UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-6093
NAME OF REGISTRANT: VANGUARD INSTITUTIONAL INDEX FUNDS
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: ANNE E. ROBINSON
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: DECEMBER 31
DATE OF REPORTING PERIOD: JULY 1, 2018 - JUNE 30, 2019
FUND: VANGUARD INSTITUTIONAL TOTAL STOCK MARKET INDEX FUND
ISSUER: 1-800-FLOWERS.COM, Inc.
TICKER: FLWS CUSIP: 68243Q106
MEETING DATE: 12/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALYN R. BREIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CELIA R. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES CANNAVINO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EUGENE DEMARK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEONARD J. ELMORE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SEAN HEGARTY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER G. MCCANN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES F. MCCANN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATHERINE OLIVER ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR LARRY ZARIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
ISSUER: 1st Constitution Bancorp
TICKER: FCCY CUSIP: 31986N102
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES G. AARON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTONIO L. CRUZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM M. RUE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY BDO USA LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: 1st Source Corp.
TICKER: SRCE CUSIP: 336901103
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL B. FITZPATRICK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR NAJEEB A. KHAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHRISTOPHER J. MURPHY, ISSUER YES FOR FOR
IV
PROPOSAL #2: RATIFY BKD LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: 22nd Century Group, Inc.
TICKER: XXII CUSIP: 90137F103
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH ALEXANDER DUNN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NORA B. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY FREED MAXICK CPAS, P.C. AS ISSUER YES FOR FOR
AUDITORS
ISSUER: 2U, Inc.
TICKER: TWOU CUSIP: 90214J101
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY M. HALEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR VALERIE B. JARETT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR EARL LEWIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CORETHA M. RUSHING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: 3D Systems Corporation
TICKER: DDD CUSIP: 88554D205
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MALISSIA CLINTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM E. CURRAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS W. ERICKSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES W. HULL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM D. HUMES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR VYOMESH I. JOSHI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JIM D. KEVER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES G. MCCLURE, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEVIN S. MOORE ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR JOHN J. TRACY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JEFFREY WADSWORTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
ISSUER: 3M Company
TICKER: MMM CUSIP: 88579Y101
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS "TONY" K. BROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAMELA J. CRAIG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID B. DILLON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL L. ESKEW ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HERBERT L. HENKEL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR AMY E. HOOD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MUHTAR KENT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR EDWARD M. LIDDY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAMBISA F. MOYO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GREGORY R. PAGE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHAEL F. ROMAN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR PATRICIA A. WOERTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: CONSIDER PAY DISPARITY BETWEEN SHAREHOLDER YES AGAINST FOR
EXECUTIVES AND OTHER EMPLOYEES
ISSUER: 8x8, Inc.
TICKER: EGHT CUSIP: 282914100
MEETING DATE: 8/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GUY L. HECKER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRYAN R. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VIKRAM VERMA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC SALZMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR IAN POTTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JASWINDER PAL SINGH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VLADIMIR JACIMOVIC ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: A. H. Belo Corporation
TICKER: AHC CUSIP: 001282102
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. BECKERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LOUIS E. CALDERA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT W. DECHERD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD D. MCCRAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TYREE B. "TY" MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES M. MORONEY, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NICOLE G. SMALL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: A. O. Smith Corporation
TICKER: AOS CUSIP: 831865209
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM P. GREUBEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ILHAM KADRI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IDELLE K. WOLF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GENE C. WULF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: A10 Networks, Inc.
TICKER: ATEN CUSIP: 002121101
MEETING DATE: 11/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PHILLIP J. SALSBURY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
ISSUER: AAON, Inc.
TICKER: AAON CUSIP: 000360206
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL K. "KEN" LACKEY, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR A.H. "CHIP" MCELROY, II ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: AAR Corp.
TICKER: AIR CUSIP: 000361105
MEETING DATE: 10/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY K. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL R. BOYCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID P. STORCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JENNIFER L. VOGEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Aaron's, Inc.
TICKER: AAN CUSIP: 002535300
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHY T. BETTY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS C. CURLING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CYNTHIA N. DAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CURTIS L. DOMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WALTER G. EHMER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HUBERT L. HARRIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN W. ROBINSON, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RAY M. ROBINSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Abaxis, Inc.
TICKER: ABAX CUSIP: 002567105
MEETING DATE: 7/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Abbott Laboratories
TICKER: ABT CUSIP: 002824100
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. ALPERN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROXANNE S. AUSTIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SALLY E. BLOUNT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHELLE A. KUMBIER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD M. LIDDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NANCY MCKINSTRY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PHEBE N. NOVAKOVIC ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM A. OSBORN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SAMUEL C. SCOTT, III ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DANIEL J. STARKS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN G. STRATTON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR GLENN F. TILTON ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MILES D. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: AbbVie Inc.
TICKER: ABBV CUSIP: 00287Y109
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM H.L. BURNSIDE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRETT J. HART ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD J. RAPP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
FOR AMENDMENTS TO THE BY-LAW AND CERTIFICATE OF
INCORPORATION
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON INTEGRATING RISKS RELATED TO SHAREHOLDER YES AGAINST FOR
DRUG PRICING INTO SENIOR EXECUTIVE COMPENSATION
PROPOSAL #7: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: Abeona Therapeutics Inc.
TICKER: ABEO CUSIP: 00289Y107
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK J. ALVINO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEFANO BUONO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOAO SIFFERT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY WHITLEY PENN LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Abercrombie & Fitch Co.
TICKER: ANF CUSIP: 002896207
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KERRII B. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES B. BACHMANN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TERRY L. BURMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SARAH M. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL E. GREENLEES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ARCHIE M. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FRAN HOROWITZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HELEN E. MCCLUSKEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHARLES R. PERRIN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR NIGEL TRAVIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: ABIOMED, Inc.
TICKER: ABMD CUSIP: 003654100
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC A. ROSE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JEANNINE M. RIVET ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: ABM Industries, Inc.
TICKER: ABM CUSIP: 000957100
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LEIGHANNE G. BAKER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SUDHAKAR KESAVAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FILIPPO PASSERINI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Abraxas Petroleum Corporation
TICKER: AXAS CUSIP: 003830106
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAROLD D. CARTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JERRY J. LANGDON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN L. MELTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANGELA A. MEYER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Acacia Communications, Inc.
TICKER: ACIA CUSIP: 00401C108
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER Y. CHUNG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN RITCHIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VINCENT T. ROCHE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Acadia Healthcare Co., Inc.
TICKER: ACHC CUSIP: 00404A109
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM F. GRIECO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR REEVE B. WAUD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: ACADIA Pharmaceuticals Inc.
TICKER: ACAD CUSIP: 004225108
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAURA BREGE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN R. DAVIS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Acadia Realty Trust
TICKER: AKR CUSIP: 004239109
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KENNETH F. BERNSTEIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DOUGLAS CROCKER, II ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LORRENCE T. KELLAR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WENDY LUSCOMBE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM T. SPITZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LYNN C. THURBER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LEE S. WIELANSKY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR C. DAVID ZOBA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Accelerate Diagnostics, Inc.
TICKER: AXDX CUSIP: 00430H102
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS D. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE MEHREN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK C. MILLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN PATIENCE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JACK SCHULER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW W. STROBECK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANK J.M. TEN BRINK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES WATTS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #6: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Acceleron Pharma Inc.
TICKER: XLRN CUSIP: 00434H108
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TOM MANIATIS ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR RICHARD F. POPS ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR JOSEPH S. ZAKRZEWSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Accenture Plc
TICKER: ACN CUSIP: G1151C101
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAIME ARDILA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HERBERT HAINER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARJORIE MAGNER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NANCY MCKINSTRY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID P. ROWLAND ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GILLES C. PELISSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAULA A. PRICE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR VENKATA (MURTHY) ISSUER YES FOR FOR
RENDUCHINTALA
PROPOSAL #1i: ELECT DIRECTOR ARUN SARIN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR FRANK K. TANG ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR TRACEY T. TRAVIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: DETERMINE THE PRICE RANGE AT WHICH ISSUER YES FOR FOR
ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS
TREASURY STOCK
ISSUER: Access National Corp.
TICKER: ANCX CUSIP: 004337101
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: ACCO Brands Corporation
TICKER: ACCO CUSIP: 00081T108
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JAMES A. BUZZARD ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR KATHLEEN S. DVORAK ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR BORIS ELISMAN ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR PRADEEP JOTWANI ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR ROBERT J. KELLER ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR THOMAS KROEGER ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR RON LOMBARDI ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR GRACIELA MONTEAGUDO ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR HANS MICHAEL NORKUS ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR E. MARK RAJKOWSKI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AFFIRM THE MAJORITY VOTING STANDARD FOR ISSUER YES FOR FOR
UNCONTESTED ELECTION OF DIRECTORS
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Accuray, Inc.
TICKER: ARAY CUSIP: 004397105
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELIZABETH DAVILA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSHUA H. LEVINE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: AcelRx Pharmaceuticals, Inc.
TICKER: ACRX CUSIP: 00444T100
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VINCENT J. ANGOTTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN J. HOFFMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR PAMELA P. PALMER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY OUM & CO. LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
ISSUER: Acer Therapeutics Inc.
TICKER: ACER CUSIP: 00444P108
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN J. ASELAGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JASON AMELLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. DUNN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHELLE GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRIS SCHELLING ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Achillion Pharmaceuticals, Inc.
TICKER: ACHN CUSIP: 00448Q201
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KURT GRAVES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID I. SCHEER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK VERWIEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: ACI Worldwide, Inc.
TICKER: ACIW CUSIP: 004498101
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANET O. ESTEP ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES C. HALE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILIP G. HEASLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAMELA H. PATSLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES E. PETERS, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID A. POE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ADALIO T. SANCHEZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS W. WARSOP, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Aclaris Therapeutics, Inc.
TICKER: ACRS CUSIP: 00461U105
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NEAL WALKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM HUMPHRIES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW SCHIFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: ACM Research, Inc.
TICKER: ACMR CUSIP: 00108J109
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID H. WANG ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HAIPING DUN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHENMING C. HU ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR TRACY LIU ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR YINAN XIANG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ZHENGFAN YANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO CHINA SHU LUN PAN CERTIFIED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS LLP AS AUDITORS
ISSUER: Acme United Corp.
TICKER: ACU CUSIP: 004816104
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER C. JOHNSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHMOND Y. HOLDEN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN S. OLSCHAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVENSON E. WARD, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUSAN H. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR REX L. DAVIDSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRIAN K. BARKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: ACNB Corporation
TICKER: ACNB CUSIP: 000868109
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD L. HERRING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES J. LOTT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. EMMETT PATTERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARIAN B. SCHULTZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES E. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Acorda Therapeutics, Inc.
TICKER: ACOR CUSIP: 00484M106
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PEDER K. JENSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. KELLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SANDRA PANEM ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Actinium Pharmaceuticals, Inc.
TICKER: ATNM CUSIP: 00507W107
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SANDESH SETH ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR JEFFREY W. CHELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
ISSUER: Activision Blizzard, Inc.
TICKER: ATVI CUSIP: 00507V109
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR REVETA BOWERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT CORTI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HENDRIK HARTONG, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN KELLY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT A. KOTICK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BARRY MEYER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT MORGADO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PETER NOLAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CASEY WASSERMAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ELAINE WYNN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Actuant Corp.
TICKER: ATU CUSIP: 00508X203
MEETING DATE: 1/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALFREDO ALTAVILLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDAL W. BAKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. PALMER CLARKSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANNY L. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR E. JAMES FERLAND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD D. HOLDER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SIDNEY S. SIMMONS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HOLLY A. VAN DEURSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Acuity Brands, Inc.
TICKER: AYI CUSIP: 00508Y102
MEETING DATE: 1/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER C. BROWNING ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR G. DOUGLAS DILLARD, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES H. HANCE, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR VERNON J. NAGEL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JULIA B. NORTH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RAY M. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARY A. WINSTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EY AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Acushnet Holdings Corp.
TICKER: GOLF CUSIP: 005098108
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID MAHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YOON SOO (GENE) YOON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JENNIFER ESTABROOK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGORY HEWETT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SEAN SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN TISHMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WALTER UIHLEIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NORMAN WESLEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEUN CHANG (KEVIN) YOON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Acxiom Corp.
TICKER: ACXM CUSIP: 005125109
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN L. BATTELLE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM J. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DEBORA B. TOMLIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE SALE OF COMPANY ASSETS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PLAN OF REORGANIZATION ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #7: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #8: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Adamas Pharmaceuticals, Inc.
TICKER: ADMS CUSIP: 00548A106
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY T. WENT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARDI C. DIER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Adamis Pharmaceuticals Corporation
TICKER: ADMP CUSIP: 00547W208
MEETING DATE: 7/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS J. CARLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM C. DENBY, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DAVID J. MARGUGLIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT B. ROTHERMEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR RICHARD C. WILLIAMS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY MAYER HOFFMAN MCCANN PC AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Adams Resources & Energy, Inc.
TICKER: AE CUSIP: 006351308
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TOWNES G. PRESSLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHELLE A. EARLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MURRAY E. BRASSEUX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD C. JENNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR W.R. SCOFIELD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Addus HomeCare Corporation
TICKER: ADUS CUSIP: 006739106
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUSAN T. WEAVER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEAN RUSH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: ADDvantage Technologies Group, Inc.
TICKER: AEY CUSIP: 006743306
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Adesto Technologies Corporation
TICKER: IOTS CUSIP: 00687D101
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR KEITH L. CRANDELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BPM LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: ADMA Biologics, Inc.
TICKER: ADMA CUSIP: 000899104
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERROLD B. GROSSMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE P. GUIHEEN ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK AND ISSUER YES FOR FOR
REMOVE NON-VOTING COMMON STOCK
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Adobe Inc.
TICKER: ADBE CUSIP: 00724F101
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR AMY L. BANSE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANK A. CALDERONI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES E. DALEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LAURA B. DESMOND ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHARLES M. GESCHKE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SHANTANU NARAYEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KATHLEEN OBERG ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DHEERAJ PANDEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID A. RICKS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DANIEL L. ROSENSWEIG ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOHN E. WARNOCK ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: REPORT ON GENDER PAY GAP SHAREHOLDER YES AGAINST FOR
ISSUER: ADT Inc.
TICKER: ADT CUSIP: 00090Q103
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANDREW D. AFRICK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MATTHEW H. NORD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ERIC L. PRESS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1d: ELECT DIRECTOR MATTHEW E. WINTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: ADT, Inc.
TICKER: ADT CUSIP: 00090Q103
MEETING DATE: 9/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID RYAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEE J. SOLOMON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Adtalem Global Education, Inc.
TICKER: ATGE CUSIP: 00737L103
MEETING DATE: 11/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LYLE LOGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL W. MALAFRONTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LISA W. WARDELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANN WEAVER HART ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES D. WHITE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM W. BURKE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONNA J. HRINAK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN M. ALTSCHULER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GEORGETTE KISER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: ADTRAN, Inc.
TICKER: ADTN CUSIP: 00738A106
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS R. STANTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. FENWICK HUSS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY J. MCCRAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY J. MELONE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BALAN NAIR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR JACQUELINE H. "JACKIE" ISSUER YES FOR FOR
RICE
PROPOSAL #1.7: ELECT DIRECTOR KATHRYN A. WALKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Aduro Biotech, Inc.
TICKER: ADRO CUSIP: 00739L101
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN T. ISAACS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM M. GREENMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN A. SHERWIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Advance Auto Parts, Inc.
TICKER: AAP CUSIP: 00751Y106
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN F. BERGSTROM ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRAD W. BUSS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN F. FERRARO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS R. GRECO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JEFFREY J. JONES, II ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ADRIANA KARABOUTIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EUGENE I. LEE, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SHARON L. MCCOLLAM ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DOUGLAS A. PERTZ ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JEFFREY C. SMITH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR NIGEL TRAVIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
ISSUER: Advanced Disposal Services, Inc.
TICKER: ADSW CUSIP: 00790X101
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Advanced Drainage Systems, Inc.
TICKER: WMS CUSIP: 00790R104
MEETING DATE: 7/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT M. EVERSOLE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALEXANDER R. FISCHER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR M.A. (MARK) HANEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Advanced Emissions Solutions, Inc.
TICKER: ADES CUSIP: 00770C101
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CAROL EICHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN LEEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GILBERT LI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. CARTER PATE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR L. HEATH SAMPSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. TAYLOR SIMONTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR L. SPENCER WELLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TAX ASSET PROTECTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Advanced Energy Industries, Inc.
TICKER: AEIS CUSIP: 007973100
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK A. BALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GRANT H. BEARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TINA M. DONIKOWSKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD C. FOSTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD C. GRADY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS M. ROHRS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR JOHN A. ROUSH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR YUVAL WASSERMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
PROVIDE DIRECTORS MAY BE REMOVED WITH OR WITHOUT
ISSUER: Advanced Micro Devices, Inc.
TICKER: AMD CUSIP: 007903107
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN E. CALDWELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR NORA M. DENZEL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARK DURCAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSEPH A. HOUSEHOLDER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN W. MARREN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LISA T. SU ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ABHI Y. TALWALKAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Advansix Inc.
TICKER: ASIX CUSIP: 00773T101
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ERIN N. KANE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL L. MARBERRY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND BYLAWS
ISSUER: Advaxis, Inc.
TICKER: ADXS CUSIP: 007624208
MEETING DATE: 2/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID SIDRANSKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES P. PATTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONI A. APPEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD J. BERMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SAMIR N. KHLEIF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH A. BERLIN ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #6: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR N/A
OF DIRECTORS
ISSUER: AECOM
TICKER: ACM CUSIP: 00766T100
MEETING DATE: 3/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL S. BURKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES H. FORDYCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM H. FRIST ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LINDA GRIEGO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN A. KANDARIAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT J. ROUTS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CLARENCE T. SCHMITZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DOUGLAS W. STOTLAR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DANIEL R. TISHMAN ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR JANET C. WOLFENBARGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Aegion Corp.
TICKER: AEGN CUSIP: 00770F104
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN P. CORTINOVIS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHANIE A. CUSKLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WALTER J. GALVIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RHONDA GERMANY BALLINTYN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHARLES R. GORDON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JUANITA H. HINSHAW ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR M. RICHARD SMITH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PHILLIP D. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLC AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Aeglea Biotherapeutics, Inc.
TICKER: AGLE CUSIP: 00773J103
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
ISSUER: Aeglea BioTherapeutics, Inc.
TICKER: AGLE CUSIP: 00773J103
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARMEN SHANAFELT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR V. BRYAN LAWLIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY G. QUINN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Aehr Test Systems
TICKER: AEHR CUSIP: 00760J108
MEETING DATE: 10/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RHEA J. POSEDEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GAYN ERICKSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM W.R. ELDER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARIO M. ROSATI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN M. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOWARD T. SLAYEN ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY BPM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Aemetis, Inc.
TICKER: AMTX CUSIP: 00770K202
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC MCAFEE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANCIS BARTON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Aerie Pharmaceuticals, Inc.
TICKER: AERI CUSIP: 00771V108
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALD D. CAGLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD CROARKIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: AeroCentury Corp.
TICKER: ACY CUSIP: 007737109
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: AeroCentury Corp.
TICKER: ACY CUSIP: 007737109
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR EVAN M. WALLACH ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Aerohive Networks, Inc.
TICKER: HIVE CUSIP: 007786106
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR INGRID BURTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK J. MARSHALL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CONWAY "TODD" RULON- ISSUER YES FOR FOR
MILLER
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Aerojet Rocketdyne Holdings, Inc.
TICKER: AJRD CUSIP: 007800105
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN P. CHILTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS A. CORCORAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EILEEN P. DRAKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES R. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WARREN G. LICHTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LANCE W. LORD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARTIN TURCHIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: AeroVironment, Inc.
TICKER: AVAV CUSIP: 008073108
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY E. CONVER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARNOLD L. FISHMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Aerpio Pharmaceuticals, Inc.
TICKER: ARPO CUSIP: 00810B105
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANUPAM DALAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PRAVIN U. DUGEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN PRELACK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Aethlon Medical, Inc.
TICKER: AEMD CUSIP: 00808Y208
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD G. BROENNIMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GUY F. CIPRIANI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES J. FISHER, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SABRINA MARTUCCI ISSUER YES FOR FOR
JOHNSON
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY C. RODELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHETAN S. SHAH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY SQUAR MILNER LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Aevi Genomic Medicine, Inc.
TICKER: GNMX CUSIP: 00835P105
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SOL J. BARER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EUGENE A. BAUER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALASTAIR CLEMOW ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL F. COLA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BARBARA G. DUNCAN ISSUER YES AGAINST AGAINST
PROPOSAL #1f: ELECT DIRECTOR MATTHEW D. BAYLEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOSEPH J. GRANO, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Affiliated Managers Group, Inc.
TICKER: AMG CUSIP: 008252108
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SAMUEL T. BYRNE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DWIGHT D. CHURCHILL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR NATHANIEL DALTON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GLENN EARLE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NIALL FERGUSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SEAN M. HEALEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TRACY P. PALANDJIAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PATRICK T. RYAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KAREN L. YERBURGH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JIDE J. ZEITLIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Aflac Incorporated
TICKER: AFL CUSIP: 001055102
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL P. AMOS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR W. PAUL BOWERS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TOSHIHIKO FUKUZAWA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT B. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS J. KENNY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GEORGETTE D. KISER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KAROLE F. LLOYD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSEPH L. MOSKOWITZ ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BARBARA K. RIMER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KATHERINE T. ROHRER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MELVIN T. STITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: AG Mortgage Investment Trust, Inc.
TICKER: MITT CUSIP: 001228105
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARTHUR AINSBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW L. BERGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR T.J. DURKIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DEBRA HESS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH LAMANNA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER LINNEMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID N. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRIAN C. SIGMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: AGCO Corp.
TICKER: AGCO CUSIP: 001084102
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROY V. ARMES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL C. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR P. GEORGE BENSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUZANNE P. CLARK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WOLFGANG DEML ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE E. MINNICH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARTIN H. RICHENHAGEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GERALD L. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MALLIKA SRINIVASAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HENDRIKUS VISSER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Agenus Inc.
TICKER: AGEN CUSIP: 00847G705
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN J. CORVESE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY R. WRIGHT ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Agile Therapeutics, Inc.
TICKER: AGRX CUSIP: 00847L100
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SETH H.Z. FISCHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM T. MCKEE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Agilent Technologies, Inc.
TICKER: A CUSIP: 00846U101
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HANS E. BISHOP ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL N. CLARK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TADATAKA YAMADA ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Agilysys, Inc.
TICKER: AGYS CUSIP: 00847J105
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD A. COLVIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JERRY JONES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL A. KAUFMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MELVIN L. KEATING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEITH M. KOLERUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN MUTCH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAMESH SRINIVASAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Agios Pharmaceuticals, Inc.
TICKER: AGIO CUSIP: 00847X104
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACQUALYN A. FOUSE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID SCADDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID P. SCHENKEIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: AGNC Investment Corp.
TICKER: AGNC CUSIP: 00123Q104
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY D. KAIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONNA J. BLANK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MORRIS A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PRUE B. LAROCCA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL E. MULLINGS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Agree Realty Corp.
TICKER: ADC CUSIP: 008492100
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOEL N. AGREE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG ERLICH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY LEHMKUHL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM S. RUBENFAER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
ISSUER: AgroFresh Solutions, Inc.
TICKER: AGFS CUSIP: 00856G109
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JORDI FERRE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENISE L. DEVINE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MACAULEY WHITING, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NANCE K. DICCIANI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREGORY M. FREIWALD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE LOBISSER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Aimmune Therapeutics, Inc.
TICKER: AIMT CUSIP: 00900T107
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAYSON D.A. DALLAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK T. IWICKI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR GREGORY BEHAR ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Air Industries Group
TICKER: AIRI CUSIP: 00912N205
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL N. TAGLICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER D. RETTALIATA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT F. TAGLICH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID J. BUONANNO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT C. SCHROEDER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL BRAND ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL D. PORCELAIN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #3: RATIFY ROTENBERG MERIL SOLOMON BERTIGER ISSUER YES FOR FOR
& GUTTILLA, P.C. AS AUDITORS
ISSUER: Air Industries Group
TICKER: AIRI CUSIP: 00912N205
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL N. TAGLICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER D. RETTALIATA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT F. TAGLICH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID J. BUONANNO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT C. SCHROEDER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL BRAND ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL D. PORCELAIN ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ROTENBERG MERIL SOLOMON BERTIGER ISSUER YES FOR FOR
& GUTTILLA, P.C. AS AUDITOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
ISSUER: Air Lease Corp.
TICKER: AL CUSIP: 00912X302
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MATTHEW J. HART ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHERYL GORDON KRONGARD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARSHALL O. LARSEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT A. MILTON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN L. PLUEGER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR IAN M. SAINES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RONALD D. SUGAR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVEN F. UDVAR-HAZY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Air Products & Chemicals, Inc.
TICKER: APD CUSIP: 009158106
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SUSAN K. CARTER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES I. COGUT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SEIFI GHASEMI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHADWICK C. DEATON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID H. Y. HO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARGARET G. MCGLYNN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EDWARD L. MONSER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MATTHEW H. PAULL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICER COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Air T, Inc.
TICKER: AIRT CUSIP: 009207101
MEETING DATE: 8/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SETH BARKETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND CABILLOT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM FOUDRAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY KOHLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR PETER MCCLUNG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDREW STUMPF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NICHOLAS SWENSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TRAVIS SWENSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Air Transport Services Group, Inc.
TICKER: ATSG CUSIP: 00922R105
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD M. BAUDOUIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT K. CORETZ ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOSEPH C. HETE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RAYMOND E. JOHNS, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LAURA J. PETERSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RANDY D. RADEMACHER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR J. CHRISTOPHER TEETS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEFFREY J. VORHOLT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ISSUANCE OF SHARES FOR EXERCISE ISSUER YES FOR FOR
OF WARRANTS
PROPOSAL #6: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #7: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #8: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
ISSUER: Aircastle Limited
TICKER: AYR CUSIP: G0129K104
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD W. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS A. HACKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JUN HORIE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. INGLESE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Airgain, Inc.
TICKER: AIRG CUSIP: 00938A104
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR THOMAS A. MUNRO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: AK Steel Holding Corporation
TICKER: AKS CUSIP: 001547108
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS C. CUNEO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHERI H. EDISON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK G. ESSIG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM K. GERBER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGORY B. KENNY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RALPH S. MICHAEL, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROGER K. NEWPORT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DWAYNE A. WILSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR VICENTE WRIGHT ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR ARLENE M. YOCUM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Akamai Technologies, Inc.
TICKER: AKAM CUSIP: 00971T101
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER THOMAS "TOM" ISSUER YES FOR FOR
KILLALEA
PROPOSAL #1.2: ELECT DIRECTOR F. THOMSON "TOM" ISSUER YES FOR FOR
LEIGHTON
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN MILLER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Akebia Therapeutics, Inc.
TICKER: AKBA CUSIP: 00972D105
MEETING DATE: 12/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Akebia Therapeutics, Inc.
TICKER: AKBA CUSIP: 00972D105
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. BUTLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL T. HEFFERNAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JODIE P. MORRISON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
ISSUER: Akers Biosciences, Inc.
TICKER: AKER CUSIP: 00973E300
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSHUA SILVERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BILL J. WHITE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER C. ISSUER YES WITHHOLD AGAINST
SCHREIBER
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY MORISON COGEN LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Akers Biosciences, Inc.
TICKER: AKER CUSIP: 00973E300
MEETING DATE: 3/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DELISTING OF SHARES FROM STOCK ISSUER YES FOR FOR
EXCHANGE
ISSUER: Akorn, Inc.
TICKER: AKRX CUSIP: 009728106
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH S. ABRAMOWITZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADRIENNE L. GRAVES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN J. MEYER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TERRY ALLISON RAPPUHN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRIAN TAMBI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAN WEINSTEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Akorn, Inc.
TICKER: AKRX CUSIP: 009728106
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH ABRAMOWITZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS BOOTHE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ADRIENNE GRAVES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR RONALD JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN MEYER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS MOORE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TERRY ALLISON RAPPUHN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRIAN TAMBI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALAN WEINSTEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Akoustis Technologies, Inc.
TICKER: AKTS CUSIP: 00973N102
MEETING DATE: 11/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN P. DENBAARS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARTHUR E. GEISS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY K. MCMAHON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR STEVEN P. MILLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JERRY D. NEAL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR SUZANNE B. RUDY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY B. SHEALY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Alamo Group, Inc.
TICKER: ALG CUSIP: 011311107
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODERICK R. BATY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT P. BAUER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC P. ETCHART ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID W. GRZELAK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TRACY C. JOKINEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD W. PAROD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD A. ROBINSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Alarm.com Holdings, Inc.
TICKER: ALRM CUSIP: 011642105
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD CLARKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HUGH PANERO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES FOR AGAINST
ISSUER: Alaska Air Group, Inc.
TICKER: ALK CUSIP: 011659109
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PATRICIA M. BEDIENT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES A. BEER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARION C. BLAKEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PHYLLIS J. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RAYMOND L. CONNER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DHIREN R. FONSECA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SUSAN J. LI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HELVI K. SANDVIK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR J. KENNETH THOMPSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BRADLEY D. TILDEN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ERIC K. YEAMAN ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
DISCLOSURE
PROPOSAL #6: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
ISSUER: Alaska Communications Systems Group, Inc.
TICKER: ALSK CUSIP: 01167P101
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER D. AQUINO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WAYNE BARR, JR. ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DAVID W. KARP ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER D. LEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN A. ROSS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANAND VADAPALLI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Albany International Corp.
TICKER: AIN CUSIP: 012348108
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTINE L. STANDISH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ERLAND E. KAILBOURNE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN F. CASSIDY, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JOHN R. SCANNELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR KATHARINE L. PLOURDE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR A. WILLIAM HIGGINS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH W. KRUEGER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR OLIVIER M. JARRAULT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LEE C. WORTHAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.1: ELECT DIRECTOR MARK J. MUPRHY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Albemarle Corporation
TICKER: ALB CUSIP: 012653101
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #2a: ELECT DIRECTOR MARY LAUREN BRLAS ISSUER YES FOR FOR
PROPOSAL #2b: ELECT DIRECTOR WILLIAM H. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #2c: ELECT DIRECTOR LUTHER C. KISSAM, IV ISSUER YES FOR FOR
PROPOSAL #2d: ELECT DIRECTOR DOUGLAS L. MAINE ISSUER YES FOR FOR
PROPOSAL #2e: ELECT DIRECTOR J. KENT MASTERS ISSUER YES FOR FOR
PROPOSAL #2f: ELECT DIRECTOR JAMES J. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #2g: ELECT DIRECTOR DIARMUID B. O'CONNELL ISSUER YES FOR FOR
PROPOSAL #2h: ELECT DIRECTOR DEAN L. SEAVERS ISSUER YES FOR FOR
PROPOSAL #2i: ELECT DIRECTOR GERALD A. STEINER ISSUER YES FOR FOR
PROPOSAL #2j: ELECT DIRECTOR HARRIETT TEE TAGGART ISSUER YES FOR FOR
PROPOSAL #2k: ELECT DIRECTOR ALEJANDRO D. WOLFF ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Alcoa Corp.
TICKER: AA CUSIP: 013872106
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL G. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY ANNE CITRINO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY P. FLYNN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHRYN S. FULLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROY C. HARVEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES A. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES E. NEVELS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES W. OWENS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CAROL L. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR SUZANNE SITHERWOOD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEVEN W. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ERNESTO ZEDILLO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
ISSUER: Alder Biopharmaceuticals, Inc.
TICKER: ALDR CUSIP: 014339105
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL R. CARTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WENDY L. YARNO ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Aldeyra Therapeutics, Inc.
TICKER: ALDX CUSIP: 01438T106
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD H. DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY PHILLIPS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR NEAL S. WALKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
ISSUER: Alector, Inc.
TICKER: ALEC CUSIP: 014442107
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARNON ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID WEHNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Alexander & Baldwin, Inc.
TICKER: ALEX CUSIP: 014491104
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER J. BENJAMIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. ALLEN DOANE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT S. HARRISON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID C. HULIHEE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STANLEY M. KURIYAMA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DIANA M. LAING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS A. LEWIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DOUGLAS M. PASQUALE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHELE K. SAITO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ERIC K. YEAMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Alexander's, Inc.
TICKER: ALX CUSIP: 014752109
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN ROTH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR WENDY A. SILVERSTEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Alexandria Real Estate Equities, Inc.
TICKER: ARE CUSIP: 015271109
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOEL S. MARCUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN R. HASH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN L. ATKINS, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES P. CAIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARIA C. FREIRE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD H. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES H. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL A. WORONOFF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Alexion Pharmaceuticals, Inc.
TICKER: ALXN CUSIP: 015351109
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FELIX J. BAKER ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DAVID R. BRENNAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER J. COUGHLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DEBORAH DUNSIRE ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: ELECT DIRECTOR PAUL A. FRIEDMAN ISSUER YES AGAINST AGAINST
PROPOSAL #1.6: ELECT DIRECTOR LUDWIG N. HANTSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN T. MOLLEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANCOIS NADER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JUDITH A. REINSDORF ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR ANDREAS RUMMELT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
ISSUER: Alico, Inc.
TICKER: ALCO CUSIP: 016230104
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE R. BROKAW ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR R. GREG EISNER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR BENJAMIN D. FISHMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR W. ANDREW KRUSEN, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR HENRY R. SLACK ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Align Technology, Inc.
TICKER: ALGN CUSIP: 016255101
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN J. DALLAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH M. HOGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH LACOB ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. RAYMOND LARKIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GEORGE J. MORROW ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS M. PRESCOTT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREA L. SAIA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GREG J. SANTORA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SUSAN E. SIEGEL ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR WARREN S. THALER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Alimera Sciences, Inc.
TICKER: ALIM CUSIP: 016259103
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN K. HALAK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER J. PIZZO, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
ISSUER: Alkermes plc
TICKER: ALKS CUSIP: G01767105
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID W. ANSTICE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. BREYER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WENDY L. DIXON ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Allakos Inc.
TICKER: ALLK CUSIP: 01671P100
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN P. JAMES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Alleghany Corp.
TICKER: Y CUSIP: 017175100
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KAREN BRENNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN G. FOOS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAUREN M. TYLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Allegheny Technologies, Inc.
TICKER: ATI CUSIP: 01741R102
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEROY M. BALL, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAROLYN CORVI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT S. WETHERBEE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Allegiance Bancshares, Inc. (Texas)
TICKER: ABTX CUSIP: 01748H107
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT MERGER AGREEMENT AND APPROVE THE ISSUER YES FOR FOR
MERGER
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Allegiance Bancshares, Inc. (Texas)
TICKER: ABTX CUSIP: 01748H107
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN BECKWORTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW H. HARTZELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR UMESH "MIKE" JAIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANCES H. JETER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROLAND L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT E. MCKEE, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LOUIS A. WATERS, JR. ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY CROWE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Allegiant Travel Company
TICKER: ALGT CUSIP: 01748X102
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MAURICE J. GALLAGHER, ISSUER YES FOR FOR
JR.
PROPOSAL #1B: ELECT DIRECTOR MONTIE BREWER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR GARY ELLMER ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR LINDA A. MARVIN ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR CHARLES W. POLLARD ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR JOHN T. REDMOND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
ISSUER: Allegion Plc
TICKER: ALLE CUSIP: G0176J109
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CARLA CICO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KIRK S. HACHIGIAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR NICOLE PARENT HAUGHEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID D. PETRATIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DEAN I. SCHAFFER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHARLES L. SZEWS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARTIN E. WELCH, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: RENEW THE BOARD'S AUTHORITY TO ISSUE ISSUER YES FOR FOR
SHARES UNDER IRISH LAW
PROPOSAL #5: RENEW THE BOARD'S AUTHORITY TO OPT-OUT ISSUER YES FOR FOR
OF STATUTORY PRE-EMPTIONS RIGHTS
ISSUER: Allena Pharmaceuticals, Inc.
TICKER: ALNA CUSIP: 018119107
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LOUIS BRENNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALLENE DIAZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT TEPPER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Allergan plc
TICKER: AGN CUSIP: G0177J108
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NESLI BASGOZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOSEPH H. BOCCUZI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHRISTOPHER W. BODINE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ADRIANE M. BROWN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHRISTOPHER J. COUGHLIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CAROL ANTHONY (JOHN) ISSUER YES FOR FOR
DAVIDSON
PROPOSAL #1g: ELECT DIRECTOR THOMAS C. FREYMAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL E. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT J. HUGIN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PETER J. MCDONNELL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR BRENTON L. SAUNDERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: AUTHORIZE ISSUE OF EQUITY ISSUER YES FOR FOR
PROPOSAL #5a: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5b: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: ALLETE, Inc.
TICKER: ALE CUSIP: 018522300
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHRYN W. DINDO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GEORGE G. GOLDFARB ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALAN R. HODNIK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES J. HOOLIHAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HEIDI E. JIMMERSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MADELEINE W. LUDLOW ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SUSAN K. NESTEGARD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DOUGLAS C. NEVE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BETHANY M. OWEN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT P. POWERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Alliance Data Systems Corporation
TICKER: ADS CUSIP: 018581108
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE K. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER H. BALLOU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KELLY J. BARLOW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD J. HEFFERNAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KENNETH R. JENSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT A. MINICUCCI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TIMOTHY J. THERIAULT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAURIE A. TUCKER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SHAREN J. TURNEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Alliance One International, Inc.
TICKER: AOI CUSIP: 018772301
MEETING DATE: 8/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK W. KEHAYA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTIN R. WADE, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: CHANGE COMPANY NAME TO PYXUS ISSUER YES FOR FOR
INTERNATIONAL, INC.
ISSUER: Alliant Energy Corp.
TICKER: LNT CUSIP: 018802108
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER K. NEWPORT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JILLIAN C. EVANKO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN O. LARSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS F. O'TOOLE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
ISSUER: Allied Motion Technologies Inc.
TICKER: AMOT CUSIP: 019330109
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LINDA P. DUCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GERALD J. "BUD" LABER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD D. FEDERICO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD D. SMITH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES J. TANOUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD S. WARZALA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL R. WINTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Allison Transmission Holdings, Inc.
TICKER: ALSN CUSIP: 01973R101
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JUDY L. ALTMAIER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STAN A. ASKREN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LAWRENCE E. DEWEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID C. EVERITT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALVARO GARCIA-TUNON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID S. GRAZIOSI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM R. HARKER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CAROLANN I. HAZNEDAR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RICHARD P. LAVIN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR THOMAS W. RABAUT ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RICHARD V. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Allogene Therapeutics, Inc.
TICKER: ALLO CUSIP: 019770106
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ARIE BELLDEGRUN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID BONDERMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID CHANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Allscripts Healthcare Solutions, Inc.
TICKER: MDRX CUSIP: 01988P108
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MARA G. ASPINALL ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR PAUL M. BLACK ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR P. GREGORY GARRISON ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JONATHAN J. JUDGE ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR MICHAEL A. KLAYKO ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR YANCEY L. SPRUILL ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR DAVE B. STEVENS ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR DAVID D. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Ally Financial, Inc.
TICKER: ALLY CUSIP: 02005N100
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANKLIN W. HOBBS ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR KENNETH J. BACON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATRYN "TRYNKA" ISSUER YES FOR FOR
SHINEMAN BLAKE
PROPOSAL #1.4: ELECT DIRECTOR MAUREEN A. BREAKIRON- ISSUER YES FOR FOR
EVANS
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM H. CARY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MAYREE C. CLARK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KIM S. FENNEBRESQUE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARJORIE MAGNER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRIAN H. SHARPLES ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR JOHN J. STACK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MICHAEL F. STEIB ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JEFFREY J. BROWN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Alnylam Pharmaceuticals, Inc.
TICKER: ALNY CUSIP: 02043Q107
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARGARET A. HAMBURG ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN M. PAUL ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR COLLEEN F. REITAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR AMY W. SCHULMAN ISSUER YES FOR FOR
PROPOSAL #2: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Alpha & Omega Semiconductor Ltd.
TICKER: AOSL CUSIP: G6331P104
MEETING DATE: 11/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MIKE F. CHANG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YUEH-SE HO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LUCAS S. CHANG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT I. CHEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KING OWYANG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL L. PFEIFFER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. SALAMEH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: APPROVE BDO USA, LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION AUDITORS
ISSUER: Alpha Pro Tech, Ltd.
TICKER: APT CUSIP: 020772109
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LLOYD HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONNA MILLAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN RITOTA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RUSSELL MANOCK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANNY MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID R. GARCIA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES BUCHAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY TANNER LLC AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Alphabet Inc.
TICKER: GOOGL CUSIP: 02079K305
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY PAGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SERGEY BRIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN L. HENNESSY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR L. JOHN DOERR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROGER W. FERGUSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANN MATHER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAN R. MULALLY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SUNDAR PICHAI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR K. RAM SHRIRAM ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBIN L. WASHINGTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #5: ADOPT A POLICY PROHIBITING INEQUITABLE SHAREHOLDER YES AGAINST FOR
EMPLOYMENT PRACTICES
PROPOSAL #6: ESTABLISH SOCIETAL RISK OVERSIGHT SHAREHOLDER YES AGAINST FOR
COMMITTEE
PROPOSAL #7: REPORT ON SEXUAL HARASSMENT POLICIES SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
PROPOSAL #9: REPORT ON GENDER PAY GAP SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: EMPLOY ADVISORS TO EXPLORE ALTERNATIVES SHAREHOLDER YES AGAINST FOR
TO MAXIMIZE VALUE
PROPOSAL #11: APPROVE NOMINATION OF EMPLOYEE SHAREHOLDER YES AGAINST FOR
REPRESENTATIVE DIRECTOR
PROPOSAL #12: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES AGAINST FOR
PROPOSAL #13: ASSESS FEASIBILITY OF INCLUDING SHAREHOLDER YES AGAINST FOR
SUSTAINABILITY AS A PERFORMANCE MEASURE FOR SENIOR
EXECUTIVE COMPENSATION
PROPOSAL #14: REPORT ON HUMAN RIGHTS RISK ASSESSMENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #15: ADOPT COMPENSATION CLAWBACK POLICY SHAREHOLDER YES FOR AGAINST
PROPOSAL #16: REPORT ON POLICIES AND RISKS RELATED TO SHAREHOLDER YES AGAINST FOR
CONTENT GOVERNANCE
ISSUER: Alphatec Holdings, Inc.
TICKER: ATEC CUSIP: 02081G201
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EVAN BAKST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MORTIMER BERKOWITZ, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR QUENTIN BLACKFORD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JASON HOCHBERG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK S. MILES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID H. MOWRY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY P. RYDIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR JAMES L.L. TULLIS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DONALD A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WARD W. WOODS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Alpine Immune Sciences, Inc.
TICKER: ALPN CUSIP: 02083G100
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL SEKHRI ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Altair Engineering Inc.
TICKER: ALTR CUSIP: 021369103
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TRACE HARRIS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD HART ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Alteryx, Inc.
TICKER: AYX CUSIP: 02156B103
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIMBERLY E. ALEXY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MARK ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN BELLIZZI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Altice USA, Inc.
TICKER: ATUS CUSIP: 02156K103
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PATRICK DRAHI ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR DEXTER GOEI ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR DENNIS OKHUIJSEN ISSUER YES AGAINST AGAINST
PROPOSAL #1d: ELECT DIRECTOR RAYMOND SVIDER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARK MULLEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MANON BROUILLETTE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHARLES STEWART ISSUER YES AGAINST AGAINST
PROPOSAL #1h: ELECT DIRECTOR GERRIT JAN BAKKER ISSUER YES AGAINST AGAINST
PROPOSAL #1i: ELECT DIRECTOR DAVID DRAHI ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Altimmune, Inc.
TICKER: ALT CUSIP: 02155H101
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MITCHEL SAYARE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM J. ENRIGHT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID J. DRUTZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JOHN M. GILL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR PHILIP L. HODGES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR WAYNE PISANO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KLAUS O. SCHAFER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #6: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #8: ADJOURN MEETING ISSUER YES AGAINST AGAINST
ISSUER: Altisource Asset Management Corporation
TICKER: AAMC CUSIP: 02153X108
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR GEORGE G. ELLISON ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR RICARDO C. BYRD ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JOHN P. DE JONGH, JR. ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JOHN A. ENGERMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Altisource Portfolio Solutions S.A.
TICKER: ASPS CUSIP: L0175J104
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SCOTT E. BURG ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOSEPH L. MORETTINI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROLAND MULLER-INEICHEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM B. SHEPRO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED AUDITORS AND ATWELL S.A R.L.
AS CERTIFIED AUDITOR FOR STATUTORY ACCOUNTS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: RECEIVE AND APPROVE DIRECTORS' AND ISSUER YES FOR FOR
AUDITORS' SPECIAL REPORTS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS AND ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: Altisource Portfolio Solutions SA
TICKER: ASPS CUSIP: L0175J104
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SCOTT E. BURG ISSUER YES FOR FOR
ISSUER: Altra Industrial Motion Corp.
TICKER: AIMC CUSIP: 02208R106
MEETING DATE: 9/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Altra Industrial Motion Corp.
TICKER: AIMC CUSIP: 02208R106
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDMUND M. CARPENTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARL R. CHRISTENSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LYLE G. GANSKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARGOT L. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL S. LIPSCOMB ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LARRY P. MCPHERSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICK K. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS W. SWIDARSKI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES H. WOODWARD, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Altria Group, Inc.
TICKER: MO CUSIP: 02209S103
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN T. CASTEEN, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DINYAR S. DEVITRE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS F. FARRELL, II ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DEBRA J. KELLY-ENNIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR W. LEO KIELY, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KATHRYN B. MCQUADE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE MUNOZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK E. NEWMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NABIL Y. SAKKAB ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR VIRGINIA E. SHANKS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR HOWARD A. WILLARD, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE NICOTINE LEVELS IN TOBACCO SHAREHOLDER YES AGAINST FOR
PRODUCTS
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
ISSUER: Altus Midstream Company
TICKER: ALTM CUSIP: 02215L100
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK BORER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT W. BOURNE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CLAY BRETCHES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STACI L. BURNS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR C. DOUG JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR D. MARK LELAND ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KEVIN S. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W. MARK MEYER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR ROBERT S. PURGASON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.1: ELECT DIRECTOR BEN C. RODGERS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JON W. SAUER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: AMAG Pharmaceuticals, Inc.
TICKER: AMAG CUSIP: 00163U106
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM K. HEIDEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BARBARA DEPTULA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN A. FALLON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KATHRINE O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT J. PEREZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANNE M. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GINO SANTINI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVEY S. SCOON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES R. SULAT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Amalgamated Bank
TICKER: AMAL CUSIP: 022663108
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LYNNE P. FOX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD E. BOUFFARD, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARYANN BRUCE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICIA DIAZ DENNIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT C. DINERSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK A. FINSER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JULIE KELLY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN MCDONAGH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEITH MESTRICH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT G. ROMASCO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR EDGAR ROMNEY, SR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR STEPHEN R. SLEIGH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: A-Mark Precious Metals, Inc.
TICKER: AMRK CUSIP: 00181T107
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY D. BENJAMIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELLIS LANDAU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BEVERLEY LEPINE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN ('JAY') U. ISSUER YES FOR FOR
MOORHEAD
PROPOSAL #1.6: ELECT DIRECTOR JESS M. RAVICH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY N. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Amazon.com, Inc.
TICKER: AMZN CUSIP: 023135106
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFFREY P. BEZOS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROSALIND G. BREWER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMIE S. GORELICK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DANIEL P. HUTTENLOCHER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JUDITH A. MCGRATH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR INDRA K. NOOYI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JONATHAN J. RUBINSTEIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS O. RYDER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PATRICIA Q. STONESIFER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WENDELL P. WEEKS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON MANAGEMENT OF FOOD WASTE SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
PROPOSAL #6: PROHIBIT SALES OF FACIAL RECOGNITION SHAREHOLDER YES AGAINST FOR
TECHNOLOGY TO GOVERNMENT AGENCIES
PROPOSAL #7: REPORT ON IMPACT OF GOVERNMENT USE OF SHAREHOLDER YES AGAINST FOR
FACIAL RECOGNITION TECHNOLOGIES
PROPOSAL #8: REPORT ON PRODUCTS PROMOTING HATE SPEECH SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: REPORT ON SEXUAL HARASSMENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #11: REPORT ON CLIMATE CHANGE SHAREHOLDER YES AGAINST FOR
PROPOSAL #12: DISCLOSE A BOARD OF DIRECTORS' SHAREHOLDER YES AGAINST FOR
QUALIFICATION MATRIX
PROPOSAL #13: REPORT ON GENDER PAY GAP SHAREHOLDER YES AGAINST FOR
PROPOSAL #14: ASSESS FEASIBILITY OF INCLUDING SHAREHOLDER YES AGAINST FOR
SUSTAINABILITY AS A PERFORMANCE MEASURE FOR SENIOR
EXECUTIVE COMPENSATION
PROPOSAL #15: PROVIDE VOTE COUNTING TO EXCLUDE SHAREHOLDER YES AGAINST FOR
ABSTENTIONS
ISSUER: Ambac Financial Group, Inc.
TICKER: AMBC CUSIP: 023139884
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALEXANDER D. GREENE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IAN D. HAFT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID L. HERZOG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOAN LAMM-TENNANT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CLAUDE LEBLANC ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR C. JAMES PRIEUR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY S. STEIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Ambarella, Inc.
TICKER: AMBA CUSIP: G037AX101
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHENMING C. HU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERESA H. MENG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FENG-MING "FERMI" WANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: AMC Entertainment Holdings, Inc.
TICKER: AMC CUSIP: 00165C104
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ADAM M. ARON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEE E. WITTLINGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: AMC Networks Inc.
TICKER: AMCX CUSIP: 00164V103
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK J. BIONDI, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JONATHAN F. MILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEONARD TOW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID E. VAN ZANDT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CARL E. VOGEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: AMCON Distributing Co.
TICKER: DIT CUSIP: 02341Q205
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEREMY W. HOBBS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STANLEY MAYER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Amedisys, Inc.
TICKER: AMED CUSIP: 023436108
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JULIE D. KLAPSTEIN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR PAUL B. KUSSEROW ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR RICHARD A. LECHLEITER ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JAKE L. NETTERVILLE ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR BRUCE D. PERKINS ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR JEFFREY A. RIDEOUT ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR DONALD A. WASHBURN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: AMERCO
TICKER: UHAL CUSIP: 023586100
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD J. ("JOE") SHOEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES E. ACRIDGE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. BROGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN M. DODDS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES J. GROGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD J. HERRERA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KARL A. SCHMIDT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SAMUEL J. SHOEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AND AFFIRM DECISIONS AND ACTIONS SHAREHOLDER YES AGAINST AGAINST
TAKEN BY THE BOARD AND EXECUTIVE OFFICERS FOR FISCAL
2018
ISSUER: Ameren Corporation
TICKER: AEE CUSIP: 023608102
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WARNER L. BAXTER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CATHERINE S. BRUNE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR J. EDWARD COLEMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WARD H. DICKSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NOELLE K. EDER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ELLEN M. FITZSIMMONS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RAFAEL FLORES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD J. HARSHMAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CRAIG S. IVEY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEVEN H. LIPSTEIN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR STEPHEN R. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Ameresco, Inc.
TICKER: AMRC CUSIP: 02361E108
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS I. FOY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JENNIFER L. MILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NICKOLAS STAVROPOULOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: American Airlines Group Inc.
TICKER: AAL CUSIP: 02376R102
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES F. ALBAUGH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY D. BENJAMIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN T. CAHILL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL J. EMBLER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MATTHEW J. HART ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SUSAN D. KRONICK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARTIN H. NESBITT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DENISE M. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR W. DOUGLAS PARKER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RAY M. ROBINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS AND SHAREHOLDER YES AGAINST FOR
EXPENDITURES
ISSUER: American Assets Trust, Inc.
TICKER: AAT CUSIP: 024013104
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERNEST S. RADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DUANE A. NELLES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS S. OLINGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOY L. SCHAEFER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT S. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: American Axle & Manufacturing Holdings, Inc.
TICKER: AXL CUSIP: 024061103
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELIZABETH A. CHAPPELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HERBERT K. PARKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN F. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: American Campus Communities, Inc.
TICKER: ACC CUSIP: 024835100
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM C. BAYLESS, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR G. STEVEN DAWSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CYDNEY C. DONNELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARY C. EGAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EDWARD LOWENTHAL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR OLIVER LUCK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR C. PATRICK OLES, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN T. RIPPEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: American Eagle Outfitters, Inc.
TICKER: AEO CUSIP: 02553E106
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEBORAH A. HENRETTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS R. KETTELER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARY D. MCMILLAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: American Electric Power Co., Inc.
TICKER: AEP CUSIP: 025537101
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICHOLAS K. AKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. BARNIE BEASLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RALPH D. CROSBY, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LINDA A. GOODSPEED ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS E. HOAGLIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SANDRA BEACH LIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARGARET M. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD C. NOTEBAERT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LIONEL L. NOWELL, III ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEPHEN S. RASMUSSEN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR OLIVER G. RICHARD, III ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR SARA MARTINEZ TUCKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ELIMINATE PREEMPTIVE RIGHTS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: American Equity Investment Life Holding Company
TICKER: AEL CUSIP: 025676206
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN M. MATOVINA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN D. MATULA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GERARD D. NEUGENT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: American Express Company
TICKER: AXP CUSIP: 025816109
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLENE BARSHEFSKY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN J. BRENNAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PETER CHERNIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RALPH DE LA VEGA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ANNE LAUVERGEON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL O. LEAVITT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THEODORE J. LEONSIS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEPHEN J. SQUERI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DANIEL L. VASELLA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RONALD A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CHRISTOPHER D. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: ADJUST EXECUTIVE COMPENSATION METRICS SHAREHOLDER YES AGAINST FOR
FOR SHARE BUYBACKS
PROPOSAL #6: REPORT ON GENDER PAY GAP SHAREHOLDER YES AGAINST FOR
ISSUER: American Finance Trust, Inc.
TICKER: AFIN CUSIP: 02607T109
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LESLIE D. MICHELSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: American Financial Group, Inc.
TICKER: AFG CUSIP: 025932104
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARL H. LINDNER, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR S. CRAIG LINDNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH C. AMBRECHT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN B. BERDING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH E. "JEFF" ISSUER YES FOR FOR
CONSOLINO
PROPOSAL #1.6: ELECT DIRECTOR VIRGINIA C. "GINA" ISSUER YES FOR FOR
DROSOS
PROPOSAL #1.7: ELECT DIRECTOR JAMES E. EVANS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TERRY S. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GREGORY G. JOSEPH ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR MARY BETH MARTIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM W. VERITY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JOHN I. VON LEHMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: American Homes 4 Rent
TICKER: AMH CUSIP: 02665T306
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR B. WAYNE HUGHES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID P. SINGELYN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN 'JACK' CORRIGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS N. BENHAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TAMARA HUGHES GUSTAVSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW J. HART ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES H. KROPP ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WINIFRED 'WENDY' WEBB ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAY WILLOUGHBY ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR KENNETH M. WOOLLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: American International Group, Inc.
TICKER: AIG CUSIP: 026874784
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR W. DON CORNWELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRIAN DUPERREAULT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN H. FITZPATRICK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM G. JURGENSEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHRISTOPHER S. LYNCH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HENRY S. MILLER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LINDA A. MILLS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS F. MOTAMED ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PETER R. PORRINO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR AMY L. SCHIOLDAGER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DOUGLAS M. STEENLAND ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR THERESE M. VAUGHAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
ISSUER: American National Bankshares Inc.
TICKER: AMNB CUSIP: 027745108
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NANCY HOWELL AGEE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY V. HALEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN H. LOVE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONDA M. PENN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUSAN K. STILL ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR KENNETH S. BOWLING ISSUER YES FOR FOR
PROPOSAL #3: RATIFY YOUNT, HYDE & BARBOUR P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: American National Bankshares, Inc. (Virginia)
TICKER: AMNB CUSIP: 027745108
MEETING DATE: 3/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: American National Insurance Company
TICKER: ANAT CUSIP: 028591105
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. ANSELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARTHUR O. DUMMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IRWIN M. HERZ, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR E. DOUGLAS MCLEOD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANCES A. MOODY- ISSUER YES FOR FOR
DAHLBERG
PROPOSAL #1.6: ELECT DIRECTOR ROSS R. MOODY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES P. PAYNE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR E.J. "JERE" PEDERSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES E. POZZI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES D. YARBROUGH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: American Outdoor Brands Corp.
TICKER: AOBC CUSIP: 02874P103
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY M. MONHEIT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT L. SCOTT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANITA D. BRITT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT H. BRUST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR P. JAMES DEBNEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN B. FURMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY J. GLUCHOWSKI, ISSUER YES FOR FOR
JR.
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL F. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MITCHELL A. SALTZ ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR I. MARIE WADECKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON GUN VIOLENCE SHAREHOLDER YES FOR AGAINST
ISSUER: American Public Education, Inc.
TICKER: APEI CUSIP: 02913V103
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ERIC C. ANDERSEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WALLACE E. BOSTON, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BARBARA G. FAST ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JEAN C. HALLE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BARBARA 'BOBBI' L. ISSUER YES FOR FOR
KURSHAN
PROPOSAL #1f: ELECT DIRECTOR TIMOTHY J. LANDON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM G. ROBINSON, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: American River Bankshares
TICKER: AMRB CUSIP: 029326105
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICOLAS C. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIMBERLY A. BOX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES D. FITE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFERY OWENSBY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM A. ROBOTHAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID E. RITCHIE, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN H. WAKS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PHILIP A. WRIGHT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL A. ZIEGLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: AMERICAN SOFTWARE, INC.
TICKER: AMSWA CUSIP: 029683109
MEETING DATE: 8/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR W. DENNIS HOGUE ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JAMES B. MILLER, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: American States Water Company
TICKER: AWR CUSIP: 029899101
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DIANA M. BONTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY ANN HOPKINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. SPROWLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: American Superconductor Corporation
TICKER: AMSC CUSIP: 030111207
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VIKRAM S. BUDHRAJA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARTHUR H. HOUSE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL P. MCGAHN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID R. OLIVER, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN W. WOOD, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: American Tower Corporation
TICKER: AMT CUSIP: 03027X100
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RAYMOND P. DOLAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT D. HORMATS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GUSTAVO LARA CANTU ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GRACE D. LIEBLEIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CRAIG MACNAB ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOANN A. REED ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAMELA D.A. REEVE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID E. SHARBUTT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES D. TAICLET ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SAMME L. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
ISSUER: American Vanguard Corporation
TICKER: AVD CUSIP: 030371108
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SCOTT D. BASKIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LAWRENCE S. CLARK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DEBRA F. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MORTON D. ERLICH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALFRED F. INGULLI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN L. KILLMER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ERIC G. WINTEMUTE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR M. ESMAIL ZIRAKPARVAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: American Water Works Company, Inc.
TICKER: AWK CUSIP: 030420103
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFFERY N. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARTHA CLARK GOSS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VERONICA M. HAGEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JULIA L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KARL F. KURZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GEORGE MACKENZIE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES G. STAVRIDIS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SUSAN N. STORY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
ISSUER: American Woodmark Corp.
TICKER: AMWD CUSIP: 030506109
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW B. COGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES G. DAVIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR S. CARY DUNSTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARTHA M. HAYES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL T. HENDRIX ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CAROL B. MOERDYK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID W. MOON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR VANCE W. TANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: America's Car-Mart, Inc.
TICKER: CRMT CUSIP: 03062T105
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAY C. DILLON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL J. ENGLANDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM H. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JIM VON GREMP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSHUA G. WELCH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
ISSUER: Americas Silver Corporation
TICKER: USA CUSIP: 03063L705
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN ALFERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DARREN BLASUTTI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALEX DAVIDSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALAN R. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRADLEY R. KIPP ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GORDON E. PRIDHAM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MANUEL RIVERA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LORIE WAISBERG ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: RE-APPROVE DEFERRED SHARE UNIT PLAN ISSUER YES FOR FOR
PROPOSAL #4: RE-APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RE-APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND BY-LAWS ISSUER YES FOR FOR
PROPOSAL #7: CHANGE COMPANY NAME TO AMERICAS GOLD AND ISSUER YES FOR FOR
SILVER CORPORATION
ISSUER: Americold Realty Trust
TICKER: COLD CUSIP: 03064D108
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR FRED W. BOEHLER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR GEORGE J. ALBURGER, JR. ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JAMES R. HEISTAND ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR MICHELLE M. MACKAY ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR MARK R. PATTERSON ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR ANDREW P. POWER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Ameriprise Financial, Inc.
TICKER: AMP CUSIP: 03076C106
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES M. CRACCHIOLO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DIANNE NEAL BLIXT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR AMY DIGESO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LON R. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JEFFREY NODDLE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT F. SHARPE, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR W. EDWARD WALTER, III ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHRISTOPHER J. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Ameris Bancorp
TICKER: ABCB CUSIP: 03076K108
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Ameris Bancorp
TICKER: ABCB CUSIP: 03076K108
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL B. JETER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. STERN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS J. ZEMBER, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: AMERISAFE, Inc.
TICKER: AMSF CUSIP: 03071H100
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERI G. FONTENOT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JARED A. MORRIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: AmeriServ Financial, Inc.
TICKER: ASRV CUSIP: 03074A102
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG G. FORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIM W. KUNKLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY A. STOPKO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY S.R. SNODGRASS P.C. AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: REMOVE AGE RESTRICTION FOR DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: AmerisourceBergen Corp.
TICKER: ABC CUSIP: 03073E105
MEETING DATE: 2/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ORNELLA BARRA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN H. COLLIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR D. MARK DURCAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD W. GOCHNAUER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LON R. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JANE E. HENNEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KATHLEEN W. HYLE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL J. LONG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HENRY W. MCGEE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: PROHIBIT ADJUSTING COMPENSATION METRICS SHAREHOLDER YES AGAINST FOR
FOR LEGAL OR COMPLIANCE COSTS
ISSUER: AMETEK, Inc.
TICKER: AME CUSIP: 031100100
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RUBY R. CHANDY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN W. KOHLHAGEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID A. ZAPICO ISSUER YES FOR FOR
PROPOSAL #2: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Amgen, Inc.
TICKER: AMGN CUSIP: 031162100
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WANDA M. AUSTIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. BRADWAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN J. DRUKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT A. ECKERT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREG C. GARLAND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRED HASSAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR REBECCA M. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES M. HOLLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TYLER JACKS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR ELLEN J. KULLMAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RONALD D. SUGAR ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR R. SANDERS WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Amicus Therapeutics, Inc.
TICKER: FOLD CUSIP: 03152W109
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. CROWLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARGARET G. MCGLYNN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL G. RAAB ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GLENN P. SBLENDORIO ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Amkor Technology, Inc.
TICKER: AMKR CUSIP: 031652100
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES J. KIM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN D. KELLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS A. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROGER A. CAROLIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WINSTON J. CHURCHILL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN T. KIM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUSAN Y. KIM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARYFRANCES MCCOURT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT R. MORSE ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR DAVID N. WATSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: AMN Healthcare Services, Inc.
TICKER: AMN CUSIP: 001744101
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARK G. FOLETTA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR R. JEFFREY HARRIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL M.E. JOHNS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAPHNE E. JONES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARTHA H. MARSH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SUSAN R. SALKA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANDREW M. STERN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DOUGLAS D. WHEAT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
ISSUER: Amneal Pharmaceuticals, Inc.
TICKER: AMRX CUSIP: 03168L105
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EMILY PETERSON ALVA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAUL BISARO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR J. KEVIN BUCHI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT L. BURR ISSUER YES AGAINST AGAINST
PROPOSAL #1e: ELECT DIRECTOR JEAN SELDEN GREENE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TED NARK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHINTU PATEL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHIRAG PATEL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GAUTAM PATEL ISSUER YES AGAINST AGAINST
PROPOSAL #1j: ELECT DIRECTOR DHARMENDRA RAMA ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ROBERT A. STEWART ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR PETER R. TERRERI ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JANET S. VERGIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Ampco-Pittsburgh Corporation
TICKER: AP CUSIP: 032037103
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELIZABETH A. FESSENDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRY L. DUNLAP ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Amphastar Pharmaceuticals, Inc.
TICKER: AMPH CUSIP: 03209R103
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JACK YONGFENG ZHANG ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD PRINS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DIANE G. GERST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Amphenol Corp.
TICKER: APH CUSIP: 032095101
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STANLEY L. CLARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN D. CRAIG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID P. FALCK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD G. JEPSEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT A. LIVINGSTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARTIN H. LOEFFLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR R. ADAM NORWITT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DIANA G. REARDON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANNE CLARKE WOLFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
PROPOSAL #5: REPORT ON HUMAN RIGHTS RISKS IN SHAREHOLDER YES AGAINST FOR
OPERATIONS AND SUPPLY CHAIN
ISSUER: Ampio Pharmaceuticals, Inc.
TICKER: AMPE CUSIP: 03209T109
MEETING DATE: 12/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL MACALUSO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID BAR-OR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILIP H. COELHO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD B. GILES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID R. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PLANTE & MORAN, PLLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: AMREP Corp.
TICKER: AXR CUSIP: 032159105
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR EDWARD B. CLOUES, II ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Amtech Systems, Inc.
TICKER: ASYS CUSIP: 032332504
MEETING DATE: 3/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONG S. WHANG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT M. AVERICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL GARNREITER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT F. KING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUKESH MOHAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Analog Devices, Inc.
TICKER: ADI CUSIP: 032654105
MEETING DATE: 3/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RAY STATA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR VINCENT ROCHE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES A. CHAMPY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ANANTHA P. CHANDRAKASAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRUCE R. EVANS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR EDWARD H. FRANK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KAREN M. GOLZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK M. LITTLE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NEIL NOVICH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KENTON J. SICCHITANO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LISA T. SU ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PREPARE EMPLOYMENT DIVERSITY REPORT AND SHAREHOLDER YES AGAINST FOR
REPORT ON DIVERSITY POLICIES
ISSUER: Anaplan, Inc.
TICKER: PLAN CUSIP: 03272L108
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK CALDERONI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT E. BEAUCHAMP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: AnaptysBio, Inc.
TICKER: ANAB CUSIP: 032724106
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAMZA SURIA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. ANTHONY WARE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Anavex Life Sciences Corp.
TICKER: AVXL CUSIP: 032797300
MEETING DATE: 4/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER U. MISSLING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ATHANASIOS (TOM) ISSUER YES FOR FOR
SKARPELOS
PROPOSAL #1.3: ELECT DIRECTOR ELLIOT FAVUS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEFFEN THOMAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR PETER DONHAUSER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR CLAUS VAN DER VELDEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AUTHORIZE NEW CLASS OF BLANK CHECK ISSUER YES AGAINST AGAINST
PREFERRED STOCK
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Anchor Bancorp (Washington)
TICKER: ANCB CUSIP: 032838104
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: ANDEAVOR
TICKER: ANDV CUSIP: 03349M105
MEETING DATE: 9/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: ANGI Homeservices Inc.
TICKER: ANGI CUSIP: 00183L102
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS R. EVANS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ALESIA J. HAAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ANGELA R. HICKS BOWMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH LEVIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM B. RIDENOUR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GLENN H. SCHIFFMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR CRAIG SMITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK STEIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR SUZY WELCH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.10: ELECT DIRECTOR GREGG WINIARSKI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.11: ELECT DIRECTOR YILU ZHAO ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
ISSUER: AngioDynamics, Inc.
TICKER: ANGO CUSIP: 03475V101
MEETING DATE: 10/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR WESLEY E. JOHNSON, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
ISSUER: ANI Pharmaceuticals, Inc.
TICKER: ANIP CUSIP: 00182C103
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT E. BROWN, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ARTHUR S. PRZYBYL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS HAUGHEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID B. NASH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS A. PENN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PATRICK D. WALSH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Anika Therapeutics, Inc.
TICKER: ANIK CUSIP: 035255108
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHERYL R. BLANCHARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND J. LAND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GLENN R. LARSEN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Anixter International Inc.
TICKER: AXE CUSIP: 035290105
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES BLYTH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FREDERIC F. BRACE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LINDA WALKER BYNOE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT J. ECK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM A. GALVIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR F. PHILIP HANDY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MELVYN N. KLEIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMIE MOFFITT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GEORGE MUNOZ ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SCOTT R. PEPPET ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR VALARIE L. SHEPPARD ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR WILLIAM S. SIMON ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR CHARLES M. SWOBODA ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR SAMUEL ZELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Annaly Capital Management, Inc.
TICKER: NLY CUSIP: 035710409
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KEVIN G. KEYES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS HAMILTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KATHY HOPINKAH HANNAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR VICKI WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: ANSYS, Inc.
TICKER: ANSS CUSIP: 03662Q105
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RONALD W. HOVSEPIAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BARBARA V. SCHERER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Antares Pharma, Inc.
TICKER: ATRS CUSIP: 036642106
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT F. APPLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS J. GARRITY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KAREN L. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Antero Resources Corporation
TICKER: AR CUSIP: 03674X106
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. CLARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BENJAMIN A. HARDESTY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Anthem, Inc.
TICKER: ANTM CUSIP: 036752103
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BAHIJA JALLAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELIZABETH E. TALLETT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES AGAINST N/A
ISSUER: Anworth Mortgage Asset Corp.
TICKER: ANH CUSIP: 037347101
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH E. MCADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOE E. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT C. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK S. MARON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LLOYD MCADAMS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOMINIQUE MIELLE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Aon plc
TICKER: AON CUSIP: G0408V102
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JIN-YONG CAI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY C. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY C. CASE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FULVIO CONTI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHERYL A. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LESTER B. KNIGHT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J. MICHAEL LOSH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD B. MYERS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD C. NOTEBAERT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GLORIA SANTONA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CAROLYN Y. WOO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY DIRECTORS' ISSUER YES FOR FOR
REMUNERATION REPORT
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: RATIFY ERNST & YOUNG LLP AS AON'S U.K. ISSUER YES FOR FOR
STATUTORY AUDITOR
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #8: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REDUCTION OF CAPITAL ISSUER YES FOR FOR
PROPOSAL #10: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #11: AUTHORIZE SHARES FOR MARKET PURCHASE ISSUER YES FOR FOR
PROPOSAL #12: AUTHORIZE ISSUE OF EQUITY ISSUER YES FOR FOR
PROPOSAL #13: ISSUE OF EQUITY OR EQUITY-LINKED ISSUER YES FOR FOR
SECURITIES WITHOUT PRE-EMPTIVE RIGHTS
PROPOSAL #14: APPROVE POLITICAL DONATIONS ISSUER YES FOR FOR
ISSUER: Apache Corporation
TICKER: APA CUSIP: 037411105
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ANNELL R. BAY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JOHN J. CHRISTMANN, IV ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JULIET S. ELLIS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR CHANSOO JOUNG ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR RENE R. JOYCE ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JOHN E. LOWE ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR WILLIAM C. MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR AMY H. NELSON ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR DANIEL W. RABUN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR PETER A. RAGAUSS ISSUER YES FOR FOR
PROPOSAL #11: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Apartment Investment And Management Company
TICKER: AIV CUSIP: 03748R754
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRY CONSIDINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS L. KELTNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. LANDIS MARTIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT A. MILLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KATHLEEN M. NELSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANN SPERLING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL A. STEIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NINA A.TRAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Apellis Pharmaceuticals, Inc.
TICKER: APLS CUSIP: 03753U106
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR A. SINCLAIR DUNLOP ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALEC MACHIELS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Apergy Corp.
TICKER: APY CUSIP: 03755L104
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAMATHA CHAMARTHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN M. TODD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Apollo Commercial Real Estate Finance, Inc.
TICKER: ARI CUSIP: 03762U105
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK C. BIDERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. KASDIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CINDY Z. MICHEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC L. PRESS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SCOTT S. PRINCE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STUART A. ROTHSTEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL E. SALVATI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Apollo Endosurgery, Inc.
TICKER: APEN CUSIP: 03767D108
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW S. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. KENT MCGAUGHY, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE ROBERTSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Apollo Medical Holdings, Inc.
TICKER: AMEH CUSIP: 03763A207
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH SIM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS S. LAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID G. SCHMIDT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL F. ENG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MITCHELL W. KITAYAMA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK FAWCETT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ERNEST A. BATES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LINDA MARSH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN CHIANG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: AppFolio, Inc.
TICKER: APPF CUSIP: 03783C100
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANET KERR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREAS VON BLOTTNITZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Appian Corporation
TICKER: APPN CUSIP: 03782L101
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MATTHEW CALKINS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT C. KRAMER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR A.G.W. "JACK" BIDDLE, ISSUER YES FOR FOR
III
PROPOSAL #1d: ELECT DIRECTOR PRASHANTH "PV" BOCCASSAM ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL G. DEVINE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BARBARA "BOBBIE" KILBERG ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL J. MULLIGAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Apple Hospitality REIT, Inc.
TICKER: APLE CUSIP: 03784Y200
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JON A. FOSHEIM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KRISTIAN M. GATHRIGHT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JUSTIN G. KNIGHT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE H. MATSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BLYTHE J. MCGARVIE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR L. HUGH REDD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Apple, Inc.
TICKER: AAPL CUSIP: 037833100
MEETING DATE: 3/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES BELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TIM COOK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR AL GORE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BOB IGER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ANDREA JUNG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ART LEVINSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RON SUGAR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SUE WAGNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROXY ACCESS AMENDMENTS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: DISCLOSE BOARD DIVERSITY AND SHAREHOLDER YES AGAINST FOR
QUALIFICATIONS
ISSUER: Applied DNA Sciences, Inc.
TICKER: APDN CUSIP: 03815U201
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES A. HAYWARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN BITZER, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ROBERT B. CATELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH D. CECCOLI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR CHARLES S. RYAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR YACOV A. SHAMASH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR SANFORD R. SIMON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ELIZABETH M. SCHMALZ ISSUER YES FOR FOR
FERGUSON
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Applied Genetic Technologies Corp.
TICKER: AGTC CUSIP: 03820J100
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT KOENIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IVANA MAGOVCEVIC- ISSUER YES FOR FOR
LIEBISCH
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Applied Industrial Technologies, Inc.
TICKER: AIT CUSIP: 03820C105
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER A. DORSMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VINCENT K. PETRELLA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JERRY SUE THORNTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Applied Materials, Inc.
TICKER: AMAT CUSIP: 038222105
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JUDY BRUNER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR XUN (ERIC) CHEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR AART J. DE GEUS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GARY E. DICKERSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEPHEN R. FORREST ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS J. IANNOTTI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ALEXANDER A. KARSNER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ADRIANNA C. MA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SCOTT A. MCGREGOR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DENNIS D. POWELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
ISSUER: Applied Optoelectronics, Inc.
TICKER: AAOI CUSIP: 03823U102
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHIH-HSIANG "THOMPSON" ISSUER YES FOR FOR
LIN
PROPOSAL #1.2: ELECT DIRECTOR RICHARD B. BLACK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MIN-CHU "MIKE" CHEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: Apptio, Inc.
TICKER: APTI CUSIP: 03835C108
MEETING DATE: 1/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: AptarGroup, Inc.
TICKER: ATR CUSIP: 038336103
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GIOVANNA KAMPOURI MONNAS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ISABEL MAREY-SEMPER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHAN B. TANDA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Aptevo Therapeutics Inc.
TICKER: APVO CUSIP: 03835L108
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FUAD EL-HIBRI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. NIEDERHUBER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARVIN L. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Aptinyx Inc.
TICKER: APTX CUSIP: 03836N103
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NORBERT G. RIEDEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILBUR H. GANTZ, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Aptiv PLC
TICKER: APTV CUSIP: G6095L109
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR KEVIN P. CLARK ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR NANCY E. COOPER ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR FRANK J. DELLAQUILA ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR NICHOLAS M. DONOFRIO ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR MARK P. FRISSORA ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR RAJIV L. GUPTA ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR SEAN O. MAHONEY ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR ROBERT K. ORTBERG ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR COLIN J. PARRIS ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR ANA G. PINCZUK ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR LAWRENCE A. ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #12: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Aqua America, Inc.
TICKER: WTR CUSIP: 03836W103
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELIZABETH B. AMATO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS DEBENEDICTIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER H. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL J. HILFERTY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ELLEN T. RUFF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LEE C. STEWART ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER WOMACK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Aqua Metals, Inc.
TICKER: AQMS CUSIP: 03837J101
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN COTTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VINCENT L. DIVITO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR GAYLE J. GIBSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUSHIL "SAM" KAPOOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK STEVENSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR S. SHARIQ YOSUFZAI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ARMANINO LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Aqua Metals, Inc.
TICKER: AQMS CUSIP: 03837J101
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Aquantia Corp.
TICKER: AQ CUSIP: 03842Q108
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DMITRY AKHANOV ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BAMI BASTANI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAXIMILIANE C. STRAUB ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: AquaVenture Holdings Limited
TICKER: WAAS CUSIP: G0443N107
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HUGH EVANS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD F. REILLY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Aquestive Therapeutics, Inc.
TICKER: AQST CUSIP: 03843E104
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH J. KENDALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NANCY S. LURKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES S. SCIBETTA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
ISSUER: Aramark
TICKER: ARMK CUSIP: 03852U106
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECTION DIRECTOR ERIC J. FOSS ISSUER YES FOR FOR
PROPOSAL #1b: ELECTION DIRECTOR PIERRE-OLIVIER ISSUER YES FOR FOR
BECKERS-VIEUJANT
PROPOSAL #1c: ELECTION DIRECTOR LISA G. BISACCIA ISSUER YES FOR FOR
PROPOSAL #1d: ELECTION DIRECTOR CALVIN DARDEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECTION DIRECTOR RICHARD W. DREILING ISSUER YES FOR FOR
PROPOSAL #1f: ELECTION DIRECTOR IRENE M. ESTEVES ISSUER YES FOR FOR
PROPOSAL #1g: ELECTION DIRECTOR DANIEL J. HEINRICH ISSUER YES FOR FOR
PROPOSAL #1h: ELECTION DIRECTOR PATRICIA B. MORRISON ISSUER YES FOR FOR
PROPOSAL #1i: ELECTION DIRECTOR JOHN A. QUELCH ISSUER YES FOR FOR
PROPOSAL #1j: ELECTION DIRECTOR STEPHEN I. SADOVE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Aratana Therapeutics, Inc.
TICKER: PETX CUSIP: 03874P101
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRVINE "IRV" O. ISSUER YES FOR FOR
HOCKADAY, JR.
PROPOSAL #1.2: ELECT DIRECTOR MERILEE RAINES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN VANDER VORT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Aratana Therapeutics, Inc.
TICKER: PETX CUSIP: 03874P101
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG A. BARBAROSH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID L. BRINKLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT P. ROCHE, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRAIG A. TOOMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Arbor Realty Trust, Inc.
TICKER: ABR CUSIP: 038923108
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARCHIE R. DYKES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH MARTELLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD FARRELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELLIOT G. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: ARC Document Solutions, Inc.
TICKER: ARC CUSIP: 00191G103
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KUMARAKULASINGAM "SURI" ISSUER YES FOR FOR
SURIYAKUMAR
PROPOSAL #1.2: ELECT DIRECTOR BRADFORD L. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHERYL COOK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. FORMOLO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN G. FREELAND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DEWITT KERRY MCCLUGGAGE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK W. MEALY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: ARC Group Worldwide, Inc.
TICKER: ARCW CUSIP: 00213H105
MEETING DATE: 12/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN G. QUASHA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELI DAVIDAI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY D. WALLIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDDIE W. NEELY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TODD A. GRIMM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: ArcBest Corp.
TICKER: ARCB CUSIP: 03937C105
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDUARDO F. CONRADO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN E. GORMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL P. HOGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM M. LEGG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KATHLEEN D. MCELLIGOTT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JUDY R. MCREYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CRAIG E. PHILIP ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN L. SPINNER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JANICE E. STIPP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Arch Capital Group Ltd.
TICKER: ACGL CUSIP: G0450A105
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN L. BUNCE, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARC GRANDISSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EUGENE S. SUNSHINE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4a: ELECT DIRECTOR ROBERT APPLEBY AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #4b: ELECT DIRECTOR DENNIS R. BRAND AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #4c: ELECT DIRECTOR GRAHAM B.R. COLLIS AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #4d: ELECT DIRECTOR MATTHEW DRAGONETTI AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #4e: ELECT DIRECTOR JEROME HALGAN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #4f: ELECT DIRECTOR W. PRESTON HUTCHINGS AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #4g: ELECT DIRECTOR PIERRE JAL AS DESIGNATED ISSUER YES FOR FOR
COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #4h: ELECT DIRECTOR FRANCOIS MORIN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #4i: ELECT DIRECTOR DAVID J. MULHOLLAND AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #4j: ELECT DIRECTOR MAAMOUN RAJEH AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
ISSUER: Arch Coal, Inc.
TICKER: ARCH CUSIP: 039380407
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK J. BARTELS, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES N. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. EAVES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHERMAN K. EDMISTON, ISSUER YES FOR FOR
III
PROPOSAL #1.5: ELECT DIRECTOR ROBERT B. HAMILL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOLLY KELLER KOEPPEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICK A. KRIEGSHAUSER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD A. NAVARRE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Archer-Daniels-Midland Company
TICKER: ADM CUSIP: 039483102
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN L. BOECKMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL S. BURKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERRELL K. CREWS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PIERRE DUFOUR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD E. FELSINGER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUZAN F. HARRISON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JUAN R. LUCIANO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICK J. MOORE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FRANCISCO J. SANCHEZ ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR DEBRA A. SANDLER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LEI Z. SCHLITZ ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KELVIN R. WESTBROOK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Archrock, Inc.
TICKER: AROC CUSIP: 03957W106
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANNE-MARIE N. AINSWORTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WENDELL R. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR D. BRADLEY CHILDERS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GORDON T. HALL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANCES POWELL HAWES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J.W.G. "WILL" ISSUER YES FOR FOR
HONEYBOURNE
PROPOSAL #1.7: ELECT DIRECTOR JAMES H. LYTAL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDMUND P. SEGNER, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Arconic Inc.
TICKER: ARNC CUSIP: 03965L100
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES F. ALBAUGH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AMY E. ALVING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER L. AYERS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELMER L. DOTY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAJIV L. GUPTA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SEAN O. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID J. MILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR E. STANLEY O'NEAL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN C. PLANT ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR ULRICH R. SCHMIDT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
ISSUER: Arcosa, Inc.
TICKER: ACA CUSIP: 039653100
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR RONALD J. GAFFORD ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DOUGLAS L. ROCK ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR MELANIE M. TRENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Arcus Biosciences, Inc.
TICKER: RCUS CUSIP: 03969F109
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR YASUNORI KANEKO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KRISTEN HEGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Ardelyx, Inc.
TICKER: ARDX CUSIP: 039697107
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEOFFREY A. BLOCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID MOTT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL G. RAAB ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Arena Pharmaceuticals, Inc.
TICKER: ARNA CUSIP: 040047607
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAYSON DALLAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR OLIVER FETZER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR KIERAN T. GALLAHUE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JENNIFER JARRETT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR AMIT D. MUNSHI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARRY A. NEIL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TINA S. NOVA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MANMEET S. SONI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR RANDALL E. WOODS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Ares Commercial Real Estate Corp.
TICKER: ACRE CUSIP: 04013V108
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM L. BROWNING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES A. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDMOND N. MORIARTY, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Ares Management Corporation
TICKER: ARES CUSIP: 03990B101
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MICHAEL J. AROUGHETI ISSUER YES AGAINST AGAINST
PROPOSAL #1B: ELECT DIRECTOR ANTOINETTE BUSH ISSUER YES AGAINST AGAINST
PROPOSAL #1C: ELECT DIRECTOR PAUL G. JOUBERT ISSUER YES AGAINST AGAINST
PROPOSAL #1D: ELECT DIRECTOR DAVID B. KAPLAN ISSUER YES AGAINST AGAINST
PROPOSAL #1E: ELECT DIRECTOR JOHN H. KISSICK ISSUER YES AGAINST AGAINST
PROPOSAL #1F: ELECT DIRECTOR MICHAEL LYNTON ISSUER YES AGAINST AGAINST
PROPOSAL #1G: ELECT DIRECTOR JUDY D. OLIAN ISSUER YES AGAINST AGAINST
PROPOSAL #1H: ELECT DIRECTOR ANTONY P. RESSLER ISSUER YES AGAINST AGAINST
PROPOSAL #1I: ELECT DIRECTOR BENNETT ROSENTHAL ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Argan, Inc.
TICKER: AGX CUSIP: 04010E109
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAINER H. BOSSELMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CYNTHIA A. FLANDERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER W. GETSINGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM F. GRIFFIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN R. JEFFREY, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM F. LEIMKUHLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W.G. CHAMPION MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES W. QUINN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRIAN R. SHERRAS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Argo Group International Holdings Ltd.
TICKER: ARGO CUSIP: G0464B107
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR F. SEDGWICK BROWNE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KATHLEEN A. NEALON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SAMUEL G. LISS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR AL-NOOR RAMJI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN H. TONELLI ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: REMOVE EXISTING DIRECTOR GARY V. WOODS SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REMOVE EXISTING DIRECTOR HECTOR DE LEON SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REMOVE EXISTING DIRECTOR JOHN R. POWER, SHAREHOLDER YES AGAINST FOR
JR.
PROPOSAL #8: REMOVE EXISTING DIRECTOR MURAL R. SHAREHOLDER YES AGAINST FOR
JOSEPHSON
PROPOSAL #9: ELECT DIRECTOR NICHOLAS C. WALSH SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: ELECT DIRECTOR CAROL A. MCFATE SHAREHOLDER YES AGAINST FOR
PROPOSAL #11: ELECT DIRECTOR KATHLEEN M. DUSSAULT SHAREHOLDER YES AGAINST FOR
PROPOSAL #12: ELECT DIRECTOR BERNARD C. BAILEY SHAREHOLDER YES AGAINST FOR
PROPOSAL #1a: ELECT DIRECTOR CHARLES H. DANGELO SHAREHOLDER NO N/A N/A
PROPOSAL #1b: MANAGEMENT NOMINEE KATHLEEN A. NEALON SHAREHOLDER NO N/A N/A
PROPOSAL #1c: MANAGEMENT NOMINEE SAMUEL G. LISS SHAREHOLDER NO N/A N/A
PROPOSAL #1d: MANAGEMENT NOMINEE AL-NOOR RAMJI SHAREHOLDER NO N/A N/A
PROPOSAL #1e: MANAGEMENT NOMINEE JOHN H. TONELLI SHAREHOLDER NO N/A N/A
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER NO N/A N/A
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER NO N/A N/A
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: REMOVE EXISTING DIRECTOR GARY V. WOODS SHAREHOLDER NO N/A N/A
PROPOSAL #6: REMOVE EXISTING DIRECTOR HECTOR DE LEON SHAREHOLDER NO N/A N/A
PROPOSAL #7: REMOVE EXISTING DIRECTOR JOHN R. POWER, SHAREHOLDER NO N/A N/A
JR.
PROPOSAL #8: REMOVE EXISTING DIRECTOR MURAL R. SHAREHOLDER NO N/A N/A
JOSEPHSON
PROPOSAL #9: ELECT DIRECTOR NICHOLAS C. WALSH SHAREHOLDER NO N/A N/A
PROPOSAL #10: ELECT DIRECTOR CAROL A. MCFATE SHAREHOLDER NO N/A N/A
PROPOSAL #11: ELECT DIRECTOR KATHLEEN M. DUSSAULT SHAREHOLDER NO N/A N/A
PROPOSAL #12: ELECT DIRECTOR BERNARD C. BAILEY SHAREHOLDER NO N/A N/A
ISSUER: Arista Networks, Inc.
TICKER: ANET CUSIP: 040413106
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES GIANCARLO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ANN MATHER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DANIEL SCHEINMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Ark Restaurants Corp.
TICKER: ARKR CUSIP: 040712101
MEETING DATE: 3/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL WEINSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN SHULMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY J. SIRICA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARCIA ALLEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL GORDON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRUCE R. LEWIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VINCENT PASCAL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ARTHUR STAINMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN NOVICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY COHN REZNICK LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Arlington Asset Investment Corp.
TICKER: AI CUSIP: 041356205
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC F. BILLINGS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL E. BERCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID W. FAEDER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MELINDA H. MCCLURE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RALPH S. MICHAEL, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANTHONY P. NADER, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J. ROCK TONKEL, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
ISSUER: Armada Hoffler Properties, Inc.
TICKER: AHH CUSIP: 04208T108
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE F. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES A. CARROLL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES C. CHERRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LOUIS S. HADDAD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EVA S. HARDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL A. HOFFLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR A. RUSSELL KIRK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN W. SNOW ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: ARMOUR Residential REIT, Inc.
TICKER: ARR CUSIP: 042315507
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT J. ULM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY J. ZIMMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL C. STATON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARC H. BELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CAROLYN DOWNEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS K. GUBA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT C. HAIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN "JACK" P. ISSUER YES FOR FOR
HOLLIHAN, III
PROPOSAL #1.9: ELECT DIRECTOR STEWART J. PAPERIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Armstrong Flooring, Inc.
TICKER: AFI CUSIP: 04238R106
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHLEEN S. LANE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY LIAW ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL F. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL W. MALONE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LARRY S. MCWILLIAMS ISSUER YES AGAINST AGAINST
PROPOSAL #1g: ELECT DIRECTOR JAMES C. MELVILLE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JACOB H. WELCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Armstrong World Industries, Inc.
TICKER: AWI CUSIP: 04247X102
MEETING DATE: 7/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STAN A. ASKREN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VICTOR D. GRIZZLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TAO HUANG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LARRY S. MCWILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES C. MELVILLE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN J. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY P. SPIVY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROY W. TEMPLIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHERRYL T. THOMAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Arotech Corp.
TICKER: ARTX CUSIP: 042682203
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH W. CAPPELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES J. QUINN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: ArQule, Inc.
TICKER: ARQL CUSIP: 04269E107
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUSAN L. KELLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL D. LOBERG ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Array BioPharma, Inc.
TICKER: ARRY CUSIP: 04269X105
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES M. BAUM ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GWEN A. FYFE ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: ARRIS International Plc
TICKER: ARRS CUSIP: G0551A103
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE MATTERS RELATING TO THE OFFER ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
ISSUER: Arrow Electronics, Inc.
TICKER: ARW CUSIP: 042735100
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY W. PERRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP K. ASHERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN H. GUNBY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GAIL E. HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD S. HILL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR M.F. "FRAN" KEETH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW C. KERIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAUREL J. KRZEMINSKI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL J. LONG ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN C. PATRICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Arrow Financial Corporation
TICKER: AROW CUSIP: 042744102
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TENEE R. CASACCIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY C. DAKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS L. HOY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR COLIN L. READ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Arrowhead Pharmaceuticals, Inc.
TICKER: ARWR CUSIP: 04280A100
MEETING DATE: 3/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER ANZALONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAURO FERRARI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLASS GIVEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL S. PERRY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM WADDILL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ROSE, SNYDER & JACOBS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Arsanis, Inc.
TICKER: ASNS CUSIP: 042873109
MEETING DATE: 3/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AND ISSUANCE OF SHARES IN ISSUER YES FOR FOR
CONNECTION WITH MERGER
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: CHANGE COMPANY NAME TO X4 ISSUER YES FOR FOR
PHARMACEUTICALS, INC.
PROPOSAL #4: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Arthur J. Gallagher & Co.
TICKER: AJG CUSIP: 363576109
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SHERRY S. BARRAT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM L. BAX ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR D. JOHN COLDMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRANK E. ENGLISH, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR J. PATRICK GALLAGHER, ISSUER YES FOR FOR
JR.
PROPOSAL #1f: ELECT DIRECTOR DAVID S. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KAY W. MCCURDY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RALPH J. NICOLETTI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NORMAN L. ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Artisan Partners Asset Management Inc.
TICKER: APAM CUSIP: 04316A108
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW R. BARGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SETH W. BRENNAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC R. COLSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TENCH COXE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHANIE G. DIMARCO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY A. JOERRES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW A. ZIEGLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Arvinas, Inc.
TICKER: ARVN CUSIP: 04335A105
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN G. HOUSTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAKOB LOVEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KUSH PARMAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Asbury Automotive Group, Inc.
TICKER: ABG CUSIP: 043436104
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS C. DELOACH, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOEL ALSFINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID W. HULT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JUANITA T. JAMES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EUGENE S. KATZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP F. MARITZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MAUREEN F. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS J. REDDIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRIDGET RYAN-BERMAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Ascena Retail Group, Inc.
TICKER: ASNA CUSIP: 04351G101
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN L. KIRSHENBAUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARRIE W. TEFFNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA YACCARINO ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: ASGN Incorporated
TICKER: ASGN CUSIP: 00191U102
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN J. CALLAGHAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THEODORE S. HANSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWIN A. SHERIDAN, IV ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Ashford Hospitality Trust, Inc.
TICKER: AHT CUSIP: 044103109
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MONTY J. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BENJAMIN J. ANSELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR AMISH GUPTA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KAMAL JAFARNIA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FREDERICK J. KLEISNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHERI L. PANTERMUEHL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAN L. TALLIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Ashford Inc.
TICKER: AINC CUSIP: 044104107
MEETING DATE: 8/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Ashford Inc.
TICKER: AINC CUSIP: 044104107
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MONTY J. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DINESH P. CHANDIRAMANI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DARRELL T. HAIL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. ROBISON HAYS, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR UNO IMMANIVONG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W. MICHAEL MURPHY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRIAN WHEELER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Ashland Global Holdings, Inc.
TICKER: ASH CUSIP: 044186104
MEETING DATE: 2/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENDAN M. CUMMINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM G. DEMPSEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAY V. IHLENFELD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUSAN L. MAIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEROME A. PERIBERE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CRAIG A. ROGERSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK C. ROHR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JANICE J. TEAL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL J. WARD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KATHLEEN WILSON- ISSUER YES FOR FOR
THOMPSON
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM A. WULFSOHN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Aspen Aerogels, Inc.
TICKER: ASPN CUSIP: 04523Y105
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK L. NOETZEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM P. NOGLOWS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Aspen Group, Inc.
TICKER: ASPU CUSIP: 04530L203
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL MATHEWS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK COTRONEO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NORMAN D. DICKS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR C. JAMES JENSEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDREW KAPLAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MALCOLM F. MACLEAN, IV ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SANFORD RICH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY SALBERG & COMPANY, P.A. AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Aspen Group, Inc.
TICKER: ASPU CUSIP: 04530L203
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REDUCE AUTHORIZED COMMON AND PREFERRED ISSUER YES FOR FOR
STOCK
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Aspen Insurance Holdings Ltd.
TICKER: AHL CUSIP: G05384105
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REDUCE SUPERMAJORITY VOTE REQUIREMENT TO ISSUER YES FOR FOR
APPROVE A MERGER
PROPOSAL #2: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Aspen Technology, Inc.
TICKER: AZPN CUSIP: 045327103
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY E. HAROIAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTONIO J. PIETRI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. HALSEY WISE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Assembly Biosciences, Inc.
TICKER: ASMB CUSIP: 045396108
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY E. ALTIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK AUERBACH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR RICHARD D. DIMARCHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MYRON Z. HOLUBIAK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR HELEN S. KIM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN J. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUSAN MAHONY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM R. RINGO, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR DEREK A. SMALL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
ISSUER: Assertio Therapeutics, Inc.
TICKER: ASRT CUSIP: 04545L107
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES P. FOGARTY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN A. DAWES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES J. GALEOTA, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ARTHUR J. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HEATHER L. MASON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM T. MCKEE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER D. STAPLE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES L. TYREE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Associated Banc-Corp
TICKER: ASB CUSIP: 045487105
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. BERGSTROM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL T. CROWLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILIP B. FLYNN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. JAY GERKEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JUDITH P. GREFFIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. HADDAD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM R. HUTCHINSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT A. JEFFE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EILEEN A. KAMERICK ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GALE E. KLAPPA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RICHARD T. LOMMEN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR COREY L. NETTLES ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR KAREN T. VAN LITH ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR JOHN (JAY) B. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Associated Capital Group, Inc.
TICKER: AC CUSIP: 045528106
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC GABELLI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MARIO J. GABELLI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS R. JAMIESON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL R. LEE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE M. LISMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FREDERIC V. SALERNO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR SALVATORE F. SODANO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ELISA M. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Assurant, Inc.
TICKER: AIZ CUSIP: 04621X108
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ELAINE D. ROSEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JUAN N. CENTO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALAN B. COLBERG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR HARRIET EDELMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LAWRENCE V. JACKSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHARLES J. KOCH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JEAN-PAUL L. MONTUPET ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DEBRA J. PERRY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAUL J. REILLY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT W. STEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Assured Guaranty Ltd.
TICKER: AGO CUSIP: G0585R106
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANCISCO L. BORGES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR G. LAWRENCE BUHL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DOMINIC J. FREDERICO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BONNIE L. HOWARD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS W. JONES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PATRICK W. KENNY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ALAN J. KRECZKO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SIMON W. LEATHES ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL T. O'KANE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR YUKIKO OMURA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5aa: ELECT HOWARD W. ALBERT AS DIRECTOR OF ISSUER YES FOR FOR
ASSURED GUARANTY RE LTD
PROPOSAL #5ab: ELECT ROBERT A. BAILENSON AS DIRECTOR ISSUER YES FOR FOR
OF ASSURED GUARANTY RE LTD
PROPOSAL #5ac: ELECT RUSSELL B. BREWER, II AS ISSUER YES FOR FOR
DIRECTOR OF ASSURED GUARANTY RE LTD
PROPOSAL #5ad: ELECT GARY BURNET AS DIRECTOR OF ISSUER YES FOR FOR
ASSURED GUARANTY RE LTD
PROPOSAL #5ae: ELECT LING CHOW AS DIRECTOR OF ASSURED ISSUER YES FOR FOR
GUARANTY RE LTD
PROPOSAL #5af: ELECT STEPHEN DONNARUMMA AS DIRECTOR ISSUER YES FOR FOR
OF ASSURED GUARANTY RE LTD
PROPOSAL #5ag: ELECT DOMINIC J. FREDERICO AS DIRECTOR ISSUER YES FOR FOR
OF ASSURED GUARANTY RE LTD
PROPOSAL #5ah: ELECT WALTER A. SCOTT AS DIRECTOR OF ISSUER YES FOR FOR
ASSURED GUARANTY RE LTD
PROPOSAL #5B: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR OF ASSURED GUARANTY RE LTD
ISSUER: Asta Funding, Inc.
TICKER: ASFI CUSIP: 046220109
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY STERN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID SLACKMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY BISHOP ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK LEVENFUS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LOUIS A. PICCOLO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Astec Industries, Inc.
TICKER: ASTE CUSIP: 046224101
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM B. SANSOM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM BRADLEY ISSUER YES FOR FOR
SOUTHERN
PROPOSAL #1.3: ELECT DIRECTOR TRACEY H. COOK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY L. HOWELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Asterias Biotherapeutics, Inc.
TICKER: AST CUSIP: 04624N107
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Astronics Corporation
TICKER: ATRO CUSIP: 046433108
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND W. BOUSHIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT T. BRADY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFRY D. FRISBY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER J. GUNDERMANN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WARREN C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN T. KEANE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NEIL Y. KIM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK MORAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: AstroNova, Inc.
TICKER: ALOT CUSIP: 04638F108
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEAN A. BUA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MITCHELL I. QUAIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR YVONNE E. SCHLAEPPI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HAROLD SCHOFIELD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD S. WARZALA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREGORY A. WOODS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY WOLF & COMPANY, P.C. AS AUDITOR ISSUER YES FOR FOR
ISSUER: Asure Software, Inc.
TICKER: ASUR CUSIP: 04649U102
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID SANDBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR BRADFORD OBERWAGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL GILL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR PATRICK GOEPEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. RANDALL WATERFIELD ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE STOCK OPTION EXCHANGE PROGRAM ISSUER YES AGAINST AGAINST
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: ASV Holdings, Inc.
TICKER: ASV CUSIP: 00215L104
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL A. LISI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH M. NOWICKI ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: At Home Group, Inc.
TICKER: HOME CUSIP: 04650Y100
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVE K. BARBARICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAULA L. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTIN C. ELTRICH, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: AT&T Inc.
TICKER: T CUSIP: 00206R102
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDALL L. STEPHENSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL A. DI PIAZZA, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR RICHARD W. FISHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT T. FORD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GLENN H. HUTCHINS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM E. KENNARD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL B. MCCALLISTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BETH E. MOONEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MATTHEW K. ROSE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CYNTHIA B. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LAURA D'ANDREA TYSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR GEOFFREY Y. YANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: Atara Biotherapeutics, Inc.
TICKER: ATRA CUSIP: 046513107
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW K. FUST ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROY BAYNES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE, LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: athenahealth, Inc.
TICKER: ATHN CUSIP: 04685W103
MEETING DATE: 2/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Athene Holding Ltd.
TICKER: ATH CUSIP: G0684D107
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES R. BELARDI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW R. MICHELINI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN LEACH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GERNOT LOHR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARC ROWAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT KLEINMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MITRA HORMOZI ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT SUBSIDIARY DIRECTOR JAMES R. ISSUER YES FOR FOR
BELARDI
PROPOSAL #2.2: ELECT SUBSIDIARY DIRECTOR ROBERT L. ISSUER YES FOR FOR
BORDEN
PROPOSAL #2.3: ELECT SUBSIDIARY DIRECTOR FRANK L. ISSUER YES FOR FOR
GILLIS
PROPOSAL #2.4: ELECT SUBSIDIARY DIRECTOR GERNOT LOHR ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT SUBSIDIARY DIRECTOR HOPE ISSUER YES FOR FOR
SCHEFLER TAITZ
PROPOSAL #2.6: ELECT SUBSIDIARY DIRECTOR WILLIAM J. ISSUER YES FOR FOR
WHEELER
PROPOSAL #3.1: ELECT SUBSIDIARY DIRECTOR NATASHA ISSUER YES FOR FOR
SCOTLAND COURCY
PROPOSAL #3.2: ELECT SUBSIDIARY DIRECTOR FRANK L. ISSUER YES FOR FOR
GILLIS
PROPOSAL #3.3: ELECT SUBSIDIARY DIRECTOR WILLIAM J. ISSUER YES FOR FOR
WHEELER
PROPOSAL #4.1: ELECT SUBSIDIARY DIRECTOR NATASHA ISSUER YES FOR FOR
SCOTLAND COURCY
PROPOSAL #4.2: ELECT SUBSIDIARY DIRECTOR FRANK L. ISSUER YES FOR FOR
GILLIS
PROPOSAL #4.3: ELECT SUBSIDIARY DIRECTOR WILLIAM J. ISSUER YES FOR FOR
WHEELER
PROPOSAL #5.1: ELECT SUBSIDIARY DIRECTOR NATASHA ISSUER YES FOR FOR
SCOTLAND COURCY
PROPOSAL #5.2: ELECT SUBSIDIARY DIRECTOR WILLIAM J. ISSUER YES FOR FOR
WHEELER
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
THE AUDITORS
PROPOSAL #8: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #9: AMEND BYLAWS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #A: SHAREHOLDER REPRESENTS THAT NEITHER THEY ISSUER YES FOR N/A
NOR ANY OF ITS TAX ATTRIBUTED AFFILIATES OWNS ANY
CLASS B SHARES OR ANY EQUITY INTERESTS OF APOLLO
GLOBAL MANAGEMENT OR AP ALTERNATIVE ASSETS. IF YOU DO
NOT MARK YES YOUR VOTE MAY NOT COUNT. FOR = YES;
PROPOSAL #B: SHAREHOLDER REPRESENTS THAT IT IS ISSUER YES FOR N/A
NEITHER AN EMPLOYEE OF APOLLO GROUP NOR A MANAGEMENT
SHAREHOLDER, IF YOU DO NOT MARK YES YOUR VOTE MAY NOT
COUNT FOR = YES AND AGAINST= NO
ISSUER: Athenex, Inc.
TICKER: ATNX CUSIP: 04685N103
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIM CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MANSON FOK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN MOORE VIERLING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Athersys, Inc.
TICKER: ATHX CUSIP: 04744L106
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GIL VAN BOKKELEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. HARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEE E. BABISS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ISMAIL KOLA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LORIN J. RANDALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JACK L. WYSZOMIERSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HARDY TS KAGIMOTO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Atkore International Group, Inc.
TICKER: ATKR CUSIP: 047649108
MEETING DATE: 2/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JUSTIN A. KERSHAW ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR SCOTT H. MUSE ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR WILLIAM R. VANARSDALE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #6: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Atlantic Capital Bancshares, Inc.
TICKER: ACBI CUSIP: 048269203
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER M. "SONNY" ISSUER YES FOR FOR
DERISO, JR.
PROPOSAL #1.2: ELECT DIRECTOR SHANTELLA E. "SHAN" ISSUER YES FOR FOR
COOPER
PROPOSAL #1.3: ELECT DIRECTOR HENCHY R. ENDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES H. GRAVES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS J. HERTZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR R. CHARLES SHUFELDT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LIZANNE THOMAS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DOUGLAS L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARIETTA EDMUNDS ZAKAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Atlantic Power Corporation
TICKER: ATP CUSIP: 04878Q863
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR R. FOSTER DUNCAN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR KEVIN T. HOWELL ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR DANIELLE S. MOTTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR GILBERT S. PALTER ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JAMES J. MOORE, JR. ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: RE-APPROVE SHAREHOLDER RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #8: AMEND ARTICLES OF THE CORPORATION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
ISSUER: Atlas Air Worldwide Holdings, Inc.
TICKER: AAWW CUSIP: 049164205
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT F. AGNEW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY J. BERNLOHR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES F. BOLDEN, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM J. FLYNN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BOBBY J. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CAROL B. HALLETT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JANE H. LUTE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DUNCAN J. MCNABB ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SHEILA A. STAMPS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR JOHN K. WULFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Atmos Energy Corp.
TICKER: ATO CUSIP: 049560105
MEETING DATE: 2/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT W. BEST ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KIM R. COCKLIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KELLY H. COMPTON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SEAN DONOHUE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RAFAEL G. GARZA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD K. GORDON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT C. GRABLE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL E. HAEFNER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NANCY K. QUINN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RICHARD A. SAMPSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEPHEN R. SPRINGER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DIANA J. WALTERS ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR RICHARD WARE, II ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON METHANE LEAKS & MANAGEMENT SHAREHOLDER YES AGAINST FOR
ACTIONS
ISSUER: ATN International, Inc.
TICKER: ATNI CUSIP: 00215F107
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARTIN L. BUDD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BERNARD J. BULKIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD J. GANONG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN C. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LIANE J. PELLETIER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL T. PRIOR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHARLES J. ROESSLEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Atomera Incorporated
TICKER: ATOM CUSIP: 04965B100
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN GERBER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT BIBAUD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERWIN TRAUTMANN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. RINN CLEAVELIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROLF STADHEIM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVE SHEVICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: AtriCure, Inc.
TICKER: ATRC CUSIP: 04963C209
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL H. CARREL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK A. COLLAR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SCOTT W. DRAKE ISSUER YES AGAINST AGAINST
PROPOSAL #1d: ELECT DIRECTOR REGINA E. GROVES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR B. KRISTINE JOHNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARK R. LANNING ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SVEN A. WEHRWEIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT S. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Atrion Corporation
TICKER: ATRI CUSIP: 049904105
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN P. STUPP, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: aTyr Pharma, Inc.
TICKER: LIFE CUSIP: 002120103
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN K. CLARKE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR PAUL SCHIMMEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES AGAINST AGAINST
ISSUER: Auburn National Bancorporation, Inc.
TICKER: AUBN CUSIP: 050473107
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. WAYNE ALDERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRY W. ANDRUS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. TUTT BARRETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT W. DUMAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM F. HAM, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID E. HOUSEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANNE M. MAY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR AMY B. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EDWARD LEE SPENCER, III ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR PATRICIA WADE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Audentes Therapeutics, Inc.
TICKER: BOLD CUSIP: 05070R104
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT MORRISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW R. PATTERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JULIE ANNE SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Autodesk, Inc.
TICKER: ADSK CUSIP: 052769106
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANDREW ANAGNOST ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KAREN BLASING ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR REID FRENCH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BLAKE IRVING ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARY T. MCDOWELL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEPHEN MILLIGAN ISSUER YES AGAINST AGAINST
PROPOSAL #1g: ELECT DIRECTOR LORRIE M. NORRINGTON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BETSY RAFAEL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STACY J. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Automatic Data Processing, Inc.
TICKER: ADP CUSIP: 053015103
MEETING DATE: 11/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER BISSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD T. CLARK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ERIC C. FAST ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LINDA R. GOODEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL P. GREGOIRE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR R. GLENN HUBBARD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN P. JONES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS J. LYNCH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SCOTT F. POWERS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM J. READY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CARLOS A. RODRIGUEZ ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR SANDRA S. WIJNBERG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: AutoNation, Inc.
TICKER: AN CUSIP: 05329W102
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MIKE JACKSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS J. BALTIMORE, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR RICK L. BURDICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID B. EDELSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN L. GERARD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT R. GRUSKY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CARL C. LIEBERT, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR G. MIKE MIKAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JACQUELINE A. TRAVISANO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: AutoWeb, Inc.
TICKER: AUTO CUSIP: 05335B100
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. FUCHS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANET M. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: AutoZone, Inc.
TICKER: AZO CUSIP: 053332102
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS H. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LINDA A. GOODSPEED ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EARL G. GRAVES, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ENDERSON GUIMARAES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR D. BRYAN JORDAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GALE V. KING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. ANDREW MCKENNA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEORGE R. MRKONIC, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LUIS P. NIETO ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. RHODES, III ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JILL ANN SOLTAU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: AV Homes, Inc.
TICKER: AVHI CUSIP: 00234P102
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Avalara, Inc.
TICKER: AVLR CUSIP: 05338G106
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD GILHULY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT M. MCFARLANE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TAMI RELLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHLEEN ZWICKERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: AvalonBay Communities, Inc.
TICKER: AVB CUSIP: 053484101
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GLYN F. AEPPEL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TERRY S. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALAN B. BUCKELEW ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RONALD L. HAVNER, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEPHEN P. HILLS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD J. LIEB ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TIMOTHY J. NAUGHTON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR H. JAY SARLES ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SUSAN SWANEZY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR W. EDWARD WALTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Avangrid, Inc.
TICKER: AGR CUSIP: 05351W103
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IGNACIO SANCHEZ GALAN ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. BALDACCI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT DUFFY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CAROL L. FOLT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TERESA HERBERT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICIA JACOBS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN L. LAHEY ISSUER YES AGAINST AGAINST
PROPOSAL #1.8: ELECT DIRECTOR SANTIAGO MARTINEZ ISSUER YES FOR FOR
GARRIDO
PROPOSAL #1.9: ELECT DIRECTOR SONSOLES RUBIO REINOSO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JUAN CARLOS REBOLLO ISSUER YES FOR FOR
LICEAGA
PROPOSAL #1.11: ELECT DIRECTOR JOSE SAINZ ARMADA ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ALAN D. SOLOMONT ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR ELIZABETH TIMM ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR JAMES P. TORGERSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG US, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Avanos Medical, Inc.
TICKER: AVNS CUSIP: 05350V106
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN P. BYRNES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARIA SAINZ ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JULIE SHIMER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
ISSUER: Avaya Holdings Corp.
TICKER: AVYA CUSIP: 05351X101
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM D. WATKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES M. CHIRICO, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHAN SCHOLL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUSAN L. SPRADLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STANLEY J. SUTULA, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT D. VOGEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JACQUELINE E. YEANEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Avenue Therapeutics, Inc.
TICKER: ATXI CUSIP: 05360L205
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LINDSAY A. ROSENWALD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LUCY LU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NEIL HERSKOWITZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAIDEEP GOGTAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NISHANT SAXENA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS G. MOORE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAY KRANZLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: AVEO Pharmaceuticals, Inc.
TICKER: AVEO CUSIP: 053588109
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL P. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH M. BATE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY B. EVNIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGORY T. MAYES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT C. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #6: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Avery Dennison Corporation
TICKER: AVY CUSIP: 053611109
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRADLEY A. ALFORD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANTHONY K. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PETER K. BARKER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK J. BARRENECHEA ISSUER YES AGAINST AGAINST
PROPOSAL #1e: ELECT DIRECTOR MITCHELL R. BUTIER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KEN C. HICKS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANDRES A. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID E. I. PYOTT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PATRICK T. SIEWERT ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JULIA A. STEWART ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARTHA N. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Aviat Networks, Inc.
TICKER: AVNW CUSIP: 05366Y201
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JOHN MUTCH ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR KENNETH KONG ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR MICHAEL A. PANGIA ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JOHN J. QUICKE ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JAMES C. STOFFEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Avid Bioservices, Inc.
TICKER: CDMO CUSIP: 05368M106
MEETING DATE: 10/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK R. BAMFORTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH CARLEONE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD B. HANCOCK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROGER J. LIAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOEL MCCOMB ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREGORY P. SARGEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICK D. WALSH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Avid Technology, Inc.
TICKER: AVID CUSIP: 05367P100
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT M. BAKISH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAULA E. BOGGS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEFF ROSICA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Avis Budget Group, Inc.
TICKER: CAR CUSIP: 053774105
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEONARD S. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY D. DE SHON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN J. CHOI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY C. CHOKSI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY H. FOX ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LYNN KROMINGA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GLENN LURIE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAGDEEP PAHWA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR F. ROBERT SALERNO ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR FRANCIS J. SHAMMO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CARL SPARKS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SANOKE VISWANATHAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Avista Corp.
TICKER: AVA CUSIP: 05379B107
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR KRISTIANNE BLAKE ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DONALD C. BURKE ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR REBECCA A. KLEIN ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR SCOTT H. MAW ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR SCOTT L. MORRIS ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR MARC F. RACICOT ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR HEIDI B. STANLEY ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR R. JOHN TAYLOR ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR DENNIS P. VERMILLION ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR JANET D. WIDMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Avnet, Inc.
TICKER: AVT CUSIP: 053807103
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RODNEY C. ADKINS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM J. AMELIO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL A. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR R. KERRY CLARK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRENDA L. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JO ANN JENKINS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR OLEG KHAYKIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES A. LAWRENCE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR AVID MODJTABAI ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM H. SCHUMANN ,III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: AVROBIO, Inc.
TICKER: AVRO CUSIP: 05455M100
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHRISTOPHER PAIGE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PHILIP J. VICKERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: AVX Corporation
TICKER: AVX CUSIP: 002444107
MEETING DATE: 7/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN SARVIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR GORO YAMAGUCHI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH STACH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Aware, Inc.
TICKER: AWRE CUSIP: 05453N100
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENT P. JOHNSTONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN S. STAFFORD, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: AXA Equitable Holdings, Inc.
TICKER: EQH CUSIP: 054561105
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS BUBERL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GERALD HARLIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL G. KAYE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KRISTI A. MATUS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAMON DE OLIVEIRA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK PEARSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BERTRAM L. SCOTT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEORGE STANSFIELD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHARLES G.T. STONEHILL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Axalta Coating Systems Ltd.
TICKER: AXTA CUSIP: G0750C108
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEBORAH J. KISSIRE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELIZABETH C. LEMPRES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Axcelis Technologies, Inc.
TICKER: ACLS CUSIP: 054540208
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TZU-YIN "TY" CHIU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD J. FAUBERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. JOHN FLETCHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ARTHUR L. GEORGE, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH P. KEITHLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN T. KURTZWEIL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARY G. PUMA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS ST. DENNIS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Axis Capital Holdings Limited
TICKER: AXS CUSIP: G0692U109
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALBERT A. BENCHIMOL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER V. GREETHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAURICE A. KEANE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HENRY B. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE DELOITTE LTD. AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
ISSUER: Axon Enterprise, Inc.
TICKER: AAXN CUSIP: 05464C101
MEETING DATE: 2/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Axon Enterprise, Inc.
TICKER: AAXN CUSIP: 05464C101
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL GARNREITER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HADI PARTOVI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES FOR N/A
ISSUER: Axos Financial, Inc.
TICKER: AX CUSIP: 05566U108
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL J. GRINBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY GARRABRANTS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR UZAIR DADA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Axsome Therapeutics, Inc.
TICKER: AXSM CUSIP: 05464T104
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ROGER JEFFS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: AXT, Inc.
TICKER: AXTI CUSIP: 00246W103
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR LEONARD J. LEBLANC ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BPM LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: AzurRx BioPharma, Inc.
TICKER: AZRX CUSIP: 05502L105
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHAN M. (THIJS) SPOOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAGED SHENOUDA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD J. BORKOWSKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALASTAIR RIDDELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES J. CASAMENTO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR VERN LEE SCHRAMM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAZARS USA LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: AZZ Inc.
TICKER: AZZ CUSIP: 002474104
MEETING DATE: 7/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL E. BERCE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL EISMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL R. FEEHAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS E. FERGUSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEVERN R. JOYCE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR VENITA MCCELLON - ALLEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ED MCGOUGH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN E. PIRNAT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEVEN R. PURVIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: B&G Foods, Inc.
TICKER: BGS CUSIP: 05508R106
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEANN L. BRUNTS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES F. MARCY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT D. MILLS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS M. MULLEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHERYL M. PALMER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALFRED POE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH G. ROMANZI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN C. SHERRILL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID L. WENNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: B. Riley Financial, Inc.
TICKER: RILY CUSIP: 05580M108
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRYANT R. RILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT D'AGOSTINO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW GUMAER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TODD D. SIMS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS J. KELLEHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MIKEL H. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. SHELDON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT L. ANTIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
ISSUER: B. Riley Financial, Inc.
TICKER: RILY CUSIP: 05580M108
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRYANT R. RILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT D'AGOSTINO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ANDREW GUMAER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TODD D. SIMS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS J. KELLEHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MIKEL H. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. SHELDON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR ROBERT L. ANTIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Babcock & Wilcox Enterprises, Inc.
TICKER: BW CUSIP: 05614L100
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2a: ELECT DIRECTOR HENRY E. BARTOLI ISSUER YES FOR FOR
PROPOSAL #2b: ELECT DIRECTOR CYNTHIA S. DUBIN ISSUER YES FOR FOR
PROPOSAL #2c: ELECT DIRECTOR KENNETH SIEGEL ISSUER YES FOR FOR
PROPOSAL #3a: ELECT DIRECTOR HENRY E. BARTOLI ISSUER YES FOR FOR
PROPOSAL #3b: ELECT DIRECTOR CYNTHIA S. DUBIN ISSUER YES FOR FOR
PROPOSAL #3c: ELECT DIRECTOR KENNETH SIEGEL ISSUER YES FOR FOR
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #6: APPROVE EQUITIZATION TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE BUSINESS OPPORTUNITY PROPOSAL ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #9: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #10: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Badger Meter, Inc.
TICKER: BMI CUSIP: 056525108
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD A. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH C. BOCKHORST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. FISCHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GALE E. KLAPPA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GAIL A. LIONE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD A. MEEUSEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TESSA M. MYERS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES F. STERN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GLEN E. TELLOCK ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TODD J. TESKE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YONG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Baker Hughes, a GE company
TICKER: BHGE CUSIP: 05722G100
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. GEOFFREY BEATTIE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR GREGORY D. BRENNEMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR CLARENCE P. CAZALOT, ISSUER YES WITHHOLD AGAINST
JR.
PROPOSAL #1.4: ELECT DIRECTOR GREGORY L. EBEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LYNN L. ELSENHANS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR JAMIE S. MILLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR JAMES J. MULVA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN G. RICE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR LORENZO SIMONELLI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Balchem Corporation
TICKER: BCPC CUSIP: 057665200
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THEODORE L. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW D. WINEINGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Ball Corporation
TICKER: BLL CUSIP: 058498106
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL J. HEINRICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGIA R. NELSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CYNTHIA A. NIEKAMP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: Ballantyne Strong, Inc.
TICKER: BTN CUSIP: 058516105
MEETING DATE: 11/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR D. KYLE CERMINARA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM J. GERBER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK H. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LEWIS M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES T. LANKTREE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT J. ROSCHMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NDAMUKONG SUH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Banc of California, Inc.
TICKER: BANC CUSIP: 05990K106
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY A. CURRAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR B.A. FALLON-WALSH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BONNIE G. HILL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD J. LASHLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JONAH F. SCHNEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W. KIRK WYCOFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: BancFirst Corporation
TICKER: BANF CUSIP: 05945F103
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS L. BRAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C.L. CRAIG, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR F. FORD DRUMMOND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH FORD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID R. HARLOW ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM O. JOHNSTONE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANK KEATING ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BILL G. LANCE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVE R. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM SCOTT MARTIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TOM H. MCCASLAND, III ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR RONALD J. NORICK ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DAVID E. RAINBOLT ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR H.E. RAINBOLT ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR ROBIN ROBERSON ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR MICHAEL S. SAMIS ISSUER YES FOR FOR
PROPOSAL #1.17: ELECT DIRECTOR DARRYL SCHMIDT ISSUER YES FOR FOR
PROPOSAL #1.18: ELECT DIRECTOR NATALIE SHIRLEY ISSUER YES FOR FOR
PROPOSAL #1.19: ELECT DIRECTOR MICHAEL K. WALLACE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY G. WEDEL ISSUER YES FOR FOR
PROPOSAL #1.21: ELECT DIRECTOR G. RAINEY WILLIAMS, ISSUER YES FOR FOR
JR.
PROPOSAL #2: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR STOCK OPTION ISSUER YES FOR FOR
PLAN
PROPOSAL #4: AMEND DEFERRED COMPENSATION PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY BKD, LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: BancorpSouth Bank
TICKER: BXS CUSIP: 05971J102
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS R. STANTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHANNON A. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN W. PERRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES D. ROLLINS, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Bandwidth Inc.
TICKER: BAND CUSIP: 05988J103
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. MURDOCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS A. SURIANO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Bank of America Corporation
TICKER: BAC CUSIP: 060505104
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SHARON L. ALLEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SUSAN S. BIES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JACK O. BOVENDER, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRANK P. BRAMBLE, SR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PIERRE J.P. DE WECK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ARNOLD W. DONALD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LINDA P. HUDSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MONICA C. LOZANO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS J. MAY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BRIAN T. MOYNIHAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LIONEL L. NOWELL, III ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR CLAYTON S. ROSE ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR MICHAEL D. WHITE ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR THOMAS D. WOODS ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR R. DAVID YOST ISSUER YES FOR FOR
PROPOSAL #1p: ELECT DIRECTOR MARIA T. ZUBER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON GENDER PAY GAP SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
ISSUER: Bank of Commerce Holdings
TICKER: BOCH CUSIP: 06424J103
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ORIN N. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY R. BURKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RANDALL S. ESLICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH Q. GIBSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JON W. HALFHIDE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID J. INDERKUM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LINDA J. MILES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KARL L. SILBERSTEIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TERENCE J. STREET ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR LYLE L. TULLIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Bank of Hawaii Corp.
TICKER: BOH CUSIP: 062540109
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR S. HAUNANI APOLIONA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY G. F. BITTERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK A. BURAK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN C. ERICKSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSHUA D. FELDMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER S. HO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT HURET ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENT T. LUCIEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALICIA E. MOY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR VICTOR K. NICHOLS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BARBARA J. TANABE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR RAYMOND P. VARA, JR. ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR ROBERT W. WO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Bank of Marin Bancorp
TICKER: BMRC CUSIP: 063425102
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN I. BARLOW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RUSSELL A. COLOMBO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES C. HALE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT HELLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NORMA J. HOWARD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN R. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM H. MCDEVITT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LESLIE E. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOEL SKLAR ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR BRIAN M. SOBEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Bank of South Carolina Corp.
TICKER: BKSC CUSIP: 065066102
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUSANNE K. BOYD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID W. BUNCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GRAHAM M. EUBANK, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELIZABETH M. HAGOOD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FLEETWOOD S. HASSELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GLEN B. HAYNES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM L. HIOTT, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD W. HUTSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHARLES G. LANE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HUGH C. LANE, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LINDA J. BRADLEY MCKEE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ALAN I. NUSSBAUM ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR KAREN J. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR MALCOLM M. RHODES ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR DOUGLAS H. SASS ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR SHERYL G. SHARRY ISSUER YES FOR FOR
PROPOSAL #1.17: ELECT DIRECTOR STEVE D. SWANSON ISSUER YES FOR FOR
PROPOSAL #1.18: ELECT DIRECTOR EUGENE H. WALPOLE, IV ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY ELLIOTT DAVIS, LLC AS AUDITOR ISSUER YES FOR FOR
ISSUER: Bank of the James Financial Group, Inc.
TICKER: BOTJ CUSIP: 470299108
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR A. DOUGLAS DALTON, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES F. DALY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WATT R. FOSTER, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR PHILLIP C. JAMERSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS W. PETTYJOHN, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY YOUNT, HYDE & BARBOUR, P.C. AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Bank OZK
TICKER: OZK CUSIP: 06417N103
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NICHOLAS BROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAULA CHOLMONDELEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BEVERLY COLE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT EAST ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KATHLEEN FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CATHERINE B. FREEDBERG ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JEFFREY GEARHART ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GEORGE GLEASON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PETER KENNY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM A. KOEFOED, JR. ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WALTER J. "JACK" MULLEN, ISSUER YES FOR FOR
III
PROPOSAL #1l: ELECT DIRECTOR CHRISTOPHER ORNDORFF ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR ROBERT PROOST ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR JOHN REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR STEVEN SADOFF ISSUER YES FOR FOR
PROPOSAL #1p: ELECT DIRECTOR ROSS WHIPPLE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Bank7 Corp.
