TICKER: GGG CUSIP: 384109104
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM J. CARROLL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JACK W. EUGSTER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR R. WILLIAM VAN SANT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR EMILY C. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Graham Corporation
TICKER: GHM CUSIP: 384556106
MEETING DATE: 8/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES J. BARBER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GERARD T. MAZURKIEWICZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Graham Holdings Company
TICKER: GHC CUSIP: 384637104
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER C. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANNE M. MULCAHY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARRY D. THOMPSON ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gramercy Property Trust
TICKER: GPT CUSIP: 385002308
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES E. BLACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GORDON F. DUGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALLAN J. BAUM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR Z. JAMIE BEHAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS D. ECKERT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES L. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY F. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY E. KELTER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LOUIS P. SALVATORE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grand Canyon Education, Inc.
TICKER: LOPE CUSIP: 38526M106
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN E. MUELLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SARA R. DIAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK A. HENRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN F. WARREN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID J. JOHNSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GRANITE CONSTRUCTION INCORPORATED
TICKER: GVA CUSIP: 387328107
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID H. KELSEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES W. BRADFORD, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL F. MCNALLY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Granite Point Mortgage Trust Inc.
TICKER: GPMT CUSIP: 38741L107
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TANUJA M. DEHNE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARTIN A. KAMARCK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN G. KASNET ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM ROTH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR W. REID SANDERS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS E. SIERING ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRIAN C. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN A. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HOPE B. WOODHOUSE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Graphic Packaging Holding Company
TICKER: GPK CUSIP: 388689101
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL D. CARRICO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP R. MARTENS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LYNN A. WENTWORTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gray Television, Inc.
TICKER: GTN CUSIP: 389375106
MEETING DATE: 5/7/2018 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HILTON H. HOWELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWELL W. NEWTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD L. BOGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR T.L. (GENE) ELDER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LUIS A. GARCIA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD B. HARE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBIN R. HOWELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ELIZABETH R. (BETH) ISSUER YES FOR FOR
NEUHOFF
PROPOSAL #1.9: ELECT DIRECTOR HUGH E. NORTON ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND BYLAWS SHAREHOLDER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Great Ajax Corp.
TICKER: AJX CUSIP: 38983D300
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY MENDELSOHN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RUSSELL SCHAUB ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN L. BEGLEITER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN C. CONDAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JONATHAN BRADFORD ISSUER YES FOR FOR
HANDLEY, JR.
PROPOSAL #1.6: ELECT DIRECTOR PAUL FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J. KIRK OGREN, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Great Elm Capital Group, Inc.
TICKER: GEC CUSIP: 39036P209
MEETING DATE: 10/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD S. CHERNICOFF ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MATTHEW A. DRAPKIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES P. PARMELEE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PETER A. REED ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JEFFREY S. SEROTA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARK A. SNELL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HUGH STEVEN WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND SECURITIES TRANSFER RESTRICTIONS ISSUER YES AGAINST AGAINST
PROPOSAL #4: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Great Lakes Dredge & Dock Corporation
TICKER: GLDD CUSIP: 390607109
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LASSE J. PETTERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHLEEN M. SHANAHAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Great Plains Energy Incorporated
TICKER: GXP CUSIP: 391164100
MEETING DATE: 11/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Great Southern Bancorp, Inc.
TICKER: GSBC CUSIP: 390905107
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. CARLSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEBRA MALLONEE SHANTZ ISSUER YES FOR FOR
HART
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH W. TURNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Great Western Bancorp, Inc.
TICKER: GWB CUSIP: 391416104
MEETING DATE: 2/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES BRANNEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS HENNING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL RYKHUS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR STOCK OPTION ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Green Bancorp, Inc.
TICKER: GNBC CUSIP: 39260X100
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM D. ELLIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT SCHAEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEFANIE L. SHELLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Green Brick Partners, Inc.
TICKER: GRBK CUSIP: 392709101
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELIZABETH K. BLAKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HARRY BRANDLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. BRICKMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID EINHORN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN R. FARRIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KATHLEEN OLSEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD S. PRESS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Green Dot Corporation
TICKER: GDOT CUSIP: 39304D102
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH C. ALDRICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. CHRIS BREWSTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GLINDA BRIDGFORTH ISSUER YES FOR FOR
HODGES
PROPOSAL #1.4: ELECT DIRECTOR RAJEEV V. DATE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM I. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE T. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Green Plains Inc.
TICKER: GPRE CUSIP: 393222104
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD A. BECKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS MANUEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN PETERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALAIN TREUER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Greenhill & Co., Inc.
TICKER: GHL CUSIP: 395259104
MEETING DATE: 7/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT F. GREENHILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT L. BOK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN F. GOLDSTONE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN L. KEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN D. LIU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAREN P. ROBARDS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Greenlight Capital Re, Ltd.
TICKER: GLRE CUSIP: G4095J109
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT ALAN BROOKS AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT SIMON BURTON AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DAVID EINHORN AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT LEONARD GOLDBERG AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT IAN ISAACS AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT FRANK LACKNER AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT BRYAN MURPHY AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT JOSEPH PLATT AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT HOPE TAITZ AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a: ELECT ALAN BROOKS AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2b: ELECT SIMON BURTON AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2c: ELECT DAVID EINHORN AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2d: ELECT LEONARD GOLDBERG AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2e: ELECT IAN ISAACS AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2f: ELECT FRANK LACKNER AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2g: ELECT BRYAN MURPHY AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2h: ELECT JOSEPH PLATT AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2i: ELECT HOPE TAITZ AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #3a: ELECT TIM COURTIS AS GRIL SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3b: ELECT PHILIP HARKIN AS GRIL SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3c: ELECT FRANK LACKNER AS GRIL SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3d: ELECT PATRICK O'BRIEN AS GRIL ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #3e: ELECT BRENDAN TUOHY AS GRIL SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY BDO CAYMAN LTD. AS AUDITORS OF ISSUER YES FOR FOR
GREENLIGHT RE
PROPOSAL #6: RATIFY BDO, REGISTERED AUDITORS IN ISSUER YES FOR FOR
IRELAND AS AUDITORS OF GRIL
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Greif, Inc.
TICKER: GEF CUSIP: 397624206
MEETING DATE: 2/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICKI L. AVRIL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE A. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK A. EMKES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN F. FINN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. GASSER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR DANIEL J. GUNSETT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JUDITH D. HOOK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN W. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PATRICK J. NORTON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PETER G. WATSON ISSUER YES FOR FOR
PROPOSAL #2: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Griffin Industrial Realty, Inc.
TICKER: GRIF CUSIP: 398231100
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. BECHTEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDGAR M. CULLMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FREDERICK M. DANZIGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL S. GAMZON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS C. ISRAEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JONATHAN P. MAY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALBERT H. SMALL, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Griffon Corporation
TICKER: GFF CUSIP: 398433102
MEETING DATE: 1/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HENRY A. ALPERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRADLEY J. GROSS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD J. KUTYNA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN F. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Group 1 Automotive, Inc.
TICKER: GPI CUSIP: 398905109
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN L. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARIN M. BARTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EARL J. HESTERBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LINCOLN PEREIRA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN D. QUINN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. TERRY STRANGE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES L. SZEWS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MAX P. WATSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARYANN WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Groupon, Inc.
TICKER: GRPN CUSIP: 399473107
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL ANGELAKIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER BARRIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT BASS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC LEFKOFSKY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THEODORE LEONSIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH LEVIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEBORAH WAHL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICH WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANN ZIEGLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grubhub Inc.
TICKER: GRUB CUSIP: 400110102
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATRINA LAKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW MALONEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN MCANDREWS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GSE Systems, Inc.
TICKER: GVP CUSIP: 36227K106
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SURESH SUNDARAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. BARNIE BEASLEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GSI Technology, Inc.
TICKER: GSIT CUSIP: 36241U106
MEETING DATE: 8/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEE-LEAN SHU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK A. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E. THOMAS HART ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HAYDN HSIEH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RUEY L. LU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ARTHUR O. WHIPPLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT YAU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GTT Communications, Inc.
TICKER: GTT CUSIP: 362393100
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD D. CALDER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. BRIAN THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR S. JOSEPH BRUNO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RHODRIC C. HACKMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HOWARD E. JANZEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NICK ADAMO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THEODORE B. SMITH, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ELIZABETH SATIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JULIUS ERVING ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GTx, Inc.
TICKER: GTXI CUSIP: 40052B207
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. KENNETH GLASS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. WILLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Guaranty Bancorp
TICKER: GBNK CUSIP: 40075T607
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR SUZANNE R. BRENNAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR EDWARD B. CORDES ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JOHN M. EGGEMEYER ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR KEITH R. FINGER ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR STEPHEN D. JOYCE ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR GAIL H. KLAPPER ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR STEPHEN G. MCCONAHEY ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR PAUL W. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR W. KIRK WYCOFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Guaranty Bancshares, Inc.
TICKER: GNTY CUSIP: 400764106
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES S. BUNCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MOLLY CURL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER B. ELLIOTT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WELDON C. MILLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM D. PRIEFERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WHITLEY PENN LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Guess?, Inc.
TICKER: GES CUSIP: 401617105
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAURICE MARCIANO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GIANLUCA BOLLA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: SUBMIT SEVERANCE AGREEMENT TO SHAREHOLDER YES FOR AGAINST
SHAREHOLDER VOTE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Guidewire Software, Inc.
TICKER: GWRE CUSIP: 40171V100
MEETING DATE: 12/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW WILLIAM FRASER ISSUER YES FOR FOR
BROWN
PROPOSAL #1.2: ELECT DIRECTOR CLIFTON THOMAS ISSUER YES FOR FOR
WEATHERFORD
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gulf Island Fabrication, Inc.
TICKER: GIFI CUSIP: 402307102
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. KEEFFE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIRK J. MECHE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gulfport Energy Corporation
TICKER: GPOR CUSIP: 402635304
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL G. MOORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG GROESCHEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID L. HOUSTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. DOUG JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BEN T. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT E. STRELLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL D. WESTERMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DEBORAH G. ADAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: H&E Equipment Services, Inc.
TICKER: HEES CUSIP: 404030108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY W. BAGLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. ENGQUIST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL N. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE C. BRUCKMANN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK L. EDSELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS J. GALLIGAN, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAWRENCE C. KARLSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN T. SAWYER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: H&R Block, Inc.
TICKER: HRB CUSIP: 093671105
MEETING DATE: 9/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANGELA N. ARCHON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAUL J. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT A. GERARD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID BAKER LEWIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR VICTORIA J. REICH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRUCE C. ROHDE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR TOM D. SEIP ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHRISTIANNA WOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: H.B. Fuller Company
TICKER: FUL CUSIP: 359694106
MEETING DATE: 4/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS W. HANDLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARIA TERESA HILADO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RUTH KIMMELSHUE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Haemonetics Corporation
TICKER: HAE CUSIP: 405024100
MEETING DATE: 7/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER SIMON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES J. DOCKENDORFF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST N/A
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Halcon Resources Corporation
TICKER: HK CUSIP: 40537Q605
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. CAMPBELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JAMES W. CHRISTMAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL L. CLARK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR RONALD D. SCOTT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hallador Energy Company
TICKER: HNRG CUSIP: 40609P105
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENT K. BILSLAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID C. HARDIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN HARDIE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRYAN H. LAWRENCE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHELDON B. LUBAR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Halliburton Company
TICKER: HAL CUSIP: 406216101
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ABDULAZIZ F. AL KHAYYAL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM E. ALBRECHT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALAN M. BENNETT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES R. BOYD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MILTON CARROLL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NANCE K. DICCIANI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MURRY S. GERBER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSE C. GRUBISICH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID J. LESAR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT A. MALONE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JEFFREY A. MILLER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DEBRA L. REED ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hallmark Financial Services, Inc.
TICKER: HALL CUSIP: 40624Q203
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK E. SCHWARZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT T. BERLIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES H. GRAVES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK E. PAPE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Halozyme Therapeutics, Inc.
TICKER: HALO CUSIP: 40637H109
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEAN-PIERRE BIZZARI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES M. DALY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Halyard Health, Inc.
TICKER: HYH CUSIP: 40650V100
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM A. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GARY D. BLACKFORD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PATRICK J. O'LEARY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hamilton Beach Brands Holding Company
TICKER: HBB CUSIP: 40701T104
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK R. BELGYA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J.C. BUTLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. JUMPER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS W. LABARRE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL S. MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALFRED M. RANKIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROGER F. RANKIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS T. RANKIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES A. RATNER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID F. TAPLIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GREGORY H. TREPP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hamilton Lane Incorporated
TICKER: HLNE CUSIP: 407497106
MEETING DATE: 9/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. BERKMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR O. GRIFFITH SEXTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hancock Holding Company
TICKER: HBHC CUSIP: 410120109
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN M. HAIRSTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES H. HORNE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JERRY L. LEVENS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTINE L. PICKERING ISSUER YES FOR FOR
PROPOSAL #2: CHANGE COMPANY NAME TO HANCOCK WHITNEY ISSUER YES FOR FOR
CORPORATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hanesbrands Inc.
TICKER: HBI CUSIP: 410345102
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GERALD W. EVANS, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BOBBY J. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JESSICA T. MATHEWS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FRANCK J. MOISON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT F. MORAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RONALD L. NELSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD A. NOLL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID V. SINGER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ANN E. ZIEGLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hanmi Financial Corporation
TICKER: HAFC �� CUSIP: 410495204
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSEPH K. RHO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN J. AHN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KIHO CHOI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHRISTIE K. CHU ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HARRY H. CHUNG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SCOTT DIEHL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR C. G. KUM ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID L. ROSENBLUM ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS J. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL M. YANG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hannon Armstrong Sustainable Infrastructure Capital, Inc.
TICKER: HASI CUSIP: 41068X100
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY W. ECKEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR REBECCA B. BLALOCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERESA M. BRENNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK J. CIRILLI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES M. O'NEIL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD J. OSBORNE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN G. OSGOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HarborOne Bancorp, Inc.
TICKER: HONE CUSIP: 41165F101
MEETING DATE: 8/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH F. CASEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID P. FRENETTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRY R. KORETZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HarborOne Bancorp, Inc.
TICKER: HONE CUSIP: 41165F101
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GORDON JEZARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD F. KENT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM A. PAYNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WALLACE H. PECKHAM, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hardinge Inc.
TICKER: HDNG CUSIP: 412324303
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Harley-Davidson, Inc.
TICKER: HOG CUSIP: 412822108
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TROY ALSTEAD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. JOHN ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. CAVE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALLAN GOLSTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW S. LEVATICH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SARA L. LEVINSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR N. THOMAS LINEBARGER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRIAN R. NICCOL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARYROSE T. SYLVESTER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOCHEN ZEITZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Harmonic Inc.
TICKER: HLIT CUSIP: 413160102
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK J. HARSHMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID KRALL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR E. FLOYD KVAMME ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MITZI REAUGH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUSAN G. SWENSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NIKOS THEODOSOPOULOS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #5: RATIFY ARMANINO LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Harris Corporation
TICKER: HRS CUSIP: 413875105
MEETING DATE: 10/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES F. ALBAUGH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM M. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PETER W. CHIARELLI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS A. DATTILO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROGER B. FRADIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TERRY D. GROWCOCK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LEWIS HAY, III ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR VYOMESH I. JOSHI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LESLIE F. KENNE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES C. STOFFEL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR GREGORY T. SWIENTON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR HANSEL E. TOOKES, II ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Harsco Corporation
TICKER: HSC CUSIP: 415864107
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES F. EARL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHY G. EDDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID C. EVERITT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR F. NICHOLAS GRASBERGER, ISSUER YES FOR FOR
III
PROPOSAL #1.5: ELECT DIRECTOR ELAINE LA ROCHE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARIO LONGHI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDGAR (ED) M. PURVIS, ISSUER YES FOR FOR
JR.
PROPOSAL #1.8: ELECT DIRECTOR PHILLIP C. WIDMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Harte Hanks, Inc.
TICKER: HHS CUSIP: 416196103
MEETING DATE: 8/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JUDY C. ODOM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN A. PUCKETT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Harte Hanks, Inc.
TICKER: HHS CUSIP: 416196103
MEETING DATE: 12/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Harvard Bioscience, Inc.
TICKER: HBIO CUSIP: 416906105
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JEFFREY A. DUCHEMIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hasbro, Inc.
TICKER: HAS CUSIP: 418056107
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH A. BRONFIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL R. BURNS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOPE F. COCHRAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRISPIN H. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LISA GERSH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRIAN D. GOLDNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAN G. HASSENFELD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TRACY A. LEINBACH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EDWARD M. PHILIP ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD S. STODDART ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARY BETH WEST ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LINDA K. ZECHER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: CLAWBACK OF INCENTIVE PAYMENTS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Haverty Furniture Companies, Inc.
TICKER: HVT CUSIP: 419596101
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR L. ALLISON DUKES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRED L. SCHUERMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hawaiian Electric Industries, Inc.
TICKER: HE CUSIP: 419870100
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD J. DAHL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CONSTANCE H. LAU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES K. SCOTT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hawaiian Holdings, Inc.
TICKER: HA CUSIP: 419879101
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD J. CARTY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ABHINAV DHAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EARL E. FRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE S. HERSHFIELD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER R. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RANDALL L. JENSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CRYSTAL K. ROSE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD N. ZWERN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hawaiian Telcom Holdco, Inc.
TICKER: HCOM CUSIP: 420031106
MEETING DATE: 11/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hawkins, Inc.
TICKER: HWKN CUSIP: 420261109
MEETING DATE: 8/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN S. MCKEON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK H. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES A. FAULCONBRIDGE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DUANE M. JERGENSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARY J. SCHUMACHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DARYL I. SKAAR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL J. STAUBER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES T. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEFFREY L. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Haynes International, Inc.
TICKER: HAYN CUSIP: 420877201
MEETING DATE: 2/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DONALD C. CAMPION ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR MARK M. COMERFORD ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JOHN C. COREY ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR ROBERT H. GETZ ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR DAWNE S. HICKTON ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR MICHAEL L. SHOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR WILLIAM P. WALL ISSUER YES FOR FOR
PROPOSAL #8: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HC2 Holdings, Inc.
TICKER: HCHC CUSIP: 404139107
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP A. FALCONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WAYNE BARR, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WARREN H. GFELLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR LEE S. HILLMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ROBERT V. LEFFLER, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HCA Healthcare, Inc.
TICKER: HCA CUSIP: 40412C101
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR R. MILTON JOHNSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT J. DENNIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR NANCY-ANN DEPARLE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS F. FRIST, III ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM R. FRIST ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHARLES O. HOLLIDAY, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANN H. LAMONT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GEOFFREY G. MEYERS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL W. MICHELSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WAYNE J. RILEY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOHN W. ROWE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HCI GROUP, INC.
TICKER: HCI CUSIP: 40416E103
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES MACCHIAROLA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR HARISH M. PATEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN, LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HCP, Inc.
TICKER: HCP CUSIP: 40414L109
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRIAN G. CARTWRIGHT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHRISTINE N. GARVEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID B. HENRY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS M. HERZOG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PETER L. RHEIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOSEPH P. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HD Supply Holdings, Inc.
TICKER: HDS CUSIP: 40416M105
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SCOTT D. OSTFELD ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR JAMES A. RUBRIGHT ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR LAUREN TAYLOR WOLFE ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Health Insurance Innovations, Inc.
TICKER: HIIQ CUSIP: 42225K106
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL E. AVERY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY J. BARKETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL G. GABOS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL W. KOSLOSKE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GAVIN D. SOUTHWELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT S. MURLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN A. FICHTHORN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Healthcare Realty Trust Incorporated
TICKER: HR CUSIP: 421946104
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. EMERY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TODD J. MEREDITH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NANCY H. AGEE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD H. BRAMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER F. LYLE, SR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EDWIN B. MORRIS, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN KNOX SINGLETON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRUCE D. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHRISTANN M. VASQUEZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Healthcare Services Group, Inc.
TICKER: HCSG CUSIP: 421906108
MEETING DATE: 5/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THEODORE WAHL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. BRIGGS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT L. FROME ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. MOSS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DINO D. OTTAVIANO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL E. MCBRYAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DIANE S. CASEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN J. MCFADDEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JUDE VISCONTO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DANIELA CASTAGNINO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Healthcare Trust of America, Inc.
TICKER: HTA CUSIP: 42225P501
MEETING DATE: 7/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SCOTT D. PETERS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR W. BRADLEY BLAIR, II ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MAURICE J. DEWALD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WARREN D. FIX ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PETER N. FOSS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DANIEL S. HENSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LARRY L. MATHIS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GARY T. WESCOMBE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HealthEquity, Inc.
TICKER: HQY CUSIP: 42226A107
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT W. SELANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JON KESSLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN D. NEELEMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANK A. CORVINO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ADRIAN T. DILLON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EVELYN DILSAVER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEBRA MCCOWAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANK T. MEDICI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR IAN SACKS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR GAYLE WELLBORN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #6: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HealthStream, Inc.
TICKER: HSTM CUSIP: 42222N103
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT A. FRIST, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK GORDON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. MARTIN HARRIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heartland Express, Inc.
TICKER: HTLD CUSIP: 422347104
MEETING DATE: 5/10/2018 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. GERDIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY J. GORDON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BENJAMIN J. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRENDA S. NEVILLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES G. PRATT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TAHIRA K. HIRA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heartland Financial USA, Inc.
TICKER: HTLF CUSIP: 42234Q102
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LYNN B. FULLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR R. MICHAEL MCCOY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARTIN J. SCHMITZ ISSUER YES FOR FOR
PROPOSAL #2a: APPROVE INCREASE IN SIZE OF BOARD ISSUER YES FOR FOR
PROPOSAL #2b: AMEND DIRECTOR QUALIFICATIONS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hecla Mining Company
TICKER: HL CUSIP: 422704106
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GEORGE R. NETHERCUTT, ISSUER YES FOR FOR
JR.
PROPOSAL #1b: ELECT DIRECTOR STEPHEN F. RALBOVSKY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CATHERINE 'CASSIE' J. ISSUER YES FOR FOR
BOGGS
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #6: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HEICO Corporation
TICKER: HEI CUSIP: 422806109
MEETING DATE: 3/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS M. CULLIGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADOLFO HENRIQUES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK H. HILDEBRANDT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WOLFGANG MAYRHUBER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ERIC A. MENDELSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAURANS A. MENDELSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VICTOR H. MENDELSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JULIE NEITZEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALAN SCHRIESHEIM ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR FRANK J. SCHWITTER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED CLASS A COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HEICO Corporation
TICKER: HEI CUSIP: 422806208
MEETING DATE: 3/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS M. CULLIGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADOLFO HENRIQUES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK H. HILDEBRANDT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WOLFGANG MAYRHUBER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ERIC A. MENDELSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAURANS A. MENDELSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VICTOR H. MENDELSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JULIE NEITZEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALAN SCHRIESHEIM ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR FRANK J. SCHWITTER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED CLASS A COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heidrick & Struggles International, Inc.
TICKER: HSII CUSIP: 422819102
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELIZABETH L. AXELROD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLARE M. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY E. KNELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LYLE LOGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLEM MESDAG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KRISHNAN RAJAGOPALAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ADAM WARBY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TRACY R. WOLSTENCROFT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Helen of Troy Limited
TICKER: HELE CUSIP: G4388N106
MEETING DATE: 8/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GARY B. ABROMOVITZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KRISTA BERRY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THURMAN K. CASE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR TIMOTHY F. MEEKER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JULIEN R. MININBERG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BERYL B. RAFF ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM F. SUSETKA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DARREN G. WOODY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Helix Energy Solutions Group, Inc.
TICKER: HLX CUSIP: 42330P107
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR OWEN KRATZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES A. WATT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Helmerich & Payne, Inc.
TICKER: HP CUSIP: 423452101
MEETING DATE: 3/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KEVIN G. CRAMTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RANDY A. FOUTCH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR HANS HELMERICH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN W. LINDSAY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAULA MARSHALL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOSE R. MAS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS A. PETRIE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DONALD F. ROBILLARD, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR EDWARD B. RUST, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN D. ZEGLIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hemisphere Media Group, Inc.
TICKER: HMTV CUSIP: 42365Q103
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES M. MCNAMARA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ERIC C. NEUMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN ENGELMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW S. FREY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hemispherx Biopharma, Inc.
TICKER: HEB CUSIP: 42366C301
MEETING DATE: 9/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS K. EQUELS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM M. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEWART L. APPELROUTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Henry Schein, Inc.
TICKER: HSIC CUSIP: 806407102
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BARRY J. ALPERIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GERALD A. BENJAMIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STANLEY M. BERGMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES P. BRESLAWSKI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAUL BRONS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SHIRA GOODMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOSEPH L. HERRING ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KURT P. KUEHN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PHILIP A. LASKAWY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ANNE H. MARGULIES ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARK E. MLOTEK ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR STEVEN PALADINO ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR CAROL RAPHAEL ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR E. DIANNE REKOW ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR BRADLEY T. SHEARES ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #4: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Herbalife Ltd.
TICKER: HLF CUSIP: G4412G101
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL O. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY T. DUNN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD H. CARMONA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JONATHAN CHRISTODORO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HUNTER C. GARY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NICHOLAS GRAZIANO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAN LEFEVRE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JESSE A. LYNN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JUAN MIGUEL MENDOZA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL MONTELONGO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES L. NELSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARIA OTERO ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MARGARITA PALAU- ISSUER YES FOR FOR
HERNANDEZ
PROPOSAL #1.14: ELECT DIRECTOR JOHN TARTOL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: CHANGE COMPANY NAME TO HERBALIFE ISSUER YES FOR FOR
NUTRITION LTD.
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Herc Holdings Inc.
TICKER: HRI CUSIP: 42704L104
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HERBERT L. HENKEL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LAWRENCE H. SILBER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES H. BROWNING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PATRICK D. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NICHOLAS GRAZIANO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEAN K. HOLLEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JACOB M. KATZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL A. KELLY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR COURTNEY MATHER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LOUIS J. PASTOR ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARY PAT SALOMONE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heritage Commerce Corp
TICKER: HTBK CUSIP: 426927109
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIANNE M. BIAGINI- ISSUER YES FOR FOR
KOMAS
PROPOSAL #1.2: ELECT DIRECTOR FRANK G. BISCEGLIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK W. CONNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. PHILIP DINAPOLI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN L. HALLGRIMSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WALTER T. KACZMAREK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT T. MOLES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAURA RODEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RANSON W. WEBSTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heritage Financial Corporation
TICKER: HFWA CUSIP: 42722X106
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN S. CHARNESKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN A. CLEES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIMBERLY T. ELLWANGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN A. DENNIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DEBORAH J. GAVIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY S. LYON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GRAGG E. MILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANTHONY B. PICKERING ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRIAN L. VANCE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ANN WATSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heritage Insurance Holdings, Inc.
TICKER: HRTG CUSIP: 42727J102
MEETING DATE: 12/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heritage Insurance Holdings, Inc.
TICKER: HRTG CUSIP: 42727J102
MEETING DATE: 6/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE LUCAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD WIDDICOMBE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PANAGIOTIS (PETE) ISSUER YES FOR FOR
APOSTOLOU
PROPOSAL #1.4: ELECT DIRECTOR IRINI BARLAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR TRIFON HOUVARDAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN MARTINDALE ISSUER YES �� �� FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES MASIELLO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR NICHOLAS PAPPAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH VATTAMATTAM ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR VIJAY WALVEKAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heritage-Crystal Clean, Inc.
TICKER: HCCI CUSIP: 42726M106
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRED FEHSENFELD, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JIM SCHUMACHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Herman Miller, Inc.
TICKER: MLHR CUSIP: 600544100
MEETING DATE: 10/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY VERMEER ANDRINGA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRENDA FREEMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. BARRY GRISWELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN C. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heron Therapeutics, Inc.
TICKER: HRTX CUSIP: 427746102
MEETING DATE: 6/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN C. TANG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARRY D. QUART ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT H. ROSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRAIG A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN W. POYHONEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTIAN WAAGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY OUM & CO. LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hersha Hospitality Trust
TICKER: HT CUSIP: 427825500
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAY H. SHAH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS J. HUTCHISON, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DONALD J. LANDRY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL A. LEVEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hertz Global Holdings, Inc.
TICKER: HTZ CUSIP: 42806J106
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID BARNES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SUNGHWAN CHO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VINCENT INTRIERI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR HENRY KEIZER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KATHRYN MARINELLO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANINDITA MUKHERJEE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DANIEL NINIVAGGI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heska Corporation
TICKER: HSKA CUSIP: 42805E306
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT W. HUMPHREY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHARON J. LARSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BONNIE J. TROWBRIDGE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY EKS&H LLLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hess Corporation
TICKER: HES CUSIP: 42809H107
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODNEY F. CHASE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRENCE J. CHECKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEONARD S. COLEMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN B. HESS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDITH E. HOLIDAY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RISA LAVIZZO-MOUREY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARC S. LIPSCHULTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID MCMANUS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEVIN O. MEYERS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR JAMES H. QUIGLEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR FREDRIC G. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WILLIAM G. SCHRADER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hewlett Packard Enterprise Company
TICKER: HPE CUSIP: 42824C109
MEETING DATE: 4/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL AMMANN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL J. ANGELAKIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LESLIE A. BRUN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAMELA L. CARTER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RAYMOND J. LANE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANN M. LIVERMORE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANTONIO F. NERI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RAYMOND E. OZZIE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GARY M. REINER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PATRICIA F. RUSSO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LIP-BU TAN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MARGARET C. WHITMAN ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR MARY AGNES WILDEROTTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hexcel Corporation
TICKER: HXL CUSIP: 428291108
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICK L. STANAGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOEL S. BECKMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LYNN BRUBAKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY C. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CYNTHIA M. EGNOTOVICH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W. KIM FOSTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS A. GENDRON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY A. GRAVES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GUY C. HACHEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID L. PUGH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTORN CATHERINE A. SUEVER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HFF, Inc.
TICKER: HF CUSIP: 40418F108
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUSAN P. MCGALLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LENORE M. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MORGAN K. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hibbett Sports, Inc.
TICKER: HIBB CUSIP: 428567101
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANE F. AGGERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRANCE G. FINLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFRY O. ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Highwoods Properties, Inc.
TICKER: HIW CUSIP: 431284108
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES A. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GENE H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARLOS E. EVANS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD J. FRITSCH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID J. HARTZELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHERRY A. KELLETT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANNE H. LLOYD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR O. TEMPLE SLOAN, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hillenbrand, Inc.
TICKER: HI CUSIP: 431571108
MEETING DATE: 2/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD B. CLOUES, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HELEN W. CORNELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDUARDO R. MENASCE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STUART A. TAYLOR, II ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hill-Rom Holdings, Inc.
TICKER: HRC CUSIP: 431475102
MEETING DATE: 3/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM G. DEMPSEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY L. ELLIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STACY ENXING SENG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY GARRETT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES R. GIERTZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES E. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN J. GREISCH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM H. KUCHEMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RONALD A. MALONE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR NANCY M. SCHLICHTING ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hilton Grand Vacations Inc.
TICKER: HGV CUSIP: 43283X105
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK D. WANG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEONARD A. POTTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRENDA J. BACON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID W. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK H. LAZARUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAMELA H. PATSLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL W. WHETSELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HILTON WORLDWIDE HOLDINGS INC.
TICKER: HLT CUSIP: 43300A203
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHRISTOPHER J. NASSETTA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JONATHAN D. GRAY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHARLENE T. BEGLEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MELANIE L. HEALEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RAYMOND E. MABUS, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JUDITH A. MCHALE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN G. SCHREIBER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ELIZABETH A. SMITH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DOUGLAS M. STEENLAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hingham Institution for Savings
TICKER: HIFS CUSIP: 433323102
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. DESMOND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD D. FALCIONE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. LANE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT L. MOSER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KARA GAUGHEN SMITH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JACQUELINE M. ISSUER YES FOR FOR
YOUNGWORTH
PROPOSAL #2: ELECT COMPANY CLERK JACQUELINE M. ISSUER YES FOR FOR
YOUNGWORTH
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Histogenics Corporation
TICKER: HSGX CUSIP: 43358V109
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSHUA BALTZELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN RAKIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HMS Holdings Corp.
TICKER: HMSY CUSIP: 40425J101
MEETING DATE: 8/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM F. MILLER, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ELLEN A. RUDNICK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD H. STOWE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CORA M. TELLEZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HMS HOLDINGS CORP.
TICKER: HMSY CUSIP: 40425J101
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT BECKER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CRAIG R. CALLEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM C. LUCIA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BART M. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HNI Corporation
TICKER: HNI CUSIP: 404251100
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STAN A. ASKREN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARY A. BELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RONALD V. WATERS, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HollyFrontier Corporation
TICKER: HFC CUSIP: 436106108
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANNE-MARIE N. AINSWORTH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DOUGLAS Y. BECH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANNA C. CATALANO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GEORGE J. DAMIRIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LELDON E. ECHOLS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL C. JENNINGS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT J. KOSTELNIK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES H. LEE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR FRANKLIN MYERS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHAEL E. ROSE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hologic, Inc.
TICKER: HOLX CUSIP: 436440101
MEETING DATE: 3/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN P. MACMILLAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SALLY W. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES J. DOCKENDORFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT T. GARRETT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NAMAL NAWANA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTIANA STAMOULIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR AMY M. WENDELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Home Bancorp, Inc.
TICKER: HBCP CUSIP: 43689E107
MEETING DATE: 12/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Home Bancorp, Inc.
TICKER: HBCP CUSIP: 43689E107
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.2: ELECT DIRECTOR JOHN W. BORDELON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN A. HENDRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL G. GUIDRY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK M. COLE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PORTER KEADLE MOORE, LLC AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Home BancShares, Inc.
TICKER: HOMB CUSIP: 436893200
MEETING DATE: 9/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Home BancShares, Inc.
TICKER: HOMB CUSIP: 436893200
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. ALLISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. RANDALL SIMS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN S. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MILBURN ADAMS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT H. ADCOCK, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD H. ASHLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MIKE D. BEEBE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JACK E. ENGELKES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TRACY M. FRENCH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KAREN E. GARRETT ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES G. HINKLE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ALEX R. LIEBLONG ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR THOMAS J. LONGE ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR JIM RANKIN, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HomeStreet, Inc.
TICKER: HMST CUSIP: 43785V102
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT M. BOGGS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK R. PATTERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS I. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #1.1: MANAGEMENT NOMINEE SCOTT M. BOGGS SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: MANAGEMENT NOMINEE DOUGLAS I. SMITH SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: MANAGEMENT NOMINEE MARK R. PATTERSON SHAREHOLDER NO N/A N/A
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER NO N/A N/A
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HomeTrust Bancshares, Inc.
TICKER: HTBI CUSIP: 437872104
MEETING DATE: 11/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. JAMES, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG C. KOONTZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR F. K. MCFARLAND, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Honeywell International Inc.
TICKER: HON CUSIP: 438516106
MEETING DATE: 4/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DARIUS ADAMCZYK ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DUNCAN B. ANGOVE ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR WILLIAM S. AYER ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR KEVIN BURKE ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JAIME CHICO PARDO ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR D. SCOTT DAVIS ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR LINNET F. DEILY ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR JUDD GREGG ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR CLIVE HOLLICK ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR GRACE D. LIEBLEIN ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR GEORGE PAZ ISSUER YES FOR FOR
PROPOSAL #1L: ELECT DIRECTOR ROBIN L. WASHINGTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR ISSUER YES FOR FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hooker Furniture Corporation
TICKER: HOFT CUSIP: 439038100
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL B. TOMS, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. CHRISTOPHER BEELER, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR PAULETTE GARAFALO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN L. GREGORY, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TONYA H. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR E. LARRY RYDER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELLEN C. TAAFFE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HENRY G. WILLIAMSON, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hope Bancorp, Inc.
TICKER: HOPE CUSIP: 43940T109
MEETING DATE: 7/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD D. BYUN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN J. DIDION ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JINHO DOO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAISY Y. HA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JIN CHUL JHUNG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN S. KIM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN S. KOH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHUNG HYUN LEE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM J. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID P. MALONE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN R. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SCOTT YOON-SUK WHANG ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DALE S. ZUEHLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hope Bancorp, Inc.
TICKER: HOPE CUSIP: 43940T109
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD D. BYUN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN J. DIDION ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JINHO DOO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAISY Y. HA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JIN CHUL JHUNG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN S. KIM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN S. KOH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHUNG HYUN LEE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM J. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID P. MALONE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN R. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SCOTT YOON-SUK WHANG ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DALE S. ZUEHLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Horace Mann Educators Corporation
TICKER: HMN CUSIP: 440327104
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL A. DOMENECH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN J. HASENMILLER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RONALD J. HELOW ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PERRY G. HINES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BEVERLEY J. MCCLURE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR H. WADE REECE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT STRICKER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVEN O. SWYERS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARITA ZURAITIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Horizon Bancorp
TICKER: HBNC CUSIP: 440407104
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAWRENCE E. BURNELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER L. PAIRITZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SPERO W. VALAVANIS ISSUER YES FOR FOR
PROPOSAL #2: AMEND BYLAWS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Horizon Global Corporation
TICKER: HZN CUSIP: 44052W104
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT G. KUNSELMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAXIMILIANE C. STRAUB ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Horizon Pharma plc
TICKER: HZNP CUSIP: G4617B105
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM F. DANIEL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR H. THOMAS WATKINS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PASCALE WITZ ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AUTHORIZE SHARE REPURCHASE UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hormel Foods Corporation
TICKER: HRL CUSIP: 440452100
MEETING DATE: 1/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GARY C. BHOJWANI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TERRELL K. CREWS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GLENN S. FORBES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN M. LACY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ELSA A. MURANO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT C. NAKASONE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SUSAN K. NESTEGARD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAKOTA A. PIPPINS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHRISTOPHER J. ISSUER YES FOR FOR
POLICINSKI
PROPOSAL #1j: ELECT DIRECTOR SALLY J. SMITH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JAMES P. SNEE ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR STEVEN A. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hornbeck Offshore Services, Inc.
TICKER: HOS CUSIP: 440543106
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY D. HORNBECK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN W. KRABLIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hortonworks, Inc.
TICKER: HDP CUSIP: 440894103
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT BEARDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN KLAUSMEYER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hospitality Properties Trust
TICKER: HPT CUSIP: 44106M102
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR WILLIAM A. LAMKIN ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
PROPOSAL #5: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Host Hotels & Resorts, Inc.
TICKER: HST CUSIP: 44107P104
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY L. BAGLIVO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHEILA C. BAIR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANN MCLAUGHLIN ISSUER YES FOR FOR
KOROLOGOS
PROPOSAL #1.4: ELECT DIRECTOR RICHARD E. MARRIOTT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SANDEEP L. MATHRANI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN B. MORSE, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARY HOGAN PREUSSE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WALTER C. RAKOWICH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES F. RISOLEO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GORDON H. SMITH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR A. WILLIAM STEIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: REPORT ON SUSTAINABILITY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hostess Brands, Inc.
TICKER: TWNK CUSIP: 44109J106
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERRY D. KAMINSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG D. STEENECK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Houghton Mifflin Harcourt Company
TICKER: HMHC CUSIP: 44157R109
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL ALLEN ISSUER �� YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR L. GORDON CROVITZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEAN S. DESRAVINES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE K. FISH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JILL A. GREENTHAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN F. KILLIAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN J. LYNCH, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN R. MCKERNAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR E. ROGERS NOVAK, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TRACEY D. WEBER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Houlihan Lokey, Inc.
TICKER: HLI CUSIP: 441593100
MEETING DATE: 9/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRWIN N. GOLD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR BENNET VAN DE BUNT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RON K. BARGER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR PAUL E. WILSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Houston Wire & Cable Company
TICKER: HWCC CUSIP: 44244K109
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES L. POKLUDA, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL T. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROY W. HALEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM H. SHEFFIELD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR G. GARY YETMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hovnanian Enterprises, Inc.
TICKER: HOV CUSIP: 442487203
MEETING DATE: 3/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ARA K. HOVNANIAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT B. COUTTS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDWARD A. KANGAS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSEPH A. MARENGI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR VINCENT PAGANO, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR J. LARRY SORSBY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEPHEN D. WEINROTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #5: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Howard Bancorp, Inc.
TICKER: HBMD CUSIP: 442496105
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD FEINGLASS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. KEENAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT D. KUNISCH, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH C. LUNDEEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS P. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W. GARY DORSCH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL B. HIGH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES T. DRESHER, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JACK E. STEIL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HP Inc.
TICKER: HPQ CUSIP: 40434L105
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR AIDA M. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SHUMEET BANERJI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT R. BENNETT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHARLES "CHIP" V. BERGH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STACY BROWN-PHILPOT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEPHANIE A. BURNS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARY ANNE CITRINO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STACEY MOBLEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SUBRA SURESH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DION J. WEISLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HRG Group, Inc.
TICKER: HRG CUSIP: 40434J100
MEETING DATE: 9/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW A. MCKNIGHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW WHITTAKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HRG Group, Inc.
TICKER: HRG CUSIP: 40434J100
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CURTIS A. GLOVIER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH S. STEINBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HSN, Inc.
TICKER: HSNI CUSIP: 404303109
MEETING DATE: 12/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hub Group, Inc.
TICKER: HUBG CUSIP: 443320106
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID P. YEAGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD G. MALTBY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY D. EPPEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES C. KENNY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER B. MCNITT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES R. REAVES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARTIN P. SLARK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JONATHAN P. WARD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARY H. BOOSALIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hubbell Incorporated
TICKER: HUBB CUSIP: 443510607
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARLOS M. CARDOSO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY J. GUZZI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NEAL J. KEATING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN F. MALLOY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JUDITH F. MARKS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID G. NORD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN G. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN R. SHAWLEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD J. SWIFT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HubSpot, Inc.
TICKER: HUBS CUSIP: 443573100
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRIAN HALLIGAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RON GILL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JILL WARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hudson Global, Inc.
TICKER: HSON CUSIP: 443787106
MEETING DATE: 3/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hudson Pacific Properties, Inc.
TICKER: HPP CUSIP: 444097109
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICTOR J. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THEODORE R. ANTENUCCI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREA WONG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD B. FRIED ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JONATHAN M. GLASER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT L. HARRIS, II ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK D. LINEHAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT M. MORAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL NASH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BARRY A. PORTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hudson Technologies, Inc.
TICKER: HDSN CUSIP: 444144109
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOMINIC J. MONETTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD PARRILLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC A. PROUTY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN J. ZUGIBE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Humana Inc.
TICKER: HUM CUSIP: 444859102
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KURT J. HILZINGER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANK J. BISIGNANO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRUCE D. BROUSSARD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRANK A. D'AMELIO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KAREN B. DESALVO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR W. ROY DUNBAR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID A. JONES, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM J. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM E. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID B. NASH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JAMES J. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MARISSA T. PETERSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hunt Companies Finance Trust Inc
TICKER: HCFT CUSIP: 33830W106
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: "ELECT DIRECTOR JAMES C. (""CHRIS"") ISSUER YES FOR FOR
HUNT"
PROPOSAL #1.2: ELECT DIRECTOR NEIL A. CUMMINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM A. HOULIHAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WALTER C. KEENAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID OSTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huntington Bancshares Incorporated
TICKER: HBAN CUSIP: 446150104
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LIZABETH ARDISANA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANN B. "TANNY" CRANE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT S. CUBBIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN G. ELLIOTT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GINA D. FRANCE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. MICHAEL ISSUER YES FOR FOR
HOCHSCHWENDER
PROPOSAL #1.7: ELECT DIRECTOR CHRIS INGLIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PETER J. KIGHT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD W. NEU ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID L. PORTEOUS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KATHLEEN H. RANSIER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR STEPHEN D. STEINOUR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND DEFERRED COMPENSATION PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huntington Ingalls Industries, Inc.
TICKER: HII CUSIP: 446413106
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP M. BILDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AUGUSTUS L. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIRKLAND H. DONALD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS B. FARGO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VICTORIA D. HARKER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANASTASIA D. KELLY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR C. MICHAEL PETTERS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS C. SCHIEVELBEIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN K. WELCH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEPHEN R. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huntsman Corporation
TICKER: HUN CUSIP: 447011107
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER R. HUNTSMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NOLAN D. ARCHIBALD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY C. BECKERLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR M. ANTHONY BURNS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIELE FERRARI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT J. MARGETTS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WAYNE A. REAUD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hurco Companies, Inc.
TICKER: HURC CUSIP: 447324104
MEETING DATE: 3/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS A. AARO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT W. CRUICKSHANK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL DOAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY J. GARDNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAY C. LONGBOTTOM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDREW NINER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD PORTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JANAKI SIVANESAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huron Consulting Group Inc.
TICKER: HURN CUSIP: 447462102
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN S. MOODY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HUGH E. SAWYER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEBRA ZUMWALT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huttig Building Products, Inc.
TICKER: HBP CUSIP: 448451104
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD L. GLASS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DELBERT H. TANNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hyatt Hotels Corporation
TICKER: H CUSIP: 448579102
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUSAN D. KRONICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MACKEY J. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JASON PRITZKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hyster-Yale Materials Handling, Inc.
TICKER: HY CUSIP: 449172105
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES M. BEMOWSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J.C. BUTLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CAROLYN CORVI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN P. JUMPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENNIS W. LABARRE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR H. VINCENT POOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALFRED M. RANKIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CLAIBORNE R. RANKIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN M. STROPKI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BRITTON T. TAPLIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR EUGENE WONG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: I.D. Systems, Inc.
TICKER: IDSY CUSIP: 449489103
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH BRAKEBILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL BRODSKY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL CASEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER FORMANT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RON KONEZNY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRIS WOLFE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IAC/InterActiveCorp
TICKER: IAC CUSIP: 44919P508
MEETING DATE: 6/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDGAR BRONFMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHELSEA CLINTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRY DILLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL D. EISNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BONNIE S. HAMMER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR VICTOR A. KAUFMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH LEVIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRYAN LOURD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID ROSENBLATT ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR ALAN G. SPOON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ALEXANDER VON ISSUER YES FOR FOR
FURSTENBERG
PROPOSAL #1.12: ELECT DIRECTOR RICHARD F. ZANNINO ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IBERIABANK Corporation
TICKER: IBKC CUSIP: 450828108
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERNEST P. BREAUX, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DARYL G. BYRD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN N. CASBON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN E. KOERNER, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: iBio, Inc.
TICKER: IBIO CUSIP: 451033104
MEETING DATE: 12/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. MCKEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SEYMOUR FLUG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: iBio, Inc.
TICKER: IBIO CUSIP: 451033104
MEETING DATE: 4/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: iCAD, Inc.
TICKER: ICAD CUSIP: 44934S206
MEETING DATE: 11/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAWRENCE HOWARD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR KENNETH FERRY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RACHEL BREM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY ECOCK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN RAPPAPORT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW SASSINE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SOMU SUBRAMANIAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR ELLIOT SUSSMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ICF International, Inc.
TICKER: ICFI CUSIP: 44925C103
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EILEEN O'SHEA AUEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHERYL W. GRISE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RANDALL MEHL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ichor Holdings, Ltd.
TICKER: ICHR CUSIP: G4740B105
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANDREW KOWAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Iconix Brand Group, Inc.
TICKER: ICON CUSIP: 451055107
MEETING DATE: 10/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR F. PETER CUNEO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN N. HAUGH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DREW COHEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUE GOVE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES A. MARCUM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SANJAY KHOSLA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KRISTEN M. O'HARA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KENNETH W. SLUTSKY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Iconix Brand Group, Inc.
TICKER: ICON CUSIP: 451055107
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ICU Medical, Inc.
TICKER: ICUI CUSIP: 44930G107
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VIVEK JAIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE A. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT S. SWINNEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID C. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ELISHA W. FINNEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS E. GIORDANO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID F. HOFFMEISTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD M. ABBEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IDACORP, Inc.
TICKER: IDA CUSIP: 451107106
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DARREL T. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS CARLILE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD J. DAHL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANNETTE G. ELG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD W. JIBSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JUDITH A. JOHANSEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENNIS L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTINE KING ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD J. NAVARRO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT A. TINSTMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ideal Power Inc.
TICKER: IPWR CUSIP: 451622104
MEETING DATE: 6/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LON E. BELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. DANIEL BRDAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID B. EISENHAURE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TED LESSTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL C. TURMELLE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GUMBINER SAVETT INC. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Identiv, Inc.
TICKER: INVE CUSIP: 45170X205
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR GARY KREMEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY BPM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Idera Pharmaceuticals, Inc.
TICKER: IDRA CUSIP: 45168K306
MEETING DATE: 1/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Idera Pharmaceuticals, Inc.
TICKER: IDRA CUSIP: 45168K306
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIAN C. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES A. GERAGHTY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAXINE GOWEN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IDEX Corporation
TICKER: IEX CUSIP: 45167R104
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM M. COOK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CYNTHIA J. WARNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK A. BUTHMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IDEXX Laboratories, Inc.
TICKER: IDXX CUSIP: 45168D104
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRUCE L. CLAFLIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DANIEL M. JUNIUS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IDT Corporation
TICKER: IDT CUSIP: 448947507
MEETING DATE: 12/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL CHENKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC F. COSENTINO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD S. JONAS ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR BILL PEREIRA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JUDAH SCHORR ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE GRANT OF OPTIONS TO HOWARD S. ISSUER YES FOR FOR
JONAS
PROPOSAL #4: APPROVE AND RATIFY THE HOWARD JONAS ISSUER YES FOR FOR
STOCK SALES
PROPOSAL #5: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IEC Electronics Corp.
TICKER: IEC CUSIP: 44949L105
MEETING DATE: 3/14/2018 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH M. BUTLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES P. HADEED ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LYNN J. HARTRICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW M. LAURENCE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL W. OSBORNE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEREMY R. NOWAK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY T. SCHLARBAUM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IES Holdings, Inc.
TICKER: IESC CUSIP: 44951W106
MEETING DATE: 2/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD M. CLEVELAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH L. DOWLING, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID B. GENDELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY L. GENDELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOE D. KOSHKIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT W. LEWEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONALD L. LUKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: iFresh Inc.
TICKER: IFMK CUSIP: 449538107
MEETING DATE: 3/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LONG DENG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LILLY DENG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JIANMING YOU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK FANG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAY WALDER ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IHS Markit Ltd.
TICKER: INFO CUSIP: G47567105
MEETING DATE: 4/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DINYAR S. DEVITRE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICOLETTA GIADROSSI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT P. KELLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DEBORAH DOYLE MCWHINNEY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: II-VI Incorporated
TICKER: IIVI CUSIP: 902104108
MEETING DATE: 11/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSEPH J. CORASANTI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM A. SCHROMM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IKONICS Corporation
TICKER: IKNX CUSIP: 45172K102
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. ULLAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARIANNE BOHREN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOCKWOOD CARLSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY D. ENGBRECHT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ERNEST M. HARPER, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREGORY W. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DARRELL B. LEE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ILG, Inc.
TICKER: ILG CUSIP: 44967H101
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG M. NASH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID FLOWERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VICTORIA L. FREED ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LIZANNE GALBREATH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHAD HOLLINGSWORTH �� ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LEWIS J. KORMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS J. KUHN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS J. MCINERNEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS P. MURPHY, JR. ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN R. QUAZZO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SERGIO D. RIVERA ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR THOMAS O. RYDER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR AVY H. STEIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Illinois Tool Works Inc.
TICKER: ITW CUSIP: 452308109
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL J. BRUTTO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SUSAN CROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES W. GRIFFITH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAY L. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD H. LENNY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR E. SCOTT SANTI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES A. SKINNER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID B. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAMELA B. STROBEL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KEVIN M. WARREN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ANRE D. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
PROPOSAL #5: ADOPT AND REPORT ON SCIENCE-BASED GHG SHAREHOLDER YES AGAINST FOR
EMISSIONS REDUCTION TARGETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Illumina, Inc.
TICKER: ILMN CUSIP: 452327109
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAY T. FLATLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN W. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GARY S. GUTHART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Immersion Corporation
TICKER: IMMR CUSIP: 452521107
MEETING DATE: 6/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR KENNETH H. TRAUB ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Immune Design Corp.
TICKER: IMDZ CUSIP: 45252L103
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ED PENHOET ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID BALTIMORE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPRICING OF OPTIONS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ImmunoGen, Inc.
TICKER: IMGN CUSIP: 45253H101
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR STEPHEN C. MCCLUSKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR RICHARD J. WALLACE ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MARK GOLDBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.4: ELECT DIRECTOR DEAN J. MITCHELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.5: ELECT DIRECTOR KRISTINE PETERSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.6: ELECT DIRECTOR MARK J. ENYEDY ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR STUART A. ARBUCKLE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES AGAINST AGAINST
PURCHASE PLAN
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Immunomedics, Inc.
TICKER: IMMU CUSIP: 452907108
MEETING DATE: 4/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST �� MGMT
PROPOSAL #1.1: ELECTION DIRECTOR BEHZAD AGHAZADEH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECTION DIRECTOR SCOTT CANUTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECTION DIRECTOR PETER BARTON HUTT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECTION DIRECTOR KHALID ISLAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECTION DIRECTOR MICHAEL PEHL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Impax Laboratories, Inc.
TICKER: IPXL CUSIP: 45256B101
MEETING DATE: 3/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS COMBINATION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Imperva, Inc.
TICKER: IMPV CUSIP: 45321L100
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER SIPPL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALLAN TESSLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INC Research Holdings, Inc.
TICKER: INCR CUSIP: 45329R109
MEETING DATE: 7/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Incyte Corporation
TICKER: INCY CUSIP: 45337C102
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIAN C. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEAN-JACQUES BIENAIME ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL A. BROOKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL J. CLANCY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WENDY L. DIXON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JACQUALYN A. FOUSE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL A. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HERVE HOPPENOT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Independence Contract Drilling, Inc.
TICKER: ICD CUSIP: 453415309
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS R. BATES, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BYRON A. DUNN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES D. CRANDELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MATTHEW D. FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL F. MCNEASE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TIGHE A. NOONAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Independence Holding Company
TICKER: IHC CUSIP: 453440307
MEETING DATE: 11/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY R. GRABER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR TERESA A. HERBERT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DAVID T. KETTIG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ALLAN C. KIRKMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN L. LAHEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN B. LAPIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR RONALD I. SIMON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES G. TATUM ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROY T.K. THUNG ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INDEPENDENCE REALTY TRUST, INC.
TICKER: IRT CUSIP: 45378A106
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT F. SCHAEFFER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM C. DUNKELBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD D. GEBERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MELINDA H. MCCLURE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MACK D. PRIDGEN, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD H. ROSS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEFOREST B. SOARIES, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Independent Bank Corp.
TICKER: INDB CUSIP: 453836108
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONNA L. ABELLI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN J. JONES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY L. LENTZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN J. MORRISSEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FREDERICK TAW ISSUER YES FOR FOR
PROPOSAL #2: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Independent Bank Corporation
TICKER: IBCP CUSIP: 453838609
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHRISTINA L. KELLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL M. MAGEE, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MATTHEW J. MISSAD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Independent Bank Group, Inc.
TICKER: IBTX CUSIP: 45384B106
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM E. FAIR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD L. POARCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK K. GORMLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL T. VIOLA ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Industrial Services of America, Inc.
TICKER: IDSA CUSIP: 456314103
MEETING DATE: 8/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ORSON OLIVER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALBERT A. COZZI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VINCE TYRA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM YARMUTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOUNTJOY CHILTON MEDLEY LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Infinera Corporation
TICKER: INFN CUSIP: 45667G103
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAUL J. MILBURY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID F. WELCH ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Infinity Pharmaceuticals, Inc.
TICKER: INFI CUSIP: 45665G303
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID BEIER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY BERKOWITZ ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANTHONY B. EVNIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL G. KAUFFMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ADELENE Q. PERKINS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NORMAN C. SELBY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR IAN F. SMITH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL C. VENUTI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Infinity Property and Casualty Corporation
TICKER: IPCC CUSIP: 45665Q103
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Information Services Group, Inc.
TICKER: III CUSIP: 45675Y104
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KALPANA RAINA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD C. WAITE, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: InfraREIT, Inc.
TICKER: HIFR CUSIP: 45685L100
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN GATES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HAROLD R. LOGAN, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ingersoll-Rand plc
TICKER: IR CUSIP: G47791101
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KIRK E. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANN C. BERZIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN BRUTON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JARED L. COHON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GARY D. FORSEE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LINDA P. HUDSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL W. LAMACH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MYLES P. LEE �� ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KAREN B. PEETZ ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN P. SURMA ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RICHARD J. SWIFT ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR TONY L. WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RENEW DIRECTORS' AUTHORITY TO ISSUE ISSUER YES FOR FOR
SHARES
PROPOSAL #6: RENEW DIRECTORS' AUTHORITY TO ISSUE ISSUER YES FOR FOR
SHARES FOR CASH
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ingevity Corporation
TICKER: NGVT CUSIP: 45688C107
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR J. MICHAEL FITZPATRICK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FREDERICK J. LYNCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ingles Markets, Incorporated
TICKER: IMKTA CUSIP: 457030104
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERNEST E. FERGUSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN R. LOWDEN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ingredion Incorporated
TICKER: INGR CUSIP: 457187102
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LUIS ARANGUREN-TRELLEZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID B. FISCHER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ILENE S. GORDON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAUL HANRAHAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RHONDA L. JORDAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GREGORY B. KENNY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BARBARA A. KLEIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR VICTORIA J. REICH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JORGE A. URIBE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DWAYNE A. WILSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JAMES P. ZALLIE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: InnerWorkings, Inc.
TICKER: INWK CUSIP: 45773Y105
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ERIC D. BELCHER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JACK M. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR RICHARD S. STODDART ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR CHARLES K. BOBRINSKOY ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR DAVID FISHER ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR J. PATRICK GALLAGHER, ISSUER YES FOR FOR
JR.
PROPOSAL #1G: ELECT DIRECTOR JULIE M. HOWARD ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR LINDA S. WOLF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Innophos Holdings, Inc.
TICKER: IPHS CUSIP: 45774N108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY CAPPELINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIM ANN MINK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA MYRICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KAREN OSAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN STEITZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER THOMAS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT ZATTA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Innospec Inc.
TICKER: IOSP CUSIP: 45768S105
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MILTON C. BLACKMORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT I. PALLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Innovative Industrial Properties, Inc.
TICKER: IIPR CUSIP: 45781V101
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN GOLD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY KREITZER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT SHOEMAKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL SMITHERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID STECHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Innovative Solutions and Support, Inc.
TICKER: ISSC CUSIP: 45769N105
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2a: ELECT DIRECTOR GEOFFREY S. M. HEDRICK ISSUER YES FOR FOR
PROPOSAL #2b: ELECT DIRECTOR WINSTON J. CHURCHILL ISSUER YES FOR FOR
PROPOSAL #2c: ELECT DIRECTOR ROBERT H. RAU ISSUER YES FOR FOR
PROPOSAL #2d: ELECT DIRECTOR ROGER A. CAROLIN ISSUER YES FOR FOR
PROPOSAL #2e: ELECT DIRECTOR ROBERT E. MITTELSTAEDT, ISSUER YES FOR FOR
JR.
PROPOSAL #2f: ELECT DIRECTOR GLEN R. BRESSNER ISSUER YES FOR FOR
PROPOSAL #3a: ELECT DIRECTOR GEOFFREY S. M. HEDRICK ISSUER YES FOR FOR
PROPOSAL #3b: ELECT DIRECTOR WINSTON J. CHURCHILL ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Innoviva, Inc.
TICKER: INVA CUSIP: 45781M101
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GEORGE W. BICKERSTAFF, ISSUER YES FOR FOR
III
PROPOSAL #1b: ELECT DIRECTOR MARK DIPAOLO �� ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JULES HAIMOVITZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ODYSSEAS D. KOSTAS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SARAH J. SCHLESINGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inogen, Inc.
TICKER: INGN CUSIP: 45780L104
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. SCOTT GREER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HEATHER RIDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT A. BEARDSLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inovalon Holdings, Inc.
TICKER: INOV CUSIP: 45781D101
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH R. DUNLEAVY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENISE K. FLETCHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM D. GREEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDRE S. HOFFMANN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK A. PULIDO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LEE D. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM J. TEUBER, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inovio Pharmaceuticals, Inc.
TICKER: INO CUSIP: 45773H201
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AVTAR S. DHILLON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. JOSEPH KIM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SIMON X. BENITO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MORTON COLLINS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ADEL A. F. MAHMOUD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANGEL CABRERA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID B. WEINER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WENDY YARNO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inphi Corporation
TICKER: IPHI CUSIP: 45772F107
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DIOSDADO P. BANATAO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FORD TAMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM J. RUEHLE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Insight Enterprises, Inc.
TICKER: NSIT CUSIP: 45765U103
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD E. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE W. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA BREARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY A. CROWN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CATHERINE COURAGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANTHONY A. IBARGUEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH T. LAMNECK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KATHLEEN S. PUSHOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GIRISH RISHI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Insmed Incorporated
TICKER: INSM CUSIP: 457669307
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. BRENNAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MELVIN SHAROKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Insperity, Inc.
TICKER: NSP CUSIP: 45778Q107
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CAROL R. KAUFMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL J. SARVADI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inspired Entertainment, Inc.
TICKER: INSE CUSIP: 45782N108
MEETING DATE: 3/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR A. LORNE WEIL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LUKE L. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M. ALEXANDER HOYE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IRA H. RAPHAELSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN M. VANDEMORE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROGER D. WITHERS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SHAREHOLDER RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Installed Building Products, Inc.
TICKER: IBP CUSIP: 45780R101
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARGOT L. CARTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT H. SCHOTTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL H. THOMAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Insteel Industries, Inc.
TICKER: IIIN CUSIP: 45774W108
MEETING DATE: 2/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES B. NEWSOME �� ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR G. KENNEDY ('KEN') ISSUER YES FOR FOR
THOMPSON
PROPOSAL #1.3: ELECT DIRECTOR H. O. WOLTZ III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Instructure, Inc.
TICKER: INST CUSIP: 45781U103
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSHUA L. COATES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN A. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM M. CONROY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELLEN LEVY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEVIN THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LLOYD G. WATERHOUSE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Insulet Corporation
TICKER: PODD CUSIP: 45784P101
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. FALLON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY J. SCANNELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Insys Therapeutics, Inc.
TICKER: INSY CUSIP: 45824V209
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PIERRE LAPALME ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAEED MOTAHARI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROHIT VISHNOI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Integer Holdings Corporation
TICKER: ITGR CUSIP: 45826H109
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAMELA G. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH W. DZIEDZIC ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES F. HINRICHS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEAN HOBBY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR M. CRAIG MAXWELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FILIPPO PASSERINI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BILL R. SANFORD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PETER H. SODERBERG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DONALD J. SPENCE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM B. SUMMERS, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Integra LifeSciences Holdings Corporation
TICKER: IART CUSIP: 457985208
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER J. ARDUINI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STUART M. ESSIG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARBARA B. HILL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LLOYD W. HOWELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONALD E. MOREL, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAYMOND G. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTIAN S. SCHADE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES M. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Integrated Device Technology, Inc.
TICKER: IDTI CUSIP: 458118106
MEETING DATE: 9/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEN KANNAPPAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR UMESH PADVAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GORDON PARNELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT RANGO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NORMAN TAFFE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SELENA LACROIX ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY L. WATERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intel Corporation
TICKER: INTC CUSIP: 458140100
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANEEL BHUSRI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANDY D. BRYANT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR REED E. HUNDT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR OMAR ISHRAK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRIAN M. KRZANICH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RISA LAVIZZO-MOUREY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TSU-JAE KING LIU ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GREGORY D. SMITH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ANDREW WILSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR FRANK D. YEARY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON COSTS AND BENEFITS OF POLTICAL SHAREHOLDER YES AGAINST FOR
CONTRIBUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intellia Therapeutics, Inc.
TICKER: NTLA CUSIP: 45826J105
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANK VERWIEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INTELLICHECK, INC.
TICKER: IDN CUSIP: 45817G201
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL D. MALONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EMIL R. "BUCK" BEDARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM P. GEORGES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GUY L. SMITH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID E. ULLMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intelsat SA
TICKER: I CUSIP: L5140P101
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6a: REELECT DAVID MCGLADE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6b: REELECT STEPHEN SPENGLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6c: REELECT ROBERT CALLAHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: RENEW APPOINTMENT OF KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE SHARE REPURCHASE ISSUER YES AGAINST AGAINST
PROPOSAL #1: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inter Parfums, Inc.
TICKER: IPAR CUSIP: 458334109
MEETING DATE: 9/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEAN MADAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIPPE BENACIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RUSSELL GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILIPPE SANTI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANCOIS HEILBRONN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT BENSOUSSAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICK CHOEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHEL DYENS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR VERONIQUE GABAI-PINSKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Interactive Brokers Group, Inc.
TICKER: IBKR CUSIP: 45841N107
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR THOMAS PETERFFY ISSUER YES AGAINST AGAINST
PROPOSAL #1B: ELECT DIRECTOR EARL H. NEMSER ISSUER YES AGAINST AGAINST
PROPOSAL #1C: ELECT DIRECTOR MILAN GALIK ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR PAUL J. BRODY ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR LAWRENCE E. HARRIS ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR RICHARD GATES ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR GARY KATZ ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR KENNETH J. WINSTON ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intercept Pharmaceuticals, Inc.
TICKER: ICPT CUSIP: 45845P108
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR PAOLO FUNDARO ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR MARK PRUZANSKI ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR SRINIVAS AKKARAJU ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR LUCA BENATTI ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR DANIEL BRADBURY ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR KEITH GOTTESDIENER ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR NANCY MILLER-RICH ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR GINO SANTINI ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR GLENN SBLENDORIO ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR DANIEL WELCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intercontinental Exchange, Inc.
TICKER: ICE CUSIP: 45866F104
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SHARON Y. BOWEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANN M. CAIRNS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHARLES R. CRISP ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DURIYA M. FAROOQUI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JEAN-MARC FORNERI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THE RIGHT HON. THE LORD ISSUER YES FOR FOR
HAGUE OF RICHMOND
PROPOSAL #1g: ELECT DIRECTOR FREDERICK W. HATFIELD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS E. NOONAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR FREDERIC V. SALERNO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JEFFREY C. SPRECHER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JUDITH A. SPRIESER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR VINCENT TESE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: InterDigital, Inc.
TICKER: IDCC CUSIP: 45867G101
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFFREY K. BELK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOAN H. GILLMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR S. DOUGLAS HUTCHESON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN A. KRITZMACHER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN D. MARKLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM J. MERRITT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KAI O. OISTAMO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEAN F. RANKIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PHILIP P. TRAHANAS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Interface, Inc.
TICKER: TILE CUSIP: 458665304
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. BURKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW B. COGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAY D. GOULD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL T. HENDRIX ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER G. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR K. DAVID KOHLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ERIN A. MATTS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES B. MILLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SHERYL D. PALMER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intermolecular, Inc.
TICKER: IMI CUSIP: 45882D109
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARVIN D. BURKETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTIAN F. KRAMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN B. SCHULTZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ARMANINO LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Internap Corporation
TICKER: INAP CUSIP: 45885A409
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID B. POTTS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LANCE L. WEAVER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: International Bancshares Corporation
TICKER: IBOC CUSIP: 459044103
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAVIER DE ANDA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRVING GREENBLUM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS B. HOWLAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PEGGY J. NEWMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENNIS E. NIXON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LARRY A. NORTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERTO R. RESENDEZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANTONIO R. SANCHEZ, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: International Business Machines Corporation
TICKER: IBM CUSIP: 459200101
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH I. CHENAULT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL L. ESKEW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID N. FARR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALEX GORSKY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHIRLEY ANN JACKSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDREW N. LIVERIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HUTHAM S. OLAYAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES W. OWENS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR VIRGINIA M. ROMETTY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOSEPH R. SWEDISH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SIDNEY TAUREL ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PETER R. VOSER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR FREDERICK H. WADDELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: International Flavors & Fragrances Inc.
TICKER: IFF CUSIP: 459506101
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARCELLO V. BOTTOLI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LINDA BUCK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL L. DUCKER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID R. EPSTEIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROGER W. FERGUSON, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN F. FERRARO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANDREAS FIBIG ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHRISTINA GOLD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KATHERINE M. HUDSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DALE F. MORRISON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEPHEN WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: International Paper Company
TICKER: IP CUSIP: 460146103
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID J. BRONCZEK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM J. BURNS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHRISTOPHER M. CONNOR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR AHMET C. DORDUNCU ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ILENE S. GORDON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JACQUELINE C. HINMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAY L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CLINTON A. LEWIS, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KATHRYN D. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARK S. SUTTON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR J. STEVEN WHISLER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RAY G. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: International Seaways, Inc.
TICKER: INSW CUSIP: Y41053102
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUG WHEAT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY J. BERNLOHR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IAN T. BLACKLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RANDEE E. DAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID I. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH I. KRONSBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TY E. WALLACH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GREGORY A. WRIGHT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LOIS K. ZABROCKY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intersect ENT, Inc.
TICKER: XENT CUSIP: 46071F103
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIERAN T. GALLAHUE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LISA D. EARNHARDT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERESA L. KLINE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CYNTHIA L. LUCCHESE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANA G. MEAD, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FREDERIC H. MOLL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. ANTHONY VERNON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intersections Inc.
TICKER: INTX CUSIP: 460981301
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL R. STANFIELD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. ALBERTINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS G. AMATO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS L. KEMPNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE L. LEV ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID A. MCGOUGH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR MELVIN R. SEILER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: inTEST Corporation
TICKER: INTT CUSIP: 461147100
MEETING DATE: 6/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. MATTHIESSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES PELRIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN J. ABRAMS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH W. DEWS, IV ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM KRAUT ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intevac, Inc.
TICKER: IVAC CUSIP: 461148108
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID S. DURY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WENDELL T. BLONIGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN D. BARBER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK P. POPOVICH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS M. ROHRS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN F. SCHAEFER ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BPM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INTL FCStone Inc.
TICKER: INTL CUSIP: 46116V105
MEETING DATE: 2/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL G. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT J. BRANCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD J. GRZYBOWSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DARYL K. HENZE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN KASS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRUCE W. KREHBIEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SEAN M. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ERIC PARTHEMORE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN RADZIWILL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intra-Cellular Therapies, Inc.
TICKER: ITCI CUSIP: 46116X101
MEETING DATE: 6/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER ALAFI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOEL S. MARCUS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intrepid Potash, Inc.
TICKER: IPI CUSIP: 46121Y102
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRY CONSIDINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRIS A. ELLIOTT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intrexon Corporation
TICKER: XON CUSIP: 46122T102
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR RANDAL J. KIRK ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR CESAR L. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR STEVEN R. FRANK ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR VINITA D. GUPTA ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR FRED HASSAN ISSUER YES AGAINST AGAINST
PROPOSAL #1F: ELECT DIRECTOR JEFFREY B. KINDLER ISSUER YES AGAINST AGAINST
PROPOSAL #1G: ELECT DIRECTOR DEAN J. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR ROBERT B. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR JAMES S. TURLEY ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IntriCon Corporation
TICKER: IIN CUSIP: 46121H109
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NICHOLAS A. GIORDANO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intuit Inc.
TICKER: INTU CUSIP: 461202103
MEETING DATE: 1/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EVE BURTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SCOTT D. COOK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD L. DALZELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DEBORAH LIU ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER �� YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DENNIS D. POWELL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRAD D. SMITH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS SZKUTAK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RAUL VAZQUEZ ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JEFF WEINER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intuitive Surgical, Inc.
TICKER: ISRG CUSIP: 46120E602
MEETING DATE: 9/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK AND ISSUER YES FOR FOR
EFFECT STOCK SPLIT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intuitive Surgical, Inc.
TICKER: ISRG CUSIP: 46120E602
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CRAIG H. BARRATT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL A. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GARY S. GUTHART ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR AMAL M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KEITH R. LEONARD, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALAN J. LEVY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMI DOVER NACHTSHEIM ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK J. RUBASH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LONNIE M. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inuvo, Inc.
TICKER: INUV CUSIP: 46122W204
MEETING DATE: 6/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD K. HOWE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GORDON J. CAMERON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Invacare Corporation
TICKER: IVC CUSIP: 461203101
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUSAN H. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARBARA W. BODEM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARC M. GIBELEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. MARTIN HARRIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW E. MONAGHAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CLIFFORD D. NASTAS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BAIJU R. SHAH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Invesco Ltd.
TICKER: IVZ CUSIP: G491BT108
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SARAH E. BESHAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH R. CANION ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTIN L. FLANAGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. ROBERT HENRIKSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BEN F. JOHNSON, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DENIS KESSLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NIGEL SHEINWALD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR G. RICHARD WAGONER, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PHOEBE A. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Invesco Mortgage Capital Inc.
TICKER: IVR CUSIP: 46131B100
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN S. DAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAROLYN B. HANDLON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD J. HARDIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES R. LIENTZ, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENNIS P. LOCKHART ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREGORY G. MCGREEVEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR COLIN D. MEADOWS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Investar Holding Corporation
TICKER: ISTR CUSIP: 46134L105
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES M. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS C. BESSELMAN, ISSUER YES FOR FOR
SR.