TICKER: BSVN CUSIP: 06652N107
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BOBBY J. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. MICHAEL SANNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS L. "TOM" TRAVIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BKD LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: BankFinancial Corporation
TICKER: BFIN CUSIP: 06643P104
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN M. HAUSMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLEN R. WHERFEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: BankUnited, Inc.
TICKER: BKU CUSIP: 06652K103
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAJINDER P. SINGH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERE BLANCA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN N. DIGIACOMO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. DOWLING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS J. PAULS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR A. GAIL PRUDENTI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM S. RUBENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SANJIV SOBTI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LYNNE WINES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Bankwell Financial Group, Inc.
TICKER: BWFG CUSIP: 06654A103
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE P. BAUER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GAIL E.D. BRATHWAITE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD E. CASTIGLIONI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC J. DALE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BLAKE S. DREXLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES M. GARNETT, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER R. GRUSEKE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DANIEL S. JONES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TODD LAMPERT ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR VICTOR S. LISS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CARL M. PORTO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Banner Corp.
TICKER: BANR CUSIP: 06652V208
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHERYL R. BISHOP ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CONNIE R. COLLINGSWORTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRENT A. ORRICO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Bar Harbor Bankshares
TICKER: BHB CUSIP: 066849100
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAINA H. BELAIR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MATTHEW L. CARAS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID M. COLTER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEVEN H. DIMICK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARTHA T. DUDMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LAURI E. FERNALD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRENDAN J. O'HALLORAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CURTIS C. SIMARD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KENNETH E. SMITH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEPHEN R. THEROUX ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR SCOTT G. TOOTHAKER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DAVID B. WOODSIDE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Barnes & Noble Education, Inc.
TICKER: BNED CUSIP: 06777U101
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EMILY C. CHIU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL A. DEMATTEO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID G. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL P. HUSEBY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN R. RYAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JERRY SUE THORNTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID A. WILSON ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Barnes & Noble, Inc.
TICKER: BKS CUSIP: 067774109
MEETING DATE: 10/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT S. COWEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM DILLARD, II ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICIA L. HIGGINS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Barnes Group, Inc.
TICKER: B CUSIP: 067806109
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS O. BARNES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ELIJAH K. BARNES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GARY G. BENANAV ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PATRICK J. DEMPSEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD J. HIPPLE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS J. HOOK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MYLLE H. MANGUM ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HANS-PETER MANNER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HASSELL H. MCCLELLAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM J. MORGAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ANTHONY V. NICOLOSI ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JOANNA L. SOHOVICH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Barrett Business Services, Inc.
TICKER: BBSI CUSIP: 068463108
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. CARLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS B. CUSICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL L. ELICH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES B. HICKS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JON L. JUSTESEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANTHONY MEEKER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VINCENT P. PRICE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
ISSUER: Basic Energy Services, Inc.
TICKER: BAS CUSIP: 06985P209
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES D. KERN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL E. LANGFORD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Bassett Furniture Industries, Inc.
TICKER: BSET CUSIP: 070203104
MEETING DATE: 3/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. BELK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KRISTINA CASHMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VIRGINIA W. HAMLET ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE W. HENDERSON, ISSUER YES FOR FOR
III
PROPOSAL #1.5: ELECT DIRECTOR J. WALTER MCDOWELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT H. SPILMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM C. WAMPLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM C. WARDEN, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Baxter International Inc.
TICKER: BAX CUSIP: 071813109
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSE "JOE" E. ALMEIDA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS F. CHEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN D. FORSYTH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES R. GAVIN, III ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PETER S. HELLMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL F. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PATRICIA B. MORRRISON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEPHEN N. OESTERLE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CATHY R. SMITH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR THOMAS T. STALLKAMP ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ALBERT P.L. STROUCKEN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR AMY A. WENDELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
ISSUER: BayCom Corp
TICKER: BCML CUSIP: 07272M107
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LLOYD W. KENDALL, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE J. GUARINI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES S. CAMP ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HARPREET S. CHAUDHARY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROCCO DAVIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MALCOLM F. HOTCHKISS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT G. LAVERNE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID M. SPATZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: BB&T Corporation
TICKER: BBT CUSIP: 054937107
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JENNIFER S. BANNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR K. DAVID BOYER, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANNA R. CABLIK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICK C. GRANEY, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR I. PATRICIA HENRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KELLY S. KING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LOUIS B. LYNN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EASTER A. MAYNARD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHARLES A. PATTON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR NIDO R. QUBEIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM J. REUTER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR TOLLIE W. RICH, JR. ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR CHRISTINE SEARS ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR THOMAS E. SKAINS ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR THOMAS N. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: BBX Capital Corporation
TICKER: BBX CUSIP: 05491N104
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN B. LEVAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. ABDO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JARETT S. LEVAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SETH M. WISE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NORMAN H. BECKER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDREW R. CAGNETTA, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN M. COLDREN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR DARWIN DORNBUSH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR WILLIS N. HOLCOMBE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.1: ELECT DIRECTOR OSCAR HOLZMANN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOEL LEVY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WILLIAM NICHOLSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.13: ELECT DIRECTOR ANTHONY P. SEGRETO ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR NEIL STERLING ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.15: ELECT DIRECTOR CHARLIE C. WINNINGHAM, ISSUER YES FOR FOR
II
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
ISSUER: BCB Bancorp, Inc.
TICKER: BCBP CUSIP: 055298103
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JUDITH Q. BIELAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES E. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK D. HOGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN PULOMENA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WOLF & COMPANY, P.C. AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
ISSUER: Beacon Roofing Supply, Inc.
TICKER: BECN CUSIP: 073685109
MEETING DATE: 2/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT R. BUCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL M. ISABELLA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARL T. BERQUIST ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARBARA G. FAST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD W. FROST ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN GERSHENHORN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PHILIP W. KNISELY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT M. MCLAUGHLIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NEIL S. NOVICH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STUART A. RANDLE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR NATHAN K. SLEEPER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DOUGLAS L. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Beasley Broadcast Group, Inc.
TICKER: BBGI CUSIP: 074014101
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK S. FOWLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR HERBERT W. MCCORD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR BRIAN E. BEASLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR BRUCE G. BEASLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR CAROLINE BEASLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR GEORGE G. BEASLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR PETER A. BORDES, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL J. FIORILE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR ALLEN B. SHAW ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY CROWE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Beazer Homes USA, Inc.
TICKER: BZH CUSIP: 07556Q881
MEETING DATE: 2/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ELIZABETH S. ACTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LAURENT ALPERT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRIAN C. BEAZER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PETER G. LEEMPUTTE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALLAN P. MERRILL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PETER M. ORSER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR NORMA A. PROVENCIO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DANNY R. SHEPHERD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEPHEN P. ZELNAK, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND SECURITIES TRANSFER RESTRICTIONS ISSUER YES FOR FOR
PROPOSAL #5: ADOPT NEW NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
ISSUER: Becton, Dickinson & Co.
TICKER: BDX CUSIP: 075887109
MEETING DATE: 1/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CATHERINE M. BURZIK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. ANDREW ECKERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VINCENT A. FORLENZA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CLAIRE M. FRASER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY W. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER JONES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARSHALL O. LARSEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID F. MELCHER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CLAIRE POMEROY ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR REBECCA W. RIMEL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TIMOTHY M. RING ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR BERTRAM L. SCOTT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
ISSUER: Bel Fuse Inc.
TICKER: BELFB CUSIP: 077347300
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL BERNSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER GILBERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VINCENT VELLUCCI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE AND TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Belden Inc.
TICKER: BDC CUSIP: 077454106
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID J. ALDRICH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LANCE C. BALK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEVEN W. BERGLUND ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DIANE D. BRINK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JUDY L. BROWN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BRYAN C. CRESSEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JONATHAN C. KLEIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GEORGE E. MINNICH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN S. STROUP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Bellerophon Therapeutics, Inc.
TICKER: BLPH CUSIP: 078771102
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY ANN CLOYD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRISPIN TEUFEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
ISSUER: Bellicum Pharmaceuticals, Inc.
TICKER: BLCM CUSIP: 079481107
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES F. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDMUND P. HARRIGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JUDITH KLIMOVSKY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Belmond Ltd.
TICKER: BEL CUSIP: G1154H107
MEETING DATE: 2/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Bemis Company, Inc.
TICKER: BMS CUSIP: 081437105
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE PROVISION OF THE NEW AMCOR ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION RELATING TO REQUIREMENTS FOR
SHAREHOLDER NOMINATIONS AND OTHER PROPOSALS
PROPOSAL #4: PROVIDE DIRECTORS MAY ONLY BE REMOVED ISSUER YES AGAINST AGAINST
FOR CAUSE
PROPOSAL #5: AMEND QUORUM REQUIREMENTS ISSUER YES FOR FOR
PROPOSAL #6: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Benchmark Electronics, Inc.
TICKER: BHE CUSIP: 08160H101
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE A. CARLSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS G. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT K. GIFFORD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH T. LAMNECK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY S. MCCREARY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MERILEE RAINES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID W. SCHEIBLE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY W. BENCK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Beneficial Bancorp, Inc.
TICKER: BNCL CUSIP: 08171T102
MEETING DATE: 12/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Benefitfocus, Inc.
TICKER: BNFT CUSIP: 08180D106
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS A. DENNERLINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANCIS J. PELZER, V ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANA M. WHITE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Berkshire Hathaway Inc.
TICKER: BRK.B CUSIP: 084670702
MEETING DATE: 5/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WARREN E. BUFFET ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES T. MUNGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY E. ABEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HOWARD G. BUFFETT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN B. BURKE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR SUSAN L. DECKER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM H. GATES, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID S. GOTTESMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHARLOTTE GUYMAN ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR AJIT JAIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR THOMAS S. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR RONALD L. OLSON ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR WALTER SCOTT, JR. ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR MERYL B. WITMER ISSUER YES FOR FOR
ISSUER: Berkshire Hills Bancorp, Inc.
TICKER: BHLB CUSIP: 084680107
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID M. BRUNELLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT M. CURLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN B. DAVIES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. WILLIAR DUNLAEVY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CORNELIUS D. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD M. MAROTTA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAMELA A. MASSAD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAURIE NORTON MOFFATT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD J. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. RYAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR D. JEFFREY TEMPLETON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Berry Global Group, Inc.
TICKER: BERY CUSIP: 08579W103
MEETING DATE: 3/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR IDALENE F. KESNER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CARL J. (RICK) ISSUER YES FOR FOR
RICKERTSEN
PROPOSAL #1c: ELECT DIRECTOR THOMAS E. SALMON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAULA A. SNEED ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT A. STEELE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEPHEN E. STERRETT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SCOTT B. ULLEM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #6: AMEND BYLAWS TO CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
ISSUER: Berry Petroleum Corporation
TICKER: BRY CUSIP: 08579X101
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CARY BAETZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRENT S. BUCKLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANNE L. MARIUCCI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DONALD L. PAUL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR C. KENT POTTER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR A. T. "TREM" SMITH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EUGENE "GENE" VOILAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Best Buy Co., Inc.
TICKER: BBY CUSIP: 086516101
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CORIE S. BARRY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LISA M. CAPUTO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR J. PATRICK DOYLE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RUSSELL P. FRADIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KATHY J. HIGGINS VICTOR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HUBERT JOLY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID W. KENNY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CINDY R. KENT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KAREN A. MCLOUGHLIN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR THOMAS L. "TOMMY" ISSUER YES FOR FOR
MILLNER
PROPOSAL #1k: ELECT DIRECTOR CLAUDIA F. MUNCE ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RICHELLE P. PARHAM ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR EUGENE A. WOODS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: BG Staffing, Inc.
TICKER: BGSF CUSIP: 05544A109
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR L. ALLEN BAKER, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WHITLEY PENN LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: BGC Partners, Inc.
TICKER: BGCP CUSIP: 05541T101
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD W. LUTNICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN T. CURWOOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM J. MORAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LINDA A. BELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID P. RICHARDS ISSUER YES FOR FOR
ISSUER: Big 5 Sporting Goods Corporation
TICKER: BGFV CUSIP: 08915P101
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SANDRA N. BANE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VAN B. HONEYCUTT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Big Lots, Inc.
TICKER: BIG CUSIP: 089302103
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY P. BERGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. CHAMBERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SEBASTIAN J. DIGRANDE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARLA C. GOTTSCHALK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CYNTHIA T. JAMISON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER J. ISSUER YES FOR FOR
MCCORMICK
PROPOSAL #1.7: ELECT DIRECTOR NANCY A. REARDON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WENDY L. SCHOPPERT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRUCE K. THORN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Biglari Holdings Inc.
TICKER: BH CUSIP: 08986R408
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SARDAR BIGLARI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP L. COOLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH R. COOPER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES P. MASTRIAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RUTH J. PERSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Biocept, Inc.
TICKER: BIOC CUSIP: 09072V204
MEETING DATE: 7/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARSHA A. CHANDLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE A. HUEBNER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR IVOR ROYSTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAYER HOFFMAN MCCANN P.C AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: BioCryst Pharmaceuticals, Inc.
TICKER: BCRX CUSIP: 09058V103
MEETING DATE: 7/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES AGAINST AGAINST
ISSUER: BioCryst Pharmaceuticals, Inc.
TICKER: BCRX CUSIP: 09058V103
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: BioCryst Pharmaceuticals, Inc.
TICKER: BCRX CUSIP: 09058V103
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN J. ASELAGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH B. LEE, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: BioDelivery Sciences International, Inc.
TICKER: BDSI CUSIP: 09060J106
MEETING DATE: 8/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
CLARIFY THE VOTING STANDARD FOR THE ELECTION OF
DIRECTOR NOMINEES
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR PETER S. GREENLEAF ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR TODD C. DAVIS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY CHERRY BEKAERT LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: RATIFY THE ISSUANCE AND SALE OF THE ISSUER YES FOR FOR
SERIES B PREFERRED STOCK AND APPROVE THE ISSUANCE OF
COMMON STOCK UPON THE CONVERSION OF THE SERIES B
PREFERRED STOCK
PROPOSAL #7: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Biogen Inc.
TICKER: BIIB CUSIP: 09062X103
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1b: ELECT DIRECTOR ALEXANDER J. DENNER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CAROLINE D. DORSA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM A. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NANCY L. LEAMING ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JESUS B. MANTAS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD C. MULLIGAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT W. PANGIA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STELIOS PAPADOPOULOS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BRIAN S. POSNER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ERIC K. ROWINSKY ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LYNN SCHENK ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR STEPHEN A. SHERWIN ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR MICHEL VOUNATSOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: BIO-key International, Inc.
TICKER: BKYI CUSIP: 09060C309
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL W. DEPASQUALE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WONG KWOK FONG (KELVIN) ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. MICHEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS E. BUSH, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PIETER KNOOK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS GILLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR YAO JIANHUI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR FABIAN SHIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ROTENBERG MERIL SOLOMON BERTIGER ISSUER YES FOR FOR
& GUTTILLA, P.C. AS AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: BIOLASE, Inc.
TICKER: BIOL CUSIP: 090911207
MEETING DATE: 9/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: BIOLASE, Inc.
TICKER: BIOL CUSIP: 090911207
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD B. LANMAN ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JONATHAN T. LORD ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR TODD A. NORBE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JESS ROPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARRETT SATO ISSUER YES AGAINST AGAINST
PROPOSAL #1.6: ELECT DIRECTOR ELAINE C. WAGNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: BioLife Solutions, Inc.
TICKER: BLFS CUSIP: 09062W204
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL RICE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND COHEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR THOMAS GIRSCHWEILER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW HINSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH SCHICK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY PETERSON SULLIVAN LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: BioMarin Pharmaceutical Inc.
TICKER: BMRN CUSIP: 09061G101
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEAN-JACQUES BIENAIME ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLARD DERE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL GREY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELAINE J. HERON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT J. HOMBACH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR V. BRYAN LAWLIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR ALAN J. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD A. MEIER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID E.I. PYOTT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DENNIS J. SLAMON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
ISSUER: Biomerica, Inc.
TICKER: BMRA CUSIP: 09061H307
MEETING DATE: 12/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ZACKARY S. IRANI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANET MOORE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALLEN BARBIERI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANCIS R. CANO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JANE EMERSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK A. SIRGO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PKF, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: BioPharmX Corporation
TICKER: BPMX CUSIP: 09072X101
MEETING DATE: 8/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANJA KRAMMER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL HUBBARD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN MORLOCK ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: RATIFY BPM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Bio-Rad Laboratories, Inc.
TICKER: BIO CUSIP: 090572207
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARNOLD A. PINKSTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MELINDA LITHERLAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: BioScrip, Inc.
TICKER: BIOS CUSIP: 09069N108
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL E. GREENLEAF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL G. BRONFEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID W. GOLDING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN NEUMANN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR R. CARTER PATE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: BioSpecifics Technologies Corp.
TICKER: BSTC CUSIP: 090931106
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MICHAEL SCHAMROTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Bio-Techne Corp.
TICKER: TECH CUSIP: 09073M104
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT EIGHT ISSUER YES FOR FOR
PROPOSAL #2a: ELECT DIRECTOR ROBERT V. BAUMGARTNER ISSUER YES FOR FOR
PROPOSAL #2b: ELECT DIRECTOR JOHN L. HIGGINS ISSUER YES FOR FOR
PROPOSAL #2c: ELECT DIRECTOR JOSEPH D. KEEGAN ISSUER YES FOR FOR
PROPOSAL #2d: ELECT DIRECTOR CHARLES R. KUMMETH ISSUER YES FOR FOR
PROPOSAL #2e: ELECT DIRECTOR ROELAND NUSSE ISSUER YES FOR FOR
PROPOSAL #2f: ELECT DIRECTOR ALPNA SETH ISSUER YES FOR FOR
PROPOSAL #2g: ELECT DIRECTOR RANDOLPH C. STEER ISSUER YES FOR FOR
PROPOSAL #2h: ELECT DIRECTOR HAROLD J. WIENS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY KPMG, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: BioTelemetry, Inc.
TICKER: BEAT CUSIP: 090672106
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIFFANY OLSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHAN RIETIKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR REBECCA W. RIMEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. RUBIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: BioTime, Inc.
TICKER: BTX CUSIP: 09066L105
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: BioXcel Therapeutics, Inc.
TICKER: BTAI CUSIP: 09075P105
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR KRISHNAN NANDABALAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: BJ's Restaurants, Inc.
TICKER: BJRI CUSIP: 09180C106
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER 'PETE' A. BASSI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY D. BOUTS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES 'JIM' A. DAL ISSUER YES FOR FOR
POZZO
PROPOSAL #1.4: ELECT DIRECTOR GERALD 'JERRY' W. ISSUER YES FOR FOR
DEITCHLE
PROPOSAL #1.5: ELECT DIRECTOR NOAH A. ELBOGEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LEA ANNE S. OTTINGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JANET M. SHERLOCK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GREGORY A. TROJAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PATRICK D. WALSH ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: BJ's Wholesale Club Holdings, Inc.
TICKER: BJ CUSIP: 05550J101
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NISHAD CHANDE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER H. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JUDITH L. WERTHAUSER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Black Box Corporation
TICKER: BBOX CUSIP: 091826107
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CYNTHIA J. COMPARIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD L. CROUCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD C. ELIAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS G. GREIG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN S. HELLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOEL T. TRAMMELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Black Hills Corp.
TICKER: BKH CUSIP: 092113109
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LINDEN R. EVANS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT P. OTTO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK A. SCHOBER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. ZELLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Black Knight, Inc.
TICKER: BKI CUSIP: 09215C105
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID K. HUNT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GANESH B. RAO ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Blackbaud, Inc.
TICKER: BLKB CUSIP: 09227Q100
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS R. ERTEL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL P. GIANONI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SARAH E. NASH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: BlackLine, Inc.
TICKER: BL CUSIP: 09239B109
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN BRENNAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM GRIFFITH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GRAHAM SMITH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MIKA YAMAMOTO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: BlackRock, Inc.
TICKER: BLK CUSIP: 09247X101
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BADER M. ALSAAD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MATHIS CABIALLAVETTA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAMELA DALEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM S. DEMCHAK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JESSICA P. EINHORN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LAURENCE D. FINK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM E. FORD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FABRIZIO FREDA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MURRY S. GERBER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARGARET L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ROBERT S. KAPITO ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR CHERYL D. MILLS ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR GORDON M. NIXON ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR CHARLES H. ROBBINS ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR IVAN G. SEIDENBERG ISSUER YES FOR FOR
PROPOSAL #1p: ELECT DIRECTOR MARCO ANTONIO SLIM DOMIT ISSUER YES FOR FOR
PROPOSAL #1q: ELECT DIRECTOR SUSAN L. WAGNER ISSUER YES FOR FOR
PROPOSAL #1r: ELECT DIRECTOR MARK WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES AGAINST FOR
ISSUER: Blackstone Mortgage Trust, Inc.
TICKER: BXMT CUSIP: 09257W100
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL B. NASH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN D. PLAVIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEONARD W. COTTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS E. DOBROWSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARTIN L. EDELMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HENRY N. NASSAU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JONATHAN L. POLLACK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR LYNNE B. SAGALYN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Blink Charging Co.
TICKER: BLNK CUSIP: 09354A100
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL D. FARKAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. CALISE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD ENGEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT C. SCHWEITZER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GRANT E. FITZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Bloom Energy Corp.
TICKER: BE CUSIP: 093712107
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR COLIN L. POWELL ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SCOTT SANDELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KR SRIDHAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Bloomin' Brands, Inc.
TICKER: BLMN CUSIP: 094235108
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WENDY A. BECK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TARA WALPERT LEVY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELIZABETH A. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Blucora, Inc.
TICKER: BCOR CUSIP: 095229100
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN ALDRICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM L. ATWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN S. CLENDENING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR H. MCINTYRE GARDNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER W. WALTERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Blue Apron Holdings, Inc.
TICKER: APRN CUSIP: 09523Q101
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIE M.B. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN P. KELLEY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Blue Bird Corp.
TICKER: BLBD CUSIP: 095306106
MEETING DATE: 3/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHAN W. GALBATO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHLEEN M. SHAW ISSUER YES FOR FOR
ISSUER: Blue Capital Reinsurance Holdings Ltd.
TICKER: BCRH CUSIP: G1190F107
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ERIC LEMIEUX ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE ERNST & YOUNG LTD. AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
ISSUER: Blue Hills Bancorp, Inc.
TICKER: BHBK CUSIP: 095573101
MEETING DATE: 1/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: bluebird bio, Inc.
TICKER: BLUE CUSIP: 09609G100
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WENDY L. DIXON ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR DAVID P. SCHENKEIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: BlueLinx Holdings Inc.
TICKER: BXC CUSIP: 09624H208
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KAREL K. CZANDERNA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOMINIC DINAPOLI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIM S. FENNEBRESQUE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MITCHELL B. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALAN H. SCHUMACHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. DAVID SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Blueprint Medicines Corporation
TICKER: BPMC CUSIP: 09627Y109
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY W. ALBERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK GOLDBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR NICHOLAS LYDON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Bluerock Residential Growth REIT, Inc.
TICKER: BRG CUSIP: 09627J102
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR R. RAMIN KAMFAR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR BRIAN D. BAILEY ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR I. BOBBY MAJUMDER ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ROMANO TIO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ELIZABETH HARRISON ISSUER YES FOR FOR
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: BMC Stock Holdings, Inc.
TICKER: BMCH CUSIP: 05591B109
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CORY J. BOYDSTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HENRY BUCKLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CARL R. VERTUCA, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Boingo Wireless, Inc.
TICKER: WIFI CUSIP: 09739C102
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR LANCE ROSENZWEIG ISSUER YES AGAINST AGAINST
PROPOSAL #1B: ELECT DIRECTOR MICHELE CHOKA ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR DAVID HAGAN ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR TERRELL JONES ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR KATHY MISUNAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Boise Cascade Co.
TICKER: BCC CUSIP: 09739D100
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR STEVEN C. COOPER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR KAREN E. GOWLAND ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR DAVID H. HANNAH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Bojangles', Inc.
TICKER: BOJA CUSIP: 097488100
MEETING DATE: 1/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: BOK Financial Corp.
TICKER: BOKF CUSIP: 05561Q201
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN S. ARMSTRONG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR C. FRED BALL, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR STEVEN BANGERT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR PETER C. BOYLAN, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR STEVEN G. BRADSHAW ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR CHESTER E. CADIEUX, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR GERARD P. CLANCY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR JOHN W. COFFEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH W. CRAFT, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.10: ELECT DIRECTOR JACK E. FINLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.11: ELECT DIRECTOR DAVID F. GRIFFIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.12: ELECT DIRECTOR V. BURNS HARGIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.13: ELECT DIRECTOR DOUGLAS D. HAWTHORNE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.14: ELECT DIRECTOR KIMBERLEY D. HENRY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.15: ELECT DIRECTOR E. CAREY JOULLIAN, IV ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.16: ELECT DIRECTOR GEORGE B. KAISER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.17: ELECT DIRECTOR STANLEY A. LYBARGER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.18: ELECT DIRECTOR STEVEN J. MALCOLM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.19: ELECT DIRECTOR STEVEN E. NELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.20: ELECT DIRECTOR E. C. RICHARDS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.21: ELECT DIRECTOR CLAUDIA SAN PEDRO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.22: ELECT DIRECTOR MICHAEL C. TURPEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.23: ELECT DIRECTOR R. A. WALKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Bonanza Creek Energy, Inc.
TICKER: BCEI CUSIP: 097793400
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC T. GREAGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL KEGLEVIC ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN STECK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS B. TYREE, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JACK E. VAUGHN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT D. VOGEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY "JEFF" E. ISSUER YES FOR FOR
WOJAHN
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Booking Holdings Inc.
TICKER: BKNG CUSIP: 09857L108
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY M. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFERY H. BOYD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GLENN D. FOGEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MIRIAN GRADDICK-WEIR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES M. GUYETTE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WEI HOPEMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT J. MYLOD, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES H. NOSKI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NANCY B. PERETSMAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR NICHOLAS J. READ ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR THOMAS E. ROTHMAN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LYNN M. VOJVODICH ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR VANESSA A. WITTMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND PROXY ACCESS BYLAW SHAREHOLDER YES AGAINST FOR
ISSUER: Boot Barn Holdings, Inc.
TICKER: BOOT CUSIP: 099406100
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREG BETTINELLI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRAD J. BRUTOCAO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES G. CONROY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LISA G. LAUBE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANNE MACDONALD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRENDA I. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER STARRETT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRAD WESTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Booz Allen Hamilton Holding Corporation
TICKER: BAH CUSIP: 099502106
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HORACIO D. ROZANSKI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR IAN FUJIYAMA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARK GAUMOND ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GRETCHEN W. MCCLAIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: BorgWarner Inc.
TICKER: BWA CUSIP: 099724106
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAN CARLSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DENNIS C. CUNEO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL S. HANLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FREDERIC B. LISSALDE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL A. MASCARENAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN R. MCKERNAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEBORAH D. MCWHINNEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALEXIS P. MICHAS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR VICKI L. SATO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: Boston Omaha Corp.
TICKER: BOMN CUSIP: 101044105
MEETING DATE: 9/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRADFORD B. BRINER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR BRENDAN J. KEATING ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR FRANK H. KENAN, II ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR VISHNU SRINIVASAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY MALONEBAILEY, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Boston Omaha Corporation
TICKER: BOMN CUSIP: 101044105
MEETING DATE: 6/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRADFORD B. BRINER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRENDAN J. KEATING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK H. KENAN, II ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY C. ROYAL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VISHNU SRINIVASAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MALONEBAILEY, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Boston Private Financial Holdings, Inc.
TICKER: BPFH CUSIP: 101119105
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY DECHELLIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK F. FURLONG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH C. GUYAUX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DEBORAH F. KUENSTNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GLORIA C. LARSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KIMBERLY S. STEVENSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LUIS ANTONIO UBINAS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN M. WATERS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LIZABETH H. ZLATKUS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Boston Properties, Inc.
TICKER: BXP CUSIP: 101121101
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KELLY A. AYOTTE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE W. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KAREN E. DYKSTRA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CAROL B. EINIGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DIANE J. HOSKINS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOEL I. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS T. LINDE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MATTHEW J. LUSTIG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR OWEN D. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. TWARDOCK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM H. WALTON, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE REMUNERATION OF NON-EMPLOYEE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Boston Scientific Corporation
TICKER: BSX CUSIP: 101137107
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NELDA J. CONNORS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES J. DOCKENDORFF ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR YOSHIAKI FUJIMORI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DONNA A. JAMES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EDWARD J. LUDWIG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEPHEN P. MACMILLAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL F. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID J. ROUX ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN E. SUNUNU ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ELLEN M. ZANE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Bottomline Technologies, Inc.
TICKER: EPAY CUSIP: 101388106
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER GIBSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH L. MULLEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ISRAELI SPECIAL PURPOSE STOCK ISSUER YES FOR FOR
INCENTIVE PLAN
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Bovie Medical Corp.
TICKER: BVX CUSIP: 10211F100
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR ANDREW MAKRIDES ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR CHARLES D. GOODWIN ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR J. ROBERT SARON ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MICHAEL GERAGHTY ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR LAWRENCE J. WALDMAN ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR JOHN ANDRES ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR CRAIG SWANDAL ISSUER YES FOR FOR
PROPOSAL #3: RATIFY FRAZIER & DEETER, LLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Box, Inc.
TICKER: BOX CUSIP: 10316T104
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIM HAMMONDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAN LEVIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSH STEIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Boyd Gaming Corp.
TICKER: BYD CUSIP: 103304101
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT L. BOUGHNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM R. BOYD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM S. BOYD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD E. FLAHERTY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARIANNE BOYD JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KEITH E. SMITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTINE J. SPADAFOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PETER M. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PAUL W. WHETSELL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR VERONICA J. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Braemar Hotels & Resorts, Inc.
TICKER: BHR CUSIP: 10482B101
MEETING DATE: 7/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MONTY J. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEFANI D. CARTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH H. FEARN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CURTIS B. MCWILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW D. RINALDI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ABTEEN VAZIRI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Brainstorm Cell Therapeutics, Inc.
TICKER: BCLI CUSIP: 10501E201
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRIT ARBEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JUNE S. ALMENOFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY POLVERINO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHEN SCHOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR MALCOLM TAUB ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR URI YABLONKA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: RATIFY BRIGHTMAN ALMAGOR ZOHAR & CO. AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Brandywine Realty Trust
TICKER: BDN CUSIP: 105368203
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES C. DIGGS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WYCHE FOWLER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR H. RICHARD HAVERSTICK, ISSUER YES FOR FOR
JR.
PROPOSAL #1d: ELECT DIRECTOR TERRI A. HERUBIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL J. JOYCE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANTHONY A. NICHOLS, SR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHARLES P. PIZZI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GERARD H. SWEENEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Bridge Bancorp, Inc.
TICKER: BDGE CUSIP: 108035106
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARCIA Z. HEFTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EMANUEL ARTURI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RUDOLPH J. SANTORO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL RUBIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Bridgewater Bancshares, Inc.
TICKER: BWB CUSIP: 108621103
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES S. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS J. PARISH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID J. VOLK ISSUER YES FOR FOR
PROPOSAL #2: ELIMINATE CLASS OF NON-VOTING COMMON ISSUER YES FOR FOR
STOCK
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY CLIFTONLARSONALLEN LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Briggs & Stratton Corp.
TICKER: BGG CUSIP: 109043109
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SARA A. GREENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK M. JAEHNERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES I. STORY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Bright Horizons Family Solutions Inc.
TICKER: BFAM CUSIP: 109194100
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LAWRENCE M. ALLEVA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOSHUA BEKENSTEIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROGER H. BROWN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARGUERITE KONDRACKE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Brightcove, Inc.
TICKER: BCOV CUSIP: 10921T101
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEBORAH BESEMER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KRISTIN FRANK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT KURNIT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Brighthouse Financial, Inc.
TICKER: BHF CUSIP: 10922N103
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR IRENE CHANG BRITT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR C. EDWARD (CHUCK) ISSUER YES FOR FOR
CHAPLIN
PROPOSAL #1c: ELECT DIRECTOR EILEEN A. MALLESCH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAUL M. WETZEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: BrightView Holdings, Inc.
TICKER: BV CUSIP: 10948C107
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES R. ABRAHAMSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHAMIT GROVER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ANDREW V. MASTERMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR PAUL E. RAETHER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR RICHARD W. ROEDEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSHUA T. WEISENBECK ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Brinker International, Inc.
TICKER: EAT CUSIP: 109641100
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH M. DEPINTO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HARRIET EDELMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL A. GEORGE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM T. GILES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES C. KATZMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE R. MRKONIC ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSE LUIS PRADO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WYMAN T. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Bristol-Myers Squibb Company
TICKER: BMY CUSIP: 110122108
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER NO N/A N/A
PROPOSAL #2: ADJOURN MEETING ISSUER NO N/A N/A
ISSUER: Bristol-Myers Squibb Company
TICKER: BMY CUSIP: 110122108
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR PETER J. ARDUINI ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ROBERT J. BERTOLINI ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR GIOVANNI CAFORIO ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR MATTHEW W. EMMENS ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR MICHAEL GROBSTEIN ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR ALAN J. LACY ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR DINESH C. PALIWAL ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR THEODORE R. SAMUELS ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR VICKI L. SATO ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR GERALD L. STORCH ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR KAREN H. VOUSDEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
ISSUER: Bristow Group Inc.
TICKER: BRS CUSIP: 110394103
MEETING DATE: 7/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS N. AMONETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JONATHAN E. BALIFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GAURDIE E. BANISTER, ISSUER YES FOR FOR
JR.
PROPOSAL #1.4: ELECT DIRECTOR LORI A. GOBILLOT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR IAN A. GODDEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR A. WILLIAM HIGGINS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN A. KING ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS C. KNUDSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BIGGS C. PORTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE REMOVAL OF COMMON STOCK ISSUANCE ISSUER YES FOR FOR
RESTRICTION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Brixmor Property Group Inc.
TICKER: BRX CUSIP: 11120U105
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES M. TAYLOR, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN G. SCHREIBER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL BERMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JULIE BOWERMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHERYL M. CROSLAND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS W. DICKSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL B. HURWITZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM D. RAHM ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GABRIELLE SULZBERGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Broadcom Inc.
TICKER: AVGO CUSIP: 11135F101
MEETING DATE: 4/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HOCK E. TAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HENRY SAMUELI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDDY W. HARTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DIANE M. BRYANT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GAYLA J. DELLY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHECK KIAN LOW ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PETER J. MARKS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HARRY L. YOU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Broadridge Financial Solutions, Inc.
TICKER: BR CUSIP: 11133T103
MEETING DATE: 11/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LESLIE A. BRUN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAMELA L. CARTER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD J. DALY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT N. DUELKS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRETT A. KELLER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STUART R. LEVINE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MAURA A. MARKUS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS J. PERNA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ALAN J. WEBER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Broadwind Energy, Inc.
TICKER: BWEN CUSIP: 11161T207
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PHILIP J. CHRISTMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TERENCE P. FOX ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHANIE K. KUSHNER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID P. REILAND ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS A. WAGNER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CARY B. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY RSM US LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Brookdale Senior Living, Inc.
TICKER: BKD CUSIP: 112463104
MEETING DATE: 10/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MARCUS E. BROMLEY ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR RITA JOHNSON-MILLS ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR DENISE W. WARREN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO REMOVE A DIRECTOR
PROPOSAL #6: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
ISSUER: Brookfield Property REIT Inc.
TICKER: BPR CUSIP: 11282X103
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CAROLINE M. ATKINSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY M. BLIDNER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SOON YOUNG CHANG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD B. CLARK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR OMAR CARNEIRO DA CUNHA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SCOTT R. CUTLER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEPHEN DENARDO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LOUIS J. MAROUN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LARS RODERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE A NEW CLASS OF COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DECREASE ON DIVIDEND RATE ISSUER YES FOR FOR
PAYABLE TO CLASS B-1 STOCK AND SERIES B PREFERRED
PROPOSAL #5: AMEND CHARTER ISSUER YES FOR FOR
PROPOSAL #6: ELIMINATE CLASS OF COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #7: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
ISSUER: Brookline Bancorp, Inc.
TICKER: BRKL CUSIP: 11373M107
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JOANNE B. CHANG ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DAVID C. CHAPIN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JOHN A. HACKETT ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JOHN L. HALL, II ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JOHN M. PEREIRA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Brooks Automation, Inc.
TICKER: BRKS CUSIP: 114340102
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR A. CLINTON ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBYN C. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH R. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KRISHNA G. PALEPU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KIRK P. POND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL ROSENBLATT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN S. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALFRED WOOLLACOTT, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARK. S. WRIGHTON ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR ELLEN M. ZANE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS, LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Brown & Brown, Inc.
TICKER: BRO CUSIP: 115236101
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. HYATT BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL P. BELL, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HUGH M. BROWN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. POWELL BROWN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRADLEY CURREY, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAWRENCE L. ISSUER YES FOR FOR
GELLERSTEDT, III
PROPOSAL #1.7: ELECT DIRECTOR JAMES C. HAYS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THEODORE J. HOEPNER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES S. HUNT ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR TONI JENNINGS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TIMOTHY R.M. MAIN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR H. PALMER PROCTOR, JR. ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR WENDELL S. REILLY ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR CHILTON D. VARNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: BRT Apartments Corp.
TICKER: BRT CUSIP: 055645303
MEETING DATE: 3/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW J. GOULD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LOUIS C. GRASSI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ISRAEL ROSENZWEIG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY RUBIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Bruker Corporation
TICKER: BRKR CUSIP: 116794108
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK H. LAUKIEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN ORNELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD A. PACKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Brunswick Corp.
TICKER: BC CUSIP: 117043109
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID C. EVERITT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LAUREN PATRICIA FLAHERTY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOSEPH W. MCCLANATHAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROGER J. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Bryn Mawr Bank Corp.
TICKER: BMTC CUSIP: 117665109
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. CLEMENT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT M. JENKINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR A. JOHN MAY, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: BSB Bancorp, Inc. (Massachusetts)
TICKER: BLMT CUSIP: 05573H108
MEETING DATE: 2/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: BSQUARE Corporation
TICKER: BSQR CUSIP: 11776U300
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVIN W. CUSHMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY JESSE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. PETERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Build-A-Bear Workshop, Inc.
TICKER: BBW CUSIP: 120076104
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG LEAVITT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANNE PARDUCCI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Builders FirstSource, Inc.
TICKER: BLDR CUSIP: 12008R107
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL AGROSKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FLOYD F. SHERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M. CHAD CROW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Bunge Limited
TICKER: BG CUSIP: G16962105
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR VINITA BALI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CAROL M. BROWNER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANDREW FERRIER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAUL FRIBOURG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR J. ERIK FYRWALD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GREGORY A. HECKMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KATHLEEN HYLE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN E. MCGLADE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HENRY W. "JAY" WINSHIP ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARK N. ZENUK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Burlington Stores, Inc.
TICKER: BURL CUSIP: 122017106
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN J. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAURA J. SEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Business First Bancshares, Inc.
TICKER: BFST CUSIP: 12326C105
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LLOYD BENNY ALFORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK E. BYRD, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN A. GRAVES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT S. GREER, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID L. LAXTON, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROLFE HOOD MCCOLLISTER, ISSUER YES FOR FOR
JR.
PROPOSAL #1.7: ELECT DIRECTOR ANDREW D. MCLINDON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID R. MELVILLE, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PATRICK E. MOCKLER ISSUER YES AGAINST AGAINST
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. MONTGOMERY, ISSUER YES FOR FOR
JR.
PROPOSAL #1.11: ELECT DIRECTOR ARTHUR PRICE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR FAYEZ K. SHAMIEH ISSUER YES AGAINST AGAINST
PROPOSAL #1.13: ELECT DIRECTOR CHARLES STEWART SLACK ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR KENNETH W. SMITH ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR THOMAS EVERETT ISSUER YES FOR FOR
STEWART, JR.
PROPOSAL #1.16: ELECT DIRECTOR N. JEROME VASCOCU ISSUER YES FOR FOR
PROPOSAL #1.17: ELECT DIRECTOR STEVE WHITE ISSUER YES FOR FOR
PROPOSAL #1.18: ELECT DIRECTOR ROBERT YARBOROUGH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HANNIS T. BOURGEOIS, LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: BWX Technologies, Inc.
TICKER: BWXT CUSIP: 05605H100
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN A. FEES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBB A. LEMASTERS ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Byline Bancorp, Inc.
TICKER: BY CUSIP: 124411109
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILLIP R. CABRERA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTONIO DEL VALLE ISSUER YES FOR FOR
PEROCHENA
PROPOSAL #1.3: ELECT DIRECTOR ROBERTO R. HERENCIA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM G. KISTNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALBERTO J. PARACCHINI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN M. RULL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAIME RUIZ SACRISTAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT R. YOHANAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARY JO S. HERSETH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: C&F Financial Corp.
TICKER: CFFI CUSIP: 12466Q104
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AUDREY D. HOLMES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELIZABETH R. KELLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES T. NAPIER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL C. ROBINSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY YOUNT, HYDE & BARBOUR, P.C. AS ISSUER YES FOR FOR
AUDITOR
ISSUER: C&J Energy Services, Inc.
TICKER: CJ CUSIP: 12674R100
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL ROEMER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: C.H. Robinson Worldwide, Inc.
TICKER: CHRW CUSIP: 12541W209
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SCOTT P. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT C. BIESTERFELD ISSUER YES FOR FOR
JR.
PROPOSAL #1c: ELECT DIRECTOR WAYNE M. FORTUN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR TIMOTHY C. GOKEY ISSUER YES AGAINST AGAINST
PROPOSAL #1e: ELECT DIRECTOR MARY J. STEELE GUILFOILE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JODEE A. KOZLAK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRIAN P. SHORT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES B. STAKE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAULA C. TOLLIVER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN P. WIEHOFF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON GREENHOUSE GAS EMISSIONS SHAREHOLDER YES AGAINST FOR
DISCLOSURE
ISSUER: CA, Inc.
TICKER: CA CUSIP: 12673P105
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JENS ALDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NANCY A. ALTOBELLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAYMOND J. BROMARK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL P. GREGOIRE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEAN M. HOBBY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROHIT KAPOOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY G. KATZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KAY KOPLOVITZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHRISTOPHER B. LOFGREN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD SULPIZIO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: CA, Inc.
TICKER: CA CUSIP: 12673P105
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
ISSUER: Cable One, Inc.
TICKER: CABO CUSIP: 12685J105
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRAD D. BRIAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JULIA M. LAULIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KATHARINE B. WEYMOUTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Cabot Corp.
TICKER: CBT CUSIP: 127055101
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL M. MORROW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUE H. RATAJ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK A. WILSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MATTHIAS L. WOLFGRUBER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Cabot Microelectronics Corp.
TICKER: CCMP CUSIP: 12709P103
MEETING DATE: 3/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD S. HILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN M. WHITNEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Cabot Oil & Gas Corporation
TICKER: COG CUSIP: 127097103
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOROTHY M. ABLES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RHYS J. BEST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT S. BOSWELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR AMANDA M. BROCK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER B. DELANEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAN O. DINGES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT KELLEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W. MATT RALLS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARCUS A. WATTS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: CACI International, Inc.
TICKER: CACI CUSIP: 127190304
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR KENNETH ASBURY ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR MICHAEL A. DANIELS ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JAMES S. GILMORE, III ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR WILLIAM L. JEWS ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR GREGORY G. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR J. PHILLIP LONDON ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JAMES L. PAVITT ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR WARREN R. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR DEBORA A. PLUNKETT ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR CHARLES P. REVOILE ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR WILLIAM S. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Cactus, Inc.
TICKER: WHD CUSIP: 127203107
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOEL BENDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN SEMPLE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Cadence Bancorporation
TICKER: CADE CUSIP: 12739A100
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. RICHARD FREDERICKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VIRGINIA A. HEPNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHY WALLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Cadence Design Systems, Inc.
TICKER: CDNS CUSIP: 127387108
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK W. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN L. BOSTROM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES D. PLUMMER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALBERTO SANGIOVANNI- ISSUER YES FOR FOR
VINCENTELLI
PROPOSAL #1.5: ELECT DIRECTOR JOHN B. SHOVEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROGER S. SIBONI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR YOUNG K. SOHN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LIP-BU TAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARY AGNES WILDEROTTER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ELIMINATE SUPERMAJORITY VOTING ISSUER YES FOR FOR
REQUIREMENT FOR SPECIFIED CORPORATE ACTIONS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Cadiz, Inc.
TICKER: CDZI CUSIP: 127537207
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH BRACKPOOL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN A. BOHN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY J. BROWN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN E. COURTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GEOFFREY GRANT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WINSTON H. HICKOX ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MURRAY H. HUTCHISON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RAYMOND J. PACINI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD NEVINS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TIMOTHY J. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SCOTT S. SLATER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: CAI International, Inc.
TICKER: CAI CUSIP: 12477X106
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MASAAKI "JOHN" ISSUER YES WITHHOLD AGAINST
NISHIBORI
PROPOSAL #1.2: ELECT DIRECTOR DAVID G. REMINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN H. WILLIFORD ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
ISSUER: Caladrius Biosciences, Inc.
TICKER: CLBS CUSIP: 128058203
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN M. KLOSK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN S. MYERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: CalAmp Corp.
TICKER: CAMP CUSIP: 128126109
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR A.J. "BERT" MOYER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KIMBERLY ALEXY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL BURDIEK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JEFFERY GARDNER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR AMAL JOHNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JORGE TITINGER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LARRY WOLFE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Calavo Growers, Inc.
TICKER: CVGW CUSIP: 128246105
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LECIL E. COLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN HOLLISTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES D. HELIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DONALD M. SANDERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARC L. BROWN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL A. DIGREGORIO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SCOTT VAN DER KAR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR J. LINK LEAVENS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DORCAS H. THILLE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN M. HUNT ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR EGIDIO CARBONE, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR HAROLD S. EDWARDS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.13: ELECT DIRECTOR KATHLEEN M. HOLMGREN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Caleres, Inc.
TICKER: CAL CUSIP: 129500104
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WARD M. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN W. KORN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. PATRICK MCGINNIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIANE M. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LISA A. FLAVIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: California Resources Corp.
TICKER: CRC CUSIP: 13057Q206
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM "BILL" E. ISSUER YES FOR FOR
ALBRECHT
PROPOSAL #1.2: ELECT DIRECTOR JUSTIN A. GANNON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HAROLD M. KORELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HARRY T. MCMAHON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD W. MONCRIEF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR AVEDICK B. POLADIAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANITA M. POWERS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAURIE A. SIEGEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT V. SINNOTT ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR TODD A. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5a: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO REMOVE DIRECTORS WITHOUT CAUSE
PROPOSAL #5b: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND BYLAWS
PROPOSAL #5c: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND CERTAIN PROVISIONS OF THE CERTIFICATE OF
INCORPORATION
ISSUER: California Water Service Group
TICKER: CWT CUSIP: 130788102
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR GREGORY E. ALIFF ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR TERRY P. BAYER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR SHELLY M. ESQUE ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR EDWIN A. GUILES ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR MARTIN A. KROPELNICKI ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR THOMAS M. KRUMMEL ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR RICHARD P. MAGNUSON ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR PETER C. NELSON ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR CAROL M. POTTENGER ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR LESTER A. SNOW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Calithera Biosciences, Inc.
TICKER: CALA CUSIP: 13089P101
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEEPA R. PAKIANATHAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JONATHAN G. DRACHMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUZY JONES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Calix, Inc.
TICKER: CALX CUSIP: 13100M509
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER BOWICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIRA MAKAGON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL MATTHEWS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARL RUSSO ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Callaway Golf Co.
TICKER: ELY CUSIP: 131193104
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR OLIVER G. "CHIP" ISSUER YES FOR FOR
BREWER, III
PROPOSAL #1.2: ELECT DIRECTOR RONALD S. BEARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAMUEL H. ARMACOST ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN C. CUSHMAN, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAURA J. FLANAGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RUSSELL B. FLEISCHER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN F. LUNDGREN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ADEBAYO O. OGUNLESI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LINDA B. SEGRE ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY S. THORNLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Callon Petroleum Company
TICKER: CPE CUSIP: 13123X102
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL L. FINCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY D. MCVAY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Cal-Maine Foods, Inc.
TICKER: CALM CUSIP: 128030202
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CLASS A COMMON STOCK CHARTER AMENDMENT ISSUER YES FOR FOR
PROPOSAL #2: AMEND CHARTER ISSUER YES FOR FOR
ISSUER: Cal-Maine Foods, Inc.
TICKER: CALM CUSIP: 128030202
MEETING DATE: 10/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ADOLPHUS B. BAKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MAX P. BOWMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LETITIA C. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHERMAN L. MILLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES E. POOLE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVE W. SANDERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY FROST, PLLC AS AUDITORS ISSUER YES FOR FOR
ISSUER: Calyxt, Inc.
TICKER: CLXT CUSIP: 13173L107
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDRE CHOULIKA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR PHILIPPE DUMONT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN B. FASSBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANNA EWA KOZICZ- ISSUER YES FOR FOR
STANKIEWICZ
PROPOSAL #1.5: ELECT DIRECTOR KIMBERLY K. NELSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER J. NEUGENT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR YVES J. RIBEILL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Cambrex Corp.
TICKER: CBM CUSIP: 132011107
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY B. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLAES GLASSELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOUIS J. GRABOWSKY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BERNHARD HAMPL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KATHRYN RUDIE HARRIGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ILAN KAUFTHAL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN M. KLOSK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SHLOMO YANAI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Cambridge Bancorp
TICKER: CATC CUSIP: 132152109
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THALIA M. MEEHAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JODY A. ROSE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CATHLEEN A. SCHMIDT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENIS K. SHEAHAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Camden National Corp. (Maine)
TICKER: CAC CUSIP: 133034108
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG N. DENEKAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID C. FLANAGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARIE J. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES H. PAGE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Camden Property Trust
TICKER: CPT CUSIP: 133131102
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD J. CAMPO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HEATHER J. BRUNNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT S. INGRAHAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RENU KHATOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM B. MCGUIRE, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR D. KEITH ODEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM F. PAULSEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANCES ALDRICH ISSUER YES FOR FOR
SEVILLA-SACASA
PROPOSAL #1.9: ELECT DIRECTOR STEVEN A. WEBSTER ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR KELVIN R. WESTBROOK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Campbell Soup Co.
TICKER: CPB CUSIP: 134429109
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FABIOLA R. ARREDONDO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD M. AVERILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BENNETT DORRANCE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARIA TERESA (TESSA) ISSUER YES FOR FOR
HILADO
PROPOSAL #1.5: ELECT DIRECTOR RANDALL W. LARRIMORE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARC B. LAUTENBACH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARY ALICE DORRANCE ISSUER YES FOR FOR
MALONE
PROPOSAL #1.8: ELECT DIRECTOR SARA MATHEW ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEITH R. MCLOUGHLIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR NICK SHREIBER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ARCHBOLD D. VAN BEUREN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LES C. VINNEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #1.1: ELECT DIRECTOR SARAH HOFSTETTER SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR MUNIB ISLAM SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR BOZOMA SAINT JOHN SHAREHOLDER NO N/A N/A
PROPOSAL #1.4: ELECT DIRECTOR KURT T. SCHMIDT SHAREHOLDER NO N/A N/A
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM D. TOLER SHAREHOLDER NO N/A N/A
PROPOSAL #1.6: MANAGEMENT NOMINEE FABIOLA R. SHAREHOLDER NO N/A N/A
ARREDONDO
PROPOSAL #1.7: MANAGEMENT NOMINEE HOWARD M. AVERILL SHAREHOLDER NO N/A N/A
PROPOSAL #1.8: MANAGEMENT NOMINEE MARIA TERESA SHAREHOLDER NO N/A N/A
(TESSA) HILADO
PROPOSAL #1.9: MANAGEMENT NOMINEE MARC B. LAUTENBACH SHAREHOLDER NO N/A N/A
PROPOSAL #1.10: MANAGEMENT NOMINEE SARA MATHEW SHAREHOLDER NO N/A N/A
PROPOSAL #1.11: MANAGEMENT NOMINEE KEITH R. SHAREHOLDER NO N/A N/A
MCLOUGHLIN
PROPOSAL #1.12: MANAGEMENT NOMINEE ARCHBOLD D. VAN SHAREHOLDER NO N/A N/A
BEUREN
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER NO N/A N/A
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
ISSUER: Camping World Holdings, Inc.
TICKER: CWH CUSIP: 13462K109
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN P. CASSIDY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARCUS A. LEMONIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL W. MALONE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Cannae Holdings, Inc.
TICKER: CNNE CUSIP: 13765N107
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIKA MEINHARDT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES B. STALLINGS, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK P. WILLEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Cantel Medical Corp.
TICKER: CMD CUSIP: 138098108
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES M. DIKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN R. BATKIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANN E. BERMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK N. DIKER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY B. EVNIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAURA L. FORESE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE L. FOTIADES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JORGEN B. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RONNIE MYERS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR PETER J. PRONOVOST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Canterbury Park Holding Corporation
TICKER: CPHC CUSIP: 13811E101
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BURTON F. DAHLBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARIN J. OFFERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CURTIS A. SAMPSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RANDALL D. SAMPSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DALE H. SCHENIAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WIPFLI LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Capital Bancorp, Inc.
TICKER: CBNK CUSIP: 139737100
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD F. BARRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. SCOTT BRANNAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RANDALL J. LEVITT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DEBORAH RATNER-SALZBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ELLIOTT DAVIS, PLLC AS AUDITOR ISSUER YES FOR FOR
ISSUER: Capital City Bank Group, Inc.
TICKER: CCBG CUSIP: 139674105
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALLAN G. BENSE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CADER B. COX, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN G. SAMPLE, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM G. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Capital One Financial Corporation
TICKER: COF CUSIP: 14040H105
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR RICHARD D. FAIRBANK ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR APARNA CHENNAPRAGADA ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ANN FRITZ HACKETT ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR PETER THOMAS KILLALEA ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR CORNELIS PETRUS ADRIANUS ISSUER YES FOR FOR
JOSEPH "ELI" LEENAARS
PROPOSAL #1F: ELECT DIRECTOR PIERRE E. LEROY ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR FRANCOIS LOCOH-DONOU ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR PETER E. RASKIND ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR MAYO A. SHATTUCK, III ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR BRADFORD H. WARNER ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR CATHERINE G. WEST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
ISSUER: Capital Senior Living Corporation
TICKER: CSU CUSIP: 140475104
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP A. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ED A. GRIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN T. PLOCHOCKI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Capitol Federal Financial, Inc.
TICKER: CFFN CUSIP: 14057J101
MEETING DATE: 1/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN B. DICUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES G. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY R. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: CapStar Financial Holdings, Inc.
TICKER: CSTR CUSIP: 14070T102
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: CapStar Financial Holdings, Inc.
TICKER: CSTR CUSIP: 14070T102
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS C. BOTTORFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR L. EARL BENTZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY L. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS R. FLYNN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JULIE D. FRIST ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LOUIS A. GREEN, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MYRA NANDORA JENNE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DALE W. POLLEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN B. SMITH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD E. THORNBURGH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CLAIRE W. TUCKER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JAMES S. TURNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR TOBY S. WILT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ELLIOTT DAVIS, LLC AS AUDITORS ISSUER YES FOR FOR
ISSUER: Capstead Mortgage Corporation
TICKER: CMO CUSIP: 14067E506
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN L. "JACK" BERNARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK BIEGLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELLE P. GOOLSBY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY KEISER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER W. MAHOWALD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL G. O'NEIL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PHILLIP A. REINSCH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK S. WHITING ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Capstone Turbine Corp.
TICKER: CPST CUSIP: 14067D409
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOLLY A. VAN DEURSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL DEWEESE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT C. FLEXON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DARREN R. JAMISON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YON Y. JORDEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NOAM LOTAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY J. MAYO ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: CARA Therapeutics, Inc.
TICKER: CARA CUSIP: 140755109
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY L. IVES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER POSNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: CARBO Ceramics Inc.
TICKER: CRR CUSIP: 140781105
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SIGMUND L. CORNELIUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHAD C. DEATON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY A. KOLSTAD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR H. E. LENTZ, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RANDY L. LIMBACHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CARLA S. MASHINSKI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Carbon Black, Inc.
TICKER: CBLK CUSIP: 14081R103
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH S. TIBBETTS, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JILL A. WARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Carbonite, Inc.
TICKER: CARB CUSIP: 141337105
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES KANE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN MUNFORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA CONNLY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Cardinal Health, Inc.
TICKER: CAH CUSIP: 14149Y108
MEETING DATE: 11/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR COLLEEN F. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARRIE S. COX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CALVIN DARDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE L. DOWNEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICIA A. HEMINGWAY ISSUER YES FOR FOR
HALL
PROPOSAL #1.6: ELECT DIRECTOR AKHIL JOHRI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL C. KAUFMANN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GREGORY B. KENNY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NANCY KILLEFER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: POLICY TO NOT EXCLUDE LEGAL AND SHAREHOLDER YES AGAINST FOR
COMPLIANCE COSTS FOR PURPOSES OF DETERMINING
EXECUTIVE COMPENSATION
PROPOSAL #5: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
ISSUER: Cardiovascular Systems, Inc.
TICKER: CSII CUSIP: 141619106
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SCOTT BARTOS ISSUER NO N/A N/A
PROPOSAL #1b: ELECT DIRECTOR EDWARD BROWN ISSUER NO N/A N/A
PROPOSAL #1c: ELECT DIRECTOR AUGUSTINE LAWLOR ISSUER NO N/A N/A
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER NO N/A N/A
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
ISSUER: Cardlytics, Inc.
TICKER: CDLX CUSIP: 14161W105
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID L. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT D. GRIMES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Cardtronics plc
TICKER: CATM CUSIP: G1991C105
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JULIE GARDNER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK ROSSI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WARREN C. JENSON ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR EDWARD H. WEST ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR DOUGLAS L. BRAUNSTEIN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP (U.S.) AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REAPPOINT KPMG LLP (U.K.) AS STATUTORY ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: AUTHORIZE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF UK STATUTORY AUDITORS
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: ADVISORY VOTE TO RATIFY DIRECTORS' ISSUER YES FOR FOR
COMPENSATION REPORT
PROPOSAL #9: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #11: AUTHORIZE THE COMPANY TO USE ELECTRONIC ISSUER YES FOR FOR
COMMUNICATIONS
ISSUER: Care.Com, Inc.
TICKER: CRCM CUSIP: 141633107
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE BELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHET KAPOOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: CareDx, Inc.
TICKER: CDNA CUSIP: 14167L103
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRED E. COHEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM A. HAGSTROM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Career Education Corp.
TICKER: CECO CUSIP: 141665109
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DENNIS H. CHOOKASZIAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KENDA B. GONZALES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PATRICK W. GROSS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM D. HANSEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GREGORY L. JACKSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS B. LALLY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TODD S. NELSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LESLIE T. THORNTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: CareTrust REIT, Inc.
TICKER: CTRE CUSIP: 14174T107
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ALLEN C. BARBIERI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JON D. KLINE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DIANA M. LAING ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: CarGurus, Inc.
TICKER: CARG CUSIP: 141788109
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN CONINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN KAUFER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANASTASIOS PARAFESTAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Carlisle Cos., Inc.
TICKER: CSL CUSIP: 142339100
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBIN J. ADAMS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JONATHAN R. COLLINS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR D. CHRISTIAN KOCH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID A. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: CarMax, Inc.
TICKER: KMX CUSIP: 143130102
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER J. BENSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD E. BLAYLOCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SONA CHAWLA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. FOLLIARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHIRA GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT J. HOMBACH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID W. MCCREIGHT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM D. NASH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PIETRO SATRIANO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARCELLA SHINDER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MITCHELL D. STEENROD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
ISSUER: Carnival Corporation
TICKER: CCL CUSIP: 143658300
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT MICKY ARISON AS A DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #2: RE-ELECT JONATHON BAND AS A DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #3: RE-ELECT JASON GLEN CAHILLY AS A ISSUER YES FOR FOR
DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
PROPOSAL #4: RE-ELECT HELEN DEEBLE AS A DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #5: RE-ELECT ARNOLD W. DONALD AS A DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PLC.
PROPOSAL #6: RE-ELECT RICHARD J. GLASIER AS A ISSUER YES FOR FOR
DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
PROPOSAL #7: RE-ELECT DEBRA KELLY-ENNIS AS A DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
PROPOSAL #8: ELECT DIRECTOR KATIE LAHEY AS A DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
PROPOSAL #9: RE-ELECT JOHN PARKER AS A DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #10: RE-ELECT STUART SUBOTNICK AS A DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
PROPOSAL #11: RE-ELECT LAURA WEIL AS A DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #12: RE-ELECT RANDALL J. WEISENBURGER AS A ISSUER YES FOR FOR
DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: APPROVE DIRECTORS' REMUNERATION REPORT ISSUER YES FOR FOR
(IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO
UK COMPANIES)
PROPOSAL #15: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS OF CARNIVAL PLC; RATIFY THE
SELECTION OF THE U.S. FIRM OF PRICEWATERHOUSECOOPERS
LLP AS THE INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM OF CARNIVAL CORPORATION
PROPOSAL #16: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: RECEIVE THE UK ACCOUNTS AND REPORTS OF ISSUER YES FOR FOR
THE DIRECTORS AND AUDITORS OF CARNIVAL PLC FOR THE
YEAR ENDED NOVEMBER 30, 2018 (IN ACCORDANCE WITH
LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES).
PROPOSAL #18: AUTHORIZE ISSUE OF EQUITY ISSUER YES FOR FOR
PROPOSAL #19: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #20: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
ISSUER: Carolina Financial Corp.
TICKER: CARO CUSIP: 143873107
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. SCOTT BRANDON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LINDSEY A. CRISP ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFERY L. DEAL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMPSON E. 'THOM" ISSUER YES FOR FOR
PENNEY
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ELLIOTT DAVIS, LLC AS AUDITOR ISSUER YES FOR FOR
ISSUER: Carolina Trust BancShares, Inc.
TICKER: CART CUSIP: 14422P105
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRYAN ELLIOTT BEAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROSE B. CUMMINGS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT C. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JERRY L. OCHELTREE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHNATHAN L. RHYNE, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FREDERICK P. SPACH, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RALPH N. STRAYHORN, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JIM R. WATSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Carpenter Technology Corp.
TICKER: CRS CUSIP: 144285103
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP M. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHLEEN LIGOCKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY WADSWORTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Carriage Services, Inc.
TICKER: CSV CUSIP: 143905107
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY K. FINGERHUT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRYAN D. LEIBMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Carrizo Oil & Gas, Inc.
TICKER: CRZO CUSIP: 144577103
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR S.P. JOHNSON, IV ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN A. WEBSTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR F. GARDNER PARKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANCES ALDRICH ISSUER YES FOR FOR
SEVILLA-SACASA
PROPOSAL #1.5: ELECT DIRECTOR THOMAS L. CARTER, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT F. FULTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROGER A. RAMSEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANK A. WOJTEK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Carter's, Inc.
TICKER: CRI CUSIP: 146229109
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR AMY WOODS BRINKLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GIUSEPPINA BUONFANTINO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL D. CASEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR A. BRUCE CLEVERLY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JEVIN S. EAGLE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARK P. HIPP ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM J. MONTGORIS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID PULVER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS E. WHIDDON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Carvana Co.
TICKER: CVNA CUSIP: 146869102
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. DANFORTH "DAN" ISSUER YES FOR FOR
QUAYLE
PROPOSAL #1.2: ELECT DIRECTOR GREGORY SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Casa Systems, Inc.
TICKER: CASA CUSIP: 14713L102
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE R. EVANS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSANA D'EMIC ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JERRY GUO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR DANIEL S. MEAD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Casella Waste Systems, Inc.
TICKER: CWST CUSIP: 147448104
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL K. BURKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES F. CALLAHAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS R. CASELLA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Casey's General Stores, Inc.
TICKER: CASY CUSIP: 147528103
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRY W. HANDLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD E. FRIESON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARA K. HEIDEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #6: AMENDMENT TO ARTICLES OF INCORPORATION ISSUER YES AGAINST AGAINST
TO PROVIDE THAT THE NUMBER OF DIRECTORS BE DETERMINED
BY THE BOARD FROM TIME TO TIME
ISSUER: CASI Pharmaceuticals, Inc.
TICKER: CASI CUSIP: 14757U109
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES HUANG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR QUAN ZHOU ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE ISSUANCE OF OPTIONS TO WEI- ISSUER YES AGAINST AGAINST
WU HE
PROPOSAL #5: RATIFY KPMG HUAZHEN LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Cass Information Systems, Inc.
TICKER: CASS CUSIP: 14808P109
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALPH W. CLERMONT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES J. LINDEMANN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SALLY H. ROTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Castle Brands, Inc.
TICKER: ROX CUSIP: 148435100
MEETING DATE: 2/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK E. ANDREWS, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN F. BEAUDETTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HENRY C. BEINSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILLIP FROST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD M. KRASNO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD J. LAMPEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN D. RUBIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK ZEITCHICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Castlight Health, Inc.
TICKER: CSLT CUSIP: 14862Q100
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ED PARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID B. SINGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JUDITH K. VERHAVE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Catabasis Pharmaceuticals, Inc.
TICKER: CATB CUSIP: 14875P107
MEETING DATE: 12/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Catabasis Pharmaceuticals, Inc.
TICKER: CATB CUSIP: 14875P206
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL D. KISHBAUCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JILL C. MILNE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Catalent, Inc.
TICKER: CTLT CUSIP: 148806102
MEETING DATE: 10/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN CHIMINSKI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROSEMARY A. CRANE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DONALD E. MOREL, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JACK STAHL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #6: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
ISSUER: Catalyst Biosciences, Inc.
TICKER: CBIO CUSIP: 14888D208
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AUGUSTINE LAWLOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR EDDIE WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY EISNERAMPER LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Catalyst Pharmaceuticals, Inc.
TICKER: CPRX CUSIP: 14888U101
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK J. MCENANY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP H. COELHO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES B. O'KEEFFE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID S. TIERNEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD A. DENKHAUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD DALY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Catasys, Inc.
TICKER: CATS CUSIP: 149049504
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERREN S. PEIZER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD J. ZECCHINI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD A. BERMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIANE SELOFF ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD J. BERMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL SHERMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHARON R. GABRIELSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: CatchMark Timber Trust, Inc.
TICKER: CTT CUSIP: 14912Y202
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERRY BARAG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL S. FISHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY E. MCBRIDE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DONALD S. MOSS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIS J. POTTS, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS D. RUBENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HENRY G. ZIGTEMA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Caterpillar Inc.
TICKER: CAT CUSIP: 149123101
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KELLY A. AYOTTE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID L. CALHOUN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL M. DICKINSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JUAN GALLARDO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENNIS A. MUILENBURG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM A. OSBORN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEBRA L. REED-KLAGES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDWARD B. RUST, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SUSAN C. SCHWAB ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR D. JAMES UMPLEBY, III ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MILES D. WHITE ISSUER YES AGAINST AGAINST
PROPOSAL #1.12: ELECT DIRECTOR RAYFORD WILKINS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON RISKS OF DOING BUSINESS IN SHAREHOLDER YES AGAINST FOR
CONFLICT-AFFECTED AREAS
ISSUER: Cathay General Bancorp
TICKER: CATY CUSIP: 149150104
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KELLY L. CHAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DUNSON K. CHENG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOSEPH C.H. POON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Cavco Industries, Inc.
TICKER: CVCO CUSIP: 149568107
MEETING DATE: 7/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN G. BUNGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK HANNA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: CB Financial Services, Inc.
TICKER: CBFV CUSIP: 12479G101
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN A. BEDWAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD B. BOYER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES R. GUTHRIE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH N. HEADLEE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK G. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITOR
ISSUER: CBIZ, Inc.
TICKER: CBZ CUSIP: 124805102
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICK L. BURDICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN L. GERARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEROME P. GRISKO, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BENAREE PRATT WILEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: CBL & Associates Properties, Inc.
TICKER: CBL CUSIP: 124830100
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES B. LEBOVITZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN D. LEBOVITZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR A. LARRY CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MATTHEW S. DOMINSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN D. GRIFFITH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD J. LIEB ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KATHLEEN M. NELSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: CBM Bancorp, Inc.
TICKER: CBMB CUSIP: 1248XT104
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GAIL E. SMITH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM W. WHITTY, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Cboe Global Markets, Inc.
TICKER: CBOE CUSIP: 12503M108
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD T. TILLY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EUGENE S. SUNSHINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK E. ENGLISH, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM M. FARROW, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD J. FITZPATRICK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JANET P. FROETSCHER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JILL R. GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RODERICK A. PALMORE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES E. PARISI ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH P. RATTERMAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MICHAEL L. RICHTER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JILL E. SOMMERS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR CAROLE E. STONE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: CBRE Group, Inc.
TICKER: CBRE CUSIP: 12504L109
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRANDON B. BOZE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BETH F. COBERT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CURTIS F. FEENY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR REGINALD H. GILYARD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SHIRA D. GOODMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHRISTOPHER T. JENNY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GERARDO I. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT E. SULENTIC ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LAURA D. TYSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RAY WIRTA ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR SANJIV YAJNIK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON IMPACT OF MANDATORY SHAREHOLDER YES AGAINST FOR
ARBITRATION POLICIES
ISSUER: CBTX, Inc.
TICKER: CBTX CUSIP: 12481V104
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT R. FRANKLIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. PAT PARSONS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL A. HAVARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TOMMY W. LOTT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: CDK Global, Inc.
TICKER: CDK CUSIP: 12508E101
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LESLIE A. BRUN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIE A. DEESE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR AMY J. HILLMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN KRZANICH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EILEEN J. MARTINSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN A. MILES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT E. RADWAY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN F. ISSUER YES FOR FOR
SCHUCKENBROCK
PROPOSAL #1.9: ELECT DIRECTOR FRANK S. SOWINSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: CDW Corporation
TICKER: CDW CUSIP: 12514G108
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LYNDA M. CLARIZIO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHRISTINE A. LEAHY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS E. RICHARDS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSEPH R. SWEDISH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: CECO Environmental Corp.
TICKER: CECE CUSIP: 125141101
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JASON DEZWIREK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC M. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID B. LINER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CLAUDIO A. MANNARINO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MUNISH NANDA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JONATHAN POLLACK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR VALERIE GENTILE SACHS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DENNIS SADLOWSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Cedar Realty Trust, Inc.
TICKER: CDR CUSIP: 150602209
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ABRAHAM EISENSTAT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGG A. GONSALVES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAMELA N. HOOTKIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SABRINA L. KANNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN G. ROGERS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRUCE J. SCHANZER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROGER M. WIDMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Celanese Corp.
TICKER: CE CUSIP: 150870103
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
ELIMINATE SERIES B COMMON STOCK AND TO REDESIGNATE
SERIES A AS COMMON STOCK
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Celanese Corporation
TICKER: CE CUSIP: 150870103
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEAN S. BLACKWELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM M. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDWARD G. GALANTE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KATHRYN M. HILL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID F. HOFFMEISTER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAY V. IHLENFELD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARC C. ROHR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KIM K. W. RUCKER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN K. WULFF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
PROVIDE DIRECTORS MAY BE REMOVED WITH OR WITHOUT
ISSUER: Celcuity Inc.
TICKER: CELC CUSIP: 15102K100
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAUREEN CRONIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID F. DALVEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LANCE G. LAING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD J. NIGON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN F. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BOULAY PLLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Celgene Corporation
TICKER: CELG CUSIP: 151020104
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
ISSUER: Celldex Therapeutics, Inc.
TICKER: CLDX CUSIP: 15117B202
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY S. MARUCCI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH L. BROWNLIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HERBERT J. CONRAD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES J. MARINO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HARRY H. PENNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAREN L. SHOOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: CEL-SCI Corp.
TICKER: CVM CUSIP: 150837607
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEERT R. KERSTEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER R. YOUNG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUNO BAILLAVOINE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT WATSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE NON-QUALIFIED STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: CEL-SCI Corp.
TICKER: CVM CUSIP: 150837607
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEERT R. KERSTEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER R. YOUNG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUNO BAILLAVOINE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT WATSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE NON-QUALIFIED STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Celsion Corporation
TICKER: CLSN CUSIP: 15117N503
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL H. TARDUGNO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD P. BRAUN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREAS VOSS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY WITHUMSMITH+BROWN PC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
ISSUER: Celsius Holdings, Inc.
TICKER: CELH CUSIP: 15118V207
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN FIELDLY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS CASTALDO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR REGAN EBERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN HARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HAL KRAVITZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TONY LAU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS E. LYNCH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM H. MILMOE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ASSURANCE DIMENSIONS AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Cemtrex, Inc.
TICKER: CETX CUSIP: 15130G303
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SAAGAR GOVIL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ARON GOVIL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR RAJU PANJWANI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUNNY PATEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR METODI FILIPOV ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: RATIFY HAYNIE & ASSOCIATES AS AUDITORS ISSUER YES FOR FOR
ISSUER: Centene Corp.
TICKER: CNC CUSIP: 15135B101
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
ISSUER: Centene Corporation
TICKER: CNC CUSIP: 15135B101
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ORLANDO AYALA ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JOHN R. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR TOMMY G. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
ISSUER: Centene Corporation
TICKER: CNC CUSIP: 15135B101
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Centennial Resource Development, Inc.
TICKER: CDEV CUSIP: 15136A102
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK G. PAPA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID M. LEUSCHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PIERRE F. LAPEYRE, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #5: AMEND CHARTER TO ELIMINATE CERTAIN ISSUER YES FOR FOR
PROVISIONS RELATING TO THE COMPANY'S BUSINESS
COMBINATION AND ITS CAPITAL STRUCTURE PPECEDING THE
BUSINESS COMBINATION
PROPOSAL #6: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: CenterPoint Energy, Inc.
TICKER: CNP CUSIP: 15189T107
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LESLIE D. BIDDLE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MILTON CARROLL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SCOTT J. MCLEAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARTIN H. NESBITT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THEODORE F. POUND ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SCOTT M. PROCHAZKA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SUSAN O. RHENEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PHILLIP R. SMITH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN W. SOMERHALDER, II ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PETER S. WAREING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: CenterState Bank Corp.
TICKER: CSFL CUSIP: 15201P109
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: CenterState Bank Corp.
TICKER: CSFL CUSIP: 15201P109
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES H. BINGHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. BROWN, SR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. DENNIS CARLTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL F. CIFERRI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN C. CORBETT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JODY JEAN DREYER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GRIFFIN A. GREENE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES W. MCPHERSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR G. TIERSO NUNEZ, II ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS E. OAKLEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ERNEST S. PINNER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WILLIAM KNOX POU, JR. ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DANIEL R. RICHEY ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR DAVID G. SALYERS ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR JOSHUA A. SNIVELY ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR MARK W. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Central Federal Corporation
TICKER: CFBK CUSIP: 15346Q400
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS P. ASH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES H. FRAUENBERG, II ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID L. ROYER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY BKD LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Central Garden & Pet Co.
TICKER: CENT CUSIP: 153527106
MEETING DATE: 2/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN B. BALOUSEK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM E. BROWN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. COLLIGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN E. HANSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BROOKS M. PENNINGTON, ISSUER YES WITHHOLD AGAINST
III
PROPOSAL #1.7: ELECT DIRECTOR JOHN R. RANELLI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR GEORGE C. ROETH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR MARY BETH SPRINGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Central Pacific Financial Corp.
TICKER: CPF CUSIP: 154760409
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTINE H. H. CAMP ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. DEAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EARL E. FRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WAYNE K. KAMITAKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL J. KOSASA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DUANE K. KURISU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER T. LUTES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR COLBERT M. MATSUMOTO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR A. CATHERINE NGO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SAEDENE K. OTA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CRYSTAL K. ROSE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PAUL K. YONAMINE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Central Valley Community Bancorp
TICKER: CVCY CUSIP: 155685100
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL N. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWIN S. DARDEN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL J. DOYLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR F. T. "TOMMY" ELLIOTT, ISSUER YES FOR FOR
IV
PROPOSAL #1.5: ELECT DIRECTOR ROBERT J. FLAUTT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES M. FORD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY D. GALL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN D. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LOUIS MCMURRAY ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR KAREN MUSSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM S. SMITTCAMP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Century Aluminum Company
TICKER: CENX CUSIP: 156431108
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JARL BERNTZEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. BLESS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERROL GLASSER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILHELM VAN JAARSVELD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDREW G. MICHELMORE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Century Casinos, Inc.
TICKER: CNTY CUSIP: 156492100
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DINAH CORBACI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDUARD BERGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Century Communities, Inc.
TICKER: CCS CUSIP: 156504300
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DALE FRANCESCON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. FRANCESCON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. BOX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEITH R. GUERICKE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES M. LIPPMAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: CenturyLink, Inc.
TICKER: CTL CUSIP: 156700106
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARTHA H. BEJAR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR VIRGINIA BOULET ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PETER C. BROWN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KEVIN P. CHILTON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEVEN T. CLONTZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR T. MICHAEL GLENN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR W. BRUCE HANKS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARY L. LANDRIEU ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HARVEY P. PERRY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GLEN F. POST, III ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHAEL J. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LAURIE A. SIEGEL ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JEFFREY K. STOREY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: ADOPT NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
ISSUER: Ceridian HCM Holding, Inc.
TICKER: CDAY CUSIP: 15677J108
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENT B. BICKETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD F. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GANESH B. RAO ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Cerner Corporation
TICKER: CERN CUSIP: 156782104
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GERALD E. BISBEE, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LINDA M. DILLMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GEORGE A. RIEDEL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR R. HALSEY WISE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Cerus Corporation
TICKER: CERS CUSIP: 157085101
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMI DOVER NACHTSHEIM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GAIL SCHULZE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: CEVA, Inc.
TICKER: CEVA CUSIP: 157210105
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELIYAHU AYALON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ZVI LIMON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE A. MANN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARIA MARCED ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER MCMANAMON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SVEN-CHRISTER NILSSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LOUIS SILVER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GIDEON WERTHEIZER ISSUER YES FOR FOR
PROPOSAL #2: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KOST FORER GABBAY & KASIERER AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: CF Industries Holdings, Inc.
TICKER: CF CUSIP: 125269100
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAVED AHMED ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT C. ARZBAECHER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM DAVISSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN W. EAVES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEPHEN A. FURBACHER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEPHEN J. HAGGE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN D. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ANNE P. NOONAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL J. TOELLE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR THERESA E. WAGLER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CELSO L. WHITE ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR W. ANTHONY WILL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
ISSUER: ChannelAdvisor Corp.
TICKER: ECOM CUSIP: 159179100
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. SPITZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY V. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Chaparral Energy, Inc.
TICKER: CHAP CUSIP: 15942R208
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR K. EARL REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT F. HEINEMANN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS E. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MATTHEW D. CABELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SAMUEL LANGFORD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH W. MOORE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARCUS C. ROWLAND ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GYSLE SHELLUM ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Charah Solutions, Inc.
TICKER: CHRA CUSIP: 15957P105
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MIGNON L. CLYBURN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT C. FLEXON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Charles River Laboratories International, Inc.
TICKER: CRL CUSIP: 159864107
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES C. FOSTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. BERTOLINI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN D. CHUBB ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DEBORAH T. KOCHEVAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARTIN W. MACKAY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEAN-PAUL MANGEOLLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE E. MASSARO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEORGE M. MILNE, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR C. RICHARD REESE ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR RICHARD F. WALLMAN ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Chart Industries, Inc.
TICKER: GTLS CUSIP: 16115Q308
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. DOUGLAS BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAREY CHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JILLIAN C. EVANKO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN W. KRABLIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL L. MOLININI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELIZABETH G. SPOMER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID M. SAGEHORN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Charter Communications, Inc.
TICKER: CHTR CUSIP: 16119P108
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR W. LANCE CONN ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR KIM C. GOODMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CRAIG A. JACOBSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GREGORY B. MAFFEI ISSUER YES AGAINST AGAINST
PROPOSAL #1e: ELECT DIRECTOR JOHN D. MARKLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID C. MERRITT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES E. MEYER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVEN A. MIRON ISSUER YES AGAINST AGAINST
PROPOSAL #1i: ELECT DIRECTOR BALAN NAIR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL A. NEWHOUSE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MAURICIO RAMOS ISSUER YES AGAINST AGAINST
PROPOSAL #1l: ELECT DIRECTOR THOMAS M. RUTLEDGE ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR ERIC L. ZINTERHOFER ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
PROPOSAL #5: REPORT ON SUSTAINABILITY SHAREHOLDER YES FOR AGAINST
ISSUER: Charter Financial Corp. (Georgia)
TICKER: CHFN CUSIP: 16122W108
MEETING DATE: 8/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Chase Corp.
TICKER: CCF CUSIP: 16150R104
MEETING DATE: 2/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ADAM P. CHASE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER R. CHASE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY CLAIRE CHASE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS D. DEBYLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN H. DERBY, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LEWIS P. GACK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHAD A. MCDANIEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DANA MOHLER-FARIA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS WROE, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Chatham Lodging Trust
TICKER: CLDT CUSIP: 16208T102
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWIN B. BREWER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS J. CROCKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK P. DEBOER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY H. FISHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARY BETH HIGGINS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT PERLMUTTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROLF E. RUHFUS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Checkpoint Therapeutics, Inc.
TICKER: CKPT CUSIP: 162828107
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL S. WEISS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR CHRISTIAN BECHON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT BOILEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR NEIL HERSKOWITZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR JAMES F. OLIVIERO, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR LINDSAY A. ROSENWALD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR BARRY SALZMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Chegg, Inc.
TICKER: CHGG CUSIP: 163092109
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JOHN YORK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Chembio Diagnostics, Inc.
TICKER: CEMI CUSIP: 163572209
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHERINE L. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GAIL S. PAGE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY LAKE POLAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN G. POTTHOFF ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN J. SPERZEL, III ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Chemed Corporation
TICKER: CHE CUSIP: 16359R103
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN J. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOEL F. GEMUNDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK P. GRACE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS C. HUTTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WALTER L. KREBS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDREA R. LINDELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS P. RICE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD E. SAUNDERS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GEORGE J. WALSH, III ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR FRANK E. WOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
ISSUER: Chemical Financial Corporation
TICKER: CHFC CUSIP: 163731102
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES R. FITTERLING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD A. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD M. LIEVENSE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARBARA J. MAHONE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BARBARA L. MCQUADE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN E. PELIZZARI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID T. PROVOST ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS C. SHAFER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LARRY D. STAUFFER ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY L. TATE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GARY TORGOW ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ARTHUR A. WEISS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR FRANKLIN C. WHEATLAKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Chemical Financial Corporation
TICKER: CHFC CUSIP: 163731102
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: ChemoCentryx, Inc.
TICKER: CCXI CUSIP: 16383L106
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HENRY A. MCKINNELL, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GEOFFREY M. PARKER ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR JAMES L. TYREE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Chemung Financial Corporation
TICKER: CHMG CUSIP: 164024101
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD M. BENTLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID M. BUICKO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT H. DALRYMPLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY B. STREETER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD W. SWAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LARRY H. BECKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Cheniere Energy, Inc.
TICKER: LNG CUSIP: 16411R208
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR G. ANDREA BOTTA ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JACK A. FUSCO ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR VICKY A. BAILEY ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR NUNO BRANDOLINI ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR DAVID I. FOLEY ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR DAVID B. KILPATRICK ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR ANDREW LANGHAM ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR COURTNEY R. MATHER ISSUER YES AGAINST AGAINST
PROPOSAL #1I: ELECT DIRECTOR DONALD F. ROBILLARD, JR. ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR NEAL A. SHEAR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Cherry Hill Mortgage Investment Corporation
TICKER: CHMI CUSIP: 164651101
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY B. LOWN, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT C. MERCER, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH P. MURIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR REGINA M. LOWRIE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Chesapeake Energy Corp.
TICKER: CHK CUSIP: 165167107
MEETING DATE: 1/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INCREASE IN SIZE OF BOARD ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
ISSUER: Chesapeake Energy Corporation
TICKER: CHK CUSIP: 165167107
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GLORIA R. BOYLAND ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LUKE R. CORBETT ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR MARK A. EDMUNDS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SCOTT A. GIESELMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID W. HAYES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LESLIE STARR KEATING ISSUER YES AGAINST AGAINST
PROPOSAL #1g: ELECT DIRECTOR ROBERT D. "DOUG" LAWLER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR R. BRAD MARTIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MERRILL A. "PETE" ISSUER YES AGAINST AGAINST
MILLER, JR.
PROPOSAL #1j: ELECT DIRECTOR THOMAS L. RYAN ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Chesapeake Utilities Corporation
TICKER: CPK CUSIP: 165303108
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EUGENE H. BAYARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFRY M. HOUSEHOLDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL L. MADDOCK, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
ISSUER: Chevron Corporation
TICKER: CVX CUSIP: 166764100
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WANDA M. AUSTIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN B. FRANK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALICE P. GAST ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ENRIQUE HERNANDEZ, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHARLES W. MOORMAN, IV ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAMBISA F. MOYO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DEBRA REED-KLAGES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RONALD D. SUGAR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR INGE G. THULIN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR D. JAMES UMPLEBY, III ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHAEL K. WIRTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON HUMAN RIGHT TO WATER SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON PLANS TO REDUCE CARBON SHAREHOLDER YES AGAINST FOR
FOOTPRINT ALIGNED WITH PARIS AGREEMENT GOALS
PROPOSAL #6: ESTABLISH ENVIRONMENTAL ISSUE BOARD SHAREHOLDER YES AGAINST FOR
COMMITTEE
PROPOSAL #7: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
ISSUER: Chiasma, Inc.
TICKER: CHMA CUSIP: 16706W102
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK J. FITZPATRICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID STACK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOHN A. SCARLETT ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Chicago Rivet & Machine Co.
TICKER: CVR CUSIP: 168088102
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. MORRISSEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. BOURG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD L. CHOTT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENT H. COONEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WALTER W. MORRISSEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN C. OSTERMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN L. SHOWEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Chico's FAS, Inc.
TICKER: CHS CUSIP: 168615102
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID F. WALKER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BONNIE R. BROOKS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JANICE L. FIELDS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DEBORAH L. KERR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN J. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KIM ROY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM S. SIMON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEPHEN E. WATSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Chimera Investment Corporation
TICKER: CIM CUSIP: 16934Q208
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN P. REILLY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MATTHEW LAMBIASE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Chimerix, Inc.
TICKER: CMRX CUSIP: 16934W106
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK MACHADO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRED A. MIDDLETON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CATHERINE L. GILLISS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Chipotle Mexican Grill, Inc.
TICKER: CMG CUSIP: 169656105
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALBERT S. BALDOCCHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL T. CAPPUCCIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVE ELLS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICIA FILI-KRUSHE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NEIL W. FLANZRAICH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBIN HICKENLOOPER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SCOTT MAW ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALI NAMVAR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRIAN NICCOL ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW H. PAULL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Choice Hotels International, Inc.
TICKER: CHH CUSIP: 169905106
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARBARA T. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN B. BAINUM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEWART W. BAINUM, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM L. JEWS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MONTE J. M. KOCH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LIZA K. LANDSMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICK S. PACIOUS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ERVIN R. SHAMES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MAUREEN D. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN P. TAGUE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Chromadex Corporation
TICKER: CDXC CUSIP: 171077407
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK L. JAKSCH, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN A. BLOCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFF BAXTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT FRIED ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KURT A. GUSTAFSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR STEVEN D. RUBIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR WENDY YU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TONY LAU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Chubb Limited
TICKER: CB CUSIP: H1467J104
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ALLOCATE DISPOSABLE PROFIT ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE DIVIDEND DISTRIBUTION FROM ISSUER YES FOR FOR
LEGAL RESERVES THROUGH CAPITAL CONTRIBUTIONS RESERVE
SUBACCOUNT
PROPOSAL #3: APPROVE DISCHARGE OF BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4.1: RATIFY PRICEWATERHOUSECOOPERS AG ISSUER YES FOR FOR
(ZURICH) AS STATUTORY AUDITOR
PROPOSAL #4.2: RATIFY PRICEWATERHOUSECOOPERS LLP ISSUER YES FOR FOR
(UNITED STATES) AS INDEPENDENT REGISTERED ACCOUNTING
FIRM
PROPOSAL #4.3: RATIFY BDO AG (ZURICH) AS SPECIAL ISSUER YES FOR FOR
AUDIT FIRM
PROPOSAL #5.1: ELECT DIRECTOR EVAN G. GREENBERG ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT DIRECTOR ROBERT M. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT DIRECTOR MICHAEL G. ATIEH ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT DIRECTOR SHEILA P. BURKE ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT DIRECTOR JAMES I. CASH ISSUER YES FOR FOR
PROPOSAL #5.6: ELECT DIRECTOR MARY CIRILLO ISSUER YES FOR FOR
PROPOSAL #5.7: ELECT DIRECTOR MICHAEL P. CONNORS ISSUER YES FOR FOR
PROPOSAL #5.8: ELECT DIRECTOR JOHN A. EDWARDSON ISSUER YES FOR FOR
PROPOSAL #5.9: ELECT DIRECTOR KIMBERLY A. ROSS ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT DIRECTOR ROBERT W. SCULLY ISSUER YES FOR FOR
PROPOSAL #5.11: ELECT DIRECTOR EUGENE B. SHANKS, JR. ISSUER YES FOR FOR
PROPOSAL #5.12: ELECT DIRECTOR THEODORE E. SHASTA ISSUER YES FOR FOR
PROPOSAL #5.13: ELECT DIRECTOR DAVID H. SIDWELL ISSUER YES FOR FOR
PROPOSAL #5.14: ELECT DIRECTOR OLIVIER STEIMER ISSUER YES FOR FOR
PROPOSAL #6: ELECT EVAN G. GREENBERG AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #7.1: ELECT MICHAEL P. CONNORS AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #7.2: ELECT MARY CIRILLO AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #7.3: ELECT JOHN A. EDWARDSON AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #7.4: ELECT ROBERT M. HERNANDEZ AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #8: DESIGNATE HOMBURGER AG AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #9.1: APPROVE THE MAXIMUM AGGREGATE ISSUER YES FOR FOR
REMUNERATION OF DIRECTORS
PROPOSAL #9.2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
MANAGEMENT IN THE AMOUNT OF USD 43 MILLION FOR FISCAL
2020
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #11: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
ISSUER: Church & Dwight Co., Inc.
TICKER: CHD CUSIP: 171340102
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRADLEY C. IRWIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PENRY W. PRICE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ARTHUR B. WINKLEBLACK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Churchill Downs, Inc.
TICKER: CHDN CUSIP: 171484108
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ULYSSES L. BRIDGEMAN, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR R. ALEX RANKIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Chuy's Holdings, Inc.
TICKER: CHUY CUSIP: 171604101
MEETING DATE: 8/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STARLETTE JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDALL DEWITT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Cidara Therapeutics, Inc.
TICKER: CDTX CUSIP: 171757107
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY L. STEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID L. GOLLAHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Ciena Corp.
TICKER: CIEN CUSIP: 171779309
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LAWTON W. FITT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PATRICK H. NETTLES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOANNE B. OLSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Cigna Corp.
TICKER: CI CUSIP: 125509109
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Cigna Corporation
TICKER: CI CUSIP: 125523100
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID M. CORDANI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM J. DELANEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC J. FOSS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELDER GRANGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ISAIAH HARRIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROMAN MARTINEZ, IV ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KATHLEEN M. MAZZARELLA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK B. MCCLELLAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN M. PARTRIDGE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM L. ROPER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ERIC C. WISEMAN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DONNA F. ZARCONE ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR WILLIAM D. ZOLLARS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES FOR AGAINST
PROPOSAL #6: REPORT ON GENDER PAY GAP SHAREHOLDER YES AGAINST FOR
ISSUER: Cimarex Energy Co.
TICKER: XEC CUSIP: 171798101
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HANS HELMERICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HAROLD R. LOGAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MONROE W. ROBERTSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Cimpress NV
TICKER: CMPR CUSIP: N20146101
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #2: ELECT ROBERT S. KEANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT SCOTT VASSALLUZZO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT SOPHIE A. GASPERMENT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT JOHN J. GAVIN, JR. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT ZACHARY S. STERNBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #9: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #11: AUTHORIZE REPURCHASE OF UP TO 6.2 ISSUER YES FOR FOR
MILLION OF ISSUED AND OUTSTANDING ORDINARY SHARES
PROPOSAL #12: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
PROPOSAL #13: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES
PROPOSAL #14: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #16: AMEND COMPENSATION PROGRAM FOR ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #17: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
ISSUER: Cincinnati Bell, Inc.
TICKER: CBB CUSIP: 171871502
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MEREDITH J. CHING ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WALTER A. DODS, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN W. ECK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LEIGH R. FOX ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAKKI L. HAUSSLER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CRAIG F. MAIER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RUSSEL P. MAYER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THEODORE H. TORBECK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LYNN A. WENTWORTH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARTIN J. YUDKOVITZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Cincinnati Financial Corporation
TICKER: CINF CUSIP: 172062101
MEETING DATE: 4/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM F. BAHL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY T. BIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA W. CLEMENT-HOLMES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIRK J. DEBBINK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN J. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH C. LICHTENDAHL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. RODNEY MCMULLEN ISSUER YES AGAINST AGAINST
PROPOSAL #1.8: ELECT DIRECTOR DAVID P. OSBORN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GRETCHEN W. PRICE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS R. SCHIFF ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DOUGLAS S. SKIDMORE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KENNETH W. STECHER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JOHN F. STEELE, JR. ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR LARRY R. WEBB ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Cinemark Holdings, Inc.
TICKER: CNK CUSIP: 17243V102
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BENJAMIN D. CHERESKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEE ROY MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAYMOND W. SYUFY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Cintas Corp.
TICKER: CTAS CUSIP: 172908105
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GERALD S. ADOLPH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN F. BARRETT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MELANIE W. BARSTAD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT E. COLETTI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SCOTT D. FARMER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES J. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOSEPH SCAMINACE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RONALD W. TYSOE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: CIRCOR International, Inc.
TICKER: CIR CUSIP: 17273K109
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HELMUTH LUDWIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER M. WILVER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Cirrus Logic, Inc.
TICKER: CRUS CUSIP: 172755100
MEETING DATE: 8/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. CARTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALEXANDER M. DAVERN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY R. DEHNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTINE KING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JASON P. RHODE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN R. SCHUELE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID J. TUPMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Cisco Systems, Inc.
TICKER: CSCO CUSIP: 17275R102
MEETING DATE: 12/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR M. MICHELE BURNS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL D. CAPELLAS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARK GARRETT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KRISTINA M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RODERICK C. MCGEARY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHARLES H. ROBBINS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ARUN SARIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BRENTON L. SAUNDERS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEVEN M. WEST ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: ADJUST EXECUTIVE COMPENSATION METRICS SHAREHOLDER YES AGAINST FOR
FOR SHARE BUYBACKS
ISSUER: CIT Group Inc.
TICKER: CIT CUSIP: 125581801
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ELLEN R. ALEMANY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL L. BROSNAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL A. CARPENTER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DORENE C. DOMINGUEZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALAN FRANK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM M. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR R. BRAD OATES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GERALD ROSENFELD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN R. RYAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SHEILA A. STAMPS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR KHANH T. TRAN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LAURA S. UNGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Citi Trends, Inc.
TICKER: CTRN CUSIP: 17306X102
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN P. CARNEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARBARA LEVY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER R. SACHSE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Citigroup Inc.
TICKER: C CUSIP: 172967424
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL L. CORBAT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ELLEN M. COSTELLO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BARBARA J. DESOER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN C. DUGAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DUNCAN P. HENNES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PETER B. HENRY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR S. LESLIE IRELAND ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LEW W. (JAY) JACOBS, IV ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RENEE J. JAMES ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR EUGENE M. MCQUADE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR GARY M. REINER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DIANA L. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JAMES S. TURLEY ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR DEBORAH C. WRIGHT ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR ERNESTO ZEDILLO PONCE DE ISSUER YES FOR FOR
LEON
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: PROHIBIT ACCELERATED VESTING OF AWARDS SHAREHOLDER YES AGAINST FOR
TO PURSUE GOVERNMENT SERVICE
PROPOSAL #7: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
ISSUER: Citizens & Northern Corp.
TICKER: CZNC CUSIP: 172922106
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUSAN E. HARTLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEO F. LAMBERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEONARD SIMPSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITOR
ISSUER: Citizens Community Bancorp, Inc. (Wisconsin)
TICKER: CZWI CUSIP: 174903104
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES OF COMMON ISSUER YES FOR FOR
STOCK UPON CONVERSION OF THE SERIES A MANDATORILY
CONVERTIBLE NON-CUMULATIVE NON-VOTING PERPETUAL
PREFERRED STOCK
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Citizens Financial Group, Inc.
TICKER: CFG CUSIP: 174610105
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE VAN SAUN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK CASADY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTINE M. CUMMING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM P. HANKOWSKY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HOWARD W. HANNA, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LEO I. "LEE" HIGDON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDWARD J. "NED" KELLY, ISSUER YES FOR FOR
III
PROPOSAL #1.8: ELECT DIRECTOR CHARLES J. "BUD" KOCH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TERRANCE J. LILLIS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SHIVAN SUBRAMANIAM ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WENDY A. WATSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARITA ZURAITIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Citizens, Inc.
TICKER: CIA CUSIP: 174740100
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECTION DIRECTOR CHRISTOPHER W. CLAUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECTION DIRECTOR JERRY D. DAVIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECTION DIRECTOR FRANCIS ANTHONY ISSUER YES FOR FOR
KEATING, II
PROPOSAL #1.4: ELECTION DIRECTOR GERALD W. SHIELDS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Citrix Systems, Inc.
TICKER: CTXS CUSIP: 177376100
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT M. CALDERONI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR NANCI E. CALDWELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JESSE A. COHN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT D. DALEO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MURRAY J. DEMO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR AJEI S. GOPAL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID J. HENSHALL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS E. HOGAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MOIRA A. KILCOYNE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PETER J. SACRIPANTI ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: City Holding Co.
TICKER: CHCO CUSIP: 177835105
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES W. FAIRCHILDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. FILE, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TRACY W. HYLTON, II ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. DALLAS KAYSER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHARON H. ROWE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS L. BURNETTE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: City Office REIT, Inc.
TICKER: CIO CUSIP: 178587101
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN MCLERNON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES FARRAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM FLATT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SABAH MIRZA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK MURSKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN SHRAIBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN SWEET ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Civista Bancshares, Inc.
TICKER: CIVB CUSIP: 178867107
MEETING DATE: 7/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
ISSUER: Civista Bancshares, Inc.
TICKER: CIVB CUSIP: 178867107
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS A. DEPLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JULIE A. MATTLIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES O. MILLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS E. MURRAY, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALLEN R. NICKLES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARY PATRICIA OLIVER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM F. RITZMANN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DENNIS G. SHAFFER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DANIEL J. WHITE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY S. R. SNODGRASS, P.C. AS AUDITOR ISSUER YES FOR FOR
ISSUER: Civitas Solutions, Inc.
TICKER: CIVI CUSIP: 17887R102
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Clarus Corporation
TICKER: CLAR CUSIP: 18270P109
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WARREN B. KANDERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD L. HOUSE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NICHOLAS SOKOLOW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL A. HENNING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Clean Energy Fuels Corp.
TICKER: CLNE CUSIP: 184499101
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN S. HERRINGTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW J. LITTLEFAIR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES C. MILLER, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WARREN I. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PHILIPPE MONTANTEME ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MOMAR NGUER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES E. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN A. SCULLY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KENNETH M. SOCHA ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR VINCENT C. TAORMINA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Clean Harbors, Inc.
TICKER: CLH CUSIP: 184496107
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREA ROBERTSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAUREN C. STATES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Clearfield, Inc.
TICKER: CLFD CUSIP: 18482P103
MEETING DATE: 2/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHERYL BERANEK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD G. ROTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK GOEPEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROGER HARDING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES N. HAYSSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONALD R. HAYWARD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
ISSUER: ClearOne, Inc.
TICKER: CLRO CUSIP: 18506U104
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ZEYNEP "ZEE" HAKIMOGLU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY R. HENDRICKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC L. ROBINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY TANNER LLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: CHANGE STATE OF INCORPORATION FROM UTAH ISSUER YES FOR FOR
TO DELAWARE
ISSUER: ClearSign Combustion Corporation
TICKER: CLIR CUSIP: 185064102
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT T. HOFFMAN, SR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR LON E. BELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR SUSANNE L. MELINE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JAMES M. SIMMONS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE A. PATE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GUMBINER SAVETT INC. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR ISSUER YES FOR FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #6: ADJOURN MEETING ISSUER YES AGAINST AGAINST
ISSUER: Clearwater Paper Corporation
TICKER: CLW CUSIP: 18538R103
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KEVIN J. HUNT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM D. LARSSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Clearway Energy, Inc.
TICKER: CWEN CUSIP: 18539C105
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER S. SOTOS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NATHANIEL ANSCHUETZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT STANLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FERRELL P. MCCLEAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL B. MORE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JONATHAN BRAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR BRUCE MACLENNAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR E. STANLEY O'NEAL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRIAN R. FORD ISSUER YES FOR FOR
PROPOSAL #2: CLASSIFY THE BOARD OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Clearway Energy, Inc.
TICKER: CWEN CUSIP: 18539C204
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER S. SOTOS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NATHANIEL ANSCHUETZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT STANLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FERRELL P. MCCLEAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL B. MORE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JONATHAN BRAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR BRUCE MACLENNAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR E. STANLEY O'NEAL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRIAN R. FORD ISSUER YES FOR FOR
PROPOSAL #2: CLASSIFY THE BOARD OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Cleveland-Cliffs, Inc.
TICKER: CLF CUSIP: 185899101
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN T. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT P. FISHER, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOURENCO GONCALVES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUSAN M. GREEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR M. ANN HARLAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JANET L. MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH A. RUTKOWSKI, ISSUER YES FOR FOR
JR.
PROPOSAL #1.8: ELECT DIRECTOR ERIC M. RYCHEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL D. SIEGAL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GABRIEL STOLIAR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DOUGLAS C. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Clipper Realty Inc.
TICKER: CLPR CUSIP: 18885T306
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID BISTRICER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAM LEVINSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD M. LORBER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. IVANHOE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERTO A. VERRONE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HARMON S. SPOLAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD N. BURGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Cloudera, Inc.
TICKER: CLDR CUSIP: 18914U100
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Cloudera, Inc.
TICKER: CLDR CUSIP: 18914U100
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN COLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER FENTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROSEMARY SCHOOLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Clovis Oncology, Inc.
TICKER: CLVS CUSIP: 189464100
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN G. ATWOOD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES C. BLAIR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD A. FAIR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL H. KLINGENSTEIN ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: CME Group Inc.
TICKER: CME CUSIP: 12572Q105
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TERRENCE A. DUFFY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TIMOTHY S. BITSBERGER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHARLES P. CAREY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DENNIS H. CHOOKASZIAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ANA DUTRA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARTIN J. GEPSMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LARRY G. GERDES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DANIEL R. GLICKMAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DANIEL G. KAYE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PHYLLIS M. LOCKETT ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DEBORAH J. LUCAS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ALEX J. POLLOCK ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR TERRY L. SAVAGE ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR WILLIAM R. SHEPARD ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR HOWARD J. SIEGEL ISSUER YES FOR FOR
PROPOSAL #1p: ELECT DIRECTOR MICHAEL A. SPENCER ISSUER YES FOR FOR
PROPOSAL #1q: ELECT DIRECTOR DENNIS A. SUSKIND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: CME Group, Inc.
TICKER: CME CUSIP: 12572Q105
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELIMINATE ALL OR SOME OF THE CLASS B ISSUER YES FOR FOR
ELECTION RIGHTS
ISSUER: CMS Energy Corporation
TICKER: CMS CUSIP: 125896100
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JON E. BARFIELD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DEBORAH H. BUTLER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KURT L. DARROW ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN E. EWING ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM D. HARVEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PATRICIA K. POPPE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN G. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SUZANNE F. SHANK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MYRNA M. SOTO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN G. SZNEWAJS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LAURA H. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
DISCLOSURE
ISSUER: CNB Financial Corp. (Pennsylvania)
TICKER: CCNE CUSIP: 126128107
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD L. GRESLICK, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR DEBORAH DICK PONTZER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NICHOLAS N. SCOTT ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES TO SPECIFY VOTING ISSUER YES FOR FOR
STANDARD
PROPOSAL #3: APPROVE ISSUANCE OF UNCERTIFIED SHARES ISSUER YES FOR FOR
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR ISSUER YES FOR FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: RATIFY CROWE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: CNO Financial Group, Inc.
TICKER: CNO CUSIP: 12621E103
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR GARY C. BHOJWANI ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ELLYN L. BROWN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR STEPHEN N. DAVID ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR ROBERT C. GREVING ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR MARY R. "NINA" HENDERSON ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR CHARLES J. JACKLIN ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR DANIEL R. MAURER ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR NEAL C. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR FREDERICK J. SIEVERT ISSUER YES FOR FOR
PROPOSAL #2: AMEND SECURITIES TRANSFER RESTRICTIONS ISSUER YES FOR FOR
RELATED TO NOL PROTECTIVE AMENDMENT
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: CNX Resources Corporation
TICKER: CNX CUSIP: 12653C108
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. PALMER CLARKSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM E. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NICHOLAS J. DEIULIIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MAUREEN E. LALLY-GREEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BERNARD LANIGAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM N. THORNDIKE, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Coastal Financial Corporation
TICKER: CCB CUSIP: 19046P209
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER D. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN D. HOVDE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHAN KLEE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS D. LANE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SADHANA AKELLA-MISHRA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: CoBiz Financial, Inc.
TICKER: COBZ CUSIP: 190897108
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Coca-Cola Consolidated, Inc.
TICKER: COKE CUSIP: 191098102
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. FRANK HARRISON, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SHARON A. DECKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MORGAN H. EVERETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HENRY W. FLINT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES R. HELVEY, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. JONES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR UMESH M. KASBEKAR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID M. KATZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR JENNIFER K. MANN ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR JAMES H. MORGAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN W. MURREY, III ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SUE ANNE H. WELLS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DENNIS A. WICKER ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR RICHARD T. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
ISSUER: Cocrystal Pharma, Inc.
TICKER: COCP CUSIP: 19188J300
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY WILCOX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TODD BRADY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILLIP FROST ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JANE H. HSIAO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY JAPOUR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN D. RUBIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY WEINBERG & COMPANY, P.A AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Codexis, Inc.
TICKER: CDXS CUSIP: 192005106
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BYRON L. DORGAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID V. SMITH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DENNIS P. WOLF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Codorus Valley Bancorp, Inc.
TICKER: CVLY CUSIP: 192025104
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CYNTHIA A. DOTZEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HARRY R. SWIFT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Coeur Mining, Inc.
TICKER: CDE CUSIP: 192108504
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LINDA L. ADAMANY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SEBASTIAN EDWARDS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RANDOLPH E. GRESS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MITCHELL J. KREBS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EDUARDO LUNA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JESSICA L. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT E. MELLOR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN H. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BRIAN E. SANDOVAL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR J. KENNETH THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Coffee Holding Co., Inc.
TICKER: JVA CUSIP: 192176105
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERARD DECAPUA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE F. THOMAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Cogent Communications Holdings, Inc.
TICKER: CCOI CUSIP: 19239V302
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN SIZE OF BOARD ISSUER YES FOR FOR
ISSUER: Cogent Communications Holdings, Inc.
TICKER: CCOI CUSIP: 19239V302
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVE SCHAEFFER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN D. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY WEINGARTEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD T. LIEBHABER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR D. BLAKE BATH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARC MONTAGNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LEWIS H. FERGUSON, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Cognex Corp.
TICKER: CGNX CUSIP: 192422103
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. SHILLMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY SUN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. WILLETT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Cognizant Technology Solutions Corporation
TICKER: CTSH CUSIP: 192446102
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ZEIN ABDALLA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MAUREEN BREAKIRON-EVANS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JONATHAN CHADWICK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN M. DINEEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FRANCISCO D'SOUZA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN N. FOX, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRIAN HUMPHRIES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN E. KLEIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LEO S. MACKAY, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL PATSALOS-FOX ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOSEPH M. VELLI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: CohBar, Inc.
TICKER: CWBR CUSIP: 19249J109
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALBION J. FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NIR BARZILAI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PINCHAS COHEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JON L. STERN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN AMATRUDA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIPPE CALAIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PHYLLIS GARDNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID GREENWOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
ISSUER: Cohen & Steers, Inc. (New York)
TICKER: CNS CUSIP: 19247A100
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARTIN COHEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT H. STEERS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PETER L. RHEIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD P. SIMON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EDMOND D. VILLANI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR FRANK T. CONNOR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR REENA AGGARWAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Coherent, Inc.
TICKER: COHR CUSIP: 192479103
MEETING DATE: 2/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JOHN R. AMBROSEO ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JAY T. FLATLEY ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR PAMELA FLETCHER ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR SUSAN M. JAMES ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR MICHAEL R. MCMULLEN ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR GARRY W. ROGERSON ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR STEVE SKAGGS ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR SANDEEP VIJ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Coherus BioSciences, Inc.
TICKER: CHRS CUSIP: 19249H103
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SAMUEL NUSSBAUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY T. SZELA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALI J. SATVAT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Cohu, Inc.
TICKER: COHU CUSIP: 192576106
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Cohu, Inc.
TICKER: COHU CUSIP: 192576106
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEVEN J. BILODEAU ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES A. DONAHUE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Colfax Corporation
TICKER: CFX CUSIP: 194014106
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MITCHELL P. RALES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MATTHEW L. TREROTOLA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PATRICK W. ALLENDER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS S. GAYNER ISSUER YES AGAINST AGAINST
PROPOSAL #1e: ELECT DIRECTOR RHONDA L. JORDAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR A. CLAYTON PERFALL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DIDIER TEIRLINCK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RAJIV VINNAKOTA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SHARON WIENBAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Colgate-Palmolive Company
TICKER: CL CUSIP: 194162103
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES A. BANCROFT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN P. BILBREY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN T. CAHILL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR IAN COOK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LISA M. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HELENE D. GAYLE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR C. MARTIN HARRIS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LORRIE M. NORRINGTON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL B. POLK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEPHEN I. SADOVE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR NOEL R. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: Collectors Universe, Inc.
TICKER: CLCT CUSIP: 19421R200
MEETING DATE: 12/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEBORAH A. FARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH R. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR A. J. "BERT" MOYER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH J. ORLANDO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE A. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Collegium Pharmaceutical, Inc.
TICKER: COLL CUSIP: 19459J104
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN FALLON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN FREUND ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DAVID HIRSCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH CIAFFONI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Colony Capital, Inc.
TICKER: CLNY CUSIP: 19626G108
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. BARRACK, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS CROCKER, II ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NANCY A. CURTIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JON A. FOSHEIM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CRAIG M. HATKOFF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JUSTIN E. METZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAYMOND C. MIKULICH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEORGE G. C. PARKER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHARLES W. SCHOENHERR ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. SOMERS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN L. STEFFENS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Colony Credit Real Estate, Inc.
TICKER: CLNC CUSIP: 19625T101
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD B. SALTZMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CATHERINE D. RICE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VERNON B. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN E. WESTERFIELD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WINSTON W. WILSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DARREN J. TANGEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KEVIN P. TRAENKLE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Columbia Banking System, Inc.
TICKER: COLB CUSIP: 197236102
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CRAIG D. EERKES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FORD ELSAESSER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARK A. FINKELSTEIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ERIC S. FORREST ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS M. HULBERT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHELLE M. LANTOW ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RANDAL L. LUND ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR S. MAE FUJITA NUMATA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HADLEY S. ROBBINS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ELIZABETH W. SEATON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JANINE T. TERRANO ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Columbia Financial, Inc.
TICKER: CLBK CUSIP: 197641103
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. KEMLY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HENRY KUIKEN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Columbia Property Trust, Inc.
TICKER: CXP CUSIP: 198287203
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CARMEN M. BOWSER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN L. DIXON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID B. HENRY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MURRAY J. MCCABE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR E. NELSON MILLS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CONSTANCE B. MOORE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL S. ROBB ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GEORGE W. SANDS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS G. WATTLES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Columbia Sportswear Company
TICKER: COLM CUSIP: 198516106
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERTRUDE BOYLE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY P. BOYLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SARAH A. BANY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR MURREY R. ALBERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN E. BABSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDY D. BRYANT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WALTER T. KLENZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEVIN MANSELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RONALD E. NELSON ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR SABRINA L. SIMMONS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MALIA H. WASSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Columbus McKinnon Corporation
TICKER: CMCO CUSIP: 199333105
MEETING DATE: 7/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERNEST R. VEREBELYI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK D. MORELLI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD H. FLEMING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NICHOLAS T. PINCHUK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LIAM G. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR R. SCOTT TRUMBULL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HEATH A. MITTS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KATHRYN V. ROEDEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR AZIZ S. AGHILI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Comcast Corporation
TICKER: CMCSA CUSIP: 20030N101
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH J. BACON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MADELINE S. BELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHELDON M. BONOVITZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD D. BREEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GERALD L. HASSELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY A. HONICKMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARITZA G. MONTIEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ASUKA NAKAHARA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID C. NOVAK ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BRIAN L. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
ISSUER: Comerica Incorporated
TICKER: CMA CUSIP: 200340107
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALPH W. BABB, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL E. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROGER A. CREGG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR T. KEVIN DENICOLA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CURTIS C. FARMER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JACQUELINE P. KANE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD G. LINDNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BARBARA R. SMITH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT S. TAUBMAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR REGINALD M. TURNER, ISSUER YES FOR FOR
JR.
PROPOSAL #1.11: ELECT DIRECTOR NINA G. VACA ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MICHAEL G. VAN DE VEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Comfort Systems USA, Inc.
TICKER: FIX CUSIP: 199908104
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DARCY G. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HERMAN E. BULLS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN P. KRUSI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN E. LANE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PABLO G. MERCADO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRANKLIN MYERS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM J. SANDBROOK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES H. SCHULTZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CONSTANCE E. SKIDMORE ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR VANCE W. TANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Commerce Bancshares, Inc. (Missouri)
TICKER: CBSH CUSIP: 200525103
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EARL H. DEVANNY, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BENJAMIN F. RASSIEUR, ISSUER YES FOR FOR
III
PROPOSAL #1.3: ELECT DIRECTOR TODD R. SCHNUCK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW C. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
ISSUER: Commercial Metals Co.
TICKER: CMC CUSIP: 201723103
MEETING DATE: 1/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR RHYS J. BEST ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR RICHARD B. KELSON ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR CHARLES L. SZEWS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Commercial Vehicle Group, Inc.
TICKER: CVGI CUSIP: 202608105
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT C. ARVES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HAROLD C. BEVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROGER L. FIX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT C. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK E. MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WAYNE M. RANCOURT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JANICE E. STIPP ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: CommScope Holding Company, Inc.
TICKER: COMM CUSIP: 20337X109
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARVIN "EDDIE" S. ISSUER YES FOR FOR
EDWARDS, JR.
PROPOSAL #1b: ELECT DIRECTOR CLAUDIUS "BUD" E. WATTS, ISSUER YES FOR FOR
IV
PROPOSAL #1c: ELECT DIRECTOR TIMOTHY T. YATES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Communications Systems, Inc.
TICKER: JCS CUSIP: 203900105
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER H.D. LACEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR RICHARD A. PRIMUTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CURTIS A SAMPSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR RANDALL D. SAMPSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN C. WEBSTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER TILLY VIRCHOW & KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
ISSUER: Community Bank System, Inc.
TICKER: CBU CUSIP: 203607106
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARK J. BOLUS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY L. DAVIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ERIC E. STICKELS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Community Bankers Trust Corporation
TICKER: ESXB CUSIP: 203612106
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALD F. BARBER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HUGH M. FAIN, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EUGENE S. PUTNAM, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR OLIVER L. WAY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY YOUNT, HYDE & BARBOUR, P.C. AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Community First Bancshares, Inc. (Georgia)
TICKER: CFBI CUSIP: 20369M104
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Community First Bancshares, Inc. (Georgia)
TICKER: CFBI CUSIP: 20369M104
MEETING DATE: 2/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARSHALL L. GINN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK J. ROSS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHNNY S. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PORTER KEADLE MOORE, LLC AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Community Health Systems, Inc.
TICKER: CYH CUSIP: 203668108
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN A. CLERICO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL DINKINS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES S. ELY, III ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN A. FRY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TIM L. HINGTGEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ELIZABETH T. HIRSCH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM NORRIS JENNINGS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR K. RANGA KRISHNAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JULIA B. NORTH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WAYNE T. SMITH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR H. JAMES WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Community Healthcare Trust Incorporated
TICKER: CHCT CUSIP: 20369C106
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN GARDNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLAIRE GULMI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT HENSLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE VAN HORN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY G. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Community Trust Bancorp, Inc. (Kentucky)
TICKER: CTBI CUSIP: 204149108
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES J. BAIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICK CARTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANKLIN H. FARRIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEAN R. HALE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES E. MCGHEE, II ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR M. LYNN PARRISH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANTHONY W. ST. CHARLES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Commvault Systems, Inc.
TICKER: CVLT CUSIP: 204166102
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR N. ROBERT HAMMER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH GEESLIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY B. SMITH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VIVIE 'YY' LEE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Compass Minerals International, Inc.
TICKER: CMP CUSIP: 20451N101
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ERIC FORD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOSEPH E. REECE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAUL S. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Computer Programs & Systems, Inc.
TICKER: CPSI CUSIP: 205306103
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. BOYD DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES P. HUFFMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENISE W. WARREN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Computer Task Group, Incorporated
TICKER: CTG CUSIP: 205477102
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARTHUR W. CRUMLISH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
ISSUER: CompX International Inc.
TICKER: CIX CUSIP: 20563P101
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS E. BARRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. BOWERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR LORETTA J. FEEHAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ROBERT D. GRAHAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR TERRI L. HERRINGTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANN MANIX ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARY A. TIDLUND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: comScore, Inc.
TICKER: SCOR CUSIP: 20564W105
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOANNE BRADFORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DALE FULLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN K. MARTIN, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Comstock Resources, Inc.
TICKER: CRK CUSIP: 205768302
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR M. JAY ALLISON ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR ROLAND O. BURNS ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR ELIZABETH B. DAVIS ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR MORRIS E. FOSTER ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR DAVID K. LOCKETT ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR CECIL E. MARTIN ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR FREDERIC D. SEWELL ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR DAVID W. SLEDGE ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR JIM L. TURNER ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Comstock Resources, Inc.
TICKER: CRK CUSIP: 205768302
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR M. JAY ALLISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROLAND O. BURNS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELIZABETH B. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MORRIS E. FOSTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JIM L. TURNER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Comtech Telecommunications Corp.
TICKER: CMTL CUSIP: 205826209
MEETING DATE: 12/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT G. PAUL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LAWRENCE J. WALDMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
ISSUER: Conagra Brands, Inc.
TICKER: CAG CUSIP: 205887102
MEETING DATE: 9/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANIL ARORA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS "TONY" K. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN G. BUTLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SEAN M. CONNOLLY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOIE A. GREGOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAJIVE JOHRI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD H. LENNY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RUTH ANN MARSHALL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CRAIG P. OMTVEDT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Conatus Pharmaceuticals Inc.
TICKER: CNAT CUSIP: 20600T108
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID F. HALE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN J. MENTO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HAROLD VAN WART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Concert Pharmaceuticals, Inc.
TICKER: CNCE CUSIP: 206022105
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RONALD W. BARRETT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JESPER HOILAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Concho Resources Inc.
TICKER: CXO CUSIP: 20605P101
MEETING DATE: 7/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
ISSUER: Concho Resources, Inc.
TICKER: CXO CUSIP: 20605P101
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN D. GRAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN J. HELMS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY A. MERRIMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Condor Hospitality Trust, Inc.
TICKER: CDOR CUSIP: 20676Y403
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. WILLIAM BLACKHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS CALAHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NOAH DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAPHNE J. DUFRESNE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL R. ELSZTAIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATIAS IVAN GAIVIRONSKY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONALD J. LANDRY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRENDAN MACDONALD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BENJAMIN WALL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Conduent Incorporated
TICKER: CNDT CUSIP: 206787103
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICHOLAS GRAZIANO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOIE A. GREGOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT LETIER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JESSE A. LYNN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR COURTNEY MATHER ISSUER YES AGAINST AGAINST
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL A. NUTTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM G. PARRETT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ASHOK VEMURI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR VIRGINIA M. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: ConforMIS, Inc.
TICKER: CFMS CUSIP: 20717E101
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK A. AUGUSTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARRIE BIENKOWSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD MEELIA ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Conifer Holdings, Inc.
TICKER: CNFR CUSIP: 20731J102
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH SARAFA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD JAMISON ISSUER YES FOR FOR
WILLIAMS, JR.
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: CONMED Corporation
TICKER: CNMD CUSIP: 207410101
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID BRONSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN P. CONCANNON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES M. FARKAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARTHA GOLDBERG ARONSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CURT R. HARTMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DIRK M. KUYPER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEROME J. LANDE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK E. TRYNISKI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN L. WORKMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Connecticut Water Service, Inc.
TICKER: CTWS CUSIP: 207797101
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Connecticut Water Service, Inc.
TICKER: CTWS CUSIP: 207797101
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HEATHER HUNT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID C. BENOIT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KRISTEN A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITOR
ISSUER: ConnectOne Bancorp, Inc.
TICKER: CNOB CUSIP: 20786W107
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK SORRENTINO, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK W. BAIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALEXANDER A. BOL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN T. BOSWELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KATHERIN NUKK-FREEMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRANK HUTTLE, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL KEMPNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NICHOLAS MINOIA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH PARISI, JR. ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR DANIEL RIFKIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM A. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Conn's, Inc.
TICKER: CONN CUSIP: 208242107
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES H. HAWORTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KELLY M. MALSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BOB L. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS H. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NORMAN L. MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM E. SAUNDERS, ISSUER YES FOR FOR
JR.
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM "DAVID" ISSUER YES FOR FOR
SCHOFMAN
PROPOSAL #1.8: ELECT DIRECTOR ODED SHEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: ConocoPhillips
TICKER: COP CUSIP: 20825C104
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES E. BUNCH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CAROLINE MAURY DEVINE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN V. FARACI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JODY FREEMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GAY HUEY EVANS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEFFREY A. JOERRES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RYAN M. LANCE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM H. MCRAVEN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SHARMILA MULLIGAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ARJUN N. MURTI ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ROBERT A. NIBLOCK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: CONSOL Energy, Inc.
TICKER: CEIX CUSIP: 20854L108
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH P. PLATT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWIN S. ROBERSON ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Consolidated Communications Holdings, Inc.
TICKER: CNSL CUSIP: 209034107
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER H. MOORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS A. GERKE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DALE E. PARKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Consolidated Edison, Inc.
TICKER: ED CUSIP: 209115104
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE CAMPBELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELLEN V. FUTTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN F. KILLIAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN MCAVOY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM J. MULROW ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ARMANDO J. OLIVERA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL W. RANGER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LINDA S. SANFORD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DEIRDRE STANLEY ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR L. FREDERICK SUTHERLAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Consolidated-Tomoka Land Co.
TICKER: CTO CUSIP: 210226106
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. ALBRIGHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE R. BROKAW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAURA M. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. BLAKESLEE GABLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER W. HAGA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOWARD C. SERKIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CASEY R. WOLD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: SHARE RETENTION POLICY SHAREHOLDER YES AGAINST FOR
ISSUER: Constellation Brands, Inc.
TICKER: STZ CUSIP: 21036P108
MEETING DATE: 7/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERRY FOWDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARRY A. FROMBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT L. HANSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERNESTO M. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUSAN SOMERSILLE ISSUER YES FOR FOR
JOHNSON
PROPOSAL #1.6: ELECT DIRECTOR JAMES A. LOCKE, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL J. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD SANDS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT SANDS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JUDY A. SCHMELING ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KEITH E. WANDELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Constellation Pharmaceuticals, Inc.
TICKER: CNST CUSIP: 210373106
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY EVNIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELIZABETH G. TREHU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Construction Partners, Inc.
TICKER: ROAD CUSIP: 21044C107
MEETING DATE: 3/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NED N. FLEMING, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR CHARLES E. OWENS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Consumer Portfolio Services, Inc.
TICKER: CPSS CUSIP: 210502100
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES E. BRADLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRIS A. ADAMS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR BRIAN J. RAYHILL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM B. ROBERTS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR GREGORY S. WASHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL S. WOOD ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
ISSUER: Contango Oil & Gas Company
TICKER: MCF CUSIP: 21075N204
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSEPH J. ROMANO ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR WILKIE S. COLYER, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR B.A. BERILGEN ISSUER YES AGAINST AGAINST
PROPOSAL #1d: ELECT DIRECTOR B. JAMES FORD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN C. GOFF ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LON MCCAIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: CHANGE STATE OF INCORPORATION FROM ISSUER YES FOR FOR
DELAWARE TO TEXAS
ISSUER: Continental Building Products, Inc.
TICKER: CBPX CUSIP: 211171103
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL J. KEOUGH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHANTAL D. VEEVAETE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES "JAY" BACHMANN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR IRA S. STRASSBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4a: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT FOR AMENDMENTS TO CERTIFICATE AND BYLAWS
PROPOSAL #4b: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT TO REMOVE DIRECTORS
ISSUER: Continental Resources, Inc.