PROPOSAL #1.3: ELECT DIRECTOR JAMES H. BOYCE, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT M. BOYCE, SR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN J. D'ANGELO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. HIDALGO, SR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GORDON H. JOFFRION, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT CHRIS JORDAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID J. LUKINOVICH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SUZANNE O. MIDDLETON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ANDREW C. NELSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CARL R. SCHNEIDER, JR. ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR FRANK L. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Investment Technology Group, Inc.
TICKER: ITG CUSIP: 46145F105
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRIAN G. CARTWRIGHT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MINDER CHENG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TIMOTHY L. JONES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR R. JARRETT LILIEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KEVIN J. LYNCH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LEE M. SHAVEL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FRANCIS J. TROISE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVEN S. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Investors Bancorp, Inc.
TICKER: ISBC CUSIP: 46146L101
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN CUMMINGS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHELE N. SIEKERKA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL STATHOULOPOULOS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Investors Real Estate Trust
TICKER: IRET CUSIP: 461730103
MEETING DATE: 9/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JEFFREY P. CAIRA ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR MICHAEL T. DANCE ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR MARK O. DECKER, JR. ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR LINDA J. HALL ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR TERRANCE P. MAXWELL ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR JEFFREY L. MILLER ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JOHN A. SCHISSEL ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR JOHN D. STEWART ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Investors Title Company
TICKER: ITIC CUSIP: 461804106
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES A. FINE, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. JOE KING, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. MORTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Invitae Corporation
TICKER: NVTA CUSIP: 46185L103
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RANDAL W. SCOTT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Invitation Homes Inc.
TICKER: INVH CUSIP: 46187W107
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRYCE BLAIR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR FREDERICK C. TUOMI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD D. BRONSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH A. CAPLAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL D. FASCITELLI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT G. HARPER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY E. KELTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN B. RHEA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JANICE L. SEARS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM J. STEIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BARRY S. STERNLICHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: InVivo Therapeutics Holdings Corp.
TICKER: NVIV CUSIP: 46186M407
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. ANN MERRIFIELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD J. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #4: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Invuity, Inc.
TICKER: IVTY CUSIP: 46187J205
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM BURKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDALL LIPPS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ION Geophysical Corporation
TICKER: IO CUSIP: 462044207
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. BRIAN HANSON ISSUER YES FOR �� FOR
PROPOSAL #1.2: ELECT DIRECTOR ZHENG HUASHENG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES M. LAPEYRE, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ionis Pharmaceuticals, Inc.
TICKER: IONS CUSIP: 462222100
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK T. MUTO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BREAUX B. CASTLEMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Iovance Biotherapeutics, Inc.
TICKER: IOVA CUSIP: 462260100
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IAIN DUKES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARIA FARDIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL WEISER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RYAN MAYNARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MERRILL A. MCPEAK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR WAYNE ROTHBAUM ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IPG Photonics Corporation
TICKER: IPGP CUSIP: 44980X109
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VALENTIN P. GAPONTSEV ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EUGENE A. SCHERBAKOV ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IGOR SAMARTSEV ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL C. CHILD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HENRY E. GAUTHIER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CATHERINE P. LEGO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ERIC MEURICE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN R. PEELER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS J. SEIFERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IQVIA Holdings, Inc.
TICKER: IQV CUSIP: 46266C105
MEETING DATE: 4/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARI BOUSBIB ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR COLLEEN A. GOGGINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. LEONARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TODD B. SISITSKY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IRADIMED CORPORATION
TICKER: IRMD CUSIP: 46266A109
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER E. SUSI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MONTY ALLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY VUOTO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JONATHAN KENNEDY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: iRhythm Technologies, Inc.
TICKER: IRTC CUSIP: 450056106
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. NOEL BAIREY MERZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK J. RUBASH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IRIDEX Corporation
TICKER: IRIX CUSIP: 462684101
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM M. MOORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID I. BRUCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SANFORD FITCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RUEDIGER NAUMANN- ISSUER YES FOR FOR
ETIENNE
PROPOSAL #1.5: ELECT DIRECTOR ANN D. RHOADS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARIA SAINZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BPM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Iridium Communications Inc.
TICKER: IRDM CUSIP: 46269C102
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT H. NIEHAUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS C. CANFIELD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW J. DESCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. FITZPATRICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JANE L. HARMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALVIN B. KRONGARD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ERIC T. OLSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN B. PFEIFFER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PARKER W. RUSH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HENRIK O. SCHLIEMANN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR S. SCOTT SMITH ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR BARRY J. WEST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: iRobot Corporation
TICKER: IRBT CUSIP: 462726100
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR COLIN M. ANGLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEBORAH G. ELLINGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Iron Mountain Incorporated
TICKER: IRM CUSIP: 46284V101
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JENNIFER ALLERTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TED R. ANTENUCCI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAMELA M. ARWAY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CLARKE H. BAILEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KENT P. DAUTEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAUL F. DENINGER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PER-KRISTIAN HALVORSEN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM L. MEANEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WENDY J. MURDOCK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WALTER C. RAKOWICH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ALFRED J. VERRECCHIA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ironwood Pharmaceuticals, Inc.
TICKER: IRWD CUSIP: 46333X108
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAWRENCE S. OLANOFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS E. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR AMY W. SCHULMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPEAL BYLAWS NOT INCLUDED IN THE BYLAWS SHAREHOLDER YES AGAINST FOR
PUBLICLY FILED AS OF MARCH 27, 2018
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Isramco, Inc.
TICKER: ISRL CUSIP: 465141406
MEETING DATE: 6/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH FROM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAX PRIDGEON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NIR HASSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HAIM TSUFF ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR FRANS SLUITER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ASAF YARKONI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MALONE BAILEY, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: iStar Inc.
TICKER: STAR CUSIP: 45031U101
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAY SUGARMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLIFFORD DE SOUZA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT W. HOLMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBIN JOSEPHS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DALE ANNE REISS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BARRY W. RIDINGS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Iteris, Inc.
TICKER: ITI CUSIP: 46564T107
MEETING DATE: 11/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. JOSEPH (JOE) BERGERA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN C. DALY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT E. DEETER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GERARD M. MOONEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS L. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MIKEL H. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Itron, Inc.
TICKER: ITRI CUSIP: 465741106
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP C. MEZEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL S. PELINO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY M. LEYDEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ITT Inc.
TICKER: ITT CUSIP: 45073V108
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ORLANDO D. ASHFORD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GERAUD DARNIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DONALD DEFOSSET, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NICHOLAS C. FANANDAKIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHRISTINA A. GOLD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD P. LAVIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARIO LONGHI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FRANK T. MACINNIS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR REBECCA A. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR TIMOTHY H. POWERS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DENISE L. RAMOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR ISSUER YES FOR FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ITUS Corporation
TICKER: ITUS CUSIP: 45069V203
MEETING DATE: 3/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #2: CHANGE COMPANY NAME TO ANIXA ISSUER YES FOR FOR
BIOSCIENCES, INC.
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IXYS Corporation
TICKER: IXYS CUSIP: 46600W106
MEETING DATE: 8/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD L. FEUCHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL KORY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR S. JOON LEE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY A. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR UZI SASSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES M. THORBURN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH D. WONG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NATHAN ZOMMER ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IXYS Corporation
TICKER: IXYS CUSIP: 46600W106
MEETING DATE: 1/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: J & J SNACK FOODS CORP.
TICKER: JJSF CUSIP: 466032109
MEETING DATE: 2/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR SIDNEY R. BROWN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: J. Alexander's Holdings, Inc.
TICKER: JAX CUSIP: 46609J106
MEETING DATE: 2/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE THE TRANSACTIONS BY ISSUER YES AGAINST AGAINST
DISINTERESTED SHAREHOLDERS' ACTION PURSUANT TO
SECTION 48-18-704 OF THE TENNESSEE BUSINESS
PROPOSAL #3a: RECLASSIFY THE CURRENT COMMON STOCK AS ISSUER YES AGAINST AGAINST
CLASS A COMMON STOCK AND AUTHORIZE A NEW CLASS OF
CLASS B COMMON STOCK
PROPOSAL #3b: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE THE CONTROL SHARE ACQUISITION ISSUER YES AGAINST AGAINST
ACT CHARTER AMENDMENT
PROPOSAL #5: ADJOURN MEETING ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: J. Alexander's Holdings, Inc.
TICKER: JAX CUSIP: 46609J106
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS K. AMMERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LONNIE J. STOUT, II ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: J. C. Penney Company, Inc.
TICKER: JCP CUSIP: 708160106
MEETING DATE: 5/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAUL J. BROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARVIN R. ELLISON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR AMANDA GINSBERG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WONYA Y. LUCAS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR B. CRAIG OWENS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LISA A. PAYNE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DEBORA A. PLUNKETT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LEONARD H. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAVIER G. TERUEL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR R. GERALD TURNER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RONALD W. TYSOE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: J.B. Hunt Transport Services, Inc.
TICKER: JBHT CUSIP: 445658107
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS G. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANCESCA M. EDWARDSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WAYNE GARRISON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHARILYN S. GASAWAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY C. GEORGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. BRYAN HUNT, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR COLEMAN H. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTORS JOHN N. ROBERTS, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES L. ROBO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KIRK THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: ADOPT AND REPORT ON SCIENCE-BASED GHG SHAREHOLDER YES AGAINST FOR
EMISSIONS REDUCTION TARGETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: J.Jill, Inc.
TICKER: JILL CUSIP: 46620W102
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TRAVIS NELSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARKA HANSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES S. SCULLY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: j2 Global, Inc.
TICKER: JCOM CUSIP: 48123V102
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS Y. BECH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. CRESCI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SARAH FAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR W. BRIAN KRETZMER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JONATHAN F. MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD S. RESSLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN ROSS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR VIVEK SHAH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jabil Inc.
TICKER: JBL CUSIP: 466313103
MEETING DATE: 1/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANOUSHEH ANSARI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTHA F. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER S. HOLLAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY L. MAIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK T. MONDELLO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN C. PLANT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN A. RAYMUND ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS A. SANSONE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID M. STOUT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jack Henry & Associates, Inc.
TICKER: JKHY CUSIP: 426281101
MEETING DATE: 11/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW C. FLANIGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN F. PRIM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS H. WILSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACQUE R. FIEGEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS A. WIMSETT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAURA G. KELLY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHRUTI S. MIYASHIRO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WESLEY A. BROWN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID B. FOSS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS, LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jack in the Box Inc.
TICKER: JACK CUSIP: 466367109
MEETING DATE: 2/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LEONARD A. COMMA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID L. GOEBEL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SHARON P. JOHN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MADELEINE A. KLEINER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL W. MURPHY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES M. MYERS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID M. TEHLE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN T. WYATT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR VIVIEN M. YEUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jacksonville Bancorp, Inc.
TICKER: JXSB CUSIP: 46924R106
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jacobs Engineering Group Inc.
TICKER: JEC CUSIP: 469814107
MEETING DATE: 1/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSEPH R. BRONSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JUAN JOSE SUAREZ COPPEL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT C. DAVIDSON, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEVEN J. DEMETRIOU ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RALPH E. EBERHART ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAWNE S. HICKTON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LINDA FAYNE LEVINSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT A. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PETER J. ROBERTSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CHRISTOPHER M.T. ISSUER YES FOR FOR
THOMPSON
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jagged Peak Energy Inc.
TICKER: JAG CUSIP: 47009K107
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES D. DAVIDSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROGER L. JARVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BLAKE A. WEBSTER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JAKKS Pacific, Inc.
TICKER: JAKK CUSIP: 47012E106
MEETING DATE: 12/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN G. BERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MURRAY L. SKALA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR REX H. POULSEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL S. SITRICK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. GROSS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALEXANDER SHOGHI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ZHAO XIAOQIANG ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jamba, Inc.
TICKER: JMBA CUSIP: 47023A309
MEETING DATE: 6/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. PACE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD L. FEDERICO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW R. HEYER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL A. DEPATIE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LORNA C. DONATONE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES C. PAPPAS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GLENN W. WELLING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WHITLEY PENN LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: James River Group Holdings, Ltd.
TICKER: JRVR CUSIP: G5005R107
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DAVID ZWILLINGER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST &YOUNG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Janus Henderson Group plc
TICKER: JHG CUSIP: G4474Y214
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: RE-ELECT SARAH ARKLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT KALPANA DESAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT JEFFREY DIERMEIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT KEVIN DOLAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT EUGENE FLOOD JR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ANDREW FORMICA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT RICHARD GILLINGWATER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: RE-ELECT LAWRENCE KOCHARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT GLENN SCHAFER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ANGELA SEYMOUR-JACKSON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: RE-ELECT RICHARD WEIL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT TATSUSABURO YAMAMOTO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORISE THEIR REMUNERATION
PROPOSAL #15: APPROVE DEFERRED EQUITY PLAN ISSUER YES FOR FOR
PROPOSAL #16: APPROVE RESTRICTED SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #17: APPROVE BUY AS YOU EARN PLAN ISSUER YES FOR FOR
PROPOSAL #18: APPROVE INTERNATIONAL BUY AS YOU EARN ISSUER YES FOR FOR
PLAN
PROPOSAL #19: APPROVE SHARESAVE SCHEME ISSUER YES FOR FOR
PROPOSAL #20: APPROVE LONG TERM INCENTIVE STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #21: APPROVE EMPLOYMENT INDUCEMENT AWARD ISSUER YES FOR FOR
PLAN
PROPOSAL #22: APPROVE EMPLOYEE STOCK PURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #23: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #24: AUTHORISE MARKET PURCHASE OF CDIS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jason Industries, Inc.
TICKER: JASN CUSIP: 471172106
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES P. HEFFERNAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN K. KOBYLINSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES M. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jazz Pharmaceuticals plc
TICKER: JAZZ CUSIP: G50871105
MEETING DATE: 8/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRUCE C. COZADD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HEATHER ANN MCSHARRY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICK E WINNINGHAM ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG, DUBLIN AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JBG Smith Properties
TICKER: JBGS CUSIP: 46590V100
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. MATTHEW KELLY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MITCHELL N. SCHEAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELLEN SHUMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN F. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: OPT OUT OF SECTION 3-804(C) OF THE MGCL ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JELD-WEN Holding, inc.
TICKER: JELD CUSIP: 47580P103
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIRK HACHIGIAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY MUNK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN WYNNE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jernigan Capital, Inc.
TICKER: JCAP CUSIP: 476405105
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEAN JERNIGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN A. GOOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK O. DECKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HOWARD A. SILVER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HARRY J. THIE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JetBlue Airways Corporation
TICKER: JBLU CUSIP: 477143101
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER BONEPARTH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR VIRGINIA GAMBALE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHAN GEMKOW ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBIN HAYES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ELLEN JEWETT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STANLEY MCCHRYSTAL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOEL PETERSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FRANK SICA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS WINKELMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: John B. Sanfilippo & Son, Inc.
TICKER: JBSS CUSIP: 800422107
MEETING DATE: 11/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JIM R. EDGAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELLEN C. TAAFFE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL M. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: John Bean Technologies Corporation
TICKER: JBT CUSIP: 477839104
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. MAURY DEVINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES M. RINGLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: John Wiley & Sons, Inc.
TICKER: JW.A CUSIP: 968223206
MEETING DATE: 9/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE BELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAURIE A. LESHIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM PENCE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KALPANA RAINA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Johnson & Johnson
TICKER: JNJ CUSIP: 478160104
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARY C. BECKERLE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR D. SCOTT DAVIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR IAN E. L. DAVIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JENNIFER A. DOUDNA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALEX GORSKY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARK B. MCCLELLAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANNE M. MULCAHY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM D. PEREZ ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHARLES PRINCE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR A. EUGENE WASHINGTON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RONALD A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: PROHIBIT ADJUSTING COMPENSATION METRICS SHAREHOLDER YES AGAINST FOR
FOR LEGAL OR COMPLIANCE COSTS
PROPOSAL #5: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Johnson Controls International plc
TICKER: JCI CUSIP: G51502105
MEETING DATE: 3/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL E. DANIELS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR W. ROY DUNBAR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRIAN DUPERREAULT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GRETCHEN R. HAGGERTY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SIMONE MENNE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GEORGE R. OLIVER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JUAN PABLO DEL VALLE ISSUER YES FOR FOR
PEROCHENA
PROPOSAL #1h: ELECT DIRECTOR JURGEN TINGGREN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARK VERGNANO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR R. DAVID YOST ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOHN D. YOUNG ISSUER YES FOR FOR
PROPOSAL #2a: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #2b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AUTHORIZE MARKET PURCHASES OF COMPANY ISSUER YES FOR FOR
SHARES
PROPOSAL #4: DETERMINE PRICE RANGE FOR REISSUANCE OF ISSUER YES FOR FOR
TREASURY SHARES
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: APPROVE THE DIRECTORS' AUTHORITY TO ISSUER YES FOR FOR
ALLOT SHARES
PROPOSAL #7: APPROVE THE DISAPPLICATION OF STATUTORY ISSUER YES FOR FOR
PRE-EMPTION RIGHTS
PROPOSAL #8a: APPROVE CANCELLATION OF SHARE PREMIUM ISSUER YES FOR FOR
ACCOUNT
PROPOSAL #8b: APPROVE AMENDMENT OF ARTICLES TO ISSUER YES FOR FOR
FACILITATE CAPITAL REDUCTION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Johnson Outdoors Inc.
TICKER: JOUT CUSIP: 479167108
MEETING DATE: 3/1/2018 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRY E. LONDON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. FAHEY, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jones Energy, Inc.
TICKER: JONE CUSIP: 48019R108
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MIKE S. MCCONNELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HALBERT S. WASHBURN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jones Lang LaSalle Incorporated
TICKER: JLL CUSIP: 48020Q107
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HUGO BAGUE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SAMUEL A. DI PIAZZA, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAME DEANNE JULIUS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SHEILA A. PENROSE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MING LU ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BRIDGET MACASKILL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARTIN H. NESBITT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ANN MARIE PETACH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SHAILESH RAO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CHRISTIAN ULBRICH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jounce Therapeutics, Inc.
TICKER: JNCE CUSIP: 481116101
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. DUNCAN HIGGONS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT TEPPER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JPMorgan Chase & Co.
TICKER: JPM CUSIP: 46625H100
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LINDA B. BAMMANN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES A. BELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN B. BURKE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR TODD A. COMBS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES S. CROWN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES DIMON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TIMOTHY P. FLYNN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MELLODY HOBSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LABAN P. JACKSON, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL A. NEAL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LEE R. RAYMOND ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EXISTING OWNERSHIP THRESHOLD FOR ISSUER YES FOR FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: PROHIBIT ACCELERATED VESTING OF AWARDS SHAREHOLDER YES AGAINST FOR
TO PURSUE GOVERNMENT SERVICE
PROPOSAL #8: INSTITUTE PROCEDURES TO PREVENT SHAREHOLDER YES AGAINST FOR
INVESTMENTS IN COMPANIES THAT CONTRIBUTE TO GENOCIDE
OR CRIMES AGAINST HUMANITY
PROPOSAL #9: RESTORE OR PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Juniper Networks, Inc.
TICKER: JNPR CUSIP: 48203R104
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT M. CALDERONI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GARY DAICHENDT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KEVIN DENUCCIO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES DOLCE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MERCEDES JOHNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SCOTT KRIENS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RAHUL MERCHANT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RAMI RAHIM ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM R. STENSRUD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON ANNUAL DISCLOSURE OF EEO-1 SHAREHOLDER YES AGAINST FOR
DATA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: K12 Inc.
TICKER: LRN CUSIP: 48273U102
MEETING DATE: 12/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AIDA M. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG R. BARRETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GUILLERMO BRON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NATHANIEL A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN M. ENGLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN B. FINK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LIZA MCFADDEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STUART J. UDELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: K2M Group Holdings, Inc.
TICKER: KTWO CUSIP: 48273J107
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC D. MAJOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL B. QUEALLY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAYMOND A. RANELLI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kadant Inc.
TICKER: KAI CUSIP: 48282T104
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR WILLIAM P. TULLY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE THE ISSUANCE OF RESTRICTED STOCK ISSUER YES FOR FOR
UNITS TO NON-EMPLOYEE DIRECTORS
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kaiser Aluminum Corporation
TICKER: KALU CUSIP: 483007704
MEETING DATE: 6/14/2018 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID FOSTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR L. PATRICK HASSEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EMILY LIGGETT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kala Pharmaceuticals, Inc.
TICKER: KALA CUSIP: 483119103
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK T. IWICKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW I. KOVEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY D. PERRY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KalVista Pharmaceuticals, Inc.
TICKER: KALV CUSIP: 483497103
MEETING DATE: 9/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD ALDRICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD W. UNKART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kaman Corporation
TICKER: KAMN CUSIP: 483548103
MEETING DATE: 4/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR E. REEVES CALLAWAY, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN M. GARRISON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR A. WILLIAM HIGGINS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
PROPOSAL #7: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: EFFECTUATE A TAX-DEFERRED SPIN-OFF SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kansas City Southern
TICKER: KSU CUSIP: 485170302
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LYDIA I. BEEBE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LU M. CORDOVA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. DRUTEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TERRENCE P. DUNN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTONIO O. GARZA, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID GARZA-SANTOS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JANET H. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MITCHELL J. KREBS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HENRY J. MAIER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS A. MCDONNELL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PATRICK J. OTTENSMEYER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR RODNEY E. SLATER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KapStone Paper and Packaging Corporation
TICKER: KS CUSIP: 48562P103
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN R. FURER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW H. PAULL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAURICE S. REZNIK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROGER W. STONE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KAR Auction Services, Inc.
TICKER: KAR CUSIP: 48238T109
MEETING DATE: 6/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TODD F. BOURELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DONNA R. ECTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES P. HALLETT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK E. HILL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR J. MARK HOWELL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LYNN JOLLIFFE ISSUER YES FOR �� FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL T. KESTNER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN P. LARSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEPHEN E. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Karyopharm Therapeutics Inc.
TICKER: KPTI CUSIP: 48576U106
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DEEPIKA R. PAKIANATHAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KB Home
TICKER: KBH CUSIP: 48666K109
MEETING DATE: 4/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DORENE C. DOMINGUEZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY W. FINCHEM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STUART A. GABRIEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS W. GILLIGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KENNETH M. JASTROW, II ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MELISSA LORA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY T. MEZGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES C. WEAVER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL M. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND TAX BENEFITS RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KBR, Inc.
TICKER: KBR CUSIP: 48242W106
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MARK E. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JAMES R. BLACKWELL ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR STUART J. B. BRADIE ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR LOREN K. CARROLL ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR UMBERTO DELLA SALA ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR LESTER L. LYLES ISSUER �� YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR WENDY M. MASIELLO ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR JACK B. MOORE ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR ANN D. PICKARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KCG Holdings, Inc.
TICKER: KCG CUSIP: 48244B100
MEETING DATE: 7/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE MERGER FOR PURPOSES OF SECTION ISSUER YES FOR FOR
203 OF THE DGCL RELATED TO "INTERESTED PARTIES"
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Keane Group, Inc.
TICKER: FRAC CUSIP: 48669A108
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES C. STEWART ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARC G. R. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LUCAS N. BATZER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DALE M. DUSTERHOFT ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: ELECT DIRECTOR CHRISTIAN A. GARCIA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LISA A. GRAY ISSUER YES AGAINST AGAINST
PROPOSAL #1.7: ELECT DIRECTOR GARY M. HALVERSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SHAWN KEANE ISSUER YES AGAINST AGAINST
PROPOSAL #1.9: ELECT DIRECTOR ELMER D. REED ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LENARD B. TESSLER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SCOTT WILLE ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kearny Financial Corp.
TICKER: KRNY CUSIP: 48716P108
MEETING DATE: 10/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THEODORE J. AANENSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH P. MAZZA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN F. REGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER PETERMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kearny Financial Corp.
TICKER: KRNY CUSIP: 48716P108
MEETING DATE: 3/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kellogg Company
TICKER: K CUSIP: 487836108
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARTER CAST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ZACHARY GUND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JIM JENNESS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DON KNAUSS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KEMET Corporation
TICKER: KEM CUSIP: 488360207
MEETING DATE: 8/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK G. BRANDENBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH V. BORRUSO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E. ERWIN MADDREY, II ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kemper Corporation
TICKER: KMPR CUSIP: 488401100
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR GEORGE N. COCHRAN ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR KATHLEEN M. CRONIN ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR DOUGLAS G. GEOGA ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR THOMAS M. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR LACY M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR ROBERT J. JOYCE ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR JOSEPH P. LACHER, JR. ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR CHRISTOPHER B. SAROFIM ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR DAVID P. STORCH ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR SUSAN D. WHITING ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KemPharm, Inc.
TICKER: KMPH CUSIP: 488445107
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW R. PLOOSTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH B. SALURI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kennametal Inc.
TICKER: KMT CUSIP: 489170100
MEETING DATE: 10/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CINDY L. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM J. HARVEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM M. LAMBERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY R. MCLEVISH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SAGAR A. PATEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER ROSSI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN H. WUNNING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kennedy-Wilson Holdings, Inc.
TICKER: KW CUSIP: 489398107
MEETING DATE: 10/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kennedy-Wilson Holdings, Inc.
TICKER: KW CUSIP: 489398107
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. MCMORROW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NORMAN CREIGHTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENT MOUTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Keryx Biopharmaceuticals, Inc.
TICKER: KERX CUSIP: 492515101
MEETING DATE: 6/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL ROGERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN J. CAMERON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN C. GILMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL P. REGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL T. HEFFERNAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JODIE P. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK J. ENYEDY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY UHY LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Key Technology, Inc.
TICKER: KTEC CUSIP: 493143101
MEETING DATE: 2/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL L. SHANNON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD A. WASHBURN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Key Tronic Corporation
TICKER: KTCC CUSIP: 493144109
MEETING DATE: 10/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES R. BEAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG D. GATES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD F. KLAWITTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YACOV A. SHAMASH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK SWEENEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KeyCorp
TICKER: KEY CUSIP: 493267108
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE D. BROUSSARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES P. COOLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY M. CROSBY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALEXANDER M. CUTLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR H. JAMES DALLAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELIZABETH R. GILE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RUTH ANN M. GILLIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM G. GISEL, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CARLTON L. HIGHSMITH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD J. HIPPLE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KRISTEN L. MANOS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR BETH E. MOONEY ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DEMOS PARNEROS ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR BARBARA R. SNYDER ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR DAVID K. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Keysight Technologies, Inc.
TICKER: KEYS CUSIP: 49338L103
MEETING DATE: 3/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD S. NERSESIAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES J. DOCKENDORFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. RANGO ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kforce Inc.
TICKER: KFRC CUSIP: 493732101
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID L. DUNKEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK F. FURLONG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RANDALL A. MEHL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR N. JOHN SIMMONS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kilroy Realty Corporation
TICKER: KRC CUSIP: 49427F108
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN B. KILROY, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDWARD BRENNAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOLIE HUNT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SCOTT INGRAHAM ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GARY STEVENSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PETER STONEBERG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kimball Electronics, Inc.
TICKER: KE CUSIP: 49428J109
MEETING DATE: 11/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEOFFREY L. STRINGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY A. THAXTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kimball International, Inc.
TICKER: KBAL CUSIP: 494274103
MEETING DATE: 10/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT F. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEOFFREY L. STRINGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN B. FRAMPTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kimberly-Clark Corporation
TICKER: KMB CUSIP: 494368103
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. BERGSTROM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ABELARDO E. BRU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT W. DECHERD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. FALK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FABIAN T. GARCIA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL D. HSU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MAE C. JEMISON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES M. JENNESS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NANCY J. KARCH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CHRISTA S. QUARLES ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR IAN C. READ ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARC J. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MICHAEL D. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kimco Realty Corporation
TICKER: KIM CUSIP: 49446R109
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MILTON COOPER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PHILIP E. COVIELLO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD G. DOOLEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CONOR C. FLYNN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOE GRILLS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR FRANK LOURENSO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR COLOMBE M. NICHOLAS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARY HOGAN PREUSSE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RICHARD B. SALTZMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kinder Morgan, Inc.
TICKER: KMI CUSIP: 49456B101
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD D. KINDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN J. KEAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIMBERLY A. DANG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TED A. GARDNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY W. HALL, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY L. HULTQUIST ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD L. KUEHN, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DEBORAH A. MACDONALD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL C. MORGAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ARTHUR C. REICHSTETTER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR FAYEZ SAROFIM ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR C. PARK SHAPER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR WILLIAM A. SMITH ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR JOEL V. STAFF ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR ROBERT F. VAGT ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR PERRY M. WAUGHTAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: REPORT ON METHANE EMISSIONS MANAGEMENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON SUSTAINABILITY SHAREHOLDER YES FOR AGAINST
PROPOSAL #7: ASSESS PORTFOLIO IMPACTS OF POLICIES TO SHAREHOLDER YES FOR AGAINST
MEET 2 DEGREE SCENARIO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kindred Biosciences, Inc.
TICKER: KIN CUSIP: 494577109
MEETING DATE: 6/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RAYMOND TOWNSEND ISSUER YES WITHHOLD AGAINST
PROPOSAL #1b: ELECT DIRECTOR ERVIN VESZPREMI ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY KMJ CORBIN & COMPANY LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kindred Healthcare, Inc.
TICKER: KND CUSIP: 494580103
MEETING DATE: 4/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kingstone Companies, Inc.
TICKER: KINS CUSIP: 496719105
MEETING DATE: 8/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY B. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAY M. HAFT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR FLOYD R. TUPPER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM L. YANKUS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CARLA A. D'ANDRE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kinsale Capital Group, Inc.
TICKER: KNSL CUSIP: 49714P108
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR MICHAEL P. KEHOE ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR STEVEN J. BENSINGER ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ANNE C. KRONENBERG ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ROBERT LIPPINCOTT, III ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR JAMES J. RITCHIE ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR FREDERICK L. RUSSELL, ISSUER YES FOR FOR
JR.
PROPOSAL #2.7: ELECT DIRECTOR GREGORY M. SHARE ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR ROBERT LIPPINCOTT, III ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR FREDERICK L. RUSSELL, ISSUER YES FOR FOR
JR.
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kirby Corporation
TICKER: KEX CUSIP: 497266106
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY E. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MONTE J. MILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH H. PYNE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kirkland's, Inc.
TICKER: KIRK CUSIP: 497498105
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEVEN J. COLLINS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR R. WILSON ORR, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MILES T. KIRKLAND ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GREGORY A. SANDFORT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHRIS L. SHIMOJIMA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kite Realty Group Trust
TICKER: KRG CUSIP: 49803T300
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN A. KITE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM E. BINDLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VICTOR J. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LEE A. DANIELS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GERALD W. GRUPE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHRISTIE B. KELLY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID R. O'REILLY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BARTON R. PETERSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHARLES H. WURTZEBACH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KLA-Tencor Corporation
TICKER: KLAC CUSIP: 482480100
MEETING DATE: 11/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD W. BARNHOLT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT M. CALDERONI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN T. DICKSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EMIKO HIGASHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEVIN J. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY B. MOORE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KIRAN M. PATEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT A. RANGO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD P. WALLACE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID C. WANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KLX Inc.
TICKER: KLXI CUSIP: 482539103
MEETING DATE: 8/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD G. HAMERMESH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THEODORE L. WEISE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN T. WHATES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KMG Chemicals, Inc.
TICKER: KMG CUSIP: 482564101
MEETING DATE: 12/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALD G. ERMENTROUT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER T. FRASER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE W. GILMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT HARRER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN C. HUNTER, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRED C. LEONARD, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR MARGARET C. MONTANA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KAREN A. TWITCHELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KNIGHT TRANSPORTATION, INC.
TICKER: KNX CUSIP: 499064103
MEETING DATE: 9/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: CLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Knight-Swift Transportation Holdings Inc.
TICKER: KNX CUSIP: 499049104
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY KNIGHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHRYN MUNRO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
ELIMINATE CERTAIN PROVISIONS RELATING TO CLASS B
COMMON STOCK
PROPOSAL #4: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
ELIMINATE LEGACY PROVISIONS REGARDING APPROVAL OF
CERTAIN CORPORATE ACTIONS
PROPOSAL #5: AMEND BYLAWS TO ELIMINATE LEGACY ISSUER YES FOR FOR
PROVISIONS REGARDING AMENDMENT OF CERTAIN PROVISIONS
OF BY-LAWS
PROPOSAL #6: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Knoll, Inc.
TICKER: KNL CUSIP: 498904200
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHANIE STAHL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER G. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL W. DIENST ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Knowles Corporation
TICKER: KN CUSIP: 49926D109
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DIDIER HIRSCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD JANKOV ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR YE JANE LI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHERYL SHAVERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kohl's Corporation
TICKER: KSS CUSIP: 500255104
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER BONEPARTH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN A. BURD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR H. CHARLES FLOYD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHELLE GASS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JONAS PRISING ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN E. SCHLIFSKE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ADRIANNE SHAPIRA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FRANK V. SICA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEPHANIE A. STREETER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR NINA G. VACA ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEPHEN E. WATSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kopin Corporation
TICKER: KOPN CUSIP: 500600101
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C.C. FAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES K. BREWINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID E. BROOK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW H. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MORTON COLLINS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHI CHIA HSIEH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. LANDINE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Koppers Holdings Inc.
TICKER: KOP �� �� CUSIP: 50060P106
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CYNTHIA A. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEROY M. BALL, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHARON FENG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID M. HILLENBRAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALBERT J. NEUPAVER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LOUIS L. TESTONI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN R. TRITCH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR T. MICHAEL YOUNG ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Korn/Ferry International
TICKER: KFY CUSIP: 500643200
MEETING DATE: 9/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DOYLE N. BENEBY ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR GARY D. BURNISON ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR WILLIAM R. FLOYD ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR CHRISTINA A. GOLD ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JERRY P. LEAMON ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR ANGEL R. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR DEBRA J. PERRY ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR GEORGE T. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5a: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT TO AMEND BYLAWS
PROPOSAL #5b: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT TO AMEND ACTION BY WRITTEN CONSENT RIGHT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kraton Corporation
TICKER: KRA CUSIP: 50077C106
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHELLEY J. BAUSCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN M. FOGARTY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KAREN A. TWITCHELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kratos Defense & Security Solutions, Inc.
TICKER: KTOS CUSIP: 50077B207
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BANDEL CARANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC DEMARCO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM HOGLUND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SCOT JARVIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JANE JUDD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SAMUEL LIBERATORE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR AMY ZEGART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kronos Worldwide, Inc.
TICKER: KRO CUSIP: 50105F105
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH R. COOGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LORETTA J. FEEHAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ROBERT D. GRAHAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JOHN E. HARPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MEREDITH W. MENDES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CECIL H. MOORE, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS P. STAFFORD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR R. GERALD TURNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Krystal Biotech, Inc.
TICKER: KRYS CUSIP: 501147102
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUMA M. KRISHNAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. DOUGLAS NORBY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kura Oncology, Inc.
TICKER: KURA CUSIP: 50127T109
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TROY E. WILSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FAHEEM HASNAIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KVH Industries, Inc.
TICKER: KVHI CUSIP: 482738101
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK S. AIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STANLEY K. HONEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: L Brands, Inc.
TICKER: LB CUSIP: 501797104
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR E. GORDON GEE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN D. STEINOUR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALLAN R. TESSLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ABIGAIL S. WEXNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: L.B. Foster Company
TICKER: FSTR CUSIP: 350060109
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT P. BAUER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEE B. FOSTER, II ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DIRK JUNGE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIANE B. OWEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT S. PURGASON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. RACKOFF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUZANNE B. ROWLAND ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRADLEY S. VIZI �� ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: L3 Technologies Inc.
TICKER: LLL CUSIP: 502413107
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CLAUDE R. CANIZARES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS A. CORCORAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANN E. DUNWOODY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LEWIS KRAMER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHRISTOPHER E. KUBASIK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT B. MILLARD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LLOYD W. NEWTON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR VINCENT PAGANO, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR H. HUGH SHELTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES FOR FOR
PROPOSAL #5: ADOPT QUANTITATIVE COMPANY-WIDE GHG SHAREHOLDER YES AGAINST FOR
GOALS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: La Jolla Pharmaceutical Company
TICKER: LJPC CUSIP: 503459604
MEETING DATE: 9/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE F. TIDMARSH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN C. TANG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAURA L. DOUGLASS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR CRAIG A. JOHNSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ROBERT H. ROSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY SQUAR MILNER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: La Quinta Holdings Inc.
TICKER: LQ CUSIP: 50420D108
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Laboratory Corporation of America Holdings
TICKER: LH CUSIP: 50540R409
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KERRII B. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEAN-LUC BELINGARD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR D. GARY GILLILAND ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID P. KING ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GARHENG KONG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT E. MITTELSTAEDT, ISSUER YES FOR FOR
JR.
PROPOSAL #1g: ELECT DIRECTOR PETER M. NEUPERT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHELLE P. PARHAM ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ADAM H. SCHECHTER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR R. SANDERS WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ladder Capital Corp
TICKER: LADR CUSIP: 505743104
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DOUGLAS DURST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ladenburg Thalmann Financial Services Inc.
TICKER: LTS CUSIP: 50575Q102
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HENRY C. BEINSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILLIP FROST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN S. GENSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SAUL GILINSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD M. KRASNO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD J. LAMPEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HOWARD M. LORBER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY S. PODELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JACQUELINE M. SIMKIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARK D. ZEITCHICK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lakeland Bancorp, Inc.
TICKER: LBAI CUSIP: 511637100
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE D. BOHUNY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY ANN DEACON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN FLYNN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lakeland Financial Corporation
TICKER: LKFN CUSIP: 511656100
MEETING DATE: 4/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BLAKE W. AUGSBURGER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT E. BARTELS, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DANIEL F. EVANS, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID M. FINDLAY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS A. HIATT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL L. KUBACKI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EMILY E. PICHON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVEN D. ROSS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BRIAN J. SMITH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BRADLEY J. TOOTHAKER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RONALD D. TRUEX ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR M. SCOTT WELCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lakeland Industries, Inc.
TICKER: LAKE CUSIP: 511795106
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JEFFREY SCHLARBAUM ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY FRIEDMAN LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lam Research Corporation
TICKER: LRCX CUSIP: 512807108
MEETING DATE: 11/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN B. ANSTICE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC K. BRANDT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL R. CANNON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YOUSSEF A. EL-MANSY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTINE A. HECKART ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YOUNG BUM (YB) KOH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CATHERINE P. LEGO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN G. NEWBERRY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ABHIJIT Y. TALWALKAR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LIH SHYNG (RICK L.) ISSUER YES FOR FOR
TSAI
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADOPT POLICY TO ANNUALLY DISCLOSE EEO-1 SHAREHOLDER YES AGAINST FOR
DATA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lamar Advertising Company
TICKER: LAMR CUSIP: 512816109
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN E. KOERNER, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARSHALL A. LOEB ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN P. MUMBLOW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS V. REIFENHEISER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANNA REILLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN P. REILLY, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WENDELL REILLY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lamb Weston Holdings, Inc.
TICKER: LW CUSIP: 513272104
MEETING DATE: 9/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES A. BLIXT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANDRE J. HAWAUX ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR W.G. JURGENSEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS P. MAURER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HALA G. MODDELMOG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANDREW J. SCHINDLER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARIA RENNA SHARPE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS P. WERNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lancaster Colony Corporation
TICKER: LANC CUSIP: 513847103
MEETING DATE: 11/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. FOX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN B. GERLACH, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT P. OSTRYNIEC ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Landec Corporation
TICKER: LNDC CUSIP: 514766104
MEETING DATE: 10/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALBERT D. BOLLES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEBORAH CAROSELLA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TONIA PANKOPF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT TOBIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MOLLY A. HEMMETER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lands' End, Inc.
TICKER: LE CUSIP: 51509F105
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT GALVIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEROME S. GRIFFITH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELIZABETH LEYKUM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPHINE LINDEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN T. MCCLAIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JIGNESH PATEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JONAH STAW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Landstar System, Inc.
TICKER: LSTR CUSIP: 515098101
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES B. GATTONI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY J. ORLANDO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lannett Company, Inc.
TICKER: LCI CUSIP: 516012101
MEETING DATE: 1/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY FARBER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES M. MAHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID DRABIK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL TAVEIRA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALBERT PAONESSA, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICK G. LEPORE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lantheus Holdings, Inc.
TICKER: LNTH CUSIP: 516544103
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN MARKISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY J. PRUDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH J. PUCEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES H. THRALL ISSUER YES FOR FOR
PROPOSAL #2: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND CERTAIN CHARTER PROVISIONS
PROPOSAL #3: APPROVE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #4: AMEND CHARTER ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lantronix, Inc.
TICKER: LTRX CUSIP: 516548203
MEETING DATE: 11/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY BENCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BERNHARD BRUSCHA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE C. EDWARDS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR PAUL F. FOLINO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR MARTIN HALE, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR HOSHI PRINTER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY SQUAR MILNER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Laredo Petroleum, Inc.
TICKER: LPI CUSIP: 516806106
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES R. LEVY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MYLES W. SCOGGINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD D. WOLF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Las Vegas Sands Corp.
TICKER: LVS CUSIP: 517834107
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR SHELDON G. ADELSON ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR IRWIN CHAFETZ ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MICHELINE CHAU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR PATRICK DUMONT ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR CHARLES D. FORMAN ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR STEVEN L. GERARD ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ROBERT G. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR GEORGE JAMIESON ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR CHARLES A. KOPPELMAN ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR LEWIS KRAMER ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR DAVID F. LEVI ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR MICHELINE CHAU ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR PATRICK DUMONT ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR DAVID F. LEVI ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #6: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LaSalle Hotel Properties
TICKER: LHO CUSIP: 517942108
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL D. BARNELLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENISE M. COLL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY T. FOLAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DARRYL HARTLEY-LEONARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY L. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STUART L. SCOTT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONALD A. WASHBURN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE SHAREHOLDERS THE ABILITY TO ISSUER YES FOR FOR
AMEND THE BYLAWS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lattice Semiconductor Corporation
TICKER: LSCC CUSIP: 518415104
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBIN A. ABRAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN M. BEATTIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN BOURGOIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK E. JENSEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES P. LEDERER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN E. MAJOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KRISHNA RANGASAYEE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR D. JEFFREY RICHARDSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Laureate Education Inc.
TICKER: LAUR CUSIP: 518613203
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS L. BECKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN F. CARROLL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ANDREW B. COHEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM L. CORNOG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR PEDRO DEL CORRO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. DURHAM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH W. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEORGE MUNOZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JUDITH RODIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR EILIF SERCK-HANSSEN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR IAN K. SNOW ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.12: ELECT DIRECTOR STEVEN M. TASLITZ ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR QUENTIN VAN ISSUER YES WITHHOLD AGAINST
DOOSSELAERE
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lawson Products, Inc.
TICKER: LAWS CUSIP: 520776105
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW B. ALBERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR I. STEVEN EDELSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS S. POSTEK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Layne Christensen Company
TICKER: LAYN CUSIP: 521050104
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lazard Ltd
TICKER: LAZ CUSIP: G54050102
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW M. ALPER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ASHISH BHUTANI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN J. HEYER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SYLVIA JAY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: La-Z-Boy Incorporated
TICKER: LZB CUSIP: 505336107
MEETING DATE: 8/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KURT L. DARROW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SARAH M. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWIN J. HOLMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JANET E. KERR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL T. LAWTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR H. GEORGE LEVY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. ALAN MCCOLLOUGH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAUREN B. PETERS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NIDO R. QUBEIN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LCI Industries
TICKER: LCII CUSIP: 50189K103
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES F. GERO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK J. CRESPO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRENDAN J. DEELY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD J. FENECH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TRACY D. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FREDERICK B. HEGI, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VIRGINIA L. HENKELS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JASON D. LIPPERT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KIERAN M. O'SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID A. REED ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LCNB Corp.
TICKER: LCNB CUSIP: 50181P100
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN P. WILSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SPENCER S. CROPPER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN H. KOCHENSPARGER, ISSUER YES FOR FOR
III
PROPOSAL #2: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LCNB Corp.
TICKER: LCNB CUSIP: 50181P100
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Leaf Group Ltd.
TICKER: LFGR CUSIP: 52177G102
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR VICTOR E. PARKER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MITCHELL STERN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN PLEASANTS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Leap Therapeutics, Inc.
TICKER: LPTX CUSIP: 52187K101
MEETING DATE: 1/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE ANTI-DILUTION PROPOSAL ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Leap Therapeutics, Inc.
TICKER: LPTX CUSIP: 52187K101
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES CAVANAUGH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN LITTLECHILD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lear Corporation
TICKER: LEA CUSIP: 521865204
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR RICHARD H. BOTT ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR THOMAS P. CAPO ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JONATHAN F. FOSTER ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR MARY LOU JEPSEN ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR KATHLEEN A. LIGOCKI ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR CONRAD L. MALLETT, JR. ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR RAYMOND E. SCOTT ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR GREGORY C. SMITH ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR HENRY D.G. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lee Enterprises, Incorporated
TICKER: LEE CUSIP: 523768109
MEETING DATE: 2/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD R. COLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM E. MAYER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY P. SCHERMER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LegacyTexas Financial Group, Inc.
TICKER: LTXB CUSIP: 52471Y106
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARCILIA C. ACOSTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE A. FISK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN J. HANIGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE W. HUNT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY J. LEVECCHIO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES BRIAN MCCALL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KAREN H. O'SHEA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR R. GREG WILKINSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Legg Mason, Inc.
TICKER: LM CUSIP: 524901105
MEETING DATE: 7/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. ANGELICA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIANQIAO CHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WEN-YU "ROBERT" CHIU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CAROL ANTHONY "JOHN" ISSUER YES FOR FOR
DAVIDSON
PROPOSAL #1.5: ELECT DIRECTOR BARRY W. HUFF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN V. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. ALLEN REED ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARGARET MILNER ISSUER YES FOR FOR
RICHARDSON
PROPOSAL #1.9: ELECT DIRECTOR KURT L. SCHMOKE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOSEPH A. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Leggett & Platt, Incorporated
TICKER: LEG CUSIP: 524660107
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT E. BRUNNER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT G. CULP, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR R. TED ENLOE, III ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MANUEL A. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MATTHEW C. FLANIGAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KARL G. GLASSMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOSEPH W. MCCLANATHAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JUDY C. ODOM ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PHOEBE A. WOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Leidos Holdings, Inc.
TICKER: LDOS CUSIP: 525327102
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREGORY R. DAHLBERG ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID G. FUBINI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MIRIAM E. JOHN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRANK KENDALL, III ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HARRY M.J. KRAEMER, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROGER A. KRONE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GARY S. MAY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SURYA N. MOHAPATRA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LAWRENCE C. NUSSDORF ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT S. SHAPARD ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR SUSAN M. STALNECKER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR NOEL B. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LeMaitre Vascular, Inc.
TICKER: LMAT CUSIP: 525558201
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAWRENCE J. JASINSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH P. PELLEGRINO, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LendingClub Corporation
TICKER: LC CUSIP: 52603A109
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL CIPORIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KENNETH D. DENMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TIMOTHY J. MAYOPOULOS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PATRICIA MCCORD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LendingTree, Inc.
TICKER: TREE CUSIP: 52603B107
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GABRIEL DALPORTO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS M. DAVIDSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NEAL DERMER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBIN HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER HORAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS LEBDA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN OZONIAN ISSUER YES AGAINST AGAINST
PROPOSAL #1.8: ELECT DIRECTOR SARAS SARASVATHY ISSUER YES AGAINST AGAINST
PROPOSAL #1.9: ELECT DIRECTOR G. KENNEDY THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR CRAIG TROYER ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lennar Corporation
TICKER: LEN CUSIP: 526057104
MEETING DATE: 2/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lennar Corporation
TICKER: LEN CUSIP: 526057104
MEETING DATE: 4/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRVING BOLOTIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN L. GERARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THERON I. 'TIG' GILLIAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHERRILL W. HUDSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SIDNEY LAPIDUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TERI P. MCCLURE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STUART MILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ARMANDO OLIVERA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DONNA SHALALA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SCOTT D. STOWELL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JEFFREY SONNENFELD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #5: APPROVE CONVERSION OF CLASS B STOCK SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: ESTABLISH TERM LIMITS FOR DIRECTORS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lennar Corporation
TICKER: LEN CUSIP: 526057302
MEETING DATE: 2/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lennar Corporation
TICKER: LEN CUSIP: 526057302
MEETING DATE: 4/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRVING BOLOTIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN L. GERARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THERON I. 'TIG' GILLIAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHERRILL W. HUDSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SIDNEY LAPIDUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TERI P. MCCLURE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STUART MILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ARMANDO OLIVERA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DONNA SHALALA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SCOTT D. STOWELL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JEFFREY SONNENFELD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #5: APPROVE CONVERSION OF CLASS B STOCK SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: ESTABLISH TERM LIMITS FOR DIRECTORS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lennox International Inc.
TICKER: LII CUSIP: 526107107
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN E. MAJOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY T. SWIENTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TODD J. TESKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Leucadia National Corporation
TICKER: LUK CUSIP: 527288104
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE COMPANY NAME TO JEFFERIES ISSUER YES FOR FOR
FINANCIAL GROUP INC.
PROPOSAL #2.1: ELECT DIRECTOR LINDA L. ADAMANY ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ROBERT D. BEYER ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR FRANCISCO L. BORGES ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR W. PATRICK CAMPBELL ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR BRIAN P. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR RICHARD B. HANDLER ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ROBERT E. JOYAL ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR JEFFREY C. KEIL ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR MICHAEL T. O'KANE ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR STUART H. REESE ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR JOSEPH S. STEINBERG ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lexicon Pharmaceuticals, Inc.
TICKER: LXRX CUSIP: 528872302
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIPPE J. AMOUYAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LONNEL COATS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK P. PALANTONI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lexington Realty Trust
TICKER: LXP CUSIP: 529043101
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR E. ROBERT ROSKIND ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR T. WILSON EGLIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD S. FRARY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LAWRENCE L. GRAY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMIE HANDWERKER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CLAIRE A. KOENEMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HOWARD ROTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LGI Homes, Inc.
TICKER: LGIH CUSIP: 50187T106
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RYAN EDONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DUNCAN GAGE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC LIPAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRYAN SANSBURY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN SMITH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT VAHRADIAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LHC Group, Inc.
TICKER: LHCG CUSIP: 50187A107
MEETING DATE: 3/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LHC Group, Inc.
TICKER: LHCG CUSIP: 50187A107
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH G. MYERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD T. NIXON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. EARL REED, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Libbey Inc.
TICKER: LBY CUSIP: 529898108
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CAROL B. MOERDYK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. ORR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberty Broadband Corporation
TICKER: LBRDK CUSIP: 530307107
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR J. DAVID WARGO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberty Expedia Holdings, Inc.
TICKER: LEXEA CUSIP: 53046P109
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY KPMG LLP AS AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #2.1: ELECT DIRECTOR JOHN C. MALONE ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR STEPHEN M. BRETT ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.3: ELECT DIRECTOR GREGG L. ENGLES ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.4: ELECT DIRECTOR SCOTT W. SCHOELZEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.5: ELECT DIRECTOR CHRISTOPHER W. SHEAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberty Interactive Corporation
TICKER: QVCA CUSIP: 53071M856
MEETING DATE: 2/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REDEMPTION BY LIBERTY ISSUER YES FOR FOR
INTERACTIVE CORPORATION AND GCI LIBERTY, INC.
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberty Media Corporation
TICKER: BATRK CUSIP: 531229409
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN M. DEEVY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY B. MAFFEI ISSUER YES FOR �� FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREA L. WONG ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberty Media Corporation
TICKER: BATRK CUSIP: 531229706
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN M. DEEVY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY B. MAFFEI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREA L. WONG ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberty Media Corporation
TICKER: BATRK CUSIP: 531229870
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN M. DEEVY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY B. MAFFEI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREA L. WONG ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberty Property Trust
TICKER: LPT CUSIP: 531172104
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS C. DELOACH, JR. ISSUER YES FOR �� FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHERINE ELIZABETH ISSUER YES FOR FOR
DIETZE
PROPOSAL #1.3: ELECT DIRECTOR ANTONIO F. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL P. GARTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT G. GIFFORD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM P. HANKOWSKY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID L. LINGERFELT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARGUERITE M. NADER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FREDRIC J. TOMCZYK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND DECLARATION OF TRUST TO PERMIT ISSUER YES FOR FOR
SHAREHOLDERS TO AMEND THE BYLAWS
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberty Tax, Inc.
TICKER: TAX CUSIP: 53128T102
MEETING DATE: 9/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. GAREL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN IBBOTSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROSS N. LONGFIELD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE T. ROBSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberty Tax, Inc.
TICKER: TAX CUSIP: 53128T102
MEETING DATE: 5/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR G. WILLIAM MINNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS HERSKOVITS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK A. COZZA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE MILLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CARR, RIGGS & INGRAM, LLC AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberty TripAdvisor Holdings, Inc.
TICKER: LTRPA CUSIP: 531465102
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY B. MAFFEI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. MALONE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Life Storage, Inc.
TICKER: LSI CUSIP: 53223X107
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID L. ROGERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES E. LANNON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN R. RUSMISEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ARTHUR L. HAVENER, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK G. BARBERIO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CAROL HANSELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANA HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDWARD J. PETTINELLA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LifePoint Health, Inc.
TICKER: LPNT CUSIP: 53219L109
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARGUERITE W. KONDRACKE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN E. MAUPIN, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lifetime Brands, Inc.
TICKER: LCUT CUSIP: 53222Q103
MEETING DATE: 2/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lifetime Brands, Inc.
TICKER: LCUT CUSIP: 53222Q103
MEETING DATE: 6/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY SIEGEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD SHIFTAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT B. KAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRAIG PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE POLLACK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. JEARY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN KOEGEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHERRIE NANNINGA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DENNIS E. REAVES ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. REGAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SARA GENSTER ROBLING ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MICHAEL SCHNABEL ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR WILLIAM U. WESTERFIELD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lifevantage Corporation
TICKER: LFVN CUSIP: 53222K205
MEETING DATE: 2/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DARREN JENSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. BEINDORFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAYMOND B. GREER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VINAYAK R. HEGDE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DARWIN K. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARRY MAURO ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY WSRP, LLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: CHANGE STATE OF INCORPORATION FROM ISSUER YES FOR FOR
COLORADO TO DELAWARE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lifeway Foods, Inc.
TICKER: LWAY CUSIP: 531914109
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LUDMILA SMOLYANSKY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JULIE SMOLYANSKY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR EDWARD SMOLYANSKY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR POL SIKAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RENZO BERNARDI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR PAUL LEE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JASON SCHER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAURENT MARCEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAYER HOFFMAN MCCANN P. C. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ligand Pharmaceuticals Incorporated
TICKER: LGND CUSIP: 53220K504
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JASON M. ARYEH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TODD C. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NANCY RYAN GRAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN L. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN W. KOZARICH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN L. LAMATTINA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUNIL PATEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN L. SABBA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lilis Energy, Inc.
TICKER: LLEX CUSIP: 532403201
MEETING DATE: 6/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NUNO BRANDOLINI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR R. GLENN DAWSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOHN JOHANNING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARKUS SPECKS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL G. LONG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK CHRISTENSEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NICHOLAS STEINSBERGER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID M. WOOD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RONALD D. ORMAND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Limbach Holdings, Inc.
TICKER: LMB CUSIP: 53263P105
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NORBERT W. YOUNG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL F. MCNALLY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Limelight Networks, Inc.
TICKER: LLNW CUSIP: 53261M104
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DOUG BEWSHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Limoneira Company
TICKER: LMNR CUSIP: 532746104
MEETING DATE: 3/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAROLD S. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN W. H. MERRIMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDGAR A. TERRY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lincoln Educational Services Corporation
TICKER: LINC CUSIP: 533535100
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALVIN O. AUSTIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER S. BURGESS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES J. BURKE, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CELIA H. CURRIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD E. HARBOUR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. BARRY MORROW ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SCOTT M. SHAW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lincoln Electric Holdings, Inc.
TICKER: LECO CUSIP: 533900106
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CURTIS E. ESPELAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN G. HANKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL F. HILTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR G. RUSSELL LINCOLN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KATHRYN JO LINCOLN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM E. MACDONALD, ISSUER YES FOR FOR
III
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER L. MAPES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PHILLIP J. MASON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HELLENE S. RUNTAGH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BEN P. PATEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lincoln National Corporation
TICKER: LNC CUSIP: 534187109
MEETING DATE: 5/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEIRDRE P. CONNELLY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS R. GLASS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE W. HENDERSON, ISSUER YES FOR FOR
III
PROPOSAL #1.5: ELECT DIRECTOR ERIC G. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY C. KELLY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR M. LEANNE LACHMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL F. MEE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PATRICK S. PITTARD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ISAIAH TIDWELL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LYNN M. UTTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lindblad Expeditions Holdings, Inc.
TICKER: LIND CUSIP: 535219109
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK D. EIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SVEN-OLOF LINDBLAD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lindsay Corporation
TICKER: LNN CUSIP: 535555106
MEETING DATE: 1/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. BRUNNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY L. HASSINGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL D. WALTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lions Gate Entertainment Corp.
TICKER: LGF.A CUSIP: 535919401
MEETING DATE: 9/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL BURNS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GORDON CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ARTHUR EVRENSEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1d: ELECT DIRECTOR JON FELTHEIMER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EMILY FINE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL T. FRIES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1g: ELECT DIRECTOR LUCIAN GRAINGE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN C. MALONE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR G. SCOTT PATERSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARK H. RACHESKY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1k: ELECT DIRECTOR DARYL SIMM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1l: ELECT DIRECTOR HARDWICK SIMMONS ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR DAVID M. ZASLAV ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lipocine Inc.
TICKER: LPCN CUSIP: 53630X104
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAHESH V. PATEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN A. HILL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY A. FINK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN W. HIGUCHI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR RICHARD DANA ONO ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liquidity Services, Inc.
TICKER: LQDT CUSIP: 53635B107
MEETING DATE: 2/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BEATRIZ V. INFANTE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK W. GROSS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lithia Motors, Inc.
TICKER: LAD CUSIP: 536797103
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SIDNEY B. DEBOER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS R. BECKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN O. CAIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRYAN B. DEBOER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LOUIS P. MIRAMONTES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH E. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID J. ROBINO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Littelfuse, Inc.
TICKER: LFUS CUSIP: 537008104
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TZAU-JIN (T.J.) CHUNG ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CARY T. FU ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANTHONY GRILLO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID W. HEINZMANN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GORDON HUNTER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN E. MAJOR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM P. NOGLOWS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RONALD L. SCHUBEL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NATHAN ZOMMER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Live Nation Entertainment, Inc.
TICKER: LYV CUSIP: 538034109
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK CARLETON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARIEL EMANUEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT TED ENLOE, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PING FU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY T. HINSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES IOVINE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES S. KAHAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GREGORY B. MAFFEI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RANDALL T. MAYS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL RAPINO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARK S. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DANA WALDEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Live Oak Bancshares, Inc.
TICKER: LOB CUSIP: 53803X105
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM H. CAMERON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DIANE B. GLOSSMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GLEN F. HOFFSIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HOWARD K. LANDIS, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES S. MAHAN, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MILTOM E. PETTY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JERALD L. PULLINS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NEIL L. UNDERWOOD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM L. WILLIAMS, ISSUER YES FOR FOR
III
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LivePerson, Inc.
TICKER: LPSN CUSIP: 538146101
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN C. LAVAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT P. LOCASCIO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LKQ Corporation
TICKER: LKQ CUSIP: 501889208
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SUKHPAL SINGH AHLUWALIA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR A. CLINTON ALLEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT M. HANSER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSEPH M. HOLSTEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BLYTHE J. MCGARVIE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN F. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GUHAN SUBRAMANIAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM M. WEBSTER, IV ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DOMINICK ZARCONE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lockheed Martin Corporation
TICKER: LMT CUSIP: 539830109
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL F. AKERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NOLAN D. ARCHIBALD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID B. BURRITT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE A. CARLSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES O. ELLIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS J. FALK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ILENE S. GORDON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARILLYN A. HEWSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEH C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOSEPH W. RALSTON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES D. TAICLET, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR �� FOR
PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Loews Corporation
TICKER: L CUSIP: 540424108
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANN E. BERMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOSEPH L. BOWER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHARLES D. DAVIDSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHARLES M. DIKER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JACOB A. FRENKEL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAUL J. FRIBOURG ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WALTER L. HARRIS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PHILIP A. LASKAWY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SUSAN PETERS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ANDREW H. TISCH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JAMES S. TISCH ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JONATHAN M. TISCH ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR ANTHONY WELTERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LogMeIn, Inc.
TICKER: LOGM CUSIP: 54142L109
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL K. SIMON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWIN J. GILLIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SARA C. ANDREWS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lonestar Resources US Inc.
TICKER: LONE CUSIP: 54240F103
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR FRANK D. BRACKEN, III ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR HENRY B. ELLIS ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR DANIEL R. LOCKWOOD ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JOHN H. MURRAY ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR MATTHEW B. OCKWOOD ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR STEPHEN H. OGLESBY ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR PHILLIP Z. PACE ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR JOHN H. PINKERTON ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR CHRISTOPHER ROWLAND ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR RANDY L. WOLSEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Loral Space & Communications Inc.
TICKER: LORL CUSIP: 543881106
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK H. RACHESKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANET T. YEUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Louisiana-Pacific Corporation
TICKER: LPX CUSIP: 546347105
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR OZEY K. HORTON, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR W. BRADLEY SOUTHERN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lowe's Companies, Inc.
TICKER: LOW CUSIP: 548661107
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAUL ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID H. BATCHELDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANGELA F. BRALY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SANDRA B. COCHRAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAURIE Z. DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD W. DREILING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARSHALL O. LARSEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES H. MORGAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT A. NIBLOCK ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR BRIAN C. ROGERS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BERTRAM L. SCOTT ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LISA W. WARDELL ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR ERIC C. WISEMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER�� YES FOR FOR
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Loxo Oncology, Inc.
TICKER: LOXO CUSIP: 548862101
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSHUA H. BILENKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVE D. HARR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR TIM M. MAYLEBEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LPL Financial Holdings Inc.
TICKER: LPLA CUSIP: 50212V100
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAN H. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VIET D. DINH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR H. PAULETT EBERHART ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM F. GLAVIN JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANNE M. MULCAHY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES S. PUTNAM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES S. RIEPE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD P. SCHIFTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LRAD Corporation
TICKER: LRAD CUSIP: 50213V109
MEETING DATE: 3/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT L. ANCHIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAURA M. CLAGUE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN G. COBURN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD S. DANFORTH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL H. MCCOLLUM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD H. OSGOOD, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY SQUAR MILNER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LSB Industries, Inc.
TICKER: LXU CUSIP: 502160104
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK R. GENENDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARRY H. GOLSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD W. ROEDEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR LYNN F. WHITE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LSC Communications, Inc.
TICKER: LKSD CUSIP: 50218P107
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. QUINLAN, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR M. SHAN ATKINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARGARET A. BREYA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS F. O'TOOLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS W. STOTLAR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHIVAN S. SUBRAMANIAM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LSI Industries Inc.
TICKER: LYTS CUSIP: 50216C108
MEETING DATE: 11/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT P. BEECH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY P. KREIDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN K. MORGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILFRED T. O'GARA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES P. SFERRA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT A. STEELE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENNIS W. WELLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LTC Properties, Inc.
TICKER: LTC CUSIP: 502175102
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BOYD W. HENDRICKSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES J. PIECZYNSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEVRA G. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WENDY L. SIMPSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY J. TRICHE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Luby's, Inc.
TICKER: LUB CUSIP: 549282101
MEETING DATE: 2/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JILL GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHRISTOPHER J. PAPPAS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JUDITH B. CRAVEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRANK MARKANTONIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GASPER MIR, III ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOE C. MCKINNEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HARRIS J. PAPPAS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PETER TROPOLI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GERALD W. BODZY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #6: REPORT ON RISKS FROM ANIMAL WELFARE SHAREHOLDER YES AGAINST N/A
ISSUES IN COMPANY'S SUPPLY CHAIN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: lululemon athletica inc.
TICKER: LULU CUSIP: 550021109
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: "ELECT DIRECTOR MARTHA A.M. ""MARTI"" ISSUER YES FOR FOR
MORFITT"
PROPOSAL #1b: ELECT DIRECTOR TRICIA PATRICK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EMILY WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
AUTHORIZE THE BOARD OF DIRECTORS TO ALTER, AMEND, ADD
TO OR REPEAL THE BYLAWS
PROPOSAL #4a: AMEND BYLAWS TO CLARIFY ANNUAL ISSUER YES FOR FOR
STOCKHOLDER MEETING CAN BE HELD AT ANY LOCATION
PROPOSAL #4b: AMEND BYLAWS REGARDING ADVANCE NOTICE ISSUER YES AGAINST AGAINST
REQUIREMENT
PROPOSAL #4c: AMEND BYLAWS TO AUTHORIZE THE BOARD TO ISSUER YES FOR FOR
UTILIZE A CO-CHAIR LEADERSHIP STRUCTURE WHEN
APPROPRIATE
PROPOSAL #4d: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #4e: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lumber Liquidators Holdings, Inc.
TICKER: LL CUSIP: 55003T107
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS T. MOORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NANCY M. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JIMMIE L. WADE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FAMOUS P. RHODES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lumentum Holdings Inc.
TICKER: LITE CUSIP: 55024U109
MEETING DATE: 11/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARTIN A. KAPLAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HAROLD L. COVERT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PENELOPE A. HERSCHER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SAMUEL F. THOMAS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRIAN J. LILLIE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALAN S. LOWE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Luminex Corporation
TICKER: LMNX CUSIP: 55027E102
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR G. WALTER LOEWENBAUM, II ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KEVIN M. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDWARD A. OGUNRO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Luna Innovations Incorporated
TICKER: LUNA CUSIP: 550351100
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT A. GRAEFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD PASTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR N. LEIGH ANDERSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Luther Burbank Corporation
TICKER: LBC CUSIP: 550550107
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICTOR S. TRIONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN G. BIGGS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C. ERICKSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACK KROUSKUP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANITA GENTLE NEWCOMB ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRADLEY M. SHUSTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS C. WAJNERT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lydall, Inc.
TICKER: LDL CUSIP: 550819106
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DALE G. BARNHART ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID G. BILLS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHLEEN BURDETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES J. CANNON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW T. FARRELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARC T. GILES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM D. GURLEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SUZANNE HAMMETT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR S. CARL SODERSTROM, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LyondellBasell Industries N.V.
TICKER: LYB CUSIP: N53745100
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #2a: ELECT DIRECTOR BHAVESH (BOB) PATEL ISSUER YES FOR FOR
PROPOSAL #2b: ELECT DIRECTOR ROBERT GWIN ISSUER YES FOR FOR
PROPOSAL #2c: ELECT DIRECTOR JACQUES AIGRAIN ISSUER YES FOR FOR
PROPOSAL #2d: ELECT DIRECTOR LINCOLN BENET ISSUER YES FOR FOR
PROPOSAL #2e: ELECT DIRECTOR JAGJEET (JEET) BINDRA ISSUER YES FOR FOR
PROPOSAL #2f: ELECT DIRECTOR ROBIN BUCHANAN ISSUER YES FOR FOR
PROPOSAL #2g: ELECT DIRECTOR STEPHEN COOPER ISSUER YES FOR FOR
PROPOSAL #2h: ELECT DIRECTOR NANCE DICCIANI ISSUER YES FOR FOR
PROPOSAL #2i: ELECT DIRECTOR CLAIRE FARLEY ISSUER YES FOR FOR
PROPOSAL #2j: ELECT DIRECTOR ISABELLA (BELLA) GOREN ISSUER YES FOR FOR
PROPOSAL #2k: ELECT DIRECTOR BRUCE SMITH ISSUER YES FOR FOR
PROPOSAL #2l: ELECT DIRECTOR RUDY VAN DER MEER ISSUER YES FOR FOR
PROPOSAL #3a: ELECT BHAVESH (BOB) PATEL TO MANAGEMENT ISSUER YES FOR FOR
BOARD
PROPOSAL #3b: ELECT THOMAS AEBISCHER TO MANAGEMENT ISSUER YES FOR FOR
BOARD
PROPOSAL #3c: ELECT DANIEL COOMBS TO MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #3d: ELECT JEFFREY KAPLAN TO MANAGEMENT ISSUER YES FOR FOR
BOARD
PROPOSAL #3e: ELECT JAMES GUILFOYLE TO MANAGEMENT ISSUER YES FOR FOR
BOARD
PROPOSAL #4: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #5: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #7: RATIFY PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
ACCOUNTANTS N.V. AS AUDITORS
PROPOSAL #8: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #9: APPROVE DIVIDENDS OF USD 3.70 PER SHARE ISSUER YES FOR FOR
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #11: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #12: AUTHORIZATION OF THE CANCELLATION OF ISSUER YES FOR FOR
SHARES
PROPOSAL #13: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: M&T Bank Corporation
TICKER: MTB CUSIP: 55261F104
MEETING DATE: 4/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENT D. BAIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. ANGELA BONTEMPO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT T. BRADY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR T. JEFFERSON ISSUER YES FOR FOR
CUNNINGHAM, III
PROPOSAL #1.5: ELECT DIRECTOR GARY N. GEISEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD S. GOLD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD A. GROSSI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN D. HAWKE, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RENE F. JONES ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD H. LEDGETT, ISSUER YES FOR FOR
JR.
PROPOSAL #1.11: ELECT DIRECTOR NEWTON P.S. MERRILL ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MELINDA R. RICH ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR ROBERT E. SADLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR DENIS J. SALAMONE ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR JOHN R. SCANNELL ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR DAVID S. SCHARFSTEIN ISSUER YES FOR FOR
PROPOSAL #1.17: ELECT DIRECTOR HERBERT L. WASHINGTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: M.D.C. Holdings, Inc.
TICKER: MDC CUSIP: 552676108
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND T. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID E. BLACKFORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR COURTNEY L. MIZEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: M/I Homes, Inc.
TICKER: MHO CUSIP: 55305B101
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL P. GLIMCHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. THOMAS MASON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHAREN JESTER TURNEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Macatawa Bank Corporation
TICKER: MCBC CUSIP: 554225102
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RONALD L. HAAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DOUGLAS B. PADNOS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD L. POSTMA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mack-Cali Realty Corporation
TICKER: CLI CUSIP: 554489104
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM L. MACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN S. BERNIKOW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. DEMARCO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH M. DUBERSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NATHAN GANTCHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID S. MACK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAN G. PHILIBOSIAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR IRVIN D. REID ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR REBECCA ROBERTSON ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR VINCENT TESE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mackinac Financial Corporation
TICKER: MFNC CUSIP: 554571109
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR �� FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mackinac Financial Corporation
TICKER: MFNC CUSIP: 554571109
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER J. ASPATORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT H. ORLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RANDOLPH C. PASCHKE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PLANTE & MORAN, PLLC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MACOM Technology Solutions Holdings, Inc.
TICKER: MTSI CUSIP: 55405Y100
MEETING DATE: 3/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN OCAMPO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOHN CROTEAU ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Macquarie Infrastructure Corporation
TICKER: MIC CUSIP: 55608B105
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NORMAN H. BROWN, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GEORGE W. CARMANY, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES HOOKE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RONALD KIRK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR H.E. (JACK) LENTZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR OUMA SANANIKONE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MacroGenics, Inc.
TICKER: MGNX CUSIP: 556099109
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH GALBRAITH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT JACKSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID STUMP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Macy's, Inc.
TICKER: M CUSIP: 55616P104
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANCIS S. BLAKE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN A. BRYANT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DEIRDRE P. CONNELLY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JEFF GENNETTE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LESLIE D. HALE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM H. LENEHAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SARA LEVINSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOYCE M. ROCHE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAUL C. VARGA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARNA C. WHITTINGTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Madrigal Pharmaceuticals, Inc.
TICKER: MDGL CUSIP: 558868105
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR REBECCA TAUB ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRED B. CRAVES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Magellan Health, Inc.
TICKER: MGLN CUSIP: 559079207
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERAN BROSHY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW J. SIMAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SWATI ABBOTT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Maiden Holdings, Ltd.
TICKER: MHLD CUSIP: G5753U112
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY D. ZYSKIND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SIMCHA G. LYONS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAYMOND M. NEFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YEHUDA L. NEUBERGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN H. NIGRO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE LTD. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MainSource Financial Group, Inc.
TICKER: MSFG CUSIP: 56062Y102
MEETING DATE: 12/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Majesco
TICKER: MJCO CUSIP: 56068V102
MEETING DATE: 8/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARUN K. MAHESHWARI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KETAN MEHTA ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR EARL GALLEGOS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN R. ISAAC ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ATUL KANAGAT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUDHAKAR RAM ISSUER YES AGAINST AGAINST
PROPOSAL #1.7: ELECT DIRECTOR ROBERT P. RESTREPO, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WESTLEY V. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MSPC CERTIFIED PUBLIC ACCOUNTANTS ISSUER YES FOR FOR
AND ADVISORS, P.C. AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Malibu Boats, Inc.
TICKER: MBUU CUSIP: 56117J100
MEETING DATE: 11/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IVAR S. CHHINA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. CONNOLLY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK W. LANIGAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mallinckrodt plc
TICKER: MNK CUSIP: G5785G107
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID R. CARLUCCI ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR J. MARTIN CARROLL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAUL R. CARTER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID Y. NORTON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOANN A. REED ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANGUS C. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARK C. TRUDEAU ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ANNE C. WHITAKER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KNEELAND C. YOUNGBLOOD ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOSEPH A. ZACCAGNINO ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: AUTHORIZE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #8: DETERMINE PRICE RANGE FOR REISSUANCE OF ISSUER YES FOR FOR
TREASURY SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Malvern Bancorp, Inc.