TICKER: CLR CUSIP: 212015101
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAROLD G. HAMM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOHN T. MCNABB, II ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ASSESS PORTFOLIO IMPACTS OF POLICIES TO SHAREHOLDER YES FOR AGAINST
MEET 2 DEGREE SCENARIO
ISSUER: ContraFect Corp.
TICKER: CFRX CUSIP: 212326102
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SOL J. BARER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ISAAC BLECH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR STEVEN C. GILMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR DAVID N. LOW, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. OTTO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROGER J. POMERANTZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CARY W. SUCOFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: ContraVir Pharmaceuticals, Inc.
TICKER: CTRV CUSIP: 21234W202
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY S. JACOB ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT T. FOSTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. BRANCACCIO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR THOMAS ADAMS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY BLOCK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ARNOLD LIPPA ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
ISSUER: Control4 Corp.
TICKER: CTRL CUSIP: 21240D107
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID C. HABIGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTIN PLAEHN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARIA THOMAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Contura Energy, Inc.
TICKER: CTRA CUSIP: 21241B100
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN S. CRUTCHFIELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALBERT E. FERRARA, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL J. GEIGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN E. LUSHEFSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY J. ORLANDO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HARVEY L. TEPNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NEALE X. TRANGUCCI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL J. WARD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Convergys Corp.
TICKER: CVG CUSIP: 212485106
MEETING DATE: 10/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
ISSUER: Cooper Tire & Rubber Co.
TICKER: CTB CUSIP: 216831107
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS P. CAPO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN M. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN F. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHRYN P. DICKSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN J. HOLLAND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRADLEY E. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TRACEY I. JOUBERT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GARY S. MICHEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRIAN C. WALKER ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR ROBERT D. WELDING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Cooper-Standard Holdings Inc.
TICKER: CPS CUSIP: 21676P103
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFFREY S. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID J. MASTROCOLA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JUSTIN E. MIRRO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT J. REMENAR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SONYA F. SEPAHBAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS W. SIDLIK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MATTHEW J. SIMONCINI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEPHEN A. VAN OSS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MOLLY P. ZHANG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Copart, Inc.
TICKER: CPRT CUSIP: 217204106
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIS J. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR A. JAYSON ADAIR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATT BLUNT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN D. COHAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL J. ENGLANDER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES E. MEEKS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS N. TRYFOROS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CASH AND EQUITY DIRECTOR ISSUER YES FOR FOR
COMPENSATION PROGRAM FOR EXECUTIVE CHAIRMAN AND NON-
EMPLOYEE DIRECTORS
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Corbus Pharmaceuticals Holdings, Inc.
TICKER: CRBP CUSIP: 21833P103
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR YUVAL COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN HOLMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID P. HOCHMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR AVERY W. "CHIP" CATLIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PARIS PANAYIOTOPOULOS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR JOHN K. JENKINS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RACHELLE S. JACQUES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Corcept Therapeutics Incorporated
TICKER: CORT CUSIP: 218352102
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES N. WILSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR G. LEONARD BAKER, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH K. BELANOFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID L. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL N. SWISHER, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Core Laboratories NV
TICKER: CLB CUSIP: N22717107
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARTHA Z. CARNES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL STRAUGHEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GREGORY B. BARNETT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #4: APPROVE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #5: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #6: GRANT BOARD AUTHORITY TO ISSUE SHARES UP ISSUER YES FOR FOR
TO 10 PERCENT OF ISSUED CAPITAL
PROPOSAL #7: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES
PROPOSAL #8: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Core Molding Technologies, Inc.
TICKER: CMT CUSIP: 218683100
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID L. DUVALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS R. CELLITTI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES F. CROWLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RALPH O. HELLMOLD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW E. JAUCHIUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES L. SIMONTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW O. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: CoreCivic, Inc.
TICKER: CXW CUSIP: 21871N101
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DONNA M. ALVARADO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT J. DENNIS ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR MARK A. EMKES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAMON T. HININGER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STACIA A. HYLTON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HARLEY G. LAPPIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANNE L. MARIUCCI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THURGOOD MARSHALL, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DEVIN I. MURPHY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CHARLES L. OVERBY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOHN R. PRANN, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: CoreLogic, Inc.
TICKER: CLGX CUSIP: 21871D103
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. DAVID CHATHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS C. CURLING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C. DORMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL F. FOLINO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANK D. MARTELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CLAUDIA FAN MUNCE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS C. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR VIKRANT RAINA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAYNIE MILLER ISSUER YES FOR FOR
STUDENMUND
PROPOSAL #1.10: ELECT DIRECTOR DAVID F. WALKER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARY LEE WIDENER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Core-Mark Holding Company, Inc.
TICKER: CORE CUSIP: 218681104
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT A. ALLEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STUART W. BOOTH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GARY F. COLTER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROCKY DEWBRE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LAURA J. FLANAGAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT G. GROSS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SCOTT E. MCPHERSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HARVEY L. TEPNER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RANDOLPH I. THORNTON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR J. MICHAEL WALSH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: CorEnergy Infrastructure Trust, Inc.
TICKER: CORR CUSIP: 21870U502
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CONRAD S. CICCOTELLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CATHERINE A. LEWIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: CorePoint Lodging Inc.
TICKER: CPLG CUSIP: 21872L104
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES R. ABRAHAMSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLENN ALBA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEAN M. BIRCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALAN J. BOWERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEITH A. CLINE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GIOVANNI CUTAIA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALICE E. GOULD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR B. ANTHONY ISAAC ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRIAN KIM ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR DAVID LOEB ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MITESH B. SHAH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: CoreSite Realty Corporation
TICKER: COR CUSIP: 21870Q105
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT G. STUCKEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL E. SZUREK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES A. ATTWOOD, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEAN A. BUA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR KELLY C. CHAMBLISS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL R. KOEHLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J. DAVID THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID A. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Corindus Vascular Robotics, Inc.
TICKER: CVRS CUSIP: 218730109
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY C. LIGHTCAP ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK J. TOLAND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: CorMedix, Inc.
TICKER: CRMD CUSIP: 21900C100
MEETING DATE: 12/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KHOSO BALUCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANET M. DILLIONE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY GELBFISH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MYRON KAPLAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MEHMOOD KHAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN LEFKOWITZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY FRIEDMAN LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Cornerstone OnDemand, Inc.
TICKER: CSOD CUSIP: 21925Y103
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEAN CARTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELISA A. STEELE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Corning Incorporated
TICKER: GLW CUSIP: 219350105
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DONALD W. BLAIR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LESLIE A. BRUN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHANIE A. BURNS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN A. CANNING, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD T. CLARK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT F. CUMMINGS, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DEBORAH A. HENRETTA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DANIEL P. HUTTENLOCHER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KURT M. LANDGRAF ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KEVIN J. MARTIN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DEBORAH D. RIEMAN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR HANSEL E. TOOKES, II ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR WENDELL P. WEEKS ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR MARK S. WRIGHTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
ISSUER: Corporate Office Properties Trust
TICKER: OFC CUSIP: 22002T108
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS F. BRADY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN E. BUDORICK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT L. DENTON, SR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PHILIP L. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID M. JACOBSTEIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEVEN D. KESLER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR C. TAYLOR PICKETT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LISA G. TRIMBERGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: CorVel Corporation
TICKER: CRVL CUSIP: 221006109
MEETING DATE: 8/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR V. GORDON CLEMONS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN J. HAMERSLAG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN R. HOOPS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. JUDD JESSUP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEAN H. MACINO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY J. MICHAEL ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY HASKELL & WHITE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Corvus Pharmaceuticals, Inc.
TICKER: CRVS CUSIP: 221015100
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IAN T. CLARK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ELISHA P. 'TERRY" ISSUER YES FOR FOR
GOULD, III
PROPOSAL #1.3: ELECT DIRECTOR PETER A. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: CoStar Group, Inc.
TICKER: CSGP CUSIP: 22160N109
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL R. KLEIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANDREW C. FLORANCE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LAURA COX KAPLAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL J. GLOSSERMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN W. HILL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHRISTOPHER J. NASSETTA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID J. STEINBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Costco Wholesale Corp.
TICKER: COST CUSIP: 22160K105
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAMILTON E. JAMES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN W. STANTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY AGNES (MAGGIE) ISSUER YES FOR FOR
WILDEROTTER
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #7: REPORT ON HUMAN RIGHTS RISK ASSESSMENT SHAREHOLDER YES AGAINST FOR
PROCESS
ISSUER: Cotiviti Holdings, Inc.
TICKER: COTV CUSIP: 22164K101
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Coty, Inc.
TICKER: COTY CUSIP: 222070203
MEETING DATE: 11/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAMBERTUS J.H. BECHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SABINE CHALMERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOACHIM FABER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR OLIVIER GOUDET ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER HARF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL S. MICHAELS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CAMILLO PANE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ERHARD SCHOEWEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT SINGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: County Bancorp, Inc.
TICKER: ICBK CUSIP: 221907108
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK R. BINVERSIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT E. MATZKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK J. ROE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHI P. SEIFERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PLANTE & MORAN, PLLC AS AUDITOR ISSUER YES FOR FOR
ISSUER: Coupa Software Incorporated
TICKER: COUP CUSIP: 22266L106
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT BERNSHTEYN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LESLIE CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK VAN VEENENDAAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Cousins Properties Incorporated
TICKER: CUZ CUSIP: 222795106
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Cousins Properties, Inc.
TICKER: CUZ CUSIP: 222795106
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES T. CANNADA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDWARD M. CASAL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT M. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR M. COLIN CONNOLLY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LAWRENCE L. GELLERSTEDT, ISSUER YES FOR FOR
III
PROPOSAL #1f: ELECT DIRECTOR LILLIAN C. GIORNELLI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR S. TAYLOR GLOVER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DONNA W. HYLAND ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR R. DARY STONE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Covanta Holding Corporation
TICKER: CVA CUSIP: 22282E102
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID M. BARSE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD J. BROGLIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER C.B. BYNOE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LINDA J. FISHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH M. HOLSTEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN J. JONES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR OWEN MICHAELSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DANIELLE PLETKA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL W. RANGER ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR ROBERT S. SILBERMAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JEAN SMITH ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SAMUEL ZELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Covenant Transportation Group, Inc.
TICKER: CVTI CUSIP: 22284P105
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. PARKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM T. ALT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT E. BOSWORTH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRADLEY A. MOLINE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HERBERT J. SCHMIDT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W. MILLER WELBORN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Covia Holdings Corporation
TICKER: CVIA CUSIP: 22305A103
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1b: ELECT DIRECTOR WILLIAM E. CONWAY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KURT DECAT ISSUER YES AGAINST AGAINST
PROPOSAL #1d: ELECT DIRECTOR JEAN-LUC DELEERSNYDER ISSUER YES AGAINST AGAINST
PROPOSAL #1e: ELECT DIRECTOR MICHEL DELLOYE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHARLES D. FOWLER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JEAN-PIERRE LABROUE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR OLIVIER LAMBRECHTS ISSUER YES AGAINST AGAINST
PROPOSAL #1i: ELECT DIRECTOR MATTHEW F. LEBARON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM P. KELLY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEPHEN J. HADDEN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RICHARD A. NAVARRE ISSUER YES AGAINST AGAINST
PROPOSAL #1m: ELECT DIRECTOR JEFFREY B. SCOFIELD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Cowen Inc.
TICKER: COWN CUSIP: 223622606
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRETT H. BARTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHERINE E. DIETZE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN KOTLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE E. LEIBOWITZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEROME S. MARKOWITZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JACK H. NUSBAUM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARGARET L. POSTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DOUGLAS A. REDIKER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEFFREY M. SOLOMON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: CPI Aerostructures, Inc.
TICKER: CVU CUSIP: 125919308
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANET K. COOPER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAREY E. BOND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL FABER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS MCCROSSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY COHNREZNICK LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: CRA International, Inc.
TICKER: CRAI CUSIP: 12618T105
MEETING DATE: 7/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT HOLTHAUSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NANCY HAWTHORNE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Cracker Barrel Old Country Store, Inc.
TICKER: CBRL CUSIP: 22410J106
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES W. BRADFORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS H. BARR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SANDRA B. COCHRAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MEG G. CROFTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD J. DOBKIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NORMAN E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM W. MCCARTEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR COLEMAN H. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANDREA M. WEISS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADOPT SHAREHOLDER RIGHTS PLAN (POISON ISSUER YES FOR FOR
PILL)
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Craft Brew Alliance, Inc.
TICKER: BREW CUSIP: 224122101
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY P. BOYLE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MARC J. CRAMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL D. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MATTHEW E. GILBERTSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEVIN R. KELLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID R. LORD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NICKOLAS A. MILLS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JACQUELINE S. WOODWARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Crane Co.
TICKER: CR CUSIP: 224399105
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN R. BENANTE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD G. COOK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL DINKINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. S. EVANS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD C. LINDSAY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELLEN MCCLAIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES G. MCCLURE, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MAX H. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JENNIFER M. POLLINO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES L. L. TULLIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Crawford & Company
TICKER: CRD.B CUSIP: 224633107
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HARSHA V. AGADI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JESSE C. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JESSE C. CRAWFORD, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LISA G. HANNUSCH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHELLE E. JARRARD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES H. OGBURN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAHUL PATEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR D. RICHARD WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADOPT SHARESAVE SCHEME ISSUER YES FOR FOR
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Cray, Inc.
TICKER: CRAY CUSIP: 225223304
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PRITHVIRAJ (PRITH) ISSUER YES FOR FOR
BANERJEE
PROPOSAL #1b: ELECT DIRECTOR CATRIONA M. FALLON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN E. GOLD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN C. KIELY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SALLY G. NARODICK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DANIEL C. REGIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MAX L. SCHIRESON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BRIAN V. TURNER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PETER J. UNGARO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PETERSON SULLIVAN LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Credit Acceptance Corporation
TICKER: CACC CUSIP: 225310101
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GLENDA J. FLANAGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRETT A. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS N. TRYFOROS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT J. VASSALLUZZO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Cree, Inc.
TICKER: CREE CUSIP: 225447101
MEETING DATE: 10/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. HODGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLYDE R. HOSEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DARREN R. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DUY-LOAN T. LE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGG A. LOWE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN B. REPLOGLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS H. WERNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANNE C. WHITAKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Crinetics Pharmaceuticals, Inc.
TICKER: CRNX CUSIP: 22663K107
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. SCOTT STRUTHERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW K. FUST ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Crocs, Inc.
TICKER: CROX CUSIP: 227046109
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IAN M. BICKLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOREEN A. WRIGHT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS J. TREFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Cross Country Healthcare, Inc.
TICKER: CCRN CUSIP: 227483104
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN C. CLARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. LARRY CASH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS C. DIRCKS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GALE FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DARRELL S. FREEMAN, SR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD M. MASTALER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK PERLBERG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH A. TRUNFIO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Crown Castle International Corp.
TICKER: CCI CUSIP: 22822V101
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR P. ROBERT BARTOLO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAY A. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CINDY CHRISTY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ARI Q. FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT E. GARRISON, II ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANDREA J. GOLDSMITH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LEE W. HOGAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR EDWARD C. HUTCHESON, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR J. LANDIS MARTIN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT F. MCKENZIE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ANTHONY J. MELONE ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR W. BENJAMIN MORELAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Crown Crafts, Inc.
TICKER: CRWS CUSIP: 228309100
MEETING DATE: 8/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SIDNEY KIRSCHNER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ZENON S. NIE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Crown Holdings, Inc.
TICKER: CCK CUSIP: 228368106
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. CONWAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY J. DONAHUE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREA J. FUNK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROSE LEE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM G. LITTLE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HANS J. LOLIGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES H. MILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEF M. MULLER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CAESAR F. SWEITZER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JIM L. TURNER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM S. URKIEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: CryoLife, Inc.
TICKER: CRY CUSIP: 228903100
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS F. ACKERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL J. BEVEVINO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARNA P. BORGSTROM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES W. BULLOCK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY H. BURBANK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. PATRICK MACKIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD D. MCCALL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HARVEY MORGAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JON W. SALVESON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: CryoPort, Inc.
TICKER: CYRX CUSIP: 229050307
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD BERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL M. HANCOCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT HARIRI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAMKUMAR MANDALAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JERRELL W. SHELTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EDWARD J. ZECCHINI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KMJ CORBIN & COMPANY LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: CSG Systems International, Inc.
TICKER: CSGS CUSIP: 126349109
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RONALD H. COOPER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JANICE I. OBUCHOWSKI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DONALD B. REED ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: CSP, Inc.
TICKER: CSPI CUSIP: 126389105
MEETING DATE: 2/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICTOR DELLOVO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES BLACKMON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ISMAIL "IZZY" AZERI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR C. SHELTON JAMES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR MARILYN T. SMITH ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: RATIFY RSM US, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: CSS Industries, Inc.
TICKER: CSS CUSIP: 125906107
MEETING DATE: 7/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. CHAPPELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN P. CRANE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELAM M. HITCHNER, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR REBECCA C. MATTHIAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HARRY J. MULLANY, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER J. MUNYAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM RULON-MILLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: CSW Industrials, Inc.
TICKER: CSWI CUSIP: 126402106
MEETING DATE: 8/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH B. ARMES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT M. SWARTZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: REMOVE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: CSX Corporation
TICKER: CSX CUSIP: 126408103
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DONNA M. ALVARADO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAMELA L. CARTER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES M. FOOTE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEVEN T. HALVERSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAUL C. HILAL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN D. MCPHERSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID M. MOFFETT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LINDA H. RIEFLER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR J. STEVEN WHISLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN J. ZILLMER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: CTI BioPharma Corp.
TICKER: CTIC CUSIP: 12648L601
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ADAM R. CRAIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAURENT FISCHER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL A. METZGER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR DAVID R. PARKINSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW D. PERRY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR REED V. TUCKSON ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #6: ADJOURN MEETING ISSUER YES AGAINST AGAINST
ISSUER: CTS Corporation
TICKER: CTS CUSIP: 126501105
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICIA K. COLLAWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GORDON HUNTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM S. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIANA M. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KIERAN O'SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT A. PROFUSEK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALFONSO G. ZULUETA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: CubeSmart
TICKER: CUBE CUSIP: 229663109
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PIERO BUSSANI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOROTHY DOWLING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. FAIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARIANNE M. KELER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER P. MARR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DEBORAH RATNER SALZBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN F. REMONDI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY F. ROGATZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Cubic Corp.
TICKER: CUB CUSIP: 229669106
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PRITHVIRAJ BANERJEE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE G. BLAKLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAUREEN BREAKIRON-EVANS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRADLEY H. FELDMANN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWIN A. GUILES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JANICE M. HAMBY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID F. MELCHER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN J. NORRIS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN H. WARNER, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3a: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT FOR CERTAIN BUSINESS COMBINATIONS
PROPOSAL #3b: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT TO AMEND BYLAWS REGARDING AUTHORIZED
NUMBER OF DIRECTORS
PROPOSAL #3c: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT FOR AMENDMENTS TO BYLAWS
PROPOSAL #3d: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT FOR AMENDMENTS TO CERTIFICATE
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: CUI Global, Inc.
TICKER: CUI CUSIP: 126576206
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. CLOUGH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. STEPHEN COCHENNET ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SEAN P. ROONEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL D. WHITE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR COREY A. LAMBRECHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PERKINS & COMPANY, P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: Cullen/Frost Bankers, Inc.
TICKER: CFR CUSIP: 229899109
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARLOS ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRIS M. AVERY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CYNTHIA J. COMPARIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SAMUEL G. DAWSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CRAWFORD H. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICK B. FROST ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PHILLIP D. GREEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID J. HAEMISEGGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JARVIS V. HOLLINGSWORTH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KAREN E. JENNINGS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RICHARD M. KLEBERG, ISSUER YES FOR FOR
III
PROPOSAL #1.12: ELECT DIRECTOR CHARLES W. MATTHEWS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR IDA CLEMENT STEEN ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR GRAHAM WESTON ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR HORACE WILKINS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Culp, Inc.
TICKER: CULP CUSIP: 230215105
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT G. CULP, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRED A. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH R. LARSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH W. MCALLISTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANKLIN N. SAXON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Cumberland Pharmaceuticals, Inc.
TICKER: CPIX CUSIP: 230770109
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR A.J. KAZIMI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTIN E. CEARNAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GORDON R. BERNARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH C. GALANTE ISSUER YES FOR FOR
ISSUER: Cummins Inc.
TICKER: CMI CUSIP: 231021106
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR N. THOMAS LINEBARGER ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR RICHARD J. FREELAND ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ROBERT J. BERNHARD ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR FRANKLIN R. CHANG DIAZ ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR BRUNO V. DI LEO ALLEN ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR STEPHEN B. DOBBS ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR ROBERT K. HERDMAN ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR ALEXIS M. HERMAN ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR THOMAS J. LYNCH ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR WILLIAM I. MILLER ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR GEORGIA R. NELSON ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR KAREN H. QUINTOS ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #15: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #16: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: Cumulus Media Inc.
TICKER: CMLS CUSIP: 231082801
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY G. BERNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID M. BAUM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW C. BLANK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS H. CASTRO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOAN HOGAN GILLMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDREW W. HOBSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRIAN G. KUSHNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Curis, Inc.
TICKER: CRIS CUSIP: 231269200
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MARC RUBIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: CURO Group Holdings Corp.
TICKER: CURO CUSIP: 23131L107
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHAD FAULKNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW FRAWLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KAREN WINTERHOF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Curtiss-Wright Corp.
TICKER: CW CUSIP: 231561101
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID C. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEAN M. FLATT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR S. MARCE FULLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE D. HOECHNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GLENDA J. MINOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN B. NATHMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT J. RIVET ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALBERT E. SMITH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PETER C. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Cushman & Wakefield plc
TICKER: CWK CUSIP: G2717B108
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN COSLET ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR QI CHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELLE MACKAY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS UK STATUTORY AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY DIRECTORS' ISSUER YES FOR FOR
REMUNERATION REPORT
PROPOSAL #8: APPROVE DIRECTOR COMPENSATION POLICY ISSUER YES FOR FOR
ISSUER: Customers Bancorp, Inc.
TICKER: CUBI CUSIP: 23204G100
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREA ALLON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICK B. BURKEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL K. ROTHERMEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Cutera, Inc.
TICKER: CUTR CUSIP: 232109108
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID B. APFELBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY A. BARRETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY J. O'SHEA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. DANIEL PLANTS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH E. WHITTERS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KATHERINE S. ZANOTTI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: CVB Financial Corp.
TICKER: CVBF CUSIP: 126600105
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE A. BORBA, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN A. DEL GUERCIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RODRIGO GUERRA, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANNA KAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARSHALL V. LAITSCH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KRISTINA M. LESLIE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CRISTOPHER D. MYERS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RAYMOND V. O'BRIEN, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HAL W. OSWALT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: CVD Equipment Corp.
TICKER: CVV CUSIP: 126601103
MEETING DATE: 11/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEONARD A. ROSENBAUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTIN J. TEITELBAUM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CONRAD J. GUNTHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE J. WALDMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAYMOND A. NIELSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT M. BRILL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MSPC, CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AND ADVISORS, P.C. AS AUDITORS
ISSUER: CVR Energy, Inc.
TICKER: CVI CUSIP: 12662P108
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICIA A. AGNELLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BOB G. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUNGHWAN CHO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JONATHAN FRATES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR HUNTER C. GARY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR DAVID L. LAMP ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN MONGILLO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR JAMES M. STROCK ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: CVS Health Corporation
TICKER: CVS CUSIP: 126650100
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FERNANDO AGUIRRE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK T. BERTOLINI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD M. BRACKEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR C. DAVID BROWN, II ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALECIA A. DECOUDREAUX ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NANCY-ANN M. DEPARLE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID W. DORMAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROGER N. FARAH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ANNE M. FINUCANE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR EDWARD J. LUDWIG ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LARRY J. MERLO ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JEAN-PIERRE MILLON ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR MARY L. SCHAPIRO ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR RICHARD J. SWIFT ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #1p: ELECT DIRECTOR TONY L. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROHIBIT ADJUSTING COMPENSATION METRICS SHAREHOLDER YES AGAINST FOR
FOR LEGAL OR COMPLIANCE COSTS
ISSUER: Cyanotech Corp.
TICKER: CYAN CUSIP: 232437301
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALD R. CYSEWSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NANCY E. KATZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WALTER B. MENZEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MAWAE R. MORTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID M. MULDER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID L. VIED ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: CyberOptics Corporation
TICKER: CYBE CUSIP: 232517102
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG D. GATES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUBODH KULKARNI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IRENE M. QUALTERS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL M. SELZER, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VIVEK MOHINDRA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Cyclacel Pharmaceuticals, Inc.
TICKER: CYCC CUSIP: 23254L405
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SAMUEL L. BARKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN BANHAM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: CymaBay Therapeutics, Inc.
TICKER: CBAY CUSIP: 23257D103
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUJAL SHAH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT F. BOOTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARL GOLDFISCHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CAROLINE LOEWY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EVAN A. STEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL F. TRUEX ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KURT VON EMSTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT J. WEILAND ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT J. WILLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: CynergisTek, Inc.
TICKER: CTEK CUSIP: 23258P105
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. ABOUCHAR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DREXEL DEFORD, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JUDY F. KRANDEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL MCMILLAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR THERESA MEADOWS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR MARK ROBERSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY HASKELL & WHITE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Cypress Semiconductor Corp.
TICKER: CY CUSIP: 232806109
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR W. STEVE ALBRECHT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HASSANE EL-KHOURY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR OH CHUL KWON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CATHERINE P. LEGO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CAMILLO MARTINO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEFFREY J. OWENS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JEANNINE P. SARGENT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL S. WISHART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: CyrusOne, Inc.
TICKER: CONE CUSIP: 23283R100
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID H. FERDMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN W. GAMBLE, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL A. KLAYKO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR T. TOD NIELSEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALEX SHUMATE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM E. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LYNN A. WENTWORTH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GARY J. WOJTASZEK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: CYS Investments, Inc.
TICKER: CYS CUSIP: 12673A108
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Cytokinetics, Incorporated
TICKER: CYTK CUSIP: 23282W605
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SANTO J. COSTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN T. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR B. LYNNE PARSHALL ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: CytomX Therapeutics, Inc.
TICKER: CTMX CUSIP: 23284F105
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SEAN A. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN SCARLETT ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: CytoSorbents Corporation
TICKER: CTSO CUSIP: 23283X206
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILLIP P. CHAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AL W. KRAUS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR EDWARD R. JONES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL G. BATOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ALAN D. SOBEL ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY WITHUMSMITH+BROWN, PC AS AUDITOR ISSUER YES FOR FOR
ISSUER: CytRx Corporation
TICKER: CYTR CUSIP: 232828608
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EARL W. BRIEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOEL K. CALDWELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #1: PROHIBIT OFFICERS AND EMPLOYEES FROM SHAREHOLDER YES AGAINST FOR
SERVING ON BOARD
PROPOSAL #2: AMEND CHARTER TO TERMINATE CEO UPON SHAREHOLDER YES AGAINST FOR
FELONY CONVICTION
PROPOSAL #3: PRICING OF STOCK, OPTIONS, AND WARRANTS SHAREHOLDER YES AGAINST FOR
TO MANAGEMENT AND DIRECTORS
PROPOSAL #4: AMEND OFFICER INDEMNIFICATION PROVISIONS SHAREHOLDER YES AGAINST FOR
ISSUER: D.R. Horton, Inc.
TICKER: DHI CUSIP: 23331A109
MEETING DATE: 1/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DONALD R. HORTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BARBARA K. ALLEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRAD S. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL R. BUCHANAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL W. HEWATT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Daily Journal Corp.
TICKER: DJCO CUSIP: 233912104
MEETING DATE: 2/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES T. MUNGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J.P. GUERIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GERALD L. SALZMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER D. KAUFMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY L. WILCOX ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INCREASE IN SIZE OF BOARD ISSUER YES FOR FOR
PROPOSAL #3: IF SHAREHOLDERS APPROVE THE AMENDMENT TO ISSUER YES FOR FOR
THE BYLAWS: ELECT DIRECTOR MARY CONLIN
PROPOSAL #4: RATIFY SQUAR MILNER LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Daily Journal Corporation
TICKER: DJCO CUSIP: 233912104
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN SIZE OF BOARD ISSUER YES FOR FOR
ISSUER: Daktronics, Inc.
TICKER: DAKT CUSIP: 234264109
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BYRON J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. FRIEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR REECE A. KURTENBACH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
ISSUER: Dana, Inc.
TICKER: DAN CUSIP: 235825205
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RACHEL A. GONZALEZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES K. KAMSICKAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VIRGINIA A. KAMSKY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAYMOND E. MABUS, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. MACK, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR R. BRUCE MCDONALD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DIARMUID B. O'CONNELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEITH E. WANDELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
ISSUER: Danaher Corporation
TICKER: DHR CUSIP: 235851102
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD J. EHRLICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LINDA HEFNER FILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS P. JOYCE, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TERI LIST-STOLL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WALTER G. LOHR, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MITCHELL P. RALES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN M. RALES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN T. SCHWIETERS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALAN G. SPOON ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND C. STEVENS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ELIAS A. ZERHOUNI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: DARDEN RESTAURANTS, INC.
TICKER: DRI CUSIP: 237194105
MEETING DATE: 9/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARGARET SHAN ATKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES P. FOGARTY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CYNTHIA T. JAMISON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EUGENE I. (GENE) LEE, ISSUER YES FOR FOR
JR.
PROPOSAL #1.5: ELECT DIRECTOR NANA MENSAH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM S. SIMON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES M. (CHUCK) ISSUER YES FOR FOR
SONSTEBY
PROPOSAL #1.8: ELECT DIRECTOR TIMOTHY J. WILMOTT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ASSESS FEASIBILITY OF ADOPTING A POLICY SHAREHOLDER YES AGAINST FOR
TO PHASE OUT USE OF ANTIBIOTICS
ISSUER: Dare Bioscience, Inc.
TICKER: DARE CUSIP: 23666P101
MEETING DATE: 7/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JESSICA D. GROSSMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN L. KELLEY ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Darling Ingredients, Inc.
TICKER: DAR CUSIP: 237266101
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RANDALL C. STUEWE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES ADAIR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR D. EUGENE EWING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LINDA GOODSPEED ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DIRK KLOOSTERBOER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARY R. KORBY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CYNTHIA PHARR LEE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHARLES MACALUSO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GARY W. MIZE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL E. RESCOE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR NICOLE M. RINGENBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: DASAN Zhone Solutions, Inc.
TICKER: DZSI CUSIP: 23305L206
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MIN WOO NAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR IL, YUNG KIM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Data I/O Corporation
TICKER: DAIO CUSIP: 237690102
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY AMBROSE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN D. DELAFIELD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN B. HOWE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS W. BROWN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK J. GALLENBERGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Dave & Buster's Entertainment, Inc.
TICKER: PLAY CUSIP: 238337109
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICTOR L. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HAMISH A. DODDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. GRIFFITH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JONATHAN S. HALKYARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN A. JENKINS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN M. KING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICIA H. MUELLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEVIN M. SHEEHAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JENNIFER STORMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: DaVita Inc.
TICKER: DVA CUSIP: 23918K108
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAMELA M. ARWAY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES G. BERG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BARBARA J. DESOER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PASCAL DESROCHES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAUL J. DIAZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PETER T. GRAUER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN M. NEHRA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAVIER J. RODRIGUEZ ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM L. ROPER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KENT J. THIRY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR PHYLLIS R. YALE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Dawson Geophysical Co.
TICKER: DWSN CUSIP: 239360100
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. BARRETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG W. COOPER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY M. HOOVER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN C. JUMPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL L. KLOFAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TED R. NORTH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK A. VANDER PLOEG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WAYNE A. WHITENER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: DCT Industrial Trust, Inc.
TICKER: DCT CUSIP: 233153204
MEETING DATE: 8/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Dean Foods Co.
TICKER: DF CUSIP: 242370203
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANET HILL ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR J. WAYNE MAILLOUX ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR HELEN E. MCCLUSKEY ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JOHN R. MUSE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR B. CRAIG OWENS ISSUER YES AGAINST AGAINST
PROPOSAL #1.6: ELECT DIRECTOR RALPH P. SCOZZAFAVA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JIM L. TURNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES FOR AGAINST
ISSUER: Deciphera Pharmaceuticals, Inc.
TICKER: DCPH CUSIP: 24344T101
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN L. HOERTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN R. MARTIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Deckers Outdoor Corp.
TICKER: DECK CUSIP: 243537107
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN M. GIBBONS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NELSON C. CHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CYNTHIA (CINDY) L. ISSUER YES FOR FOR
DAVIS
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL F. DEVINE, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM L. MCCOMB ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID POWERS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES QUINN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAURI M. SHANAHAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRIAN A. SPALY ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR BONITA C. STEWART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Deere & Co.
TICKER: DE CUSIP: 244199105
MEETING DATE: 2/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SAMUEL R. ALLEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR VANCE D. COFFMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALAN C. HEUBERGER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHARLES O. HOLLIDAY, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DIPAK C. JAIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL O. JOHANNS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CLAYTON M. JONES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GREGORY R. PAGE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SHERRY M. SMITH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DMITRI L. STOCKTON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR SHEILA G. TALTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
ISSUER: Del Frisco's Restaurant Group, Inc.
TICKER: DFRG CUSIP: 245077102
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR IAN R. CARTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Del Taco Restaurants, Inc.
TICKER: TACO CUSIP: 245496104
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARI B. LEVY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R.J. MELMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN D. CAPPASOLA, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Delek US Holdings, Inc.
TICKER: DK CUSIP: 24665A103
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EZRA UZI YEMIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM J. FINNERTY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARLOS E. JORDA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY M. SULLIVAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VICKY SUTIL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID WIESSMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHLOMO ZOHAR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Dell Technologies, Inc.
TICKER: DVMT CUSIP: 24703L103
MEETING DATE: 12/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Delphi Technologies Plc
TICKER: DLPH CUSIP: G2709G107
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ROBIN J. ADAMS ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JOSEPH S. CANTIE ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR NELDA J. CONNORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR GARY L. COWGER ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR RICHARD F. DAUCH ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR DAVID S. HAFFNER ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR HELMUT LEUBE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR TIMOTHY M. MANGANELLO ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR HARI N. NAIR ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR MARYANN WRIGHT ISSUER YES FOR FOR
PROPOSAL #11: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Delta Air Lines, Inc.
TICKER: DAL CUSIP: 247361702
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EDWARD H. BASTIAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANCIS S. BLAKE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DANIEL A. CARP ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ASHTON B. CARTER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID G. DEWALT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM H. EASTER, III ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHRISTOPHER A. HAZLETON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL P. HUERTA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JEANNE P. JACKSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GEORGE N. MATTSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR SERGIO A. L. RIAL ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR KATHY N. WALLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
ISSUER: Delta Apparel, Inc.
TICKER: DLA CUSIP: 247368103
MEETING DATE: 2/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANITA D. BRITT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. BRADLEY CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR G. JAY GOGUE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT W. HUMPHREYS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT E. STATON, SR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR A. ALEXANDER TAYLOR, II ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID G. WHALEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Deluxe Corp.
TICKER: DLX CUSIP: 248019101
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD C. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHERYL E. MAYBERRY ISSUER YES FOR FOR
MCKISSACK
PROPOSAL #1.3: ELECT DIRECTOR BARRY C. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DON J. MCGRATH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NEIL J. METVINER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN P. NACHTSHEIM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS J. REDDIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARTYN R. REDGRAVE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN L. STAUCH ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR VICTORIA A. TREYGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Denali Therapeutics Inc.
TICKER: DNLI CUSIP: 24823R105
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER KLEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT NELSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VICKI SATO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Denbury Resources Inc.
TICKER: DNR CUSIP: 247916208
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JOHN P. DIELWART ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR MICHAEL B. DECKER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR CHRISTIAN S. KENDALL ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR GREGORY L. MCMICHAEL ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR KEVIN O. MEYERS ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR LYNN A. PETERSON ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR RANDY STEIN ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR MARY M. VANDEWEGHE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Denny's Corporation
TICKER: DENN CUSIP: 24869P104
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BERNADETTE S. AULESTIA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GREGG R. DEDRICK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOSE M. GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BRENDA J. LAUDERBACK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT E. MARKS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN C. MILLER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DONALD C. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LAYSHA WARD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR F. MARK WOLFINGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: DENTSPLY SIRONA Inc.
TICKER: XRAY CUSIP: 24906P109
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL C. ALFANO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ERIC K. BRANDT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DONALD M. CASEY, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIE A. DEESE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BETSY D. HOLDEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ARTHUR D. KOWALOFF ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HARRY M. JANSEN KRAEMER, ISSUER YES FOR FOR
JR.
PROPOSAL #1h: ELECT DIRECTOR GREGORY T. LUCIER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR FRANCIS J. LUNGER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LESLIE F. VARON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Dermira, Inc.
TICKER: DERM CUSIP: 24983L104
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EUGENE A. BAUER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID E. COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED B. CRAVES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Designer Brands Inc.
TICKER: DBI CUSIP: 23334L102
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELAINE J. EISENMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOANNA T. LAU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH A. SCHOTTENSTEIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR EKTA SINGH-BUSHELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Destination Maternity Corporation
TICKER: DEST CUSIP: 25065D100
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LISA GAVALES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY KLEFFNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER B. MORGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARLA A. RYAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANNE-CHARLOTTE WINDAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Destination XL Group, Inc.
TICKER: DXLG CUSIP: 25065K104
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SEYMOUR HOLTZMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. LEVIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK BOYLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LIONEL F. CONACHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN E. KYEES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLEM MESDAG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WARD K. MOONEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MITCHELL S. PRESSER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR IVY ROSS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE/AMEND SECURITIES TRANSFER ISSUER YES FOR FOR
RESTRICTIONS
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Devon Energy Corporation
TICKER: DVN CUSIP: 25179M103
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARBARA M. BAUMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. BETHANCOURT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANN G. FOX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID A. HAGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT H. HENRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL M. KANOVSKY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN KRENICKI, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT A. MOSBACHER, ISSUER YES FOR FOR
JR.
PROPOSAL #1.9: ELECT DIRECTOR DUANE C. RADTKE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KEITH O. RATTIE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARY P. RICCIARDELLO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: DexCom, Inc.
TICKER: DXCM CUSIP: 252131107
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEVEN R. ALTMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BARBARA E. KAHN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAY S. SKYLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: DHI Group, Inc.
TICKER: DHX CUSIP: 23331S100
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN "SKIP" SCHIPPER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCIPIO "MAX" CARNECCHIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID WINDLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Diamond Hill Investment Group, Inc.
TICKER: DHIL CUSIP: 25264R207
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER M. BINGAMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDOLPH J. FORTENER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES F. LAIRD ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR PAULA R. MEYER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL A. REEDER, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRADLEY C. SHOUP ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NICOLE R. ST. PIERRE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Diamond Offshore Drilling, Inc.
TICKER: DO CUSIP: 25271C102
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES S. TISCH ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MARC EDWARDS ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ANATOL FEYGIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL G. GAFFNEY, II ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: ELECT DIRECTOR EDWARD GREBOW ISSUER YES AGAINST AGAINST
PROPOSAL #1.6: ELECT DIRECTOR KENNETH I. SIEGEL ISSUER YES AGAINST AGAINST
PROPOSAL #1.7: ELECT DIRECTOR CLIFFORD M. SOBEL ISSUER YES AGAINST AGAINST
PROPOSAL #1.8: ELECT DIRECTOR ANDREW H. TISCH ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Diamondback Energy, Inc.
TICKER: FANG CUSIP: 25278X109
MEETING DATE: 11/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
ISSUER: Diamondback Energy, Inc.
TICKER: FANG CUSIP: 25278X109
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN E. WEST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TRAVIS D. STICE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL L. HOLLIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL P. CROSS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID L. HOUSTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK L. PLAUMANN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MELANIE M. TRENT ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: DiamondRock Hospitality Company
TICKER: DRH CUSIP: 252784301
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM W. MCCARTEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK W. BRUGGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY R. CHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MAUREEN L. MCAVEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GILBERT T. RAY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM J. SHAW ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRUCE D. WARDINSKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KATHLEEN A. WAYTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
ISSUER: Dicerna Pharmaceuticals, Inc.
TICKER: DRNA CUSIP: 253031108
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DOUGLAS M. FAMBROUGH, ISSUER YES FOR FOR
III
PROPOSAL #1B: ELECT DIRECTOR J. KEVIN BUCHI ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR MARTIN FREED ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR STEPHEN J. HOFFMAN ISSUER YES AGAINST AGAINST
PROPOSAL #1E: ELECT DIRECTOR PETER KOLCHINSKY ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR ADAM M. KOPPEL ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR DENNIS H. LANGER ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR CYNTHIA SMITH ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR MARC KOZIN ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR ANNA PROTOPAPAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Dick's Sporting Goods, Inc.
TICKER: DKS CUSIP: 253393102
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARK J. BARRENCHEA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1b: ELECT DIRECTOR EMANUEL CHIRICO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALLEN R. WEISS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Diebold Nixdorf, Inc.
TICKER: DBD CUSIP: 253651103
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PATRICK W. ALLENDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ARTHUR F. ANTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRUCE H. BESANKO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR REYNOLDS C. BISH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ELLEN M. COSTELLO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PHILLIP R. COX ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ALEXANDER DIBELIUS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DIETER W. DUSEDAU ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MATTHEW GOLDFARB ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GARY G. GREENFIELD ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR GERRARD B. SCHMID ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR KENT M. STAHL ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR ALAN J. WEBER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Digi International, Inc.
TICKER: DGII CUSIP: 253798102
MEETING DATE: 2/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SPIRO C. LAZARAKIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HATEM H. NAGUIB ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Digimarc Corp.
TICKER: DMRC CUSIP: 25381B101
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY DESTEFANO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR RICHARD L. KING ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JAMES T. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDREW J. WALTER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR BERNARD WHITNEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: Digirad Corp.
TICKER: DRAD CUSIP: 253827109
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY E. EBERWEIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW G. MOLCHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DIMITRIOS J. ANGELIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN M. CLIMACO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL A. CUNNION ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN W. SAYWARD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MITCHELL I. QUAIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
ISSUER: Digital Ally, Inc.
TICKER: DGLY CUSIP: 25382P208
MEETING DATE: 7/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STANTON E. ROSS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEROY C. RICHIE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DANIEL F. HUTCHINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. CAULFIELD ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: AUTHORIZE NEW CLASS OF PREFERRED STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Digital Ally, Inc.
TICKER: DGLY CUSIP: 25382P208
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STANTON E. ROSS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEROY C. RICHIE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DANIEL F. HUTCHINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. CAULFIELD ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: AUTHORIZE NEW CLASS OF BLANK CHECK ISSUER YES AGAINST AGAINST
PREFERRED STOCK
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Digital Realty Trust, Inc.
TICKER: DLR CUSIP: 253868103
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR LAURENCE A. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR MICHAEL A. COKE ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR KEVIN J. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR WILLIAM G. LAPERCH ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR AFSHIN MOHEBBI ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR MARK R. PATTERSON ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR MARY HOGAN PREUSSE ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR DENNIS E. SINGLETON ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR A. WILLIAM STEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Digital Turbine, Inc.
TICKER: APPS CUSIP: 25400W102
MEETING DATE: 9/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT DEUTSCHMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROY H. CHESTNUTT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MOHAN S. GYANI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY KARISH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER ROGERS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL SCHAEFFER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM G. STONE, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY SINGERLEWAK LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Dillard's, Inc.
TICKER: DDS CUSIP: 254067101
MEETING DATE: 5/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANK R. MORI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR REYNIE RUTLEDGE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR J.C. WATTS, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NICK WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Dime Community Bancshares, Inc.
TICKER: DCOM CUSIP: 253922108
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK E. CURTIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHLEEN M. NELSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VINCENT F. PALAGIANO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR OMER S. J. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Dine Brands Global, Inc.
TICKER: DIN CUSIP: 254423106
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR HOWARD M. BERK ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR DANIEL J. BRESTLE ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR CAROLINE W. NAHAS ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR GILBERT T. RAY ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Diodes Incorporated
TICKER: DIOD CUSIP: 254543101
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C.H. CHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL R. GIORDANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEH-SHEW LU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER M. MENARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAYMOND K.Y. SOONG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTINA WEN-CHI SUNG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL K.C. TSAI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Diplomat Pharmacy, Inc.
TICKER: DPLO CUSIP: 25456K101
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH O. KLEPPER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BENJAMIN WOLIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Discover Financial Services
TICKER: DFS CUSIP: 254709108
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY S. ARONIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY K. BUSH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY C. CASE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CANDACE H. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH F. EAZOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CYNTHIA A. GLASSMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROGER C. HOCHSCHILD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS G. MAHERAS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL H. MOSKOW ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR MARK A. THIERER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LAWRENCE A. WEINBACH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND BYLAWS
PROPOSAL #5: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #6: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
ISSUER: Discovery, Inc.
TICKER: DISCA CUSIP: 25470F104
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL A. GOULD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR KENNETH W. LOWE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DANIEL E. SANCHEZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADOPT SIMPLE MAJORITY SHAREHOLDER YES FOR AGAINST
PROPOSAL #4: DISCLOSE BOARD DIVERSITY AND SHAREHOLDER YES AGAINST FOR
QUALIFICATIONS
ISSUER: DISH Network Corporation
TICKER: DISH CUSIP: 25470M109
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHLEEN Q. ABERNATHY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE R. BROKAW ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JAMES DEFRANCO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CANTEY M. ERGEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES W. ERGEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES M. LILLIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR AFSHIN MOHEBBI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TOM A. ORTOLF ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR CARL E. VOGEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
ISSUER: Diversicare Healthcare Services, Inc.
TICKER: DVCR CUSIP: 255104101
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD M. BRAME ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT Z. HENSLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BEN R. LEEDLE, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT A. MCCABE, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR CHAD A. MCCURDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES R. MCKNIGHT, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LESLIE K. MORGAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: DMC Global, Inc.
TICKER: BOOM CUSIP: 23291C103
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID C. ALDOUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREA E. BERTONE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR YVON PIERRE CARIOU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT A. COHEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD P. GRAFF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN T. LONGE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CLIFTON PETER ROSE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: DNB Financial Corp. (Pennsylvania)
TICKER: DNBF CUSIP: 233237106
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MILDRED C. JOYNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY D. LATOFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN "JEF" F. MCGILL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: DocuSign, Inc.
TICKER: DOCU CUSIP: 256163106
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL D. SPRINGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BLAKE J. IRVING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Dolby Laboratories, Inc.
TICKER: DLB CUSIP: 25659T107
MEETING DATE: 2/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN YEAMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER GOTCHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELINE CHAU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID DOLBY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR N. WILLIAM JASPER, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SIMON SEGARS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROGER SIBONI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR AVADIS TEVANIAN, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Dollar General Corporation
TICKER: DG CUSIP: 256677105
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WARREN F. BRYANT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL M. CALBERT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SANDRA B. COCHRAN ISSUER YES AGAINST AGAINST
PROPOSAL #1d: ELECT DIRECTOR PATRICIA D. FILI-KRUSHEL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TIMOTHY I. MCGUIRE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM C. RHODES, III ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RALPH E. SANTANA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR TODD J. VASOS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Dollar Tree, Inc.
TICKER: DLTR CUSIP: 256746108
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARNOLD S. BARRON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY M. BRIDGEFORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS W. DICKSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CONRAD M. HALL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEMUEL E. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY G. NAYLOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY M. PHILBIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BOB SASSER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS A. SAUNDERS, III ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEPHANIE P. STAHL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CARRIE A. WHEELER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR THOMAS E. WHIDDON ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR CARL P. ZEITHAML ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Dolphin Entertainment, Inc.
TICKER: DLPN CUSIP: 25686H100
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM O'DOWD, IV ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL ESPENSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NELSON FAMADAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALLAN MAYER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MIRTA A. NEGRINI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NICHOLAS STANHAM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANTHONY LEO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CLAUDIA GRILLO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHARLES DOUGIELLO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Dominion Energy, Inc.
TICKER: D CUSIP: 25746U109
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES A. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HELEN E. DRAGAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES O. ELLIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS F. FARRELL, II ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR D. MAYBANK HAGOOD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN W. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD W. JIBSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK J. KINGTON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH M. RIGBY ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR PAMELA J. ROYAL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERT H. SPILMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SUSAN N. STORY ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MICHAEL E. SZYMANCZYK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: Domino's Pizza, Inc.
TICKER: DPZ CUSIP: 25754A201
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. BRANDON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD E. ALLISON, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. ANDREW BALLARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW B. BALSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CORIE S. BARRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DIANA F. CANTOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD L. FEDERICO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES A. GOLDMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PATRICIA E. LOPEZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Domo, Inc.
TICKER: DOMO CUSIP: 257554105
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSHUA G. JAMES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR FRASER BULLOCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARINE S. CLARK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL DANIEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANA EVAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR MARK GORENBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NEHAL RAJ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Domtar Corporation
TICKER: UFS CUSIP: 257559203
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GIANNELLA ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT E. APPLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID J. ILLINGWORTH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN M. LEVITT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID G. MAFFUCCI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAMELA B. STROBEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENIS TURCOTTE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN D. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARY A. WINSTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Donaldson Co., Inc.
TICKER: DCI CUSIP: 257651109
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW CECERE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES J. OWENS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TRUDY A. RAUTIO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Donegal Group, Inc.
TICKER: DGICA CUSIP: 257701201
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT A. BERLUCCHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARRY C. HUBER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR S. TREZEVANT MOORE, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #6: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Donnelley Financial Solutions, Inc.
TICKER: DFIN CUSIP: 25787G100
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LUIS A. AGUILAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NANCI E. CALDWELL ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR RICHARD L. CRANDALL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES D. DRUCKER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JULIET S. ELLIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY G. GREENFIELD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY JACOBOWITZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DANIEL N. LEIB ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LOIS M. MARTIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Dorman Products, Inc.
TICKER: DORM CUSIP: 258278100
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEVEN L. BERMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KEVIN M. OLSEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN J. GAVIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAUL R. LEDERER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD T. RILEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KELLY A. ROMANO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR G. MICHAEL STAKIAS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Douglas Dynamics, Inc.
TICKER: PLOW CUSIP: 25960R105
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. MCCORMICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARGARET S. DANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD W. STURDIVANT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Douglas Emmett, Inc.
TICKER: DEI CUSIP: 25960P109
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAN A. EMMETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JORDAN L. KAPLAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH M. PANZER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LESLIE E. BIDER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID T. FEINBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VIRGINIA A. MCFERRAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS E. O'HERN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM E. SIMON, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Dova Pharmaceuticals, Inc.
TICKER: DOVA CUSIP: 25985T102
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER A. JEFFS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID S. ZACCARDELLI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Dover Corporation
TICKER: DOV CUSIP: 260003108
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR H. JOHN GILBERTSON, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KRISTIANE C. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL F. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ERIC A. SPIEGEL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD J. TOBIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEPHEN M. TODD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEPHEN K. WAGNER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KEITH E. WANDELL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARY A. WINSTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
FOR AMENDMENTS TO ARTICLE 15
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
FOR AMENDMENTS TO ARTICLE 16
ISSUER: Dover Downs Gaming & Entertainment, Inc.
TICKER: DDE CUSIP: 260095104
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Dover Motorsports, Inc.
TICKER: DVD CUSIP: 260174107
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK J. BAGLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY R. HORNE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: DowDuPont Inc.
TICKER: DWDP CUSIP: 26078J100
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: DPW Holdings, Inc.
TICKER: DPW CUSIP: 26140E105
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MILTON C. "TODD" AULT, ISSUER YES WITHHOLD AGAINST
III
PROPOSAL #1.2: ELECT DIRECTOR AMOS KOHN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ROBERT O. SMITH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR MORDECHAI "MOTI" ISSUER YES WITHHOLD AGAINST
ROSENBERG
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY A. BENTZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM B. HORNE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY MARCUM, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE GRANT OF SHARES OF COMMON STOCK ISSUER YES AGAINST AGAINST
TO MILTON C. "TODD" AULT, III
PROPOSAL #4: APPROVE GRANT OF SHARES OF COMMON STOCK ISSUER YES AGAINST AGAINST
TO WILLIAM B. HORNE
PROPOSAL #5: APPROVE EQUITY ISSUANCES TO DIRECTORS ISSUER YES AGAINST AGAINST
AND EXECUTIVE OFFICERS
PROPOSAL #6: APPROVE ISSUANCE OF SHARES OF COMMON ISSUER YES FOR FOR
STOCK PURSUANT TO THE SECURED CONVERTIBLE PROMISSORY
NOTE
PROPOSAL #7: APPROVE ISSUANCE OF THE JULY COMMITMENT ISSUER YES FOR FOR
SHARES UPON CONVERSION OF THE CONVERTIBLE PROMISSORY
NOTE
PROPOSAL #8: APPROVE ISSUANCE OF THE AUGUST ISSUER YES FOR FOR
COMMITMENT SHARES UPON CONVERSION OF THE CONVERTIBLE
PROMISSORY NOTE
PROPOSAL #9: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #10: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
ISSUER: DPW Holdings, Inc.
TICKER: DPW CUSIP: 26140E105
MEETING DATE: 3/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
ISSUER: Dril-Quip, Inc.
TICKER: DRQ CUSIP: 262037104
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALEXANDER P. SHUKIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERENCE B. JUPP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Drive Shack Inc.
TICKER: DS CUSIP: 262077100
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. CLIFFORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VIRGIS W. COLBERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BENJAMIN M. CRANE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Dropbox, Inc.
TICKER: DBX CUSIP: 26210C104
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW W. HOUSTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARASH FERDOWSI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD W. BLAIR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL E. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT J. MYLOD, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CONDOLEEZZA RICE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR R. BRYAN SCHREIER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARGARET C. WHITMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: DSP Group, Inc.
TICKER: DSPG CUSIP: 23332B106
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR OFER ELYAKIM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS A. LACEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CYNTHIA PAUL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GABI SELIGSOHN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YAIR SEROUSSI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NORMAN P. TAFFE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH H. TRAUB ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KOST FORER GABBAY & KASIERER AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: DTE Energy Company
TICKER: DTE CUSIP: 233331107
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERARD M. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. BRANDON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. FRANK FOUNTAIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES G. MCCLURE, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GAIL J. MCGOVERN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK A. MURRAY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RUTH G. SHAW ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT C. SKAGGS, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID A. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR JAMES H. VANDENBERGHE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR VALERIE M. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
ISSUER: Ducommun, Inc.
TICKER: DCO CUSIP: 264147109
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT C. DUCOMMUN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEAN M. FLATT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAY L. HABERLAND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Duke Energy Corporation
TICKER: DUK CUSIP: 26441C204
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL G. BROWNING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANNETTE K. CLAYTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THEODORE F. CRAVER, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT M. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL R. DIMICCO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LYNN J. GOOD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN T. HERRON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM E. KENNARD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR E. MARIE MCKEE ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR CHARLES W. MOORMAN, IV ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARYA M. ROSE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CARLOS A. SALADRIGAS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR THOMAS E. SKAINS ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR WILLIAM E. WEBSTER, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON MITIGATING HEALTH AND CLIMATE SHAREHOLDER YES FOR AGAINST
IMPACTS OF DUKE ENERGY'S COAL USE
PROPOSAL #7: REPORT ON COSTS AND BENEFITS OF SHAREHOLDER YES AGAINST FOR
VOLUNTARY ENVIRONMENT-RELATED ACTIVITIES
ISSUER: Duke Realty Corporation
TICKER: DRE CUSIP: 264411505
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN P. CASE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES B. CONNOR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR NGAIRE E. CUNEO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHARLES R. EITEL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NORMAN K. JENKINS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MELANIE R. SABELHAUS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PETER M. SCOTT, III ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID P. STOCKERT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHRIS SULTEMEIER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL E. SZYMANCZYK ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WARREN M. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LYNN C. THURBER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Duluth Holdings, Inc.
TICKER: DLTH CUSIP: 26443V101
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN L. SCHLECHT ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEPHANIE L. PUGLIESE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E. DAVID COOLIDGE, III ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR FRANCESCA M. EDWARDSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID C. FINCH ISSUER YES AGAINST AGAINST
PROPOSAL #1.6: ELECT DIRECTOR THOMAS G. FOLLIARD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRENDA I. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SCOTT K. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Dun & Bradstreet Corp.
TICKER: DNB CUSIP: 26483E100
MEETING DATE: 11/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Dunkin' Brands Group, Inc.
TICKER: DNKN CUSIP: 265504100
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAUL ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY DINOVI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NIGEL TRAVIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: DuPont de Nemours, Inc.
TICKER: DD CUSIP: 26078J100
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EDWARD D. BREEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RUBY R. CHANDY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FRANKLIN K. CLYBURN, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR TERRENCE R. CURTIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALEXANDER M. CUTLER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR C. MARC DOYLE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ELEUTHERE I. DU PONT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RAJIV L. GUPTA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LUTHER C. KISSAM ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR FREDERICK M. LOWERY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RAYMOND J. MILCHOVICH ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR STEVEN M. STERIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON PAY DISPARITY SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON PUBLIC HEALTH RISKS OF SHAREHOLDER YES AGAINST FOR
PETROCHEMICAL OPERATIONS IN FLOOD PRONE AREAS
PROPOSAL #7: REPORT ON EFFORTS TO REDUCE PLASTIC SHAREHOLDER YES AGAINST FOR
PELLET POLLUTION
ISSUER: DURECT Corporation
TICKER: DRRX CUSIP: 266605104
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SIMON X. BENITO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRENCE F. BLASCHKE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: DXC Technology Company
TICKER: DXC CUSIP: 23355L106
MEETING DATE: 8/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MUKESH AGHI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR AMY E. ALVING ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID L. HERZOG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SACHIN LAWANDE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR J. MICHAEL LAWRIE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARY L. KRAKAUER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JULIO A. PORTALATIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PETER RUTLAND ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MANOJ P. SINGH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT F. WOODS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: DXP Enterprises, Inc.
TICKER: DXPE CUSIP: 233377407
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. LITTLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLETUS DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY P. HALTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID PATTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY MOSS ADAMS, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Dycom Industries, Inc.
TICKER: DY CUSIP: 267475101
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EITAN GERTEL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANDERS GUSTAFSSON ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR PETER T. PRUITT, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD K. SYKES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Dynavax Technologies Corporation
TICKER: DVAX CUSIP: 268158201
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS A. CARSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDDIE GRAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAURA BREGE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Dynex Capital, Inc.
TICKER: DX CUSIP: 26817Q506
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BYRON L. BOSTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL R. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRY A. IGDALOFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VALERIE A. MOSLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT A. SALCETTI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID H. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: E*TRADE Financial Corporation
TICKER: ETFC CUSIP: 269246401
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD J. CARBONE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT J. CHERSI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAIME W. ELLERTSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES P. HEALY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KEVIN T. KABAT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES LAM ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RODGER A. LAWSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SHELLEY B. LEIBOWITZ ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KARL A. ROESSNER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR REBECCA SAEGER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DONNA L. WEAVER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JOSHUA A. WEINREICH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: e.l.f. Beauty, Inc.
TICKER: ELF CUSIP: 26856L103
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TARANG P. AMIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN A. ELLIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BETH M. PRITCHARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Eagle Bancorp Montana, Inc.
TICKER: EBMT CUSIP: 26942G100
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BENJAMIN G. RUDDY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICK F. HAYS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER J. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MAUREEN J. RUDE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR COREY JENSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Eagle Bancorp, Inc.
TICKER: EGBN CUSIP: 268948106
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LESLIE M. ALPERSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DUDLEY C. DWORKEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARVEY M. GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NORMAN R. POZEZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KATHY A. RAFFA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUSAN G. RIEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONALD R. ROGERS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES A. SOLTESZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LELAND M. WEINSTEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: Eagle Bulk Shipping Inc.
TICKER: EGLE CUSIP: Y2187A143
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL M. LEAND, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR RANDEE E. DAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JUSTIN A. KNOWLES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BART VELDHUIZEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR GARY VOGEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY WESTON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
ISSUER: Eagle Materials Inc.
TICKER: EXP CUSIP: 26969P108
MEETING DATE: 8/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR F. WILLIAM BARNETT ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR RICHARD BECKWITT ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ED H. BOWMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Eagle Pharmaceuticals, Inc.
TICKER: EGRX CUSIP: 269796108
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT TARRIFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SANDER A. FLAUM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Earthstone Energy, Inc.
TICKER: ESTE CUSIP: 27032D304
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTRIBUTION AGREEMENT ISSUER YES AGAINST AGAINST
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH THE ISSUER YES AGAINST AGAINST
CONTRIBUTION AGREEMENT
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE INCREASE IN SIZE OF BOARD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE CONVERSION OF SECURITIES ISSUER YES AGAINST AGAINST
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #7: ADJOURN MEETING ISSUER YES AGAINST AGAINST
ISSUER: Earthstone Energy, Inc.
TICKER: ESTE CUSIP: 27032D304
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK A. LODZINSKI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR RAY SINGLETON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR WYNNE M. SNOOTS, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: East West Bancorp, Inc.
TICKER: EWBC CUSIP: 27579R104
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MOLLY CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRIS S. CHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RUDOLPH I. ESTRADA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL H. IRVING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HERMAN Y. LI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JACK C. LIU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOMINIC NG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LESTER M. SUSSMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Easterly Government Properties, Inc.
TICKER: DEA CUSIP: 27616P103
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. TRIMBLE, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DARRELL W. CRATE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL P. IBE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM H. BINNIE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CYNTHIA A. FISHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EMIL W. HENRY, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES E. MEAD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: EastGroup Properties, Inc.
TICKER: EGP CUSIP: 277276101
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR D. PIKE ALOIAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR H.C. BAILEY, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR H. ERIC BOLTON, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DONALD F. COLLERAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HAYDEN C. EAVES, III ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID H. HOSTER, II ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARSHALL A. LOEB ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARY E. MCCORMICK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LELAND R. SPEED ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Eastman Chemical Company
TICKER: EMN CUSIP: 277432100
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HUMBERTO P. ALFONSO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRETT D. BEGEMANN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL P. CONNORS ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR MARK J. COSTA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT M. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JULIE F. HOLDER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RENEE J. HORNBAKER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LEWIS M. KLING ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KIM ANN MINK ISSUER YES AGAINST AGAINST
PROPOSAL #1.1: ELECT DIRECTOR JAMES J. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID W. RAISBECK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
ISSUER: Eastman Kodak Company
TICKER: KODK CUSIP: 277461406
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD TODD BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES V. CONTINENZA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY D. ENGELBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE KARFUNKEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PHILIPPE D. KATZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JASON NEW ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM G. PARRETT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Eaton Corporation plc
TICKER: ETN CUSIP: G29183103
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CRAIG ARNOLD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TODD M. BLUEDORN ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR CHRISTOPHER M. CONNOR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL J. CRITELLI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD H. FEARON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ARTHUR E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR OLIVIER LEONETTI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DEBORAH L. MCCOY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GREGORY R. PAGE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SANDRA PIANALTO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR GERALD B. SMITH ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DOROTHY C. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AUTHORIZE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE SHARE REPURCHASE OF ISSUED ISSUER YES FOR FOR
SHARE CAPITAL
ISSUER: eBay Inc.
TICKER: EBAY CUSIP: 278642103
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRED D. ANDERSON, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANTHONY J. BATES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ADRIANE M. BROWN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JESSE A. COHN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DIANA FARRELL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LOGAN D. GREEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BONNIE S. HAMMER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KATHLEEN C. MITIC ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MATTHEW J. MURPHY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PIERRE M. OMIDYAR ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR PAUL S. PRESSLER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ROBERT H. SWAN ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR THOMAS J. TIERNEY ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR PERRY M. TRAQUINA ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR DEVIN N. WENIG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR ISSUER YES FOR FOR
SHAREHOLDER TO CALL SPECIAL MEETINGS
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: Ebix, Inc.
TICKER: EBIX CUSIP: 278715206
MEETING DATE: 8/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HANS U. BENZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR PAVAN BHALLA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NEIL D. ECKERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROLF HERTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HANS UELI KELLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR GEORGE W. HEBARD, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBIN RAINA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH R. WRIGHT, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CHERRY BEKAERT LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: Ebix, Inc.
TICKER: EBIX CUSIP: 278715206
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Echelon Corp.
TICKER: ELON CUSIP: 27874N303
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
ISSUER: Echo Global Logistics, Inc.
TICKER: ECHO CUSIP: 27875T101
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS R. WAGGONER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL K. SKINNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW FERGUSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID HABIGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NELDA J. CONNORS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM M. FARROW, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VIRGINIA L. HENKELS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: EchoStar Corp.
TICKER: SATS CUSIP: 278768106
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. STANTON DODGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL T. DUGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES W. ERGEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY M. FEDERICO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PRADMAN P. KAUL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR C. MICHAEL SCHROEDER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY R. TARR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM D. WADE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
ISSUER: Ecolab Inc.
TICKER: ECL CUSIP: 278865100
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOUGLAS M. BAKER, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SHARI L. BALLARD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BARBARA J. BECK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LESLIE S. BILLER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JEFFREY M. ETTINGER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ARTHUR J. HIGGINS ISSUER YES AGAINST AGAINST
PROPOSAL #1g: ELECT DIRECTOR MICHAEL LARSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID W. MACLENNAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR TRACY B. MCKIBBEN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LIONEL L. NOWELL, III ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR VICTORIA J. REICH ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR SUZANNE M. VAUTRINOT ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JOHN J. ZILLMER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: Edge Therapeutics, Inc.
TICKER: EDGE CUSIP: 279870109
MEETING DATE: 3/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
ISSUER: Edgewater Technology, Inc.
TICKER: EDGW CUSIP: 280358102
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Edgewell Personal Care Co.
TICKER: EPC CUSIP: 28035Q102
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID P. HATFIELD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT W. BLACK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GEORGE R. CORBIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DANIEL J. HEINRICH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CARLA C. HENDRA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR R. DAVID HOOVER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN C. HUNTER, III ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ELIZABETH VALK LONG ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOSEPH D. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RAKESH SACHDEV ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR GARY K. WARING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Edison International
TICKER: EIX CUSIP: 281020107
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEANNE BELIVEAU-DUNN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL C. CAMUNEZ ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VANESSA C.L. CHANG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES T. MORRIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TIMOTHY T. O'TOOLE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PEDRO J. PIZARRO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LINDA G. STUNTZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM P. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ELLEN O. TAUSCHER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PETER J. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR KEITH TRENT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
ISSUER: Editas Medicine, Inc.
TICKER: EDIT CUSIP: 28106W103
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JESSICA HOPFIELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID T. SCADDEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Education Realty Trust, Inc.
TICKER: EDR CUSIP: 28140H203
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Educational Development Corporation
TICKER: EDUC CUSIP: 281479105
MEETING DATE: 7/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD T. MCDANIEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KARA GAE NEAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HOGANTAYLOR LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
ISSUER: Edwards Lifesciences Corporation
TICKER: EW CUSIP: 28176E108
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL A. MUSSALLEM ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KIERAN T. GALLAHUE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LESLIE S. HEISZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM J. LINK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEVEN R. LORANGER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARTHA H. MARSH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WESLEY W. VON SCHACK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR NICHOLAS J. VALERIANI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: eGain Corp.
TICKER: EGAN CUSIP: 28225C806
MEETING DATE: 11/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ASHUTOSH ROY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GUNJAN SINHA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHIROZ P. DARUKHANAVALA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRETT SHOCKLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTINE RUSSELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BPM LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: eHealth, Inc.
TICKER: EHTH CUSIP: 28238P109
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT N. FLANDERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL D. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Eidos Therapeutics, Inc.
TICKER: EIDX CUSIP: 28249H104
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NEIL KUMAR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ERIC AGUIAR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1c: ELECT DIRECTOR WILLIAM LIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALI SATVAT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1e: ELECT DIRECTOR RAJEEV SHAH ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
ISSUER: Eiger BioPharmaceuticals, Inc.
TICKER: EIGR CUSIP: 28249U105
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. CORY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID APELIAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTINE MURRAY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Ekso Bionics Holdings, Inc.
TICKER: EKSO CUSIP: 282644202
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN SHERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK PEURACH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TED WANG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARILYN HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES LI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STANLEY STERN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS A. SCHRECK ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY OUM & CO., LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: El Paso Electric Company
TICKER: EE CUSIP: 283677854
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAUL M. BARBAS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES W. CICCONI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARY E. KIPP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: El Pollo Loco Holdings, Inc.
TICKER: LOCO CUSIP: 268603107
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS J. BABB ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM R. FLOYD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEAN C. KEHLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Elanco Animal Health Incorporated
TICKER: ELAN CUSIP: 28414H103
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KAPILA KAPUR ANAND ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN "J.P." P. BILBREY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR R. DAVID HOOVER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LAWRENCE E. KURZIUS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Elastic N.V.
TICKER: ESTC CUSIP: N14506104
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR CARYN MAROONEY ISSUER YES FOR FOR
ISSUER: Eldorado Resorts, Inc.
TICKER: ERI CUSIP: 28470R102
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY L. CARANO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BONNIE BIUMI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK J. FAHRENKOPF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES B. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGORY J. KOZICZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL E. PEGRAM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS R. REEG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID P. TOMICK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROGER P. WAGNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: OPT OUT OF NEVADA ACQUISITION OF SHAREHOLDER YES FOR AGAINST
CONTROLLING INTEREST STATUTE
PROPOSAL #6: OPT OUT OF NEVADA COMBINATIONS WITH SHAREHOLDER YES FOR AGAINST
INTEREST STOCKHOLDERS STATUTE
PROPOSAL #7: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES FOR AGAINST
PROPOSAL #8: SUBMIT SHAREHOLDER RIGHTS PLAN (POISON SHAREHOLDER YES FOR AGAINST
PILL) TO SHAREHOLDER VOTE
PROPOSAL #9: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
PROPOSAL #1A: MANAGEMENT NOMINEE GARY L. CARANO SHAREHOLDER NO N/A N/A
PROPOSAL #1B: MANAGEMENT NOMINEE BONNIE BIUMI SHAREHOLDER NO N/A N/A
PROPOSAL #1C: MANAGEMENT NOMINEE FRANK J. FAHRENKOPF SHAREHOLDER NO N/A N/A
PROPOSAL #1D: MANAGEMENT NOMINEE JAMES B. HAWKINS SHAREHOLDER NO N/A N/A
PROPOSAL #1E: MANAGEMENT NOMINEE GREGORY J. KOZICZ SHAREHOLDER NO N/A N/A
PROPOSAL #1F: MANAGEMENT NOMINEE MICHAEL E. PEGRAM SHAREHOLDER NO N/A N/A
PROPOSAL #1G: MANAGEMENT NOMINEE THOMAS R. REEG SHAREHOLDER NO N/A N/A
PROPOSAL #1H: MANAGEMENT NOMINEE DAVID P. TOMICK SHAREHOLDER NO N/A N/A
PROPOSAL #1I: MANAGEMENT NOMINEE ROGER P. WAGNER SHAREHOLDER NO N/A N/A
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER NO N/A N/A
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER NO N/A N/A
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #5: OPT OUT OF NEVADA ACQUISITION OF SHAREHOLDER NO N/A N/A
CONTROLLING INTEREST STATUTE
PROPOSAL #6: OPT OUT OF NEVADA COMBINATIONS WITH SHAREHOLDER NO N/A N/A
INTEREST STOCKHOLDERS STATUTE
PROPOSAL #7: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER NO N/A N/A
PROPOSAL #8: SUBMIT SHAREHOLDER RIGHTS PLAN (POISON SHAREHOLDER NO N/A N/A
PILL) TO SHAREHOLDER VOTE
PROPOSAL #9: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER NO N/A N/A
OF DIRECTORS
ISSUER: Electro Scientific Industries, Inc.
TICKER: ESIO CUSIP: 285229100
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK A. BALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL D. BURGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LYNNE J. CAMP ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAURENCE E. CRAMER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAYMOND A. LINK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD H. WILLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Electro Scientific Industries, Inc.
TICKER: ESIO CUSIP: 285229100
MEETING DATE: 1/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
ISSUER: electroCore, Inc.
TICKER: ECOR CUSIP: 28531P103
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANCIS R. AMATO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL G. ATIEH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN L. ONDRA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
ISSUER: Electromed, Inc.
TICKER: ELMD CUSIP: 285409108
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN H. CRANEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM V. ECKLES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STAN K. ERICKSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LEE A. JONES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KATHLEEN S. SKARVAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE H. WINN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Electronic Arts Inc.
TICKER: EA CUSIP: 285512109
MEETING DATE: 8/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LEONARD S. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAY C. HOAG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEFFREY T. HUBER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LAWRENCE F. PROBST, III ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TALBOTT ROCHE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD A. SIMONSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LUIS A. UBINAS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HEIDI J. UEBERROTH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ANDREW WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Electronics For Imaging, Inc.
TICKER: EFII CUSIP: 286082102
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANICE DURBIN CHAFFIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GILL COGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GUY GECHT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS GEORGENS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD A. KASHNOW ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAN MAYDAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM D. MUIR, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Element Solutions Inc
TICKER: ESI CUSIP: 28618M106
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARTIN E. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BENJAMIN GLIKLICH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SCOT R. BENSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR IAN G.H. ASHKEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHRISTOPHER T. FRASER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL F. GOSS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR NICHELLE MAYNARD-ELLIOTT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR E. STANLEY O'NEAL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RAKESH SACHDEV ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Elevate Credit, Inc.
TICKER: ELVT CUSIP: 28621V101
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. DEAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRADLEY R. STROCK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Eli Lilly and Company
TICKER: LLY CUSIP: 532457108
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RALPH ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CAROLYN R. BERTOZZI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JUAN R. LUCIANO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KATHI P. SEIFERT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
ISSUER: Ellie Mae, Inc.
TICKER: ELLI CUSIP: 28849P100
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Ellington Financial Inc.
TICKER: EFC CUSIP: 28852N109
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS F. ROBARDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LISA MUMFORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAURENCE PENN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD I. SIMON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD RESENDEZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Ellington Residential Mortgage REIT
TICKER: EARN CUSIP: 288578107
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS F. ROBARDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL W. VRANOS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAURENCE E. PENN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD I. SIMON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT B. ALLARDICE, ISSUER YES WITHHOLD AGAINST
III
PROPOSAL #1.6: ELECT DIRECTOR DAVID J. MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MENES O. CHEE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Elmira Savings Bank
TICKER: ESBK CUSIP: 289660102
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL P. HOSEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR KATHERINE H. ROEHLKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY S.R. SNODGRASS, P.C. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Eloxx Pharmaceuticals, Inc.
TICKER: ELOX CUSIP: 29014R103
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. WARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ZAFRIRA AVNUR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TOMER KARIV ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARTIJN KLEIJWEGT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SILVIA NOIMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAN NUSSBAUM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN RUBIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR JASBIR SEEHRA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GADI VEINRIB ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: EMCOR Group, Inc.
TICKER: EME CUSIP: 29084Q100
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN W. ALTMEYER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID A. B. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANTHONY J. GUZZI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD F. HAMM, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID H. LAIDLEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CAROL P. LOWE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR M. KEVIN MCEVOY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM P. REID ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEVEN B. SCHWARZWAELDER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBIN WALKER-LEE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
ISSUER: EMCORE Corp.
TICKER: EMKR CUSIP: 290846203
MEETING DATE: 3/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR REX S. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY RITTICHIER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Emerald Expositions Events, Inc.
TICKER: EEX CUSIP: 29103B100
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KONSTANTIN "KOSTY" ISSUER YES WITHHOLD AGAINST
GILIS
PROPOSAL #1.2: ELECT DIRECTOR TODD HYATT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LISA KLINGER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Emergent BioSolutions Inc.
TICKER: EBS CUSIP: 29089Q105
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FUAD EL-HIBRI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RONALD B. RICHARD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KATHRYN C. ZOON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SEAMUS MULLIGAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Emerson Electric Co.
TICKER: EMR CUSIP: 291011104
MEETING DATE: 2/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLEMENS A. H. BOERSIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSHUA B. BOLTEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LORI M. LEE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Emerson Radio Corp.
TICKER: MSN CUSIP: 291087203
MEETING DATE: 3/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER HO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DUNCAN HON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL BINNEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR KAREEM E. SETHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KIN YUEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MSPC CERTIFIED PUBLIC ACCOUNTANTS ISSUER YES FOR FOR
AND ADVISORS AS AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Emmis Communications Corporation
TICKER: EMMS CUSIP: 291525400
MEETING DATE: 7/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUSAN B. BAYH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY L. KASEFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK M. WALSH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Empire State Realty Trust, Inc.
TICKER: ESRT CUSIP: 292104106
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY E. MALKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. BERKMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LESLIE D. BIDDLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. DEROSA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN J. GILBERT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR S. MICHAEL GILIBERTO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES D. ROBINSON, IV ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Employers Holdings, Inc.
TICKER: EIG CUSIP: 292218104
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES R. KRONER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. MCSALLY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL D. RUMBOLZ ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Enanta Pharmaceuticals, Inc.
TICKER: ENTA CUSIP: 29251M106
MEETING DATE: 2/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN BUCKLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LESLEY RUSSELL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Encompass Health Corp.
TICKER: EHC CUSIP: 29261A100
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN W. CHIDSEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DONALD L. CORRELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR YVONNE M. CURL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHARLES M. ELSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOAN E. HERMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LEO I. HIGDON, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LESLYE G. KATZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN E. MAUPIN, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NANCY M. SCHLICHTING ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR L. EDWARD SHAW, JR. ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARK J. TARR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Encore Capital Group, Inc.
TICKER: ECPG CUSIP: 292554102
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL P. MONACO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ASHWINI (ASH) GUPTA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WENDY G. HANNAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAURA NEWMAN OLLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANCIS E. QUINLAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NORMAN R. SORENSEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD J. SREDNICKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD P. STOVSKY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ASHISH MASIH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
ISSUER: Encore Wire Corp. (Delaware)
TICKER: WIRE CUSIP: 292562105
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD E. COURTNEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY J. FISHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL L. JONES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM R. THOMAS, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SCOTT D. WEAVER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN H. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Endo International plc
TICKER: ENDP CUSIP: G30401106
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROGER H. KIMMEL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAUL V. CAMPANELLI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SHANE M. COOKE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NANCY J. HUTSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL HYATT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SHARAD S. MANSUKANI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM P. MONTAGUE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RENEW THE BOARD'S AUTHORITY TO ISSUE ISSUER YES FOR FOR
SHARES UNDER IRISH LAW
PROPOSAL #5: RENEW THE BOARD'S AUTHORITY TO OPT-OUT ISSUER YES FOR FOR
OF STATUTORY PRE-EMPTIONS RIGHTS UNDER IRISH LAW
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
ISSUER: Endocyte, Inc.
TICKER: ECYT CUSIP: 29269A102
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Endologix, Inc.
TICKER: ELGX CUSIP: 29266S106
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
ISSUER: Endologix, Inc.
TICKER: ELGX CUSIP: 29266S106
MEETING DATE: 2/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
ISSUER: Endurance International Group Holdings, Inc.
TICKER: EIGI CUSIP: 29272B105
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREA J. AYERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH P. DISABATO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY H. FOX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES C. NEARY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Energen Corp.
TICKER: EGN CUSIP: 29265N108
MEETING DATE: 11/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
ISSUER: Energizer Holdings, Inc.
TICKER: ENR CUSIP: 29272W109
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR BILL G. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ALAN R. HOSKINS ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR KEVIN J. HUNT ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JAMES C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR W. PATRICK MCGINNIS ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR PATRICK J. MOORE ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR J. PATRICK MULCAHY ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR NNEKA L. RIMMER ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR ROBERT V. VITALE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Energous Corporation
TICKER: WATT CUSIP: 29272C103
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN R. RIZZONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTIN COOPER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN R. GAULDING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR REX S. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CAROL LINDSTROM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NICOLAOS G. ALEXOPOULOS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DANIEL W. FAIRFAX ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Energy Fuels Inc.
TICKER: EFR CUSIP: 292671708
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. BIRKS BOVAIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK S. CHALMERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BENJAMIN ESHLEMAN, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARBARA A. FILAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE D. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DENNIS L. HIGGS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT W. KIRKWOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Energy Recovery Inc.
TICKER: ERII CUSIP: 29270J100
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHERIF FODA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARVE HANSTVEIT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: Energy XXI Gulf Coast, Inc.
TICKER: EGC CUSIP: 29276K101
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: EnerSys
TICKER: ENS CUSIP: 29275Y102
MEETING DATE: 8/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HWAN-YOON F. CHUNG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NELDA J. CONNORS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ARTHUR T. KATSAROS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT MAGNUS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Engility Holdings, Inc.
TICKER: EGL CUSIP: 29286C107
MEETING DATE: 1/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
ISSUER: Ennis, Inc.
TICKER: EBF CUSIP: 293389102
MEETING DATE: 7/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GODFREY M. LONG, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TROY L. PRIDDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALEJANDRO QUIROZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Enova International, Inc.
TICKER: ENVA CUSIP: 29357K103
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ELLEN CARNAHAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DANIEL R. FEEHAN ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR DAVID FISHER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM M. GOODYEAR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES A. GRAY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GREGG A. KAPLAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARK P. MCGOWAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK A. TEBBE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Enphase Energy, Inc.
TICKER: ENPH CUSIP: 29355A107
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN J. GOMO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THURMAN JOHN RODGERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: EnPro Industries, Inc.
TICKER: NPO CUSIP: 29355X107
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN E. MACADAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARVIN A. RILEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS M. BOTTS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FELIX M. BRUECK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR B. BERNARD BURNS, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DIANE C. CREEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ADELE M. GULFO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID L. HAUSER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN HUMPHREY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KEES VAN DER GRAAF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Ensco Plc
TICKER: ESV CUSIP: G3157S106
MEETING DATE: 2/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF ROWAN COMPANIES ISSUER YES FOR FOR
PLC
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #4: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #5: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #6: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
ISSUER: Ensco plc
TICKER: ESV CUSIP: G3157S106
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR J. RODERICK CLARK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARY E. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR C. CHRISTOPHER GAUT ISSUER YES AGAINST AGAINST
PROPOSAL #1d: ELECT DIRECTOR KEITH O. RATTIE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAUL E. ROWSEY, III ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CARL G. TROWELL ISSUER YES FOR FOR
PROPOSAL #3a: ELECT DIRECTOR THOMAS BURKE ISSUER YES FOR FOR
PROPOSAL #3b: ELECT DIRECTOR WILLIAM E. ALBRECHT ISSUER YES FOR FOR
PROPOSAL #3c: ELECT DIRECTOR SUZANNE P. NIMOCKS ISSUER YES FOR FOR
PROPOSAL #3d: ELECT DIRECTOR THIERRY PILENKO ISSUER YES FOR FOR
PROPOSAL #3e: ELECT DIRECTOR CHARLES L. SZEWS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS US INDEPENDENT ISSUER YES FOR FOR
AUDITOR
PROPOSAL #5: APPOINT KPMG LLP AS UK STATUTORY AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #8: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #9: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #10: AUTHORIZE ISSUE OF EQUITY ISSUER YES FOR FOR
PROPOSAL #11: AUTHORIZE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #12: AUTHORIZE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
SPECIFIED CAPITAL INVESTMENT
ISSUER: Enservco Corporation
TICKER: ENSV CUSIP: 29358Y102
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH J. BEHRENS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IAN E. DICKINSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER D. HAYMONS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT S. HERLIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM A. JOLLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD A. MURPHY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PLANTE & MORAN, PLLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Enstar Group Limited
TICKER: ESGR CUSIP: G3075P101
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT J. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JIE LIU ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAUL J. O'SHEA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE KPMG AUDIT LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: AMEND BYLAWS TO REMOVE VOTING CUTBACK ISSUER YES FOR FOR
PROPOSAL #5: AMEND BYLAWS TO REMOVE SUBSIDIARY VOTING ISSUER YES FOR FOR
PROPOSAL #6: AMEND BYLAWS ISSUER YES FOR FOR
PROPOSAL #7: ELECT SUBSIDIARY DIRECTOR ISSUER YES FOR FOR
ISSUER: Entegris, Inc.
TICKER: ENTG CUSIP: 29362U104
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL A. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR R. NICHOLAS BURNS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES F. GENTILCORE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES P. LEDERER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BERTRAND LOY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAUL L. H. OLSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR AZITA SALEKI-GERHARDT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BRIAN F. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Entercom Communications Corp.
TICKER: ETM CUSIP: 293639100
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MARK R. LANEVE ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR SEAN R. CREAMER ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR JOEL HOLLANDER ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Entergy Corporation
TICKER: ETR CUSIP: 29364G103
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN R. BURBANK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PATRICK J. CONDON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LEO P. DENAULT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KIRKLAND H. DONALD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PHILIP L. FREDERICKSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALEXIS M. HERMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR M. ELISE HYLAND ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STUART L. LEVENICK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BLANCHE LAMBERT LINCOLN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KAREN A. PUCKETT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Enterprise Bancorp, Inc.
TICKER: EBTC CUSIP: 293668109
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH S. ANSIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE L. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACQUELINE F. MOLONEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LUIS M. PEDROSO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL T. PUTZIGER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CAROL L. REID ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Enterprise Financial Services Corp
TICKER: EFSC CUSIP: 293712105
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL A. DECOLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES F. DEUTSCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN S. EULICH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT E. GUEST, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES M. HAVEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JUDITH S. HEETER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL R. HOLMES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NEVADA A. KENT, IV ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES B. LALLY ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY R. SCAVUZZO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ELOISE E. SCHMITZ ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SANDRA A. VAN TREASE ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND OUTSIDE DIRECTOR STOCK AWARDS IN ISSUER YES FOR FOR
LIEU OF CASH
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Entravision Communications Corporation
TICKER: EVC CUSIP: 29382R107
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER F. ULLOA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL A. ZEVNIK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GILBERT R. VASQUEZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICIA DIAZ DENNIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JUAN SALDIVAR VON ISSUER YES FOR FOR
WUTHENAU
PROPOSAL #1.6: ELECT DIRECTOR MARTHA ELENA DIAZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ARNOLDO AVALOS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FEHMI ZEKO ISSUER YES FOR FOR
ISSUER: Envestnet, Inc.
TICKER: ENV CUSIP: 29404K106
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JUDSON BERGMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANIL ARORA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GAYLE CROWELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VALERIE MOSLEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: EnviroStar, Inc.
TICKER: EVI CUSIP: 29414M100
MEETING DATE: 12/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HENRY M. NAHMAD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL S. STEINER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DENNIS MACK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR DAVID BLYER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALAN M. GRUNSPAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TIMOTHY P. LAMACCHIA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HAL M. LUCAS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TODD ORETSKY ISSUER YES FOR FOR
ISSUER: Envision Healthcare Corp.
TICKER: EVHC CUSIP: 29414D100
MEETING DATE: 9/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #4a: ELECT DIRECTOR JOHN T. GAWALUCK ISSUER YES FOR FOR
PROPOSAL #4b: ELECT DIRECTOR JOEY A. JACOBS ISSUER YES FOR FOR
PROPOSAL #4c: ELECT DIRECTOR KEVIN P. LAVENDER ISSUER YES AGAINST AGAINST
PROPOSAL #4d: ELECT DIRECTOR LEONARD M. RIGGS, JR. ISSUER YES FOR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS AND ISSUER YES FOR FOR
ELIMINATE THE SERIES A-1 MANDATORY CONVERTIBLE
PREFERRED STOCK
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #7: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Enzo Biochem, Inc.
TICKER: ENZ CUSIP: 294100102
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY M. BORTZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOV PERLYSKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: EOG Resources, Inc.
TICKER: EOG CUSIP: 26875P101
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JANET F. CLARK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES R. CRISP ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT P. DANIELS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES C. DAY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR C. CHRISTOPHER GAUT ISSUER YES AGAINST AGAINST
PROPOSAL #1f: ELECT DIRECTOR JULIE J. ROBERTSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DONALD F. TEXTOR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM R. THOMAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: EPAM Systems, Inc.
TICKER: EPAM CUSIP: 29414B104
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD MICHAEL MAYORAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KARL ROBB ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HELEN SHAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Epizyme, Inc.
TICKER: EPZM CUSIP: 29428V104
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL F. GIORDANO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID M. MOTT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD F. POPS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: ePlus, Inc.
TICKER: PLUS CUSIP: 294268107
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILLIP G. NORTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE M. BOWEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. THOMAS FAULDERS, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TERRENCE O'DONNELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAWRENCE S. HERMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR IRA A. HUNT, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN E. CALLIES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ERIC D. HOVDE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MAUREEN F. MORRISON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: EPR Properties
TICKER: EPR CUSIP: 26884U109
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRETT BRADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER C. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES B. CONNOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Equifax Inc.
TICKER: EFX CUSIP: 294429105
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARK W. BEGOR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK L. FEIDLER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR G. THOMAS HOUGH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT D. MARCUS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SIRI S. MARSHALL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SCOTT A. MCGREGOR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN A. MCKINLEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT W. SELANDER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ELANE B. STOCK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR HEATHER H. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Equillium, Inc.
TICKER: EQ CUSIP: 29446K106
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN CONNELLY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BALA S. MANIAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Equinix, Inc.
TICKER: EQIX CUSIP: 29444U700
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS BARTLETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NANCI CALDWELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR GARY HROMADKO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT KRIENS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM LUBY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR IRVING LYONS, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES MEYERS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTOPHER PAISLEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PETER VAN CAMP ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
ISSUER: Equitrans Midstream Corporation
TICKER: ETRN CUSIP: 294600101
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICKY A. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH M. BURKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARGARET K. DORMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS F. KARAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID L. PORGES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NORMAN J. SZYDLOWSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT F. VAGT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Equity Bancshares, Inc.
TICKER: EQBK CUSIP: 29460X109
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES L. BERGLUND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDEE R. KOGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JERRY P. MALAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHAWN D. PENNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
ISSUER: Equity Commonwealth
TICKER: EQC CUSIP: 294628102
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SAM ZELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES S. CORL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTIN L. EDELMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD A. GLICKMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID A. HELFAND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER LINNEMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES L. LOZIER, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARY JANE ROBERTSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KENNETH SHEA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GERALD A. SPECTOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES A. STAR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Equity LifeStyle Properties, Inc.
TICKER: ELS CUSIP: 29472R108
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP CALIAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID CONTIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CONSTANCE FREEDMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS HENEGHAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TAO HUANG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARGUERITE NADER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SCOTT PEPPET ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SHELI ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SAMUEL ZELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
ISSUER: Equity Residential
TICKER: EQR CUSIP: 29476L107
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES L. ATWOOD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND BENNETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA WALKER BYNOE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CONNIE K. DUCKWORTH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARY KAY HABEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRADLEY A. KEYWELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN E. NEAL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID J. NEITHERCUT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARK J. PARRELL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARK S. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEPHEN E. STERRETT ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SAMUEL ZELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Era Group Inc.
TICKER: ERA CUSIP: 26885G109
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES FABRIKANT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER S. BRADSHAW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANN FAIRBANKS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER P. PAPOURAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YUEPING SUN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN WEBSTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Escalade, Inc.
TICKER: ESCA CUSIP: 296056104
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER P. GLAZER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD D. WHITE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD E. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD F. BAALMANN, ISSUER YES FOR FOR
JR.
PROPOSAL #1.5: ELECT DIRECTOR DAVID L. FETHERMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICK J. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BKD, LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: ESCO Technologies, Inc.
TICKER: ESE CUSIP: 296315104
MEETING DATE: 2/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEON J. OLIVIER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VICTOR L. RICHEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARRY W. SOLLEY ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: ESH Hospitality, Inc.
TICKER: N/A CUSIP: 30224P211
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN S. HALKYARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS G. GEOGA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KAPILA K. ANAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NEIL T. BROWN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE N. HAASE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN E. KENT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LISA PALMER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Esperion Therapeutics, Inc.
TICKER: ESPR CUSIP: 29664W105
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SCOTT BRAUNSTEIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1b: ELECT DIRECTOR JAY P. SHEPARD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Espey Manufacturing & Electronics Corp.
TICKER: ESP CUSIP: 296650104
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARL HELMETAG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD PINSLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALVIN O. SABO ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ROGER N. SEXAUER, II ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR DAVID A. O'NEIL ISSUER YES FOR FOR
PROPOSAL #4: RATIFY FREED MAXICK CPAS, P.C. AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Esquire Financial Holdings, Inc.
TICKER: ESQ CUSIP: 29667J101
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SELIG A. ZISES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TODD DEUTSCH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY CROWE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: ESSA Bancorp, Inc.
TICKER: ESSA CUSIP: 29667D104
MEETING DATE: 2/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY S. OLSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH S. DURKIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTINE DAVIS GORDON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY S.R. SNODGRASS, P.C. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Essent Group Ltd.
TICKER: ESNT CUSIP: G3198U102
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANGELA L. HEISE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT GLANVILLE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Essential Properties Realty Trust, Inc.
TICKER: EPRT CUSIP: 29670E107
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL T. BOSSIDY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER M. MAVOIDES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TODD J. GILBERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY D. MINELLA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN D. SAUTEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOYCE DELUCCA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SCOTT A. ESTES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Essex Property Trust, Inc.
TICKER: ESS CUSIP: 297178105
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH R. GUERICKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AMAL M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY KASARIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IRVING F. LYONS, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GEORGE M. MARCUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS E. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. SCHALL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BYRON A. SCORDELIS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JANICE L. SEARS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Esterline Technologies Corp.
TICKER: ESL CUSIP: 297425100
MEETING DATE: 1/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Esterline Technologies Corp.
TICKER: ESL CUSIP: 297425100
MEETING DATE: 2/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DELORES M. ETTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL V. HAACK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY L. HOWELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT E. KUECHLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CURTIS C. REUSSER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Ethan Allen Interiors, Inc.
TICKER: ETH CUSIP: 297602104
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR M. FAROOQ KATHWARI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES B. CARLSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN J. DOONER, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DOMENICK J. ESPOSITO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARY GARRETT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES W. SCHMOTTER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TARA I. STACOM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Etsy, Inc.
TICKER: ETSY CUSIP: 29786A106
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JONATHAN D. KLEIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARGARET M. SMYTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Euronet Worldwide, Inc.
TICKER: EEFT CUSIP: 298736109
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW B. SCHMITT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEANNINE STRANDJORD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Evans Bancorp, Inc.
TICKER: EVBN CUSIP: 29911Q208
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. NASCA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID R. PFALZGRAF, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS H. WARING, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LEE C. WORTHAM ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Evelo Biosciences, Inc.
TICKER: EVLO CUSIP: 299734103
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THEODOSE MELAS-KYRIAZI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID P. PERRY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NANCY A. SIMONIAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Eventbrite, Inc.
TICKER: EB CUSIP: 29975E109
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROELOF BOTHA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JANE LAUDER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEFFAN C. TOMLINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Everbridge, Inc.
TICKER: EVBG CUSIP: 29978A104
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD D'AMORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUNS GRAYSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Evercore Inc.
TICKER: EVR CUSIP: 29977A105
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER C. ALTMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD I. BEATTIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELLEN V. FUTTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GAIL B. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT B. MILLARD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLARD J. OVERLOCK, ISSUER YES FOR FOR
JR.
PROPOSAL #1.7: ELECT DIRECTOR SIMON M. ROBERTSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RALPH L. SCHLOSSTEIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN S. WEINBERG ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM J. WHEELER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SARAH K. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KENDRICK R. WILSON, ISSUER YES FOR FOR
III
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Everest Re Group, Ltd.
TICKER: RE CUSIP: G3223R108
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOMINIC J. ADDESSO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. AMORE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM F. GALTNEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN A. GRAF ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GERRI LOSQUADRO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROGER M. SINGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH V. TARANTO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN A. WEBER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Evergy, Inc.
TICKER: EVRG CUSIP: 30034W106
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRY BASSHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MOLLIE HALE CARTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES Q. CHANDLER, IV ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY D. FORSEE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SCOTT D. GRIMES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD L. HAWLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS D. HYDE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR B. ANTHONY ISAAC ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SANDRA A.J. LAWRENCE ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR ANN D. MURTLOW ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SANDRA J. PRICE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARK A. RUELLE ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JOHN J. SHERMAN ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR S. CARL SODERSTROM, ISSUER YES WITHHOLD AGAINST
JR.
PROPOSAL #1.15: ELECT DIRECTOR JOHN ARTHUR STALL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Everi Holdings Inc.
TICKER: EVRI CUSIP: 30034T103
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD V. CONGEMI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEOFFREY P. JUDGE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL D. RUMBOLZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Eversource Energy
TICKER: ES CUSIP: 30040W108
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR COTTON M. CLEVELAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SANFORD CLOUD, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES S. DISTASIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANCIS A. DOYLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LINDA DORCENA FORRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES J. JUDGE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN Y. KIM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENNETH R. LEIBLER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM C. VAN FAASEN ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR FREDERICA M. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Everspin Technologies, Inc.
TICKER: MRAM CUSIP: 30041T104
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN CONLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEOFFREY R. TATE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DARIN BILLERBECK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE G. FINCH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD C. FOSTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL B. GUSTAFSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER HEBERT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEOFFREY RIBAR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN J. SOCOLOF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADOPT MAJORITY VOTE REQUIREMENT TO ISSUER YES FOR FOR
REMOVE DIRECTOR WITHOUT CAUSE
ISSUER: EVERTEC, Inc.
TICKER: EVTC CUSIP: 30040P103
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANK G. D'ANGELO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MORGAN M. SCHUESSLER, ISSUER YES FOR FOR
JR.
PROPOSAL #1c: ELECT DIRECTOR OLGA BOTERO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JORGE A. JUNQUERA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR IVAN PAGAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALDO J. POLAK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ALAN H. SCHUMACHER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BRIAN J. SMITH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS W. SWIDARSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: EVO Payments, Inc.
TICKER: EVOP CUSIP: 26927E104
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN S. GARABEDIAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID W. LEEDS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Evofem Biosciences, Inc.
TICKER: EVFM CUSIP: 30048L104
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GILLIAN GREER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM HALL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR TONY O'BRIEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #5: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
ISSUER: Evoke Pharma, Inc.
TICKER: EVOK CUSIP: 30049G104
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MALCOLM R. HILL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ANN D. RHOADS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Evolent Health, Inc.
TICKER: EVH CUSIP: 30050B101
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SETH BLACKLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID FARNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Evolus, Inc.
TICKER: EOLS CUSIP: 30052C107
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID GILL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT HAYMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Evolution Petroleum Corp.
TICKER: EPM CUSIP: 30049A107
MEETING DATE: 12/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD J. DIPAOLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM E. DOZIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT S. HERLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KELLY W. LOYD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARRAN H. OGILVIE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Evolving Systems, Inc.
TICKER: EVOL CUSIP: 30049R209
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. NICOL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID S. OROS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JULIAN D. SINGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MATTHEW STECKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Evoqua Water Technologies Corp.
TICKER: AQUA CUSIP: 30057T105
MEETING DATE: 2/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HARBHAJAN (NICK) ISSUER YES FOR FOR
BHAMBRI
PROPOSAL #1.2: ELECT DIRECTOR JUDD A. GREGG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LYNN C. SWANN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Exact Sciences Corporation
TICKER: EXAS CUSIP: 30063P105
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS D. CAREY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL J. LEVANGIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL S. WYZGA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Exantas Capital Corp.
TICKER: XAN CUSIP: 30068N105
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WALTER T. BEACH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY P. COHEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANDREW L. FARKAS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM B. HART ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GARY ICKOWICZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEVEN J. KESSLER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MURRAY S. LEVIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR P. SHERRILL NEFF ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HENRY R. SILVERMAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEPHANIE H. WIGGINS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Exela Technologies, Inc.
TICKER: XELA CUSIP: 30162V102
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSHUA M. BLACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES G. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN H. REXFORD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Exelixis, Inc.
TICKER: EXEL CUSIP: 30161Q104
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARL B. FELDBAUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARIA C. FREIRE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN M. GARBER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VINCENT T. MARCHESI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JULIE ANNE SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Exelon Corporation
TICKER: EXC CUSIP: 30161N101
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANTHONY K. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANN C. BERZIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LAURIE BRLAS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHRISTOPHER M. CRANE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR YVES C. DE BALMANN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NICHOLAS DEBENEDICTIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LINDA P. JOJO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PAUL L. JOSKOW ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT J. LAWLESS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RICHARD W. MIES ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MAYO A. SHATTUCK, III ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR STEPHEN D. STEINOUR ISSUER YES AGAINST AGAINST
PROPOSAL #1m: ELECT DIRECTOR JOHN F. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON COSTS AND BENEFITS OF SHAREHOLDER YES AGAINST FOR
ENVIRONMENT-RELATED ACTIVITIES
ISSUER: ExlService Holdings, Inc.
TICKER: EXLS CUSIP: 302081104
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2a: ELECT DIRECTOR ROHIT KAPOOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT DIRECTOR ANNE E. MINTO ISSUER YES FOR FOR
PROPOSAL #2c: ELECT DIRECTOR JAYNIE M. STUDENMUND ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Expeditors International of Washington, Inc.
TICKER: EXPD CUSIP: 302130109
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT R. WRIGHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLENN M. ALGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT P. CARLILE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES M. "JIM" DUBOIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK A. EMMERT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DIANE H. GULYAS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD B. MCCUNE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALAIN MONIE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEFFREY S. MUSSER ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR LIANE J. PELLETIER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
ISSUER: Exponent, Inc.
TICKER: EXPO CUSIP: 30214U102
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CATHERINE FORD CORRIGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL R. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CAROL LINDSTROM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KAREN A. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN B. SHOVEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DEBRA L. ZUMWALT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Express Scripts Holding Co.
TICKER: ESRX CUSIP: 30219G108
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
ISSUER: Express, Inc.
TICKER: EXPR CUSIP: 30219E103
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TERRY DAVENPORT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KAREN LEEVER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WINNIE PARK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Extended Stay America, Inc.
TICKER: STAY CUSIP: 30224P200
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN S. HALKYARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS G. GEOGA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KAPILA K. ANAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELLEN KESZLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JODIE W. MCLEAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS F. O'TOOLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD F. WALLMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Exterran Corp.
TICKER: EXTN CUSIP: 30227H106
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM M. GOODYEAR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES C. GOUIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN P. RYAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHRISTOPHER T. SEAVER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HATEM SOLIMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARK R. SOTIR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANDREW J. WAY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR IEDA GOMES YELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Extra Space Storage Inc.
TICKER: EXR CUSIP: 30225T102
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH M. WOOLLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH D. MARGOLIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROGER B. PORTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH J. BONNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ASHLEY DREIER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SPENCER F. KIRK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENNIS J. LETHAM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DIANE OLMSTEAD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Extraction Oil & Gas, Inc.
TICKER: XOG CUSIP: 30227M105
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK A. ERICKSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD L. EVANS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER A. LEIDEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Extreme Networks, Inc.
TICKER: EXTR CUSIP: 30226D106
MEETING DATE: 11/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES P. CARINALLI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHLEEN M. HOLMGREN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAJENDRA KHANNA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD H. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD B. MEYERCORD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN C. SHOEMAKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
ISSUER: Exxon Mobil Corporation
TICKER: XOM CUSIP: 30231G102
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUSAN K. AVERY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANGELA F. BRALY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR URSULA M. BURNS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH C. FRAZIER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN A. KANDARIAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS R. OBERHELMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SAMUEL J. PALMISANO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN S REINEMUND ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR DARREN W. WOODS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: AMEND BYLAWS - CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: DISCLOSE A BOARD DIVERSITY AND SHAREHOLDER YES AGAINST FOR
QUALIFICATIONS MATRIX
PROPOSAL #7: ESTABLISH ENVIRONMENTAL/SOCIAL ISSUE SHAREHOLDER YES AGAINST FOR
BOARD COMMITTEE
PROPOSAL #8: REPORT ON RISKS OF PETROCHEMICAL SHAREHOLDER YES AGAINST FOR
OPERATIONS IN FLOOD PRONE AREAS
PROPOSAL #9: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
ISSUER: EyePoint Pharmaceuticals, Inc.
TICKER: EYPT CUSIP: 30233G100
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GORAN ANDO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NANCY LURKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID J. MAZZO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS GODSHALL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAY DUKER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KRISTINE PETERSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR RONALD W. EASTMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN B. LANDIS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID GUYER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: F.N.B. Corporation
TICKER: FNB CUSIP: 302520101
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAMELA A. BENA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM B. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES D. CHIAFULLO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VINCENT J. DELIE, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARY JO DIVELY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT A. HORMELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID J. MALONE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANK C. MENCINI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID L. MOTLEY ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR HEIDI A. NICHOLAS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN S. STANIK ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WILLIAM J. STRIMBU ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: F5 Networks, Inc.
TICKER: FFIV CUSIP: 315616102
MEETING DATE: 3/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR A. GARY AMES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SANDRA E. BERGERON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DEBORAH L. BEVIER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHEL COMBES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL L. DREYER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALAN J. HIGGINSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PETER S. KLEIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FRANCOIS LOCOH-DONOU ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN MCADAM ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR NIKHIL MEHTA ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARIE E. MYERS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Fabrinet
TICKER: FN CUSIP: G3323L100
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK H. LEVINSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID T. MITCHELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS ABAS LTD. ISSUER YES FOR FOR
AS AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Facebook, Inc.
TICKER: FB CUSIP: 30303M102
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PEGGY ALFORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARC L. ANDREESSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH I. CHENAULT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUSAN D. DESMOND- ISSUER YES WITHHOLD AGAINST
HELLMANN
PROPOSAL #1.5: ELECT DIRECTOR SHERYL K. SANDBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR PETER A. THIEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY D. ZIENTS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK ZUCKERBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES FOR AGAINST
PROPOSAL #7: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
PROPOSAL #8: DISCLOSE BOARD DIVERSITY AND SHAREHOLDER YES AGAINST FOR
QUALIFICATIONS MATRIX
PROPOSAL #9: REPORT ON CONTENT GOVERNANCE SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: REPORT ON GLOBAL MEDIAN GENDER PAY GAP SHAREHOLDER YES AGAINST FOR
PROPOSAL #11: PREPARE EMPLOYMENT DIVERSITY REPORT AND SHAREHOLDER YES AGAINST FOR
REPORT ON DIVERSITY POLICIES
PROPOSAL #12: STUDY STRATEGIC ALTERNATIVES INCLUDING SHAREHOLDER YES AGAINST FOR
SALE OF ASSETS
ISSUER: FactSet Research Systems, Inc.
TICKER: FDS CUSIP: 303075105
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT A. BILLEADEAU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP A. HADLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH R. ZIMMEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Fair Isaac Corp.
TICKER: FICO CUSIP: 303250104
MEETING DATE: 2/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR A. GEORGE BATTLE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRADEN R. KELLY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES D. KIRSNER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM J. LANSING ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EVA MANOLIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARC F. MCMORRIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOANNA REES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID A. REY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Falcon Minerals Corp.
TICKER: FLMN CUSIP: 30607B109
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR STEVEN R. JONES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Falcon Minerals Corporation
TICKER: FLMN CUSIP: 30607B109
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM D. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JONATHAN R. HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ADAM M. JENKINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Famous Dave's of America, Inc.
TICKER: DAVE CUSIP: 307068106
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANAND D. GALA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH M. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER O. HAEG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD A. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFERY CRIVELLO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRYAN L. WOLFF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD S. WELCH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID L. KANEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Farmer Brothers Co.
TICKER: FARM CUSIP: 307675108
MEETING DATE: 12/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDY E. CLARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STACY LORETZ-CONGDON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
ISSUER: Farmers & Merchants Bancorp, Inc. (Ohio)
TICKER: FMAO CUSIP: 30779N105
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW J. BRIGGS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EUGENE N. BURKHOLDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARS B. ELLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN A. EVERHART ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JO ELLEN HORNISH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JACK C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARCIA S. LATTA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN J. PLANSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANTHONY J. RUPP ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KEVIN J. SAUDER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PAUL S. SIEBENMORGEN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR K. BRAD STAMM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Farmers Capital Bank Corporation
TICKER: FFKT CUSIP: 309562106
MEETING DATE: 7/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Farmers National Banc Corp.
TICKER: FMNB CUSIP: 309627107
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RALPH D. MACALI ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY CLIFTONLARSONALLEN LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Farmland Partners, Inc.
TICKER: FPI CUSIP: 31154R109
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAY B. BARTELS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRIS A. DOWNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH W. GLAUBER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN A. GOOD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL A. PITTMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PLANTE & MORAN, PLLC AS AUDITOR ISSUER YES FOR FOR
ISSUER: FARO Technologies, Inc.
TICKER: FARO CUSIP: 311642102
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN E. CALDWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN DONOFRIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR YUVAL WASSERMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Fastenal Company
TICKER: FAST CUSIP: 311900104
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLARD D. OBERTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL J. ANCIUS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL J. DOLAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN L. EASTMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DANIEL L. FLORNESS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RITA J. HEISE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DARREN R. JACKSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DANIEL L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SCOTT A. SATTERLEE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR REYNE K. WISECUP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PREPARE EMPLOYMENT DIVERSITY REPORT SHAREHOLDER YES AGAINST FOR
ISSUER: Fate Therapeutics, Inc.
TICKER: FATE CUSIP: 31189P102
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY P. COUGHLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. SCOTT WOLCHKO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: FB Financial Corporation
TICKER: FBK CUSIP: 30257X104
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM F. ANDREWS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. JONATHAN AYERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES W. AYERS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR AGENIA W. CLARK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES L. EXUM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER T. HOLMES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ORRIN H. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RAJA J. JUBRAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EMILY J. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: FBL Financial Group, Inc.
TICKER: FFG CUSIP: 30239F106
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES P. BRANNEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER K. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL A. JUFFER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR PAUL E. LARSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: FCB Financial Holdings, Inc.
TICKER: FCB CUSIP: 30255G103
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Federal Realty Investment Trust
TICKER: FRT CUSIP: 313747206
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JON E. BORTZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID W. FAEDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELIZABETH I. HOLLAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK S. ORDAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GAIL P. STEINEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WARREN M. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH S. VASSALLUZZO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD C. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Federal Signal Corp.
TICKER: FSS CUSIP: 313855108
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EUGENE J. LOWE, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS J. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK E. MILLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD R. MUDGE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM F. OWENS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRENDA L. REICHELDERFER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JENNIFER L. SHERMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN L. WORKMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: FedEx Corp.
TICKER: FDX CUSIP: 31428X106
MEETING DATE: 9/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. EDWARDSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARVIN R. ELLISON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN PATRICIA GRIFFITH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN C. (CHRIS) INGLIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KIMBERLY A. JABAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHIRLEY ANN JACKSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR R. BRAD MARTIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSHUA COOPER RAMO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SUSAN C. SCHWAB ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK W. SMITH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID P. STEINER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PAUL S. WALSH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: BYLAW AMENDMENT CONFIRMATION BY SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS
ISSUER: Ferro Corp.
TICKER: FOE CUSIP: 315405100
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. LORBER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARRAN H. OGILVIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW M. ROSS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALLEN A. SPIZZO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER T. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD P. VARGO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: FGL Holdings
TICKER: FG CUSIP: G3402M102
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER O. BLUNT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY M. WALSH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MENES O. CHEE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: FibroGen, Inc.
TICKER: FGEN CUSIP: 31572Q808
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFFREY L. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RORY B. RIGGS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERTO PEDRO ROSENKRANZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Fidelity D&D Bancorp, Inc.
TICKER: FDBC CUSIP: 31609R100
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN J. CALI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR PATRICK J. DEMPSEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DANIEL J. SANTANIELLO ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY RSM US LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Fidelity National Financial, Inc.
TICKER: FNF CUSIP: 31620R303
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD N. MASSEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL D. "RON" LANE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARY H. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Fidelity National Information Services, Inc.
TICKER: FIS CUSIP: 31620M106
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ELLEN R. ALEMANY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KEITH W. HUGHES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID K. HUNT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHAN A. JAMES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LESLIE M. MUMA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALEXANDER NAVAB ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GARY A. NORCROSS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LOUISE M. PARENT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BRIAN T. SHEA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES B. STALLINGS, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Fidelity Southern Corp.
TICKER: LION CUSIP: 316394105
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Fiesta Restaurant Group, Inc.
TICKER: FRGI CUSIP: 31660B101
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STACEY RAUCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS DARAVIRAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN P. ELKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN P. FRIEDMAN ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: ELECT DIRECTOR NICHOLAS P. SHEPHERD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD C. "RICH" ISSUER YES FOR FOR
STOCKINGER
PROPOSAL #1.7: ELECT DIRECTOR PAUL E. TWOHIG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SHERRILL KAPLAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Fifth Third Bancorp
TICKER: FITB CUSIP: 316773100
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICHOLAS K. AKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR B. EVAN BAYH, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JORGE L. BENITEZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHERINE B. BLACKBURN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EMERSON L. BRUMBACK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JERRY W. BURRIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREG D. CARMICHAEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR C. BRYAN DANIELS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS H. HARVEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GARY R. HEMINGER ISSUER YES AGAINST AGAINST
PROPOSAL #1.11: ELECT DIRECTOR JEWELL D. HOOVER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR EILEEN A. MALLESCH ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MICHAEL B. MCCALLISTER ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR MARSHA C. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE NEW CLASS OF PREFERRED STOCK ISSUER YES FOR FOR
ISSUER: Financial Engines, Inc.
TICKER: FNGN CUSIP: 317485100
MEETING DATE: 7/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Financial Institutions, Inc.
TICKER: FISI CUSIP: 317585404
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN K. BIRMINGHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL M. GULLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIM E. VANGELDER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Finisar Corp.
TICKER: FNSR CUSIP: 31787A507
MEETING DATE: 9/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL C. CHILD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER C. FERGUSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Finisar Corp.
TICKER: FNSR CUSIP: 31787A507
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
ISSUER: Finjan Holdings, Inc.
TICKER: FNJN CUSIP: 31788H303
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL CHINN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC BENHAMOU ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL SOUTHWORTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: FireEye, Inc.
TICKER: FEYE CUSIP: 31816Q101
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RONALD E. F. CODD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KEVIN R. MANDIA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ENRIQUE SALEM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: First American Financial Corporation
TICKER: FAF CUSIP: 31847R102
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR REGINALD H. GILYARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PARKER S. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK C. OMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: First BanCorp
TICKER: FBP CUSIP: 318672706
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JUAN ACOSTA REBOYRAS ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR AURELIO ALEMAN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR LUZ A. CRESPO ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR TRACEY DEDRICK ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR DANIEL E. FRYE ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR ROBERT T. GORMLEY ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JOHN A. HEFFERN ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR ROBERTO R. HERENCIA ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR JOSE MENENDEZ-CORTADA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: First Bancorp (North Carolina)
TICKER: FBNC CUSIP: 318910106
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL T. BLUE, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY CLARA CAPEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES C. CRAWFORD, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUZANNE S. DEFERIE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ABBY J. DONNELLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN B. GOULD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL G. MAYER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD H. MOORE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS F. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR O. TEMPLE SLOAN, III ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR FREDERICK L. TAYLOR, ISSUER YES FOR FOR
II
PROPOSAL #1.12: ELECT DIRECTOR VIRGINIA C. THOMASSON ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DENNIS A. WICKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: First Bank (Hamilton, New Jersey)
TICKER: FRBA CUSIP: 31931U102
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK M. RYAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LESLIE E. GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK L. RYAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELBERT G. BASOLIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS C. BORDEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER B. CHANDOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICIA A. COSTANTE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DEBORAH PAIGE HANSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GARY S. HOFING ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GLENN M. JOSEPHS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MICHAEL E. SALZ ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JOHN E. STRYDESKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: First Busey Corporation
TICKER: BUSE CUSIP: 319383204
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE BAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STANLEY J. BRADSHAW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL D. CASSENS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID J. DOWNEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VAN A. DUKEMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FREDERIC L. KENNEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN V. KING ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GREGORY B. LYKINS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GEORGE T. SHAPLAND ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR THOMAS G. SLOAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: First Business Financial Services, Inc.
TICKER: FBIZ CUSIP: 319390100
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAN A. EDDY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. KENT LORENZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY J. KEANE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CAROL P. SANDERS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY CROWE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: First Choice Bancorp
TICKER: FCBP CUSIP: 31948P104
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT M. FRANKO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES H. GRAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER H. HUI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRED D. JENSEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LUIS MAIZEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PRAVIN C. PRANAV ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARIA S. SALINAS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PHILLIP T. THONG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY VAVRINEK, TRINE, DAY & CO., LLP ISSUER YES FOR FOR
AS AUDITORS
ISSUER: First Citizens BancShares, Inc. (North Carolina)
TICKER: FCNCA CUSIP: 31946M103
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN M. ALEXANDER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VICTOR E. BELL, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER M. BRISTOW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HOPE H. BRYANT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR H. LEE DURHAM, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL L. HEAVNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANK B. HOLDING, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT R. HOPPE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FLOYD L. KEELS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT E. MASON, IV ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERT T. NEWCOMB ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: First Commonwealth Financial Corp. (Pennsylvania)
TICKER: FCF CUSIP: 319829107
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIE A. CAPONI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAY T. CHARLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY R. CLAUS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID S. DAHLMANN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHNSTON A. GLASS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JON L. GORNEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID W. GREENFIELD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BART E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LUKE A. LATIMER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ARADHNA M. OLIPHANT ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR T. MICHAEL PRICE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ROBERT J. VENTURA ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR STEPHEN A. WOLFE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: First Community Bancshares, Inc.
TICKER: FCBC CUSIP: 31983A103
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SAMUEL L. ELMORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD S. JOHNSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
ISSUER: First Community Corporation
TICKER: FCCO CUSIP: 319835104
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL C. CRAPPS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICKEY LAYDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JANE SOSEBEE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ELLIOTT DAVIS, LLC AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: First Connecticut Bancorp, Inc.
TICKER: FBNK CUSIP: 319850103
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: First Data Corporation
TICKER: FDC CUSIP: 32008D106
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK J. BISIGNANO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HENRY R. KRAVIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR HEIDI G. MILLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: First Defiance Financial Corp.
TICKER: FDEF CUSIP: 32006W106
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN L. BOOKMYER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRI A. BETTINGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS K. HERMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS A. REINEKE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND THE CODE OF REGULATIONS
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND THE CODE OF REGULATIONS
PROPOSAL #6: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND ARTICLES OF INCORPORATION
PROPOSAL #7: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO APPROVE CERTAIN BUSINESS COMBINATIONS
PROPOSAL #8: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: First Financial Bancorp.
TICKER: FFBC CUSIP: 320209109
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. WICKLIFFE ACH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHLEEN L. BARDWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM G. BARRON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VINCENT A. BERTA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CYNTHIA O. BOOTH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ARCHIE M. BROWN, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CLAUDE E. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CORINNE R. FINNERTY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ERIN P. HOEFLINGER ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR SUSAN L. KNUST ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM J. KRAMER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JOHN T. NEIGHBOURS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR THOMAS M. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR RICHARD E. OLSZEWSKI ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR MARIBETH S. RAHE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: First Financial Bankshares, Inc. (Texas)
TICKER: FFIN CUSIP: 32020R109
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR APRIL ANTHONY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TUCKER S. BRIDWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID COPELAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MIKE DENNY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR F. SCOTT DUESER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MURRAY EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RON GIDDIENS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TIM LANCASTER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KADE L. MATTHEWS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT C. NICKLES, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROSS H. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JOHNNY E. TROTTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
ISSUER: First Financial Corp. (Indiana)
TICKER: THFF CUSIP: 320218100
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. CURTIS BRIGHTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM R. KRIEBLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD K. RICH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: First Financial Northwest, Inc.
TICKER: FFNW CUSIP: 32022K102
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICIA M. REMCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOANN E. LEE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN D. PADRICK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: First Foundation Inc.
TICKER: FFWM CUSIP: 32026V104
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAX BRIGGS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN HAKOPIAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT F. KAVANAUGH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ULRICH E. KELLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID LAKE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELIZABETH A. PAGLIARINI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MITCHELL M. ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DIANE M. RUBIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JACOB SONENSHINE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY VAVRINEK, TRINE, DAY & CO., LLP ISSUER YES FOR FOR
AS AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: First Foundation, Inc.
TICKER: FFWM CUSIP: 32026V104
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES BRAKKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAX BRIGGS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTHA CORBETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WARREN D. FIX ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN HAKOPIAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT F. KAVANAUGH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ULRICH E. KELLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID LAKE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MITCHELL M. ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JACOB SONENSHINE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY VAVRINEK, TRINE, DAY & CO., LLP ISSUER YES FOR FOR
AS AUDITORS
ISSUER: First Guaranty Bancshares, Inc.
TICKER: FGBI CUSIP: 32043P106
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACK ROSSI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM K. HOOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALTON B. LEWIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARSHALL T. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDGAR R. SMITH, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CASTAING, HUSSEY & LOLAN, LLC AS ISSUER YES FOR FOR
AUDITORS
ISSUER: First Hawaiian, Inc.
TICKER: FHB CUSIP: 32051X108
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW J. COX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. ALLEN DOANE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FAYE WATANABE KURREN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT S. HARRISON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALLEN B. UYEDA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JENAI S. WALL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR C. SCOTT WO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: First Horizon National Corp. (Tennessee)
TICKER: FHN CUSIP: 320517105
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH A. BURDICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. COMPTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WENDY P. DAVIDSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK A. EMKES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER N. FOSS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CORYDON J. GILCHRIST ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR D. BRYAN JORDAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SCOTT M. NISWONGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR VICKI R. PALMER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR COLIN V. REED ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CECELIA D. STEWART ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR RAJESH SUBRAMANIAM ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR R. EUGENE TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR LUKE YANCY, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: First Industrial Realty Trust, Inc.
TICKER: FR CUSIP: 32054K103
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER E. BACCILE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW S. DOMINSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE W. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR H. PATRICK HACKETT, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENISE A. OLSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN RAU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR L. PETER SHARPE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W. ED TYLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: First Internet Bancorp
TICKER: INBK CUSIP: 320557101
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID B. BECKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN K. KEACH, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID R. LOVEJOY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANN D. MURTLOW ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RALPH R. WHITNEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JERRY WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEAN L. WOJTOWICZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: First Interstate BancSystem, Inc. (Montana)
TICKER: FIBK CUSIP: 32055Y201
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES R. SCOTT, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR RANDALL I. SCOTT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADOPT MAJORITY VOTING FOR ELECTION OF ISSUER YES AGAINST AGAINST
DIRECTORS
PROPOSAL #4: ADJOURN MEETING ISSUER YES AGAINST AGAINST
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: First Merchants Corp. (Indiana)
TICKER: FRME CUSIP: 320817109
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR F. HOWARD HALDERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL C. RECHIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES E. SCHALLIOL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TERRY L. WALKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #5: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #6: RATIFY BKD, LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: First Mid-Illinois Bancshares, Inc.
TICKER: FMBH CUSIP: 320866106
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT S. COOK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR RAY ANTHONY SPARKS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JAMES E. ZIMMER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: CHANGE COMPANY NAME TO FIRST MID ISSUER YES FOR FOR
BANCSHARES, INC.
ISSUER: First Midwest Bancorp, Inc.
TICKER: FMBI CUSIP: 320867104
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BARBARA A. BOIGEGRAIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS L. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PHUPINDER S. GILL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KATHRYN J. HAYLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PETER J. HENSELER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR FRANK B. MODRUSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ELLEN A. RUDNICK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK G. SANDER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL L. SCUDDER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL J. SMALL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEPHEN C. VAN ARSDELL ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR J. STEPHEN VANDERWOUDE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: First Northwest Bancorp (Washington)
TICKER: FNWB CUSIP: 335834107
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANA D. BEHAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CINDY H. FINNIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID T. FLODSTROM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: First Republic Bank
TICKER: FRC CUSIP: 33616C100
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES H. HERBERT, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHERINE AUGUST- ISSUER YES FOR FOR
DEWILDE
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. BARRACK, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HAFIZE GAYE ERKAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANK J. FAHRENKOPF, ISSUER YES FOR FOR
JR.
PROPOSAL #1.6: ELECT DIRECTOR BORIS GROYSBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SANDRA R. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAMELA J. JOYNER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR REYNOLD LEVY ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR DUNCAN L. NIEDERAUER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GEORGE G.C. PARKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: First Savings Financial Group, Inc.
TICKER: FSFG CUSIP: 33621E109
MEETING DATE: 2/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS A. YORK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK N. CZESCHIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. LAWSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN R. STEMLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MONROE SHINE & CO., INC. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: First Solar, Inc.
TICKER: FSLR CUSIP: 336433107
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. AHEARN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHARON L. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD D. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE A. "CHIP" HAMBRO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MOLLY E. JOSEPH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CRAIG KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM J. POST ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAUL H. STEBBINS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL T. SWEENEY ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR MARK R. WIDMAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: First United Corp.
TICKER: FUNC CUSIP: 33741H107
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR M. KATHRYN BURKEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR I. ROBERT RUDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR H. ANDREW WALLS, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
ISSUER: First Western Financial, Inc.
TICKER: MYFW CUSIP: 33751L105
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIE A. CAPONI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID R. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS A. GART ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICK H. HAMILL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LUKE A. LATIMER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ERIC D. SIPF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK L. SMITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SCOTT C. WYLIE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH C. ZIMLICH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: FirstCash, Inc.