TICKER: MLVF CUSIP: 561409103
MEETING DATE: 2/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD KENT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THERESE WOODMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JULIA D. CORELLI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NORMAN FEINSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDREW FISH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CYNTHIA FELZER LEITZELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN P. SCARTOZZI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANTHONY C. WEAGLEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mammoth Energy Services, Inc.
TICKER: TUSK CUSIP: 56155L108
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC MCCARTHY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ARTY STRAEHLA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR PAUL HEERWAGEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ARTHUR SMITH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES PALM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW ROSS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Manhattan Associates, Inc.
TICKER: MANH CUSIP: 562750109
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DEEPAK RAGHAVAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDMOND I. EGER, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LINDA T. HOLLEMBAEK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Manhattan Bridge Capital, Inc.
TICKER: LOAN CUSIP: 562803106
MEETING DATE: 6/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ASSAF RAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LYRON BENTOVIM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERAN GOLDSHMIT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. JACKSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HOBERMAN & LESSER, LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Manitex International, Inc.
TICKER: MNTX CUSIP: 563420108
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD M. CLARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT S. GIGLIOTTI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FREDERICK B. KNOX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID J. LANGEVIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARVIN B. ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN J. TOBER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mannatech, Incorporated
TICKER: MTEX CUSIP: 563771203
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY A. JOBE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN A. ROBBINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GERALD E. GILBERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Manning & Napier, Inc.
TICKER: MN CUSIP: 56382Q102
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOEL DOMINO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD GEORGE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD S. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARBARA GOODSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM MANNING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH A. MARVALD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDWARD J. PETTINELLA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEOFFREY ROSENBERGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MannKind Corporation
TICKER: MNKD CUSIP: 56400P706
MEETING DATE: 12/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MannKind Corporation
TICKER: MNKD CUSIP: 56400P706
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENT KRESA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL E. CASTAGNA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD J. CONSIGLIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL A. FRIEDMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR DAVID H. MACCALLUM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HENRY L. NORDHOFF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES S. SHANNON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ManpowerGroup Inc.
TICKER: MAN CUSIP: 56418H100
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR GINA R. BOSWELL ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR CARI M. DOMINGUEZ ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR WILLIAM DOWNE ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JOHN F. FERRARO ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR PATRICIA HEMINGWAY HALL ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR JULIE M. HOWARD ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR ULICE PAYNE, JR. ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR JONAS PRISING ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR PAUL READ ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR ELIZABETH P. SARTAIN ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR MICHAEL J. VAN HANDEL ISSUER YES FOR FOR
PROPOSAL #1L: ELECT DIRECTOR JOHN R. WALTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ManTech International Corporation
TICKER: MANT CUSIP: 564563104
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE J. PEDERSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD L. ARMITAGE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY K. BUSH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARRY G. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WALTER R. FATZINGER, ISSUER YES FOR FOR
JR.
PROPOSAL #1.6: ELECT DIRECTOR RICHARD J. KERR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH A. MINIHAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEVIN M. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marathon Oil Corporation
TICKER: MRO CUSIP: 565849106
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREGORY H. BOYCE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHADWICK C. DEATON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARCELA E. DONADIO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DOUGLAS L. FOSHEE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR M. ELISE HYLAND ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DENNIS H. REILLEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LEE M. TILLMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marathon Petroleum Corporation
TICKER: MPC CUSIP: 56585A102
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ABDULAZIZ F. ALKHAYYAL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DONNA A. JAMES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES E. ROHR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND BYLAWS
PROPOSAL #6: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND CHARTER
PROPOSAL #7: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marchex, Inc.
TICKER: MCHX CUSIP: 56624R108
MEETING DATE: 8/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS CLINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANNE DEVEREUX-MILLS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR RUSSELL C. HOROWITZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR M. WAYNE WISEHART ISSUER YES WITHHOLD �� AGAINST
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marcus & Millichap, Inc.
TICKER: MMI CUSIP: 566324109
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICHOLAS F. MCCLANAHAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM A. MILLICHAP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marin Software Incorporated
TICKER: MRIN CUSIP: 56804T205
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD P. HUTCHISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALLAN LEINWAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marine Products Corporation
TICKER: MPX CUSIP: 568427108
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY W. ROLLINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD A. HUBBELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARRY L. PRINCE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MarineMax, Inc.
TICKER: HZO CUSIP: 567908108
MEETING DATE: 2/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM H. MCGILL, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES R. OGLESBY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marinus Pharmaceuticals, Inc.
TICKER: MRNS CUSIP: 56854Q101
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER M. CASHMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL R. DOUGHERTY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Markel Corporation
TICKER: MKL CUSIP: 570535104
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR J. ALFRED BROADDUS, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR K. BRUCE CONNELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS S. GAYNER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEWART M. KASEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALAN I. KIRSHNER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DIANE LEOPOLD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LEMUEL E. LEWIS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ANTHONY F. MARKEL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEVEN A. MARKEL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DARRELL D. MARTIN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHAEL O'REILLY ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MICHAEL J. SCHEWEL ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR RICHARD R. WHITT, III ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR DEBORA J. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MarketAxess Holdings Inc.
TICKER: MKTX CUSIP: 57060D108
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD M. MCVEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN L. BEGLEITER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN P. CASPER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JANE CHWICK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM F. CRUGER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID G. GOMACH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CARLOS M. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD G. KETCHUM ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR EMILY H. PORTNEY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN STEINHARDT ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JAMES J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marlin Business Services Corp.
TICKER: MRLN CUSIP: 571157106
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN J. CALAMARI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE J. DEANGELO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT A. HEIMES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY A. HILZINGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. CHRISTOPHER TEETS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES W. WERT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marriott International, Inc.
TICKER: MAR CUSIP: 571903202
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J.W. MARRIOTT, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY K. BUSH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE W. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DEBORAH MARRIOTT ISSUER YES FOR FOR
HARRISON
PROPOSAL #1.5: ELECT DIRECTOR FREDERICK A. 'FRITZ' ISSUER YES FOR FOR
HENDERSON
PROPOSAL #1.6: ELECT DIRECTOR ERIC HIPPEAU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAWRENCE W. KELLNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DEBRA L. LEE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR AYLWIN B. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GEORGE MUNOZ ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEVEN S. REINEMUND ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR W. MITT ROMNEY ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR SUSAN C. SCHWAB ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR ARNE M. SORENSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #5: AMEND BYLAWS -- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marriott Vacations Worldwide Corporation
TICKER: VAC CUSIP: 57164Y107
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MELQUIADES R. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN P. WEISZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marrone Bio Innovations, Inc.
TICKER: MBII CUSIP: 57165B106
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RICHARD ROMINGER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marsh & McLennan Companies, Inc.
TICKER: MMC CUSIP: 571748102
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANTHONY K. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR OSCAR FANJUL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DANIEL S. GLASER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR H. EDWARD HANWAY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DEBORAH C. HOPKINS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ELAINE LA ROCHE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEVEN A. MILLS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BRUCE P. NOLOP ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARC D. OKEN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MORTON O. SCHAPIRO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LLOYD M. YATES ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR R. DAVID YOST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marten Transport, Ltd.
TICKER: MRTN CUSIP: 573075108
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDOLPH L. MARTEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY B. HAGNESS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. WINKEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JERRY M. BAUER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT L. DEMOREST ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR G. LARRY OWENS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD R. BOOTH ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Martin Marietta Materials, Inc.
TICKER: MLM CUSIP: 573284106
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUE W. COLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SMITH W. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN J. KORALESKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID G. MAFFUCCI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. QUILLEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONALD W. SLAGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN P. ZELNAK, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marvell Technology Group Ltd.
TICKER: MRVL CUSIP: G5876H105
MEETING DATE: 3/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marvell Technology Group Ltd.
TICKER: MRVL CUSIP: G5876H105
MEETING DATE: 6/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TUDOR BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD S. HILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR OLEG KHAYKIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BETHANY MAYER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONNA MORRIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW J. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL STRACHAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT E. SWITZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Masco Corporation
TICKER: MAS CUSIP: 574599106
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARK R. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD A. MANOOGIAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN C. PLANT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Masimo Corporation
TICKER: MASI CUSIP: 574795100
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS HARKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOE KIANI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Masonite International Corporation
TICKER: DOOR CUSIP: 575385109
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK J. LYNCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JODY L. BILNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER R. DACHOWSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JONATHAN F. FOSTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS W. GREENE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAPHNE E. JONES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEORGE A. LORCH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM S. OESTERLE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR FRANCIS M. SCRICCO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MasTec, Inc.
TICKER: MTZ CUSIP: 576323109
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSE R. MAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAVIER PALOMAREZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mastech Digital, Inc.
TICKER: MHH CUSIP: 57633B100
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUNIL WADHWANI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR GERHARD WATZINGER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mastercard Incorporated
TICKER: MA CUSIP: 57636Q104
MEETING DATE: 6/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD HAYTHORNTHWAITE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR AJAY BANGA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SILVIO BARZI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID R. CARLUCCI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD K. DAVIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEVEN J. FREIBERG ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JULIUS GENACHOWSKI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHOON PHONG GOH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MERIT E. JANOW ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR NANCY KARCH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR OKI MATSUMOTO ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RIMA QURESHI ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JOSE OCTAVIO REYES ISSUER YES FOR FOR
LAGUNES
PROPOSAL #1n: ELECT DIRECTOR JACKSON TAI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Matador Resources Company
TICKER: MTDR CUSIP: 576485205
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM M. BYERLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JULIA P. FORRESTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY E. PARKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID M. POSNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KENNETH L. STEWART ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Match Group, Inc.
TICKER: MTCH CUSIP: 57665R106
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY R. BLATT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR AMANDA GINSBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH LEVIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ANN L. MCDANIEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS J. MCINERNEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GLENN H. SCHIFFMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR PAMELA S. SEYMON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALAN G. SPOON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARK STEIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.1: ELECT DIRECTOR GREGG WINIARSKI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.11: ELECT DIRECTOR SAM YAGAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Materion Corporation
TICKER: MTRN CUSIP: 576690101
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VINOD M. KHILNANI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM B. LAWRENCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR N. MOHAN REDDY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRAIG S. SHULAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DARLENE J. S. SOLOMON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT B. TOTH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JUGAL K. VIJAYVARGIYA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEOFFREY WILD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT J. PHILLIPPY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Matrix Service Company
TICKER: MTRX CUSIP: 576853105
MEETING DATE: 10/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MARTHA Z. CARNES ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JOHN D. CHANDLER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JOHN W. GIBSON ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JOHN R. HEWITT ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR TOM E. MAXWELL ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR JAMES H. MILLER ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JIM W. MOGG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Matson, Inc.
TICKER: MATX CUSIP: 57686G105
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. BLAKE BAIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. CHUN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW J. COX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS B. FARGO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK H. FUKUNAGA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STANLEY M. KURIYAMA ISSUER YES FOR �� FOR
PROPOSAL #1.7: ELECT DIRECTOR CONSTANCE H. LAU ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mattel, Inc.
TICKER: MAT CUSIP: 577081102
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR R. TODD BRADLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL J. DOLAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR YNON KREIZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SOREN T. LAURSEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANN LEWNES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DOMINIC NG ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR VASANT M. PRABHU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mattersight Corporation
TICKER: MATR CUSIP: 577097108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TENCH COXE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOHN T. KOHLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Matthews International Corporation
TICKER: MATW CUSIP: 577128101
MEETING DATE: 2/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH C. BARTOLACCI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHERINE E. DIETZE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MORGAN K. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Maui Land & Pineapple Company, Inc.
TICKER: MLP CUSIP: 577345101
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN M. CASE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WARREN H. HARUKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID A. HEENAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY P. TAKITANI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ARTHUR C. TOKIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ACCUITY LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Maxar Technologies Limited
TICKER: MAXR CUSIP: 57778L103
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD L. LANCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS H. CHOOKASZIAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NICK S. CYPRUS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HOWELL M. ESTES, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LORI B. GARVER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOANNE O. ISHAM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR C. ROBERT KEHLER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRIAN G. KENNING ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR L. ROGER MASON, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ERIC J. ZAHLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #4: AMEND OMNIBUS EQUITY INCENTIVE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Maxim Integrated Products, Inc.
TICKER: MXIM CUSIP: 57772K101
MEETING DATE: 11/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM (BILL) P. ISSUER YES FOR FOR
SULLIVAN
PROPOSAL #1b: ELECT DIRECTOR TUNC DOLUCA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TRACY C. ACCARDI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES R. BERGMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOSEPH R. BRONSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT E. GRADY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM D. WATKINS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARYANN WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MAXIMUS, Inc.
TICKER: MMS CUSIP: 577933104
MEETING DATE: 3/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE L. CASWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD A. MONTONI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAYMOND B. RUDDY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MAXLINEAR, INC.
TICKER: MXL CUSIP: 57776J100
MEETING DATE: 5/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS E. PARDUN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KISHORE SEENDRIPU ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Maxwell Technologies, Inc.
TICKER: MXWL CUSIP: 577767106
MEETING DATE: 7/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD BERGMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN MUTCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Maxwell Technologies, Inc.
TICKER: MXWL CUSIP: 577767106
MEETING DATE: 5/15/2018 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANZ FINK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN BILODEAU ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MB Financial, Inc.
TICKER: MBFI CUSIP: 55264U108
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID P. BOLGER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR C. BRYAN DANIELS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MITCHELL FEIGER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SUNIL GARG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHARLES J. GRIES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES N. HALLENE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS H. HARVEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD J. HOLMSTROM ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARK A. HOPPE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KAREN J. MAY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RENEE TOGHER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MBIA Inc.
TICKER: MBI CUSIP: 55262C100
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANCIS Y. CHIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM C. FALLON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEVEN J. GILBERT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHARLES R. RINEHART ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THEODORE SHASTA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD C. VAUGHAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND SECURITIES TRANSFER RESTRICTIONS ISSUER YES FOR �� FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MBT Financial Corp.
TICKER: MBTF CUSIP: 578877102
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KRISTINE L. BARANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER H. CARLTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR H. DOUGLAS CHAFFIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH S. DALY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES F. DEUTSCH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TONY SCAVUZZO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR DEBRA J. SHAH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN L. SKIBSKI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOSEPH S. VIG ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PLANTE & MORAN, PLLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MCBC HOLDINGS, INC.
TICKER: MCFT CUSIP: 55276F107
MEETING DATE: 10/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD C. CAMPION ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TZAU-JIN (TJ) CHUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: McDermott International, Inc.
TICKER: MDR CUSIP: 580037109
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: McDonald's Corporation
TICKER: MCD CUSIP: 580135101
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LLOYD DEAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN EASTERBROOK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT ECKERT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARGARET (MARGO) ISSUER YES FOR FOR
GEORGIADIS
PROPOSAL #1e: ELECT DIRECTOR ENRIQUE HERNANDEZ, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEANNE JACKSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD LENNY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN MULLIGAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SHEILA PENROSE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN ROGERS, JR. ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MILES WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON PLASTIC STRAWS SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON CHARITABLE CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: McGrath RentCorp
TICKER: MGRC CUSIP: 580589109
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. DAWSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELIZABETH A. FETTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH F. HANNA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRADLEY M. SHUSTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR M. RICHARD SMITH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DENNIS P. STRADFORD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD H. ZECH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: McKesson Corporation
TICKER: MCK CUSIP: 58155Q103
MEETING DATE: 7/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANDY D. BRYANT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR N. ANTHONY COLES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN H. HAMMERGREN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR M. CHRISTINE JACOBS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DONALD R. KNAUSS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARIE L. KNOWLES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EDWARD A. MUELLER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SUSAN R. SALKA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MDC Partners Inc.
TICKER: MDCA CUSIP: 552697104
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT L. KAUFFMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLARE R. COPELAND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL S. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRADLEY J. GROSS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAWRENCE S. KRAMER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANNE MARIE O'DONOVAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DESIREE ROGERS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR IRWIN D. SIMON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE BDO USA, LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MDU Resources Group, Inc.
TICKER: MDU CUSIP: 552690109
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS EVERIST ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KAREN B. FAGG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID L. GOODIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK A. HELLERSTEIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DENNIS W. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM E. MCCRACKEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PATRICIA L. MOSS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HARRY J. PEARCE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN K. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MedEquities Realty Trust, Inc.
TICKER: MRT CUSIP: 58409L306
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDALL L. CHURCHEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN N. FOY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN I. GERINGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN L. GUILLARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM C. HARLAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELLIOTT MANDELBAUM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TODD W. MANSFIELD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN W. MCROBERTS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STUART C. MCWHORTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Medical Properties Trust, Inc.
TICKER: MPW CUSIP: 58463J304
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD K. ALDAG, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR G. STEVEN DAWSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. STEVEN HAMNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELIZABETH N. PITMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR C. REYNOLDS THOMPSON, ISSUER YES FOR FOR
III
PROPOSAL #1.6: ELECT DIRECTOR D. PAUL SPARKS, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL G. STEWART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MediciNova, Inc.
TICKER: MNOV CUSIP: 58468P206
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR YUICHI IWAKI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Medidata Solutions, Inc.
TICKER: MDSO CUSIP: 58471A105
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TAREK A. SHERIF ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GLEN M. DE VRIES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CARLOS DOMINGUEZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NEIL M. KURTZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GEORGE W. MCCULLOCH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LEE A. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT B. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Medifast, Inc.
TICKER: MED CUSIP: 58470H101
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY J. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN G. BYRNES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL R. CHARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CONSTANCE J. HALLQUIST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL A. HOER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL C. MACDONALD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CARL E. SASSANO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SCOTT SCHLACKMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MING XIAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MEDNAX, Inc.
TICKER: MD CUSIP: 58502B106
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CESAR L. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREY D. BARKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WALDEMAR A. CARLO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL B. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL G. GABOS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PASCAL J. GOLDSCHMIDT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MANUEL KADRE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROGER J. MEDEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ENRIQUE J. SOSA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Medpace Holdings, Inc.
TICKER: MEDP CUSIP: 58506Q109
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANASTASYA MOLODYKH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN R. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Medtronic plc
TICKER: MDT CUSIP: G5960L103
MEETING DATE: 12/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CRAIG ARNOLD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SCOTT C. DONNELLY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RANDALL J. HOGAN, III ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR OMAR ISHRAK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SHIRLEY ANN JACKSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL O. LEAVITT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES T. LENEHAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ELIZABETH G. NABEL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DENISE M. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR KENDALL J. POWELL ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ROBERT C. POZEN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE AUDIT COMMITTEE TO FIX THEIR
REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MEI Pharma, Inc.
TICKER: MEIP CUSIP: 55279B202
MEETING DATE: 11/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVAN E. CLEMENS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL P. GOLD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Melinta Therapeutics, Inc
TICKER: MLNT CUSIP: 58549G100
MEETING DATE: 12/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Melinta Therapeutics, Inc.
TICKER: MLNT CUSIP: 58549G100
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL MARK WECHSLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID GILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN H. JOHNSON ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mercantile Bank Corporation
TICKER: MBWM CUSIP: 587376104
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID M. CASSARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD J. CLARK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELLE L. ELDRIDGE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFF A. GARDNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD B. GRANT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT B. KAMINSKI, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL H. PRICE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS R. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Merchants Bancorp
TICKER: MBIN CUSIP: 58844R108
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL F. PETRIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDALL D. ROGERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. DUNLAP ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT A. EVANS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUE ANNE GILROY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICK D. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN W. PERRY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANNE E. SELLERS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID N. SHANE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Merck & Co., Inc.
TICKER: MRK CUSIP: 58933Y105
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LESLIE A. BRUN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS R. CECH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAMELA J. CRAIG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KENNETH C. FRAZIER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS H. GLOCER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROCHELLE B. LAZARUS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN H. NOSEWORTHY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PAUL B. ROTHMAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PATRICIA F. RUSSO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CRAIG B. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR INGE G. THULIN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR WENDELL P. WEEKS ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR PETER C. WENDELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MERCURY GENERAL CORPORATION
TICKER: MCY CUSIP: 589400100
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE JOSEPH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTHA E. MARCON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSHUA E. LITTLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL D. CURTIUS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GABRIEL TIRADOR ISSUER YES FOR �� FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES G. ELLIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ESTABLISH RANGE FOR BOARD SIZE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mercury Systems, Inc.
TICKER: MRCY CUSIP: 589378108
MEETING DATE: 10/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LISA S. DISBROW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK ASLETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY LOUISE (ML) ISSUER YES FOR FOR
KRAKAUER
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM K. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meredith Corporation
TICKER: MDP CUSIP: 589433101
MEETING DATE: 11/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP A. MARINEAU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELIZABETH E. TALLETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD A. BAER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS H. HARTY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BETH J. KAPLAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meridian Bancorp, Inc.
TICKER: EBSB CUSIP: 58958U103
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARILYN A. CENSULLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RUSSELL L. CHIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD J. GAVEGNANO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGORY F. NATALUCCI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meridian Bank
TICKER: MRBK CUSIP: 58958P104
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT M. CASCIATO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH H. SLACK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meridian Bioscience, Inc.
TICKER: VIVO CUSIP: 589584101
MEETING DATE: 1/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES M. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DWIGHT E. ELLINGWOOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK KENNY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN A. KRAEUTLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN C. MCILWRAITH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN M. RICE, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID C. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CATHERINE A. SAZDANOFF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Merit Medical Systems, Inc.
TICKER: MMSI CUSIP: 589889104
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR A. SCOTT ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRED P. LAMPROPOULOS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANKLIN J. MILLER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INCREASE IN SIZE OF BOARD ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meritage Homes Corporation
TICKER: MTH CUSIP: 59001A102
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND OPPEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN J. HILTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD T. BURKE, SR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANA C. BRADFORD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DEB HENRETTA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meritor, Inc.
TICKER: MTOR CUSIP: 59001K100
MEETING DATE: 1/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAN A. BERTSCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RODGER L. BOEHM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LLOYD G. TROTTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES GOVERNANCE-RELATED ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Merrimack Pharmaceuticals, Inc.
TICKER: MACK CUSIP: 590328100
MEETING DATE: 8/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD PETERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY L. CROCKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. DINEEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VIVIAN S. LEE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN MENDELSOHN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ULRIK B. NIELSEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL E. PORTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES H. QUIGLEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RUSSELL T. RAY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Merrimack Pharmaceuticals, Inc.
TICKER: MACK CUSIP: 590328209
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD PETERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY L. CROCKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE D. DEMETRI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN M. DINEEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ULRIK B. NIELSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES H. QUIGLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RUSSELL T. RAY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mersana Therapeutics, Inc.
TICKER: MRSN CUSIP: 59045L106
MEETING DATE: 6/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR WILLARD H. DERE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mesa Laboratories, Inc.
TICKER: MLAB CUSIP: 59064R109
MEETING DATE: 11/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL T. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. STUART CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT V. DWYER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EVAN C. GUILLEMIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID M. KELLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN B. SCHMIEDER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GARY M. OWENS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY EKS&H LLLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meta Financial Group, Inc.
TICKER: CASH CUSIP: 59100U108
MEETING DATE: 1/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK V. MOORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BECKY S. SHULMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meta Financial Group, Inc.
TICKER: CASH CUSIP: 59100U108
MEETING DATE: 5/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Methode Electronics, Inc.
TICKER: MEI CUSIP: 591520200
MEETING DATE: 9/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WALTER J. ASPATORE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DARREN M. DAWSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DONALD W. DUDA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARTHA GOLDBERG ARONSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ISABELLE C. GOOSSEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHRISTOPHER J. HORNUNG ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAUL G. SHELTON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LAWRENCE B. SKATOFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MetLife, Inc.
TICKER: MET CUSIP: 59156R108
MEETING DATE: 10/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
MODIFY THE DIVIDEND PAYMENT TESTS FOR THE SERIES A
PREFERRED STOCK AND THE SERIES C PREFERRED STOCK
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MetLife, Inc.
TICKER: MET CUSIP: 59156R108
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHERYL W. GRISE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARLOS M. GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GERALD L. HASSELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID L. HERZOG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR R. GLENN HUBBARD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN A. KANDARIAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDWARD J. KELLY, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM E. KENNARD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES M. KILTS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR CATHERINE R. KINNEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DENISE M. MORRISON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Metropolitan Bank Holding Corp.
TICKER: MCB CUSIP: 591774104
MEETING DATE: 5/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK R. DEFAZIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HARVEY M. GUTMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE J. WOLF, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT I. USDAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TERENCE J. MITCHELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mettler-Toledo International Inc.
TICKER: MTD CUSIP: 592688105
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT F. SPOERRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WAH-HUI CHU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR OLIVIER A. FILLIOL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELISHA W. FINNEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD FRANCIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CONSTANCE L. HARVEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL A. KELLY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HANS ULRICH MAERKI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS P. SALICE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MFA Financial, Inc.
TICKER: MFA CUSIP: 55272X102
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBIN JOSEPHS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GEORGE H. KRAUSS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MGE Energy, Inc.
TICKER: MGEE CUSIP: 55277P104
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARCIA M. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY M. KEEBLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY J. WOLTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUEST A STUDY OF THE ELECTRIFICATION SHAREHOLDER YES AGAINST FOR
OF THE TRANSPORTATION SECTOR
PROPOSAL #5: DISCLOSE BUSINESS STRATEGY FOR ALIGNING SHAREHOLDER YES AGAINST FOR
WITH 2 DEGREE WARMING GOAL
PROPOSAL #6: REPORT ON RENEWABLE ENERGY ADOPTION SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MGIC Investment Corporation
TICKER: MTG CUSIP: 552848103
MEETING DATE: 7/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL A. ARRIGONI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CASSANDRA C. CARR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. EDWARD CHAPLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CURT S. CULVER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY A. HOLT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH M. JASTROW, II ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL E. LEHMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GARY A. POLINER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PATRICK SINKS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARK M. ZANDI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MGM Resorts International
TICKER: MGM CUSIP: 552953101
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT H. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM A. BIBLE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARY CHRIS GAY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM W. GROUNDS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALEXIS M. HERMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROLAND HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN KILROY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROSE MCKINNEY-JAMES ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES J. MURREN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GREGORY M. SPIERKEL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JAN G. SWARTZ ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DANIEL J. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MGP Ingredients, Inc.
TICKER: MGPI CUSIP: 55303J106
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JAMES L. BAREUTHER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR TERRENCE P. DUNN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ANTHONY P. FOGLIO ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR DAVID J. COLO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Michael Kors Holdings Limited
TICKER: KORS CUSIP: G60754101
MEETING DATE: 8/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN D. IDOL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBIN FREESTONE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANN KOROLOGOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ASSESS FEASIBILITY OF ADOPTING SHAREHOLDER YES AGAINST FOR
QUANTITATIVE RENEWABLE ENERGY GOALS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Microbot Medical Inc.
TICKER: MBOT CUSIP: 59503A105
MEETING DATE: 9/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR YEHEZKEL (HEZI) ISSUER YES FOR FOR
HIMELFARB
PROPOSAL #1.2: ELECT DIRECTOR SCOTT R. BURELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BRIGHTMAN ALMAGOR ZOHAR & CO. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Microchip Technology Incorporated
TICKER: MCHP CUSIP: 595017104
MEETING DATE: 8/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVE SANGHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW W. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR L.B. DAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ESTHER L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WADE F. MEYERCORD ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Micron Technology, Inc.
TICKER: MU CUSIP: 595112103
MEETING DATE: 1/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD M. BEYER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK J. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MERCEDES JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SANJAY MEHROTRA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAWRENCE N. MONDRY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT E. SWITZ ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Microsemi Corporation
TICKER: MSCC CUSIP: 595137100
MEETING DATE: 2/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES J. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS R. LEIBEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIMBERLY E. ALEXY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS R. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM E. BENDUSH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD M. BEYER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL F. FOLINO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM L. HEALEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MATTHEW E. MASSENGILL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Microsemi Corporation
TICKER: MSCC CUSIP: 595137100
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Microsoft Corporation
TICKER: MSFT CUSIP: 594918104
MEETING DATE: 11/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM H. GATES, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR REID G. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HUGH F. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TERI L. LIST-STOLL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SATYA NADELLA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES H. NOSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HELMUT PANKE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SANDRA E. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PENNY S. PRITZKER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CHARLES W. SCHARF ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ARNE M. SORENSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JOHN W. STANTON ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JOHN W. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR PADMASREE WARRIOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MicroStrategy Incorporated
TICKER: MSTR CUSIP: 594972408
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. SAYLOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MARGARET A. BREYA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN X. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JARROD M. PATTEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LESLIE J. RECHAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CARL J. RICKERTSEN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MicroVision, Inc.
TICKER: MVIS CUSIP: 594960304
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT P. CARLILE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YALON FARHI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SLADE GORTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PERRY M. MULLIGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BERNEE D.L. STROM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRIAN TURNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS M. WALKER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mid-America Apartment Communities, Inc.
TICKER: MAA CUSIP: 59522J103
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR H. ERIC BOLTON, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RUSSELL R. FRENCH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALAN B. GRAF, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR TONI JENNINGS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES K. LOWDER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS H. LOWDER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MONICA MCGURK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CLAUDE B. NIELSEN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PHILIP W. NORWOOD ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR W. REID SANDERS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR GARY SHORB ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DAVID P. STOCKERT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Middlefield Banc Corp.
TICKER: MBCN CUSIP: 596304204
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS W. BEVAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. HESLOP, II ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CLAYTON W. ROSE, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT W. TOTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY S.R. SNODGRASS, P.C. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Middlesex Water Company
TICKER: MSEX CUSIP: 596680108
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS W. DOLL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIM C. HANNEMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Midland States Bancorp, Inc.
TICKER: MSBI CUSIP: 597742105
MEETING DATE: 2/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Midland States Bancorp, Inc.
TICKER: MSBI CUSIP: 597742105
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEBORAH A. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DWIGHT A. MILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT F. SCHULTZ ISSUER YES FOR FOR
PROPOSAL #2: CHANGE RANGE FOR SIZE OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MidSouth Bancorp, Inc.
TICKER: MSL CUSIP: 598039105
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAKE DELHOMME ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR D. MICHAEL 'MIKE' ISSUER YES FOR FOR
KRAMER
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY J. LEMOINE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY PORTER KEADLE MOORE, LLC AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Midstates Petroleum Company, Inc.
TICKER: MPO CUSIP: 59804T407
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. SAMBROOKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN J. CARR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FREDERIC F. BRACE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICE D. DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NEAL P. GOLDMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL S. REDDIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TODD R. SNYDER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRUCE H. VINCENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MidWestOne Financial Group, Inc.
TICKER: MOFG CUSIP: 598511103
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD R. DONOHUE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NATHANIEL J. KAEDING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RUTH E. STANOCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KURT R. WEISE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Milacron Holdings Corp.
TICKER: MCRN CUSIP: 59870L106
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY J. GLUCHOWSKI, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR JAMES M. KRATOCHVIL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID W. REEDER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Milestone Scientific Inc.
TICKER: MLSS CUSIP: 59935P209
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEONARD A. OSSER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEONARD M. SCHILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LESLIE BERNHARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GIAN DOMENICO TROMBETTA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD J. ZELNICK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL MCGEEHAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY FRIEDMAN LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Miller Industries, Inc.
TICKER: MLR CUSIP: 600551204
MEETING DATE: 5/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THEODORE H. ASHFORD, ISSUER YES FOR FOR
III
PROPOSAL #1.2: ELECT DIRECTOR A. RUSSELL CHANDLER, ISSUER YES FOR FOR
III
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM G. MILLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM G. MILLER, II ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD H. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MINDBODY, Inc.
TICKER: MB CUSIP: 60255W105
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD STOLLMEYER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHERINE BLAIR ISSUER YES FOR FOR
CHRISTIE
PROPOSAL #1.3: ELECT DIRECTOR GRAHAM SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MINERALS TECHNOLOGIES INC.
TICKER: MTX CUSIP: 603158106
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN J. CARMOLA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT L. CLARK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARC E. ROBINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Minerva Neurosciences, Inc.
TICKER: NERV CUSIP: 603380106
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM F. DOYLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HANS PETER HASLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Miragen Therapeutics, Inc.
TICKER: MGEN CUSIP: 6.05E+107
MEETING DATE: 6/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM S. MARSHALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE L. BOOTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS E. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN KOCH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH L. TURNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ARLENE M. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY S. HATFIELD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTOPHER J. BOWDEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mirati Therapeutics, Inc.
TICKER: MRTX CUSIP: 60468T105
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES M. BAUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE L.A. CARTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HENRY J. FUCHS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL GREY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CRAIG JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RODNEY W. LAPPE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NEIL A. REISMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Misonix, Inc.
TICKER: MSON CUSIP: 604871103
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. GILDEA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES MINER, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STAVROS G. ISSUER YES FOR FOR
VIZIRGIANAKIS
PROPOSAL #1.4: ELECT DIRECTOR PATRICK A. MCBRAYER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS M. PATTON ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mistras Group, Inc.
TICKER: MG CUSIP: 60649T107
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS BERTOLOTTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS DEBENEDICTIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES J. FORESE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD H. GLANTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. LANGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MANUEL N. STAMATAKIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SOTIRIOS J. VAHAVIOLOS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W. CURTIS WELDON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mitcham Industries, Inc.
TICKER: MIND CUSIP: 606501104
MEETING DATE: 8/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER H. BLUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT P. CAPPS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. DEAN LEWIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. ALBERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS S. GLANVILLE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARCUS ROWLAND ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED PREFERRED STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY HEIN & ASSOCIATES LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mitek Systems, Inc.
TICKER: MITK CUSIP: 606710200
MEETING DATE: 3/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES B. DEBELLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM K. "BILL" AULET ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH D. DENMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES C. HALE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE E. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALEX W. "PETE" HART ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JANE J. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MKS Instruments, Inc.
TICKER: MKSI CUSIP: 55306N104
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALD G. COLELLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELIZABETH A. MORA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mobile Mini, Inc.
TICKER: MINI CUSIP: 60740F105
MEETING DATE: 4/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL L. WATTS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ERIK OLSSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SARA R. DIAL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JEFFREY S. GOBLE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES J. MARTELL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEPHEN A. MCCONNELL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FREDERICK G. MCNAMEE, ISSUER YES FOR FOR
III
PROPOSAL #1h: ELECT DIRECTOR KIMBERLY J. MCWATERS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LAWRENCE TRACHTENBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MobileIron, Inc.
TICKER: MOBL CUSIP: 60739U204
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW HOWARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JESSICA DENECOUR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Model N, Inc.
TICKER: MODN CUSIP: 607525102
MEETING DATE: 2/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BALJIT DAIL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MELISSA FISHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN HENRICKS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Modine Manufacturing Company
TICKER: MOD CUSIP: 607828100
MEETING DATE: 7/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LARRY O. MOORE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARSHA C. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MOELIS & COMPANY
TICKER: MC CUSIP: 60786M105
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH MOELIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR NAVID MAHMOODZADEGAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY RAICH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ERIC CANTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR J. RICHARD LEAMAN, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR JOHN A. ALLISON, IV ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR YVONNE GREENSTREET ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENNETH L. SHROPSHIRE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mohawk Industries, Inc.
TICKER: MHK CUSIP: 608190104
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FILIP BALCAEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE C. BRUCKMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Molecular Templates, Inc.
TICKER: MTEM CUSIP: 608550109
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN LANFEAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT MORENSTEIN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Moleculin Biotech, Inc.
TICKER: MBRX CUSIP: 60855D101
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER V. KLEMP ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT E. GEORGE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL D. CANNON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JOHN M. CLIMACO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADJOURN MEETING ISSUER YES AGAINST AGAINST
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Molina Healthcare, Inc.
TICKER: MOH CUSIP: 60855R100
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR GARREY E. CARRUTHERS ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DANIEL COOPERMAN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR RICHARD M. SCHAPIRO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Molson Coors Brewing Company
TICKER: TAP CUSIP: 60871R209
MEETING DATE: 5/23/2018 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER G. EATON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES M. HERINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR H. SANFORD RILEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Momenta Pharmaceuticals, Inc.
TICKER: MNTA CUSIP: 60877T100
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSE-CARLOS GUTIERREZ- ISSUER YES FOR FOR
RAMOS
PROPOSAL #1b: ELECT DIRECTOR JAMES R. SULAT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CRAIG A. WHEELER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Monarch Casino & Resort, Inc.
TICKER: MCRI CUSIP: 609027107
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN FARAHI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CRAIG F. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAUL ANDREWS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mondelez International, Inc.
TICKER: MDLZ CUSIP: 609207105
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LEWIS W.K. BOOTH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES E. BUNCH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DEBRA A. CREW ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LOIS D. JULIBER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARK D. KETCHUM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PETER W. MAY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JORGE S. MESQUITA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSEPH NEUBAUER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR FREDRIC G. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CHRISTIANA S. SHI ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR PATRICK T. SIEWERT ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JEAN-FRANCOIS M. L. VAN ISSUER YES FOR FOR
BOXMEER
PROPOSAL #1m: ELECT DIRECTOR DIRK VAN DE PUT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ASSESS ENVIRONMENTAL IMPACT OF NON- SHAREHOLDER YES AGAINST FOR
RECYCLABLE PACKAGING
PROPOSAL #5: CREATE A COMMITTEE TO PREPARE A REPORT SHAREHOLDER YES AGAINST FOR
REGARDING THE IMPACT OF PLANT CLOSURES ON COMMUNITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MoneyGram International, Inc.
TICKER: MGI CUSIP: 60935Y208
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR J. COLEY CLARK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR VICTOR W. DAHIR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANTONIO O. GARZA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR W. ALEXANDER HOLMES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SETH W. LAWRY ISSUER YES AGAINST AGAINST
PROPOSAL #1g: ELECT DIRECTOR MICHAEL P. RAFFERTY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GANESH B. RAO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR W. BRUCE TURNER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PEGGY VAUGHAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Monmouth Real Estate Investment Corporation
TICKER: MNR CUSIP: 609720107
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CATHERINE B. ELFLEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EUGENE W. LANDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL P. LANDY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SAMUEL A. LANDY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PKF O'CONNOR DAVIES, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Monogram Residential Trust, Inc.
TICKER: MORE CUSIP: 60979P105
MEETING DATE: 9/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Monolithic Power Systems, Inc.
TICKER: MPWR CUSIP: 609839105
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EUGEN ELMIGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFF ZHOU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Monotype Imaging Holdings Inc.
TICKER: TYPE CUSIP: 61022P100
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT E. LANDERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAMELA F. LENEHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY B. YEATON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Monro Muffler Brake, Inc.
TICKER: MNRO CUSIP: 610236101
MEETING DATE: 8/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK M. DANZIGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN C. MCCLUSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT E. MELLOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER J. SOLOMON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: CHANGE COMPANY NAME TO MONRO, INC. ISSUER YES FOR FOR
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Monsanto Company
TICKER: MON CUSIP: 61166W101
MEETING DATE: 1/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DWIGHT M. 'MITCH' BARNS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GREGORY H. BOYCE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID L. CHICOINE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JANICE L. FIELDS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HUGH GRANT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LAURA K. IPSEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARCOS M. LUTZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR C. STEVEN MCMILLAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JON R. MOELLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GEORGE H. POSTE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ROBERT J. STEVENS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR PATRICIA VERDUIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND BYLAWS TO CREATE BOARD HUMAN SHAREHOLDER YES AGAINST FOR
RIGHTS COMMITTEE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Monster Beverage Corporation
TICKER: MNST CUSIP: 61174X109
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODNEY C. SACKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HILTON H. SCHLOSBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK J. HALL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NORMAN C. EPSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY P. FAYARD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BENJAMIN M. POLK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SYDNEY SELATI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HAROLD C. TABER, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATHY N. WALLER ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR MARK S. VIDERGAUZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON HUMAN TRAFFICKING AND FORCED SHAREHOLDER YES AGAINST FOR
LABOR IN SUPPLY CHAINS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Moody's Corporation
TICKER: MCO CUSIP: 615369105
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BASIL L. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JORGE A. BERMUDEZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VINCENT A. FORLENZA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHRYN M. HILL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAYMOND W. MCDANIEL, �� ISSUER YES FOR FOR
JR.
PROPOSAL #1.6: ELECT DIRECTOR HENRY A. MCKINNELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LESLIE F. SEIDMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRUCE VAN SAUN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GERRIT ZALM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND COMPENSATION CLAWBACK POLICY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Moog Inc.
TICKER: MOG.A CUSIP: 615394202
MEETING DATE: 2/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Morgan Stanley
TICKER: MS CUSIP: 617446448
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ELIZABETH CORLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALISTAIR DARLING ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS H. GLOCER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES P. GORMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT H. HERZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NOBUYUKI HIRANO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMI MISCIK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DENNIS M. NALLY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HUTHAM S. OLAYAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RYOSUKE TAMAKOSHI ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR PERRY M. TRAQUINA ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RAYFORD WILKINS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROHIBIT ACCELERATED VESTING OF AWARDS SHAREHOLDER YES AGAINST FOR
TO PURSUE GOVERNMENT SERVICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Morningstar, Inc.
TICKER: MORN CUSIP: 617700109
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOE MANSUETO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KUNAL KAPOOR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBIN DIAMONTE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHERYL FRANCIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEVE KAPLAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GAIL LANDIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BILL LYONS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JACK NOONAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CAROLINE TSAY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR HUGH ZENTMYER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Motorcar Parts of America, Inc.
TICKER: MPAA CUSIP: 620071100
MEETING DATE: 12/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SELWYN JOFFE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT J. ADELSON ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DAVID BRYAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RUDOLPH J. BORNEO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH FERGUSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP GAY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DUANE MILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY MIRVIS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TIMOTHY D. VARGO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BARBARA L. WHITTAKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Motorola Solutions, Inc.
TICKER: MSI CUSIP: 620076307
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREGORY Q. BROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KENNETH D. DENMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EGON P. DURBAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CLAYTON M. JONES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JUDY C. LEWENT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GREGORY K. MONDRE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANNE R. PRAMAGGIORE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SAMUEL C. SCOTT, III ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOSEPH M. TUCCI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON EFFORTS TO ENSURE SUPPLY CHAIN SHAREHOLDER YES AGAINST FOR
HAS NO FORCED LABOR
PROPOSAL #5: REQUIRE DIRECTOR NOMINEE WITH HUMAN SHAREHOLDER YES AGAINST FOR
RIGHTS EXPERTISE
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Movado Group, Inc.
TICKER: MOV CUSIP: 624580106
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARGARET HAYES ADAME ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER A. BRIDGMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD J. COTE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALEXANDER GRINBERG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EFRAIM GRINBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN H. HOWARD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD ISSERMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NATHAN LEVENTHAL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MAURICE REZNIK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MRC Global Inc.
TICKER: MRC CUSIP: 55345K103
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RHYS J. BEST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEBORAH G. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEONARD M. ANTHONY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARBARA J. DUGANIER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CRAIG KETCHUM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GERARD P. KRANS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW R. LANE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CORNELIS A. LINSE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN A. PERKINS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR H. B. WEHRLE, III ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERT L. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MSA Safety Incorporated
TICKER: MSA CUSIP: 553498106
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS W. GIACOMINI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SANDRA PHILLIPS ROGERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN T. RYAN, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ELECT DIRECTOR NISHAN J. VARTANIAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MSB Financial Corp.
TICKER: MSBF CUSIP: 55352L101
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY T. JOLLIFFE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND VANARIA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MSC Industrial Direct Co., Inc.
TICKER: MSM CUSIP: 553530106
MEETING DATE: 1/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MITCHELL JACOBSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIK GERSHWIND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN BYRNES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROGER FRADIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LOUISE GOESER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL KAUFMANN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENIS KELLY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN PALADINO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PHILIP PELLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MSCI Inc.
TICKER: MSCI CUSIP: 55354G100
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HENRY A. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT G. ASHE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BENJAMIN F. DUPONT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WAYNE EDMUNDS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALICE W. HANDY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CATHERINE R. KINNEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WENDY E. LANE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JACQUES P. PEROLD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LINDA H. RIEFLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GEORGE W. SIGULER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARCUS L. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MSG Networks Inc.
TICKER: MSGN CUSIP: 553573106
MEETING DATE: 12/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH J. LHOTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOEL M. LITVIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN L. SYKES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MTGE Investment Corp.
TICKER: MTGE CUSIP: 55378A105
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY D. KAIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JULIA L. CORONADO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT M. COUCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RANDY E. DOBBS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MTS Systems Corporation
TICKER: MTSC CUSIP: 553777103
MEETING DATE: 2/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY A. GRAVES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID D. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RANDY J. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL V. SCHROCK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GAIL P. STEINEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MAXIMILIANE C. STRAUB ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHUN HUNG (KENNETH) YU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mueller Industries, Inc.
TICKER: MLI CUSIP: 624756102
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY L. CHRISTOPHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL J. FLAHERTY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GENNARO J. FULVIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY S. GLADSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SCOTT J. GOLDMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN B. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TERRY HERMANSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES P. HERZOG, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mueller Water Products, Inc.
TICKER: MWA CUSIP: 624758108
MEETING DATE: 1/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHIRLEY C. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT HALL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JERRY W. KOLB ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK J. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BERNARD G. RETHORE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LYDIA W. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL T. TOKARZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Multi-Color Corporation
TICKER: LABL CUSIP: 625383104
MEETING DATE: 8/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARI J. BENACERRAF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT R. BUCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES B. CONNOLLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT W. KUHN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SIMON T. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR VADIS A. RODATO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NIGEL A. VINECOMBE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Murphy Oil Corporation
TICKER: MUR CUSIP: 626717102
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR T. JAY COLLINS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN A. COSSE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CLAIBORNE P. DEMING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LAWRENCE R. DICKERSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROGER W. JENKINS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ELISABETH W. KELLER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES V. KELLEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WALENTIN MIROSH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR R. MADISON MURPHY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JEFFREY W. NOLAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR NEAL E. SCHMALE ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LAURA A. SUGG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Murphy USA Inc.
TICKER: MUSA CUSIP: 626755102
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRED L. HOLLIGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES W. KEYES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DIANE N. LANDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID B. MILLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mustang Bio, Inc.
TICKER: MBIO CUSIP: 62818Q104
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LINDSAY A. ROSENWALD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL S. WEISS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ADAM J. CHILL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR NEIL HERSKOWITZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR MANUEL LITCHMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. ZELESFKY ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
AMEND ANNUAL STOCK DIVIDEND DUE DATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MutualFirst Financial, Inc.
TICKER: MFSF CUSIP: 62845B104
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHELLE R. ALTOBELLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK L. BARKLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK C. BOTTS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD J. LASHLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES M. BERNARD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM V. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRIAN C. HEWITT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES D. ROSEMA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MVB Financial Corp.
TICKER: MVBF CUSIP: 553810102
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID B. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN W. EBERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KELLY R. NELSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL W. HOLT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Myers Industries, Inc.
TICKER: MYE CUSIP: 628464109
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. DAVID BANYARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SARAH R. COFFIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM A. FOLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR F. JACK LIEBAU, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE M. LISMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JANE SCACCETTI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT A. STEFANKO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mylan N.V.
TICKER: MYL CUSIP: N59465109
MEETING DATE: 6/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR HEATHER BRESCH ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ROBERT J. CINDRICH ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ROBERT J. COURY ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JOELLEN LYONS DILLON ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR NEIL DIMICK ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR MELINA HIGGINS ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR HARRY A. KORMAN ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR RAJIV MALIK ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR MARK W. PARRISH ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR PAULINE VAN DER MEER ISSUER YES FOR FOR
MOHR
PROPOSAL #1K: ELECT DIRECTOR RANDALL L. (PETE) ISSUER YES FOR FOR
VANDERVEEN
PROPOSAL #1L: ELECT DIRECTOR SJOERD S. VOLLEBREGT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: INSTRUCTION TO DELOITTE ACCOUNTANTS B.V. ISSUER YES FOR FOR
FOR THE AUDIT OF THE COMPANY'S DUTCH STATUTORY
ANNUAL ACCOUNTS FOR FISCAL YEAR 2018
PROPOSAL #6: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MyoKardia, Inc.
TICKER: MYOK CUSIP: 62857M105
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TASSOS GIANAKAKOS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY B. CRANSTON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Myomo, Inc.
TICKER: MYO CUSIP: 62857J102
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR THOMAS A. CROWLEY, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MYR Group Inc.
TICKER: MYRG CUSIP: 55405W104
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD C.I. LUCKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAURICE E. MOORE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Myriad Genetics, Inc.
TICKER: MYGN CUSIP: 62855J104
MEETING DATE: 11/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER GILBERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS H. LANGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRENCE C. BEST ISSUER YES FOR FOR
PROPOSAL #2: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nabors Industries Ltd.
TICKER: NBR CUSIP: G6359F103
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TANYA S. BEDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. CRANE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. KOTTS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL C. LINN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY G. PETRELLO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAG SKATTUM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN YEARWOOD ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NACCO Industries, Inc.
TICKER: NC CUSIP: 629579103
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J.C. BUTLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN S. DALRYMPLE, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. JUMPER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS W. LABARRE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY K. LIGHT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL S. MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD DE J. OSBORNE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALFRED M. RANKIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MATTHEW M. RANKIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BRITTON T. TAPLIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID B.H. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NANOMETRICS INCORPORATED
TICKER: NANO CUSIP: 630077105
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. THOMAS BENTLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD J. BROWN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT DEUSTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PIERRE-YVES LESAICHERRE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE C. RHINE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER A. SEAMS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TIMOTHY J. STULTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTINE A. TSINGOS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NanoString Technologies, Inc.
TICKER: NSTG CUSIP: 63009R109
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELISHA W. FINNEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY NORDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES P. WAITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NanoViricides, Inc.
TICKER: NNVC CUSIP: 630087203
MEETING DATE: 12/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANIL DIWAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MILTON BONIUK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MUKUND S. KULKARNI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NantKwest, Inc.
TICKER: NK CUSIP: 63016Q102
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK SOON-SHIONG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR BARRY J. SIMON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR STEVE GORLIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL D. BLASZYK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FREDERICK W. DRISCOLL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN C. THOMAS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Napco Security Technologies, Inc.
TICKER: NSSC CUSIP: 630402105
MEETING DATE: 12/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARNOLD BLUMENTHAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW J. WILDER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nasdaq, Inc.
TICKER: NDAQ CUSIP: 631103108
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MELISSA M. ARNOLDI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLENE T. BEGLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEVEN D. BLACK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ADENA T. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ESSA KAZIM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS A. KLOET ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN D. RAINEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL R. SPLINTER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JACOB WALLENBERG ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LARS R. WEDENBORN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Natera, Inc.
TICKER: NTRA CUSIP: 632307104
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROELOF F. BOTHA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TODD COZZENS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW RABINOWITZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National American University Holdings, Inc.
TICKER: NAUH CUSIP: 63245Q105
MEETING DATE: 10/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT D. BUCKINGHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JERRY L. GALLENTINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD L. SHAPE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THERESE K. CRANE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS D. SABAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD L. HALBERT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY B. BERZINA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES A. ROWAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EDWARD BUCKINGHAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Bank Holdings Corporation
TICKER: NBHC CUSIP: 633707104
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALPH W. CLERMONT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT E. DEAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED J. JOSEPH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR G. TIMOTHY LANEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHO F. SPRING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BURNEY S. WARREN, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ART ZEILE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Bankshares, Inc.
TICKER: NKSH CUSIP: 634865109
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAWRENCE J. BALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL E. DYE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY G. MILLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GLENN P. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. LEWIS WEBB, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY YOUNT, HYDE & BARBOUR P.C AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Beverage Corp.
TICKER: FIZZ CUSIP: 635017106
MEETING DATE: 10/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NICK A. CAPORELLA ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Commerce Corporation
TICKER: NCOM CUSIP: 63546L102
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOEL S. AROGETI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BOBBY A. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS H. COLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK L. DREW ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN C. HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR R. HOLMAN HEAD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN H. HOLCOMB, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM E. MATTHEWS, V ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR C. PHILLIP MCWANE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD MURRAY, IV ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR G. RUFFNER PAGE, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR STEPHEN A. SEVIGNY ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR W. STANCIL STARNES ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR TEMPLE W. TUTWILER, ISSUER YES FOR FOR
III
PROPOSAL #1.15: ELECT DIRECTOR RUSSELL H. VANDEVELDE, ISSUER YES FOR FOR
IV
PROPOSAL #2: RATIFY PORTER KEADLE MOORE, LLC AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Fuel Gas Company
TICKER: NFG CUSIP: 636180101
MEETING DATE: 3/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP C. ACKERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN E. EWING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR REBECCA RANICH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: EXAMINE AND TAKE ACTIVE STEPS TO SHAREHOLDER YES AGAINST FOR
PARTICIPATE IN NATURAL GAS LOCAL DISTRIBUTION SECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National General Holdings Corp.
TICKER: NGHC CUSIP: 636220303
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD T. DECARLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK FALLON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRY KARFUNKEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT KARFUNKEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN MARSHALECK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN "JAY" D. NICHOLS, ISSUER YES FOR FOR
JR.
PROPOSAL #1.7: ELECT DIRECTOR BARBARA PARIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BARRY D. ZYSKIND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Health Investors, Inc.
TICKER: NHI CUSIP: 63633D104
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ROBERT T. WEBB ISSUER YES FOR FOR
PROPOSAL #2: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National HealthCare Corporation
TICKER: NHC CUSIP: 635906100
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. PAUL ABERNATHY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. ADAMS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Holdings Corporation
TICKER: NHLD CUSIP: 636375206
MEETING DATE: 2/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT B. FAGENSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL E. SINGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Instruments Corporation
TICKER: NATI CUSIP: 636518102
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES J. ROESSLEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DUY-LOAN T. LE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GERHARD P. FETTWEIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Oilwell Varco, Inc.
TICKER: NOV CUSIP: 637071101
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR CLAY C. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR GREG L. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR MARCELA E. DONADIO ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR BEN A. GUILL ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JAMES T. HACKETT ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR DAVID D. HARRISON ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR ERIC L. MATTSON ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR MELODY B. MEYER ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR WILLIAM R. THOMAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Presto Industries, Inc.
TICKER: NPK CUSIP: 637215104
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MARYJO COHEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Research Corporation
TICKER: NRCIA CUSIP: 637372202
MEETING DATE: 4/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELIMINATE CLASS OF COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Research Corporation
TICKER: NRC CUSIP: 637372202
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL D. HAYS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN N. NUNNELLY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR STOCK OPTION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Research Corporation
TICKER: NRCIA CUSIP: 637372301
MEETING DATE: 4/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELIMINATE CLASS OF COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NATIONAL RETAIL PROPERTIES, INC.
TICKER: NNN CUSIP: 637417106
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAMELA K. M. BEALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN D. COSLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DON DEFOSSET ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID M. FICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD J. FRITSCH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN B. HABICHT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT C. LEGLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SAM L. SUSSER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JULIAN E. WHITEHURST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Storage Affiliates Trust
TICKER: NSA CUSIP: 637870106
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ARLEN D. NORDHAGEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GEORGE L. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KEVIN M. HOWARD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAUL W. HYLBERT, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHAD L. MEISINGER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEVEN G. OSGOOD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DOMINIC M. PALAZZO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK VAN MOURICK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR REBECCA L. STEINFORT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Vision Holdings, Inc.
TICKER: EYE CUSIP: 63845R107
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR L. READE FAHS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR NATHANIEL H. TAYLOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Western Life Group, Inc.
TICKER: NWLI CUSIP: 638517102
MEETING DATE: 6/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID S. BOONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN E. GLASGOW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E. J. PEDERSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nationstar Mortgage Holdings Inc.
TICKER: NSM CUSIP: 63861C109
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JAY BRAY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nationstar Mortgage Holdings Inc.
TICKER: NSM CUSIP: 63861C109
MEETING DATE: 6/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Natural Alternatives International, Inc.
TICKER: NAII CUSIP: 638842302
MEETING DATE: 12/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ALAN J. LANE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HASKELL & WHITE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Natural Gas Services Group, Inc.
TICKER: NGS CUSIP: 63886Q109
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID L. BRADSHAW ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM F. HUGHES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Natural Grocers by Vitamin Cottage, Inc.
TICKER: NGVC CUSIP: 63888U108
MEETING DATE: 3/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HEATHER ISELY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR KEMPER ISELY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR EDWARD CERKOVNIK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Natural Health Trends Corp.
TICKER: NHTC CUSIP: 63888P406
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE K. BROADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YIU T. CHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIN Y. CHUNG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RANDALL A. MASON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRIS T. SHARNG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nature's Sunshine Products, Inc.
TICKER: NATR CUSIP: 639027101
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT JIA (HONGFEI) ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KRISTINE F. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT B. MERCER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGORY L. PROBERT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARY BETH SPRINGER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT D. STRAUS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J. CHRISTOPHER TEETS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY D. WATKINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Natus Medical Incorporated
TICKER: BABY CUSIP: 639050103
MEETING DATE: 6/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DORIS E. ENGIBOUS ISSUER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR ROBERT S. WEISS ISSUER NO N/A N/A
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #4: REPEAL AMENDMENTS TO THE BYLAWS ADOPTED SHAREHOLDER NO N/A N/A
WITHOUT STOCKHOLDER APPROVAL SINCE MARCH 22, 2012
PROPOSAL #1.1: ELECT DIRECTOR LISA WIPPERMAN HEINE SHAREHOLDER YES FOR AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOSHUA H. LEVINE SHAREHOLDER YES FOR AGAINST
PROPOSAL #2: REMOVE EXISTING DIRECTOR ROBERT A. GUNST SHAREHOLDER YES AGAINST FOR
PROPOSAL #3: APPOINT MARK G. GILREATH TO THE BOARD OF SHAREHOLDER YES AGAINST FOR
DIRECTORS
PROPOSAL #4: REPEAL AMENDMENTS TO THE BYLAWS ADOPTED SHAREHOLDER YES FOR AGAINST
WITHOUT STOCKHOLDER APPROVAL SINCE MARCH 22, 2012
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nautilus, Inc.
TICKER: NLS CUSIP: 63910B102
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD P. BADIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE M. CAZENAVE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD A. HORN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR M. CARL JOHNSON, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANNE G. SAUNDERS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARVIN G. SIEGERT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Navient Corporation
TICKER: NAVI CUSIP: 63938C108
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANNA ESCOBEDO CABRAL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM M. DIEFENDERFER, ISSUER YES FOR FOR
III
PROPOSAL #1c: ELECT DIRECTOR KATHERINE A. LEHMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LINDA A. MILLS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN (JACK) F. REMONDI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JANE J. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LAURA S. UNGER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BARRY L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID L. YOWAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON GOVERNANCE MEASURES SHAREHOLDER YES AGAINST FOR
IMPLEMENTED RELATED TO STUDENT LOAN DEBT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Navigant Consulting, Inc.
TICKER: NCI CUSIP: 63935N107
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KEVIN M. BLAKELY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CYNTHIA A. GLASSMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JULIE M. HOWARD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHAN A. JAMES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RUDINA SESERI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL L. TIPSORD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KATHLEEN E. WALSH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEFFREY W. YINGLING ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RANDY H. ZWIRN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Navistar International Corporation
TICKER: NAV CUSIP: 63934E108
MEETING DATE: 2/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TROY A. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSE MARIA ALAPONT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN R. D'ARCY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MATTHIAS GRUNDLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VINCENT J. INTRIERI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL A. NINIVAGGI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK H. RACHESKY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANDREAS H. RENSCHLER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL F. SIRIGNANO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DENNIS A. SUSKIND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NBT Bancorp Inc.
TICKER: NBTB CUSIP: 628778102
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN H. WATT, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARTIN A. DIETRICH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PATRICIA T. CIVIL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR TIMOTHY E. DELANEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES H. DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANDREW S. KOWALCZYK, III ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN C. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR V. DANIEL ROBINSON, II ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MATTHEW J. SALANGER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOSEPH A. SANTANGELO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LOWELL A. SEIFTER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ROBERT A. WADSWORTH ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JACK H. WEBB ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NCI Building Systems, Inc.
TICKER: NCS CUSIP: 628852204
MEETING DATE: 2/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES G. BERGES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM R. VANARSDALE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRENCE J. KREMER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN J. HOLLAND ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NCR Corporation
TICKER: NCR CUSIP: 62886E108
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD L. CLEMMER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT P. DERODES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEBORAH A. FARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KURT P. KUEHN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM R. NUTI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW A. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NCS Multistage Holdings, Inc.
TICKER: NCSM CUSIP: 628877102
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL MCSHANE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GURINDER GREWAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANKLIN MYERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE QUALIFIED AND NON-QUALIFIED ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Neenah, Inc.
TICKER: NP CUSIP: 640079109
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARGARET S. DANO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN M. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nektar Therapeutics
TICKER: NKTR CUSIP: 640268108
MEETING DATE: 6/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFF AJER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT B. CHESS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROY A. WHITFIELD ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nelnet, Inc.
TICKER: NNI CUSIP: 64031N108
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL S. DUNLAP ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL D. REARDON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #5a: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
UPDATE THE LIMITATION ON LIABILITY PROVISIONS FOR
DIRECTORS
PROPOSAL #5b: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
UPDATE THE INDEMNIFICATION PROVISIONS FOR DIRECTORS
AND OFFICERS
PROPOSAL #5c: INCREASE OWNERSHIP THRESHOLD FOR ISSUER YES AGAINST AGAINST
SHAREHOLDERS TO CALL SPECIAL MEETING
PROPOSAL #5d: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Neogen Corporation
TICKER: NEOG CUSIP: 640491106
MEETING DATE: 10/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES L. HERBERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR G. BRUCE PAPESH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS H. REED ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DARCI L. VETTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NeoGenomics, Inc.
TICKER: NEO CUSIP: 64049M209
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOUGLAS M. VANOORT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN C. JONES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KEVIN C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RAYMOND R. HIPP ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRUCE K. CROWTHER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LYNN A. TETRAULT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ALISON L. HANNAH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEPHEN M. KANOVSKY ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Neonode Inc.
TICKER: NEON CUSIP: 64051M402
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ANDREAS BUNGE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KMJ CORBIN AND COMPANY LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #6: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NeoPhotonics Corporation
TICKER: NPTN CUSIP: 64051T100
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BANDEL L. CARANO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES J. ABBE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. SOPHIE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Neos Therapeutics, Inc.
TICKER: NEOS CUSIP: 64052L106
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BETH HECHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN SCHMID ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA M. SZYPER ISSUER YES FOR �� FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NetApp, Inc.
TICKER: NTAP CUSIP: 64110D104
MEETING DATE: 9/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR T. MICHAEL NEVENS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALAN L. EARHART ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GERALD HELD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KATHRYN M. HILL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GEORGE KURIAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GEORGE T. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEPHEN M. SMITH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD P. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ADOPT POLICY TO ANNUALLY DISCLOSE EEO-1 SHAREHOLDER YES AGAINST FOR
DATA
PROPOSAL #8: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Netflix, Inc.
TICKER: NFLX CUSIP: 64110L106
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD N. BARTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RODOLPHE BELMER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRADFORD L. SMITH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ANNE M. SWEENEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND BYLAWS -- CALL SPECIAL MEETINGS SHAREHOLDER YES FOR AGAINST
PROPOSAL #5: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
PROPOSAL #6: ADOPT COMPENSATION CLAWBACK POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES FOR AGAINST
PROPOSAL #8: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES FOR AGAINST
PROPOSAL #9: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NETGEAR, Inc.
TICKER: NTGR CUSIP: 64111Q104
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR PATRICK C.S. LO ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JOCELYN E. CARTER-MILLER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR RALPH E. FAISON ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JEF T. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR GREGORY J. ROSSMANN ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR BARBARA V. SCHERER ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JULIE A. SHIMER ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR GRADY K. SUMMERS ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR THOMAS H. WAECHTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NetScout Systems, Inc.
TICKER: NTCT CUSIP: 64115T104
MEETING DATE: 9/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH G. HADZIMA, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER PERRETTA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NetSol Technologies, Inc.
TICKER: NTWK CUSIP: 64115A402
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NAJEEB U. GHAURI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR NAEEM GHAURI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EUGEN BECKERT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SHAHID JAVED BURKI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARK CATON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MALEA FARSAI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HENRY TOLENTINO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KSP GROUP, INC. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Neurocrine Biosciences, Inc.
TICKER: NBIX CUSIP: 64125C109
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM H. RASTETTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE J. MORROW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nevro Corp.
TICKER: NVRO CUSIP: 64157F103
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRAD VALE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL DEMANE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LISA D. EARNHARDT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New Jersey Resources Corporation
TICKER: NJR CUSIP: 646025106
MEETING DATE: 1/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAUREEN A. BORKOWSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS C. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD L. CORRELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR M. WILLIAM HOWARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. TERRY STRANGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE R. ZOFFINGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New Media Investment Group Inc.
TICKER: NEWM CUSIP: 64704V106
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR LAURENCE TARICA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR �� FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New Relic, Inc.
TICKER: NEWR CUSIP: 64829B100
MEETING DATE: 8/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEWIS CIRNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER FENTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New Residential Investment Corp.
TICKER: NRZ CUSIP: 64828T201
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL NIERENBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN J. FINNERTY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New Senior Investment Group Inc.
TICKER: SNR CUSIP: 648691103
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VIRGIS W. COLBERT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR CASSIA VAN DER HOOF ISSUER YES WITHHOLD AGAINST
HOLSTEIN
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR N/A
OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New York & Company, Inc.
TICKER: NWY CUSIP: 649295102
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY J. SCOTT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MIKI RACINE BERARDELLI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID H. EDWAB ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES O. EGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LORI H. GREELEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTY HAUBEGGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN D. HOWARD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GRACE NICHOLS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ARTHUR E. REINER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New York Community Bancorp, Inc.
TICKER: NYCB CUSIP: 649445103
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.2: ELECT DIRECTOR HANIF "WALLY" DAHYA ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH R. FICALORA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES J. O'DONOVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New York Mortgage Trust, Inc.
TICKER: NYMT CUSIP: 649604501
MEETING DATE: 6/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. BOCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL B. CLEMENT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN L. HAINEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN R. MUMMA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN G. NORCUTT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LISA A. PENDERGAST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NEWELL BRANDS INC.
TICKER: NWL CUSIP: 651229106
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRIDGET RYAN BERMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PATRICK D. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES R. CRAIGIE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DEBRA A. CREW ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRETT M. ICAHN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GERARDO I. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR COURTNEY R. MATHER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL B. POLK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JUDITH A. SPRIESER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT A. STEELE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEVEN J. STROBEL ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MICHAEL A. TODMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Newfield Exploration Company
TICKER: NFX CUSIP: 651290108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LEE K. BOOTHBY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAMELA J. GARDNER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDGAR R. GIESINGER, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEVEN W. NANCE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROGER B. PLANK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS G. RICKS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JUANITA M. ROMANS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN W. SCHANCK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR J. TERRY STRANGE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR J. KENT WELLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NEWLINK GENETICS CORPORATION
TICKER: NLNK CUSIP: 651511107
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHAD A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERNEST J. TALARICO, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOTA S. ZOTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NewMarket Corporation
TICKER: NEU CUSIP: 651587107
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHYLLIS L. COTHRAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK M. GAMBILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE C. GOTTWALD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS E. GOTTWALD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK D. HANLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR H. HITER HARRIS, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES E. ROGERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Newmont Mining Corporation
TICKER: NEM CUSIP: 651639106
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY H. BOYCE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE R. BROOK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. KOFI BUCKNOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH A. CARRABBA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NOREEN DOYLE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY J. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VERONICA M. HAGEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SHERI E. HICKOK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RENE MEDORI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JANE NELSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JULIO M. QUINTANA ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MOLLY P. ZHANG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Newpark Resources, Inc.
TICKER: NR CUSIP: 651718504
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY J. BEST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR G. STEPHEN FINLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL L. HOWES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RODERICK A. LARSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN C. MINGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROSE M. ROBESON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY L. WARREN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: News Corporation
TICKER: NWS CUSIP: 65249B208
MEETING DATE: 11/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR K. RUPERT MURDOCH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LACHLAN K. MURDOCH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT J. THOMSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KELLY AYOTTE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOSE MARIA AZNAR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NATALIE BANCROFT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PETER L. BARNES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOEL I. KLEIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES R. MURDOCH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ANA PAULA PESSOA ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MASROOR SIDDIQUI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NewStar Financial, Inc.
TICKER: NEWS CUSIP: 65251F105
MEETING DATE: 12/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE SALE OF COMPANY ASSETS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
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ISSUER: Nexeo Solutions, Inc.
TICKER: NXEO CUSIP: 65342H102
MEETING DATE: 1/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN A. SELMO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NATHAN H. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NexPoint Residential Trust, Inc.
TICKER: NXRT CUSIP: 65341D102
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES DONDERO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRIAN MITTS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDWARD CONSTANTINO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SCOTT KAVANAUGH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ARTHUR LAFFER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Nexstar Media Group, Inc.
TICKER: NXST CUSIP: 65336K103
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PERRY A. SOOK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEOFF ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAY M. GROSSMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NextDecade Corporation
TICKER: NEXT CUSIP: 65342K105
MEETING DATE: 12/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NextDecade Corporation
TICKER: NEXT CUSIP: 65342K105
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW K. SCHATZMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AVINASH KRIPALANI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM VRATTOS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NextDecade Corporation
TICKER: NEXT CUSIP: 65342K105
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE ISSUANCE OF SERIES A ISSUER YES FOR FOR
CONVERTIBLE PREFERRED STOCK AND WARRANTS
PROPOSAL #2: APPROVE THE ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
PREFERRED STOCK
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NextEra Energy, Inc.
TICKER: NEE CUSIP: 65339F101
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SHERRY S. BARRAT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES L. CAMAREN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KENNETH B. DUNN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NAREN K. GURSAHANEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KIRK S. HACHIGIAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TONI JENNINGS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR AMY B. LANE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES L. ROBO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RUDY E. SCHUPP ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN L. SKOLDS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WILLIAM H. SWANSON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR HANSEL E. TOOKES, II ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NI Holdings, Inc.
TICKER: NODK CUSIP: 65342T106
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM R. DEVLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DUAINE C. ESPEGARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAZARS USA LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: NIC Inc.
TICKER: EGOV CUSIP: 62914B100
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HARRY H. HERINGTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ART N. BURTSCHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VENMAL 'RAJI' ARASU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KAREN S. EVANS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROSS C. HARTLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR C. BRAD HENRY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALEXANDER C. KEMPER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM M. LYONS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PETE WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Nicolet Bankshares, Inc.
TICKER: NCBS CUSIP: 65406E102
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT W. AGNEW ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROBERT B. ATWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL E. DANIELS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN N. DYKEMA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR TERRENCE R. FULWILER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER J. GHIDORZI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. GILSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS L. HERLACHE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANDREW F. HETZEL, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DONALD J. LONG, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DUSTIN J. MCCLONE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SUSAN L. MERKATORIS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR RANDY J. ROSE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.14: ELECT DIRECTOR OLIVER PIERCE SMITH ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR ROBERT J. WEYERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PORTER KEADLE MOORE, LLC AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
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ISSUER: Nielsen Holdings plc
TICKER: NLSN CUSIP: G6518L108
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES A. ATTWOOD, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MITCH BARNS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GUERRINO DE LUCA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KAREN M. HOGUET ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HARISH MANWANI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT C. POZEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID RAWLINSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAVIER G. TERUEL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LAUREN ZALAZNICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT ERNST & YOUNG LLP AS UK ISSUER YES FOR FOR
STATUTORY AUDITORS
PROPOSAL #4: AUTHORIZE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF UK STATUTORY AUDITORS
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NIKE, Inc.
TICKER: NKE CUSIP: 654106103
MEETING DATE: 9/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN B. GRAF, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. LECHLEITER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELLE A. PELUSO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
DISCLOSURE
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NiSource Inc.
TICKER: NI CUSIP: 65473P105
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER A. ALTABEF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC L. BUTLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ARISTIDES S. CANDRIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WAYNE S. DEVEYDT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH HAMROCK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DEBORAH A. HENRETTA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL E. JESANIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEVIN T. KABAT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD L. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CAROLYN Y. WOO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
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ISSUER: NIVALIS THERAPEUTICS, INC.
TICKER: NVLS CUSIP: 65481J109
MEETING DATE: 7/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: CHANGE COMPANY NAME TO ALPINE IMMUNE ISSUER YES FOR FOR
SCIENCES, INC.
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
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ISSUER: NL Industries, Inc.
TICKER: NL CUSIP: 629156407
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH R. COOGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LORETTA J. FEEHAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ROBERT D. GRAHAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JOHN E. HARPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MEREDITH W. MENDES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CECIL H. MOORE, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS P. STAFFORD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: NMI Holdings, Inc.
TICKER: NMIH CUSIP: 629209305
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRADLEY M. SHUSTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL EMBLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES G. JONES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR REGINA MUEHLHAUSER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES H. OZANNE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN L. SCHEID ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: NN, Inc.
TICKER: NNBR CUSIP: 629337106
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. BRUNNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD D. HOLDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID L. PUGH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
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ISSUER: Nobilis Health Corp.