TICKER: FCFS CUSIP: 33767D105
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL R. FEEHAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: FirstEnergy Corp.
TICKER: FE CUSIP: 337932107
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN J. DEMETRIOU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JULIA L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES E. JONES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD T. MISHEFF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS N. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES F. O'NEIL, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTOPHER D. PAPPAS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SANDRA PIANALTO ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR LUIS A. REYES ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LESLIE M. TURNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #6: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #7: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES FOR AGAINST
ISSUER: Fiserv, Inc.
TICKER: FISV CUSIP: 337738108
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Fiserv, Inc.
TICKER: FISV CUSIP: 337738108
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALISON DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HARRY F. DISIMONE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN Y. KIM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS F. LYNCH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENIS J. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GLENN M. RENWICK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KIM M. ROBAK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JD SHERMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DOYLE R. SIMONS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR JEFFERY W. YABUKI ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
ISSUER: Fitbit, Inc.
TICKER: FIT CUSIP: 33812L102
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES PARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC N. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAURA J. ALBER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MATTHEW BROMBERG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GLENDA FLANAGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRADLEY M. FLUEGEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN MURRAY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTOPHER PAISLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES FOR AGAINST
ISSUER: Five Below, Inc.
TICKER: FIVE CUSIP: 33829M101
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CATHERINE E. BUGGELN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL F. DEVINE, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RONALD L. SARGENT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Five Prime Therapeutics, Inc.
TICKER: FPRX CUSIP: 33830X104
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANKLIN M. BERGER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1b: ELECT DIRECTOR WILLIAM RINGO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LEWIS T. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE STOCK OPTION EXCHANGE PROGRAM ISSUER YES FOR FOR
ISSUER: Five Star Senior Living Inc.
TICKER: FVE CUSIP: 33832D106
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR BRUCE M. GANS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF SHARES PURSUANT TO ISSUER YES FOR FOR
THE RESTRUCTURING TRANSACTION WITH SENIOR HOUSING
PROPERTIES TRUST
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Five9, Inc.
TICKER: FIVN CUSIP: 338307101
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACK ACOSTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROWAN TROLLOPE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID S. WELSH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Flagstar Bancorp, Inc.
TICKER: FBC CUSIP: 337930705
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALESSANDRO P. DINELLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAY J. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN D. LEWIS ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR DAVID J. MATLIN ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: ELECT DIRECTOR BRUCE E. NYBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES A. OVENDEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER SCHOELS ISSUER YES AGAINST AGAINST
PROPOSAL #1.8: ELECT DIRECTOR DAVID L. TREADWELL ISSUER YES AGAINST AGAINST
PROPOSAL #1.9: ELECT DIRECTOR JENNIFER R. WHIP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: FleetCor Technologies Inc.
TICKER: FLT CUSIP: 339041105
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD F. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH W. FARRELLY ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR RICHARD MACCHIA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: ADOPT CLAWBACK POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: ADJUST EXECUTIVE COMPENSATION METRICS SHAREHOLDER YES AGAINST FOR
FOR SHARE BUYBACKS
ISSUER: Flexion Therapeutics, Inc.
TICKER: FLXN CUSIP: 33938J106
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT A. CANUTE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL D. COLELLA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK P. STEJBACH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: FlexShopper, Inc.
TICKER: FPAY CUSIP: 33939J303
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES D. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRAD BERNSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HOWARD S. DVORKIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SEAN HINZE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR T. SCOTT KING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CARL PRADELLI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Flexsteel Industries, Inc.
TICKER: FLXS CUSIP: 339382103
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY C. BOTTIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC S. RANGEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NANCY E. URIDIL ISSUER YES FOR FOR
ISSUER: FLIR Systems, Inc.
TICKER: FLIR CUSIP: 302445101
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JAMES J. CANNON ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JOHN D. CARTER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR WILLIAM W. CROUCH ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR CATHERINE A. HALLIGAN ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR EARL R. LEWIS ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR ANGUS L. MACDONALD ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR MICHAEL T. SMITH ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR CATHY A. STAUFFER ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR ROBERT S. TYRER ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR JOHN W. WOOD, JR. ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR STEVEN E. WYNNE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
ISSUER: Floor & Decor Holdings, Inc.
TICKER: FND CUSIP: 339750101
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL FUNG ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN M. ROTH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS V. TAYLOR, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RACHEL H. LEE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Flotek Industries, Inc.
TICKER: FTK CUSIP: 343389102
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHELLE M. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TED D. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. CHISHOLM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR L. MELVIN COOPER ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: ELECT DIRECTOR PAUL W. HOBBY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR L.V. "BUD" MCGUIRE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID NIERENBERG ISSUER YES FOR FOR
PROPOSAL #2: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #7: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Flowers Foods, Inc.
TICKER: FLO CUSIP: 343498101
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GEORGE E. DEESE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RHONDA GASS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BENJAMIN H. GRISWOLD, IV ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARGARET G. LEWIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID V. SINGER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES T. SPEAR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MELVIN T. STITH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR C. MARTIN WOOD, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES FOR AGAINST
ISSUER: Flowserve Corporation
TICKER: FLS CUSIP: 34354P105
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. SCOTT ROWE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RUBY R. CHANDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GAYLA J. DELLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROGER L. FIX ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN R. FRIEDERY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN L. GARRISON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOE E. HARLAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL C. MCMURRAY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICK J. MILLS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR DAVID E. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADOPT GHG EMISSIONS REDUCTION GOALS SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
ISSUER: Fluent, Inc.
TICKER: FLNT CUSIP: 34380C102
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR RYAN SCHULKE ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR PETER BENZ ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR MATTHEW CONLIN ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR ANDREW FRAWLEY ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR DONALD MATHIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Fluidigm Corporation
TICKER: FLDM CUSIP: 34385P108
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAURA M. CLAGUE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL D. COLELLA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN CHRISTOPHER ISSUER YES FOR FOR
LINTHWAITE
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Fluor Corporation
TICKER: FLR CUSIP: 343412102
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR PETER K. BARKER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ALAN M. BENNETT ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ROSEMARY T. BERKERY ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR ALAN L. BOECKMANN ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR PETER J. FLUOR ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR JAMES T. HACKETT ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR SAMUEL J. LOCKLEAR, III ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR DEBORAH D. MCWHINNEY ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR ARMANDO J. OLIVERA ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR MATTHEW K. ROSE ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR DAVID T. SEATON ISSUER YES FOR FOR
PROPOSAL #1L: ELECT DIRECTOR NADER H. SULTAN ISSUER YES FOR FOR
PROPOSAL #1M: ELECT DIRECTOR LYNN C. SWANN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: ADOPT QUANTITATIVE COMPANY-WIDE GHG SHAREHOLDER YES AGAINST FOR
GOALS
ISSUER: Flushing Financial Corporation
TICKER: FFIC CUSIP: 343873105
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN R. BURAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES D. BENNETT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALFRED A. DELLIBOVI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS S. GULOTTA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: FMC Corporation
TICKER: FMC CUSIP: 302491303
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PIERRE BRONDEAU ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDUARDO E. CORDEIRO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR G. PETER D'ALOIA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR C. SCOTT GREER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR K'LYNNE JOHNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DIRK A. KEMPTHORNE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAUL J. NORRIS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARGARETH OVRUM ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT C. PALLASH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM H. POWELL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR VINCENT R. VOLPE, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENTS TO REMOVE DIRECTORS
ISSUER: FNCB Bancorp, Inc.
TICKER: FNCB CUSIP: 302578109
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH COCCIA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH L. DENAPLES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. MOSES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
ISSUER: Focus Financial Partners Inc.
TICKER: FOCS CUSIP: 34417P100
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RUEDIGER ADOLF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES D. CAREY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER J. ISSUER YES FOR FOR
HARRINGTON
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: FONAR Corporation
TICKER: FONR CUSIP: 344437405
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND V. DAMADIAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR CLAUDETTE J.V. CHAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. JANOFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES N. O'DATA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD G. LEHMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Foot Locker, Inc.
TICKER: FL CUSIP: 344849104
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MAXINE CLARK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALAN D. FELDMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GUILLERMO G. MARMOL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MATTHEW M. MCKENNA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEVEN OAKLAND ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ULICE PAYNE, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHERYL NIDO TURPIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KIMBERLY UNDERHILL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DONA D. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Ford Motor Company
TICKER: F CUSIP: 345370860
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN G. BUTLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KIMBERLY A. CASIANO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANTHONY F. EARLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR EDSEL B. FORD, II ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM CLAY FORD, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES P. HACKETT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM W. HELMAN, IV ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM E. KENNARD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN C. LECHLEITER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN L. THORNTON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOHN B. VEIHMEYER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LYNN M. VOJVODICH ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JOHN S. WEINBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #5: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
ISSUER: ForeScout Technologies, Inc.
TICKER: FSCT CUSIP: 34553D101
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARK JENSEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Forest City Realty Trust, Inc.
TICKER: FCE.A CUSIP: 345605109
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Forestar Group, Inc.
TICKER: FOR CUSIP: 346232101
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR SAMUEL R. FULLER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR M. ASHTON HUDSON ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR G.F. (RICK) RINGLER, III ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR DONALD C. SPITZER ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR DONALD J. TOMNITZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: FormFactor, Inc.
TICKER: FORM CUSIP: 346375108
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR LOTHAR MAIER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR KELLEY STEVEN-WAISS ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR MICHAEL W. ZELLNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Forrester Research, Inc.
TICKER: FORR CUSIP: 346563109
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEAN M. BIRCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID BOYCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NEIL BRADFORD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE F. COLONY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY FRISCIA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT M. GALFORD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GRETCHEN G. ISSUER YES FOR FOR
TEICHGRAEBER
PROPOSAL #1.8: ELECT DIRECTOR YVONNE WASSENAAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Forterra, Inc.
TICKER: FRTA CUSIP: 34960W106
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLINT MCDONNOUGH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOHN MCPHERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACQUES SARRAZIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: Fortinet, Inc.
TICKER: FTNT CUSIP: 34959E109
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEN XIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MING HSIEH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY LOCKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER B. PAISLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JUDITH SIM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Fortive Corporation
TICKER: FTV CUSIP: 34959J108
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MITCHELL P. RALES ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR STEVEN M. RALES ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JEANNINE SARGENT ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR ALAN G. SPOON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
ISSUER: Fortress Biotech, Inc.
TICKER: FBIO CUSIP: 34960Q109
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LINDSAY A. ROSENWALD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL S. WEISS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JIMMIE HARVEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MALCOLM HOENLEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOV KLEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. JAY LOBELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ERIC K. ROWINSKY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Fortune Brands Home & Security, Inc.
TICKER: FBHS CUSIP: 34964C106
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR IRIAL FINAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SUSAN S. KILSBY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHRISTOPHER J. KLEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Forty Seven, Inc.
TICKER: FTSV CUSIP: 34983P104
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DENNIS J. HENNER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RAVINDRA MAJETI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Forum Energy Technologies, Inc.
TICKER: FET CUSIP: 34984V100
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. CHRISTOPHER GAUT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID C. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOUIS A. RASPINO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Forward Air Corp.
TICKER: FWRD CUSIP: 349853101
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD W. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANA B. AMICARELLA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VALERIE A. BONEBRAKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. ROBERT CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR R. CRAIG CARLOCK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR C. JOHN LANGLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR G. MICHAEL LYNCH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS SCHMITT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR W. GILBERT WEST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Fossil Group, Inc.
TICKER: FOSL CUSIP: 34988V106
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK R. BELGYA ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM B. CHIASSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KOSTA N. KARTSOTIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN B. MANSELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DIANE L. NEAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS M. NEALON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES E. SKINNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GAIL B. TIFFORD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES M. ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Foundation Building Materials, Inc.
TICKER: FBM CUSIP: 350392106
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RUBEN MENDOZA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHASE HAGIN ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR CHAD LEWIS ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Four Corners Property Trust, Inc.
TICKER: FCPT CUSIP: 35086T109
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM H. LENEHAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DOUGLAS B. HANSEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN S. MOODY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARRAN H. OGILVIE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAUL E. SZUREK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHARLES L. JEMLEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ERIC S. HIRSCHHORN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Fox Factory Holding Corp.
TICKER: FOXF CUSIP: 35138V102
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LARRY L. ENTERLINE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS E. "TOM" DUNCAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEAN HLAY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Francesca's Holdings Corporation
TICKER: FRAN CUSIP: 351793104
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD EMMETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD KUNES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Franklin Covey Co.
TICKER: FC CUSIP: 353469109
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANNE H. CHOW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLAYTON M. CHRISTENSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL FUNG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS G. HEINER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD J. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOEL C. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR E. KAY STEPP ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT A. WHITMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Franklin Electric Co., Inc.
TICKER: FELE CUSIP: 353514102
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RENEE J. PETERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JENNIFER L. SHERMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF INCORPORATION TO ALLOW ISSUER YES FOR FOR
SHAREHOLDERS TO AMEND BYLAWS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Franklin Financial Network, Inc.
TICKER: FSB CUSIP: 35352P104
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JIMMY E. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES W. CROSS, IV ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID H. KEMP ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANIL C. PATEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL M. PRATT, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAMELA J. STEPHENS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MELODY J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GREGORY E. WALDRON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BENJAMIN P. WYND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Franklin Resources, Inc.
TICKER: BEN CUSIP: 354613101
MEETING DATE: 2/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER K. BARKER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARIANN BYERWALTER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHARLES E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GREGORY E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RUPERT H. JOHNSON, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARK C. PIGOTT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHUTTA RATNATHICAM ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LAURA STEIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SETH H. WAUGH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GEOFFREY Y. YANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: RATIFY EXISTING OWNERSHIP THRESHOLD FOR ISSUER YES FOR FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
PROPOSAL #4: INSTITUTE PROCEDURES TO PREVENT SHAREHOLDER YES AGAINST FOR
INVESTMENTS IN COMPANIES THAT CONTRIBUTE TO GENOCIDE
OR CRIMES AGAINST HUMANITY
ISSUER: Franklin Street Properties Corp.
TICKER: FSP CUSIP: 35471R106
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRIAN N. HANSEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DENNIS J. MCGILLICUDDY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
ISSUER: Freeport-McMoRan Inc.
TICKER: FCX CUSIP: 35671D857
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD C. ADKERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GERALD J. FORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LYDIA H. KENNARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DUSTAN E. MCCOY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANCES FRAGOS TOWNSEND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: FreightCar America, Inc.
TICKER: RAIL CUSIP: 357023100
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM D. GEHL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW B. SCHMITT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Frequency Electronics, Inc.
TICKER: FEIM CUSIP: 358010106
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOEL GIRSKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LANCE W. LORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STANTON D. SLOANE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RUSSELL M. SARACHEK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JONATHAN BROLIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARTIN B. BLOCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Fresh Del Monte Produce Inc.
TICKER: FDP CUSIP: G36738105
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AMIR ABU-GHAZALEH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY ANN CLOYD ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Freshpet Inc.
TICKER: FRPT CUSIP: 358039105
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER B. HARNED ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT C. KING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DARYL G. BREWSTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Friedman Industries, Inc.
TICKER: FRD CUSIP: 358435105
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT SPARKMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DURGA D. AGRAWAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES W. HALL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MAX REICHENTHAL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOEL SPIRA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MIKE TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOE L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Front Yard Residential Corp.
TICKER: RESI CUSIP: 35904G107
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROCHELLE R. DOBBS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE G. ELLISON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL A. ERUZIONE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LESLIE B. FOX ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WADE J. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE WHITFIELD ISSUER YES FOR FOR
('WHIT') MCDOWELL
PROPOSAL #1.7: ELECT DIRECTOR DAVID B. REINER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #1.1: ELECT DIRECTOR LELAND ABRAMS SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR LAZAR NIKOLIC SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY PIERCE SHAREHOLDER NO N/A N/A
PROPOSAL #1.4: MANAGEMENT NOMINEE ROCHELLE R. DOBBS SHAREHOLDER NO N/A N/A
PROPOSAL #1.5: MANAGEMENT NOMINEE GEORGE G. ELLISON SHAREHOLDER NO N/A N/A
PROPOSAL #1.6: MANAGEMENT NOMINEE LESLIE B. FOX SHAREHOLDER NO N/A N/A
PROPOSAL #1.7: MANAGEMENT NOMINEE WADE J. HENDERSON SHAREHOLDER NO N/A N/A
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER NO N/A N/A
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
ISSUER: frontdoor, Inc.
TICKER: FTDR CUSIP: 35905A109
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER L. CELLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LIANE J. PELLETIER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
ISSUER: Frontier Communications Corp.
TICKER: FTR CUSIP: 35906A306
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER C.B. BYNOE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DIANA S. FERGUSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDWARD FRAIOLI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DANIEL J. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL R. MCDONNELL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAMELA D.A. REEVE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR VIRGINIA P. RUESTERHOLZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT A. SCHRIESHEIM ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HOWARD L. SCHROTT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: LIMIT EXECUTIVE COMPENSATION SHAREHOLDER YES AGAINST FOR
ISSUER: FRP Holdings, Inc.
TICKER: FRPH CUSIP: 30292L107
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. BAKER, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES E. COMMANDER, ISSUER YES FOR FOR
III
PROPOSAL #1.3: ELECT DIRECTOR H. W. SHAD, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARTIN E. "HAP" STEIN, ISSUER YES FOR FOR
JR.
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM H. WALTON, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARGARET BAKER ISSUER YES FOR FOR
WETHERBEE
PROPOSAL #2: RATIFY HANCOCK ASKEW & CO., LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: FS Bancorp, Inc.
TICKER: FSBW CUSIP: 30263Y104
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TED A. LEECH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARINA COFER-WILDSMITH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK H. TUEFFERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY MOSS ADAMS LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: FTI Consulting, Inc.
TICKER: FCN CUSIP: 302941109
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRENDA J. BACON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK S. BARTLETT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CLAUDIO COSTAMAGNA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR VERNON ELLIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NICHOLAS C. FANANDAKIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEVEN H. GUNBY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GERARD E. HOLTHAUS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LAUREEN E. SEEGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: FTS International Inc.
TICKER: FTSI CUSIP: 30283W104
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRYAN J. LEMMERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BOON SIM ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Fuel Tech, Inc.
TICKER: FTEK CUSIP: 359523107
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VINCENT J. ARNONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS G. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHARON L. JONES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES J. MARKOWSKY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS S. SHAW, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DENNIS L. ZEITLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: FuelCell Energy, Inc.
TICKER: FCEL CUSIP: 35952H502
MEETING DATE: 4/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ARTHUR A. "CHIP" BOTTONE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES H. ENGLAND ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JASON B. FEW ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MATTHEW F. HILZINGER ISSUER YES AGAINST AGAINST
PROPOSAL #1e: ELECT DIRECTOR CHRISTINA LAMPE-ONNERUD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NATICA VON ALTHANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #7: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Fulgent Genetics, Inc.
TICKER: FLGT CUSIP: 359664109
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MING HSIEH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN BOLGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES J. MULAY (MULE) ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YUN YEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Full House Resorts, Inc.
TICKER: FLL CUSIP: 359678109
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR KENNETH R. ADAMS ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR CARL G. BRAUNLICH ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ELLIS LANDAU ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR DANIEL R. LEE ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR KATHLEEN M. MARSHALL ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR CRAIG W. THOMAS ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR BRADLEY M. TIRPAK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PIERCY BOWLER TAYLOR & KERN AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Fulton Financial Corporation
TICKER: FULT CUSIP: 360271100
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JENNIFER CRAIGHEAD CAREY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LISA CRUTCHFIELD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DENISE L. DEVINE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEVEN S. ETTER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PATRICK J. FREER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CARLOS E. GRAUPERA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GEORGE W. HODGES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES R. MOXLEY, III ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CURTIS J. MYERS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SCOTT A. SNYDER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RONALD H. SPAIR ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MARK F. STRAUSS ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR ERNEST J. WATERS ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR E. PHILIP WENGER ISSUER YES FOR FOR
PROPOSAL #2: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Funko, Inc.
TICKER: FNKO CUSIP: 361008105
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GINO DELLOMO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL LUNSFORD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
ISSUER: FutureFuel Corp.
TICKER: FF CUSIP: 36116M106
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL A. NOVELLY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DALE E. COLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAIN J. LOUVEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RUBINBROWN LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: FVCBankcorp, Inc.
TICKER: FVCB CUSIP: 36120Q101
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID W. PIJOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR L. BURWELL GUNN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MORTON A. BENDER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICIA A. FERRICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SCOTT LAUGHLIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS L. PATTERSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEVIN SATZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAWRENCE W. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SIDNEY G. SIMMONDS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR DANIEL M. TESTA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PHILIP "TREY" R. ISSUER YES FOR FOR
WILLS, III
PROPOSAL #1.12: ELECT DIRECTOR STEVEN M. WILTSE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY YOUNT, HYDE & BARBOUR, P.C. AS ISSUER YES FOR FOR
AUDITOR
ISSUER: G1 Therapeutics, Inc.
TICKER: GTHX CUSIP: 3621LQ109
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SETH A. RUDNICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FREDRIC N. ESHELMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW WITTY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Gaia, Inc.
TICKER: GAIA CUSIP: 36269P104
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JIRKA RYSAVY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR KRISTIN E. FRANK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR CHRIS JAEB ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR DAVID MAISEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR KEYUR PATEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR DAE MELLENCAMP ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR PAUL SUTHERLAND ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
ISSUER: GAIN Capital Holdings, Inc.
TICKER: GCAP CUSIP: 36268W100
MEETING DATE: 7/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALEX GOOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK WILLIAM LANE ISSUER YES FOR FOR
RICHARDS
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER S. SUGDEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: GAMCO Investors, Inc.
TICKER: GBL CUSIP: 361438104
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWIN L. ARTZT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND C. AVANSINO, ISSUER YES WITHHOLD AGAINST
JR.
PROPOSAL #1.3: ELECT DIRECTOR LESLIE B. DANIELS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARIO J. GABELLI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR EUGENE R. MCGRATH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT S. PRATHER, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELISA M. WILSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: GameStop Corp.
TICKER: GME CUSIP: 36467W109
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEROME L. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL A. DEMATTEO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LIZABETH DUNN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAUL J. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS N. KELLY, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN R. KOONIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE E. SHERMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GERALD R. SZCZEPANSKI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CARRIE W. TEFFNER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KATHY P. VRABECK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LAWRENCE S. ZILAVY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Gaming and Leisure Properties, Inc.
TICKER: GLPI CUSIP: 36467J108
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER M. CARLINO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH W. MARSHALL, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES B. PERRY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BARRY F. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EARL C. SHANKS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR E. SCOTT URDANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT A POLICY ON BOARD DIVERSITY SHAREHOLDER YES FOR N/A
ISSUER: Gannett Co., Inc.
TICKER: GCI CUSIP: 36473H104
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN JEFFRY LOUIS, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. CODY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN W. COLL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DONALD E. FELSINGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LILA IBRAHIM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAWRENCE S. KRAMER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEBRA A. SANDLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHLOE R. SLADDEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #1.1: ELECT DIRECTOR HEATH FREEMAN SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR DANA GOLDSMITH SHAREHOLDER NO N/A N/A
NEEDLEMAN
PROPOSAL #1.3: ELECT DIRECTOR STEVEN B. ROSSI SHAREHOLDER NO N/A N/A
PROPOSAL #1.4: MANAGEMENT NOMINEE JOHN JEFFRY LOUIS, SHAREHOLDER NO N/A N/A
III
PROPOSAL #1.5: MANAGEMENT NOMINEE DONALD E. FELSINGER SHAREHOLDER NO N/A N/A
PROPOSAL #1.6: MANAGEMENT NOMINEE LILA IBRAHIM SHAREHOLDER NO N/A N/A
PROPOSAL #1.7: MANAGEMENT NOMINEE DEBRA A. SANDLER SHAREHOLDER NO N/A N/A
PROPOSAL #1.8: MANAGEMENT NOMINEE CHLOE R. SLADDEN SHAREHOLDER NO N/A N/A
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
ISSUER: Gardner Denver Holdings, Inc.
TICKER: GDI CUSIP: 36555P107
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR VICENTE REYNAL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN HUMPHREY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOSHUA T. WEISENBECK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Garmin Ltd.
TICKER: GRMN CUSIP: H2906T109
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #5.1: ELECT DIRECTOR MIN H. KAO ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT DIRECTOR JONATHAN C. BURRELL ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT DIRECTOR JOSEPH J. HARTNETT ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT DIRECTOR CHARLES W. PEFFER ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT DIRECTOR CLIFTON A. PEMBLE ISSUER YES FOR FOR
PROPOSAL #5.6: ELECT DIRECTOR CATHERINE A. LEWIS ISSUER YES FOR FOR
PROPOSAL #6: ELECT MIN H. KAO AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #7.1: APPOINT JOSEPH J. HARTNETT AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #7.2: APPOINT CHARLES W. PEFFER AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #7.3: APPOINT JONATHAN C. BURRELL AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #7.4: APPOINT CATHERINE A. LEWIS AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #8: DESIGNATE WUERSCH & GERING LLP AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #9: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #11: APPROVE FISCAL YEAR 2020 MAXIMUM ISSUER YES FOR FOR
AGGREGATE COMPENSATION FOR THE EXECUTIVE MANAGEMENT
PROPOSAL #12: APPROVE MAXIMUM AGGREGATE COMPENSATION ISSUER YES FOR FOR
FOR THE BOARD OF DIRECTORS FOR THE PERIOD BETWEEN THE
2019 AGM AND THE 2020 AGM
PROPOSAL #13: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #14: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Garrett Motion Inc.
TICKER: GTX CUSIP: 366505105
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR OLIVIER RABILLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MAURA J. CLARK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE SA AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Gartner, Inc.
TICKER: IT CUSIP: 366651107
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER E. BISSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD J. BRESSLER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RAUL E. CESAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KAREN E. DYKSTRA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ANNE SUTHERLAND FUCHS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM O. GRABE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EUGENE A. HALL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEPHEN G. PAGLIUCA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR EILEEN SERRA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES C. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Gates Industrial Corporation plc
TICKER: GTES CUSIP: G39108108
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID L. CALHOUN ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JAMES W. IRELAND, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IVO JUREK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JULIA C. KAHR ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: ELECT DIRECTOR TERRY KLEBE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHANIE K. MAINS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN PLANT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NEIL P. SIMPKINS ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: RATIFY DELOITTE LLP AS UK STATUTORY ISSUER YES FOR FOR
AUDITOR
PROPOSAL #8: AUTHORIZE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF UK STATUTORY AUDITORS
PROPOSAL #9: AUTHORIZE BOARD TO ALLOT DEFERRED SHARES ISSUER YES FOR FOR
PROPOSAL #10: AUTHORIZE THE BOARD OF DIRECTORS TO ISSUER YES FOR FOR
CAPITALIZE THE MERGER RESERVE OF THE COMPANY
PROPOSAL #11: REDUCE SHARE CAPITAL ISSUER YES FOR FOR
PROPOSAL #12: APPROVE CANCELLATION FROM SHARE PREMIUM ISSUER YES FOR FOR
ACCOUNT
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION TO ALLOW ISSUER YES AGAINST AGAINST
FOR GENERAL MEETINGS TO BE HELD VIRTUALLY
PROPOSAL #14: APPROVE POLITICAL DONATIONS ISSUER YES FOR FOR
ISSUER: GATX Corp.
TICKER: GATX CUSIP: 361448103
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DIANE M. AIGOTTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANNE L. ARVIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERNST A. HABERLI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN A. KENNEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES B. REAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT J. RITCHIE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID S. SUTHERLAND ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN R. WILSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PAUL G. YOVOVICH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: GCI Liberty, Inc.
TICKER: GLIBA CUSIP: 36164V305
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. MALONE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR RICHARD R. GREEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: GCP Applied Technologies, Inc.
TICKER: GCP CUSIP: 36164Y101
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILLIP J. MASON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELIZABETH MORA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CLAY H. KIEFABER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD C. CAMBRE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GERALD G. COLELLA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES F. KIRSCH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARRAN H. OGILVIE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Gencor Industries, Inc.
TICKER: GENC CUSIP: 368678108
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JOHN G. COBURN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOORE STEPHENS LOVELACE, P.A. AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Generac Holdings Inc.
TICKER: GNRC CUSIP: 368736104
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. BOWLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AARON P. JAGDFELD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW G. LAMPEREUR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: General Dynamics Corporation
TICKER: GD CUSIP: 369550108
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES S. CROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RUDY F. DELEON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CECIL D. HANEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LESTER L. LYLES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARK M. MALCOLM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PHEBE N. NOVAKOVIC ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR C. HOWARD NYE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM A. OSBORN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CATHERINE B. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LAURA J. SCHUMACHER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR PETER A. WALL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: General Electric Company
TICKER: GE CUSIP: 369604103
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR SEBASTIEN M. BAZIN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR H. LAWRENCE CULP, JR. ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR FRANCISCO D'SOUZA ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR EDWARD P. GARDEN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR THOMAS W. HORTON ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR RISA LAVIZZO-MOUREY ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR CATHERINE LESJAK ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR PAULA ROSPUT REYNOLDS ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR LESLIE F. SEIDMAN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR JAMES S. TISCH ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: APPROVE REDUCTION IN MINIMUM SIZE OF ISSUER YES FOR FOR
BOARD
PROPOSAL #13: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #15: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
ISSUER: General Finance Corp.
TICKER: GFN CUSIP: 369822101
MEETING DATE: 12/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM H. BARIBAULT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY D. TASHJIAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD F. VALENTA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
ISSUER: General Mills, Inc.
TICKER: GIS CUSIP: 370334104
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ALICIA BOLER DAVIS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR R. KERRY CLARK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID M. CORDANI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROGER W. FERGUSON, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JEFFREY L. HARMENING ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARIA G. HENRY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HEIDI G. MILLER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVE ODLAND ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARIA A. SASTRE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ERIC D. SPRUNK ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JORGE A. URIBE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON IMPACT OF PESTICIDES ON SHAREHOLDER YES AGAINST FOR
POLLINATORS
ISSUER: General Moly, Inc.
TICKER: GMO CUSIP: 370373102
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE D. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK A. LETTES ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PLANTE & MORAN, PLLC AS AUDITORS ISSUER YES FOR FOR
ISSUER: General Motors Company
TICKER: GM CUSIP: 37045V100
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARY T. BARRA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WESLEY G. BUSH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LINDA R. GOODEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSEPH JIMENEZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JANE L. MENDILLO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JUDITH A. MISCIK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PATRICIA F. RUSSO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS M. SCHOEWE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THEODORE M. SOLSO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CAROL M. STEPHENSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DEVIN N. WENIG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
ISSUER: Genesco Inc.
TICKER: GCO CUSIP: 371532102
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOANNA BARSH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES W. BRADFORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. DENNIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MATTHEW C. DIAMOND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARTY G. DICKENS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THURGOOD MARSHALL, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KATHLEEN MASON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEVIN P. MCDERMOTT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Genesee & Wyoming Inc.
TICKER: GWR CUSIP: 371559105
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD H. BOTT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR OIVIND LORENTZEN, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARK A. SCUDDER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Genesis Healthcare, Inc.
TICKER: GEN CUSIP: 37185X106
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT HARTMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES V. MCKEON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Genie Energy Ltd.
TICKER: GNE CUSIP: 372284208
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES A. COURTER ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR HOWARD S. JONAS ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR W. WESLEY PERRY ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ALAN B. ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALLAN SASS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Genius Brands International, Inc.
TICKER: GNUS CUSIP: 37229T301
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDY HEYWARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BERNARD CAHILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH "GRAY" DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR P. CLARK HALLREN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL KLEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARGARET LOESCH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LYNNE SEGALL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANTHONY THOMOPOULOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY SQUAR MILNER LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: GenMark Diagnostics, Inc.
TICKER: GNMK CUSIP: 372309104
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LISA M. GILES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL S. KAGNOFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Genocea Biosciences, Inc.
TICKER: GNCA CUSIP: 372427104
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATRINE BOSLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL HIGGINS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Genomic Health, Inc.
TICKER: GHDX CUSIP: 37244C101
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIMBERLY J. POPOVITS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FELIX J. BAKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JULIAN C. BAKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRED E. COHEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR BARRY P. FLANNELLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HENRY J. FUCHS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR GINGER L. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEOFFREY M. PARKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES FOR AGAINST
ISSUER: Genpact Limited
TICKER: G CUSIP: G3922B107
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR N.V. "TIGER" TYAGARAJAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT SCOTT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR AJAY AGRAWAL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAURA CONIGLIARO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID HUMPHREY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CAROL LINDSTROM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES MADDEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CECELIA MORKEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARK NUNNELLY ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR MARK VERDI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
ISSUER: Gentex Corporation
TICKER: GNTX CUSIP: 371901109
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LESLIE BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY GOODE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES HOLLARS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN MULDER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD SCHAUM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FREDERICK SOTOK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KATHLEEN STARKOFF ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRIAN WALKER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES WALLACE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Gentherm Incorporated
TICKER: THRM CUSIP: 37253A103
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANCOIS J. CASTAING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SOPHIE DESORMIERE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILLIP M. EYLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MAURICE E.P. GUNDERSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YVONNE HAO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD HUNDZINSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES KUMMETH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BYRON T. SHAW, II ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN STACEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Genuine Parts Company
TICKER: GPC CUSIP: 372460105
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELIZABETH W. CAMP ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL D. DONAHUE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY P. FAYARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS C. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR P. RUSSELL HARDIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN R. HOLDER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONNA W. HYLAND ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN D. JOHNS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT C. "ROBIN" ISSUER YES FOR FOR
LOUDERMILK, JR.
PROPOSAL #1.10: ELECT DIRECTOR WENDY B. NEEDHAM ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR E. JENNER WOOD, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Genworth Financial, Inc.
TICKER: GNW CUSIP: 37247D106
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM H. BOLINDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR G. KENT CONRAD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MELINA E. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS J. MCINERNEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID M. MOFFETT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS E. MOLONEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DEBRA J. PERRY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT P. RESTREPO, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES S. RIEPE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Geospace Technologies Corp.
TICKER: GEOS CUSIP: 37364X109
MEETING DATE: 2/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDGAR R. GIESINGER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. MOODY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY D. OWENS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RMS US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: German American Bancorp, Inc.
TICKER: GABC CUSIP: 373865104
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ZACHARY W. BAWEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. DAVID LETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEE A. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS W. SEGER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY CROWE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Geron Corporation
TICKER: GERN CUSIP: 374163103
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAWN C. BIR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELIZABETH G. O'FARRELL ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Getty Realty Corp.
TICKER: GTY CUSIP: 374297109
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHRISTOPHER J. CONSTANT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MILTON COOPER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PHILIP E. COVIELLO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LEO LIEBOWITZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARY LOU MALANOSKI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD E. MONTAG ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HOWARD B. SAFENOWITZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: GGP Inc.
TICKER: GGP CUSIP: 36174X101
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: AUTHORIZE A NEW CLASS OF CAPITAL STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND CHARTER TO REMOVE THE ABILITY OF ISSUER YES FOR FOR
STOCKHOLDERS TO PROHIBIT BPR BOARD FROM AMENDING THE
BPR BYLAWS
PROPOSAL #4: INCREASE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
FOR AMENDMENTS
PROPOSAL #5: ADOPT OR INCREASE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT FOR REMOVAL OF DIRECTORS
PROPOSAL #6: AMEND BYLAWS TO INCLUDE A PROVISION ISSUER YES FOR FOR
REQUIRING BPR TO INCLUDE IN ITS PROXY STATEMENTS AND
PROXY CARDS DIRECTOR CANDIDATES SELECTED BY A BPY
AFFILIATE
PROPOSAL #7: ELIMINATE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #8: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
ISSUER: Gibraltar Industries, Inc.
TICKER: ROCK CUSIP: 374689107
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK G. BARBERIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM T. BOSWAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHARON M. BRADY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANK G. HEARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CRAIG A. HINDMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR VINOD M. KHILNANI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM P. MONTAGUE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES B. NISH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: G-III Apparel Group, Ltd.
TICKER: GIII CUSIP: 36237H101
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MORRIS GOLDFARB ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMMY AARON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. BROSIG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALAN FELLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY GOLDFARB ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR VICTOR HERRERO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEANETTE NOSTRA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAURA POMERANTZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLEM VAN BOKHORST ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CHERYL L. VITALI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RICHARD WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Gilead Sciences, Inc.
TICKER: GILD CUSIP: 375558103
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JACQUELINE K. BARTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN F. COGAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KELLY A. KRAMER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KEVIN E. LOFTON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HARISH MANWANI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DANIEL P. O'DAY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD J. WHITLEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GAYLE E. WILSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PER WOLD-OLSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON CORPORATE TAX SAVINGS SHAREHOLDER YES AGAINST FOR
ALLOCATION
ISSUER: Glacier Bancorp, Inc.
TICKER: GBCI CUSIP: 37637Q105
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID C. BOYLES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDALL M. CHESLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHERRY L. CLADOUHOS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES M. ENGLISH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANNIE M. GOODWIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DALLAS I. HERRON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CRAIG A. LANGEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DOUGLAS J. MCBRIDE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN W. MURDOCH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GEORGE R. SUTTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Gladstone Commercial Corp.
TICKER: GOOD CUSIP: 376536108
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID GLADSTONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL W. ADELGREN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN H. OUTLAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Gladstone Land Corporation
TICKER: LAND CUSIP: 376549101
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRY L. BRUBAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAREN D. MERRICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WALTER H. WILKINSON, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Glaukos Corporation
TICKER: GKOS CUSIP: 377322102
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK J. FOLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID F. HOFFMEISTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Global Blood Therapeutics, Inc.
TICKER: GBT CUSIP: 37890U108
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TED W. LOVE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLENN F. PIERCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAWN SVORONOS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Global Brass & Copper Holdings, Inc.
TICKER: BRSS CUSIP: 37953G103
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR VICKI L. AVRIL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DONALD L. MARSH, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRADFORD T. RAY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN H. WALKER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN J. WASZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARTIN E. WELCH, III ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RONALD C. WHITAKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Global Eagle Entertainment Inc.
TICKER: ENT CUSIP: 37951D102
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LESLIE FERRARO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HARRY E. SLOAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Global Indemnity Limited
TICKER: GBLI CUSIP: G3933F105
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SAUL A. FOX ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOSEPH W. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SETH J. GERSCH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN H. HOWES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JASON B. HURWITZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BRUCE R. LEDERMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CYNTHIA Y. VALKO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES D. WEHR ISSUER YES FOR FOR
PROPOSAL #2: MATTERS CONCERNING GLOBAL INDEMNITY ISSUER YES FOR FOR
REINSURANCE COMPANY, LTD. AND TO AUTHORIZE GLOBAL
INDEMNITY LIMITED TO VOTE, AS PROXY ON SUCH MATTERS.
PROPOSAL #2a.1: ELECT STEPHEN GREEN AS DIRECTOR OF ISSUER YES FOR FOR
GLOBAL INDEMNITY REINSURANCE COMPANY, LTD.
PROPOSAL #2a.2: ELECT TERENCE J. POWER AS DIRECTOR OF ISSUER YES FOR FOR
GLOBAL INDEMNITY REINSURANCE COMPANY, LTD.
PROPOSAL #2a.3: ELECT CYNTHIA Y. VALKO AS DIRECTOR OF ISSUER YES FOR FOR
GLOBAL INDEMNITY REINSURANCE COMPANY, LTD.
PROPOSAL #2a.4: ELECT MARIE-JOELLE CHAPLEAU AS ISSUER YES FOR FOR
DIRECTOR OF GLOBAL INDEMNITY REINSURANCE COMPANY,
PROPOSAL #2a.5: ELECT GRAINNE RICHMOND AS DIRECTOR OF ISSUER YES FOR FOR
GLOBAL INDEMNITY REINSURANCE COMPANY, LTD.
PROPOSAL #2b: RATIFY ERNST & YOUNG, LTD., HAMILTON, ISSUER YES FOR FOR
BERMUDA AS AUDITOR
PROPOSAL #3: APPROVE ERNST & YOUNG GLOBAL LIMITED AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
ISSUER: Global Medical REIT Inc.
TICKER: GMRE CUSIP: 37954A204
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY M. BUSCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW L. CYPHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ZHANG JINGGUO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD MARSTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROSCOE M. MOORE, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HENRY E. COLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ZHANG HUIQI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAULA R. CROWLEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LORI WITTMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Global Net Lease, Inc.
TICKER: GNL CUSIP: 379378201
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LEE M. ELMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR P. SUE PERROTTY ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Global Payments Inc.
TICKER: GPN CUSIP: 37940X102
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MITCHELL L. HOLLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RUTH ANN MARSHALL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Global Self Storage, Inc.
TICKER: SELF CUSIP: 37955N106
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE B. LANGA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS B. WINMILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK C. WINMILL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RUSSELL E. BURKE, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY TAIT, WELLER & BAKER LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Global Water Resources, Inc.
TICKER: GWRS CUSIP: 379463102
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM S. LEVINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD M. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID C. TEDESCO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RON L. FLEMING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DEBRA G. COY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRETT HUCKELBRIDGE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID ROUSSEAU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: GlobalSCAPE, Inc.
TICKER: GSB CUSIP: 37940G109
MEETING DATE: 10/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. CLARK WEBB ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT H. ALPERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WEAVER AND TIDWELL, LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: GlobalSCAPE, Inc.
TICKER: GSB CUSIP: 37940G109
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS E. HICKS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WEAVER AND TIDWELL, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Globalstar, Inc.
TICKER: GSAT CUSIP: 378973408
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KEITH O. COWAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BENJAMIN G. WOLFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
ISSUER: Globus Medical, Inc.
TICKER: GMED CUSIP: 379577208
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL T. LEMAITRE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID C. PAUL ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR ANN D. RHOADS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Glu Mobile Inc.
TICKER: GLUU CUSIP: 379890106
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICCOLO M. DE MASI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREG BRANDEAU ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR GABRIELLE TOLEDANO ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: GlycoMimetics, Inc.
TICKER: GLYC CUSIP: 38000Q102
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT JACKSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT KOENIG ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: GMS, Inc.
TICKER: GMS CUSIP: 36251C103
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN J. GAVIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RONALD R. ROSS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR J. DAVID SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: GNC Holdings, Inc.
TICKER: GNC CUSIP: 36191G107
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HSING CHOW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN D. FELDMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL F. HINES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR AMY B. LANE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PHILIP E. MALLOTT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH A. MARTINDALE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHELE S. MEYER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT F. MORAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR YONG KAI WONG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: GoDaddy Inc.
TICKER: GDDY CUSIP: 380237107
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CAROLINE DONAHUE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES J. ROBEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT W. WAGNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Gogo Inc.
TICKER: GOGO CUSIP: 38046C109
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. CRANDALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER D. PAYNE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES C. TOWNSEND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Gold Resource Corporation
TICKER: GORO CUSIP: 38068T105
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BILL M. CONRAD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JASON D. REID ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALEX G. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KIMBERLY C. PERRY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PLANTE MORAN PLLC AS AUDITORS ISSUER YES FOR FOR
ISSUER: Golden Entertainment, Inc.
TICKER: GDEN CUSIP: 381013101
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BLAKE L. SARTINI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LYLE A. BERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANN DOZIER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK A. LIPPARELLI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY A. MARNELL, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT L. MIODUNSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TERRENCE L. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Golden Minerals Company
TICKER: AUMN CUSIP: 381119106
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY G. CLEVENGER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR WARREN M. REHN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. DURAND EPPLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR KEVIN R. MORANO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TERRY M. PALMER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDREW N. PULLAR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID H. WATKINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PLANTE & MORAN, PLLC AS AUDITORS ISSUER YES FOR FOR
ISSUER: Good Times Restaurants, Inc.
TICKER: GTIM CUSIP: 382140879
MEETING DATE: 1/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GEOFFREY R. BAILEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BOYD E. HOBACK ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR CHARLES JOBSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JASON S. MACEDA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT J. STETSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Goosehead Insurance, Inc.
TICKER: GSHD CUSIP: 38267D109
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK E. JONES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROBYN JONES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR PETER LANE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR MARK MILLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR JAMES REID ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
ISSUER: GoPro, Inc.
TICKER: GPRO CUSIP: 38268T103
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICHOLAS WOODMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TYRONE AHMAD-TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH GOLDMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR PETER GOTCHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES LANZONE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALEXANDER J. LURIE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUSAN LYNE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FREDERIC WELTS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LAUREN ZALAZNICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Gossamer Bio, Inc.
TICKER: GOSS CUSIP: 38341P102
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHEILA GUJRATHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KRISTINA BUROW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS DANIEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Government Properties Income Trust
TICKER: GOV CUSIP: 38376A103
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: GP Strategies Corporation
TICKER: GPX CUSIP: 36225V104
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR TAMAR ELKELES ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR MARSHALL S. GELLER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR SCOTT N. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR STEVEN E. KOONIN ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JACQUES MANARDO ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR RICHARD C. PFENNIGER, ISSUER YES FOR FOR
JR.
PROPOSAL #1G: ELECT DIRECTOR SAMUEL D. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR MIRIAM "MIMI" H. STROUSE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Graco, Inc.
TICKER: GGG CUSIP: 384109104
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ERIC P. ETCHART ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JODY H. FERAGEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR J. KEVIN GILLIGAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: GrafTech International Ltd.
TICKER: EAF CUSIP: 384313508
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENIS A. TURCOTTE ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MICHEL J. DUMAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Graham Corporation
TICKER: GHM CUSIP: 384556106
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN FORTIER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. LINES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LISA M. SCHNORR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Graham Holdings Co.
TICKER: GHC CUSIP: 384637104
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER C. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANNE M. MULCAHY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARRY D. THOMPSON ISSUER YES FOR FOR
ISSUER: Gramercy Property Trust
TICKER: GPT CUSIP: 385002308
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Grand Canyon Education, Inc.
TICKER: LOPE CUSIP: 38526M106
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN E. MUELLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SARA R. DIAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK A. HENRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN F. WARREN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID J. JOHNSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Granite Construction Incorporated
TICKER: GVA CUSIP: 387328107
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CLAES G. BJORK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PATRICIA D. GALLOWAY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALAN P. KRUSI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JEFFREY J. LYASH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Granite Point Mortgage Trust Inc.
TICKER: GPMT CUSIP: 38741L107
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TANUJA M. DEHNE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARTIN A. KAMARCK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN G. KASNET ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM M. ROTH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR W. REID SANDERS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS E. SIERING ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN "JACK" A. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HOPE B. WOODHOUSE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Graphic Packaging Holding Company
TICKER: GPK CUSIP: 388689101
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAURIE BRLAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID D. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. HAGEMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Gray Television, Inc.
TICKER: GTN CUSIP: 389375106
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HILTON H. HOWELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWELL W. NEWTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD L. BOGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR T. L. "GENE" ELDER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LUIS A. GARCIA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD B. HARE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBIN R. HOWELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD P. "PAT" ISSUER YES FOR FOR
LAPLATNEY
PROPOSAL #1.9: ELECT DIRECTOR PAUL H. MCTEAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Great Ajax Corp.
TICKER: AJX CUSIP: 38983D300
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAWRENCE "LARRY" ISSUER YES FOR FOR
MENDELSOHN
PROPOSAL #1.2: ELECT DIRECTOR RUSSELL SCHAUB ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN L. BEGLEITER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN C. CONDAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JONATHAN BRADFORD ISSUER YES FOR FOR
HANDLEY, JR.
PROPOSAL #1.6: ELECT DIRECTOR PAUL FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J. KIRK OGREN, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Great Elm Capital Group, Inc.
TICKER: GEC CUSIP: 39036P209
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MATTHEW A. DRAPKIN ISSUER YES AGAINST AGAINST
PROPOSAL #1B: ELECT DIRECTOR THOMAS S. HARBIN, III ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JAMES P. PARMELEE ISSUER YES AGAINST AGAINST
PROPOSAL #1D: ELECT DIRECTOR PETER A. REED ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JEFFREY S. SEROTA ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR MARK A. SNELL ISSUER YES AGAINST AGAINST
PROPOSAL #1G: ELECT DIRECTOR HUGH STEVEN WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: Great Lakes Dredge & Dock Corp.
TICKER: GLDD CUSIP: 390607109
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR LAWRENCE R. DICKERSON ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR RONALD R. STEGER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR D. MICHAEL STEUERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Great Southern Bancorp, Inc.
TICKER: GSBC CUSIP: 390905107
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM V. TURNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JULIE TURNER BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EARL A. STEINERT, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Great Western Bancorp, Inc. (South Dakota)
TICKER: GWB CUSIP: 391416104
MEETING DATE: 2/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES SPIES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH KARELS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Green Bancorp, Inc.
TICKER: GNBC CUSIP: 39260X100
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Green Brick Partners, Inc.
TICKER: GRBK CUSIP: 392709101
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELIZABETH K. BLAKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HARRY BRANDLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. BRICKMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID EINHORN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN R. FARRIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KATHLEEN OLSEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD S. PRESS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Green Dot Corporation
TICKER: GDOT CUSIP: 39304D102
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH C. ALDRICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. CHRIS BREWSTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GLINDA BRIDGFORTH ISSUER YES FOR FOR
HODGES
PROPOSAL #1.4: ELECT DIRECTOR RAJEEV V. DATE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SATURNINO "NINO" FANLO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM I. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE T. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN W. STREIT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Green Plains Inc.
TICKER: GPRE CUSIP: 393222104
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES CROWLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GENE EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GORDON GLADE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Greenbrier Cos., Inc.
TICKER: GBX CUSIP: 393657101
MEETING DATE: 1/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS B. FARGO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DUANE C. MCDOUGALL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD A. WASHBURN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Greene County Bancorp, Inc.
TICKER: GCBC CUSIP: 394357107
MEETING DATE: 11/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES H. SCHAEFER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAY P. CAHALAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELLE M. PLUMMER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BONADIO & CO, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Greenhill & Co., Inc.
TICKER: GHL CUSIP: 395259104
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT F. GREENHILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT L. BOK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN F. GOLDSTONE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN L. KEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN D. LIU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAREN P. ROBARDS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MERYL D. HARTZBAND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND BYLAWS -- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Greenhill & Co., Inc.
TICKER: GHL CUSIP: 395259104
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT F. GREENHILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT L. BOK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN F. GOLDSTONE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MERYL D. HARTZBAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN L. KEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN D. LIU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KAREN P. ROBARDS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR N/A
OF DIRECTORS
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Greenlight Capital Re Ltd.
TICKER: GLRE CUSIP: G4095J109
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT ALAN BROOKS AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT SIMON BURTON AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DAVID EINHORN AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT LEONARD GOLDBERG AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT IAN ISAACS AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT FRANK LACKNER AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT BRYAN MURPHY AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT JOSEPH PLATT AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT HOPE TAITZ AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a: ELECT ALAN BROOKS AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2b: ELECT SIMON BURTON AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2c: ELECT DAVID EINHORN AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2d: ELECT LEONARD GOLDBERG AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2e: ELECT IAN ISAACS AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2f: ELECT FRANK LACKNER AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2g: ELECT BRYAN MURPHY AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2h: ELECT JOSEPH PLATT AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2i: ELECT HOPE TAITZ AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #3a: ELECT MICHAEL BRADY AS GRIL SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3b: ELECT LESLEY CASLIN AS GRIL SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3c: ELECT TIM COURTIS AS GRIL SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3d: ELECT BRYAN MURPHY AS GRIL SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3e: ELECT PATRICK O'BRIEN AS GRIL ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #3f: ELECT DANIEL ROITMAN AS GRIL SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY BDO CAYMAN LTD. AS AUDITORS OF ISSUER YES FOR FOR
GREENLIGHT RE
PROPOSAL #6: RATIFY BDO, REGISTERED AUDITORS IN ISSUER YES FOR FOR
IRELAND AS AUDITORS OF GRIL
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: GreenSky, Inc.
TICKER: GSKY CUSIP: 39572G100
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGG FREISHTAT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID ZALIK ISSUER YES FOR FOR
ISSUER: Greif, Inc.
TICKER: GEF CUSIP: 397624206
MEETING DATE: 2/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICKI L. AVRIL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE A. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK A. EMKES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN F. FINN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. GASSER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR DANIEL J. GUNSETT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JUDITH D. HOOK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN W. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PETER G. WATSON ISSUER YES FOR FOR
ISSUER: Griffin Industrial Realty, Inc.
TICKER: GRIF CUSIP: 398231100
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. BECHTEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDGAR M. CULLMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FREDERICK M. DANZIGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL S. GAMZON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JONATHAN P. MAY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR AMY ROSE SILVERMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALBERT H. SMALL, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
ISSUER: Griffon Corp.
TICKER: GFF CUSIP: 398433102
MEETING DATE: 1/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LOUIS J. GRABOWSKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT F. MEHMEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHERYL L. TURNBULL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM H. WALDORF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Gritstone Oncology, Inc.
TICKER: GRTS CUSIP: 39868T105
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JUDITH LI ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Group 1 Automotive, Inc.
TICKER: GPI CUSIP: 398905109
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN L. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARIN M. BARTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EARL J. HESTERBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LINCOLN PEREIRA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN D. QUINN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES L. SZEWS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANNE TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MAX P. WATSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARYANN WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Groupon, Inc.
TICKER: GRPN CUSIP: 399473107
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL ANGELAKIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER BARRIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT BASS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC LEFKOFSKY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THEODORE LEONSIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH LEVIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEBORAH WAHL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICH WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANN ZIEGLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
ISSUER: GrubHub Inc.
TICKER: GRUB CUSIP: 400110102
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID FISHER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DAVID HABIGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA JOHNSON RICE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: GSE Systems, Inc.
TICKER: GVP CUSIP: 36227K106
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KYLE J. LOUDERMILK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER D. SORRELLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: GSI Technology, Inc.
TICKER: GSIT CUSIP: 36241U106
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEE-LEAN SHU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK A. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E. THOMAS HART ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HAYDN HSIEH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RUEY L. LU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ARTHUR O. WHIPPLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT YAU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: GTT Communications, Inc.
TICKER: GTT CUSIP: 362393100
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD D. CALDER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. BRIAN THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR S. JOSEPH BRUNO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RHODRIC C. HACKMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HOWARD E. JANZEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NICK ADAMO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THEODORE B. SMITH, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ELIZABETH SATIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JULIUS ERVING ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR BENJAMIN STEIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: GTx, Inc.
TICKER: GTXI CUSIP: 40052B207
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: CHANGE COMPANY NAME TO ONCTERNAL ISSUER YES FOR FOR
THERAPEUTICS, INC.
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #6: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Guaranty Bancorp (Colorado)
TICKER: GBNK CUSIP: 40075T607
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Guaranty Bancshares, Inc. (Texas)
TICKER: GNTY CUSIP: 400764106
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLIFTON A. PAYNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARL JOHNSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIRK L. LEE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRADLEY K. DRAKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WHITLEY PENN LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Guardant Health, Inc.
TICKER: GH CUSIP: 40131M109
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR AAREF HILALY ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR STANLEY MERESMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Guess?, Inc.
TICKER: GES CUSIP: 401617105
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL MARCIANO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY CHIDONI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CYNTHIA LIVINGSTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: SUBMIT SEVERANCE AGREEMENT (CHANGE-IN- SHAREHOLDER YES FOR AGAINST
CONTROL) TO SHAREHOLDER VOTE
ISSUER: Guidewire Software, Inc.
TICKER: GWRE CUSIP: 40171V100
MEETING DATE: 12/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER GASSNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL LAVIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARCUS S. RYU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
ISSUER: Gulf Island Fabrication, Inc.
TICKER: GIFI CUSIP: 402307102
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MURRAY W. BURNS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM E. CHILES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL A. FLICK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: AMEND RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #6: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
ISSUER: GulfMark Offshore, Inc.
TICKER: GLF CUSIP: 402629505
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Gulfport Energy Corporation
TICKER: GPOR CUSIP: 402635304
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID M. WOOD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG GROESCHEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID L. HOUSTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. DOUG JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BEN T. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT E. STRELLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL D. WESTERMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DEBORAH G. ADAMS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: H&E Equipment Services, Inc.
TICKER: HEES CUSIP: 404030108
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN M. ENGQUIST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRADLEY W. BARBER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL N. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY W. BAGLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE C. BRUCKMANN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICK L. EDSELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS J. GALLIGAN, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAWRENCE C. KARLSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN T. SAWYER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: H&R Block, Inc.
TICKER: HRB CUSIP: 093671105
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANGELA N. ARCHON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAUL J. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT A. GERARD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JEFFREY J. JONES, II ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID BAKER LEWIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR VICTORIA J. REICH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BRUCE C. ROHDE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MATTHEW E. WINTER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CHRISTIANNA WOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE SHAREHOLDER APPROVAL OF BYLAW SHAREHOLDER YES AGAINST FOR
AMENDMENTS ADOPTED BY THE BOARD OF DIRECTORS
ISSUER: H.B. Fuller Co.
TICKER: FUL CUSIP: 359694106
MEETING DATE: 4/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES J. OWENS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANTE C. PARRINI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C. VAN RODEN, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Haemonetics Corporation
TICKER: HAE CUSIP: 405024100
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CATHERINE M. BURZIK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD G. GELBMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD J. MEELIA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
ISSUER: Hain Celestial Group, Inc.
TICKER: HAIN CUSIP: 405217100
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CELESTE A. CLARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW R. HEYER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. DEAN HOLLIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHERVIN J. KORANGY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROGER MELTZER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK SCHILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JACK L. SINCLAIR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GLENN W. WELLING ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAWN M. ZIER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Halcon Resources Corporation
TICKER: HK CUSIP: 40537Q605
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANINE J. MCARDLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DARRYL L. SCHALL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NATHAN W. WALTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Hallador Energy Company
TICKER: HNRG CUSIP: 40609P105
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENT K. BILSLAND ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DAVID C. HARDIE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR STEVEN R. HARDIE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRYAN H. LAWRENCE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR DAVID J. LUBAR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES R. WESLEY, IV ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Halliburton Company
TICKER: HAL CUSIP: 406216101
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ABDULAZIZ F. AL KHAYYAL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM E. ALBRECHT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR M. KATHERINE BANKS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALAN M. BENNETT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MILTON CARROLL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NANCE K. DICCIANI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MURRY S. GERBER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PATRICIA HEMINGWAY HALL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT A. MALONE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JEFFREY A. MILLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Hallmark Financial Services, Inc.
TICKER: HALL CUSIP: 40624Q203
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK E. SCHWARZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT T. BERLIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES H. GRAVES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK E. PAPE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Halozyme Therapeutics, Inc.
TICKER: HALO CUSIP: 40637H109
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY W. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CONNIE L. MATSUI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HELEN I. TORLEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
ISSUER: Hamilton Beach Brands Holding Co.
TICKER: HBB CUSIP: 40701T104
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK R. BELGYA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR J.C. BUTLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL D. FURLOW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN P. JUMPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENNIS W. LABARRE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL S. MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALFRED M. RANKIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROGER F. RANKIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS T. RANKIN ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR JAMES A. RATNER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GREGORY H. TREPP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Hamilton Lane, Inc.
TICKER: HLNE CUSIP: 407497106
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIK R. HIRSCH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR LESLIE F. VARON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Hancock Whitney Corp.
TICKER: HWC CUSIP: 410120109
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HARDY B. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDALL W. HANNA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SONYA C. LITTLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT W. ROSEBERRY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Hanesbrands Inc.
TICKER: HBI CUSIP: 410345102
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GERALYN R. BREIG ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GERALD W. EVANS, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BOBBY J. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FRANCK J. MOISON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT F. MORAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RONALD L. NELSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID V. SINGER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ANN E. ZIEGLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Hanger, Inc.
TICKER: HNGR CUSIP: 41043F208
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VINIT K. ASAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ASIF AHMAD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER B. BEGLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN T. FOX ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS C. FREYMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN E. HARE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CYNTHIA L. LUCCHESE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD R. PETTINGILL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATHRYN M. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Hanmi Financial Corporation
TICKER: HAFC CUSIP: 410495204
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN J. AHN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KIHO CHOI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHRISTIE K. CHU ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR HARRY H. CHUNG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SCOTT R. DIEHL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BONITA I. LEE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID L. ROSENBLUM ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS J. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL M. YANG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Hannon Armstrong Sustainable Infrastructure Capital, Inc.
TICKER: HASI CUSIP: 41068X100
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY W. ECKEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR REBECCA B. BLALOCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERESA M. BRENNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK J. CIRILLI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES M. O'NEIL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD J. OSBORNE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN G. OSGOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: HarborOne Bancorp, Inc.
TICKER: HONE CUSIP: 41165F101
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH F. BARRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES W. BLAKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY R. LYNCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAMIAN W. WILMOT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
ISSUER: Harley-Davidson, Inc.
TICKER: HOG CUSIP: 412822108
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TROY ALSTEAD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. JOHN ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. CAVE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALLAN GOLSTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW S. LEVATICH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SARA L. LEVINSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR N. THOMAS LINEBARGER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRIAN R. NICCOL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARYROSE T. SYLVESTER ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR JOCHEN ZEITZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Harmonic Inc.
TICKER: HLIT CUSIP: 413160102
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK J. HARSHMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEBORAH L. CLIFFORD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID KRALL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MITZI REAUGH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUSAN G. SWENSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NIKOS THEODOSOPOULOS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #6: RATIFY ARMANINO LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Harris Corp.
TICKER: HRS CUSIP: 413875105
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES F. ALBAUGH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SALLIE B. BAILEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM M. BROWN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PETER W. CHIARELLI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS A. DATTILO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROGER B. FRADIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LEWIS HAY, III ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR VYOMESH I. JOSHI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LESLIE F. KENNE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GREGORY T. SWIENTON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR HANSEL E. TOOKES, II ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Harris Corporation
TICKER: HRS CUSIP: 413875105
MEETING DATE: 4/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: AMEND CHARTER ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Harrow Health, Inc.
TICKER: HROW CUSIP: 415858109
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK L. BAUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. KAMMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD L. LINDSTROM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN G. AUSTIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY J. PRINCIPI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KMJ CORBIN & COMPANY LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: CLASSIFY THE BOARD OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Harsco Corp.
TICKER: HSC CUSIP: 415864107
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES F. EARL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHY G. EDDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID C. EVERITT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR F. NICHOLAS GRASBERGER, ISSUER YES FOR FOR
III
PROPOSAL #1.5: ELECT DIRECTOR CAROLANN I. HAZNEDAR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARIO LONGHI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDGAR "ED" M. PURVIS, ISSUER YES FOR FOR
JR.
PROPOSAL #1.8: ELECT DIRECTOR PHILLIP C. WIDMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Harte Hanks, Inc.
TICKER: HHS CUSIP: 416196202
MEETING DATE: 8/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID L. COPELAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAUREEN E. O'CONNELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTIN F. REIDY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Harvard Bioscience, Inc.
TICKER: HBIO CUSIP: 416906105
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES W. GREEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BERTRAND LOY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Hasbro, Inc.
TICKER: HAS CUSIP: 418056107
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH A. BRONFIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL R. BURNS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOPE F. COCHRAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRISPIN H. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN A. FRASCOTTI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LISA GERSH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRIAN D. GOLDNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALAN G. HASSENFELD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TRACY A. LEINBACH ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR EDWARD M. PHILIP ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RICHARD S. STODDART ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARY BETH WEST ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR LINDA K. ZECHER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Haverty Furniture Companies, Inc.
TICKER: HVT CUSIP: 419596101
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR L. ALLISON DUKES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR G. THOMAS HOUGH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Hawaiian Electric Industries, Inc.
TICKER: HE CUSIP: 419870100
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS B. FARGO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM JAMES SCILACCI, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR CELESTE A. CONNORS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY G. POWELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY N. WATANABE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Hawaiian Holdings, Inc.
TICKER: HA CUSIP: 419879101
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD J. CARTY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ABHINAV DHAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EARL E. FRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE S. HERSHFIELD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER R. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RANDALL L. JENSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CRYSTAL K. ROSE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD N. ZWERN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #A: PLEASE CHECK IF OWNER IS A U.S. CITIZEN ISSUER YES FOR N/A
PROPOSAL #B: PLEASE CHECK IF OWNER IS NOT A U.S. ISSUER YES AGAINST N/A
CITIZEN
ISSUER: Hawkins, Inc.
TICKER: HWKN CUSIP: 420261109
MEETING DATE: 8/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN S. MCKEON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK H. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES A. FAULCONBRIDGE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DUANE M. JERGENSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARY J. SCHUMACHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL J. STAUBER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES T. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY L. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Hawthorn Bancshares, Inc.
TICKER: HWBK CUSIP: 420476103
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN L. RILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID T. TURNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Haynes International, Inc.
TICKER: HAYN CUSIP: 420877201
MEETING DATE: 2/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DONALD C. CAMPION ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JOHN C. COREY ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ROBERT H. GETZ ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR DAWNE S. HICKTON ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR MICHAEL L. SHOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR WILLIAM P. WALL ISSUER YES FOR FOR
PROPOSAL #7: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: HC2 Holdings, Inc.
TICKER: HCHC CUSIP: 404139107
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP A. FALCONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WAYNE BARR, JR. ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR WARREN H. GFELLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LEE S. HILLMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT V. LEFFLER, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: HCA Healthcare, Inc.
TICKER: HCA CUSIP: 40412C101
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS F. FRIST, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SAMUEL N. HAZEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MEG G. CROFTON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT J. DENNIS ISSUER YES AGAINST AGAINST
PROPOSAL #1e: ELECT DIRECTOR NANCY-ANN DEPARLE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM R. FRIST ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHARLES O. HOLLIDAY, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GEOFFREY G. MEYERS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL W. MICHELSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WAYNE J. RILEY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOHN W. ROWE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
ISSUER: HCI Group, Inc.
TICKER: HCI CUSIP: 40416E103
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE APOSTOLOU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PARESH PATEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY POLITIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: HCP, Inc.
TICKER: HCP CUSIP: 40414L109
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRIAN G. CARTWRIGHT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHRISTINE N. GARVEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR R. KENT GRIFFIN, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID B. HENRY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS M. HERZOG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LYDIA H. KENNARD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KATHERINE M. SANDSTROM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: HD Supply Holdings, Inc.
TICKER: HDS CUSIP: 40416M105
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH J. DEANGELO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK R. MCNAMEE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT D. OSTFELD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES W. PEFFER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES A. RUBRIGHT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAUREN TAYLOR WOLFE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
ISSUER: Health Insurance Innovations, Inc.
TICKER: HIIQ CUSIP: 42225K106
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL E. AVERY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY J. BARKETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELLEN M. DUFFIELD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN A. FICHTHORN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL G. GABOS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT S. MURLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PEGGY B. SCOTT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GAVIN D. SOUTHWELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Healthcare Realty Trust, Incorporated
TICKER: HR CUSIP: 421946104
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. EMERY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TODD J. MEREDITH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN V. ABBOTT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NANCY H. AGEE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD H. BRAMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER F. LYLE, SR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN KNOX SINGLETON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRUCE D. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHRISTANN M. VASQUEZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Healthcare Services Group, Inc.
TICKER: HCSG CUSIP: 421906108
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THEODORE WAHL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. BRIGGS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT L. FROME ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. MOSS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DINO D. OTTAVIANO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL E. MCBRYAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DIANE S. CASEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN J. MCFADDEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JUDE VISCONTO ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR DANIELA CASTAGNINO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Healthcare Trust of America, Inc.
TICKER: HTA CUSIP: 42225P501
MEETING DATE: 7/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SCOTT D. PETERS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR W. BRADLEY BLAIR, II ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VICKI U. BOOTH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERTA B. BOWMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MAURICE J. DEWALD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WARREN D. FIX ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PETER N. FOSS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DANIEL S. HENSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LARRY L. MATHIS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GARY T. WESCOMBE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: HealthEquity, Inc.
TICKER: HQY CUSIP: 42226A107
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT W. SELANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JON KESSLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN D. NEELEMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANK A. CORVINO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ADRIAN T. DILLON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EVELYN DILSAVER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEBRA MCCOWAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANK T. MEDICI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR IAN SACKS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GAYLE WELLBORN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: HealthStream, Inc.
TICKER: HSTM CUSIP: 42222N103
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMPSON S. DENT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM W. STEAD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEBORAH TAYLOR TATE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Heartland Express, Inc.
TICKER: HTLD CUSIP: 422347104
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. GERDIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY J. GORDON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BENJAMIN J. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRENDA S. NEVILLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES G. PRATT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TAHIRA K. HIRA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Heartland Financial USA, Inc.
TICKER: HTLF CUSIP: 42234Q102
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARK C. FALB ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN K. SCHMIDT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DUANE E. WHITE ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: APPROVE INCREASE IN SIZE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Heat Biologics, Inc.
TICKER: HTBX CUSIP: 42237K300
MEETING DATE: 10/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY WOLF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN MONAHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD B. SMITH, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN PRENDERGAST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Hecla Mining Company
TICKER: HL CUSIP: 422704106
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TED CRUMLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TERRY V. ROGERS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHARLES B. STANLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #6: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #7: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
ISSUER: HEICO Corp.
TICKER: HEI CUSIP: 422806109
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS M. CULLIGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADOLFO HENRIQUES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK H. HILDEBRANDT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC A. MENDELSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAURANS A. MENDELSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR VICTOR H. MENDELSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JULIE NEITZEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALAN SCHRIESHEIM ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FRANK J. SCHWITTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: HEICO Corp.
TICKER: HEI CUSIP: 422806208
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS M. CULLIGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADOLFO HENRIQUES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK H. HILDEBRANDT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC A. MENDELSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAURANS A. MENDELSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR VICTOR H. MENDELSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JULIE NEITZEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALAN SCHRIESHEIM ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FRANK J. SCHWITTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Heidrick & Struggles International, Inc.
TICKER: HSII CUSIP: 422819102
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELIZABETH L. AXELROD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLARE M. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY E. KNELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LYLE LOGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLEM MESDAG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KRISHNAN RAJAGOPALAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STACEY RAUCH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ADAM WARBY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Helen of Troy Ltd.
TICKER: HELE CUSIP: G4388N106
MEETING DATE: 8/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GARY B. ABROMOVITZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KRISTA L. BERRY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VINCENT D. CARSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THURMAN K. CASE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TIMOTHY F. MEEKER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JULIEN R. MININBERG ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BERYL B. RAFF ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM F. SUSETKA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DARREN G. WOODY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: APPROVE GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
ISSUER: Helios & Matheson Analytics, Inc.
TICKER: HMNY CUSIP: 42327L309
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Helios and Matheson Analytics Inc.
TICKER: HMNY CUSIP: 42327L200
MEETING DATE: 7/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES AGAINST AGAINST
ISSUER: Helius Medical Technologies, Inc.
TICKER: HSDT CUSIP: 42328V504
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIPPE DESCHAMPS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANE C. ANDREEFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS E. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HUAIZHENG PENG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD M. STRAW ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MITCHELL E. TYLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BLANE WALTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Helix Energy Solutions Group, Inc.
TICKER: HLX CUSIP: 42330P107
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AMERINO GATTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN V. LOVOI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAN RASK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
ISSUER: Helmerich & Payne, Inc.
TICKER: HP CUSIP: 423452101
MEETING DATE: 3/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DELANEY M. BELLINGER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KEVIN G. CRAMTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RANDY A. FOUTCH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR HANS HELMERICH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN W. LINDSAY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOSE R. MAS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS A. PETRIE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DONALD F. ROBILLARD, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR EDWARD B. RUST, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN D. ZEGLIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Hemisphere Media Group, Inc.
TICKER: HMTV CUSIP: 42365Q103
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN J. SOKOL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ERNESTO VARGAS GUAJARDO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ERIC ZINTERHOFER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Hemispherx Biopharma, Inc.
TICKER: HEB CUSIP: 42366C301
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS K. EQUELS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM M. MITCHELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR STEWART L. APPELROUTH ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY MORRISON, BROWN, ARGIZ & FARRA, ISSUER YES FOR FOR
LLC AS AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: CHANGE COMPANY NAME TO AMPLIFIED IMMUNE ISSUER YES FOR FOR
MODULATION INC.
ISSUER: Hennessy Advisors, Inc.
TICKER: HNNA CUSIP: 425885100
MEETING DATE: 2/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NEIL J. HENNESSY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERESA M. NILSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL B. STEADMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HENRY HANSEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN A. HENNESSY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL G. LIBARLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RODGER OFFENBACH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SUSAN W. POMILIA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS L. SEAVEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Henry Schein, Inc.
TICKER: HSIC CUSIP: 806407102
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BARRY J. ALPERIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GERALD A. BENJAMIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STANLEY M. BERGMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES P. BRESLAWSKI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAUL BRONS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SHIRA GOODMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOSEPH L. HERRING ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KURT P. KUEHN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PHILIP A. LASKAWY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ANNE H. MARGULIES ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARK E. MLOTEK ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR STEVEN PALADINO ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR CAROL RAPHAEL ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR E. DIANNE REKOW ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR BRADLEY T. SHEARES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Herbalife Nutrition Ltd.
TICKER: HLF CUSIP: G4412G101
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL O. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY T. DUNN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD H. CARMONA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JONATHAN CHRISTODORO ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: ELECT DIRECTOR HUNTER C. GARY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NICHOLAS GRAZIANO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAN LEFEVRE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JESSE A. LYNN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JUAN MIGUEL MENDOZA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL MONTELONGO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES L. NELSON ISSUER YES AGAINST AGAINST
PROPOSAL #1.12: ELECT DIRECTOR MARIA OTERO ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MARGARITA PALAU- ISSUER YES FOR FOR
HERNANDEZ
PROPOSAL #1.14: ELECT DIRECTOR JOHN TARTOL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Herc Holdings, Inc.
TICKER: HRI CUSIP: 42704L104
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HERBERT L. HENKEL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LAWRENCE H. SILBER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES H. BROWNING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PATRICK D. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NICHOLAS F. GRAZIANO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEAN K. HOLLEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JACOB M. KATZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL A. KELLY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR COURTNEY MATHER ISSUER YES AGAINST AGAINST
PROPOSAL #1j: ELECT DIRECTOR LOUIS J. PASTOR ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARY PAT SALOMONE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Heritage Commerce Corp
TICKER: HTBK CUSIP: 426927109
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIANNE M. BIAGINI- ISSUER YES FOR FOR
KOMAS
PROPOSAL #1.2: ELECT DIRECTOR FRANK G. BISCEGLIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK W. CONNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JASON DINAPOLI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN L. HALLGRIMSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WALTER T. KACZMAREK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT T. MOLES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAURA RODEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RANSON W. WEBSTER ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR KEITH A. WILTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY CROWE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Heritage Financial Corp. (Washington)
TICKER: HFWA CUSIP: 42722X106
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN S. CHARNESKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN A. CLEES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIMBERLY T. ELLWANGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN A. DENNIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DEBORAH J. GAVIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY S. LYON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GRAGG E. MILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANTHONY B. PICKERING ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRIAN L. VANCE ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR ANN WATSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Heritage Insurance Holdings, Inc.
TICKER: HRTG CUSIP: 42727J102
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE LUCAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD WIDDICOMBE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PANAGIOTIS "PETE" ISSUER YES FOR FOR
APOSTOLOU
PROPOSAL #1.4: ELECT DIRECTOR IRINI BARLAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR STEVEN MARTINDALE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES MASIELLO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR NICHOLAS PAPPAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH VATTAMATTAM ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR VIJAY WALVEKAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PLANTE & MORAN, PLLC AS AUDITORS ISSUER YES FOR FOR
ISSUER: Heritage-Crystal Clean, Inc.
TICKER: HCCI CUSIP: 42726M106
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN RECATTO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES E. SCHALLIOL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Herman Miller, Inc.
TICKER: MLHR CUSIP: 600544100
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. BRANDON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS D. FRENCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN R. HOKE, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HEIDI J. MANHEIMER ISSUER YES FOR FOR
PROPOSAL #2: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Heron Therapeutics, Inc.
TICKER: HRTX CUSIP: 427746102
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN TANG ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR BARRY QUART ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CRAIG JOHNSON ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JOHN POYHONEN ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: ELECT DIRECTOR CHRISTIAN WAAGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY OUM & CO. LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #6: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
ISSUER: Hersha Hospitality Trust
TICKER: HT CUSIP: 427825500
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HASU P. SHAH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JACKSON HSIEH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DIANNA F. MORGAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN M. SABIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Hertz Global Holdings, Inc.
TICKER: HTZ CUSIP: 42806J106
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID A. BARNES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SUNGHWAN CHO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VINCENT J. INTRIERI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR HENRY R. KEIZER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KATHRYN V. MARINELLO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANINDITA MUKHERJEE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DANIEL A. NINIVAGGI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KEVIN M. SHEEHAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Heska Corp.
TICKER: HSKA CUSIP: 42805E306
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR MARK F. FURLONG ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PLANTE & MORAN, PLLC AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Hess Corporation
TICKER: HES CUSIP: 42809H107
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODNEY F. CHASE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRENCE J. CHECKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEONARD S. COLEMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN B. HESS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDITH E. HOLIDAY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RISA LAVIZZO-MOUREY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARC S. LIPSCHULTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID MCMANUS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEVIN O. MEYERS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES H. QUIGLEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM G. SCHRADER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Hewlett Packard Enterprise Company
TICKER: HPE CUSIP: 42824C109
MEETING DATE: 4/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL AMMANN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL J. ANGELAKIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAMELA L. CARTER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JEAN M. HOBBY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RAYMOND J. LANE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANN M. LIVERMORE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANTONIO F. NERI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RAYMOND E. OZZIE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GARY M. REINER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PATRICIA F. RUSSO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LIP-BU TAN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MARY AGNES WILDEROTTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
ISSUER: Hexcel Corp.
TICKER: HXL CUSIP: 428291108
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICK L. STANAGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOEL S. BECKMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LYNN BRUBAKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY C. CAMPBELL ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: ELECT DIRECTOR CYNTHIA M. EGNOTOVICH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS A. GENDRON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY A. GRAVES ISSUER YES AGAINST AGAINST
PROPOSAL #1.8: ELECT DIRECTOR GUY C. HACHEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CATHERINE A. SUEVER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: HF Foods Group Inc.
TICKER: HFFG CUSIP: 40417F109
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ZHOU MIN NI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHAN SIN WONG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR REN HUA ZHENG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HONG WANG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ZHEHUI NI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY FRIEDMAN LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Hibbett Sports, Inc.
TICKER: HIBB CUSIP: 428567101
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANE F. AGGERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN S. ETZKORN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALTON E. YOTHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: HighPoint Resources Corp.
TICKER: HPR CUSIP: 43114K108
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK S. BERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SCOTT A. GIESELMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CRAIG S. GLICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW C. KIDD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LORI A. LANCASTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JIM W. MOGG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM F. OWENS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDMUND P. SEGNER, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL R. STARZER ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR RANDY I. STEIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MICHAEL E. WILEY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR R. SCOT WOODALL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Highwoods Properties, Inc.
TICKER: HIW CUSIP: 431284108
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES A. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GENE H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARLOS E. EVANS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD J. FRITSCH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID J. HARTZELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHERRY A. KELLETT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANNE H. LLOYD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Hillenbrand, Inc.
TICKER: HI CUSIP: 431571108
MEETING DATE: 2/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY L. COLLAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOY M. GREENWAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR F. JOSEPH LOUGHREY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL C. HILLENBRAND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Hill-Rom Holdings, Inc.
TICKER: HRC CUSIP: 431475102
MEETING DATE: 3/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM G. DEMPSEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY L. ELLIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STACY ENXING SENG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY GARRETT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES R. GIERTZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN P. GROETELAARS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM H. KUCHEMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RONALD A. MALONE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NANCY M. SCHLICHTING ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Hilltop Holdings Inc.
TICKER: HTH CUSIP: 432748101
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLOTTE JONES ISSUER YES FOR FOR
ANDERSON
PROPOSAL #1.2: ELECT DIRECTOR RHODES R. BOBBITT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TRACY A. BOLT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR W. JORIS BRINKERHOFF ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR J. TAYLOR CRANDALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES R. CUMMINGS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HILL A. FEINBERG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GERALD J. FORD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEREMY B. FORD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR J. MARKHAM GREEN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM T. HILL, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LEE LEWIS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR ANDREW J. LITTLEFAIR ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR W. ROBERT NICHOLS, III ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR C. CLIFTON ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR KENNETH D. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.17: ELECT DIRECTOR A. HAAG SHERMAN ISSUER YES FOR FOR
PROPOSAL #1.18: ELECT DIRECTOR ROBERT C. TAYLOR, JR. ISSUER YES FOR FOR
PROPOSAL #1.19: ELECT DIRECTOR CARL B. WEBB ISSUER YES FOR FOR
PROPOSAL #1.20: ELECT DIRECTOR ALAN B. WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Hilton Grand Vacations, Inc.
TICKER: HGV CUSIP: 43283X105
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK D. WANG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEONARD A. POTTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRENDA J. BACON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID W. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK H. LAZARUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAMELA H. PATSLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL W. WHETSELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Hilton Worldwide Holdings Inc.
TICKER: HLT CUSIP: 43300A203
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHRISTOPHER J. NASSETTA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JONATHAN D. GRAY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHARLENE T. BEGLEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MELANIE L. HEALEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RAYMOND E. MABUS, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JUDITH A. MCHALE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN G. SCHREIBER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ELIZABETH A. SMITH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DOUGLAS M. STEENLAND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Hingham Institution for Savings
TICKER: HIFS CUSIP: 433323102
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD M. BERGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN W. GAUGHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JULIO R. HERNANDO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT K. SHERIDAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD D. FALCIONE ISSUER YES FOR FOR
PROPOSAL #2: ELECT COMPANY CLERK JACQUELINE M. ISSUER YES FOR FOR
YOUNGWORTH
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: HMS Holdings Corp.
TICKER: HMSY CUSIP: 40425J101
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM F. MILLER, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ELLEN A. RUDNICK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD H. STOWE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CORA M. TELLEZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: HNI Corp.
TICKER: HNI CUSIP: 404251100
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARY K.W. JONES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY D. LORENGER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LARRY B. PORCELLATO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ABBIE J. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: HollyFrontier Corporation
TICKER: HFC CUSIP: 436106108
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANNE-MARIE N. AINSWORTH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DOUGLAS Y. BECH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANNA C. CATALANO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GEORGE J. DAMIRIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LELDON E. ECHOLS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL C. JENNINGS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR R. CRAIG KNOCKE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT J. KOSTELNIK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES H. LEE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR FRANKLIN MYERS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHAEL E. ROSE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Hologic, Inc.
TICKER: HOLX CUSIP: 436440101
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN P. MACMILLAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SALLY W. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES J. DOCKENDORFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT T. GARRETT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LUDWIG N. HANTSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NAMAL NAWANA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTIANA STAMOULIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR AMY M. WENDELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Home Bancorp, Inc.
TICKER: HBCP CUSIP: 43689E107
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK M. COLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL P. MARAIST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PORTER KEADLE MOORE, LLC AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Home Bancshares, Inc. (Arkansas)
TICKER: HOMB CUSIP: 436893200
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. ALLISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. RANDALL SIMS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN S. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MILBURN ADAMS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT H. ADCOCK, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD H. ASHLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MIKE D. BEEBE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JACK E. ENGELKES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TRACY M. FRENCH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KAREN E. GARRETT ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES G. HINKLE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ALEX R. LIEBLONG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.13: ELECT DIRECTOR THOMAS J. LONGE ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR JIM RANKIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR DONNA J. TOWNSELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BKD, LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: HomeStreet, Inc.
TICKER: HMST CUSIP: 43785V102
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SANDRA A. CAVANAUGH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK K. MASON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD R. VOSS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #7: AMEND BYLAWS SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #1.1: MANAGEMENT NOMINEE SANDRA A. CAVANAUGH SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: MANAGEMENT NOMINEE MARK K. MASON SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR RONALD K. TANEMURA SHAREHOLDER NO N/A N/A
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER NO N/A N/A
PROPOSAL #4: ADOPT THE JURISDICTION OF INCORPORATION ISSUER NO N/A N/A
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #6: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER NO N/A N/A
PROPOSAL #7: AMEND BYLAWS SHAREHOLDER NO N/A N/A
PROPOSAL #8: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER NO N/A N/A
ISSUER: HomeTrust Bancshares, Inc.
TICKER: HTBI CUSIP: 437872104
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SIDNEY A. BIESECKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. DINSMORE, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD T. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND TAX BENEFITS PRESERVATION PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Homology Medicines, Inc.
TICKER: FIXX CUSIP: 438083107
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR CAMERON WHEELER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Honeywell International Inc.
TICKER: HON CUSIP: 438516106
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DARIUS ADAMCZYK ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DUNCAN B. ANGOVE ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR WILLIAM S. AYER ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR KEVIN BURKE ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JAIME CHICO PARDO ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR D. SCOTT DAVIS ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR LINNET F. DEILY ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR JUDD GREGG ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR CLIVE HOLLICK ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR GRACE D. LIEBLEIN ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR GEORGE PAZ ISSUER YES FOR FOR
PROPOSAL #1L: ELECT DIRECTOR ROBIN L. WASHINGTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
ISSUER: Hooker Furniture Corporation
TICKER: HOFT CUSIP: 439038100
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL B. TOMS, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. CHRISTOPHER BEELER, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR PAULETTE GARAFALO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN L. GREGORY, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TONYA H. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR E. LARRY RYDER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELLEN C. TAAFFE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HENRY G. WILLIAMSON, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Hope Bancorp, Inc.
TICKER: HOPE CUSIP: 43940T109
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD D. BYUN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN J. DIDION ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JINHO DOO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAISY Y. HA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES U. HWANG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JIN CHUL JHUNG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KEVIN S. KIM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN S. KOH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHUNG HYUN LEE ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID P. MALONE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JOHN R. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR SCOTT YOON-SUK WHANG ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR DALE S. ZUEHLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Horace Mann Educators Corporation
TICKER: HMN CUSIP: 440327104
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARK S. CASADY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DANIEL A. DOMENECH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN J. HASENMILLER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PERRY G. HINES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARK E. KONEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BEVERLEY J. MCCLURE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR H. WADE REECE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT STRICKER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEVEN O. SWYERS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARITA ZURAITIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Horizon Bancorp (Indiana)
TICKER: HBNC CUSIP: 440407104
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUSAN D. AARON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC P. BLACKHURST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CRAIG M. DWIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BKD LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Horizon Global Corporation
TICKER: HZN CUSIP: 44052W104
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR CARL S. BIZON ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR FREDERICK A. "FRITZ" ISSUER YES FOR FOR
HENDERSON
PROPOSAL #2.3: ELECT DIRECTOR DENISE ILITCH ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR JOHN C. KENNEDY ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR RYAN L. LANGDON ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR BRETT N. MILGIM ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR DAVID A. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MARK D. WEBER ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR HARRY J. WILSON ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR CARL S. BIZON ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR FREDERICK A. "FRITZ" ISSUER YES FOR FOR
HENDERSON
PROPOSAL #3.3: ELECT DIRECTOR HARRY J. WILSON ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ISSUANCE OF WARRANTS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: SEEK SALE OF ASSETS SHAREHOLDER YES AGAINST FOR
ISSUER: Horizon Pharma plc
TICKER: HZNP CUSIP: G4617B105
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL GREY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFF HIMAWAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AUTHORIZE SHARE REPURCHASE UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #5: APPROVE INCREASE IN AUTHORIZED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE ISSUANCE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE ISSUANCE OF EQUITY WITHOUT ISSUER YES FOR FOR
PREEMPTIVE RIGHTS
PROPOSAL #8: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #9: CHANGE COMPANY NAME TO HORIZON ISSUER YES FOR FOR
THERAPEUTICS PUBLIC LIMITED COMPANY
PROPOSAL #10: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #11: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
ISSUER: Hormel Foods Corp.
TICKER: HRL CUSIP: 440452100
MEETING DATE: 1/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GARY C. BHOJWANI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TERRELL K. CREWS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GLENN S. FORBES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN M. LACY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ELSA A. MURANO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT C. NAKASONE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SUSAN K. NESTEGARD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM A. NEWLANDS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAKOTA A. PIPPINS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CHRISTOPHER J. ISSUER YES FOR FOR
POLICINSKI
PROPOSAL #1k: ELECT DIRECTOR SALLY J. SMITH ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JAMES P. SNEE ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR STEVEN A. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Hornbeck Offshore Services, Inc.
TICKER: HOS CUSIP: 440543106
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE W. HUNT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN O. MEYERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BERNIE W. STEWART ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Hortonworks, Inc.
TICKER: HDP CUSIP: 440894103
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Hospitality Properties Trust
TICKER: HPT CUSIP: 44106M102
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONNA D. FRAICHE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADAM D. PORTNOY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT PLURALITY VOTING FOR CONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
ISSUER: Host Hotels & Resorts, Inc.
TICKER: HST CUSIP: 44107P104
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY L. BAGLIVO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHEILA C. BAIR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANN MCLAUGHLIN ISSUER YES FOR FOR
KOROLOGOS
PROPOSAL #1.4: ELECT DIRECTOR RICHARD E. MARRIOTT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SANDEEP L. MATHRANI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN B. MORSE, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARY HOGAN PREUSSE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WALTER C. RAKOWICH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES F. RISOLEO ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR GORDON H. SMITH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR A. WILLIAM STEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Hostess Brands, Inc.
TICKER: TWNK CUSIP: 44109J106
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. DEAN METROPOULOS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAURENCE BODNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NEIL P. DEFEO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Houghton Mifflin Harcourt Company
TICKER: HMHC CUSIP: 44157R109
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR L. GORDON CROVITZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEAN S. DESRAVINES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE K. FISH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JILL A. GREENTHAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN F. KILLIAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN J. LYNCH, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN R. MCKERNAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR E. ROGERS NOVAK, JR. ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR TRACEY D. WEBER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Houlihan Lokey, Inc.
TICKER: HLI CUSIP: 441593100
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT J. ADELSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. PREISER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. SCHRIESHEIM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HIDETO NISHITANI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Houston American Energy Corp.
TICKER: HUSA CUSIP: 44183U100
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. KEITH GRIMES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN HARTZELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES WITHHOLD AGAINST
ISSUER: Houston Wire & Cable Company
TICKER: HWCC CUSIP: 44244K109
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES L. POKLUDA, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROY W. HALEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARGARET S. LAIRD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT L. REYMOND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SANDFORD W. ROTHE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. SHEFFIELD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR G. GARY YETMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Hovnanian Enterprises, Inc.
TICKER: HOV CUSIP: 442487203
MEETING DATE: 3/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ARA K. HOVNANIAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT B. COUTTS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDWARD A. KANGAS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSEPH A. MARENGI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR VINCENT PAGANO, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBIN STONE SELLERS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR J. LARRY SORSBY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEPHEN D. WEINROTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
ISSUER: Howard Bancorp, Inc.
TICKER: HBMD CUSIP: 442496105
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. GARY DORSCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL B. HIGH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL I. LATTA, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT W. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONNA HILL STATON ISSUER YES FOR FOR
PROPOSAL #2: AMEND CHARTER TO ALLOW SHAREHOLDERS TO ISSUER YES FOR FOR
AMEND BYLAWS
PROPOSAL #3: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: HP Inc.
TICKER: HPQ CUSIP: 40434L105
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR AIDA M. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SHUMEET BANERJI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT R. BENNETT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHARLES "CHIP" V. BERGH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STACY BROWN-PHILPOT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEPHANIE A. BURNS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARY ANNE CITRINO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR YOKY MATSUOKA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STACEY MOBLEY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SUBRA SURESH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DION J. WEISLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: HRG Group, Inc.
TICKER: HRG CUSIP: 40434J100
MEETING DATE: 7/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: AMEND CHARTER ISSUER YES FOR FOR
PROPOSAL #3: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED PREFERRED STOCK ISSUER YES FOR FOR
PROPOSAL #5: AMEND SECURITY TRANSFER RESTRICTIONS ISSUER YES AGAINST AGAINST
PROPOSAL #6: CHANGE COMPANY NAME TO SPECTRUM BRANDS ISSUER YES FOR FOR
HOLDINGS, INC.
PROPOSAL #7: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #8: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #9: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
ISSUER: HTG Molecular Diagnostics, Inc.
TICKER: HTGM CUSIP: 40434H104
MEETING DATE: 8/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHELLE R. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANN F. HANHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY (TJ) B. JOHNSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Hub Group, Inc.
TICKER: HUBG CUSIP: 443320106
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID P. YEAGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY H. BOOSALIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES C. KENNY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER B. MCNITT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES R. REAVES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARTIN P. SLARK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JONATHAN P. WARD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Hubbell, Inc.
TICKER: HUBB CUSIP: 443510607
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARLOS M. CARDOSO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY J. GUZZI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NEAL J. KEATING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BONNIE C. LIND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN F. MALLOY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JUDITH F. MARKS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID G. NORD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN G. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEVEN R. SHAWLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: HubSpot, Inc.
TICKER: HUBS CUSIP: 443573100
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LORRIE NORRINGTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR AVANISH SAHAI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DHARMESH SHAH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Hudson Global, Inc.
TICKER: HSON CUSIP: 443787106
MEETING DATE: 7/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN L. BAZAAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD K. COLEMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY E. EBERWEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IAN V. NASH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND SECURITIES TRANSFER RESTRICTIONS ISSUER YES FOR FOR
PROPOSAL #5: ESTABLISH RANGE FOR BOARD SIZE ISSUER YES FOR FOR
ISSUER: Hudson Global, Inc.
TICKER: HSON CUSIP: 443787106
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY E. EBERWEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD K. COLEMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IAN V. NASH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MIMI DRAKE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CONNIA NELSON ISSUER YES FOR FOR
PROPOSAL #2: ADOPT NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Hudson Pacific Properties, Inc.
TICKER: HPP CUSIP: 444097109
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICTOR J. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THEODORE R. ANTENUCCI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD B. FRIED ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JONATHAN M. GLASER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT L. HARRIS, II ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTY HAUBEGGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK D. LINEHAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT M. MORAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BARRY A. PORTER ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR ANDREA WONG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Hudson Technologies, Inc.
TICKER: HDSN CUSIP: 444144109
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VINCENT P. ABBATECOLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN F. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR OTTO C. MORCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Humana Inc.
TICKER: HUM CUSIP: 444859102
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KURT J. HILZINGER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANK J. BISIGNANO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRUCE D. BROUSSARD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRANK A. D'AMELIO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KAREN B. DESALVO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR W. ROY DUNBAR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID A. JONES, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM J. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES J. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARISSA T. PETERSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Hunt Companies Finance Trust, Inc.
TICKER: HCFT CUSIP: 44558T100
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES C. "CHRIS" HUNT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEIL A. CUMMINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES P. FLYNN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM A. HOULIHAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WALTER C. KEENAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Huntington Bancshares Incorporated
TICKER: HBAN CUSIP: 446150104
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LIZABETH ARDISANA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANN B. "TANNY" CRANE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT S. CUBBIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN G. ELLIOTT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GINA D. FRANCE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. MICHAEL ISSUER YES FOR FOR
HOCHSCHWENDER
PROPOSAL #1.7: ELECT DIRECTOR JOHN C. "CHRIS" INGLIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PETER J. KIGHT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATHERINE M. A. "ALLIE" ISSUER YES FOR FOR
KLINE
PROPOSAL #1.10: ELECT DIRECTOR RICHARD W. NEU ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID L. PORTEOUS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KATHLEEN H. RANSIER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR STEPHEN D. STEINOUR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Huntington Ingalls Industries, Inc.
TICKER: HII CUSIP: 446413106
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP M. BILDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AUGUSTUS L. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIRKLAND H. DONALD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS B. FARGO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VICTORIA D. HARKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR ANASTASIA D. KELLY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TRACY B. MCKIBBEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR C. MICHAEL PETTERS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS C. SCHIEVELBEIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN K. WELCH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEPHEN R. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE AND TOUCHE LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
ISSUER: Huntsman Corp.
TICKER: HUN CUSIP: 447011107
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER R. HUNTSMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR NOLAN D. ARCHIBALD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARY C. BECKERLE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR M. ANTHONY BURNS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DANIELE FERRARI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT J. MARGETTS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WAYNE A. REAUD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAN E. TIGHE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
ISSUER: Hurco Cos., Inc.
TICKER: HURC CUSIP: 447324104
MEETING DATE: 3/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS A. AARO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT W. CRUICKSHANK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL DOAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CYNTHIA DUBIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY J. GARDNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAY C. LONGBOTTOM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW NINER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD PORTER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JANAKI SIVANESAN ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR GREGORY VOLOVIC ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Huron Consulting Group, Inc.
TICKER: HURN CUSIP: 447462102
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN MCCARTNEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES H. ROTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EKTA SINGH-BUSHELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Huttig Building Products, Inc.
TICKER: HBP CUSIP: 448451104
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JON P. VRABELY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK L. LARMON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES F. HIBBERD ISSUER YES FOR FOR
PROPOSAL #2: AMEND NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Hyatt Hotels Corporation
TICKER: H CUSIP: 448579102
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL D. BALLEW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK. S. HOPLAMAZIAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARY D. MCMILLAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL A. ROCCA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: HyreCar Inc.
TICKER: HYRE CUSIP: 44916T107
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MICHAEL ROOT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DBBMCKENNON AS AUDITORS ISSUER YES FOR FOR
ISSUER: Hyster-Yale Materials Handling, Inc.
TICKER: HY CUSIP: 449172105
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES B. BEMOWSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J.C. BUTLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CAROLYN CORVI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN P. JUMPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENNIS W. LABARRE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR H. VINCENT POOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALFRED M. RANKIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CLAIBORNE R. RANKIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN M. STROPKI ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR BRITTON T. TAPLIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR EUGENE WONG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: i3 Verticals, Inc.
TICKER: IIIV CUSIP: 46571Y107
MEETING DATE: 3/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY DAILY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR CLAY WHITSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ELIZABETH SEIGENTHALER ISSUER YES FOR FOR
COURTNEY
PROPOSAL #1.4: ELECT DIRECTOR JOHN HARRISON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR R. BURTON HARVEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR TIMOTHY MCKENNA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID MORGAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID WILDS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: IAC/InterActiveCorp
TICKER: IAC CUSIP: 44919P508
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDGAR BRONFMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHELSEA CLINTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRY DILLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL D. EISNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BONNIE S. HAMMER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR VICTOR A. KAUFMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH LEVIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRYAN LOURD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID ROSENBLATT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ALAN G. SPOON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ALEXANDER VON ISSUER YES FOR FOR
FURSTENBERG
PROPOSAL #1.12: ELECT DIRECTOR RICHARD F. ZANNINO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: IBERIABANK Corporation
TICKER: IBKC CUSIP: 450828108
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM H. FENSTERMAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICK E. MAPLES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: iBio, Inc.
TICKER: IBIO CUSIP: 451033203
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT B. KAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES T. HILL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ARTHUR Y. ELLIOTT ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE STOCK OPTION EXCHANGE PROGRAM ISSUER YES AGAINST AGAINST
ISSUER: iCAD, Inc.
TICKER: ICAD CUSIP: 44934S206
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RACHEL BREM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL KLEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDY SASSINE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUSAN WOOD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAKESH PATEL ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: ICF International, Inc.
TICKER: ICFI CUSIP: 44925C103
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SRIKANT M. DATAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER M. SCHULTE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Ichor Holdings, Ltd.
TICKER: ICHR CUSIP: G4740B105
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARC HAUGEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Iconix Brand Group, Inc.
TICKER: ICON CUSIP: 451055107
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JUSTIN BARNES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR F. PETER CUNEO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DREW COHEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUE GOVE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES A. MARCUM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
ISSUER: Iconix Brand Group, Inc.
TICKER: ICON CUSIP: 451055107
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JUSTIN BARNES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR F. PETER CUNEO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DREW COHEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT C. GALVIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES A. MARCUM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
ISSUER: ICU Medical, Inc.
TICKER: ICUI CUSIP: 44930G107
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VIVEK JAIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE A. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT S. SWINNEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID C. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ELISHA W. FINNEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID F. HOFFMEISTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONALD M. ABBEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: IDACORP, Inc.
TICKER: IDA CUSIP: 451107106
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DARREL T. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS CARLILE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD J. DAHL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANNETTE G. ELG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD W. JIBSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JUDITH A. JOHANSEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENNIS L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTINE KING ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD J. NAVARRO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Identiv, Inc.
TICKER: INVE CUSIP: 45170X205
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBIN R. BRAUN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES E. "JIM" OUSLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BPM LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Idera Pharmaceuticals, Inc.
TICKER: IDRA CUSIP: 45168K306
MEETING DATE: 7/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
ISSUER: Idera Pharmaceuticals, Inc.
TICKER: IDRA CUSIP: 45168K405
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK GOLDBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR CAROL A. SCHAFER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: IDEX Corp.
TICKER: IEX CUSIP: 45167R104
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERNEST J. MROZEK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LIVINGSTON L. ISSUER YES FOR FOR
SATTERTHWAITE
PROPOSAL #1.3: ELECT DIRECTOR DAVID C. PARRY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: IDEXX Laboratories, Inc.
TICKER: IDXX CUSIP: 45168D104
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JONATHAN W. AYERS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STUART M. ESSIG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR M. ANNE SZOSTAK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: IDT Corp.
TICKER: IDT CUSIP: 448947507
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL CHENKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC F. COSENTINO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD S. JONAS ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR BILL PEREIRA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JUDAH SCHORR ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SALE OF SHARES OF CLASS B COMMON ISSUER YES FOR FOR
STOCK TO HOWARD S. JONAS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: IEC Electronics Corp.
TICKER: IEC CUSIP: 44949L105
MEETING DATE: 3/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH M. BUTLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES P. HADEED ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW M. LAURENCE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL W. OSBORNE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEREMY R. NOWAK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY T. SCHLARBAUM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: IES Holdings, Inc.
TICKER: IESC CUSIP: 44951W106
MEETING DATE: 2/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD M. CLEVELAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH L. DOWLING, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID B. GENDELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY L. GENDELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOE D. KOSHKIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT W. LEWEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONALD L. LUKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: IHS Markit Ltd.
TICKER: INFO CUSIP: G47567105
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEAN-PAUL L. MONTUPET ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD W. ROEDEL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES A. ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LANCE UGGLA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
ISSUER: II-VI, Inc.
TICKER: IIVI CUSIP: 902104108
MEETING DATE: 11/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR VINCENT D. MATTERA, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARC Y. E. PELAEZ ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR HOWARD H. XIA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: II-VI, Inc.
TICKER: IIVI CUSIP: 902104108
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: IKONICS Corp.
TICKER: IKNX CUSIP: 45172K102
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. ULLAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARIANNE BOHREN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOCKWOOD CARLSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY D. ENGBRECHT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ERNEST M. HARPER, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREGORY W. JACKSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR DARRELL B. LEE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: ILG, Inc.
TICKER: ILG CUSIP: 44967H101
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Illinois Tool Works Inc.
TICKER: ITW CUSIP: 452308109
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL J. BRUTTO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SUSAN CROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES W. GRIFFITH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAY L. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD H. LENNY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR E. SCOTT SANTI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES A. SKINNER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID B. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAMELA B. STROBEL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KEVIN M. WARREN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ANRE D. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: ADOPT QUANTITATIVE COMPANY-WIDE GHG SHAREHOLDER YES AGAINST FOR
GOALS
ISSUER: Illumina, Inc.
TICKER: ILMN CUSIP: 452327109
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR FRANCES ARNOLD ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR FRANCIS A. DESOUZA ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR SUSAN E. SIEGEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
ISSUER: Immersion Corporation
TICKER: IMMR CUSIP: 452521107
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUMIT AGARWAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SID GANIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAMZI HAIDAMUS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID SUGISHITA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JONATHAN VISBAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: ImmunoGen, Inc.
TICKER: IMGN CUSIP: 45253H101
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR STEPHEN C. MCCLUSKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR RICHARD J. WALLACE ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MARK GOLDBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.4: ELECT DIRECTOR DEAN J. MITCHELL ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KRISTINE PETERSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.6: ELECT DIRECTOR MARK J. ENYEDY ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR STUART A. ARBUCKLE ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Immunomedics, Inc.
TICKER: IMMU CUSIP: 452907108
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECTION DIRECTOR BEHZAD AGHAZADEH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECTION DIRECTOR CHARLES M. BAUM ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECTION DIRECTOR SCOTT CANUTE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECTION DIRECTOR BARBARA G. DUNCAN ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: ELECTION DIRECTOR PETER BARTON HUTT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECTION DIRECTOR KHALID ISLAM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: IMPAC MORTGAGE HOLDINGS, INC.
TICKER: IMH CUSIP: 45254P508
MEETING DATE: 7/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS B. AKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK P. FILIPPS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEWART B. KOENIGSBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE A. MANGIARACINA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD H. PICKUP ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY SQUAR MILNER LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Impac Mortgage Holdings, Inc.
TICKER: IMH CUSIP: 45254P508
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS B. AKIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR FRANK P. FILIPPS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEWART B. KOENIGSBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE A. MANGIARACINA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD H. PICKUP ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: RATIFY SQUAR MILNER LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Imperva, Inc.
TICKER: IMPV CUSIP: 45321L100
MEETING DATE: 1/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Impinj, Inc.
TICKER: PI CUSIP: 453204109
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TOM A. ALBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLINTON BYBEE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DANIEL GIBSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Incyte Corporation
TICKER: INCY CUSIP: 45337C102
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIAN C. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEAN-JACQUES BIENAIME ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL A. BROOKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL J. CLANCY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WENDY L. DIXON ISSUER YES AGAINST AGAINST
PROPOSAL #1.6: ELECT DIRECTOR JACQUALYN A. FOUSE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL A. FRIEDMAN ISSUER YES AGAINST AGAINST
PROPOSAL #1.8: ELECT DIRECTOR HERVE HOPPENOT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: Independence Contract Drilling, Inc.
TICKER: ICD CUSIP: 453415309
MEETING DATE: 10/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Independence Contract Drilling, Inc.
TICKER: ICD CUSIP: 453415309
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS R. BATES, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR J. ANTHONY GALLEGOS, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR JAMES D. CRANDELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MATTHEW D. FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL F. MCNEASE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES G. MINMIER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ADAM J. PIEKARSKI ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Independence Holding Co.
TICKER: IHC CUSIP: 453440307
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY R. GRABER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR TERESA A. HERBERT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DAVID T. KETTIG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ALLAN C. KIRKMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN L. LAHEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN B. LAPIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR RONALD I. SIMON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES G. TATUM ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROY T.K. THUNG ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Independence Realty Trust, Inc.
TICKER: IRT CUSIP: 45378A106
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT F. SCHAEFFER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM C. DUNKELBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD D. GEBERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MELINDA H. MCCLURE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MACK D. PRIDGEN, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD H. ROSS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEFOREST B. SOARIES, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Independent Bank Corp.
TICKER: INDB CUSIP: 453836108
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL P. HOGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EILEEN C. MISKELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GERARD F. NADEAU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS R. VENABLES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Independent Bank Corp. (Massachusetts)
TICKER: INDB CUSIP: 453836108
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Independent Bank Corp. (Michigan)
TICKER: IBCP CUSIP: 453838609
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. BOER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOAN A. BUDDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. COK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Independent Bank Group, Inc.
TICKER: IBTX CUSIP: 45384B106
MEETING DATE: 9/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Independent Bank Group, Inc.
TICKER: IBTX CUSIP: 45384B106
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS A. CIFU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. WEBB JENNINGS, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALICIA K. HARRISON ISSUER YES FOR FOR
PROPOSAL #2: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #3: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY RSM US LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Industrial Logistics Properties Trust
TICKER: ILPT CUSIP: 456237106
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LISA HARRIS JONES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN G. MURRAY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADOPT PLURALITY VOTING FOR CONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
ISSUER: Industrial Services of America, Inc.
TICKER: IDSA CUSIP: 456314103
MEETING DATE: 7/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ORSON OLIVER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALBERT A. COZZI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VINCE TYRA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM YARMUTH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TODD L. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MCM CPAS & ADVISORS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Infinera Corporation
TICKER: INFN CUSIP: 45667G103
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARCEL GANI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK A. WEGLEITNER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Infinity Pharmaceuticals, Inc.
TICKER: INFI CUSIP: 45665G303
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID BEIER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY BERKOWITZ ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANTHONY B. EVNIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL G. KAUFFMAN ISSUER YES AGAINST AGAINST
PROPOSAL #1e: ELECT DIRECTOR ADELENE Q. PERKINS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NORMAN C. SELBY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL C. VENUTI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Information Services Group, Inc.
TICKER: III CUSIP: 45675Y104
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL P. CONNORS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTINE PUTUR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: InfraREIT, Inc.
TICKER: HIFR CUSIP: 45685L100
MEETING DATE: 2/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Infrastructure & Energy Alternatives, Inc.
TICKER: IEA CUSIP: 45686J104
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MOHSIN Y. MEGHJI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR IAN SCHAPIRO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Infrastructure and Energy Alternatives, Inc.
TICKER: IEA CUSIP: 45686J104
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN PAUL "JP" ROEHM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERENCE R. MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. EBER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: InfuSystem Holdings, Inc.
TICKER: INFU CUSIP: 45685K102
MEETING DATE: 7/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRY L. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD A. DIIORIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGG O. LEHMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DARRELL B. MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD H. PEELE, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER R. SANSONE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SCOTT A. SHUDA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH E. WHITTERS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR MOHAMED ALKADY SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR DANIEL A. BALDA SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR BRYAN BOCHES SHAREHOLDER NO N/A N/A
PROPOSAL #1.4: ELECT DIRECTOR RICHARD LINDER SHAREHOLDER NO N/A N/A
PROPOSAL #1.5: ELECT DIRECTOR ASHA SAXENA SHAREHOLDER NO N/A N/A
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER NO N/A N/A
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER NO N/A N/A
ISSUER: InfuSystem Holdings, Inc.
TICKER: INFU CUSIP: 45685K102
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD A. DIIORIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL A. GENDRON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGG O. LEHMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DARRELL B. MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER R. SANSONE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT A. SHUDA ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Ingersoll-Rand Public Limited Company
TICKER: IR CUSIP: G47791101
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KIRK E. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANN C. BERZIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN BRUTON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JARED L. COHON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GARY D. FORSEE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LINDA P. HUDSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL W. LAMACH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MYLES P. LEE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KAREN B. PEETZ ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN P. SURMA ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RICHARD J. SWIFT ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR TONY L. WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: AUTHORIZE ISSUE OF EQUITY ISSUER YES FOR FOR
PROPOSAL #5: RENEW DIRECTORS' AUTHORITY TO ISSUE ISSUER YES FOR FOR
SHARES FOR CASH
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Ingevity Corp.
TICKER: NGVT CUSIP: 45688C107
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEAN S. BLACKWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LUIS FERNANDEZ-MORENO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. MICHAEL FITZPATRICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIANE H. GULYAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD B. KELSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FREDERICK J. LYNCH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KAREN G. NARWOLD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DANIEL F. SANSONE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR D. MICHAEL WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
ELIMINATE SUPERMAJORITY VOTE REQUIREMENTS
ISSUER: Ingles Markets, Inc.
TICKER: IMKTA CUSIP: 457030104
MEETING DATE: 2/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERNEST E. FERGUSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN R. LOWDEN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
ISSUER: Ingredion Incorporated
TICKER: INGR CUSIP: 457187102
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LUIS ARANGUREN-TRELLEZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID B. FISCHER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAUL HANRAHAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RHONDA L. JORDAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GREGORY B. KENNY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BARBARA A. KLEIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR VICTORIA J. REICH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JORGE A. URIBE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DWAYNE A. WILSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES P. ZALLIE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: InnerWorkings, Inc.
TICKER: INWK CUSIP: 45773Y105
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ERIC D. BELCHER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JACK M. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR RICHARD S. STODDART ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR CHARLES K. BOBRINSKOY ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR DAVID FISHER ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR J. PATRICK GALLAGHER, ISSUER YES FOR FOR
JR.
PROPOSAL #1G: ELECT DIRECTOR JULIE M. HOWARD ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR LINDA S. WOLF ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR LINDSAY Y. CORBY ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR ADAM J. GUTSTEIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Innodata Inc.
TICKER: INOD CUSIP: 457642205
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACK S. ABUHOFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID B. ATKINSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOUISE C. FORLENZA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN E. KARDON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS J. MANONI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEWART R. MASSEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. OPAT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY COHNREZNICK LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT SHAREHOLDER RIGHTS PLAN (POISON ISSUER YES AGAINST AGAINST
PILL)
ISSUER: Innophos Holdings, Inc.
TICKER: IPHS CUSIP: 45774N108
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY CAPPELINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANE HILK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIM ANN MINK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LINDA MYRICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KAREN OSAR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN STEITZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER THOMAS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT ZATTA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Innospec, Inc.
TICKER: IOSP CUSIP: 45768S105
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID F. LANDLESS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE J. PADFIELD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK S. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Innovate Biopharmaceuticals, Inc.
TICKER: INNT CUSIP: 45782F105
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LORIN K. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROY PROUJANSKY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAYER HOFFMAN MCCANN P.C. ISSUER YES FOR FOR
AUDITORS
ISSUER: Innovative Industrial Properties, Inc.
TICKER: IIPR CUSIP: 45781V101
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN GOLD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY KREITZER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT SHOEMAKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL SMITHERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID STECHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Innovative Solutions & Support, Inc.
TICKER: ISSC CUSIP: 45769N105
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GEOFFREY S. M. HEDRICK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WINSTON J. CHURCHILL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT H. RAU ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROGER A. CAROLIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT E. MITTELSTAEDT, ISSUER YES FOR FOR
JR.
PROPOSAL #1f: ELECT DIRECTOR GLEN R. BRESSNER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Innoviva, Inc.
TICKER: INVA CUSIP: 45781M101
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GEORGE W. BICKERSTAFF, ISSUER YES FOR FOR
III
PROPOSAL #1b: ELECT DIRECTOR MARK DIPAOLO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JULES HAIMOVITZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ODYSSEAS D. KOSTAS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SARAH J. SCHLESINGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Inogen, Inc.
TICKER: INGN CUSIP: 45780L104
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LOREN MCFARLAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BENJAMIN ANDERSON-RAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT WILKINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Inovalon Holdings, Inc.
TICKER: INOV CUSIP: 45781D101
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH R. DUNLEAVY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENISE K. FLETCHER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM D. GREEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ANDRE S. HOFFMANN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ISAAC "ZAK" S. KOHANE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK A. PULIDO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LEE D. ROBERTS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM J. TEUBER, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
ISSUER: Inovio Pharmaceuticals, Inc.
TICKER: INO CUSIP: 45773H201
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. JOSEPH KIM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SIMON X. BENITO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MORTON COLLINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANGEL CABRERA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ANN C. MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID B. WEINER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WENDY YARNO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR LOTA ZOTH ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
ISSUER: Inphi Corporation
TICKER: IPHI CUSIP: 45772F107
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHENMING C. HU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELISSA MURPHY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAM S. SRINIVASAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Inseego Corp.
TICKER: INSG CUSIP: 45782B104
MEETING DATE: 7/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ROBERT PONS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADOPT NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY MAYER HOFFMAN MCCANN P.C AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Inseego Corp.
TICKER: INSG CUSIP: 45782B104
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAN MONDOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN MILLER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY MARCUM LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Insight Enterprises, Inc.
TICKER: NSIT CUSIP: 45765U103
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD E. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE W. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA BREARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY A. CROWN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CATHERINE COURAGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANTHONY A. IBARGUEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH T. LAMNECK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KATHLEEN S. PUSHOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GIRISH RISHI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Insignia Systems, Inc.
TICKER: ISIG CUSIP: 45765Y105
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACOB J. BERNING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUZANNE L. CLARRIDGE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KRISTINE A. GLANCY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LOREN A. UNTERSEHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RACHAEL B. VEGAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN R. ZENZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #6: APPROVE VOTING RIGHTS UNDER CONTROL ISSUER YES FOR N/A
SHARE ACQUISITION
PROPOSAL #1.1: MANAGEMENT NOMINEE JACOB J. BERNING SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: MANAGEMENT NOMINEE SUZANNE L. SHAREHOLDER NO N/A N/A
CLARRIDGE
PROPOSAL #1.3: MANAGEMENT NOMINEE KRISTINE A. GLANCY SHAREHOLDER NO N/A N/A
PROPOSAL #1.4: MANAGEMENT NOMINEE LOREN A. UNTERSEHER SHAREHOLDER NO N/A N/A
PROPOSAL #1.5: MANAGEMENT NOMINEE RACHAEL B. VEGAS SHAREHOLDER NO N/A N/A
PROPOSAL #1.6: MANAGEMENT NOMINEE STEVEN R. ZENZ SHAREHOLDER NO N/A N/A
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER NO N/A N/A
AS AUDITORS
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER NO N/A N/A
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER NO N/A N/A
PLAN
PROPOSAL #6: APPROVE VOTING RIGHTS UNDER CONTROL ISSUER NO N/A N/A
SHARE ACQUISITION
ISSUER: Insignia Systems, Inc.
TICKER: ISIG CUSIP: 45765Y105
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACOB J. BERNING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUZANNE L. CLARRIDGE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KRISTINE A. GLANCY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LOREN A. UNTERSEHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RACHAEL B. VEGAS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
ISSUER: Insmed Incorporated
TICKER: INSM CUSIP: 457669307
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALFRED F. ALTOMARI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEINAR J. ENGELSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM H. LEWIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Insperity, Inc.
TICKER: NSP CUSIP: 45778Q107
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDALL MEHL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. MORPHY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD G. RAWSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Inspire Medical Systems, Inc.
TICKER: INSP CUSIP: 457730109
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY P. HERBERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHAU KHUONG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHAWN T MCCORMICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Installed Building Products, Inc.
TICKER: IBP CUSIP: 45780R101
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY W. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE A. HILSHEIMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JANET E. JACKSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Insteel Industries, Inc.
TICKER: IIIN CUSIP: 45774W108
MEETING DATE: 2/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ABNEY S. BOXLEY, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JON M. RUTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH A. RUTKOWSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Instructure, Inc.
TICKER: INST CUSIP: 45781U103
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSHUA L. COATES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL T. GOLDSMITH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN A. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM M. CONROY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ELLEN LEVY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN THOMPSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR LLOYD G. WATERHOUSE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Insulet Corporation
TICKER: PODD CUSIP: 45784P101
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JESSICA HOPFIELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID LEMOINE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Integer Holdings Corporation
TICKER: ITGR CUSIP: 45826H109
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAMELA G. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH W. DZIEDZIC ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES F. HINRICHS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEAN HOBBY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR M. CRAIG MAXWELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FILIPPO PASSERINI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BILL R. SANFORD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PETER H. SODERBERG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DONALD J. SPENCE ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM B. SUMMERS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Integra LifeSciences Holdings Corporation
TICKER: IART CUSIP: 457985208
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER J. ARDUINI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RHONDA GERMANY ISSUER YES FOR FOR
BALLINTYN
PROPOSAL #1.3: ELECT DIRECTOR KEITH BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STUART M. ESSIG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BARBARA B. HILL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LLOYD W. HOWELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONALD E. MOREL, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RAYMOND G. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHRISTIAN S. SCHADE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Integrated Device Technology, Inc.
TICKER: IDTI CUSIP: 458118106
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEN KANNAPPAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SELENA LOH LACROIX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR UMESH PADVAL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GORDON PARNELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT RANGO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NORMAN TAFFE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY L. WATERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Integrated Device Technology, Inc.
TICKER: IDTI CUSIP: 458118106
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
ISSUER: Intel Corporation
TICKER: INTC CUSIP: 458140100
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANEEL BHUSRI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANDY D. BRYANT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR REED E. HUNDT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR OMAR ISHRAK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RISA LAVIZZO-MOUREY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TSU-JAE KING LIU ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GREGORY D. SMITH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT 'BOB' H. SWAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ANDREW WILSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR FRANK D. YEARY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON GENDER PAY GAP SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REQUEST FOR AN ANNUAL ADVISORY VOTE ON SHAREHOLDER YES AGAINST FOR
POLITICAL CONTRIBUTIONS
ISSUER: Intellia Therapeutics, Inc.
TICKER: NTLA CUSIP: 45826J105
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CAROLINE DORSA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PERRY KARSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. LEONARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Intellicheck, Inc.
TICKER: IDN CUSIP: 45817G201
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GUY L. SMITH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EMIL R. "BUCK" BEDARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM P. GEORGES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR AMELIA L. RUZZO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID E. ULLMAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Intelligent Systems Corporation
TICKER: INS CUSIP: 45816D100
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR PHILIP H. MOISE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Intelsat SA
TICKER: I CUSIP: L5140P101
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RECEIVE AND APPROVE BOARD'S AND ISSUER YES FOR FOR
AUDITOR'S REPORTS
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6.a: REELECT EDWARD KANGAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.b: REELECT JOHN DIERCKSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: RENEW APPOINTMENT OF KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE SHARE REPURCHASE ISSUER YES AGAINST AGAINST
PROPOSAL #1: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: Inter Parfums, Inc.
TICKER: IPAR CUSIP: 458334109
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEAN MADAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIPPE BENACIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RUSSELL GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILIPPE SANTI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANCOIS HEILBRONN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT BENSOUSSAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICK CHOEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHEL DYENS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR VERONIQUE GABAI-PINSKY ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR GILBERT HARRISON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Interactive Brokers Group, Inc.
TICKER: IBKR CUSIP: 45841N107
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR THOMAS PETERFFY ISSUER YES AGAINST AGAINST
PROPOSAL #1B: ELECT DIRECTOR EARL H. NEMSER ISSUER YES AGAINST AGAINST
PROPOSAL #1C: ELECT DIRECTOR MILAN GALIK ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR PAUL J. BRODY ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR LAWRENCE E. HARRIS ISSUER YES AGAINST AGAINST
PROPOSAL #1F: ELECT DIRECTOR GARY KATZ ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JOHN M. DAMGARD ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR PHILIP UHDE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Intercept Pharmaceuticals, Inc.
TICKER: ICPT CUSIP: 45845P108
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR PAOLO FUNDARO ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR MARK PRUZANSKI ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR SRINIVAS AKKARAJU ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR LUCA BENATTI ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR DANIEL BRADBURY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1F: ELECT DIRECTOR KEITH GOTTESDIENER ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR NANCY MILLER-RICH ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR GINO SANTINI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1I: ELECT DIRECTOR GLENN SBLENDORIO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1J: ELECT DIRECTOR DANIEL WELCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Intercontinental Exchange, Inc.
TICKER: ICE CUSIP: 45866F104
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SHARON Y. BOWEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES R. CRISP ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DURIYA M. FAROOQUI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JEAN-MARC FORNERI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THE RIGHT HON. THE LORD ISSUER YES FOR FOR
HAGUE OF RICHMOND
PROPOSAL #1f: ELECT DIRECTOR FREDERICK W. HATFIELD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS E. NOONAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FREDERIC V. SALERNO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JEFFREY C. SPRECHER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JUDITH A. SPRIESER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR VINCENT TESE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: InterDigital, Inc.
TICKER: IDCC CUSIP: 45867G101
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOAN H. GILLMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR S. DOUGLAS HUTCHESON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN A. KRITZMACHER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN D. MARKLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM J. MERRITT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEAN F. RANKIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PHILIP P. TRAHANAS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Interface, Inc.
TICKER: TILE CUSIP: 458665304
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. BURKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW B. COGAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JAY D. GOULD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL T. HENDRIX ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER G. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CATHERINE M. KILBANE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR K. DAVID KOHLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES B. MILLER, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR SHERYL D. PALMER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Internap Corporation
TICKER: INAP CUSIP: 45885A409
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY M. PFEIFFER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER D. AQUINO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
ISSUER: International Bancshares Corporation
TICKER: IBOC CUSIP: 459044103
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAVIER DE ANDA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRVING GREENBLUM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS B. HOWLAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PEGGY J. NEWMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR DENNIS E. NIXON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LARRY A. NORTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERTO R. RESENDEZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANTONIO R. SANCHEZ, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: International Business Machines Corporation
TICKER: IBM CUSIP: 459200101
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL L. ESKEW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID N. FARR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALEX GORSKY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHELLE J. HOWARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHIRLEY ANN JACKSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDREW N. LIVERIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARTHA E. POLLACK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR VIRGINIA M. ROMETTY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH R. SWEDISH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SIDNEY TAUREL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PETER R. VOSER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR FREDERICK H. WADDELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: International Flavors & Fragrances Inc.
TICKER: IFF CUSIP: 459506101
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARCELLO V. BOTTOLI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LINDA BUCK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL L. DUCKER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID R. EPSTEIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROGER W. FERGUSON, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN F. FERRARO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANDREAS FIBIG ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHRISTINA GOLD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KATHERINE M. HUDSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DALE F. MORRISON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEPHEN WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: International Money Express, Inc.
TICKER: IMXI CUSIP: 46005L101
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN PAUL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JUSTIN WENDER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: International Paper Company
TICKER: IP CUSIP: 460146103
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM J. BURNS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHRISTOPHER M. CONNOR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR AHMET C. DORDUNCU ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ILENE S. GORDON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ANDERS GUSTAFSSON ISSUER YES AGAINST AGAINST
PROPOSAL #1f: ELECT DIRECTOR JACQUELINE C. HINMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CLINTON A. LEWIS, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KATHRYN D. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARK S. SUTTON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR J. STEVEN WHISLER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RAY G. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
ISSUER: International Seaways, Inc.
TICKER: INSW CUSIP: Y41053102
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUG WHEAT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY J. BERNLOHR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IAN T. BLACKLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RANDEE E. DAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID I. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH I. KRONSBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TY E. WALLACH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GREGORY A. WRIGHT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LOIS K. ZABROCKY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Intersect ENT, Inc.
TICKER: XENT CUSIP: 46071F103
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIERAN T. GALLAHUE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LISA D. EARNHARDT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERESA L. KLINE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CYNTHIA L. LUCCHESE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANA G. MEAD, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FREDERIC H. MOLL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. ANTHONY VERNON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: inTEST Corporation
TICKER: INTT CUSIP: 461147100
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN J. ABRAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY A. BECK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH W. DEWS, IV ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM KRAUT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES PELRIN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Intevac, Inc.
TICKER: IVAC CUSIP: 461148108
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID S. DURY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WENDELL T. BLONIGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN D. BARBER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN A. JAMISON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK P. POPOVICH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS M. ROHRS ISSUER YES AGAINST AGAINST
PROPOSAL #1.7: ELECT DIRECTOR JOHN F. SCHAEFER ISSUER YES AGAINST AGAINST
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY BPM LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: INTL FCStone, Inc.
TICKER: INTL CUSIP: 46116V105
MEETING DATE: 2/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT J. BRANCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DIANE L. COOPER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DARYL K. HENZE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTO STEVEN KASS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRUCE W. KREHBIEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SEAN M. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ERIC PARTHEMORE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN RADZIWILL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
ISSUER: Intra-Cellular Therapies, Inc.
TICKER: ITCI CUSIP: 46116X101
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHARON MATES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RORY B. RIGGS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT L. VAN NOSTRAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: Intrepid Potash, Inc.
TICKER: IPI CUSIP: 46121Y102
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. LANDIS MARTIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARTH E. WHITHAM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Intrexon Corporation
TICKER: XON CUSIP: 46122T102
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RANDAL J. KIRK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CESAR L. ALVAREZ ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR STEVEN R. FRANK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR VINITA D. GUPTA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FRED HASSAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEFFREY B. KINDLER ISSUER YES AGAINST AGAINST
PROPOSAL #1g: ELECT DIRECTOR DEAN J. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT B. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES S. TURLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #6: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #7: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Intricon Corp.
TICKER: IIN CUSIP: 46121H109
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MARK S. GORDER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
ISSUER: Intuit, Inc.
TICKER: INTU CUSIP: 461202103
MEETING DATE: 1/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EVE BURTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SCOTT D. COOK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD L. DALZELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SASAN GOODARZI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DEBORAH LIU ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DENNIS D. POWELL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BRAD D. SMITH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS SZKUTAK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RAUL VAZQUEZ ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JEFF WEINER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Intuitive Surgical, Inc.
TICKER: ISRG CUSIP: 46120E602
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CRAIG H. BARRATT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GARY S. GUTHART ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR AMAL M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DON R. KANIA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KEITH R. LEONARD, JR. ISSUER YES AGAINST AGAINST
PROPOSAL #1f: ELECT DIRECTOR ALAN J. LEVY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMI DOVER NACHTSHEIM ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK J. RUBASH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LONNIE M. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES AGAINST FOR
ISSUER: Inuvo, Inc.
TICKER: INUV CUSIP: 46122W204
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Invacare Corporation
TICKER: IVC CUSIP: 461203101
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUSAN H. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETRA DANIELSOHN-WEIL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DIANA S. FERGUSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARC M. GIBELEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR C. MARTIN HARRIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW E. MONAGHAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CLIFFORD D. NASTAS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BAIJU R. SHAH ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Invesco Ltd.
TICKER: IVZ CUSIP: G491BT108
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SARAH E. BESHAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH R. CANION ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTIN L. FLANAGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. ROBERT HENRIKSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENIS KESSLER ISSUER YES AGAINST AGAINST
PROPOSAL #1.6: ELECT DIRECTOR NIGEL SHEINWALD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR G. RICHARD "RICK" ISSUER YES FOR FOR
WAGONER, JR.
PROPOSAL #1.8: ELECT DIRECTOR PHOEBE A. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Invesco Mortgage Capital, Inc.
TICKER: IVR CUSIP: 46131B100
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN S. DAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAROLYN B. HANDLON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD J. HARDIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES R. LIENTZ, JR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENNIS P. LOCKHART ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREGORY G. MCGREEVEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR COLIN D. MEADOWS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Investar Holding Corporation
TICKER: ISTR CUSIP: 46134L105
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES M. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS C. BESSELMAN, ISSUER YES FOR FOR
SR.
PROPOSAL #1.3: ELECT DIRECTOR JAMES H. BOYCE, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT M. BOYCE, SR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN J. D'ANGELO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT CHRIS JORDAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM H. HIDALGO, SR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GORDON H. JOFFRION, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID J. LUKINOVICH ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR SUZANNE O. MIDDLETON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ANDREW C. NELSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR FRANK L. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Investment Technology Group, Inc.
TICKER: ITG CUSIP: 46145F105
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Investors Bancorp, Inc.
TICKER: ISBC CUSIP: 46146L101
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT C. ALBANESE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOMENICK A. CAMA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES J. GARIBALDI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES H. WARD, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Investors Real Estate Trust
TICKER: IRET CUSIP: 461730103
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JEFFREY P. CAIRA ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR MICHAEL T. DANCE ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR MARK O. DECKER, JR. ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR EMILY NAGLE GREEN ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR LINDA J. HALL ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR TERRANCE P. MAXWELL ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JOHN A. SCHISSEL ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR MARY J. TWINEM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Investors Real Estate Trust
TICKER: IRET CUSIP: 461730509
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JEFFREY P. CAIRA ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR MICHAEL T. DANCE ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR MARK O. DECKER, JR. ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR EMILY NAGLE GREEN ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR LINDA J. HALL ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR TERRANCE P. MAXWELL ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JOHN A. SCHISSEL ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR MARY J. TWINEM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Investors Title Company
TICKER: ITIC CUSIP: 461804106
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. ALLEN FINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID L. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES H. SPEED, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Invitae Corporation
TICKER: NVTA CUSIP: 46185L103
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC AGUIAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SEAN E. GEORGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Invitation Homes, Inc.
TICKER: INVH CUSIP: 46187W107
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRYCE BLAIR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DALLAS B. TANNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JANA COHEN BARBE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD D. BRONSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KENNETH A. CAPLAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL D. FASCITELLI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT G. HARPER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY E. KELTER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN B. RHEA ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR JANICE L. SEARS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM J. STEIN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR BARRY S. STERNLICHT ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: ION Geophysical Corp.
TICKER: IO CUSIP: 462044207
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: ION Geophysical Corporation
TICKER: IO CUSIP: 462044207
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID H. BARR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANKLIN MYERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR S. JAMES NELSON, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Ionis Pharmaceuticals, Inc.
TICKER: IONS CUSIP: 462222100
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STANLEY T. CROOKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH KLEIN, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH LOSCALZO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL HAYDEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY THE APPOINTMENT PETER N. REIKES ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #3: RATIFY THE APPOINTMENT BRETT MONIA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Iovance Biotherapeutics, Inc.
TICKER: IOVA CUSIP: 462260100
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IAIN DUKES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARIA FARDIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RYAN D. MAYNARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MERRILL A. MCPEAK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WAYNE P. ROTHBAUM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL WEISER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: IPG Photonics Corporation
TICKER: IPGP CUSIP: 44980X109
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VALENTIN P. GAPONTSEV ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EUGENE A. SCHERBAKOV ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IGOR SAMARTSEV ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL C. CHILD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGORY P. DOUGHERTY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HENRY E. GAUTHIER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CATHERINE P. LEGO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ERIC MEURICE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN R. PEELER ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. SEIFERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
ISSUER: iPic Entertainment Inc.
TICKER: IPIC CUSIP: 46263D106
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAMID HASHEMI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW ESSEX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT KIRBY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR DANA MESSINA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GEORGE M. PHILIP ISSUER YES FOR FOR
ISSUER: IQVIA Holdings, Inc.
TICKER: IQV CUSIP: 46266C105
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CAROL J. BURT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. CONNAUGHTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN G. DANHAKL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES A. FASANO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: IRADIMED CORPORATION
TICKER: IRMD CUSIP: 46266A109
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER E. SUSI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MONTY ALLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY VUOTO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES HAWKINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: iRhythm Technologies, Inc.
TICKER: IRTC CUSIP: 450056106
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE G. BODAKEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RALPH SNYDERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ABHIJIT Y. TALWALKAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Iridium Communications, Inc.
TICKER: IRDM CUSIP: 46269C102
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT H. NIEHAUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS C. CANFIELD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW J. DESCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. FITZPATRICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JANE L. HARMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALVIN B. KRONGARD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ERIC T. OLSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN B. PFEIFFER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PARKER W. RUSH ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR HENRIK O. SCHLIEMANN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BARRY J. WEST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: iRobot Corporation
TICKER: IRBT CUSIP: 462726100
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MOHAMAD ALI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL BELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RUEY-BIN KAO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Iron Mountain Incorporated
TICKER: IRM CUSIP: 46284V101
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JENNIFER ALLERTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TED R. ANTENUCCI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAMELA M. ARWAY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CLARKE H. BAILEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KENT P. DAUTEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAUL F. DENINGER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MONTE FORD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PER-KRISTIAN HALVORSEN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM L. MEANEY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WENDY J. MURDOCK ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WALTER C. RAKOWICH ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ALFRED J. VERRECCHIA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Ironwood Pharmaceuticals, Inc.
TICKER: IRWD CUSIP: 46333X108
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW DREYFUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JULIE H. MCHUGH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD P. OWENS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: IsoRay, Inc.
TICKER: ISR CUSIP: 46489V104
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LORI A. WOODS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP J. VITALE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL W. MCCORMICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALAN HOFFMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DECORIA, MAICHEL & TEAGUE, P.S. ISSUER YES FOR FOR
AS AUDITORS
PROPOSAL #3: CHANGE STATE OF INCORPORATION FROM ISSUER YES FOR FOR
MINNESOTA TO DELAWARE
ISSUER: Issuer Direct Corporation
TICKER: ISDR CUSIP: 46520M204
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM H. EVERETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. PATRICK GALLEHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN R. BALBIRNIE ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ERIC FRANK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL NOWLAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CHERRY BEKAERT LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: iStar Inc.
TICKER: STAR CUSIP: 45031U101
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAY SUGARMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLIFFORD DE SOUZA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT W. HOLMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBIN JOSEPHS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD LIEB ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BARRY W. RIDINGS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Iteris, Inc.
TICKER: ITI CUSIP: 46564T107
MEETING DATE: 10/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. JOSEPH (JOE) BERGERA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN C. DALY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT E. DEETER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GERARD M. MOONEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAURA L. SIEGAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS L. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MIKEL H. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ELIMINATE CUMULATIVE VOTING ISSUER YES FOR FOR
PROPOSAL #4: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Itron, Inc.
TICKER: ITRI CUSIP: 465741106
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LYNDA L. ZIEGLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS S. GLANVILLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DIANA D. TREMBLAY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: ITT Inc.
TICKER: ITT CUSIP: 45073V108
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ORLANDO D. ASHFORD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GERAUD DARNIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DONALD DEFOSSET, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NICHOLAS C. FANANDAKIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHRISTINA A. GOLD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD P. LAVIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARIO LONGHI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FRANK T. MACINNIS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR REBECCA A. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR TIMOTHY H. POWERS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LUCA SAVI ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR CHERYL L. SHAVERS ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR SABRINA SOUSSAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: ITUS Corp.
TICKER: ITUS CUSIP: 45069V203
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AMIT KUMAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEWIS H. TITTERTON, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN MONAHAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ARNOLD BASKIES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR DAVID CAVALIER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: RATIFY HASKELL & WHITE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: IVERIC bio, Inc.
TICKER: ISEE CUSIP: 683745103
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ADRIENNE L. GRAVES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DAVID R. GUYER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE THE NON-EMPLOYEE DIRECTOR ISSUER YES FOR FOR
COMPENSATION POLICY
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: J&J Snack Foods Corp.
TICKER: JJSF CUSIP: 466032109
MEETING DATE: 2/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR VINCENT MELCHIORRE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: J. Alexander's Holdings, Inc.
TICKER: JAX CUSIP: 46609J106
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY T. JANSZEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD B. MAGGARD, SR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR N/A
OF DIRECTORS
PROPOSAL #1.1: WITHHOLD FROM MANAGEMENT NOMINEE SHAREHOLDER NO N/A N/A
TIMOTHY T. JANSZEN
PROPOSAL #1.2: WITHHOLD FROM MANAGEMENT NOMINEE SHAREHOLDER NO N/A N/A
RONALD B. MAGGARD, SR.
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER NO N/A N/A
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER NO N/A N/A
OF DIRECTORS
ISSUER: J. C. Penney Company, Inc.
TICKER: JCP CUSIP: 708160106
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAUL J. BROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR AMANDA GINSBERG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WONYA Y. LUCAS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR B. CRAIG OWENS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LISA A. PAYNE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DEBORA A. PLUNKETT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LEONARD H. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JILL A. SOLTAU ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAVIER G. TERUEL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RONALD W. TYSOE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: J.B. Hunt Transport Services, Inc.
TICKER: JBHT CUSIP: 445658107
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS G. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANCESCA M. EDWARDSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WAYNE GARRISON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHARILYN S. GASAWAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY C. GEORGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. BRYAN HUNT, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR COLEMAN H. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN N. ROBERTS, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES L. ROBO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KIRK THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
ISSUER: J.Jill, Inc.
TICKER: JILL CUSIP: 46620W102
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL ECK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LINDA HEASLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL RECHT ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: j2 Global, Inc.
TICKER: JCOM CUSIP: 48123V102
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD S. RESSLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS Y. BECH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. CRESCI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SARAH FAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR W. BRIAN KRETZMER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JONATHAN F. MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN ROSS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR VIVEK SHAH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Jabil, Inc.
TICKER: JBL CUSIP: 466313103
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANOUSHEH ANSARI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTHA F. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER S. HOLLAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY L. MAIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK T. MONDELLO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN C. PLANT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN A. RAYMUND ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS A. SANSONE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID M. STOUT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Jack Henry & Associates, Inc.
TICKER: JKHY CUSIP: 426281101
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW C. FLANIGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN F. PRIM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS H. WILSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACQUE R. FIEGEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS A. WIMSETT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAURA G. KELLY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHRUTI S. MIYASHIRO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WESLEY A. BROWN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID B. FOSS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS, LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Jack in the Box, Inc.
TICKER: JACK CUSIP: 466367109
MEETING DATE: 3/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LEONARD A. COMMA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID L. GOEBEL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SHARON P. JOHN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MADELEINE A. KLEINER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL W. MURPHY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES M. MYERS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID M. TEHLE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN T. WYATT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR VIVIEN M. YEUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Jacobs Engineering Group, Inc.
TICKER: JEC CUSIP: 469814107
MEETING DATE: 1/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSEPH R. BRONSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JUAN JOSE SUAREZ COPPEL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT C. DAVIDSON, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEVEN J. DEMETRIOU ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RALPH E. EBERHART ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAWNE S. HICKTON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LINDA FAYNE LEVINSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT A. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PETER J. ROBERTSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CHRISTOPHER M.T. ISSUER YES FOR FOR
THOMPSON
PROPOSAL #1k: ELECT DIRECTOR BARRY L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Jagged Peak Energy Inc.
TICKER: JAG CUSIP: 47009K107
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES J. KLECKNER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL C. LINN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DHEERAJ "D" VERMA ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: JAKKS Pacific, Inc.
TICKER: JAKK CUSIP: 47012E106
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN G. BERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MURRAY L. SKALA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR REX H. POULSEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL S. SITRICK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ALEXANDER SHOGHI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. GROSS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR ZHAO XIAOQIANG ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: James River Group Holdings, Ltd.
TICKER: JRVR CUSIP: G5005R107
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JANET COWELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JERRY R. MASTERS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR OLLIE L. SHERMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SUNDAR SRINIVASAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST &YOUNG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
ISSUER: Janus Henderson Group Plc
TICKER: JHG CUSIP: G4474Y214
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT DIRECTOR KALPANA DESAI ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JEFFREY DIERMEIER ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR KEVIN DOLAN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR EUGENE FLOOD, JR. ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR RICHARD GILLINGWATER ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR LAWRENCE KOCHARD ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR GLENN SCHAFER ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR ANGELA SEYMOUR-JACKSON ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR RICHARD WEIL ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR TATSUSABURO YAMAMOTO ISSUER YES FOR FOR
PROPOSAL #12: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORISE AUDIT COMMITTEE TO FIX THEIR
REMUNERATION
PROPOSAL #13: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #14: AUTHORISE MARKET PURCHASE OF CDIS ISSUER YES FOR FOR
ISSUER: Jason Industries, Inc.
TICKER: JASN CUSIP: 471172106
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW G. LAMPEREUR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NELSON OBUS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MITCHELL I. QUAIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Jazz Pharmaceuticals plc
TICKER: JAZZ CUSIP: G50871105
MEETING DATE: 8/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER GRAY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KENNETH W. O'KEEFE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ELMAR SCHNEE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CATHERINE A. SOHN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG, DUBLIN AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: JBG SMITH Properties
TICKER: JBGS CUSIP: 46590V100
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN S. FORMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. GLOSSERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES E. HALDEMAN, ISSUER YES FOR FOR
JR.
PROPOSAL #1.4: ELECT DIRECTOR CAROL A. MELTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Jefferies Financial Group, Inc.
TICKER: JEF CUSIP: 47233W109
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LINDA L. ADAMANY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARRY J. ALPERIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT D. BEYER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANCISCO L. BORGES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN P. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARYANNE GILMARTIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD B. HANDLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT E. JOYAL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JACOB M. KATZ ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL T. O'KANE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STUART H. REESE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JOSEPH S. STEINBERG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: JELD-WEN Holding, Inc.
TICKER: JELD CUSIP: 47580P103
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM F. BANHOLZER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTHA "STORMY" BYORUM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREG G. MAXWELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MATTHEW ROSS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Jernigan Capital, Inc.
TICKER: JCAP CUSIP: 476405105
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEAN JERNIGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDALL L. CHURCHEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK O. DECKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN A. GOOD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR REBECCA OWEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOWARD A. SILVER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HARRY J. THIE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: JetBlue Airways Corporation
TICKER: JBLU CUSIP: 477143101
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR B. BEN BALDANZA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PETER BONEPARTH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VIRGINIA GAMBALE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHAN GEMKOW ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBIN HAYES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ELLEN JEWETT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOEL PETERSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SARAH ROBB O'HAGAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR FRANK SICA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR THOMAS WINKELMANN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES FOR AGAINST
ISSUER: John B. Sanfilippo & Son, Inc.
TICKER: JBSS CUSIP: 800422107
MEETING DATE: 11/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JIM R. EDGAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELLEN C. TAAFFE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL M. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: John Bean Technologies Corporation
TICKER: JBT CUSIP: 477839104
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN D. FELDMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES E. GOODWIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: John Wiley & Sons, Inc.
TICKER: JW.A CUSIP: 968223206
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE BELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID C. DOBSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAURIE A. LESHIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM PENCE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
ISSUER: Johnson & Johnson
TICKER: JNJ CUSIP: 478160104
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARY C. BECKERLE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR D. SCOTT DAVIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR IAN E. L. DAVIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JENNIFER A. DOUDNA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALEX GORSKY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARILLYN A. HEWSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARK B. MCCLELLAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ANNE M. MULCAHY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM D. PEREZ ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CHARLES PRINCE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR A. EUGENE WASHINGTON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RONALD A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: CLAWBACK DISCLOSURE OF RECOUPMENT SHAREHOLDER YES AGAINST FOR
ACTIVITY FROM SENIOR OFFICERS
PROPOSAL #5: REPORT ON INTEGRATING RISKS RELATED TO SHAREHOLDER YES AGAINST FOR
DRUG PRICING INTO SENIOR EXECUTIVE COMPENSATION
ISSUER: Johnson Controls International Plc
TICKER: JCI CUSIP: G51502105
MEETING DATE: 3/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEAN BLACKWELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PIERRE COHADE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL E. DANIELS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JUAN PABLO DEL VALLE ISSUER YES FOR FOR
PEROCHENA
PROPOSAL #1e: ELECT DIRECTOR W. ROY DUNBAR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GRETCHEN R. HAGGERTY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SIMONE MENNE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GEORGE R. OLIVER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JURGEN TINGGREN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARK VERGNANO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR R. DAVID YOST ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JOHN D. YOUNG ISSUER YES FOR FOR
PROPOSAL #2a: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #2b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AUTHORIZE MARKET PURCHASES OF COMPANY ISSUER YES FOR FOR
SHARES
PROPOSAL #4: DETERMINE PRICE RANGE FOR REISSUANCE OF ISSUER YES FOR FOR
TREASURY SHARES
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: APPROVE THE DIRECTORS' AUTHORITY TO ISSUER YES FOR FOR
ALLOT SHARES
PROPOSAL #7: APPROVE THE DISAPPLICATION OF STATUTORY ISSUER YES FOR FOR
PRE-EMPTION RIGHTS
ISSUER: Johnson Outdoors, Inc.
TICKER: JOUT CUSIP: 479167108
MEETING DATE: 2/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRY E. LONDON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. FAHEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM ("BILL") D. ISSUER YES FOR FOR
PEREZ
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Jones Lang LaSalle Incorporated
TICKER: JLL CUSIP: 48020Q107
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HUGO BAGUE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MATTHEW CARTER, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SAMUEL A. DI PIAZZA, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SHEILA A. PENROSE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MING LU ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BRIDGET A. MACASKILL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARTIN H. NESBITT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEETENDRA "JEETU" I. ISSUER YES FOR FOR
PATEL
PROPOSAL #1i: ELECT DIRECTOR ANN MARIE PETACH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CHRISTIAN ULBRICH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Jounce Therapeutics, Inc.
TICKER: JNCE CUSIP: 481116101
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LUIS DIAZ, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARBARA DUNCAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ROBERT KAMEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: JPMorgan Chase & Co.
TICKER: JPM CUSIP: 46625H100
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LINDA B. BAMMANN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES A. BELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN B. BURKE ISSUER YES AGAINST AGAINST
PROPOSAL #1d: ELECT DIRECTOR TODD A. COMBS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES S. CROWN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES DIMON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TIMOTHY P. FLYNN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MELLODY HOBSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LABAN P. JACKSON, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL A. NEAL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LEE R. RAYMOND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: REPORT ON GENDER PAY GAP SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
ISSUER: Juniper Networks, Inc.
TICKER: JNPR CUSIP: 48203R104
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GARY DAICHENDT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANNE DELSANTO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KEVIN DENUCCIO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES DOLCE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SCOTT KRIENS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RAHUL MERCHANT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RAMI RAHIM ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM R. STENSRUD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: K12, Inc.
TICKER: LRN CUSIP: 48273U102
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AIDA M. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG R. BARRETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GUILLERMO BRON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NATHANIEL A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN M. ENGLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN B. FINK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT E. KNOWLING, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LIZA MCFADDEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: K2M Group Holdings, Inc.
TICKER: KTWO CUSIP: 48273J107
MEETING DATE: 11/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Kadant, Inc.
TICKER: KAI CUSIP: 48282T104
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JONATHAN W. PAINTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE THE ISSUANCE OF RESTRICTED STOCK ISSUER YES FOR FOR
UNITS TO NON-EMPLOYEE DIRECTORS
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Kadmon Holdings, Inc.
TICKER: KDMN CUSIP: 48283N106
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HARLAN W. WAKSAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BART M. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EUGENE BAUER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR D. DIXON BOARDMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TASOS G. KONIDARIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN MEEHAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUSAN WIVIOTT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Kadmon Holdings, Inc.
TICKER: KDMN CUSIP: 48283N106
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HARLAN W. WAKSAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TASOS G. KONIDARIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EUGENE BAUER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR D. DIXON BOARDMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CYNTHIA SCHWALM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID E. COHEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ARTHUR KIRSCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
ISSUER: Kaiser Aluminum Corporation
TICKER: KALU CUSIP: 483007704
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALFRED E. OSBORNE, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERESA SEBASTIAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD J. STEBBINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS M. VAN LEEUWEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Kala Pharmaceuticals, Inc.
TICKER: KALA CUSIP: 483119103
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MARK IWICKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY GRUNBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: KalVista Pharmaceuticals, Inc.
TICKER: KALV CUSIP: 483497103
MEETING DATE: 10/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALBERT CHA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARNOLD L. ORONSKY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Kaman Corp.
TICKER: KAMN CUSIP: 483548103
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NEAL J. KEATING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT E. KUECHLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JENNIFER M. POLLINO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #4: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Kansas City Southern
TICKER: KSU CUSIP: 485170302
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LYDIA I. BEEBE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LU M. CORDOVA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. DRUTEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTONIO O. GARZA, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID GARZA-SANTOS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MITCHELL J. KREBS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HENRY J. MAIER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS A. MCDONNELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PATRICK J. OTTENSMEYER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR ISSUER YES FOR FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
ISSUER: KapStone Paper & Packaging Corp.
TICKER: KS CUSIP: 48562P103
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
ISSUER: KAR Auction Services, Inc.
TICKER: KAR CUSIP: 48238T109
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DONNA R. ECTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES P. "JIM" HALLETT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARK E. HILL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR J. MARK HOWELL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEFAN JACOBY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LYNN JOLLIFFE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL T. KESTNER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN P. LARSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEPHEN E. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Karyopharm Therapeutics Inc.
TICKER: KPTI CUSIP: 48576U106
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GAREN G. BOHLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MIKAEL DOLSTEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL G. KAUFFMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
ISSUER: KB Home
TICKER: KBH CUSIP: 48666K109
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DORENE C. DOMINGUEZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY W. FINCHEM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STUART A. GABRIEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS W. GILLIGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KENNETH M. JASTROW, II ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MELISSA LORA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY T. MEZGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES C. WEAVER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL M. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: KBR, Inc.
TICKER: KBR CUSIP: 48242W106
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MARK E. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JAMES R. BLACKWELL ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR STUART J. B. BRADIE ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR LESTER L. LYLES ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR WENDY M. MASIELLO ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR JACK B. MOORE ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR ANN D. PICKARD ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR UMBERTO DELLA SALA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Keane Group, Inc.
TICKER: FRAC CUSIP: 48669A108
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES C. STEWART ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARC G. R. EDWARDS ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR LUCAS N. BATZER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT W. DRUMMOND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DALE M. DUSTERHOFT ISSUER YES AGAINST AGAINST
PROPOSAL #1.6: ELECT DIRECTOR CHRISTIAN A. GARCIA ISSUER YES AGAINST AGAINST
PROPOSAL #1.7: ELECT DIRECTOR LISA A. GRAY ISSUER YES AGAINST AGAINST
PROPOSAL #1.8: ELECT DIRECTOR GARY M. HALVERSON ISSUER YES AGAINST AGAINST
PROPOSAL #1.9: ELECT DIRECTOR SHAWN KEANE ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR ELMER D. REED ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LENARD B. TESSLER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SCOTT WILLE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Kearny Financial Corp.
TICKER: KRNY CUSIP: 48716P108
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN N. HOPKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG L. MONTANARO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEOPOLD W. MONTANARO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CATHERINE A. LAWTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Kellogg Company
TICKER: K CUSIP: 487836108
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RODERICK D. "ROD" GILLUM ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARY LASCHINGER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ERICA MANN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CAROLYN TASTAD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR N/A
ISSUER: KEMET Corporation
TICKER: KEM CUSIP: 488360207
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILFRIED BACKES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GURMINDER S. BEDI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PER-OLOF LOOF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Kemper Corp.
TICKER: KMPR CUSIP: 488401100
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TERESA A. CANIDA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GEORGE N. COCHRAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KATHLEEN M. CRONIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LACY M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT J. JOYCE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOSEPH P. LACHER, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHRISTOPHER B. SAROFIM ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID P. STORCH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SUSAN D. WHITING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
ISSUER: KemPharm, Inc.
TICKER: KMPH CUSIP: 488445107
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TRAVIS C. MICKLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANNY L. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Kennametal, Inc.
TICKER: KMT CUSIP: 489170100
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH ALVARADO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CINDY L. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM J. HARVEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM M. LAMBERT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LORRAINE M. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TIMOTHY R. MCLEVISH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SAGAR A. PATEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTOPHER ROSSI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LAWRENCE W. ISSUER YES FOR FOR
STRANGHOENER
PROPOSAL #1.10: ELECT DIRECTOR STEVEN H. WUNNING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Kennedy-Wilson Holdings, Inc.
TICKER: KW CUSIP: 489398107
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TREVOR BOWEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CATHY HENDRICKSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN R. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STANLEY R. ZAX ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Keryx Biopharmaceuticals, Inc.
TICKER: KERX CUSIP: 492515101
MEETING DATE: 12/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
ISSUER: Keurig Dr Pepper Inc.
TICKER: KDP CUSIP: 49271V100
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT J. GAMGORT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR OLIVIER GOUDET ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PETER HARF ISSUER YES AGAINST AGAINST
PROPOSAL #1d: ELECT DIRECTOR GENEVIEVE HOVDE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ANNA-LENA KAMENETZKY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAUL S. MICHAELS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAMELA H. PATSLEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GERHARD PLEUHS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR FABIEN SIMON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT SINGER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DIRK VAN DE PUT ISSUER YES AGAINST AGAINST
PROPOSAL #1l: ELECT DIRECTOR LARRY D. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Kewaunee Scientific Corp.
TICKER: KEQU CUSIP: 492854104
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH M. GEHL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM A. SHUMAKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Key Energy Services, Inc.
TICKER: KEG CUSIP: 49309J103
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. SALTIEL ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SHERMAN K. EDMISTON, ISSUER YES FOR FOR
III
PROPOSAL #1.3: ELECT DIRECTOR STEVEN H. PRUETT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Key Tronic Corp.
TICKER: KTCC CUSIP: 493144109
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES R. BEAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG D. GATES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD F. KLAWITTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUBODH K. KULKARNI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YACOV A. SHAMASH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICK SWEENEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: KeyCorp
TICKER: KEY CUSIP: 493267108
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE D. BROUSSARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES P. COOLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY M. CROSBY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALEXANDER M. CUTLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR H. JAMES DALLAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELIZABETH R. GILE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RUTH ANN M. GILLIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM G. GISEL, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CARLTON L. HIGHSMITH ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR RICHARD J. HIPPLE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KRISTEN L. MANOS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR BETH E. MOONEY ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR BARBARA R. SNYDER ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR DAVID K. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #6: PERMIT BOARD TO AMEND BYLAWS WITHOUT ISSUER YES FOR FOR
SHAREHOLDER CONSENT
ISSUER: Keysight Technologies, Inc.
TICKER: KEYS CUSIP: 49338L103
MEETING DATE: 3/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES G. CULLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEAN M. HALLORAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Kezar Life Sciences, Inc.
TICKER: KZR CUSIP: 49372L100
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JASON R. DINGES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL KAUFFMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Kforce, Inc.
TICKER: KFRC CUSIP: 493732101
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDALL A. MEHL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELAINE D. ROSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RALPH E. STRUZZIERO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Kilroy Realty Corporation
TICKER: KRC CUSIP: 49427F108
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN B. KILROY, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDWARD BRENNAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOLIE HUNT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SCOTT INGRAHAM ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GARY STEVENSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PETER STONEBERG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Kimball Electronics, Inc.
TICKER: KE CUSIP: 49428J109
MEETING DATE: 11/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD D. CHARRON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR COLLEEN C. REPPLIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY J. LAMPERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Kimball International, Inc.
TICKER: KBAL CUSIP: 494274103
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY J. JAHNKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KRISTINE L. JUSTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. TISCHHAUSER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Kimberly-Clark Corporation
TICKER: KMB CUSIP: 494368103
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ABELARDO E. BRU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT W. DECHERD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. FALK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FABIAN T. GARCIA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL D. HSU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MAE C. JEMISON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NANCY J. KARCH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR S. TODD MACLIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SHERILYN S. MCCOY ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR CHRISTA S. QUARLES ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR IAN C. READ ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARC J. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DUNIA A. SHIVE ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR MICHAEL D. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Kimco Realty Corporation
TICKER: KIM CUSIP: 49446R109
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MILTON COOPER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PHILIP E. COVIELLO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CONOR C. FLYNN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRANK LOURENSO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR COLOMBE M. NICHOLAS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARY HOGAN PREUSSE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR VALERIE RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD B. SALTZMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Kinder Morgan, Inc.
TICKER: KMI CUSIP: 49456B101
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD D. KINDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN J. KEAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIMBERLY A. DANG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TED A. GARDNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY W. HALL, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY L. HULTQUIST ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD L. KUEHN, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DEBORAH A. MACDONALD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL C. MORGAN ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR ARTHUR C. REICHSTETTER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR FAYEZ SAROFIM ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR C. PARK SHAPER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR WILLIAM A. SMITH ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR JOEL V. STAFF ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR ROBERT F. VAGT ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR PERRY M. WAUGHTAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Kindred Biosciences, Inc.
TICKER: KIN CUSIP: 494577109
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DENISE M. BEVERS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD CHIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOSEPH S. MCCRACKEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KMJ CORBIN & COMPANY LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Kingstone Companies, Inc.
TICKER: KINS CUSIP: 496719105
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY B. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DALE A. THATCHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAY M. HAFT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FLOYD R. TUPPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM L. YANKUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CARLA A. D'ANDRE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TIMOTHY P. MCFADDEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Kiniksa Pharmaceuticals, Ltd.
TICKER: KNSA CUSIP: G5269C101
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SANJ K. PATEL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS R. MALLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD S. LEVY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN R. BIGGAR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BARRY D. QUART ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR FELIX J. BAKER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TRACEY L. MCCAIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KIMBERLY J. POPOVITS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
ISSUER: Kinsale Capital Group, Inc.
TICKER: KNSL CUSIP: 49714P108
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL P. KEHOE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN J. BENSINGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANNE C. KRONENBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT LIPPINCOTT, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES J. RITCHIE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FREDERICK L. RUSSELL, ISSUER YES FOR FOR
JR.
PROPOSAL #1.7: ELECT DIRECTOR GREGORY M. SHARE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Kirby Corp.
TICKER: KEX CUSIP: 497266106
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANNE-MARIE N. AINSWORTH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR C. SEAN DAY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM M. WATERMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Kirkland's, Inc.
TICKER: KIRK CUSIP: 497498105
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SUSAN S. LANIGAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLIE PLEAS, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEVEN C. WOODWARD ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Kite Realty Group Trust
TICKER: KRG CUSIP: 49803T300
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN A. KITE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM E. BINDLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VICTOR J. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LEE A. DANIELS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHRISTIE B. KELLY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID R. O'REILLY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BARTON R. PETERSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHARLES H. WURTZEBACH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: KKR & Co., Inc.
TICKER: KKR CUSIP: 48251W104
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
ISSUER: KKR Real Estate Finance Trust Inc.
TICKER: KREF CUSIP: 48251K100
MEETING DATE: 8/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRANCE R. AHERN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. CRAIG BLANCHARD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR IRENE M. ESTEVES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TODD A. FISHER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR JONATHAN A. LANGER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAULA MADOFF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEBORAH H. MCANENY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RALPH F. ROSENBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: KKR Real Estate Finance Trust, Inc.
TICKER: KREF CUSIP: 48251K100
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRANCE R. AHERN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. CRAIG BLANCHARD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR IRENE M. ESTEVES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TODD A. FISHER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR JONATHAN A. LANGER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAULA MADOFF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEBORAH H. MCANENY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RALPH F. ROSENBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: KLA-Tencor Corp.
TICKER: KLAC CUSIP: 482480100
MEETING DATE: 11/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD W. BARNHOLT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT M. CALDERONI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN T. DICKSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EMIKO HIGASHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEVIN J. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY B. MOORE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KIRAN M. PATEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANA G. PINCZUK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT A. RANGO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD P. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: KLX, Inc.
TICKER: KLXI CUSIP: 482539103
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: KMG Chemicals, Inc.
TICKER: KMG CUSIP: 482564101
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
ISSUER: Knight-Swift Transportation Holdings, Inc.
TICKER: KNX CUSIP: 499049104
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL GARNREITER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID VANDER PLOEG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT SYNOWICKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID JACKSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEVIN KNIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR N/A
ISSUER: Knoll, Inc.
TICKER: KNL CUSIP: 498904200
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY A. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN F. MAYPOLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD R. KASS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Knowles Corporation
TICKER: KN CUSIP: 49926D109
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HERMANN EUL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD MACLEOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHERYL SHAVERS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN F. MAYER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND CHARTERS
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND BYLAWS
ISSUER: Kodiak Sciences Inc.
TICKER: KOD CUSIP: 50015M109
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD S. LEVY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. PROFUSEK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Kohl's Corporation
TICKER: KSS CUSIP: 500255104
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER BONEPARTH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN A. BURD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR H. CHARLES FLOYD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHELLE GASS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JONAS PRISING ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN E. SCHLIFSKE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ADRIANNE SHAPIRA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FRANK V. SICA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEPHANIE A. STREETER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEPHEN E. WATSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: ADOPT VENDOR POLICY REGARDING OVERSIGHT SHAREHOLDER YES AGAINST FOR
ON PREVENTING CRUELTY TO ANIMALS THROUGHOUT THE
SUPPLY CHAIN
ISSUER: Kopin Corporation
TICKER: KOPN CUSIP: 500600101
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JOHN C.C. FAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JAMES K. BREWINGTON ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR DAVID E. BROOK ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR SCOTT ANCHIN ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR MORTON COLLINS ISSUER YES AGAINST AGAINST
PROPOSAL #1F: ELECT DIRECTOR CHI CHIA HSIEH ISSUER YES AGAINST AGAINST
PROPOSAL #1G: ELECT DIRECTOR RICHARD OSGOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: Koppers Holdings Inc.
TICKER: KOP CUSIP: 50060P106
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEROY M. BALL, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHARON FENG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TRACI L. JENSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID L. MOTLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALBERT J. NEUPAVER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LOUIS L. TESTONI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN R. TRITCH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SONJA M. WILKERSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Korn/Ferry International
TICKER: KFY CUSIP: 500643200
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DOYLE N. BENEBY ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR GARY D. BURNISON ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR WILLIAM R. FLOYD ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR CHRISTINA A. GOLD ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JERRY P. LEAMON ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR ANGEL R. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR DEBRA J. PERRY ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR GEORGE T. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #5: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
ISSUER: Kraton Corporation
TICKER: KRA CUSIP: 50077C106
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK A. BLINN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANNA C. CATALANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAN F. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Kratos Defense & Security Solutions, Inc.
TICKER: KTOS CUSIP: 50077B207
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BANDEL CARANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC DEMARCO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM HOGLUND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SCOT JARVIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JANE JUDD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SAMUEL LIBERATORE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR AMY ZEGART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Kronos Worldwide, Inc.
TICKER: KRO CUSIP: 50105F105
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LORETTA J. FEEHAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROBERT D. GRAHAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOHN E. HARPER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR MEREDITH W. MENDES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR CECIL H. MOORE, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR THOMAS P. STAFFORD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR R. GERALD TURNER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Krystal Biotech, Inc.
TICKER: KRYS CUSIP: 501147102
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL S. JANNEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DINO A. ROSSI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAYER HOFFMAN MCCANN P.C AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Kura Oncology, Inc.
TICKER: KURA CUSIP: 50127T109
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. HOFFMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR THOMAS MALLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: KVH Industries, Inc.
TICKER: KVHI CUSIP: 482738101
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN A. KITS VAN ISSUER YES FOR FOR
HEYNINGEN
PROPOSAL #1.2: ELECT DIRECTOR CHARLES R. TRIMBLE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: L Brands, Inc.
TICKER: LB CUSIP: 501797104
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICIA S. BELLINGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SARAH E. NASH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANNE SHEEHAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LESLIE H. WEXNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES FOR FOR
ISSUER: L.B. Foster Company
TICKER: FSTR CUSIP: 350060109
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT P. BAUER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEE B. FOSTER, II ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DIRK JUNGE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIANE B. OWEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT S. PURGASON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. RACKOFF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUZANNE B. ROWLAND ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRADLEY S. VIZI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: L3 Technologies, Inc.
TICKER: LLL CUSIP: 502413107
MEETING DATE: 4/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: La Jolla Pharmaceutical Co.
TICKER: LJPC CUSIP: 503459604
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE F. TIDMARSH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN C. TANG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAURA L. DOUGLASS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRAIG A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT H. ROSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY SQUAR MILNER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
ISSUER: Laboratory Corporation of America Holdings
TICKER: LH CUSIP: 50540R409
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KERRII B. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEAN-LUC BELINGARD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR D. GARY GILLILAND ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID P. KING ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GARHENG KONG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PETER M. NEUPERT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHELLE P. PARHAM ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ADAM H. SCHECHTER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR R. SANDERS WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Ladder Capital Corp
TICKER: LADR CUSIP: 505743104
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN H. FISHMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAMELA MCCORMACK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID WEINER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Ladenburg Thalmann Financial Services Inc.
TICKER: LTS CUSIP: 50575Q102
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HENRY C. BEINSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLENN C. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN S. GENSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD M. KRASNO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD J. LAMPEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL S. LIEBOWITZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HOWARD M. LORBER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR ADAM MALAMED ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JACQUELINE M. SIMKIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARK ZEITCHICK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
ISSUER: Lakeland Bancorp, Inc.
TICKER: LBAI CUSIP: 511637100
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES E. HANSON, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE R. INSERRA, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR ROBERT E. MCCRACKEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. SHARA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Lakeland Financial Corp. (Indiana)
TICKER: LKFN CUSIP: 511656100
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BLAKE W. AUGSBURGER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT E. BARTELS, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DARRIANNE P. CHRISTIAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DANIEL F. EVANS, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID M. FINDLAY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS A. HIATT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL L. KUBACKI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR EMILY E. PICHON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEVEN D. ROSS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BRIAN J. SMITH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR BRADLEY J. TOOTHAKER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RONALD D. TRUEX ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR M. SCOTT WELCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Lakeland Industries, Inc.
TICKER: LAKE CUSIP: 511795106
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. MCATEER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES M. JENKINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY FRIEDMAN LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Lam Research Corp.
TICKER: LRCX CUSIP: 512807108
MEETING DATE: 11/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN B. ANSTICE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC K. BRANDT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL R. CANNON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YOUSSEF A. EL-MANSY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTINE A. HECKART ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CATHERINE P. LEGO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN G. NEWBERRY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ABHIJIT Y. TALWALKAR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LIH SHYNG (RICK L.) ISSUER YES FOR FOR
TSAI
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Lamar Advertising Company
TICKER: LAMR CUSIP: 512816109
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN E. KOERNER, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MARSHALL A. LOEB ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN P. MUMBLOW ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR THOMAS V. REIFENHEISER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ANNA REILLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN P. REILLY, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WENDELL REILLY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ELIZABETH THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Lamb Weston Holdings, Inc.
TICKER: LW CUSIP: 513272104
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER J. BENSEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES A. BLIXT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANDRE J. HAWAUX ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR W.G. JURGENSEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS P. MAURER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HALA G. MODDELMOG ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANDREW J. SCHINDLER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARIA RENNA SHARPE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS P. WERNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Lancaster Colony Corp.
TICKER: LANC CUSIP: 513847103
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NEELI BENDAPUDI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. CARTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL H. KEOWN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Landec Corp.
TICKER: LNDC CUSIP: 514766104
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK FRANK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN GOLDBY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NELSON OBUS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW POWELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CATHERINE A. SOHN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Lands' End, Inc.
TICKER: LE CUSIP: 51509F105
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT GALVIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEROME S. GRIFFITH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELIZABETH LEYKUM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPHINE LINDEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN T. MCCLAIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR MAUREEN MULLEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JIGNESH PATEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JONAH STAW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Landstar System, Inc.
TICKER: LSTR CUSIP: 515098101
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HOMAIRA AKBARI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DIANA M. MURPHY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LARRY J. THOELE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Lannett Co., Inc.
TICKER: LCI CUSIP: 516012101
MEETING DATE: 1/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK G. LEPORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY C. CREW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID DRABIK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY FARBER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL TAVEIRA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALBERT PAONESSA, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Lantheus Holdings, Inc.
TICKER: LNTH CUSIP: 516544103
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY ANNE HEINO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL LENO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DERACE SCHAFFER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Lantronix, Inc.
TICKER: LTRX CUSIP: 516548203
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY BENCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BERNHARD BRUSCHA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE C. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL F. FOLINO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARTIN HALE, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOSHI PRINTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY SQUAR MILNER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
ISSUER: Laredo Petroleum, Inc.
TICKER: LPI CUSIP: 516806106
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANCES POWELL HAWES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAMELA S. PIERCE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: Las Vegas Sands Corp.
TICKER: LVS CUSIP: 517834107
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHELDON G. ADELSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRWIN CHAFETZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELINE CHAU ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR PATRICK DUMONT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES D. FORMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT G. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE JAMIESON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES A. KOPPELMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR LEWIS KRAMER ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR DAVID F. LEVI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: LaSalle Hotel Properties
TICKER: LHO CUSIP: 517942108
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER NO N/A N/A
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER NO N/A N/A
PROPOSAL #3: ADJOURN MEETING ISSUER NO N/A N/A
ISSUER: LaSalle Hotel Properties
TICKER: LHO CUSIP: 517942108
MEETING DATE: 11/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Lattice Semiconductor Corp.
TICKER: LSCC CUSIP: 518415104
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES R. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBIN A. ABRAMS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN M. BEATTIE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN BOURGOIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK E. JENSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES P. LEDERER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN E. MAJOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KRISHNA RANGASAYEE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR D. JEFFREY RICHARDSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #5: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Laureate Education, Inc.
TICKER: LAUR CUSIP: 518613203
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN F. CARROLL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ANDREW B. COHEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM L. CORNOG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR PEDRO DEL CORRO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. DURHAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH W. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE MUNOZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JUDITH RODIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EILIF SERCK-HANSSEN ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR IAN K. SNOW ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.11: ELECT DIRECTOR STEVEN M. TASLITZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Lawson Products, Inc.
TICKER: LAWS CUSIP: 520776105
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL G. DECATA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEE S. HILLMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK F. MOON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Lazard Ltd.
TICKER: LAZ CUSIP: G54050102
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD N. HAASS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANE L. MENDILLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD D. PARSONS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
ISSUER: La-Z-Boy, Inc.
TICKER: LZB CUSIP: 505336107
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KURT L. DARROW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SARAH M. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWIN J. HOLMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JANET E. KERR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL T. LAWTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR H. GEORGE LEVY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. ALAN MCCOLLOUGH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAUREN B. PETERS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NIDO R. QUBEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Lazydays Holdings, Inc.
TICKER: LAZY CUSIP: 52110H100
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JORDAN GNAT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ERIKA SEROW ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES AGAINST AGAINST
PURCHASE PLAN
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
ISSUER: LCI Industries
TICKER: LCII CUSIP: 50189K103
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES F. GERO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANK J. CRESPO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRENDAN J. DEELY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RONALD J. FENECH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TRACY D. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR VIRGINIA L. HENKELS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JASON D. LIPPERT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KIERAN M. O'SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID A. REED ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: LCNB Corp.
TICKER: LCNB CUSIP: 50181P100
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVE P. FOSTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. JOHRENDT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANNE E. KREHBIEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VALERIE S. KRUECKEBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BKD, LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Leaf Group Ltd.
TICKER: LEAF CUSIP: 52177G102
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SEAN MORIARTY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES QUANDT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BEVERLY K. CARMICHAEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Leap Therapeutics, Inc.
TICKER: LPTX CUSIP: 52187K101
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM LI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR THOMAS DIETZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
ISSUER: Lear Corporation
TICKER: LEA CUSIP: 521865204
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS P. CAPO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MEI-WEI CHENG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JONATHAN F. FOSTER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARY LOU JEPSEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KATHLEEN A. LIGOCKI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CONRAD L. MALLETT, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RAYMOND E. SCOTT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GREGORY C. SMITH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HENRY D.G. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Lee Enterprises, Inc.
TICKER: LEE CUSIP: 523768109
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY E. JUNCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HERBERT W. MOLONEY, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN D. MOWBRAY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Legacy Reserves Inc.
TICKER: LGCY CUSIP: 524706108
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL T. HORNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KYLE D. VANN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM R. GRANBERRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR G. LARRY LAWRENCE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES DANIEL WESTCOTT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS W. YORK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: LegacyTexas Financial Group, Inc.
TICKER: LTXB CUSIP: 52471Y106
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARCILIA C. ACOSTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE A. FISK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN J. HANIGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE W. HUNT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY J. LEVECCHIO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES BRIAN MCCALL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KAREN H. O'SHEA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR R. GREG WILKINSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Legg Mason, Inc.
TICKER: LM CUSIP: 524901105
MEETING DATE: 7/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. ANGELICA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAROL ANTHONY "JOHN" ISSUER YES FOR FOR
DAVIDSON
PROPOSAL #1.3: ELECT DIRECTOR MICHELLE J. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARRY W. HUFF ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN V. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALISON A. QUIRK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. ALLEN REED ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARGARET MILNER ISSUER YES FOR FOR
RICHARDSON
PROPOSAL #1.9: ELECT DIRECTOR KURT L. SCHMOKE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOSEPH A. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Leggett & Platt, Incorporated
TICKER: LEG CUSIP: 524660107
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT E. BRUNNER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR R. TED ENLOE, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MANUEL A. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KARL G. GLASSMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOSEPH W. MCCLANATHAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JUDY C. ODOM ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SRIKANTH PADMANABHAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PHOEBE A. WOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Leidos Holdings, Inc.
TICKER: LDOS CUSIP: 525327102
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREGORY R. DAHLBERG ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID G. FUBINI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MIRIAM E. JOHN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRANK KENDALL, III ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT C. KOVARIK, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HARRY M.J. KRAEMER, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROGER A. KRONE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GARY S. MAY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SURYA N. MOHAPATRA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LAWRENCE C. NUSSDORF ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ROBERT S. SHAPARD ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR SUSAN M. STALNECKER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR NOEL B. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES FOR AGAINST
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: LeMaitre Vascular, Inc.
TICKER: LMAT CUSIP: 525558201
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE W. LEMAITRE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID B. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: LendingClub Corporation
TICKER: LC CUSIP: 52603A109
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SUSAN ATHEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN C. (HANS) MORRIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
ISSUER: LendingTree, Inc.
TICKER: TREE CUSIP: 52603B107
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GABRIEL DALPORTO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS M. DAVIDSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NEAL DERMER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBIN HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER C. HORAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS R. LEBDA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN OZONIAN ISSUER YES AGAINST AGAINST
PROPOSAL #1.8: ELECT DIRECTOR SARAS SARASVATHY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR G. KENNEDY THOMPSON ISSUER YES AGAINST AGAINST
PROPOSAL #1.10: ELECT DIRECTOR CRAIG TROYER ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
ISSUER: Lennar Corporation
TICKER: LEN CUSIP: 526057104
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICK BECKWITT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRVING BOLOTIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN L. GERARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIG GILLIAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHERRILL W. HUDSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JONATHAN M. JAFFE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SIDNEY LAPIDUS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TERI P. MCCLURE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STUART MILLER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ARMANDO OLIVERA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JEFFREY SONNENFELD ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SCOTT STOWELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
ISSUER: Lennar Corporation
TICKER: LEN CUSIP: 526057302
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICK BECKWITT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRVING BOLOTIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN L. GERARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIG GILLIAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHERRILL W. HUDSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JONATHAN M. JAFFE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SIDNEY LAPIDUS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TERI P. MCCLURE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STUART MILLER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ARMANDO OLIVERA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JEFFREY SONNENFELD ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SCOTT STOWELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
ISSUER: Lennox International Inc.
TICKER: LII CUSIP: 526107107
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD M. BLUEDORN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAX H. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIM K.W. RUCKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Level Brands, Inc.
TICKER: LEVB CUSIP: 52730Q209
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN A. SUMICHRAST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY K. SHRIVER ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR SEYMOUR G. SIEGEL ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR BAKARI SELLERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGORY C. MORRIS ISSUER YES AGAINST AGAINST
PROPOSAL #1.6: ELECT DIRECTOR R. SCOTT COFFMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER J. GHILONI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SCOTT G. STEPHEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM F. RAINES, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CHERRY BEKAERT LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #4: CHANGE COMPANY NAME TO CBDMD, INC. ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
ISSUER: Level One Bancorp, Inc.
TICKER: LEVL CUSIP: 52730D208
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARBARA E. ALLUSHUSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VICTOR L. ANSARA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES L. BELLINSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL A. BRILLATI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHUKRI W. DAVID ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS A. FABBRI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICK J. FEHRING ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK J. HERMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEVEN H. RIVERA ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR STEFAN WANCZYK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PLANTE & MORAN, PLLC AS AUDITORS ISSUER YES FOR FOR
ISSUER: Lexicon Pharmaceuticals, Inc.
TICKER: LXRX CUSIP: 528872302
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND DEBBANE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. LEFKOWITZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN S. NIES ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Lexington Realty Trust
TICKER: LXP CUSIP: 529043101
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR T. WILSON EGLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD S. FRARY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRENCE L. GRAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMIE HANDWERKER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CLAIRE A. KOENEMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOWARD ROTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: LGI Homes, Inc.
TICKER: LGIH CUSIP: 50187T106
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RYAN EDONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DUNCAN GAGE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC LIPAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAURA MILLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRYAN SANSBURY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN SMITH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT VAHRADIAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: LHC Group, Inc.
TICKER: LHCG CUSIP: 50187A107
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MONICA F. AZARE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERI G. FONTENOT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN L. INDEST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Libbey, Inc.
TICKER: LBY CUSIP: 529898108
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GINGER M. JONES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EILEEN A. MALLESCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Liberty Broadband Corporation
TICKER: LBRDA CUSIP: 530307107
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD R. GREEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY B. MAFFEI ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Liberty Media Corporation
TICKER: FWONA CUSIP: 531229409
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. MALONE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROBERT R. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M. IAN G. GILCHRIST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Liberty Media Corporation
TICKER: FWONA CUSIP: 531229706
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. MALONE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROBERT R. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M. IAN G. GILCHRIST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Liberty Media Corporation
TICKER: FWONA CUSIP: 531229870
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. MALONE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROBERT R. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M. IAN G. GILCHRIST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Liberty Oilfield Services, Inc.
TICKER: LBRT CUSIP: 53115L104
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER A. WRIGHT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM F. KIMBLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARY D. STEINBECK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR N. JOHN LANCASTER, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR BRETT STAFFIERI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR PETER A. DEA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR KEN BABCOCK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JESAL SHAH ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Liberty Property Trust
TICKER: LPT CUSIP: 531172104
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS C. DELOACH, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHERINE E. DIETZE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTONIO F. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL P. GARTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT G. GIFFORD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM P. HANKOWSKY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID L. LINGERFELT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARGUERITE M. NADER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LAWRENCE D. RAIMAN ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR FREDRIC J. TOMCZYK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Liberty TripAdvisor Holdings, Inc.
TICKER: LTRPA CUSIP: 531465102
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY E. ROMRELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. DAVID WARGO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Life Storage, Inc.
TICKER: LSI CUSIP: 53223X107
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARK G. BARBERIO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOSEPH V. SAFFIRE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHARLES E. LANNON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN R. RUSMISEL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ARTHUR L. HAVENER, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CAROL HANSELL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DANA HAMILTON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR EDWARD J. PETTINELLA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID L. ROGERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: LifePoint Health, Inc.
TICKER: LPNT CUSIP: 53219L109
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
ISSUER: Lifetime Brands, Inc.
TICKER: LCUT CUSIP: 53222Q103
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY SIEGEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT B. KAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CRAIG PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE G. POLLACK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. JEARY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN KOEGEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHERRIE NANNINGA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DENNIS E. REAVES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL J. REGAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL SCHNABEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: LifeVantage Corp.
TICKER: LFVN CUSIP: 53222K205
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DARREN JENSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. BEINDORFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAYMOND B. GREER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VINAYAK R. HEGDE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DARWIN K. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARRY MAURO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY WSRP, LLC AS AUDITORS ISSUER YES FOR FOR
ISSUER: Lifeway Foods, Inc.
TICKER: LWAY CUSIP: 531914109
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LUDMILA SMOLYANSKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE SENT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JULIE SMOLYANSKY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD SMOLYANSKY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR POL SIKAR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RENZO BERNARDI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR JASON SCHER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAURENT MARCEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAYER HOFFMAN MCCANN P. C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Ligand Pharmaceuticals Incorporated
TICKER: LGND CUSIP: 53220K504
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JASON M. ARYEH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TODD C. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NANCY RYAN GRAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN L. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN W. KOZARICH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN L. LAMATTINA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUNIL PATEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN L. SABBA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
ISSUER: LightPath Technologies, Inc.
TICKER: LPTH CUSIP: 532257805
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SOHAIL KHAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN BRUECK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M. SCOTT FARIS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY MOORE STEPHENS LOVELACE, P.A. AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Lilis Energy, Inc.
TICKER: LLEX CUSIP: 532403201
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NUNO BRANDOLINI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. GLENN DAWSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN JOHANNING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARKUS SPECKS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL G. LONG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK CHRISTENSEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NICHOLAS STEINSBERGER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID M. WOOD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RONALD D. ORMAND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
ISSUER: Limbach Holdings, Inc.
TICKER: LMB CUSIP: 53263P105
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GORDON G. PRATT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAUREL J. KRZEMINSKI ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Limelight Networks, Inc.
TICKER: LLNW CUSIP: 53261M104
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY T. FISHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID C. PETERSCHMIDT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. LENTO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
ISSUER: Limestone Bancorp, Inc.
TICKER: LMST CUSIP: 53262L105
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. GLENN HOGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CELIA P. CATLETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN J. KOOMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL T. LEVY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES M. PARSONS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRADFORD T. RAY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDMOND J. SEIFRIED ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN T. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Limoneira Co.
TICKER: LMNR CUSIP: 532746104
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GORDON E. KIMBALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT S. SLATER ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Lincoln Educational Services Corporation
TICKER: LINC CUSIP: 533535100
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALVIN O. AUSTIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER S. BURGESS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES J. BURKE, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CELIA H. CURRIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD E. HARBOUR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. BARRY MORROW ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SCOTT M. SHAW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Lincoln Electric Holdings, Inc.
TICKER: LECO CUSIP: 533900106
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CURTIS E. ESPELAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK P. GORIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN G. HANKS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL F. HILTON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR G. RUSSELL LINCOLN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KATHRYN JO LINCOLN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM E. MACDONALD, ISSUER YES FOR FOR
III
PROPOSAL #1.8: ELECT DIRECTOR CHRISTOPHER L. MAPES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PHILLIP J. MASON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BEN P. PATEL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR HELLENE S. RUNTAGH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Lincoln National Corporation
TICKER: LNC CUSIP: 534187109
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEIRDRE P. CONNELLY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS R. GLASS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE W. HENDERSON, ISSUER YES FOR FOR
III
PROPOSAL #1.5: ELECT DIRECTOR ERIC G. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY C. KELLY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR M. LEANNE LACHMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL F. MEE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PATRICK S. PITTARD ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR ISAIAH TIDWELL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LYNN M. UTTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
ISSUER: Lindblad Expeditions Holdings, Inc.
TICKER: LIND CUSIP: 535219109
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BERNARD W. ARONSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELLIOTT BISNOW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL J. HANRAHAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Lindsay Corp.
TICKER: LNN CUSIP: 535555106
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY A. LINDSEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CONSUELO E. MADERE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL C. NAHL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Lions Gate Entertainment Corp.
TICKER: LGF.A CUSIP: 535919401
MEETING DATE: 9/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL BURNS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GORDON CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ARTHUR EVRENSEL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JON FELTHEIMER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EMILY FINE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL T. FRIES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1g: ELECT DIRECTOR LUCIAN GRAINGE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1h: ELECT DIRECTOR SUSAN MCCAW ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARK H. RACHESKY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DANIEL SANCHEZ ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DARYL SIMM ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR HARDWICK SIMMONS ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR DAVID M. ZASLAV ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Lipocine Inc.
TICKER: LPCN CUSIP: 53630X104
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAHESH V. PATEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN A. HILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY A. FINK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN W. HIGUCHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD DANA ONO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY TANNER LLC AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
ISSUER: Liquidia Technologies, Inc.
TICKER: LQDA CUSIP: 53635D202
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALPH SNYDERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN BLOCH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Liquidity Services, Inc.
TICKER: LQDT CUSIP: 53635B107
MEETING DATE: 2/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM P. ANGRICK, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD J. KOLODZIESKI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Lithia Motors, Inc.
TICKER: LAD CUSIP: 536797103
MEETING DATE: 1/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND THE TRANSITION AGREEMENT WITH ISSUER YES FOR FOR
SIDNEY B. DEBOER
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Lithia Motors, Inc.
TICKER: LAD CUSIP: 536797103
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SIDNEY B. DEBOER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN O. CAIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRYAN B. DEBOER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHAUNA F. MCINTYRE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LOUIS P. MIRAMONTES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH E. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID J. ROBINO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #4: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #6: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Littelfuse, Inc.
TICKER: LFUS CUSIP: 537008104
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KRISTINA A. CERNIGLIA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TZAU-JIN "T.J." CHUNG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CARY T. FU ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ANTHONY GRILLO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID W. HEINZMANN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GORDON HUNTER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN E. MAJOR ISSUER YES AGAINST AGAINST
PROPOSAL #1h: ELECT DIRECTOR WILLIAM P. NOGLOWS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NATHAN ZOMMER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Live Nation Entertainment, Inc.
TICKER: LYV CUSIP: 538034109
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK CARLETON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAVERICK CARTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ARIEL EMANUEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT TED ENLOE, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PING FU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY T. HINSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES IOVINE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES S. KAHAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GREGORY B. MAFFEI ISSUER YES AGAINST AGAINST
PROPOSAL #1.10: ELECT DIRECTOR RANDALL T. MAYS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MICHAEL RAPINO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARK S. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DANA WALDEN ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Live Oak Bancshares, Inc.
TICKER: LOB CUSIP: 53803X105
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM H. CAMERON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DIANE B. GLOSSMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GLEN F. HOFFSIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HOWARD K. LANDIS, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES S. MAHAN, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MILTOM E. PETTY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NEIL L. UNDERWOOD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM L. WILLIAMS, ISSUER YES FOR FOR
III
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Livent Corporation
TICKER: LTHM CUSIP: 53814L108
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL F. BARRY ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR STEVEN T. MERKT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: LivePerson, Inc.
TICKER: LPSN CUSIP: 538146101
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JILL LAYFIELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM G. WESEMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #6: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
ISSUER: LiveXLive Media, Inc.
TICKER: LIVX CUSIP: 53839L208
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT S. ELLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAY KRIGSMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CRAIG FOSTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIM SPENGLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEROME N. GOLD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: APPROVE ISSUANCE OF SHARES OF COMMON ISSUER YES FOR FOR
STOCK UPON THE CONVERSION OF CONVERTIBLE DEBENTURES
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: LKQ Corporation
TICKER: LKQ CUSIP: 501889208
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR A. CLINTON ALLEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MEG A. DIVITTO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT M. HANSER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSEPH M. HOLSTEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BLYTHE J. MCGARVIE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN W. MENDEL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JODY G. MILLER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN F. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GUHAN SUBRAMANIAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM M. WEBSTER, IV ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DOMINICK ZARCONE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Lockheed Martin Corporation
TICKER: LMT CUSIP: 539830109
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL F. AKERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID B. BURRITT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE A. CARLSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES O. ELLIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS J. FALK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ILENE S. GORDON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARILLYN A. HEWSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR VICKI A. HOLLUB ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEH C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES D. TAICLET, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND PROXY ACCESS BYLAW SHAREHOLDER YES AGAINST FOR
ISSUER: Loews Corporation
TICKER: L CUSIP: 540424108
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANN E. BERMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOSEPH L. BOWER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHARLES D. DAVIDSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHARLES M. DIKER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAUL J. FRIBOURG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WALTER L. HARRIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PHILIP A. LASKAWY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SUSAN P. PETERS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ANDREW H. TISCH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES S. TISCH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JONATHAN M. TISCH ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ANTHONY WELTERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
ISSUER: LogicBio Therapeutics, Inc.
TICKER: LOGC CUSIP: 54142F102
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EREZ CHIMOVITS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK KAY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: LogMeIn, Inc.
TICKER: LOGM CUSIP: 54142L109
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN J. BENSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT M. CALDERONI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. CHRISTENSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Lonestar Resources US Inc.
TICKER: LONE CUSIP: 54240F103
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR FRANK D. BRACKEN, III ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR HENRY B. ELLIS ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR DANIEL R. LOCKWOOD ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR MATTHEW B. OCKWOOD ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR STEPHEN H. OGLESBY ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR PHILLIP Z. PACE ISSUER YES AGAINST AGAINST
PROPOSAL #1G: ELECT DIRECTOR JOHN H. PINKERTON ISSUER YES AGAINST AGAINST
PROPOSAL #1H: ELECT DIRECTOR RANDY L. WOLSEY ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
ISSUER: Loral Space & Communications, Inc.
TICKER: LORL CUSIP: 543881106
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARTHUR L. SIMON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. STENBIT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Louisiana-Pacific Corp.
TICKER: LPX CUSIP: 546347105
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TRACY A. EMBREE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LIZANNE C. GOTTUNG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DUSTAN E. MCCOY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
ISSUER: Lowe's Companies, Inc.
TICKER: LOW CUSIP: 548661107
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAUL ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID H. BATCHELDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANGELA F. BRALY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SANDRA B. COCHRAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR LAURIE Z. DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD W. DREILING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARVIN R. ELLISON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES H. MORGAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRIAN C. ROGERS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR BERTRAM L. SCOTT ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LISA W. WARDELL ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ERIC C. WISEMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: LPL Financial Holdings Inc.
TICKER: LPLA CUSIP: 50212V100
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAN H. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. PAULETT EBERHART ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM F. GLAVIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALLISON H. MNOOKIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANNE M. MULCAHY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES S. PUTNAM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES S. RIEPE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD P. SCHIFTER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR COREY E. THOMAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: LRAD Corp.
TICKER: LRAD CUSIP: 50213V109
MEETING DATE: 3/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT L. ANCHIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAURA M. CLAGUE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN G. COBURN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD S. DANFORTH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL H. MCCOLLUM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD H. OSGOOD, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY SQUAR MILNER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: LSB Industries, Inc.
TICKER: LXU CUSIP: 502160104
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK T. BEHRMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JONATHAN S. BOBB ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD S. SANDERS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: LSC Communications, Inc.
TICKER: LKSD CUSIP: 50218P107
MEETING DATE: 2/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: LSI Industries, Inc.
TICKER: LYTS CUSIP: 50216C108
MEETING DATE: 11/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT P. BEECH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD D. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY P. KREIDER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN K. MORGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILFRED T. O'GARA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES P. SFERRA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT A. STEELE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: LTC Properties, Inc.
TICKER: LTC CUSIP: 502175102
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BOYD W. HENDRICKSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES J. PIECZYNSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEVRA G. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WENDY L. SIMPSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY J. TRICHE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Luby's, Inc.
TICKER: LUB CUSIP: 549282101
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JILL GRIFFIN ISSUER NO N/A N/A
PROPOSAL #1b: ELECT DIRECTOR CHRISTOPHER J. PAPPAS ISSUER NO N/A N/A
PROPOSAL #1c: ELECT DIRECTOR JUDITH B. CRAVEN ISSUER NO N/A N/A
PROPOSAL #1d: ELECT DIRECTOR FRANK MARKANTONIS ISSUER NO N/A N/A
PROPOSAL #1e: ELECT DIRECTOR GASPER MIR, III ISSUER NO N/A N/A
PROPOSAL #1f: ELECT DIRECTOR JOE C. MCKINNEY ISSUER NO N/A N/A
PROPOSAL #1g: ELECT DIRECTOR HARRIS J. PAPPAS ISSUER NO N/A N/A
PROPOSAL #1h: ELECT DIRECTOR TWILA M. DAY ISSUER NO N/A N/A
PROPOSAL #1i: ELECT DIRECTOR GERALD W. BODZY ISSUER NO N/A N/A
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER NO N/A N/A
TO REMOVE DIRECTORS
PROPOSAL #1a: ELECT DIRECTOR JEFFERSON GRAMM SHAREHOLDER YES FOR AGAINST
PROPOSAL #1b: ELECT DIRECTOR WILLIAM PHILIP GRAMM SHAREHOLDER YES WITHHOLD FOR
PROPOSAL #1c: ELECT DIRECTOR STACY HOCK SHAREHOLDER YES WITHHOLD FOR
PROPOSAL #1d: ELECT DIRECTOR SAVNEET SINGH SHAREHOLDER YES WITHHOLD FOR
PROPOSAL #1e: MANAGEMENT NOMINEE JILL GRIFFIN SHAREHOLDER YES FOR FOR
PROPOSAL #1f: MANAGEMENT NOMINEE JUDITH B. CRAVEN SHAREHOLDER YES FOR FOR
PROPOSAL #1g: MANAGEMENT NOMINEE JOE C. MCKINNEY SHAREHOLDER YES FOR FOR
PROPOSAL #1h: MANAGEMENT NOMINEE TWILA M. DAY SHAREHOLDER YES FOR FOR
PROPOSAL #1i: MANAGEMENT NOMINEE GERALD W. BODZY SHAREHOLDER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO REMOVE DIRECTORS
ISSUER: lululemon athletica inc.
TICKER: LULU CUSIP: 550021109
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHRYN HENRY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JON MCNEILL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Lumber Liquidators Holdings, Inc.
TICKER: LL CUSIP: 55003T107
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRI FUNK GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FAMOUS P. RHODES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Lumentum Holdings, Inc.
TICKER: LITE CUSIP: 55024U109
MEETING DATE: 11/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARTIN A. KAPLAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HAROLD L. COVERT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PENELOPE A. HERSCHER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JULIA S. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRIAN J. LILLIE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALAN S. LOWE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SAMUEL F. THOMAS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Luminex Corporation
TICKER: LMNX CUSIP: 55027E102
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NACHUM "HOMI" SHAMIR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS W. ERICKSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Luna Innovations Incorporated
TICKER: LUNA CUSIP: 550351100
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD W. ROEDEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR GARY SPIEGEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Luther Burbank Corp.
TICKER: LBC CUSIP: 550550107
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICTOR S. TRIONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SIMONE LAGOMARSINO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C. ERICKSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACK KROUSKUP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANITA GENTLE NEWCOMB ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRADLEY M. SHUSTER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR THOMAS C. WAJNERT ISSUER YES FOR FOR
ISSUER: Lydall, Inc.
TICKER: LDL CUSIP: 550819106
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DALE G. BARNHART ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID G. BILLS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHLEEN BURDETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES J. CANNON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW T. FARRELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARC T. GILES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM D. GURLEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SUZANNE HAMMETT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR S. CARL SODERSTROM, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: LyondellBasell Industries N.V.
TICKER: LYB CUSIP: N53745100
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JACQUES AIGRAIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LINCOLN BENET ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAGJEET "JEET" BINDRA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBIN BUCHANAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEPHEN COOPER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NANCE DICCIANI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CLAIRE FARLEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ISABELLA "BELLA" GOREN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL HANLEY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ALBERT MANIFOLD ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR BHAVESH "BOB" PATEL ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RUDY VAN DER MEER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DISCHARGE OF EXECUTIVE DIRECTOR ISSUER YES FOR FOR
AND PRIOR MANAGEMENT BOARD
PROPOSAL #3: APPROVE DISCHARGE OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS AND PRIOR SUPERVISORY BOARD
PROPOSAL #4: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
ACCOUNTANTS N.V. AS AUDITORS
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: APPROVE DIVIDENDS OF USD 4.00 PER SHARE ISSUER YES FOR FOR
PROPOSAL #9: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #10: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: M&T Bank Corporation
TICKER: MTB CUSIP: 55261F104
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENT D. BAIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. ANGELA BONTEMPO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT T. BRADY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR T. JEFFERSON ISSUER YES FOR FOR
CUNNINGHAM, III
PROPOSAL #1.5: ELECT DIRECTOR GARY N. GEISEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD S. GOLD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD A. GROSSI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN D. HAWKE, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RENE F. JONES ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD H. LEDGETT, ISSUER YES FOR FOR
JR.
PROPOSAL #1.11: ELECT DIRECTOR NEWTON P.S. MERRILL ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KEVIN J. PEARSON ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MELINDA R. RICH ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR ROBERT E. SADLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR DENIS J. SALAMONE ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR JOHN R. SCANNELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.17: ELECT DIRECTOR DAVID S. SCHARFSTEIN ISSUER YES FOR FOR
PROPOSAL #1.18: ELECT DIRECTOR HERBERT L. WASHINGTON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: M.D.C. Holdings, Inc.
TICKER: MDC CUSIP: 552676108
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL A. BERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HERBERT T. BUCHWALD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARRY A. MIZEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LESLIE B. FOX ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: M/I Homes, Inc.
TICKER: MHO CUSIP: 55305B101
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRIEDRICH K.M. BOHM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. CARTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT H. SCHOTTENSTEIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Macatawa Bank Corp.
TICKER: MCBC CUSIP: 554225102
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES A. GEENEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT L. HERR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL K. LE ROY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Mack-Cali Realty Corporation
TICKER: CLI CUSIP: 554489104
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM L. MACK ISSUER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR ALAN S. BERNIKOW ISSUER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. DEMARCO ISSUER NO N/A N/A
PROPOSAL #1.4: ELECT DIRECTOR NATHAN GANTCHER ISSUER NO N/A N/A
PROPOSAL #1.5: ELECT DIRECTOR DAVID S. MACK ISSUER NO N/A N/A
PROPOSAL #1.6: ELECT DIRECTOR LISA MYERS ISSUER NO N/A N/A
PROPOSAL #1.7: ELECT DIRECTOR ALAN G. PHILIBOSIAN ISSUER NO N/A N/A
PROPOSAL #1.8: ELECT DIRECTOR LAURA POMERANTZ ISSUER NO N/A N/A
PROPOSAL #1.9: ELECT DIRECTOR IRVIN D. REID ISSUER NO N/A N/A
PROPOSAL #1.10: ELECT DIRECTOR REBECCA ROBERTSON ISSUER NO N/A N/A
PROPOSAL #1.11: ELECT DIRECTOR VINCENT TESE ISSUER NO N/A N/A
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER NO N/A N/A
AUDITORS
PROPOSAL #1.1: ELECT DIRECTOR ALAN R. BATKIN SHAREHOLDER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FREDERIC CUMENAL SHAREHOLDER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARYANNE GILMARTIN SHAREHOLDER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NORI GERARDO LIETZ SHAREHOLDER YES WITHHOLD AGAINST
PROPOSAL #1.5: MANAGEMENT NOMINEE ALAN S. BERNIKOW SHAREHOLDER YES FOR FOR
PROPOSAL #1.6: MANAGEMENT NOMINEE MICHAEL J. DEMARCO SHAREHOLDER YES FOR FOR
PROPOSAL #1.7: MANAGEMENT NOMINEE DAVID S. MACK SHAREHOLDER YES FOR FOR
PROPOSAL #1.8: MANAGEMENT NOMINEE LISA MYERS SHAREHOLDER YES FOR FOR
PROPOSAL #1.9: MANAGEMENT NOMINEE LAURA POMERANTZ SHAREHOLDER YES FOR FOR
PROPOSAL #1.10: MANAGEMENT NOMINEE IRVIN D. REID SHAREHOLDER YES FOR FOR
PROPOSAL #1.11: MANAGEMENT NOMINEE REBECCA ROBERTSON SHAREHOLDER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Mackinac Financial Corporation
TICKER: MFNC CUSIP: 554571109
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. MAHANEY, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL D. TOBIAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID R. STEINHARDT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PLANTE & MORAN, PLLC AS AUDITORS ISSUER YES FOR FOR
ISSUER: MACOM Technology Solutions Holdings, Inc.
TICKER: MTSI CUSIP: 55405Y100
MEETING DATE: 2/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER CHUNG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR GEOFFREY G. RIBAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GIL VAN LUNSEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Macquarie Infrastructure Corporation
TICKER: MIC CUSIP: 55608B105
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR AMANDA M. BROCK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR NORMAN H. BROWN, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHRISTOPHER FROST ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARIA JELESCU-DREYFUS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RONALD KIRK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR H.E. (JACK) LENTZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR OUMA SANANIKONE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: MacroGenics, Inc.
TICKER: MGNX CUSIP: 556099109
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAULO COSTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN FERRANTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD HURWITZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Macy's, Inc.
TICKER: M CUSIP: 55616P104
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID P. ABNEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANCIS S. BLAKE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN A. BRYANT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DEIRDRE P. CONNELLY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JEFF GENNETTE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LESLIE D. HALE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM H. LENEHAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SARA LEVINSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOYCE M. ROCHE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PAUL C. VARGA ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARNA C. WHITTINGTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON HUMAN RIGHTS DUE DILIGENCE SHAREHOLDER YES AGAINST FOR
PROCESS
ISSUER: Madrigal Pharmaceuticals, Inc.
TICKER: MDGL CUSIP: 558868105
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH R. GOLLUST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD S. LEVY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DAVID MILLIGAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Magellan Health, Inc.
TICKER: MGLN CUSIP: 559079207
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL S. DIAMENT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARRY M. SMITH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SWATI ABBOTT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER A. FELD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LESLIE V. NORWALK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GUY P. SANSONE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN J. SHULMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Magenta Therapeutics, Inc.
TICKER: MGTA CUSIP: 55910K108
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALEXIS A. BORISY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR BLAKE BYERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR AMY L. RONNEBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES AGAINST AGAINST
PURCHASE PLAN
ISSUER: Magnolia Oil & Gas Corporation
TICKER: MGY CUSIP: 559663109
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN I. CHAZEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ARCILIA C. ACOSTA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANGELA M. BUSCH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR EDWARD P. DJEREJIAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES R. LARSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL G. MACDOUGALL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAN F. SMITH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN B. WALKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Majesco
TICKER: MJCO CUSIP: 56068V102
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARUN K. MAHESHWARI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EARL GALLEGOS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAJESH HUKKU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN R. ISAAC ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ATUL KANAGAT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KETAN MEHTA ISSUER YES AGAINST AGAINST
PROPOSAL #1.7: ELECT DIRECTOR SUDHAKAR RAM ISSUER YES AGAINST AGAINST
PROPOSAL #1.8: ELECT DIRECTOR ROBERT P. RESTREPO, JR. ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY MSPC CERTIFIED PUBLIC ACCOUNTANTS ISSUER YES FOR FOR
AND ADVISORS, P.C. AS AUDITORS
ISSUER: Malibu Boats, Inc.
TICKER: MBUU CUSIP: 56117J100
MEETING DATE: 11/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES R. BUCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER E. MURPHY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Mallinckrodt public limited company
TICKER: MNK CUSIP: G5785G107
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID R. CARLUCCI ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR J. MARTIN CARROLL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAUL R. CARTER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID Y. NORTON ISSUER YES AGAINST AGAINST
PROPOSAL #1e: ELECT DIRECTOR JOANN A. REED ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANGUS C. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARK C. TRUDEAU ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ANNE C. WHITAKER ISSUER YES AGAINST AGAINST
PROPOSAL #1i: ELECT DIRECTOR KNEELAND C. YOUNGBLOOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: AUTHORISE ISSUE OF EQUITY ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE SHARE REPURCHASE UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #6: CHANGE COMPANY NAME FROM MALLINCKRODT ISSUER YES FOR FOR
PLC TO SONORANT THERAPEUTICS PLC
PROPOSAL #7: AUTHORIZE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #8: DETERMINE PRICE RANGE FOR REISSUANCE OF ISSUER YES FOR FOR
TREASURY SHARES
PROPOSAL #9: CLAWBACK DISCLOSURE OF RECOUPMENT SHAREHOLDER YES AGAINST FOR
ACTIVITY FROM SENIOR OFFICERS
PROPOSAL #10: REPORT ON GOVERNANCE MEASURES SHAREHOLDER YES AGAINST AGAINST
IMPLEMENTED RELATED TO OPIOIDS
PROPOSAL #11: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST AGAINST
ISSUER: Malvern Bancorp, Inc.
TICKER: MLVF CUSIP: 561409103
MEETING DATE: 2/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD KENT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THERESE H. WOODMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JULIA D. CORELLI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NORMAN FEINSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDREW FISH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CYNTHIA FELZER LEITZELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN P. SCARTOZZI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANTHONY C. WEAGLEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
ISSUER: Mammoth Energy Services, Inc.
TICKER: TUSK CUSIP: 56155L108
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC MCCARTHY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ARTY STRAEHLA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ARTHUR AMRON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL HEERWAGEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR JAMES PALM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW ROSS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR ARTHUR SMITH ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Manhattan Associates, Inc.
TICKER: MANH CUSIP: 562750109
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN J. HUNTZ, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS E. NOONAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Manhattan Bridge Capital, Inc.
TICKER: LOAN CUSIP: 562803106
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ASSAF RAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LYRON BENTOVIM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERAN GOLDSHMIT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. JACKSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HOBERMAN & LESSER, LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Manitex International, Inc.
TICKER: MNTX CUSIP: 563420108
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD M. CLARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT S. GIGLIOTTI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FREDERICK B. KNOX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID J. LANGEVIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARVIN B. ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR INGO SCHILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN J. TOBER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Mannatech, Incorporated
TICKER: MTEX CUSIP: 563771203
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. STANLEY FREDRICK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ERIC W. SCHRIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TYLER RAMESON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Manning & Napier, Inc.
TICKER: MN CUSIP: 56382Q102
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOEL DOMINO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD GEORGE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD S. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARBARA GOODSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT KOPECH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM MANNING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH A. MARVALD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARC O. MAYER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EDWARD J. PETTINELLA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: MannKind Corporation
TICKER: MNKD CUSIP: 56400P706
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENT KRESA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL E. CASTAGNA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD J. CONSIGLIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL A. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTINE MUNDKUR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HENRY L. NORDHOFF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES S. SHANNON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: ManpowerGroup, Inc.
TICKER: MAN CUSIP: 56418H100
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.A: ELECT DIRECTOR GINA R. BOSWELL ISSUER YES FOR FOR
PROPOSAL #1.B: ELECT DIRECTOR CARI M. DOMINGUEZ ISSUER YES FOR FOR
PROPOSAL #1.C: ELECT DIRECTOR WILLIAM DOWNE ISSUER YES FOR FOR
PROPOSAL #1.D: ELECT DIRECTOR JOHN F. FERRARO ISSUER YES FOR FOR
PROPOSAL #1.E: ELECT DIRECTOR PATRICIA HEMINGWAY HALL ISSUER YES FOR FOR
PROPOSAL #1.F: ELECT DIRECTOR JULIE M. HOWARD ISSUER YES AGAINST AGAINST
PROPOSAL #1.G: ELECT DIRECTOR ULICE PAYNE, JR. ISSUER YES FOR FOR
PROPOSAL #1.H: ELECT DIRECTOR JONAS PRISING ISSUER YES FOR FOR
PROPOSAL #1.I: ELECT DIRECTOR PAUL READ ISSUER YES FOR FOR
PROPOSAL #1.J: ELECT DIRECTOR ELIZABETH P. SARTAIN ISSUER YES FOR FOR
PROPOSAL #1.K: ELECT DIRECTOR MICHAEL J. VAN HANDEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: ManTech International Corp.
TICKER: MANT CUSIP: 564563104
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE J. PEDERSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD L. ARMITAGE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY K. BUSH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARRY G. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD J. KERR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH A. MINIHAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KEVIN M. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Marathon Oil Corporation
TICKER: MRO CUSIP: 565849106
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREGORY H. BOYCE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHADWICK C. DEATON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARCELA E. DONADIO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JASON B. FEW ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DOUGLAS L. FOSHEE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR M. ELISE HYLAND ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LEE M. TILLMAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR J. KENT WELLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Marathon Petroleum Corp.
TICKER: MPC CUSIP: 56585A102
MEETING DATE: 9/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: APPROVE INCREASE IN SIZE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Marathon Petroleum Corporation
TICKER: MPC CUSIP: 56585A102
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EVAN BAYH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES E. BUNCH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDWARD G. GALANTE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KIM K.W. RUCKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: Marchex, Inc.
TICKER: MCHX CUSIP: 56624R108
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS CLINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANNE DEVEREUX-MILLS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RUSSELL C. HOROWITZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR M. WAYNE WISEHART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Marcus & Millichap, Inc.
TICKER: MMI CUSIP: 566324109
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE M. MARCUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE T. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DON C. WATTERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Marine Products Corp.
TICKER: MPX CUSIP: 568427108
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BILL J. DISMUKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAMELA R. ROLLINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY C. ROLLINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: MarineMax, Inc.
TICKER: HZO CUSIP: 567908108
MEETING DATE: 2/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GEORGE E. BORST ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HILLIARD M. EURE, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOSEPH A. WATTERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Marinus Pharmaceuticals, Inc.
TICKER: MRNS CUSIP: 56854Q101
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT BRAUNSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SETH H.Z. FISCHER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR NICOLE VITULLO ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Markel Corporation
TICKER: MKL CUSIP: 570535104
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR K. BRUCE CONNELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS S. GAYNER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEWART M. KASEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALAN I. KIRSHNER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DIANE LEOPOLD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LEMUEL E. LEWIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANTHONY F. MARKEL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVEN A. MARKEL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DARRELL D. MARTIN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL O'REILLY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHAEL J. SCHEWEL ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RICHARD R. WHITT, III ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR DEBORA J. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Marker Therapeutics, Inc.
TICKER: MRKR CUSIP: 57055L107
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK WASSERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID LASKOW-POOLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN WILSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JUAN F. VERA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID EANSOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER L. HOANG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: MarketAxess Holdings Inc.
TICKER: MKTX CUSIP: 57060D108
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD M. MCVEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR NANCY ALTOBELLO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEVEN L. BEGLEITER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN P. CASPER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JANE CHWICK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHRISTOPHER R. CONCANNON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM F. CRUGER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD G. KETCHUM ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR EMILY H. PORTNEY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN STEINHARDT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Marlin Business Services Corp.
TICKER: MRLN CUSIP: 571157106
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN J. CALAMARI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE J. DEANGELO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT A. HEIMES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY A. HILZINGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. CHRISTOPHER TEETS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES W. WERT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Marriott International, Inc.
TICKER: MAR CUSIP: 571903202
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J.W. MARRIOTT, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY K. BUSH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE W. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DEBORAH MARRIOTT ISSUER YES FOR FOR
HARRISON
PROPOSAL #1.5: ELECT DIRECTOR FREDERICK A. "FRITZ" ISSUER YES FOR FOR
HENDERSON
PROPOSAL #1.6: ELECT DIRECTOR ERIC HIPPEAU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAWRENCE W. KELLNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DEBRA L. LEE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR AYLWIN B. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR MARGARET M. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GEORGE MUNOZ ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR STEVEN S. REINEMUND ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR SUSAN C. SCHWAB ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR ARNE M. SORENSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4a: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT FOR THE REMOVAL OF DIRECTORS
PROPOSAL #4b: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT FOR FUTURE AMENDMENTS TO THE CERTIFICATE
APPROVED BY OUR STOCKHOLDERS
PROPOSAL #4c: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT FOR FUTURE AMENDMENTS TO CERTAIN BYLAW
PROPOSAL #4d: REMOVE THE REQUIREMENT FOR A ISSUER YES FOR FOR
SUPERMAJORITY STOCKHOLDER VOTE FOR CERTAIN
PROPOSAL #4e: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT FOR CERTAIN BUSINESS COMBINATIONS
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES FOR AGAINST
ISSUER: Marriott Vacations Worldwide Corp.
TICKER: VAC CUSIP: 57164Y107
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Marriott Vacations Worldwide Corporation
TICKER: VAC CUSIP: 57164Y107
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND L. GELLEIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS J. HUTCHISON, ISSUER YES FOR FOR
III
PROPOSAL #1.3: ELECT DIRECTOR DIANNA F. MORGAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Marrone Bio Innovations, Inc.
TICKER: MBII CUSIP: 57165B106
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GEORGE H. KERCKHOVE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ZACHARY S. WOCHOK ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES AGAINST AGAINST
PURCHASE PLAN
PROPOSAL #5: RATIFY MARCUM LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Marsh & McLennan Companies, Inc.
TICKER: MMC CUSIP: 571748102
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANTHONY K. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR OSCAR FANJUL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DANIEL S. GLASER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR H. EDWARD HANWAY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DEBORAH C. HOPKINS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ELAINE LA ROCHE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEVEN A. MILLS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BRUCE P. NOLOP ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARC D. OKEN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MORTON O. SCHAPIRO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LLOYD M. YATES ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR R. DAVID YOST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Marten Transport Ltd.
TICKER: MRTN CUSIP: 573075108
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDOLPH L. MARTEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY B. HAGNESS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. WINKEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JERRY M. BAUER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT L. DEMOREST ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR G. LARRY OWENS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD R. BOOTH ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Martin Marietta Materials, Inc.
TICKER: MLM CUSIP: 573284106
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOROTHY M. ABLES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUE W. COLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SMITH W. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN J. KORALESKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR C. HOWARD NYE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAREE E. PEREZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. QUILLEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD W. SLAGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN P. ZELNAK, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Marvell Technology Group Ltd.
TICKER: MRVL CUSIP: G5876H105
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TUDOR BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRAD BUSS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD H. FRANK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD S. HILL ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: ELECT DIRECTOR OLEG KHAYKIN ISSUER YES AGAINST AGAINST
PROPOSAL #1.6: ELECT DIRECTOR BETHANY MAYER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONNA MORRIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MATTHEW J. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL STRACHAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT E. SWITZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
ISSUER: Masco Corporation
TICKER: MAS CUSIP: 574599106
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARIE A. FFOLKES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DONALD R. PARFET ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LISA A. PAYNE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR REGINALD M. TURNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Masimo Corporation
TICKER: MASI CUSIP: 574795100
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ADAM MIKKELSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG REYNOLDS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
ISSUER: Masonite International Corp.
TICKER: DOOR CUSIP: 575385109
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK J. LYNCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JODY L. BILNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER R. DACHOWSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JONATHAN F. FOSTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS W. GREENE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAPHNE E. JONES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEORGE A. LORCH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM S. OESTERLE ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR FRANCIS M. SCRICCO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
ISSUER: MasTec, Inc.
TICKER: MTZ CUSIP: 576323109
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. DWYER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSE S. SORZANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. ROBERT CAMPBELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Mastech Digital, Inc.
TICKER: MHH CUSIP: 57633B100
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ASHOK TRIVEDI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR VIVEK GUPTA ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Mastercard Incorporated
TICKER: MA CUSIP: 57636Q104
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD HAYTHORNTHWAITE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR AJAY BANGA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID R. CARLUCCI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD K. DAVIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEVEN J. FREIBERG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JULIUS GENACHOWSKI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHOON PHONG GOH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MERIT E. JANOW ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR OKI MATSUMOTO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR YOUNGME MOON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RIMA QURESHI ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JOSE OCTAVIO REYES ISSUER YES FOR FOR
LAGUNES
PROPOSAL #1m: ELECT DIRECTOR GABRIELLE SULZBERGER ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR JACKSON TAI ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR LANCE UGGLA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: REPORT ON GENDER PAY GAP SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: ESTABLISH HUMAN RIGHTS BOARD COMMITTEE SHAREHOLDER YES AGAINST FOR
ISSUER: Matador Resources Company
TICKER: MTDR CUSIP: 576485205
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. GAINES BATY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG T. BURKERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW P. CLIFTON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Match Group, Inc.
TICKER: MTCH CUSIP: 57665R106
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AMANDA GINSBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH LEVIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ANN L. MCDANIEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. MCINERNEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR GLENN H. SCHIFFMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR PAMELA S. SEYMON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR ALAN G. SPOON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR MARK STEIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR GREGG WINIARSKI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.10: ELECT DIRECTOR SAM YAGAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Materion Corp.
TICKER: MTRN CUSIP: 576690101
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VINOD M. KHILNANI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. PHILLIPPY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK PREVOST ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR N. MOHAN REDDY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CRAIG S. SHULAR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DARLENE J. S. SOLOMON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT B. TOTH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JUGAL K. VIJAYVARGIYA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GEOFFREY WILD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Matinas BioPharma Holdings, Inc.
TICKER: MTNB CUSIP: 576810105
MEETING DATE: 11/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HERBERT CONRAD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK LEPORE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEROME D. JABBOUR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC ENDE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES S. SCIBETTA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ADAM STERN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MATTHEW WIKLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Matrix Service Co.
TICKER: MTRX CUSIP: 576853105
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTHA Z. CARNES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN D. CHANDLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. GIBSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN R. HEWITT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LIANE K. HINRICHS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES H. MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JIM W. MOGG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Matson, Inc.
TICKER: MATX CUSIP: 57686G105
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. BLAKE BAIRD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW J. COX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS B. FARGO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK H. FUKUNAGA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STANLEY M. KURIYAMA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CONSTANCE H. LAU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JENAI S. WALL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Mattel, Inc.
TICKER: MAT CUSIP: 577081102
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR R. TODD BRADLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ADRIANA CISNEROS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL J. DOLAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR YNON KREIZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SOREN T. LAURSEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANN LEWNES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROGER LYNCH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DOMINIC NG ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JUDY D. OLIAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR VASANT M. PRABHU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
ISSUER: Matthews International Corp.
TICKER: MATW CUSIP: 577128101
MEETING DATE: 2/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRY L. DUNLAP ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALVARO GARCIA-TUNON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN D. TURNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JERRY R. WHITAKER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Maui Land & Pineapple Co., Inc.
TICKER: MLP CUSIP: 577345101
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN M. CASE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WARREN H. HARUKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID A. HEENAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY P. TAKITANI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ARTHUR C. TOKIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ACCUITY LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Maxar Technologies Inc.
TICKER: MAXR CUSIP: 57778K105
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWELL M. ESTES, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICK S. CYPRUS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROXANNE J. DECYK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LORI B. GARVER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOANNE O. ISHAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL L. JABLONSKY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR C. ROBERT KEHLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR L. ROGER MASON, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT L. PHILLIPS ISSUER YES AGAINST AGAINST
PROPOSAL #1.1: ELECT DIRECTOR ERIC J. ZAHLER ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
ISSUER: Maxar Technologies Ltd.
TICKER: MAXR CUSIP: 57778L103
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ARRANGEMENT RESOLUTION ISSUER YES FOR FOR
ISSUER: Maxim Integrated Products, Inc.
TICKER: MXIM CUSIP: 57772K101
MEETING DATE: 11/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM (BILL) P. ISSUER YES FOR FOR
SULLIVAN
PROPOSAL #1b: ELECT DIRECTOR TUNC DOLUCA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TRACY C. ACCARDI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES R. BERGMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOSEPH R. BRONSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT E. GRADY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM D. WATKINS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARYANN WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: MAXIMUS, Inc.
TICKER: MMS CUSIP: 577933104
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANNE K. ALTMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL R. LEDERER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER B. POND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: MaxLinear, Inc.
TICKER: MXL CUSIP: 57776J100
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD E. SCHROCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL A. ARTUSI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: MB Financial, Inc.
TICKER: MBFI CUSIP: 55264U108
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: AMEND CHARTER ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: MBIA, Inc.
TICKER: MBI CUSIP: 55262C100
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANCIS Y. CHIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DIANE L. DEWBREY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM C. FALLON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEVEN J. GILBERT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHARLES R. RINEHART ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THEODORE E. SHASTA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD C. VAUGHAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: MBT Financial Corp.
TICKER: MBTF CUSIP: 578877102
MEETING DATE: 2/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: MCBC Holdings, Inc.
TICKER: MCFT CUSIP: 55276F107
MEETING DATE: 10/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRY MCNEW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FREDERICK A. BRIGHTBILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. PATRICK BATTLE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: McDermott International, Inc.
TICKER: MDR CUSIP: 580037703
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FORBES I.J. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIPPE BARRIL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN F. BOOKOUT, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID DICKSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR L. RICHARD FLURY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W. CRAIG KISSEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY P. LUQUETTE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES H. MILLER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM H. SCHUMANN, ISSUER YES FOR FOR
III
PROPOSAL #1.1: ELECT DIRECTOR MARY L. SHAFER-MALICKI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARSHA C. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: McDermott International, Inc.
TICKER: MDR CUSIP: 580037703
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FORBES I. J. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIPPE C. BARRIL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN F. BOOKOUT, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID DICKSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR L. RICHARD FLURY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W. CRAIG KISSEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES H. MILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GARY P. LUQUETTE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM H. SCHUMANN, ISSUER YES FOR FOR
III
PROPOSAL #1.1: ELECT DIRECTOR MARY L. SHAFER-MALICKI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARSHA C. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: McDonald's Corporation
TICKER: MCD CUSIP: 580135101
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LLOYD DEAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN EASTERBROOK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT ECKERT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARGARET GEORGIADIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ENRIQUE HERNANDEZ, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD LENNY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN MULLIGAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SHEILA PENROSE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN ROGERS, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PAUL WALSH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MILES WHITE ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: CHANGE RANGE FOR SIZE OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
ISSUER: McGrath RentCorp
TICKER: MGRC CUSIP: 580589109
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIMBERLY A. BOX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM J. DAWSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELIZABETH A. FETTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH F. HANNA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRADLEY M. SHUSTER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR M. RICHARD SMITH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENNIS P. STRADFORD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RONALD H. ZECH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: McKesson Corporation
TICKER: MCK CUSIP: 58155Q103
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR N. ANTHONY COLES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN H. HAMMERGREN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR M. CHRISTINE JACOBS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DONALD R. KNAUSS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARIE L. KNOWLES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BRADLEY E. LERMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EDWARD A. MUELLER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SUSAN R. SALKA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: USE GAAP FOR EXECUTIVE COMPENSATION SHAREHOLDER YES AGAINST FOR
METRICS
PROPOSAL #7: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
ISSUER: MDC Partners Inc.
TICKER: MDCA CUSIP: 552697104
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK J. PENN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLENE BARSHEFSKY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL S. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRADLEY J. GROSS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANNE MARIE O'DONOVAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KRISTEN M. O'HARA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DESIREE ROGERS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR IRWIN D. SIMON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE BDO USA, LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: MDU Resources Group, Inc.
TICKER: MDU CUSIP: 552690109
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS EVERIST ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KAREN B. FAGG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID L. GOODIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK A. HELLERSTEIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DENNIS W. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PATRICIA L. MOSS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EDWARD A. RYAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID M. SPARBY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHENXI WANG ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN K. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
ISSUER: MedEquities Realty Trust, Inc.
TICKER: MRT CUSIP: 58409L306
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Medical Properties Trust, Inc.
TICKER: MPW CUSIP: 58463J304
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD K. ALDAG, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR G. STEVEN DAWSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. STEVEN HAMNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELIZABETH N. PITMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR C. REYNOLDS THOMPSON, ISSUER YES FOR FOR
III
PROPOSAL #1.6: ELECT DIRECTOR D. PAUL SPARKS, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL G. STEWART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: MediciNova, Inc.
TICKER: MNOV CUSIP: 58468P206
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR YUTAKA KOBAYASHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YOSHIO ISHIZAKA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Medidata Solutions, Inc.
TICKER: MDSO CUSIP: 58471A105
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TAREK A. SHERIF ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GLEN M. DE VRIES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CARLOS DOMINGUEZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NEIL M. KURTZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GEORGE W. MCCULLOCH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARIA RIVAS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LEE A. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT B. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Medifast, Inc.
TICKER: MED CUSIP: 58470H101
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY J. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN G. BYRNES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL R. CHARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CONSTANCE J. HALLQUIST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL A. HOER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL C. MACDONALD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CARL E. SASSANO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SCOTT SCHLACKMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANDREA B. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MING XIAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Medley Management Inc.
TICKER: MDLY CUSIP: 58503T106
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BROOK TAUBE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SETH TAUBE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY TONKEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES G. EATON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY T. LEEDS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GUY T. ROUNSAVILLE, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Medley Management, Inc.
TICKER: MDLY CUSIP: 58503T106
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: MEDNAX, Inc.
TICKER: MD CUSIP: 58502B106
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CESAR L. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREY D. BARKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WALDEMAR A. CARLO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL B. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL G. GABOS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PASCAL J. GOLDSCHMIDT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MANUEL KADRE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROGER J. MEDEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CARLOS A. MIGOYA ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL A. RUCKER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ENRIQUE J. SOSA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Medpace Holdings, Inc.
TICKER: MEDP CUSIP: 58506Q109
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR AUGUST J. TROENDLE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Medtronic Plc
TICKER: MDT CUSIP: G5960L103
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RICHARD H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CRAIG ARNOLD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SCOTT C. DONNELLY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RANDALL J. HOGAN, III ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR OMAR ISHRAK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL O. LEAVITT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES T. LENEHAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ELIZABETH G. NABEL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DENISE M. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KENDALL J. POWELL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: MEI Pharma, Inc.
TICKER: MEIP CUSIP: 55279B202
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES V. BALTIC, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS R. GLOVER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FREDERICK W. DRISCOLL ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Melinta Therapeutics, Inc.
TICKER: MLNT CUSIP: 58549G100
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF SHARES PURSUANT TO ISSUER YES FOR FOR
THE PURCHASE AGREEMENT
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Melinta Therapeutics, Inc.
TICKER: MLNT CUSIP: 58549G100
MEETING DATE: 2/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #4A: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4B: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Melinta Therapeutics, Inc.
TICKER: MLNT CUSIP: 58549G209
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES J. GALEOTA, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS P. KOESTLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID ZACCARDELLI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Menlo Therapeutics Inc.
TICKER: MNLO CUSIP: 586858102
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AARON ROYSTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELISABETH SANDOVAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Mercantile Bank Corporation
TICKER: MBWM CUSIP: 587376104
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID M. CASSARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD J. CLARK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELLE L. ELDRIDGE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFF A. GARDNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD B. GRANT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT B. KAMINSKI, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL H. PRICE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Merchants Bancorp
TICKER: MBIN CUSIP: 58844R108
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL F. PETRIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDALL D. ROGERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. DUNLAP ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT A. EVANS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUE ANNE GILROY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDREW A. JUSTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICK D. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANNE E. SELLERS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID N. SHANE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BKD, LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Merck & Co., Inc.
TICKER: MRK CUSIP: 58933Y105
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LESLIE A. BRUN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS R. CECH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARY ELLEN COE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAMELA J. CRAIG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KENNETH C. FRAZIER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS H. GLOCER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROCHELLE B. LAZARUS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PAUL B. ROTHMAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PATRICIA F. RUSSO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR INGE G. THULIN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WENDELL P. WEEKS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR PETER C. WENDELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: ADOPT POLICY DISCLOSING RATIONALE BEHIND SHAREHOLDER YES AGAINST FOR
APPROVAL OF SALE OF COMPENSATION SHARES BY A SENIOR
EXECUTIVE DURING A BUYBACK
PROPOSAL #7: REPORT ON INTEGRATING RISKS RELATED TO SHAREHOLDER YES AGAINST FOR
DRUG PRICING INTO SENIOR EXECUTIVE COMPENSATION
ISSUER: Mercury General Corporation
TICKER: MCY CUSIP: 589400100
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE JOSEPH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTHA E. MARCON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSHUA E. LITTLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GABRIEL TIRADOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES G. ELLIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE G. BRAUNEGG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAMONA L. CAPPELLO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Mercury Systems, Inc.
TICKER: MRCY CUSIP: 589378108
MEETING DATE: 10/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE K. MUELLNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VINCENT VITTO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Meredith Corp.
TICKER: MDP CUSIP: 589433101
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS H. HARTY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD C. BERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAULA A. KERGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FREDERICK B. HENRY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Meridian Bancorp, Inc.
TICKER: EBSB CUSIP: 58958U103
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANNA R. DIMARIA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOMENIC A. GAMBARDELLA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. GUNNING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER F. SCOLARO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Meridian Bioscience, Inc.
TICKER: VIVO CUSIP: 589584101
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES M. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DWIGHT E. ELLINGWOOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK KENNY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN C. MCILWRAITH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID C. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN M. RICE, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CATHERINE A. SAZDANOFF ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FELICIA WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Meridian Corporation
TICKER: MRBK CUSIP: 58958P104
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT T. HOLLAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENISE LINDSAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE C. COLLIER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Merit Medical Systems, Inc.
TICKER: MMSI CUSIP: 589889104
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR F. ANN MILLNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS J. GUNDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JILL D. ANDERSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Meritage Homes Corp.
TICKER: MTH CUSIP: 59001A102
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER L. AX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GERALD HADDOCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL R. ODELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Meritor, Inc.
TICKER: MTOR CUSIP: 59001K100
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IVOR J. EVANS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM R. NEWLIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS L. PAJONAS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLES GOVERNANCE-RELATED ISSUER YES FOR FOR
ISSUER: Mersana Therapeutics, Inc.
TICKER: MRSN CUSIP: 59045L106
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW A. F. HACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KRISTEN HEGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Mesa Air Group, Inc.
TICKER: MESA CUSIP: 590479135
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN G. ORNSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR G. GRANT LYON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELLEN N. ARTIST ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MITCHELL I. GORDON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANA J. LOCKHART ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SPYRIDON SKIADOS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HARVEY W. SCHILLER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Mesa Laboratories, Inc.
TICKER: MLAB CUSIP: 59064R109
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL T. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. STUART CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT V. DWYER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EVAN C. GUILLEMIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID M. KELLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN B. SCHMIEDER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GARY M. OWENS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY EKS&H LLLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Meta Financial Group, Inc.
TICKER: CASH CUSIP: 59100U108
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRADLEY C. HANSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELIZABETH G. HOOPLE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Methode Electronics, Inc.
TICKER: MEI CUSIP: 591520200
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WALTER J. ASPATORE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRIAN J. CADWALLADER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DARREN M. DAWSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DONALD W. DUDA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARTHA GOLDBERG ARONSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ISABELLE C. GOOSSEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHRISTOPHER J. HORNUNG ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PAUL G. SHELTON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LAWRENCE B. SKATOFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: MetLife, Inc.
TICKER: MET CUSIP: 59156R108
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHERYL W. GRISE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CARLOS M. GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GERALD L. HASSELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID L. HERZOG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR R. GLENN HUBBARD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR EDWARD J. KELLY, III ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM E. KENNARD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHEL A. KHALAF ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES M. KILTS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CATHERINE R. KINNEY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DIANA L. MCKENZIE ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DENISE M. MORRISON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Metropolitan Bank Holding Corp.
TICKER: MCB CUSIP: 591774104
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID M. GAVRIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DALE C. FREDSTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID J. GOLD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TERENCE J. MITCHELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Mettler-Toledo International Inc.
TICKER: MTD CUSIP: 592688105
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT F. SPOERRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WAH-HUI CHU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR OLIVIER A. FILLIOL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELISHA W. FINNEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD FRANCIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARCO GADOLA ISSUER YES AGAINST AGAINST
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL A. KELLY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS P. SALICE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: MFA Financial, Inc.
TICKER: MFA CUSIP: 55272X102
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES A. BRODSKY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD J. BYRNE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FRANCIS J. OELERICH, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: MGE Energy, Inc.
TICKER: MGEE CUSIP: 55277P104
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK D. BUGHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR F. CURTIS HASTINGS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES L. POSSIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: MGIC Investment Corp.
TICKER: MTG CUSIP: 552848103
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL A. ARRIGONI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CASSANDRA C. CARR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. EDWARD CHAPLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CURT S. CULVER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY A. HOLT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH M. JASTROW, II ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JODEEN A. KOZLAK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL E. LEHMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MELISSA B. LORA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GARY A. POLINER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PATRICK SINKS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARK M. ZANDI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: MGIC Investment Corporation
TICKER: MTG CUSIP: 552848103
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL A. ARRIGONI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CASSANDRA C. CARR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. EDWARD CHAPLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CURT S. CULVER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY A. HOLT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH M. JASTROW, II ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL E. LEHMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MELISSA B. LORA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GARY A. POLINER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PATRICK SINKS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARK M. ZANDI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: MGM Resorts International
TICKER: MGM CUSIP: 552953101
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARY CHRIS GAY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM W. GROUNDS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALEXIS M. HERMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROLAND HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN KILROY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROSE MCKINNEY-JAMES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KEITH A. MEISTER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES J. MURREN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAUL SALEM ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GREGORY M. SPIERKEL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JAN G. SWARTZ ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DANIEL J. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: MGP Ingredients, Inc.
TICKER: MGPI CUSIP: 55303J106
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JAMES L. BAREUTHER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR TERRENCE P. DUNN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ANTHONY P. FOGLIO ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR DAVID J. COLO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Michael Kors Holdings Limited
TICKER: KORS CUSIP: G60754101
MEETING DATE: 8/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR M. WILLIAM BENEDETTO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN F. REITMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEAN TOMLIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ASSESS FEASIBILITY OF ADOPTING SHAREHOLDER YES AGAINST FOR
QUANTITATIVE RENEWABLE ENERGY GOALS
ISSUER: Microchip Technology Incorporated
TICKER: MCHP CUSIP: 595017104
MEETING DATE: 8/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVE SANGHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW W. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR L.B. DAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ESTHER L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WADE F. MEYERCORD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Micron Technology, Inc.
TICKER: MU CUSIP: 595112103
MEETING DATE: 1/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD M. BEYER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK J. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN J. GOMO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARY PAT MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SANJAY MEHROTRA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT E. SWITZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Microsoft Corp.
TICKER: MSFT CUSIP: 594918104
MEETING DATE: 11/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM H. GATES, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR REID G. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HUGH F. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TERI L. LIST-STOLL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SATYA NADELLA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES H. NOSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HELMUT PANKE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SANDRA E. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PENNY S. PRITZKER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CHARLES W. SCHARF ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ARNE M. SORENSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JOHN W. STANTON ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JOHN W. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR PADMASREE WARRIOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: MicroStrategy Incorporated
TICKER: MSTR CUSIP: 594972408
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. SAYLOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN X. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JARROD M. PATTEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LESLIE J. RECHAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CARL J. RICKERTSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: MicroVision, Inc.
TICKER: MVIS CUSIP: 594960304
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SIMON BIDDISCOMBE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT P. CARLILE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR YALON S. FARHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PERRY M. MULLIGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BERNEE D.L. STROM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRIAN TURNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS M. WALKER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Mid-America Apartment Communities, Inc.
TICKER: MAA CUSIP: 59522J103
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR H. ERIC BOLTON, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RUSSELL R. FRENCH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALAN B. GRAF, JR. ISSUER YES AGAINST AGAINST
PROPOSAL #1d: ELECT DIRECTOR TONI JENNINGS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES K. LOWDER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS H. LOWDER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MONICA MCGURK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CLAUDE B. NIELSEN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PHILIP W. NORWOOD ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR W. REID SANDERS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR GARY SHORB ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DAVID P. STOCKERT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Middlefield Banc Corp.
TICKER: MBCN CUSIP: 596304204
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS G. CALDWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DARRYL E. MAST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM J. SKIDMORE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CAROLYN J. TURK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY S.R. SNODGRASS, P.C. AS AUDITOR ISSUER YES FOR FOR
ISSUER: Middlesex Water Company
TICKER: MSEX CUSIP: 596680108
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN M. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AMY B. MANSUE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANN L. NOBLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WALTER G. REINHARD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITOR
ISSUER: Midland States Bancorp, Inc.
TICKER: MSBI CUSIP: 597742105
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN M. SCHULTZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JERRY L. MCDANIEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY M. MCDONNELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY CROWE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: MidWestOne Financial Group, Inc.
TICKER: MOFG CUSIP: 598511103
MEETING DATE: 1/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: MidWestOne Financial Group, Inc.
TICKER: MOFG CUSIP: 598511103
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANET E. GODWIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW J. HAYEK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TRACY S. MCCORMICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN W. MONSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Milacron Holdings Corp.
TICKER: MCRN CUSIP: 59870L106
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WATERS S. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS J. GOEKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR REBECCA LEE STEINFORT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Millendo Therapeutics, Inc.
TICKER: MLND CUSIP: 60040X103
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIA C. OWENS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY LYNNE HEDLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN HOWE, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
ISSUER: Miller Industries, Inc.
TICKER: MLR CUSIP: 600551204
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THEODORE H. ASHFORD, ISSUER YES FOR FOR
III
PROPOSAL #1.2: ELECT DIRECTOR A. RUSSELL CHANDLER, ISSUER YES FOR FOR
III
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM G. MILLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM G. MILLER, II ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD H. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: MINDBODY, Inc.
TICKER: MB CUSIP: 60255W105
MEETING DATE: 2/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Minerals Technologies Inc.
TICKER: MTX CUSIP: 603158106
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOUGLAS T. DIETRICH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CAROLYN K. PITTMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DONALD C. WINTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Minerva Neurosciences, Inc.
TICKER: NERV CUSIP: 603380106
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR REMY LUTHRINGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FOUZIA LAGHRISSI-THODE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JERYL HILLEMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Miragen Therapeutics, Inc.
TICKER: MGEN CUSIP: 60463E103
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM S. MARSHALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS E. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN KOCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH L. TURNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ARLENE M. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY S. HATFIELD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER J. BOWDEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Mirati Therapeutics, Inc.
TICKER: MRTX CUSIP: 60468T105
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES M. BAUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE L.A. CARTER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR AARON I. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HENRY J. FUCHS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL GREY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FAHEEM HASNAIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CRAIG JOHNSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR MAYA MARTINEZ-DAVIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
ISSUER: Misonix, Inc.
TICKER: MSON CUSIP: 604871103
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STAVROS G. ISSUER YES FOR FOR
VIZIRGIANAKIS
PROPOSAL #1.2: ELECT DIRECTOR PATRICK A. MCBRAYER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS M. PATTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GWENDOLYN A. WATANABE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES MINER, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Mistras Group, Inc.
TICKER: MG CUSIP: 60649T107
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS BERTOLOTTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS DEBENEDICTIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES J. FORESE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD H. GLANTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHELLE J. LOHMEIER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MANUEL N. STAMATAKIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SOTIRIOS J. VAHAVIOLOS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W. CURTIS WELDON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Mitcham Industries, Inc.
TICKER: MIND CUSIP: 606501104
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER H. BLUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT P. CAPPS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. DEAN LEWIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. ALBERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS S. GLANVILLE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARCUS ROWLAND ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED PREFERRED STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Mitek Systems, Inc.
TICKER: MITK CUSIP: 606710200
MEETING DATE: 3/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCIPIO "MAX" CARNECCHIA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM K. "BILL" AULET ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH D. DENMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES C. HALE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR BRUCE E. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALEX W. "PETE" HART ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR JANE J. THOMPSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY TAX BENEFITS PRESERVATION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: MKS Instruments, Inc.
TICKER: MKSI CUSIP: 55306N104
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACQUELINE F. MOLONEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHELLE M. WARNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: MMA Capital Holdings, Inc.
TICKER: MMAC CUSIP: 55315D105
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANCIS X. GALLAGHER, ISSUER YES FOR FOR
JR.
PROPOSAL #1b: ELECT DIRECTOR FREDERICK W. PUDDESTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY KPMG, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Mobile Mini, Inc.
TICKER: MINI CUSIP: 60740F105
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL L. WATTS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ERIK OLSSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SARA R. DIAL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JEFFREY S. GOBLE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES J. MARTELL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEPHEN A. MCCONNELL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FREDERICK G. MCNAMEE, ISSUER YES FOR FOR
III
PROPOSAL #1h: ELECT DIRECTOR KIMBERLY J. MCWATERS ISSUER YES AGAINST AGAINST
PROPOSAL #1i: ELECT DIRECTOR LAWRENCE TRACHTENBERG ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL W. UPCHURCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: MobileIron, Inc.
TICKER: MOBL CUSIP: 60739U204
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TAE HEA NAHM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Model N, Inc.
TICKER: MODN CUSIP: 607525102
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JASON BLESSING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVE YARNOLD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Moderna, Inc.
TICKER: MRNA CUSIP: 60770K107
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NOUBAR B. AFEYAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHANE BANCEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER BARTON HUTT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Modine Manufacturing Company
TICKER: MOD CUSIP: 607828100
MEETING DATE: 7/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SURESH V. GARIMELLA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHRISTOPHER W. PATTERSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHRISTINE Y. YAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Moelis & Company
TICKER: MC CUSIP: 60786M105
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH MOELIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR NAVID MAHMOODZADEGAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY RAICH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ERIC CANTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ELIZABETH CRAIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR JOHN A. ALLISON, IV ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR YOLONDA RICHARDSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR KENNETH L. SHROPSHIRE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Mohawk Industries, Inc.
TICKER: MHK CUSIP: 608190104
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH A. ONORATO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. RUNGE, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. CHRISTOPHER WELLBORN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Molecular Templates, Inc.
TICKER: MTEM CUSIP: 608550109
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID HIRSCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID R. HOFFMANN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN M. LALANDE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Moleculin Biotech, Inc.
TICKER: MBRX CUSIP: 60855D101
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER V. KLEMP ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT E. GEORGE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL D. CANNON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN M. CLIMACO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ISSUANCE OF SHARES PURSUANT TO ISSUER YES FOR FOR
THE PURCHASE AGREEMENT WITH LINCOLN PARK CAPITAL
FUND, LLC
PROPOSAL #6: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Molina Healthcare, Inc.
TICKER: MOH CUSIP: 60855R100
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR BARBARA L. BRASIER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR STEVEN J. ORLANDO ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR RICHARD C. ZORETIC ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #6: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Molson Coors Brewing Company
TICKER: TAP CUSIP: 60871R209
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER G. EATON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES M. HERINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR H. SANFORD RILEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Momenta Pharmaceuticals, Inc.
TICKER: MNTA CUSIP: 60877T100
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Momenta Pharmaceuticals, Inc.
TICKER: MNTA CUSIP: 60877T100
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEVEN C. GILMAN ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR THOMAS P. KOESTLER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ELIZABETH STONER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Monarch Casino & Resort, Inc.
TICKER: MCRI CUSIP: 609027107
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BOB FARAHI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR YVETTE E. LANDAU ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Mondelez International, Inc.
TICKER: MDLZ CUSIP: 609207105
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LEWIS W.K. BOOTH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES E. BUNCH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DEBRA A. CREW ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LOIS D. JULIBER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARK D. KETCHUM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PETER W. MAY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JORGE S. MESQUITA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSEPH NEUBAUER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR FREDRIC G. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CHRISTIANA S. SHI ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR PATRICK T. SIEWERT ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JEAN-FRANCOIS M. L. VAN ISSUER YES FOR FOR
BOXMEER
PROPOSAL #1m: ELECT DIRECTOR DIRK VAN DE PUT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: REPORT ON MITIGATING IMPACTS OF SHAREHOLDER YES AGAINST FOR
DEFORESTATION IN COMPANY'S SUPPLY CHAIN
PROPOSAL #5: CONSIDER PAY DISPARITY BETWEEN SHAREHOLDER YES AGAINST FOR
EXECUTIVES AND OTHER EMPLOYEES
ISSUER: MoneyGram International, Inc.
TICKER: MGI CUSIP: 60935Y208
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR J. COLEY CLARK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR VICTOR W. DAHIR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANTONIO O. GARZA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR W. ALEXANDER HOLMES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SETH W. LAWRY ISSUER YES AGAINST AGAINST
PROPOSAL #1f: ELECT DIRECTOR MICHAEL P. RAFFERTY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GANESH B. RAO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR W. BRUCE TURNER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PEGGY VAUGHAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: MongoDB, Inc.
TICKER: MDB CUSIP: 60937P106
MEETING DATE: 7/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROELOF BOTHA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEV ITTYCHERIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN MCMAHON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Monmouth Real Estate Investment Corporation
TICKER: MNR CUSIP: 609720107
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL D. CRONHEIM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN S. MILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY T. OTTO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT L. ROBINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PKF O'CONNOR DAVIES, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Monolithic Power Systems, Inc.
TICKER: MPWR CUSIP: 609839105
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL R. HSING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HERBERT CHANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Monotype Imaging Holdings Inc.
TICKER: TYPE CUSIP: 61022P100
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GAY W. GADDIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER J. HEINEN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENISE F. WARREN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE, LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Monro, Inc.
TICKER: MNRO CUSIP: 610236101
MEETING DATE: 8/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN L. AUERBACH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD GLICKMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDSAY N. HYDE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRETT T. PONTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Monster Beverage Corporation
TICKER: MNST CUSIP: 61174X109
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODNEY C. SACKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HILTON H. SCHLOSBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK J. HALL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHLEEN E. CIARAMELLO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY P. FAYARD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEANNE P. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN G. PIZULA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BENJAMIN M. POLK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SYDNEY SELATI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARK S. VIDERGAUZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: Montage Resources Corporation
TICKER: MR CUSIP: 61179L100
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDALL M. ALBERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK E. BURROUGHS, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EUGENE I. DAVIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR DON DIMITRIEVICH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL C. JENNINGS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD D. PATERSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR D. MARTIN PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN K. REINHART ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DOUGLAS E. SWANSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT L. ZORICH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Moody's Corporation
TICKER: MCO CUSIP: 615369105
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BASIL L. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JORGE A. BERMUDEZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THERESE ESPERDY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VINCENT A. FORLENZA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KATHRYN M. HILL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAYMOND W. MCDANIEL, ISSUER YES FOR FOR
JR.
PROPOSAL #1.7: ELECT DIRECTOR HENRY A. MCKINNELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LESLIE F. SEIDMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRUCE VAN SAUN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GERRIT ZALM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Moog, Inc.
TICKER: MOG.A CUSIP: 615394202
MEETING DATE: 2/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR BRADLEY R. LAWRENCE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Morgan Stanley
TICKER: MS CUSIP: 617446448
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ELIZABETH CORLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALISTAIR M. DARLING ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS H. GLOCER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES P. GORMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT H. HERZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NOBUYUKI HIRANO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMI MISCIK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DENNIS M. NALLY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR TAKESHI OGASAWARA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR HUTHAM S. OLAYAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARY L. SCHAPIRO ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR PERRY M. TRAQUINA ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR RAYFORD WILKINS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
ISSUER: Morningstar, Inc.
TICKER: MORN CUSIP: 617700109
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOE MANSUETO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KUNAL KAPOOR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBIN DIAMONTE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHERYL FRANCIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEVE KAPLAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GAIL LANDIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BILL LYONS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JACK NOONAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CAROLINE TSAY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR HUGH ZENTMYER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Motorcar Parts of America, Inc.
TICKER: MPAA CUSIP: 620071100
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SELWYN JOFFE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT J. ADELSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID BRYAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RUDOLPH J. BORNEO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH FERGUSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP GAY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DUANE MILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY MIRVIS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TIMOTHY D. VARGO ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR BARBARA L. WHITTAKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Motorola Solutions, Inc.
TICKER: MSI CUSIP: 620076307
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREGORY Q. BROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KENNETH D. DENMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EGON P. DURBAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CLAYTON M. JONES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JUDY C. LEWENT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GREGORY K. MONDRE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANNE R. PRAMAGGIORE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSEPH M. TUCCI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE DIRECTOR NOMINEE WITH HUMAN SHAREHOLDER YES AGAINST FOR
RIGHTS EXPERIENCE
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
ISSUER: Movado Group, Inc.
TICKER: MOV CUSIP: 624580106
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER A. BRIDGMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD J. COTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALEX GRINBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EFRAIM GRINBERG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALAN H. HOWARD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD ISSERMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANN KIRSCHNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NATHAN LEVENTHAL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MAURICE S. REZNIK ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEPHEN SADOVE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: Mr. Cooper Group Inc.
TICKER: COOP CUSIP: 62482R107
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAY BRAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BUSY BURR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT GIDEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROY GUTHRIE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER HARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL MALONE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TAGAR OLSON ISSUER YES AGAINST AGAINST
PROPOSAL #1.8: ELECT DIRECTOR STEVEN SCHEIWE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
ISSUER: MRC Global, Inc.
TICKER: MRC CUSIP: 55345K103
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RHYS J. BEST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEBORAH G. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEONARD M. ANTHONY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARBARA J. DUGANIER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CRAIG KETCHUM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDREW R. LANE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CORNELIS A. LINSE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN A. PERKINS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR H. B. WEHRLE, III ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT L. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: MSA Safety Incorporated
TICKER: MSA CUSIP: 553498106
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT A. BRUGGEWORTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY B. JORDAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR REBECCA B. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM R. SPERRY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: MSB Financial Corp.
TICKER: MSBF CUSIP: 55352L101
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL A. SHRINER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. SCOTT GALLAWAY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ROBERT D. VOLLERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ROBERT C. ANDERSEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY CROWE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: MSC Industrial Direct Co., Inc.
TICKER: MSM CUSIP: 553530106
MEETING DATE: 1/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MITCHELL JACOBSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIK GERSHWIND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN BYRNES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROGER FRADIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LOUISE GOESER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL KAUFMANN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENIS KELLY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN PALADINO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PHILIP PELLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: MSCI Inc.
TICKER: MSCI CUSIP: 55354G100
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HENRY A. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT G. ASHE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BENJAMIN F. DUPONT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WAYNE EDMUNDS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALICE W. HANDY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CATHERINE R. KINNEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JACQUES P. PEROLD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LINDA H. RIEFLER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GEORGE W. SIGULER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARCUS L. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: MSG Networks, Inc.