TICKER: HLTH CUSIP: 65500B103
MEETING DATE: 6/28/2018 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #2: FIX NUMBER OF DIRECTORS AT FIVE ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR HARRY FLEMING ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR STEVE OZONIAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #3.3: ELECT DIRECTOR THOMAS FOSTER ISSUER YES WITHHOLD AGAINST
PROPOSAL #3.4: ELECT DIRECTOR NEIL BADLANI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR SUSAN WATT ISSUER YES FOR FOR
PROPOSAL #4: AMEND STOCK OPTION PLAN ISSUER YES AGAINST AGAINST
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ISSUER: Noble Corporation plc
TICKER: NE CUSIP: G65431101
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT DIRECTOR ASHLEY ALMANZA ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT DIRECTOR JULIE H. EDWARDS ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT DIRECTOR GORDON T. HALL ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT DIRECTOR SCOTT D. JOSEY ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT DIRECTOR JON A. MARSHALL ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT DIRECTOR MARY P. RICCIARDELLO ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JULIE J. ROBERTSON ISSUER YES FOR FOR
PROPOSAL #8: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #9: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
STATUTORY AUDITORS
PROPOSAL #10: AUTHORIZE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF STATUTORY AUDITORS
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #12: ADVISORY VOTE TO RATIFY DIRECTORS' ISSUER YES AGAINST AGAINST
COMPENSATION REPORT
PROPOSAL #13: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #14: AUTHORIZE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORIZE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORIZE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
SPECIFIED CAPITAL INVESTMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Noble Energy, Inc.
TICKER: NBL CUSIP: 655044105
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFFREY L. BERENSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL A. CAWLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDWARD F. COX ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES E. CRADDOCK ISSUER YES AGAINST AGAINST
PROPOSAL #1e: ELECT DIRECTOR THOMAS J. EDELMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HOLLI C. LADHANI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID L. STOVER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SCOTT D. URBAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM T. VAN KLEEF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ASSESS PORTFOLIO IMPACTS OF POLICIES TO SHAREHOLDER YES FOR AGAINST
MEET 2 DEGREE SCENARIO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Noodles & Company
TICKER: NDLS CUSIP: 65540B105
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANCOIS DUFRESNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY JONES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DREW MADSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW TAUB ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nordson Corporation
TICKER: NDSN CUSIP: 655663102
MEETING DATE: 2/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARTHUR L. GEORGE, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL F. HILTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK M. JAEHNERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nordstrom, Inc.
TICKER: JWN CUSIP: 655664100
MEETING DATE: 5/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SHELLYE L. ARCHAMBEAU ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STACY BROWN-PHILPOT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TANYA L. DOMIER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BLAKE W. NORDSTROM ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ERIK B. NORDSTROM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PETER E. NORDSTROM ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PHILIP G. SATRE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BRAD D. SMITH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GORDON A. SMITH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BRADLEY D. TILDEN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR B. KEVIN TURNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Norfolk Southern Corporation
TICKER: NSC CUSIP: 655844108
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS D. BELL, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WESLEY G. BUSH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DANIEL A. CARP ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MITCHELL E. DANIELS, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARCELA E. DONADIO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEVEN F. LEER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL D. LOCKHART ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR AMY E. MILES ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARTIN H. NESBITT ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JENNIFER F. SCANLON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JAMES A. SQUIRES ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JOHN R. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLPAS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northeast Bancorp
TICKER: NBN CUSIP: 663904209
MEETING DATE: 11/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT R. GLAUBER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD WAYNE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northern Oil and Gas, Inc.
TICKER: NOG CUSIP: 665531109
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES PURSUANT TO ISSUER YES FOR FOR
THE EXCHANGE TRANSACTION
PROPOSAL #2: CHANGE STATE OF INCORPORATION FROM ISSUER YES FOR FOR
MINNESOTA TO DELAWARE
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northern Technologies International Corporation
TICKER: NTIC CUSIP: 665809109
MEETING DATE: 1/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARBARA D. COLWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SOO-KEONG KOH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUNGGYU LEE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR G. PATRICK LYNCH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAMANI NARAYAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD J. NIGON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KONSTANTIN VON ISSUER YES FOR FOR
FALKENHAUSEN
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northern Trust Corporation
TICKER: NTRS CUSIP: 665859104
MEETING DATE: 4/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LINDA WALKER BYNOE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SUSAN CROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DEAN M. HARRISON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAY L. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL G. O'GRADY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOSE LUIS PRADO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS E. RICHARDS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN W. ROWE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARTIN P. SLARK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID H. B. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DONALD THOMPSON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR CHARLES A. TRIBBETT, III ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR FREDERICK H. WADDELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
DISCLOSURE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northfield Bancorp, Inc.
TICKER: NFBK CUSIP: 66611T108
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY C. HARRISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN J. KESSLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK L. RYAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICK E. SCURA, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northrim BanCorp, Inc.
TICKER: NRIM CUSIP: 666762109
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY S. CASH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY DRABEK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KARL L. HANNEMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID W. KARP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID J. MCCAMBRIDGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KRYSTAL M. NELSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH M. SCHIERHORN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN C. SWALLING ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LINDA C. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID G. WIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northrop Grumman Corporation
TICKER: NOC CUSIP: 666807102
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WESLEY G. BUSH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARIANNE C. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD E. FELSINGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANN M. FUDGE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE S. GORDON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MADELEINE A. KLEINER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KARL J. KRAPEK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GARY ROUGHEAD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS M. SCHOEWE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES S. TURLEY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARK A. WELSH, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northwest Bancshares, Inc.
TICKER: NWBI CUSIP: 667340103
MEETING DATE: 4/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP M. TREDWAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEBORAH J. CHADSEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY M. HUNTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD J. SEIFFERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northwest Natural Gas Company
TICKER: NWN CUSIP: 667655104
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY P. BOYLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK S. DODSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MALIA H. WASSON ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: APPROVE FORMATION OF HOLDING COMPANY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northwest Pipe Company
TICKER: NWPX CUSIP: 667746101
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH LARSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD ROMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NorthWestern Corporation
TICKER: NWE CUSIP: 668074305
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN P. ADIK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY T. CLARK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANA J. DYKHOUSE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAN R. HORSFALL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRITT E. IDE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JULIA L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LINDA G. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT C. ROWE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Norwegian Cruise Line Holdings Ltd.
TICKER: NCLH CUSIP: G66721104
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ADAM M. ARON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STELLA DAVID ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARY E. LANDRY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Norwood Financial Corp.
TICKER: NWFL CUSIP: 669549107
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEWIS J. CRITELLI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM W. DAVIS, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MEG L. HUNGERFORD ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY S.R. SNODGRASS, P.C. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Novan, Inc.
TICKER: NOVN CUSIP: 66988N106
MEETING DATE: 6/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT A. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR G. KELLY MARTIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MACHELLE SANDERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Novanta Inc.
TICKER: NOVT CUSIP: 67000B104
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN W. BERSHAD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LONNY J. CARPENTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS J. FORTINO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MATTHIJS GLASTRA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN D. KING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR IRA J. LAMEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOMINIC A. ROMEO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS N. SECOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Novavax, Inc.
TICKER: NVAX CUSIP: 670002104
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD H. DOUGLAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR GARY C. EVANS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NovoCure Limited
TICKER: NVCR CUSIP: G6674U108
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ASAF DANZIGER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR WILLIAM F. DOYLE ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR DAVID T. HUNG ISSUER YES FOR �� FOR
PROPOSAL #1D: ELECT DIRECTOR SHERILYN D. MCCOY ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR CHARLES G. PHILLIPS, III ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR WILLIAM A. VERNON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KOST FORER GABBAY & KASIERER AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NOW Inc.
TICKER: DNOW CUSIP: 67011P100
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR TERRY BONNO ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR GALEN COBB ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JAMES CRANDELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NRG Energy, Inc.
TICKER: NRG CUSIP: 629377508
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR E. SPENCER ABRAHAM ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MATTHEW CARTER, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LAWRENCE S. COBEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HEATHER COX ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TERRY G. DALLAS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MAURICIO GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM E. HANTKE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAUL W. HOBBY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ANNE C. SCHAUMBURG ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR THOMAS H. WEIDEMEYER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR C. JOHN WILDER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NRG Yield, Inc.
TICKER: NYLD CUSIP: 62942X306
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAURICIO GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN F. CHLEBOWSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIRKLAND B. ANDREWS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN CHILLEMI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN R. FORD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FERRELL P. MCCLEAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER S. SOTOS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NRG Yield, Inc.
TICKER: NYLD CUSIP: 62942X405
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAURICIO GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN F. CHLEBOWSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIRKLAND B. ANDREWS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN CHILLEMI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN R. FORD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FERRELL P. MCCLEAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER S. SOTOS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nu Skin Enterprises, Inc.
TICKER: NUS CUSIP: 67018T105
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NEVIN N. ANDERSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL W. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW D. LIPMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN J. LUND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NEIL H. OFFEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS R. PISANO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ZHEQING (SIMON) SHEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RITCH N. WOOD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EDWINA D. WOODBURY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nuance Communications, Inc.
TICKER: NUAN CUSIP: 67020Y100
MEETING DATE: 2/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. FINOCCHIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. FRANKENBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM H. JANEWAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAURA S. KAISER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK R. LARET ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KATHARINE A. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PHILIP J. QUIGLEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SANJAY VASWANI ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND BYLAWS -- CALL SPECIAL MEETINGS SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nucor Corporation
TICKER: NUE CUSIP: 670346105
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LLOYD J. AUSTIN, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK J. DEMPSEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN J. FERRIOLA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VICTORIA F. HAYNES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER J. KEARNEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAURETTE T. KOELLNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN H. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Numerex Corp.
TICKER: NMRX CUSIP: 67053A102
MEETING DATE: 12/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nutanix, Inc.
TICKER: NTNX CUSIP: 67059N108
MEETING DATE: 12/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SUSAN L. BOSTROM ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN J. GOMO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEFFREY T. PARKS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NUTRACEUTICAL INTERNATIONAL CORPORATION
TICKER: NUTR CUSIP: 67060Y101
MEETING DATE: 8/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nutrisystem, Inc.
TICKER: NTRI CUSIP: 67069D108
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT F. BERNSTOCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL GUYARDO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. HAGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAY HERRATTI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL D. MANGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRIAN P. TIERNEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREA M. WEISS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAWN M. ZIER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NuVasive, Inc.
TICKER: NUVA CUSIP: 670704105
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR VICKIE L. CAPPS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN A. DEFORD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nuvectra Corporation
TICKER: NVTR CUSIP: 67075N108
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY P. BIHL, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH G. HAWARI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS E. ZELIBOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NV5 Global, Inc.
TICKER: NVEE CUSIP: 62945V109
MEETING DATE: 6/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DICKERSON WRIGHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALEXANDER A. HOCKMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARYJO E. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY A. LISS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM D. PRUITT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GERALD J. SALONTAI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANCOIS TARDAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NVE Corporation
TICKER: NVEC CUSIP: 629445206
MEETING DATE: 8/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRENCE W. GLARNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL A. BAKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICIA M. HOLLISTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD W. KRAMP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY R. MAHARAJ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NVIDIA CORPORATION
TICKER: NVDA CUSIP: 67066G104
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT K. BURGESS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TENCH COXE ISSUER YES FOR �� FOR
PROPOSAL #1c: ELECT DIRECTOR PERSIS S. DRELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES C. GAITHER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JEN-HSUN HUANG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAWN HUDSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HARVEY C. JONES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL G. MCCAFFERY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARK L. PERRY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR A. BROOKE SEAWELL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARK A. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NVR, Inc.
TICKER: NVR CUSIP: 62944T105
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. E. ANDREWS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY M. DONAHUE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS D. ECKERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALFRED E. FESTA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ED GRIER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MANUEL H. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MEL MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM A. MORAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID A. PREISER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR W. GRADY ROSIER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SUSAN WILLIAMSON ROSS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DWIGHT C. SCHAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NxSTAGE MEDICAL, INC.
TICKER: NXTM CUSIP: 67072V103
MEETING DATE: 10/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NxSTAGE MEDICAL, INC.
TICKER: NXTM CUSIP: 67072V103
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY H. BURBANK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HEYWARD R. DONIGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT G. FUNARI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL A. GIANNINI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EARL R. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEAN K. MIXER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CRAIG W. MOORE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR REID S. PERPER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES J. PETERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oasis Petroleum Inc.
TICKER: OAS CUSIP: 674215108
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. CASSIDY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TAYLOR L. REID ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BOBBY S. SHACKOULS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Obalon Therapeutics, Inc.
TICKER: OBLN CUSIP: 67424L100
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND DITTAMORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LES HOWE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID MOATAZEDI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Occidental Petroleum Corporation
TICKER: OXY CUSIP: 674599105
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SPENCER ABRAHAM ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HOWARD I. ATKINS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EUGENE L. BATCHELDER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN E. FEICK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARGARET M. FORAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CARLOS M. GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR VICKI HOLLUB ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM R. KLESSE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JACK B. MOORE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR AVEDICK B. POLADIAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ELISSE B. WALTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oceaneering International, Inc.
TICKER: OII CUSIP: 675232102
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEANNA L. GOODWIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN R. HUFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN A. WEBSTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OceanFirst Financial Corp.
TICKER: OCFC CUSIP: 675234108
MEETING DATE: 10/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OceanFirst Financial Corp.
TICKER: OCFC CUSIP: 675234108
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL D. DEVLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK M. FARRIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DIANE F. RHINE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK G. SOLOW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oclaro, Inc.
TICKER: OCLR CUSIP: 67555N206
MEETING DATE: 11/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD COLLINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENISE HAYLOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM L. SMITH ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ocular Therapeutix, Inc.
TICKER: OCUL CUSIP: 67576A100
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTONY MATTESSICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. JAMES O'SHEA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES M. WARDEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ocwen Financial Corporation
TICKER: OCN CUSIP: 675746309
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHYLLIS R. CALDWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN J. BOWERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACQUES J. BUSQUET ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CAROL J. GALANTE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT J. LIPSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT A. SALCETTI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEFOREST B. SOARIES, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Odonate Therapeutics, Inc.
TICKER: ODT CUSIP: 676079106
MEETING DATE: 6/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN C. TANG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JEFF L. VACIRCA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR AARON I. DAVIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR CRAIG A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT H. ROSEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR GEORGE F. TIDMARSH ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY SQUAR MILNER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Odyssey Marine Exploration, Inc.
TICKER: OMEX CUSIP: 676118201
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. ABBOTT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MARK D. GORDON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK B. JUSTH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES S. PIGNATELLI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JON D. SAWYER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREGORY P. STEMM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY FERLITA, WALSH, GONZALEZ & ISSUER YES FOR FOR
RODRIGUEZ, P.A. AS AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Office Depot, Inc.
TICKER: ODP CUSIP: 676220106
MEETING DATE: 7/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GERRY P. SMITH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KRISTIN A. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CYNTHIA T. JAMISON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR V. JAMES MARINO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FRANCESCA RUIZ DE ISSUER YES FOR FOR
LUZURIAGA
PROPOSAL #1f: ELECT DIRECTOR DAVID M. SZYMANSKI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR NIGEL TRAVIS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSEPH S. VASSALLUZZO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OFFICE DEPOT, INC.
TICKER: ODP CUSIP: 676220106
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GERRY P. SMITH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KRISTIN A. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CYNTHIA T. JAMISON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR V. JAMES MARINO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FRANCESCA RUIZ DE ISSUER YES FOR FOR
LUZURIAGA
PROPOSAL #1f: ELECT DIRECTOR DAVID M. SZYMANSKI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR NIGEL TRAVIS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSEPH S. VASSALLUZZO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OFG Bancorp
TICKER: OFG CUSIP: 67103X102
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIAN S. INCLAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PEDRO MORAZZANI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OGE Energy Corp.
TICKER: OGE CUSIP: 670837103
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR FRANK A. BOZICH ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JAMES H. BRANDI ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR PETER D. CLARKE ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR LUKE R. CORBETT ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR DAVID L. HAUSER ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR ROBERT O. LORENZ �� ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JUDY R. MCREYNOLDS ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR J. MICHAEL SANNER ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR SHEILA G. TALTON ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR SEAN TRAUSCHKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO CALL A SPECIAL MEETING SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oil States International, Inc.
TICKER: OIS CUSIP: 678026105
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR S. JAMES NELSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM T. VAN KLEEF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oil-Dri Corporation of America
TICKER: ODC CUSIP: 677864100
MEETING DATE: 12/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. STEVEN COLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL S. JAFFEE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR RICHARD M. JAFFEE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH C. MILLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL A. NEMEROFF ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR GEORGE C. ROETH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALLAN H. SELIG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAUL E. SUCKOW ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LAWRENCE E. WASHOW ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Okta, Inc.
TICKER: OKTA CUSIP: 679295105
MEETING DATE: 6/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD MCKINNON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL KOUREY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL STANKEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Old Dominion Freight Line, Inc.
TICKER: ODFL CUSIP: 679580100
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EARL E. CONGDON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID S. CONGDON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHERRY A. AAHOLM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN R. CONGDON, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT G. CULP, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRADLEY R. GABOSCH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREG C. GANTT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICK D. HANLEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN D. KASARDA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LEO H. SUGGS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR D. MICHAEL WRAY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Old Line Bancshares, Inc.
TICKER: OLBK CUSIP: 67984M100
MEETING DATE: 3/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Old Line Bancshares, Inc.
TICKER: OLBK CUSIP: 67984M100
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC D. HOVDE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDRE' J. GINGLES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. SUIT, II ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN J. DEADRICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH J. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR STEVEN K. BREEDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. CLIFFORD, SR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Old National Bancorp
TICKER: ONB CUSIP: 680033107
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN W. BRAUN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW E. GOEBEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEROME F. HENRY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT G. JONES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RYAN C. KITCHELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHELPS L. LAMBERT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS E. SALMON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RANDALL T. SHEPARD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR REBECCA S. SKILLMAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KELLY N. STANLEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DERRICK J. STEWART ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KATHERINE E. WHITE ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR LINDA E. WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Old Point Financial Corporation
TICKER: OPOF CUSIP: 680194107
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN C. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES READE CHISMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RUSSELL SMITH EVANS, ISSUER YES FOR FOR
JR.
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL A. GLASSER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ARTHUR D. GREENE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN CABOT ISHON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM F. KEEFE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TOM B. LANGLEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR H. ROBERT SCHAPPERT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT F. SHUFORD, SR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERT F. SHUFORD, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ELLEN CLARK THACKER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JOSEPH R. WITT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY YOUNT, HYDE & BARBOUR, P.C. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Old Republic International Corporation
TICKER: ORI CUSIP: 680223104
MEETING DATE: 5/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HARRINGTON BISCHOF ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SPENCER LEROY, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR CHARLES F. TITTERTON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR STEVEN R. WALKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON STEPS TAKEN TO IMPROVE BOARD SHAREHOLDER YES AGAINST FOR
OVERSIGHT OF CLIMATE CHANGE RISK
PROPOSAL #5: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Old Second Bancorp, Inc.
TICKER: OSBC CUSIP: 680277100
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES ECCHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARRY FINN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES F. TAPSCOTT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HUGH MCLEAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PLANTE & MORAN, PLLC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Olin Corporation
TICKER: OLN CUSIP: 680665205
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD W. BOGUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EARL L. SHIPP ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VINCENT J. SMITH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CAROL A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ollie's Bargain Outlet Holdings, Inc.
TICKER: OLLI CUSIP: 681116109
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK L. BUTLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS HENDRICKSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Olympic Steel, Inc.
TICKER: ZEUS CUSIP: 68162K106
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. WOLFORT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RALPH M. DELLA RATTA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD L. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIRK A. KEMPTHORNE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR IDALENE F. KESNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Omega Flex, Inc.
TICKER: OFLX CUSIP: 682095104
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEWART B. REED ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID K. EVANS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US, LLC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Omega Healthcare Investors, Inc.
TICKER: OHI CUSIP: 681936100
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KAPILA K. ANAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG M. BERNFIELD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NORMAN R. BOBINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRAIG R. CALLEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BARBARA B. HILL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EDWARD LOWENTHAL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BEN W. PERKS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR C. TAYLOR PICKETT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN D. PLAVIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Omega Protein Corporation
TICKER: OME CUSIP: 68210P107
MEETING DATE: 12/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Omeros Corporation
TICKER: OMER CUSIP: 682143102
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY A. DEMOPULOS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEROY E. HOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Omnicell, Inc.
TICKER: OMCL CUSIP: 68213N109
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDALL A. LIPPS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VANCE B. MOORE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK W. PARRISH ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Omnicom Group Inc.
TICKER: OMC CUSIP: 681919106
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. WREN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN R. BATKIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY C. CHOKSI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT CHARLES CLARK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEONARD S. COLEMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUSAN S. DENISON ISSUER YES �� FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONNIE S. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DEBORAH J. KISSIRE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GRACIA C. MARTORE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LINDA JOHNSON RICE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR VALERIE M. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OMNOVA Solutions Inc.
TICKER: OMN CUSIP: 682129101
MEETING DATE: 3/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JANET PLAUT GIESSELMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANNE P. NOONAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LARRY B. PORCELLATO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: On Deck Capital, Inc.
TICKER: ONDK CUSIP: 682163100
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID HARTWIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL HENSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NEIL E. WOLFSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ON Semiconductor Corporation
TICKER: ON CUSIP: 682189105
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ATSUSHI ABE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CURTIS J. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GILLES DELFASSY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EMMANUEL T. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEITH D. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL A. MASCARENAS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DARYL A. OSTRANDER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TERESA M. RESSEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OncoMed Pharmaceuticals, Inc.
TICKER: OMED CUSIP: 68234X102
MEETING DATE: 6/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. LEWICKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENISE SCOTS-KNIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ONE Gas, Inc.
TICKER: OGS CUSIP: 68235P108
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. GIBSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATTYE L. MOORE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS H. YAEGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
DECLASSIFY THE BOARD, TO PROVIDE FOR THE ANNUAL
ELECTION OF ALL DIRECTORS, AND TO PROVIDE DIRECTORS
MAY BE REMOVED WITH OR WITHOUT CAUSE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: One Liberty Properties, Inc.
TICKER: OLP CUSIP: 682406103
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH A. DELUCA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FREDRIC H. GOULD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEOR SIRI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EUGENE I. ZURIFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OneBeacon Insurance Group, Ltd.
TICKER: OB CUSIP: G67742109
MEETING DATE: 7/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OneMain Holdings, Inc.
TICKER: OMF CUSIP: 68268W103
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS L. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANAHAITA N. KOTVAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ONEOK, Inc.
TICKER: OKE CUSIP: 682680103
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN L. DERKSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JULIE H. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. GIBSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RANDALL J. LARSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN J. MALCOLM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JIM W. MOGG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATTYE L. MOORE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GARY D. PARKER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EDUARDO A. RODRIGUEZ ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TERRY K. SPENCER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OneSpan, Inc.
TICKER: OSPN CUSIP: 92230Y104
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR T. KENDALL HUNT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL P. CULLINANE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN N. FOX, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEAN K. HOLLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW MOOG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ARTHUR W. GILLILAND ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SCOTT M. CLEMENTS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ooma, Inc.
TICKER: OOMA CUSIP: 683416101
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALISON DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW H. GALLIGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM D. PEARCE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ophthotech Corporation
TICKER: OPHT CUSIP: 683745103
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AXEL BOLTE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID E. REDLICK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Opiant Pharmaceuticals, Inc.
TICKER: OPNT CUSIP: 683750103
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MICHAEL SINCLAIR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MALONEBAILEY, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OPKO Health, Inc.
TICKER: OPK CUSIP: 68375N103
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILLIP FROST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANE H. HSIAO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN D. RUBIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT S. FISHEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD M. KRASNO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD A. LERNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN A. PAGANELLI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD C. PFENNIGER, ISSUER YES FOR FOR
JR.
PROPOSAL #1.9: ELECT DIRECTOR ALICE LIN-TSING YU ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OptiNose, Inc.
TICKER: OPTN CUSIP: 68404V100
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER K. MILLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT P. O'NEIL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SRIRAM VENKATARAMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Opus Bank
TICKER: OPB CUSIP: 684000102
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK DEASON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK CICIRELLI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oracle Corporation
TICKER: ORCL CUSIP: 68389X105
MEETING DATE: 11/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY S. BERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. BOSKIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAFRA A. CATZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE R. CHIZEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GEORGE H. CONRADES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAWRENCE J. ELLISON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HECTOR GARCIA-MOLINA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY O. HENLEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARK V. HURD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RENEE J. JAMES ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LEON E. PANETTA ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR NAOMI O. SELIGMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: POLITICAL CONTRIBUTIONS DISCLOSURE SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: GENDER PAY GAP SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OraSure Technologies, Inc.
TICKER: OSUR CUSIP: 68554V108
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL CELANO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES W. PATRICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ORBCOMM Inc.
TICKER: ORBC CUSIP: 68555P100
MEETING DATE: 4/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEROME B. EISENBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARCO FUCHS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orbital ATK, Inc.
TICKER: OA CUSIP: 68557N103
MEETING DATE: 8/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KEVIN P. CHILTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROXANNE J. DECYK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LENNARD A. FISK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RONALD R. FOGLEMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RONALD T. KADISH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TIG H. KREKEL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DOUGLAS L. MAINE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROMAN MARTINEZ, IV ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JANICE I. OBUCHOWSKI ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES G. ROCHE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR HARRISON H. SCHMITT ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DAVID W. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR SCOTT L. WEBSTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orbital ATK, Inc.
TICKER: OA CUSIP: 68557N103
MEETING DATE: 11/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orchid Island Capital, Inc.
TICKER: ORC CUSIP: 68571X103
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT E. CAULEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GEORGE H. HAAS, IV ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR W. COLEMAN BITTING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRANK P. FILIPPS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAULA MORABITO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR AVA L. PARKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orchids Paper Products Company
TICKER: TIS CUSIP: 68572N104
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN R. BERLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARIO ARMANDO GARCIA ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOHN C. GUTTILLA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS E. HAILEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ELAINE MACDONALD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK H. RAVICH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY S. SCHOEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY HOGANTAYLOR LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: O'Reilly Automotive, Inc.
TICKER: ORLY CUSIP: 67103H107
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID O'REILLY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LARRY O'REILLY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROSALIE O'REILLY WOOTEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GREG HENSLEE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAY D. BURCHFIELD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS T. HENDRICKSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN R. MURPHY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DANA M. PERLMAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RONALD RASHKOW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orexigen Therapeutics, Inc.
TICKER: OREX CUSIP: 686164302
MEETING DATE: 7/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK J. MAHAFFY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. NARACHI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: RATIFY THE JULY 2016 CERTIFICATE OF ISSUER YES FOR FOR
AMENDMENT AND THE REVERSE STOCK SPLIT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Organovo Holdings, Inc.
TICKER: ONVO CUSIP: 68620A104
MEETING DATE: 8/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT BALTERA, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES GLOVER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD MAROUN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orion Energy Systems, Inc.
TICKER: OESX CUSIP: 686275108
MEETING DATE: 8/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. POTTS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY L. OTTEN ISSUER YES �� FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELLEN B. RICHSTONE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH M. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orion Group Holdings, Inc.
TICKER: ORN CUSIP: 68628V308
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD L. DAERR, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. MICHAEL PEARSON ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oritani Financial Corp.
TICKER: ORIT CUSIP: 68633D103
MEETING DATE: 11/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES J. DOYLE, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. SKELLY, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ormat Technologies, Inc.
TICKER: ORA CUSIP: 686688102
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR RAVIT BARNIV ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR STAN H. KOYANAGI ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR DAFNA SHARIR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orrstown Financial Services, Inc.
TICKER: ORRF CUSIP: 687380105
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY F. CEDDIA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS D. LONGENECKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREA PUGH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FLOYD E. STONER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OrthoPediatrics Corp.
TICKER: KIDS CUSIP: 68752L100
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BERNIE B. BERRY, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN F. BURNS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARIE C. INFANTE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oshkosh Corporation
TICKER: OSK CUSIP: 688239201
MEETING DATE: 2/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH J. ALLMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER B. HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILSON R. JONES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LESLIE F. KENNE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KIMBERLEY METCALF- ISSUER YES FOR FOR
KUPRES
PROPOSAL #1.6: ELECT DIRECTOR STEVEN C. MIZELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN D. NEWLIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CRAIG P. OMTVEDT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DUNCAN J. PALMER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN S. SHIELY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM S. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROXY ACCESS BYLAW AMENDMENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OSI Systems, Inc.
TICKER: OSIS CUSIP: 671044105
MEETING DATE: 12/11/2017 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEEPAK CHOPRA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AJAY MEHRA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN C. GOOD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MEYER LUSKIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM F. BALLHAUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES B. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GERALD CHIZEVER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Otelco Inc.
TICKER: OTEL CUSIP: 688823301
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NORMAN C. FROST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD J. HAUG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN A. ROSS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY L. SUGARMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CURTIS L. GARNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN P. MCCALL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT J. SOUZA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Otonomy, Inc.
TICKER: OTIC CUSIP: 68906L105
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. WEBER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES B. BREITMEYER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ottawa Bancorp, Inc.
TICKER: OTTW CUSIP: 689195105
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS M. ADLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARTHUR C. MUELLER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Otter Tail Corporation
TICKER: OTTR CUSIP: 689648103
MEETING DATE: 4/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KAREN M. BOHN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES S. MACFARLANE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. WEBB ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OUTFRONT Media Inc.
TICKER: OUT CUSIP: 69007J106
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MANUEL A. DIAZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER MATHES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN M. TOLSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OvaScience, Inc.
TICKER: OVAS CUSIP: 69014Q101
MEETING DATE: 6/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER KROEGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY D. CAPELLO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE NON-EMPLOYEE DIRECTOR ISSUER YES FOR FOR
COMPENSATION POLICY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Overseas Shipholding Group, Inc.
TICKER: OSG CUSIP: 69036R863
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH I. KRONSBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANJA L. MANUEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAMUEL H. NORTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN P. REDDY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JULIE E. SILCOCK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY EUGENE TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TY E. WALLACH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DOUGLAS D. WHEAT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST AND YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Overstock.com, Inc.
TICKER: OSTK CUSIP: 690370101
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK M. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARCLAY F. CORBUS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN E. JOHNSON, ISSUER YES FOR FOR
III
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ovid Therapeutics Inc.
TICKER: OVID CUSIP: 690469101
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARBARA G. DUNCAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Owens & Minor, Inc.
TICKER: OMI CUSIP: 690732102
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STUART M. ESSIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN W. GERDELMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARBARA B. HILL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LEMUEL E. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARTHA H. MARSH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK F. MCGETTRICK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDDIE N. MOORE, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR P. CODY PHIPPS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT C. SLEDD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ANNE MARIE WHITTEMORE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Owens Corning
TICKER: OC CUSIP: 690742101
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR CESAR CONDE ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ADRIENNE D. ELSNER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR J. BRIAN FERGUSON ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR RALPH F. HAKE ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR EDWARD F. LONERGAN ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR MARYANN T. MANNEN ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR W. HOWARD MORRIS ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR SUZANNE P. NIMOCKS ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR MICHAEL H. THAMAN ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR JOHN D. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Owens-Illinois, Inc.
TICKER: OI CUSIP: 690768403
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GORDON J. HARDIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER S. HELLMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN HUMPHREY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANASTASIA D. KELLY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDRES A. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN J. MCMACKIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAN J. MURRAY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HARI N. NAIR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HUGH H. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOSEPH D. RUPP ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CAROL A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DENNIS K. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oxford Industries, Inc.
TICKER: OXM CUSIP: 691497309
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS C. CHUBB, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN R. HOLDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN S. LANIER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CLARENCE H. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: P. H. Glatfelter Company
TICKER: GLT CUSIP: 377316104
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHLEEN A. DAHLBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NICHOLAS DEBENEDICTIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN M. FOGARTY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. ROBERT HALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD C. ILL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD J. NAPLES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DANTE C. PARRINI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LEE C. STEWART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: P.A.M. Transportation Services, Inc.
TICKER: PTSI CUSIP: 693149106
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK P. CALDERONE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DANIEL H. CUSHMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR W. SCOTT DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NORMAN E. HARNED ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANKLIN H. MCLARTY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MANUEL J. MOROUN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR MATTHEW T. MOROUN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR DANIEL C. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PACCAR Inc
TICKER: PCAR CUSIP: 693718108
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BETH E. FORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIRK S. HACHIGIAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RODERICK C. MCGEARY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK A. SCHULZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK C. PIGOTT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES R. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD E. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #2: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO REMOVE DIRECTORS
PROPOSAL #3: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pacific Biosciences of California, Inc.
TICKER: PACB CUSIP: 69404D108
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL HUNKAPILLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDY LIVINGSTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARSHALL MOHR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pacific Ethanol, Inc.
TICKER: PEIX CUSIP: 69423U305
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM L. JONES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEIL M. KOEHLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL D. KANDRIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TERRY L. STONE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN L. PRINCE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS L. KIETA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LARRY D. LAYNE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pacific Mercantile Bancorp
TICKER: PMBC CUSIP: 694552100
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROMIR BOSU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD J. CARPENTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN D. FLEMMING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL P. HOOPIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENIS P. KALSCHEUR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID J. MUNIO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN THOMAS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS M. VERTIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN P. YOST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pacific Premier Bancorp, Inc.
TICKER: PPBI CUSIP: 69478X105
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN J. CARONA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AYAD A. FARGO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN R. GARDNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH L. GARRETT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFF C. JONES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SIMONE F. LAGOMARSINO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ZAREH H. SARRAFIAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CORA M. TELLEZ ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #6: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #9: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pacific Premier Bancorp, Inc.
TICKER: PPBI CUSIP: 69478X105
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
REORGANIZATION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pacira Pharmaceuticals, Inc.
TICKER: PCRX CUSIP: 695127100
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAURA BREGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK I. FROIMSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK A. KRONENFELD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Packaging Corporation of America
TICKER: PKG CUSIP: 695156109
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHERYL K. BEEBE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DUANE C. FARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HASAN JAMEEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK W. KOWLZAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT C. LYONS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS P. MAURER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SAMUEL M. MENCOFF ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROGER B. PORTER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS S. SOULELES ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PAUL T. STECKO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES D. WOODRUM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PacWest Bancorp
TICKER: PACW CUSIP: 695263103
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TANYA M. ACKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL R. BURKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CRAIG A. CARLSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN M. EGGEMEYER, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR C. WILLIAM HOSLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUSAN E. LESTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROGER H. MOLVAR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES J. PIECZYNSKI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DANIEL B. PLATT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT A. STINE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MATTHEW P. WAGNER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARK T. YUNG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pain Therapeutics, Inc.
TICKER: PTIE CUSIP: 69562K506
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR REMI BARBIER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1b: ELECT DIRECTOR SANFORD R. ROBERTSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1c: ELECT DIRECTOR PATRICK J. SCANNON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PALATIN TECHNOLOGIES, INC.
TICKER: PTN CUSIP: 696077403
MEETING DATE: 6/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARL SPANA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN K.A. PRENDERGAST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT K. DEVEER, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. STANLEY HULL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALAN W. DUNTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANGELA ROSSETTI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ARLENE M. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANTHONY M. MANNING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: ADJOURN MEETING ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Palo Alto Networks, Inc.
TICKER: PANW CUSIP: 697435105
MEETING DATE: 12/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANK CALDERONI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CARL ESCHENBACH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DANIEL J. WARMENHOVEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: PREPARE EMPLOYMENT DIVERSITY REPORT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pandora Media, Inc.
TICKER: P CUSIP: 698354107
MEETING DATE: 8/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JASON HIRSCHHORN ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pandora Media, Inc.
TICKER: P CUSIP: 698354107
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER FAXON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY LEIWEKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICKIE ROSEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
REMOVE FOREIGN STOCK OWNERSHIP RESTRICTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Panera Bread Company
TICKER: PNRA CUSIP: 69840W108
MEETING DATE: 7/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Panhandle Oil and Gas Inc.
TICKER: PHX �� CUSIP: 698477106
MEETING DATE: 3/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEE M. CANAAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER B. DELANEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Papa John's International, Inc.
TICKER: PZZA CUSIP: 698813102
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHRISTOPHER L. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR OLIVIA F. KIRTLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LAURETTE T. KOELLNER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SONYA E. MEDINA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN H. SCHNATTER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARK S. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Papa Murphy's Holdings, Inc.
TICKER: FRSH CUSIP: 698814100
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEAN M. BIRCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NOAH A. ELBOGEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALEXANDER C. MATINA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROB WEISBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Par Pacific Holdings, Inc.
TICKER: PARR CUSIP: 69888T207
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MELVYN N. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT S. SILBERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CURTIS V. ANASTASIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY CLOSSEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR L. MELVIN COOPER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WALTER A. DODS, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH ISRAEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM MONTELEONE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM C. PATE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PAR Technology Corporation
TICKER: PAR CUSIP: 698884103
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD H. FOLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS G. RAUCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CYNTHIA A. RUSSO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN W. SAMMON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SAVNEET SINGH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES C. STOFFEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Paragon Commercial Corporation
TICKER: PBNC CUSIP: 69911U403
MEETING DATE: 11/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD JUNG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT C. HATLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ELLIOTT DAVIS DECOSIMO, PLLC AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Paragon Commercial Corporation
TICKER: PBNC CUSIP: 69911U403
MEETING DATE: 1/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Paramount Gold Nevada Corp.
TICKER: PZG CUSIP: 69924M109
MEETING DATE: 12/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RUDI FRONK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID SMITH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GLEN VAN TREEK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN CARDEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELISEO GONZALEZ-URIEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PIERRE PELLETIER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MNP LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Paramount Group, Inc.
TICKER: PGRE CUSIP: 69924R108
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ALBERT BEHLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS ARMBRUST ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARTIN BUSSMANN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAN EMMETT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LIZANNE GALBREATH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KARIN KLEIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PETER LINNEMAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KATHARINA OTTO-BERNSTEIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARK PATTERSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Paratek Pharmaceuticals, Inc.
TICKER: PRTK CUSIP: 699374302
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROLF K. HOFFMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KRISTINE PETERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY STEIN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PAREXEL International Corporation
TICKER: PRXL CUSIP: 699462107
MEETING DATE: 9/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Park City Group, Inc.
TICKER: PCYG CUSIP: 700215304
MEETING DATE: 11/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDALL K. FIELDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT W. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM S. KIES, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD JULIANO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR AUSTIN F. NOLL, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD C. HODGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HAYNIE & COMPANY AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Park Electrochemical Corp.
TICKER: PKE CUSIP: 700416209
MEETING DATE: 7/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DALE E. BLANCHFIELD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EMILY J. GROEHL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRIAN E. SHORE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CARL W. SMITH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEVEN T. WARSHAW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Park Hotels & Resorts Inc.
TICKER: PK CUSIP: 700517105
MEETING DATE: 7/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. BALTIMORE, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR GORDON M. BETHUNE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICIA M. BEDIENT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEOFFREY GARRETT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT G. HARPER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TYLER S. HENRITZE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTIE B. KELLY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH I. LIEBERMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR XIANYI MU ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TIMOTHY J. NAUGHTON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEPHEN I. SADOVE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Park Hotels & Resorts Inc.
TICKER: PK CUSIP: 700517105
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. BALTIMORE, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR GORDON M. BETHUNE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICIA M. BEDIENT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEOFFREY GARRETT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTIE B. KELLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH I. LIEBERMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TIMOTHY J. NAUGHTON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN I. SADOVE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Park National Corporation
TICKER: PRK CUSIP: 700658107
MEETING DATE: 4/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR F. WILLIAM ENGLEFIELD, ISSUER YES FOR FOR
IV
PROPOSAL #1b: ELECT DIRECTOR JULIA A. SLOAT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID L. TRAUTMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LEON ZAZWORSKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Park Sterling Corporation
TICKER: PSTB CUSIP: 70086Y105
MEETING DATE: 10/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Parke Bancorp, Inc.
TICKER: PKBK CUSIP: 700885106
MEETING DATE: 4/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VITO S. PANTILIONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL J. DALTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ARRET F. DOBSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY J. JANNETTI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Parker Drilling Company
TICKER: PKD CUSIP: 701081101
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD D. PATERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ZAKI SELIM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT AND REDUCE ISSUER YES FOR FOR
SHARES AUTHORIZED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Parker-Hannifin Corporation
TICKER: PH CUSIP: 701094104
MEETING DATE: 10/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEE C. BANKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. BOHN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA S. HARTY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. KOHLHEPP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEVIN A. LOBO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KLAUS-PETER MULLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CANDY M. OBOURN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH SCAMINACE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WOLFGANG R. SCHMITT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR AKE SVENSSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES R. VERRIER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JAMES L. WAINSCOTT ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR THOMAS L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ParkerVision, Inc.
TICKER: PRKR CUSIP: 701354300
MEETING DATE: 7/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN METCALF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK NEWMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL A. ROSENBAUM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT STERNE ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ParkerVision, Inc.
TICKER: PRKR CUSIP: 701354300
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAPKEN DER TOROSSIAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK NEWMAN ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND SECURITY TRANSFER RESTRICTIONS ISSUER YES FOR FOR
RELATED TO NOL PILL
PROPOSAL #4: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #5: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Park-Ohio Holdings Corp.
TICKER: PKOH CUSIP: 700666100
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK V. AULETTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONNA ROMNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES W. WERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Parkway, Inc.
TICKER: PKY CUSIP: 70156Q107
MEETING DATE: 9/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Parsley Energy, Inc.
TICKER: PE CUSIP: 701877102
MEETING DATE: 5/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RONALD BROKMEYER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HEMANG DESAI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Party City Holdco Inc.
TICKER: PRTY CUSIP: 702149105
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN J. COLLINS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR GERALD C. RITTENBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MORRY J. WEISS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pathfinder Bancorp, Inc.
TICKER: PBHC CUSIP: 70319R109
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. FUNICIELLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS W. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LLOYD "BUDDY" STEMPLE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BONADIO & CO., LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Patrick Industries, Inc.
TICKER: PATK CUSIP: 703343103
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH M. CERULLI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TODD M. CLEVELAND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN A. FORBES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL E. HASSLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL A. KITSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDY L. NEMETH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR M. SCOTT WELCH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WALTER E. WELLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
PERMIT SHAREHOLDERS TO AMEND BYLAWS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pattern Energy Group Inc.
TICKER: PEGI CUSIP: 70338P100
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN R. BATKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICIA S. BELLINGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THE LORD BROWNE OF ISSUER YES FOR FOR
MADINGLEY
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL M. GARLAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS G. HALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL B. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICIA M. NEWSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Patterson Companies, Inc.
TICKER: PDCO CUSIP: 703395103
MEETING DATE: 9/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. BUCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALEX N. BLANCO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JODY H. FERAGEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SARENA S. LIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ELLEN A. RUDNICK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NEIL A. SCHRIMSHER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LES C. VINNEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES W. WILTZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Patterson-UTI Energy, Inc.
TICKER: PTEN CUSIP: 703481101
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK S. SIEGEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES O. BUCKNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIFFANY 'TJ' THOM CEPAK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL W. CONLON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM A. HENDRICKS, ISSUER YES FOR FOR
JR.
PROPOSAL #1.6: ELECT DIRECTOR CURTIS W. HUFF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TERRY H. HUNT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JANEEN S. JUDAH ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Paychex, Inc.
TICKER: PAYX CUSIP: 704326107
MEETING DATE: 10/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR B. THOMAS GOLISANO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS F. BONADIO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOSEPH G. DOODY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID J.S. FLASCHEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PHILLIP HORSLEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GRANT M. INMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARTIN MUCCI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSEPH M. TUCCI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOSEPH M. VELLI ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KARA WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Paycom Software, Inc.
TICKER: PAYC CUSIP: 70432V102
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. LEVENSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FREDERICK C. PETERS, II ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Paylocity Holding Corporation
TICKER: PCTY CUSIP: 70438V106
MEETING DATE: 12/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN I. SAROWITZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELLEN CARNAHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY T. DIEHL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PayPal Holdings, Inc.
TICKER: PYPL CUSIP: 70450Y103
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RODNEY C. ADKINS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WENCES CASARES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JONATHAN CHRISTODORO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN J. DONAHOE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID W. DORMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BELINDA J. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GAIL J. MCGOVERN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID M. MOFFETT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ANN M. SARNOFF ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DANIEL H. SCHULMAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR FRANK D. YEARY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: AMEND BOARD GOVERNANCE DOCUMENTS TO SHAREHOLDER YES AGAINST FOR
DEFINE HUMAN RIGHTS RESPONSIBILITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PBF Energy Inc.
TICKER: PBF CUSIP: 69318G106
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. NIMBLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SPENCER ABRAHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WAYNE A. BUDD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR S. EUGENE EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM E. HANTKE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EDWARD F. KOSNIK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT J. LAVINIA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KIMBERLY S. LUBEL ISSUER YES �� FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GEORGE E. OGDEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PC Connection, Inc.
TICKER: CNXN CUSIP: 69318J100
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICIA GALLUP ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DAVID HALL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH BAUTE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID BEFFA-NEGRINI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR BARBARA DUCKETT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JACK FERGUSON ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PCM, Inc.
TICKER: PCMI CUSIP: 69323K100
MEETING DATE: 7/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK F. KHULUSI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS A. MALOOF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD B. RECK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL C. HEESCHEN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PCSB Financial Corporation
TICKER: PCSB CUSIP: 69324R104
MEETING DATE: 11/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD F. WEISS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KARL A. THIMM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL T. WEBER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PCTEL, Inc.
TICKER: PCTI CUSIP: 69325Q105
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CINDY K. ANDREOTTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CYNTHIA A. KEITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PDC Energy, Inc.
TICKER: PDCE CUSIP: 69327R101
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY J. CRISAFIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTINA M. IBRAHIM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RANDY S. NICKERSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PDF Solutions, Inc.
TICKER: PDFS CUSIP: 693282105
MEETING DATE: 5/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIMON W. MICHAELS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GERALD Z. YIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PDL BioPharma, Inc.
TICKER: PDLI CUSIP: 69329Y104
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. MCLAUGHLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JODY S. LINDELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHLOMO YANAI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PDL Community Bancorp
TICKER: PDLB CUSIP: 69290X101
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES C. DEMETRIOU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICK R. LUGO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAZARS USA LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: pdvWireless, Inc.
TICKER: PDVW CUSIP: 69290R104
MEETING DATE: 8/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN D. MCAULEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MORGAN E. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C. PESCATORE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR T. CLARK AKERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK HENNESSY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL SALEH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER G. SCHIFF ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN C. SITES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PKF O'CONNOR DAVIES AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Peabody Energy Corporation
TICKER: BTU CUSIP: 704551100
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BOB MALONE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR NICHOLAS J. CHIREKOS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN E. GORMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GLENN L. KELLOW ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOE W. LAYMON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TERESA S. MADDEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KENNETH W. MOORE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL W. SUTHERLIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SHAUN A. USMAR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Peapack-Gladstone Financial Corporation
TICKER: PGC CUSIP: 704699107
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARMEN M. BOWSER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN A. COLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY J. CONSI, II ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD DAINGERFIELD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD A. GRAMIGNA, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN A. KASS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS L. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN D. KISSEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES R. LAMB ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR F. DUFFIELD MEYERCORD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PHILIP W. SMITH, III ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR TONY SPINELLI ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR BETH WELSH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pebblebrook Hotel Trust
TICKER: PEB CUSIP: 70509V100
MEETING DATE: 6/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JON E. BORTZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CYDNEY C. DONNELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RON E. JACKSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PHILLIP M. MILLER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL J. SCHALL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR EARL E. WEBB ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LAURA H. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pegasystems Inc.
TICKER: PEGA CUSIP: 705573103
MEETING DATE: 6/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER GYENES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD JONES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DIANNE LEDINGHAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES O'HALLORAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHARON ROWLANDS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN TREFLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LARRY WEBER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Penn National Gaming, Inc.
TICKER: PENN CUSIP: 707569109
MEETING DATE: 3/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Penn National Gaming, Inc.
TICKER: PENN CUSIP: 707569109
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. HANDLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. JACQUEMIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Penn Virginia Corporation
TICKER: PVAC CUSIP: 70788V102
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DARIN G. HOLDERNESS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID GEENBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JERRY R. SCHUYLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL HANNA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Penns Woods Bancorp, Inc.
TICKER: PWOD CUSIP: 708430103
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEROY H. KEILER, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CAMERON W. KEPHART ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JILL F. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD A. WALKO �� ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY S.R. SNODGRASS, P.C. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pennsylvania Real Estate Investment Trust
TICKER: PEI CUSIP: 709102107
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE J. ALBURGER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH F. CORADINO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. DEMARCO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOANNE A. EPPS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEONARD I. KORMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK E. PASQUERILLA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES P. PIZZI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN J. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PennyMac Financial Services, Inc.
TICKER: PFSI CUSIP: 70932B101
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR STANFORD L. KURLAND ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DAVID A. SPECTOR ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ANNE D. MCCALLION ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR MATTHEW BOTEIN ISSUER YES AGAINST AGAINST
PROPOSAL #1E: ELECT DIRECTOR JAMES K. HUNT ISSUER YES AGAINST AGAINST
PROPOSAL #1F: ELECT DIRECTOR PATRICK KINSELLA ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JOSEPH MAZZELLA ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR FARHAD NANJI ISSUER YES AGAINST AGAINST
PROPOSAL #1I: ELECT DIRECTOR THEODORE W. TOZER ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR MARK WIEDMAN ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR EMILY YOUSSOUF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PennyMac Mortgage Investment Trust
TICKER: PMT CUSIP: 70931T103
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR STANFORD L. KURLAND ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DAVID A. SPECTOR ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR RANDALL D. HADLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Penske Automotive Group, Inc.
TICKER: PAG CUSIP: 70959W103
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. BARR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LISA DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WOLFGANG DURHEIMER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL R. EISENSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT H. KURNICK, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KIMBERLY J. MCWATERS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROGER S. PENSKE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROGER S. PENSKE, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SANDRA E. PIERCE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KANJI SASAKI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GREG C. SMITH ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR RONALD G. STEINHART ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR H. BRIAN THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pentair plc
TICKER: PNR CUSIP: G7S00T104
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GLYNIS A. BRYAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JACQUES ESCULIER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR T. MICHAEL GLENN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THEODORE L. HARRIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID A. JONES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MATTHEW H. PELTZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL T. SPEETZEN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN L. STAUCH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BILLIE IDA WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #2a: ELECT DIRECTOR GLYNIS A. BRYAN ISSUER YES FOR FOR
PROPOSAL #2b: ELECT DIRECTOR JERRY W. BURRIS ISSUER YES FOR FOR
PROPOSAL #2c: ELECT DIRECTOR JACQUES ESCULIER ISSUER YES FOR FOR
PROPOSAL #2d: ELECT DIRECTOR EDWARD P. GARDEN ISSUER YES FOR FOR
PROPOSAL #2e: ELECT DIRECTOR T. MICHAEL GLENN ISSUER YES FOR FOR
PROPOSAL #2f: ELECT DIRECTOR DAVID H.Y. HO ISSUER YES FOR FOR
PROPOSAL #2g: ELECT DIRECTOR RANDALL J. HOGAN ISSUER YES FOR FOR
PROPOSAL #2h: ELECT DIRECTOR DAVID A. JONES ISSUER YES FOR FOR
PROPOSAL #2i: ELECT DIRECTOR RONALD L. MERRIMAN ISSUER YES FOR FOR
PROPOSAL #2j: ELECT DIRECTOR WILLIAM T. MONAHAN ISSUER YES FOR FOR
PROPOSAL #2k: ELECT DIRECTOR BILLIE IDA WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: DETERMINE PRICE RANGE FOR REISSUANCE OF ISSUER YES FOR FOR
TREASURY SHARES
PROPOSAL #6: CHANGE RANGE FOR SIZE OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Penumbra, Inc.
TICKER: PEN CUSIP: 70975L107
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ADAM ELSESSER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HARPREET GREWAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Peoples Bancorp Inc.
TICKER: PEBO CUSIP: 709789101
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE W. BROUGHTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES W. SULERZYSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERRY T. SWEET ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Peoples Bancorp of North Carolina, Inc.
TICKER: PEBK CUSIP: 710577107
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES S. ABERNETHY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT C. ABERNETHY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS S. HOWARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN W. LINEBERGER, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY E. MATTHEWS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BILLY L. PRICE, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LARRY E. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM GREGORY TERRY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAN RAY TIMMERMAN, SR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BENJAMIN I. ZACHARY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ELLIOTT DAVIS, PLLC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Peoples Financial Services Corp.
TICKER: PFIS CUSIP: 711040105
MEETING DATE: 5/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD S. LOCHEN, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JAMES B. NICHOLAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN L. WEINBERGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: People's United Financial, Inc.
TICKER: PBCT CUSIP: 712704105
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN P. BARNES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR COLLIN P. BARON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KEVIN T. BOTTOMLEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GEORGE P. CARTER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JANE CHWICK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM F. CRUGER, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN K. DWIGHT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JERRY FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JANET M. HANSEN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR NANCY MCALLISTER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARK W. RICHARDS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR KIRK W. WALTERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: People's Utah Bancorp
TICKER: PUB CUSIP: 712706209
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL R. GUNTHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. BRENT ANDERSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS H. SWENSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LEN E. WILLIAMS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PepsiCo, Inc.
TICKER: PEP CUSIP: 713448108
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SHONA L. BROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GEORGE W. BUCKLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CESAR CONDE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR IAN M. COOK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DINA DUBLON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD W. FISHER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM R. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR INDRA K. NOOYI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID C. PAGE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT C. POHLAD ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DANIEL VASELLA ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DARREN WALKER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR ALBERTO WEISSER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Perceptron, Inc.
TICKER: PRCP CUSIP: 71361F100
MEETING DATE: 11/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. BRYANT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. RICHARD MARZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. RICHARD NEELY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT S. OSWALD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES A. RATIGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TERRYLL R. SMITH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM C. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Perficient, Inc.
TICKER: PRFT CUSIP: 71375U101
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY S. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RALPH C. DERRICKSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. KACKLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID S. LUNDEEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN L. MATTHEWS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY M. WIMBERLY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Performance Food Group Company
TICKER: PFGC CUSIP: 71377A103
MEETING DATE: 11/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MEREDITH ADLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY M. OVERLY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS M. STEENLAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Performant Financial Corporation
TICKER: PFMT CUSIP: 7.14E+109
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LISA C. IM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRADLEY M. FLUEGEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE E. HANSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PerkinElmer, Inc.
TICKER: PKI CUSIP: 714046109
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER BARRETT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SAMUEL R. CHAPIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT F. FRIEL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SYLVIE GREGOIRE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NICHOLAS A. LOPARDO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALEXIS P. MICHAS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PATRICK J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FRANK WITNEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PASCALE WITZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Perma-Fix Environmental Services, Inc.
TICKER: PESI CUSIP: 714157203
MEETING DATE: 7/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LOUIS F. CENTOFANTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR S. ROBERT COCHRAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY KUGLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOE R. REEDER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LARRY M. SHELTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK A. ZWECKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #6: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Perma-Pipe International Holdings, Inc.
TICKER: PPIH CUSIP: 714167103
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID S. BARRIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID B. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID J. MANSFIELD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEROME T. WALKER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK A. ZORKO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pernix Therapeutics Holdings, Inc.
TICKER: PTX CUSIP: 71426V306
MEETING DATE: 11/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. SEDOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS H. LANGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GABRIEL LEUNG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN R. LEONE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS J. SWIRSKY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY CHERRY BEKAERT L.L.P. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pernix Therapeutics Holdings, Inc.
TICKER: PTX CUSIP: 71426V306
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. SEDOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS H. LANGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN R. LEONE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GABRIEL LEUNG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS J. SWIRSKY ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADOPT MAJORITY VOTE TO APPROVE BUSINESS ISSUER YES FOR FOR
COMBINATIONS AND EXTRAORDINARY CORPORATE ACTIONS
PROPOSAL #4: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES AGAINST AGAINST
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY CHERRY BEKAERT LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Perrigo Company plc
TICKER: PRGO CUSIP: G97822103
MEETING DATE: 7/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRADLEY A. ALFORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAURIE BRLAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROLF A. CLASSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY M. COHEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN T. HENDRICKSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ADRIANA KARABOUTIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY B. KINDLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONAL O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GEOFFREY M. PARKER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THEODORE R. SAMUELS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JEFFREY C. SMITH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #6: DETERMINE PRICE RANGE FOR REISSUANCE OF ISSUER YES FOR FOR
TREASURY SHARES
PROPOSAL #7: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Perrigo Company plc
TICKER: PRGO CUSIP: G97822103
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRADLEY A. ALFORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAURIE BRLAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROLF A. CLASSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY M. COHEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ADRIANA KARABOUTIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY B. KINDLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONAL O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEOFFREY M. PARKER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR UWE F. ROEHRHOFF ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THEODORE R. SAMUELS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JEFFREY C. SMITH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #5: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pershing Gold Corporation
TICKER: PGLC CUSIP: 715302204
MEETING DATE: 12/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN ALFERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARRY HONIG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD KARR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALEXANDER MORRISON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAMELA SAXTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KBL, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pershing Gold Corporation
TICKER: PGLC CUSIP: 715302204
MEETING DATE: 6/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN ALFERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY CLEVENGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRY HONIG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD KARR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAMELA SAXTON ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KBL, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PetIQ, Inc.
TICKER: PETQ CUSIP: 71639T106
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES N. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILL SANTANA ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED CLASS B COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PetMed Express, Inc.
TICKER: PETS CUSIP: 716382106
MEETING DATE: 7/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MENDERES AKDAG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK J. FORMICA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GIAN M. FULGONI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD J. KORN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT C. SCHWEITZER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PetroQuest Energy, Inc.
TICKER: PQ CUSIP: 716748306
MEETING DATE: 11/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY THE REVERSE STOCK SPLIT AMENDMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE THE RATIFICATION OF THE DIRECTOR ISSUER YES FOR FOR
REMOVAL AMENDMENT
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PETROQUEST ENERGY, INC.
TICKER: PQUE CUSIP: 716748306
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES T. GOODSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM W. RUCKS, IV ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E. WAYNE NORDBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR W. J. GORDON, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES F. MITCHELL, II ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. GERARD JOLLY ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pfenex Inc.
TICKER: PFNX CUSIP: 717071104
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SIGURDUR (SIGGI) ISSUER YES FOR FOR
OLAFSSON
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pfizer Inc.
TICKER: PFE CUSIP: 717081103
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS A. AUSIELLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD E. BLAYLOCK ISSUER �� YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALBERT BOURLA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR W. DON CORNWELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH J. ECHEVARRIA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HELEN H. HOBBS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES M. KILTS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAN R. LITTMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SHANTANU NARAYEN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR IAN C. READ ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JAMES C. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PFSweb, Inc.
TICKER: PFSW CUSIP: 717098206
MEETING DATE: 6/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BENJAMIN ROSENZWEIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MONICA LUECHTEFELD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL C. WILLOUGHBY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHINICHI NAGAKURA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES F. REILLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID I. BEATSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER J. STEIN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND SHAREHOLDER RIGHTS PLAN (POISON ISSUER YES FOR FOR
PILL)
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PG&E Corporation
TICKER: PCG CUSIP: 69331C108
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEWIS CHEW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRED J. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD C. KELLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROGER H. KIMMEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD A. MESERVE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FORREST E. MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ERIC D. MULLINS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROSENDO G. PARRA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BARBARA L. RAMBO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ANNE SHEN SMITH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GEISHA J. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: CEASE CHARITABLE CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PGT INNOVATIONS, INC.
TICKER: PGTI CUSIP: 69336V101
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FLOYD F. SHERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RODNEY HERSHBERGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHEREE L. BARGABOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PharMerica Corporation
TICKER: PMC CUSIP: 71714F104
MEETING DATE: 11/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PHH Corporation
TICKER: PHH CUSIP: 693320202
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Phibro Animal Health Corporation
TICKER: PAHC CUSIP: 71742Q106
MEETING DATE: 11/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL M. BENDHEIM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SAM GEJDENSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Philip Morris International Inc.
TICKER: PM CUSIP: 718172109
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAROLD BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDRE CALANTZOPOULOS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOUIS C. CAMILLERI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MASSIMO FERRAGAMO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WERNER GEISSLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LISA A. HOOK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JENNIFER LI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JUN MAKIHARA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SERGIO MARCHIONNE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KALPANA MORPARIA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LUCIO A. NOTO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR FREDERIK PAULSEN ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR ROBERT B. POLET ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR STEPHEN M. WOLF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS SA AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Phillips 66
TICKER: PSX CUSIP: 718546104
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR J. BRIAN FERGUSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HAROLD W. MCGRAW, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VICTORIA J. TSCHINKEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Photronics, Inc.
TICKER: PLAB CUSIP: 719405102
MEETING DATE: 3/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER M. FIEDEROWICZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH A. FIORITA, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LIANG-CHOO HSIA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER S. KIRLIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CONSTANTINE S. ISSUER YES FOR FOR
MACRICOSTAS
PROPOSAL #1.6: ELECT DIRECTOR GEORGE MACRICOSTAS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MITCHELL G. TYSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Physicians Realty Trust
TICKER: DOC CUSIP: 71943U104
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN T. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TOMMY G. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STANTON D. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK A. BAUMGARTNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALBERT C. BLACK, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM A. EBINGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAMELA J. KESSLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD A. WEISS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PICO Holdings, Inc.
TICKER: PICO CUSIP: 693366205
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREGORY BYLINSKY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DOROTHY TIMIAN-PALMER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ERIC H. SPERON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MAXIM C.W. WEBB ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NICOLE WEYMOUTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Piedmont Office Realty Trust, Inc.
TICKER: PDM CUSIP: 720190206
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KELLY H. BARRETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WESLEY E. CANTRELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARBARA B. LANG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANK C. MCDOWELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD A. MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAYMOND G. MILNES, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY L. SWOPE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DALE H. TAYSOM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: PROVIDE SHAREHOLDERS THE RIGHT TO AMEND ISSUER YES FOR FOR
THE BYLAWS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pier 1 Imports, Inc.
TICKER: PIR CUSIP: 720279108
MEETING DATE: 6/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLAIRE H. BABROWSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHERYL A. BACHELDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT L. BASS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HAMISH A. DODDS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRENDAN L. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALASDAIR B. JAMES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TERRY E. LONDON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL A. PEEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANN M. SARDINI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pilgrim's Pride Corporation
TICKER: PPC CUSIP: 72147K108
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GILBERTO TOMAZONI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DENILSON MOLINA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR WALLIM CRUZ DE ISSUER YES WITHHOLD AGAINST
VASCONCELLOS JUNIOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM W. LOVETTE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ANDRE NOGUEIRA DE SOUZA ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.1: ELECT DIRECTOR DAVID E. BELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.2: ELECT DIRECTOR MICHAEL L. COOPER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.3: ELECT DIRECTOR CHARLES MACALUSO ISSUER YES WITHHOLD AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADOPT AND IMPLEMENT A WATER QUALITY SHAREHOLDER YES AGAINST FOR
STEWARDSHIP POLICY
PROPOSAL #6: REPORT ON STEPS TAKEN TO INCREASE BOARD SHAREHOLDER YES FOR AGAINST
DIVERSITY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pinnacle Entertainment, Inc.
TICKER: PNK CUSIP: 72348Y105
MEETING DATE: 3/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pinnacle Entertainment, Inc.
TICKER: PNK CUSIP: 72348Y105
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR CHARLES L. ATWOOD ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR STEPHEN C. COMER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR RON HUBERMAN ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JAMES L. MARTINEAU ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR DESIREE ROGERS ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR CARLOS A. RUISANCHEZ ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR ANTHONY M. SANFILIPPO ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR JAYNIE M. STUDENMUND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pinnacle Financial Partners, Inc.
TICKER: PNFP CUSIP: 72346Q104
MEETING DATE: 4/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ABNEY S. BOXLEY, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES E. BROCK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RENDA J. BURKHART ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GREGORY L. BURNS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD D. CALLICUTT, II ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARTY G. DICKENS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS C. FARNSWORTH, ISSUER YES FOR FOR
III
PROPOSAL #1h: ELECT DIRECTOR JOSEPH C. GALANTE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GLENDA BASKIN GLOVER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID B. INGRAM ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ROBERT A. MCCABE, JR. ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RONALD L. SAMUELS ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR GARY L. SCOTT ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR REESE L. SMITH, III ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR THOMAS R. SLOAN ISSUER YES FOR FOR
PROPOSAL #1p: ELECT DIRECTOR G. KENNEDY THOMPSON ISSUER YES FOR FOR
PROPOSAL #1q: ELECT DIRECTOR M. TERRY TURNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pinnacle Foods Inc.
TICKER: PF CUSIP: 72348P104
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANN FANDOZZI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK JUNG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IOANNIS SKOUFALOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pinnacle West Capital Corporation
TICKER: PNW CUSIP: 723484101
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD E. BRANDT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENIS A. CORTESE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD P. FOX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL L. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DALE E. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HUMBERTO S. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KATHRYN L. MUNRO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRUCE J. NORDSTROM ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PAULA J. SIMS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID P. WAGENER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pioneer Energy Services Corp.
TICKER: PES CUSIP: 723664108
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WM. STACY LOCKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. JOHN THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pioneer Natural Resources Company
TICKER: PXD CUSIP: 723787107
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDISON C. BUCHANAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW F. CATES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY L. DOVE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILLIP A. GOBE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LARRY R. GRILLOT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STACY P. METHVIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROYCE W. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANK A. RISCH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SCOTT D. SHEFFIELD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MONA K. SUTPHEN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR J. KENNETH THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PHOEBE A. WOOD ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MICHAEL D. WORTLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Piper Jaffray Companies
TICKER: PJC CUSIP: 724078100
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHAD R. ABRAHAM ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANDREW S. DUFF ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM R. FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR B. KRISTINE JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ADDISON L. PIPER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SHERRY M. SMITH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PHILIP E. SORAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SCOTT C. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHELE VOLPI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pitney Bowes Inc.
TICKER: PBI CUSIP: 724479100
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LINDA G. ALVARADO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANNE M. BUSQUET ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROGER FRADIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ANNE SUTHERLAND FUCHS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR S. DOUGLAS HUTCHESON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARC B. LAUTENBACH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EDUARDO R. MENASCE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL I. ROTH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LINDA S. SANFORD ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID L. SHEDLARZ ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DAVID B. SNOW, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pixelworks, Inc.
TICKER: PXLW CUSIP: 72581M305
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD A. DEBONIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. SCOTT GIBSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL J. HENEGHAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD L. SANQUINI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID J. TUPMAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PJT Partners Inc.
TICKER: PJT CUSIP: 69343T107
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KENNETH C. WHITNEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES COSTOS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Planet Fitness, Inc.
TICKER: PLNT CUSIP: 72703H101
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER RONDEAU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANCES RATHKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Plantronics, Inc.
TICKER: PLT CUSIP: 727493108
MEETING DATE: 8/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARV TSEU ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOE BURTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRIAN DEXHEIMER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT HAGERTY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GREGG HAMMANN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN HART ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARIA MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARSHALL MOHR ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Platform Specialty Products Corporation
TICKER: PAH CUSIP: 72766Q105
MEETING DATE: 6/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MARTIN E. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR RAKESH SACHDEV ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR IAN G.H. ASHKEN ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR MICHAEL F. GOSS ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR RYAN ISRAEL ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR E. STANLEY O'NEAL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Plexus Corp.
TICKER: PLXS CUSIP: 729132100
MEETING DATE: 2/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALF R. BOER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN P. CORTINOVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID J. DRURY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOANN M. EISENHART ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DEAN A. FOATE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAINER JUECKSTOCK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER KELLY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TODD P. KELSEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PAUL A. ROOKE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL V. SCHROCK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Plug Power Inc.
TICKER: PLUG CUSIP: 72919P202
MEETING DATE: 10/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY THE JUNE 2000 AMENDMENT TO ISSUER YES FOR FOR
CERTIFICATE TO INCREASE NUMBER OF SHARES OF
AUTHORIZED COMMON STOCK
PROPOSAL #2: RATIFY THE JULY 2014 AMENDMENT TO ISSUER YES FOR FOR
CERTIFICATE TO INCREASE NUMBER OF SHARES OF
AUTHORIZED COMMON STOCK
PROPOSAL #3: RATIFY THE JUNE 2017 AMENDMENT TO ISSUER YES FOR FOR
CERTIFICATE TO INCREASE NUMBER OF SHARES OF
AUTHORIZED COMMON STOCK
PROPOSAL #4: RATIFY THE MAY 2011 AMENDMENT TO ISSUER YES FOR FOR
CERTIFICATE TO EFFECT A REVERSE STOCK SPLIT
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Plug Power Inc.
�� TICKER: PLUG CUSIP: 72919P202
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW J. MARSH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY K. WILLIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAUREEN O. HELMER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF WARRANTS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Plumas Bancorp
TICKER: PLBC CUSIP: 729273102
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN M. COLDANI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM E. ELLIOTT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GERALD W. FLETCHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD F. KENNY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT J. MCCLINTOCK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TERRANCE J. REESON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW J. RYBACK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DANIEL E. WEST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY VAVRINEK, TRINE, DAY & COMPANY, ISSUER YES FOR FOR
LLP AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PNM Resources, Inc.
TICKER: PNM CUSIP: 69349H107
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NORMAN P. BECKER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PATRICIA K. COLLAWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR E. RENAE CONLEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALAN J. FOHRER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SIDNEY M. GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MAUREEN T. MULLARKEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DONALD K. SCHWANZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BRUCE W. WILKINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ASSESS PORTFOLIO IMPACTS OF POLICIES TO SHAREHOLDER YES AGAINST FOR
MEET 2 DEGREE SCENARIO
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Polaris Industries Inc.
TICKER: PII CUSIP: 731068102
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GEORGE W. BILICIC ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANNETTE K. CLAYTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KEVIN M. FARR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN P. WIEHOFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PolyOne Corporation
TICKER: POL CUSIP: 73179P106
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. ABERNATHY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD H. FEARON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY J. GOFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM R. JELLISON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SANDRA BEACH LIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KIM ANN MINK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT M. PATTERSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM H. POWELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KERRY J. PREETE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM A. WULFSOHN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pool Corporation
TICKER: POOL CUSIP: 73278L105
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANDREW W. CODE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TIMOTHY M. GRAVEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MANUEL J. PEREZ DE LA ISSUER YES FOR FOR
MESA
PROPOSAL #1d: ELECT DIRECTOR HARLAN F. SEYMOUR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT C. SLEDD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN E. STOKELY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID G. WHALEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Popular, Inc.
TICKER: BPOP CUSIP: 733174700
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR IGNACIO ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALEJANDRO M. BALLESTER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD L. CARRION ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CARLOS A. UNANUE ISSUER YES FOR FOR
PROPOSAL #2: REQUIRE MAJORITY VOTE FOR THE ELECTION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Porter Bancorp, Inc.
TICKER: PBIB CUSIP: 736233206
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. GLENN HOGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL T. LEVY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES M. PARSONS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRADFORD T. RAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDMOND J. SEIFRIED ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR JOHN T. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. KIRK WYCOFF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: CHANGE COMPANY NAME TO LIMESTONE ISSUER YES FOR FOR
BANCORP, INC.
PROPOSAL #4: AMEND SECURITIES TRANSFER RESTRICTIONS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Portland General Electric Company
TICKER: POR CUSIP: 736508847
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN W. BALLANTINE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RODNEY L. BROWN, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JACK E. DAVIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID A. DIETZLER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KIRBY A. DYESS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARK B. GANZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KATHRYN J. JACKSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR NEIL J. NELSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR M. LEE PELTON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARIA M. POPE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CHARLES W. SHIVERY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Portola Pharmaceuticals, Inc.
TICKER: PTLA CUSIP: 737010108
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS M. FENTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES J. HOMCY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID C. STUMP ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Post Holdings, Inc.
TICKER: POST CUSIP: 737446104
MEETING DATE: 1/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAY W. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWIN H. CALLISON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM P. STIRITZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE SHAREHOLDERS AND THE BOARD WITH ISSUER YES FOR FOR
THE CONCURRENT POWER TO AMEND THE BYLAWS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Potbelly Corporation
TICKER: PBPB CUSIP: 73754Y100
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETE BASSI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH BOEHM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANN-MARIE CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUSAN CHAPMAN-HUGHES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUE COLLYNS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAN GINSBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARLA GOTTSCHALK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALAN JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HARVEY KANTER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BENJAMIN ROSENZWEIG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Potlatch Corporation
TICKER: PCH CUSIP: 737630103
MEETING DATE: 2/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PotlatchDeltic Corporation
TICKER: PCH CUSIP: 737630103
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM L. DRISCOLL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ERIC J. CREMERS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR D. MARK LELAND ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LENORE M. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Powell Industries, Inc.
TICKER: POWL CUSIP: 739128106
MEETING DATE: 2/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES W. MCGILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN D. WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Power Integrations, Inc.
TICKER: POWI CUSIP: 739276103
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WENDY ARIENZO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BALU BALAKRISHNAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN D. BICKELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NICHOLAS E. BRATHWAITE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM GEORGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BALAKRISHNAN S. IYER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR E. FLOYD KVAMME ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NECIP SAYINER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEVEN J. SHARP ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PPG Industries, Inc.