TICKER: MSGN CUSIP: 553573106
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH J. LHOTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOEL M. LITVIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN L. SYKES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: MTS Systems Corp.
TICKER: MTSC CUSIP: 553777103
MEETING DATE: 2/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY A. GRAVES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID D. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RANDY J. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL V. SCHROCK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GAIL P. STEINEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHUN HUNG (KENNETH) YU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Mueller Industries, Inc.
TICKER: MLI CUSIP: 624756102
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY L. CHRISTOPHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELIZABETH DONOVAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL J. FLAHERTY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GENNARO J. FULVIO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY S. GLADSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT J. GOLDMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN B. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TERRY HERMANSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHARLES P. HERZOG, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Mueller Water Products, Inc.
TICKER: MWA CUSIP: 624758108
MEETING DATE: 1/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHIRLEY C. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT HALL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JERRY W. KOLB ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK J. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTINE ORTIZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BERNARD G. RETHORE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LYDIA W. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL T. TOKARZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Multi-Color Corporation
TICKER: LABL CUSIP: 625383104
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALEXANDER BAUMGARTNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARI J. BENACERRAF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT R. BUCK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES B. CONNOLLY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. HENRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT W. KUHN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROLAND LIENAU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR VADIS A. RODATO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NIGEL A. VINECOMBE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Multi-Color Corporation
TICKER: LABL CUSIP: 625383104
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Murphy Oil Corp.
TICKER: MUR CUSIP: 626717102
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR T. JAY COLLINS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN A. COSSE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CLAIBORNE P. DEMING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LAWRENCE R. DICKERSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROGER W. JENKINS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ELISABETH W. KELLER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES V. KELLEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WALENTIN MIROSH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR R. MADISON MURPHY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JEFFREY W. NOLAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR NEAL E. SCHMALE ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LAURA A. SUGG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Murphy USA, Inc.
TICKER: MUSA CUSIP: 626755102
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. MADISON MURPHY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. ANDREW CLYDE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID B. MILLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Mustang Bio, Inc.
TICKER: MBIO CUSIP: 62818Q104
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL S. WEISS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR LINDSAY A. ROSENWALD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR NEIL HERSKOWITZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR MANUEL LITCHMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. ZELESFKY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR ADAM J. CHILL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
ISSUER: MutualFirst Financial, Inc.
TICKER: MFSF CUSIP: 62845B104
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID W. HEETER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN C. HEWITT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD C. LEVY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. MARIEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: MVB Financial Corp.
TICKER: MVBF CUSIP: 553810102
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. CHRISTOPHER PALLOTTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. EDWARD DEAN, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY A. LEDONNE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Myers Industries, Inc.
TICKER: MYE CUSIP: 628464109
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. DAVID BANYARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SARAH R. COFFIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD M. DE FEO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM A. FOLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR F. JACK LIEBAU, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRUCE M. LISMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LORI LUTEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JANE SCACCETTI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT A. STEFANKO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Mylan N.V.
TICKER: MYL CUSIP: N59465109
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR HEATHER BRESCH ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ROBERT J. CINDRICH ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ROBERT J. COURY ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JOELLEN LYONS DILLON ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR NEIL DIMICK ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR MELINA HIGGINS ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR HARRY A. KORMAN ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR RAJIV MALIK ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR RICHARD MARK ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR MARK W. PARRISH ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR PAULINE VAN DER MEER ISSUER YES FOR FOR
MOHR
PROPOSAL #1L: ELECT DIRECTOR RANDALL L. (PETE) ISSUER YES FOR FOR
VANDERVEEN
PROPOSAL #1M: ELECT DIRECTOR SJOERD S. VOLLEBREGT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: INSTRUCTION TO DELOITTE ACCOUNTANTS B.V. ISSUER YES FOR FOR
FOR THE AUDIT OF THE COMPANY'S DUTCH STATUTORY
ANNUAL ACCOUNTS FOR FISCAL YEAR 2019
PROPOSAL #6: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #7: GRANT BOARD AUTHORITY TO ISSUE SHARES UP ISSUER YES FOR FOR
TO 20 PERCENT OF ISSUED CAPITAL AND RESTRICT/EXCLUDE
PREEMPTIVE RIGHTS
PROPOSAL #8: DISCUSSION ITEM - SHAREHOLDER PROPOSAL SHAREHOLDER YES FOR N/A
RELATING TO THE COMPANY'S CLAWBACK POLICY
ISSUER: MyoKardia, Inc.
TICKER: MYOK CUSIP: 62857M105
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUNIL AGARWAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIMBERLY POPOVITS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Myomo, Inc.
TICKER: MYO CUSIP: 62857J102
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVE SANGHI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR AMY KNAPP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: MYR Group, Inc.
TICKER: MYRG CUSIP: 55405W104
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY F. ALTENBAUMER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRADLEY T. FAVREAU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM A. KOERTNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM D. PATTERSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Myriad Genetics, Inc.
TICKER: MYGN CUSIP: 62855J104
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN T. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR S. LOUISE PHANSTIEL ISSUER YES FOR FOR
PROPOSAL #2: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Nabors Industries Ltd.
TICKER: NBR CUSIP: G6359F103
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TANYA S. BEDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY R. CHASE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. CRANE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JOHN P. KOTTS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL C. LINN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR ANTHONY G. PETRELLO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN YEARWOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: NACCO Industries, Inc.
TICKER: NC CUSIP: 629579103
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J.C. BUTLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN S. DALRYMPLE, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. JUMPER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS W. LABARRE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY K. LIGHT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL S. MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD DE J. OSBORNE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALFRED M. RANKIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MATTHEW M. RANKIN ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR BRITTON T. TAPLIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID B.H. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
ISSUER: Nanometrics Incorporated
TICKER: NANO CUSIP: 630077105
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD J. BROWN, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. DEUSTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PIERRE-YVES LESAICHERRE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE C. RHINE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER A. SEAMS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TIMOTHY J. STULTZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTINE A. TSINGOS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: NanoString Technologies, Inc.
TICKER: NSTG CUSIP: 63009R109
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR WILLIAM D. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: NanoViricides, Inc.
TICKER: NNVC CUSIP: 630087203
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRACH B. TARAPOREWALA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES SAPIRSTEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STANLEY GLICK ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE THE ISSUANCE OF WARRANTS TO ISSUER YES AGAINST AGAINST
EUGENE SEYMOUR
PROPOSAL #4: APPROVE THE ISSUANCE OF SHARES TO ANIL ISSUER YES AGAINST AGAINST
DIWAN
PROPOSAL #5: RATIFY EISNER AMPER LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: NantKwest, Inc.
TICKER: NK CUSIP: 63016Q102
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK SOON-SHIONG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR BARRY J. SIMON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR STEVE GORLIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL D. BLASZYK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR FREDERICK W. DRISCOLL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR JOHN C. THOMAS, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Napco Security Technologies, Inc.
TICKER: NSSC CUSIP: 630402105
MEETING DATE: 12/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL STEPHEN BEEBER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDY B. BLAUSTEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONNA A. SOLOWAY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
PROPOSAL #3: APPROVE NON-EMPLOYEE DIRECTOR STOCK ISSUER YES FOR FOR
OPTION PLAN
ISSUER: Nasdaq, Inc.
TICKER: NDAQ CUSIP: 631103108
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MELISSA M. ARNOLDI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLENE T. BEGLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEVEN D. BLACK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ADENA T. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ESSA KAZIM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS A. KLOET ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN D. RAINEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL R. SPLINTER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JACOB WALLENBERG ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LARS R. WEDENBORN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ALFRED W. ZOLLAR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
ISSUER: Natera, Inc.
TICKER: NTRA CUSIP: 632307104
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROY BAYNES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES I. HEALY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR GAIL MARCUS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: NATHAN'S FAMOUS, INC.
TICKER: NATH CUSIP: 632347100
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. EIDE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC GATOFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN S. GENSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARRY LEISTNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HOWARD M. LORBER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WAYNE NORBITZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR A. F. PETROCELLI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES RAICH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: National American University Holdings, Inc.
TICKER: NAUH CUSIP: 63245Q105
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT D. BUCKINGHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JERRY L. GALLENTINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD L. SHAPE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THERESE K. CRANE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS D. SABAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD L. HALBERT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY B. BERZINA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES A. ROWAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EDWARD BUCKINGHAM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: National Bank Holdings Corporation
TICKER: NBHC CUSIP: 633707104
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALPH W. CLERMONT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT E. DEAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED J. JOSEPH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR G. TIMOTHY LANEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHO F. SPRING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BURNEY S. WARREN, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ART ZEILE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: National Bankshares, Inc.
TICKER: NKSH CUSIP: 634865109
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR F. BRAD DENARDO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. DOOLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NORMAN V. FITZWATER, ISSUER YES FOR FOR
III
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY YOUNT, HYDE & BARBOUR P.C. AS ISSUER YES FOR FOR
AUDITORS
ISSUER: National Beverage Corp.
TICKER: FIZZ CUSIP: 635017106
MEETING DATE: 10/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSEPH G. CAPORELLA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SAMUEL C. HATHORN, JR. ISSUER YES FOR FOR
ISSUER: National CineMedia, Inc.
TICKER: NCMI CUSIP: 635309107
MEETING DATE: 7/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW P. GLAZE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID R. HAAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS F. LESINSKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK B. SEGALL ISSUER YES FOR FOR
PROPOSAL #2: AMEND CHARTER ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: National CineMedia, Inc.
TICKER: NCMI CUSIP: 635309107
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS F. LESINSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW P. GLAZE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRENCE A. GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID R. HAAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KURT C. HALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LEE ROY MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK B. SEGALL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RENANA TEPERBERG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: National Commerce Corp. (Alabama)
TICKER: NCOM CUSIP: 63546L102
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: National Fuel Gas Co.
TICKER: NFG CUSIP: 636180101
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID C. CARROLL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN C. FINCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH N. JAGGERS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID F. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: National General Holdings Corp.
TICKER: NGHC CUSIP: 636220303
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD T. DECARLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK FALLON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRY KARFUNKEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT KARFUNKEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN MARSHALECK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN "JAY" D. NICHOLS, ISSUER YES FOR FOR
JR.
PROPOSAL #1.7: ELECT DIRECTOR BARBARA PARIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BARRY D. ZYSKIND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: National Health Investors, Inc.
TICKER: NHI CUSIP: 63633D104
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JAMES R. JOBE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: National HealthCare Corporation
TICKER: NHC CUSIP: 635906100
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN F. FLATT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD F. LAROCHE, JR. ISSUER YES FOR FOR
ISSUER: National Holdings Corp.
TICKER: NHLD CUSIP: 636375206
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL HUME ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR NASSOS MICHAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARBARA CREAGH ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: RATIFY BDO USA LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: National Instruments Corporation
TICKER: NATI CUSIP: 636518102
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES E. CASHMAN, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LIAM K. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: National Oilwell Varco, Inc.
TICKER: NOV CUSIP: 637071101
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR CLAY C. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR GREG L. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR MARCELA E. DONADIO ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR BEN A. GUILL ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JAMES T. HACKETT ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR DAVID D. HARRISON ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR ERIC L. MATTSON ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR MELODY B. MEYER ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR WILLIAM R. THOMAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: National Presto Industries, Inc.
TICKER: NPK CUSIP: 637215104
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD N. CARDOZO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK J. QUINN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: National Research Corporation
TICKER: NRC CUSIP: 637372202
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DONALD M. BERWICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: National Retail Properties, Inc.
TICKER: NNN CUSIP: 637417106
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAMELA K. M. BEALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN D. COSLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DON DEFOSSET ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID M. FICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD J. FRITSCH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN B. HABICHT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BETSY D. HOLDEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SAM L. SUSSER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JULIAN E. WHITEHURST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: National Storage Affiliates Trust
TICKER: NSA CUSIP: 637870106
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ARLEN D. NORDHAGEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GEORGE L. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAUL W. HYLBERT, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHAD L. MEISINGER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEVEN G. OSGOOD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DOMINIC M. PALAZZO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR REBECCA L. STEINFORT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK VAN MOURICK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR J. TIMOTHY WARREN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: National Vision Holdings, Inc.
TICKER: EYE CUSIP: 63845R107
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR D. RANDOLPH PEELER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: National Western Life Group, Inc.
TICKER: NWLI CUSIP: 638517102
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID S. BOONE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN E. GLASGOW ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR E. J. PEDERSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY BKD, LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Natural Alternatives International, Inc.
TICKER: NAII CUSIP: 638842302
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOE E. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK A. LEDOUX ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HASKELL & WHITE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Natural Gas Services Group, Inc.
TICKER: NGS CUSIP: 63886Q109
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JOHN W. CHISHOLM ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Natural Grocers by Vitamin Cottage, Inc.
TICKER: NGVC CUSIP: 63888U108
MEETING DATE: 3/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELIZABETH ISELY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR RICHARD HALLE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Natural Health Trends Corp.
TICKER: NHTC CUSIP: 63888P406
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE K. BROADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YIU T. CHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIN Y. CHUNG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RANDALL A. MASON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRIS T. SHARNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Nature's Sunshine Products, Inc.
TICKER: NATR CUSIP: 639027101
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT JIA (HONGFEI) ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KRISTINE F. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT B. MERCER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TERRENCE O. MOOREHEAD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD D. MOSS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARY BETH SPRINGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT D. STRAUS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR J. CHRISTOPHER TEETS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEFFREY D. WATKINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Natus Medical Incorporated
TICKER: BABY CUSIP: 639050103
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: ELIMINATE CUMULATIVE VOTING ISSUER YES FOR FOR
PROPOSAL #3a: ELECT DIRECTOR JONATHAN A. KENNEDY ISSUER YES FOR FOR
PROPOSAL #3b: ELECT DIRECTOR THOMAS J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #3c: ELECT DIRECTOR ALICE D. SCHROEDER ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Natus Medical, Inc.
TICKER: BABY CUSIP: 639050103
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Nautilus, Inc.
TICKER: NLS CUSIP: 63910B102
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD P. BADIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD A. HORN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M. CARL JOHNSON, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANNE G. SAUNDERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARVIN G. SIEGERT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Navidea Biopharmaceuticals, Inc.
TICKER: NAVB CUSIP: 63937X103
MEETING DATE: 8/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR CLAUDINE BRUCK ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Navient Corporation
TICKER: NAVI CUSIP: 63938C108
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK ARNOLD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANNA ESCOBEDO CABRAL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHERINE A. LEHMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LINDA A. MILLS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN (JACK) F. REMONDI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JANE J. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAURA S. UNGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BARRY L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID L. YOWAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARJORIE BOWEN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LARRY KLANE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
ISSUER: Navigant Consulting, Inc.
TICKER: NCI CUSIP: 63935N107
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KEVIN M. BLAKELY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CYNTHIA A. GLASSMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JULIE M. HOWARD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHAN A. JAMES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RUDINA SESERI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL L. TIPSORD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KATHLEEN E. WALSH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEFFREY W. YINGLING ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RANDY H. ZWIRN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Navistar International Corp.
TICKER: NAV CUSIP: 63934E108
MEETING DATE: 2/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TROY A. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSE MARIA ALAPONT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN R. D'ARCY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VINCENT J. INTRIERI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAYMOND T. MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK H. RACHESKY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREAS H. RENSCHLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR CHRISTIAN SCHULZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEVIN M. SHEEHAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DENNIS A. SUSKIND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: NBT Bancorp Inc.
TICKER: NBTB CUSIP: 628778102
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN H. WATT, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARTIN A. DIETRICH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PATRICIA T. CIVIL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR TIMOTHY E. DELANEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES H. DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANDREW S. KOWALCZYK, III ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN C. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR V. DANIEL ROBINSON, II ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MATTHEW J. SALANGER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOSEPH A. SANTANGELO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LOWELL A. SEIFTER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ROBERT A. WADSWORTH ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JACK H. WEBB ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: NCI Building Systems, Inc.
TICKER: NCS CUSIP: 628852204
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: NCI Building Systems, Inc.
TICKER: NCS CUSIP: 628852204
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY L. FORBES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES S. METCALF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JONATHAN L. ZREBIEC ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: CHANGE COMPANY NAME TO CORNERSTONE ISSUER YES FOR FOR
BUILDING BRANDS, INC.
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: NCR Corp.
TICKER: NCR CUSIP: 62886E108
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD L. CLEMMER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT P. DERODES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEBORAH A. FARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL D. HAYFORD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KURT P. KUEHN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LINDA FAYNE LEVINSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANK R. MARTIRE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MATTHEW A. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
ISSUER: NCS Multistage Holdings, Inc.
TICKER: NCSM CUSIP: 628877102
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID MCKENNA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT NIPPER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Neenah, Inc.
TICKER: NP CUSIP: 640079109
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TIMOTHY S. LUCAS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TONY R. THENE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Nektar Therapeutics
TICKER: NKTR CUSIP: 640268108
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR R. SCOTT GREER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LUTZ LINGNAU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Nelnet, Inc.
TICKER: NNI CUSIP: 64031N108
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES P. ABEL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM R. CINTANI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KIMBERLY K. RATH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE CLASS B TRUST AMENDMENT ISSUER YES AGAINST AGAINST
ISSUER: Neogen Corp.
TICKER: NEOG CUSIP: 640491106
MEETING DATE: 10/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES C. (JIM) BOREL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD D. GREEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DARCI L. VETTER ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: NeoGenomics, Inc.
TICKER: NEO CUSIP: 64049M209
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOUGLAS M. VANOORT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN C. JONES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KEVIN C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RAYMOND R. HIPP ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRUCE K. CROWTHER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LYNN A. TETRAULT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ALISON L. HANNAH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEPHEN M. KANOVSKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Neon Therapeutics, Inc.
TICKER: NTGN CUSIP: 64050Y100
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT BAZEMORE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROBERT KAMEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC S. LANDER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: NeoPhotonics Corporation
TICKER: NPTN CUSIP: 64051T100
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IHAB TARAZI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAJIV RAMASWAMI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
ISSUER: Neos Therapeutics, Inc.
TICKER: NEOS CUSIP: 64052L106
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN HELLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRYANT FONG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES ROBINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: NetApp, Inc.
TICKER: NTAP CUSIP: 64110D104
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR T. MICHAEL NEVENS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GERALD HELD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KATHRYN M. HILL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DEBORAH L. KERR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GEORGE KURIAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SCOTT F. SCHENKEL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GEORGE T. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD P. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: RATIFY EXISTING OWNERSHIP THRESHOLD FOR ISSUER YES FOR FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
ISSUER: Netflix, Inc.
TICKER: NFLX CUSIP: 64110L106
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TIMOTHY M. HALEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1b: ELECT DIRECTOR LESLIE KILGORE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1c: ELECT DIRECTOR ANN MATHER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1d: ELECT DIRECTOR SUSAN RICE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES FOR AGAINST
ISSUER: NETGEAR, Inc.
TICKER: NTGR CUSIP: 64111Q104
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR PATRICK C.S. LO ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JEF T. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR BRADLEY L. MAIORINO ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JANICE M. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR GREGORY J. ROSSMANN ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR BARBARA V. SCHERER ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR THOMAS H. WAECHTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Netlist, Inc.
TICKER: NLST CUSIP: 64118P109
MEETING DATE: 8/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHUN K. HONG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JUN S. CHO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIHO CHOI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BLAKE A. WELCHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KMJ CORBIN & COMPANY LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: NetScout Systems, Inc.
TICKER: NTCT CUSIP: 64115T104
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALFRED GRASSO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VINCENT J. MULLARKEY ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: NetSol Technologies, Inc.
TICKER: NTWK CUSIP: 64115A402
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NAJEEB U. GHAURI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NAEEM GHAURI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHAHID JAVED BURKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK CATON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MALEA FARSAI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HENRY TOLENTINO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SYED KAUSAR KAZMI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KSP GROUP, INC. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Network-1 Technologies, Inc
TICKER: NTIP CUSIP: 64121N109
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR COREY M. HOROWITZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID C. KAHN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EMANUEL PEARLMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NIV HARIZMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ALLISON HOFFMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY FRIEDMAN LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Neurocrine Biosciences, Inc.
TICKER: NBIX CUSIP: 64125C109
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD F. POPS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN A. SHERWIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Neuronetics, Inc.
TICKER: STIM CUSIP: 64131A105
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN M. CAMPE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN FARLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHERYL R. BLANCHARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILFRED E. JAEGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GLENN MUIR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRIS A. THATCHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
PROVIDE DIRECTORS MAY BE REMOVED WITH OR WITHOUT
CAUSE BY A MAJORITY STOCKHOLDER VOTE
ISSUER: Neurotrope, Inc.
TICKER: NTRP CUSIP: 64129T207
MEETING DATE: 12/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES S. RYAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSHUA N. SILVERMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM S. SINGER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JAMES R. GOTTLIEB ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHANA KAY PHARES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRUCE T. BERNSTEIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR GEORGE PERRY ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY FRIEDMAN LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Nevro Corp.
TICKER: NVRO CUSIP: 64157F103
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELIZABETH "BESS" ISSUER YES FOR FOR
WEATHERMAN
PROPOSAL #1.2: ELECT DIRECTOR WILFRED E. JAEGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR D. KEITH GROSSMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
ISSUER: New Age Beverages Corp.
TICKER: NBEV CUSIP: 64157V108
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENT DAVID WILLIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIM HAAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREG FEA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ED BRENNAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR REGINALD KAPTEYN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT EVANS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ACCELL AUDIT & COMPLIANCE, PA AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: New Age Beverages Corp.
TICKER: NBEV CUSIP: 64157V108
MEETING DATE: 10/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENT DAVID WILLIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIM HAAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY FEA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ED BRENNAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR REGINALD KAPTEYN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ACCELL AUDIT & COMPLIANCE, PA AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: New Age Beverages Corporation
TICKER: NBEV CUSIP: 64157V108
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENT WILLIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIM HAAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREG FEA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ED BRENNAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR REGINALD KAPTEYN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR AMY KUZDOWICZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ACCELL AUDIT & COMPLIANCE, PA AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
ISSUER: New Jersey Resources Corp.
TICKER: NJR CUSIP: 646025106
MEETING DATE: 1/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN D. WESTHOVEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAUREEN A. BORKOWSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAURENCE M. DOWNES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT B. EVANS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS C. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: New Media Investment Group Inc.
TICKER: NEWM CUSIP: 64704V106
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THEODORE P. JANULIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL E. REED ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST N/A
OF DIRECTORS
ISSUER: New Relic, Inc.
TICKER: NEWR CUSIP: 64829B100
MEETING DATE: 8/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SOHAIB ABBASI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOPE COCHRAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ADAM MESSINGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: New Residential Investment Corp.
TICKER: NRZ CUSIP: 64828T201
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS L. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. MCGINNIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW SLOVES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR N/A
OF DIRECTORS
ISSUER: New Senior Investment Group Inc.
TICKER: SNR CUSIP: 648691103
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUSAN GIVENS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL D. MALONE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID H. MILNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND CERTIFICATE OF INCORPORATION AND ISSUER YES FOR FOR
BYLAWS
PROPOSAL #5: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
ISSUER: New York Community Bancorp, Inc.
TICKER: NYCB CUSIP: 649445103
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL J. LEVINE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RONALD A. ROSENFELD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LAWRENCE J. SAVARESE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN M. TSIMBINOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: LIMIT EXECUTIVE COMPENSATION SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES FOR AGAINST
PROPOSAL #6: ESTABLISH TERM LIMITS FOR DIRECTORS SHAREHOLDER YES AGAINST FOR
ISSUER: New York Mortgage Trust, Inc.
TICKER: NYMT CUSIP: 649604501
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DAVID R. BOCK ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR MICHAEL B. CLEMENT ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ALAN L. HAINEY ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR STEVEN R. MUMMA ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR STEVEN G. NORCUTT ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR LISA A. PENDERGAST ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JASON T. SERRANO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: New York REIT, Inc.
TICKER: NYRT CUSIP: 64976L208
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CONVERSION FROM A MARYLAND CORPORATION ISSUER YES FOR FOR
TO A DELAWARE LLC
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Newell Brands Inc.
TICKER: NWL CUSIP: 651229106
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRIDGET RYAN BERMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PATRICK D. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES R. CRAIGIE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DEBRA A. CREW ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRETT M. ICAHN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GERARDO I. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR COURTNEY R. MATHER ISSUER YES AGAINST AGAINST
PROPOSAL #1h: ELECT DIRECTOR MICHAEL B. POLK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JUDITH A. SPRIESER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT A. STEELE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEVEN J. STROBEL ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MICHAEL A. TODMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
PROPOSAL #5: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: PREPARE EMPLOYMENT DIVERSITY REPORT SHAREHOLDER YES FOR AGAINST
ISSUER: Newfield Exploration Co.
TICKER: NFX CUSIP: 651290108
MEETING DATE: 2/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: NewLink Genetics Corporation
TICKER: NLNK CUSIP: 651511107
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW L. SHERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS N. VAHANIAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE STOCK OPTION EXCHANGE PROGRAM ISSUER YES AGAINST AGAINST
PROPOSAL #4A: VOTE FOR IF YOU ARE NOT AN EMPLOYEE OR ISSUER YES FOR N/A
DIRECTOR OF THE COMPANY AS OF MARCH 28, 2019
OTHERWISE VOTE AGAINST
PROPOSAL #5: APPROVE STOCK OPTION PLAN GRANTS ISSUER YES AGAINST AGAINST
PROPOSAL #6: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Newmark Group, Inc.
TICKER: NMRK CUSIP: 65158N102
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD W. LUTNICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL SNOW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VIRGINIA S. BAUER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER F. CERVINKA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: NewMarket Corp.
TICKER: NEU CUSIP: 651587107
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHYLLIS L. COTHRAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK M. GAMBILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE C. GOTTWALD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS E. GOTTWALD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK D. HANLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR H. HITER HARRIS, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES E. ROGERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Newmont Mining Corporation
TICKER: NEM CUSIP: 651639106
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ARRANGEMENT AGREEMENT
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Newmont Mining Corporation
TICKER: NEM CUSIP: 651639106
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY H. BOYCE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE R. BROOK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. KOFI BUCKNOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH A. CARRABBA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NOREEN DOYLE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY J. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VERONICA M. HAGEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SHERI E. HICKOK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RENE MEDORI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JANE NELSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JULIO M. QUINTANA ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MOLLY P. ZHANG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Newpark Resources, Inc.
TICKER: NR CUSIP: 651718504
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY J. BEST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR G. STEPHEN FINLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL L. HOWES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RODERICK A. LARSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN C. MINGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROSE M. ROBESON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: News Corp.
TICKER: NWSA CUSIP: 65249B208
MEETING DATE: 11/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR K. RUPERT MURDOCH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LACHLAN K. MURDOCH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT J. THOMSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KELLY AYOTTE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOSE MARIA AZNAR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NATALIE BANCROFT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PETER L. BARNES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOEL I. KLEIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES R. MURDOCH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ANA PAULA PESSOA ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MASROOR SIDDIQUI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Nexeo Solutions, Inc.
TICKER: NXEO CUSIP: 65342H102
MEETING DATE: 1/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH M. BURKE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR THOMAS E. ZACHARIAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. ZATTA ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES AGAINST AGAINST
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: NexPoint Residential Trust, Inc.
TICKER: NXRT CUSIP: 65341D102
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES D. DONDERO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRIAN MITTS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDWARD CONSTANTINO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SCOTT KAVANAUGH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ARTHUR LAFFER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Nexstar Media Group, Inc.
TICKER: NXST CUSIP: 65336K103
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS J. FITZSIMONS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. THOMAS MCMILLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LISBETH MCNABB ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: NextEra Energy, Inc.
TICKER: NEE CUSIP: 65339F101
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SHERRY S. BARRAT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES L. CAMAREN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KENNETH B. DUNN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NAREN K. GURSAHANEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KIRK S. HACHIGIAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TONI JENNINGS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR AMY B. LANE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES L. ROBO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RUDY E. SCHUPP ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN L. SKOLDS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WILLIAM H. SWANSON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR HANSEL E. TOOKES, II ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR DARRYL L. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
ISSUER: NI Holdings, Inc.
TICKER: NODK CUSIP: 65342T106
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC K. AASMUNDSTAD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN V. MARLOW ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAZARS USA LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: NIC, Inc.
TICKER: EGOV CUSIP: 62914B100
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HARRY H. HERINGTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ART N. BURTSCHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VENMAL 'RAJI' ARASU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. BRAD HENRY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALEXANDER C. KEMPER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM M. LYONS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANTHONY SCOTT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAYAPRAKASH VIJAYAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PETE WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Nicholas Financial, Inc.
TICKER: NICK CUSIP: 65373J209
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBIN J. HASTINGS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY ROYAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS W. MAROHN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Nicolet Bankshares, Inc.
TICKER: NCBS CUSIP: 65406E102
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT B. ATWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RACHEL CAMPOS-DUFFY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL E. DANIELS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN N. DYKEMA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR TERRENCE R. FULWILER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER J. GHIDORZI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW F. HETZEL, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD J. LONG, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DUSTIN J. MCCLONE ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR SUSAN L. MERKATORIS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RANDY J. ROSE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.12: ELECT DIRECTOR OLIVER PIERCE SMITH ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR ROBERT J. WEYERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PORTER KEADLE MOORE, LLC AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Nielsen Holdings plc
TICKER: NLSN CUSIP: G6518L108
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES A. ATTWOOD, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GUERRINO DE LUCA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KAREN M. HOGUET ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID KENNY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HARISH MANWANI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT C. POZEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID RAWLINSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAVIER G. TERUEL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LAUREN ZALAZNICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT ERNST & YOUNG LLP AS UK ISSUER YES FOR FOR
STATUTORY AUDITORS
PROPOSAL #4: AUTHORIZE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF UK STATUTORY AUDITOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: NIKE, Inc.
TICKER: NKE CUSIP: 654106103
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN B. GRAF, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. LECHLEITER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELLE A. PELUSO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
DISCLOSURE
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Nine Energy Service, Inc.
TICKER: NINE CUSIP: 65441V101
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: DIRECTOR DAVID C. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1.2: DIRECTOR CURTIS F. HARRELL ISSUER YES FOR FOR
PROPOSAL #1.3: DIRECTOR DARRYL K. WILLIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: NiSource Inc.
TICKER: NI CUSIP: 65473P105
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER A. ALTABEF ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THEODORE H. BUNTING, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ERIC L. BUTLER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ARISTIDES S. CANDRIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WAYNE S. DEVEYDT ISSUER YES AGAINST AGAINST
PROPOSAL #1f: ELECT DIRECTOR JOSEPH HAMROCK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DEBORAH A. HENRETTA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL E. JESANIS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KEVIN T. KABAT ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CAROLYN Y. WOO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
PROVIDE DIRECTORS MAY BE REMOVED WITH OR WITHOUT
PROPOSAL #6: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #7: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
ISSUER: NL Industries, Inc.
TICKER: NL CUSIP: 629156407
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LORETTA J. FEEHAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROBERT D. GRAHAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOHN E. HARPER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MEREDITH W. MENDES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CECIL H. MOORE, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS P. STAFFORD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: nLIGHT, Inc.
TICKER: LASR CUSIP: 65487K100
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT KEENEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: NMI Holdings, Inc.
TICKER: NMIH CUSIP: 629209305
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRADLEY M. SHUSTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLAUDIA J. MERKLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL EMBLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES G. JONES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LYNN S. MCCREARY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR REGINA MUEHLHAUSER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES H. OZANNE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEVEN L. SCHEID ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: NN, Inc.
TICKER: NNBR CUSIP: 629337106
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID K. FLOYD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANICE E. STIPP ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Noble Corp. Plc
TICKER: NE CUSIP: G65431101
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JULIE H. EDWARDS ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR GORDON T. HALL ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ROGER W. JENKINS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR SCOTT D. JOSEY ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JON A. MARSHALL ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR MARY P. RICCIARDELLO ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JULIE J. ROBERTSON ISSUER YES FOR FOR
PROPOSAL #8: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #9: RATIFY PRICEWATERHOUSECOOPERS LLP AS UK ISSUER YES FOR FOR
STATUTORY AUDITOR
PROPOSAL #10: AUTHORIZE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF UK STATUTORY AUDITORS
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #12: ADVISORY VOTE TO RATIFY DIRECTORS' ISSUER YES AGAINST AGAINST
COMPENSATION REPORT
PROPOSAL #13: APPROVE THE DIRECTORS' REMUNERATION ISSUER YES AGAINST AGAINST
POLICY
PROPOSAL #14: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #15: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #16: AUTHORIZE ISSUE OF EQUITY ISSUER YES FOR FOR
PROPOSAL #17: ISSUE OF EQUITY OR EQUITY-LINKED ISSUER YES FOR FOR
SECURITIES WITHOUT PRE-EMPTIVE RIGHTS
PROPOSAL #18: AUTHORIZE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
SPECIFIED CAPITAL INVESTMENT
ISSUER: Noble Energy, Inc.
TICKER: NBL CUSIP: 655044105
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFFREY L. BERENSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL A. CAWLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES E. CRADDOCK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BARBARA J. DUGANIER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS J. EDELMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HOLLI C. LADHANI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID L. STOVER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SCOTT D. URBAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM T. VAN KLEEF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Noodles & Company
TICKER: NDLS CUSIP: 65540B105
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVE BOENNIGHAUSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL MURPHY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Nordson Corp.
TICKER: NDSN CUSIP: 655663102
MEETING DATE: 2/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEE C. BANKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDOLPH W. CARSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VICTOR L. RICHEY, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Nordstrom, Inc.
TICKER: JWN CUSIP: 655664100
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SHELLYE L. ARCHAMBEAU ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STACY BROWN-PHILPOT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TANYA L. DOMIER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KIRSTEN A. GREEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GLENDA G. MCNEAL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ERIK B. NORDSTROM ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PETER E. NORDSTROM ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BRAD D. SMITH ISSUER YES AGAINST AGAINST
PROPOSAL #1i: ELECT DIRECTOR GORDON A. SMITH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BRADLEY D. TILDEN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR B. KEVIN TURNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Norfolk Southern Corporation
TICKER: NSC CUSIP: 655844108
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS D. BELL, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DANIEL A. CARP ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MITCHELL E. DANIELS, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARCELA E. DONADIO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS C. KELLEHER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEVEN F. LEER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL D. LOCKHART ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR AMY E. MILES ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JENNIFER F. SCANLON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES A. SQUIRES ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOHN R. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT SIMPLE MAJORITY SHAREHOLDER YES FOR AGAINST
ISSUER: Northeast Bancorp (Maine)
TICKER: NBN CUSIP: 663904209
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW B. BOTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHERYL LYNN DORSEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Northeast Bancorp (Maine)
TICKER: NBN CUSIP: 663904209
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PLAN OF REORGANIZATION ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Northern Oil & Gas, Inc.
TICKER: NOG CUSIP: 665531109
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BAHRAM AKRADI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LISA BROMILEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROY "ERNIE" EASLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL FRANTZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT GRABB ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JACK KING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH LENZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL POPEJOY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Northern Oil and Gas, Inc.
TICKER: NOG CUSIP: 665531109
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BAHRAM AKRADI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LISA BROMILEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROY "ERNIE" EASLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL FRANTZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT GRABB ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JACK KING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH LENZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL POPEJOY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Northern Technologies International Corp.
TICKER: NTIC CUSIP: 665809109
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARBARA D. COLWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SOO-KEONG KOH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUNGGYU LEE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR G. PATRICK LYNCH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAMANI NARAYAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD J. NIGON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KONSTANTIN VON ISSUER YES FOR FOR
FALKENHAUSEN
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
PROPOSAL #5: RATIFY THE FILING AND EFFECTIVENESS OF ISSUER YES FOR FOR
THE CERTIFICATE OF AMENDMENT
ISSUER: Northern Trust Corp.
TICKER: NTRS CUSIP: 665859104
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LINDA WALKER BYNOE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SUSAN CROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DEAN M. HARRISON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAY L. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARCY S. KLEVORN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SIDDHARTH N. "BOBBY" ISSUER YES FOR FOR
MEHTA
PROPOSAL #1g: ELECT DIRECTOR MICHAEL G. O'GRADY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSE LUIS PRADO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS E. RICHARDS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARTIN P. SLARK ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DAVID H. B. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DONALD THOMPSON ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR CHARLES A. TRIBBETT, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
ISSUER: Northfield Bancorp, Inc.
TICKER: NFBK CUSIP: 66611T108
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GIL CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN M. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK P. PATAFIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL V. STAHLIN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Northrim BanCorp, Inc.
TICKER: NRIM CUSIP: 666762109
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY S. CASH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY DRABEK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KARL L. HANNEMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID W. KARP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID J. MCCAMBRIDGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KRYSTAL M. NELSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH M. SCHIERHORN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR AARON M. SCHUTT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN C. SWALLING ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR LINDA C. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID G. WIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Northrop Grumman Corporation
TICKER: NOC CUSIP: 666807102
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WESLEY G. BUSH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARIANNE C. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD E. FELSINGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANN M. FUDGE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE S. GORDON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MADELEINE A. KLEINER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KARL J. KRAPEK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GARY ROUGHEAD ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR THOMAS M. SCHOEWE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES S. TURLEY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KATHY J. WARDEN ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MARK A. WELSH, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON IMPLEMENTATION OF HUMAN RIGHTS SHAREHOLDER YES AGAINST FOR
POLICY
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: Northwest Bancshares, Inc. (Pennsylvania)
TICKER: NWBI CUSIP: 667340103
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. MEEGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY B. FANNIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT M. CAMPANA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK A. PAUP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Northwest Natural Holding Company
TICKER: NWN CUSIP: 66765N105
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TOD R. HAMACHEK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANE L. PEVERETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH THRASHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES A. WILHOITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Northwest Pipe Company
TICKER: NWPX CUSIP: 667746101
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MICHAEL FRANSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: NorthWestern Corp.
TICKER: NWE CUSIP: 668074305
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN P. ADIK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY T. CLARK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANA J. DYKHOUSE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAN R. HORSFALL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRITT E. IDE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JULIA L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LINDA G. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT C. ROWE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Norwegian Cruise Line Holdings Ltd.
TICKER: NCLH CUSIP: G66721104
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANK J. DEL RIO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHAD A. LEAT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEVE MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAMELA THOMAS-GRAHAM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND BYLAWS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Norwood Financial Corp.
TICKER: NWFL CUSIP: 669549107
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW A. FORTE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RALPH A. MATERGIA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR SUSAN CAMPFIELD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY S.R. SNODGRASS, P.C. AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
ISSUER: Nova Lifestyle, Inc.
TICKER: NVFY CUSIP: 66979P102
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THANH H. LAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLIE HUY LA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR UMESH PATEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BIN LIU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MIN SU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CENTURION ZD CPA LIMITED AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: NovaBay Pharmaceuticals, Inc.
TICKER: NBY CUSIP: 66987P201
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL E. FREIMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR GAIL MADERIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY OUM & CO. LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Novanta Inc.
TICKER: NOVT CUSIP: 67000B104
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN W. BERSHAD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LONNY J. CARPENTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEBORAH DISANZO ISSUER YES FOR FOR
ELDRACHER
PROPOSAL #1.4: ELECT DIRECTOR MATTHIJS GLASTRA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN D. KING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR IRA J. LAMEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOMINIC A. ROMEO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS N. SECOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
ISSUER: Novavax, Inc.
TICKER: NVAX CUSIP: 670002104
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
ISSUER: Novavax, Inc.
TICKER: NVAX CUSIP: 670002104
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RACHEL K. KING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. MCMANUS, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES F. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: NovoCure Limited
TICKER: NVCR CUSIP: G6674U108
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JERYL L. HILLEMAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR KINYIP GABRIEL LEUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KOST FORER GABBAY & KASIERER AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: NOW Inc.
TICKER: DNOW CUSIP: 67011P100
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR J. WAYNE RICHARDS ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ROBERT WORKMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: NRC Group Holdings Corp.
TICKER: NRCG CUSIP: 629375106
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. BAYER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD GLICKMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GLENN M. SHOR ISSUER YES FOR FOR
ISSUER: NRG Energy, Inc.
TICKER: NRG CUSIP: 629377508
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR E. SPENCER ABRAHAM ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR MATTHEW CARTER, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LAWRENCE S. COBEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR HEATHER COX ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TERRY G. DALLAS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MAURICIO GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM E. HANTKE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PAUL W. HOBBY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ANNE C. SCHAUMBURG ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR THOMAS H. WEIDEMEYER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
ISSUER: Nu Skin Enterprises, Inc.
TICKER: NUS CUSIP: 67018T105
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL W. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW D. LIPMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN J. LUND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAURA NATHANSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS R. PISANO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ZHEQING (SIMON) SHEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RITCH N. WOOD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDWINA D. WOODBURY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Nuance Communications, Inc.
TICKER: NUAN CUSIP: 67020Y100
MEETING DATE: 1/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LLOYD CARNEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK D. BENJAMIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL BRENNAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS EBLING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT FINOCCHIO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAURA S. KAISER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAL KATZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK LARET ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SANJAY VASWANI ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES FOR AGAINST
ISSUER: Nucor Corporation
TICKER: NUE CUSIP: 670346105
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LLOYD J. AUSTIN, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK J. DEMPSEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN J. FERRIOLA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VICTORIA F. HAYNES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER J. KEARNEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAURETTE T. KOELLNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN H. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
ISSUER: Nutanix, Inc.
TICKER: NTNX CUSIP: 67059N108
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CRAIG CONWAY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL P. SCARPELLI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Nutrisystem, Inc.
TICKER: NTRI CUSIP: 67069D108
MEETING DATE: 3/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
ISSUER: NuVasive, Inc.
TICKER: NUVA CUSIP: 670704105
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT F. FRIEL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DONALD J. ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DANIEL J. WOLTERMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Nuvectra Corporation
TICKER: NVTR CUSIP: 67075N108
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER G. CHAVEZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANE J. SONG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: NV5 Global, Inc.
TICKER: NVEE CUSIP: 62945V109
MEETING DATE: 6/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DICKERSON WRIGHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALEXANDER A. HOCKMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARYJO E. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAURIE CONNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM D. PRUITT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GERALD J. SALONTAI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANCOIS TARDAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: NVE Corporation
TICKER: NVEC CUSIP: 629445206
MEETING DATE: 8/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRENCE W. GLARNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL A. BAKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICIA M. HOLLISTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD W. KRAMP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY R. MAHARAJ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: nVent Electric Plc
TICKER: NVT CUSIP: G6700G107
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRIAN M. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JERRY W. BURRIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SUSAN M. CAMERON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL L. DUCKER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID H.Y. HO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RANDALL J. HOGAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RONALD L. MERRIMAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM T. MONAHAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HERBERT K. PARKER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BETH A. WOZNIAK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: AUTHORIZE PRICE RANGE FOR REISSUANCE OF ISSUER YES FOR FOR
TREASURY SHARES
ISSUER: NVIDIA Corporation
TICKER: NVDA CUSIP: 67066G104
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT K. BURGESS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TENCH COXE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PERSIS S. DRELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES C. GAITHER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JEN-HSUN HUANG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAWN HUDSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HARVEY C. JONES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL G. MCCAFFERY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEPHEN C. NEAL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARK L. PERRY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR A. BROOKE SEAWELL ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MARK A. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO REMOVE DIRECTOR WITHOUT CAUSE
ISSUER: NVR, Inc.
TICKER: NVR CUSIP: 62944T105
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. E. ANDREWS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS D. ECKERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALFRED E. FESTA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ED GRIER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MANUEL H. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALEXANDRA A. JUNG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MEL MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM A. MORAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID A. PREISER ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR W. GRADY ROSIER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SUSAN WILLIAMSON ROSS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DWIGHT C. SCHAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Nxt-ID, Inc.
TICKER: NXTD CUSIP: 67091J206
MEETING DATE: 7/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GINO M. PEREIRA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID R. GUST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. D'ALMADA- ISSUER YES FOR FOR
REMEDIOS
PROPOSAL #1.4: ELECT DIRECTOR DANIEL P. SHARKEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN BENDHEIM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. ORLANDO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CONVERSION OF SECURITIES ISSUER YES AGAINST AGAINST
ISSUER: Oak Valley Bancorp
TICKER: OVLY CUSIP: 671807105
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES L. GILBERT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR H. RANDOLPH HOLDER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JANET S. PELTON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR DANNY L. TITUS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Oasis Petroleum, Inc.
TICKER: OAS CUSIP: 674215108
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL MCSHANE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS B. "TOMMY" NUSZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Occidental Petroleum Corporation
TICKER: OXY CUSIP: 674599105
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SPENCER ABRAHAM ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EUGENE L. BATCHELDER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARGARET M. FORAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CARLOS M. GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR VICKI HOLLUB ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM R. KLESSE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JACK B. MOORE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR AVEDICK B. POLADIAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ELISSE B. WALTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
ISSUER: Oceaneering International, Inc.
TICKER: OII CUSIP: 675232102
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODERICK A. LARSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN MCEVOY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL B. MURPHY, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: OceanFirst Financial Corp.
TICKER: OCFC CUSIP: 675234108
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN E. BRADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANGELO CATANIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY R. COSCIA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL D. DEVLIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JACK M. FARRIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KIMBERLY M. GUADAGNO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN K. LLOYD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTOPHER D. MAHER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NICOS KATSOULIS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR GRACE C. TORRES ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GRACE VALLACCHI ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JOHN E. WALSH ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR SAMUEL R. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Oclaro, Inc.
TICKER: OCLR CUSIP: 67555N206
MEETING DATE: 7/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Ocular Therapeutix, Inc.
TICKER: OCUL CUSIP: 67576A100
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SEUNG SUH HONG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD L. LINDSTROM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LESLIE J. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Ocwen Financial Corp.
TICKER: OCN CUSIP: 675746309
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SECURITIES TRANSFER RESTRICTIONS ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Ocwen Financial Corporation
TICKER: OCN CUSIP: 675746309
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHYLLIS R. CALDWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN J. BOWERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JENNE K. BRITELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACQUES J. BUSQUET ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT J. LIPSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GLEN A. MESSINA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT A. SALCETTI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DEFOREST B. SOARIES, ISSUER YES FOR FOR
JR.
PROPOSAL #1.9: ELECT DIRECTOR KEVIN STEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: Odyssey Marine Exploration, Inc.
TICKER: OMEX CUSIP: 676118201
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. ABBOTT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAURA L. BARTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK D. GORDON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK B. JUSTH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES S. PIGNATELLI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JON D. SAWYER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY FERLITA, WALSH, GONZALEZ & ISSUER YES FOR FOR
RODRIGUEZ, P.A. AS AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Office Depot, Inc.
TICKER: ODP CUSIP: 676220106
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GERRY P. SMITH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KRISTIN A. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CYNTHIA T. JAMISON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR V. JAMES MARINO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FRANCESCA RUIZ DE ISSUER YES FOR FOR
LUZURIAGA
PROPOSAL #1f: ELECT DIRECTOR DAVID M. SZYMANSKI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR NIGEL TRAVIS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSEPH S. VASSALLUZZO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Office Properties Income Trust
TICKER: OPI CUSIP: 67623C109
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARBARA D. GILMORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN L. HARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ADAM D. PORTNOY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
ISSUER: OFG Bancorp
TICKER: OFG CUSIP: 67103X102
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIAN S. INCLAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSE RAFAEL FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PEDRO MORAZZANI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JORGE COLON-GERENA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JUAN CARLOS AGUAYO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NESTOR DE JESUS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDWIN PEREZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: OGE Energy Corp.
TICKER: OGE CUSIP: 670837103
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR FRANK A. BOZICH ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JAMES H. BRANDI ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR PETER D. CLARKE ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR LUKE R. CORBETT ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR DAVID L. HAUSER ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR JUDY R. MCREYNOLDS ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR DAVID E. RAINBOLT ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR J. MICHAEL SANNER ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR SHEILA G. TALTON ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR SEAN TRAUSCHKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT SIMPLE MAJORITY SHAREHOLDER YES FOR AGAINST
ISSUER: Ohio Valley Banc Corp.
TICKER: OVBC CUSIP: 677719106
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAROLD A. HOWE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD J. ROBBINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY E. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Ohr Pharmaceutical, Inc.
TICKER: OHRP CUSIP: 67778H200
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JASON S. SLAKTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MALONE BAILEY, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Ohr Pharmaceutical, Inc.
TICKER: OHRP CUSIP: 67778H200
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Oil States International, Inc.
TICKER: OIS CUSIP: 678026105
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DARRELL E. HOLLEK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT L. POTTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Oil-Dri Corp. of America
TICKER: ODC CUSIP: 677864100
MEETING DATE: 12/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELLEN-BLAIR CHUBE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. STEVEN COLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL S. JAFFEE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH C. MILLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL A. NEMEROFF ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR GEORGE C. ROETH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALLAN H. SELIG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR PAUL E. SUCKOW ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LAWRENCE E. WASHOW ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Okta, Inc.
TICKER: OKTA CUSIP: 679295105
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. FREDERIC KERREST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR REBECCA SAEGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELLE WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Old Dominion Freight Line, Inc.
TICKER: ODFL CUSIP: 679580100
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EARL E. CONGDON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID S. CONGDON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHERRY A. AAHOLM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN R. CONGDON, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRADLEY R. GABOSCH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREG C. GANTT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICK D. HANLEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN D. KASARDA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LEO H. SUGGS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR D. MICHAEL WRAY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Old Line Bancshares, Inc.
TICKER: OLBK CUSIP: 67984M100
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN K. BREEDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. CLIFFORD, SR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES W. CORNELSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES F. DENT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS H. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY A. RIVEST ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROSIE ALLEN-HERRING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Old National Bancorp
TICKER: ONB CUSIP: 680033107
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN W. BRAUN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW E. GOEBEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEROME F. HENRY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT G. JONES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RYAN C. KITCHELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHELPS L. LAMBERT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS E. SALMON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RANDALL T. SHEPARD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR REBECCA S. SKILLMAN ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR DERRICK J. STEWART ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KATHERINE E. WHITE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LINDA E. WHITE ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY CROWE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Old Point Financial Corporation
TICKER: OPOF CUSIP: 680194107
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN C. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES READE CHISMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RUSSELL SMITH EVANS, ISSUER YES FOR FOR
JR.
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL A. GLASSER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ARTHUR D. GREENE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN CABOT ISHON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM F. KEEFE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TOM B. LANGLEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR H. ROBERT SCHAPPERT ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR ROBERT F. SHUFORD, SR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERT F. SHUFORD, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ELLEN CLARK THACKER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JOSEPH R. WITT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY YOUNT, HYDE & BARBOUR, P.C. AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Old Republic International Corporation
TICKER: ORI CUSIP: 680223104
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN J. BATEMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JIMMY A. DEW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. DIXON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR GLENN W. REED ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR DENNIS P. VAN MIEGHEM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
ISSUER: Old Second Bancorp, Inc.
TICKER: OSBC CUSIP: 680277100
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD BONIFAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY COLLINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM B. SKOGLUND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DUANE SUITS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REMOVE AGE RESTRICTION FOR DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: RATIFY PLANTE & MORAN, PLLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Olin Corp.
TICKER: OLN CUSIP: 680665205
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. ROBERT BUNCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDALL W. LARRIMORE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. B. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT M. SUTTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM H. WEIDEMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
ISSUER: Ollie's Bargain Outlet Holdings, Inc.
TICKER: OLLI CUSIP: 681116109
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR STANLEY FLEISHMAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR STEPHEN WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: AMEND CHARTER ISSUER YES FOR FOR
PROPOSAL #6: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Olympic Steel, Inc.
TICKER: ZEUS CUSIP: 68162K106
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL D. SIEGAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARTHUR F. ANTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL G. RIPPEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD T. MARABITO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Omega Flex, Inc.
TICKER: OFLX CUSIP: 682095104
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. NICHOLAS FILLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEREK W. GLANVILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE C. KLINK ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
DIRECTORS AND/OR NON-EXECUTIVE DIRECTORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: RATIFY RSM US LLC AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
ISSUER: Omega Healthcare Investors, Inc.
TICKER: OHI CUSIP: 681936100
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KAPILA K. ANAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NORMAN R. BOBINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CRAIG R. CALLEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARBARA B. HILL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD LOWENTHAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR C. TAYLOR PICKETT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN D. PLAVIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BURKE W. WHITMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
ISSUER: Omeros Corporation
TICKER: OMER CUSIP: 682143102
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAY ASPIRI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ARNOLD C. HANISH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAJIV SHAH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR THOMAS F. BUMOL ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Omnicell, Inc.
TICKER: OMCL CUSIP: 68213N109
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES T. JUDSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE E. SCOTT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE D. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Omnicom Group Inc.
TICKER: OMC CUSIP: 681919106
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. WREN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN R. BATKIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY C. CHOKSI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT CHARLES CLARK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEONARD S. COLEMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUSAN S. DENISON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONNIE S. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DEBORAH J. KISSIRE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GRACIA C. MARTORE ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR LINDA JOHNSON RICE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR VALERIE M. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: OMNOVA Solutions, Inc.
TICKER: OMN CUSIP: 682129101
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID J. D'ANTONI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN W. PERCY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALLAN R. ROTHWELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: On Deck Capital, Inc.
TICKER: ONDK CUSIP: 682163100
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHANDRA DHANDAPANI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE P. NOLOP ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MANOLO SANCHEZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: ON Semiconductor Corporation
TICKER: ON CUSIP: 682189105
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ATSUSHI ABE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALAN CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CURTIS J. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GILLES DELFASSY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EMMANUEL T. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KEITH D. JACKSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAUL A. MASCARENAS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DARYL A. OSTRANDE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR TERESA M. RESSEL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CHRISTINE Y. YAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: OncoCyte Corp.
TICKER: OCX CUSIP: 68235C107
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD ANDREWS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM ANNETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW ARNO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALFRED D. KINGSLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDREW J. LAST ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ADITYA P. MOHANTY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CAVAN REDMOND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY OUM & CO. LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
ISSUER: OncoMed Pharmaceuticals, Inc.
TICKER: OMED CUSIP: 68234X102
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Onconova Therapeutics, Inc.
TICKER: ONTX CUSIP: 68232V405
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEROME E. GROOPMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL B. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN M. FRUCHTMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES J. MARINO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VIREN MEHTA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR E. PREMKUMAR REDDY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JACK E. STOVER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: OncoSec Medical, Inc.
TICKER: ONCS CUSIP: 68234L207
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AVTAR DHILLON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES M. DEMESA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PUNIT S. DHILLON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGORY MAYES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL J. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT E. WARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AUTHORIZE NEW CLASS OF BLANK CHECK ISSUER YES AGAINST AGAINST
PREFERRED STOCK
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: ONE Gas, Inc.
TICKER: OGS CUSIP: 68235P108
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARCILIA C. ACOSTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT B. EVANS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. GIBSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TRACY E. HART ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL G. HUTCHINSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATTYE L. MOORE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PIERCE H. NORTON, II ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDUARDO A. RODRIGUEZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DOUGLAS H. YAEGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: One Liberty Properties, Inc.
TICKER: OLP CUSIP: 682406103
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY A. GOULD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW J. GOULD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. ROBERT LOVEJOY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: One Stop Systems, Inc.
TICKER: OSS CUSIP: 68247W109
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVE COOPER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIMBERLY SENTOVICH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID RAUN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN REARDON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KENNETH POTASHNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JACK HARRISON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HASKELL & WHITE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: OneMain Holdings, Inc.
TICKER: OMF CUSIP: 68268W103
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANEEK S. MAMIK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD A. SMITH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VALERIE SORANNO KEATING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: ONEOK, Inc.
TICKER: OKE CUSIP: 682680103
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN L. DERKSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JULIE H. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. GIBSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK W. HELDERMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RANDALL J. LARSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN J. MALCOLM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JIM W. MOGG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATTYE L. MOORE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GARY D. PARKER ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR EDUARDO A. RODRIGUEZ ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TERRY K. SPENCER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: OneSpan Inc.
TICKER: OSPN CUSIP: 68287N100
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MARC D. BORODITSKY ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR SCOTT M. CLEMENTS ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR MICHAEL P. CULLINANE ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JOHN N. FOX, JR. ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JEAN K. HOLLEY ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR T. KENDALL "KEN" HUNT ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR MATTHEW MOOG ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR MARC ZENNER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Ooma, Inc.
TICKER: OOMA CUSIP: 683416101
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER J. GOETTNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC B. STANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Opiant Pharmaceuticals, Inc.
TICKER: OPNT CUSIP: 683750103
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER CRYSTAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANN MACDOUGALL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MALONEBAILEY, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: OPKO Health, Inc.
TICKER: OPK CUSIP: 68375N103
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILLIP FROST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANE H. HSIAO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN D. RUBIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT S. FISHEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD M. KRASNO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD A. LERNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN A. PAGANELLI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR RICHARD C. PFENNIGER, ISSUER YES FOR FOR
JR.
PROPOSAL #1.9: ELECT DIRECTOR ALICE LIN-TSING YU ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: OptiNose, Inc.
TICKER: OPTN CUSIP: 68404V100
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILHELMUS GROENHUYSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SANDRA L. HELTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH C. SCODARI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Opus Bank
TICKER: OPB CUSIP: 684000102
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL G. GREIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL L. MEYER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID KING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARSHA A. CAMERON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Oracle Corp.
TICKER: ORCL CUSIP: 68389X105
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY S. BERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. BOSKIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAFRA A. CATZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE R. CHIZEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GEORGE H. CONRADES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR LAWRENCE J. ELLISON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HECTOR GARCIA-MOLINA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY O. HENLEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARK V. HURD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RENEE J. JAMES ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CHARLES W. MOORMAN, IV ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LEON E. PANETTA ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR WILLIAM G. PARRETT ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR NAOMI O. SELIGMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON GENDER PAY GAP SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: OraSure Technologies, Inc.
TICKER: OSUR CUSIP: 68554V108
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EAMONN P. HOBBS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN S. TANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: ORBCOMM, Inc.
TICKER: ORBC CUSIP: 68555P100
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENISE GIBSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN GOULD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Orchid Island Capital, Inc.
TICKER: ORC CUSIP: 68571X103
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. CAULEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE H. HAAS, IV ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W COLEMAN BITTING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANK P. FILIPPS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAULA MORABITO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR AVA L. PARKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: O'Reilly Automotive, Inc.
TICKER: ORLY CUSIP: 67103H107
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID O'REILLY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LARRY O'REILLY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROSALIE O'REILLY WOOTEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GREG HENSLEE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAY D. BURCHFIELD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS T. HENDRICKSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN R. MURPHY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DANA M. PERLMAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ANDREA M. WEISS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
ISSUER: Organovo Holdings, Inc.
TICKER: ONVO CUSIP: 68620A104
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR KIRK MALLOY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Origin Bancorp, Inc.
TICKER: OBNK CUSIP: 68621T102
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE SNELLINGS, IV ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELIZABETH SOLENDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD GALLOT, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Orion Energy Systems, Inc.
TICKER: OESX CUSIP: 686275108
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL W. ALTSCHAEFL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MARK C. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Orion Group Holdings Inc.
TICKER: ORN CUSIP: 68628V308
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR AUSTIN J. SHANFELTER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARY E. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL J. CALIEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Oritani Financial Corp.
TICKER: ORIT CUSIP: 68633D103
MEETING DATE: 11/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT S. HEKEMIAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. FIELDS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Ormat Technologies, Inc.
TICKER: ORA CUSIP: 686688102
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DAN FALK ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR TODD C. FREELAND ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR BYRON G. WONG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KESSELMAN KESSELMAN AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Orrstown Financial Services, Inc.
TICKER: ORRF CUSIP: 687380105
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK K. KELLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS R. QUINN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. RICE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GLENN W. SNOKE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Orthofix International N.V.
TICKER: OFIX CUSIP: N6748L102
MEETING DATE: 7/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE COUNTRY OF INCORPORATION FROM ISSUER YES FOR FOR
CURACAO TO DELAWARE
PROPOSAL #2.1: ELECT DIRECTOR LUKE FAULSTICK ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR JAMES F. HINRICHS ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ALEXIS V. LUKIANOV ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR LILLY MARKS ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR BRADLEY R. MASON ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR RONALD A. MATRICARIA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MICHAEL E. PAOLUCCI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MARIA SAINZ ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR JOHN SICARD ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS (VOTING)
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #7: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Orthofix Medical Inc.
TICKER: OFIX CUSIP: 68752M108
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES F. HINRICHS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALEXIS V. LUKIANOV ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LILLY MARKS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRADLEY R. MASON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD A. MATRICARIA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL E. PAOLUCCI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARIA SAINZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN SICARD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: OrthoPediatrics Corp.
TICKER: KIDS CUSIP: 68752L100
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRED L. HITE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRYAN W. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK C. THRODAHL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SAMUEL D. RICCITELLI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Oshkosh Corp.
TICKER: OSK CUSIP: 688239201
MEETING DATE: 2/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH J. ALLMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILSON R. JONES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LESLIE F. KENNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KIMBERLEY METCALF- ISSUER YES FOR FOR
KUPRES
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN D. NEWLIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAYMOND T. ODIERNO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CRAIG P. OMTVEDT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DUNCAN J. PALMER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SANDRA E. ROWLAND ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN S. SHIELY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
ISSUER: OSI Systems, Inc.
TICKER: OSIS CUSIP: 671044105
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEEPAK CHOPRA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AJAY MEHRA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN C. GOOD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MEYER LUSKIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM F. BALLHAUS, ISSUER YES FOR FOR
JR.
PROPOSAL #1.6: ELECT DIRECTOR JAMES B. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GERALD CHIZEVER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Otelco Inc.
TICKER: OTEL CUSIP: 688823301
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARBARA M. DONDIEGO- ISSUER YES FOR FOR
STEWART
PROPOSAL #1.2: ELECT DIRECTOR HOWARD J. HAUG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN P. MCCALL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. SOUZA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NORMAN C. FROST ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAYTON R. JUDD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRIAN A. ROSS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GARY L. SUGARMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Otonomy, Inc.
TICKER: OTIC CUSIP: 68906L105
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAY LICHTER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR THEODORE R. SCHROEDER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Ottawa Bancorp, Inc.
TICKER: OTTW CUSIP: 689195105
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES A. FERRERO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG M. HEPNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEITH F. JOHNSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Otter Tail Corp.
TICKER: OTTR CUSIP: 689648103
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN L. FRITZE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHRYN O. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY J. O'KEEFE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE, LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: OUTFRONT Media Inc.
TICKER: OUT CUSIP: 69007J106
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICOLAS BRIEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANGELA COURTIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Overseas Shipholding Group, Inc.
TICKER: OSG CUSIP: 69036R863
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH I. KRONSBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANJA L. MANUEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAMUEL H. NORTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN P. REDDY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JULIE E. SILCOCK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY EUGENE TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TY E. WALLACH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DOUGLAS D. WHEAT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Overstock.com, Inc.
TICKER: OSTK CUSIP: 690370101
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH J. TABACCO JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIRTHI KALYANAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Ovid Therapeutics Inc.
TICKER: OVID CUSIP: 690469101
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BART FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Owens & Minor, Inc.
TICKER: OMI CUSIP: 690732102
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STUART M. ESSIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARBARA B. HILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK F. MCGETTRICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDDIE N. MOORE, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD A. PESICKA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT C. SLEDD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANNE MARIE WHITTEMORE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR N/A
ISSUER: Owens Corning
TICKER: OC CUSIP: 690742101
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ADRIENNE D. ELSNER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR J. BRIAN FERGUSON ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR RALPH F. HAKE ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR EDWARD F. LONERGAN ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR MARYANN T. MANNEN ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR W. HOWARD MORRIS ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR SUZANNE P. NIMOCKS ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR MICHAEL H. THAMAN ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR JOHN D. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Owens Realty Mortgage, Inc.
TICKER: ORM CUSIP: 690828108
MEETING DATE: 7/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRYAN H. DRAPER ISSUER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR JAMES M. KESSLER ISSUER NO N/A N/A
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #1.1: ELECT DIRECTORS STEVEN D. HOVDE SHAREHOLDER YES FOR AGAINST
PROPOSAL #1.2: ELECT DIRECTORS JAMES P. HUA SHAREHOLDER YES WITHHOLD FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Owens Realty Mortgage, Inc.
TICKER: ORM CUSIP: 690828108
MEETING DATE: 3/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: TERMINATE MANAGEMENT AGREEMENT ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Owens-Illinois, Inc.
TICKER: OI CUSIP: 690768403
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GORDON J. HARDIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER S. HELLMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN HUMPHREY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANASTASIA D. KELLY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDRES A. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN J. MURRAY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HARI N. NAIR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HUGH H. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH D. RUPP ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR JOHN H. WALKER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CAROL A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DENNIS K. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Oxford Industries, Inc.
TICKER: OXM CUSIP: 691497309
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HELEN BALLARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS C. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VIRGINIA A. HEPNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: P.A.M. Transportation Services, Inc.
TICKER: PTSI CUSIP: 693149106
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL D. BISHOP ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FREDERICK P. CALDERONE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DANIEL H. CUSHMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR W. SCOTT DAVIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWIN J. LUKAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR FRANKLIN H. MCLARTY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR H. PETE MONTANO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MANUEL J. MOROUN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR MATTHEW T. MOROUN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: P.H. Glatfelter Company
TICKER: GLT CUSIP: 377316104
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHLEEN A. DAHLBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NICHOLAS DEBENEDICTIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN M. FOGARTY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. ROBERT HALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD J. NAPLES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANTE C. PARRINI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LEE C. STEWART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: PACCAR Inc
TICKER: PCAR CUSIP: 693718108
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK C. PIGOTT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD E. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAME ALISON J. CARNWATH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANKLIN L. FEDER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BETH E. FORD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KIRK S. HACHIGIAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RODERICK C. MCGEARY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN M. PIGOTT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARK A. SCHULZ ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GREGORY M. E. SPIERKEL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CHARLES R. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #2: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
ISSUER: Pacific Biosciences of California, Inc.
TICKER: PACB CUSIP: 69404D108
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
ISSUER: Pacific Biosciences of California, Inc.
TICKER: PACB CUSIP: 69404D108
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID BOTSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM ERICSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHY ORDONEZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Pacific City Financial Corporation
TICKER: PCB CUSIP: 69406T408
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIJUN AHN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HAEYOUNG CHO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HENRY KIM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SANG YOUNG LEE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HONG KYUN "DANIEL" PARK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DON RHEE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUK WON YOUN ISSUER YES FOR FOR
PROPOSAL #2: CHANGE COMPANY NAME TO PCB BANCORP ISSUER YES FOR FOR
PROPOSAL #3: ELIMINATE CUMULATIVE VOTING ISSUER YES FOR FOR
PROPOSAL #4: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Pacific Mercantile Bancorp
TICKER: PMBC CUSIP: 694552100
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD J. CARPENTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES F. DEUTSCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHANNON F. EUSEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL P. HOOPIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENIS P. KALSCHEUR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHELE S. MIYAKAWA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID J. MUNIO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS M. VERTIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN P. YOST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE A NEW CLASS OF NON-VOTING ISSUER YES FOR FOR
COMMON STOCK
ISSUER: Pacific Premier Bancorp, Inc.
TICKER: PPBI CUSIP: 69478X105
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN J. CARONA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR AYAD A. FARGO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEVEN R. GARDNER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSEPH L. GARRETT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JEFF C. JONES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR M. CHRISTIAN MITCHELL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL J. MORRIS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ZAREH H. SARRAFIAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CORA M. TELLEZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Pacira Biosciences, Inc.
TICKER: PCRX CUSIP: 695127100
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL HASTINGS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN LONGENECKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREAS WICKI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Packaging Corporation of America
TICKER: PKG CUSIP: 695156109
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHERYL K. BEEBE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DUANE C. FARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HASAN JAMEEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK W. KOWLZAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT C. LYONS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS P. MAURER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SAMUEL M. MENCOFF ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROGER B. PORTER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS S. SOULELES ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR PAUL T. STECKO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES D. WOODRUM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: PacWest Bancorp
TICKER: PACW CUSIP: 695263103
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR TANYA M. ACKER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR PAUL R. BURKE ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR CRAIG A. CARLSON ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JOHN M. EGGEMEYER, III ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR C. WILLIAM HOSLER ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR SUSAN E. LESTER ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR ROGER H. MOLVAR ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR JAMES J. PIECZYNSKI ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR DANIEL B. PLATT ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR ROBERT A. STINE ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR MATTHEW P. WAGNER ISSUER YES FOR FOR
PROPOSAL #1L: ELECT DIRECTOR MARK T. YUNG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Palatin Technologies, Inc.
TICKER: PTN CUSIP: 696077403
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARL SPANA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN K.A. PRENDERGAST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT K. DEVEER, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. STANLEY HULL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALAN W. DUNTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANGELA ROSSETTI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ARLENE M. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANTHONY M. MANNING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Palo Alto Networks, Inc.
TICKER: PANW CUSIP: 697435105
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN M. DONOVAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARY PAT MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR NIR ZUK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Pandora Media, Inc.
TICKER: P CUSIP: 698354107
MEETING DATE: 1/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Panhandle Oil & Gas, Inc.
TICKER: PHX CUSIP: 698477106
MEETING DATE: 3/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. ROBOTTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER T. FRASER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Papa John's International, Inc.
TICKER: PZZA CUSIP: 698813102
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHRISTOPHER L. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL R. DUBIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR OLIVIA F. KIRTLEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LAURETTE T. KOELLNER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOCELYN C. MANGAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SONYA E. MEDINA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SHAQUILLE R. O'NEAL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVEN M. RITCHIE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ANTHONY M. SANFILIPPO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JEFFREY C. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY SHAREHOLDER RIGHTS PLAN (POISON ISSUER YES FOR FOR
PILL)
ISSUER: Par Pacific Holdings, Inc.
TICKER: PARR CUSIP: 69888T207
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT SILBERMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MELVYN KLEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CURTIS ANASTASIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY CLOSSEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR L. MELVIN COOPER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR WALTER DODS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR KATHERINE HATCHER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH ISRAEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM MONTELEONE ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. PATE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE MANAGEMENT STOCK PURCHASE PLAN ISSUER YES AGAINST AGAINST
ISSUER: PAR Technology Corporation
TICKER: PAR CUSIP: 698884103
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS G. RAUCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CYNTHIA A. RUSSO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. SAMMON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SAVNEET SINGH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES C. STOFFEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Paramount Gold Nevada Corp.
TICKER: PZG CUSIP: 69924M109
MEETING DATE: 12/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RUDI FRONK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR GLEN VAN TREEK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN CARDEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ELISEO GONZALEZ-URIEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR PIERRE PELLETIER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN W. SEABERG ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY MNP LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Paramount Group, Inc.
TICKER: PGRE CUSIP: 69924R108
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ALBERT BEHLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS ARMBRUST ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARTIN BUSSMANN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR COLIN DYER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAN EMMETT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LIZANNE GALBREATH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KARIN KLEIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PETER LINNEMAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KATHARINA OTTO-BERNSTEIN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARK PATTERSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND CHARTER TO ADD A FOREIGN OWNERSHIP ISSUER YES FOR FOR
LIMIT
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Paratek Pharmaceuticals, Inc.
TICKER: PRTK CUSIP: 699374302
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. DIETZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EVAN LOH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY R. FRANSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Pareteum Corp.
TICKER: TEUM CUSIP: 69946T207
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2a: ELECT DIRECTOR ROBERT H. TURNER ISSUER YES FOR FOR
PROPOSAL #2b: ELECT DIRECTOR YVES VAN SANTE ISSUER YES AGAINST AGAINST
PROPOSAL #2c: ELECT DIRECTOR LUIS JIMENEZ-TUNON ISSUER YES AGAINST AGAINST
PROPOSAL #2d: ELECT DIRECTOR LAURA THOMAS ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY SQUAR MILNER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #7: ADJOURN MEETING ISSUER YES AGAINST AGAINST
ISSUER: Park City Group, Inc.
TICKER: PCYG CUSIP: 700215304
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDALL K. FIELDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT W. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM S. KIES, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR AUSTIN F. NOLL, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD C. HODGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HAYNIE & COMPANY AS AUDITORS ISSUER YES FOR FOR
ISSUER: PARK ELECTROCHEMICAL CORP.
TICKER: PKE CUSIP: 700416209
MEETING DATE: 7/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DALE E. BLANCHFIELD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EMILY J. GROEHL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRIAN E. SHORE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CARL W. SMITH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEVEN T. WARSHAW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Park Hotels & Resorts, Inc.
TICKER: PK CUSIP: 700517105
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR THOMAS J. BALTIMORE, JR. ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR GORDON M. BETHUNE ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR PATRICIA M. BEDIENT ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR GEOFFREY M. GARRETT ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR CHRISTIE B. KELLY ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR JOSEPH I. LIEBERMAN ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR TIMOTHY J. NAUGHTON ISSUER YES AGAINST AGAINST
PROPOSAL #1H: ELECT DIRECTOR STEPHEN I. SADOVE ISSUER YES FOR FOR
PROPOSAL #2A: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #2B: AMEND STOCK OWNERSHIP LIMITATIONS ISSUER YES FOR FOR
PROPOSAL #2C: REDUCE OWNERSHIP THRESHOLD FOR ISSUER YES FOR FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
PROPOSAL #2D: OPT OUT OF SECTION 203 OF THE DGCL ISSUER YES FOR FOR
PROPOSAL #2E: AMEND CHARTER ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Park National Corp.
TICKER: PRK CUSIP: 700658107
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DONNA M. ALVARADO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JASON N. JUDD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN J. KAMBEITZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR TIMOTHY S. MCLAIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARK R. RAMSER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Parke Bancorp, Inc.
TICKER: PKBK CUSIP: 700885106
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD INFANTOLINO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRED G. CHOATE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY H. KRIPITZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACK C. SHEPPARD, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Parker-Hannifin Corp.
TICKER: PH CUSIP: 701094104
MEETING DATE: 10/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEE C. BANKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. BOHN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA S. HARTY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN A. LOBO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CANDY M. OBOURN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH SCAMINACE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR AKE SVENSSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES R. VERRIER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES L. WAINSCOTT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #5: AMEND CODE OF REGULATIONS ISSUER YES FOR FOR
ISSUER: Park-Ohio Holdings Corp.
TICKER: PKOH CUSIP: 700666100
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW V. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN D. GRAMPA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN H. ROSEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Parsley Energy, Inc.
TICKER: PE CUSIP: 701877102
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR WILLIAM BROWNING ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DAVID H. SMITH ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JERRY WINDLINGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Party City Holdco Inc.
TICKER: PRTY CUSIP: 702149105
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR TODD M. ABBRECHT ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR STEVEN J. COLLINS ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR WILLIAM S. CREEKMUIR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR DOUGLAS A. HABER ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR JAMES M. HARRISON ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR LISA K. KLINGER ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR NORMAN S. MATTHEWS ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MICHELLE MILLSTONE- ISSUER YES FOR FOR
SHROFF
PROPOSAL #2.9: ELECT DIRECTOR GERALD C. RITTENBERG ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR MORRY J. WEISS ISSUER YES WITHHOLD AGAINST
PROPOSAL #3a: ELECT DIRECTOR TODD M. ABBRECHT ISSUER YES FOR FOR
PROPOSAL #3b: ELECT DIRECTOR DOUGLAS A. HABER ISSUER YES FOR FOR
PROPOSAL #3c: ELECT DIRECTOR LISA K. KLINGER ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Pathfinder Bancorp, Inc.
TICKER: PBHC CUSIP: 70319R109
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. AYOUB ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADAM C. GAGAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MELANIE LITTLEJOHN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN F. SHARKEY, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BONADIO & CO., LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Patrick Industries, Inc.
TICKER: PATK CUSIP: 703343103
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH M. CERULLI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TODD M. CLEVELAND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN A. FORBES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL A. KITSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAMELA R. KLYN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DERRICK B. MAYES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDY L. NEMETH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DENIS G. SUGGS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR M. SCOTT WELCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Patriot Transportation Holding, Inc.
TICKER: PATI CUSIP: 70338W105
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN E. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD L. BAKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMPSON S. BAKER, II ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LUKE E. FICHTHORN, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES D. HYMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HANCOCK ASKEW & CO., LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Pattern Energy Group, Inc.
TICKER: PEGI CUSIP: 70338P100
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN R. BATKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THE LORD BROWNE OF ISSUER YES FOR FOR
MADINGLEY
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL M. GARLAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD A. GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS G. HALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICIA M. NEWSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MONA K. SUTPHEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Patterson Cos., Inc.
TICKER: PDCO CUSIP: 703395103
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN D. BUCK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALEX N. BLANCO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JODY H. FERAGEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT C. FRENZEL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FRANCIS (FRAN) J. ISSUER YES FOR FOR
MALECHA
PROPOSAL #1f: ELECT DIRECTOR ELLEN A. RUDNICK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR NEIL A. SCHRIMSHER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK S. WALCHIRK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES W. WILTZ ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Patterson-UTI Energy, Inc.
TICKER: PTEN CUSIP: 703481101
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK S. SIEGEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES O. BUCKNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIFFANY (TJ) THOM CEPAK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL W. CONLON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM A. HENDRICKS, ISSUER YES FOR FOR
JR.
PROPOSAL #1.6: ELECT DIRECTOR CURTIS W. HUFF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TERRY H. HUNT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JANEEN S. JUDAH ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: PAVmed Inc.
TICKER: PAVM CUSIP: 70387R106
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LISHAN AKLOG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. GLENNON ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY CITRIN COOPERMAN & COMPANY, LLP ISSUER YES FOR FOR
AS AUDITORS
ISSUER: Paychex, Inc.
TICKER: PAYX CUSIP: 704326107
MEETING DATE: 10/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR B. THOMAS GOLISANO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS F. BONADIO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOSEPH G. DOODY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID J.S. FLASCHEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAMELA A. JOSEPH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARTIN MUCCI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOSEPH M. TUCCI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSEPH M. VELLI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KARA WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Paycom Software, Inc.
TICKER: PAYC CUSIP: 70432V102
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JASON D. CLARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HENRY C. DUQUES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHAD RICHISON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
ISSUER: Paylocity Holding Corp.
TICKER: PCTY CUSIP: 70438V106
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VIRGINIA G. BREEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD V. WATERS, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Payment Data Systems, Inc.
TICKER: PYDS CUSIP: 70438S202
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MICHAEL R. LONG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AKIN, DOHERTY, KLEIN & FEUGE, ISSUER YES FOR FOR
P.C. AS AUDITORS
PROPOSAL #4: CHANGE COMPANY NAME TO USIO, INC. ISSUER YES FOR FOR
ISSUER: PayPal Holdings, Inc.
TICKER: PYPL CUSIP: 70450Y103
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RODNEY C. ADKINS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WENCES CASARES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JONATHAN CHRISTODORO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN J. DONAHOE ISSUER YES AGAINST AGAINST
PROPOSAL #1e: ELECT DIRECTOR DAVID W. DORMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BELINDA J. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GAIL J. MCGOVERN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DEBORAH M. MESSEMER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID M. MOFFETT ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ANN M. SARNOFF ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DANIEL H. SCHULMAN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR FRANK D. YEARY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: AMEND BOARD GOVERNANCE DOCUMENTS TO SHAREHOLDER YES AGAINST FOR
DEFINE HUMAN RIGHTS RESPONSIBILITIES
ISSUER: PaySign, Inc.
TICKER: PAYS CUSIP: 88579C109
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK R. NEWCOMER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL H. SPENCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOAN M. HERMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAN R. HENRY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR BRUCE MINA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR QUINN WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENNIS TRIPLETT ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY SQUAR MILNER LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: PB Bancorp, Inc.
TICKER: PBBI CUSIP: 70454T100
MEETING DATE: 11/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS A. BORNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD A. LOOMIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. MILLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: PBF Energy Inc.
TICKER: PBF CUSIP: 69318G106
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. NIMBLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SPENCER ABRAHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WAYNE A. BUDD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR S. EUGENE EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM E. HANTKE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EDWARD F. KOSNIK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT J. LAVINIA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KIMBERLY S. LUBEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GEORGE E. OGDEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: PC Connection, Inc.
TICKER: CNXN CUSIP: 69318J100
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICIA GALLUP ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DAVID HALL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DAVID BEFFA-NEGRINI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARBARA DUCKETT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JACK FERGUSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #6: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: PCM, Inc.
TICKER: PCMI CUSIP: 69323K100
MEETING DATE: 7/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK F. KHULUSI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS A. MALOOF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD B. RECK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL C. HEESCHEN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: PCSB Financial Corp.
TICKER: PCSB CUSIP: 69324R104
MEETING DATE: 10/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY D. KELLOGG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT C. LUSARDI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW G. MCCROSSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: PCTEL, Inc.
TICKER: PCTI CUSIP: 69325Q105
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GINA HASPILAIRE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR M. JAY SINDER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: PDC Energy, Inc.
TICKER: PDCE CUSIP: 69327R101
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARTON R. BROOKMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK E. ELLIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARRY F. MAZZA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #1.1: ELECT DIRECTOR BENJAMIN DELL SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR JAMES F. ADELSON SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR ALICE E. GOULD SHAREHOLDER NO N/A N/A
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER NO N/A N/A
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
ISSUER: PDF Solutions, Inc.
TICKER: PDFS CUSIP: 693282105
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN K. KIBARIAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL B. GUSTAFSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BPM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: PDL BioPharma, Inc.
TICKER: PDLI CUSIP: 69329Y104
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAROLD E. SELICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL R. SAKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NATASHA A. HERNDAY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: PDL Community Bancorp
TICKER: PDLB CUSIP: 69290X101
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: PDL Community Bancorp
TICKER: PDLB CUSIP: 69290X101
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARLOS P. NAUDON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JULIO GURMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARIA ALVAREZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAZARS USA LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: pdvWireless, Inc.
TICKER: PDVW CUSIP: 69290R104
MEETING DATE: 8/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN D. MCAULEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MORGAN E. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR T. CLARK AKERS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RACHELLE B. CHONG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREG W. COMINOS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK HENNESSY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SINGLETON B. MCALLISTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAUL SALEH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Peabody Energy Corp.
TICKER: BTU CUSIP: 704551100
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BOB MALONE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANDREA E. BERTONE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR NICHOLAS J. CHIREKOS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN E. GORMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GLENN L. KELLOW ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOE W. LAYMON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TERESA S. MADDEN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KENNETH W. MOORE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL W. SUTHERLIN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SHAUN A. USMAR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Peak Resorts, Inc.
TICKER: SKIS CUSIP: 70469L100
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY D. BOYD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN J. MUELLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD K. DEUTSCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STANLEY W. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CARL E. KRAUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER S. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID W. BRASWELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RORY A. HELD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Peak Resorts, Inc.
TICKER: SKIS CUSIP: 70469L100
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Peapack-Gladstone Financial Corp.
TICKER: PGC CUSIP: 704699107
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARMEN M. BOWSER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN A. COLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY J. CONSI, II ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD DAINGERFIELD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD A. GRAMIGNA, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER D. HORST ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN A. KASS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DOUGLAS L. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PATRICK J. MULLEN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR F. DUFFIELD MEYERCORD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PHILIP W. SMITH, III ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR TONY SPINELLI ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR BETH WELSH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Pebblebrook Hotel Trust
TICKER: PEB CUSIP: 70509V100
MEETING DATE: 11/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Pebblebrook Hotel Trust
TICKER: PEB CUSIP: 70509V100
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JON E. BORTZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CYDNEY C. DONNELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RON E. JACKSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PHILLIP M. MILLER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL J. SCHALL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BONNY W. SIMI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EARL E. WEBB ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON SEXUAL HARASSMENT SHAREHOLDER YES AGAINST FOR
ISSUER: Pegasystems Inc.
TICKER: PEGA CUSIP: 705573103
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER GYENES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD HOVSEPIAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD JONES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER LAFOND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DIANNE LEDINGHAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES O'HALLORAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHARON ROWLANDS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALAN TREFLER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LARRY WEBER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Penn National Gaming, Inc.
TICKER: PENN CUSIP: 707569109
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARBARA SHATTUCK KOHN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD J. NAPLES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAUL V. REIBSTEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Penns Woods Bancorp, Inc.
TICKER: PWOD CUSIP: 708430103
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL K. BREWER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. CASALE, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH E. KLUGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. EDWARD NESTLERODE, ISSUER YES FOR FOR
JR.
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM H. ROCKEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY S.R. SNODGRASS, P.C. AS AUDITOR ISSUER YES FOR FOR
ISSUER: Pennsylvania Real Estate Investment Trust
TICKER: PEI CUSIP: 709102107
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE J. ALBURGER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH F. CORADINO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. DEMARCO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOANNE A. EPPS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEONARD I. KORMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK E. PASQUERILLA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES P. PIZZI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN J. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: PennyMac Financial Services, Inc.
TICKER: PFSI CUSIP: 70932B101
MEETING DATE: 10/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FORMATION OF HOLDING COMPANY ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: PennyMac Financial Services, Inc.
TICKER: PFSI CUSIP: 70932M107
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STANFORD L. KURLAND ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID A. SPECTOR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANNE D. MCCALLION ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MATTHEW BOTEIN ISSUER YES AGAINST AGAINST
PROPOSAL #1e: ELECT DIRECTOR JAMES K. HUNT ISSUER YES AGAINST AGAINST
PROPOSAL #1f: ELECT DIRECTOR PATRICK KINSELLA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOSEPH MAZZELLA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FARHAD NANJI ISSUER YES AGAINST AGAINST
PROPOSAL #1i: ELECT DIRECTOR JEFFREY A. PERLOWITZ ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR THEODORE W. TOZER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR EMILY YOUSSOUF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: PennyMac Mortgage Investment Trust
TICKER: PMT CUSIP: 70931T103
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SCOTT W. CARNAHAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARIANNE SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FRANK P. WILLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Penske Automotive Group, Inc.
TICKER: PAG CUSIP: 70959W103
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. BARR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LISA A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WOLFGANG DURHEIMER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL R. EISENSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT H. KURNICK, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KIMBERLY J. MCWATERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR ROGER S. PENSKE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROGER S. PENSKE, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SANDRA E. PIERCE ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR GREG C. SMITH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RONALD G. STEINHART ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR H. BRIAN THOMPSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.13: ELECT DIRECTOR MASASHI YAMANAKA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Pentair plc
TICKER: PNR CUSIP: G7S00T104
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GLYNIS A. BRYAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JACQUES ESCULIER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR T. MICHAEL GLENN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THEODORE L. HARRIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID A. JONES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL T. SPEETZEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN L. STAUCH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BILLIE I. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: AUTHORIZE ISSUE OF EQUITY ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO OPT-OUT OF STATUTORY ISSUER YES FOR FOR
PRE-EMPTIONS RIGHTS
PROPOSAL #6: DETERMINE PRICE RANGE FOR REISSUANCE OF ISSUER YES FOR FOR
TREASURY SHARES
ISSUER: Penumbra, Inc.
TICKER: PEN CUSIP: 70975L107
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DON KASSING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS WILDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JANET LEEDS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Peoples Bancorp of North Carolina, Inc.
TICKER: PEBK CUSIP: 710577107
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES S. ABERNETHY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT C. ABERNETHY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS S. HOWARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN W. LINEBERGER, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY E. MATTHEWS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BILLY L. PRICE, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LARRY E. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM GREGORY TERRY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAN RAY TIMMERMAN, SR. ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR BENJAMIN I. ZACHARY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY ELLIOTT DAVIS, PLLC AS AUDITOR ISSUER YES FOR FOR
ISSUER: Peoples Bancorp, Inc. (Ohio)
TICKER: PEBO CUSIP: 709789101
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TARA M. ABRAHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR S. CRAIG BEAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE W. BROUGHTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID F. DIERKER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES S. HUGGINS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BROOKE W. JAMES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID L. MEAD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SUSAN D. RECTOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHARLES W. SULERZYSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Peoples Financial Services Corp.
TICKER: PFIS CUSIP: 711040105
MEETING DATE: 5/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM E. AUBREY, II ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR CRAIG W. BEST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH T. WRIGHT, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITOR
ISSUER: People's United Financial, Inc.
TICKER: PBCT CUSIP: 712704105
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN P. BARNES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR COLLIN P. BARON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KEVIN T. BOTTOMLEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GEORGE P. CARTER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JANE CHWICK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM F. CRUGER, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN K. DWIGHT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JERRY FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JANET M. HANSEN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR NANCY MCALLISTER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARK W. RICHARDS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR KIRK W. WALTERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: People's Utah Bancorp
TICKER: PUB CUSIP: 712706209
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD T. BEARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW S. BROWNING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NATALIE GOCHNOUR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: PepsiCo, Inc.
TICKER: PEP CUSIP: 713448108
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SHONA L. BROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CESAR CONDE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR IAN COOK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DINA DUBLON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD W. FISHER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHELLE GASS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM R. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RAMON LAGUARTA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID C. PAGE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT C. POHLAD ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DANIEL VASELLA ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DARREN WALKER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR ALBERTO WEISSER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON PESTICIDE MANAGEMENT SHAREHOLDER YES AGAINST FOR
ISSUER: Perceptron, Inc.
TICKER: PRCP CUSIP: 71361F100
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. BRYANT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAY W. FREELAND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. RICHARD MARZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. RICHARD NEELY, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES A. RATIGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM C. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID L. WATZA ISSUER YES FOR FOR
PROPOSAL #2: AMEND SHAREHOLDER RIGHTS PLAN (POISON ISSUER YES FOR FOR
PILL)
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Perficient, Inc.
TICKER: PRFT CUSIP: 71375U101
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY S. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RALPH C. DERRICKSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. KACKLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID S. LUNDEEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN L. MATTHEWS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY M. WIMBERLY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Performance Food Group Co.
TICKER: PFGC CUSIP: 71377A103
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM F. DAWSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MANUEL A. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIMBERLY S. GRANT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RANDALL N. SPRATT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
ISSUER: Performant Financial Corporation
TICKER: PFMT CUSIP: 71377E105
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD R. FORD ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
ISSUER: PerkinElmer, Inc.
TICKER: PKI CUSIP: 714046109
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER BARRETT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SAMUEL R. CHAPIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT F. FRIEL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SYLVIE GREGOIRE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALEXIS P. MICHAS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PATRICK J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FRANK WITNEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PASCALE WITZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Perma-Fix Environmental Services, Inc.
TICKER: PESI CUSIP: 714157203
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LOUIS F. CENTOFANTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR S. ROBERT COCHRAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOE R. REEDER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LARRY M. SHELTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ZACH P. WAMP ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK A. ZWECKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Perma-Pipe International Holdings, Inc.
TICKER: PPIH CUSIP: 714167103
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID S. BARRIE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CYNTHIA A. BOITER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID B. BROWN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID J. MANSFIELD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JEROME T. WALKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Perrigo Company plc
TICKER: PRGO CUSIP: G97822103
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRADLEY A. ALFORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROLF A. CLASSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ADRIANA KARABOUTIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MURRAY S. KESSLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY B. KINDLER ISSUER YES AGAINST AGAINST
PROPOSAL #1.6: ELECT DIRECTOR ERICA L. MANN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONAL O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEOFFREY M. PARKER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THEODORE R. SAMUELS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JEFFREY C. SMITH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE CREATION OF DISTRIBUTABLE ISSUER YES FOR FOR
RESERVES
PROPOSAL #6: AUTHORIZE ISSUE OF EQUITY ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE ISSUANCE OF EQUITY WITHOUT ISSUER YES FOR FOR
PREEMPTIVE RIGHTS
ISSUER: Perry Ellis International, Inc.
TICKER: PERY CUSIP: 288853104
MEETING DATE: 10/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Pershing Gold Corp.
TICKER: PGLC CUSIP: 715302204
MEETING DATE: 1/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: PetIQ, Inc.
TICKER: PETQ CUSIP: 71639T106
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK FIRST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY BIRD ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: PetMed Express, Inc.
TICKER: PETS CUSIP: 716382106
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MENDERES AKDAG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LESLIE C.G. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK J. FORMICA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GIAN M. FULGONI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD J. KORN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT C. SCHWEITZER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Pfenex Inc.
TICKER: PFNX CUSIP: 717071104
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILLIP M. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBIN D. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAGDA MARQUET ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Pfizer Inc.
TICKER: PFE CUSIP: 717081103
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD E. BLAYLOCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALBERT BOURLA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. DON CORNWELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH J. ECHEVARRIA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HELEN H. HOBBS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES M. KILTS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAN R. LITTMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SHANTANU NARAYEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR IAN C. READ ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES C. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: REPORT ON INTEGRATING RISKS RELATED TO SHAREHOLDER YES AGAINST FOR
DRUG PRICING INTO SENIOR EXECUTIVE COMPENSATION
ISSUER: PFSweb, Inc.
TICKER: PFSW CUSIP: 717098206
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID I. BEATSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MONICA LUECHTEFELD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHINICHI NAGAKURA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES F. REILLY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BENJAMIN ROSENZWEIG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER J. STEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT FRANKFURT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR G. MERCEDES DE LUCA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL C. WILLOUGHBY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: PG&E Corporation
TICKER: PCG CUSIP: 69331C108
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD R. BARRERA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY L. BLEICH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NORA MEAD BROWNELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FREDERICK W. BUCKMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHERYL F. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRED J. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM "BILL" D. ISSUER YES FOR FOR
JOHNSON
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL J. LEFFELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KENNETH LIANG ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DOMINIQUE MIELLE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MERIDEE A. MOORE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ERIC D. MULLINS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR KRISTINE M. SCHMIDT ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR ALEJANDRO D. WOLFF ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INCREASE IN SIZE OF BOARD ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: APPROVE CORPORATION STRUCTURE REFORM SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
ISSUER: PGT Innovations, Inc.
TICKER: PGTI CUSIP: 69336V101
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALEXANDER R. CASTALDI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM J. MORGAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: PhaseBio Pharmaceuticals, Inc.
TICKER: PHAS CUSIP: 717224109
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDMUND P. HARRIGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER JUSTIN KLEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD A. VAN DEN ISSUER YES FOR FOR
BROEK
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Phibro Animal Health Corp.
TICKER: PAHC CUSIP: 71742Q106
MEETING DATE: 11/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALD K. CARLSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MARY LOU MALANOSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CAROL A. WRENN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Philip Morris International Inc.
TICKER: PM CUSIP: 718172109
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDRE CALANTZOPOULOS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LOUIS C. CAMILLERI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MASSIMO FERRAGAMO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WERNER GEISSLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LISA A. HOOK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JENNIFER LI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JUN MAKIHARA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KALPANA MORPARIA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LUCIO A. NOTO ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR FREDERIK PAULSEN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERT B. POLET ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR STEPHEN M. WOLF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS SA AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Phillips 66
TICKER: PSX CUSIP: 718546104
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREG C. GARLAND ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GARY K. ADAMS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN E. LOWE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DENISE L. RAMOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Photronics, Inc.
TICKER: PLAB CUSIP: 719405102
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER M. FIEDEROWICZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH A. FIORITA, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LIANG-CHOO HSIA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER S. KIRLIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CONSTANTINE S. ISSUER YES FOR FOR
MACRICOSTAS
PROPOSAL #1.6: ELECT DIRECTOR GEORGE MACRICOSTAS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MITCHELL G. TYSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Physicians Realty Trust
TICKER: DOC CUSIP: 71943U104
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN T. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TOMMY G. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STANTON D. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK A. BAUMGARTNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALBERT C. BLACK, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM A. EBINGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAMELA J. KESSLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD A. WEISS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: PICO Holdings, Inc.
TICKER: PICO CUSIP: 693366205
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREGORY BYLINSKY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DOROTHY A. TIMIAN-PALMER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ERIC H. SPERON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MAXIM C.W. WEBB ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NICOLE L. WEYMOUTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Piedmont Office Realty Trust, Inc.
TICKER: PDM CUSIP: 720190206
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK C. MCDOWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KELLY H. BARRETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WESLEY E. CANTRELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARBARA B. LANG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD A. MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR C. BRENT SMITH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY L. SWOPE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DALE H. TAYSOM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Pier 1 Imports, Inc.
TICKER: PIR CUSIP: 720279108
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHERYL A. BACHELDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT L. BASS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HAMISH A. DODDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRENDAN L. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KATHERINE M. A. "ALLIE" ISSUER YES FOR FOR
KLINE
PROPOSAL #1.6: ELECT DIRECTOR TERRY E. LONDON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL A. PEEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANN M. SARDINI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Pilgrim's Pride Corporation
TICKER: PPC CUSIP: 72147K108
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GILBERTO TOMAZONI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DENILSON MOLINA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR WALLIM CRUZ DE ISSUER YES FOR FOR
VASCONCELLOS JUNIOR
PROPOSAL #1.4: ELECT DIRECTOR VINCENT TRIUS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDRE NOGUEIRA DE SOUZA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR FARHA ASLAM ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR MICHAEL L. COOPER ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR CHARLES MACALUSO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ARQUIMEDES A. CELIS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: REPORT ON REDUCTION OF WATER POLLUTION SHAREHOLDER YES FOR AGAINST
PROPOSAL #7: REPORT ON HUMAN RIGHTS DUE DILIGENCE SHAREHOLDER YES AGAINST FOR
PROCESS
ISSUER: Pinnacle Financial Partners, Inc.
TICKER: PNFP CUSIP: 72346Q104
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ABNEY S. BOXLEY, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES E. BROCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RENDA J. BURKHART ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGORY L. BURNS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD D. CALLICUTT, ISSUER YES FOR FOR
II
PROPOSAL #1.6: ELECT DIRECTOR MARTY G. DICKENS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS C. FARNSWORTH, ISSUER YES FOR FOR
III
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH C. GALANTE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GLENDA BASKIN GLOVER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID B. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERT A. MCCABE, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR RONALD L. SAMUELS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR GARY L. SCOTT ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR THOMAS R. SLOAN ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR REESE L. SMITH, III ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR G. KENNEDY THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.17: ELECT DIRECTOR M. TERRY TURNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Pinnacle Foods, Inc.
TICKER: PF CUSIP: 72348P104
MEETING DATE: 10/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Pinnacle West Capital Corporation
TICKER: PNW CUSIP: 723484101
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD E. BRANDT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENIS A. CORTESE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD P. FOX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL L. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DALE E. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HUMBERTO S. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KATHRYN L. MUNRO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRUCE J. NORDSTROM ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PAULA J. SIMS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR JAMES E. TREVATHAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID P. WAGENER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
ISSUER: Pioneer Energy Services Corp.
TICKER: PES CUSIP: 723664108
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR J. MICHAEL RAUH ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Pioneer Natural Resources Company
TICKER: PXD CUSIP: 723787107
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDISON C. BUCHANAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW F. CATES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILLIP A. GOBE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LARRY R. GRILLOT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STACY P. METHVIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROYCE W. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANK A. RISCH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SCOTT D. SHEFFIELD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MONA K. SUTPHEN ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR J. KENNETH THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PHOEBE A. WOOD ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MICHAEL D. WORTLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Piper Jaffray Companies
TICKER: PJC CUSIP: 724078100
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHAD R. ABRAHAM ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM R. FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR B. KRISTINE JOHNSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ADDISON L. PIPER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DEBBRA L. SCHONEMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS S. SCHREIER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SHERRY M. SMITH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PHILIP E. SORAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SCOTT C. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Pitney Bowes, Inc.
TICKER: PBI CUSIP: 724479100
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANNE M. BUSQUET ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT M. 'BOB' ISSUER YES FOR FOR
DUTKOWSKY
PROPOSAL #1c: ELECT DIRECTOR ROGER FRADIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ANNE SUTHERLAND FUCHS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARY J. STEELE GUILFOILE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR S. DOUGLAS HUTCHESON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARC B. LAUTENBACH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL I. ROTH ISSUER YES AGAINST AGAINST
PROPOSAL #1i: ELECT DIRECTOR LINDA S. SANFORD ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID L. SHEDLARZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Pivotal Software, Inc.
TICKER: PVTL CUSIP: 72582H107
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARCY S. KLEVORN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Pixelworks, Inc.
TICKER: PXLW CUSIP: 72581M305
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD A. DEBONIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AMY BUNSZEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. SCOTT GIBSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL J. HENEGHAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD L. SANQUINI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID J. TUPMAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: PJT Partners, Inc.
TICKER: PJT CUSIP: 69343T107
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAUL J. TAUBMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EMILY K. RAFFERTY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Planet Fitness, Inc.
TICKER: PLNT CUSIP: 72703H101
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG BENSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAMBRIA DUNAWAY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Plantronics, Inc.
TICKER: PLT CUSIP: 727493108
MEETING DATE: 8/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1aa: ELECT DIRECTOR ROBERT HAGERTY ISSUER YES FOR FOR
PROPOSAL #1ab: ELECT DIRECTOR MARV TSEU ISSUER YES FOR FOR
PROPOSAL #1ac: ELECT DIRECTOR JOE BURTON ISSUER YES FOR FOR
PROPOSAL #1ad: ELECT DIRECTOR BRIAN DEXHEIMER ISSUER YES FOR FOR
PROPOSAL #1ae: ELECT DIRECTOR GREGG HAMMANN ISSUER YES FOR FOR
PROPOSAL #1af: ELECT DIRECTOR JOHN HART ISSUER YES FOR FOR
PROPOSAL #1ag: ELECT DIRECTOR GUIDO JOURET ISSUER YES FOR FOR
PROPOSAL #1ah: ELECT DIRECTOR MARSHALL MOHR ISSUER YES FOR FOR
PROPOSAL #1ba: ELECT DIRECTOR ROBERT HAGERTY ISSUER YES FOR FOR
PROPOSAL #1bb: ELECT DIRECTOR MARV TSEU ISSUER YES FOR FOR
PROPOSAL #1bc: ELECT DIRECTOR JOE BURTON ISSUER YES FOR FOR
PROPOSAL #1bd: ELECT DIRECTOR BRIAN DEXHEIMER ISSUER YES FOR FOR
PROPOSAL #1be: ELECT DIRECTOR GREGG HAMMANN ISSUER YES FOR FOR
PROPOSAL #1bf: ELECT DIRECTOR JOHN HART ISSUER YES FOR FOR
PROPOSAL #1bg: ELECT DIRECTOR GUIDO JOURET ISSUER YES FOR FOR
PROPOSAL #1bh: ELECT DIRECTOR MARSHALL MOHR ISSUER YES FOR FOR
PROPOSAL #1bi: ELECT DIRECTOR FRANK BAKER ISSUER YES FOR FOR
PROPOSAL #1bj: ELECT DIRECTOR DANIEL MOLONEY ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Plantronics, Inc.
TICKER: PLT CUSIP: 727493108
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT HAGERTY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARV TSEU ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOE BURTON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRANK BAKER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KATHY CRUSCO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BRIAN DEXHEIMER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GREGG HAMMANN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN HART ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GUIDO JOURET ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARSHALL MOHR ISSUER YES AGAINST AGAINST
PROPOSAL #1k: ELECT DIRECTOR DANIEL MOLONEY ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: PlayAGS, Inc.
TICKER: AGS CUSIP: 72814N104
MEETING DATE: 9/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL COHEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR YVETTE E. LANDAU ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Plexus Corp.
TICKER: PLXS CUSIP: 729132100
MEETING DATE: 2/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALF R. BOER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN P. CORTINOVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID J. DRURY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOANN M. EISENHART ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DEAN A. FOATE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAINER JUECKSTOCK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER KELLY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TODD P. KELSEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KAREN M. RAPP ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PAUL A. ROOKE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MICHAEL V. SCHROCK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Plug Power Inc.
TICKER: PLUG CUSIP: 72919P202
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE C. MCNAMEE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHANNES M. ROTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY L. KENAUSIS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Plumas Bancorp
TICKER: PLBC CUSIP: 729273102
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHONNE R. ASCUAGA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN M. COLDANI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM E. ELLIOTT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GERALD W. FLETCHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD F. KENNY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT J. MCCLINTOCK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TERRANCE J. REESON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANDREW J. RYBACK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DANIEL E. WEST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY VAVRINEK, TRINE, DAY & COMPANY, ISSUER YES FOR FOR
LLP AS AUDITOR
ISSUER: Pluralsight, Inc.
TICKER: PS CUSIP: 72941B106
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY CRITTENDEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR TIM MAUDLIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRAD RENCHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: PLx Pharma, Inc.
TICKER: PLXP CUSIP: 72942A107
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY S. BALKEMA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIRK CALHOUN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT CASALE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NATASHA GIORDANO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN W. HADDEN, II ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. VALENTINO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: PLx Pharma, Inc.
TICKER: PLXP CUSIP: 72942A107
MEETING DATE: 2/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE NEW CLASS OF BLANK CHECK ISSUER YES FOR FOR
PREFERRED STOCK
PROPOSAL #2: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
ISSUER: Plymouth Industrial REIT, Inc.
TICKER: PLYM CUSIP: 729640102
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN BARBER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP S. COTTONE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD J. DEAGAZIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID G. GAW ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PENDLETON P. WHITE, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY E. WITHERELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: PNM Resources, Inc.
TICKER: PNM CUSIP: 69349H107
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR VICKY A. BAILEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR NORMAN P. BECKER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PATRICIA K. COLLAWN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR E. RENAE CONLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALAN J. FOHRER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SIDNEY M. GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES A. HUGHES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MAUREEN T. MULLARKEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DONALD K. SCHWANZ ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BRUCE W. WILKINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON REDUCING HEALTH HAZARDS AND SHAREHOLDER YES AGAINST FOR
RISKS RELATED TO COAL ASH
ISSUER: Polaris Industries Inc.
TICKER: PII CUSIP: 731068102
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BERND F. KESSLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LAWRENCE D. KINGSLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GWYNNE E. SHOTWELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SCOTT W. WINE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: PolarityTE, Inc.
TICKER: PTE CUSIP: 731094108
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFF DYER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1b: ELECT DIRECTOR JON MOGFORD ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: PolyOne Corporation
TICKER: POL CUSIP: 73179P106
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. ABERNATHY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD H. FEARON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY J. GOFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM R. JELLISON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SANDRA BEACH LIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KIM ANN MINK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR ROBERT M. PATTERSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KERRY J. PREETE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PATRICIA VERDUIN ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM A. WULFSOHN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Pool Corporation
TICKER: POOL CUSIP: 73278L105
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANDREW W. CODE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TIMOTHY M. GRAVEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DEBRA S. OLER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MANUEL J. PEREZ DE LA ISSUER YES FOR FOR
MESA
PROPOSAL #1e: ELECT DIRECTOR HARLAN F. SEYMOUR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT C. SLEDD ISSUER YES AGAINST AGAINST
PROPOSAL #1g: ELECT DIRECTOR JOHN E. STOKELY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID G. WHALEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Popular, Inc.
TICKER: BPOP CUSIP: 733174700
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOAQUIN E. BACARDI, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT CARRADY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN W. DIERCKSEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MYRNA M. SOTO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Portland General Electric Co.
TICKER: POR CUSIP: 736508847
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN W. BALLANTINE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RODNEY L. BROWN, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JACK E. DAVIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KIRBY A. DYESS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARK B. GANZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KATHRYN J. JACKSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL H. MILLEGAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR NEIL J. NELSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR M. LEE PELTON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARIA M. POPE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CHARLES W. SHIVERY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Portola Pharmaceuticals, Inc.
TICKER: PTLA CUSIP: 737010108
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAURA A. BREGE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SCOTT GARLAND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOLLINGS C. RENTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Post Holdings, Inc.
TICKER: POST CUSIP: 737446104
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY L. CURL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELLEN F. HARSHMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID P. SKARIE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Potbelly Corporation
TICKER: PBPB CUSIP: 73754Y100
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH BOEHM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN CHAPMAN-HUGHES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAN GINSBERG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARLA GOTTSCHALK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BENJAMIN ROSENZWEIG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: PotlatchDeltic Corporation
TICKER: PCH CUSIP: 737630103
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL J. COVEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES P. GRENIER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GREGORY L. QUESNEL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR R. HUNTER PIERSON, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
ISSUER: Powell Industries, Inc.
TICKER: POWL CUSIP: 739128106
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRETT A. COPE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS W. POWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD E. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Power Integrations, Inc.
TICKER: POWI CUSIP: 739276103
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WENDY ARIENZO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BALU BALAKRISHNAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NICHOLAS E. BRATHWAITE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM GEORGE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BALAKRISHNAN S. IYER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NECIP SAYINER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN J. SHARP ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: PPG Industries, Inc.
TICKER: PPG CUSIP: 693506107
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES G. BERGES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN V. FARACI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY R. HEMINGER ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL H. MCGARRY ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR STEVEN A. DAVIS ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR CATHERINE R. SMITH ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: PPL Corporation
TICKER: PPL CUSIP: 69351T106
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. CONWAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN G. ELLIOTT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAJA RAJAMANNAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRAIG A. ROGERSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM H. SPENCE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NATICA VON ALTHANN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KEITH H. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PHOEBE A. WOOD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ARMANDO ZAGALO DE LIMA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: PQ Group Holdings, Inc.
TICKER: PQG CUSIP: 73943T103
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a.1: ELECT DIRECTOR ROBERT COXON ISSUER YES FOR FOR
PROPOSAL #1a.2: ELECT DIRECTOR MARK MCFADDEN ISSUER YES FOR FOR
PROPOSAL #1a.3: ELECT DIRECTOR KIMBERLY ROSS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHRISTOPHER BEHRENS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: PRA Group, Inc.
TICKER: PRAA CUSIP: 69354N106
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN H. FAIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEIR L. OLSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN P. STEVENSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: PRA Health Sciences, Inc.
TICKER: PRAH CUSIP: 69354M108
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY T. BARBER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LINDA S. GRAIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Preferred Apartment Communities, Inc.
TICKER: APTS CUSIP: 74039L103
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL M. DUPREE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEONARD A. SILVERSTEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOEL T. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVE BARTKOWSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY B. COURSEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM J. GRESHAM, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HOWARD A. MCLURE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TIMOTHY A. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN M. WIENS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR SARA J. FINLEY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Preferred Bank
TICKER: PFBC CUSIP: 740367404
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C.Y. CHENG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHIH-WEI WU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WAYNE WU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHIRLEY WANG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #5: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Preformed Line Products Company
TICKER: PLPC CUSIP: 740444104
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAEGAN A. R. CROSS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW D. FRYMIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD R. GASCOIGNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT G. RUHLMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Premier Financial Bancorp, Inc.
TICKER: PFBI CUSIP: 74050M105
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Premier Financial Bancorp, Inc.
TICKER: PFBI CUSIP: 74050M105
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TONEY K. ADKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP E. CLINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARRY M. HATFIELD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LLOYD G. JACKSON, II ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEITH F. MOLIHAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARSHALL T. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NEAL W. SCAGGS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT W. WALKER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS W. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Premier, Inc. (North Carolina)
TICKER: PINC CUSIP: 74051N102
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARCLAY E. BERDAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM E. MAYER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT REINER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR TERRY D. SHAW ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR RICHARD J. STATUTO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR ELLEN C. WOLF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Presidio, Inc.
TICKER: PSDO CUSIP: 74102M103
MEETING DATE: 11/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER L. EDSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SALIM HIRJI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN LERNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Prestige Brands Holdings, Inc.
TICKER: PBH CUSIP: 74112D101
MEETING DATE: 7/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD M. LOMBARDI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. BYOM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY E. COSTLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHEILA A. HOPKINS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES M. JENNESS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CARL J. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NATALE S. RICCIARDI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: PRGX Global, Inc.
TICKER: PRGX CUSIP: 69357C503
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MYLLE H. MANGUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD E. STEWART ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW A. DRAPKIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: PriceSmart, Inc.
TICKER: PSMT CUSIP: 741511109
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHERRY S. BAHRAMBEYGUI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GONZALO BARRUTIETA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GORDON H. HANSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BEATRIZ V. INFANTE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEON C. JANKS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MITCHELL G. LYNN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR GARY MALINO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PIERRE MIGNAULT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT E. PRICE ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR EDGAR ZURCHER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: PrimeEnergy Resources Corporation
TICKER: PNRG CUSIP: 74158E104
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BEVERLY A. CUMMINGS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR CHARLES E. DRIMAL, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR THOMAS S. T. GIMBEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR CLINT HURT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR JAN K. SMEETS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR EBERSOLE GAINES WEHRLE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Primerica, Inc.
TICKER: PRI CUSIP: 74164M108
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN A. ADDISON, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOEL M. BABBIT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR P. GEORGE BENSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR C. SAXBY CHAMBLISS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GARY L. CRITTENDEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CYNTHIA N. DAY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BEATRIZ "BEA" R. PEREZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR D. RICHARD WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GLENN J. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BARBARA A. YASTINE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Primo Water Corporation
TICKER: PRMW CUSIP: 74165N105
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD A. BRENNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN E. CATES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES A. NORRIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Primoris Services Corporation
TICKER: PRIM CUSIP: 74164F103
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN C. COOK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARLA S. MASHINSKI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Principal Financial Group, Inc.
TICKER: PFG CUSIP: 74251V102
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL T. DAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR C. DANIEL GELATT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SANDRA L. HELTON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BLAIR C. PICKERELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Principia Biopharma Inc.
TICKER: PRNB CUSIP: 74257L108
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN BABLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHAO-LEE LIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: ProAssurance Corporation
TICKER: PRA CUSIP: 74267C106
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEDRICK D. ADKINS, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE D. ANGIOLILLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAYE HEAD FREI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR W. STANCIL STARNES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD L. RAND, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Procter & Gamble Co.
TICKER: PG CUSIP: 742718109
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANCIS S. BLAKE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANGELA F. BRALY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR AMY L. CHANG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KENNETH I. CHENAULT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SCOTT D. COOK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOSEPH JIMENEZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TERRY J. LUNDGREN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR W. JAMES MCNERNEY, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NELSON PELTZ ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID S. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARGARET C. WHITMAN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR PATRICIA A. WOERTZ ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR ERNESTO ZEDILLO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Profire Energy, Inc.
TICKER: PFIE CUSIP: 74316X101
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENTON W. HATCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAREN J. SHAW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RYAN W. OVIATT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ARLEN B. CROUCH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD R. SPOEHEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #3: RATIFY SADLER, GIBB & ASSOCIATES, LLC AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Progress Software Corporation
TICKER: PRGS CUSIP: 743312100
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL T. DACIER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN R. EGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAINER GAWLICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YOGESH GUPTA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES F. KANE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SAMSKRITI "SAM" Y. KING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID A. KRALL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANGELA T. TUCCI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Prologis, Inc.
TICKER: PLD CUSIP: 74340W103
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HAMID R. MOGHADAM ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CRISTINA G. BITA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GEORGE L. FOTIADES ISSUER YES AGAINST AGAINST
PROPOSAL #1d: ELECT DIRECTOR PHILIP L. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LYDIA H. KENNARD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR J. MICHAEL LOSH ISSUER YES AGAINST AGAINST
PROPOSAL #1g: ELECT DIRECTOR IRVING F. LYONS, III ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID P. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR OLIVIER PIANI ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JEFFREY L. SKELTON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CARL B. WEBB ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR WILLIAM D. ZOLLARS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Proofpoint, Inc.
TICKER: PFPT CUSIP: 743424103
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR R. SCOTT HERREN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL JOHNSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD WALLACE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: ProPetro Holding Corp.
TICKER: PUMP CUSIP: 74347M108
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DALE REDMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SPENCER D. ARMOUR, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN BEAL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK S. BERG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY BEST ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PRYOR BLACKWELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAN E. DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROYCE W. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JACK B. MOORE ISSUER YES FOR FOR
PROPOSAL #2: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND BYLAWS
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND CERTIFICATE OF INCORPORATION
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #7: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: PROS Holdings, Inc.
TICKER: PRO CUSIP: 74346Y103
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDRES D. REINER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD F. WOESTEMEYER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Prosperity Bancshares, Inc.
TICKER: PB CUSIP: 743606105
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEAH HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NED S. HOLMES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK LORD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID ZALMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Protagonist Therapeutics, Inc.
TICKER: PTGX CUSIP: 74366E102
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAROLD E. SELICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRYAN GIRAUDO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Proteostasis Therapeutics, Inc.
TICKER: PTI CUSIP: 74373B109
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR FRANKLIN M. BERGER ISSUER YES WITHHOLD AGAINST
ISSUER: Proto Labs, Inc.
TICKER: PRLB CUSIP: 743713109
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICTORIA M. HOLT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARCHIE C. BLACK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUJEET CHAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAINER GAWLICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN B. GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONALD G. KRANTZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SVEN A. WEHRWEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Provention Bio, Inc.
TICKER: PRVB CUSIP: 74374N102
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ASHLEIGH PALMER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY BLUESTONE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR AVERY CATLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY DIGIANDOMENICO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WAYNE PISANO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Provident Bancorp, Inc.
TICKER: PVBC CUSIP: 74383X109
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID P. MANSFIELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LISA DESTEFANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAY E. GOULD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WHITTLESEY PC AS AUDITOR ISSUER YES FOR FOR
ISSUER: Provident Financial Holdings, Inc.
TICKER: PROV CUSIP: 743868101
MEETING DATE: 11/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JUDY A. CARPENTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM E. THOMAS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Provident Financial Services, Inc.
TICKER: PFS CUSIP: 74386T105
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS W. BERRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES P. DUNIGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK L. FEKETE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MATTHEW K. HARDING ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Prudential Bancorp, Inc.
TICKER: PBIP CUSIP: 74431A101
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR A. J. FANELLI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY S.R. SNODGRASS, P.C. AS AUDITORS ISSUER YES FOR FOR
ISSUER: Prudential Financial, Inc.
TICKER: PRU CUSIP: 744320102
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. BALTIMORE, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR GILBERT F. CASELLAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT M. FALZON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK B. GRIER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARTINA HUND-MEJEAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KARL J. KRAPEK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER R. LIGHTE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES F. LOWREY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GEORGE PAZ ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR SANDRA PIANALTO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CHRISTINE A. POON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DOUGLAS A. SCOVANNER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MICHAEL A. TODMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
ISSUER: PS Business Parks, Inc.
TICKER: PSB CUSIP: 69360J107
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD L. HAVNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARIA R. HAWTHORNE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JENNIFER HOLDEN DUNBAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES H. KROPP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY E. PRUITT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT S. ROLLO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH D. RUSSELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PETER SCHULTZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Psychemedics Corp.
TICKER: PMD CUSIP: 744375205
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND C. KUBACKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR A. CLINTON ALLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARRY CONNICK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR WALTER S. TOMENSON, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR FRED J. WEINERT ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: PTC Therapeutics, Inc.
TICKER: PTCT CUSIP: 69366J200
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALLAN JACOBSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID P. SOUTHWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAWN SVORONOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: PTC, Inc.
TICKER: PTC CUSIP: 69370C100
MEETING DATE: 3/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANICE CHAFFIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILLIP FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD GRIERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES HEPPELMANN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KLAUS HOEHN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL LACY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CORINNA LATHAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BLAKE MORET ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT SCHECHTER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Public Service Enterprise Group Incorporated
TICKER: PEG CUSIP: 744573106
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIE A. DEESE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM V. HICKEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RALPH IZZO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHIRLEY ANN JACKSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID LILLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BARRY H. OSTROWSKY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAURA A. SUGG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD J. SWIFT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SUSAN TOMASKY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ALFRED W. ZOLLAR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Public Storage
TICKER: PSA CUSIP: 74460D109
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD L. HAVNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TAMARA HUGHES GUSTAVSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR URI P. HARKHAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LESLIE S. HEISZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR B. WAYNE HUGHES, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR AVEDICK B. POLADIAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY E. PRUITT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN REYES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH D. RUSSELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RONALD P. SPOGLI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DANIEL C. STATON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Pulse Biosciences, Inc.
TICKER: PLSE CUSIP: 74587B101
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR KENNETH A. CLARK ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ROBERT W. DUGGAN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR THOMAS J. FOGARTY ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR MITCHELL E. LEVINSON ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR MANMEET S. SONI ISSUER YES AGAINST AGAINST
PROPOSAL #1F: ELECT DIRECTOR DARRIN R. UECKER ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR MAHKAM "MAKY" ZANGANEH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: PulteGroup, Inc.
TICKER: PHM CUSIP: 745867101
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN P. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRYCE BLAIR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD W. DREILING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. FOLLIARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHERYL W. GRISE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDRE J. HAWAUX ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RYAN R. MARSHALL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN R. PESHKIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SCOTT F. POWERS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. PULTE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LILA J. SNYDER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
ISSUER: Puma Biotechnology, Inc.
TICKER: PBYI CUSIP: 74587V107
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN H. AUERBACH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL P. MILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAY M. MOYES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ADRIAN M. SENDEROWICZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TROY E. WILSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR FRANK E. ZAVRL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: Pure Cycle Corp.
TICKER: PCYO CUSIP: 746228303
MEETING DATE: 1/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK W. HARDING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HARRISON H. AUGUR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK J. BEIRNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ARTHUR G. EPKER, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD L. GUIDO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER C. HOWELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PLANTE & MORAN PLLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Pure Storage, Inc.
TICKER: PSTG CUSIP: 74624M102
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES GIANCARLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT DIETZEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN "COZ" COLGROVE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: PVH Corp.
TICKER: PVH CUSIP: 693656100
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARY BAGLIVO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRENT CALLINICOS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EMANUEL CHIRICO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JUAN R. FIGUEREO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOSEPH B. FULLER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR V. JAMES MARINO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR G. PENNY MCINTYRE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR AMY MCPHERSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HENRY NASELLA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR EDWARD R. ROSENFELD ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CRAIG RYDIN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JUDITH AMANDA SOURRY ISSUER YES FOR FOR
KNOX
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
FOR CERTAIN TRANSACTIONS
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
FOR BY-LAW AMENDMENTS
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Pzena Investment Management, Inc.
TICKER: PZN CUSIP: 74731Q103
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD S. PZENA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. GOETZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM L. LIPSEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN M. GALBRAITH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOEL M. GREENBLATT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD P. MEYEROWICH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES D. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Q2 Holdings, Inc.
TICKER: QTWO CUSIP: 74736L109
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. MAPLES, SR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. OFFERDAHL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. H. SEALE, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
ISSUER: QAD Inc.
TICKER: QADB CUSIP: 74727D207
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SCOTT J. ADELSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1b: ELECT DIRECTOR ANTON CHILTON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1c: ELECT DIRECTOR PETER R. VAN CUYLENBURG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAMELA M. LOPKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1e: ELECT DIRECTOR LEE D. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: QAD Inc.
TICKER: QADB CUSIP: 74727D306
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SCOTT J. ADELSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1b: ELECT DIRECTOR ANTON CHILTON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1c: ELECT DIRECTOR PETER R. VAN CUYLENBURG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAMELA M. LOPKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1e: ELECT DIRECTOR LEE D. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: QCR Holdings, Inc.
TICKER: QCRH CUSIP: 74727A104
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK S. BAIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY J. HELLING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK C. KILMER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: QEP Resources, Inc.
TICKER: QEP CUSIP: 74733V100
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PHILLIPS S. BAKER, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TIMOTHY J. CUTT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JULIE A. DILL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT F. HEINEMANN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL J. MINAROVIC ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR M. W. SCOGGINS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARY SHAFER-MALICKI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID A. TRICE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #5: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
ISSUER: Qorvo, Inc.
TICKER: QRVO CUSIP: 74736K101
MEETING DATE: 8/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALPH G. QUINSEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. BRUGGEWORTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL A. DILEO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFERY R. GARDNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES SCOTT GIBSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN R. HARDING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID H. Y. HO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RODERICK D. NELSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WALDEN C. RHINES ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SUSAN L. SPRADLEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WALTER H. WILKINSON, ISSUER YES FOR FOR
JR.
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: QTS Realty Trust, Inc.
TICKER: QTS CUSIP: 74736A103
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHAD L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN W. BARTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM O. GRABE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CATHERINE R. KINNEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER A. MARINO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT D. MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MAZEN RAWASHDEH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WAYNE M. REHBERGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PHILIP P. TRAHANAS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN E. WESTHEAD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: OPT OUT OF SECTION 3-804(C) OF THE MGCL ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Quad/Graphics, Inc.
TICKER: QUAD CUSIP: 747301109
MEETING DATE: 2/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
ISSUER: Quad/Graphics, Inc.
TICKER: QUAD CUSIP: 747301109
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK A. ANGELSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS P. BUTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C. FOWLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN M. FULLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER B. HARNED ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR J. JOEL QUADRACCI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR KATHRYN QUADRACCI ISSUER YES WITHHOLD AGAINST
FLORES
PROPOSAL #1.8: ELECT DIRECTOR JAY O. ROTHMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN S. SHIELY ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED CLASS A COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Quaker Chemical Corporation
TICKER: KWR CUSIP: 747316107
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK A. DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. OSBORNE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FAY WEST ISSUER YES FOR FOR
PROPOSAL #2: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: QUALCOMM, Inc.
TICKER: QCOM CUSIP: 747525103
MEETING DATE: 3/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BARBARA T. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK FIELDS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEFFREY W. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ANN M. LIVERMORE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HARISH MANWANI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARK D. MCLAUGHLIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEVE MOLLENKOPF ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CLARK T. "SANDY" RANDT, ISSUER YES FOR FOR
JR.
PROPOSAL #1i: ELECT DIRECTOR FRANCISCO ROS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR IRENE B. ROSENFELD ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR NEIL SMIT ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ANTHONY J. VINCIQUERRA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Quality Care Properties, Inc.
TICKER: QCP CUSIP: 747545101
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Quality Systems, Inc.