TICKER: PPG CUSIP: 693506107
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICTORIA F. HAYNES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL W. LAMACH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTIN H. RICHENHAGEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PPL Corporation
TICKER: PPL CUSIP: 69351T106
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODNEY C. ADKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN W. CONWAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN G. ELLIOTT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAJA RAJAMANNAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CRAIG A. ROGERSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. SPENCE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NATICA VON ALTHANN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEITH H. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PHOEBE A. WOOD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ARMANDO ZAGALO DE LIMA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: �� PQ Group Holdings Inc.
TICKER: PQG CUSIP: 73943T103
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREG BRENNEMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JONNY GINNS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KYLE VANN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PRA Group, Inc.
TICKER: PRAA CUSIP: 69354N106
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VIKRAM A. ATAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN D. FREDRICKSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PENELOPE W. KYLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LANCE L. WEAVER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PRA Health Sciences, Inc.
TICKER: PRAH CUSIP: 69354M108
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAX C. LIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW P. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Praxair, Inc.
TICKER: PX CUSIP: 74005P104
MEETING DATE: 9/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE THE CREATION OF DISTRIBUTABLE ISSUER YES FOR FOR
RESERVES
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Preferred Apartment Communities, Inc.
TICKER: APTS CUSIP: 74039L103
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.2: ELECT DIRECTOR LEONARD A. SILVERSTEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL M. DUPREE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVE BARTKOWSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY B. COURSEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM J. GRESHAM, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HOWARD A. MCLURE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TIMOTHY A. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN M. WIENS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Preferred Bank
TICKER: PFBC CUSIP: 740367404
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LI YU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. RICHARD BELLISTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY S. NUNNELLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CLARK HSU ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY CROWE HORWATH, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Preformed Line Products Company
TICKER: PLPC CUSIP: 740444104
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GLENN E. CORLETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL E. GIBBONS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. STEVEN KESTNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. RYAN RUHLMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Premier Financial Bancorp, Inc.
TICKER: PFBI CUSIP: 74050M105
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TONEY K. ADKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP E. CLINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARRY M. HATFIELD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LLOYD G. JACKSON, II ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEITH F. MOLIHAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARSHALL T. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NEAL W. SCAGGS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT W. WALKER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS W. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Premier, Inc.
TICKER: PINC CUSIP: 74051N102
MEETING DATE: 12/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC J. BIEBER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN R. D'ARCY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM B. DOWNEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR PHILIP A. INCARNATI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARC D. MILLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Presbia PLC
TICKER: LENS CUSIP: G7234P100
MEETING DATE: 8/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALPH THURMAN ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR RICHARD RESSLER ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ZOHAR LOSHITZER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VLADIMIR FEINGOLD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TODD COOPER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT CRESCI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GERD AUFFARTH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GERALD FARRELL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE SQUAR MILNER LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE AUDIT COMMITTEE TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE MOORE STEPHENS LLP AS ISSUER �� YES FOR FOR
INDEPENDENT STATUTORY AUDITOR AND AUTHORIZE AUDIT
COMMITTEE TO FIX THEIR REMUNERATION
PROPOSAL #4A: AMEND MEMORANDUM OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4B: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Presidio, Inc.
TICKER: PSDO CUSIP: 74102M103
MEETING DATE: 11/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HEATHER BERGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. REISS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TODD H. SIEGEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Prestige Brands Holdings, Inc.
TICKER: PBH CUSIP: 74112D101
MEETING DATE: 8/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD M. LOMBARDI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. BYOM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY E. COSTLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHEILA A. HOPKINS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES M. JENNESS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CARL J. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NATALE S. RICCIARDI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PRGX GLOBAL, INC.
TICKER: PRGX CUSIP: 69357C503
MEETING DATE: 6/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY J. OWENS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH E. WHITTERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW A. DRAPKIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PriceSmart, Inc.
TICKER: PSMT CUSIP: 741511109
MEETING DATE: 1/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHERRY S. BAHRAMBEYGUI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GONZALO BARRUTIETA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GORDON H. HANSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BEATRIZ V. INFANTE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEON C. JANKS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSE LUIS LAPARTE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MITCHELL G. LYNN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GARY MALINO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PIERRE MIGNAULT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT E. PRICE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR EDGAR ZURCHER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Primerica, Inc.
TICKER: PRI CUSIP: 74164M108
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN A. ADDISON, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOEL M. BABBIT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR P. GEORGE BENSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR C. SAXBY CHAMBLISS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GARY L. CRITTENDEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CYNTHIA N. DAY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARK MASON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BEATRIZ R. PEREZ ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR D. RICHARD WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GLENN J. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR BARBARA A. YASTINE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Primo Water Corporation
TICKER: PRMW CUSIP: 74165N105
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MALCOLM MCQUILKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW T. SHEEHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID L. WARNOCK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Primoris Services Corporation
TICKER: PRIM CUSIP: 74164F103
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN PRATT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS E. TUCKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER C. BROWN ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY MOSS ADAMS, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Principal Financial Group, Inc.
TICKER: PFG CUSIP: 74251V102
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER C. HOCHSCHILD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL J. HOUSTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DIANE C. NORDIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELIZABETH E. TALLETT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ProAssurance Corporation
TICKER: PRA CUSIP: 74267C106
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR M. JAMES GORRIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ZIAD R. HAYDAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK A. SPINOSA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS A. S. WILSON, ISSUER YES FOR FOR
JR.
PROPOSAL #1.5: ELECT DIRECTOR KEDRICK D. ADKINS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Profire Energy, Inc.
TICKER: PFIE CUSIP: 74316X101
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENTON W. HATCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HAROLD ALBERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD R. SPOEHEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAREN J. SHAW ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ARLEN B. CROUCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY SADLER, GIBB & ASSOCIATES, LLC AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Progenics Pharmaceuticals, Inc.
TICKER: PGNX CUSIP: 743187106
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER J. CROWLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK R. BAKER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRADLEY L. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KAREN J. FERRANTE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL D. KISHBAUCH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID A. SCHEINBERG ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR NICOLE S. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Progress Software Corporation
TICKER: PRGS CUSIP: 743312100
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL T. DACIER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN R. EGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAINER GAWLICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YOGESH GUPTA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES F. KANE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SAMSKRITI (SAM) Y. KING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID A. KRALL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANGELA T. TUCCI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Prologis, Inc.
TICKER: PLD CUSIP: 74340W103
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HAMID R. MOGHADAM ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CRISTINA G. BITA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GEORGE L. FOTIADES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LYDIA H. KENNARD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR J. MICHAEL LOSH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR IRVING F. LYONS, III ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID P. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR OLIVIER PIANI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JEFFREY L. SKELTON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CARL B. WEBB ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WILLIAM D. ZOLLARS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Proofpoint, Inc.
TICKER: PFPT CUSIP: 743424103
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANA EVAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KRISTEN GIL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY STEELE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ProPetro Holding Corp.
TICKER: PUMP CUSIP: 74347M108
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DALE REDMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SPENCER D. ARMOUR, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN BEAL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY BEST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PRYOR BLACKWELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAN E. DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JACK B. MOORE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PROS Holdings, Inc.
TICKER: �� PRO CUSIP: 74346Y103
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PENELOPE HERSCHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LESLIE RECHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM RUSSELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Prosperity Bancshares, Inc.
TICKER: PB CUSIP: 743606105
MEETING DATE: 4/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES A. BOULIGNY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W.R. COLLIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT STEELHAMMER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR H. E. TIMANUS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Protagonist Therapeutics, Inc.
TICKER: PTGX CUSIP: 74366E102
MEETING DATE: 5/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHAITAN KHOSLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM D. WADDILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEWIS T. "RUSTY" ISSUER YES FOR FOR
WILLIAMS
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Proteostasis Therapeutics, Inc.
TICKER: PTI CUSIP: 74373B109
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ERIC B. RABINOWITZ ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Proto Labs, Inc.
TICKER: PRLB CUSIP: 743713109
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICTORIA M. HOLT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARCHIE C. BLACK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAINER GAWLICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN B. GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD G. KRANTZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SVEN A. WEHRWEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUJEET CHAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Provident Bancorp, Inc.
TICKER: PVBC CUSIP: 74383X109
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK G. COUSINS, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARTHUR SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES F. WITHEE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WHITTLESEY PC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Provident Financial Holdings, Inc.
TICKER: PROV CUSIP: 743868101
MEETING DATE: 11/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG G. BLUNDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROY H. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Provident Financial Services, Inc.
TICKER: PFS CUSIP: 74386T105
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER MARTIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN PUGLIESE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Prudential Bancorp, Inc.
TICKER: PBIP CUSIP: 74431A101
MEETING DATE: 2/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. HOSIER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE E. MILLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY S.R. SNODGRASS, P.C. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Prudential Financial, Inc.
TICKER: PRU CUSIP: 744320102
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. BALTIMORE, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR GILBERT F. CASELLAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK B. GRIER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARTINA HUND-MEJEAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KARL J. KRAPEK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER R. LIGHTE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE PAZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SANDRA PIANALTO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHRISTINE A. POON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DOUGLAS A. SCOVANNER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN R. STRANGFELD ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MICHAEL A. TODMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PS Business Parks, Inc.
TICKER: PSB CUSIP: 69360J107
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD L. HAVNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARIA R. HAWTHORNE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JENNIFER HOLDEN DUNBAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES H. KROPP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SARA GROOTWASSINK LEWIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY E. PRUITT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT S. ROLLO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH D. RUSSELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PETER SCHULTZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: pSivida Corp.
TICKER: PSDV CUSIP: 74440J101
MEETING DATE: 12/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. MAZZO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NANCY LURKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL ROGERS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS GODSHALL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES BARRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAY DUKER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KRISTINE PETERSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PAST ISSUANCE OF 5.9 MILLION ISSUER YES FOR FOR
SHARES
PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4: APPROVE STOCK OPTION GRANT, RESTRICTED ISSUER YES FOR FOR
STOCK UNIT GRANT, AND PERFORMANCE STOCK UNIT GRANT TO
NANCY LURKER
PROPOSAL #5: APPROVE STOCK OPTION GRANT AND DEFERRED ISSUER YES FOR FOR
STOCK UNIT GRANT TO DAVID J. MAZZO
PROPOSAL #6: APPROVE STOCK OPTION GRANT AND DEFERRED ISSUER YES FOR FOR
STOCK UNIT GRANT TO MICHAEL W. ROGERS
PROPOSAL #7: APPROVE STOCK OPTION GRANT AND DEFERRED ISSUER YES FOR FOR
STOCK UNIT GRANT TO DOUGLAS GODSHALL
PROPOSAL #8: APPROVE STOCK OPTION GRANT AND DEFERRED ISSUER YES FOR FOR
STOCK UNIT GRANT TO JAMES BARRY
PROPOSAL #9: APPROVE STOCK OPTION GRANT AND DEFERRED ISSUER YES FOR FOR
STOCK UNIT GRANT TO JAY DUKER
PROPOSAL #10: APPROVE STOCK OPTION GRANT TO KRISTINE ISSUER YES FOR FOR
PETERSON
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: RATIFY DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PSYCHEMEDICS CORPORATION
TICKER: PMD CUSIP: 744375205
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND C. KUBACKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR A. CLINTON ALLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARRY CONNICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WALTER S. TOMENSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRED J. WEINERT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PTC Inc.
TICKER: PTC CUSIP: 69370C100
MEETING DATE: 3/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANICE D. CHAFFIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILLIP M. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD K. GRIERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES E. HEPPELMANN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KLAUS HOEHN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL A. LACY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CORINNA LATHAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT P. SCHECHTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PTC Therapeutics, Inc.
TICKER: PTCT CUSIP: 69366J200
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL SCHMERTZLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLENN D. STEELE, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Public Service Enterprise Group Incorporated
TICKER: PEG CUSIP: 744573106
MEETING DATE: 4/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIE A. DEESE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM V. HICKEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RALPH IZZO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHIRLEY ANN JACKSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID LILLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BARRY H. OSTROWSKY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS A. RENYI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HAK CHEOL (H.C.) SHIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD J. SWIFT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SUSAN TOMASKY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ALFRED W. ZOLLAR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Public Storage
TICKER: PSA CUSIP: 74460D109
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD L. HAVNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TAMARA HUGHES GUSTAVSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR URI P. HARKHAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LESLIE S. HEISZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR B. WAYNE HUGHES, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR AVEDICK B. POLADIAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY E. PRUITT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RONALD P. SPOGLI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DANIEL C. STATON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND BYLAWS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pulse Biosciences, Inc.
TICKER: PLSE CUSIP: 74587B101
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR KENNETH A. CLARK ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ROBERT W. DUGGAN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR THOMAS J. FOGARTY ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR MANMEET S. SONI ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR DARRIN R. UECKER ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR MAHKAM 'MAKY' ZANGANEH ISSUER YES FOR FOR
PROPOSAL #2: CHANGE STATE OF INCORPORATION FROM ISSUER YES FOR FOR
NEVADA TO DELAWARE
PROPOSAL #3: ISSUE UPDATED INDEMNIFICATION AGREEMENTS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PulteGroup, Inc.
TICKER: PHM CUSIP: 745867101
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN P. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRYCE BLAIR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD W. DREILING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. FOLLIARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHERYL W. GRISE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDRE J. HAWAUX ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RYAN R. MARSHALL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN R. PESHKIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SCOTT F. POWERS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM J. PULTE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Puma Biotechnology, Inc.
TICKER: PBYI CUSIP: 74587V107
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN H. AUERBACH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL P. MILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAY M. MOYES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ADRIAN M. SENDEROWICZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TROY E. WILSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRANK E. ZAVRL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pure Cycle Corporation
TICKER: PCYO CUSIP: 746228303
MEETING DATE: 1/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK W. HARDING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HARRISON H. AUGUR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK J. BEIRNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ARTHUR G. EPKER, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD L. GUIDO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER C. HOWELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EKS&H LLLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pure Storage, Inc.
TICKER: PSTG CUSIP: 74624M102
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY ROTHSCHILD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANITA SANDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELANGELO VOLPI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PVH CORP.
TICKER: PVH CUSIP: 693656100
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARY BAGLIVO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRENT CALLINICOS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EMANUEL CHIRICO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JUAN R. FIGUEREO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOSEPH B. FULLER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR V. JAMES MARINO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR G. PENNY MCINTYRE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR AMY MCPHERSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HENRY NASELLA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR EDWARD R. ROSENFELD ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CRAIG RYDIN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JUDITH AMANDA SOURRY ISSUER YES FOR FOR
KNOX
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pzena Investment Management, Inc.
TICKER: PZN CUSIP: 74731Q103
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD S. PZENA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. GOETZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM L. LIPSEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN M. GALBRAITH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOEL M. GREENBLATT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD P. MEYEROWICH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES D. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Q2 Holdings, Inc.
TICKER: QTWO CUSIP: 74736L109
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY T. DIEHL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW P. FLAKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES �� FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QAD Inc.
TICKER: QADA CUSIP: 74727D207
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KARL F. LOPKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1b: ELECT DIRECTOR PAMELA M. LOPKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1c: ELECT DIRECTOR SCOTT J. ADELSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LEE D. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PETER R. VAN CUYLENBURG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QAD Inc.
TICKER: QADA CUSIP: 74727D306
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KARL F. LOPKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1b: ELECT DIRECTOR PAMELA M. LOPKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1c: ELECT DIRECTOR SCOTT J. ADELSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LEE D. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PETER R. VAN CUYLENBURG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QCR Holdings, Inc.
TICKER: QCRH CUSIP: 74727A104
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY KAY BATES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN-PAUL E. BESONG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TODD A. GIPPLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DONNA J. SORENSEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QEP Resources, Inc.
TICKER: QEP CUSIP: 74733V100
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR PHILLIPS S. BAKER, JR. ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR JULIE A. DILL ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ROBERT F. HEINEMANN ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MICHAEL J. MINAROVIC ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR M. W. SCOGGINS ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MARY SHAFER-MALICKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR CHARLES B. STANLEY ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR DAVID A. TRICE ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR PHILLIPS S. BAKER, JR. ISSUER YES FOR FOR
(CLASS II)
PROPOSAL #3.10: ELECT DIRECTOR JULIE A. DILL (CLASS ISSUER YES FOR FOR
III)
PROPOSAL #3.11: ELECT DIRECTOR ROBERT F. HEINEMANN ISSUER YES FOR FOR
(CLASS I)
PROPOSAL #3.12: ELECT DIRECTOR MICHAEL J. MINAROVIC ISSUER YES FOR FOR
(CLASS I)
PROPOSAL #3.13: ELECT DIRECTOR M. W. SCOGGINS (CLASS ISSUER YES FOR FOR
III)
PROPOSAL #3.14: ELECT DIRECTOR MARY SHAFER-MALICKI ISSUER YES FOR FOR
(CLASS II)
PROPOSAL #3.15: ELECT DIRECTOR CHARLES B. STANLEY ISSUER YES FOR FOR
(CLASS II)
PROPOSAL #3.16: ELECT DIRECTOR DAVID A. TRICE (CLASS ISSUER YES FOR FOR
I)
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Qorvo, Inc.
TICKER: QRVO CUSIP: 74736K101
MEETING DATE: 8/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALPH G. QUINSEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. BRUGGEWORTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL A. DILEO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFERY R. GARDNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES SCOTT GIBSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN R. HARDING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID H. Y. HO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RODERICK D. NELSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WALDEN C. RHINES ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SUSAN L. SPRADLEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WALTER H. WILKINSON, ISSUER YES FOR FOR
JR.
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QTS Realty Trust, Inc.
TICKER: QTS CUSIP: 74736A103
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHAD L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN W. BARTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM O. GRABE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CATHERINE R. KINNEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER A. MARINO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT D. MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PHILIP P. TRAHANAS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN E. WESTHEAD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quad/Graphics, Inc.
TICKER: QUAD CUSIP: 747301109
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK A. ANGELSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS P. BUTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C. FOWLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN M. FULLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER B. HARNED ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR J. JOEL QUADRACCI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR KATHRYN QUADRACCI ISSUER YES WITHHOLD AGAINST
FLORES
PROPOSAL #1.8: ELECT DIRECTOR JAY O. ROTHMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN S. SHIELY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quaker Chemical Corporation
TICKER: KWR CUSIP: 747316107
MEETING DATE: 9/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND VOTES PER SHARE OF EXISTING STOCK ISSUER YES FOR FOR
PROPOSAL #2: ISSUE SHARES AS PART OF ACQUISITION ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quaker Chemical Corporation
TICKER: KWR CUSIP: 747316107
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL F. BARRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD R. CALDWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFRY D. FRISBY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QUALCOMM Incorporated
TICKER: QCOM CUSIP: 747525103
MEETING DATE: 3/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARBARA T. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY W. HENDERSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR THOMAS W. HORTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANN M. LIVERMORE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR HARISH MANWANI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK D. MCLAUGHLIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVE MOLLENKOPF ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CLARK T. "SANDY" RANDT, ISSUER YES FOR FOR
JR.
PROPOSAL #1.10: ELECT DIRECTOR FRANCISCO ROS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ANTHONY J. VINCIQUERRA ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO REMOVE DIRECTORS
PROPOSAL #6: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
RELATING TO AMENDMENTS AND OBSOLETE PROVISIONS
PROPOSAL #7: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
FOR BUSINESS COMBINATIONS WITH INTERESTED
PROPOSAL #8: REPEAL AMENDMENTS TO THE COMPANY'S SHAREHOLDER YES AGAINST FOR
BYLAWS ADOPTED WITHOUT STOCKHOLDER APPROVAL AFTER
JULY 15, 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quality Care Properties, Inc.
TICKER: QCP CUSIP: 747545101
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GLENN G. COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JERRY L. DOCTROW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL J. KLAASSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK S. ORDAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PHILIP R. SCHIMMEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KATHLEEN SMALLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONALD C. WOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quality Systems, Inc.
TICKER: QSII CUSIP: 747582104
MEETING DATE: 8/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. "RUSTY" FRANTZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG A. BARBAROSH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE H. BRISTOL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JULIE D. KLAPSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES C. MALONE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY H. MARGOLIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MORRIS PANNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SHELDON RAZIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LANCE E. ROSENZWEIG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Qualys, Inc.
TICKER: QLYS CUSIP: 74758T303
MEETING DATE: 6/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIPPE F. COURTOT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY P. HANK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quanex Building Products Corporation
TICKER: NX CUSIP: 747619104
MEETING DATE: 3/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT R. BUCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN F. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH D. RUPP ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CURTIS M. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quanta Services, Inc.
TICKER: PWR CUSIP: 74762E102
MEETING DATE: 5/24/2018 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EARL C. 'DUKE' AUSTIN, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR DOYLE N. BENEBY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. MICHAL CONAWAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VINCENT D. FOSTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BERNARD FRIED ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WORTHING F. JACKMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID M. MCCLANAHAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARGARET B. SHANNON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PAT WOOD, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quantenna Communications, Inc.
TICKER: QTNA CUSIP: 74766D100
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GLENDA DORCHAK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWIN 'NED' B. HOOPER, ISSUER YES FOR FOR
III
PROPOSAL #1.3: ELECT DIRECTOR JOHN SCULL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quanterix Corporation
TICKER: QTRX CUSIP: 74766Q101
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN M. CONNOLLY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTIN D. MADAUS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quantum Corporation
TICKER: QTM CUSIP: 747906501
MEETING DATE: 8/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL R. AUVIL, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALEX PINCHEV ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CLIFFORD PRESS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAGHAVENDRA RAU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARC E. ROTHMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ADALIO T. SANCHEZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quest Diagnostics Incorporated
TICKER: DGX CUSIP: 74834L100
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JENNE K. BRITELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VICKY B. GREGG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY M. LEIDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY L. MAIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY M. PFEIFFER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TIMOTHY M. RING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN H. RUSCKOWSKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DANIEL C. STANZIONE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HELEN I. TORLEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GAIL R. WILENSKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #5: AMEND BYLAWS -- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QUICKLOGIC CORPORATION
TICKER: QUIK CUSIP: 74837P108
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL R. FARESE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW J. PEASE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL A. RABINOVITSJ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quidel Corporation
TICKER: QDEL CUSIP: 74838J101
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS D. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS C. BRYANT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH F. BUECHLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY LAKE POLAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JACK W. SCHULER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES P. SLACIK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MATTHEW W. STROBECK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENNETH J. WIDDER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QuinStreet, Inc.
TICKER: QNST CUSIP: 74874Q100
MEETING DATE: 10/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBIN JOSEPHS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN G. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY SANDS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quorum Health Corporation
TICKER: QHC CUSIP: 7.49E+110
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES T. BREEDLOVE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOSEPH A. HASTINGS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BARBARA R. PAUL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TERRY ALLISON RAPPUHN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALICE D. SCHROEDER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR R. LAWRENCE VAN HORN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quotient Technology Inc.
TICKER: QUOT CUSIP: 749119103
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MIR M. AAMIR �� ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVE M. HOROWITZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Qurate Retail, Inc.
TICKER: QRTEA CUSIP: 53071M104
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD N. BARTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. GEORGE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY B. MAFFEI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE RECLASSIFICATION OF COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: R.R. Donnelley & Sons Company
TICKER: RRD CUSIP: 257867200
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRENE M. ESTEVES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN M. GIANINNO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL L. KNOTTS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY R. MCLEVISH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMIE MOLDAFSKY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR P. CODY PHIPPS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN C. POPE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: R1 RCM Inc.
TICKER: RCM CUSIP: 749397105
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES J. DITKOFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL C. FEINER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH FLANAGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN B. HENNEMAN, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH R. IMPICCICHE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALEX J. MANDL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NEAL MOSZKOWSKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR IAN SACKS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANTHONY J. SPERANZO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ALBERT 'BERT' R. ISSUER YES FOR FOR
ZIMMERLI
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ra Pharmaceuticals, Inc.
TICKER: RARX CUSIP: 74933V108
MEETING DATE: 6/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT HEFT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAJEEV SHAH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Radian Group Inc.
TICKER: RDN CUSIP: 750236101
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HERBERT WENDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID C. CARNEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR HOWARD B. CULANG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LISA W. HESS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEPHEN T. HOPKINS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BRIAN D. MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GAETANO MUZIO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GREGORY V. SERIO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NOEL J. SPIEGEL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RICHARD G. THORNBERRY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Radiant Logistics, Inc.
TICKER: RLGT CUSIP: 75025X100
MEETING DATE: 11/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BOHN H. CRAIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD P. PALMIERI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL GOULD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PETERSON SULLIVAN LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Radius Health, Inc.
TICKER: RDUS CUSIP: 750469207
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JESPER HOILAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR OWEN HUGHES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEBASISH ROYCHOWDHURY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RadNet, Inc.
TICKER: RDNT CUSIP: 750491102
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD G. BERGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARVIN S. CADWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN V. CRUES, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NORMAN R. HAMES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAWRENCE L. LEVITT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL L. SHERMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID L. SWARTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ralph Lauren Corporation
TICKER: RL CUSIP: 751212101
MEETING DATE: 8/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK A. BENNACK, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOEL L. FLEISHMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HUBERT JOLY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ramaco Resources, Inc.
TICKER: METC CUSIP: 75134P303
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDALL W. ATKINS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL D. BAUERSACHS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR BRUCE E. CRYDER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICK C. GRANEY, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR W. HOWARD KEENAN, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR TRENT KOSOSKI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR BRYAN H. LAWRENCE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR TYLER REEDER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR RICHARD M. WHITING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rambus Inc.
TICKER: RMBS CUSIP: 750917106
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR E. THOMAS FISHER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES KISSNER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID SHRIGLEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ramco-Gershenson Properties Trust
TICKER: RPT CUSIP: 751452202
MEETING DATE: 6/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN R. BLANK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS GERSHENSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ARTHUR H. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN HARPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID J. NETTINA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOEL M. PASHCOW ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAURIE M. SHAHON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Randolph Bancorp, Inc.
TICKER: RNDB CUSIP: 752378109
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL M. JOYCE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LOUIS J. TRUBIANO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Range Resources Corporation
TICKER: RRC CUSIP: 75281A109
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRENDA A. CLINE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANTHONY V. DUB ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALLEN FINKELSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES M. FUNK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHRISTOPHER A. HELMS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT A. INNAMORATI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GREG G. MAXWELL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KEVIN S. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEFFEN E. PALKO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JEFFREY L. VENTURA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON METHANE EMISSIONS MANAGEMENT SHAREHOLDER YES FOR AGAINST
AND REDUCTION TARGETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ranger Energy Services, Inc.
TICKER: RNGR CUSIP: 75282U104
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DARRON M. ANDERSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: "ELECT DIRECTOR MERRILL A. ""PETE"" ISSUER YES FOR FOR
MILLER, JR."
PROPOSAL #1.3: ELECT DIRECTOR BRETT AGEE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR RICHARD AGEE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM M. AUSTIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES S. LEYKUM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GERALD CIMADOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KRISHNA SHIVRAM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rapid7, Inc.
TICKER: RPD CUSIP: 753422104
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL BERRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARC BROWN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RAVE Restaurant Group, Inc.
TICKER: RAVE CUSIP: 754198109
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK E. SCHWARZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN T. BARES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CLINTON J. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM C. HAMMETT, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT B. PAGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAMON D. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MONTGOMERY COSCIA GREILICH LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Raven Industries, Inc.
TICKER: RAVN CUSIP: 754212108
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JASON M. ANDRINGA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID L. CHICOINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS S. EVERIST ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN T. KIRBY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARC E. LEBARON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD W. PAROD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL A. RYKHUS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Raymond James Financial, Inc.
TICKER: RJF CUSIP: 754730109
MEETING DATE: 2/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES G. VON ISSUER YES FOR FOR
ARENTSCHILDT
PROPOSAL #1.2: ELECT DIRECTOR SHELLEY G. BROADER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY N. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BENJAMIN C. ESTY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANCIS S. GODBOLD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS A. JAMES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GORDON L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RODERICK C. MCGEARY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PAUL C. REILLY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT P. SALTZMAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SUSAN N. STORY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rayonier Advanced Materials Inc.
TICKER: RYAM CUSIP: 75508B104
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR CHARLES E. ADAIR ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JULIE A. DILL ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JAMES F. KIRSCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rayonier Inc.
TICKER: RYN CUSIP: 754907103
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR RICHARD D. KINCAID ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR KEITH E. BASS ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR DOD A. FRASER ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR SCOTT R. JONES ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR BERNARD LANIGAN, JR. ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR BLANCHE L. LINCOLN ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR V. LARKIN MARTIN ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR DAVID L. NUNES ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR ANDREW G. WILTSHIRE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Raytheon Company
TICKER: RTN CUSIP: 755111507
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TRACY A. ATKINSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT E. BEAUCHAMP ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ADRIANE M. BROWN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR VERNON E. CLARK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEPHEN J. HADLEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS A. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LETITIA A. LONG ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GEORGE R. OLIVER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DINESH C. PALIWAL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM R. SPIVEY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JAMES A. WINNEFELD, JR. ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ROBERT O. WORK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RBB BANCORP
TICKER: RBB CUSIP: 74930B105
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WENDELL CHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES W. KAO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHIE MIN (CHRISTOPHER) ISSUER YES FOR FOR
KOO
PROPOSAL #1.4: ELECT DIRECTOR CHUANG-I (CHRISTOPHER) ISSUER YES FOR FOR
LIN
PROPOSAL #1.5: ELECT DIRECTOR PAUL LIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YEE PHONG (ALAN) THIAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER M. CHANG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PEI-CHIN (PEGGY) HUANG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RUEY CHYR KAO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KO-YEN LIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.11: ELECT DIRECTOR FENG 'RICHARD' LIN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KATHERINE MCLAIN ISSUER YES FOR FOR
PROPOSAL #2: CHANGE RANGE FOR SIZE OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY VAVRINEK, TRINE, DAY & CO., LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RBC Bearings Incorporated
TICKER: ROLL CUSIP: 75524B104
MEETING DATE: 9/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MITCHELL I. QUAIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. HARTNETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR AMIR FAGHRI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #6: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RCI Hospitality Holdings, Inc.
TICKER: RICK CUSIP: 74934Q108
MEETING DATE: 9/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC S. LANGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TRAVIS REESE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NOUR-DEAN ANAKAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN L. JENKINS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LUKE LIROT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YURA BARABASH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RE/MAX Holdings, Inc.
TICKER: RMAX CUSIP: 75524W108
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GAIL A. LINIGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHLEEN J. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTINE M. RIORDAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RealNetworks, Inc.
TICKER: RNWK CUSIP: 75605L708
MEETING DATE: 9/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANICE ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL B. SLADE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Realogy Holdings Corp.
TICKER: RLGY CUSIP: 75605Y106
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FIONA P. DIAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW J. ESPE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR V. ANN HAILEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DUNCAN L. NIEDERAUER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RYAN M. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHERRY M. SMITH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER S. TERRILL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL J. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RealPage, Inc.
TICKER: RP CUSIP: 75606N109
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT S. INGRAHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY T. LEEDS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Realty Income Corporation
TICKER: O CUSIP: 756109104
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHLEEN R. ALLEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN P. CASE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR A. LARRY CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PRIYA CHERIAN HUSKINS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL D. MCKEE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GREGORY T. MCLAUGHLIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RONALD L. MERRIMAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEPHEN E. STERRETT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reata Pharmaceuticals, Inc.
TICKER: RETA CUSIP: 75615P103
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM D. MCCLELLAN, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM E. ROSE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Recro Pharma, Inc.
TICKER: REPH CUSIP: 75629F109
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WINSTON J. CHURCHILL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR WAYNE B. WEISMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Red Hat, Inc.
TICKER: RHT CUSIP: 756577102
MEETING DATE: 8/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SOHAIB ABBASI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. STEVE ALBRECHT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLENE T. BEGLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NARENDRA K. GUPTA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KIMBERLY L. HAMMONDS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM S. KAISER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONALD H. LIVINGSTONE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES M. WHITEHURST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Red Lion Hotels Corporation
TICKER: RLH CUSIP: 756764106
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND R. BRANDSTROM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES P. EVANS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ENRICO MARINI FICHERA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH B. MEGIBOW ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGORY T. MOUNT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BONNY W. SIMI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL VERNON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALEXANDER WASHBURN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT G. WOLFE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Red Robin Gourmet Burgers, Inc.
TICKER: RRGB CUSIP: 75689M101
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CAMBRIA W. DUNAWAY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KALEN F. HOLMES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GLENN B. KAUFMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR AYLWIN B. LEWIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEVEN K. LUMPKIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PATTYE L. MOORE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STUART I. ORAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DENNY MARIE POST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Red Rock Resorts, Inc.
TICKER: RRR CUSIP: 75700L108
MEETING DATE: 7/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK J. FERTITTA, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LORENZO J. FERTITTA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. CASHELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT E. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES E. NAVE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Red Rock Resorts, Inc.
TICKER: RRR CUSIP: 75700L108
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANK J. FERTITTA, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LORENZO J. FERTITTA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT A. CASHELL, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT E. LEWIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES E. NAVE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Redfin Corporation
TICKER: RDFN CUSIP: 75737F108
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR AUSTIN LIGON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID H. LISSY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES SLAVET ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Redwood Trust, Inc.
TICKER: RWT CUSIP: 758075402
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD D. BAUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS B. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER J. ABATE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARIANN BYERWALTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DEBORA D. HORVATH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREG H. KUBICEK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KAREN R. PALLOTTA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY T. PERO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GEORGANNE C. PROCTOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Regal Beloit Corporation
TICKER: RBC CUSIP: 758750103
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN M. BURT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANESA T. CHAIBI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHRISTOPHER L. DOERR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS J. FISCHER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DEAN A. FOATE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARK J. GLIEBE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HENRY W. KNUEPPEL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RAKESH SACHDEV ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CURTIS W. STOELTING ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JANE L. WARNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Regency Centers Corporation
TICKER: REG CUSIP: 758849103
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARTIN E. STEIN, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOSEPH F. AZRACK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRYCE BLAIR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR C. RONALD BLANKENSHIP ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DEIRDRE J. EVENS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARY LOU FIALA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PETER D. LINNEMAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID P. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LISA PALMER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN C. SCHWEITZER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR THOMAS G. WATTLES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Regeneron Pharmaceuticals, Inc.
TICKER: REGN CUSIP: 75886F107
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARTHUR F. RYAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE L. SING ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MARC TESSIER-LAVIGNE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: REGENXBIO Inc.
TICKER: RGNX CUSIP: 75901B107
MEETING DATE: 5/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LUKE M. BESHAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH T. MILLS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID C. STUMP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Regional Health Properties, Inc.
TICKER: RHE CUSIP: 75903M101
MEETING DATE: 12/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. FOX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRENT MORRISON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID A. TENWICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Regional Management Corp.
TICKER: RM CUSIP: 75902K106
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN D. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROEL C. CAMPOS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARIA CONTRERAS-SWEET ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL R. DUNN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN J. FREIBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER R. KNITZER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALVARO G. DE MOLINA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CARLOS PALOMARES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Regions Financial Corporation
TICKER: RF CUSIP: 7591EP100
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CAROLYN H. BYRD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DON DEFOSSET ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SAMUEL A. DI PIAZZA, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ERIC C. FAST ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR O. B. GRAYSON HALL, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN D. JOHNS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RUTH ANN MARSHALL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SUSAN W. MATLOCK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN E. MAUPIN, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CHARLES D. MCCRARY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JAMES T. PROKOPANKO ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LEE J. STYSLINGER, III ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JOSE S. SUQUET ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Regis Corporation
TICKER: RGS CUSIP: 758932107
MEETING DATE: 10/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL G. BELTZMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID J. GRISSEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARK S. LIGHT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL J. MERRIMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR M. ANN RHOADES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HUGH E. SAWYER, III ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID P. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Regulus Therapeutics Inc.
TICKER: RGLS CUSIP: 75915K101
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID BALTIMORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHRYN J. COLLIER ISSUER YES FOR FOR
PROPOSAL #1.3: "ELECT DIRECTOR JOSEPH ""JAY"" P. ISSUER YES FOR FOR
HAGAN"
PROPOSAL #1.4: ELECT DIRECTOR STELIOS PAPADOPOULOS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM H. RASTETTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HUGH ROSEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PASCALE WITZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reinsurance Group of America, Incorporated
TICKER: RGA CUSIP: 759351604
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR PATRICIA L. GUINN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR FREDERICK J. SIEVERT ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR STANLEY B. TULIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
PERMIT SHAREHOLDERS TO AMEND BYLAWS
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND CERTAIN PROVISIONS OF THE CERTIFICATE OF
INCORPORATION
PROPOSAL #6: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reliance Steel & Aluminum Co.
TICKER: RS CUSIP: 759509102
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SARAH J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KAREN W. COLONIAS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN G. FIGUEROA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS W. GIMBEL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID H. HANNAH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DOUGLAS M. HAYES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARK V. KAMINSKI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT A. MCEVOY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GREGG J. MOLLINS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ANDREW G. SHARKEY, III ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DOUGLAS W. STOTLAR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROXY ACCESS BYLAW AMENDMENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reliant Bancorp, Inc.
TICKER: RBNC CUSIP: 75956B101
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DEVAN D. ARD, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM RONALD 'RON' ISSUER YES FOR FOR
DEBERRY
PROPOSAL #1c: ELECT DIRECTOR SHARON H. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FARZIN FERDOWSI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RUSKIN 'RUSTY' A. VEST, ISSUER YES FOR FOR
JR.
PROPOSAL #1f: ELECT DIRECTOR ROBERT E. 'BROWN' DANIEL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LOUIS E. HOLLOWAY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAGGART & ASSOCIATES, P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: DECLASSIFY THE BOARD AND ESTABLISH ISSUER YES FOR FOR
MAJORITY VOTE STANDARD FOR UNCONTESTED DIRECTOR
ELECTIONS
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RELM Wireless Corporation
TICKER: RWC CUSIP: 759525108
MEETING DATE: 6/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR D. KYLE CERMINARA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL R. DILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEWIS M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES T. LANKTREE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR E. GRAY PAYNE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN W. STRUBLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RYAN R.K. TURNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOORE STEPHENS LOVELACE, P.A. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: CHANGE COMPANY NAME TO BK TECHNOLOGIES, ISSUER YES FOR FOR
INC.
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Remark Holdings, Inc.
TICKER: MARK CUSIP: 75955K102
MEETING DATE: 1/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Remark Holdings, Inc.
TICKER: MARK CUSIP: 75955K102
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THEODORE P. BOTTS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM W. GROUNDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRETT RATNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL STEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KAI-SHING TAO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CHERRY BEKAERT LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RenaissanceRe Holdings Ltd.
TICKER: RNR CUSIP: G7496G103
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRIAN G. J. GRAY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DUNCAN P. HENNES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KEVIN J. O'DONNELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR VALERIE RAHMANI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE ERNST & YOUNG LTD. AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Renasant Corporation
TICKER: RNST CUSIP: 75970E107
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD CLARK, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALBERT J. DALE, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN T. FOY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. MITCHELL WAYCASTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY HORNE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Renewable Energy Group, Inc.
TICKER: REGI CUSIP: 75972A301
MEETING DATE: 12/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMOVAL OF COMMON STOCK ISSUANCE ISSUER YES FOR FOR
RESTRICTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Renewable Energy Group, Inc.
TICKER: REGI CUSIP: 75972A301
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MICHAEL M. SCHARF ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JAMES C. BOREL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rent-A-Center, Inc.
TICKER: RCII CUSIP: 76009N100
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR MICHAEL J. GADE ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR J.V. LENTELL ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Repligen Corporation
TICKER: RGEN CUSIP: 759916109
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICOLAS M. BARTHELEMY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLENN L. COOPER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN G. COX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KAREN A. DAWES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TONY J. HUNT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GLENN P. MUIR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS F. RYAN JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Repros Therapeutics Inc.
TICKER: RPRX CUSIP: 76028H209
MEETING DATE: 9/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY M. DILLAHA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL F. CAIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK P. FOURTEAU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NOLA E. MASTERSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SAIRA RAMASASTRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL G. WYLLIE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Republic Bancorp, Inc.
TICKER: RBCAA CUSIP: 760281204
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG A. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL T. RUST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. WAYNE STRATTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUSAN STOUT TAMME ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR A. SCOTT TRAGER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN E. TRAGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK A. VOGT ISSUER YES FOR FOR
PROPOSAL #2: AMEND DEFERRED COMPENSATION PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Republic First Bancorp, Inc.
TICKER: FRBK CUSIP: 760416107
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW B. COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LISA R. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARRIS WILDSTEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Republic Services, Inc.
TICKER: RSG CUSIP: 760759100
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MANUEL KADRE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TOMAGO COLLINS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS W. HANDLEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JENNIFER M. KIRK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL LARSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KIM S. PEGULA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RAMON A. RODRIGUEZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DONALD W. SLAGER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN M. TRANI ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SANDRA M. VOLPE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Research Frontiers Incorporated
TICKER: REFR CUSIP: 760911107
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH M. HARARY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY G. GRIMES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ReShape Lifesciences Inc.
TICKER: RSLS CUSIP: 761123108
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAN W. GLADNEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LORI C. MCDOUGAL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #5: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ResMed Inc.
TICKER: RMD CUSIP: 761152107
MEETING DATE: 11/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL FARRELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KAREN DREXLER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JACK WAREHAM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Resolute Energy Corporation
TICKER: REN CUSIP: 76116A306
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR NICHOLAS J. SUTTON ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR GARY L. HULTQUIST ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR JANET W. PASQUE ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Resolute Forest Products Inc.
TICKER: RFP CUSIP: 76117W109
MEETING DATE: 5/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDALL C. BENSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JENNIFER C. DOLAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD D. FALCONER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY A. HEARN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YVES LAFLAMME ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRADLEY P. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAIN RHEAUME ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL S. ROUSSEAU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Resonant Inc.
TICKER: RESN CUSIP: 76118L102
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRETT CONRAD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANET K. COOPER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. FOX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE B. HOLMES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALAN B. HOWE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSHUA JACOBS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JACK H. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN E. MAJOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEAN F. RANKIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Resources Connection, Inc.
TICKER: RECN CUSIP: 76122Q105
MEETING DATE: 10/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT F. KISTINGER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOLENE SARKIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANNE SHIH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Restoration Robotics, Inc.
TICKER: HAIR CUSIP: 76133C103
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY W. BIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GIL KLIMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Retail Opportunity Investments Corp.
TICKER: ROIC CUSIP: 76131N101
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD A. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. INDIVERI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD H. MEYER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LEE S. NEIBART ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES J. PERSICO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAURA H. POMERANTZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STUART A. TANZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ERIC S. ZORN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Retail Properties of America, Inc.
TICKER: RPAI CUSIP: 76131V202
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BONNIE S. BIUMI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK A. CATALANO, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT G. GIFFORD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GERALD M. GORSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN P. GRIMES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD P. IMPERIALE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER L. LYNCH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS J. SARGEANT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Retrophin, Inc.
TICKER: RTRX CUSIP: 761299106
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN ASELAGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROY D. BAYNES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY COUGHLIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JOHN KOZARICH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY LYONS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY MECKLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN A. ORWIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR RON SQUARER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BDO USA LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: REV Group, Inc.
TICKER: REVG CUSIP: 749527107
MEETING DATE: 3/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JEAN MARIE 'JOHN' CANAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR CHARLES DUTIL ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR DONN VIOLA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: REVANCE THERAPEUTICS, INC.
TICKER: RVNC CUSIP: 761330109
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANGUS C. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PHYLLIS GARDNER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JULIAN S. GANGOLLI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Revlon, Inc.
TICKER: REV CUSIP: 761525609
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD O. PERELMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR E. SCOTT BEATTIE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ALAN BERNIKOW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KRISTIN DOLAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ROBERT KRETZMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CECI KURZMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL MEISTER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR TAMARA MELLON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR DEBRA PERELMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.1: ELECT DIRECTOR PAUL SAVAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.11: ELECT DIRECTOR BARRY F. SCHWARTZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.12: ELECT DIRECTOR JONATHAN SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR CRISTIANA FALCONE ISSUER YES FOR FOR
SORRELL
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Revolution Lighting Technologies, Inc.
TICKER: RVLT CUSIP: 76155G206
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT V. LAPENTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES A. DEPALMA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM D. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN G. VIRTUE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: REX American Resources Corporation
TICKER: REX CUSIP: 761624105
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STUART A. ROSE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ZAFAR RIZVI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD M. KRESS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID S. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES A. ELCAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MERVYN L. ALPHONSO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LEE FISHER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rexahn Pharmaceuticals, Inc.
TICKER: RNN CUSIP: 761640200
MEETING DATE: 6/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES BEEVER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER BRANDT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KWANG SOO CHEONG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD J. RODGERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER SUZDAK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADJOURN MEETING ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rexford Industrial Realty, Inc.
TICKER: REXR CUSIP: 76169C100
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD S. ZIMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD SCHWIMMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL S. FRANKEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT L. ANTIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN C. GOOD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DIANA J. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TYLER H. ROSE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PETER E. SCHWAB ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rexnord Corporation
TICKER: RXN CUSIP: 76169B102
MEETING DATE: 7/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS D. CHRISTOPOUL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL W. JONES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN S. STROUP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reynolds American Inc.
TICKER: RAI CUSIP: 761713106
MEETING DATE: 7/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rhythm Pharmaceuticals, Inc.
TICKER: RYTM CUSIP: 76243J105
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH M. GOTTESDIENER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHE R. JEAN ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ribbon Communications Inc.
TICKER: RBBN CUSIP: 762544104
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KIM S. FENNEBRESQUE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRUNS H. GRAYSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FRANKLIN (FRITZ) W. ISSUER YES FOR FOR
HOBBS
PROPOSAL #1d: ELECT DIRECTOR BEATRIZ V. INFANTE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KENT J. MATHY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD J. LYNCH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SCOTT E. SCHUBERT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD W. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rice Energy Inc.
TICKER: RICE CUSIP: 762760106
MEETING DATE: 11/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Richardson Electronics, Ltd.
TICKER: RELL CUSIP: 763165107
MEETING DATE: 10/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD J. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL J. PLANTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACQUES BELIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES BENHAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KENNETH HALVERSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT H. KLUGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RIGEL PHARMACEUTICALS, INC.
TICKER: RIGL CUSIP: 766559603
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREGG A. LAPOINTE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRIAN L. KOTZIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GARY A. LYONS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RigNet, Inc.
TICKER: RNET CUSIP: 766582100
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES H. BROWNING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTIA CAPRIOLI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN MULLOY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN J. O'HARA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEITH OLSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRENT K. WHITTINGTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DITLEF DE VIBE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN E. PICKETT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GAIL P. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rimini Street, Inc.
TICKER: RMNI CUSIP: 76674Q107
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARGARET 'PEGGY' TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS ASHBURN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK L. ACOSTA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ring Energy, Inc.
TICKER: REI CUSIP: 76680V108
MEETING DATE: 12/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KELLY HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LLOYD T. ('TIM') ISSUER YES FOR FOR
ROCHFORD
PROPOSAL #1.4: ELECT DIRECTOR STANLEY M. MCCABE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY B. PETRELLI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CLAYTON E. WOODRUM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY EIDE BAILLY LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RingCentral, Inc.
TICKER: RNG CUSIP: 76680R206
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VLADIMIR SHMUNIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEIL WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT THEIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHELLE MCKENNA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALLAN THYGESEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH GOLDMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Riot Blockchain, Inc.
TICKER: RIOT CUSIP: 767292105
MEETING DATE: 2/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. O'ROURKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW J. KAPLAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ERIC SO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JASON LES ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Riot Blockchain, Inc.
TICKER: RIOT CUSIP: 767292105
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. O'ROURKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW J. KAPLAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR REMO MANCINI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JASON LES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MNP LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Riot Blockchain, Inc.
TICKER: RIOT CUSIP: 767292105
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. O'ROURKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW J. KAPLAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR REMO MANCINI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JASON LES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MNP LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rite Aid Corporation
TICKER: RAD CUSIP: 767754104
MEETING DATE: 7/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN T. STANDLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOSEPH B. ANDERSON, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRUCE G. BODAKEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID R. JESSICK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KEVIN E. LOFTON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MYRTLE S. POTTER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL N. REGAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FRANK A. SAVAGE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARCY SYMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RLI Corp.
TICKER: RLI CUSIP: 749607107
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KAJ AHLMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL E. ANGELINA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN T. BAILY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CALVIN G. BUTLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID B. DUCLOS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JORDAN W. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JONATHAN E. MICHAEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT P. RESTREPO, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES J. SCANLAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL J. STONE ISSUER YES FOR FOR
PROPOSAL #2: CHANGE STATE OF INCORPORATION FROM ISSUER YES FOR FOR
ILLINOIS TO DELAWARE
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RLJ Lodging Trust
TICKER: RLJ CUSIP: 74965L101
MEETING DATE: 8/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RLJ Lodging Trust
TICKER: RLJ CUSIP: 74965L101
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LESLIE D. HALE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EVAN BAYH ISSUER YES FOR �� FOR
PROPOSAL #1.4: ELECT DIRECTOR ARTHUR R. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NATHANIEL A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICIA L. GIBSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT M. LA FORGIA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT J. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GLENDA G. MCNEAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ROBERT HALF INTERNATIONAL INC.
TICKER: RHI CUSIP: 770323103
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAROLD M. MESSMER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARC H. MORIAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARBARA J. NOVOGRADAC ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. PACE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FREDERICK A. RICHMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR M. KEITH WADDELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rocket Pharmaceuticals, Inc.
TICKER: RCKT CUSIP: 77313F106
MEETING DATE: 6/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: ADOPT MAJORITY VOTING STANDARD TO REMOVE ISSUER YES FOR FOR
A DIRECTOR
PROPOSAL #3a: ELECT DIRECTOR RODERICK WONG ISSUER YES FOR FOR
PROPOSAL #3b: ELECT DIRECTOR CARSTEN BOESS ISSUER YES WITHHOLD AGAINST
PROPOSAL #3c: ELECT DIRECTOR PEDRO GRANADILLO ISSUER YES FOR FOR
PROPOSAL #3d: ELECT DIRECTOR GOTHAM MAKKER ISSUER YES FOR FOR
PROPOSAL #3e: ELECT DIRECTOR GAURAV SHAH ISSUER YES FOR FOR
PROPOSAL #3f: ELECT DIRECTOR DAVID P. SOUTHWELL ISSUER YES FOR FOR
PROPOSAL #3g: ELECT DIRECTOR NAVEEN YALAMANCHI ISSUER YES FOR FOR
PROPOSAL #4a: ELECT DIRECTOR PEDRO GRANADILLO ISSUER YES FOR FOR
PROPOSAL #4b: ELECT DIRECTOR DAVID P. SOUTHWELL ISSUER YES FOR FOR
PROPOSAL #5: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rockwell Automation, Inc.
TICKER: ROK CUSIP: 773903109
MEETING DATE: 2/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #A1: ELECT DIRECTOR BETTY C. ALEWINE ISSUER YES FOR FOR
PROPOSAL #A2: ELECT DIRECTOR J. PHILLIP HOLLOMAN ISSUER YES FOR FOR
PROPOSAL #A3: ELECT DIRECTOR LAWRENCE D. KINGSLEY ISSUER YES FOR FOR
PROPOSAL #A4: ELECT DIRECTOR LISA A. PAYNE ISSUER YES FOR FOR
PROPOSAL #B: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #C: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rockwell Collins, Inc.
TICKER: COL CUSIP: 774341101
MEETING DATE: 1/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rockwell Collins, Inc.
TICKER: COL CUSIP: 774341101
MEETING DATE: 2/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY J. CARBONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT K. ORTBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHERYL L. SHAVERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rocky Brands, Inc.
TICKER: RCKY CUSIP: 774515100
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL L. FINN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR G. COURTNEY HANING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM L. JORDAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CURTIS A. LOVELAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT B. MOORE, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY SCHNEIDER DOWNS & CO., INC. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rogers Corporation
TICKER: ROG CUSIP: 775133101
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH L. BARNES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL F. BARRY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE D. HOECHNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CAROL R. JENSEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GANESH MOORTHY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY J. OWENS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HELENE SIMONET ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PETER C. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Roku, Inc.
TICKER: ROKU CUSIP: 77543R102
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MAI FYFIELD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ROLLINS, INC.
TICKER: ROL CUSIP: 775711104
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY W. ROLLINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY L. PRINCE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR PAMELA R. ROLLINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Roper Technologies, Inc.
TICKER: ROP CUSIP: 776696106
MEETING DATE: 6/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHELLYE L. ARCHAMBEAU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AMY WOODS BRINKLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN F. FORT, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN D. JELLISON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT D. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT E. KNOWLING, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILBUR J. PREZZANO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAURA G. THATCHER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD F. WALLMAN ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rosetta Stone Inc.
TICKER: RST CUSIP: 777780107
MEETING DATE: 6/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK W. GROSS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE A. LOGUE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JESSIE WOOLLEY-WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ross Stores, Inc.
TICKER: ROST CUSIP: 778296103
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL BALMUTH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR K. GUNNAR BJORKLUND ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL J. BUSH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NORMAN A. FERBER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SHARON D. GARRETT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEPHEN D. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GEORGE P. ORBAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL O'SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LAWRENCE S. PEIROS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GREGORY L. QUESNEL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR BARBARA RENTLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rowan Companies plc
TICKER: RDC CUSIP: G7665A101
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM E. ALBRECHT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS P. BURKE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS R. HIX ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JACK B. MOORE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THIERRY PILENKO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SUZANNE P. NIMOCKS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN J. QUICKE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR TORE I. SANDVOLD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHARLES L. SZEWS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #8: RESOLUTION TO APPROVE THE FORM OF SHARE ISSUER YES FOR FOR
REPURCHASE CONTRACTS AND REPURCHASE COUNTERPARTIES
PROPOSAL #9: RESOLUTION AUTHORIZING THE BOARD TO ISSUER YES FOR FOR
ALLOT EQUITY SECURITIES
PROPOSAL #10: ISSUE OF EQUITY OR EQUITY-LINKED ISSUER YES FOR FOR
SECURITIES WITHOUT PRE-EMPTIVE RIGHTS
PROPOSAL #11: ISSUE OF EQUITY OR EQUITY-LINKED ISSUER YES FOR FOR
SECURITIES WITHOUT PRE-EMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Royal Caribbean Cruises Ltd.
TICKER: RCL CUSIP: V7780T103
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN F. BROCK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD D. FAIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM L. KIMSEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARITZA G. MONTIEL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ANN S. MOORE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR EYAL M. OFER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS J. PRITZKER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM K. REILLY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BERNT REITAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR VAGN O. SORENSEN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DONALD THOMPSON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ARNE ALEXANDER ISSUER YES FOR FOR
WILHELMSEN
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE �� ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Royal Gold, Inc.
TICKER: RGLD CUSIP: 780287108
MEETING DATE: 11/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR C. KEVIN MCARTHUR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHRISTOPHER M.T. ISSUER YES FOR FOR
THOMPSON
PROPOSAL #1c: ELECT DIRECTOR SYBIL E. VEENMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RPC, Inc.
TICKER: RES CUSIP: 749660106
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY W. ROLLINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD A. HUBBELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARRY L. PRINCE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RPM International Inc.
TICKER: RPM CUSIP: 749685103
MEETING DATE: 10/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIE A. LAGACY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. LIVINGSTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FREDERICK R. NANCE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM B. SUMMERS, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RTI Surgical, Inc.
TICKER: RTIX CUSIP: 74975N105
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CAMILLE I. FARHAT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER F. GEAREN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS A. MCEACHIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK D. STOLPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL G. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NICHOLAS J. VALERIANI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHIRLEY A. WEIS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rubicon Technology, Inc.
TICKER: RBCN CUSIP: 78112T206
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY BROG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL E. MIKOLAJCZYK ISSUER YES FOR FOR
PROPOSAL #2: REDUCE AUTHORIZED PREFERRED STOCK ISSUER YES FOR FOR
PROPOSAL #3: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ruby Tuesday, Inc.
TICKER: RT CUSIP: 781182100
MEETING DATE: 12/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rudolph Technologies, Inc.
TICKER: RTEC CUSIP: 781270103
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEO BERLINGHIERI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL P. PLISINSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rush Enterprises, Inc.
TICKER: RUSHA CUSIP: 781846209
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W.M. "RUSTY" RUSH ISSUER YES FOR �� FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS A. AKIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES C. UNDERWOOD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAYMOND J. CHESS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM H. CARY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNON H. GUGLIELMO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ruth's Hospitality Group, Inc.
TICKER: RUTH CUSIP: 783332109
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL P. O'DONNELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBIN P. SELATI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GIANNELLA ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARY L. BAGLIVO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CARLA R. COOPER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEPHEN M. KING ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ryder System, Inc.
TICKER: R CUSIP: 783549108
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN M. BERRA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT J. ECK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT A. HAGEMANN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL F. HILTON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TAMARA L. LUNDGREN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LUIS P. NIETO, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID G. NORD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT E. SANCHEZ ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ABBIE J. SMITH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR E. FOLLIN SMITH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DMITRI L. STOCKTON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR HANSEL E. TOOKES, II ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ryerson Holding Corporation
TICKER: RYI CUSIP: 783754104
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR COURT D. CARRUTHERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EVA M. KALAWSKI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MARY ANN SIGLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ryman Hospitality Properties, Inc.
TICKER: RHP CUSIP: 78377T107
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL J. BENDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RACHNA BHASIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALVIN BOWLES, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ELLEN LEVINE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FAZAL MERCHANT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PATRICK Q. MOORE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT S. PRATHER, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR COLIN V. REED ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL I. ROTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: EFFECTUATE A TAX-DEFERRED SPIN-OFF OF SHAREHOLDER YES AGAINST N/A
THE COMPANY'S ENTERTAINMENT BUSINESS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: S&P Global Inc.
TICKER: SPGI CUSIP: 78409V104
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARCO ALVERA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM D. GREEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES E. HALDEMAN, ISSUER YES FOR FOR
JR.
PROPOSAL #1.4: ELECT DIRECTOR STEPHANIE C. HILL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR REBECCA JACOBY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MONIQUE F. LEROUX ISSUER YES FOR �� FOR
PROPOSAL #1.7: ELECT DIRECTOR MARIA R. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DOUGLAS L. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL RAKE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR EDWARD B. RUST, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KURT L. SCHMOKE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR RICHARD E. THORNBURGH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: S&T Bancorp, Inc.
TICKER: STBA CUSIP: 783859101
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD D. BRICE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTINA A. CASSOTIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. DONNELLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES T. GIBSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY D. GRUBE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JERRY D. HOSTETTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANK W. JONES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT E. KANE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID L. KRIEGER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES C. MILLER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR FRANK J. PALERMO, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CHRISTINE J. TORETTI ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR STEVEN J. WEINGARTEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: S&W Seed Company
TICKER: SANW CUSIP: 785135104
MEETING DATE: 1/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DAVID A. FISCHHOFF ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR MARK J. HARVEY ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR CONSUELO E. MADERE ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR ALEXANDER C. MATINA ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR CHARLES (CHIP) B. ISSUER YES FOR FOR
SEIDLER
PROPOSAL #1F: ELECT DIRECTOR ROBERT D. STRAUS ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR GROVER T. WICKERSHAM ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR MARK W. WONG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sabra Health Care REIT, Inc.
TICKER: SBRA CUSIP: 78573L106
MEETING DATE: 8/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sabra Health Care REIT, Inc.
TICKER: SBRA CUSIP: 78573L106
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CRAIG A. BARBAROSH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT A. ETTL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL J. FOSTER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RONALD G. GEARY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RAYMOND J. LEWIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEFFREY A. MALEHORN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD K. MATROS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MILTON J. WALTERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sabre Corporation
TICKER: SABR CUSIP: 78573M104
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HERVE COUTURIER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE W. KELLNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JUDY ODOM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KARL PETERSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE INCREASE IN SIZE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Safeguard Scientifics, Inc.
TICKER: SFE CUSIP: 786449207
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RUSSELL D. GLASS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRA M. LUBERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAUREEN F. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN J. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT J. ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADOPT NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Safety Insurance Group, Inc.
TICKER: SAFT CUSIP: 78648T100
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER J. MANNING ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID K. MCKOWN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Safety, Income & Growth Inc.
TICKER: SAFE CUSIP: 78649D104
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAY SUGARMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEAN S. ADLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBIN JOSEPHS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAY S. NYDICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEFAN M. SELIG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Saga Communications, Inc.
TICKER: SGA CUSIP: 786598300
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLARKE R. BROWN, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD K. CHRISTIAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY J. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROY F. COPPEDGE, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR G. DEAN PEARCE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR GARY G. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY UHY LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sage Therapeutics, Inc.
TICKER: SAGE CUSIP: 78667J108
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GENO GERMANO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN PAUL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Saia, Inc.
TICKER: SAIA CUSIP: 78709Y105
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DI-ANN EISNOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM F. EVANS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HERBERT A. TRUCKSESS, ISSUER YES FOR FOR
III
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY C. WARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Salem Media Group, Inc.
TICKER: SALM CUSIP: 794093104
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STUART W. EPPERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDWARD G. ATSINGER, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROLAND S. HINZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD A. RIDDLE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JONATHAN VENVERLOH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES KEET LEWIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ERIC H. HALVORSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR EDWARD C. ATSINGER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STUART W. EPPERSON, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: salesforce.com, inc.
TICKER: CRM CUSIP: 79466L302
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARC BENIOFF ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KEITH BLOCK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CRAIG CONWAY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALAN HASSENFELD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NEELIE KROES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR COLIN POWELL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SANFORD ROBERTSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN V. ROOS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BERNARD TYSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBIN WASHINGTON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MAYNARD WEBB ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR SUSAN WOJCICKI ISSUER YES FOR FOR
PROPOSAL #2: AMEND RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: ADOPT GUIDELINES FOR COUNTRY SELECTION SHAREHOLDER YES AGAINST FOR
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ISSUER: Sally Beauty Holdings, Inc.
TICKER: SBH CUSIP: 79546E104
MEETING DATE: 2/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHERINE BUTTON BELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTIAN A. BRICKMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARSHALL E. EISENBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID W. GIBBS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LINDA HEASLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH C. MAGNACCA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT R. MCMASTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN A. MILLER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SUSAN R. MULDER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR EDWARD W. RABIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES �� FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sanchez Energy Corporation
TICKER: SN CUSIP: 79970Y105
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR A. R. SANCHEZ, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTONIO R. SANCHEZ, III ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sanderson Farms, Inc.
TICKER: SAFM CUSIP: 800013104
MEETING DATE: 2/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN H. BAKER, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN BIERBUSSE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MIKE COCKRELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUZANNE T. MESTAYER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT A POLICY TO PHASE OUT USE OF SHAREHOLDER YES AGAINST FOR
MEDICALLY IMPORTANT ANTIBIOTICS FOR GROWTH PROMOTION
AND DISEASE PREVENTION
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SandRidge Energy, Inc.
TICKER: SD CUSIP: 80007P869
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SYLVIA K. BARNES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KENNETH H. BEER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL L. BENNETT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM (BILL) M. ISSUER YES FOR FOR
GRIFFIN, JR.
PROPOSAL #1e: ELECT DIRECTOR DAVID J. KORNDER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BOB G. ALEXANDER SHAREHOLDER YES WITHHOLD N/A
PROPOSAL #1g: ELECT DIRECTOR JONATHAN CHRISTODORO SHAREHOLDER YES WITHHOLD FOR
PROPOSAL #1h: ELECT DIRECTOR NANCY DUNLAP SHAREHOLDER YES WITHHOLD N/A
PROPOSAL #1i: ELECT DIRECTOR JONATHAN FRATES SHAREHOLDER YES WITHHOLD FOR
PROPOSAL #1j: ELECT DIRECTOR NICHOLAS GRAZIANO SHAREHOLDER YES WITHHOLD FOR
PROPOSAL #1k: "ELECT DIRECTOR JOHN ""JACK"" LIPINSKI" SHAREHOLDER YES FOR N/A
PROPOSAL #1l: ELECT DIRECTOR RANDOLPH C. READ SHAREHOLDER YES FOR N/A
PROPOSAL #2: AMEND SHAREHOLDER RIGHTS PLAN (POISON ISSUER YES AGAINST AGAINST
PILL)
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN FRATES SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS GRAZIANO SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: "ELECT DIRECTOR JOHN ""JACK"" SHAREHOLDER NO N/A N/A
LIPINSKI"
PROPOSAL #1.4: ELECT DIRECTOR BOB G. ALEXANDER SHAREHOLDER NO N/A N/A
PROPOSAL #1.5: ELECT DIRECTOR RANDOLPH C. READ SHAREHOLDER NO N/A N/A
PROPOSAL #1.6: ELECT DIRECTOR JONATHAN CHRISTODORO SHAREHOLDER NO N/A N/A
PROPOSAL #1.7: ELECT DIRECTOR NANCY DUNLAP SHAREHOLDER NO N/A N/A
PROPOSAL #2: AMEND SHAREHOLDER RIGHTS PLAN (POISON ISSUER NO N/A N/A
PILL)
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER NO N/A N/A
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sandy Spring Bancorp, Inc.
TICKER: SASR CUSIP: 800363103
MEETING DATE: 10/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sandy Spring Bancorp, Inc.
TICKER: SASR CUSIP: 800363103
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALPH F. BOYD, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH S. BRACEWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK C. MICHAEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT L. ORNDORFF ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL J. SCHRIDER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOE R. REEDER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHAZA L. ANDERSEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sangamo Therapeutics, Inc.
TICKER: SGMO CUSIP: 800677106
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR H. STEWART PARKER ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROBERT F. CAREY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN G. DILLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROGER JEFFS ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ALEXANDER D. MACRAE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN J. MENTO ISSUER YES AGAINST AGAINST
PROPOSAL #1.7: ELECT DIRECTOR SAIRA RAMASASTRY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH S. ZAKRZEWSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sanmina Corporation
TICKER: SANM CUSIP: 801056102
MEETING DATE: 3/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL J. CLARKE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EUGENE A. DELANEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM J. DELANEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT K. EULAU ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN P. GOLDSBERRY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RITA S. LANE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOSEPH G. LICATA, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARIO M. ROSATI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WAYNE SHORTRIDGE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JURE SOLA ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JACKIE M. WARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Santander Consumer USA Holdings Inc.
TICKER: SC CUSIP: 80283M101
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAHESH ADITYA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSE DONCEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN A. FERRISS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VICTOR HILL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDITH E. HOLIDAY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAVIER MALDONADO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR ROBERT J. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM F. MUIR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SCOTT POWELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM RAINER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT RELATED TO THE MONITORING AND SHAREHOLDER YES AGAINST FOR
MANAGEMENT OF CERTAIN RISKS RELATED TO VEHICLE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sarepta Therapeutics, Inc.
TICKER: SRPT CUSIP: 803607100
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL W. BONNEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS S. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HANS WIGZELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Saul Centers, Inc.
TICKER: BFS CUSIP: 804395101
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP D. CARACI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EARL A. POWELL, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK SULLIVAN, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Savara Inc.
TICKER: SVRA CUSIP: 805111101
MEETING DATE: 6/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ROBERT NEVILLE ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR NEVAN ELAM ISSUER YES AGAINST AGAINST
PROPOSAL #1C: ELECT DIRECTOR RICHARD J. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JOSEPH S. MCCRACKEN ISSUER YES AGAINST AGAINST
PROPOSAL #1E: ELECT DIRECTOR MATTHEW PAULS ISSUER YES AGAINST AGAINST
PROPOSAL #1F: ELECT DIRECTOR YURI PIKOVER ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR DAVID A. RAMSAY ISSUER YES FOR FOR
PROPOSAL #2: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SB Financial Group, Inc.
TICKER: SBFG CUSIP: 78408D105
MEETING DATE: 4/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE W. CARTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TOM R. HELBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY J. STOLLY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SBA Communications Corporation
TICKER: SBAC CUSIP: 78410G104
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRIAN C. CARR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARY S. CHAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GEORGE R. KROUSE, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ScanSource, Inc.
TICKER: SCSC CUSIP: 806037107
MEETING DATE: 12/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN R. FISCHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL L. BAUR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER C. BROWNING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. GRAINGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN P. REILLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELIZABETH O. TEMPLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES R. WHITCHURCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER �� YES ONE YEAR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Schlumberger Limited
TICKER: SLB CUSIP: 806857108
MEETING DATE: 4/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER L.S. CURRIE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MIGUEL M. GALUCCIO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR V. MAUREEN KEMPSTON ISSUER YES FOR FOR
DARKES
PROPOSAL #1d: ELECT DIRECTOR PAAL KIBSGAARD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NIKOLAY KUDRYAVTSEV ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HELGE LUND ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL E. MARKS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR INDRA K. NOOYI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LUBNA S. OLAYAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LEO RAFAEL REIF ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR HENRI SEYDOUX ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADOPT AND APPROVE FINANCIALS AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Schneider National, Inc.
TICKER: SNDR CUSIP: 80689H102
MEETING DATE: 4/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY P. DEPREY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR THOMAS A. GANNON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. GIERTZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ADAM P. GODFREY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT W. GRUBBS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NORMAN E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER B. LOFGREN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DANIEL J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATHLEEN M. ZIMMERMANN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Schnitzer Steel Industries, Inc.
TICKER: SCHN CUSIP: 806882106
MEETING DATE: 1/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RHONDA D. HUNTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN D. CARTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL W. SUTHERLIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Scholastic Corporation
TICKER: SCHL CUSIP: 807066105
MEETING DATE: 9/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES W. BARGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN L. DAVIES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Schweitzer-Mauduit International, Inc.
TICKER: SWM CUSIP: 808541106
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIMBERLY E. RITRIEVI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN D. ROGERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SciClone Pharmaceuticals, Inc.
TICKER: SCLN CUSIP: 80862K104
MEETING DATE: 9/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Science Applications International Corporation
TICKER: SAIC CUSIP: 808625107
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT A. BEDINGFIELD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DEBORAH B. DUNIE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN J. HAMRE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK J. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TIMOTHY J. MAYOPOULOS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANTHONY J. MORACO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DONNA S. MOREA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR EDWARD J. SANDERSON, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEVEN R. SHANE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Scientific Games Corporation
TICKER: SGMS CUSIP: 80874P109
MEETING DATE: 11/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE STATE OF INCORPORATION FROM ISSUER YES FOR FOR
DELAWARE TO NEVADA
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Scientific Games Corporation
TICKER: SGMS CUSIP: 80874P109
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD O. PERELMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARRY L. COTTLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER A. COHEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD M. HADDRILL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR M. GAVIN ISAACS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR VIET D. DINH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GERALD J. FORD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID L. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GABRIELLE K. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR PAUL M. MEISTER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MICHAEL J. REGAN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR BARRY F. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR KEVIN M. SHEEHAN ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR FRANCES F. TOWNSEND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE STOCK OWNERSHIP LIMITATIONS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: scPharmaceuticals Inc.
TICKER: SCPH CUSIP: 810648105
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOROTHY COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FREDERICK HUDSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEONARD D. SCHAEFFER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Scripps Networks Interactive, Inc.
TICKER: SNI CUSIP: 811065101
MEETING DATE: 11/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SCYNEXIS, Inc.
TICKER: SCYX CUSIP: 811292101
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN C. GILMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANN F. HANHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID HASTINGS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GUY MACDONALD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK MACHADO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARION MCCOURT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARCO TAGLIETTI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seaboard Corporation
TICKER: SEB CUSIP: 811543107
MEETING DATE: 4/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN J. BRESKY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. ADAMSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS W. BAENA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD I. SHIFMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL M. SQUIRES ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SeaChange International, Inc.
TICKER: SEAC CUSIP: 811699107
MEETING DATE: 7/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS F. OLSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDWARD TERINO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seacoast Banking Corporation of Florida
TICKER: SBCF CUSIP: 811707801
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACQUELINE L. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. GILBERT CULBRETH, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER E. FOGAL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY S. HUVAL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HERBERT A. LURIE ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SEACOR Holdings Inc.
TICKER: CKH CUSIP: 811904101
MEETING DATE: 9/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES FABRIKANT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID R. BERZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PIERRE DE DEMANDOLX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR OIVIND LORENTZEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID M. SCHIZER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SEACOR Holdings Inc.
TICKER: CKH CUSIP: 811904101
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES FABRIKANT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID R. BERZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PIERRE DE DEMANDOLX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR OIVIND LORENTZEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER P. PAPOURAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID M. SCHIZER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SEACOR Marine Holdings Inc.
TICKER: SMHI CUSIP: 78413P101
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES FABRIKANT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN GELLERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW R. MORSE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. CHRISTOPHER REGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EVAN BEHRENS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT D. ABENDSCHEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JULIE PERSILY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seagate Technology plc
TICKER: STX CUSIP: G7945M107
MEETING DATE: 10/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN J. LUCZO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK W. ADAMS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL R. CANNON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MEI-WEI CHENG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM T. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAY L. GELDMACHER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM D. MOSLEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHONG SUP PARK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEPHANIE TILENIUS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR EDWARD J. ZANDER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: DETERMINE PRICE RANGE FOR REISSUANCE OF ISSUER YES FOR FOR
TREASURY SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sealed Air Corporation
TICKER: SEE CUSIP: 81211K100
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL CHU ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDWARD L. DOHENY, II ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PATRICK DUFF ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR HENRY R. KEIZER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JACQUELINE B. KOSECOFF ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NEIL LUSTIG ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD L. WAMBOLD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JERRY R. WHITAKER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sears Holdings Corporation
TICKER: SHLD CUSIP: 812350106
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL G. DEPODESTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KUNAL S. KAMLANI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM C. KUNKLER, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD S. LAMPERT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANN N. REESE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS J. TISCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SeaSpine Holdings Corporation
TICKER: SPNE CUSIP: 81255T108
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STUART M. ESSIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH C. VALENTINE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seattle Genetics, Inc.
TICKER: SGEN CUSIP: 812578102
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLAY B. SIEGALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FELIX BAKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NANCY A. SIMONIAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SeaWorld Entertainment, Inc.
TICKER: SEAS CUSIP: 81282V100
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RONALD BENSION ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM GRAY ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR THOMAS E. MOLONEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR YOSHIKAZU MARUYAMA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SCOTT I. ROSS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Second Sight Medical Products, Inc.
TICKER: EYES CUSIP: 81362J100
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JONATHAN WILL MCGUIRE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM J. LINK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1c: ELECT DIRECTOR GREGG WILLIAMS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1d: ELECT DIRECTOR AARON MENDELSOHN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MATTHEW PFEFFER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY GUMBINER SAVETT INC. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SecureWorks Corp.
TICKER: SCWX CUSIP: 81374A105
MEETING DATE:�� 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAMELA DALEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EGON DURBAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES M. WHITEHURST ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Security National Financial Corporation
TICKER: SNFCA CUSIP: 814785309
MEETING DATE: 6/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT M. QUIST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. HUNTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JASON G. OVERBAUGH ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR JOHN L. COOK ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR GILBERT A. FULLER ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR H. CRAIG MOODY ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR S. ANDREW QUIST ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR NORMAN G. WILBUR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SEI Investments Company
TICKER: SEIC CUSIP: 784117103
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CARL A. GUARINO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CARMEN V. ROMEO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Select Bancorp, Inc.
TICKER: SLCT CUSIP: 81617L108
MEETING DATE: 12/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Select Bancorp, Inc.
TICKER: SLCT CUSIP: 81617L108
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR OSCAR N. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. LYNDO TIPPETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES H. GLEN, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALICIA SPEIGHT HAWK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN W. MCCAULEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHARON L. RAYNOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SETH M. WILFONG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES R. DAVIS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Select Energy Services, Inc.
TICKER: WTTR CUSIP: 81617J301
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID C. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD A. BURNETT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT V. DELANEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ADAM J. KLEIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HOLLI C. LADHANI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KEITH O. RATTIE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN D. SCHMITZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID A. TRICE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DOUGLAS J. WALL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Select Income REIT
TICKER: SIR CUSIP: 81618T100
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR WILLIAM A. LAMKIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Select Medical Holdings Corporation
TICKER: SEM CUSIP: 81619Q105
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES S. ELY, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROCCO A. ORTENZIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS A. SCULLY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Selecta Biosciences, Inc.
TICKER: SELB CUSIP: 816212104
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR OMID FAROKHZAD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AMIR NASHAT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR AYMERIC SALLIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Selective Insurance Group, Inc.
TICKER: SIGI CUSIP: 816300107
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL D. BAUER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. BURVILLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT KELLY DOHERTY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS A. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR H. ELIZABETH MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. MORRISSEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY E. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CYNTHIA S. NICHOLSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RONALD L. O'KELLEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM M. RUE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN S. SCHEID ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR J. BRIAN THEBAULT ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR PHILIP H. URBAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SELLAS Life Sciences Group, Inc.
TICKER: SLS CUSIP: 81642T100
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SELLAS Life Sciences Group, Inc.
TICKER: SLS CUSIP: 81642T100
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FABIO LOPEZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. SCHEINBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SemGroup Corporation
TICKER: SEMG CUSIP: 81663A105
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD A. BALLSCHMIEDE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SARAH M. BARPOULIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARLIN G. CONNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KARL F. KURZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES H. LYTAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM J. MCADAM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS R. MCDANIEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sempra Energy
TICKER: SRE CUSIP: 816851109
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN L. BOECKMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHLEEN L. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDRES CONESA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARIA CONTRERAS-SWEET ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PABLO A. FERRERO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM D. JONES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY W. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BETHANY J. MAYER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM G. OUCHI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DEBRA L. REED ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM C. RUSNACK ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LYNN SCHENK ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JACK T. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR JAMES C. YARDLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Semtech Corporation
TICKER: SMTC CUSIP: 816850101
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES P. BURRA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE C. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROCKELL N. HANKIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YE JANE LI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES T. LINDSTROM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MOHAN R. MAHESWARAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CARMELO J. SANTORO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SYLVIA SUMMERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SendGrid, Inc.
TICKER: SEND CUSIP: 816883102
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRED BALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HILARY SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SRI VISWANATH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seneca Foods Corporation
TICKER: SENEA CUSIP: 817070501
MEETING DATE: 7/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER R. CALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL T. HUBBARD, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ARTHUR S. WOLCOTT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Senior Housing Properties Trust
TICKER: SNH CUSIP: 81721M109
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LISA HARRIS JONES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JENNIFER B. CLARK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Senomyx, Inc.
TICKER: SNMX CUSIP: 81724Q107
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN A. BLOCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TOM ERDMANN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY ANN GRAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN POYHONEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KENT SNYDER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL E. STEBBINS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER J. TWOMEY ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sensata Technologies Holding N.V.
TICKER: ST CUSIP: N7902X106
MEETING DATE: 2/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #2: CHANGE COUNTRY OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sensata Technologies Holding Plc
TICKER: ST CUSIP: G8060N102
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAUL EDGERLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARTHA SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES E. HEPPELMANN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHARLES W. PEFFER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KIRK P. POND ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CONSTANCE E. SKIDMORE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANDREW TEICH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS WROE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEPHEN ZIDE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS U.K. ISSUER YES FOR FOR
STATUTORY AUDITOR
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #7: GRANT BOARD AUTHORITY TO REPURCHASE ISSUER YES FOR FOR
SHARES
PROPOSAL #8: AUTHORIZE THE BOARD OF DIRECTORS TO ISSUER YES FOR FOR
ALLOT SHARES UNDER THE EQUITY INCENTIVE PLANS
PROPOSAL #9: AUTHORIZE THE BOARD OF DIRECTORS TO ISSUER YES FOR FOR
ALLOT SHARES UNDER THE EQUITY INCENTIVE PLANS WITHOUT
PRE-EMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Senseonics Holdings, Inc.
TICKER: SENS CUSIP: 81727U105
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN EDELMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD J. FIORENTINO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER JUSTIN KLEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sensient Technologies Corporation
TICKER: SXT CUSIP: 81725T100
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HANK BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH CARLEONE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD H. CICHURSKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARIO FERRUZZI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD W. LANDRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL MANNING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEBORAH MCKEITHAN- ISSUER YES FOR FOR
GEBHARDT
PROPOSAL #1.8: ELECT DIRECTOR SCOTT C. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ELAINE R. WEDRAL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ESSIE WHITELAW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sensus Healthcare, Inc.
TICKER: SRTS CUSIP: 81728J109
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR SAMUEL O'REAR ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JOSEPH C. SARDANO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sequential Brands Group, Inc.
TICKER: SQBG CUSIP: 81734P107
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KAREN MURRAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM SWEEDLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTHA STEWART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seres Therapeutics, Inc.
TICKER: MCRB CUSIP: 81750R102
MEETING DATE: 6/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NOUBAR B. AFEYAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY BEHAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KURT C. GRAVES ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seritage Growth Properties
TICKER: SRG CUSIP: 81752R100
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD S. LAMPERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN T. MCCLAIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Service Corporation International
TICKER: SCI CUSIP: 817565104
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY L. COELHO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAKKI L. HAUSSLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SARA MARTINEZ TUCKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARCUS A. WATTS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD E. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
IN CERTAIN PROVISIONS OF THE CERTIFICATE OF
INCORPORATION AND BYLAWS
PROPOSAL #6: REDUCE SUPERMAJORITY VOTE REQUIREMENT TO ISSUER YES FOR FOR
APPROVE BUSINESS COMBINATIONS
PROPOSAL #7: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ServiceMaster Global Holdings, Inc.
TICKER: SERV CUSIP: 81761R109
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR PETER L. CELLA ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JOHN B. CORNESS ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR STEPHEN J. SEDITA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ServiceNow, Inc.
TICKER: NOW CUSIP: 81762P102
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SUSAN L. BOSTROM ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JONATHAN C. CHADWICK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FREDERIC B. LUDDY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JEFFREY A. MILLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ServiceSource International, Inc.
TICKER: SREV CUSIP: 81763U100
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT G. ASHE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE W. DUNLEVIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRY D. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ServisFirst Bancshares, Inc.
TICKER: SFBS CUSIP: 81768T108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS A. BROUGHTON, ISSUER YES FOR FOR
III
PROPOSAL #1.2: ELECT DIRECTOR STANLEY M. BROCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. RICHARD CASHIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES J. FILLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL D. FULLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HATTON C. V. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Severn Bancorp, Inc.
TICKER: SVBI CUSIP: 81811M100
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN J. HYATT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JAMES H. JOHNSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY KATHLEEN SULICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shake Shack Inc.
TICKER: SHAK CUSIP: 819047101
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JENNA LYONS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT VIVIAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sharps Compliance Corp.
TICKER: SMED CUSIP: 820017101
MEETING DATE: 11/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. DALTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PARRIS H. HOLMES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR F. GARDNER PARKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID P. TUSA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PHILIP C. ZERRILLO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shenandoah Telecommunications Company
TICKER: SHEN CUSIP: 82312B106
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS A. BECKETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD L. KOONTZ, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEIGH ANN SCHULTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shiloh Industries, Inc.
TICKER: SHLO CUSIP: 824543102
MEETING DATE: 3/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEAN A. BRUNOL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL S. HANLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID J. HESSLER ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shoe Carnival, Inc.
TICKER: SCVL CUSIP: 824889109
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENT A. KLEEBERGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH W. WOOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES B. TOMM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shore Bancshares, Inc.
TICKER: SHBI CUSIP: 825107105
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID J. BATES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LLOYD L. BEATTY, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES A. JUDGE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR R. MICHAEL CLEMMER, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY YOUNT, HYDE & BARBOUR, P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ShotSpotter, Inc.
TICKER: SSTI CUSIP: 82536T107
MEETING DATE: 5/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM J. BRATTON ISSUER YES FOR FOR
PROPOSAL #2b: ELECT DIRECTOR RANDALL HAWKS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shutterfly, Inc.
TICKER: SFLY CUSIP: 82568P304
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS D. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EVA MANOLIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELIZABETH (LIBBY) ISSUER YES FOR FOR
SARTAIN
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shutterstock, Inc.
TICKER: SSTK CUSIP: 825690100
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS R. EVANS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL J. HENNESSY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SI Financial Group, Inc.
TICKER: SIFI CUSIP: 78425V104
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONNA M. EVAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT O. GILLARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS POLLACK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sienna Biopharmaceuticals, Inc.
TICKER: SNNA CUSIP: 82622H108
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK C. ISSUER YES FOR FOR
BEDDINGFIELD, III
PROPOSAL #1.2: ELECT DIRECTOR TODD HARRIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sientra, Inc.
TICKER: SIEN CUSIP: 82621J105
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY M. NUGENT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIPPE A. SCHAISON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEITH J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sierra Bancorp
TICKER: BSRR CUSIP: 82620P102
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBB EVANS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES C. HOLLY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LYNDA B. SCEARCY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MORRIS A. THARP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY VAVRINEK, TRINE, DAY & CO., LLP ISSUER YES FOR FOR
AS AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sigma Designs, Inc.
TICKER: SIGM CUSIP: 826565103
MEETING DATE: 8/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. MICHAEL DODSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTIN MANNICHE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETE THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THINH Q. TRAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ARMANINO LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sigma Designs, Inc.
TICKER: SIGM CUSIP: 826565103
MEETING DATE: 4/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN OF LIQUIDATION ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Signature Bank
TICKER: SBNY CUSIP: 82669G104
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHRYN A. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALFONSE M. D'AMATO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY W. MESHEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Signet Jewelers Limited
TICKER: SIG CUSIP: G81276100
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR H. TODD STITZER ISSUER YES FOR FOR
PROPOSAL #1b: "ELECT DIRECTOR VIRGINIA ""GINA"" C. ISSUER YES FOR FOR
DROSOS"
PROPOSAL #1c: ELECT DIRECTOR R. MARK GRAF ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR HELEN MCCLUSKEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SHARON L. MCCOLLAM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARIANNE MILLER PARRS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS PLASKETT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR NANCY A. REARDON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JONATHAN SOKOLOFF ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BRIAN TILZER ISSUER �� YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR EUGENIA ULASEWICZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVAL OF SAVE AS YOU EARN SCHEME ISSUER YES FOR FOR
PROPOSAL #6: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Silgan Holdings Inc.
TICKER: SLGN CUSIP: 827048109
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY J. ALLOTT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM T. DONOVAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH M. JORDAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
PERMIT THE BOARD TO INCREASE NUMBER OF DIRECTORS
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Silicon Laboratories Inc.
TICKER: SLAB CUSIP: 826919102
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR G. TYSON TUTTLE ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR SUMIT SADANA ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR GREGG LOWE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Silver Spring Networks, Inc.
TICKER: SSNI CUSIP: 82817Q103
MEETING DATE: 1/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SilverBow Resources, Inc.
TICKER: SBOW CUSIP: 82836G102
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GABRIEL L. ELLISOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES W. WAMPLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Silvercrest Asset Management Group Inc.
TICKER: SAMG CUSIP: 828359109
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WINTHROP B. CONRAD, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD R. HOUGH, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Simmons First National Corporation
TICKER: SFNC CUSIP: 828730200
MEETING DATE: 10/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION OF SOUTHWEST BANCORP, INC.
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION OF FIRST TEXAS BHC, INC.
PROPOSAL #3: APPROVE INCREASE IN SIZE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Simmons First National Corporation
TICKER: SFNC CUSIP: 828730200
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT FIFTEEN ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR JAY D. BURCHFIELD ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR WILLIAM E. CLARK, II ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR STEVEN A. COSSE ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MARK C. DORAMUS ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR EDWARD DRILLING ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR EUGENE HUNT ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR JERRY HUNTER ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR CHRISTOPHER R. KIRKLAND ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SUSAN LANIGAN ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR GEORGE A. MAKRIS, JR. ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR W. SCOTT MCGEORGE ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR TOM E. PURVIS ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR ROBERT L. SHOPTAW ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR RUSSELL W. TEUBNER ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR MINDY WEST ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED CLASS A COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Simon Property Group, Inc.
TICKER: SPG CUSIP: 828806109
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GLYN F. AEPPEL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LARRY C. GLASSCOCK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KAREN N. HORN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALLAN HUBBARD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR REUBEN S. LEIBOWITZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GARY M. RODKIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEFAN M. SELIG ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DANIEL C. SMITH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR J. ALBERT SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARTA R. STEWART ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ELIMINATE OR RESTRICT SEVERANCE SHAREHOLDER YES AGAINST FOR
AGREEMENTS (CHANGE-IN-CONTROL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Simpson Manufacturing Co., Inc.
TICKER: SSD CUSIP: 829073105
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KAREN COLONIAS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CELESTE VOLZ FORD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL A. BLESS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JENNIFER A. CHATMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBIN G. MACGILLIVRAY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PHILIP E. DONALDSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Simulations Plus, Inc.
TICKER: SLP CUSIP: 829214105
MEETING DATE: 2/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER S. WOLTOSZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THADDEUS H. GRASELA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN K. PAGLIA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID L. RALPH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL WEINER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ROSE, SNYDER, AND JACOBS, LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sinclair Broadcast Group, Inc.
TICKER: SBGI CUSIP: 829226109
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID D. SMITH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR FREDERICK G. SMITH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR J. DUNCAN SMITH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ROBERT E. SMITH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR HOWARD E. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAWRENCE E. MCCANNA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL C. KEITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARTIN R. LEADER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS, LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sirius XM Holdings Inc.
TICKER: SIRI CUSIP: 82968B103
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOAN L. AMBLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE W. BODENHEIMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK D. CARLETON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR EDDY W. HARTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES P. HOLDEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREGORY B. MAFFEI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR EVAN D. MALONE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES E. MEYER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES F. MOONEY ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL RAPINO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CARL E. VOGEL ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DAVID M. ZASLAV ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SiteOne Landscape Supply, Inc.
TICKER: SITE CUSIP: 82982L103
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUG BLACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK L. WYSZOMIERSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SITO Mobile, Ltd.
TICKER: SITO CUSIP: 82988R203
MEETING DATE: 11/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENT ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN BORNSTEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL DURDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ITZHAK FISHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS J. PALLACK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAREN SEMINARA PATTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BOARD'S APPROVAL OF A BYLAW ISSUER YES AGAINST AGAINST
AMENDMENT TO ALLOW SHAREHOLDER MEETINGS TO BE HELD BY
REMOTE COMMUNICATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Six Flags Entertainment Corporation
TICKER: SIX CUSIP: 83001A102
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KURT M. CELLAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NANCY A. KREJSA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JON L. LUTHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR USMAN NABI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN D. OWENS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES REID-ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD W. ROEDEL ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SJW Group
TICKER: SJW CUSIP: 784305104
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHARINE ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WALTER J. BISHOP ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DOUGLAS R. KING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GREGORY P. LANDIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DEBRA C. MAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DANIEL B. MORE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ERIC W. THORNBURG ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT A. VAN VALER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Skechers U.S.A., Inc.
TICKER: SKX CUSIP: 830566105
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MORTON ERLICH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS WALSH ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Skyline Corporation
TICKER: SKY CUSIP: 830830105
MEETING DATE: 9/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARTHUR J. DECIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. FIRTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD W. FLOREA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN W. ROSENTHAL, SR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SAMUEL S. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW W. LONG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS L. EISELE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Skyline Corporation
TICKER: SKY CUSIP: 830830105
MEETING DATE: 5/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: CHANGE COMPANY NAME TO SKYLINE CHAMPION ISSUER YES FOR FOR
CORPORATION
PROPOSAL #1B: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #1C: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
PROVIDE THAT NUMBER OF DIRECTORS SHALL BE AS
SPECIFIED IN BYLAWS
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH EXCHANGE ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SkyWest, Inc.
TICKER: SKYW CUSIP: 830879102
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERRY C. ATKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. STEVE ALBRECHT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RUSSELL A. CHILDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HENRY J. EYRING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MEREDITH S. MADDEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD J. MITTELSTAEDT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW C. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEITH E. SMITH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEVEN F. UDVAR-HAZY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES L. WELCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Skyworks Solutions, Inc.
TICKER: SWKS CUSIP: 83088M102
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. ALDRICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN L. BEEBE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY R. FUREY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LIAM K. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BALAKRISHNAN S. IYER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTINE KING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID P. MCGLADE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID J. MCLACHLAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT A. SCHRIESHEIM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #5: RATIFY EXISTING OWNERSHIP THRESHOLD FOR ISSUER YES FOR FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SL Green Realty Corp.
TICKER: SLG CUSIP: 78440X101
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN H. ALSCHULER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LAUREN B. DILLARD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN L. GREEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sleep Number Corporation
TICKER: SNBR CUSIP: 83125X103
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL I. ALEGRE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN L. GULIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRENDA J. LAUDERBACK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SLM Corporation
TICKER: SLM CUSIP: 78442P106
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAUL G. CHILD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CARTER WARREN FRANKE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EARL A. GOODE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARIANNE M. KELER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JIM MATHESON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JED H. PITCHER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FRANK C. PULEO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RAYMOND J. QUINLAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR VIVIAN C. SCHNECK-LAST ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM N. SHIEBLER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ROBERT S. STRONG ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR KIRSTEN O. WOLBERG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SM Energy Company
TICKER: SM CUSIP: 78454L100
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY W. BICKLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN R. BRAND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOREN M. LEIKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAVAN D. OTTOSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAMIRO G. PERU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JULIO M. QUINTANA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROSE M. ROBESON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM D. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Smart & Final Stores, Inc.
TICKER: SFS CUSIP: 83190B101
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NORMAN H. AXELROD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DENNIS T. GIES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAUL N. HOPKINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Smart Sand, Inc.
TICKER: SND CUSIP: 83191H107
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW SPEAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR COLIN M. LEONARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SmartFinancial, Inc.
TICKER: SMBK CUSIP: 83190L208
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICTOR L. BARRETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MONIQUE P. BERKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM "BILL" Y. ISSUER YES FOR FOR
CARROLL, SR.
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM "BILLY" Y. ISSUER YES FOR FOR
CARROLL, JR.
PROPOSAL #1.5: ELECT DIRECTOR TED C. MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID A. OGLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN B. TUCKER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WESLEY M. "MILLER" ISSUER YES FOR FOR
WELBORN
PROPOSAL #1.9: ELECT DIRECTOR KEITH E. WHALEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR J. BEAU WICKS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GEOFFREY A. WOLPERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN, LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Smith Micro Software, Inc.
TICKER: SMSI CUSIP: 832154207
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS G. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN L. ELFMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY SINGERLEWAK LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Snap-on Incorporated
TICKER: SNA CUSIP: 833034101
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID C. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN L. DANIEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RUTH ANN M. GILLIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES P. HOLDEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NATHAN J. JONES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HENRY W. KNUEPPEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. DUDLEY LEHMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NICHOLAS T. PINCHUK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GREGG M. SHERRILL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DONALD J. STEBBINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Snyder's-Lance, Inc.
TICKER: LNCE CUSIP: 833551104
MEETING DATE: 3/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Solaris Oilfield Infrastructure, Inc.
TICKER: SOI CUSIP: 83418M103
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES R. BURKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR F. GARDNER PARKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Solitario Zinc Corp.
TICKER: XPL CUSIP: 8342EP107
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN LABADIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN LABATE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES HESKETH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER E. HERALD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GIL ATZMON ISSUER YES AGAINST AGAINST
PROPOSAL #1.6: ELECT DIRECTOR JOSHUA D. CRUMB ISSUER YES FOR FOR
PROPOSAL #2: APPROVE STOCK OPTION PLAN GRANTS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY EKS&H LLLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sonic Automotive, Inc.
TICKER: SAH CUSIP: 83545G102
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR O. BRUTON SMITH ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR B. SCOTT SMITH ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR DAVID BRUTON SMITH ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR WILLIAM I. BELK ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR WILLIAM R. BROOKS ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR VICTOR H. DOOLAN ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JOHN W. HARRIS, III ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR ROBERT HELLER ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR R. EUGENE TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sonic Corp.
TICKER: SONC CUSIP: 835451105
MEETING DATE: 1/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR S. KIRK KINSELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATE S. LAVELLE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sonoco Products Company
TICKER: SON CUSIP: 835495102
MEETING DATE: 4/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAMELA L. DAVIES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HARRIS E. DELOACH, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILIPE GUILLEMOT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT C. TIEDE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sonoma Pharmaceuticals, Inc.
TICKER: SNOA CUSIP: 83558L105
MEETING DATE: 9/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JERRY MCLAUGHLIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MARCUM, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sophiris Bio Inc.
TICKER: SPHS CUSIP: 83578Q209
MEETING DATE: 6/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LARS EKMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1b: ELECT DIRECTOR JOHN (JACK) GELTOSKY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JIM HEPPELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1d: ELECT DIRECTOR ALLISON HULME ISSUER YES WITHHOLD AGAINST
PROPOSAL #1e: ELECT DIRECTOR GERALD T. PROEHL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1f: ELECT DIRECTOR RANDALL E. WOODS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sotheby's
TICKER: BID CUSIP: 835898107
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JESSICA M. BIBLIOWICZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LINUS W. L. CHEUNG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN C. CONROY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOMENICO DE SOLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THE DUKE OF DEVONSHIRE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL S. LOEB ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARSHA E. SIMMS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS S. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DIANA L. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DENNIS M. WEIBLING ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR HARRY J. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE REMUNERATION OF NON-EMPLOYEE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sotherly Hotels Inc.
TICKER: SOHO CUSIP: 83600C103
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. BEATTY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID R. FOLSOM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW M. SIMS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR G. SCOTT GIBSON, IV ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD S. STEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HERSCHEL J. WALKER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANTHONY C. ZINNI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sound Financial Bancorp, Inc.
TICKER: SFBC CUSIP: 83607A100
MEETING DATE: 5/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAURA LEE STEWART ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEBRA JONES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROGELIO RIOJAS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY MOSS ADAMS, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: South Jersey Industries, Inc.
TICKER: SJI CUSIP: 838518108
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SARAH M. BARPOULIS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS A. BRACKEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KEITH S. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR VICTOR A. FORTKIEWICZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SHEILA HARTNETT-DEVLIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WALTER M. HIGGINS, III ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SUNITA HOLZER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL J. RENNA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOSEPH M. RIGBY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR FRANK L. SIMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: CHANGE COMPANY NAME TO SJI, INC. ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: South State Corporation
TICKER: SSB CUSIP: 840441109
MEETING DATE: 10/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: South State Corporation
TICKER: SSB CUSIP: 840441109
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. POLLOK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CYNTHIA A. HARTLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS E. SUGGS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN P. WALKER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES C. CHERRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEAN E. DAVIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southern First Bancshares, Inc.
TICKER: SFST CUSIP: 842873101
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK A. COTHRAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RUDOLPH G. 'TRIP' ISSUER YES FOR FOR
JOHNSTONE, III
PROPOSAL #1.3: ELECT DIRECTOR R. ARTHUR 'ART' SEAVER, ISSUER YES FOR FOR
JR.
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ELLIOTT DAVIS, LLC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southern National Bancorp of Virginia, Inc.
TICKER: SONA CUSIP: 843395104
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGIA S. DERRICO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOE A. SHEARIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN F. BIAGAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT Y. CLAGETT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR W. RAND COOK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR F.L. GARRETT, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ERIC A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES A. KABBASH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southside Bancshares, Inc.
TICKER: SBSI CUSIP: 84470P109
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR S. ELAINE ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HERBERT C. BUIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICIA A. CALLAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN R. (BOB) GARRETT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TONY K. MORGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR H. J. SHANDS, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR M. RICHARD WARNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southwest Airlines Co.
TICKER: LUV CUSIP: 844741108
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID W. BIEGLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR J. VERONICA BIGGINS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DOUGLAS H. BROOKS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM H. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN G. DENISON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS W. GILLIGAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GARY C. KELLY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GRACE D. LIEBLEIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NANCY B. LOEFFLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN T. MONTFORD ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RON RICKS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southwest Bancorp, Inc.
TICKER: OKSB CUSIP: 844767103
MEETING DATE: 10/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southwest Gas Holdings, Inc.
TICKER: SWX CUSIP: 844895102
MEETING DATE: 10/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELIMINATE CUMULATIVE VOTING ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southwest Gas Holdings, Inc.
TICKER: SWX CUSIP: 844895102
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. BOUGHNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSE A. CARDENAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS E. CHESTNUT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN C. COMER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEROY C. HANNEMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN P. HESTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANNE L. MARIUCCI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL J. MELARKEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR A. RANDALL THOMAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS A. THOMAS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southwestern Energy Company
TICKER: SWN CUSIP: 845467109
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. GASS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CATHERINE A. KEHR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREG D. KERLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY P. LUQUETTE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JON A. MARSHALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICK M. PREVOST ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TERRY W. RATHERT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM J. WAY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SP Plus Corporation
TICKER: SP CUSIP: 78469C103
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR G MARC BAUMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN M. GARRISON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALICE M. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGORY A. REID ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WYMAN T. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS R. WAGGONER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spark Energy, Inc.
TICKER: SPKE CUSIP: 846511103
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. KEITH MAXWELL, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR KENNETH M. HARTWICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spark Networks, Inc.
TICKER: LOV CUSIP: 84651P100
MEETING DATE: 11/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spark Therapeutics, Inc.
TICKER: ONCE CUSIP: 84652J103
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY D. MARRAZZO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VINCENT J. MILANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELLIOTT SIGAL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spartan Motors, Inc.
TICKER: SPAR CUSIP: 846819100
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DARYL M. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS R. CLEVINGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SpartanNash Company
TICKER: SPTN CUSIP: 847215100
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR M. SHAN ATKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS EIDSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK M. GAMBINO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS A. HACKER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YVONNE R. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW MANNELLY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELIZABETH A. NICKELS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID M. STAPLES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HAWTHORNE L. PROCTOR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GREGG A. TANNER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM R. VOSS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sparton Corporation
TICKER: SPA CUSIP: 847235108
MEETING DATE: 10/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sparton Corporation
TICKER: SPA CUSIP: 847235108
MEETING DATE: 11/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ALAN L. BAZAAR ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JAMES D. FAST ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JOSEPH J. HARTNETT ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR CHARLES R. KUMMETH ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR DAVID P. MOLFENTER ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR JAMES R. SWARTWOUT ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR FRANK A. 'ANDY' WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spectrum Pharmaceuticals, Inc.
TICKER: SPPI CUSIP: 84763A108
MEETING DATE: 6/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM L. ASHTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND W. COHEN ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR GILLES R. GAGNON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STUART M. KRASSNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY E. MAIDA, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH W. TURGEON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOLATRAI VYAS ISSUER YES AGAINST AGAINST
PROPOSAL #1.8: ELECT DIRECTOR BERNICE R. WELLES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK AND ISSUER YES FOR FOR
ELIMINATE NON-ISSUABLE PREFERRED STOCK
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Speedway Motorsports, Inc.
TICKER: TRK CUSIP: 847788106
MEETING DATE: 4/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARCUS G. SMITH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TOM E. SMITH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spero Therapeutics, Inc.
TICKER: SPRO CUSIP: 84833T103
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CASPER BREUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID SOUTHWELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spire Inc.
TICKER: SR CUSIP: 84857L101
MEETING DATE: 1/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK A. BORER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARIA V. FOGARTY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spirit AeroSystems Holdings, Inc.
TICKER: SPR CUSIP: 848574109
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES CHADWELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR IRENE M. ESTEVES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAUL FULCHINO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS C. GENTILE, III ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD GEPHARDT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT JOHNSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RONALD T. KADISH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN PLUEGER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LAURA WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REDUCTION OF THRESHOLD TO CALL ISSUER YES FOR FOR
SPECIAL MEETINGS TO 25% OF OUTSTANDING SHARES
PROPOSAL #5: APPROVE REDUCTION OF THRESHOLD TO CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS TO 10% OF OUTSTANDING SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spirit Airlines, Inc.
TICKER: SAVE CUSIP: 848577102
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT D. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARCLAY G. JONES, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAWN M. ZIER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spirit Realty Capital, Inc.
TICKER: SRC CUSIP: 84860W102
MEETING DATE: 6/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACKSON HSIEH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN M. CHARLTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TODD A. DUNN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD I. GILCHRIST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHELI Z. ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS D. SENKBEIL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NICHOLAS P. SHEPHERD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Splunk Inc.
TICKER: SPLK CUSIP: 848637104
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SARA BAACK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DOUGLAS MERRITT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GRAHAM SMITH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GODFREY SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spok Holdings, Inc.
TICKER: SPOK CUSIP: 84863T106
MEETING DATE: 7/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR N. BLAIR BUTTERFIELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STACIA A. HYLTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VINCENT D. KELLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN O'REILLY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW ORISTANO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SAMME L. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROYCE YUDKOFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sportsman's Warehouse Holdings, Inc.
TICKER: SPWH CUSIP: 84920Y106
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH P. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER EASTLAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spring Bank Pharmaceuticals, Inc.
TICKER: SBPH CUSIP: 849431101
MEETING DATE: 6/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD BRADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTIN DRISCOLL ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sprint Corporation
TICKER: S CUSIP: 85207U105
MEETING DATE: 8/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GORDON BETHUNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARCELO CLAURE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK DOYLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD FISHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JULIUS GENACHOWSKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL MULLEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MASAYOSHI SON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SARA MARTINEZ TUCKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sprouts Farmers Market, Inc.
TICKER: SFM CUSIP: 85208M102
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH FORTUNATO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE ('CHIP') P. ISSUER YES FOR FOR
MOLLOY
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH O'LEARY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SPS Commerce, Inc.
TICKER: SPSC CUSIP: 78463M107
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ARCHIE C. BLACK ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR MELVIN L. KEATING ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR MARTIN J. LEESTMA ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR MICHAEL J. MCCONNELL ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JAMES B. RAMSEY ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR MARTY M. REAUME ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR TAMI L. RELLER ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR PHILIP E. SORAN ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR SVEN A. WEHRWEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SPX Corporation
TICKER: SPXC CUSIP: 784635104
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RUTH G. SHAW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT B. TOTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SPX FLOW, Inc.
TICKER: FLOW CUSIP: 78469X107
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAJDI B. ABULABAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EMERSON U. FULLWOOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERRY S. LISENBY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Square, Inc.
TICKER: SQ CUSIP: 852234103
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDY GARUTTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY MEEKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NAVEEN RAO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE SUMMERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SRC Energy Inc.
TICKER: SRCI CUSIP: 78470V108
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LYNN A. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK N. AYDIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL E. KELLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL J. KORUS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAYMOND E. MCELHANEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JENNIFER S. ZUCKER ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SS&C Technologies Holdings, Inc.
TICKER: SSNC CUSIP: 78467J100
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JONATHAN E. MICHAEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STAAR Surgical Company
TICKER: STAA CUSIP: 852312305
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN C. FARRELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAREN MASON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C. MOORE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LOUIS E. SILVERMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM P. WALL ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND BYLAWS ISSUER YES FOR FOR
PROPOSAL #5: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
INCREASE MINIMUM NUMBER OF AUTHORIZED DIRECTORS FROM
THREE TO FIVE
PROPOSAL #6: AMEND BYLAWS TO INCREASE MINIMUM NUMBER ISSUER YES FOR FOR
OF AUTHORIZED DIRECTORS FROM THREE TO FIVE
PROPOSAL #7: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
PROVIDE DIRECTORS MAY BE REMOVED WITH OR WITHOUT
PROPOSAL #8: AMEND BYLAWS PROVIDE DIRECTORS MAY BE ISSUER YES FOR FOR
REMOVED WITH OR WITHOUT CAUSE
PROPOSAL #9: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF NON-EMPLOYEE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STAG Industrial, Inc.
TICKER: STAG CUSIP: 85254J102
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BENJAMIN S. BUTCHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VIRGIS W. COLBERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELLE DILLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY D. FURBER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LARRY T. GUILLEMETTE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRANCIS X. JACOBY, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER P. MARR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HANS S. WEGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND CHARTER TO ALLOW SHAREHOLDERS TO ISSUER YES FOR FOR
AMEND BYLAWS
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stage Stores, Inc.
TICKER: SSI CUSIP: 85254C305
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN J. BAROCAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELAINE D. CROWLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DIANE M. ELLIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL L. GLAZER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EARL J. HESTERBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LISA R. KRANC ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM J. MONTGORIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stamps.com Inc.
TICKER: STMP CUSIP: 852857200
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR G. BRADFORD JONES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STANDARD MOTOR PRODUCTS, INC.
TICKER: SMP CUSIP: 853666105
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. GETHIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAMELA FORBES LIEBERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK S. MCCLYMONT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH W. MCDONNELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALISA C. NORRIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ERIC P. SILLS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAWRENCE I. SILLS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FREDERICK D. STURDIVANT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM H. TURNER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD S. WARD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROGER M. WIDMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Standex International Corporation
TICKER: SXI CUSIP: 854231107
MEETING DATE: 10/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. DUNBAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. HICKEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL B. HOGAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stanley Black & Decker, Inc.
TICKER: SWK CUSIP: 854502101
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREA J. AYERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE W. BUCKLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK D. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARLOS M. CARDOSO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT B. COUTTS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DEBRA A. CREW ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL D. HANKIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES M. LOREE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARIANNE M. PARRS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT L. RYAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES H. SCHOLEFIELD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stanley Furniture Company, Inc.
TICKER: STLY CUSIP: 854305208
MEETING DATE: 3/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Staples, Inc.
TICKER: SPLS CUSIP: 855030102
MEETING DATE: 9/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Starbucks Corporation
TICKER: SBUX CUSIP: 855244109
MEETING DATE: 3/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HOWARD SCHULTZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROSALIND G. BREWER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARY N. DILLON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MELLODY HOBSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KEVIN R. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JORGEN VIG KNUDSTORP ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SATYA NADELLA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSHUA COOPER RAMO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CLARA SHIH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAVIER G. TERUEL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MYRON E. ULLMAN, III ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR CRAIG E. WEATHERUP ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROXY ACCESS BYLAW AMENDMENTS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON SUSTAINABLE PACKAGING SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: PREPARE EMPLOYMENT DIVERSITY REPORT AND SHAREHOLDER YES AGAINST FOR
REPORT ON DIVERSITY POLICIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Starwood Property Trust, Inc.
TICKER: STWD CUSIP: 85571B105
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD D. BRONSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY G. DISHNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CAMILLE J. DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SOLOMON J. KUMIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BARRY S. STERNLICHT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STRAUSS ZELNICK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Starwood Waypoint Homes
TICKER: SFR CUSIP: 85572F105
MEETING DATE: 11/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: State Auto Financial Corporation
TICKER: STFC CUSIP: 855707105
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. FIORILE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL E. LAROCCO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EILEEN A. MALLESCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SETAREH POURAGHABAGHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: State Bank Financial Corporation
TICKER: STBZ CUSIP: 856190103
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES R. BALKCOM, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ARCHIE L. BRANSFORD, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KIM M. CHILDERS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ANN Q. CURRY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOSEPH W. EVANS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR VIRGINIA A. HEPNER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN D. HOUSER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ANNE H. KAISER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM D. MCKNIGHT ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ASIF RAMJI ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR G. SCOTT UZZELL ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR J. THOMAS WILEY, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: State National Companies, Inc.
TICKER: SNC CUSIP: 85711T305
MEETING DATE: 10/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: State Street Corporation
TICKER: STT CUSIP: 857477103
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KENNETT F. BURNES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PATRICK DE SAINT-AIGNAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LYNN A. DUGLE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR AMELIA C. FAWCETT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM C. FREDA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LINDA A. HILL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOSEPH L. HOOLEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SARA MATHEW ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM L. MEANEY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SEAN O'SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RICHARD P. SERGEL ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR GREGORY L. SUMME ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADOPT MAJORITY VOTING STANDARD FOR ISSUER YES FOR FOR
SPECIFIED CORPORATE ACTIONS
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Steel Connect, Inc.
TICKER: STCN CUSIP: 60786L206
MEETING DATE: 4/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY J. FENTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY S. WALD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND SECURITIES TRANSFER RESTRICTIONS ISSUER YES AGAINST AGAINST
PROPOSAL #6: ADOPT, RENEW OR AMEND NOL RIGHTS PLAN ISSUER YES FOR FOR
(NOL PILL)
PROPOSAL #7: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Steel Dynamics, Inc.
TICKER: STLD CUSIP: 858119100
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK D. MILLETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH E. BUSSE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK D. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH W. CORNEW ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TRACI M. DOLAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JURGEN KOLB ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES C. MARCUCCILLI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRADLEY S. SEAMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GABRIEL L. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD P. TEETS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
PROVIDE SHAREHOLDERS THE RIGHT TO AMEND BYLAWS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Steelcase Inc.
TICKER: SCS CUSIP: 858155203
MEETING DATE: 7/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LAWRENCE J. BLANFORD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TIMOTHY C. E. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CONNIE K. DUCKWORTH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID W. JOOS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES P. KEANE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TODD P. KELSEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JENNIFER C. NIEMANN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT C. PEW, III ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CATHY D. ROSS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PETER M. WEGE, II ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR P. CRAIG WELCH, JR. ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR KATE PEW WOLTERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stein Mart, Inc.
TICKER: SMRT CUSIP: 858375108
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAY STEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRWIN COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS L. COLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY COST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LISA GALANTI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR D. HUNT HAWKINS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MITCHELL W. LEGLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARYANNE MORIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD L. SISISKY ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR BURTON M. TANSKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stemline Therapeutics, Inc.
TICKER: STML CUSIP: 85858C107
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK SARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DARREN CLINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL HUME ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IVAN BERGSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALAN FORMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stepan Company
TICKER: SCL CUSIP: 858586100
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDALL S. DEARTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY E. LAWTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAN STERN REED ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stericycle, Inc.
TICKER: SRCL CUSIP: 858912108
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT S. MURLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES A. ALUTTO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRIAN P. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LYNN D. BLEIL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS D. BROWN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS F. CHEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARK C. MILLER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN PATIENCE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MIKE S. ZAFIROVSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
PROPOSAL #5: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Steris Plc
TICKER: STE CUSIP: G84720104
MEETING DATE: 8/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD C. BREEDEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CYNTHIA L. FELDMANN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JACQUELINE B. KOSECOFF ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID B. LEWIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DUNCAN K. NICHOL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WALTER M ROSEBROUGH, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MOHSEN M. SOHI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD M. STEEVES ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN P. WAREHAM ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LOYAL W. WILSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHAEL B. WOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPOINT ERNST & YOUNG LLP AS U.K. ISSUER YES FOR FOR
STATUTORY AUDITORS
PROPOSAL #4: AUTHORISE THE BOARD OR THE AUDIT ISSUER YES FOR FOR
COMMITTEE TO FIX REMUNERATION OF ERNST & YOUNG LLP AS
U.K. STATUTORY AUDITOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #7: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sterling Bancorp
TICKER: STL CUSIP: 85917A100
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. CAHILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES F. DEUTSCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NAVY E. DJONOVIC ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FERNANDO FERRER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT GIAMBRONE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JACK KOPNISKY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES J. LANDY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT W. LAZAR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MAUREEN MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PATRICIA M. NAZEMETZ ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RICHARD O'TOOLE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR RALPH F. PALLESCHI ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR BURT STEINBERG ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR WILLIAM E. WHISTON ISSUER YES FOR FOR
PROPOSAL #2: AMEND BYLAWS TO PERMIT REMOVAL OF ISSUER YES FOR FOR
DIRECTORS WITH OR WITHOUT CAUSE
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sterling Bancorp, Inc.
TICKER: SBT CUSIP: 85917W102
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JON FOX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LYLE WOLBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sterling Construction Company, Inc.
TICKER: STRL CUSIP: 859241101
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH A. CUTILLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARIAN M. DAVENPORT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAARTEN D. HEMSLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAYMOND F. MESSER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES R. PATTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD O. SCHAUM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MILTON L. SCOTT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Steven Madden, Ltd.
TICKER: SHOO CUSIP: 556269108
MEETING DATE: 5/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD R. ROSENFELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROSE PEABODY LYNCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MITCHELL S. KLIPPER ISSUER �� YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER MIGLIORINI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD P. RANDALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAVI SACHDEV ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS H. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT SMITH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR AMELIA NEWTON VARELA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stewart Information Services Corporation
TICKER: STC CUSIP: 860372101
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARNAUD AJDLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS G. APEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. ALLEN BRADLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES CHADWICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GLENN C. CHRISTENSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT L. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FREDERICK H. EPPINGER, ISSUER YES FOR FOR
JR.
PROPOSAL #1.8: ELECT DIRECTOR MATTHEW W. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CLIFFORD PRESS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stifel Financial Corp.
TICKER: SF CUSIP: 860630102
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHLEEN BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD J. KRUSZEWSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAURA A. MARKUS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS W. WEISEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stock Yards Bancorp, Inc.
TICKER: SYBT CUSIP: 861025104
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAUL J. BICKEL, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR J. MCCAULEY BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHARLES R. EDINGER, III ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID P. HEINTZMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DONNA L. HEITZMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CARL G. HERDE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES A. HILLEBRAND ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD A. LECHLEITER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RICHARD NORTHERN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEPHEN M. PRIEBE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR NORMAN TASMAN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR KATHY C. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stone Energy Corporation
TICKER: SGY CUSIP: 861642403
MEETING DATE: 5/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSACTION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stonegate Bank
TICKER: SGBK CUSIP: 861811107
MEETING DATE: 9/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stoneridge, Inc.
TICKER: SRI CUSIP: 86183P102
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN B. DEGAYNOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY P. DRAIME ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS C. JACOBS �� ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IRA C. KAPLAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KIM KORTH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM M. LASKY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE S. MAYES, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAUL J. SCHLATHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STORE Capital Corporation
TICKER: STOR CUSIP: 862121100
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH M. DONOVAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY FEDEWA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MORTON H. FLEISCHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM F. HIPP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CATHERINE D. RICE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EINAR A. SEADLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK N. SKLAR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR QUENTIN P. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHRISTOPHER H. VOLK ISSUER YES FOR FOR
PROPOSAL #2: AMEND CHARTER ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Straight Path Communications Inc.
TICKER: STRP CUSIP: 862578101
MEETING DATE: 8/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Straight Path Communications Inc.
TICKER: STRP CUSIP: 862578101
MEETING DATE: 2/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVIDI JONAS ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR K. CHRIS TODD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM F. WELD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRED S. ZEIDMAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STRATA Skin Sciences, Inc.
TICKER: SSKN CUSIP: 86272A206
MEETING DATE: 9/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFFREY F. O'DONNELL, ISSUER YES FOR FOR
SR.
PROPOSAL #1b: ELECT DIRECTOR FRANCIS J. MCCANEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES COYNE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SAMUEL E. NAVARRO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID K. STONE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KATHRYN SWINTEK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LUANN VIA ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STRATTEC Security Corporation
TICKER: STRT CUSIP: 863111100
MEETING DATE: 10/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. KOSS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID R. ZIMMER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stratus Properties Inc.
TICKER: STRS CUSIP: 863167201
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES C. LESLIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. SCHWEITZER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BKM SOWAN HORAN, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Strayer Education, Inc.
TICKER: STRA CUSIP: 863236105
MEETING DATE: 1/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: AMEND CHARTER TO CHANGE COMPANY NAME TO ISSUER YES FOR FOR
STRATEGIC EDUCATION, INC. AND TO INCREASE AUTHORIZED
COMMON STOCK
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stryker Corporation
TICKER: SYK CUSIP: 863667101
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARY K. BRAINERD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SRIKANT M. DATAR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROCH DOLIVEUX ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LOUISE L. FRANCESCONI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALLAN C. GOLSTON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KEVIN A. LOBO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SHERILYN S. MCCOY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ANDREW K. SILVERNAIL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RONDA E. STRYKER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RAJEEV SURI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STURM, RUGER & COMPANY, INC.
TICKER: RGR CUSIP: 864159108
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. COSENTINO, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL O. FIFER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SANDRA S. FROMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. MICHAEL JACOBI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER J. KILLOY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TERRENCE G. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR AMIR P. ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RONALD C. WHITAKER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PHILLIP C. WIDMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON GUN VIOLENCE SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Summer Infant, Inc.
TICKER: SUMR CUSIP: 865646103
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EVELYN D'AN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTIN FOGELMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBIN MARINO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK MESSNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALAN MUSTACCHI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDREW TRAIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN J. ZELKOWICZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Summit Financial Group, Inc.
TICKER: SMMF CUSIP: 86606G101
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. HAWSE, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GERALD W. HUFFMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES M. COOKMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY L. HINKLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR H. CHARLES MADDY, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY YOUNT, HYDE & BARBOUR, P.C. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Summit Hotel Properties, Inc.
TICKER: INN CUSIP: 866082100
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL P. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BJORN R. L. HANSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY W. JONES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH J. KAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS W. STOREY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOPE S. TAITZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Summit Materials, Inc.
TICKER: SUM CUSIP: 86614U100
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD L. LANCE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANNE K. WADE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sun Bancorp, Inc.
TICKER: SNBC CUSIP: 86663B201
MEETING DATE: 10/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sun Communities, Inc.
TICKER: SUI CUSIP: 866674104
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR GARY A. SHIFFMAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR MEGHAN G. BAIVIER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR STEPHANIE W. BERGERON ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR BRIAN M. HERMELIN ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR RONALD A. KLEIN ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR CLUNET R. LEWIS ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR ARTHUR A. WEISS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sun Hydraulics Corporation
TICKER: SNHY CUSIP: 866942105
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WOLFGANG H. DANGEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID W. GRZELAK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SunCoke Energy, Inc.
TICKER: SXC CUSIP: 86722A103
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ALVIN BLEDSOE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SUSAN R. LANDAHL ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sunesis Pharmaceuticals, Inc.
TICKER: SNSS CUSIP: 867328700
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVE R. CARCHEDI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAYTON MISFELDT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY THE SEPTEMBER 2017 CERTIFICATE OF ISSUER YES FOR FOR
AMENDMENT AND THE REVERSE STOCK SPLIT
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SunPower Corporation
TICKER: SPWR CUSIP: 867652406
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANCOIS BADOUAL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ANTOINE LARENAUDIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAT WOOD, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sunrun Inc.
TICKER: RUN CUSIP: 86771W105
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALD RISK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHERINE AUGUST- ISSUER YES FOR FOR
DEWILDE
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sunshine Bancorp, Inc.
TICKER: SBCP CUSIP: 86777J108
MEETING DATE: 11/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sunstone Hotel Investors, Inc.
TICKER: SHO CUSIP: 867892101
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN V. ARABIA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. BLAKE BAIRD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW BATINOVICH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR Z. JAMIE BEHAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS A. LEWIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MURRAY J. MCCABE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS M. PASQUALE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEITH P. RUSSELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SunTrust Banks, Inc.
TICKER: STI CUSIP: 867914103
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AGNES BUNDY SCANLAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DALLAS S. CLEMENT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL R. GARCIA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR M. DOUGLAS IVESTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONNA S. MOREA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID M. RATCLIFFE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM H. ROGERS, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANK P. SCRUGGS, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRUCE L. TANNER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEVEN C. VOORHEES ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR THOMAS R. WATJEN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PHAIL WYNN, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Superior Energy Services, Inc.
TICKER: SPN CUSIP: 868157108
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAROLD J. BOUILLION ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID D. DUNLAP ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES M. FUNK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TERENCE E. HALL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER D. KINNEAR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JANIECE M. LONGORIA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL M. MCSHANE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W. MATT RALLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Superior Industries International, Inc.
TICKER: SUP CUSIP: 868168105
MEETING DATE: 8/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Superior Industries International, Inc.
TICKER: SUP CUSIP: 868168105
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL R. BRUYNESTEYN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL J. HUMPHRIES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RANSOM A. LANGFORD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES S. MCELYA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY C. MCQUAY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELLEN B. RICHSTONE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONALD J. STEBBINS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANCISCO S. URANGA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SUPERIOR UNIFORM GROUP, INC.
TICKER: SGC CUSIP: 868358102
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SIDNEY KIRSCHNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL BENSTOCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN D. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBIN M. HENSLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL MELLINI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TODD SIEGEL ISSUER YES FOR FOR
PROPOSAL #2: CHANGE COMPANY NAME TO SUPERIOR GROUP OF ISSUER YES FOR FOR
COMPANIES, INC.
PROPOSAL #3: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Supernus Pharmaceuticals, Inc.
TICKER: SUPN CUSIP: 868459108
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGES GEMAYEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. SIEBERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SUPERVALU Inc.
TICKER: SVU CUSIP: 868536103
MEETING DATE: 7/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DONALD R. CHAPPEL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR IRWIN S. COHEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PHILIP L. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK GROSS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ERIC G. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MATHEW M. PENDO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FRANCESCA RUIZ DE ISSUER YES FOR FOR
LUZURIAGA
PROPOSAL #1h: ELECT DIRECTOR FRANK A. SAVAGE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARY A. WINSTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Support.com, Inc.
TICKER: SPRT CUSIP: 86858W200
MEETING DATE: 7/6/2017 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD BLOOM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN J. KELLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRADLEY L. RADOFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSHUA E. SCHECHTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ERIC SINGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Support.com, Inc.
TICKER: SPRT CUSIP: 86858W200
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD BLOOM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN J. KELLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRADLEY L. RADOFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSHUA E. SCHECHTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ERIC SINGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY EKS&H LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Surgery Partners, Inc.
TICKER: SGRY CUSIP: 86881A100
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER GORDON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLIFFORD G. ADLERZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Surmodics, Inc.
TICKER: SRDX CUSIP: 868873100
MEETING DATE: 2/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. DANTZKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LISA W. HEINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY R. MAHARAJ ISSUER YES FOR FOR
PROPOSAL #2: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sussex Bancorp
TICKER: SBBX CUSIP: 869245100
MEETING DATE: 12/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sussex Bancorp
TICKER: SBBX CUSIP: 869245100
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOMINICK J. D'AGOSTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK J. HONTZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WALTER E. LOEFFLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER A. MICHELOTTI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: CHANGE COMPANY NAME TO SB ONE BANCORP ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sutherland Asset Management Corporation
TICKER: SLD CUSIP: 86933G105
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS E. CAPASSE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK J. ROSS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK P. FILIPPS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. MITCHELL REESE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID L. HOLMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TODD M. SINAI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE AND TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SVB Financial Group
TICKER: SIVB CUSIP: 78486Q101
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREG W. BECKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC A. BENHAMOU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN S. CLENDENING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROGER F. DUNBAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOEL P. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KIMBERLY A. JABAL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY N. MAGGIONCALDA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARY J. MILLER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATE D. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN F. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GAREN K. STAGLIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Swift Transportation Company
TICKER: SWFT CUSIP: 87074U101
MEETING DATE: 9/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ELIMINATE CLASS OF COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: CLASSIFY THE BOARD OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES AGAINST AGAINST
PROPOSAL #6: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #7: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Switch, Inc.
TICKER: SWCH CUSIP: 87105L104
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROB ROY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD D. SNYDER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR TOM THOMAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR BRYAN WOLF ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ZAREH SARRAFIAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KIM SHEEHY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sykes Enterprises, Incorporated
TICKER: SYKE CUSIP: 871237103
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES E. SYKES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM J. MEURER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VANESSA C.L. CHANG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR W. MARK WATSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Symantec Corporation
TICKER: SYMC CUSIP: 871503108
MEETING DATE: 10/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREGORY S. CLARK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANK E. DANGEARD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KENNETH Y. HAO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID W. HUMPHREY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GERALDINE B. LAYBOURNE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID L. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT S. MILLER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ANITA M. SANDS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DANIEL H. SCHULMAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR V. PAUL UNRUH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR SUZANNE M. VAUTRINOT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: PROVIDE FOR CONFIDENTIAL RUNNING VOTE SHAREHOLDER YES AGAINST FOR
TALLIES ON EXECUTIVE PAY MATTERS
PROPOSAL #7: ADOPT SHARE RETENTION POLICY FOR SENIOR SHAREHOLDER YES AGAINST FOR
EXECUTIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Synacor, Inc.
TICKER: SYNC CUSIP: 871561106
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HIMESH BHISE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW KAU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JORDAN LEVY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Synalloy Corporation
TICKER: SYNL CUSIP: 871565107
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG C. BRAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY A. CALLANDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN S. GAYNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HENRY L. GUY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR AMY J. MICHTICH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES W. TERRY, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MURRAY H. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY KPMG, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Synaptics Incorporated
TICKER: SYNA CUSIP: 87157D109
MEETING DATE: 10/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANCIS F. LEE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR NELSON C. CHAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD L. SANQUINI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Synchrony Financial
TICKER: SYF CUSIP: 87165B103
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARGARET M. KEANE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAGET L. ALVES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ARTHUR W. COVIELLO, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM W. GRAYLIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROY A. GUTHRIE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD C. HARTNACK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JEFFREY G. NAYLOR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LAUREL J. RICHIE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR OLYMPIA J. SNOWE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Syndax Pharmaceuticals, Inc.
TICKER: SNDX CUSIP: 87164F105
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HENRY CHEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LUKE EVNIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Syneos Health, Inc.
TICKER: SYNH CUSIP: 87166B102
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR THOMAS ALLEN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR LINDA S. HARTY ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ALISTAIR MACDONALD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Synergy Pharmaceuticals Inc.
TICKER: SGYP CUSIP: 871639308
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY S. JACOB ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TROY HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MELVIN K. SPIGELMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JOHN P. BRANCACCIO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR THOMAS H. ADAMS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR ALAN F. JOSLYN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TIMOTHY S. CALLAHAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Synlogic, Inc.
TICKER: SYBX CUSIP: 87166L100
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHAU KHUONG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICK LESCHLY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SYNNEX Corporation
TICKER: SNX CUSIP: 87162W100
MEETING DATE: 3/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DWIGHT STEFFENSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN MURAI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS POLK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRED BREIDENBACH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HAU LEE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW MIAU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY QUESNEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANN VEZINA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS WURSTER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DUANE ZITZNER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ANDREA ZULBERTI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Synopsys, Inc.
TICKER: SNPS CUSIP: 871607107
MEETING DATE: 4/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AART J. DE GEUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHI-FOON CHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JANICE D. CHAFFIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE R. CHIZEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MERCEDES JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRYSOSTOMOS L. "MAX" ISSUER YES FOR FOR
NIKIAS
PROPOSAL #1.7: ELECT DIRECTOR JOHN SCHWARZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROY VALLEE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEVEN C. WALSKE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Synovus Financial Corp.
TICKER: SNV CUSIP: 87161C501
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR CATHERINE A. ALLEN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR TIM E. BENTSEN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR F. DIXON BROOKE, JR. ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR STEPHEN T. BUTLER ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR ELIZABETH W. CAMP ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR DIANA M. MURPHY ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JERRY W. NIX ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR HARRIS PASTIDES ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR JOSEPH J. PROCHASKA, JR. ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR JOHN L. STALLWORTH ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR KESSEL D. STELLING ISSUER YES FOR FOR
PROPOSAL #1L: ELECT DIRECTOR MELVIN T. STITH ISSUER YES FOR FOR
PROPOSAL #1M: ELECT DIRECTOR BARRY L. STOREY ISSUER YES FOR FOR
PROPOSAL #1N: ELECT DIRECTOR PHILIP W. TOMLINSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Syntel, Inc.
TICKER: SYNT CUSIP: 87162H103
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PARITOSH K. CHOKSI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BHARAT DESAI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS DOEKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAKESH KHANNA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAJESH MASHRUWALA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PRASHANT RANADE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VINOD K. SAHNEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR REX E. SCHLAYBAUGH, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NEERJA SETHI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Synthesis Energy Systems, Inc.
TICKER: SYMX CUSIP: 871628103
MEETING DATE: 11/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Synthesis Energy Systems, Inc.
TICKER: SES CUSIP: 871628202
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LORENZO LAMADRID ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT RIGDON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENIS SLAVICH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HARRY RUBIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ZIWANG XU ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR CHARLES M. BROWN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DELOME FAIR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT F. ANDERSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sypris Solutions, Inc.
TICKER: SYPR CUSIP: 871655106
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. BRINKLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM L. HEALEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SIDNEY R. PETERSEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Syros Pharmaceuticals, Inc.
TICKER: SYRS CUSIP: 87184Q107
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SRINIVAS AKKARAJU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VICKI L. SATO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILLIP A. SHARP ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD A. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sysco Corporation
TICKER: �� SYY CUSIP: 871829107
MEETING DATE: 11/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL J. BRUTTO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN M. CASSADAY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM J. DELANEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSHUA D. FRANK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LARRY C. GLASSCOCK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BRADLEY M. HALVERSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HANS-JOACHIM KOERBER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR NANCY S. NEWCOMB ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NELSON PELTZ ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR EDWARD D. SHIRLEY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR SHEILA G. TALTON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RICHARD G. TILGHMAN ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JACKIE M. WARD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: LIMIT ACCELERATED VESTING OF EQUITY SHAREHOLDER YES AGAINST FOR
AWARDS UPON A CHANGE IN CONTROL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Systemax Inc.
TICKER: SYX CUSIP: 871851101
MEETING DATE: 6/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD LEEDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE LEEDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT LEEDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE REINHOLD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT D. ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BARRY LITWIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHAD LINDBLOOM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: T. Rowe Price Group, Inc.
TICKER: TROW CUSIP: 74144T108
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARK S. BARTLETT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDWARD C. BERNARD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARY K. BUSH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR H. LAWRENCE CULP, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FREEMAN A. HRABOWSKI, ISSUER YES FOR FOR
III
PROPOSAL #1f: ELECT DIRECTOR ROBERT F. MACLELLAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRIAN C. ROGERS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR OLYMPIA J. SNOWE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM J. STROMBERG ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RICHARD R. VERMA ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR SANDRA S. WIJNBERG ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ALAN D. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND CHARTER ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: T2 Biosystems, Inc.
TICKER: TTOO CUSIP: 89853L104
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN MCDONOUGH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADRIAN JONES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SEYMOUR LIEBMAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tableau Software, Inc.
TICKER: DATA CUSIP: 87336U105
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BILLY BOSWORTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK HANRAHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HILARIE KOPLOW-MCADAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tabula Rasa HealthCare, Inc.
TICKER: TRHC CUSIP: 873379101
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SAMIRA BECKWITH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS HELLING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tactile Systems Technology, Inc.
TICKER: TCMD CUSIP: 87357P100
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM W. BURKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND O. HUGGENBERGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GERALD R. MATTYS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD J. NIGON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHERYL PEGUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN H. ROCHE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER H. SODERBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tailored Brands, Inc.
TICKER: TLRD CUSIP: 87403A107
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DINESH S. LATHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID H. EDWAB ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS S. EWERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IRENE CHANG BRITT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RINALDO S. BRUTOCO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUE GOVE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THEO KILLION ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GRACE NICHOLS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SHELDON I. STEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE &TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Take-Two Interactive Software, Inc.
TICKER: TTWO CUSIP: 874054109
MEETING DATE: 9/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STRAUSS ZELNICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. BOWMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL DORNEMANN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J MOSES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL SHERESKY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAVERNE SRINIVASAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUSAN TOLSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #7: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tandem Diabetes Care, Inc.
TICKER: TNDM CUSIP: 875372104
MEETING DATE: 9/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tandem Diabetes Care, Inc.
TICKER: TNDM CUSIP: 875372203
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DICK P. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD L. CAHILL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tanger Factory Outlet Centers, Inc.
TICKER: SKT CUSIP: 875465106
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM G. BENTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY B. CITRIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID B. HENRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. REDDIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS E. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRIDGET M. RYAN-BERMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALLAN L. SCHUMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN B. TANGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tapestry, Inc.
TICKER: TPR CUSIP: 189754104
MEETING DATE: 11/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID DENTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANDREA GUERRA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SUSAN KROPF ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ANNABELLE YU LONG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR VICTOR LUIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR IVAN MENEZES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM NUTI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JIDE ZEITLIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: REPORT ON NET-ZERO GREENHOUSE GAS SHAREHOLDER YES AGAINST FOR
EMISSIONS
PROPOSAL #7: REPORT ON RISKS FROM COMPANY'S USE OF SHAREHOLDER YES AGAINST FOR
REAL ANIMAL FUR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Targa Resources Corp.
TICKER: TRGP CUSIP: 87612G101
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT B. EVANS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOE BOB PERKINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERSHEL C. REDD, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Target Corporation
TICKER: TGT CUSIP: 8.76E+110
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROXANNE S. AUSTIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DOUGLAS M. BAKER, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRIAN C. CORNELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CALVIN DARDEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HENRIQUE DE CASTRO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT L. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MELANIE L. HEALEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DONALD R. KNAUSS ISSUER YES �� FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MONICA C. LOZANO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARY E. MINNICK ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR KENNETH L. SALAZAR ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DMITRI L. STOCKTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Taubman Centers, Inc.
TICKER: TCO CUSIP: 876664103
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAYREE C. CLARK ISSUER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. EMBLER ISSUER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM S. TAUBMAN ISSUER NO N/A N/A
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER NO N/A N/A
PROPOSAL #5: APPROVE RECAPITALIZATION PLAN TO SHAREHOLDER NO N/A N/A
ELIMINATE SERIES B NON-PARTICIPATING CONVERTIBLE
PREFERRED STOCK
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN LITT SHAREHOLDER YES FOR AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MAYREE C. CLARK SHAREHOLDER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. EMBLER SHAREHOLDER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE RECAPITALIZATION PLAN TO SHAREHOLDER YES AGAINST FOR
ELIMINATE SERIES B NON-PARTICIPATING CONVERTIBLE
PREFERRED STOCK
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Taylor Morrison Home Corporation
TICKER: TMHC CUSIP: 87724P106
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DAVID C. MERRITT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
PROVIDE FOR THE PHASED-IN DECLASSIFICATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TCF Financial Corporation
TICKER: TCF CUSIP: 872275102
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER BELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM F. BIEBER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THEODORE J. BIGOS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRAIG R. DAHL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KAREN L. GRANDSTRAND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS F. JASPER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE G. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD H. KING ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR VANCE K. OPPERMAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES M. RAMSTAD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROGER J. SIT ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JULIE H. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR BARRY N. WINSLOW ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF NON-EMPLOYEE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TD Ameritrade Holding Corporation
TICKER: AMTD CUSIP: 87236Y108
MEETING DATE: 2/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIM HOCKEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN M. LEVITT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KAREN E. MAIDMENT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK L. MITCHELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TE Connectivity Ltd.
TICKER: TEL CUSIP: H84989104
MEETING DATE: 3/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PIERRE R. BRONDEAU ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TERRENCE R. CURTIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CAROL A. ('JOHN') ISSUER YES FOR FOR
DAVIDSON
PROPOSAL #1d: ELECT DIRECTOR WILLIAM A. JEFFREY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS J. LYNCH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR YONG NAM ISSUER YES FOR �� FOR
PROPOSAL #1g: ELECT DIRECTOR DANIEL J. PHELAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PAULA A. SNEED ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ABHIJIT Y. TALWALKAR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARK C. TRUDEAU ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOHN C. VAN SCOTER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LAURA H. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ELECT BOARD CHAIRMAN THOMAS J. LYNCH ISSUER YES FOR FOR
PROPOSAL #3a: ELECT DANIEL J. PHELAN AS MEMBER OF ISSUER YES FOR FOR
MANAGEMENT DEVELOPMENT AND COMPENSATION COMMITTEE
PROPOSAL #3b: ELECT PAULA A. SNEED AS MEMBER OF ISSUER YES FOR FOR
MANAGEMENT DEVELOPMENT AND COMPENSATION COMMITTEE
PROPOSAL #3c: ELECT JOHN C. VAN SCOTER AS MEMBER OF ISSUER YES FOR FOR
MANAGEMENT DEVELOPMENT AND COMPENSATION COMMITTEE
PROPOSAL #4: DESIGNATE RENE SCHWARZENBACH AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #5.1: ACCEPT ANNUAL REPORT FOR FISCAL YEAR ISSUER YES FOR FOR
ENDED SEPTEMBER 29, 2017
PROPOSAL #5.2: ACCEPT STATUTORY FINANCIAL STATEMENTS ISSUER YES FOR FOR
FOR FISCAL YEAR ENDED SEPTEMBER 29, 2017
PROPOSAL #5.3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS FOR FISCAL YEAR ENDED SEPTEMBER 29, 2017
PROPOSAL #6: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #7.1: RATIFY DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2018
PROPOSAL #7.2: RATIFY DELOITTE AG AS SWISS REGISTERED ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7.3: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
SPECIAL AUDITORS
PROPOSAL #8: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #9: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF EXECUTIVE MANAGEMENT
PROPOSAL #10: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF BOARD OF DIRECTORS
PROPOSAL #11: APPROVE ALLOCATION OF AVAILABLE ISSUER YES FOR FOR
EARNINGS AT SEPTEMBER 29, 2017
PROPOSAL #12: APPROVE DECLARATION OF DIVIDEND ISSUER YES FOR FOR
PROPOSAL #13: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #14: AMEND ARTICLES OF ASSOCIATION RE: ISSUER YES FOR FOR
AUTHORIZED CAPITAL
PROPOSAL #15: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #16: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Team, Inc.
TICKER: TISI CUSIP: 878155100
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AMERINO GATTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN K. FERRAIOLI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL A. LUCAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRAIG L. MARTIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tech Data Corporation
TICKER: TECD CUSIP: 878237106
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES E. ADAIR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KAREN M. DAHUT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT M. DUTKOWSKY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR HARRY J. HARCZAK, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRIDGETTE P. HELLER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD T. HUME ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KATHLEEN MISUNAS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS I. MORGAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PATRICK G. SAYER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SAVIO W. TUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TechTarget, Inc.
TICKER: TTGT CUSIP: 87874R100
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT D. BURKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE LEVENSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tecogen Inc.
TICKER: TGEN CUSIP: 87876P201
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANGELINA M. GALITEVA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BENJAMIN M. LOCKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES T. MAXWELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR AHMED F. GHONIEM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEITH DAVIDSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DEANNA PETERSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WOLF AND COMPANY P.C. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TEGNA Inc.
TICKER: TGNA CUSIP: 87901J105
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GINA L. BIANCHINI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HOWARD D. ELIAS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STUART J. EPSTEIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LIDIA FONSECA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID T. LOUGEE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SCOTT K. MCCUNE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HENRY W. MCGEE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SUSAN NESS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BRUCE P. NOLOP ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR NEAL SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MELINDA C. WITMER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tejon Ranch Co.
TICKER: TRC CUSIP: 879080109
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEOFFREY L. STACK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL H. WINER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Teladoc, Inc.
TICKER: TDOC CUSIP: 87918A105
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR HELEN DARLING ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR WILLIAM H. FRIST ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MICHAEL GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR JASON GOREVIC ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR BRIAN MCANDREWS ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR THOMAS G. MCKINLEY ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ARNEEK MULTANI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KENNETH H. PAULUS ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR DAVID SHEDLARZ ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR DAVID B. SNOW, JR. ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Telaria, Inc.
TICKER: TLRA CUSIP: 879181105
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RACHEL LAM ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES ROSSMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Teledyne Technologies Incorporated
TICKER: TDY CUSIP: 879360105
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SIMON M. LORNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL D. MILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WESLEY W. VON SCHACK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Teleflex Incorporated
TICKER: TFX CUSIP: 879369106
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CANDACE H. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LIAM J. KELLY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN K. KLASKO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STUART A. RANDLE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ANDREW A. KRAKAUER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Telenav, Inc.
TICKER: TNAV CUSIP: 879455103
MEETING DATE: 11/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS MILLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR KEN XIE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Telephone and Data Systems, Inc.
TICKER: TDS CUSIP: 879433829
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLARENCE A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIMBERLY D. DIXON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MITCHELL H. SARANOW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY L. SUGARMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Teligent, Inc.
TICKER: TLGT CUSIP: 87960W104
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CAROLE S. BEN-MAIMON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN CELENTANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BHASKAR CHAUDHURI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES C. GALE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JASON GRENFELL-GARDNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN KOEHLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS J. SABATINO, JR. ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tellurian Inc.
TICKER: TELL CUSIP: 87968A104
MEETING DATE: 9/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DIANA DERYCZ-KESSLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DILLON J. FERGUSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MEG A. GENTLE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3a: INCREASE AUTHORIZED PREFERRED AND ISSUER YES AGAINST AGAINST
COMMON STOCK
PROPOSAL #3b: ELIMINATE RIGHT OF HOLDERS OF COMMON ISSUER YES AGAINST AGAINST
STOCK TO VOTE WITH RESPECT TO FUTURE AMENDMENTS TO
THE CERTIFICATE OF INCORPORATION THAT RELATE SOLELY
TO THE TERMS OF THE PREFERRED STOCK
PROPOSAL #3c: ESTABLISH RANGE FOR BOARD SIZE ISSUER YES AGAINST AGAINST
PROPOSAL #3d: AMEND ARTICLES ISSUER YES AGAINST AGAINST
PROPOSAL #3e: ELIMINATE/RESTRICT RIGHT TO ACT BY ISSUER YES AGAINST AGAINST
WRITTEN CONSENT
PROPOSAL #3f: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #3g: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tellurian Inc.
TICKER: TELL CUSIP: 87968A104
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARTIN HOUSTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEAN JAYLET ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tempur Sealy International, Inc.
TICKER: TPX CUSIP: 88023U101
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EVELYN S. DILSAVER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN A. HEIL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JON L. LUTHER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD W. NEU ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ARIK W. RUCHIM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SCOTT L. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT B. TRUSSELL, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tenet Healthcare Corporation
TICKER: THC CUSIP: 88033G407
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR RONALD A. RITTENMEYER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR J. ROBERT KERREY ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JAMES L. BIERMAN ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR RICHARD W. FISHER ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR BRENDA J. GAINES ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR EDWARD A. KANGAS ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR RICHARD J. MARK ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR TAMMY ROMO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tennant Company
TICKER: TNC CUSIP: 880345103
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AZITA ARVANI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN A. SONNENBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID S. WICHMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tenneco Inc.
TICKER: TEN CUSIP: 880349105
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS C. FREYMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRIAN J. KESSELER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DENNIS J. LETHAM ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES S. METCALF ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROGER B. PORTER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID B. PRICE, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GREGG M. SHERRILL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PAUL T. STECKO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JANE L. WARNER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROGER J. WOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Teradata Corporation
TICKER: TDC CUSIP: 88076W103
MEETING DATE: 4/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LISA R. BACUS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TIMOTHY C.K. CHOU ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES M. RINGLER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN G. SCHWARZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Teradyne, Inc.