TICKER: QSII CUSIP: 747582104
MEETING DATE: 8/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. "RUSTY" FRANTZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG A. BARBAROSH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE H. BRISTOL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JULIE D. KLAPSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES C. MALONE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY H. MARGOLIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MORRIS PANNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SHELDON RAZIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LANCE E. ROSENZWEIG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Qualys, Inc.
TICKER: QLYS CUSIP: 74758T303
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SANDRA E. BERGERON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KRISTI M. ROGERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Quanex Building Products Corp.
TICKER: NX CUSIP: 747619104
MEETING DATE: 3/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT R. "BOB" BUCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN F. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM C. "BILL" ISSUER YES FOR FOR
GRIFFITHS
PROPOSAL #1.4: ELECT DIRECTOR DONALD R. "DON" MAIER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH D. "JOE" RUPP ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CURTIS M. "CURT" ISSUER YES FOR FOR
STEVENS
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Quanta Services, Inc.
TICKER: PWR CUSIP: 74762E102
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EARL C. "DUKE" AUSTIN, ISSUER YES FOR FOR
JR.
PROPOSAL #1b: ELECT DIRECTOR DOYLE N. BENEBY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR J. MICHAL CONAWAY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR VINCENT D. FOSTER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BERNARD FRIED ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WORTHING F. JACKMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID M. MCCLANAHAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARGARET B. SHANNON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAT WOOD, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Quantenna Communications, Inc.
TICKER: QTNA CUSIP: 74766D100
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Quest Diagnostics Incorporated
TICKER: DGX CUSIP: 74834L100
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICKY B. GREGG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY L. MAIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENISE M. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY M. PFEIFFER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY M. RING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN H. RUSCKOWSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL C. STANZIONE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HELEN I. TORLEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GAIL R. WILENSKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: QuickLogic Corp.
TICKER: QUIK CUSIP: 74837P108
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARTURO KRUEGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY H. TAUSS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Quidel Corporation
TICKER: QDEL CUSIP: 74838J101
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS C. BRYANT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH F. BUECHLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD L. MICHAEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY LAKE POLAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JACK W. SCHULER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES P. SLACIK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MATTHEW W. STROBECK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENNETH J. WIDDER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: QuinStreet, Inc.
TICKER: QNST CUSIP: 74874Q100
MEETING DATE: 10/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DOUGLAS VALENTI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Quintana Energy Services Inc.
TICKER: QES CUSIP: 74875T103
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR D. ROGERS HERNDON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1b: ELECT DIRECTOR CORBIN J. ROBERTSON, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1c: ELECT DIRECTOR DALTON BOUTTE, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROCKY L. DUCKWORTH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GUNNAR ELIASSEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1f: ELECT DIRECTOR BOBBY S. SHACKOULS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAG SKINDLO ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Quorum Health Corporation
TICKER: QHC CUSIP: 74909E106
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRY ALLISON RAPPUHN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT H. FISH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH A. HASTINGS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JON H. KAPLAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BARBARA R. PAUL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM PAUL RUTLEDGE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALICE D. SCHROEDER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR R. LAWRENCE VAN HORN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY DELOITTE & TOUCHE, LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Quotient Technology Inc.
TICKER: QUOT CUSIP: 749119103
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN R. BOAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT MCDONALD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELLE MCKENNA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Qurate Retail, Inc.
TICKER: QRTEA CUSIP: 74915M100
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. MALONE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR M. IAN G. GILCHRIST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK C. VADON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREA L. WONG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: R.R. Donnelley & Sons Company
TICKER: RRD CUSIP: 257867200
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRENE M. ESTEVES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN M. GIANINNO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL L. KNOTTS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY R. MCLEVISH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMIE MOLDAFSKY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR P. CODY PHIPPS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN C. POPE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: R1 RCM Inc.
TICKER: RCM CUSIP: 749397105
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL C. FEINER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH G. FLANAGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN B. HENNEMAN, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH R. IMPICCICHE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALEX J. MANDL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NEAL MOSZKOWSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR IAN SACKS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JILL SMITH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANTHONY J. SPERANZO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ALBERT R. ZIMMERLI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Ra Medical Systems, Inc.
TICKER: RMED CUSIP: 74933X104
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEAN S. IRWIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK E. SAAD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Ra Pharmaceuticals, Inc.
TICKER: RARX CUSIP: 74933V108
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AOIFE M. BRENNAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY R. PEARSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Radian Group Inc.
TICKER: RDN CUSIP: 750236101
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HERBERT WENDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID C. CARNEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR HOWARD B. CULANG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DEBRA HESS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LISA W. HESS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GAETANO MUZIO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GREGORY V. SERIO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR NOEL J. SPIEGEL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RICHARD G. THORNBERRY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Radiant Logistics, Inc.
TICKER: RLGT CUSIP: 75025X100
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BOHN H. CRAIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD P. PALMIERI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL GOULD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PETERSON SULLIVAN LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: RadiSys Corp.
TICKER: RSYS CUSIP: 750459109
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
ISSUER: Radius Health, Inc.
TICKER: RDUS CUSIP: 750469207
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CATHERINE J. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEAN-PIERRE GARNIER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JESSICA HOPFIELD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: RadNet, Inc.
TICKER: RDNT CUSIP: 750491102
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD G. BERGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARVIN S. CADWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN V. CRUES, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NORMAN R. HAMES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAWRENCE L. LEVITT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL L. SHERMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID L. SWARTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR N/A
OF DIRECTORS
ISSUER: Rafael Holdings, Inc.
TICKER: RFL CUSIP: 75062E106
MEETING DATE: 1/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD S. JONAS ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR BORIS C. PASCHE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. WEISS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE THE ISSUANCE OF SHARES TO HOWARD ISSUER YES FOR FOR
S. JONAS
ISSUER: Ralph Lauren Corporation
TICKER: RL CUSIP: 751212101
MEETING DATE: 8/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK A. BENNACK, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOEL L. FLEISHMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL A. GEORGE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HUBERT JOLY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Ramaco Resources, Inc.
TICKER: METC CUSIP: 75134P303
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDALL W. ATKINS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL D. BAUERSACHS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR C. LYNCH CHRISTIAN, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE E. CRYDER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR PATRICK C. GRANEY, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR BRYAN H. LAWRENCE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR TYLER REEDER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR RICHARD M. WHITING ISSUER YES WITHHOLD AGAINST
ISSUER: Rambus, Inc.
TICKER: RMBS CUSIP: 750917106
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EMIKO HIGASHI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SANJAY SARAF ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ERIC STANG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Randolph Bancorp, Inc.
TICKER: RNDB CUSIP: 752378109
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH K. QUIGLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL R. DONOVAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN J. O'CONNOR, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES G. WELCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Range Resources Corporation
TICKER: RRC CUSIP: 75281A109
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRENDA A. CLINE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANTHONY V. DUB ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES M. FUNK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEVE D. GRAY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHRISTOPHER A. HELMS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GREG G. MAXWELL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEFFEN E. PALKO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEFFREY L. VENTURA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Ranger Energy Services, Inc.
TICKER: RNGR CUSIP: 75282U104
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DARRON M. ANDERSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MERRILL A. ISSUER YES WITHHOLD AGAINST
'PETE'MILLER, JR.
PROPOSAL #1.3: ELECT DIRECTOR BRETT T. AGEE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR RICHARD E. AGEE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM M. AUSTIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR CHARLES S. LEYKUM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR GERALD C. CIMADOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR KRISHNA SHIVRAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL C. KEARNEY ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Rapid7, Inc.
TICKER: RPD CUSIP: 753422104
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR COREY THOMAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. BENJAMIN NYE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Rave Restaurant Group, Inc.
TICKER: RAVE CUSIP: 754198109
MEETING DATE: 12/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK E. SCHWARZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN T. BARES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CLINTON J. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM C. HAMMETT, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT B. PAGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAMON D. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY MONTGOMERY COSCIA GREILICH LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Raven Industries, Inc.
TICKER: RAVN CUSIP: 754212108
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JASON M. ANDRINGA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID L. CHICOINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS S. EVERIST ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JANET M. HOLLOWAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEVIN T. KIRBY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARC E. LEBARON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LOIS M. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD W. PAROD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DANIEL A. RYKHUS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Raymond James Financial, Inc.
TICKER: RJF CUSIP: 754730109
MEETING DATE: 2/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES G. VON ISSUER YES FOR FOR
ARENTSCHILDT
PROPOSAL #1.2: ELECT DIRECTOR SHELLEY G. BROADER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT M. DUTKOWSKY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY N. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BENJAMIN C. ESTY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANNE GATES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANCIS S. GODBOLD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS A. JAMES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GORDON L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RODERICK C. MCGEARY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PAUL C. REILLY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SUSAN N. STORY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Rayonier Advanced Materials Inc.
TICKER: RYAM CUSIP: 75508B104
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR C. DAVID BROWN, II ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR THOMAS I. MORGAN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR LISA M. PALUMBO ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Rayonier, Inc.
TICKER: RYN CUSIP: 754907103
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR RICHARD D. KINCAID ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR KEITH E. BASS ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR DOD A. FRASER ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR SCOTT R. JONES ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR BERNARD LANIGAN, JR. ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR BLANCHE L. LINCOLN ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR V. LARKIN MARTIN ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR DAVID L. NUNES ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR ANDREW G. WILTSHIRE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG, LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Raytheon Company
TICKER: RTN CUSIP: 755111507
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TRACY A. ATKINSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT E. BEAUCHAMP ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ADRIANE M. BROWN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN J. HADLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS A. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LETITIA A. LONG ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GEORGE R. OLIVER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DINESH C. PALIWAL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ELLEN M. PAWLIKOWSKI ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM R. SPIVEY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARTA R. STEWART ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JAMES A. WINNEFELD, JR. ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR ROBERT O. WORK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: RBB Bancorp
TICKER: RBB CUSIP: 74930B105
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER M. CHANG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WENDELL CHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PEI-CHIN "PEGGY" HUANG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTINA KAO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES W. KAO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHIE-MIN (CHRISTOPHER) ISSUER YES FOR FOR
KOO
PROPOSAL #1.7: ELECT DIRECTOR ALFONSO LAU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHUANG-I (CHRISTOPHER) ISSUER YES FOR FOR
LIN
PROPOSAL #1.9: ELECT DIRECTOR FENG "RICHARD" LIN ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR KO-YEN LIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PAUL LIN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR FUI MING (CATHERINE) ISSUER YES FOR FOR
THIAN
PROPOSAL #1.13: ELECT DIRECTOR YEE PHONG "ALAN" THIAN ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR RAYMOND YU ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY VAVRINEK, TRINE, DAY & CO., LLP ISSUER YES FOR FOR
AS AUDITORS
ISSUER: RBC Bearings, Inc.
TICKER: ROLL CUSIP: 75524B104
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD R. CROWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN H. KAPLAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN B. LEVINE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: RCI Hospitality Holdings, Inc.
TICKER: RICK CUSIP: 74934Q108
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC S. LANGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TRAVIS REESE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NOUR-DEAN ANAKAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN L. JENKINS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LUKE LIROT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YURA BARABASH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: RCM Technologies, Inc.
TICKER: RCMT CUSIP: 749360400
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROGER H. BALLOU ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICK GENOVESE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LEON KOPYT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR S. GARY SNODGRASS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRADLEY S. VIZI ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: RE/MAX Holdings, Inc.
TICKER: RMAX CUSIP: 75524W108
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID L. LINIGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL J. PREDOVICH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERESA S. VAN DE BOGART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Ready Capital Corp.
TICKER: RC CUSIP: 75574U101
MEETING DATE: 3/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: RealNetworks, Inc.
TICKER: RNWK CUSIP: 75605L708
MEETING DATE: 10/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT GLASER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE A. JAFFE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Realogy Holdings Corp.
TICKER: RLGY CUSIP: 75605Y106
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FIONA P. DIAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW J. ESPE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR V. ANN HAILEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRYSON R. KOEHLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DUNCAN L. NIEDERAUER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RYAN M. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ENRIQUE SILVA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SHERRY M. SMITH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHRISTOPHER S. TERRILL ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
FOR AMENDMENTS TO CERTIFICATE AND BYLAWS
PROPOSAL #5: AMEND THE CHARTER TO ELIMINATE CERTAIN ISSUER YES FOR FOR
PROVISIONS RELATING TO BOARD CLASSIFICATION
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: RealPage, Inc.
TICKER: RP CUSIP: 75606N109
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN T. WINN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JASON A. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Realty Income Corporation
TICKER: O CUSIP: 756109104
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHLEEN R. ALLEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR A. LARRY CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR REGINALD H. GILYARD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PRIYA CHERIAN HUSKINS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GERARDO I. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL D. MCKEE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GREGORY T. MCLAUGHLIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RONALD L. MERRIMAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SUMIT ROY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: RATIFY THE AMENDMENT TO THE COMPANY'S ISSUER YES FOR FOR
BYLAWS TO PERMIT STOCKHOLDERS TO PROPOSE BINDING
AMENDMENTS TO THE COMPANY'S BYLAWS
ISSUER: Reata Pharmaceuticals, Inc.
TICKER: RETA CUSIP: 75615P103
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. WARREN HUFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK B. NIELSEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Recro Pharma, Inc.
TICKER: REPH CUSIP: 75629F109
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERRI HENWOOD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN FLYNN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRYAN M. REASONS ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Red Hat, Inc.
TICKER: RHT CUSIP: 756577102
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SOHAIB ABBASI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. STEVE ALBRECHT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLENE T. BEGLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NARENDRA K. GUPTA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KIMBERLY L. HAMMONDS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM S. KAISER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES M. WHITEHURST ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALFRED W. ZOLLAR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Red Hat, Inc.
TICKER: RHT CUSIP: 756577102
MEETING DATE: 1/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Red Lion Hotels Corporation
TICKER: RLH CUSIP: 756764106
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECTION DIRECTOR ROBERT G. WOLFE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECTION DIRECTOR TED DARNALL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECTION DIRECTOR JAMES P. EVANS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECTION DIRECTOR AMY E. HUMPHREYS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECTION DIRECTOR JOSEPH B. MEGIBOW ISSUER YES FOR FOR
PROPOSAL #1.6: ELECTION DIRECTOR GREGORY T. MOUNT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECTION DIRECTOR R. CARTER PATE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECTION DIRECTOR BONNY W. SIMI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECTION DIRECTOR MICHAEL VERNON ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Red Robin Gourmet Burgers, Inc.
TICKER: RRGB CUSIP: 75689M101
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CAMBRIA W. DUNAWAY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KALEN F. HOLMES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GLENN B. KAUFMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR AYLWIN B. LEWIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEVEN K. LUMPKIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PATTYE L. MOORE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STUART I. ORAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Red Rock Resorts, Inc.
TICKER: RRR CUSIP: 75700L108
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK J. FERTITTA, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LORENZO J. FERTITTA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. CASHELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT E. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES E. NAVE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
ISSUER: Red Violet, Inc.
TICKER: RDVT CUSIP: 75704L104
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEREK DUBNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER BENZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN D. RUBIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ROBERT SWAYMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Redfin Corporation
TICKER: RDFN CUSIP: 75737F108
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JULIE BORNSTEIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT MYLOD, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SELINA TOBACCOWALA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Redwood Trust, Inc.
TICKER: RWT CUSIP: 758075402
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD D. BAUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER J. ABATE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARIANN BYERWALTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS B. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DEBORA D. HORVATH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREG H. KUBICEK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRED J. MATERA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY T. PERO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GEORGANNE C. PROCTOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
ISSUER: Reed's, Inc.
TICKER: REED CUSIP: 758338107
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN BELLO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR VALENTIN STALOWIR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL J. DOHERTY, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER J. REED ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEWIS JAFFE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR SCOTT R. GROSSMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR JAMES C. BASS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY WEINBERG & COMPANY, P.A. AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Regal Beloit Corp.
TICKER: RBC CUSIP: 758750103
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN M. BURT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANESA T. CHAIBI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHRISTOPHER L. DOERR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS J. FISCHER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DEAN A. FOATE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RAKESH SACHDEV ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CURTIS W. STOELTING ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JANE L. WARNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Regency Centers Corporation
TICKER: REG CUSIP: 758849103
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARTIN E. STEIN, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOSEPH F. AZRACK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRYCE BLAIR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR C. RONALD BLANKENSHIP ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DEIRDRE J. EVENS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS W. FURPHY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KARIN M. KLEIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PETER D. LINNEMAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID P. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LISA PALMER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOHN C. SCHWEITZER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR THOMAS G. WATTLES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Regeneron Pharmaceuticals, Inc.
TICKER: REGN CUSIP: 75886F107
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BONNIE L. BASSLER ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR MICHAEL S. BROWN ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR LEONARD S. SCHLEIFER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GEORGE D. YANCOPOULOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: REGENXBIO Inc.
TICKER: RGNX CUSIP: 75901B107
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL J. ABDUN-NABI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALLAN M. FOX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALEXANDRA GLUCKSMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Regional Management Corp.
TICKER: RM CUSIP: 75902K106
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN D. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROEL C. CAMPOS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARIA CONTRERAS-SWEET ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL R. DUNN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN J. FREIBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER R. KNITZER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALVARO G. DE MOLINA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CARLOS PALOMARES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Regions Financial Corporation
TICKER: RF CUSIP: 7591EP100
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CAROLYN H. BYRD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DON DEFOSSET ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SAMUEL A. DI PIAZZA, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ERIC C. FAST ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ZHANNA GOLODRYGA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN D. JOHNS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RUTH ANN MARSHALL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHARLES D. MCCRARY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES T. PROKOPANKO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LEE J. STYSLINGER, III ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOSE S. SUQUET ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JOHN M. TURNER, JR. ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR TIMOTHY VINES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Regis Corp.
TICKER: RGS CUSIP: 758932107
MEETING DATE: 10/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL G. BELTZMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR VIRGINIA GAMBALE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID J. GRISSEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK S. LIGHT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL J. MERRIMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR M. ANN RHOADES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HUGH E. SAWYER, III ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID P. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Regulus Therapeutics, Inc.
TICKER: RGLS CUSIP: 75915K101
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Reinsurance Group of America, Incorporated
TICKER: RGA CUSIP: 759351604
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR CHRISTINE R. DETRICK ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JOHN J. GAUTHIER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ALAN C. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR ANNA MANNING ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR HAZEL M. MCNEILAGE ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR STEVEN C. VAN WYK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Reliance Steel & Aluminum Co.
TICKER: RS CUSIP: 759509102
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SARAH J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KAREN W. COLONIAS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN G. FIGUEROA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID H. HANNAH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARK V. KAMINSKI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT A. MCEVOY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GREGG J. MOLLINS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ANDREW G. SHARKEY, III ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DOUGLAS W. STOTLAR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Reliant Bancorp, Inc.
TICKER: RBNC CUSIP: 75956B101
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HOMAYOUN "HOMEY" ISSUER YES FOR FOR
AMINMADANI
PROPOSAL #1b: ELECT DIRECTOR DEVAN D. ARD, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHARLES TRIMBLE "TRIM" ISSUER YES FOR FOR
BEASLEY
PROPOSAL #1d: ELECT DIRECTOR ROBERT E. "BROWN" DANIEL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM RONALD "RON" ISSUER YES FOR FOR
DEBERRY
PROPOSAL #1f: ELECT DIRECTOR SHARON H. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LOUIS E. HOLLOWAY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CONNIE S. MCGEE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LINDA E. REBROVICK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RUSKIN "RUSTY" A. VEST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAGGART & ASSOCIATES, P.C. AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Remark Holdings, Inc.
TICKER: MARK CUSIP: 75955K102
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Remark Holdings, Inc.
TICKER: MARK CUSIP: 75955K102
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THEODORE P. BOTTS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELIZABETH XU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRETT RATNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL STEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KAI-SHING TAO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CHERRY BEKAERT LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: RenaissanceRe Holdings Ltd.
TICKER: RNR CUSIP: G7496G103
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HENRY KLEHM, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR VALERIE RAHMANI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CAROL P. SANDERS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CYNTHIA TRUDELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE ERNST & YOUNG LTD. AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
ISSUER: Renasant Corp.
TICKER: RNST CUSIP: 75970E107
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR CONNIE L. ENGEL ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR JOHN M. CREEKMORE ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR JILL V. DEER ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR NEAL A. HOLLAND, JR. ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR E. ROBINSON MCGRAW ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SEAN M. SUGGS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY HORNE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Renewable Energy Group, Inc.
TICKER: REGI CUSIP: 75972A301
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DELBERT CHRISTENSEN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR RANDOLPH L. HOWARD ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR DEBORA M. FRODL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Rent-A-Center, Inc.
TICKER: RCII CUSIP: 76009N100
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Rent-A-Center, Inc.
TICKER: RCII CUSIP: 76009N100
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAROLD LEWIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAROL A. MCFATE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Repligen Corporation
TICKER: RGEN CUSIP: 759916109
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR NICOLAS M. BARTHELEMY ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR GLENN L. COOPER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JOHN G. COX ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR KAREN A. DAWES ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR TONY J. HUNT ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR GLENN P. MUIR ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR THOMAS F. RYAN, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Republic Bancorp, Inc. (Kentucky)
TICKER: RBCAA CUSIP: 760281204
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG A. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL T. RUST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. WAYNE STRATTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUSAN STOUT TAMME ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR A. SCOTT TRAGER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN E. TRAGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW TRAGER-KUSMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK A. VOGT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Republic First Bancorp, Inc.
TICKER: FRBK CUSIP: 760416107
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VERNON W. HILL, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THEODORE J. FLOCCO, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRY L. SPEVAK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Republic Services, Inc.
TICKER: RSG CUSIP: 760759100
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MANUEL KADRE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TOMAGO COLLINS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS W. HANDLEY ISSUER YES AGAINST AGAINST
PROPOSAL #1d: ELECT DIRECTOR JENNIFER M. KIRK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL LARSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KIM S. PEGULA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RAMON A. RODRIGUEZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DONALD W. SLAGER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES P. SNEE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN M. TRANI ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR SANDRA M. VOLPE ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR KATHARINE B. WEYMOUTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
ISSUER: Research Frontiers Incorporated
TICKER: REFR CUSIP: 760911107
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ALEXANDER KAGANOWICZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Resideo Technologies, Inc.
TICKER: REZI CUSIP: 76118Y104
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAUL DENINGER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL NEFKENS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SHARON WIENBAR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: ResMed, Inc.
TICKER: RMD CUSIP: 761152107
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER FARRELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HARJIT GILL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RON TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Resolute Energy Corp.
TICKER: REN CUSIP: 76116A306
MEETING DATE: 2/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
ISSUER: Resolute Forest Products Inc.
TICKER: RFP CUSIP: 76117W109
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDALL C. BENSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUZANNE BLANCHET ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JENNIFER C. DOLAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD D. FALCONER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY A. HEARN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YVES LAFLAMME ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRADLEY P. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALAIN RHEAUME ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL S. ROUSSEAU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
ISSUER: Resonant, Inc.
TICKER: RESN CUSIP: 76118L102
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. FOX ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR GEORGE B. HOLMES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN B. HOWE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACK H. JACOBS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR JOSHUA JACOBS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR JEAN F. RANKIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR ROBERT TIRVA ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Resources Connection, Inc.
TICKER: RECN CUSIP: 76122Q105
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SUSAN J. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DONALD B. MURRAY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR A. ROBERT PISANO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL H. WARGOTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: resTORbio, Inc.
TICKER: TORC CUSIP: 76133L103
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN T. SILVERSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID STEINBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Retail Opportunity Investments Corp.
TICKER: ROIC CUSIP: 76131N101
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD A. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. INDIVERI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD H. MEYER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LEE S. NEIBART ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR CHARLES J. PERSICO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAURA H. POMERANTZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STUART A. TANZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ERIC S. ZORN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Retail Properties of America, Inc.
TICKER: RPAI CUSIP: 76131V202
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BONNIE S. BIUMI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK A. CATALANO, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT G. GIFFORD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GERALD M. GORSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN P. GRIMES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD P. IMPERIALE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER L. LYNCH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS J. SARGEANT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Retail Value Inc.
TICKER: RVI CUSIP: 76133Q102
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HENRIE W. KOETTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID R. LUKES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW L. OSTROWER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Retrophin, Inc.
TICKER: RTRX CUSIP: 761299106
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN ASELAGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROY D. BAYNES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY "TIM" COUGHLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC M. DUBE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN KOZARICH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY LYONS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY MECKLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN A. ORWIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RON SQUARER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BDO USA LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: REV Group, Inc.
TICKER: REVG CUSIP: 749527107
MEETING DATE: 3/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JUSTIN FISH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOEL ROTROFF ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR TIM SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Revance Therapeutics, Inc.
TICKER: RVNC CUSIP: 761330109
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK J. FOLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP J. VICKERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Revlon, Inc.
TICKER: REV CUSIP: 761525609
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD O. PERELMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR NICOLE AVANT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR E. SCOTT BEATTIE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ALAN BERNIKOW ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR KRISTIN DOLAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR CECI KURZMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR VICTOR NICHOLS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR DEBRA PERELMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR PAUL SAVAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.10: ELECT DIRECTOR BARRY F. SCHWARTZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.11: ELECT DIRECTOR JONATHAN SCHWARTZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.12: ELECT DIRECTOR CRISTIANA FALCONE ISSUER YES WITHHOLD AGAINST
SORRELL
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: REX American Resources Corporation
TICKER: REX CUSIP: 761624105
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STUART A. ROSE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ZAFAR RIZVI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD M. KRESS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID S. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES A. ELCAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MERVYN L. ALPHONSO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LEE FISHER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANNE MACMILLAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Rexahn Pharmaceuticals, Inc.
TICKER: RNN CUSIP: 761640200
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Rexahn Pharmaceuticals, Inc.
TICKER: RNN CUSIP: 761640200
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Rexford Industrial Realty, Inc.
TICKER: REXR CUSIP: 76169C100
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD S. ZIMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD SCHWIMMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL S. FRANKEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT L. ANTIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN C. GOOD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DIANA J. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TYLER H. ROSE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PETER E. SCHWAB ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Rexnord Corporation
TICKER: RXN CUSIP: 76169B102
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD A. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THEODORE D. CRANDALL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBIN A. WALKER-LEE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: RF Industries Ltd.
TICKER: RFIL CUSIP: 749552105
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HOWARD F. HILL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOSEPH BENOIT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: RGC Resources, Inc.
TICKER: RGCO CUSIP: 74955L103
MEETING DATE: 2/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ABNEY S. BOXLEY, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR S. FRANK SMITH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN B. WILLIAMSON, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY BROWN, EDWARDS & COMPANY, L.L.P. ISSUER YES FOR FOR
AS AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: RH
TICKER: RH CUSIP: 74967X103
MEETING DATE: 7/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARLOS ALBERINI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEITH C. BELLING ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Rhinebeck Bancorp, Inc.
TICKER: RBKB CUSIP: 762093102
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDDIMIR GARCIA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUZANNE RHULEN LOUGHLIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOUIS TUMOLO, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
ISSUER: Rhythm Pharmaceuticals, Inc.
TICKER: RYTM CUSIP: 76243J105
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JENNIFER GOOD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TODD FOLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ED MATHERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Ribbon Communications Inc.
TICKER: RBBN CUSIP: 762544104
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KIM S. FENNEBRESQUE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRUNS H. GRAYSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FRANKLIN (FRITZ) W. ISSUER YES FOR FOR
HOBBS
PROPOSAL #1d: ELECT DIRECTOR BEATRIZ V. INFANTE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KENT J. MATHY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD J. LYNCH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SCOTT E. SCHUBERT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD W. SMITH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: RiceBran Technologies
TICKER: RIBT CUSIP: 762831204
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENT R. RYSTROM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRENT ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BETH BRONNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID I. CHEMEROW ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ARI GENDASON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID GOLDMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BARUCH HALPERN ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Richardson Electronics Ltd.
TICKER: RELL CUSIP: 763165107
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD J. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL J. PLANTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACQUES BELIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES BENHAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KENNETH HALVERSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT H. KLUGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Rigel Pharmaceuticals, Inc.
TICKER: RIGL CUSIP: 766559603
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRADFORD S. GOODWIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KEITH A. KATKIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1c: ELECT DIRECTOR JANE WASMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: RigNet, Inc.
TICKER: RNET CUSIP: 766582100
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES H. BROWNING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTIA CAPRIOLI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN MULLOY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN J. O'HARA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEITH OLSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRENT K. WHITTINGTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DITLEF DE VIBE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN E. PICKETT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GAIL P. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Rimini Street, Inc.
TICKER: RMNI CUSIP: 76674Q107
MEETING DATE: 7/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Rimini Street, Inc.
TICKER: RMNI CUSIP: 76674Q107
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBIN MURRAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTONIO BONCHRISTIANO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Ring Energy, Inc.
TICKER: REI CUSIP: 76680V108
MEETING DATE: 12/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KELLY HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LLOYD T. ('TIM') ISSUER YES FOR FOR
ROCHFORD
PROPOSAL #1.4: ELECT DIRECTOR STANLEY M. MCCABE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY B. PETRELLI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CLAYTON E. WOODRUM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY EIDE BAILLY LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: RingCentral, Inc.
TICKER: RNG CUSIP: 76680R206
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VLADIMIR SHMUNIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEIL WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT THEIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHELLE MCKENNA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALLAN THYGESEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH GOLDMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR GODFREY SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Rite Aid Corp.
TICKER: RAD CUSIP: 767754104
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSEPH B. ANDERSON, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRUCE G. BODAKEN ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR ROBERT E. KNOWLING, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KEVIN E. LOFTON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LOUIS P. MIRAMONTES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ARUN NAYAR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL N. REGAN ISSUER YES AGAINST AGAINST
PROPOSAL #1h: ELECT DIRECTOR JOHN T. STANDLEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARCY SYMS ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON SUSTAINABILITY SHAREHOLDER YES FOR AGAINST
PROPOSAL #6: REPORT ON GOVERNANCE MEASURES SHAREHOLDER YES AGAINST FOR
IMPLEMENTED RELATED TO OPIOIDS
ISSUER: Rite Aid Corp.
TICKER: RAD CUSIP: 767754104
MEETING DATE: 3/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Riverview Bancorp, Inc.
TICKER: RVSB CUSIP: 769397100
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. KARAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN J. LYCKLAMA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JERRY C. OLSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: RLI Corp.
TICKER: RLI CUSIP: 749607107
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KAJ AHLMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL E. ANGELINA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN T. BAILY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CALVIN G. BUTLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID B. DUCLOS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUSAN S. FLEMING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JORDAN W. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JONATHAN E. MICHAEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT P. RESTREPO, JR. ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR DEBBIE S. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES J. SCANLAN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MICHAEL J. STONE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: RLJ Lodging Trust
TICKER: RLJ CUSIP: 74965L101
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LESLIE D. HALE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EVAN BAYH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ARTHUR R. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NATHANIEL A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICIA L. GIBSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT M. LA FORGIA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT J. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GLENDA G. MCNEAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON SEXUAL HARASSMENT SHAREHOLDER YES AGAINST FOR
ISSUER: Roadrunner Transportation Systems, Inc.
TICKER: RRTS CUSIP: 76973Q105
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER L. DOERR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN C. MURRAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES D. STALEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT L. DOBAK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CURTIS W. STOELTING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM S. URKIEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL P. WARD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #6: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #7: APPROVE RIGHTS OFFERING ISSUER YES FOR FOR
PROPOSAL #8: APPROVE STANDBY PURCHASE AGREEMENT ISSUER YES FOR FOR
PROPOSAL #9: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
PROPOSAL #10: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #11: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
PROVIDE DIRECTORS MAY BE REMOVED WITH OR WITHOUT
PROPOSAL #12: REDUCE SUPERMAJORITY VOTE REQUIREMENTS ISSUER YES FOR FOR
IN CHARTER
PROPOSAL #13: REDUCE SUPERMAJORITY VOTE REQUIREMENTS ISSUER YES FOR FOR
IN BYLAWS
PROPOSAL #14: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #15: OPT OUT OF SECTION 203 OF THE DELAWARE ISSUER YES FOR FOR
GENERAL CORPORATION LAW
PROPOSAL #16: APPROVE RENUNCIATION OF BUSINESS ISSUER YES FOR FOR
OPPORTUNITIES
PROPOSAL #17: RATIFY DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #18: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Roadrunner Transportation Systems, Inc.
TICKER: RRTS CUSIP: 76973Q204
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD C. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL L. GETTLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER W. JAMROZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RALPH "CODY" W. KITTLE, ISSUER YES FOR FOR
III
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Robert Half International Inc.
TICKER: RHI CUSIP: 770323103
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIA L. CORONADO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DIRK A. KEMPTHORNE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HAROLD M. MESSMER, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARC H. MORIAL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BARBARA J. NOVOGRADAC ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT J. PACE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FREDERICK A. RICHMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR M. KEITH WADDELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Rocket Pharmaceuticals, Inc.
TICKER: RCKT CUSIP: 77313F106
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RODERICK WONG ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CARSTEN BOESS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PEDRO GRANADILLO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GOTHAM MAKKER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GAURAV SHAH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID P. SOUTHWELL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR NAVEEN YALAMANCHI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Rockwell Automation, Inc.
TICKER: ROK CUSIP: 773903109
MEETING DATE: 2/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #A1: ELECT DIRECTOR BLAKE D. MORET ISSUER YES FOR FOR
PROPOSAL #A2: ELECT DIRECTOR THOMAS W. ROSAMILIA ISSUER YES FOR FOR
PROPOSAL #A3: ELECT DIRECTOR PATRICIA A. WATSON ISSUER YES FOR FOR
PROPOSAL #B: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #C: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Rockwell Medical, Inc.
TICKER: RMTI CUSIP: 774374102
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY PLANTE & MORAN, PLLC AS AUDITORS ISSUER YES FOR FOR
ISSUER: Rockwell Medical, Inc.
TICKER: RMTI CUSIP: 774374102
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STUART PAUL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBIN L. SMITH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BENJAMIN WOLIN ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3a: CHANGE STATE OF INCORPORATION FROM ISSUER YES FOR N/A
MICHIGAN TO DELAWARE NOT SUBJECT TO DGCL SECTION 203
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Rocky Brands, Inc.
TICKER: RCKY CUSIP: 774515100
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MIKE BROOKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JASON BROOKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GLENN E. CORLETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES L. STEWART ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY SCHNEIDER DOWNS & CO., INC. AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Rocky Mountain Chocolate Factory, Inc.
TICKER: RMCF CUSIP: 77467X101
MEETING DATE: 8/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANKLIN E. CRAIL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEE N. MORTENSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRYAN J. MERRYMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRETT P. SEABERT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CLYDE WM. ENGLE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT G. CAPDEVIELLE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EKS&H LLLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Rogers Corp.
TICKER: ROG CUSIP: 775133101
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH L. BARNES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL F. BARRY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR BRUCE D. HOECHNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CAROL R. JENSEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GANESH MOORTHY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY J. OWENS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HELENE SIMONET ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PETER C. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Roku, Inc.
TICKER: ROKU CUSIP: 77543R102
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RAVI AHUJA ISSUER YES FOR FOR
PROPOSAL #2a: ELECT DIRECTOR JEFFREY HASTINGS ISSUER YES FOR FOR
PROPOSAL #2b: ELECT DIRECTOR RAY ROTHROCK ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Rollins, Inc.
TICKER: ROL CUSIP: 775711104
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BILL J. DISMUKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS J. LAWLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN F. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
ISSUER: Roper Technologies, Inc.
TICKER: ROP CUSIP: 776696106
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHELLYE L. ARCHAMBEAU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AMY WOODS BRINKLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN F. FORT, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR L. NEIL HUNN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT D. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT E. KNOWLING, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILBUR J. PREZZANO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAURA G. THATCHER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD F. WALLMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.10: ELECT DIRECTOR CHRISTOPHER WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
DISCLOSURE
ISSUER: Rosehill Resources Inc.
TICKER: ROSE CUSIP: 777385105
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HARRY QUARLS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR FRANCIS CONTINO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Rosetta Stone Inc.
TICKER: RST CUSIP: 777780107
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID NIERENBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN P. YANKOVICH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Ross Stores, Inc.
TICKER: ROST CUSIP: 778296103
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL BALMUTH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR K. GUNNAR BJORKLUND ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL J. BUSH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NORMAN A. FERBER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SHARON D. GARRETT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEPHEN D. MILLIGAN ISSUER YES AGAINST AGAINST
PROPOSAL #1g: ELECT DIRECTOR GEORGE P. ORBAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GREGORY L. QUESNEL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BARBARA RENTLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT QUANTITATIVE COMPANY-WIDE GHG SHAREHOLDER YES AGAINST FOR
GOALS
ISSUER: Rowan Cos. Plc
TICKER: RDC CUSIP: G7665A101
MEETING DATE: 2/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
ISSUER: Rowan Cos. Plc
TICKER: RDC CUSIP: G7665A111
MEETING DATE: 2/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
ISSUER: Royal Caribbean Cruises Ltd.
TICKER: RCL CUSIP: V7780T103
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN F. BROCK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD D. FAIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN R. HOWE, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM L. KIMSEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARITZA G. MONTIEL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANN S. MOORE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EYAL M. OFER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS J. PRITZKER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM K. REILLY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR VAGN O. SORENSEN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DONALD THOMPSON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ARNE ALEXANDER ISSUER YES FOR FOR
WILHELMSEN
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
DISCLOSURE
ISSUER: Royal Gold, Inc.
TICKER: RGLD CUSIP: 780287108
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TONY A. JENSEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMIE C. SOKALSKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: RPC, Inc.
TICKER: RES CUSIP: 749660106
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BILL J. DISMUKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AMY R. KREISLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAMELA R. ROLLINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: RPM International, Inc.
TICKER: RPM CUSIP: 749685103
MEETING DATE: 10/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: REDUCE SUPERMAJORITY VOTE REQUIREMENT TO ISSUER YES FOR FOR
AMEND BY-LAWS
PROPOSAL #3.1: ELECT DIRECTOR JOHN P. ABIZAID ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR JOHN M. BALLBACH ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR BRUCE A. CARBONARI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR JENNIFFER D. DECKARD ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR SALVATORE D. FAZZOLARI ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: RPT Realty
TICKER: RPT CUSIP: 74971D101
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD L. FEDERICO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARTHUR H. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN L. HARPER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOANNA T. LAU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID J. NETTINA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAURIE M. SHAHON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREA M. WEISS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: RSP Permian, Inc.
TICKER: RSPP CUSIP: 74978Q105
MEETING DATE: 7/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
ISSUER: RTI Surgical Holdings, Inc.
TICKER: RTIX CUSIP: 74975N105
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CAMILLE I. FARHAT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY C. LIGHTCAP ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS A. MCEACHIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK D. STOLPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL G. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NICHOLAS J. VALERIANI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHIRLEY A. WEIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: RTI Surgical, Inc.
TICKER: RTIX CUSIP: 74975N105
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: RTW Retailwinds, Inc.
TICKER: RTW CUSIP: 74980D100
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY J. SCOTT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MIKI RACINE BERARDELLI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID H. EDWAB ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES O. EGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRENDA FREEMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTY HAUBEGGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN D. HOWARD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GRACE NICHOLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Rubicon Technology, Inc.
TICKER: RBCN CUSIP: 78112T206
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JEFFERSON GRAMM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Rubius Therapeutics, Inc.
TICKER: RUBY CUSIP: 78116T103
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. EPSTEIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR NATALIE HOLLES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT S. LANGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Rudolph Technologies, Inc.
TICKER: RTEC CUSIP: 781270103
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL H. BERRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VITA A. CASSESE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS G. GREIG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: RumbleON, Inc.
TICKER: RMBL CUSIP: 781386206
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARSHALL CHESROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN R. BERRARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENMAR DIXON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KARTIK KAKARALA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD A. GRAY, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH E. REECE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KEVIN WESTFALL ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Rush Enterprises, Inc.
TICKER: RUSHA CUSIP: 781846209
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W.M. "RUSTY" RUSH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS A. AKIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES C. UNDERWOOD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAYMOND J. CHESS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM H. CARY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNON H. GUGLIELMO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Ruth's Hospitality Group, Inc.
TICKER: RUTH CUSIP: 783332109
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL P. O'DONNELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBIN P. SELATI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GIANNELLA ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARY L. BAGLIVO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CARLA R. COOPER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHERYL J. HENRY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEPHEN M. KING ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARIE L. PERRY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Ryder System, Inc.
TICKER: R CUSIP: 783549108
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT J. ECK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT A. HAGEMANN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL F. HILTON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR TAMARA L. LUNDGREN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LUIS P. NIETO, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID G. NORD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT E. SANCHEZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ABBIE J. SMITH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR E. FOLLIN SMITH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DMITRI L. STOCKTON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR HANSEL E. TOOKES, II ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REMOVE SUPERMAJORITY VOTING PROVISIONS ISSUER YES FOR FOR
ON SHAREHOLDER ACTION BY WRITTEN CONSENT
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: Ryerson Holding Corp.
TICKER: RYI CUSIP: 783754104
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN P. LARSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP E. NORMENT ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Ryman Hospitality Properties, Inc.
TICKER: RHP CUSIP: 78377T107
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RACHNA BHASIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALVIN BOWLES, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FAZAL MERCHANT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PATRICK Q. MOORE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHRISTINE PANTOYA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT S. PRATHER, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR COLIN V. REED ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL I. ROTH ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: S&P Global Inc.
TICKER: SPGI CUSIP: 78409V104
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARCO ALVERA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM J. AMELIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM D. GREEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES E. HALDEMAN, ISSUER YES FOR FOR
JR.
PROPOSAL #1.5: ELECT DIRECTOR STEPHANIE C. HILL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR REBECCA JACOBY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MONIQUE F. LEROUX ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARIA R. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DOUGLAS L. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR EDWARD B. RUST, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KURT L. SCHMOKE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR RICHARD E. THORNBURGH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND DEFERRED COMPENSATION PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: S&T Bancorp, Inc.
TICKER: STBA CUSIP: 783859101
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID G. ANTOLIK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TODD D. BRICE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTINA A. CASSOTIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. DONNELLY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES T. GIBSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY D. GRUBE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JERRY D. HOSTETTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANK W. JONES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT E. KANE ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR JAMES C. MILLER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR FRANK J. PALERMO, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CHRISTINE J. TORETTI ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR STEVEN J. WEINGARTEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: S&W Seed Co.
TICKER: SANW CUSIP: 785135104
MEETING DATE: 11/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF COMMON STOCK UPON ISSUER YES FOR FOR
CONVERSION OF THE SERIES A CONVERTIBLE PREFERRED
ISSUER: S&W Seed Co.
TICKER: SANW CUSIP: 785135104
MEETING DATE: 1/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DAVID A. FISCHHOFF ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR MARK J. HARVEY ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR CONSUELO E. MADERE ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR ALEXANDER C. MATINA ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR CHARLES (CHIP) B. ISSUER YES FOR FOR
SEIDLER
PROPOSAL #1F: ELECT DIRECTOR ROBERT D. STRAUS ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR ALAN D. WILLITS ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR MARK W. WONG ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Sabra Health Care REIT, Inc.
TICKER: SBRA CUSIP: 78573L106
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CRAIG A. BARBAROSH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT A. ETTL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL J. FOSTER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RONALD G. GEARY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LYNNE S. KATZMANN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RAYMOND J. LEWIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JEFFREY A. MALEHORN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD K. MATROS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MILTON J. WALTERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Sabre Corp.
TICKER: SABR CUSIP: 78573M104
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE BRAVANTE, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH OSNOSS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ZANE ROWE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN SICILIANO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
ISSUER: Sachem Capital Corp.
TICKER: SACH CUSIP: 78590A109
MEETING DATE: 10/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN L. VILLANO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY C. VILLANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LESLIE BERNHARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ARTHUR GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN PRINZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HOBERMAN & LESSER, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Safeguard Scientifics, Inc.
TICKER: SFE CUSIP: 786449207
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RUSSELL D. GLASS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRA M. LUBERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH M. MANKO, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MAUREEN F. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN J. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT J. ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Safehold Inc.
TICKER: SAFE CUSIP: 78645L100
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAY SUGARMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEAN S. ADLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBIN JOSEPHS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAY S. NYDICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEFAN M. SELIG ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #3: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Safety Insurance Group, Inc.
TICKER: SAFT CUSIP: 78648T100
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FREDERIC H. LINDEBERG ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GEORGE M. MURPHY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
ISSUER: Saga Communications, Inc.
TICKER: SGA CUSIP: 786598300
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLARKE R. BROWN, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR EDWARD K. CHRISTIAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY J. CLARKE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ROY F. COPPEDGE, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR WARREN S. LADA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR G. DEAN PEARCE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR GARY G. STEVENS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY UHY LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
ISSUER: SAGE Therapeutics, Inc.
TICKER: SAGE CUSIP: 78667J108
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN P. STARR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES M. FRATES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE GOLUMBESKI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Saia, Inc.
TICKER: SAIA CUSIP: 78709Y105
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN J. HOLLAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FREDERICK J. HOLZGREFE, ISSUER YES FOR FOR
III
PROPOSAL #1.3: ELECT DIRECTOR RICHARD D. O'DELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: SailPoint Technologies Holdings, Inc.
TICKER: SAIL CUSIP: 78781P105
MEETING DATE: 11/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK MCCLAIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH (CHIP) J. ISSUER YES FOR FOR
VIRNIG, II
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: SailPoint Technologies Holdings, Inc.
TICKER: SAIL CUSIP: 78781P105
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HEIDI M. MELIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES M. PFLAGING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Salem Media Group, Inc.
TICKER: SALM CUSIP: 794093104
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STUART W. EPPERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDWARD G. ATSINGER, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD A. RIDDLE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JONATHAN VENVERLOH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES KEET LEWIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ERIC H. HALVORSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EDWARD C. "TED" ATSINGER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STUART W. EPPERSON, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HEATHER W. GRIZZLE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: salesforce.com, inc.
TICKER: CRM CUSIP: 79466L302
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARC BENIOFF ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KEITH BLOCK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PARKER HARRIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CRAIG CONWAY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALAN HASSENFELD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NEELIE KROES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR COLIN POWELL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SANFORD ROBERTSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN V. ROOS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BERNARD TYSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ROBIN WASHINGTON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MAYNARD WEBB ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR SUSAN WOJCICKI ISSUER YES FOR FOR
PROPOSAL #2a: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT TO AMEND CERTIFICATE OF INCORPORATION AND
PROPOSAL #2b: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT TO REMOVE DIRECTORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: DISCLOSE BOARD DIVERSITY AND SHAREHOLDER YES AGAINST FOR
QUALIFICATIONS MATRIX
ISSUER: Sally Beauty Holdings, Inc.
TICKER: SBH CUSIP: 79546E104
MEETING DATE: 1/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTIAN A. BRICKMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARSHALL E. EISENBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DIANA S. FERGUSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID W. GIBBS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LINDA HEASLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH C. MAGNACCA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT R. MCMASTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN A. MILLER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR P. KELLY MOONEY ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR SUSAN R. MULDER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DENISE PAULONIS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR EDWARD W. RABIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Sanderson Farms, Inc.
TICKER: SAFM CUSIP: 800013104
MEETING DATE: 2/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRED L. BANKS, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT C. KHAYAT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GAIL JONES PITTMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TONI D. COOLEY ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR DAVID BARKSDALE ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR EDITH KELLY-GREEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: SandRidge Energy, Inc.
TICKER: SD CUSIP: 80007P869
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BOB G. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JONATHAN CHRISTODORO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JONATHAN FRATES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN "JACK" LIPINSKI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAUL D. MCKINNEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RANDOLPH C. READ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: Sandy Spring Bancorp, Inc.
TICKER: SASR CUSIP: 800363103
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MONA ABUTALEB ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT E. HENEL, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK C. MICKLEM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY G. NAKAMOTO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Sangamo Therapeutics, Inc.
TICKER: SGMO CUSIP: 800677106
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR H. STEWART PARKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT F. CAREY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN G. DILLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALEXANDER D. MACRAE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SAIRA RAMASASTRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAREN L. SMITH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH S. ZAKRZEWSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Sanmina Corp.
TICKER: SANM CUSIP: 801056102
MEETING DATE: 3/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL J. CLARKE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EUGENE A. DELANEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM J. DELANEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN P. GOLDSBERRY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RITA S. LANE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOSEPH G. LICATA, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARIO M. ROSATI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JURE SOLA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JACKIE M. WARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: Santander Consumer USA Holdings Inc.
TICKER: SC CUSIP: 80283M101
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAHESH ADITYA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSE DONCEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN A. FERRISS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR VICTOR HILL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDITH E. HOLIDAY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAVIER MALDONADO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR ROBERT J. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM F. MUIR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SCOTT POWELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM RAINER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: REPORT ON RISK OF RACIAL DISCRIMINATION SHAREHOLDER YES AGAINST FOR
IN VEHICLE LENDING
ISSUER: Sarepta Therapeutics, Inc.
TICKER: SRPT CUSIP: 803607100
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD J. BARRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR M. KATHLEEN BEHRENS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CLAUDE NICAISE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Saul Centers, Inc.
TICKER: BFS CUSIP: 804395101
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE P. CLANCY, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. PAGE LANSDALE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW M. SAUL, II ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Savara Inc.
TICKER: SVRA CUSIP: 805111101
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ROBERT NEVILLE ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR NEVAN ELAM ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR RICHARD J. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JOSEPH S. MCCRACKEN ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR MATTHEW PAULS ISSUER YES AGAINST AGAINST
PROPOSAL #1F: ELECT DIRECTOR YURI PIKOVER ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR DAVID A. RAMSAY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: SB Financial Group, Inc.
TICKER: SBFG CUSIP: 78408D105
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD L. HARDGROVE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK A. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM G. MARTIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BKD LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: SB One Bancorp
TICKER: SBBX CUSIP: 78413T103
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD BRANCA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SALVATORE A. DAVINO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY LABOZZETTA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL F. LOMBARDI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT MCNERNEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #6: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: SBA Communications Corporation
TICKER: SBAC CUSIP: 78410G104
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KEVIN L. BEEBE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JACK LANGER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEFFREY A. STOOPS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: SCANA Corp.
TICKER: SCG CUSIP: 80589M102
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES A. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LYNNE M. MILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES W. ROQUEMORE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MACEO K. SLOAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN E. BACHMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICIA D. GALLOWAY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: ASSESS PORTFOLIO IMPACTS OF POLICIES TO SHAREHOLDER YES FOR AGAINST
MEET 2 DEGREE SCENARIO
ISSUER: SCANA Corporation
TICKER: SCG CUSIP: 80589M102
MEETING DATE: 7/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: ScanSource, Inc.
TICKER: SCSC CUSIP: 806037107
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN R. FISCHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL L. BAUR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER C. BROWNING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. GRAINGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN P. REILLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELIZABETH O. TEMPLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES R. WHITCHURCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Schlumberger Limited
TICKER: SLB CUSIP: 806857108
MEETING DATE: 4/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER L.S. CURRIE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MIGUEL M. GALUCCIO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAAL KIBSGAARD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NIKOLAY KUDRYAVTSEV ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TATIANA A. MITROVA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR INDRA K. NOOYI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LUBNA S. OLAYAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK G. PAPA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LEO RAFAEL REIF ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR HENRI SEYDOUX ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADOPT AND APPROVE FINANCIALS AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: AMEND NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
ISSUER: Schneider National, Inc.
TICKER: SNDR CUSIP: 80689H102
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY P. DEPREY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. GIERTZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ADAM P. GODFREY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT W. GRUBBS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NORMAN E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK B. ROURKE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN A. SWAINSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES L. WELCH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KATHLEEN M. ZIMMERMANN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Schnitzer Steel Industries, Inc.
TICKER: SCHN CUSIP: 806882106
MEETING DATE: 1/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RHONDA D. HUNTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID L. JAHNKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM D. LARSSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Scholar Rock Holding Corporation
TICKER: SRRK CUSIP: 80706P103
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NAGESH K. MAHANTHAPPA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDWARD H. MYLES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Scholastic Corp.
TICKER: SCHL CUSIP: 807066105
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES W. BARGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN L. DAVIES ISSUER YES FOR FOR
ISSUER: Schweitzer-Mauduit International, Inc.
TICKER: SWM CUSIP: 808541106
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEBORAH BORG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY KRAMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDERSON D. WARLICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR K.C. CALDABAUGH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Science Applications International Corp.
TICKER: SAIC CUSIP: 808625107
MEETING DATE: 1/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Science Applications International Corporation
TICKER: SAIC CUSIP: 808625107
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT A. BEDINGFIELD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN J. HAMRE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID M. KERKO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR TIMOTHY J. MAYOPOULOS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KATHARINA G. MCFARLAND ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANTHONY J. MORACO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DONNA S. MOREA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVEN R. SHANE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Scientific Games Corporation
TICKER: SGMS CUSIP: 80874P109
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD O. PERELMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARRY L. COTTLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER A. COHEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD M. HADDRILL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID L. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL M. MEISTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. REGAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BARRY F. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FRANCES F. TOWNSEND ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KNEELAND C. YOUNGBLOOD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JACK A. MARKELL ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARIA T. VULLO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Scotts Miracle-Gro Co.
TICKER: SMG CUSIP: 810186106
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID C. EVANS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADAM HANFT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHERINE HAGEDORN ISSUER YES FOR FOR
LITTLEFIELD
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: scPharmaceuticals Inc.
TICKER: SCPH CUSIP: 810648105
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR METTE KIRSTINE AGGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MASON FREEMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MINNIE BAYLOR-HENRY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: SCYNEXIS, Inc.
TICKER: SCYX CUSIP: 811292101
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARMANDO ANIDO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEVEN C. GILMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ANN F. HANHAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID HASTINGS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR GUY MACDONALD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARCO TAGLIETTI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
ISSUER: Seaboard Corp.
TICKER: SEB CUSIP: 811543107
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN J. BRESKY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. ADAMSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS W. BAENA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD I. SHIFMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL M. SQUIRES ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: SeaChange International, Inc.
TICKER: SEAC CUSIP: 811699107
MEETING DATE: 7/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARK BONNEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARY PALERMO COTTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Seacoast Banking Corporation of Florida
TICKER: SBCF CUSIP: 811707801
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS J. ARCZYNSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARYANN GOEBEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS E. ROSSIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. LIPSTEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: SEACOR Holdings Inc.
TICKER: CKH CUSIP: 811904101
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES FABRIKANT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID R. BERZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR OIVIND LORENTZEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER P. PAPOURAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID M. SCHIZER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: SEACOR Marine Holdings Inc.
TICKER: SMHI CUSIP: 78413P101
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES FABRIKANT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN GELLERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW R. MORSE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. CHRISTOPHER REGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT D. ABENDSCHEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JULIE PERSILY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALFREDO MIGUEL BEJOS ISSUER YES FOR FOR
PROPOSAL #2: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
REDUCE THE SHARE OWNERSHIP REQUIRED FOR STOCKHOLDERS
TO ACT BY WRITTEN CONSENT
PROPOSAL #3: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
REDUCE THE SHARE OWNERSHIP REQUIRED FOR STOCKHOLDERS
TO APPROVE MERGERS AND CERTAIN EXTRAORDINARY
TRANSACTIONS
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Seagate Technology Plc
TICKER: STX CUSIP: G7945M107
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM D. MOSLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN J. LUCZO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARK W. ADAMS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JUDY BRUNER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL R. CANNON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM T. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAY L. GELDMACHER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DYLAN HAGGART ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEPHANIE TILENIUS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR EDWARD J. ZANDER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: DETERMINE PRICE RANGE FOR REISSUANCE OF ISSUER YES FOR FOR
TREASURY SHARES
ISSUER: Seagate Technology plc
TICKER: STX CUSIP: G7945M107
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REDUCTION IN CAPITAL AND ISSUER YES FOR FOR
CREATION OF DISTRIBUTABLE RESERVES
ISSUER: Sealed Air Corporation
TICKER: SEE CUSIP: 81211K100
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL CHU ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANCOISE COLPRON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDWARD L. DOHENY, II ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PATRICK DUFF ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HENRY R. KEIZER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JACQUELINE B. KOSECOFF ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HARRY A. LAWTON, III ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR NEIL LUSTIG ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JERRY R. WHITAKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Sears Hometown and Outlet Stores, Inc.
TICKER: SHOS CUSIP: 812362101
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR E. J. BIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALBERTO FRANCO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES F. GOOCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPHINE LINDEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEVIN LONGINO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILL POWELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN E. TOBER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: SeaSpine Holdings Corporation
TICKER: SPNE CUSIP: 81255T108
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL FEKETE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN B. HENNEMAN, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
ISSUER: Seattle Genetics, Inc.
TICKER: SGEN CUSIP: 812578102
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SRINIVAS AKKARAJU ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MARC E. LIPPMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL G. WELCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: SeaWorld Entertainment, Inc.
TICKER: SEAS CUSIP: 81282V100
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GUSTAVO "GUS" ANTORCHA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RONALD BENSION ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM GRAY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR YOSHIKAZU MARUYAMA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS E. MOLONEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SCOTT I. ROSS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Second Sight Medical Products, Inc.
TICKER: EYES CUSIP: 81362J100
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JONATHAN WILL MCGUIRE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM J. LINK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GREGG WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR AARON MENDELSOHN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MATTHEW PFEFFER ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: RATIFY GUMBINER SAVETT INC. AS AUDITORS ISSUER YES FOR FOR
ISSUER: SecureWorks Corp.
TICKER: SCWX CUSIP: 81374A105
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL S. DELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK J. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM R. MCDERMOTT ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Security National Financial Corporation
TICKER: SNFCA CUSIP: 814785309
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT M. QUIST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GILBERT A. FULLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NORMAN G. WILBUR ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR JOHN L. COOK ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ROBERT G. HUNTER ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR H. CRAIG MOODY ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR JASON G. OVERBAUGH ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR S. ANDREW QUIST ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: SEI Investments Company
TICKER: SEIC CUSIP: 784117103
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ALFRED P. WEST, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM M. DORAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Select Bancorp, Inc.
TICKER: SLCT CUSIP: 81617L108
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. GARY CICCONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR OSCAR N. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD V. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR V. PARKER OVERTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR K. CLARK STALLINGS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W. LYNDO TIPPETT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: REMOVE AGE RESTRICTION FOR DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #6: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Select Energy Services, Inc.
TICKER: WTTR CUSIP: 81617J301
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN D. SCHMITZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HOLLI C. LADHANI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT V. DELANEY, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ADAM J. KLEIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID C. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DOUGLAS J. WALL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD A. BURNETT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KEITH O. RATTIE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID A. TRICE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND BYLAWS
ISSUER: Select Income REIT
TICKER: SIR CUSIP: 81618T100
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Select Interior Concepts, Inc.
TICKER: SIC CUSIP: 816120307
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR S. TRACY COSTER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR TYRONE JOHNSON ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR DONALD MCALEENAN ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR J. DAVID SMITH ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR ROBERT SCOTT VANSANT ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR BRETT WYARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Select Medical Holdings Corp.
TICKER: SEM CUSIP: 81619Q105
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RUSSELL L. CARSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. FRIST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. ORTENZIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARILYN B. TAVENNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Selecta Biosciences, Inc.
TICKER: SELB CUSIP: 816212104
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY C. BARABE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARSTEN BRUNN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Selective Insurance Group, Inc.
TICKER: SIGI CUSIP: 816300107
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. BURVILLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRENCE W. CAVANAUGH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT KELLY DOHERTY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN J. MARCHIONI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS A. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR H. ELIZABETH MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. MORRISSEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GREGORY E. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CYNTHIA S. NICHOLSON ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR RONALD L. O'KELLEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM M. RUE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JOHN S. SCHEID ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR J. BRIAN THEBAULT ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR PHILIP H. URBAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: SemGroup Corporation
TICKER: SEMG CUSIP: 81663A105
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD A. BALLSCHMIEDE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SARAH M. BARPOULIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARLIN G. CONNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KARL F. KURZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES H. LYTAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM J. MCADAM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS R. MCDANIEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Sempra Energy
TICKER: SRE CUSIP: 816851109
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN L. BOECKMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHLEEN L. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDRES CONESA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARIA CONTRERAS-SWEET ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PABLO A. FERRERO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM D. JONES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY W. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL N. MEARS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM C. RUSNACK ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR LYNN SCHENK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JACK T. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CYNTHIA L. WALKER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JAMES C. YARDLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: Semtech Corporation
TICKER: SMTC CUSIP: 816850101
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES P. BURRA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RODOLPHO C. CARDENUTO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE C. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SAAR GILLAI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROCKELL N. HANKIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YE JANE LI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES T. LINDSTROM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MOHAN R. MAHESWARAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CARMELO J. SANTORO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SYLVIA SUMMERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: SendGrid, Inc.
TICKER: SEND CUSIP: 816883102
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Seneca Foods Corporation
TICKER: SENEA CUSIP: 817070501
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KRAIG H. KAYSER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS PAULSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEITH A. WOODWARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Senior Housing Properties Trust
TICKER: SNH CUSIP: 81721M109
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN L. HARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADAM D. PORTNOY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Sensata Technologies Holding plc
TICKER: ST CUSIP: G8060N102
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAUL B. EDGERLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARTHA N. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN P. ABSMEIER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES E. HEPPELMANN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHARLES W. PEFFER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CONSTANCE E. SKIDMORE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANDREW C. TEICH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS WROE JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEPHEN M. ZIDE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTOR COMPENSATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIRECTOR COMPENSATION POLICY ISSUER YES FOR FOR
PROPOSAL #6: RATIFY ERNST & YOUNG LLP AS U.K. ISSUER YES FOR FOR
STATUTORY AUDITOR
PROPOSAL #7: AUTHORIZE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #8: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9: GRANT BOARD AUTHORITY TO REPURCHASE ISSUER YES FOR FOR
SHARES
PROPOSAL #10: AUTHORIZE ISSUE OF EQUITY ISSUER YES FOR FOR
PROPOSAL #11: AUTHORIZE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #12: AUTHORIZE THE BOARD OF DIRECTORS TO ISSUER YES FOR FOR
ALLOT SHARES UNDER THE EQUITY INCENTIVE PLANS
PROPOSAL #13: AUTHORIZE THE BOARD OF DIRECTORS TO ISSUER YES FOR FOR
ALLOT SHARES UNDER THE EQUITY INCENTIVE PLANS WITHOUT
PRE-EMPTIVE RIGHTS
ISSUER: Senseonics Holdings, Inc.
TICKER: SENS CUSIP: 81727U105
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN P. DEFALCO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS S. PRINCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS A. ROEDER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Sensient Technologies Corp.
TICKER: SXT CUSIP: 81725T100
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HANK BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH CARLEONE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD H. CICHURSKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARIO FERRUZZI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD W. LANDRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL MANNING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEBORAH MCKEITHAN- ISSUER YES FOR FOR
GEBHARDT
PROPOSAL #1.8: ELECT DIRECTOR SCOTT C. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ELAINE R. WEDRAL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ESSIE WHITELAW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Sensus Healthcare, Inc.
TICKER: SRTS CUSIP: 81728J109
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JOHN HEINRICH ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ANTHONY PETRELLI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Sequential Brands Group, Inc.
TICKER: SQBG CUSIP: 81734P107
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODNEY S. COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEWART LEONARD, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY JOHNSON ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY COHNREZNICK LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES FOR AGAINST
ISSUER: Seres Therapeutics, Inc.
TICKER: MCRB CUSIP: 81750R102
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS A. AUSIELLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLARD H. DERE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROGER J. POMERANTZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ERIC D. SHAFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Seritage Growth Properties
TICKER: SRG CUSIP: 81752R100
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID S. FAWER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS M. STEINBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: Service Corporation International
TICKER: SCI CUSIP: 817565104
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ALAN R. BUCKWALTER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAKKI L. HAUSSLER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VICTOR L. LUND ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ELLEN OCHOA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: ServiceMaster Global Holdings, Inc.
TICKER: SERV CUSIP: 81761R109
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR LAURIE ANN GOLDMAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR STEVEN B. HOCHHAUSER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR NIKHIL M. VARTY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: ServiceNow, Inc.
TICKER: NOW CUSIP: 81762P102
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TERESA BRIGGS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAUL E. CHAMBERLAIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TAMAR O. YEHOSHUA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: ServiceSource International, Inc.
TICKER: SREV CUSIP: 81763U100
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT G. ASHE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE W. DUNLEVIE ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOHN R. FERRON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS F. MENDOZA ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: ELECT DIRECTOR GARY B. MOORE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MADHU RANGANATHAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD G. WALKER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: ServisFirst Bancshares, Inc.
TICKER: SFBS CUSIP: 81768T108
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS A. BROUGHTON, ISSUER YES FOR FOR
III
PROPOSAL #1.2: ELECT DIRECTOR J. RICHARD CASHIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES J. FILLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL D. FULLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HATTON C. V. SMITH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR IRMA L. TUDER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Sesen Bio, Inc.
TICKER: SESN CUSIP: 817763105
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WENDY L. DIXON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JAY S. DUKER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Severn Bancorp, Inc.
TICKER: SVBI CUSIP: 81811M100
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND S. CROSBY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ERIC M. KEITZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: SG Blocks, Inc.
TICKER: SGBX CUSIP: 78418A307
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL M. GALVIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR BALAN R. AYYAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR YANIV BLUMENFELD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER MELTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR A. RICHARD MOORE, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES C. POTTS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MAHESH S. SHETTY ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY WHITLEY PENN LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
ISSUER: Shake Shack Inc.
TICKER: SHAK CUSIP: 819047101
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL MEYER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANNA FIELER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEFF FLUG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Sharps Compliance Corp.
TICKER: SMED CUSIP: 820017101
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. DALTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PARRIS H. HOLMES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR F. GARDNER PARKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID P. TUSA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PHILIP C. ZERRILLO ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: SharpSpring, Inc.
TICKER: SHSP CUSIP: 820054104
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN A. HUEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD CARLSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID A. BUCKEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARIETTA DAVIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL C. ALLEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CHERRY BEKAERT LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Shenandoah Telecommunications Co. (Virginia)
TICKER: SHEN CUSIP: 82312B106
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER E. FRENCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DALE S. LAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Shiloh Industries, Inc.
TICKER: SHLO CUSIP: 824543102
MEETING DATE: 2/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLOYD J. ABRUZZO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DIETER KAESGEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
ISSUER: Shoe Carnival, Inc.
TICKER: SCVL CUSIP: 824889109
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLIFTON E. SIFFORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES A. ASCHLEMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREA R. GUTHRIE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Shore Bancshares, Inc.
TICKER: SHBI CUSIP: 825107105
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANK E. MASON, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY E. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN H. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY YOUNT, HYDE & BARBOUR, P.C. AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: ShotSpotter, Inc.
TICKER: SSTI CUSIP: 82536T107
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PASCAL LEVENSOHN ISSUER YES FOR FOR
PROPOSAL #2b: ELECT DIRECTOR THOMAS T. GROOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
ISSUER: Shutterfly, Inc.
TICKER: SFLY CUSIP: 82568P304
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. LANSING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELIZABETH S. RAFAEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL P. ZEISSER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Shutterstock, Inc.
TICKER: SSTK CUSIP: 825690100
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JONATHAN ORINGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: SI Financial Group, Inc.
TICKER: SIFI CUSIP: 78425V104
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: SI-BONE, Inc.
TICKER: SIBN CUSIP: 825704109
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TIMOTHY E. DAVIS, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HEYWARD R. DONIGAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARK J. FOLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Sienna Biopharmaceuticals, Inc.
TICKER: SNNA CUSIP: 82622H108
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS M. FENTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT MORE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Sientra, Inc.
TICKER: SIEN CUSIP: 82621J105
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NICHOLAS SIMON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TIMOTHY HAINES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARY M. FISHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Sierra Bancorp
TICKER: BSRR CUSIP: 82620P102
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALBERT L. BERRA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VONN R. CHRISTENSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAURENCE S. DUTTO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN J. MCPHAILL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GORDON T. WOODS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY VAVRINEK, TRINE, DAY & CO., LLP ISSUER YES FOR FOR
AS AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: SIGA Technologies, Inc.
TICKER: SIGA CUSIP: 826917106
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC A. ROSE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES J. ANTAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. BAYER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS E. CONSTANCE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PHILLIP L. GOMEZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JULIE M. KANE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY B. KINDLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH W. "CHIP" ISSUER YES FOR FOR
MARSHALL, III
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL C. PLANSKY ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR PAUL G. SAVAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: SigmaTron International, Inc.
TICKER: SGMA CUSIP: 82661L101
MEETING DATE: 9/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LINDA K. FRAUENDORFER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE J. MANTIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS W. RIECK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Signature Bank (New York, New York)
TICKER: SBNY CUSIP: 82669G104
MEETING DATE: 10/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
ISSUER: Signature Bank (New York, New York)
TICKER: SBNY CUSIP: 82669G104
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DERRICK D. CEPHAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JUDITH A. HUNTINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN TAMBERLANE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
ISSUER: Signet Jewelers Limited
TICKER: SIG CUSIP: G81276100
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR H. TODD STITZER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR VIRGINIA "GINA" C. ISSUER YES FOR FOR
DROSOS
PROPOSAL #1c: ELECT DIRECTOR R. MARK GRAF ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ZACKERY HICKS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HELEN MCCLUSKEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SHARON L. MCCOLLAM ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR NANCY A. REARDON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JONATHAN SEIFFER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JONATHAN SOKOLOFF ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BRIAN TILZER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR EUGENIA ULASEWICZ ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Silgan Holdings, Inc.
TICKER: SLGN CUSIP: 827048109
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR R. PHILIP SILVER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Silicon Laboratories, Inc.
TICKER: SLAB CUSIP: 826919102
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR WILLIAM G. BOCK ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JACK R. LAZAR ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR CHRISTY WYATT ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: SilverBow Resources, Inc.
TICKER: SBOW CUSIP: 82836G102
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID GEENBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARCUS C. ROWLAND ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR SEAN C. WOOLVERTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE REPRICING OF OPTIONS ISSUER YES AGAINST AGAINST
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Silvercrest Asset Management Group Inc.
TICKER: SAMG CUSIP: 828359109
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ALBERT S. MESSINA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Simmons First National Corp.
TICKER: SFNC CUSIP: 828730200
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT FIFTEEN ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR JAY D. BURCHFIELD ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR WILLIAM E. CLARK, II ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR STEVEN A. COSSE ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MARK C. DORAMUS ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR EDWARD DRILLING ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR EUGENE HUNT ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR JERRY HUNTER ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR CHRISTOPHER R. KIRKLAND ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SUSAN LANIGAN ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR GEORGE A. MAKRIS, JR. ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR W. SCOTT MCGEORGE ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR TOM E. PURVIS ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR ROBERT L. SHOPTAW ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR RUSSELL W. TEUBNER ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR MINDY WEST ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
ISSUER: Simon Property Group, Inc.
TICKER: SPG CUSIP: 828806109
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GLYN F. AEPPEL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LARRY C. GLASSCOCK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KAREN N. HORN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALLAN HUBBARD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR REUBEN S. LEIBOWITZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GARY M. RODKIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEFAN M. SELIG ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DANIEL C. SMITH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR J. ALBERT SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARTA R. STEWART ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
ISSUER: Simpson Manufacturing Co., Inc.
TICKER: SSD CUSIP: 829073105
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KAREN COLONIAS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES S. ANDRASICK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JENNIFER A. CHATMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBIN G. MACGILLIVRAY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GARY M. CUSUMANO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CELESTE VOLZ FORD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL A. BLESS ISSUER YES AGAINST AGAINST
PROPOSAL #1h: ELECT DIRECTOR PHILIP E. DONALDSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Simulations Plus, Inc.
TICKER: SLP CUSIP: 829214105
MEETING DATE: 2/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER S. WOLTOSZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THADDEUS H. GRASELA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN K. PAGLIA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID L. RALPH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL WEINER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ROSE, SNYDER, AND JACOBS, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE INCREASE IN SIZE OF BOARD ISSUER YES FOR FOR
ISSUER: Sinclair Broadcast Group, Inc.
TICKER: SBGI CUSIP: 829226109
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID D. SMITH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR FREDERICK G. SMITH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR J. DUNCAN SMITH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ROBERT E. SMITH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR HOWARD E. FRIEDMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR LAWRENCE E. MCCANNA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR DANIEL C. KEITH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR MARTIN R. LEADER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR BENSON E. LEGG ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADOPT A POLICY ON BOARD DIVERSITY SHAREHOLDER YES FOR AGAINST
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
ISSUER: Sirius XM Holdings Inc.
TICKER: SIRI CUSIP: 82968B103
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOAN L. AMBLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE W. BODENHEIMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK D. CARLETON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR EDDY W. HARTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES P. HOLDEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREGORY B. MAFFEI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR EVAN D. MALONE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES E. MEYER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES F. MOONEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL RAPINO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KRISTINA M. SALEN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CARL E. VOGEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.13: ELECT DIRECTOR DAVID M. ZASLAV ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: SITE Centers Corp.
TICKER: SITC CUSIP: 82981J109
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LINDA B. ABRAHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRANCE R. AHERN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JANE E. DEFLORIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS FINNE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID R. LUKES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR VICTOR B. MACFARLANE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALEXANDER OTTO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAWN M. SWEENEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: SiteOne Landscape Supply, Inc.
TICKER: SITE CUSIP: 82982L103
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRED M. DIAZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. ROY DUNBAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARISA J. DRAKE ISSUER YES FOR FOR
PROPOSAL #2: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: SITO Mobile Ltd.
TICKER: SITO CUSIP: 82988R203
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN BOND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN (STEVE) ISSUER YES FOR FOR
BORNSTEIN
PROPOSAL #1.3: ELECT DIRECTOR BRANT (BONIN) BOUGH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN (STEVE) FELSHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRETT O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS J. PALLACK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: Six Flags Entertainment Corp.
TICKER: SIX CUSIP: 83001A102
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KURT M. CELLAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NANCY A. KREJSA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JON L. LUTHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR USMAN NABI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN D. OWENS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES REID-ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD W. ROEDEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: SJW Group
TICKER: SJW CUSIP: 784305104
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHARINE ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WALTER J. BISHOP ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DOUGLAS R. KING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GREGORY P. LANDIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DEBRA C. MAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DANIEL B. MORE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ERIC W. THORNBURG ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT A. VAN VALER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Skechers U.S.A., Inc.
TICKER: SKX CUSIP: 830566105
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID WEINBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY GREENBERG ISSUER YES FOR FOR
PROPOSAL #2: REPORT ON PLANS TO INCREASE BOARD SHAREHOLDER YES FOR AGAINST
DIVERSITY
ISSUER: Sky West, Inc.
TICKER: SKYW CUSIP: 830879102
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERRY C. ATKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. STEVE ALBRECHT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RUSSELL A. CHILDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HENRY J. EYRING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MEREDITH S. MADDEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD J. MITTELSTAEDT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW C. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEITH E. SMITH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEVEN F. UDVAR-HAZY ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR JAMES L. WELCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Skyline Champion Corp.
TICKER: SKY CUSIP: 830830105
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY BERNLOHR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL BEVACQUA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JOHN C. FIRTH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD W. FLOREA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL KAUFMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR DANIEL R. OSNOSS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR GARY E. ROBINETTE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Skyworks Solutions, Inc.
TICKER: SWKS CUSIP: 83088M102
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. ALDRICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN L. BEEBE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY R. FUREY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LIAM K. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BALAKRISHNAN S. IYER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTINE KING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID P. MCGLADE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT A. SCHRIESHEIM ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KIMBERLY S. STEVENSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT SIMPLE MAJORITY SHAREHOLDER YES FOR N/A
ISSUER: SL Green Realty Corp.
TICKER: SLG CUSIP: 78440X101
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN H. ALSCHULER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDWIN T. BURTON, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LAUREN B. DILLARD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN L. GREEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CRAIG M. HATKOFF ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANDREW W. MATHIAS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Sleep Number Corporation
TICKER: SNBR CUSIP: 83125X103
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. HARRISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHELLY R. IBACH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEBORAH L. KILPATRICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARBARA R. MATAS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: SLM Corporation
TICKER: SLM CUSIP: 78442P106
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAUL G. CHILD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARY CARTER WARREN ISSUER YES FOR FOR
FRANKE
PROPOSAL #1c: ELECT DIRECTOR EARL A. GOODE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARIANNE M. KELER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARK L. LAVELLE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JIM MATHESON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FRANK C. PULEO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RAYMOND J. QUINLAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR VIVIAN C. SCHNECK-LAST ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM N. SHIEBLER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ROBERT S. STRONG ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR KIRSTEN O. WOLBERG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: SM Energy Company
TICKER: SM CUSIP: 78454L100
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARLA J. BAILO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY W. BICKLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN R. BRAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LOREN M. LEIKER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAVAN D. OTTOSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAMIRO G. PERU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JULIO M. QUINTANA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROSE M. ROBESON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM D. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Smart & Final Stores, Inc.
TICKER: SFS CUSIP: 83190B101
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANDREW A. GIANCAMILLI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ELAINE K. RUBIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KENNETH I. TUCHMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Smart Sand, Inc.
TICKER: SND CUSIP: 83191H107
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES E. YOUNG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSE E. FELICIANO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: SmartFinancial, Inc.
TICKER: SMBK CUSIP: 83190L208
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICTOR L. BARRETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MONIQUE P. BERKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM "BILLY" Y. ISSUER YES FOR FOR
CARROLL, JR.
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM "BILL" Y. ISSUER YES FOR FOR
CARROLL, SR.
PROPOSAL #1.5: ELECT DIRECTOR CLIFTON N. MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TED C. MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID A. OGLE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN B. TUCKER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WESLEY M. "MILLER" ISSUER YES FOR FOR
WELBORN
PROPOSAL #1.1: ELECT DIRECTOR KEITH E. WHALEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR J. BEAU WICKS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR GEOFFREY A. WOLPERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Smartsheet Inc.
TICKER: SMAR CUSIP: 83200N103
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELENA C. GOMEZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK P. MADER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAGDALENA YESIL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Smith Micro Software, Inc.
TICKER: SMSI CUSIP: 832154207
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW ARNO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL GULKO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY SINGERLEWAK LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Snap-on Incorporated
TICKER: SNA CUSIP: 833034101
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID C. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN L. DANIEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RUTH ANN M. GILLIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES P. HOLDEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NATHAN J. JONES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HENRY W. KNUEPPEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. DUDLEY LEHMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NICHOLAS T. PINCHUK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GREGG M. SHERRILL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DONALD J. STEBBINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Social Reality, Inc.
TICKER: SRAX CUSIP: 83362P300
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER MIGLINO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KRISTOFFER NELSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARC SAVAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR MALCOLM CASSELLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT JORDAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR COLLEEN DICLAUDIO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RBSM LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Solaris Oilfield Infrastructure, Inc.
TICKER: SOI CUSIP: 83418M103
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. HOWARD KEENAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAY N. WALKER, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CYNTHIA M. DURRETT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Soleno Therapeutics, Inc.
TICKER: SLNO CUSIP: 834203200
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANISH BHATNAGAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM G. HARRIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Solid Biosciences Inc.
TICKER: SLDB CUSIP: 83422E105
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT HUFFINES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADAM KOPPEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUKUMAR NAGENDRAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAJEEV SHAH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Solitario Zinc Corp.
TICKER: XPL CUSIP: 8342EP107
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN LABADIE ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOHN LABATE ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JAMES HESKETH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER E. HERALD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GIL ATZMON ISSUER YES AGAINST AGAINST
PROPOSAL #1.6: ELECT DIRECTOR JOSHUA D. CRUMB ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PLANTE MORAN PLLC AS AUDITORS ISSUER YES FOR FOR
ISSUER: Sonic Automotive, Inc.
TICKER: SAH CUSIP: 83545G102
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR O. BRUTON SMITH ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DAVID BRUTON SMITH ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR WILLIAM I. BELK ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR WILLIAM R. BROOKS ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR VICTOR H. DOOLAN ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR JOHN W. HARRIS, III ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR ROBERT HELLER ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR R. EUGENE TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Sonic Corp.
TICKER: SONC CUSIP: 835451105
MEETING DATE: 12/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Sonoco Products Co.
TICKER: SON CUSIP: 835495102
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAMELA L. DAVIES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THERESA J. DREW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILIPPE GUILLEMOT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JOHN R. HALEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD G. KYLE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT C. TIEDE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS E. WHIDDON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES FOR AGAINST
ISSUER: Sonoma Pharmaceuticals, Inc.
TICKER: SNOA CUSIP: 83558L105
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHARON A. BARBARI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RUSSELL HARRISON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
ISSUER: Sonos, Inc.
TICKER: SONO CUSIP: 83570H108
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT BACH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN BOONE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN MAEDA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Sophiris Bio Inc.
TICKER: SPHS CUSIP: 83578Q209
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LARS EKMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1b: ELECT DIRECTOR JOHN "JACK" GELTOSKY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JIM HEPPELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1d: ELECT DIRECTOR ALLISON HULME ISSUER YES WITHHOLD AGAINST
PROPOSAL #1e: ELECT DIRECTOR GERALD T. PROEHL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1f: ELECT DIRECTOR RANDALL E. WOODS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Sorrento Therapeutics, Inc.
TICKER: SRNE CUSIP: 83587F202
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HENRY JI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DORMAN FOLLOWWILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIM D. JANDA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID LEMUS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAISIM SHAH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YUE ALEXANDER WU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
PERMIT REMOVAL OF DIRECTORS WITH OR WITHOUT CAUSE
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Sotheby's
TICKER: BID CUSIP: 835898107
MEETING DATE: 2/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
ISSUER: Sotheby's
TICKER: BID CUSIP: 835898107
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JESSICA M. BIBLIOWICZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LINUS W. L. CHEUNG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN C. CONROY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOMENICO DE SOLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THE DUKE OF DEVONSHIRE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL S. LOEB ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARSHA E. SIMMS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS S. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DIANA L. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR DENNIS M. WEIBLING ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR HARRY J. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
ISSUER: Sotherly Hotels, Inc.
TICKER: SOHO CUSIP: 83600C103
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. FOLSOM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW M. SIMS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARIA L. CALDWELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR G. SCOTT GIBSON, IV ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD S. STEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HERSCHEL J. WALKER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANTHONY C. ZINNI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Sound Financial Bancorp, Inc.
TICKER: SFBC CUSIP: 83607A100
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TYLER K. MYERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT F. CARNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES E. SWEENEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS, LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: South Jersey Industries, Inc.
TICKER: SJI CUSIP: 838518108
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SARAH M. BARPOULIS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS A. BRACKEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KEITH S. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR VICTOR A. FORTKIEWICZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SHEILA HARTNETT-DEVLIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WALTER M. HIGGINS, III ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SUNITA HOLZER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL J. RENNA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOSEPH M. RIGBY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR FRANK L. SIMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: South State Corp.
TICKER: SSB CUSIP: 840441109
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT R. HORGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT H. DEMERE, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREY B. MURRAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES W. ROQUEMORE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Southern First Bancshares, Inc.
TICKER: SFST CUSIP: 842873101
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEIGHTON M. CUBBAGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID G. ELLISON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES B. ORDERS, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANNA T. LOCKE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ELLIOTT DAVIS, LLC AS AUDITOR ISSUER YES FOR FOR
ISSUER: Southern Missouri Bancorp, Inc.
TICKER: SMBC CUSIP: 843380106
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREG A. STEFFENS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR L. DOUGLAS BAGBY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID J. TOOLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TODD E. HENSLEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Southern National Bancorp of Virginia, Inc.
TICKER: SONA CUSIP: 843395104
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. RODERICK PORTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN F. BIAGAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR F.L. GARRETT, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR W. BRUCE JENNINGS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL H. BURCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: Southside Bancshares, Inc.
TICKER: SBSI CUSIP: 84470P109
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. BOSWORTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEE R. GIBSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE H. "TREY" ISSUER YES FOR FOR
HENDERSON, III
PROPOSAL #1.4: ELECT DIRECTOR DONALD W. THEDFORD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Southwest Airlines Co.
TICKER: LUV CUSIP: 844741108
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID W. BIEGLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR J. VERONICA BIGGINS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DOUGLAS H. BROOKS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM H. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN G. DENISON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS W. GILLIGAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GARY C. KELLY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GRACE D. LIEBLEIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NANCY B. LOEFFLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN T. MONTFORD ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RON RICKS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
ISSUER: Southwest Gas Holdings, Inc.
TICKER: SWX CUSIP: 844895102
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. BOUGHNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSE A. CARDENAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS E. CHESTNUT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN C. COMER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN. P. HESTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JANE LEWIS-RAYMOND ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANNE L. MARIUCCI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL J. MELARKEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR A. RANDALL THOMAN ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR THOMAS A. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LESLIE T. THORNTON ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: CHANGE STATE OF INCORPORATION FROM ISSUER YES FOR FOR
CALIFORNIA TO DELAWARE
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Southwest Georgia Financial Corporation
TICKER: SGB CUSIP: 84502A104
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CECIL H. BARBER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. COLE, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEWITT DREW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD L. MOSS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROY H. REEVES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHNNY R. SLOCUMB ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR M. LANE WEAR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARCUS R. WELLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY TJS DEEMER DANA LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Southwestern Energy Company
TICKER: SWN CUSIP: 845467109
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. GASS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CATHERINE A. KEHR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREG D. KERLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JON A. MARSHALL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK M. PREVOST ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANNE TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM J. WAY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: SP Plus Corporation
TICKER: SP CUSIP: 78469C103
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR G MARC BAUMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN M. GARRISON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALICE M. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGORY A. REID ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WYMAN T. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS R. WAGGONER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Spark Energy, Inc.
TICKER: SPKE CUSIP: 846511103
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NATHAN G. KROEKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR NICK W. EVANS, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Spartan Motors, Inc.
TICKER: SPAR CUSIP: 846819100
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD F. DAUCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD E. HARBOUR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES A. SHARMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: SpartanNash Company
TICKER: SPTN CUSIP: 847215100
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR M. SHAN ATKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS EIDSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK M. GAMBINO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS A. HACKER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YVONNE R. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW MANNELLY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELIZABETH A. NICKELS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HAWTHORNE L. PROCTOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID M. STAPLES ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM R. VOSS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Sparton Corp.
TICKER: SPA CUSIP: 847235108
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ALAN L. BAZAAR ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JAMES D. FAST ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JOSEPH J. HARTNETT ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR CHARLES R. KUMMETH ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JAMES R. SWARTWOUT ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR FRANK A. 'ANDY' WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Sparton Corp.
TICKER: SPA CUSIP: 847235108
MEETING DATE: 3/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Spectrum Brands Holdings, Inc.
TICKER: SPB CUSIP: 84763R101
MEETING DATE: 7/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: AMEND CHARTER ISSUER YES AGAINST AGAINST
PROPOSAL #5: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #6: INCREASE AUTHORIZED PREFERRED STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #7: AMEND SECURITY TRANSFER RESTRICTIONS ISSUER YES AGAINST AGAINST
PROPOSAL #8: AMEND CHARTER ISSUER YES FOR FOR
ISSUER: Spectrum Pharmaceuticals, Inc.
TICKER: SPPI CUSIP: 84763A108
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM L. ASHTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND W. COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELIZABETH A. CZEREPAK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH W. TURGEON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY L. VACIRCA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOLATRAI M. VYAS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BERNICE R. WELLES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Speedway Motorsports, Inc.
TICKER: TRK CUSIP: 847788106
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR O. BRUTON SMITH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BERNARD C. BYRD, JR. ISSUER YES FOR FOR
ISSUER: Spero Therapeutics, Inc.
TICKER: SPRO CUSIP: 84833T103
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK VINK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR FRANK E. THOMAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Spire, Inc. (Missouri)
TICKER: SR CUSIP: 84857L101
MEETING DATE: 1/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENDA D. NEWBERRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUZANNE SITHERWOOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY ANN VAN LOKEREN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN S. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Spirit AeroSystems Holdings, Inc.
TICKER: SPR CUSIP: 848574109
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES L. CHADWELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR IRENE M. ESTEVES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAUL E. FULCHINO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS C. GENTILE, III ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD A. GEPHARDT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT D. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RONALD T. KADISH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN L. PLUEGER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LAURA H. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
ISSUER: Spirit Airlines, Inc.
TICKER: SAVE CUSIP: 848577102
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARLTON D. DONAWAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. MCINTYRE GARDNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MYRNA M. SOTO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Spirit Mta Reit
TICKER: SMTA CUSIP: 84861U105
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACKSON HSIEH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN G. PANAGOS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN H. SHEPSMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD J. STOCKTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Spirit of Texas Bancshares, Inc.
TICKER: STXB CUSIP: 84861D103
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AKASH J. PATEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. D. PATEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS C. SOOY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS JONES, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Spirit of Texas Bancshares, Inc.
TICKER: STXB CUSIP: 84861D103
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Spirit of Texas Bancshares, Inc.
TICKER: STXB CUSIP: 84861D103
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID M. MCGUIRE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS JONES, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEO T. METCALF, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR NELDA LUCE BLAIR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM K. "KENDALL" ISSUER YES WITHHOLD AGAINST
NIX
PROPOSAL #1.6: ELECT DIRECTOR ALLEN C. "DICK" JONES, ISSUER YES FOR FOR
IV
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Spirit Realty Capital, Inc.
TICKER: SRC CUSIP: 84860W300
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACKSON HSIEH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN M. CHARLTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TODD A. DUNN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD I. GILCHRIST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHELI Z. ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS D. SENKBEIL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NICHOLAS P. SHEPHERD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DIANA M. LAING ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ELIZABETH F. FRANK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Splunk Inc.
TICKER: SPLK CUSIP: 848637104
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARK CARGES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ELISA STEELE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SRI VISWANATH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Spok Holdings, Inc.
TICKER: SPOK CUSIP: 84863T106
MEETING DATE: 7/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR N. BLAIR BUTTERFIELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STACIA A. HYLTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VINCENT D. KELLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN O'REILLY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW ORISTANO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TODD STEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SAMME L. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROYCE YUDKOFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Sportsman's Warehouse Holdings, Inc.
TICKER: SPWH CUSIP: 84920Y106
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTHA BEJAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD MCBEE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: SPRINT CORPORATION
TICKER: S CUSIP: 85207U105
MEETING DATE: 8/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GORDON BETHUNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARCELO CLAURE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHEL COMBES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICK DOYLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD FISHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JULIUS GENACHOWSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN R. KAPPES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL MULLEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR MASAYOSHI SON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.10: ELECT DIRECTOR SARA MARTINEZ TUCKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Sprouts Farmers Markets, Inc.
TICKER: SFM CUSIP: 85208M102
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KRISTEN E. BLUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHON A. BONEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: SPS Commerce, Inc.
TICKER: SPSC CUSIP: 78463M107
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ARCHIE C. BLACK ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR MARTIN J. LEESTMA ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JAMES B. RAMSEY ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR MARTY M. REAUME ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR TAMI L. RELLER ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR PHILIP E. SORAN ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR SVEN A. WEHRWEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: SPX Corp.
TICKER: SPXC CUSIP: 784635104
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EUGENE J. LOWE, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK J. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID A. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: SPX Flow, Inc.
TICKER: FLOW CUSIP: 78469X107
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANNE K. ALTMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK D. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARCUS G. MICHAEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUZANNE B. ROWLAND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Square, Inc.
TICKER: SQ CUSIP: 852234103
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACK DORSEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID VINIAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL DEIGHTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANNA PATTERSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: SRC Energy Inc.
TICKER: SRCI CUSIP: 78470V108
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LYNN A. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK N. AYDIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL E. KELLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL J. KORUS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAYMOND E. MCELHANEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JENNIFER S. ZUCKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: SS&C Technologies Holdings, Inc.
TICKER: SSNC CUSIP: 78467J100
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SMITA CONJEEVARAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL E. DANIELS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM C. STONE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: STAAR Surgical Company
TICKER: STAA CUSIP: 852312305
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN C. FARRELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAREN MASON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C. MOORE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LOUIS E. SILVERMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM P. WALL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF NON-EMPLOYEE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: STAG Industrial, Inc.
TICKER: STAG CUSIP: 85254J102
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR BENJAMIN S. BUTCHER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR VIRGIS W. COLBERT ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR MICHELLE S. DILLEY ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JEFFREY D. FURBER ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR LARRY T. GUILLEMETTE ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR FRANCIS X. JACOBY, III ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR CHRISTOPHER P. MARR ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR HANS S. WEGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Stamps.com Inc.
TICKER: STMP CUSIP: 852857200
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MOHAN P. ANANDA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DAVID C. HABIGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Standard AVB Financial Corp.
TICKER: STND CUSIP: 85303B100
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TERENCE L. GRAFT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN M. LALLY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID C. MATHEWS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RONALD J. MOCK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DALE A. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY S.R. SNODGRASS, P.C. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Standard Motor Products, Inc.
TICKER: SMP CUSIP: 853666105
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. GETHIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAMELA FORBES LIEBERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK S. MCCLYMONT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH W. MCDONNELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALISA C. NORRIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ERIC P. SILLS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAWRENCE I. SILLS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM H. TURNER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD S. WARD ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR ROGER M. WIDMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Standex International Corp.
TICKER: SXI CUSIP: 854231107
MEETING DATE: 10/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES H. CANNON, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY S. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR B. JOANNE EDWARDS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Stanley Black & Decker, Inc.
TICKER: SWK CUSIP: 854502101
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREA J. AYERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE W. BUCKLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK D. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARLOS M. CARDOSO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT B. COUTTS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DEBRA A. CREW ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL D. HANKIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES M. LOREE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES H. SCHOLEFIELD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DMITRI L. STOCKTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
ISSUER: Starbucks Corp.
TICKER: SBUX CUSIP: 855244109
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROSALIND G. BREWER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARY N. DILLON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MELLODY HOBSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KEVIN R. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JORGEN VIG KNUDSTORP ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SATYA NADELLA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOSHUA COOPER RAMO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CLARA SHIH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAVIER G. TERUEL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MYRON E. ULLMAN, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT A POLICY ON BOARD DIVERSITY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON SUSTAINABLE PACKAGING SHAREHOLDER YES AGAINST FOR
ISSUER: StarTek, Inc.
TICKER: SRT CUSIP: 85569C107
MEETING DATE: 7/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CORPORATE OPPORTUNITY CHARTER ISSUER YES AGAINST AGAINST
AMENDMENT
PROPOSAL #5: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #6a: ELECT DIRECTOR CHAD A. CARLSON ISSUER YES FOR FOR
PROPOSAL #6b: ELECT DIRECTOR JACK D. PLATING ISSUER YES FOR FOR
PROPOSAL #6c: ELECT DIRECTOR BENJAMIN L. ROSENZWEIG ISSUER YES FOR FOR
PROPOSAL #6d: ELECT DIRECTOR ROBERT SHEFT ISSUER YES FOR FOR
PROPOSAL #6e: ELECT DIRECTOR ED ZSCHAU ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: RATIFY EKS&H, LLLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: StarTek, Inc.
TICKER: SRT CUSIP: 85569C107
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR APARUP SENGUPTA ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR SANJAY CHAKRABARTY ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR MUKESH SHARDA ISSUER YES AGAINST AGAINST
PROPOSAL #1d: ELECT DIRECTOR BHARAT RAO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LANCE ROSENZWEIG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALBERT ABOODY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JULIE SCHOENFELD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JERRY SCHAFER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO INDIA LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
ISSUER: Starwood Property Trust, Inc.
TICKER: STWD CUSIP: 85571B105
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD D. BRONSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY G. DISHNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CAMILLE J. DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SOLOMON J. KUMIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRED S. RIDLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BARRY S. STERNLICHT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STRAUSS ZELNICK ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: State Auto Financial Corp.
TICKER: STFC CUSIP: 855707105
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KYM M. HUBBARD ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: State Bank Financial Corp.
TICKER: STBZ CUSIP: 856190103
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: State Street Corporation
TICKER: STT CUSIP: 857477103
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KENNETT F. BURNES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PATRICK DE SAINT-AIGNAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LYNN A. DUGLE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR AMELIA C. FAWCETT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM C. FREDA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOSEPH L. HOOLEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SARA MATHEW ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM L. MEANEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RONALD P. O'HANLEY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SEAN O'SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RICHARD P. SERGEL ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR GREGORY L. SUMME ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Steel Dynamics, Inc.
TICKER: STLD CUSIP: 858119100
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK D. MILLETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHEREE L. BARGABOS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEITH E. BUSSE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANK D. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KENNETH W. CORNEW ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TRACI M. DOLAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES C. MARCUCCILLI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRADLEY S. SEAMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GABRIEL L. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR STEVEN A. SONNENBERG ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RICHARD P. TEETS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Steelcase Inc.
TICKER: SCS CUSIP: 858155203
MEETING DATE: 7/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LAWRENCE J. BLANFORD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TIMOTHY C. E. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CONNIE K. DUCKWORTH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID W. JOOS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES P. KEANE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TODD P. KELSEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JENNIFER C. NIEMANN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT C. PEW, III ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CATHY D. ROSS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PETER M. WEGE, II ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR P. CRAIG WELCH, JR. ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR KATE PEW WOLTERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Stein Mart, Inc.
TICKER: SMRT CUSIP: 858375108
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAY STEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRWIN COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS L. COLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY COST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LISA GALANTI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR D. HUNT HAWKINS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARYANNE MORIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD L. SISISKY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BURTON M. TANSKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Stemline Therapeutics, Inc.
TICKER: STML CUSIP: 85858C107
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK SARD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR KENNETH ZUERBLIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #7: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
ISSUER: Stepan Company
TICKER: SCL CUSIP: 858586100
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL R. BOYCE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD J. WEHMER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Stericycle, Inc.
TICKER: SRCL CUSIP: 858912108
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT S. MURLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CINDY J. MILLER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRIAN P. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LYNN D. BLEIL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS F. CHEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR J. JOEL HACKNEY, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR VERONICA M. HAGEN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEPHEN C. HOOLEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KAY G. PRIESTLY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MIKE S. ZAFIROVSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
ISSUER: STERIS plc
TICKER: STE CUSIP: G84720104
MEETING DATE: 7/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD C. BREEDEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CYNTHIA L. FELDMANN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JACQUELINE B. KOSECOFF ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID B. LEWIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DUNCAN K. NICHOL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WALTER M. ROSEBROUGH, ISSUER YES FOR FOR
JR.
PROPOSAL #1g: ELECT DIRECTOR NIRAV R. SHAH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MOHSEN M. SOHI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RICHARD M. STEEVES ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LOYAL W. WILSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHAEL B. WOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPOINT ERNST & YOUNG LLP AS U.K. ISSUER YES FOR FOR
STATUTORY AUDITORS
PROPOSAL #4: AUTHORISE THE BOARD OR THE AUDIT ISSUER YES FOR FOR
COMMITTEE TO FIX REMUNERATION OF ERNST & YOUNG LLP AS
U.K. STATUTORY AUDITOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
ISSUER: STERIS Plc
TICKER: STE CUSIP: G84720104
MEETING DATE: 2/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT, REDUCTION ISSUER YES FOR FOR
IN SHARE CAPITAL, AND CERTAIN ANCILLARY MATTERS
PROPOSAL #2: APPROVE THE CREATION OF DISTRIBUTABLE ISSUER YES FOR FOR
PROFITS WITHIN STERIS IRELAND
ISSUER: STERIS Plc
TICKER: STE CUSIP: G84720111
MEETING DATE: 2/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
ISSUER: Sterling Bancorp
TICKER: STL CUSIP: 85917A100
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. CAHILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NAVY E. DJONOVIC ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FERNANDO FERRER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT GIAMBRONE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MONA ABOELNAGA KANAAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JACK L. KOPNISKY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES J. LANDY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MAUREEN B. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PATRICIA M. NAZEMETZ ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR RICHARD O'TOOLE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RALPH F. PALLESCHI ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR BURT STEINBERG ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR WILLIAM E. WHISTON ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Sterling Bancorp, Inc.
TICKER: SBT CUSIP: 85917W102
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY JUDD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SETH MELTZER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR BENJAMIN J. WINEMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Sterling Construction Co., Inc.
TICKER: STRL CUSIP: 859241101
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER A. CREGG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH A. CUTILLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARIAN M. DAVENPORT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAYMOND F. MESSER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANA C. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES R. PATTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MILTON L. SCOTT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS M. WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
ISSUER: Steven Madden, Ltd.
TICKER: SHOO CUSIP: 556269108
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD R. ROSENFELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MITCHELL S. KLIPPER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROSE PEABODY LYNCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER MIGLIORINI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD P. RANDALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAVI SACHDEV ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS H. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT SMITH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR AMELIA NEWTON VARELA ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY EISNERAMPER LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: REPORT ON HUMAN RIGHTS RISK ASSESSMENT SHAREHOLDER YES AGAINST FOR
PROCESS
ISSUER: Stewart Information Services Corp.
TICKER: STC CUSIP: 860372101
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Stewart Information Services Corporation
TICKER: STC CUSIP: 860372101
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARNAUD AJDLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS G. APEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. ALLEN BRADLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES CHADWICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GLENN C. CHRISTENSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT L. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FREDERICK H. EPPINGER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MATTHEW W. MORRIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Stifel Financial Corp.
TICKER: SF CUSIP: 860630102
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Stifel Financial Corp.
TICKER: SF CUSIP: 860630102
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHLEEN BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL W. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. DUBINSKY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT E. GRADY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD J. KRUSZEWSKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MAURA A. MARKUS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES M. OATES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID A. PEACOCK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS W. WEISELS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL J. ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Stitch Fix, Inc.
TICKER: SFIX CUSIP: 860897107
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATRINA M. LAKE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SHARON MCCOLLAM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Stock Yards Bancorp, Inc.
TICKER: SYBT CUSIP: 861025104
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL J. BICKEL, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. MCCAULEY BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID P. HEINTZMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DONNA L. HEITZMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CARL G. HERDE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES A. HILLEBRAND ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD A. LECHLEITER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN M. PRIEBE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN L. SCHUTTE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR NORMAN TASMAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KATHY C. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BKD, LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Stoneridge, Inc.
TICKER: SRI CUSIP: 86183P102
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN B. DEGAYNOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY P. DRAIME ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS C. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IRA C. KAPLAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KIM KORTH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM M. LASKY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE S. MAYES, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAUL J. SCHLATHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: STORE Capital Corporation
TICKER: STOR CUSIP: 862121100
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH M. DONOVAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY FEDEWA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MORTON H. FLEISCHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM F. HIPP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CATHERINE D. RICE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EINAR A. SEADLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAJATH SHOURIE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR QUENTIN P. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHRISTOPHER H. VOLK ISSUER YES FOR FOR
PROPOSAL #2: AMEND BYLAWS TO PERMIT SHAREHOLDERS TO ISSUER YES FOR FOR
AMEND BYLAWS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: STRATA Skin Sciences, Inc.
TICKER: SSKN CUSIP: 86272A206
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR URI GEIGER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DOLEV RAFAELI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID N. GILL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SAMUEL E. NAVARRO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SHMUEL (SAMUEL) ISSUER YES FOR FOR
RUBINSTEIN
PROPOSAL #1f: ELECT DIRECTOR NACHUM (HOMI) SHAMIR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LUANN VIA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Strategic Education, Inc.
TICKER: STRA CUSIP: 86272C103
MEETING DATE: 11/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT S. SILBERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. KEVIN GILLIGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT R. GRUSKY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLOTTE F. BEASON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RITA D. BROGLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN T. CASTEEN, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR H. JAMES DALLAS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NATHANIEL C. FICK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KARL MCDONNELL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TODD A. MILANO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR G. THOMAS WAITE, III ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR J. DAVID WARGO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Strategic Education, Inc.
TICKER: STRA CUSIP: 86272C103
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT S. SILBERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. KEVIN GILLIGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT R. GRUSKY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLOTTE F. BEASON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RITA D. BROGLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN T. CASTEEN, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR H. JAMES DALLAS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NATHANIEL C. FICK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KARL MCDONNELL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TODD A. MILANO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR G. THOMAS WAITE, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: STRATTEC Security Corp.
TICKER: STRT CUSIP: 863111100
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAROLD M. STRATTON, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS W. FLORSHEIM, ISSUER YES FOR FOR
JR.
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Stratus Properties, Inc.
TICKER: STRS CUSIP: 863167201
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM H. ARMSTRONG, ISSUER YES FOR FOR
III
PROPOSAL #1.2: ELECT DIRECTOR ELLA G. BENSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES W. PORTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY BKM SOWAN HORAN, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Streamline Health Solutions, Inc.
TICKER: STRM CUSIP: 86323X106
MEETING DATE: 1/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENAN H. LUCAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALLEN S. MOSELEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN R. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID W. SIDES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JUDITH E. STARKEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WYCHE T. "TEE" GREEN, ISSUER YES FOR FOR
III
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Streamline Health Solutions, Inc.
TICKER: STRM CUSIP: 86323X106
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENAN H. LUCAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JONATHAN R. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID W. SIDES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JUDITH E. STARKEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WYCHE T. "TEE" GREEN, ISSUER YES FOR FOR
III
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Stryker Corporation
TICKER: SYK CUSIP: 863667101
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARY K. BRAINERD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SRIKANT M. DATAR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROCH DOLIVEUX ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LOUISE L. FRANCESCONI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALLAN C. GOLSTON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KEVIN A. LOBO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SHERILYN S. MCCOY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ANDREW K. SILVERNAIL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RONDA E. STRYKER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RAJEEV SURI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Sturm, Ruger & Co., Inc.
TICKER: RGR CUSIP: 864159108
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. COSENTINO, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL O. FIFER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SANDRA S. FROMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. MICHAEL JACOBI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER J. KILLOY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TERRENCE G. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR AMIR P. ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RONALD C. WHITAKER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PHILLIP C. WIDMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Summer Infant, Inc.
TICKER: SUMR CUSIP: 865646103
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EVELYN D'AN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTIN "MARTY" FOGELMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBIN MARINO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK MESSNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALAN MUSTACCHI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDREW TRAIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN J. ZELKOWICZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Summit Financial Group, Inc.
TICKER: SMMF CUSIP: 86606G101
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JASON A. KITZMILLER ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR OSCAR M. BEAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEWEY F. BENSENHAVER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. CRITES, II ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES. P. GEARY, II ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES S. PICCIRILLO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY YOUNT, HYDE & BARBOUR, P.C. AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Summit Hotel Properties, Inc.
TICKER: INN CUSIP: 866082100
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL P. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BJORN R. L. HANSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY W. JONES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH J. KAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS W. STOREY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOPE S. TAITZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Summit Materials, Inc.
TICKER: SUM CUSIP: 86614U100
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS W. HILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH S. CANTIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANNE M. COONEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Sun Communities, Inc.
TICKER: SUI CUSIP: 866674104
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR GARY A. SHIFFMAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR MEGHAN G. BAIVIER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR STEPHANIE W. BERGERON ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR BRIAN M. HERMELIN ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR RONALD A. KLEIN ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR CLUNET R. LEWIS ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR ARTHUR A. WEISS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Sun Hydraulics Corporation
TICKER: SNHY CUSIP: 866942105
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC BERTONECHE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS M. BRITT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILIPPE LEMAITRE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNON H. GUGLIELMO ISSUER YES FOR FOR
PROPOSAL #2: CHANGE COMPANY NAME TO HELIOS ISSUER YES FOR FOR
TECHNOLOGIES, INC.
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: SunCoke Energy, Inc.
TICKER: SXC CUSIP: 86722A103
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT A. PEISER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN W. ROWE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: SunCoke Energy, Inc.
TICKER: SXC CUSIP: 86722A103
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
ISSUER: Sunesis Pharmaceuticals, Inc.
TICKER: SNSS CUSIP: 867328700
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES W. YOUNG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN B. KETCHUM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOMER L. PEARCE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: SunPower Corporation
TICKER: SPWR CUSIP: 867652406
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CATHERINE LESJAK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LADISLAS PASZKIEWICZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JULIEN POUGET ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Sunrun Inc.
TICKER: RUN CUSIP: 86771W105
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LYNN JURICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN FERBER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Sunstone Hotel Investors, Inc.
TICKER: SHO CUSIP: 867892101
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN V. ARABIA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. BLAKE BAIRD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ANDREW BATINOVICH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR Z. JAMIE BEHAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS A. LEWIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MURRAY J. MCCABE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS M. PASQUALE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEITH P. RUSSELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON SEXUAL HARASSMENT SHAREHOLDER YES AGAINST FOR
ISSUER: SunTrust Banks, Inc.
TICKER: STI CUSIP: 867914103
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AGNES BUNDY SCANLAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DALLAS S. CLEMENT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL D. DONAHUE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL R. GARCIA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONNA S. MOREA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID M. RATCLIFFE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM H. ROGERS, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANK P. SCRUGGS, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRUCE L. TANNER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEVEN C. VOORHEES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Sunworks, Inc.
TICKER: SUNW CUSIP: 86803X105
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES F. CARGILE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RHONE RESCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSHUA SCHECHTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STANLEY SPEER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL GROSS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY LIGGETT & WEBB, P.A. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Superior Energy Services, Inc.
TICKER: SPN CUSIP: 868157108
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID D. DUNLAP ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES M. FUNK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERENCE E. HALL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER D. KINNEAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JANIECE M. LONGORIA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL M. MCSHANE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. MATT RALLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Superior Group of Cos., Inc.
TICKER: SGC CUSIP: 868358102
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SIDNEY KIRSCHNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL BENSTOCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN D. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBIN M. HENSLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL MELLINI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TODD SIEGEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VENITA FIELDS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANDREW D. DEMOTT, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Superior Industries International, Inc.
TICKER: SUP CUSIP: 868168105
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL R. BRUYNESTEYN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD J. GIROMINI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL J. HUMPHRIES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RANSOM A. LANGFORD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES S. MCELYA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TIMOTHY C. MCQUAY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELLEN B. RICHSTONE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANCISCO S. URANGA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Supernus Pharmaceuticals, Inc.
TICKER: SUPN CUSIP: 868459108
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARROLEE BARLOW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK A. KHATTAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: SUPERVALU Inc.
TICKER: SVU CUSIP: 868536301
MEETING DATE: 8/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD R. CHAPPEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRWIN S. COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILIP L. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK GROSS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ERIC G. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATHEW M. PENDO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANCESCA RUIZ DE ISSUER YES FOR FOR
LUZURIAGA
PROPOSAL #1.8: ELECT DIRECTOR FRANK A. SAVAGE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARY A. WINSTON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REORGANIZATION PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: SUPERVALU, Inc.
TICKER: SVU CUSIP: 868536301
MEETING DATE: 10/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Support.com, Inc.
TICKER: SPRT CUSIP: 86858W200
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD A. BLOOM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN J. KELLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRADLEY L. RADOFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSHUA E. SCHECHTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PLANTE & MORAN PLLC AS AUDITORS ISSUER YES FOR FOR
ISSUER: Surface Oncology, Inc.
TICKER: SURF CUSIP: 86877M209
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. JEFFREY GOATER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID S. GRAYZEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Surgery Partners, Inc.
TICKER: SGRY CUSIP: 86881A100
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. DEANE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERESA DELUCA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WAYNE S. DEVEYDT ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: SurModics, Inc.
TICKER: SRDX CUSIP: 868873100
MEETING DATE: 2/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD B. KALICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHAWN T. MCCORMICK ISSUER YES FOR FOR
PROPOSAL #2: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Sutro Biopharma, Inc.
TICKER: STRO CUSIP: 869367102
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL DYBBS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN G. FREUND ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: SVB Financial Group
TICKER: SIVB CUSIP: 78486Q101
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREG W. BECKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC A. BENHAMOU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN S. CLENDENING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROGER F. DUNBAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOEL P. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KIMBERLY A. JABAL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY N. MAGGIONCALDA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARY J. MILLER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATE D. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN F. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GAREN K. STAGLIN ISSUER YES FOR FOR
PROPOSAL #2: ELIMINATE CUMULATIVE VOTING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: SVMK Inc.
TICKER: SVMK CUSIP: 78489X103
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALEXANDER "ZANDER" J. ISSUER YES FOR FOR
LURIE
PROPOSAL #1.2: ELECT DIRECTOR DANA L. EVAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR BRAD D. SMITH ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Switch, Inc.
TICKER: SWCH CUSIP: 87105L104
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROB ROY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD D. SNYDER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR TOM THOMAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR BRYAN WOLF ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ZAREH HOVIK SARRAFIAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KIM SHEEHY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Sykes Enterprises, Incorporated
TICKER: SYKE CUSIP: 871237103
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CARLOS E. EVANS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR W. MARK WATSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARK C. BOZEK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Symantec Corp.
TICKER: SYMC CUSIP: 871503108
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREGORY S. CLARK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANK E. DANGEARD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PETER A. FELD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DALE L. FULLER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KENNETH Y. HAO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID W. HUMPHREY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID L. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ANITA M. SANDS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DANIEL H. SCHULMAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR V. PAUL UNRUH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR SUZANNE M. VAUTRINOT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Synacor, Inc.
TICKER: SYNC CUSIP: 871561106
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELISABETH B. "LISA" ISSUER YES FOR FOR
DONOHUE
PROPOSAL #1.2: ELECT DIRECTOR MARWAN FAWAZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Synalloy Corporation
TICKER: SYNL CUSIP: 871565107
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG C. BRAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY A. CALLANDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN S. GAYNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HENRY L. GUY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY KACZKA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR AMY J. MICHTICH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES W. TERRY, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MURRAY H. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG, LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Synaptics, Inc.
TICKER: SYNA CUSIP: 87157D109
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFFREY D. BUCHANAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KEITH B. GEESLIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES L. WHIMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
ISSUER: Synchrony Financial
TICKER: SYF CUSIP: 87165B103
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARGARET M. KEANE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAGET L. ALVES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ARTHUR W. COVIELLO, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM W. GRAYLIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROY A. GUTHRIE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD C. HARTNACK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JEFFREY G. NAYLOR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LAUREL J. RICHIE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR OLYMPIA J. SNOWE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ELLEN M. ZANE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Syndax Pharmaceuticals, Inc.
TICKER: SNDX CUSIP: 87164F105
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KEITH A. KATKIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1b: ELECT DIRECTOR BRIGGS W. MORRISON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DENNIS G. PODLESAK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Syneos Health, Inc.
TICKER: SYNH CUSIP: 87166B102
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR TODD M. ABBRECHT ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JOHN M. DINEEN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR WILLIAM E. KLITGAARD ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JOHN MALDONADO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Synlogic, Inc.
TICKER: SYBX CUSIP: 87166L100
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR AOIFE BRENNAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PATRICIA HURTER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD P. SHEA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: SYNNEX Corp.
TICKER: SNX CUSIP: 87162W100
MEETING DATE: 10/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: SYNNEX Corp.
TICKER: SNX CUSIP: 87162W100
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN MURAI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DWIGHT STEFFENSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS POLK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRED BREIDENBACH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HAU LEE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW MIAU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY QUESNEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANN VEZINA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS WURSTER ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR DUANE ZITZNER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ANDREA ZULBERTI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Synopsys, Inc.
TICKER: SNPS CUSIP: 871607107
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AART J. DE GEUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHI-FOON CHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JANICE D. CHAFFIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE R. CHIZEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MERCEDES JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRYSOSTOMOS L. "MAX" ISSUER YES FOR FOR
NIKIAS
PROPOSAL #1.7: ELECT DIRECTOR JOHN SCHWARZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROY VALLEE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEVEN C. WALSKE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Synovus Financial Corp.
TICKER: SNV CUSIP: 87161C501
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Synovus Financial Corp.
TICKER: SNV CUSIP: 87161C501
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR TIM E. BENTSEN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR F. DIXON BROOKE, JR. ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR STEPHEN T. BUTLER ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR ELIZABETH W. CAMP ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR DIANA M. MURPHY ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR HARRIS PASTIDES ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JOSEPH J. PROCHASKA, JR. ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR JOHN L. STALLWORTH ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR KESSEL D. STELLING ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR BARRY L. STOREY ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR TERESA WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Syntel, Inc.
TICKER: SYNT CUSIP: 87162H103
MEETING DATE: 10/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Synthetic Biologics, Inc.
TICKER: SYN CUSIP: 87164U102
MEETING DATE: 9/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY J. KRAWS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SCOTT L. TARRIFF ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY WOLF ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
ISSUER: Synthorx, Inc.
TICKER: THOR CUSIP: 87167A103
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICKIE CAPPS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAURA K. SHAWVER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Sypris Solutions, Inc.
TICKER: SYPR CUSIP: 871655106
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. SCOTT GILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT SROKA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Syros Pharmaceuticals, Inc.
TICKER: SYRS CUSIP: 87184Q107
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARSHA H. FANUCCI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NANCY A. SIMONIAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Sysco Corp.
TICKER: SYY CUSIP: 871829107
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS L. BENE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DANIEL J. BRUTTO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN M. CASSADAY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSHUA D. FRANK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LARRY C. GLASSCOCK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BRADLEY M. HALVERSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN M. HINSHAW ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HANS-JOACHIM KOERBER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NANCY S. NEWCOMB ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR NELSON PELTZ ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR EDWARD D. SHIRLEY ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR SHEILA G. TALTON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: LIMIT ACCELERATED VESTING OF EQUITY SHAREHOLDER YES AGAINST FOR
AWARDS UPON A CHANGE IN CONTROL
ISSUER: Systemax Inc.
TICKER: SYX CUSIP: 871851101
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD LEEDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE LEEDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT LEEDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARRY LITWIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT D. ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHAD M. LINDBLOOM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL S. PEARLMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAWRENCE REINHOLD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Systemax, Inc.
TICKER: SYX CUSIP: 871851101
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
ISSUER: T. Rowe Price Group, Inc.
TICKER: TROW CUSIP: 74144T108
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARK S. BARTLETT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARY K. BUSH ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR FREEMAN A. HRABOWSKI, ISSUER YES FOR FOR
III
PROPOSAL #1d: ELECT DIRECTOR ROBERT F. MACLELLAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR OLYMPIA J. SNOWE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM J. STROMBERG ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD R. VERMA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SANDRA S. WIJNBERG ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ALAN D. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: T2 Biosystems, Inc.
TICKER: TTOO CUSIP: 89853L104
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MICHAEL J. CIMA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Tableau Software, Inc.
TICKER: DATA CUSIP: 87336U105
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ADAM SELIPSKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTIAN CHABOT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER STOLTE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Tabula Rasa Healthcare, Inc.
TICKER: TRHC CUSIP: 873379101
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CALVIN KNOWLTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ORSULA KNOWLTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR A. GORDON TUNSTALL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Tactile Systems Technology, Inc.
TICKER: TCMD CUSIP: 87357P100
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM W. BURKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND O. HUGGENBERGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GERALD R. MATTYS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD J. NIGON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHERYL PEGUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN H. ROCHE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER H. SODERBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND BYLAWS
ISSUER: Tailored Brands, Inc.
TICKER: TLRD CUSIP: 87403A107
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DINESH S. LATHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THEO KILLION ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID H. EDWAB ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IRENE CHANG BRITT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUE GOVE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GRACE NICHOLS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHELDON I. STEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Take-Two Interactive Software, Inc.
TICKER: TTWO CUSIP: 874054109
MEETING DATE: 9/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STRAUSS ZELNICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL DORNEMANN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J MOSES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL SHERESKY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAVERNE SRINIVASAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUSAN TOLSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL VIERA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Talos Energy Inc.
TICKER: TALO CUSIP: 87484T108
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES M. SLEDGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT M. TICHIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR OLIVIA C. WASSENAAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Tandem Diabetes Care, Inc.
TICKER: TNDM CUSIP: 875372203
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS A. ROEDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN F. SHERIDAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD P. VALENCIA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Tandy Leather Factory, Inc.
TICKER: TLF CUSIP: 87538X105
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENT BESHORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VICKI CANTRELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JANET CARR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFERSON GRAMM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHARON M. LEITE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES PAPPAS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SEJAL PATEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM M. WARREN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WEAVER AND TIDWELL LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Tanger Factory Outlet Centers, Inc.
TICKER: SKT CUSIP: 875465106
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM G. BENTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY B. CITRIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID B. HENRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. REDDIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS E. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRIDGET M. RYAN-BERMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALLAN L. SCHUMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SUSAN E. SKERRITT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEVEN B. TANGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Tapestry, Inc.
TICKER: TPR CUSIP: 876030107
MEETING DATE: 11/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DARRELL CAVENS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID DENTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANNE GATES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ANDREA GUERRA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SUSAN KROPF ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANNABELLE YU LONG ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR VICTOR LUIS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR IVAN MENEZES ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM NUTI ISSUER YES AGAINST AGAINST
PROPOSAL #1j: ELECT DIRECTOR JIDE ZEITLIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: TapImmune, Inc.
TICKER: TPIV CUSIP: 876033408
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF COMMON STOCK, ISSUER YES FOR FOR
WARRANTS TO PURCHASE COMMON STOCK, AND SHARES OF
COMMON STOCK ISSUABLE UPON EXERCISE OF THE WARRANTS,
PURSUANT TO THE MERGER AGREEMENT
PROPOSAL #2: APPROVE ISSUANCE OF COMMON STOCK, ISSUER YES FOR FOR
WARRANTS TO PURCHASE COMMON STOCK, AND SHARES OF
COMMON STOCK ISSUABLE UPON EXERCISE OF THE WARRANTS,
PURSUANT TO THE PRIVATE PLACEMENT TRANSACTION
PROPOSAL #3a: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3b: CHANGE COMPANY NAME TO MARKER ISSUER YES FOR FOR
THERAPEUTICS, INC.
PROPOSAL #4: CHANGE STATE OF INCORPORATION FROM ISSUER YES FOR FOR
NEVADA TO DELAWARE
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #6.1: ELECT DIRECTOR PETER L. HOANG ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT DIRECTOR GLYNN WILSON ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT DIRECTOR SHERRY GRISEWOOD ISSUER YES WITHHOLD AGAINST
PROPOSAL #6.4: ELECT DIRECTOR MARK REDDISH ISSUER YES WITHHOLD AGAINST
PROPOSAL #6.5: ELECT DIRECTOR DAVID LASKOW-POOLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #6.6: ELECT DIRECTOR JOSHUA SILVERMAN ISSUER YES FOR FOR
PROPOSAL #6.7: ELECT DIRECTOR FREDERICK WASSERMAN ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: ADJOURN MEETING ISSUER YES AGAINST AGAINST
ISSUER: Targa Resources Corp.
TICKER: TRGP CUSIP: 87612G101
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WATERS S. DAVIS, IV ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RENE R. JOYCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRIS TONG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Target Corporation
TICKER: TGT CUSIP: 87612E106
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROXANNE S. AUSTIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DOUGLAS M. BAKER, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GEORGE S. BARRETT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BRIAN C. CORNELL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CALVIN DARDEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HENRIQUE DE CASTRO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT L. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MELANIE L. HEALEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DONALD R. KNAUSS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MONICA C. LOZANO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARY E. MINNICK ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR KENNETH L. SALAZAR ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR DMITRI L. STOCKTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
ISSUER: Taubman Centers, Inc.
TICKER: TCO CUSIP: 876664103
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAYREE C. CLARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. EMBLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JANICE L. FIELDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHELLE J. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NANCY KILLEFER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD W. TYSOE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Taylor Devices, Inc.
TICKER: TAYD CUSIP: 877163105
MEETING DATE: 11/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN BURGESS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR F. ERIC ARMENAT ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ALAN R. KLEMBCZYK ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR MARK V. MCDONOUGH ISSUER YES FOR FOR
PROPOSAL #4: RATIFY LUMSDEN & MCCORMICK, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: APPROVE STOCK OPTION PLAN ISSUER YES AGAINST AGAINST
ISSUER: Taylor Morrison Home Corporation
TICKER: TMHC CUSIP: 87724P106
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFRY L. FLAKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANNE L. MARIUCCI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREA "ANDI" OWEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENISE F. WARREN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: DELETION OF PROVISIONS RELATING TO OUR ISSUER YES FOR FOR
FORMER CLASS B COMMON STOCK AND TO RENAME OUR CLASS A
COMMON STOCK
ISSUER: TCF Financial Corp.
TICKER: TCF CUSIP: 872275102
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER BELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM F. BIEBER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THEODORE J. BIGOS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRAIG R. DAHL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KAREN L. GRANDSTRAND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE G. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD H. KING ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR VANCE K. OPPERMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROGER J. SIT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JULIE H. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BARRY N. WINSLOW ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR THERESA M. H. WISE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: TCF Financial Corporation
TICKER: TCF CUSIP: 872275102
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: TD Ameritrade Holding Corp.
TICKER: AMTD CUSIP: 87236Y108
MEETING DATE: 2/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BHARAT B. MASRANI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRENE R. MILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TODD M. RICKETTS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALLAN R. TESSLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: TE Connectivity Ltd.