TICKER: TER CUSIP: 880770102
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MICHAEL A. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR EDWIN J. GILLIS ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR TIMOTHY E. GUERTIN ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR MARK E. JAGIELA ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR MERCEDES JOHNSON ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR MARILYN MATZ ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR PAUL J. TUFANO ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR ROY A. VALLEE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Terex Corporation
TICKER: TEX CUSIP: 880779103
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAULA H. J. CHOLMONDELEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DONALD DEFOSSET ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN L. GARRISON, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS J. HANSEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MATTHEW HEPLER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RAIMUND KLINKNER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANDRA RUSH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID A. SACHS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR OREN G. SHAFFER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID C. WANG ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR SCOTT W. WINE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TerraForm Power, Inc.
TICKER: TERP CUSIP: 88104R100
MEETING DATE: 8/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER BLACKMORE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR HANIF "WALLY" DAHYA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER COMPTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTIAN S. FONG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN F. STARK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID PAUKER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KERRI L. FOX ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDWARD "NED" HALL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARC S. ROSENBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TerraForm Power, Inc.
TICKER: TERP CUSIP: 88104R100
MEETING DATE: 10/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TerraForm Power, Inc.
TICKER: TERP CUSIP: 88104R209
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN LAWSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAROLYN BURKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTIAN S. FONG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HARRY GOLDGUT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR RICHARD LEGAULT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK 'MAC' MCFARLAND ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SACHIN SHAH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Terreno Realty Corporation
TICKER: TRNO CUSIP: 88146M101
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR W. BLAKE BAIRD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL A. COKE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LEROY E. CARLSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GABRIELA FRANCO PARCELLA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DOUGLAS M. PASQUALE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DENNIS POLK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Territorial Bancorp Inc.
TICKER: TBNK CUSIP: 88145X108
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALLAN S. KITAGAWA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD I. MURAKAMI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TESARO, Inc.
TICKER: TSRO CUSIP: 881569107
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LEON (LONNIE) O. ISSUER YES FOR FOR
MOULDER, JR.
PROPOSAL #1b: ELECT DIRECTOR MARY LYNNE HEDLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID M. MOTT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LAWRENCE M. ALLEVA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES O. ARMITAGE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR EARL M. (DUKE) COLLIER, ISSUER YES FOR FOR
JR.
PROPOSAL #1g: ELECT DIRECTOR GARRY A. NICHOLSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KAVITA PATEL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BETH SEIDENBERG ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PASCALE WITZ ISSUER YES FOR FOR
PROPOSAL #2: APPROVE NON-EMPLOYEE DIRECTOR ISSUER YES AGAINST AGAINST
COMPENSATION POLICY
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tesco Corporation
TICKER: TESO CUSIP: 88157K101
MEETING DATE: 12/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION BY NABORS MAPLE ISSUER YES FOR FOR
ACQUISITION LTD.
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tesla, Inc.
TICKER: TSLA CUSIP: 88160R101
MEETING DATE: 3/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STOCK OPTION GRANT TO ELON MUSK ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tesla, Inc.
TICKER: TSLA CUSIP: 88160R101
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTONIO GRACIAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES MURDOCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIMBAL MUSK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #4: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tetra Tech, Inc.
TICKER: TTEK CUSIP: 88162G103
MEETING DATE: 3/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAN L. BATRACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HUGH M. GRANT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK C. HADEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. CHRISTOPHER LEWIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOANNE M. MAGUIRE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KIMBERLY E. RITRIEVI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALBERT E. SMITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR J. KENNETH THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KIRSTEN M. VOLPI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TETRA Technologies, Inc.
TICKER: TTI CUSIP: 88162F105
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK E. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS R. BATES, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STUART M. BRIGHTMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL D. COOMBS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN F. GLICK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM D. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH C. WINKLER, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tetraphase Pharmaceuticals, Inc.
TICKER: TTPH CUSIP: 88165N105
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY A. CHODAKEWITZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GERRI HENWOOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GUY MACDONALD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Texas Capital Bancshares, Inc.
TICKER: TCBI CUSIP: 88224Q107
MEETING DATE: 4/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. KEITH CARGILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JONATHAN E. BALIFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES H. BROWNING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LARRY L. HELM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID S. HUNTLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES S. HYLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELYSIA HOLT RAGUSA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN P. ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT W. STALLINGS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DALE W. TREMBLAY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR IAN J. TURPIN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PATRICIA A. WATSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Texas Instruments Incorporated
TICKER: TXN CUSIP: 882508104
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RALPH W. BABB, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK A. BLINN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TODD M. BLUEDORN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DANIEL A. CARP ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JANET F. CLARK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CARRIE S. COX ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRIAN T. CRUTCHER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEAN M. HOBBY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RONALD KIRK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PAMELA H. PATSLEY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ROBERT E. SANCHEZ ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RICHARD K. TEMPLETON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Texas Roadhouse, Inc.
TICKER: TXRH CUSIP: 882681109
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. KENT TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. ZARLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Textron Inc.
TICKER: TXT CUSIP: 883203101
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SCOTT C. DONNELLY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KATHLEEN M. BADER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR R. KERRY CLARK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES T. CONWAY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LAWRENCE K. FISH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAUL E. GAGNE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RALPH D. HEATH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DEBORAH LEE JAMES ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LLOYD G. TROTTER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES L. ZIEMER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARIA T. ZUBER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: ESTABLISH TERM LIMITS FOR DIRECTORS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TFS Financial Corporation
TICKER: TFSL CUSIP: 87240R107
MEETING DATE: 2/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ANTHONY J. ASHER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR BEN S. STEFANSKI, III ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR MEREDITH S. WEIL ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TG Therapeutics, Inc.
TICKER: TGTX CUSIP: 88322Q108
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAURENCE N. CHARNEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR YANN ECHELARD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM J. KENNEDY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR KENNETH HOBERMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR DANIEL HUME ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR MARK SCHOENEBAUM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL S. WEISS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Advisory Board Company
TICKER: ABCO CUSIP: 00762W107
MEETING DATE: 11/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The AES Corporation
TICKER: AES CUSIP: 00130H105
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDRES R. GLUSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES L. HARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KRISTINA M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TARUN KHANNA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HOLLY K. KOEPPEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES H. MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAIN MONIE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN B. MORSE, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MOISES NAIM ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JEFFREY W. UBBEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY EXISTING OWNERSHIP THRESHOLD FOR ISSUER YES FOR FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Allstate Corporation
TICKER: ALL CUSIP: 020002101
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KERMIT R. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL L. ESKEW ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARGARET M. KEANE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SIDDHARTH N. (BOBBY) ISSUER YES FOR FOR
MEHTA
PROPOSAL #1e: ELECT DIRECTOR JACQUES P. PEROLD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANDREA REDMOND ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GREGG M. SHERRILL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JUDITH A. SPRIESER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PERRY M. TRAQUINA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR THOMAS J. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Andersons, Inc.
TICKER: ANDE CUSIP: 034164103
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK E. BOWE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. ANDERSON, ISSUER YES FOR FOR
SR.
PROPOSAL #1.3: ELECT DIRECTOR GERARD M. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CATHERINE M. KILBANE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT J. KING, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROSS W. MANIRE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICK S. MULLIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN T. STOUT, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JACQUELINE F. WOODS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE BANCORP, INC.
TICKER: TBBK CUSIP: 05969A105
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL G. COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAMIAN M. KOZLOWSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WALTER T. BEACH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN C. CHRYSTAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW COHN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN M. EGGEMEYER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HERSH KOZLOV ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM H. LAMB ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES J. MCENTEE, III ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MEI-MEI TUAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Bank of New York Mellon Corporation
TICKER: BK CUSIP: 064058100
MEETING DATE: 4/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEVEN D. BLACK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LINDA Z. COOK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOSEPH J. ECHEVARRIA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR EDWARD P. GARDEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JEFFREY A. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN M. HINSHAW ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EDMUND F. "TED" KELLY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JENNIFER B. MORGAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARK A. NORDENBERG ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ELIZABETH E. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CHARLES W. SCHARF ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR SAMUEL C. SCOTT, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON AND ASSESS PROXY VOTING SHAREHOLDER YES AGAINST FOR
POLICIES IN RELATION TO CLIMATE CHANGE POSITION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Bank of Princeton
TICKER: BPRN CUSIP: 064520109
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN DISTLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROSS E. WISHNICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JUDITH A. GIACIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD J. GILLESPIE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT N. RIDOLFI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN K. SHUEH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDWARD J. DIETZLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARTIN TUCHMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE OUTSIDE DIRECTOR STOCK ISSUER YES FOR FOR
AWARDS/OPTIONS IN LIEU OF CASH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Boeing Company
TICKER: BA CUSIP: 097023105
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT A. BRADWAY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID L. CALHOUN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ARTHUR D. COLLINS, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KENNETH M. DUBERSTEIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EDMUND P. GIAMBASTIANI, ISSUER YES FOR FOR
JR.
PROPOSAL #1f: ELECT DIRECTOR LYNN J. GOOD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LAWRENCE W. KELLNER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CAROLINE B. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR EDWARD M. LIDDY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DENNIS A. MUILENBURG ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR SUSAN C. SCHWAB ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RONALD A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR MIKE S. ZAFIROVSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REQUIRE SHAREHOLDER APPROVAL TO INCREASE SHAREHOLDER YES AGAINST FOR
BOARD SIZE TO MORE THAN 14
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Boston Beer Company, Inc.
TICKER: SAM CUSIP: 100557107
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL SPILLANE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGG A. TANNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEAN-MICHEL VALETTE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Brink's Company
TICKER: BCO CUSIP: 109696104
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL G. BOYNTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IAN D. CLOUGH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN E. DOCHERTY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR REGINALD D. HEDGEBETH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAN R. HENRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. HERLING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS A. PERTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEORGE I. STOECKERT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY DELOITTE AND TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Buckle, Inc.
TICKER: BKE CUSIP: 118440106
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL J. HIRSCHFELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS H. NELSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS B. HEACOCK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KARI G. SMITH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT E. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BILL L. FAIRFIELD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRUCE L. HOBERMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL E. HUSS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN P. PEETZ, III ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR KAREN B. RHOADS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES E. SHADA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Cato Corporation
TICKER: CATO CUSIP: 149205106
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. D. CATO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS E. MECKLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BAILEY W. PATRICK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Charles Schwab Corporation
TICKER: SCHW CUSIP: 808513105
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WALTER W. BETTINGER, II ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOAN T. DEA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHRISTOPHER V. DODDS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK A. GOLDFARB ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHARLES A. RUFFEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #6: PREPARE EMPLOYMENT DIVERSITY REPORT SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Cheesecake Factory Incorporated
TICKER: CAKE CUSIP: 163072101
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID OVERTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDIE A. AMES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALEXANDER L. CAPPELLO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JEROME I. KRANSDORF ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LAURENCE B. MINDEL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID B. PITTAWAY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HERBERT SIMON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Chefs' Warehouse, Inc.
TICKER: CHEF CUSIP: 163086101
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTINA CARROLL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOMINICK CERBONE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN A. COURI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH CUGINE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN F. GOLDSTONE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN GUARINO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN HANSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KATHERINE OLIVER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHRISTOPHER PAPPAS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN PAPPAS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID E. SCHREIBMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Chemours Company
TICKER: CC CUSIP: 163851108
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CURTIS V. ANASTASIO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRADLEY J. BELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD H. BROWN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARY B. CRANSTON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CURTIS J. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAWN L. FARRELL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SEAN D. KEOHANE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK P. VERGNANO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND BYLAWS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Children's Place, Inc.
TICKER: PLCE CUSIP: 168905107
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH ALUTTO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. BACHMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARLA MALCOLM BECK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JANE ELFERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH GROMEK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NORMAN MATTHEWS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT L. METTLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STANLEY W. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SUSAN SOBBOTT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Clorox Company
TICKER: CLX CUSIP: 189054109
MEETING DATE: 11/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AMY BANSE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD H. CARMONA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BENNO DORER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SPENCER C. FLEISCHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ESTHER LEE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR A.D. DAVID MACKAY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT W. MATSCHULLAT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY NODDLE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PAMELA THOMAS-GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CAROLYN M. TICKNOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RUSSELL WEINER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CHRISTOPHER J. ISSUER YES FOR FOR
WILLIAMS
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF NON-EMPLOYEE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Coca-Cola Company
TICKER: KO CUSIP: 191216100
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HERBERT A. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD W. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARC BOLLAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANA BOTIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD M. DALEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER C. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BARRY DILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HELENE D. GAYLE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALEXIS M. HERMAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MUHTAR KENT ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERT A. KOTICK ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARIA ELENA LAGOMASINO ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR SAM NUNN ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR JAMES QUINCEY ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR CAROLINE J. TSAY ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR DAVID B. WEINBERG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Community Financial Corporation
TICKER: TCFC CUSIP: 20368X101
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. PASENELLI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR E. LAWRENCE SANDERS, ISSUER YES FOR FOR
III
PROPOSAL #1.3: ELECT DIRECTOR AUSTIN J. SLATER, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH V. STONE, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Container Store Group, Inc.
TICKER: TCS CUSIP: 210751103
MEETING DATE: 9/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN D. SOKOLOFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHARON TINDELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE COOPER COMPANIES, INC.
TICKER: COO CUSIP: 216648402
MEETING DATE: 3/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR A. THOMAS BENDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR COLLEEN E. JAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL H. KALKSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM A. KOZY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JODY S. LINDELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY S. PETERSMEYER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALLAN E. RUBENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT S. WEISS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STANLEY ZINBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON THE FEASIBILITY OF ACHIEVING SHAREHOLDER YES AGAINST FOR
NET ZERO GHG EMISSIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Dixie Group, Inc.
TICKER: DXYN CUSIP: 255519100
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM F. BLUE, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES E. BROCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL K. FRIERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR D. KENNEDY FRIERSON, ISSUER YES FOR FOR
JR.
PROPOSAL #1.5: ELECT DIRECTOR WALTER W. HUBBARD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LOWRY F. KLINE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HILDA S. MURRAY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL L. OWENS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Dun & Bradstreet Corporation
TICKER: DNB CUSIP: 26483E100
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CINDY CHRISTY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR L. GORDON CROVITZ ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES N. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAUL R. GARCIA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ANASTASSIA LAUTERBACH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS J. MANNING ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RANDALL D. MOTT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JUDITH A. REINSDORF ISSUER YES FOR �� FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The E.W. Scripps Company
TICKER: SSP CUSIP: 811054402
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAUREN R. FINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER L. OGDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIM WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR COLLEEN BIRDNOW BROWN SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND H. COLE SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR VINCENT L. SADUSKY SHAREHOLDER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Eastern Company
TICKER: EML CUSIP: 276317104
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. EVERETS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. MCMANUS, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES A. MITAROTONDA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR AUGUST M. VLAK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY FIONDELLA, MILONE & LASARACINA ISSUER YES FOR FOR
LLP AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Ensign Group, Inc.
TICKER: ENSG CUSIP: 29358P101
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER R. ISSUER YES FOR FOR
CHRISTENSEN
PROPOSAL #1.2: ELECT DIRECTOR DAREN J. SHAW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MALENE S. DAVIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Estee Lauder Companies Inc.
TICKER: EL CUSIP: 518439104
MEETING DATE: 11/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLENE BARSHEFSKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WEI SUN CHRISTIANSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FABRIZIO FREDA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JANE LAUDER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEONARD A. LAUDER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The ExOne Company
TICKER: XONE CUSIP: 302104104
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR S. KENT ROCKWELL ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JOHN IRVIN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR GREGORY F. PASHKE ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR LLOYD A. SEMPLE ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR WILLIAM F. STROME ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR BONNIE K. WACHTEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY SCHNEIDER DOWNS & CO., INC. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Female Health Company
TICKER: FHCO CUSIP: 314462102
MEETING DATE: 7/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE STATE OF INCORPORATION FROM ISSUER YES FOR FOR
WISCONSIN TO DELAWARE
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: REQUIRE MAJORITY VOTE OF THE OUTSTANDING ISSUER YES FOR FOR
SHARES TO AMEND CERTIFICATE OF INCORPORATION
PROPOSAL #4: APPROVE ISSUANCE OF SHARES OF COMMON ISSUER YES FOR FOR
STOCK UPON THE CONVERSION OF SERIES 4 PREFERRED STOCK
PROPOSAL #5: CHANGE COMPANY NAME TO VERU INC. ISSUER YES FOR FOR
PROPOSAL #6: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Finish Line, Inc.
TICKER: FINL CUSIP: 317923100
MEETING DATE: 7/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GLENN S. LYON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TORRENCE BOONE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM P. CARMICHAEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Finish Line, Inc.
TICKER: FINL CUSIP: 317923100
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The First Bancorp, Inc.
TICKER: FNLC CUSIP: 31866P102
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHERINE M. BOYD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT B. GREGORY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RENEE W. KELLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TONY C. MCKIM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK N. ROSBOROUGH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CORNELIUS J. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STUART G. SMITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRUCE B. TINDAL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR F. STEPHEN WARD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BERRY DUNN MCNEIL & PARKER, LLC ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The First Bancshares, Inc.
TICKER: FBMS CUSIP: 318916103
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES R. LIGHTSEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRED A. MCMURRY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS E. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW D. STETELMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH, LLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE FIRST OF LONG ISLAND CORPORATION
TICKER: FLIC CUSIP: 320734106
MEETING DATE: 4/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL T. CANARICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALEXANDER L. COVER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN V. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER QUICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENISE STRAIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ERIC J. TVETER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The GEO Group, Inc.
TICKER: GEO CUSIP: 36162J106
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLARENCE E. ANTHONY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANNE N. FOREMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD H. GLANTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER C. WHEELER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JULIE MYERS WOOD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE C. ZOLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROXY ACCESS BYLAW AMENDMENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Goldfield Corporation
TICKER: GV CUSIP: 381370105
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN L. APPEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID P. BICKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARVEY C. EADS, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN P. FAZZINI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANFORTH E. LEITNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN H. SOTTILE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Goldman Sachs Group, Inc.
TICKER: GS CUSIP: 38141G104
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LLOYD C. BLANKFEIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR M. MICHELE BURNS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARK A. FLAHERTY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM W. GEORGE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ELLEN J. KULLMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LAKSHMI N. MITTAL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ADEBAYO O. OGUNLESI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PETER OPPENHEIMER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID A. VINIAR ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARK O. WINKELMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Goodyear Tire & Rubber Company
TICKER: GT CUSIP: 382550101
MEETING DATE: 4/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES A. FIRESTONE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WERNER GEISSLER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PETER S. HELLMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LAURETTE T. KOELLNER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD J. KRAMER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR W. ALAN MCCOLLOUGH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN E. MCGLADE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL J. MORELL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RODERICK A. PALMORE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEPHANIE A. STREETER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR THOMAS H. WEIDEMEYER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MICHAEL R. WESSEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Gorman-Rupp Company
TICKER: GRC CUSIP: 383082104
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES C. GORMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY S. GORMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M. ANN HARLAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS E. HOAGLIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER H. LAKE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH R. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICK R. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W. WAYNE WALSTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Greenbrier Companies, Inc.
TICKER: GBX CUSIP: 393657101
MEETING DATE: 1/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM A. FURMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES J. SWINDELLS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KELLY M. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WANDA F. FELTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID L. STARLING ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Habit Restaurants, Inc.
TICKER: HABT CUSIP: 40449J103
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRA FILS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER REILLY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Hackett Group, Inc.
TICKER: HCKT CUSIP: 404609109
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID N. DUNGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD N. HAMLIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Hain Celestial Group, Inc.
TICKER: HAIN CUSIP: 405217100
MEETING DATE: 11/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRWIN D. SIMON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CELESTE A. CLARK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW R. HEYER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. DEAN HOLLIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHERVIN J. KORANGY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROGER MELTZER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ADRIANNE SHAPIRA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JACK L. SINCLAIR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GLENN W. WELLING ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAWN M. ZIER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LAWRENCE S. ZILAVY ISSUER YES FOR FOR
PROPOSAL #2: REQUIRE ADVANCE NOTICE FOR SHAREHOLDER ISSUER YES AGAINST AGAINST
PROPOSALS
PROPOSAL #3: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Hanover Insurance Group, Inc.
TICKER: THG CUSIP: 410867105
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR P. KEVIN CONDRON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN J. BRADICICH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CYNTHIA L. EGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HARRIETT 'TEE' TAGGART ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Hartford Financial Services Group, Inc.
TICKER: HIG CUSIP: 416515104
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT B. ALLARDICE, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CARLOS DOMINGUEZ ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TREVOR FETTER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN P. MCGILL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KATHRYN A. MIKELLS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL G. MORRIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS A. RENYI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JULIE G. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR TERESA W. ROSEBOROUGH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR VIRGINIA P. RUESTERHOLZ ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CHRISTOPHER J. SWIFT ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR GREIG WOODRING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Hershey Company
TICKER: HSY CUSIP: 427866108
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAMELA M. ARWAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES W. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELE G. BUCK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARY KAY HABEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES C. KATZMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR M. DIANE KOKEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT M. MALCOLM ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANTHONY J. PALMER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WENDY L. SCHOPPERT ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID L. SHEDLARZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Home Depot, Inc.
TICKER: HD CUSIP: 437076102
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GERARD J. ARPEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ARI BOUSBIB ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEFFERY H. BOYD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GREGORY D. BRENNEMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR J. FRANK BROWN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALBERT P. CAREY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ARMANDO CODINA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HELENA B. FOULKES ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LINDA R. GOODEN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WAYNE M. HEWETT ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEPHANIE C. LINNARTZ ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR CRAIG A. MENEAR ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR MARK VADON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: PREPARE EMPLOYMENT DIVERSITY REPORT AND SHAREHOLDER YES AGAINST FOR
REPORT ON DIVERSITY POLICIES
PROPOSAL #6: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
PROPOSAL #7: CLAWBACK OF INCENTIVE PAYMENTS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Howard Hughes Corporation
TICKER: HHC CUSIP: 44267D107
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM A. ACKMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADAM FLATTO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY FURBER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BETH KAPLAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALLEN MODEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR R. SCOT SELLERS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN SHEPSMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BURTON M. TANSKY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARY ANN TIGHE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID R. WEINREB ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Interpublic Group of Companies, Inc.
TICKER: IPG CUSIP: 460690100
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOCELYN CARTER-MILLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. JOHN GREENIAUS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY J. STEELE ISSUER YES FOR FOR
GUILFOILE
PROPOSAL #1.4: ELECT DIRECTOR DAWN HUDSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM T. KERR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HENRY S. MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JONATHAN F. MILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICK Q. MOORE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL I. ROTH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID M. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR E. LEE WYATT JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The J. M. Smucker Company
TICKER: SJM CUSIP: 832696405
MEETING DATE: 8/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHRYN W. DINDO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAUL J. DOLAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAY L. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NANCY LOPEZ KNIGHT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ELIZABETH VALK LONG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GARY A. OATEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KIRK L. PERRY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SANDRA PIANALTO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ALEX SHUMATE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARK T. SMUCKER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RICHARD K. SMUCKER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR TIMOTHY P. SMUCKER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR DAWN C. WILLOUGHBY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REPORT ON PLANS TO INCREASE RENEWABLE SHAREHOLDER YES AGAINST FOR
ENERGY USE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Joint Corp.
TICKER: JYNT CUSIP: 47973J102
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW E. RUBEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES H. AMOS, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD V. DAVELLA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUZANNE M. DECKER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER D. HOLT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ABE HONG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD A. KERLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EKS&H LLLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The KeyW Holding Corporation
TICKER: KEYW CUSIP: 493723100
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DEBORAH BONANNI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BILL CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SHEP HILL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHRIS INGLIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KEN MINIHAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ART MONEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CAROLINE PISANO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK SOPP ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BILL WEBER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Kraft Heinz Company
TICKER: KHC CUSIP: 500754106
MEETING DATE: 4/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREGORY E. ABEL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALEXANDRE BEHRING ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN T. CAHILL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR TRACY BRITT COOL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FEROZ DEWAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEANNE P. JACKSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JORGE PAULO LEMANN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN C. POPE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARCEL HERRMANN TELLES ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ALEXANDRE VAN DAMME ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR GEORGE ZOGHBI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ASSESS ENVIRONMENTAL IMPACT OF NON- SHAREHOLDER YES AGAINST FOR
RECYCLABLE PACKAGING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Kroger Co.
TICKER: KR CUSIP: 501044101
MEETING DATE: 6/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NORA A. AUFREITER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT D. BEYER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANNE GATES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SUSAN J. KROPF ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR W. RODNEY MCMULLEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JORGE P. MONTOYA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CLYDE R. MOORE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES A. RUNDE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RONALD L. SARGENT ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BOBBY S. SHACKOULS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARK S. SUTTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #4: AMEND BYLAWS TO AUTHORIZE THE BOARD TO ISSUER YES FOR FOR
AMEND BYLAWS
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: REPORT ON BENEFITS OF ADOPTING RENEWABLE SHAREHOLDER YES AGAINST FOR
ENERGY GOALS
PROPOSAL #7: ASSESS ENVIRONMENTAL IMPACT OF NON- SHAREHOLDER YES AGAINST FOR
RECYCLABLE PACKAGING
PROPOSAL #8: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The L.S. Starrett Company
TICKER: SCX CUSIP: 855668109
MEETING DATE: 10/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. RIORDAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RUSSELL D. CARREKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER C. GAHAGAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Macerich Company
TICKER: MAC CUSIP: 554382101
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PEGGY ALFORD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN H. ALSCHULER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ERIC K. BRANDT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR EDWARD C. COPPOLA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEVEN R. HASH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DANIEL J. HIRSCH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DIANA M. LAING ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS E. O'HERN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEVEN L. SOBOROFF ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ANDREA M. STEPHEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Madison Square Garden Company
TICKER: MSG CUSIP: 55825T103
MEETING DATE: 12/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK J. BIONDI, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH J. LHOTA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD D. PARSONS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NELSON PELTZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SCOTT M. SPERLING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Manitowoc Company, Inc.
TICKER: MTW CUSIP: 563571108
MEETING DATE: 11/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Manitowoc Company, Inc.
TICKER: MTW CUSIP: 563571405
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT G. BOHN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD M. CONDON, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANNE M. COONEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH W. KRUEGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR C. DAVID MYERS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BARRY L. PENNYPACKER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN C. PFEIFER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE MARCUS CORPORATION
TICKER: MCS CUSIP: 566330106
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN H. MARCUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DIANE MARCUS GERSHOWITZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALLAN H. SELIG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY E. HOEKSEMA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE J. OLSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP L. MILSTEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY S. MARCUS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRIAN J. STARK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATHERINE M. GEHL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID M. BAUM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The McClatchy Company
TICKER: MNI CUSIP: 579489303
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELIZABETH BALLANTINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANJALI JOSHI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARIA THOMAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE MEDICINES COMPANY
TICKER: MDCO CUSIP: 584688105
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ALEXANDER J. DENNER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR FREDRIC N. ESHELMAN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR GENO J. GERMANO ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JOHN C. KELLY ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR CLIVE A. MEANWELL ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR PARIS PANAYIOTOPOULOS ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR SARAH J. SCHLESINGER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Meet Group, Inc.
TICKER: MEET CUSIP: 58513U101
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JEAN CLIFTON ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR GEOFFREY COOK ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR CHRISTOPHER FRALIC ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR SPENCER GRIMES ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR SPENCER RHODES ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR BEDI SINGH ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JASON WHITT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Michaels Companies, Inc.
TICKER: MIK CUSIP: 59408Q106
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSH BEKENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RYAN COTTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MONTE E. FORD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KAREN KAPLAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW S. LEVIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN J. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES A. QUELLA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BERYL B. RAFF ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CARL S. RUBIN ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR PETER F. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Middleby Corporation
TICKER: MIDD CUSIP: 596278101
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SELIM A. BASSOUL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SARAH PALISI CHAPIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT B. LAMB ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CATHY L. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN R. MILLER, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GORDON O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NASSEM ZIYAD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON SUSTAINABILITY, INCLUDING GHG SHAREHOLDER YES FOR AGAINST
GOALS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Mosaic Company
TICKER: MOS CUSIP: 61945C103
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR OSCAR BERNARDES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR NANCY E. COOPER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GREGORY L. EBEL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR TIMOTHY S. GITZEL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DENISE C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR EMERY N. KOENIG ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT L. LUMPKINS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM T. MONAHAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES 'JOC' C. O'ROURKE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID T. SEATON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEVEN M. SEIBERT ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LUCIANO SIANI PIRES ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR KELVIN W. WESTBROOK ISSUER YES FOR �� FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Navigators Group, Inc.
TICKER: NAVG CUSIP: 638904102
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SAUL L. BASCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERENCE N. DEEKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STANLEY A. GALANSKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MERYL D. HARTZBAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GEOFFREY E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT V. MENDELSOHN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID M. PLATTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICIA H. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JANICE C. TOMLINSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARC M. TRACT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The New Home Company Inc.
TICKER: NWHM CUSIP: 645370107
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY P. LINDSTROM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CATHEY LOWE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS C. NEFF ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The New York Times Company
TICKER: NYT CUSIP: 650111107
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. DENHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RACHEL GLASER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. ROGERS, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR REBECCA VAN DYCK ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The ONE Group Hospitality, Inc.
TICKER: STKS CUSIP: 88338K103
MEETING DATE: 6/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EUGENE M. BULLIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIN CHAN �� ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The PNC Financial Services Group, Inc.
TICKER: PNC CUSIP: 693475105
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES E. BUNCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEBRA A. CAFARO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARJORIE RODGERS ISSUER YES FOR FOR
CHESHIRE
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM S. DEMCHAK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDREW T. FELDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL R. HESSE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD B. KELSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LINDA R. MEDLER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARTIN PFINSGRAFF ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DONALD J. SHEPARD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MICHAEL J. WARD ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR GREGORY D. WASSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Procter & Gamble Company
TICKER: PG CUSIP: 742718109
MEETING DATE: 10/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANCIS S. BLAKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANGELA F. BRALY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR AMY L. CHANG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH I. CHENAULT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SCOTT D. COOK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TERRY J. LUNDGREN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. JAMES MCNERNEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID S. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARGARET C. WHITMAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PATRICIA A. WOERTZ ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ERNESTO ZEDILLO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: ADOPT HOLY LAND PRINCIPLES SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON COMPANY NON-DISCRIMINATION SHAREHOLDER YES AGAINST FOR
POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS
PROPOSAL #7: REPORT ON RISKS OF DOING BUSINESS IN SHAREHOLDER YES AGAINST FOR
CONFLICT-AFFECTED AREAS
PROPOSAL #8: REPEAL ANY AMENDMENTS TO CODE OF SHAREHOLDER YES AGAINST FOR
REGULATIONS ADOPTED AFTER APRIL 8, 2016
PROPOSAL #1.1: ELECT DIRECTOR NELSON PELTZ SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: MANAGEMENT NOMINEE FRANCIS S. BLAKE SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: MANAGEMENT NOMINEE ANGELA F. BRALY SHAREHOLDER NO N/A N/A
PROPOSAL #1.4: MANAGEMENT NOMINEE AMY L. CHANG SHAREHOLDER NO N/A N/A
PROPOSAL #1.5: MANAGEMENT NOMINEE KENNETH I. CHENAULT SHAREHOLDER NO N/A N/A
PROPOSAL #1.6: MANAGEMENT NOMINEE SCOTT D. COOK SHAREHOLDER NO N/A N/A
PROPOSAL #1.7: MANAGEMENT NOMINEE TERRY J. LUNDGREN SHAREHOLDER NO N/A N/A
PROPOSAL #1.8: MANAGEMENT NOMINEE W. JAMES MCNERNEY, SHAREHOLDER NO N/A N/A
JR.
PROPOSAL #1.9: MANAGEMENT NOMINEE DAVID S. TAYLOR SHAREHOLDER NO N/A N/A
PROPOSAL #1.10: MANAGEMENT NOMINEE MARGARET C. SHAREHOLDER NO N/A N/A
WHITMAN
PROPOSAL #1.11: MANAGEMENT NOMINEE PATRICIA A. WOERTZ SHAREHOLDER NO N/A N/A
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER NO N/A N/A
PROPOSAL #5: ADOPT HOLY LAND PRINCIPLES SHAREHOLDER NO N/A N/A
PROPOSAL #6: REPORT ON COMPANY NON-DISCRIMINATION SHAREHOLDER NO N/A N/A
POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS
PROPOSAL #7: REPORT ON RISKS OF DOING BUSINESS IN SHAREHOLDER NO N/A N/A
CONFLICT-AFFECTED AREAS
PROPOSAL #8: REPEAL ANY AMENDMENTS TO CODE OF SHAREHOLDER NO N/A N/A
REGULATIONS ADOPTED AFTER APRIL 8, 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Progressive Corporation
TICKER: PGR CUSIP: 743315103
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PHILIP BLESER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STUART B. BURGDOERFER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAMELA J. CRAIG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHARLES A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROGER N. FARAH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LAWTON W. FITT �� ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SUSAN PATRICIA GRIFFITH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEFFREY D. KELLY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PATRICK H. NETTLES ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BARBARA R. SNYDER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR KAHINA VAN DYKE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Providence Service Corporation
TICKER: PRSC CUSIP: 743815102
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD J. CARTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK J. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The RMR Group Inc.
TICKER: RMR CUSIP: 74967R106
MEETING DATE: 3/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANN LOGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROSEN PLEVNELIEV ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ADAM D. PORTNOY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR WALTER C. WATKINS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Scotts Miracle-Gro Company
TICKER: SMG CUSIP: 810186106
MEETING DATE: 1/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS N. KELLY, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER E. SHUMLIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN R. VINES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE SHERWIN-WILLIAMS COMPANY
TICKER: SHW CUSIP: 824348106
MEETING DATE: 4/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARTHUR F. ANTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID F. HODNIK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD J. KRAMER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUSAN J. KROPF ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN G. MORIKIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTINE A. POON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN M. STROPKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL H. THAMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MATTHEW THORNTON, III ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEVEN H. WUNNING ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Simply Good Foods Company
TICKER: SMPL CUSIP: 82900L102
MEETING DATE: 1/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARVIN "RICK" KASH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH E. SCALZO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Southern Company
TICKER: SO CUSIP: 842587107
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JUANITA POWELL BARANCO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JON A. BOSCIA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR HENRY A. "HAL" CLARK, ISSUER YES FOR FOR
III
PROPOSAL #1d: ELECT DIRECTOR THOMAS A. FANNING ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID J. GRAIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR VERONICA M. HAGEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LINDA P. HUDSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DONALD M. JAMES ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN D. JOHNS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DALE E. KLEIN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ERNEST J. MONIZ ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR WILLIAM G. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR STEVEN R. SPECKER ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR LARRY D. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR E. JENNER WOOD, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The St. Joe Company
TICKER: JOE CUSIP: 790148100
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CESAR L. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRUCE R. BERKOWITZ ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR HOWARD S. FRANK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JORGE L. GONZALEZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES S. HUNT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS P. MURPHY, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Timken Company
TICKER: TKR CUSIP: 887389104
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARIA A. CROWE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELIZABETH A. HARRELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD G. KYLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN A. LUKE, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER L. MAPES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES F. PALMER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR AJITA G. RAJENDRA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH W. RALSTON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FRANK C. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN M. TIMKEN, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WARD J. TIMKEN, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JACQUELINE F. WOODS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The TJX Companies, Inc.
TICKER: TJX CUSIP: 872540109
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ZEIN ABDALLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN M. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID T. CHING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERNIE HERRMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL F. HINES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR AMY B. LANE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CAROL MEYROWITZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JACKWYN L. NEMEROV ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN F. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR WILLOW B. SHIRE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON GENDER, RACE, OR ETHNICITY PAY SHAREHOLDER YES AGAINST FOR
GAPS
PROPOSAL #5: CLAWBACK OF INCENTIVE PAYMENTS SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: ADOPT POLICY REGARDING PRISON LABOR IN SHAREHOLDER YES AGAINST FOR
SUPPLY CHAIN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Toro Company
TICKER: TTC CUSIP: 891092108
MEETING DATE: 3/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANET K. COOPER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY L. ELLIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGG W. STEINHAFEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL G. VALE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Trade Desk, Inc.
TICKER: TTD CUSIP: 88339J105
MEETING DATE: 7/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFF T. GREEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ERIC B. PALEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Trade Desk, Inc.
TICKER: TTD CUSIP: 88339J105
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS FALK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT D. PERDUE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Travelers Companies, Inc.
TICKER: TRV CUSIP: 89417E109
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ALAN L. BELLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN H. DASBURG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JANET M. DOLAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KENNETH M. DUBERSTEIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PATRICIA L. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM J. KANE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CLARENCE OTIS, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PHILIP T. (PETE) ISSUER YES FOR FOR
RUEGGER, III
PROPOSAL #1i: ELECT DIRECTOR TODD C. SCHERMERHORN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ALAN D. SCHNITZER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DONALD J. SHEPARD ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LAURIE J. THOMSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PREPARE EMPLOYMENT DIVERSITY REPORT AND SHAREHOLDER YES AGAINST FOR
REPORT ON DIVERSITY POLICIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Ultimate Software Group, Inc.
TICKER: ULTI CUSIP: 90385D107
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARC D. SCHERR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES A. FITZPATRICK, ISSUER YES FOR FOR
JR.
PROPOSAL #1c: ELECT DIRECTOR RICK A. WILBER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Walt Disney Company
TICKER: DIS CUSIP: 254687106
�� MEETING DATE: 3/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SUSAN E. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARY T. BARRA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SAFRA A. CATZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN S. CHEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FRANCIS A. DESOUZA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT A. IGER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARIA ELENA LAGOMASINO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FRED H. LANGHAMMER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR AYLWIN B. LEWIS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARK G. PARKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: PROXY ACCESS BYLAW AMENDMENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Wendy's Company
TICKER: WEN CUSIP: 95058W100
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NELSON PELTZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PETER W. MAY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KRISTIN A. DOLAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KENNETH W. GILBERT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DENNIS M. KASS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOSEPH A. LEVATO ISSUER YES FOR FOR
PROPOSAL #1g: "ELECT DIRECTOR MICHELLE ""MICH"" J. ISSUER YES FOR FOR
MATHEWS-SPRADLIN"
PROPOSAL #1h: ELECT DIRECTOR MATTHEW H. PELTZ ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR TODD A. PENEGOR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PETER H. ROTHSCHILD ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ARTHUR B. WINKLEBLACK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Western Union Company
TICKER: WU CUSIP: 959802109
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARTIN I. COLE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HIKMET ERSEK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD A. GOODMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BETSY D. HOLDEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JEFFREY A. JOERRES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERTO G. MENDOZA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL A. MILES, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT W. SELANDER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR FRANCES FRAGOS TOWNSEND ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SOLOMON D. TRUJILLO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR ISSUER YES FOR FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Williams Companies, Inc.
TICKER: WMB CUSIP: 969457100
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN S. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN W. BERGSTROM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN I. CHAZEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES I. COGUT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KATHLEEN B. COOPER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL A. CREEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER A. RAGAUSS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SCOTT D. SHEFFIELD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MURRAY D. SMITH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM H. SPENCE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The York Water Company
TICKER: YORW CUSIP: 987184108
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL W. GANG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY R. HINES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE W. HODGES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE HAY KAIN, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TherapeuticsMD, Inc.
TICKER: TXMD CUSIP: 88338N107
MEETING DATE: 6/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TOMMY G. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. FINIZIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C.K. MILLIGAN, IV ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN BERNICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. MARTIN CARROLL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR COOPER C. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT V. LAPENTA, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JULES A. MUSING ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANGUS C. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR JANE F. BARLOW ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR NICHOLAS SEGAL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Theravance Biopharma, Inc.
TICKER: TBPH CUSIP: G8807B106
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERAN BROSHY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAURIE SMALDONE ALSUP ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BURTON G. MALKIEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SHAREHOLDER RIGHTS PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Thermo Fisher Scientific Inc.
TICKER: TMO CUSIP: 883556102
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARC N. CASPER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR NELSON J. CHAI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR C. MARTIN HARRIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR TYLER JACKS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JUDY C. LEWENT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS J. LYNCH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JIM P. MANZI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LARS R. SORENSEN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SCOTT M. SPERLING ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ELAINE S. ULLIAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DION J. WEISLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Thermon Group Holdings, Inc.
TICKER: THR CUSIP: 88362T103
MEETING DATE: 7/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARCUS J. GEORGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD E. GOODRICH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN J. MCGINTY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN T. NESSER, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL W. PRESS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN A. SNIDER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES A. SORRENTINO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRUCE A. THAMES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TheStreet, Inc.
TICKER: TST CUSIP: 88368Q103
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES J. CRAMER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BOWERS ESPY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN RENDINO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Third Point Reinsurance Ltd.
TICKER: TPRE CUSIP: G8827U100
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. ROBERT BREDAHL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSHUA L. TARGOFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK PARKIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GRETCHEN A. HAYES ISSUER YES FOR FOR
PROPOSAL #2: AMEND BYLAWS ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ELECTION OF DESIGNATED COMPANY DIRECTORS ISSUER YES FOR FOR
OF NON-U.S. SUBSIDIARIES
PROPOSAL #5: APPROVE ERNST & YOUNG LTD. AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Thor Industries, Inc.
TICKER: THO CUSIP: 885160101
MEETING DATE: 12/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAN H. SUWINSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. ALLEN KOSOWSKY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILSON JONES �� ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Threshold Pharmaceuticals, Inc.
TICKER: THLD CUSIP: 885807206
MEETING DATE: 7/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: CHANGE COMPANY NAME TO MOLECULAR ISSUER YES FOR FOR
TEMPLATES, INC.
PROPOSAL #5: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT DIRECTOR JEFFREY W. BIRD ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT DIRECTOR HAROLD E. SELICK ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #9: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tidewater Inc.
TICKER: TDW CUSIP: 88642R109
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS R. BATES, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALAN J. CARR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEVEN L. NEWMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RANDEE E. DAY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DICK FAGERSTAL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LARRY T. RIGDON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN T. RYND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TIER REIT, Inc.
TICKER: TIER CUSIP: 88650V208
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD I. GILCHRIST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT W. FORDHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. KENT GRIFFIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS M. HERZOG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENNIS J. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREGORY J. WHYTE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tiffany & Co.
TICKER: TIF CUSIP: 886547108
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ALESSANDRO BOGLIOLO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROSE MARIE BRAVO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROGER N. FARAH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LAWRENCE K. FISH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ABBY F. KOHNSTAMM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES E. LILLIE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM A. SHUTZER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT S. SINGER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR FRANCESCO TRAPANI ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ANNIE YOUNG-SCRIVNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tile Shop Holdings, Inc.
TICKER: TTS CUSIP: 88677Q109
MEETING DATE: 7/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER H. KAMIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TODD KRASNOW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILIP B. LIVINGSTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tilly's, Inc.
TICKER: TLYS CUSIP: 886885102
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HEZY SHAKED ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUG COLLIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SETH JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JANET E. KERR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDMOND THOMAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BERNARD ZEICHNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Timberland Bancorp, Inc.
TICKER: TSBK CUSIP: 887098101
MEETING DATE: 1/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL R. SAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREA M. CLINTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHY D. LEODLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELAP LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TimkenSteel Corporation
TICKER: TMST CUSIP: 887399103
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH A. CARRABBA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILLIP R. COX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERRY L. DUNLAP ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN P. REILLY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tiptree Inc.
TICKER: TIPT CUSIP: 88822Q103
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL G. BARNES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. MACK ISSUER YES FOR FOR
PROPOSAL #2: AMEND THE CHARTER TO ELIMINATE CERTAIN ISSUER YES FOR FOR
PROVISIONS RELATING TO CLASS B COMMON STOCK
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Titan International, Inc.
TICKER: TWI CUSIP: 88830M102
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD 'DICK' M. ISSUER YES FOR FOR
CASHIN JR.
PROPOSAL #1.2: ELECT DIRECTOR GARY L. COWGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALBERT J. FEBBO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER B. MCNITT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK H. RACHESKY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL G. REITZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANTHONY L. SOAVE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MAURICE M. TAYLOR, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Titan Machinery Inc.
TICKER: TITN CUSIP: 88830R101
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STANLEY ERICKSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JODY HORNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD MACK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tivity Health, Inc.
TICKER: TVTY�� CUSIP: 88870R102
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR SARA J. FINLEY ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ARCHELLE GEORGIOU ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ROBERT J. GRECZYN, JR. ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR PETER A. HUDSON ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR BETH M. JACOB ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR BRADLEY S. KARRO ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR PAUL H. KECKLEY ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR LEE A. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR DONATO J. TRAMUTO ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR KEVIN G. WILLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TiVo Corporation
TICKER: TIVO CUSIP: 88870P106
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN L. EARHART ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDDY W. HARTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY T. HINSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES E. MEYER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL MOLONEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAGHAVENDRA RAU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ENRIQUE RODRIGUEZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GLENN W. WELLING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: T-Mobile US, Inc.
TICKER: TMUS CUSIP: 872590104
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS DANNENFELDT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SRIKANT M. DATAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRENCE H. GUFFEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHEUS HOTTGES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUNO JACOBFEUERBORN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAPHAEL KUBLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR THORSTEN LANGHEIM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR JOHN J. LEGERE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR G. MICHAEL (MIKE) ISSUER YES FOR FOR
SIEVERT
PROPOSAL #1.1: ELECT DIRECTOR OLAF SWANTEE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TERESA A. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KELVIN R. WESTBROOK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
PROPOSAL #5: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tocagen Inc.
TICKER: TOCA CUSIP: 888846102
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS E. DARCY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HARRY E. GRUBER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL SCHIMMEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Toll Brothers, Inc.
TICKER: TOL CUSIP: 889478103
MEETING DATE: 3/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT I. TOLL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS C. YEARLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD G. BOEHNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD J. BRAEMER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTINE N. GARVEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CARL B. MARBACH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN A. MCLEAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN A. NOVICK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WENDELL E. PRITCHETT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PAUL E. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tompkins Financial Corporation
TICKER: TMP CUSIP: 890110109
MEETING DATE: 5/8/2018 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN E. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL J. BATTAGLIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL J. FESSENDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES W. FULMER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUSAN A. HENRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICIA A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANK C. MILEWSKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS R. ROCHON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN S. ROMAINE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL H. SPAIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ALFRED J. WEBER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CRAIG YUNKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLPAS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TOOTSIE ROLL INDUSTRIES, INC.
TICKER: TR CUSIP: 890516107
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELLEN R. GORDON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR LANA JANE LEWIS-BRENT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRE A. SEIBERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAULA M. WARDYNSKI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: REPORT ON SUSTAINABILITY SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TopBuild Corp.
TICKER: BLD CUSIP: 89055F103
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALD VOLAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARL T. CAMDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH S. CANTIE ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: REDUCE SUPERMAJORITY VOTE REQUIREMENT TO ISSUER YES FOR FOR
AMEND BYLAWS
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT TO ISSUER YES FOR FOR
AMEND CERTAIN PROVISIONS OF THE CERTIFICATE OF
INCORPORATION
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Torchlight Energy Resources, Inc.
TICKER: TRCH CUSIP: 89102U103
MEETING DATE: 8/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. BRDA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY MCCABE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E. SCOTT KIMBROUGH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. DAVID NEWTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALEXANDRE ZYNGIER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. GRAVES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BRIGGS & VESELKA CO. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Torchmark Corporation
TICKER: TMK CUSIP: 891027104
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES E. ADAIR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LINDA L. ADDISON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARILYN A. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHERYL D. ALSTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID L. BOREN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JANE M. BUCHAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY L. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LARRY M. HUTCHISON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT W. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEVEN P. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DARREN M. REBELEZ ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LAMAR C. SMITH ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MARY E. THIGPEN ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR PAUL J. ZUCCONI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Total System Services, Inc.
TICKER: TSS CUSIP: 891906109
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR F. THADDEUS ARROYO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KRISS CLONINGER, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WALTER W. DRIVER, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SIDNEY E. HARRIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM M. ISAAC ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MASON H. LAMPTON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CONNIE D. MCDANIEL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD A. SMITH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PHILIP W. TOMLINSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN T. TURNER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RICHARD W. USSERY ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR M. TROY WOODS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tower International, Inc.
TICKER: TOWR CUSIP: 891826109
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR THOMAS K. BROWN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JAMES CHAPMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Town Sports International Holdings, Inc.
TICKER: CLUB CUSIP: 89214A102
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN J. ANNESE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARCUS B. DUNLOP ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JASON M. FISH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. GALLIGAN, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MANDY LAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICK WALSH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR L. SPENCER WELLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TowneBank
TICKER: TOWN CUSIP: 89214P109
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACQUELINE B. AMATO ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR RICHARD S. BRAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW S. FINE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN R. LAWSON, II ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR W. ASHTON LEWIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR R. SCOTT MORGAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT M. OMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR R.V. OWENS, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ELIZABETH T. PATTERSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD T. WHEELER, ISSUER YES FOR FOR
JR.
PROPOSAL #1.11: ELECT DIRECTOR HOWARD J. JUNG ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ROBERT C. HATLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Townsquare Media, Inc.
TICKER: TSQ CUSIP: 892231101
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR B. JAMES FORD ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DAVID LEBOW ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR BILL WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TPG RE Finance Trust, Inc.
TICKER: TRTX CUSIP: 87266M107
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AVI BANYASZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GRETA GUGGENHEIM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KELVIN DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL GILLMORE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WENDY SILVERSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRADLEY SMITH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TPI Composites, Inc.
TICKER: TPIC CUSIP: 87266J104
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL G. GIOVACCHINI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL L. DEROSA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAYSHREE S. DESAI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tractor Supply Company
TICKER: TSCO CUSIP: 892356106
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CYNTHIA T. JAMISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER D. BEWLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENISE L. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS A. KINGSBURY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAMKUMAR KRISHNAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE MACKENZIE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDNA K. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK J. WEIKEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GREGORY A. SANDFORT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TransAct Technologies Incorporated
TICKER: TACT CUSIP: 892918103
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN M. DILLON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TransDigm Group Incorporated
TICKER: TDG CUSIP: 893641100
MEETING DATE: 3/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID BARR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM DRIES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MERVIN DUNN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL GRAFF ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SEAN HENNESSY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W. NICHOLAS HOWLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAYMOND LAUBENTHAL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GARY E. MCCULLOUGH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DOUGLAS PEACOCK ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT SMALL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN STAER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TransEnterix, Inc.
TICKER: TRXC CUSIP: 89366M201
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL A. LAVIOLETTE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR TODD M. POPE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREA BIFFI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JANE H. HSIAO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM N. KELLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR AFTAB R. KHERANI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR DAVID B. MILNE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD C. PFENNIGER, ISSUER YES FOR FOR
JR.
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM N. STARLING ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Transocean Ltd.
TICKER: RIG CUSIP: H8817H100
MEETING DATE: 1/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: AMEND ARTICLES TO CREATE ADDITIONAL ISSUER YES FOR FOR
AUTHORIZED SHARE CAPITAL TO EFFECT A MANDATORY OFFER
PROPOSAL #3: ELECT DIRECTOR FREDERIK W. MOHN ISSUER YES FOR FOR
PROPOSAL #4: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Transocean Ltd.
TICKER: RIG CUSIP: H8817H100
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3: APPROPRIATION OF AVAILABLE EARNINGS FOR ISSUER YES FOR FOR
FISCAL YEAR 2017
PROPOSAL #4: APPROVE THE RENEWAL OF AUTHORIZED SHARE ISSUER YES FOR FOR
CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5A: ELECT DIRECTOR GLYN A. BARKER ISSUER YES FOR FOR
PROPOSAL #5B: ELECT DIRECTOR VANESSA C.L. CHANG ISSUER YES FOR FOR
PROPOSAL #5C: ELECT DIRECTOR FREDERICO F. CURADO ISSUER YES FOR FOR
PROPOSAL #5D: ELECT DIRECTOR CHADWICK C. DEATON ISSUER YES FOR FOR
PROPOSAL #5E: ELECT DIRECTOR VINCENT J. INTRIERI ISSUER YES FOR FOR
PROPOSAL #5F: ELECT DIRECTOR SAMUEL J. MERKSAMER ISSUER YES FOR FOR
PROPOSAL #5G: ELECT DIRECTOR MERRIL A. 'PETE' MILLER, ISSUER YES FOR FOR
JR.
PROPOSAL #5H: ELECT DIRECTOR FREDERIK W. MOHN ISSUER YES FOR FOR
PROPOSAL #5I: ELECT DIRECTOR EDWARD R. MULLER ISSUER YES FOR FOR
PROPOSAL #5J: ELECT DIRECTOR TAN EK KIA ISSUER YES FOR FOR
PROPOSAL #5K: ELECT DIRECTOR JEREMY D. THIGPEN ISSUER YES FOR FOR
PROPOSAL #6: ELECT MERRILL A. 'PETE' MILLER, JR. AS ISSUER YES FOR FOR
BOARD CHAIRMAN
PROPOSAL #7A: APPOINT FREDERICO F. CURADO AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #7B: APPOINT VINCENT J. INTRIERI AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #7C: APPOINT TAN EK KIA AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #8: DESIGNATE SCHWEIGER ADVOKATUR / ISSUER YES FOR FOR
NOTARIATAS INDEPENDENT PROXY
PROPOSAL #9: APPOINTMENT OF ERNST & YOUNG LLP AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2018 AND REELECTION OF ERNST & YOUNG LTD,
ZURICH AS THE COMPANY'S AUDITOR FOR A FURTHER ONE-
YEAR TERM
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #11A: APPROVE MAXIMUM REMUNERATION OF BOARD ISSUER YES FOR FOR
OF DIRECTORS FOR THE PERIOD BETWEEN THE 2018 AND 2019
ANNUAL GENERAL MEETINGS IN THE AMOUNT OF USD 4.12
MILLION
PROPOSAL #11B: APPROVE MAXIMUM REMUNERATION OF THE ISSUER YES FOR FOR
EXECUTIVE MANAGEMENT TEAM FOR FISCAL YEAR 2019 IN THE
AMOUNT OF USD 24 MILLION
PROPOSAL #12: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #13: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TransUnion
TICKER: TRU CUSIP: 89400J107
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAMELA A. JOSEPH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES M. PECK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trecora Resources
TICKER: TREC CUSIP: 894648104
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY K. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN A. TWITCHELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SIMON UPFILL-BROWN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NICHOLAS N. CARTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH P. PALM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAMELA R. BUTCHER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN R. TOWNSEND ISSUER YES FOR FOR
PROPOSAL #2: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: RATIFY BKM SOWAN HORAN, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tredegar Corporation
TICKER: TG CUSIP: 894650100
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE C. FREEMAN, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN D. GOTTWALD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM M. GOTTWALD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH R. NEWSOME ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGORY A. PRATT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS G. SNEAD, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN M. STEITZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CARL E. TACK, III ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Treehouse Foods, Inc.
TICKER: THS CUSIP: 89469A104
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN OAKLAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK J. O'CONNELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW E. RUBEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID B. VERMYLEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tremont Mortgage Trust
TICKER: TRMT CUSIP: 894789106
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID M. BLACKMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY P. SOMERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trevena, Inc.
TICKER: TRVN CUSIP: 89532E109
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAXINE GOWEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JULIE H. MCHUGH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAKE R. NUNN ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trex Company, Inc.
TICKER: TREX CUSIP: 89531P105
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES E. CLINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICIA B. ROBINSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TRI Pointe Group, Inc.
TICKER: TPH CUSIP: 87265H109
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS F. BAUER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE B. BURROWS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL S. FULTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN J. GILBERT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CONSTANCE B. MOORE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS B. ROGERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tribune Media Company
TICKER: TRCO CUSIP: 896047503
MEETING DATE: 10/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tribune Media Company
TICKER: TRCO CUSIP: 896047503
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER M. KERN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TriCo Bancshares
TICKER: TCBK CUSIP: 896095106
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. CASEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD J. AMARAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR L. GAGE CHRYSLER, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRAIG S. COMPTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CORY W. GIESE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN S. A. HASBROOK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL W. KOEHNEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARTIN A. MARIANI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD P. SMITH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR W. VIRGINIA WALKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TriCo Bancshares
TICKER: TCBK CUSIP: 896095106
MEETING DATE: 5/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TriMas Corporation
TICKER: TRS CUSIP: 896215209
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICK L. STANAGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL P. TREDWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAMUEL VALENTI, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trimble Inc.
TICKER: TRMB CUSIP: 896239100
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN W. BERGLUND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAIGHAM (KEN) GABRIEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MERIT E. JANOW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ULF J. JOHANSSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MEAGHAN LLOYD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD S. NERSESIAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK S. PEEK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHAN WIBERGH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TriNet Group, Inc.
TICKER: TNET CUSIP: 896288107
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHERINE AUGUST- ISSUER YES FOR FOR
DEWILDE
PROPOSAL #1.2: ELECT DIRECTOR H. RAYMOND BINGHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH GOLDMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trinity Industries, Inc.
TICKER: TRN CUSIP: 896522109
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN L. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RHYS J. BEST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID W. BIEGLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTONIO CARRILLO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LELDON E. ECHOLS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD J. GAFFORD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES W. MATTHEWS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DOUGLAS L. ROCK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DUNIA A. SHIVE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TIMOTHY R. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trinity Place Holdings Inc.
TICKER: TPHS CUSIP: 89656D101
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALEXANDER C. MATINA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY B. CITRIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TripAdvisor, Inc.
TICKER: TRIP CUSIP: 896945201
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY B. MAFFEI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN KAUFER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JAY C. HOAG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIPCHAND 'DEEP' NISHAR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR JEREMY PHILIPS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SPENCER M. RASCOFF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALBERT E. ROSENTHALER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR ROBERT S. WIESENTHAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Triple-S Management Corporation
TICKER: GTS CUSIP: 896749108
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LUIS A. CLAVELL- ISSUER YES FOR FOR
RODRIGUEZ
PROPOSAL #1b: ELECT DIRECTOR JOSEPH A. FRICK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GAIL B. MARCUS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERTO GARCIA-RODRIGUEZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TriState Capital Holdings, Inc.
TICKER: TSC CUSIP: 89678F100
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES F. GETZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIM A. RUTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD B. SEIDEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Triton International Limited
TICKER: TRTN CUSIP: G9078F107
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN M. SONDEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SIMON R. VERNON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT W. ALSPAUGH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MALCOLM P. BAKER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID A. COULTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CLAUDE GERMAIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH HANAU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN S. HEXTALL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT L. ROSNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Triumph Bancorp, Inc.
TICKER: TBK CUSIP: 89679E300
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AARON P. GRAFT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT DOBRIENT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARIBESS L. MILLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FREDERICK P. PERPALL ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Triumph Group, Inc.
TICKER: TGI CUSIP: 896818101
MEETING DATE: 7/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL BOURGON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL J. CROWLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN G. DROSDICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RALPH E. EBERHART ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAWNE S. HICKTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM L. MANSFIELD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ADAM J. PALMER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH M. SILVESTRI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: tronc, Inc.
TICKER: TRNC CUSIP: 89703P107
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CAROL CRENSHAW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JUSTIN C. DEARBORN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID DREIER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILIP G. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDDY W. HARTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD A. RECK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TRONOX LIMITED
TICKER: TROX CUSIP: Q9235V101
MEETING DATE: 10/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TRONOX LIMITED
TICKER: TROX CUSIP: Q9235V101
MEETING DATE: 5/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFRY N. QUINN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ILAN KAUFTHAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER B. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WAYNE A. HINMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDREW P. HINES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SIPHO NKOSI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GINGER M. JONES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE IN RELATION ISSUER YES FOR FOR
TO AUSTRALIAN LAW
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TrueBlue, Inc.
TICKER: TBI CUSIP: 89785X101
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR COLLEEN B. BROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN C. COOPER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM C. GOINGS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KIM HARRIS JONES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEPHEN M. ROBB ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEFFREY B. SAKAGUCHI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOSEPH P. SAMBATARO, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BONNIE W. SOODIK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TrueCar, Inc.
TICKER: TRUE CUSIP: 89785L107
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIN LANTZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHIP PERRY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ION YADIGAROGLU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trupanion, Inc.
TICKER: TRUP CUSIP: 898202106
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBIN FERRACONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. HAYS LINDSLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TrustCo Bank Corp NY
TICKER: TRST CUSIP: 898349105
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS O. MAGGS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. MCCORMICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LISA M. REUTTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trustmark Corporation
TICKER: TRMK CUSIP: 898402102
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ADOLPHUS B. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM A. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES N. COMPTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TRACY T. CONERLY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TONI D. COOLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. CLAY HAYS, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GERARD R. HOST ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HARRIS V. MORRISSETTE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD H. PUCKETT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR R. MICHAEL SUMMERFORD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR HARRY M. WALKER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LEROY G. WALKER, JR. ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR WILLIAM G. YATES, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TTEC Holdings Inc
TICKER: TTEC CUSIP: 89854H102
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KENNETH D. TUCHMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN J. ANENEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TRACY L. BAHL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GREGORY A. CONLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT N. FRERICHS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARC L. HOLTZMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EKTA SINGH-BUSHELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TTM Technologies, Inc.
TICKER: TTMI CUSIP: 87305R109
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR REX D. GEVEDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT E. KLATELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN G. MAYER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tuesday Morning Corporation
TICKER: TUES CUSIP: 899035505
MEETING DATE: 11/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN R. BECKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRY BURMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES T. CORCORAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARRY S. GLUCK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANK M. HAMLIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM MONTALTO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHERRY M. SMITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD S. WILLIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES �� FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tupperware Brands Corporation
TICKER: TUP CUSIP: 899896104
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CATHERINE A. BERTINI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN M. CAMERON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KRISS CLONINGER, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MEG CROFTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR E.V. (RICK) GOINGS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANGEL R. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANTONIO MONTEIRO DE ISSUER YES FOR FOR
CASTRO
PROPOSAL #1.8: ELECT DIRECTOR DAVID R. PARKER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD T. RILEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOYCE M. ROCHE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PATRICIA A. STITZEL ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR M. ANNE SZOSTAK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Turning Point Brands, Inc.
TICKER: TPB CUSIP: 90041L105
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY H. A. BAXTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H.C. CHARLES DIAO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID GLAZEK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE W. HEBARD, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS F. HELMS, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAWRENCE S. WEXLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ARNOLD ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Turtle Beach Corporation
TICKER: HEAR CUSIP: 900450206
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JUERGEN STARK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR RONALD DOORNINK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR KENNETH A. FOX ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM E. KEITEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDREW WOLFE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR L. GREGORY BALLARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPRICING OF OPTIONS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tutor Perini Corporation
TICKER: TPC CUSIP: 901109108
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD N. TUTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER ARKLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR SIDNEY J. FELTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES A. FROST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL HORODNICEANU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL R. KLEIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR ROBERT C. LIEBER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DENNIS D. OKLAK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RAYMOND R. ONEGLIA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DALE ANNE REISS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DONALD D. SNYDER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.12: ELECT DIRECTOR DICKRAN M. TEVRIZIAN, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Twenty-First Century Fox, Inc.
TICKER: FOXA CUSIP: 90130A200
MEETING DATE: 11/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR K. RUPERT MURDOCH AC ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LACHLAN K. MURDOCH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DELPHINE ARNAULT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES W. BREYER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHASE CAREY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID F. DEVOE ISSUER YES FOR �� FOR
PROPOSAL #1g: ELECT DIRECTOR VIET DINH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RODERICK I. EDDINGTON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES R. MURDOCH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JACQUES NASSER AC ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ROBERT S. SILBERMAN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR TIDJANE THIAM ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JEFFREY W. UBBEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Twilio Inc.
TICKER: TWLO CUSIP: 90138F102
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BYRON DEETER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY EPSTEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFF LAWSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Twin Disc, Incorporated
TICKER: TWIN CUSIP: 901476101
MEETING DATE: 10/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL DOAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID R. ZIMMER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Twitter, Inc.
TICKER: TWTR CUSIP: 90184L102
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTHA LANE FOX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID ROSENBLATT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EVAN WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DEBRA LEE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ESTABLISH INTERNATIONAL POLICY BOARD SHAREHOLDER YES AGAINST FOR
COMMITTEE
PROPOSAL #5: REPORT ON MAJOR GLOBAL CONTENT SHAREHOLDER YES AGAINST FOR
MANAGEMENT CONTROVERSIES (FAKE NEWS)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Two Harbors Investment Corp.
TICKER: TWO CUSIP: 90187B408
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR E. SPENCER ABRAHAM ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES J. BENDER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN G. KASNET ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LISA A. POLLINA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM ROTH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR W. REID SANDERS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS E. SIERING ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BRIAN C. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HOPE B. WOODHOUSE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Two River Bancorp
TICKER: TRCB CUSIP: 90207C105
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH F.X. O'SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM D. MOSS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK J. PATOCK, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW A. VITALE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TYLER TECHNOLOGIES, INC.
TICKER: TYL CUSIP: 902252105
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DONALD R. BRATTAIN ISSUER YES AGAINST AGAINST
PROPOSAL #1B: ELECT DIRECTOR GLENN A. CARTER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR BRENDA A. CLINE ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR J. LUTHER KING, JR. ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JOHN S. MARR, JR. ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR H. LYNN MOORE, JR. ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR DANIEL M. POPE ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR DUSTIN R. WOMBLE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tyson Foods, Inc.
TICKER: TSN CUSIP: 902494103
MEETING DATE: 2/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN TYSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GAURDIE E. BANISTER, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DEAN BANKS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MIKE BEEBE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MIKEL A. DURHAM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TOM HAYES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KEVIN M. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHERYL S. MILLER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JEFFREY K. SCHOMBURGER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT THURBER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR BARBARA A. TYSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: IMPLEMENT A WATER QUALITY STEWARDSHIP SHAREHOLDER YES AGAINST FOR
POLICY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: U.S. Bancorp
TICKER: USB CUSIP: 902973304
MEETING DATE: 4/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WARNER L. BAXTER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARC N. CASPER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANDREW CECERE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ARTHUR D. COLLINS, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KIMBERLY J. HARRIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROLAND A. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DOREEN WOO HO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR OLIVIA F. KIRTLEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KAREN S. LYNCH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RICHARD P. MCKENNEY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DAVID B. O'MALEY ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR O'DELL M. OWENS ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR CRAIG D. SCHNUCK ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR SCOTT W. WINE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: U.S. Concrete, Inc.
TICKER: USCR CUSIP: 90333L201
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. SANDBROOK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KURT M. CELLAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL D. LUNDIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT M. RAYNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR COLIN M. SUTHERLAND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THEODORE P. ROSSI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: U.S. Geothermal Inc.
TICKER: HTM CUSIP: 90338S201
MEETING DATE: 7/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS J. GLASPEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALI G. HEDAYAT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RANDOLPH J. HILL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL A. LARKIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LELAND "ROY" L. MINK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES C. PAPPAS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN H. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: U.S. Geothermal Inc.
TICKER: HTM CUSIP: 90338S201
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: U.S. Physical Therapy, Inc.
TICKER: USPH CUSIP: 90337L108
MEETING DATE: 10/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERALD L. PULLINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER J. READING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRANCE W. MCAFEE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK J. BROOKNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HARRY S. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BERNARD A. HARRIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDWARD L. KUNTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR REGINALD E. SWANSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CLAYTON K. TRIER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: U.S. Physical Therapy, Inc.
TICKER: USPH CUSIP: 90337L108
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERALD L. PULLINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER J. READING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRANCE W. MCAFEE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK J. BROOKNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HARRY S. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KATHLEEN A. GILMARTIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BERNARD A. HARRIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDWARD L. KUNTZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR REGINALD E. SWANSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CLAYTON K. TRIER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR �� FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: U.S. Silica Holdings, Inc.
TICKER: SLCA CUSIP: 90346E103
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR PETER BERNARD ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DIANE K. DUREN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR WILLIAM J. KACAL ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR CHARLES SHAVER ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR BRYAN A. SHINN ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR J. MICHAEL STICE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ubiquiti Networks, Inc.
TICKER: UBNT CUSIP: 90347A100
MEETING DATE: 12/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT J. PERA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UDR, Inc.
TICKER: UDR CUSIP: 902653104
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHERINE A. CATTANACH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT P. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JON A. GROVE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARY ANN KING ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES D. KLINGBEIL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CLINT D. MCDONNOUGH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT A. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK R. PATTERSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LYNNE B. SAGALYN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR THOMAS W. TOOMEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND CHARTER TO PERMIT STOCKHOLDERS TO ISSUER YES FOR FOR
AMEND BYLAWS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UFP Technologies, Inc.
TICKER: UFPT CUSIP: 902673102
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. JEFFREY BAILLY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARC KOZIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UGI Corporation
TICKER: UGI CUSIP: 902681105
MEETING DATE: 1/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR M. SHAWN BORT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THEODORE A. DOSCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD W. GOCHNAUER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANK S. HERMANCE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANNE POL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARVIN O. SCHLANGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES B. STALLINGS, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN L. WALSH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ulta Beauty, Inc.
TICKER: ULTA CUSIP: 90384S303
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT F. DIROMUALDO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CATHERINE A. HALLIGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE R. MRKONIC ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LORNA E. NAGLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SALLY E. BLOUNT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ultra Clean Holdings, Inc.
TICKER: UCTT CUSIP: 90385V107
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR CLARENCE L. GRANGER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JAMES P. SCHOLHAMER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR DAVID T. IBNALE ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR LEONID MEZHVINSKY ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR EMILY M. LIGGETT ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR THOMAS T. EDMAN ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR BARBARA V. SCHERER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ultragenyx Pharmaceutical Inc.
TICKER: RARE CUSIP: 90400D108
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DEBORAH DUNSIRE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL NARACHI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CLAY B. SIEGALL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ultralife Corporation
TICKER: ULBI CUSIP: 903899102
MEETING DATE: 7/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN M. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL D. POPIELEC ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS L. SAELI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT W. SHAW, II ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RANJIT C. SINGH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRADFORD T. WHITMORE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY FREED MAXICK CPAS, P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UMB Financial Corporation
TICKER: UMBF CUSIP: 902788108
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBIN C. BEERY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN C. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREG M. GRAVES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALEXANDER C. KEMPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. MARINER KEMPER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GORDON E. LANSFORD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TIMOTHY R. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KRIS A. ROBBINS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR L. JOSHUA SOSLAND ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DYLAN E. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PAUL UHLMANN, III ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LEROY J. WILLIAMS, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UMH Properties, Inc.
TICKER: UMH CUSIP: 903002103
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANNA T. CHEW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EUGENE W. LANDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAMUEL A. LANDY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STUART D. LEVY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PKF O'CONNOR DAVIES, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Umpqua Holdings Corporation
TICKER: UMPQ CUSIP: 904214103
MEETING DATE: 4/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PEGGY Y. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN M. GAMBEE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES S. GREENE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LUIS F. MACHUCA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CORT L. O'HAVER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARIA M. POPE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN F. SCHULTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SUSAN F. STEVENS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HILLIARD C. TERRY, III ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BRYAN L. TIMM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Under Armour, Inc.
TICKER: UAA CUSIP: 904311107
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN A. PLANK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE W. BODENHEIMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS E. COLTHARP ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JERRI L. DEVARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KAREN W. KATZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR A.B. KRONGARD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM R. MCDERMOTT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ERIC T. OLSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HARVEY L. SANDERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unifi, Inc.
TICKER: UFI CUSIP: 904677200
MEETING DATE: 10/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT J. BISHOP ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS H. CAUDLE, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAUL R. CHARRON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ARCHIBALD COX, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KEVIN D. HALL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES M. KILTS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KENNETH G. LANGONE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES D. MEAD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SUZANNE M. PRESENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UniFirst Corporation
TICKER: UNF CUSIP: 904708104
MEETING DATE: 1/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHLEEN M. CAMILLI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL IANDOLI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN S. SINTROS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Union Bankshares Corporation
TICKER: UBSH CUSIP: 90539J109
MEETING DATE: 10/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Union Bankshares Corporation
TICKER: UBSH CUSIP: 90539J109
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BEVERLEY E. DALTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS P. ROHMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS G. SNEAD, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES W. STEGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD L. TILLETT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEITH L. WAMPLER ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR PATRICK E. CORBIN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Union Bankshares, Inc.
TICKER: UNB CUSIP: 905400107
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEVEN J. BOURGEOIS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAWN D. BUGBEE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KENNETH D. GIBBONS ISSUER YES AGAINST AGAINST
PROPOSAL #1d: ELECT DIRECTOR JOHN M. GOODRICH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NANCY C. PUTNAM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TIMOTHY W. SARGENT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID S. SILVERMAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN H. STEEL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SCHUYLER W. SWEET ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CORNELIUS J. VAN DYKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BERRY DUNN MCNEIL & PARKER, LLC ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Union Pacific Corporation
TICKER: UNP CUSIP: 907818108
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANDREW H. CARD, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ERROLL B. DAVIS, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID B. DILLON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LANCE M. FRITZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DEBORAH C. HOPKINS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JANE H. LUTE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL R. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS F. MCLARTY, III ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BHAVESH V. PATEL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOSE H. VILLARREAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unique Fabricating, Inc.
TICKER: UFAB CUSIP: 90915J103
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN WEINHARDT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR RICHARD L. BAUM, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES ILLIKMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unisys Corporation
TICKER: UIS CUSIP: 909214306
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER A. ALTABEF ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JARED L. COHON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR NATHANIEL A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DENISE K. FLETCHER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PHILIPPE GERMOND ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DEBORAH LEE JAMES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAUL E. MARTIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR REGINA PAOLILLO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LEE D. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unit Corporation
TICKER: UNT CUSIP: 909218109
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY R. CHRISTOPHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. SULLIVAN, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Bancorp, Inc.
TICKER: UBCP CUSIP: 909911109
MEETING DATE: 4/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT A. EVERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY W. GLESSNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. HOOPINGARNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD L. RIESBECK ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY BKD LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UNITED BANKSHARES, INC.
TICKER: UBSI CUSIP: 909907107
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD M. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. ASTORG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER A. CONVERSE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL P. FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THEODORE J. GEORGELAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. PAUL MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK R. NESSELROAD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARY K. WEDDLE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GARY G. WHITE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR P. CLINTON WINTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Community Banks, Inc.
TICKER: UCBI CUSIP: 90984P303
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT H. BLALOCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR L. CATHY COX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH L. DANIELS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR H. LYNN HARTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS A. RICHLOVSKY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID C. SHAVER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JIMMY C. TALLENT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TIM R. WALLIS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID H. WILKINS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Community Financial Corp.
TICKER: UCFC CUSIP: 909839102
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTY E. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEE BURDMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT D. HUNTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Continental Holdings, Inc.
TICKER: UAL CUSIP: 910047109
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CAROLYN CORVI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANE C. GARVEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARNEY HARFORD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHELE J. HOOPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WALTER ISAACSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES A. C. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR OSCAR MUNOZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM R. NUTI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EDWARD M. PHILIP ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR EDWARD L. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID J. VITALE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JAMES M. WHITEHURST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Financial Bancorp, Inc.
TICKER: UBNK CUSIP: 910304104
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM H. W. CRAWFORD, ISSUER YES FOR FOR
IV
PROPOSAL #1b: ELECT DIRECTOR MICHAEL F. CROWLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RAYMOND H. LEFURGE, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Fire Group, Inc.
TICKER: UFCS CUSIP: 910340108
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER R. DRAHOZAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK B. EVANS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SARAH FISHER GARDIAL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE D. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Insurance Holdings Corp.
TICKER: UIHC CUSIP: 910710102
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALEC L. POITEVINT, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KERN M. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM H. HOOD, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHERRILL W. HUDSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK F. MARONEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Natural Foods, Inc.
TICKER: UNFI CUSIP: 911163103
MEETING DATE: 12/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ERIC F. ARTZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANN TORRE BATES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DENISE M. CLARK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAPHNE J. DUFRESNE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL S. FUNK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES P. HEFFERNAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PETER A. ROY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVEN L. SPINNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: SUBMIT SEVERANCE AGREEMENT (CHANGE-IN- SHAREHOLDER YES AGAINST FOR
CONTROL) TO SHAREHOLDER VOTE
PROPOSAL #7: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Parcel Service, Inc.
TICKER: UPS CUSIP: 911312106
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID P. ABNEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RODNEY C. ADKINS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL J. BURNS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM R. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CANDACE KENDLE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANN M. LIVERMORE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RUDY H.P. MARKHAM ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FRANCK J. MOISON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CLARK "SANDY" T. RANDT, ISSUER YES FOR FOR
JR.
PROPOSAL #1j: ELECT DIRECTOR CHRISTIANA SMITH SHI ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOHN T. STANKEY ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR CAROL B. TOME ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR KEVIN M. WARSH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #6: ASSESS FEASIBILITY OF INCLUDING SHAREHOLDER YES AGAINST FOR
SUSTAINABILITY AS A PERFORMANCE MEASURE FOR SENIOR
EXECUTIVE COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Rentals, Inc.
TICKER: URI CUSIP: 911363109
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSE B. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JENNE K. BRITELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARC A. BRUNO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BOBBY J. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TERRI L. KELLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. KNEELAND ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GRACIA C. MARTORE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JASON D. PAPASTAVROU ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FILIPPO PASSERINI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DONALD C. ROOF ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SHIV SINGH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Security Bancshares
TICKER: UBFO CUSIP: 911460103
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STANLEY J. CAVALLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TOM ELLITHORPE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BENJAMIN MACKOVAK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NABEEL MAHMOOD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT M. MOCHIZUKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH D. NEWBY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUSAN QUIGLEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRIAN C. TKACZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DENNIS R. WOODS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL T. WOOLF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United States Cellular Corporation
TICKER: USM CUSIP: 911684108
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. SAMUEL CROWLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY P. JOSEFOWICZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CECELIA D. STEWART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United States Lime & Minerals, Inc.
TICKER: USLM CUSIP: 911922102
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY W. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD W. CARDIN ISSUER YES FOR �� FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTOINE M. DOUMET ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAY M. HARLIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BILLY R. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EDWARD A. ODISHAW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United States Steel Corporation
TICKER: X CUSIP: 912909108
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID B. BURRITT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PATRICIA DIAZ DENNIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAN O. DINGES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN J. ENGEL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MURRY S. GERBER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEPHEN J. GIRSKY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAUL A. MASCARENAS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR EUGENE B. SPERLING ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID S. SUTHERLAND ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PATRICIA A. TRACEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Technologies Corporation
TICKER: UTX CUSIP: 913017109
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LLOYD J. AUSTIN, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DIANE M. BRYANT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN V. FARACI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JEAN-PIERRE GARNIER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GREGORY J. HAYES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ELLEN J. KULLMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARSHALL O. LARSEN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HAROLD W. MCGRAW, III ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARGARET L. O'SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR FREDRIC G. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR BRIAN C. ROGERS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR CHRISTINE TODD WHITMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO APPROVE CERTAIN BUSINESS COMBINATIONS
PROPOSAL #6: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Therapeutics Corporation
TICKER: UTHR CUSIP: 91307C102
MEETING DATE: 6/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHERINE KLEIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RAY KURZWEIL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARTINE ROTHBLATT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LOUIS SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UNITED-GUARDIAN, INC.
TICKER: UG CUSIP: 910571108
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT S. RUBINGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH H. GLOBUS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRENCE F. MAIETTA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ARTHUR M. DRESNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDREW A. BOCCONE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR S. ARI PAPOULIAS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RAICH ENDE MALTER & CO. LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UnitedHealth Group Incorporated
TICKER: UNH CUSIP: 91324P102
MEETING DATE: 6/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM C. BALLARD, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD T. BURKE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TIMOTHY P. FLYNN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN J. HEMSLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHELE J. HOOPER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR F. WILLIAM MCNABB, III ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR VALERIE C. MONTGOMERY ISSUER YES FOR FOR
RICE
PROPOSAL #1h: ELECT DIRECTOR GLENN M. RENWICK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KENNETH I. SHINE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID S. WICHMANN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR GAIL R. WILENSKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Uniti Group Inc.
TICKER: UNIT CUSIP: 91325V108
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JENNIFER S. BANNER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SCOTT G. BRUCE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FRANCIS X. ("SKIP") ISSUER YES FOR FOR
FRANTZ
PROPOSAL #1d: ELECT DIRECTOR ANDREW FREY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KENNETH A. GUNDERMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID L. SOLOMON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: AMEND CHARTER TO PROVIDE SHAREHOLDERS ISSUER YES FOR FOR
THE ABILITY TO AMEND THE BYLAWS
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unitil Corporation
TICKER: UTL CUSIP: 913259107
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR THOMAS P. MEISSNER, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unity Bancorp, Inc.
TICKER: UNTY CUSIP: 913290102
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK S. BRODY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAJ PATEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD E. SOUDERS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Univar Inc.
TICKER: UNVR CUSIP: 91336L107
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RHONDA GERMANY ISSUER YES FOR FOR
BALLINTYN
PROPOSAL #1.2: ELECT DIRECTOR RICHARD P. FOX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN D. NEWLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER D. PAPPAS ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Corporation
TICKER: UVV CUSIP: 913456109
MEETING DATE: 8/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE C. FREEMAN, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LENNART R. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDDIE N. MOORE, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: REPORT ON MEDIATION OF ALLEGED HUMAN SHAREHOLDER YES AGAINST FOR
RIGHTS VIOLATIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UNIVERSAL DISPLAY CORPORATION
TICKER: OLED CUSIP: 91347P105
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEVEN V. ABRAMSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD C. ELIAS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ELIZABETH H. GEMMILL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROSEMARIE B. GRECO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR C. KEITH HARTLEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LAWRENCE LACERTE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SIDNEY D. ROSENBLATT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SHERWIN I. SELIGSOHN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Electronics Inc.
TICKER: UEIC CUSIP: 913483103
MEETING DATE: 6/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL D. ARLING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SATJIV S. CHAHIL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM C. MULLIGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J.C. SPARKMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGORY P. STAPLETON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CARL E. VOGEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDWARD K. ZINSER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Forest Products, Inc.
TICKER: UFPI CUSIP: 913543104
MEETING DATE: 4/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MATTHEW J. MISSAD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS W. RHODES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRIAN C. WALKER ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Health Realty Income Trust
TICKER: UHT CUSIP: 9.14E+109
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC D. MILLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GAYLE L. CAPOZZALO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Health Services, Inc.
TICKER: UHS CUSIP: 913903100
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #2: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Insurance Holdings, Inc.
TICKER: UVE CUSIP: 91359V107
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR SCOTT P. CALLAHAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR KIMBERLY D. COOPER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR SEAN P. DOWNES ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR DARRYL L. LEWIS ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR RALPH J. PALMIERI ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR RICHARD D. PETERSON ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR MICHAEL A. PIETRANGELO ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR OZZIE A. SCHINDLER ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR JON W. SPRINGER ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR JOEL M. WILENTZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PLANTE & MORAN, PLLC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Logistics Holdings, Inc.
TICKER: ULH CUSIP: 91388P105
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GRANT E. BELANGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FREDERICK P. CALDERONE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH J. CASAROLL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL J. DEANE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MANUEL J. MOROUN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW T. MOROUN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL A. REGAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFF ROGERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR DANIEL C. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD P. URBAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR H.E. 'SCOTT' WOLFE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Stainless & Alloy Products, Inc.
TICKER: USAP CUSIP: 913837100
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER L. AYERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR M. DAVID KORNBLATT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS M. OATES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR UDI TOLEDANO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY SCHNEIDER DOWNS & CO., INC. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Technical Institute, Inc.
TICKER: UTI CUSIP: 913915104
MEETING DATE: 3/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. LENNOX, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER S. PENSKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA J. SRERE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN C. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Univest Corporation of Pennsylvania
TICKER: UVSP CUSIP: 915271100
MEETING DATE: 4/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a.1: ELECT DIRECTOR WILLIAM S. AICHELE ISSUER YES FOR FOR
PROPOSAL #1a.2: ELECT DIRECTOR THOMAS M. PETRO ISSUER YES FOR FOR
PROPOSAL #1a.3: ELECT DIRECTOR CHARLES ZIMMERMAN ISSUER �� YES FOR FOR
PROPOSAL #1b.1: ELECT DIRECTOR ROBERT C. WONDERLING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unum Group
TICKER: UNM CUSIP: 91529Y106
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THEODORE H. BUNTING, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR E. MICHAEL CAULFIELD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN D. DEVORE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH J. ECHEVARRIA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CYNTHIA L. EGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN T. KABAT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TIMOTHY F. KEANEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GLORIA C. LARSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD P. MCKENNEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RONALD P. O'HANLEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR FRANCIS J. SHAMMO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Upland Software, Inc.
TICKER: UPLD CUSIP: 91544A109
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN E. COURTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RODNEY C. FAVARON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UQM Technologies, Inc.
TICKER: UQM CUSIP: 903213106
MEETING DATE: 11/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #2.1: ELECT DIRECTOR DONALD W. VANLANDINGHAM ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR JOSEPH R. MITCHELL ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR STEPHEN J. ROY ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR JOSEPH P. SELLINGER ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR JOHN E. SZTYKIEL ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Uranium Energy Corp.
TICKER: UEC CUSIP: 916896103
MEETING DATE: 7/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AMIR ADNANI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SPENCER ABRAHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IVAN OBOLENSKY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VINCENT DELLA VOLPE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID KONG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GANPAT MANI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Urban Edge Properties
TICKER: UE CUSIP: 91704F104
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFFREY S. OLSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL A. GOULD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEVEN H. GRAPSTEIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEVEN J. GUTTMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR AMY B. LANE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KEVIN P. O'SHEA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEVEN ROTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Urban One, Inc.
TICKER: UONEK CUSIP: 91705J105
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN W. MCNEILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRY L. JONES ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR CATHERINE L. HUGHES ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.4: ELECT DIRECTOR ALFRED C. LIGGINS, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.5: ELECT DIRECTOR D. GEOFFREY ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR RONALD E. BLAYLOCK ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Urban One, Inc.
TICKER: UONEK CUSIP: 91705J204
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN W. MCNEILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRY L. JONES ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR CATHERINE L. HUGHES ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.4: ELECT DIRECTOR ALFRED C. LIGGINS, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.5: ELECT DIRECTOR D. GEOFFREY ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR RONALD E. BLAYLOCK ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Urban Outfitters, Inc.
TICKER: URBN CUSIP: 917047102
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD N. ANTOIAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUKHINDER SINGH CASSIDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARRY S. CHERKEN, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT GALLOWAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT L. HANSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARGARET A. HAYNE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD A. HAYNE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ELIZABETH ANN LAMBERT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOEL S. LAWSON, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ur-Energy Inc.
TICKER: URG CUSIP: 91688R108
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY T. KLENDA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES M. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. WILLIAM (BILL) ISSUER YES WITHHOLD AGAINST
BOBERG
PROPOSAL #1.4: ELECT DIRECTOR THOMAS PARKER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY C. HUBER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KATHY E. WALKER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROB CHANG ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Urstadt Biddle Properties Inc.
TICKER: UBA CUSIP: 917286205
MEETING DATE: 3/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES J. URSTADT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CATHERINE U. BIDDLE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR NOBLE O. CARPENTER, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GEORGE H.C. LAWRENCE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PKF O'CONNOR DAVIES, LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: US Ecology, Inc.
TICKER: ECOL CUSIP: 91732J102
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOE F. COLVIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATINA DORTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GLENN A. EISENBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY R. FEELER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL FOX ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD C. KEATING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN A. ROMANO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN T. SAHLBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: US Foods Holding Corp.
TICKER: USFD CUSIP: 912008109
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JOHN A. LEDERER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR CARL ANDREW PFORZHEIMER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: REMOVE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: USA Technologies, Inc.
TICKER: USAT CUSIP: 90328S500
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN D. BARNHART ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOEL BROOKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN P. HERBERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT L. METZGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALBIN F. MOSCHNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM J. REILLY, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM J. SCHOCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: USA Truck, Inc.
TICKER: USAK CUSIP: 902925106
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES D. REED ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS M. GLASER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY R. ENZOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS �� ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: USANA Health Sciences, Inc.
TICKER: USNA CUSIP: 90328M107
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MYRON W. WENTZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT ANCIAUX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GILBERT A. FULLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN G. GUEST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FENG PENG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. SCOTT NIXON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FREDERIC J. WINSSINGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: USG Corporation
TICKER: USG CUSIP: 903293405
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSE ARMARIO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DANA S. CHO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GRETCHEN R. HAGGERTY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM H. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #1a: MANAGEMENT NOMINEE JOSE ARMARIO SHAREHOLDER NO N/A N/A
PROPOSAL #1b: MANAGEMENT NOMINEE DANA S. CHO SHAREHOLDER NO N/A N/A
PROPOSAL #1c: MANAGEMENT NOMINEE GRETCHEN R. HAGGERTY SHAREHOLDER NO N/A N/A
PROPOSAL #1d: MANAGEMENT NOMINEE WILLIAM H. HERNANDEZ SHAREHOLDER NO N/A N/A
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UTAH MEDICAL PRODUCTS, INC.
TICKER: UTMD CUSIP: 917488108
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN L. CORNWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL O. RICHINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY JONES SIMKINS LLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VAALCO Energy, Inc.
TICKER: EGY CUSIP: 91851C201
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARY BOUNDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW L. FAWTHROP ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR A. JOHN KNAPP, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN J. PULLY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vail Resorts, Inc.
TICKER: MTN CUSIP: 91879Q109
MEETING DATE: 12/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SUSAN L. DECKER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROLAND A. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT A. KATZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN T. REDMOND ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHELE ROMANOW ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HILARY A. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR D. BRUCE SEWELL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN F. SORTE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PETER A. VAUGHN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Valero Energy Corporation
TICKER: VLO CUSIP: 91913Y100
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR H. PAULETT EBERHART ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JOSEPH W. GORDER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR KIMBERLY S. GREENE ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR DEBORAH P. MAJORAS ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR DONALD L. NICKLES ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR PHILIP J. PFEIFFER ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR ROBERT A. PROFUSEK ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR STEPHEN M. WATERS ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR RANDALL J. WEISENBURGER ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR RAYFORD WILKINS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REMOVE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Validus Holdings, Ltd.
TICKER: VR CUSIP: G9319H102
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REDUCE SUPERMAJORITY VOTE REQUIREMENT TO ISSUER YES FOR FOR
APPROVE MERGER
PROPOSAL #2: APPROVE MERGER AGREEMENT ISSUER YES FOR�� FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Valley National Bancorp
TICKER: VLY CUSIP: 919794107
MEETING DATE: 12/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Valley National Bancorp
TICKER: VLY CUSIP: 919794107
MEETING DATE: 4/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANDREW B. ABRAMSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PETER J. BAUM ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAMELA R. BRONANDER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ERIC P. EDELSTEIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARY J. STEELE GUILFOILE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GRAHAM O. JONES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GERALD KORDE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL L. LARUSSO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARC J. LENNER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GERALD H. LIPKIN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR IRA ROBBINS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR SURESH L. SANI ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JENNIFER W. STEANS ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR JEFFREY S. WILKS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND BYLAWS -- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Valmont Industries, Inc.
TICKER: VMI CUSIP: 920253101
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL P. NEARY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THEO FREYE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN G. KANIEWSKI ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Valvoline Inc.
TICKER: VVV CUSIP: 92047W101
MEETING DATE: 1/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD J. FREELAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN F. KIRK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN E. MACADAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VADA O. MANAGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SAMUEL J. MITCHELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES M. SONSTEBY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARY J. TWINEM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vanda Pharmaceuticals Inc.
TICKER: VNDA CUSIP: 921659108
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MIHAEL H. POLYMEROPOULOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vanguard Market Liquidity Fund
TICKER: N/A CUSIP: 92202X209
MEETING DATE: 11/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MORTIMER J. BUCKLEY ISSUER YES PROPORTIONAL N/A
PROPOSAL #1.2: ELECT DIRECTOR EMERSON U. FULLWOOD ISSUER YES PROPORTIONAL N/A
PROPOSAL #1.3: ELECT DIRECTOR AMY GUTMANN ISSUER YES PROPORTIONAL N/A
PROPOSAL #1.4: ELECT DIRECTOR JOANN HEFFERNAN HEISEN ISSUER YES PROPORTIONAL N/A
PROPOSAL #1.5: ELECT DIRECTOR F. JOSEPH LOUGHREY ISSUER YES PROPORTIONAL N/A
PROPOSAL #1.6: ELECT DIRECTOR MARK LOUGHRIDGE ISSUER YES PROPORTIONAL N/A
PROPOSAL #1.7: ELECT DIRECTOR SCOTT C. MALPASS ISSUER YES PROPORTIONAL N/A
PROPOSAL #1.8: ELECT DIRECTOR F. WILLIAM MCNABB, III ISSUER YES PROPORTIONAL N/A
PROPOSAL #1.9: ELECT DIRECTOR DEANNA MULLIGAN ISSUER YES PROPORTIONAL N/A
PROPOSAL #1.10: ELECT DIRECTOR ANDRE F. PEROLD ISSUER YES PROPORTIONAL N/A
PROPOSAL #1.11: ELECT DIRECTOR SARAH BLOOM RASKIN ISSUER YES PROPORTIONAL N/A
PROPOSAL #1.12: ELECT DIRECTOR PETER F. VOLANAKIS ISSUER YES PROPORTIONAL N/A
PROPOSAL #3: APPROVE MANAGER OF MANAGERS ARRANGEMENT ISSUER YES PROPORTIONAL N/A
WITH WHOLLY-OWNED SUBSIDIARIES OF VANGUARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vantiv, Inc.
TICKER: VNTV CUSIP: 92210H105
MEETING DATE: 1/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Varex Imaging Corporation
TICKER: VREX CUSIP: 92214X106
MEETING DATE: 2/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ERICH R. REINHARDT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Varian Medical Systems, Inc.
TICKER: VAR CUSIP: 92220P105
MEETING DATE: 2/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSE BASELGA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN L. BOSTROM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JUDY BRUNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEAN-LUC BUTEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR REGINA E. DUGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR R. ANDREW ECKERT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TIMOTHY E. GUERTIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID J. ILLINGWORTH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DOW R. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Varonis Systems, Inc.
TICKER: VRNS CUSIP: 922280102
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GILI IOHAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR OFER SEGEV ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONA SEGEV-GAL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KOST FORER GABBAY & KASIERER AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vector Group Ltd.
TICKER: VGR CUSIP: 92240M108
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BENNETT S. LEBOW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD M. LORBER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD J. BERNSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STANLEY S. ARKIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR HENRY C. BEINSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL V. CARLUCCI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY S. PODELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR JEAN E. SHARPE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR BARRY WATKINS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vectren Corporation
TICKER: VVC CUSIP: 92240G101
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DERRICK BURKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARL L. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES H. ISSUER YES FOR FOR
DEGRAFFENREIDT, JR.
PROPOSAL #1.4: ELECT DIRECTOR JOHN D. ENGELBRECHT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTON H. GEORGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT G. JONES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICK K. MULLEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR R. DANIEL SADLIER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL L. SMITH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TERESA J. TANNER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JEAN L. WOJTOWICZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vectrus, Inc.
TICKER: VEC CUSIP: 92242T101
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRADFORD J. BOSTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES L. PROW ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PHILLIP C. WIDMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Veeco Instruments Inc.
TICKER: VECO CUSIP: 922417100
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD A. D'AMORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH D. JACKSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Veeva Systems Inc.
TICKER: VEEV CUSIP: 922475108
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY C. BARABE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GORDON RITTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ventas, Inc.
TICKER: VTR CUSIP: 92276F100
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MELODY C. BARNES ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DEBRA A. CAFARO ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JAY M. GELLERT ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR RICHARD I. GILCHRIST ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR MATTHEW J. LUSTIG ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR ROXANNE M. MARTINO ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR WALTER C. RAKOWICH ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR ROBERT D. REED ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR JAMES D. SHELTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vera Bradley, Inc.
TICKER: VRA CUSIP: 92335C106
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. HALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR P. MICHAEL MILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD M. SCHMULTS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Veracyte, Inc.
TICKER: VCYT CUSIP: 92337F107
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN L. BISHOP ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRED E. COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TINA S. NOVA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Verastem, Inc.
TICKER: VSTM CUSIP: 92337C104
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT FORRESTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE WENDEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VEREIT, Inc.
TICKER: VER CUSIP: 92339V100
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GLENN J. RUFRANO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HUGH R. FRATER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID B. HENRY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARY HOGAN PREUSSE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD J. LIEB ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARK S. ORDAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EUGENE A. PINOVER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JULIE G. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vericel Corporation
TICKER: VCEL CUSIP: 92346J108
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. ZERBE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN L. RUBINO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HEIDI HAGEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN C. GILMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEVIN F. MCLAUGHLIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL WOTTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOMINICK C. COLANGELO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VeriFone Systems, Inc.
TICKER: PAY CUSIP: 92342Y109
MEETING DATE: 3/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ROBERT W. ALSPAUGH ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR KAREN AUSTIN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR RONALD BLACK ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR PAUL GALANT ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR ALEX W. (PETE) HART ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR ROBERT B. HENSKE ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR LARRY A. KLANE ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR JONATHAN I. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR JANE J. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR ROWAN TROLLOPE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VeriFone Systems, Inc.
TICKER: PAY CUSIP: 92342Y109
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Verint Systems Inc.
TICKER: VRNT CUSIP: 92343X100
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAN BODNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN EGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PENELOPE HERSCHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM KURTZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD NOTTENBURG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOWARD SAFIR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EARL SHANKS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VeriSign, Inc.
TICKER: VRSN CUSIP: 92343E102
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR D. JAMES BIDZOS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHLEEN A. COTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS F. FRIST, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMIE S. GORELICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROGER H. MOORE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LOUIS A. SIMPSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TIMOTHY TOMLINSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Verisk Analytics, Inc.
TICKER: VRSK CUSIP: 92345Y106
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SAMUEL G. LISS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THERESE M. VAUGHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE HANSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHLEEN A. HOGENSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Veritex Holdings, Inc.
TICKER: VBTX CUSIP: 923451108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. MALCOLM HOLLAND, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM C. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAT S. BOLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR APRIL BOX ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BLAKE BOZMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NED N. FLEMING, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK C. GRIEGE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GORDON HUDDLESTON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GREGORY B. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN T. SUGHRUE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Veritiv Corporation
TICKER: VRTV CUSIP: 923454102
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID E. FLITMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL T. HENRY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LIZA K. LANDSMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY A. LASCHINGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TRACY A. LEINBACH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM E. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL P. MULDOWNEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES G. WARD, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN J. ZILLMER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Veritone, Inc.
TICKER: VERI CUSIP: 92347M100
MEETING DATE: 6/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NATHANIEL L. CHECKETTS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JEFF P. GEHL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER J. OATES ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE STOCK OPTION PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Verizon Communications Inc.
TICKER: VZ CUSIP: 92343V104
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHELLYE L. ARCHAMBEAU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK T. BERTOLINI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD L. CARRION ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MELANIE L. HEALEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR M. FRANCES KEETH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LOWELL C. MCADAM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CLARENCE OTIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RODNEY E. SLATER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATHRYN A. TESIJA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GREGORY D. WASSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GREGORY G. WEAVER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND BYLAWS -- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: ASSESS FEASIBILITY OF CYBER SECURITY AND SHAREHOLDER YES AGAINST FOR
DATA PRIVACY AS A PERFORMANCE MEASURE FOR SENIOR
EXECUTIVE COMPENSATION
PROPOSAL #8: CLAWBACK OF INCENTIVE PAYMENTS SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: ELIMINATE ABOVE-MARKET EARNINGS IN SHAREHOLDER YES AGAINST FOR
EXECUTIVE RETIREMENT PLANS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vermillion, Inc.
TICKER: VRML CUSIP: 92407M206
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES S. BURNS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VERONICA G.H. JORDAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES T. LAFRANCE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VALERIE B. PALMIERI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID R. SCHREIBER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Versartis, Inc.
TICKER: VSAR CUSIP: 92529L102
MEETING DATE: 9/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES AGAINST AGAINST
CONFIRM THE NUMBER OF AUTHORIZED SHARES OF COMMON
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Versum Materials, Inc.
TICKER: VSM CUSIP: 92532W103
MEETING DATE: 1/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SEIFI GHASEMI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GUILLERMO NOVO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACQUES CROISETIERE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YI HYON PAIK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS J. RIORDAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUSAN C. SCHNABEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALEJANDRO D. WOLFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vertex Pharmaceuticals Incorporated
TICKER: VRTX CUSIP: 92532F100
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SANGEETA N. BHATIA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY M. LEIDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE I. SACHS ISSUER YES FOR FOR
PROPOSAL #2: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: REPORT ON DRUG PRICING INCREASES SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Veru Inc.
TICKER: VERU CUSIP: 92536C103
MEETING DATE: 3/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. BETHUNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARIO EISENBERGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARRY FISCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY MARGARET FRANK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LUCY LU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR O.B. PARRISH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL L. RANKOWITZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JESUS SOCORRO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MITCHELL S. STEINER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VF Corporation
TICKER: VFC CUSIP: 918204108
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD T. CARUCCI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JULIANA L. CHUGG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BENNO DORER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK S. HOPLAMAZIAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAURA W. LANG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W. ALAN MCCOLLOUGH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. RODNEY MCMULLEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CLARENCE OTIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEVEN E. RENDLE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CAROL L. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MATTHEW J. SHATTOCK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Viad Corp
TICKER: VVI CUSIP: 92552R406
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR RICHARD H. DOZER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR VIRGINIA L. HENKELS ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ROBERT E. MUNZENRIDER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ViaSat, Inc.
TICKER: VSAT CUSIP: 92552V100
MEETING DATE: 9/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK DANKBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VARSHA RAO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARVEY WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Viavi Solutions Inc.
TICKER: VIAV CUSIP: 925550105
MEETING DATE: 11/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD E. BELLUZZO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH BARNES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TOR BRAHAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY CAMPOS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD COLVIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MASOOD A. JABBAR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR OLEG KHAYKIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAMELA STRAYER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vical Incorporated
TICKER: VICL CUSIP: 925602203
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD M. BELESON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. GORDON DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE J. MORROW ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vicor Corporation
TICKER: VICR CUSIP: 925815102
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SAMUEL J. ANDERSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ESTIA J. EICHTEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRY KELLEHER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JAMES A. SIMMS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR CLAUDIO TUOZZOLO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR PATRIZIO VINCIARELLI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR JASON L. CARLSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LIAM K. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR H. ALLEN HENDERSON ISSUER YES WITHHOLD AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ViewRay, Inc.
TICKER: VRAY CUSIP: 92672L107
MEETING DATE: 6/25/2018 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CALEY CASTELEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN K. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT HUENNEKENS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Viking Therapeutics, Inc.
TICKER: VKTX CUSIP: 92686J106
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN LIAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWSON MACARTNEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Village Super Market, Inc.
TICKER: VLGEA CUSIP: 927107409
MEETING DATE: 12/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT SUMAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM SUMAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. SUMAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR NICHOLAS SUMAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR JOHN J. SUMAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR KEVIN BEGLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR STEVEN CRYSTAL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID C. JUDGE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PETER R. LAVOY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEPHEN F. ROONEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Virco Mfg. Corporation
TICKER: VIRC CUSIP: 927651109
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT A. VIRTUE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHY VIRTUE YOUNG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR AGNIESZKA WINKLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VirnetX Holding Corporation
TICKER: VHC CUSIP: 92823T108
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS M. O'BRIEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROBERT D. SHORT, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY FARBER HASS HURLEY LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Virtu Financial, Inc.
TICKER: VIRT CUSIP: 928254101
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN PHILIP ABIZAID ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN D. NIXON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL T. VIOLA ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Virtus Investment Partners, Inc.
TICKER: VRTS CUSIP: 92828Q109
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TIMOTHY A. HOLT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MELODY L. JONES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN T. ZARRILLI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Virtusa Corporation
TICKER: VRTU CUSIP: 92827P102
MEETING DATE: 9/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM K. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AL-NOOR RAMJI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH G. DOODY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Visa Inc.
TICKER: V CUSIP: 92826C839
MEETING DATE: 1/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LLOYD A. CARNEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARY B. CRANSTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FRANCISCO JAVIER ISSUER YES FOR FOR
FERNANDEZ-CARBAJAL
PROPOSAL #1d: ELECT DIRECTOR GARY A. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALFRED F. KELLY, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN F. LUNDGREN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT W. MATSCHULLAT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN A.C. SWAINSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MAYNARD G. WEBB, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vishay Intertechnology, Inc.
TICKER: VSH CUSIP: 928298108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC ZANDMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RUTA ZANDMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ZIV SHOSHANI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vishay Precision Group, Inc.
TICKER: VPG CUSIP: 92835K103
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC ZANDMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANET M. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WESLEY CUMMINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE LERNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SAUL V. REIBSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TIMOTHY V. TALBERT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ZIV SHOSHANI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vista Outdoor Inc.
TICKER: VSTO CUSIP: 928377100
MEETING DATE: 8/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GARY L. MCARTHUR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK A. GOTTFREDSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Visteon Corporation
TICKER: VC CUSIP: 92839U206
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES J. BARRESE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR NAOMI M. BERGMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEFFREY D. JONES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SACHIN S. LAWANDE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOANNE M. MAGUIRE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT J. MANZO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FRANCIS M. SCRICCO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID L. TREADWELL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HARRY J. WILSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROUZBEH YASSINI-FARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vistra Energy Corp.
TICKER: VST CUSIP: 92840M102
MEETING DATE: 3/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vistra Energy Corp.
TICKER: VST CUSIP: 92840M102
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HILARY E. ACKERMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN K. FERRAIOLI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFF D. HUNTER ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR BRIAN K. FERRAIOLI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR JEFF D. HUNTER ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Vital Therapies, Inc.
TICKER: VTL CUSIP: 92847R104
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEAN-JACQUES BIENAIME ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RUSSELL J. COX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERROL R. HALPERIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vitamin Shoppe, Inc.
TICKER: VSI CUSIP: 9.28E+105
MEETING DATE: 6/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEBORAH M. DERBY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID H. EDWAB ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MELVIN L. KEATING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GUILLERMO G. MARMOL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HIMANSHU H. SHAH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALEXANDER W. SMITH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TIMOTHY J. THERIAULT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SING WANG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Viveve Medical, Inc.
TICKER: VIVE CUSIP: 92852W204
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL JANNEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BPM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vivint Solar, Inc.
TICKER: VSLR CUSIP: 92854Q106
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TODD R. PEDERSEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1b: ELECT DIRECTOR JOSEPH S. TIBBETTS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VIVUS, Inc.
TICKER: VVUS CUSIP: 928551100
MEETING DATE: 10/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SETH H. Z. FISCHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS B. KING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID Y. NORTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JORGE PLUTZKY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ERIC W. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HERMAN ROSENMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALLAN L. SHAW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY OUM & CO. LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY THE NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vocera Communications, Inc.
TICKER: VCRA CUSIP: 92857F107
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN N. MCMULLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHARON L. O'KEEFE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Volt Information Sciences, Inc.
TICKER: VISI CUSIP: 928703107
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICK S. CYPRUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL D. DEAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE G. GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM J. GRUBBS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANA MESSINA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAURIE SIEGEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ARNOLD URSANER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vonage Holdings Corp.
TICKER: VG CUSIP: 92886T201
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFFREY A. CITRON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR NAVEEN CHOPRA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN FISHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vornado Realty Trust
TICKER: VNO CUSIP: 929042109
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN ROTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL D. FASCITELLI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL LYNNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID M. MANDELBAUM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MANDAKINI PURI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL R. TISCH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RUSSELL B. WIGHT, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND DECLARATION OF TRUST TO PERMIT ISSUER YES FOR FOR
SHAREHOLDERS TO VOTE ON AMENDMENTS TO BYLAWS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VOXX International Corporation
TICKER: VOXX CUSIP: 91829F104
MEETING DATE: 7/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL C. KREUCH, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER A. LESSER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENISE WAUND GIBSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN ADAMOVICH, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN J. SHALAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR PATRICK M. LAVELLE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR CHARLES M. STOEHR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR ARI M. SHALAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Voya Financial, Inc.
TICKER: VOYA CUSIP: 929089100
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LYNNE BIGGAR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JANE P. CHWICK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RUTH ANN M. GILLIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR J. BARRY GRISWELL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RODNEY O. MARTIN, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BYRON H. POLLITT, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOSEPH V. TRIPODI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DEBORAH C. WRIGHT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID ZWIENER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Voyager Therapeutics, Inc.
TICKER: VYGR CUSIP: 92915B106
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL HIGGINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PERRY A. KARSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WENDY DIXON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VSE Corporation
TICKER: VSEC CUSIP: 918284100
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALPH E. EBERHART ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK E. FERGUSON, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAURICE A. GAUTHIER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CALVIN S. KOONCE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES F. LAFOND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN E. 'JACK' POTTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JACK STULTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BONNIE K. WACHTEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: vTv Therapeutics Inc.
TICKER: VTVT CUSIP: 918385105
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY B. KINDLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEVEN M. COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN A. FRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL M. MEISTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CRAIG C. PARKER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL G. SAVAS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NOEL J. SPIEGEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HOWARD L. WEINER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vulcan Materials Company
TICKER: VMC CUSIP: 929160109
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS A. FANNING ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR J. THOMAS HILL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CYNTHIA L. HOSTETLER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD T. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KATHLEEN L. QUIRK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vuzix Corporation
TICKER: VUZI CUSIP: 92921W300
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL J. TRAVERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GRANT RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD KAY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY HARNED ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALEXANDER RUCKDAESCHEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY FREED MAXICK CPAS, P.C AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VWR Corporation
TICKER: VWR CUSIP: 91843L103
MEETING DATE: 7/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: W&T Offshore, Inc.
TICKER: WTI CUSIP: 92922P106
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR VIRGINIA BOULET ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR STUART B. KATZ ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR TRACY W. KROHN ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR S. JAMES NELSON, JR. ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR B. FRANK STANLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: W. P. Carey Inc.
TICKER: WPC CUSIP: 92936U109
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARK A. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PETER J. FARRELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT J. FLANAGAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JASON E. FOX ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BENJAMIN H. GRISWOLD, IV ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR AXEL K.A. HANSING ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JEAN HOYSRADT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARGARET G. LEWIS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHRISTOPHER J. NIEHAUS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR NICK J.M. VAN OMMEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: W. R. Berkley Corporation
TICKER: WRB CUSIP: 084423102
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM R. BERKLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHRISTOPHER L. AUGOSTINI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARK E. BROCKBANK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARIA LUISA FERRE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LEIGH ANN PUSEY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: W. R. Grace & Co.
TICKER: GRA CUSIP: 38388F108
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.: ELECT DIRECTOR ROBERT F. CUMMINGS, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HUDSON LA FORCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK E. TOMKINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: W.W. Grainger, Inc.
TICKER: GWW CUSIP: 384802104
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODNEY C. ADKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN P. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR V. ANN HAILEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STUART LEVENICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR D.G. MACPHERSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NEIL S. NOVICH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BEATRIZ R. PEREZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL J. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR E. SCOTT SANTI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES D. SLAVIK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LUCAS E. WATSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wabash National Corporation
TICKER: WNC CUSIP: 929566107
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD J. GIROMINI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARTIN C. JISCHKE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN G. BOSS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN E. KUNZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LARRY J. MAGEE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANN D. MURTLOW ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SCOTT K. SORENSEN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BRENT L. YEAGY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WABCO Holdings Inc.
TICKER: WBC CUSIP: 92927K102
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEAN-PAUL L. MONTUPET ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR D. NICK REILLY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL T. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG BEDRIJFSREVISOREN ISSUER YES FOR FOR
BCVBA/REVISEURS D'ENTREPRISES SCCRL AS AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Waddell & Reed Financial, Inc.
TICKER: WDR CUSIP: 930059100
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS C. GODLASKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS E. LOGUE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL F. MORRISSEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Walgreens Boots Alliance, Inc.
TICKER: WBA CUSIP: 931427108
MEETING DATE: 1/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSE E. ALMEIDA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JANICE M. BABIAK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID J. BRAILER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM C. FOOTE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GINGER L. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN A. LEDERER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DOMINIC P. MURPHY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEFANO PESSINA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LEONARD D. SCHAEFFER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR NANCY M. SCHLICHTING ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JAMES A. SKINNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
PROPOSAL #7: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Walker & Dunlop, Inc.
TICKER: WD CUSIP: 93148P102
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN J. BOWERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CYNTHIA A. HALLENBECK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL D. MALONE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN RICE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANA L. SCHMALTZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOWARD W. SMITH, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM M. WALKER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL J. WARREN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Walmart, Inc.
TICKER: WMT CUSIP: 931142103
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN J. EASTERBROOK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TIMOTHY P. FLYNN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SARAH J. FRIAR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CARLA A. HARRIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS W. HORTON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARISSA A. MAYER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR C. DOUGLAS MCMILLON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GREGORY B. PENNER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEVEN S REINEMUND ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR S. ROBSON WALTON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEUART L. WALTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON RACE OR ETHNICITY PAY GAP SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Warrior Met Coal, Inc.
TICKER: HCC CUSIP: 93627C101
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER J. SCHELLER, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN D. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL A. ADDEO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. BRETT HARVEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEITH W. LUH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BLAINE D. MACDOUGALD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MATTHEW R. MICHELINI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR ALAN H. SCHUMACHER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GARETH N. TURNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Washington Federal, Inc.
TICKER: WAFD CUSIP: 938824109
MEETING DATE: 1/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENT J. BEARDALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK N. TABBUTT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROY M. WHITEHEAD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Washington Prime Group Inc.
TICKER: WPG CUSIP: 93964W108
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR J. TAGGART BIRGE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LOUIS G. CONFORTI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN J. DILLON, III ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT J. LAIKIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN F. LEVY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SHERYL G. VON BLUCHER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JACQUELYN R. SOFFER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Washington Real Estate Investment Trust
TICKER: WRE CUSIP: 939653101
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BENJAMIN S. BUTCHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD S. CIVERA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELLEN M. GOITIA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES T. NASON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS H. NOLAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANTHONY L. WINNS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WASHINGTON TRUST BANCORP, INC.
TICKER: WASH CUSIP: 940610108
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN J. CRANDALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CONSTANCE A. HOWES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH J. MARCAURELE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWIN J. SANTOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Waste Connections, Inc.
TICKER: WCN CUSIP: 94106B101
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD J. MITTELSTAEDT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT H. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD E. "NED" GUILLET ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL W. HARLAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LARRY S. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUSAN "SUE" LEE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM J. RAZZOUK ISSUER YES FOR FOR
PROPOSAL #2: APPROVE GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #4: ADOPT SHARE RETENTION POLICY FOR SENIOR SHAREHOLDER YES AGAINST FOR
EXECUTIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Waste Management, Inc.
TICKER: WM CUSIP: 94106L109
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1b: ELECT DIRECTOR FRANK M. CLARK, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES C. FISH, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ANDRES R. GLUSKI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PATRICK W. GROSS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR VICTORIA M. HOLT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KATHLEEN M. MAZZARELLA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN C. POPE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS H. WEIDEMEYER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Waters Corporation
TICKER: WAT CUSIP: 941848103
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. BERENDT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD CONARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAURIE H. GLIMCHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER A. KUEBLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER J. ISSUER YES FOR FOR
O'CONNELL
PROPOSAL #1.6: ELECT DIRECTOR FLEMMING ORNSKOV ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOANN A. REED ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS P. SALICE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Waterstone Financial, Inc.
TICKER: WSBF CUSIP: 94188P101
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS S. GORDON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK S. LAWTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Watsco, Inc.
TICKER: WSO CUSIP: 942622200
MEETING DATE: 6/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN RUBIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE P. SAPE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Watts Water Technologies, Inc.
TICKER: WTS CUSIP: 942749102
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER L. CONWAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. DUNBAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOUISE K. GOESER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JES MUNK HANSEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR W. CRAIG KISSEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH T. NOONAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT J. PAGANO, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MERILEE RAINES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH W. REITMEIER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wayfair Inc.
TICKER: W CUSIP: 94419L101
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NIRAJ SHAH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN CONINE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JULIE BRADLEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT GAMGORT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL KUMIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES MILLER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JEFFREY NAYLOR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROMERO RODRIGUES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WD-40 Company
TICKER: WDFC CUSIP: 929236107
MEETING DATE: 12/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER D. BEWLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL T. CARTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MELISSA CLAASSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC P. ETCHART ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LINDA A. LANG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID B. PENDARVIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL E. PITTARD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GARRY O. RIDGE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GREGORY A. SANDFORT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR NEAL E. SCHMALE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Weatherford International plc
TICKER: WFT CUSIP: G48833100
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MOHAMED A. AWAD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROXANNE J. DECYK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN D. GASS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR EMYR JONES PARRY ISSUER YES FOR �� FOR
PROPOSAL #1e: ELECT DIRECTOR FRANCIS S. KALMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID S. KING ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM E. MACAULAY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK A. MCCOLLUM ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ANGELA A. MINAS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GUILLERMO ORTIZ ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Web.com Group, Inc.
TICKER: WEB CUSIP: 94733A104
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY P. COST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HUGH M. DURDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEBORAH H. QUAZZO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Webster Financial Corporation
TICKER: WBS CUSIP: 947890109
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM L. ATWELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOEL S. BECKER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN R. CIULLA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN J. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ELIZABETH E. FLYNN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LAURENCE C. MORSE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KAREN R. OSAR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK PETTIE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES C. SMITH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LAUREN C. STATES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WEC Energy Group, Inc.
TICKER: WEC CUSIP: 92939U106
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. BERGSTROM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARBARA L. BOWLES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM J. BRODSKY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALBERT J. BUDNEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICIA W. CHADWICK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CURT S. CULVER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANNY L. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM M. FARROW, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS J. FISCHER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GALE E. KLAPPA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR HENRY W. KNUEPPEL ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ALLEN L. LEVERETT ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR ULICE PAYNE, JR. ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR MARY ELLEN STANEK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Weight Watchers International, Inc.
TICKER: WTW CUSIP: 948626106
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENIS F. KELLY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SACHA LAINOVIC ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER J. SOBECKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR OPRAH WINFREY ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MINDY GROSSMAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Weingarten Realty Investors
TICKER: WRI CUSIP: 948741103
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANDREW M. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STANFORD ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SHELAGHMICHAEL BROWN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES W. CROWNOVER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEPHEN A. LASHER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS L. RYAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DOUGLAS W. SCHNITZER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR C. PARK SHAPER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARC J. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Weis Markets, Inc.
TICKER: WMK CUSIP: 948849104
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN H. WEIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR HAROLD G. GRABER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DENNIS G. HATCHELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD J. LAUTH, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GERRALD B. SILVERMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Welbilt, Inc.
TICKER: WBT CUSIP: 949090104
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CYNTHIA M. EGNOTOVICH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DINO J. BIANCO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOAN K. CHOW ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS D. DAVIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JANICE L. FIELDS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BRIAN R. GAMACHE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANDREW LANGHAM ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HUBERTUS M. MUEHLHAEUSER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WellCare Health Plans, Inc.
TICKER: WCG CUSIP: 94946T106
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD C. BREON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KENNETH A. BURDICK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR AMY COMPTON-PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR H. JAMES DALLAS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KEVIN F. HICKEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHRISTIAN P. MICHALIK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GLENN D. STEELE, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM L. TRUBECK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KATHLEEN E. WALSH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PAUL E. WEAVER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wells Fargo & Company
TICKER: WFC CUSIP: 949746101
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN D. BAKER, II ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CELESTE A. CLARK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THEODORE F. CRAVER, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ELIZABETH A. "BETSY" ISSUER YES FOR FOR
DUKE
PROPOSAL #1e: ELECT DIRECTOR DONALD M. JAMES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARIA R. MORRIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KAREN B. PEETZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JUAN A. PUJADAS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES H. QUIGLEY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RONALD L. SARGENT ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR TIMOTHY J. SLOAN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR SUZANNE M. VAUTRINOT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
PROPOSAL #5: REFORM EXECUTIVE COMPENSATION POLICY SHAREHOLDER YES AGAINST FOR
WITH SOCIAL RESPONSIBILITY
PROPOSAL #6: REPORT ON INCENTIVE-BASED COMPENSATION SHAREHOLDER YES AGAINST FOR
AND RISKS OF MATERIAL LOSSES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Welltower Inc.
TICKER: WELL CUSIP: 95040Q104
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KENNETH J. BACON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS J. DEROSA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEFFREY H. DONAHUE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GEOFFREY G. MEYERS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TIMOTHY J. NAUGHTON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SHARON M. OSTER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JUDITH C. PELHAM ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SERGIO D. RIVERA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR R. SCOTT TRUMBULL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GARY WHITELAW ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Werner Enterprises, Inc.
TICKER: WERN CUSIP: 950755108
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLARENCE L. WERNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK J. JUNG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL L. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wesbanco, Inc.
TICKER: WSBC CUSIP: 950810101
MEETING DATE: 4/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. FITZSIMMONS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR D. BRUCE KNOX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY L. LIBS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD W. OWEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR REED J. TANNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLOTTE A. ZUSCHLAG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wesco Aircraft Holdings, Inc.
TICKER: WAIR CUSIP: 950814103
MEETING DATE: 1/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAYNE A. BAIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAY L. HABERLAND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JENNIFER M. POLLINO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TODD S. RENEHAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WESCO International, Inc.
TICKER: WCC CUSIP: 95082P105
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SANDRA BEACH LIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. ENGEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW J. ESPE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BOBBY J. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN K. MORGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN A. RAYMUND ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES L. SINGLETON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LYNN M. UTTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: West Bancorporation, Inc.
TICKER: WTBA CUSIP: 95123P106
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN K. GAER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. GERDIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KAYE R. LOZIER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SEAN P. MCMURRAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID R. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE D. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID D. NELSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES W. NOYCE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT G. PULVER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LOU ANN SANDBURG ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEVEN T. SCHULER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PHILIP JASON WORTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: West Corporation
TICKER: WSTC CUSIP: 952355204
MEETING DATE: 7/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: West Marine, Inc.
TICKER: WMAR CUSIP: 954235107
MEETING DATE: 9/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: West Pharmaceutical Services, Inc.
TICKER: WST CUSIP: 955306105
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARK A. BUTHMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM F. FEEHERY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ERIC M. GREEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS W. HOFMANN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAULA A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DEBORAH L. V. KELLER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MYLA P. LAI-GOLDMAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DOUGLAS A. MICHELS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAOLO PUCCI ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN H. WEILAND ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR PATRICK J. ZENNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Westamerica Bancorporation
TICKER: WABC CUSIP: 957090103
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ETTA ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LOUIS E. BARTOLINI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E. JOSEPH BOWLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK D. LYNCH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CATHERINE COPE ISSUER YES FOR FOR
MACMILLAN
PROPOSAL #1.7: ELECT DIRECTOR RONALD A. NELSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID L. PAYNE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EDWARD B. SYLVESTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Westar Energy, Inc.
TICKER: WR CUSIP: 95709T100
MEETING DATE: 10/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MOLLIE H. CARTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SANDRA A.J. LAWRENCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK A. RUELLE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Westar Energy, Inc.
TICKER: WR CUSIP: 95709T100
MEETING DATE: 11/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Westell Technologies, Inc.
TICKER: WSTL CUSIP: 957541204
MEETING DATE: 9/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW B. BRADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIRK R. BRANNOCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT W. FOSKETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS O. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT C. PENNY, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CARY B. WOOD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK A. ZORKO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Western Alliance Bancorporation
TICKER: WAL CUSIP: 957638109
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRUCE BEACH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM S. BOYD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR HOWARD N. GOULD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEVEN J. HILTON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARIANNE BOYD JOHNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT P. LATTA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CARY MACK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR TODD MARSHALL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES E. NAVE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL PATRIARCA ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ROBERT GARY SARVER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DONALD D. SNYDER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR SUNG WON SOHN ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR KENNETH A. VECCHIONE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Western Asset Mortgage Capital Corporation
TICKER: WMC CUSIP: 95790D105
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD D. FOX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES W. HIRSCHMANN, ISSUER YES FOR FOR
III
PROPOSAL #1.3: ELECT DIRECTOR RANJIT M. KRIPALANI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR M. CHRISTIAN MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JENNIFER W. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD W. ROLL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Western Digital Corporation
TICKER: WDC CUSIP: 958102105
MEETING DATE: 11/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARTIN I. COLE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KATHLEEN A. COTE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR HENRY T. DENERO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL D. LAMBERT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LEN J. LAUER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MATTHEW E. MASSENGILL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEPHEN D. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PAULA A. PRICE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Western New England Bancorp, Inc.
TICKER: WNEB CUSIP: 958892101
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES C. HAGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM D. MASSE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGG F. ORLEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILIP R. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Westinghouse Air Brake Technologies Corporation
TICKER: WAB CUSIP: 929740108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERWAN FAIVELEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LINDA S. HARTY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN P. HEHIR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL W.D. HOWELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Westlake Chemical Corporation
TICKER: WLK CUSIP: 960413102
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES CHAO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MARK A. MCCOLLUM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. BRUCE NORTHCUTT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR H. JOHN RILEY, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WestRock Company
TICKER: WRK CUSIP: 96145D105
MEETING DATE: 2/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TIMOTHY J. BERNLOHR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR J. POWELL BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL E. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR TERRELL K. CREWS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RUSSELL M. CURREY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN A. LUKE, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GRACIA C. MARTORE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES E. NEVELS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR TIMOTHY H. POWERS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEVEN C. VOORHEES ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR BETTINA M. WHYTE ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ALAN D. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Westwater Resources, Inc.
TICKER: WWR CUSIP: 961684107
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES AGAINST AGAINST
ACQUISITION
PROPOSAL #2.1: ELECT DIRECTOR TERENCE J. CRYAN ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR CHRISTOPHER M. JONES ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MARVIN K. KAISER ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TRACY D. PAGLIARA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR PATRICK N. BURKE ISSUER YES FOR FOR
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Westwood Holdings Group, Inc.
TICKER: �� WHG CUSIP: 961765104
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN O. CASEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD M. FRANK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN M. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELLEN H. MASTERSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT D. MCTEER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEOFFREY R. NORMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARTIN J. WEILAND ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RAYMOND E. WOOLDRIDGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WEX Inc.
TICKER: WEX CUSIP: 96208T104
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN E. BACHMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR REGINA O. SOMMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK VANWOERKOM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WEYCO GROUP, INC.
TICKER: WEYS CUSIP: 962149100
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. FLORSHEIM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FREDERICK P. STRATTON, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR CORY L. NETTLES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Weyerhaeuser Company
TICKER: WY CUSIP: 962166104
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK A. EMMERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICK R. HOLLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SARA GROOTWASSINK LEWIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN F. MORGAN, SR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NICOLE W. PIASECKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARC F. RACICOT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAWRENCE A. SELZER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DOYLE R. SIMONS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR D. MICHAEL STEUERT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KIM WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CHARLES R. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WHIRLPOOL CORPORATION
TICKER: WHR CUSIP: 963320106
MEETING DATE: 4/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SAMUEL R. ALLEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARC R. BITZER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GREG CREED ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GARY T. DICAMILLO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DIANE M. DIETZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GERRI T. ELLIOTT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JEFF M. FETTIG ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL F. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN D. LIU ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES M. LOREE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR HARISH MANWANI ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR WILLIAM D. PEREZ ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR LARRY O. SPENCER ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR MICHAEL D. WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: White Mountains Insurance Group, Ltd.
TICKER: WTM CUSIP: G9618E107
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY C. CHOKSI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP A. GELSTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDITH E. HOLIDAY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Whitestone REIT
TICKER: WSR CUSIP: 966084204
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACK L. MAHAFFEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES C. MASTANDREA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NANDITA V. BERRY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PANNELL KERR FORSTER OF TEXAS, ISSUER YES FOR FOR
P.C. AS AUDITORS
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR N/A
PROPOSAL #1.1: ELECT DIRECTORS KENNETH H. FEARN, JR. SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTORS DAVID E. SNYDER SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: MANAGEMENT NOMINEE JAMES C. MASTANDREA SHAREHOLDER NO N/A N/A
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PANNELL KERR FORSTER OF TEXAS, ISSUER NO N/A N/A
P.C. AS AUDITORS
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Whiting Petroleum Corporation
TICKER: WLL CUSIP: 966387102
MEETING DATE: 11/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT AND REDUCE ISSUER YES FOR FOR
SHARES AUTHORIZED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Whiting Petroleum Corporation
TICKER: WLL CUSIP: 966387409
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM N. HAHNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRADLEY J. HOLLY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Whole Foods Market, Inc.
TICKER: WFM CUSIP: 966837106
MEETING DATE: 8/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WideOpenWest, Inc.
TICKER: WOW CUSIP: 96758W101
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TERESA ELDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY MARCUS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PHIL SESKIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WidePoint Corporation
TICKER: WYY CUSIP: 967590100
MEETING DATE: 12/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN B. HOWE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP RICHTER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WildHorse Resource Development Corporation
TICKER: WRD CUSIP: 96812T102
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAY C. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANTHONY BAHR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD D. BRANNON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JONATHAN M. CLARKSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SCOTT A. GIESELMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID W. HAYES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEPHANIE C. HILDEBRANDT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GRANT E. SIMS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR TONY R. WEBER ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Willamette Valley Vineyards, Inc.
TICKER: WVVI CUSIP: 969136100
MEETING DATE: 7/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES W. BERNAU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPER L. SARLES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SEAN M. CARY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS-ADAMS, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Willbros Group, Inc.
TICKER: WGRP CUSIP: 969203108
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Willdan Group, Inc.
TICKER: WLDN CUSIP: 96924N100
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS D. BRISBIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN A. COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEBRA COY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAYMOND W. HOLDSWORTH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS J. MCEACHERN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DENNIS V. MCGINN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CURTIS S. PROBST ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEITH W. RENKEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MOHAMMAD SHAHIDEHPOUR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: William Lyon Homes
TICKER: WLH CUSIP: 552074700
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS K. AMMERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS F. HARRISON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY H. HUNT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM H. LYON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW R. NIEMANN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LYNN CARLSON SCHELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MATTHEW R. ZAIST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Williams-Sonoma, Inc.
TICKER: WSM CUSIP: 969904101
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAURA ALBER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADRIAN BELLAMY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY GREENER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT LORD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GRACE PUMA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTIANA SMITH SHI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SABRINA SIMMONS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JERRY STRITZKE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FRITS VAN PAASSCHEN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Willis Lease Finance Corporation
TICKER: WLFC CUSIP: 970646105
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. KEADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AUSTIN C. WILLIS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Willis Towers Watson Public Limited Company
TICKER: WLTW CUSIP: G96629103
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANNA C. CATALANO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR VICTOR F. GANZI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN J. HALEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WENDY E. LANE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES F. MCCANN ISSUER �� YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BRENDAN R. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAYMIN B. PATEL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LINDA D. RABBITT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAUL THOMAS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILHELM ZELLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY THE APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS AUDITORS AND DELOITTE LLP TO AUDIT THE
IRISH STATUTORY ACCOUNTS, AND AUTHORIZE THE BOARD TO
FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RENEW THE BOARD'S AUTHORITY TO ISSUE ISSUER YES FOR FOR
SHARES UNDER IRISH LAW
PROPOSAL #5: RENEW THE BOARD'S AUTHORITY TO OPT-OUT ISSUER YES FOR FOR
OF STATUTORY PRE-EMPTIONS RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WillScot Corporation
TICKER: WSC CUSIP: 971375126
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK S. BARTLETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRADLEY L. SOULTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Windstream Holdings, Inc.
TICKER: WIN CUSIP: 97382A200
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SAMUEL E. BEALL, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEANNIE DIEFENDERFER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEFFREY T. HINSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM G. LAPERCH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JULIE A. SHIMER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL G. STOLTZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TONY THOMAS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WALTER L. TUREK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ALAN L. WELLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND NOL RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #6: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #7: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #8: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #9: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wingstop Inc.
TICKER: WING CUSIP: 974155103
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KILANDIGALU (KAY) M. ISSUER YES FOR FOR
MADATI
PROPOSAL #1.2: ELECT DIRECTOR CHARLES R. MORRISON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Winmark Corporation
TICKER: WINA CUSIP: 974250102
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT EIGHT ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR JOHN L. MORGAN ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR LAWRENCE A. BARBETTA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR JENELE C. GRASSLE ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR BRETT D. HEFFES ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KIRK A. MACKENZIE ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR PAUL C. REYELTS ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MARK L. WILSON ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR STEVEN C. ZOLA ISSUER YES FOR FOR
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Winnebago Industries, Inc.
TICKER: WGO CUSIP: 974637100
MEETING DATE: 12/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD (RICK) D. MOSS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. MURABITO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. HAPPE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM C. FISHER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wintrust Financial Corporation
TICKER: WTFC CUSIP: 97650W108
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER D. CRIST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE K. CROWTHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM J. DOYLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ZED S. FRANCIS, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARLA F. GLABE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR H. PATRICK HACKETT, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SCOTT K. HEITMANN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTOPHER J. PERRY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR INGRID S. STAFFORD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GARY D. "JOE" SWEENEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SHEILA G. TALTON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR EDWARD J. WEHMER ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wireless Telecom Group, Inc.
TICKER: WTT CUSIP: 976524108
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN L. BAZAAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH GARRITY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MITCHELL HERBETS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY WHELAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL MILLEGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALLAN D.L. WEINSTEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PKF O'CONNOR DAVIES, LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WisdomTree Investments, Inc.
TICKER: WETF CUSIP: 97717P104
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY BOSSONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE LAVINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL STEINHARDT ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WMIH Corp.
TICKER: WMIH CUSIP: 92936P100
MEETING DATE: 6/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DIANE B. GLOSSMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER J. ISSUER YES FOR FOR
HARRINGTON
PROPOSAL #1.4: ELECT DIRECTOR TAGAR C. OLSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. RENOFF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN D. SCHEIWE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL L. WILLINGHAM ISSUER YES FOR FOR
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #3: RATIFY BPM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wolverine World Wide, Inc.
TICKER: WWW CUSIP: 978097103
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROXANE DIVOL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH R. GROMEK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRENDA J. LAUDERBACK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Woodward, Inc.
TICKER: WWD CUSIP: 980745103
MEETING DATE: 1/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS A. GENDRON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL G. KORTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD M. SEGA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Workday, Inc.
TICKER: WDAY CUSIP: 98138H101
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANEEL BHUSRI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. DUFFIELD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEE J. STYSLINGER, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Workiva Inc.
TICKER: WK CUSIP: 98139A105
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT H. HERZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID S. MULCAHY ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: World Acceptance Corporation
TICKER: WRLD CUSIP: 981419104
MEETING DATE: 8/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEN R. BRAMLETT, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. GILREATH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JANET LEWIS MATRICCIANI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT J. VASSALLUZZO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES D. WAY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DARRELL E. WHITAKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ESTABLISH RANGE FOR BOARD SIZE ISSUER YES FOR FOR
PROPOSAL #6: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WORLD FUEL SERVICES CORPORATION
TICKER: INT CUSIP: 981475106
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. KASBAR ISSUER YES FOR �� FOR
PROPOSAL #1.2: ELECT DIRECTOR KEN BAKSHI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JORGE L. BENITEZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN J. GOLD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD A. KASSAR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN L. MANLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J. THOMAS PRESBY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN K. RODDENBERRY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PAUL H. STEBBINS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: World Wrestling Entertainment, Inc.
TICKER: WWE CUSIP: 98156Q108
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VINCENT K. MCMAHON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE A. BARRIOS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELLE D. WILSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHANIE MCMAHON ISSUER YES FOR FOR
LEVESQUE
PROPOSAL #1.5: ELECT DIRECTOR PAUL "TRIPLE H" ISSUER YES FOR FOR
LEVESQUE
PROPOSAL #1.6: ELECT DIRECTOR STUART U. GOLDFARB ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICIA A. GOTTESMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAUREEN ONG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBYN W. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR FRANK A. RIDDICK, III ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JEFFREY R. SPEED ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Worldpay, Inc.
TICKER: WP CUSIP: 981558109
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES DRUCKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BOON SIM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY STIEFLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Worthington Industries, Inc.
TICKER: WOR CUSIP: 981811102
MEETING DATE: 9/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. ENDRES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR OZEY K. HORTON, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER KARMANOS, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARL A. NELSON, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WPX Energy, Inc.
TICKER: WPX CUSIP: 98212B103
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. CARRIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT K. HERDMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KELT KINDICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KARL F. KURZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HENRY E. LENTZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM G. LOWRIE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KIMBERLY S. LUBEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD E. MUNCRIEF ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR VALERIE M. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID F. WORK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wright Medical Group N.V.
TICKER: WMGI CUSIP: N96617118
MEETING DATE: 6/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT J. PALMISANO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID D. STEVENS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GARY D. BLACKFORD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR J. PATRICK MACKIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN L. MICLOT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KEVIN C. O'BOYLE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR AMY S. PAUL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD F. WALLMAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ELIZABETH H. WEATHERMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG N.V. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #5: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WSFS Financial Corporation
TICKER: WSFS CUSIP: 929328102
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANAT BIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JENNIFER W. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER T. GHEYSENS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WVS Financial Corp.
TICKER: WVFC CUSIP: 929358109
MEETING DATE: 10/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD F. TWOMEY, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH W. UNGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY S.R. SNODGRASS, P.C. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wyndham Worldwide Corporation
TICKER: WYN CUSIP: 98310W108
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MYRA J. BIBLOWIT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LOUISE F. BRADY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES E. BUCKMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GEORGE HERRERA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEPHEN P. HOLMES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BRIAN M. MULRONEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAULINE D.E. RICHARDS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL H. WARGOTZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wynn Resorts, Limited
TICKER: WYNN CUSIP: 983134107
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BETSY ATKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. HAGENBUCH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR PATRICIA MULROY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #1.1: MANAGEMENT NOMINEE BETSY ATKINS SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: MANAGEMENT NOMINEE JOHN J. HAGENBUCH SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: MANAGEMENT NOMINEE PATRICIA MULROY SHAREHOLDER NO N/A N/A
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: XBiotech Inc.
TICKER: XBIT CUSIP: 98400H102
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN SIMARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD H. MACADAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. THORPE MCKENZIE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAN-PAUL WALDIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xcel Energy Inc.
TICKER: XEL CUSIP: 98389B100
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD K. DAVIS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BEN FOWKE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD T. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID K. OWENS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHRISTOPHER J. ISSUER YES FOR FOR
POLICINSKI
PROPOSAL #1f: ELECT DIRECTOR JAMES T. PROKOPANKO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR A. PATRICIA SAMPSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES J. SHEPPARD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID A. WESTERLUND ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KIM WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR TIMOTHY V. WOLF ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DANIEL YOHANNES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xcerra Corporation
TICKER: XCRA CUSIP: 98400J108
MEETING DATE: 10/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xencor, Inc.
TICKER: XNCR CUSIP: 98401F105
MEETING DATE: 6/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN C. GORMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR A. BRUCE MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BASSIL I. DAHIYAT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KURT GUSTAFSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YUJIRO S. HATA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD J. RANIERI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xenia Hotels & Resorts, Inc.
TICKER: XHR CUSIP: 984017103
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARCEL VERBAAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY H. DONAHUE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN H. ALSCHULER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEITH E. BASS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS M. GARTLAND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BEVERLY K. GOULET ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARY E. MCCORMICK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DENNIS D. OKLAK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND CHARTER TO REMOVE ANTI-TAKEOVER ISSUER YES FOR FOR
PROVISIONS
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xenith Bankshares, Inc.
TICKER: XBKS CUSIP: 984102202
MEETING DATE: 10/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xilinx, Inc.
TICKER: XLNX CUSIP: 983919101
MEETING DATE: 8/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS SEGERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MOSHE N. GAVRIELOV ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAAR GILLAI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD S. JANKOV ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS H. LEE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. MICHAEL PATTERSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALBERT A. PIMENTEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARSHALL C. TURNER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ELIZABETH W. ISSUER YES FOR FOR
VANDERSLICE
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: XL Group Ltd
TICKER: XL CUSIP: G98294104
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: XO Group Inc.
TICKER: XOXO CUSIP: 983772104
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DIANE IRVINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARBARA MESSING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL STEIB ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: XOMA Corporation
TICKER: XOMA CUSIP: 98419J206
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES R. NEAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. DENMAN VAN NESS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH M. LIMBER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACK L. WYSZOMIERSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW D. PERRY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xperi Corporation
TICKER: XPER CUSIP: 98421B100
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JOHN CHENAULT ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DAVID C. HABIGER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR RICHARD S. HILL ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JON KIRCHNER ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR V. SUE MOLINA ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR GEORGE A. RIEDEL ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR CHRISTOPHER A. SEAMS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS �� ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: XPO Logistics, Inc.
TICKER: XPO CUSIP: 983793100
MEETING DATE: 12/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: XPO Logistics, Inc.
TICKER: XPO CUSIP: 983793100
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRADLEY S. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GENA L. ASHE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANNAMARIA DESALVA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL G. JESSELSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ADRIAN P. KINGSHOTT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JASON D. PAPASTAVROU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR OREN G. SHAFFER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REPORT ON SUSTAINABILITY SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: CLAWBACK OF INCENTIVE PAYMENTS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xylem Inc.
TICKER: XYL CUSIP: 98419M100
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEANNE BELIVEAU-DUNN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CURTIS J. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PATRICK K. DECKER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT F. FRIEL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR VICTORIA D. HARKER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEN E. JAKOBSSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEVEN R. LORANGER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SURYA N. MOHAPATRA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JEROME A. PERIBERE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARKOS I. TAMBAKERAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR �� FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: YELP INC.
TICKER: YELP CUSIP: 985817105
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEOFF DONAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT GIBBS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEREMY STOPPELMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yext, Inc.
TICKER: YEXT CUSIP: 98585N106
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD LERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN DISTELBURGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JULIE RICHARDSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: YRC Worldwide Inc.
TICKER: YRCW CUSIP: 984249607
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND J. BROMARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW A. DOHENY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT L. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES E. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. KNEELAND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES L. WELCH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES F. WINESTOCK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICIA M. NAZEMETZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: YUM! Brands, Inc.
TICKER: YUM CUSIP: 988498101
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAGET L. ALVES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL J. CAVANAGH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHRISTOPHER M. CONNOR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BRIAN C. CORNELL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GREG CREED ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TANYA L. DOMIER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MIRIAN M. GRADDICK-WEIR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS C. NELSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR P. JUSTIN SKALA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ELANE B. STOCK ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ROBERT D. WALTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yuma Energy, Inc.
TICKER: YUMA CUSIP: 98872F105
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NEERAJ MITAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLEM MESDAG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zafgen, Inc.
TICKER: ZFGN CUSIP: 9.89E+107
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS O. DANIEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAMERON GEOFFREY ISSUER YES FOR FOR
MCDONOUGH
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. PEREZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ZAGG Inc
TICKER: ZAGG CUSIP: 98884U108
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRIS AHERN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHERYL A. LARABEE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E. TODD HEINER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR DANIEL R. MAURER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR P. SCOTT STUBBS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zayo Group Holdings, Inc.
TICKER: ZAYO CUSIP: 98919V105
MEETING DATE: 11/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHIL CANFIELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVE KAPLAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA ROTTENBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zebra Technologies Corporation
TICKER: ZBRA CUSIP: 989207105
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHIRANTAN 'CJ' J. DESAI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD L. KEYSER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROSS W. MANIRE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zedge, Inc.
TICKER: ZDGE CUSIP: 98923T104
MEETING DATE: 1/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD FELDMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK GHERMEZIAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELLIOT GIBBER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HOWARD S. JONAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL JONAS ISSUER YES AGAINST AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zendesk, Inc.
TICKER: ZEN CUSIP: 98936J101
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHELLE WILSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HILARIE KOPLOW-MCADAMS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CARYN MAROONEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zillow Group, Inc.
TICKER: Z CUSIP: 98954M101
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIK BLACHFORD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SPENCER M. RASCOFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GORDON STEPHENSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zimmer Biomet Holdings, Inc.
TICKER: ZBH CUSIP: 98956P102
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHRISTOPHER B. BEGLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BETSY J. BERNARD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GAIL K. BOUDREAUX ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL J. FARRELL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LARRY C. GLASSCOCK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT A. HAGEMANN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRYAN C. HANSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ARTHUR J. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL W. MICHELSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ZION OIL & GAS, INC.
TICKER: ZN CUSIP: 989696109
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN M. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FORREST A. GARB ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENT S. SIEGEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL B. CROSWELL, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY MALONEBAILEY, LLP, AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zions Bancorporation
TICKER: ZION CUSIP: 989701107
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JERRY C. ATKIN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR GARY L. CRITTENDEN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR SUREN K. GUPTA ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR J. DAVID HEANEY ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR VIVIAN S. LEE ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR EDWARD F. MURPHY ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR ROGER B. PORTER ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR STEPHEN D. QUINN ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR HARRIS H. SIMMONS ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR BARBARA A. YASTINE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zix Corporation
TICKER: ZIXI CUSIP: 98974P100
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK J. BONNEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TAHER A. ELGAMAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT C. HAUSMANN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARIBESS L. MILLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD D. SPURR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID J. WAGNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WHITLEY PENN LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zoe's Kitchen, Inc.
TICKER: ZOES CUSIP: 98979J109
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR THOMAS BALDWIN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR SUE COLLYNS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zoetis Inc.
TICKER: ZTS CUSIP: 98978V103
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SANJAY KHOSLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIE M. REED ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA RHODES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM C. STEERE, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zogenix, Inc.
TICKER: ZGNX CUSIP: 98978L204
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JAMES B. BREITMEYER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR STEPHEN J. FARR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zosano Pharma Corporation
TICKER: ZSAN CUSIP: 98979H202
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JOHN P. WALKER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zumiez Inc.
TICKER: ZUMZ CUSIP: 989817101
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR RICHARD M. BROOKS ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR MATTHEW L. HYDE ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JAMES M. WEBER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zynerba Pharmaceuticals, Inc.
TICKER: ZYNE CUSIP: 98986X109
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARMANDO ANIDO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. BUTLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WARREN D. COOPER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM J. FEDERICI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS L. HARRISON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL L. KISNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH I. MOCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zynga Inc.
TICKER: ZNGA CUSIP: 98986T108
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK PINCUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK GIBEAU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR REGINA E. DUGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM "BING" GORDON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LOUIS J. LAVIGNE, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELLEN F. SIMINOFF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CAROL G. MILLS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JANICE M. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has
duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
VANGUARD INSTITUTIONAL INDEX FUNDS
By: /s/Mortimer J. Buckley
Mortimer J. Buckley*
Chief Executive Officer, President, and Trustee
Date: August 29, 2018
*By: /s/Anne E. Robinson
Anne E. Robinson, pursuant to a Power of Attorney filed on January 18, 2018,
see File Number 33-32216. Incorporated by Reference.