TICKER: TEL CUSIP: H84989104
MEETING DATE: 3/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PIERRE R. BRONDEAU ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TERRENCE R. CURTIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CAROL A. ('JOHN') ISSUER YES FOR FOR
DAVIDSON
PROPOSAL #1d: ELECT DIRECTOR WILLIAM A. JEFFREY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID M. KERKO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS J. LYNCH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR YONG NAM ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DANIEL J. PHELAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAULA A. SNEED ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ABHIJIT Y. TALWALKAR ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARK C. TRUDEAU ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LAURA H. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ELECT BOARD CHAIRMAN THOMAS J. LYNCH ISSUER YES FOR FOR
PROPOSAL #3a: ELECT DANIEL J. PHELAN AS MEMBER OF ISSUER YES FOR FOR
MANAGEMENT DEVELOPMENT AND COMPENSATION COMMITTEE
PROPOSAL #3b: ELECT PAULA A. SNEED AS MEMBER OF ISSUER YES FOR FOR
MANAGEMENT DEVELOPMENT AND COMPENSATION COMMITTEE
PROPOSAL #3c: ELECT ABHIJIT Y. TALWALKAR AS MEMBER OF ISSUER YES FOR FOR
MANAGEMENT DEVELOPMENT AND COMPENSATION COMMITTEE
PROPOSAL #3d: ELECT MARK C. TRUDEAU AS MEMBER OF ISSUER YES FOR FOR
MANAGEMENT DEVELOPMENT AND COMPENSATION COMMITTEE
PROPOSAL #4: DESIGNATE RENE SCHWARZENBACH AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #5.1: ACCEPT ANNUAL REPORT FOR FISCAL YEAR ISSUER YES FOR FOR
ENDED SEPTEMBER 28, 2018
PROPOSAL #5.2: ACCEPT STATUTORY FINANCIAL STATEMENTS ISSUER YES FOR FOR
FOR FISCAL YEAR ENDED SEPTEMBER 28, 2018
PROPOSAL #5.3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS FOR FISCAL YEAR ENDED SEPTEMBER 28, 2018
PROPOSAL #6: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #7.1: RATIFY DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2019
PROPOSAL #7.2: RATIFY DELOITTE AG AS SWISS REGISTERED ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7.3: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
SPECIAL AUDITORS
PROPOSAL #8: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #9: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF EXECUTIVE MANAGEMENT
PROPOSAL #10: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF BOARD OF DIRECTORS
PROPOSAL #11: APPROVE ALLOCATION OF AVAILABLE ISSUER YES FOR FOR
EARNINGS AT SEPTEMBER 28, 2018
PROPOSAL #12: APPROVE DECLARATION OF DIVIDEND ISSUER YES FOR FOR
PROPOSAL #13: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REDUCTION OF SHARE CAPITAL ISSUER YES FOR FOR
PROPOSAL #15: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Team, Inc.
TICKER: TISI CUSIP: 878155100
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SYLVIA J. KERRIGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EMMETT J. LESCROART ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CRAIG L. MARTIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Tech Data Corporation
TICKER: TECD CUSIP: 878237106
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES E. ADAIR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KAREN M. DAHUT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT M. DUTKOWSKY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR HARRY J. HARCZAK, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRIDGETTE P. HELLER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD T. HUME ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KATHLEEN MISUNAS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS I. MORGAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PATRICK G. SAYER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SAVIO W. TUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: TechTarget, Inc.
TICKER: TTGT CUSIP: 87874R100
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEONARD P. FORMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREG STRAKOSCH ISSUER YES FOR FOR
ISSUER: Tecogen Inc.
TICKER: TGEN CUSIP: 87876P201
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANGELINA M. GALITEVA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOHN N. HATSOPOULOS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BENJAMIN M. LOCKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR AHMED F. GHONIEM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR DEANNA PETERSEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR EARL RAY LEWIS, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAURENCE E. DE ARMADA ISSUER YES FOR FOR
GARCIA ROOSEVELT
PROPOSAL #2: RATIFY WOLF & COMPANY, P.C. AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: TEGNA, Inc.
TICKER: TGNA CUSIP: 87901J105
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GINA L. BIANCHINI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD D. ELIAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STUART J. EPSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LIDIA FONSECA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID T. LOUGEE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT K. MCCUNE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HENRY W. MCGEE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SUSAN NESS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRUCE P. NOLOP ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR NEAL SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MELINDA C. WITMER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Tejon Ranch Co.
TICKER: TRC CUSIP: 879080109
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN A. BETTS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL R. TISCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Teladoc Health, Inc.
TICKER: TDOC CUSIP: 87918A105
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HELEN DARLING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. FRIST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JASON GOREVIC ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN MCANDREWS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS G. MCKINLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ARNEEK MULTANI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENNETH H. PAULUS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID SHEDLARZ ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR DAVID B. SNOW, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARK DOUGLAS SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Telaria, Inc.
TICKER: TLRA CUSIP: 879181105
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARK ZAGORSKI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT SCHECHTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Teledyne Technologies, Inc.
TICKER: TDY CUSIP: 879360105
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES CROCKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT MEHRABIAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JANE C. SHERBURNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL T. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Teleflex Incorporated
TICKER: TFX CUSIP: 879369106
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN C. HEINMILLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANDREW A. KRAKAUER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD A. PACKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: TeleNav, Inc.
TICKER: TNAV CUSIP: 879455103
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HP JIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDY ORTIZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Telephone and Data Systems, Inc.
TICKER: TDS CUSIP: 879433829
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLARENCE A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE W. OFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WADE OOSTERMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY L. SUGARMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
ISSUER: Teligent, Inc.
TICKER: TLGT CUSIP: 87960W104
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CAROLE S. BEN-MAIMON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN CELENTANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BHASKAR CHAUDHURI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES C. GALE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JASON GRENFELL-GARDNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN KOEHLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS J. SABATINO, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Tellurian Inc.
TICKER: TELL CUSIP: 87968A104
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BROOKE A. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARIF SOUKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DON A. TURKLESON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Tempur Sealy International, Inc.
TICKER: TPX CUSIP: 88023U101
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EVELYN S. DILSAVER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CATHY R. GATES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN A. HEIL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JON L. LUTHER ISSUER YES AGAINST AGAINST
PROPOSAL #1e: ELECT DIRECTOR RICHARD W. NEU ISSUER YES AGAINST AGAINST
PROPOSAL #1f: ELECT DIRECTOR ARIK W. RUCHIM ISSUER YES AGAINST AGAINST
PROPOSAL #1g: ELECT DIRECTOR SCOTT L. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT B. TRUSSELL, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: Tenable Holdings, Inc.
TICKER: TENB CUSIP: 88025T102
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AMIT YORAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PING LI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Tenet Healthcare Corp.
TICKER: THC CUSIP: 88033G407
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR RONALD A. RITTENMEYER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR J. ROBERT KERREY ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR LLOYD J. AUSTIN, III ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JAMES L. BIERMAN ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR RICHARD W. FISHER ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR MEGHAN M. FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR BRENDA J. GAINES ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR EDWARD A. KANGAS ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR RICHARD J. MARK ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR TAMMY ROMO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Tennant Company
TICKER: TNC CUSIP: 880345103
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM F. AUSTEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR H. CHRIS KILLINGSTAD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID WINDLEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARIA C. GREEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Tenneco Inc.
TICKER: TEN CUSIP: 880349105
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SUNGHWAN CHO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS C. FREYMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DENISE GRAY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BRIAN J. KESSELER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DENNIS J. LETHAM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES S. METCALF ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROGER B. PORTER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID B. PRICE, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GREGG M. SHERRILL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JANE L. WARNER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ROGER J. WOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Tenneco, Inc.
TICKER: TEN CUSIP: 880349105
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RECLASSIFY COMMON STOCK AS CLASS A ISSUER YES FOR FOR
VOTING COMMON STOCK, AUTHORIZE NEW CLASS OF NON-
VOTING COMMON STOCK, AND INCREASE AUTHORIZED CAPITAL
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Teradata Corp.
TICKER: TDC CUSIP: 88076W103
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CARY T. FU ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL P. GIANONI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VICTOR L. LUND ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOANNE B. OLSEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Teradyne, Inc.
TICKER: TER CUSIP: 880770102
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MICHAEL A. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR EDWIN J. GILLIS ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR TIMOTHY E. GUERTIN ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR MARK E. JAGIELA ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR MERCEDES JOHNSON ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR MARILYN MATZ ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR PAUL J. TUFANO ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR ROY A. VALLEE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Terex Corporation
TICKER: TEX CUSIP: 880779103
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAULA H. J. CHOLMONDELEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DONALD DEFOSSET ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN L. GARRISON, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS J. HANSEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MATTHEW HEPLER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RAIMUND KLINKNER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANDRA RUSH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID A. SACHS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID C. WANG ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SCOTT W. WINE ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: TerraForm Power, Inc.
TICKER: TERP CUSIP: 88104R209
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN LAWSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAROLYN BURKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTIAN S. FONG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR HARRY GOLDGUT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR RICHARD LEGAULT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK MCFARLAND ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR SACHIN SHAH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: Terreno Realty Corp.
TICKER: TRNO CUSIP: 88146M101
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR W. BLAKE BAIRD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL A. COKE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LEROY E. CARLSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID M. LEE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GABRIELA FRANCO PARCELLA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DOUGLAS M. PASQUALE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DENNIS POLK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Territorial Bancorp Inc.
TICKER: TBNK CUSIP: 88145X108
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIRK W. CALDWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JENNIFER ISOBE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANCIS E. TANAKA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Tesla, Inc.
TICKER: TSLA CUSIP: 88160R101
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRA EHRENPREIS ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR KATHLEEN WILSON- ISSUER YES FOR FOR
THOMPSON
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
REDUCE DIRECTOR TERMS
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: ESTABLISH PUBLIC POLICY COMMITTEE SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES AGAINST FOR
ISSUER: TESSCO Technologies Incorporated
TICKER: TESS CUSIP: 872386107
MEETING DATE: 7/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT B. BARNHILL, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN D. BELETIC ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAY G. BAITLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL J. GAFFNEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BENN R. KONSYNSKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DENNIS J. SHAUGHNESSY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MURRAY N. WRIGHT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MORTON F. ZIFFERER, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Tetra Tech, Inc.
TICKER: TTEK CUSIP: 88162G103
MEETING DATE: 2/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DAN L. BATRACK ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR GARY R. BIRKENBEUEL ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR HUGH M. GRANT ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR PATRICK C. HADEN ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR J. CHRISTOPHER LEWIS ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR JOANNE M. MAGUIRE ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR KIMBERLY E. RITRIEVI ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR ALBERT E. SMITH ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR J. KENNETH THOMPSON ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR KIRSTEN M. VOLPI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: TETRA Technologies, Inc.
TICKER: TTI CUSIP: 88162F105
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK E. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS R. BATES, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR STUART M. BRIGHTMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL D. COOMBS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN F. GLICK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GINA A. LUNA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRADY M. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM D. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH C. WINKLER, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Tetraphase Pharmaceuticals, Inc.
TICKER: TTPH CUSIP: 88165N105
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GAREN BOHLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN G. FREUND ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Texas Capital Bancshares, Inc.
TICKER: TCBI CUSIP: 88224Q107
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. KEITH CARGILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JONATHAN E. BALIFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES H. BROWNING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LARRY L. HELM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID S. HUNTLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES S. HYLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELYSIA HOLT RAGUSA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN P. ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT W. STALLINGS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DALE W. TREMBLAY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR IAN J. TURPIN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PATRICIA A. WATSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Texas Instruments Incorporated
TICKER: TXN CUSIP: 882508104
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARK A. BLINN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TODD M. BLUEDORN ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR JANET F. CLARK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CARRIE S. COX ISSUER YES AGAINST AGAINST
PROPOSAL #1e: ELECT DIRECTOR MARTIN S. CRAIGHEAD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEAN M. HOBBY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RONALD KIRK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PAMELA H. PATSLEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT E. SANCHEZ ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RICHARD K. TEMPLETON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Texas Roadhouse, Inc.
TICKER: TXRH CUSIP: 882681109
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY N. MOORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. KENT TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CURTIS A. WARFIELD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHLEEN M. WIDMER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES R. ZARLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Textron Inc.
TICKER: TXT CUSIP: 883203101
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SCOTT C. DONNELLY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KATHLEEN M. BADER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR R. KERRY CLARK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES T. CONWAY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LAWRENCE K. FISH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAUL E. GAGNE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RALPH D. HEATH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DEBORAH LEE JAMES ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LLOYD G. TROTTER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES L. ZIEMER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARIA T. ZUBER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
ISSUER: TFS Financial Corp.
TICKER: TFSL CUSIP: 87240R107
MEETING DATE: 2/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MARTIN J. COHEN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ROBERT A. FIALA ISSUER YES AGAINST AGAINST
PROPOSAL #1C: ELECT DIRECTOR JOHN P. RINGENBACH ISSUER YES AGAINST AGAINST
PROPOSAL #1D: ELECT DIRECTOR ASHLEY H. WILLIAMS ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: TG Therapeutics, Inc.
TICKER: TGTX CUSIP: 88322Q108
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAURENCE N. CHARNEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR YANN ECHELARD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM J. KENNEDY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR KENNETH HOBERMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR DANIEL HUME ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR MARK SCHOENEBAUM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL S. WEISS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
ISSUER: The AES Corporation
TICKER: AES CUSIP: 00130H105
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANET G. DAVIDSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDRES R. GLUSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES L. HARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TARUN KHANNA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HOLLY K. KOEPPEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES H. MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAIN MONIE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN B. MORSE, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MOISES NAIM ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JEFFREY W. UBBEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: The Allstate Corporation
TICKER: ALL CUSIP: 020002101
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KERMIT R. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL L. ESKEW ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARGARET M. KEANE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SIDDHARTH N. "BOBBY" ISSUER YES FOR FOR
MEHTA
PROPOSAL #1e: ELECT DIRECTOR JACQUES P. PEROLD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANDREA REDMOND ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GREGG M. SHERRILL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JUDITH A. SPRIESER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PERRY M. TRAQUINA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR THOMAS J. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
ISSUER: The Andersons, Inc.
TICKER: ANDE CUSIP: 034164103
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK E. BOWE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. ANDERSON, ISSUER YES FOR FOR
SR.
PROPOSAL #1.3: ELECT DIRECTOR GERARD M. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN F. DOWDLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CATHERINE M. KILBANE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT J. KING, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROSS W. MANIRE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICK S. MULLIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN T. STOUT, JR. ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR JACQUELINE F. WOODS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: The Bancorp, Inc. (Delaware)
TICKER: TBBK CUSIP: 05969A105
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL G. COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAMIAN M. KOZLOWSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WALTER T. BEACH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN C. CHRYSTAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW COHN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN M. EGGEMEYER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HERSH KOZLOV ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM H. LAMB ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR JAMES J. MCENTEE, III ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MEI-MEI TUAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: The Bank of New York Mellon Corporation
TICKER: BK CUSIP: 064058100
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEVEN D. BLACK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LINDA Z. COOK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOSEPH J. ECHEVARRIA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR EDWARD P. GARDEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JEFFREY A. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN M. HINSHAW ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EDMUND F. "TED" KELLY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JENNIFER B. MORGAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ELIZABETH E. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CHARLES W. SCHARF ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR SAMUEL C. SCOTT, III ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ALFRED "AL" W. ZOLLAR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY LESS THAN ISSUER YES FOR FOR
UNANIMOUS WRITTEN CONSENT
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: REPORT ON GENDER PAY GAP SHAREHOLDER YES AGAINST FOR
ISSUER: The Bank of Princeton
TICKER: BPRN CUSIP: 064520109
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN DISTLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROSS E. WISHNICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JUDITH A. GIACIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD J. GILLESPIE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT N. RIDOLFI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN K. SHUEH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDWARD J. DIETZLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARTIN TUCHMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: The Boeing Company
TICKER: BA CUSIP: 097023105
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT A. BRADWAY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID L. CALHOUN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ARTHUR D. COLLINS, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR EDMUND P. GIAMBASTIANI, ISSUER YES FOR FOR
JR.
PROPOSAL #1e: ELECT DIRECTOR LYNN J. GOOD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NIKKI R. HALEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LAWRENCE W. KELLNER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CAROLINE B. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR EDWARD M. LIDDY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DENNIS A. MUILENBURG ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR SUSAN C. SCHWAB ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RONALD A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR MIKE S. ZAFIROVSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: ADJUST EXECUTIVE COMPENSATION METRICS SHAREHOLDER YES AGAINST FOR
FOR SHARE BUYBACKS
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: ADOPT SHARE RETENTION POLICY FOR SENIOR SHAREHOLDER YES AGAINST FOR
EXECUTIVES
ISSUER: The Boston Beer Company, Inc.
TICKER: SAM CUSIP: 100557107
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MEGHAN V. JOYCE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL SPILLANE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEAN-MICHEL VALETTE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: The Brink's Co.
TICKER: BCO CUSIP: 109696104
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL G. BOYNTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IAN D. CLOUGH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN E. DOCHERTY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR REGINALD D. HEDGEBETH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAN R. HENRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. HERLING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS A. PERTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEORGE I. STOECKERT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE AND TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: The Buckle, Inc.
TICKER: BKE CUSIP: 118440106
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL J. HIRSCHFELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS H. NELSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS B. HEACOCK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KARI G. SMITH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HANK M. BOUNDS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BILL L. FAIRFIELD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRUCE L. HOBERMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL E. HUSS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN P. PEETZ, III ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KAREN B. RHOADS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES E. SHADA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
ISSUER: The Cato Corporation
TICKER: CATO CUSIP: 149205106
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THERESA J. DREW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR D. HARDING STOWE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: The Charles Schwab Corporation
TICKER: SCHW CUSIP: 808513105
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN K. ADAMS, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN A. ELLIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ARUN SARIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHARLES R. SCHWAB ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAULA A. SNEED ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT POLICY TO ANNUALLY DISCLOSE EEO-1 SHAREHOLDER YES AGAINST FOR
DATA
ISSUER: The Cheesecake Factory Incorporated
TICKER: CAKE CUSIP: 163072101
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID OVERTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDIE A. AMES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALEXANDER L. CAPPELLO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JEROME L. KRANSDORF ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LAURENCE B. MINDEL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID B. PITTAWAY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HERBERT SIMON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: The Chefs' Warehouse, Inc.
TICKER: CHEF CUSIP: 163086101
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOMINICK CERBONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH CUGINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN F. GOLDSTONE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALAN GUARINO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN HANSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KATHERINE OLIVER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER PAPPAS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN PAPPAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: The Chemours Co.
TICKER: CC CUSIP: 163851108
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CURTIS V. ANASTASIO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRADLEY J. BELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD H. BROWN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARY B. CRANSTON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CURTIS J. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAWN L. FARRELL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SEAN D. KEOHANE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK P. VERGNANO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: REPORT ON PAY DISPARITY SHAREHOLDER YES AGAINST FOR
ISSUER: The Children's Place, Inc.
TICKER: PLCE CUSIP: 168905107
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH ALUTTO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. BACHMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARLA MALCOLM BECK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELIZABETH J. BOLAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JANE ELFERS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH GROMEK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NORMAN MATTHEWS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT L. METTLER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DEBBY REINER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: The Clorox Co.
TICKER: CLX CUSIP: 189054109
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AMY BANSE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD H. CARMONA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BENNO DORER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SPENCER C. FLEISCHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ESTHER LEE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR A.D. DAVID MACKAY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT W. MATSCHULLAT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MATTHEW J. SHATTOCK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PAMELA THOMAS-GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CAROLYN M. TICKNOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RUSSELL J. WEINER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CHRISTOPHER J. ISSUER YES FOR FOR
WILLIAMS
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO APPROVE CERTAIN BUSINESS COMBINATIONS
ISSUER: The Coca-Cola Company
TICKER: KO CUSIP: 191216100
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HERBERT A. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD W. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARC BOLLAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANA BOTIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER C. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BARRY DILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HELENE D. GAYLE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALEXIS M. HERMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT A. KOTICK ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARIA ELENA LAGOMASINO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES QUINCEY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CAROLINE J. TSAY ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DAVID B. WEINBERG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON THE HEALTH IMPACTS AND RISKS SHAREHOLDER YES AGAINST FOR
OF SUGAR IN THE COMPANY'S PRODUCTS
ISSUER: The Community Financial Corporation
TICKER: TCFC CUSIP: 20368X101
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LOUIS P. JENKINS, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL L. MIDDLETON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY TODD PETERSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: The Container Store Group, Inc.
TICKER: TCS CUSIP: 210751103
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. KRISTOFER GALASHAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MELISSA REIFF ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR RAJENDRA (RAJ) SISODIA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARYL STERN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: The Cooper Cos., Inc.
TICKER: COO CUSIP: 216648402
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR A. THOMAS BENDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR COLLEEN E. JAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL H. KALKSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM A. KOZY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JODY S. LINDELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY S. PETERSMEYER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALLAN E. RUBENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT S. WEISS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALBERT G. WHITE, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: The Dixie Group, Inc.
TICKER: DXYN CUSIP: 255519100
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM F. BLUE, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES E. BROCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL K. FRIERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR D. KENNEDY FRIERSON, ISSUER YES FOR FOR
JR.
PROPOSAL #1.5: ELECT DIRECTOR LOWRY F. KLINE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HILDA S. MURRAY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL L. OWENS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: The E.W. Scripps Co.
TICKER: SSP CUSIP: 811054402
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LAUREN RICH FINE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WONYA Y. LUCAS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KIM WILLIAMS ISSUER YES FOR FOR
ISSUER: The Eastern Co.
TICKER: EML CUSIP: 276317104
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDRICK D. DISANTO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOHN W. EVERETS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES W. HENRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL A. MCMANUS, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES A. MITAROTONDA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PEGGY B. SCOTT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR AUGUST M. VLAK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY FIONDELLA, MILONE & LASARACINA ISSUER YES FOR FOR
LLP AS AUDITORS
ISSUER: The Ensign Group, Inc.
TICKER: ENSG CUSIP: 29358P101
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEE A. DANIELS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANN S. BLOUIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRY R. PORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INCREASE IN SIZE OF BOARD ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: The Estee Lauder Companies, Inc.
TICKER: EL CUSIP: 518439104
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROSE MARIE BRAVO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL J. FRIBOURG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IRVINE O. HOCKADAY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JENNIFER HYMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BARRY S. STERNLICHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: The ExOne Company
TICKER: XONE CUSIP: 302104104
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR S. KENT ROCKWELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN IRVIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GREGORY F. PASHKE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LLOYD A. SEMPLE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM F. STROME ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROGER W. THILTGEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BONNIE K. WACHTEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY SCHNEIDER DOWNS & CO., INC. AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
PROVIDE DIRECTORS MAY BE REMOVED WITH OR WITHOUT
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: The First Bancorp, Inc. (Maine)
TICKER: FNLC CUSIP: 31866P102
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHERINE M. BOYD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT B. GREGORY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RENEE W. KELLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TONY C. MCKIM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK N. ROSBOROUGH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CORNELIUS J. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STUART G. SMITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRUCE B. TINDAL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR F. STEPHEN WARD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BERRY DUNN MCNEIL & PARKER, LLC ISSUER YES FOR FOR
AS AUDITORS
ISSUER: The First Bancshares, Inc.
TICKER: FBMS CUSIP: 318916103
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID W. BOMBOY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR M. RAY "HOPPY" COLE, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR E. RICKY GIBSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: The First of Long Island Corp.
TICKER: FLIC CUSIP: 320734106
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN J. DESMOND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD THOMAS HOGAN, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR LOUISA M. IVES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MILBREY RENNIE TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WALTER C. TEAGLE, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL N. VITTORIO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: The Gap, Inc.
TICKER: GPS CUSIP: 364760108
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR AMY BOHUTINSKY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN J. FISHER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT J. FISHER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM S. FISHER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TRACY GARDNER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ISABELLA D. GOREN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BOB L. MARTIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JORGE P. MONTOYA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHRIS O'NEILL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ARTHUR PECK ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LEXI REESE ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MAYO A. SHATTUCK, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: The GEO Group, Inc.
TICKER: GEO CUSIP: 36162J106
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANNE N. FOREMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD H. GLANTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT M. KERNAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GUIDO VAN HAUWERMEIREN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER C. WHEELER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JULIE MYERS WOOD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE C. ZOLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON HUMAN RIGHTS POLICY SHAREHOLDER YES FOR FOR
IMPLEMENTATION
ISSUER: The Goldfield Corporation
TICKER: GV CUSIP: 381370105
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN L. APPEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID P. BICKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARVEY C. EADS, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN P. FAZZINI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANFORTH E. LEITNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN H. SOTTILE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: The Goldman Sachs Group, Inc.
TICKER: GS CUSIP: 38141G104
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR M. MICHELE BURNS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DREW G. FAUST ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARK A. FLAHERTY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ELLEN J. KULLMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LAKSHMI N. MITTAL ISSUER YES AGAINST AGAINST
PROPOSAL #1f: ELECT DIRECTOR ADEBAYO O. OGUNLESI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PETER OPPENHEIMER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID M. SOLOMON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAN E. TIGHE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID A. VINIAR ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARK O. WINKELMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
ISSUER: The Goodyear Tire & Rubber Company
TICKER: GT CUSIP: 382550101
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES A. FIRESTONE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WERNER GEISSLER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PETER S. HELLMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LAURETTE T. KOELLNER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD J. KRAMER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR W. ALAN MCCOLLOUGH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN E. MCGLADE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL J. MORELL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RODERICK A. PALMORE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEPHANIE A. STREETER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR THOMAS H. WEIDEMEYER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MICHAEL R. WESSEL ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR THOMAS L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: The Gorman-Rupp Co.
TICKER: GRC CUSIP: 383082104
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY S. GORMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR M. ANN HARLAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS E. HOAGLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER H. LAKE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SONJA K. MCCLELLAND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH R. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICK R. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: The Habit Restaurants, Inc.
TICKER: HABT CUSIP: 40449J103
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALLAN KARP ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH J. KADOW ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: The Hackett Group, Inc.
TICKER: HCKT CUSIP: 404609109
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TED A. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. RIVERO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN T.G. WIX ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: The Hanover Insurance Group, Inc.
TICKER: THG CUSIP: 410867105
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR P. KEVIN CONDRON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL D. PRICE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH R. RAMRATH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN C. ROCHE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: The Hartford Financial Services Group, Inc.
TICKER: HIG CUSIP: 416515104
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT B. ALLARDICE, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CARLOS DOMINGUEZ ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TREVOR FETTER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KATHRYN A. MIKELLS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL G. MORRIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JULIE G. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR TERESA WYNN ROSEBOROUGH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR VIRGINIA P. RUESTERHOLZ ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CHRISTOPHER J. SWIFT ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR GREIG WOODRING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: The Hershey Company
TICKER: HSY CUSIP: 427866108
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAMELA M. ARWAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES W. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELE G. BUCK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARY KAY HABEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES C. KATZMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR M. DIANE KOKEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT M. MALCOLM ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANTHONY J. PALMER ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR JUAN R. PEREZ ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WENDY L. SCHOPPERT ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DAVID L. SHEDLARZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: The Home Depot, Inc.
TICKER: HD CUSIP: 437076102
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GERARD J. ARPEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ARI BOUSBIB ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEFFERY H. BOYD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GREGORY D. BRENNEMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR J. FRANK BROWN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALBERT P. CAREY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HELENA B. FOULKES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LINDA R. GOODEN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WAYNE M. HEWETT ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MANUEL KADRE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEPHANIE C. LINNARTZ ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR CRAIG A. MENEAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PREPARE EMPLOYMENT DIVERSITY REPORT AND SHAREHOLDER YES AGAINST FOR
REPORT ON DIVERSITY POLICIES
PROPOSAL #5: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
PROPOSAL #6: REPORT ON PRISON LABOR IN THE SUPPLY SHAREHOLDER YES AGAINST FOR
CHAIN
ISSUER: The Howard Hughes Corporation
TICKER: HHC CUSIP: 44267D107
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR WILLIAM A. ACKMAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ADAM FLATTO ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JEFFREY FURBER ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR BETH KAPLAN ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR ALLEN MODEL ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR R. SCOT SELLERS ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR STEVEN SHEPSMAN ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR MARY ANN TIGHE ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR DAVID R. WEINREB ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: The Interpublic Group of Companies, Inc.
TICKER: IPG CUSIP: 460690100
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOCELYN CARTER-MILLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. JOHN GREENIAUS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY J. STEELE ISSUER YES FOR FOR
GUILFOILE
PROPOSAL #1.4: ELECT DIRECTOR DAWN HUDSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM T. KERR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HENRY S. MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JONATHAN F. MILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICK Q. MOORE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL I. ROTH ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR DAVID M. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR E. LEE WYATT, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: The J. M. Smucker Company
TICKER: SJM CUSIP: 832696405
MEETING DATE: 8/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHRYN W. DINDO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAUL J. DOLAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAY L. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ELIZABETH VALK LONG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GARY A. OATEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KIRK L. PERRY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SANDRA PIANALTO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR NANCY LOPEZ RUSSELL ISSUER YES AGAINST AGAINST
PROPOSAL #1i: ELECT DIRECTOR ALEX SHUMATE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARK T. SMUCKER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RICHARD K. SMUCKER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR TIMOTHY P. SMUCKER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR DAWN C. WILLOUGHBY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: The Joint Corp.
TICKER: JYNT CUSIP: 47973J102
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW E. RUBEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES H. AMOS, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD V. DAVELLA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUZANNE M. DECKER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER D. HOLT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ABE HONG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GLENN J. KREVLIN SHAREHOLDER YES FOR FOR
PROPOSAL #2: RATIFY PLANTE & MORAN, PLLC AS AUDITORS ISSUER YES FOR FOR
ISSUER: The KEYW Holding Corporation
TICKER: KEYW CUSIP: 493723100
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DEBORAH BONANNI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BILL CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SHEP HILL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHRIS INGLIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KEN MINIHAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ART MONEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CAROLINE PISANO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK SOPP ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BILL WEBER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: The Kroger Co.
TICKER: KR CUSIP: 501044101
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NORA A. AUFREITER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANNE GATES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SUSAN J. KROPF ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR W. RODNEY MCMULLEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JORGE P. MONTOYA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CLYDE R. MOORE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES A. RUNDE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RONALD L. SARGENT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BOBBY S. SHACKOULS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARK S. SUTTON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ASHOK VEMURI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND BYLAWS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLC AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #6: ASSESS ENVIRONMENTAL IMPACT OF NON- SHAREHOLDER YES AGAINST FOR
RECYCLABLE PACKAGING
PROPOSAL #7: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: The L.S. Starrett Co.
TICKER: SCX CUSIP: 855668109
MEETING DATE: 10/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. LEMOINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS A. STARRETT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: The Lovesac Company
TICKER: LOVE CUSIP: 54738L109
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW R. HEYER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SHAWN NELSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM P. PHOENIX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JARED RUBIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN GRAFER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR SHIRLEY ROMIG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WALTER D. MCLALLEN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY MARCUM LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: The Macerich Company
TICKER: MAC CUSIP: 554382101
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PEGGY ALFORD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN H. ALSCHULER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ERIC K. BRANDT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR EDWARD C. COPPOLA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEVEN R. HASH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DANIEL J. HIRSCH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DIANA M. LAING ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS E. O'HERN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEVEN L. SOBOROFF ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ANDREA M. STEPHEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: The Madison Square Garden Co.
TICKER: MSG CUSIP: 55825T103
MEETING DATE: 12/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK J. BIONDI, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH J. LHOTA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD D. PARSONS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NELSON PELTZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SCOTT M. SPERLING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: The Manitowoc Company, Inc.
TICKER: MTW CUSIP: 563571405
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROY V. ARMES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. BOHN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD M. CONDON, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANNE M. COONEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KENNETH W. KRUEGER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR C. DAVID MYERS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BARRY L. PENNYPACKER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN C. PFEIFER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT MAJORITY VOTING STANDARD TO REMOVE ISSUER YES FOR FOR
A DIRECTOR
ISSUER: The Marcus Corporation
TICKER: MCS CUSIP: 566330106
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN H. MARCUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DIANE MARCUS GERSHOWITZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALLAN H. SELIG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY E. HOEKSEMA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE J. OLSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP L. MILSTEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY S. MARCUS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRIAN J. STARK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATHERINE M. GEHL ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR DAVID M. BAUM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: The McClatchy Company
TICKER: MNI CUSIP: 579489303
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELIZABETH BALLANTINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANJALI JOSHI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARIA THOMAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES FOR AGAINST
ISSUER: The Medicines Company
TICKER: MDCO CUSIP: 584688105
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ALEXANDER J. DENNER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR GENO J. GERMANO ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JOHN C. KELLY ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR CLIVE MEANWELL ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR PARIS PANAYIOTOPOULOS ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR SARAH J. SCHLESINGER ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR MARK TIMNEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: The Meet Group, Inc.
TICKER: MEET CUSIP: 58513U101
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JEAN CLIFTON ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR GEOFFREY COOK ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR CHRISTOPHER FRALIC ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR SPENCER RHODES ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR BEDI SINGH ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR JASON WHITT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: The Michaels Companies, Inc.
TICKER: MIK CUSIP: 59408Q106
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSHUA BEKENSTEIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MARK S. COSBY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RYAN COTTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MONTE E. FORD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KAREN KAPLAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW S. LEVIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN J. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES A. QUELLA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BERYL B. RAFF ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PETER F. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: The Middleby Corporation
TICKER: MIDD CUSIP: 596278101
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SARAH PALISI CHAPIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY J. FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CATHY L. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN R. MILLER, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GORDON O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NASSEM ZIYAD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: The Mosaic Company
TICKER: MOS CUSIP: 61945C103
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHERYL K. BEEBE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR OSCAR P. BERNARDES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR NANCY E. COOPER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GREGORY L. EBEL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TIMOTHY S. GITZEL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DENISE C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EMERY N. KOENIG ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM T. MONAHAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES 'JOC' C. O'ROURKE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEVEN M. SEIBERT ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LUCIANO SIANI PIRES ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR KELVIN W. WESTBROOK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: The Navigators Group, Inc.
TICKER: NAVG CUSIP: 638904102
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: The New Home Company Inc.
TICKER: NWHM CUSIP: 645370107
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SAM BAKHSHANDEHPOUR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. BERCHTOLD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WAYNE STELMAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: The New York Times Co.
TICKER: NYT CUSIP: 650111107
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AMANPAL S. BHUTANI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOICHI ITO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN P. MCANDREWS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOREEN TOBEN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: The ONE Group Hospitality, Inc.
TICKER: STKS CUSIP: 88338K103
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EMANUEL P.N. HILARIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JONATHAN SEGAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PLANTE MORAN, P.C AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: The PNC Financial Services Group, Inc.
TICKER: PNC CUSIP: 693475105
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH ALVARADO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES E. BUNCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEBRA A. CAFARO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARJORIE RODGERS ISSUER YES FOR FOR
CHESHIRE
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM S. DEMCHAK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDREW T. FELDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD J. HARSHMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DANIEL R. HESSE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD B. KELSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LINDA R. MEDLER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARTIN PFINSGRAFF ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR TONI TOWNES-WHITLEY ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MICHAEL J. WARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: The Progressive Corporation
TICKER: PGR CUSIP: 743315103
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PHILIP BLESER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STUART B. BURGDOERFER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAMELA J. CRAIG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHARLES A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROGER N. FARAH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LAWTON W. FITT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SUSAN PATRICIA GRIFFITH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEFFREY D. KELLY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PATRICK H. NETTLES ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BARBARA R. SNYDER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JAN E. TIGHE ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR KAHINA VAN DYKE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: The Providence Service Corporation
TICKER: PRSC CUSIP: 743815102
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHRISTOPHER S. ISSUER YES FOR FOR
SHACKELTON
PROPOSAL #1b: ELECT DIRECTOR RICHARD A. KERLEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: The RMR Group, Inc.
TICKER: RMR CUSIP: 74967R106
MEETING DATE: 4/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JENNIFER B. CLARK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ANN LOGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROSEN PLEVNELIEV ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ADAM D. PORTNOY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR WALTER C. WATKINS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: The Rubicon Project, Inc.
TICKER: RUBI CUSIP: 78112V102
MEETING DATE: 10/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK ADDANTE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. FRANKENBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: The Rubicon Project, Inc.
TICKER: RUBI CUSIP: 78112V102
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL G. BARRETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT F. SPILLANE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: The Sherwin-Williams Company
TICKER: SHW CUSIP: 824348106
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KERRII B. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARTHUR F. ANTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFF M. FETTIG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID F. HODNIK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD J. KRAMER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUSAN J. KROPF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN G. MORIKIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTINE A. POON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN M. STROPKI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL H. THAMAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MATTHEW THORNTON, III ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR STEVEN H. WUNNING ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: The Simply Good Foods Co.
TICKER: SMPL CUSIP: 82900L102
MEETING DATE: 1/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLAYTON C. DALEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NOMI P. GHEZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES E. HEALEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: The Southern Company
TICKER: SO CUSIP: 842587107
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JANAKI AKELLA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JUANITA POWELL BARANCO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JON A. BOSCIA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR HENRY A. 'HAL' CLARK, ISSUER YES FOR FOR
III
PROPOSAL #1e: ELECT DIRECTOR ANTHONY F. 'TONY' ISSUER YES FOR FOR
EARLEY, JR.
PROPOSAL #1f: ELECT DIRECTOR THOMAS A. FANNING ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID J. GRAIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DONALD M. JAMES ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN D. JOHNS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DALE E. KLEIN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ERNEST J. MONIZ ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR WILLIAM G. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR STEVEN R. SPECKER ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR LARRY D. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR E. JENNER WOOD, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
ISSUER: The St. Joe Company
TICKER: JOE CUSIP: 790148100
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CESAR L. ALVAREZ ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR BRUCE R. BERKOWITZ ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR HOWARD S. FRANK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JORGE L. GONZALEZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES S. HUNT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS P. MURPHY, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: The Timken Co.
TICKER: TKR CUSIP: 887389104
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARIA A. CROWE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELIZABETH A. HARRELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD G. KYLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN A. LUKE, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER L. MAPES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES F. PALMER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR AJITA G. RAJENDRA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANK C. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN M. TIMKEN, JR. ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR WARD J. TIMKEN, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JACQUELINE F. WOODS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: The TJX Companies, Inc.
TICKER: TJX CUSIP: 872540109
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ZEIN ABDALLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN M. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROSEMARY T. BERKERY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID T. CHING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ERNIE HERRMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL F. HINES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR AMY B. LANE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CAROL MEYROWITZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JACKWYN L. NEMEROV ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN F. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLOW B. SHIRE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON GENDER, RACE, OR ETHNICITY PAY SHAREHOLDER YES AGAINST FOR
EQUITY
PROPOSAL #5: REPORT ON PRISON LABOR IN SUPPLY CHAIN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON HUMAN RIGHTS RISKS IN SHAREHOLDER YES AGAINST FOR
OPERATIONS AND SUPPLY CHAIN
ISSUER: The TJX Cos., Inc.
TICKER: TJX CUSIP: 872540109
MEETING DATE: 10/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
ISSUER: The Toro Co.
TICKER: TTC CUSIP: 891092108
MEETING DATE: 3/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY L. HARMENING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOYCE A. MULLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD M. OLSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES C. O'ROURKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: The Trade Desk, Inc.
TICKER: TTD CUSIP: 88339J105
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LISE J. BUYER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KATHRYN E. FALBERG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID B. WELLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: The Travelers Companies, Inc.
TICKER: TRV CUSIP: 89417E109
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ALAN L. BELLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JANET M. DOLAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PATRICIA L. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM J. KANE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CLARENCE OTIS, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PHILIP T. "PETE" ISSUER YES FOR FOR
RUEGGER, III
PROPOSAL #1g: ELECT DIRECTOR TODD C. SCHERMERHORN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ALAN D. SCHNITZER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DONALD J. SHEPARD ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LAURIE J. THOMSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: PREPARE EMPLOYMENT DIVERSITY REPORT, SHAREHOLDER YES AGAINST FOR
INCLUDING EEOC DATA
ISSUER: The Ultimate Software Group, Inc.
TICKER: ULTI CUSIP: 90385D107
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: The Walt Disney Co.
TICKER: DIS CUSIP: 254687106
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SUSAN E. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARY T. BARRA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SAFRA A. CATZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRANCIS A. DESOUZA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL FROMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT A. IGER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARIA ELENA LAGOMASINO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK G. PARKER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DERICA W. RICE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: ASSESS FEASIBILITY OF CYBER SECURITY AND SHAREHOLDER YES AGAINST FOR
DATA PRIVACY AS A PERFORMANCE MEASURE FOR SENIOR
EXECUTIVE COMPENSATION
ISSUER: The Walt Disney Company
TICKER: DIS CUSIP: 254687106
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: The Wendy's Company
TICKER: WEN CUSIP: 95058W100
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NELSON PELTZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PETER W. MAY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KRISTIN A. DOLAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KENNETH W. GILBERT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DENNIS M. KASS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOSEPH A. LEVATO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHELLE "MICH" J. ISSUER YES FOR FOR
MATHEWS-SPRADLIN
PROPOSAL #1h: ELECT DIRECTOR MATTHEW H. PELTZ ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR TODD A. PENEGOR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PETER H. ROTHSCHILD ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ARTHUR B. WINKLEBLACK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: The Western Union Company
TICKER: WU CUSIP: 959802109
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARTIN I. COLE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HIKMET ERSEK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD A. GOODMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BETSY D. HOLDEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JEFFREY A. JOERRES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERTO G. MENDOZA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL A. MILES, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ANGELA A. SUN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR FRANCES FRAGOS TOWNSEND ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SOLOMON D. TRUJILLO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
ISSUER: The Williams Companies, Inc.
TICKER: WMB CUSIP: 969457100
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: The Williams Companies, Inc.
TICKER: WMB CUSIP: 969457100
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN S. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN W. BERGSTROM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NANCY K. BUESE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN I. CHAZEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES I. COGUT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KATHLEEN B. COOPER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL A. CREEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR VICKI L. FULLER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PETER A. RAGAUSS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR SCOTT D. SHEFFIELD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MURRAY D. SMITH ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WILLIAM H. SPENCE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: TherapeuticsMD, Inc.
TICKER: TXMD CUSIP: 88338N107
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANE F. BARLOW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN BERNICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. MARTIN CARROLL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR COOPER C. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT G. FINIZIO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT V. LAPENTA, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN C.K. MILLIGAN, IV ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JULES A. MUSING ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANGUS C. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR NICHOLAS SEGAL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TOMMY G. THOMPSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Theravance Biopharma, Inc.
TICKER: TBPH CUSIP: G8807B106
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICK E. WINNINGHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT V. GUNDERSON, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR SUSAN M. MOLINEAUX ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR DONAL O'CONNOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Thermo Fisher Scientific Inc.
TICKER: TMO CUSIP: 883556102
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARC N. CASPER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR NELSON J. CHAI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR C. MARTIN HARRIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR TYLER JACKS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JUDY C. LEWENT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS J. LYNCH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JIM P. MANZI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES C. MULLEN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LARS R. SORENSEN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SCOTT M. SPERLING ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ELAINE S. ULLIAN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DION J. WEISLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Thermon Group Holdings, Inc.
TICKER: THR CUSIP: 88362T103
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LINDA A. DALGETTY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARCUS J. GEORGE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD E. GOODRICH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN J. MCGINTY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN T. NESSER, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL W. PRESS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN A. SNIDER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES A. SORRENTINO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRUCE A. THAMES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: TheStreet, Inc.
TICKER: TST CUSIP: 88368Q103
MEETING DATE: 2/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Third Point Reinsurance Ltd.
TICKER: TPRE CUSIP: G8827U100
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAFE DE LA GUERONNIERE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEIL MCCONACHIE ISSUER YES FOR FOR
PROPOSAL #2: ELECTION OF DESIGNATED COMPANY DIRECTORS ISSUER YES FOR FOR
OF NON-U.S. SUBSIDIARIES
PROPOSAL #3: APPROVE ERNST & YOUNG LTD. AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
ISSUER: Thor Industries, Inc.
TICKER: THO CUSIP: 885160101
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW E. GRAVES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AMELIA A. HUNTINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER KLEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
ISSUER: Tidewater, Inc.
TICKER: TDW CUSIP: 88642R109
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Tidewater, Inc.
TICKER: TDW CUSIP: 88642R109
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS R. BATES, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALAN J. CARR ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR STEVEN L. NEWMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RANDEE E. DAY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DICK FAGERSTAL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LARRY T. RIGDON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN T. RYND ISSUER YES AGAINST AGAINST
PROPOSAL #1h: ELECT DIRECTOR LOUIS A. RASPINO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KENNETH H. TRAUB ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT P. TAMBURRINO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: TIER REIT, Inc.
TICKER: TIER CUSIP: 88650V208
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Tiffany & Co.
TICKER: TIF CUSIP: 886547108
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ALESSANDRO BOGLIOLO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROSE MARIE BRAVO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR HAFIZE GAYE ERKAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROGER N. FARAH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JANE HERTZMARK HUDIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ABBY F. KOHNSTAMM ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES E. LILLIE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM A. SHUTZER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT S. SINGER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR FRANCESCO TRAPANI ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ANNIE YOUNG-SCRIVNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Tile Shop Holdings, Inc.
TICKER: TTS CUSIP: 88677Q109
MEETING DATE: 7/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER T. COOK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. RUCKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Tilly's, Inc.
TICKER: TLYS CUSIP: 886885102
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HEZY SHAKED ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUG COLLIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SETH JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JANET E. KERR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDMOND THOMAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BERNARD ZEICHNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Timberland Bancorp, Inc. (Washington)
TICKER: TSBK CUSIP: 887098101
MEETING DATE: 1/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL D. YERRINGTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY D. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID A. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELAP LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: TimkenSteel Corp.
TICKER: TMST CUSIP: 887399103
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DIANE C. CREEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD T. MISHEFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD A. RICE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARVIN A. RILEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Tiptree Inc.
TICKER: TIPT CUSIP: 88822Q103
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN ILANY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LESLEY GOLDWASSER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Titan International, Inc.
TICKER: TWI CUSIP: 88830M102
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD "DICK" M. ISSUER YES FOR FOR
CASHIN JR.
PROPOSAL #1.2: ELECT DIRECTOR GARY L. COWGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALBERT J. FEBBO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK H. RACHESKY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR PAUL G. REITZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANTHONY L. SOAVE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MAURICE M. TAYLOR, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: SEEK SALE OF COMPANY/ASSETS SHAREHOLDER YES AGAINST FOR
ISSUER: Titan Machinery Inc.
TICKER: TITN CUSIP: 88830R101
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STAN DARDIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID MEYER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Tivity Health, Inc.
TICKER: TVTY CUSIP: 88870R102
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR SARA J. FINLEY ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ROBERT J. GRECZYN, JR. ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR PETER A. HUDSON ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR BETH M. JACOB ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR BRADLEY S. KARRO ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR PAUL H. KECKLEY ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR BENJAMIN A. KIRSHNER ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR LEE A. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR DONATO J. TRAMUTO ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR KEVIN G. WILLS ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR DAWN M. ZIER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: TiVo Corp.
TICKER: TIVO CUSIP: 88870P106
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN L. EARHART ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDDY W. HARTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES E. MEYER ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR DANIEL MOLONEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAGHAVENDRA RAU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GLENN W. WELLING ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: T-Mobile US, Inc.
TICKER: TMUS CUSIP: 872590104
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SRIKANT M. DATAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SRINI GOPALAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRENCE H. GUFFEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHEUS HOTTGES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTIAN P. ILLEK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR BRUNO JACOBFEUERBORN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAPHAEL KUBLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR THORSTEN LANGHEIM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR JOHN J. LEGERE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR G. MICHAEL "MIKE" ISSUER YES FOR FOR
SIEVERT
PROPOSAL #1.11: ELECT DIRECTOR TERESA A. TAYLOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.12: ELECT DIRECTOR KELVIN R. WESTBROOK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: LIMIT ACCELERATED VESTING OF EQUITY SHAREHOLDER YES AGAINST FOR
AWARDS UPON A CHANGE IN CONTROL
ISSUER: Tocagen, Inc.
TICKER: TOCA CUSIP: 888846102
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANKLIN M. BERGER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR LORI KUNKEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID PARKINSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Toll Brothers, Inc.
TICKER: TOL CUSIP: 889478103
MEETING DATE: 3/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT I. TOLL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS C. YEARLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD G. BOEHNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD J. BRAEMER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTINE N. GARVEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAREN H. GRIMES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CARL B. MARBACH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN A. MCLEAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN A. NOVICK ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR WENDELL E. PRITCHETT ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PAUL E. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Tompkins Financial Corporation
TICKER: TMP CUSIP: 890110109
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN E. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL J. BATTAGLIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL J. FESSENDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES W. FULMER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICIA A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRANK C. MILEWSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS R. ROCHON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN S. ROMAINE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL H. SPAIN ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR JENNIFER R. TEGAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ALFRED J. WEBER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CRAIG YUNKER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Tootsie Roll Industries, Inc.
TICKER: TR CUSIP: 890516107
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELLEN R. GORDON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR LANA JANE LEWIS-BRENT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR BARRE A. SEIBERT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR PAULA M. WARDYNSKI ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: TopBuild Corp.
TICKER: BLD CUSIP: 89055F103
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ALEC C. COVINGTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GERALD VOLAS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CARL T. CAMDEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSEPH S. CANTIE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TINA M. DONIKOWSKI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARK A. PETRARCA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR NANCY M. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: REDUCE SUPERMAJORITY VOTE REQUIREMENT TO ISSUER YES FOR FOR
AMEND BYLAWS
PROPOSAL #3: REDUCE SUPERMAJORITY VOTE REQUIREMENT TO ISSUER YES FOR FOR
AMEND CERTIFICATE OF INCORPORATION
PROPOSAL #4: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
REGARDING INDEMNIFICATION OF DIRECTORS AND OFFICERS
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Torchlight Energy Resources, Inc.
TICKER: TRCH CUSIP: 89102U103
MEETING DATE: 8/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. BRDA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY MCCABE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. DAVID NEWTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALEXANDRE ZYNGIER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. GRAVES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BRIGGS & VESELKA CO. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Torchmark Corporation
TICKER: TMK CUSIP: 891027104
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES E. ADAIR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LINDA L. ADDISON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARILYN A. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHERYL D. ALSTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JANE M. BUCHAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY L. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LARRY M. HUTCHISON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT W. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEVEN P. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DARREN M. REBELEZ ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LAMAR C. SMITH ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARY E. THIGPEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Total System Services, Inc.
TICKER: TSS CUSIP: 891906109
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR F. THADDEUS ARROYO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KRISS CLONINGER, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WALTER W. DRIVER, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SIDNEY E. HARRIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOIA M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CONNIE D. MCDANIEL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD A. SMITH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN T. TURNER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR M. TROY WOODS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
ISSUER: Tower International, Inc. (Michigan)
TICKER: TOWR CUSIP: 891826109
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DEV KAPADIA ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR MARK MALCOLM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Town Sports International Holdings, Inc.
TICKER: CLUB CUSIP: 89214A102
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN J. ANNESE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARCUS B. DUNLOP ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. GALLIGAN, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MANDY LAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK WALSH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR L. SPENCER WELLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: TowneBank
TICKER: TOWN CUSIP: 89214P109
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR G. ROBERT ASTON, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR E. LEE BAYNOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS C. BROYLES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRADFORD L. CHERRY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. MORGAN DAVIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HARRY T. LESTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM T. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ELIZABETH W. ROBERTSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DWIGHT C. SCHAUBACH ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR RICHARD B. THURMOND ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR F. LEWIS WOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Townsquare Media, Inc.
TICKER: TSQ CUSIP: 892231101
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN PRICE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR GARY GINSBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DAVID QUICK ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: TPG RE Finance Trust, Inc.
TICKER: TRTX CUSIP: 87266M107
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AVI BANYASZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GRETA GUGGENHEIM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KELVIN DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL GILLMORE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WENDY SILVERSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRADLEY SMITH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: TPI Composites, Inc.
TICKER: TPIC CUSIP: 87266J104
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACK A. HENRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES A. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL G. WEISS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TYRONE M. JORDAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: TRACON Pharmaceuticals, Inc.
TICKER: TCON CUSIP: 89237H100
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR STEPHEN T. WORLAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Tractor Supply Company
TICKER: TSCO CUSIP: 892356106
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CYNTHIA T. JAMISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICARDO CARDENAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENISE L. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS A. KINGSBURY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAMKUMAR KRISHNAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE MACKENZIE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDNA K. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK J. WEIKEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GREGORY A. SANDFORT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: TransAct Technologies Incorporated
TICKER: TACT CUSIP: 892918103
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAYDEE ORTIZ OLINGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EMANUEL P. N. HILARIO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Transcat, Inc.
TICKER: TRNS CUSIP: 893529107
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN H. RESNICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEE D. RUDOW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARL E. SASSANO ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY FREED MAXICK CPAS, P.C. AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Transcontinental Realty Investors, Inc.
TICKER: TCI CUSIP: 893617209
MEETING DATE: 12/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HENRY A. BUTLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. JAKUSZEWSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TED R. MUNSELLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAYMOND D. ROBERTS, SR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY FARMER, FUQUA & HUFF, P.C. AS ISSUER YES FOR FOR
AUDITORS
ISSUER: TransDigm Group, Inc.
TICKER: TDG CUSIP: 893641100
MEETING DATE: 3/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID BARR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM DRIES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MERVIN DUNN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL S. GRAFF ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SEAN P. HENNESSY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W. NICHOLAS HOWLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAYMOND F. LAUBENTHAL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GARY E. MCCULLOUGH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHELE SANTANA ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. SMALL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN STAER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KEVIN STEIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT QUANTITATIVE COMPANY-WIDE GHG SHAREHOLDER YES FOR AGAINST
GOALS
ISSUER: TransEnterix, Inc.
TICKER: TRXC CUSIP: 89366M201
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL A. LAVIOLETTE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR TODD M. POPE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREA BIFFI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JANE H. HSIAO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM N. KELLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR AFTAB R. KHERANI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR DAVID B. MILNE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD C. PFENNIGER, ISSUER YES WITHHOLD AGAINST
JR.
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM N. STARLING ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Translate Bio, Inc.
TICKER: TBIO CUSIP: 89374L104
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEAN-FRANCOIS FORMELA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. MEYER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT M. PLENGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Transocean Ltd.
TICKER: RIG CUSIP: H8817H100
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO CREATE ADDITIONAL ISSUER YES FOR FOR
AUTHORIZED SHARE CAPITAL TO PAY THE SHARE
CONSIDERATION IN THE MERGER
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #3: AMEND ARTICLES RE: (NON-ROUTINE) ISSUER YES FOR FOR
ISSUER: Transocean Ltd.
TICKER: RIG CUSIP: H8817H100
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3: APPROPRIATION OF AVAILABLE EARNINGS FOR ISSUER YES FOR FOR
FISCAL YEAR 2018
PROPOSAL #4A: ELECT DIRECTOR GLYN A. BARKER ISSUER YES FOR FOR
PROPOSAL #4B: ELECT DIRECTOR VANESSA C.L. CHANG ISSUER YES FOR FOR
PROPOSAL #4C: ELECT DIRECTOR FREDERICO F. CURADO ISSUER YES AGAINST AGAINST
PROPOSAL #4D: ELECT DIRECTOR CHADWICK C. DEATON ISSUER YES FOR FOR
PROPOSAL #4E: ELECT DIRECTOR VINCENT J. INTRIERI ISSUER YES FOR FOR
PROPOSAL #4F: ELECT DIRECTOR SAMUEL J. MERKSAMER ISSUER YES FOR FOR
PROPOSAL #4G: ELECT DIRECTOR FREDERIK W. MOHN ISSUER YES FOR FOR
PROPOSAL #4H: ELECT DIRECTOR EDWARD R. MULLER ISSUER YES FOR FOR
PROPOSAL #4I: ELECT DIRECTOR TAN EK KIA ISSUER YES FOR FOR
PROPOSAL #4J: ELECT DIRECTOR JEREMY D. THIGPEN ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHADWICK C. DEATON AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #6A: APPOINT FREDERICO F. CURADO AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #6B: APPOINT VINCENT J. INTRIERI AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #6C: APPOINT TAN EK KIA AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #7: DESIGNATE SCHWEIGER ADVOKATUR / NOTARIAT ISSUER YES FOR FOR
AS INDEPENDENT PROXY
PROPOSAL #8: APPOINTMENT OF ERNST & YOUNG LLP AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2019 AND REELECTION OF ERNST & YOUNG LTD,
ZURICH AS THE COMPANY'S AUDITOR FOR A FURTHER ONE-
YEAR TERM
PROPOSAL #9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #10A: APPROVE MAXIMUM REMUNERATION OF BOARD ISSUER YES FOR FOR
OF DIRECTORS FOR THE PERIOD BETWEEN THE 2019 AND 2020
ANNUAL GENERAL MEETINGS IN THE AMOUNT OF USD 4.12
MILLION
PROPOSAL #10B: APPROVE MAXIMUM REMUNERATION OF THE ISSUER YES FOR FOR
EXECUTIVE MANAGEMENT TEAM FOR FISCAL YEAR 2020 IN THE
AMOUNT OF USD 24 MILLION
PROPOSAL #11: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: TransUnion
TICKER: TRU CUSIP: 89400J107
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE M. AWAD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER A. ISSUER YES FOR FOR
CARTWRIGHT
PROPOSAL #1.3: ELECT DIRECTOR SIDDHARTH N. (BOBBY) ISSUER YES FOR FOR
MEHTA
PROPOSAL #1.4: ELECT DIRECTOR ANDREW PROZES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Travelzoo
TICKER: TZOO CUSIP: 89421Q205
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALPH BARTEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTINA SINDONI ISSUER YES FOR FOR
CIOCCA
PROPOSAL #1.3: ELECT DIRECTOR CARRIE LIQUN LIU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY REILLY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BEATRICE TARKA ISSUER YES FOR FOR
PROPOSAL #2: APPROVE STOCK OPTION PLAN GRANTS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
ISSUER: Trecora Resources
TICKER: TREC CUSIP: 894648104
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY K. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAMELA R. BUTCHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NICHOLAS N. CARTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ADAM C. PEAKES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK D. QUARLES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JANET S. ROEMER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KAREN A. TWITCHELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BKM SOWAN HORAN, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Tredegar Corp.
TICKER: TG CUSIP: 894650100
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE C. FREEMAN, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN D. GOTTWALD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM M. GOTTWALD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH R. NEWSOME ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGORY A. PRATT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS G. SNEAD, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN M. STEITZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CARL E. TACK, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANNE G. WALESKI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: TreeHouse Foods, Inc.
TICKER: THS CUSIP: 89469A104
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LINDA K. MASSMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY D. SMITH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JASON J. TYLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Tremont Mortgage Trust
TICKER: TRMT CUSIP: 894789106
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN L. HARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADAM D. PORTNOY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Trevena, Inc.
TICKER: TRVN CUSIP: 89532E109
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT BRAUNSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEON "LONNIE" O. ISSUER YES FOR FOR
MOULDER, JR.
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL R. DOUGHERTY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Trex Co., Inc.
TICKER: TREX CUSIP: 89531P105
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL F. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD E. POSEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: TRI Pointe Group, Inc.
TICKER: TPH CUSIP: 87265H109
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS F. BAUER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE B. BURROWS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL S. FULTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN J. GILBERT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VICKI D. MCWILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CONSTANCE B. MOORE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS B. ROGERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Tribune Media Co.
TICKER: TRCO CUSIP: 896047503
MEETING DATE: 3/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Tribune Media Co.
TICKER: TRCO CUSIP: 896047503
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROSS LEVINSOHN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PETER E. MURPHY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Tribune Publishing Company
TICKER: TPCO CUSIP: 89609W107
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CAROL CRENSHAW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID DREIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILIP G. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDDY W. HARTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY P. KNIGHT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD A. RECK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Tricida, Inc.
TICKER: TCDA CUSIP: 89610F101
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SANDRA I. COUFAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID HIRSCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: TriCo Bancshares
TICKER: TCBK CUSIP: 896095106
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. CASEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD J. AMARAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS G. ATWOOD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR L. GAGE CHRYSLER, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CRAIG S. COMPTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CORY W. GIESE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN S. A. HASBROOK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL W. KOEHNEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARTIN A. MARIANI ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR THOMAS C. MCGRAW ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RICHARD P. SMITH ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR W. VIRGINIA WALKER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: TriMas Corporation
TICKER: TRS CUSIP: 896215209
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS A. AMATO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NANCY S. GOUGARTY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY M. GREENE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Trimble, Inc.
TICKER: TRMB CUSIP: 896239100
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN W. BERGLUND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAIGHAM "KEN" GABRIEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MERIT E. JANOW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ULF J. JOHANSSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MEAGHAN LLOYD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SANDRA MACQUILLAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD S. NERSESIAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK S. PEEK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHAN WIBERGH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: TriNet Group, Inc.
TICKER: TNET CUSIP: 896288107
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN BABINEC ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL CHAMBERLAIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WAYNE B. LOWELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF NON-EMPLOYEE ISSUER YES FOR FOR
DIRECTORS
ISSUER: Trinity Industries, Inc.
TICKER: TRN CUSIP: 896522109
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN L. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRANDON B. BOZE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN J. DIEZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LELDON E. ECHOLS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES W. MATTHEWS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR E. JEAN SAVAGE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DUNIA A. SHIVE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TIMOTHY R. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: TripAdvisor, Inc.
TICKER: TRIP CUSIP: 896945201
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY B. MAFFEI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN KAUFER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR TRYNKA SHINEMAN BLAKE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JAY C. HOAG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR BETSY L. MORGAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR JEREMY PHILIPS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR SPENCER M. RASCOFF ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR ALBERT E. ROSENTHALER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR ROBERT S. WIESENTHAL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Triple-S Management Corp.
TICKER: GTS CUSIP: 896749108
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID H. CHAFEY, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MANUEL FIGUEROA-COLLAZO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: TriState Capital Holdings, Inc.
TICKER: TSC CUSIP: 89678F100
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR E.H. "GENE" DEWHURST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR A. WILLIAM SCHENCK, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN B. YASINSKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Triton International Ltd.
TICKER: TRTN CUSIP: G9078F107
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN M. SONDEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT W. ALSPAUGH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KAREN AUSTIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MALCOLM P. BAKER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID A. COULTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CLAUDE GERMAIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH HANAU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN S. HEXTALL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT L. ROSNER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SIMON R. VERNON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Triumph Bancorp, Inc.
TICKER: TBK CUSIP: 89679E300
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS M. KRATZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD L. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL P. RAFFERTY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C.TODD SPARKS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #6: RATIFY CROWE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Triumph Group, Inc.
TICKER: TGI CUSIP: 896818101
MEETING DATE: 7/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL BOURGON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL J. CROWLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RALPH E. EBERHART ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL P. GARTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAWNE S. HICKTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM L. MANSFIELD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ADAM J. PALMER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH M. SILVESTRI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LARRY O. SPENCER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
ISSUER: Tronox Holdings Plc
TICKER: TROX CUSIP: G9087Q102
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFRY N. QUINN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ILAN KAUFTHAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MUTLAQ AL-MORISHED ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VANESSA GUTHRIE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDREW P. HINES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WAYNE A. HINMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER B. JOHNSTON ISSUER YES AGAINST AGAINST
PROPOSAL #1.8: ELECT DIRECTOR GINGER M. JONES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN JONES ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR MOAZZAM KHAN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SIPHO NKOSI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Tronox Ltd.
TICKER: TROX CUSIP: Q9235V101
MEETING DATE: 3/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RE-DOMICILE TRANSACTION ISSUER YES FOR FOR
ISSUER: TrueBlue, Inc.
TICKER: TBI CUSIP: 89785X101
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR COLLEEN B. BROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR A. PATRICK BEHARELLE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEVEN C. COOPER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM C. GOINGS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KIM HARRIS JONES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEPHEN M. ROBB ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JEFFREY B. SAKAGUCHI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KRISTI A. SAVACOOL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BONNIE W. SOODIK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: TrueCar, Inc.
TICKER: TRUE CUSIP: 89785L107
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. BUCE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN KRAFCIK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WESLEY A. NICHOLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Trupanion, Inc.
TICKER: TRUP CUSIP: 898202106
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL DOAK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DARRYL RAWLINGS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: TrustCo Bank Corp NY
TICKER: TRST CUSIP: 898349105
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS A. DEGENNARO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN C. FLYNN ISSUER YES FOR FOR
PROPOSAL #2: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Trustmark Corp.
TICKER: TRMK CUSIP: 898402102
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ADOLPHUS B. BAKER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM A. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES N. COMPTON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR TRACY T. CONERLY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TONI D. COOLEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR J. CLAY HAYS, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GERARD R. HOST ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HARRIS V. MORRISSETTE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RICHARD H. PUCKETT ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR R. MICHAEL SUMMERFORD ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR HARRY M. WALKER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LEROY G. WALKER, JR. ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR WILLIAM G. YATES, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: TTEC Holdings, Inc.
TICKER: TTEC CUSIP: 89854H102
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KENNETH D. TUCHMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN J. ANENEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TRACY L. BAHL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GREGORY A. CONLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT N. FRERICHS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARC L. HOLTZMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EKTA SINGH-BUSHELL ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: TTM Technologies, Inc.
TICKER: TTMI CUSIP: 87305R109
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS T. EDMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHANTEL E. LENARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TANG CHUNG YEN "TOM ISSUER YES FOR FOR
TANG"
PROPOSAL #1.4: ELECT DIRECTOR DOV S. ZAKHEIM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Tuesday Morning Corp.
TICKER: TUES CUSIP: 899035505
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN R. BECKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRY BURMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES T. CORCORAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARRY S. GLUCK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANK M. HAMLIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHERRY M. SMITH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD S. WILLIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Tupperware Brands Corporation
TICKER: TUP CUSIP: 899896104
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CATHERINE A. BERTINI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN M. CAMERON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KRISS CLONINGER, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MEG CROFTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR E. V. "RICK" GOINGS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANGEL R. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER D. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD T. RILEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOYCE M. ROCHE ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR PATRICIA A. STITZEL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR M. ANNE SZOSTAK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Turning Point Brands, Inc.
TICKER: TPB CUSIP: 90041L105
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY H. A. BAXTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. C. CHARLES DIAO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ASHLEY DAVIS FRUSHONE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID GLAZEK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PEGGY H. HEBARD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS F. HELMS, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAWRENCE S. WEXLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ARNOLD ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Turtle Beach Corporation
TICKER: HEAR CUSIP: 900450206
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JUERGEN STARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD DOORNINK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM E. KEITEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ANDREW WOLFE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR L. GREGORY BALLARD ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
ISSUER: Tutor Perini Corporation
TICKER: TPC CUSIP: 901109108
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD N. TUTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR PETER ARKLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR SIDNEY J. FELTENSTEIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JAMES A. FROST ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL F. HORODNICEANU ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL R. KLEIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR ROBERT C. LIEBER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR DENNIS D. OKLAK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR RAYMOND R. ONEGLIA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.1: ELECT DIRECTOR DALE ANNE REISS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.11: ELECT DIRECTOR DICKRAN M. TEVRIZIAN, ISSUER YES WITHHOLD AGAINST
JR.
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: Twenty-First Century Fox, Inc.
TICKER: FOXA CUSIP: 90130A101
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DISTRIBUTION AGREEMENT ISSUER YES FOR FOR
ISSUER: Twenty-First Century Fox, Inc.
TICKER: FOXA CUSIP: 90130A200
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DISTRIBUTION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #3: AMEND CHARTER REGARDING HOOK STOCK ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
ISSUER: Twenty-First Century Fox, Inc.
TICKER: FOXA CUSIP: 90130A200
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR K. RUPERT MURDOCH AC ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LACHLAN K. MURDOCH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DELPHINE ARNAULT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES W. BREYER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHASE CAREY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID F. DEVOE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RODERICK I. EDDINGTON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES R. MURDOCH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JACQUES NASSER AC ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT S. SILBERMAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR TIDJANE THIAM ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
ISSUER: Twilio Inc.
TICKER: TWLO CUSIP: 90138F102
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELENA DONIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONNA L. DUBINSKY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Twilio, Inc.
TICKER: TWLO CUSIP: 90138F102
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Twin Disc, Inc.
TICKER: TWIN CUSIP: 901476101
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID B. RAYBURN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANET P. GIESSELMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID W. JOHNSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Twin River Worldwide Holdings, Inc.
TICKER: TRWH CUSIP: 90171V204
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SOOHYUNG KIM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. TAYLOR, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE, LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Twitter, Inc.
TICKER: TWTR CUSIP: 90184L102
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JACK DORSEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PATRICK PICHETTE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT ZOELLICK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES FOR AGAINST
PROPOSAL #5: REPORT ON CONTENT ENFORCEMENT POLICIES SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: DISCLOSE BOARD DIVERSITY AND SHAREHOLDER YES AGAINST FOR
QUALIFICATIONS
ISSUER: Two Harbors Investment Corp.
TICKER: TWO CUSIP: 90187B408
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Two Harbors Investment Corp.
TICKER: TWO CUSIP: 90187B408
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR E. SPENCER ABRAHAM ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES J. BENDER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KAREN HAMMOND ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN G. KASNET ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM ROTH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR W. REID SANDERS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS E. SIERING ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES A. STERN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HOPE B. WOODHOUSE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Two River Bancorp
TICKER: TRCB CUSIP: 90207C105
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES M. BOLLERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT B. GROSSMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN J. PERRI, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBIN ZAGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Tyler Technologies, Inc.
TICKER: TYL CUSIP: 902252105
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DONALD R. BRATTAIN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR GLENN A. CARTER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR BRENDA A. CLINE ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR J. LUTHER KING, JR. ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JOHN S. MARR, JR. ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR H. LYNN MOORE, JR. ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR DANIEL M. POPE ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR DUSTIN R. WOMBLE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: Tyme Technologies, Inc.
TICKER: TYME CUSIP: 90238J103
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVE HOFFMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL DEMURJIAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DONALD W. DEGOLYER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR STOCK OPTION ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Tyson Foods, Inc.
TICKER: TSN CUSIP: 902494103
MEETING DATE: 2/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN TYSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GAURDIE E. BANISTER, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DEAN BANKS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MIKE BEEBE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MIKEL A. DURHAM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KEVIN M. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHERYL S. MILLER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEFFREY K. SCHOMBURGER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT THURBER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BARBARA A. TYSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR NOEL WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #4: REPORT ON HUMAN RIGHTS RISK ASSESSMENT SHAREHOLDER YES AGAINST FOR
PROCESS
ISSUER: U.S. Auto Parts Network, Inc.
TICKER: PRTS CUSIP: 90343C100
MEETING DATE: 7/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AARON E. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WARREN B. PHELPS, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRADLEY E. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: U.S. Auto Parts Network, Inc.
TICKER: PRTS CUSIP: 90343C100
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAY K. GREYSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MEHRAN NIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARBARA PALMER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: U.S. Bancorp
TICKER: USB CUSIP: 902973304
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WARNER L. BAXTER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DOROTHY J. BRIDGES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ELIZABETH L. BUSE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARC N. CASPER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ANDREW CECERE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ARTHUR D. COLLINS, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KIMBERLY J. HARRIS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROLAND A. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DOREEN WOO HO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR OLIVIA F. KIRTLEY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR KAREN S. LYNCH ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RICHARD P. MCKENNEY ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR YUSUF I. MEHDI ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR DAVID B. O'MALEY ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR O'DELL M. OWENS ISSUER YES FOR FOR
PROPOSAL #1p: ELECT DIRECTOR CRAIG D. SCHNUCK ISSUER YES FOR FOR
PROPOSAL #1q: ELECT DIRECTOR SCOTT W. WINE ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: U.S. Concrete, Inc.
TICKER: USCR CUSIP: 90333L201
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. SANDBROOK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KURT M. CELLAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL D. LUNDIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT M. RAYNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR COLIN M. SUTHERLAND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THEODORE P. ROSSI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUSAN M. BALL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: U.S. Gold Corp.
TICKER: USAU CUSIP: 90291C102
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EDWARD M. KARR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TIMOTHY M. JANKE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES DALE DAVIDSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN N. BRACA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ANDREW KAPLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES AGAINST AGAINST
PLACEMENT
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY KBL LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: U.S. Physical Therapy, Inc.
TICKER: USPH CUSIP: 90337L108
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERALD L. PULLINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER J. READING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRANCE W. MCAFEE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK J. BROOKNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HARRY S. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BERNARD A. HARRIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KATHLEEN A. GILMARTIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDWARD L. KUNTZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR REGINALD E. SWANSON ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR CLAYTON K. TRIER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST N/A
ISSUER: U.S. Silica Holdings, Inc.
TICKER: SLCA CUSIP: 90346E103
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR PETER C. BERNARD ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DIANE K. DUREN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR WILLIAM J. KACAL ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR CHARLES W. SHAVER ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR BRYAN A. SHINN ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR J. MICHAEL STICE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: U.S. Well Services, Inc.
TICKER: USWS CUSIP: 91274U101
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOEL BROUSSARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD BURNETT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: U.S. Xpress Enterprises, Inc.
TICKER: USX CUSIP: 90338N202
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JON F. BEIZER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD "NED" H. BRAMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILIP V. CONNORS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC FULLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MAX FULLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DENNIS A. NASH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LISA QUINN PATE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN C. RICKEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Ubiquiti Networks, Inc.
TICKER: UBNT CUSIP: 90347A100
MEETING DATE: 12/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL E. HURLSTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RAFAEL TORRES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: UDR, Inc.
TICKER: UDR CUSIP: 902653104
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHERINE A. CATTANACH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JON A. GROVE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARY ANN KING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES D. KLINGBEIL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CLINT D. MCDONNOUGH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT A. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARK R. PATTERSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS W. TOOMEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: UFP Technologies, Inc.
TICKER: UFPT CUSIP: 902673102
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS OBERDORF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LUCIA LUCE QUINN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: UGI Corp.
TICKER: UGI CUSIP: 902681105
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR M. SHAWN BORT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THEODORE A. DOSCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD W. GOCHNAUER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALAN N. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANK S. HERMANCE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANNE POL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KELLY A. ROMANO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARVIN O. SCHLANGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES B. STALLINGS, JR. ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR JOHN L. WALSH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Ulta Beauty, Inc.
TICKER: ULTA CUSIP: 90384S303
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SALLY E. BLOUNT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY N. DILLON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES HEILBRONN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL R. MACDONALD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Ultra Clean Holdings, Inc.
TICKER: UCTT CUSIP: 90385V107
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR CLARENCE L. GRANGER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JAMES P. SCHOLHAMER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR DAVID T. IBNALE ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR LEONID MEZHVINSKY ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR EMILY M. LIGGETT ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR THOMAS T. EDMAN ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR BARBARA V. SCHERER ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR ERNEST E. MADDOCK ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Ultra Petroleum Corp.
TICKER: UPL CUSIP: 903914208
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN SIZE OF BOARD ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR SYLVIA K. BARNES ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NEAL P. GOLDMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.3: ELECT DIRECTOR BRAD JOHNSON ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MICHAEL J. KEEFFE ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR EVAN S. LEDERMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.6: ELECT DIRECTOR STEPHEN J. MCDANIEL ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ALAN J. MINTZ ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR EDWARD A. SCOGGINS, JR. ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #7: REMOVE LIMITATION ON NUMBER OF ISSUER YES AGAINST AGAINST
AUTHORIZED COMMON SHARES
PROPOSAL #8: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #9: AMEND BYLAW TO PERMIT THE SEPARATION OF ISSUER YES FOR FOR
ROLES OF CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE
OFFICER
ISSUER: Ultragenyx Pharmaceutical, Inc.
TICKER: RARE CUSIP: 90400D108
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM ALISKI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LARS EKMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1c: ELECT DIRECTOR MATTHEW K. FUST ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Ultralife Corporation
TICKER: ULBI CUSIP: 903899102
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN M. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL D. POPIELEC ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS L. SAELI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT W. SHAW, II ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RANJIT C. SINGH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRADFORD T. WHITMORE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY FREED MAXICK CPAS, P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
ISSUER: UMB Financial Corp.
TICKER: UMBF CUSIP: 902788108
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBIN C. BEERY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN C. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREG M. GRAVES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALEXANDER C. KEMPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. MARINER KEMPER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GORDON E. LANSFORD, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TIMOTHY R. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TAMARA M. PETERMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KRIS A. ROBBINS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR L. JOSHUA SOSLAND ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PAUL UHLMANN, III ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LEROY J. WILLIAMS, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: UMH Properties, Inc.
TICKER: UMH CUSIP: 903002103
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL P. LANDY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM E. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN B. WOLGIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PKF O'CONNOR DAVIES, LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Umpqua Holdings Corp.
TICKER: UMPQ CUSIP: 904214103
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PEGGY Y. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN M. GAMBEE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES S. GREENE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LUIS F. MACHUCA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CORT L. O'HAVER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARIA M. POPE ISSUER YES AGAINST AGAINST
PROPOSAL #1.7: ELECT DIRECTOR JOHN F. SCHULTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SUSAN F. STEVENS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HILLIARD C. TERRY, III ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BRYAN L. TIMM ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ANDDRIA VARNADO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Under Armour, Inc.
TICKER: UAA CUSIP: 904311107
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN A. PLANK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE W. BODENHEIMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS E. COLTHARP ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JERRI L. DEVARD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR MOHAMED A. EL-ERIAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAREN W. KATZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR A.B. KRONGARD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM R. MCDERMOTT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR ERIC T. OLSON ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR HARVEY L. SANDERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Unifi, Inc.
TICKER: UFI CUSIP: 904677200
MEETING DATE: 10/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT J. BISHOP ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALBERT P. CAREY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS H. CAUDLE, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAUL R. CHARRON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ARCHIBALD COX, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KEVIN D. HALL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES M. KILTS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KENNETH G. LANGONE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES D. MEAD ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SUZANNE M. PRESENT ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR EVA T. ZLOTNICKA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: UniFirst Corp.
TICKER: UNF CUSIP: 904708104
MEETING DATE: 1/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILLIP L. COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CYNTHIA CROATTI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Union Bankshares Corp.
TICKER: UBSH CUSIP: 90539J109
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Union Bankshares Corp.
TICKER: UBSH CUSIP: 90539J109
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. ASBURY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR L. BRADFORD ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL W. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICK E. CORBIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL I. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAN S. HOOVER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. TAYLOE MURPHY, JR. ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR F. BLAIR WIMBUSH ISSUER YES FOR FOR
PROPOSAL #3: CHANGE COMPANY NAME TO ATLANTIC UNION ISSUER YES FOR FOR
BANKSHARES CORPORATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Union Bankshares, Inc.
TICKER: UNB CUSIP: 905400107
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOEL S. BOURASSA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN J. BOURGEOIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAWN D. BUGBEE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN M. GOODRICH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NANCY C. PUTNAM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TIMOTHY W. SARGENT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID S. SILVERMAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN H. STEEL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SCHUYLER W. SWEET ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CORNELIUS J. VAN DYKE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY BERRY DUNN MCNEIL & PARKER, LLC ISSUER YES FOR FOR
AS AUDITOR
ISSUER: Union Pacific Corporation
TICKER: UNP CUSIP: 907818108
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANDREW H. CARD, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ERROLL B. DAVIS, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM J. DELANEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID B. DILLON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LANCE M. FRITZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DEBORAH C. HOPKINS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JANE H. LUTE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL R. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS F. MCLARTY, III ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BHAVESH V. PATEL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOSE H. VILLARREAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: Unique Fabricating, Inc.
TICKER: UFAB CUSIP: 90915J103
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM COOKE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR KIM KORTH ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Unisys Corporation
TICKER: UIS CUSIP: 909214306
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ALTER MANDATORY RETIREMENT POLICY FOR ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2a: ELECT DIRECTOR PETER A. ALTABEF ISSUER YES FOR FOR
PROPOSAL #2b: ELECT DIRECTOR JARED L. COHON ISSUER YES FOR FOR
PROPOSAL #2c: ELECT DIRECTOR NATHANIEL A. DAVIS ISSUER YES AGAINST AGAINST
PROPOSAL #2d: ELECT DIRECTOR MATTHEW J. DESCH ISSUER YES FOR FOR
PROPOSAL #2e: ELECT DIRECTOR DENISE K. FLETCHER ISSUER YES FOR FOR
PROPOSAL #2f: ELECT DIRECTOR PHILIPPE GERMOND ISSUER YES FOR FOR
PROPOSAL #2g: ELECT DIRECTOR LISA A. HOOK ISSUER YES FOR FOR
PROPOSAL #2h: ELECT DIRECTOR DEBORAH LEE JAMES ISSUER YES FOR FOR
PROPOSAL #2i: ELECT DIRECTOR PAUL E. MARTIN ISSUER YES FOR FOR
PROPOSAL #2j: ELECT DIRECTOR REGINA PAOLILLO ISSUER YES FOR FOR
PROPOSAL #2k: ELECT DIRECTOR LEE D. ROBERTS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Unit Corp.
TICKER: UNT CUSIP: 909218109
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM B. MORGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY D. PINKSTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARLA S. MASHINSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: United Bankshares, Inc.
TICKER: UBSI CUSIP: 909907107
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD M. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER A. CONVERSE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL P. FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THEODORE J. GEORGELAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. PAUL MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK R. NESSELROAD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALBERT H. SMALL, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARY K. WEDDLE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GARY G. WHITE ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR P. CLINTON WINTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: United Community Bancorp
TICKER: UCBA CUSIP: 90984R101
MEETING DATE: 7/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: United Community Banks, Inc.
TICKER: UCBI CUSIP: 90984P303
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT H. BLALOCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR L. CATHY COX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH L. DANIELS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LANCE F. DRUMMOND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR H. LYNN HARTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JENNIFER K. MANN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS A. RICHLOVSKY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID C. SHAVER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TIM R. WALLIS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR DAVID H. WILKINS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: United Community Financial Corp.
TICKER: UCFC CUSIP: 909839102
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LOUIS M. ALTMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK W. BEVACK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT N. CREWSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY CROWE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: United Continental Holdings, Inc.
TICKER: UAL CUSIP: 910047109
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CAROLYN CORVI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANE C. GARVEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARNEY HARFORD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHELE J. HOOPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WALTER ISAACSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES A. C. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR OSCAR MUNOZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDWARD M. PHILIP ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EDWARD L. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. VITALE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES M. WHITEHURST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
ISSUER: United Financial Bancorp, Inc.
TICKER: UBNK CUSIP: 910304104
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAULA A. AIELLO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KEVIN E. ROSS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY WOLF & COMPANY, P.C AS AUDITORS ISSUER YES FOR FOR
ISSUER: United Fire Group, Inc.
TICKER: UFCS CUSIP: 910340108
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN-PAUL E. BESONG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES W. NOYCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY K. QUASS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KYLE D. SKOGMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: United Insurance Holdings Corp.
TICKER: UIHC CUSIP: 910710102
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY C. BRANCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. DANIEL PEED ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN L. FORNEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL R. HOGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KENT G. WHITTEMORE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: United Natural Foods, Inc.
TICKER: UNFI CUSIP: 911163103
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ERIC F. ARTZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANN TORRE BATES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DENISE M. CLARK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAPHNE J. DUFRESNE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL S. FUNK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES P. HEFFERNAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PETER A. ROY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVEN L. SPINNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: United Parcel Service, Inc.
TICKER: UPS CUSIP: 911312106
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID P. ABNEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RODNEY C. ADKINS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL J. BURNS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM R. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ANN M. LIVERMORE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RUDY H.P. MARKHAM ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FRANCK J. MOISON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CLARK "SANDY" T. RANDT, ISSUER YES FOR FOR
JR.
PROPOSAL #1i: ELECT DIRECTOR CHRISTIANA SMITH SHI ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN T. STANKEY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CAROL B. TOME ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR KEVIN M. WARSH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #4: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #5: ASSESS FEASIBILITY OF INCLUDING SHAREHOLDER YES AGAINST FOR
SUSTAINABILITY AS A PERFORMANCE MEASURE FOR SENIOR
EXECUTIVE COMPENSATION
ISSUER: United Rentals, Inc.
TICKER: URI CUSIP: 911363109
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSE B. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARC A. BRUNO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW J. FLANNERY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BOBBY J. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KIM HARRIS JONES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TERRI L. KELLY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. KNEELAND ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GRACIA C. MARTORE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JASON D. PAPASTAVROU ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR FILIPPO PASSERINI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DONALD C. ROOF ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SHIV SINGH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
ISSUER: United Security Bancshares
TICKER: UBFO CUSIP: 911460103
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STANLEY J. CAVALLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TOM ELLITHORPE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BENJAMIN MACKOVAK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NABEEL MAHMOOD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT M. MOCHIZUKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH D. NEWBY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUSAN QUIGLEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRIAN C. TKACZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DENNIS R. WOODS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL T. WOOLF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: United States Cellular Corporation
TICKER: USM CUSIP: 911684108
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. SAMUEL CROWLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY P. JOSEFOWICZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CECELIA D. STEWART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: United States Lime and Minerals, Inc.
TICKER: USLM CUSIP: 911922102
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY W. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD W. CARDIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTOINE M. DOUMET ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAY M. HARLIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BILLY R. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EDWARD A. ODISHAW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: United States Steel Corp.
TICKER: X CUSIP: 912909108
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID B. BURRITT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PATRICIA DIAZ DENNIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAN O. DINGES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN J. ENGEL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN V. FARACI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MURRY S. GERBER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEPHEN J. GIRSKY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PAUL A. MASCARENAS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR EUGENE B. SPERLING ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID S. SUTHERLAND ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR PATRICIA A. TRACEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: United Technologies Corporation
TICKER: UTX CUSIP: 913017109
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LLOYD J. AUSTIN, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DIANE M. BRYANT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN V. FARACI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JEAN-PIERRE GARNIER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GREGORY J. HAYES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHRISTOPHER J. KEARNEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ELLEN J. KULLMAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARSHALL O. LARSEN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HAROLD W. MCGRAW, III ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARGARET L. O'SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DENISE L. RAMOS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR FREDRIC G. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR BRIAN C. ROGERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO APPROVE CERTAIN BUSINESS COMBINATIONS
PROPOSAL #5: RATIFY THE REDUCED OWNERSHIP THRESHOLD ISSUER YES FOR FOR
TO CALL A SPECIAL MEETING
ISSUER: United Therapeutics Corporation
TICKER: UTHR CUSIP: 91307C102
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHRISTOPHER CAUSEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD GILTNER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR NILDA MESA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JUDY OLIAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR FOR
ISSUER: United-Guardian, Inc.
TICKER: UG CUSIP: 910571108
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT S. RUBINGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH H. GLOBUS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRENCE F. MAIETTA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ARTHUR M. DRESNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDREW A. BOCCONE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR S. ARI PAPOULIAS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BAKER TILLY VIRCHOW KRAUSE LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: UnitedHealth Group Incorporated
TICKER: UNH CUSIP: 91324P102
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM C. BALLARD, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD T. BURKE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TIMOTHY P. FLYNN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN J. HEMSLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHELE J. HOOPER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR F. WILLIAM MCNABB, III ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR VALERIE C. MONTGOMERY ISSUER YES FOR FOR
RICE
PROPOSAL #1h: ELECT DIRECTOR JOHN H. NOSEWORTHY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GLENN M. RENWICK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID S. WICHMANN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR GAIL R. WILENSKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
ISSUER: Uniti Group Inc.
TICKER: UNIT CUSIP: 91325V108
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JENNIFER S. BANNER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SCOTT G. BRUCE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FRANCIS X. "SKIP" FRANTZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KENNETH A. GUNDERMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID L. SOLOMON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: UNITIL Corp.
TICKER: UTL CUSIP: 913259107
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MARK H. COLLIN ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR SUZANNE FOSTER ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR JUSTINE VOGEL ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR LISA CRUTCHFIELD ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR EDWARD F. GODFREY ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR EBEN S. MOULTON ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR DAVID A. WHITELEY ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Unity Bancorp, Inc.
TICKER: UNTY CUSIP: 913290102
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES A. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALLEN TUCKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY E. GROSS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR AARON TUCKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Unity Biotechnology, Inc.
TICKER: UBX CUSIP: 91381U101
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NATHANIEL E. DAVID ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID L. LACEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT T. NELSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Univar, Inc.
TICKER: UNVR CUSIP: 91336L107
MEETING DATE: 2/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Univar, Inc.
TICKER: UNVR CUSIP: 91336L107
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK J. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID C. JUKES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KERRY J. PREETE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM S. STAVROPOULOS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT L. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Universal Corporation
TICKER: UVV CUSIP: 913456109
MEETING DATE: 8/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DIANA F. CANTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT C. SLEDD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS H. TULLIDGE, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Universal Display Corporation
TICKER: OLED CUSIP: 91347P105
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEVEN V. ABRAMSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD C. ELIAS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ELIZABETH H. GEMMILL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR C. KEITH HARTLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LAWRENCE LACERTE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SIDNEY D. ROSENBLATT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SHERWIN I. SELIGSOHN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Universal Electronics Inc.
TICKER: UEIC CUSIP: 913483103
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR PAUL D. ARLING ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Universal Forest Products, Inc.
TICKER: UFPI CUSIP: 913543104
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOAN A. BUDDEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM G. CURRIE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRUCE A. MERINO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Universal Health Realty Income Trust
TICKER: UHT CUSIP: 91359E105
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL ALLAN DOMB ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES P. MOREY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Universal Health Services, Inc.
TICKER: UHS CUSIP: 913903100
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ROBERT H. HOTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
ISSUER: Universal Insurance Holdings, Inc.
TICKER: UVE CUSIP: 91359V107
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR SCOTT P. CALLAHAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR KIMBERLY D. CAMPOS ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR SEAN P. DOWNES ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR RALPH J. PALMIERI ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR RICHARD D. PETERSON ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR MICHAEL A. PIETRANGELO ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR OZZIE A. SCHINDLER ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR JON W. SPRINGER ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR JOEL M. WILENTZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PLANTE & MORAN, PLLC AS AUDITORS ISSUER YES FOR FOR
ISSUER: Universal Logistics Holdings, Inc.
TICKER: ULH CUSIP: 91388P105
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GRANT E. BELANGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FREDERICK P. CALDERONE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DANIEL J. DEANE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CLARENCE W. GOODEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MANUEL J. MOROUN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW T. MOROUN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL A. REGAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFF ROGERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR RICHARD P. URBAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR H.E. "SCOTT" WOLFE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR N/A
OF DIRECTORS
ISSUER: Universal Stainless & Alloy Products, Inc.
TICKER: USAP CUSIP: 913837100
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER L. AYERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JUDITH L. BACCHUS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M. DAVID KORNBLATT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS M. OATES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR UDI TOLEDANO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY SCHNEIDER DOWNS & CO., INC. AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Universal Technical Institute, Inc.
TICKER: UTI CUSIP: 913915104
MEETING DATE: 2/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODERICK R. PAIGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH R. TRAMMELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Univest Financial Corp.
TICKER: UVSP CUSIP: 915271100
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD S. BENNING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLENN E. MOYER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY M. SCHWEITZER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL L. TURNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Unum Group
TICKER: UNM CUSIP: 91529Y106
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THEODORE H. BUNTING, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR SUSAN L. CROSS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN D. DEVORE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH J. ECHEVARRIA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CYNTHIA L. EGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN T. KABAT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TIMOTHY F. KEANEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GLORIA C. LARSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD P. MCKENNEY ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR RONALD P. O'HANLEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR FRANCIS J. SHAMMO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Unum Therapeutics Inc.
TICKER: UMRX CUSIP: 903214104
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR KAREN FERRANTE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Upland Software, Inc.
TICKER: UPLD CUSIP: 91544A109
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID D. MAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOE ROSS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG, LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Upwork Inc.
TICKER: UPWK CUSIP: 91688F104
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN R. HARVEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS H. LAYTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELIZABETH NELSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: UQM Technologies, Inc.
TICKER: UQM CUSIP: 903213106
MEETING DATE: 10/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD W. VANLANDINGHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH R. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN J. ROY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH P. SELLINGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN E. SZTYKIEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: UQM Technologies, Inc.
TICKER: UQM CUSIP: 903213106
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Uranium Energy Corp.
TICKER: UEC CUSIP: 916896103
MEETING DATE: 7/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AMIR ADNANI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SPENCER ABRAHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IVAN OBOLENSKY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VINCENT DELLA VOLPE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID KONG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GANPAT MANI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GLORIA BALLESTA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Urban Edge Properties
TICKER: UE CUSIP: 91704F104
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFFREY S. OLSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL A. GOULD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEVEN H. GRAPSTEIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEVEN J. GUTTMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR AMY B. LANE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KEVIN P. O'SHEA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEVEN ROTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Urban One, Inc.
TICKER: UONEK CUSIP: 91705J105
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN W. MCNEILL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR TERRY L. JONES ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.1: ELECT DIRECTOR CATHERINE L. HUGHES ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.2: ELECT DIRECTOR ALFRED C. LIGGINS, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.3: ELECT DIRECTOR D. GEOFFREY ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR RONALD E. BLAYLOCK ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Urban Outfitters, Inc.
TICKER: URBN CUSIP: 917047102
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD N. ANTOIAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUKHINDER SINGH CASSIDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARRY S. CHERKEN, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT GALLOWAY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARGARET A. HAYNE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD A. HAYNE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ELIZABETH ANN LAMBERT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOEL S. LAWSON, III ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WESLEY MCDONALD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TODD R. MORGENFELD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON INCREASING SUPPLY CHAIN SHAREHOLDER YES AGAINST FOR
TRANSPARENCY
ISSUER: Ur-Energy Inc.
TICKER: URE CUSIP: 91688R108
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY T. KLENDA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES M. FRANKLIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR W. WILLIAM (BILL) ISSUER YES WITHHOLD AGAINST
BOBERG
PROPOSAL #1.4: ELECT DIRECTOR THOMAS PARKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR GARY C. HUBER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR KATHY E. WALKER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROB CHANG ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RE-APPROVE RESTRICTED SHARE UNIT PLAN ISSUER YES AGAINST AGAINST
ISSUER: Urstadt Biddle Properties, Inc.
TICKER: UBA CUSIP: 917286205
MEETING DATE: 3/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLING L. BIDDLE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRYAN O. COLLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT J. MUELLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PKF O'CONNOR DAVIES, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
ISSUER: US Ecology, Inc.
TICKER: ECOL CUSIP: 91732J102
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOE F. COLVIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATINA DORTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GLENN A. EISENBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY R. FEELER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL FOX ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD C. KEATING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN A. ROMANO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN T. SAHLBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: US Foods Holding Corp.
TICKER: USFD CUSIP: 912008109
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT M. DUTKOWSKY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SUNIL GUPTA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PIETRO SATRIANO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
DECLASSIFY THE BOARD
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: USA Truck, Inc.
TICKER: USAK CUSIP: 902925106
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT A. PEISER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT E. CREAGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALEXANDER D. GREENE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: USANA Health Sciences, Inc.
TICKER: USNA CUSIP: 90328M107
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MYRON W. WENTZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT ANCIAUX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GILBERT A. FULLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN G. GUEST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FENG PENG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PEGGIE J. PELOSI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FREDERIC J. WINSSINGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: USG Corp.
TICKER: USG CUSIP: 903293405
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Utah Medical Products, Inc.
TICKER: UTMD CUSIP: 917488108
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR BARBARA A. PAYNE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HAYNIE & COMPANY AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: VAALCO Energy, Inc.
TICKER: EGY CUSIP: 91851C201
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARY M. BOUNDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW L. FAWTHROP ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN J. PULLY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM R. THOMAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Vail Resorts, Inc.
TICKER: MTN CUSIP: 91879Q109
MEETING DATE: 12/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SUSAN L. DECKER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROLAND A. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT A. KATZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN T. REDMOND ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHELE ROMANOW ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HILARY A. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR D. BRUCE SEWELL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN F. SORTE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PETER A. VAUGHN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Valeritas Holdings, Inc.
TICKER: VLRX CUSIP: 91914N202
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER J. DEVLIN ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR RODNEY D. ALTMAN ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY FRIEDMAN LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
ISSUER: Valeritas Holdings, Inc.
TICKER: VLRX CUSIP: 91914N202
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4a: ELECT DIRECTOR LUKE DUSTER ISSUER YES FOR FOR
PROPOSAL #4b: ELECT DIRECTOR JOHN E. TIMBERLAKE ISSUER YES FOR FOR
PROPOSAL #5: RATIFY FRIEDMAN LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Valero Energy Corporation
TICKER: VLO CUSIP: 91913Y100
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR H. PAULETT EBERHART ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JOSEPH W. GORDER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR KIMBERLY S. GREENE ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR DEBORAH P. MAJORAS ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR DONALD L. NICKLES ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR PHILIP J. PFEIFFER ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR ROBERT A. PROFUSEK ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR STEPHEN M. WATERS ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR RANDALL J. WEISENBURGER ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR RAYFORD WILKINS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Valley National Bancorp
TICKER: VLY CUSIP: 919794107
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANDREW B. ABRAMSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PETER J. BAUM ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ERIC P. EDELSTEIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GRAHAM O. JONES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL L. LARUSSO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARC J. LENNER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GERALD H. LIPKIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR IRA ROBBINS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SURESH L. SANI ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MELISSA (LISA) J. ISSUER YES FOR FOR
SCHULTZ
PROPOSAL #1k: ELECT DIRECTOR JENNIFER W. STEANS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JEFFREY S. WILKS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: Valmont Industries, Inc.
TICKER: VMI CUSIP: 920253101
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KAJ DEN DAAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CATHERINE JAMES PAGLIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES B. MILLIKEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Valvoline, Inc.
TICKER: VVV CUSIP: 92047W101
MEETING DATE: 1/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD J. FREELAND ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN F. KIRK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CAROL H. KRUSE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN E. MACADAM ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR VADA O. MANAGER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SAMUEL J. MITCHELL, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHARLES M. SONSTEBY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARY J. TWINEM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Vanda Pharmaceuticals Inc.
TICKER: VNDA CUSIP: 921659108
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL F. COLA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR H. THOMAS WATKINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Vapotherm, Inc.
TICKER: VAPO CUSIP: 922107107
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH ARMY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JAMES LIKEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELIZABETH WEATHERMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Varex Imaging Corp.
TICKER: VREX CUSIP: 92214X106
MEETING DATE: 2/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAY K. KUNKEL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHRISTINE A. TSINGOS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Varian Medical Systems, Inc.
TICKER: VAR CUSIP: 92220P105
MEETING DATE: 2/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANAT ASHKENAZI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY R. BALSER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JUDY BRUNER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JEAN-LUC BUTEL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR REGINA E. DUGAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR R. ANDREW ECKERT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TIMOTHY E. GUERTIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID J. ILLINGWORTH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DOW R. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Varonis Systems, Inc.
TICKER: VRNS CUSIP: 922280102
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN COMOLLI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. GAVIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED VAN DEN BOSCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KOST FORER GABBAY & KASIERER AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Vaxart, Inc.
TICKER: VXRT CUSIP: 92243A200
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEOFFREY F. COX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. RICHARD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ANNE M. VANLENT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR WOUTER W. LATOUR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. FINNEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR RICHARD J. MARKHAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Vector Group Ltd.
TICKER: VGR CUSIP: 92240M108
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BENNETT S. LEBOW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD M. LORBER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD J. BERNSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STANLEY S. ARKIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR HENRY C. BEINSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL V. CARLUCCI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR JEAN E. SHARPE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR BARRY WATKINS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES FOR AGAINST
ISSUER: Vectren Corp.
TICKER: VVC CUSIP: 92240G101
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Vectrus, Inc.
TICKER: VEC CUSIP: 92242T101
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LOUIS J. GIULIANO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARY L. HOWELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ERIC M. PILLMORE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
PERMIT SHAREHOLDERS TO AMEND BYLAWS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Veeco Instruments, Inc.
TICKER: VECO CUSIP: 922417100
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. MILLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN R. PEELER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS ST. DENNIS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Veeva Systems Inc.
TICKER: VEEV CUSIP: 922475108
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD E.F. CODD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER P. GASSNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Ventas, Inc.
TICKER: VTR CUSIP: 92276F100
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MELODY C. BARNES ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DEBRA A. CAFARO ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JAY M. GELLERT ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR RICHARD I. GILCHRIST ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR MATTHEW J. LUSTIG ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR ROXANNE M. MARTINO ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR WALTER C. RAKOWICH ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR ROBERT D. REED ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR JAMES D. SHELTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Vera Bradley, Inc.
TICKER: VRA CUSIP: 92335C106
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARBARA BRADLEY ISSUER YES FOR FOR
BAEKGAARD
PROPOSAL #1.2: ELECT DIRECTOR RICHARD BAUM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICIA R. MILLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANCES P. PHILIP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Veracyte, Inc.
TICKER: VCYT CUSIP: 92337F107
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KARIN EASTHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN K. GORDON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Verastem, Inc.
TICKER: VSTM CUSIP: 92337C104
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
ISSUER: Verastem, Inc.
TICKER: VSTM CUSIP: 92337C104
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL KAUFFMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ERIC ROWINSKY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: VEREIT, Inc.
TICKER: VER CUSIP: 92339V100
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GLENN J. RUFRANO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HUGH R. FRATER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID B. HENRY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARY HOGAN PREUSSE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD J. LIEB ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARK S. ORDAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EUGENE A. PINOVER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JULIE G. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Vericel Corp.
TICKER: VCEL CUSIP: 92346J108
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. ZERBE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN L. RUBINO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR HEIDI HAGEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN C. GILMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR KEVIN F. MCLAUGHLIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR PAUL WOTTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOMINICK C. COLANGELO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Verint Systems Inc.
TICKER: VRNT CUSIP: 92343X100
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAN BODNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN EGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN GOLD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PENELOPE HERSCHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM KURTZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD NOTTENBURG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HOWARD SAFIR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EARL SHANKS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: VeriSign, Inc.
TICKER: VRSN CUSIP: 92343E102
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR D. JAMES BIDZOS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHLEEN A. COTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS F. FRIST, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMIE S. GORELICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROGER H. MOORE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LOUIS A. SIMPSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TIMOTHY TOMLINSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: Verisk Analytics, Inc.
TICKER: VRSK CUSIP: 92345Y106
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT G. STEPHENSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW G. MILLS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CONSTANTINE P. IORDANOU ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE AND TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Veritex Holdings, Inc.
TICKER: VBTX CUSIP: 923451108
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Veritex Holdings, Inc.
TICKER: VBTX CUSIP: 923451108
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. MALCOLM HOLLAND, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAT S. BOLIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM D. ELLIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NED N. FLEMING, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK C. GRIEGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN D. LERNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MANUEL J. MEHOS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GREGORY B. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN T. SUGHRUE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF SHARES UNDERLYING ISSUER YES FOR FOR
CERTAIN EQUITY AWARDS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Veritiv Corp.
TICKER: VRTV CUSIP: 923454102
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID E. FLITMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL T. HENRY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY A. LASCHINGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TRACY A. LEINBACH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM E. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL P. MULDOWNEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES G. WARD, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN J. ZILLMER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: Veritone, Inc.
TICKER: VERI CUSIP: 92347M100
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KNUTE P. KURTZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NAYAKI R. NAYYAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Verizon Communications Inc.
TICKER: VZ CUSIP: 92343V104
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHELLYE L. ARCHAMBEAU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK T. BERTOLINI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VITTORIO COLAO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MELANIE L. HEALEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CLARENCE OTIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL H. SCHULMAN ISSUER YES AGAINST AGAINST
PROPOSAL #1.7: ELECT DIRECTOR RODNEY E. SLATER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KATHRYN A. TESIJA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HANS E. VESTBERG ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR GREGORY G. WEAVER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ELIMINATE ABOVE-MARKET EARNINGS IN SHAREHOLDER YES AGAINST FOR
EXECUTIVE RETIREMENT PLANS
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON ONLINE CHILD EXPLOITATION SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: ASSESS FEASIBILITY OF CYBER SECURITY AND SHAREHOLDER YES AGAINST FOR
DATA PRIVACY AS A PERFORMANCE MEASURE FOR SENIOR
EXECUTIVE COMPENSATION
PROPOSAL #8: SUBMIT SEVERANCE AGREEMENT (CHANGE-IN- SHAREHOLDER YES AGAINST FOR
CONTROL) TO SHAREHOLDER VOTE
ISSUER: Vermillion, Inc.
TICKER: VRML CUSIP: 92407M206
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES S. BURNS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NANCY G. COCOZZA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VERONICA G.H JORDAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES T. LAFRANCE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VALERIE B. PALMIERI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID R. SCHREIBER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Verra Mobility Corporation
TICKER: VRRM CUSIP: 92511U102
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CYNTHIA RUSSO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Verrica Pharmaceuticals Inc.
TICKER: VRCA CUSIP: 92511W108
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GLENN OCLASSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SEAN STALFORT ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Versartis, Inc.
TICKER: VSAR CUSIP: 92529L102
MEETING DATE: 10/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR EDMON R. JENNINGS ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR R. SCOTT GREER ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Verso Corp.
TICKER: VRS CUSIP: 92531L207
MEETING DATE: 9/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN J. CARR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EUGENE I. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR B. CHRISTOPHER DISANTIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN D. SCHEIWE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAY SHUSTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Versum Materials, Inc.
TICKER: VSM CUSIP: 92532W103
MEETING DATE: 1/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SEIFI GHASEMI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GUILLERMO NOVO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACQUES CROISETIERE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YI HYON PAIK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS J. RIORDAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUSAN C. SCHNABEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALEJANDRO D. WOLFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Versum Materials, Inc.
TICKER: VSM CUSIP: 92532W103
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Vertex Energy, Inc.
TICKER: VTNR CUSIP: 92534K107
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BENJAMIN P. COWART ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAN BORGEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID L. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER STRATTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY C. HARVEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES P. GREGORY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HAM, LANGSTON & BREZINA, L.L.P. ISSUER YES FOR FOR
AS AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Vertex Pharmaceuticals Incorporated
TICKER: VRTX CUSIP: 92532F100
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SANGEETA N. BHATIA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LLOYD CARNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERRENCE C. KEARNEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YUCHUN LEE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY M. LEIDEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRUCE I. SACHS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: REPORT ON INTEGRATING RISKS RELATED TO SHAREHOLDER YES AGAINST FOR
DRUG PRICING INTO SENIOR EXECUTIVE COMPENSATION
PROPOSAL #7: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
ISSUER: Veru, Inc.
TICKER: VERU CUSIP: 92536C103
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARIO EISENBERGER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR HARRY FISCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL L. RANKOWITZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JESUS SOCORRO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MITCHELL S. STEINER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Viad Corp
TICKER: VVI CUSIP: 92552R406
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANDREW B. BENETT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DENISE M. COLL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEVEN W. MOSTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: VIASAT, INC.
TICKER: VSAT CUSIP: 92552V100
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK J. BIONDI, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN STENBIT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Viavi Solutions, Inc.
TICKER: VIAV CUSIP: 925550105
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD E. BELLUZZO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH BARNES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAURA BLACK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TOR BRAHAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY CAMPOS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONALD COLVIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MASOOD A. JABBAR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR OLEG KHAYKIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: VICI Properties Inc.
TICKER: VICI CUSIP: 925652109
MEETING DATE: 7/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES R. ABRAHAMSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DIANA F. CANTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EUGENE I. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC L. HAUSLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ELIZABETH I. HOLLAND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CRAIG MACNAB ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDWARD B. PITONIAK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL D. RUMBOLZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: VICI Properties, Inc.
TICKER: VICI CUSIP: 925652109
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES R. ABRAHAMSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DIANA F. CANTOR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ERIC L. HAUSLER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ELIZABETH I. HOLLAND ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CRAIG MACNAB ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR EDWARD B. PITONIAK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL D. RUMBOLZ ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Vicor Corporation
TICKER: VICR CUSIP: 925815102
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SAMUEL J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ESTIA J. EICHTEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILIP D. DAVIES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JAMES A. SIMMS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR CLAUDIO TUOZZOLO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR PATRIZIO VINCIARELLI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR JASON L. CARLSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL S. MCNAMARA ISSUER YES WITHHOLD AGAINST
ISSUER: Victory Capital Holdings, Inc.
TICKER: VCTR CUSIP: 92645B103
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ALEX BINDEROW ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LAWRENCE DAVANZO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KARIN HIRTLER-GARVEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: ViewRay, Inc.
TICKER: VRAY CUSIP: 92672L107
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT W. DRAKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH GROSSMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Viking Therapeutics, Inc.
TICKER: VKTX CUSIP: 92686J106
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW W. FOEHR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES A. ROWLAND, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Village Bank and Trust Financial Corp.
TICKER: VBFC CUSIP: 92705T200
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG D. BELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEVON M. HENRY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE R. WHITTEMORE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY YOUNT, HYDE & BARBOUR, P.C. AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Village Super Market, Inc.
TICKER: VLGEA CUSIP: 927107409
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT SUMAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM SUMAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. SUMAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR NICHOLAS SUMAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR JOHN J. SUMAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR KEVIN BEGLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN CRYSTAL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PETER R. LAVOY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN F. ROONEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Vince Holding Corp.
TICKER: VNCE CUSIP: 92719W207
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.3: ELECT DIRECTOR EUGENIA ULASEWICZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: VirnetX Holding Corporation
TICKER: VHC CUSIP: 92823T108
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MICHAEL F. ANGELO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY FARBER HASS HURLEY LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Virtu Financial, Inc.
TICKER: VIRT CUSIP: 928254101
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM F. CRUGER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLENN H. HUTCHINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER C. QUICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VINCENT J. VIOLA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Virtus Investment Partners, Inc.
TICKER: VRTS CUSIP: 92828Q109
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES R. BAIO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SUSAN S. FLEMING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Virtusa Corp.
TICKER: VRTU CUSIP: 92827P102
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IZHAR ARMONY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROWLAND T. MORIARTY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEBORAH C. HOPKINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Visa, Inc.
TICKER: V CUSIP: 92826C839
MEETING DATE: 1/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LLOYD A. CARNEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARY B. CRANSTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FRANCISCO JAVIER ISSUER YES FOR FOR
FERNANDEZ-CARBAJAL
PROPOSAL #1d: ELECT DIRECTOR ALFRED F. KELLY, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN F. LUNDGREN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT W. MATSCHULLAT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DENISE M. MORRISON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN A.C. SWAINSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MAYNARD G. WEBB, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Vishay Intertechnology, Inc.
TICKER: VSH CUSIP: 928298108
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALD PAUL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY V. TALBERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS C. WERTHEIMER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL CODY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Vishay Precision Group, Inc.
TICKER: VPG CUSIP: 92835K103
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC ZANDMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANET M. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WESLEY CUMMINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE LERNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SAUL V. REIBSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TIMOTHY V. TALBERT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ZIV SHOSHANI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Vista Outdoor Inc.
TICKER: VSTO CUSIP: 928377100
MEETING DATE: 8/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL CALLAHAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT M. TAROLA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
ISSUER: Visteon Corporation
TICKER: VC CUSIP: 92839U206
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES J. BARRESE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR NAOMI M. BERGMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEFFREY D. JONES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SACHIN S. LAWANDE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOANNE M. MAGUIRE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT J. MANZO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FRANCIS M. SCRICCO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID L. TREADWELL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HARRY J. WILSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROUZBEH YASSINI-FARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Vistra Energy Corp.
TICKER: VST CUSIP: 92840M102
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL M. BARBAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CYRUS MADON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEOFFREY D. STRONG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE E. ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Vital Therapies, Inc.
TICKER: VTL CUSIP: 92847R104
MEETING DATE: 4/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH AN ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: APPROVE CHANGE IN CONTROL ISSUER YES FOR FOR
PROPOSAL #3: CHANGE COMPANY NAME TO IMMUNIC, INC. ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Vitamin Shoppe, Inc.
TICKER: VSI CUSIP: 92849E101
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEBORAH M. DERBY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID H. EDWAB ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MELVIN L. KEATING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GUILLERMO G. MARMOL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HIMANSHU H. SHAH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALEXANDER W. SMITH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TIMOTHY J. THERIAULT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SING WANG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SHARON M. LEITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Viveve Medical, Inc.
TICKER: VIVE CUSIP: 92852W204
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DEBORA JORN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BPM LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Vivint Solar, Inc.
TICKER: VSLR CUSIP: 92854Q106
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID F. D'ALESSANDRO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRUCE MCEVOY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1c: ELECT DIRECTOR JAY D. PAULEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: VIVUS, Inc.
TICKER: VVUS CUSIP: 928551100
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN AMOS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS B. KING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID Y. NORTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JORGE PLUTZKY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ERIC W. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HERMAN ROSENMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALLAN L. SHAW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY OUM & CO. LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
ISSUER: VIVUS, Inc.
TICKER: VVUS CUSIP: 928551308
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. AMOS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN FERRELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD A. KANGAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS B. KING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID Y. NORTON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR JORGE PLUTZKY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ERIC W. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HERMAN ROSENMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR ALLAN L. SHAW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY OUM & CO. LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
ISSUER: VMware, Inc.
TICKER: VMW CUSIP: 928563402
MEETING DATE: 7/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: VMware, Inc.
TICKER: VMW CUSIP: 928563402
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Vocera Communications, Inc.
TICKER: VCRA CUSIP: 92857F107
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL BURKLAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRENT D. LANG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BHARAT SUNDARAM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Volt Information Sciences, Inc.
TICKER: VISI CUSIP: 928703107
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICK S. CYPRUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE G. GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM J. GRUBBS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LINDA PERNEAU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ARNOLD URSANER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CELIA R. BROWN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
ISSUER: Vonage Holdings Corp.
TICKER: VG CUSIP: 92886T201
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ALAN MASAREK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HAMID AKHAVAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL J. MCCONNELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GARY STEELE ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND TAX BENEFITS PRESERVATION PLAN ISSUER YES FOR FOR
ISSUER: Vornado Realty Trust
TICKER: VNO CUSIP: 929042109
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN ROTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CANDACE K. BEINECKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL D. FASCITELLI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM W. HELMAN, IV ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID M. MANDELBAUM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MANDAKINI PURI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL R. TISCH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD R. WEST ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RUSSELL B. WIGHT, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: VOXX International Corporation
TICKER: VOXX CUSIP: 91829F104
MEETING DATE: 7/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER A. LESSER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENISE WAUND GIBSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN ADAMOVICH, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN J. SHALAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR PATRICK M. LAVELLE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR CHARLES M. STOEHR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR ARI M. SHALAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Voya Financial, Inc.
TICKER: VOYA CUSIP: 929089100
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1b: ELECT DIRECTOR LYNNE BIGGAR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JANE P. CHWICK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RUTH ANN M. GILLIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR J. BARRY GRISWELL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RODNEY O. MARTIN, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BYRON H. POLLITT, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSEPH V. TRIPODI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID ZWIENER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Voyager Therapeutics, Inc.
TICKER: VYGR CUSIP: 92915B106
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN M. PAUL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK LEVIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GLENN PIERCE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: VSE Corporation
TICKER: VSEC CUSIP: 918284100
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. CUOMO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RALPH E. EBERHART ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK E. FERGUSON, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CALVIN S. KOONCE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES F. LAFOND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN E. "JACK" POTTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JACK C. STULTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BONNIE K. WACHTEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: vTv Therapeutics, Inc.
TICKER: VTVT CUSIP: 918385105
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY B. KINDLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEVEN M. COHEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOHN A. FRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL G. SAVAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR NOEL J. SPIEGEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOWARD L. WEINER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Vulcan Materials Company
TICKER: VMC CUSIP: 929160109
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHLEEN L. QUIRK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID P. STEINER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LEE J. STYSLINGER, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Vuzix Corporation
TICKER: VUZI CUSIP: 92921W300
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL TRAVERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GRANT RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD KAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY HARNED ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALEXANDER RUCKDAESCHEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY FREED MAXICK, CPAS, P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: W&T Offshore, Inc.
TICKER: WTI CUSIP: 92922P106
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR VIRGINIA BOULET ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STUART B. KATZ ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TRACY W. KROHN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR S. JAMES NELSON, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR B. FRANK STANLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: W.P. Carey, Inc.
TICKER: WPC CUSIP: 92936U109
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: W.P. Carey, Inc.
TICKER: WPC CUSIP: 92936U109
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARK A. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PETER J. FARRELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT J. FLANAGAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JASON E. FOX ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BENJAMIN H. GRISWOLD, IV ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR AXEL K.A. HANSING ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JEAN HOYSRADT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARGARET G. LEWIS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHRISTOPHER J. NIEHAUS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR NICK J.M. VAN OMMEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: W.R. Berkley Corporation
TICKER: WRB CUSIP: 084423102
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR W. ROBERT BERKLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RONALD E. BLAYLOCK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARY C. FARRELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LEIGH ANN PUSEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: W.R. Grace & Co.
TICKER: GRA CUSIP: 38388F108
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIE FASONE HOLDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DIANE H. GULYAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFRY N. QUINN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HENRY R. SLACK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KATHLEEN G. REILAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: W.W. Grainger, Inc.
TICKER: GWW CUSIP: 384802104
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODNEY C. ADKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN P. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR V. ANN HAILEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STUART L. LEVENICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR D.G. MACPHERSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NEIL S. NOVICH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BEATRIZ R. PEREZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL J. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR E. SCOTT SANTI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES D. SLAVIK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LUCAS E. WATSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Wabash National Corporation
TICKER: WNC CUSIP: 929566107
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARTIN C. JISCHKE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN G. BOSS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN E. KUNZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LARRY J. MAGEE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ANN D. MURTLOW ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SCOTT K. SORENSEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRENT L. YEAGY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: WABCO Holdings Inc.
TICKER: WBC CUSIP: 92927K102
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACQUES ESCULIER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS S. GROSS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HENRY R. KEIZER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG BEDRIJFSREVISOREN ISSUER YES FOR FOR
BCVBA/REVISEURS D'ENTREPRISES SCCRL AS AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: WABCO Holdings Inc.
TICKER: WBC CUSIP: 92927K102
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Waddell & Reed Financial, Inc.
TICKER: WDR CUSIP: 930059100
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHIE J. ANDRADE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP J. SANDERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Waitr Holdings Inc.
TICKER: WTRH CUSIP: 930752100
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR POUYAN SALEHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN L. SCHEINTHAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Walgreens Boots Alliance, Inc.
TICKER: WBA CUSIP: 931427108
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSE E. ALMEIDA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JANICE M. BABIAK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID J. BRAILER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM C. FOOTE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GINGER L. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN A. LEDERER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DOMINIC P. MURPHY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEFANO PESSINA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LEONARD D. SCHAEFFER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR NANCY M. SCHLICHTING ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JAMES A. SKINNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: USE GAAP FOR EXECUTIVE COMPENSATION SHAREHOLDER YES AGAINST FOR
METRICS
PROPOSAL #7: REPORT ON GOVERNANCE MEASURES SHAREHOLDER YES FOR AGAINST
IMPLEMENTED RELATED TO OPIOIDS
PROPOSAL #8: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
ISSUER: Walker & Dunlop, Inc.
TICKER: WD CUSIP: 93148P102
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN J. BOWERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELLEN D. LEVY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL D. MALONE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN RICE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANA L. SCHMALTZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOWARD W. SMITH, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM M. WALKER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL J. WARREN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Walmart Inc.
TICKER: WMT CUSIP: 931142103
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CESAR CONDE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN "STEVE" J. ISSUER YES FOR FOR
EASTERBROOK
PROPOSAL #1c: ELECT DIRECTOR TIMOTHY "TIM" P. FLYNN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SARAH J. FRIAR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CARLA A. HARRIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS "TOM" W. HORTON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARISSA A. MAYER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR C. DOUGLAS "DOUG" ISSUER YES FOR FOR
MCMILLON
PROPOSAL #1i: ELECT DIRECTOR GREGORY "GREG" B. PENNER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEVEN "STEVE" S ISSUER YES FOR FOR
REINEMUND
PROPOSAL #1k: ELECT DIRECTOR S. ROBSON "ROB" WALTON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR STEUART L. WALTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON SEXUAL HARASSMENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
ISSUER: Warrior Met Coal, Inc.
TICKER: HCC CUSIP: 93627C101
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN D. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANA B. AMICARELLA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. BRETT HARVEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TREVOR MILLS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WALTER J. SCHELLER, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN H. SCHUMACHER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARETH N. TURNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND SECURITIES TRANSFER RESTRICTIONS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Washington Federal, Inc.
TICKER: WAFD CUSIP: 938824109
MEETING DATE: 1/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. KELLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARBARA L. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Washington Prime Group Inc.
TICKER: WPG CUSIP: 93964W108
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR J. TAGGART "TAG" BIRGE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LOUIS G. CONFORTI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN J. DILLON, III ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT J. LAIKIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN F. LEVY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SHERYL G. VON BLUCHER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JACQUELYN R. SOFFER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Washington Real Estate Investment Trust
TICKER: WRE CUSIP: 939653101
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BENJAMIN S. BUTCHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM G. BYRNES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD S. CIVERA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELLEN M. GOITIA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL T. MCDERMOTT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS H. NOLAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANTHONY L. WINNS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Washington Trust Bancorp, Inc.
TICKER: WASH CUSIP: 940610108
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD O. HANDY, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHERINE W. HOXSIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHLEEN E. MCKEOUGH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN T. RUGGIERI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Waste Connections, Inc.
TICKER: WCN CUSIP: 94106B101
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD J. MITTELSTAEDT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD E. "NED" GUILLET ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL W. HARLAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LARRY S. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUSAN "SUE" LEE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM J. RAZZOUK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: AUTHORIZE THE BOARD TO FIX THE NUMBER OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: ADOPT A POLICY ON BOARD DIVERSITY SHAREHOLDER YES AGAINST FOR
ISSUER: Waste Management, Inc.
TICKER: WM CUSIP: 94106L109
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANK M. CLARK, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES C. FISH, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANDRES R. GLUSKI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PATRICK W. GROSS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR VICTORIA M. HOLT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KATHLEEN M. MAZZARELLA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN C. POPE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS H. WEIDEMEYER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: LIMIT ACCELERATED VESTING OF EQUITY SHAREHOLDER YES AGAINST FOR
AWARDS UPON A CHANGE IN CONTROL
ISSUER: Waters Corporation
TICKER: WAT CUSIP: 941848103
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LINDA BADDOUR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. BERENDT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD CONARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAURIE H. GLIMCHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY E. HENDRICKSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER A. KUEBLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER J. ISSUER YES FOR FOR
O'CONNELL
PROPOSAL #1.8: ELECT DIRECTOR FLEMMING ORNSKOV ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOANN A. REED ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR THOMAS P. SALICE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Waterstone Financial, Inc.
TICKER: WSBF CUSIP: 94188P101
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELLEN S. BARTEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS E. DALUM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KRISTINE A. RAPPE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Watsco, Inc.
TICKER: WSO CUSIP: 942622200
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN E. KEELEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN "SLAVA" RUBIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Watts Water Technologies, Inc.
TICKER: WTS CUSIP: 942749102
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER L. CONWAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. DUNBAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOUISE K. GOESER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JES MUNK HANSEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR W. CRAIG KISSEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH T. NOONAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT J. PAGANO, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MERILEE RAINES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH W. REITMEIER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Wayfair Inc.
TICKER: W CUSIP: 94419L101
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NIRAJ SHAH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN K. CONINE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JULIE BRADLEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT GAMGORT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ANDREA JUNG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL KUMIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES MILLER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEFFREY NAYLOR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROMERO RODRIGUES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Wayside Technology Group, Inc.
TICKER: WSTG CUSIP: 946760105
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.2: ELECT DIRECTOR MIKE FAITH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DIANA KURTY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY GEYGAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: WD-40 Co.
TICKER: WDFC CUSIP: 929236107
MEETING DATE: 12/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL T. CARTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MELISSA CLAASSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC P. ETCHART ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LINDA A. LANG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID B. PENDARVIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL E. PITTARD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARRY O. RIDGE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GREGORY A. SANDFORT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NEAL E. SCHMALE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Weatherford International plc
TICKER: WFTIF CUSIP: G48833100
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MOHAMED A. AWAD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROXANNE J. DECYK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN D. GASS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR EMYR JONES PARRY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FRANCIS S. KALMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID S. KING ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM E. MACAULAY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK A. MCCOLLUM ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ANGELA A. MINAS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GUILLERMO ORTIZ ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE KPMG LLP AS AUDITOR AND KPMG ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS, DUBLIN AS STATUTORY AUDITOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #6: AUTHORISE ISSUE OF EQUITY ISSUER YES FOR FOR
PROPOSAL #7: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #8: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #9: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
ISSUER: Web.com Group, Inc.
TICKER: WEB CUSIP: 94733A104
MEETING DATE: 10/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Webster Financial Corp.
TICKER: WBS CUSIP: 947890109
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM L. ATWELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN R. CIULLA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN J. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ELIZABETH E. FLYNN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR E. CAROL HAYLES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LAURENCE C. MORSE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KAREN R. OSAR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK PETTIE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES C. SMITH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LAUREN C. STATES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
ISSUER: WEC Energy Group, Inc.
TICKER: WEC CUSIP: 92939U106
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARBARA L. BOWLES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALBERT J. BUDNEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICIA W. CHADWICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CURT S. CULVER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANNY L. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM M. FARROW, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS J. FISCHER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR J. KEVIN FLETCHER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GALE E. KLAPPA ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR HENRY W. KNUEPPEL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ALLEN L. LEVERETT ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ULICE PAYNE, JR. ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MARY ELLEN STANEK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Weight Watchers International, Inc.
TICKER: WW CUSIP: 948626106
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN M. ALTSCHULER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JULIE BORNSTEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MINDY GROSSMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THILO SEMMELBAUER ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TRACEY D. BROWN ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR JULIE RICE ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Weingarten Realty Investors
TICKER: WRI CUSIP: 948741103
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANDREW M. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STANFORD J. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SHELAGHMICHAEL C. BROWN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN A. LASHER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS L. RYAN ISSUER YES AGAINST AGAINST
PROPOSAL #1f: ELECT DIRECTOR DOUGLAS W. SCHNITZER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR C. PARK SHAPER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARC J. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Weis Markets, Inc.
TICKER: WMK CUSIP: 948849104
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN H. WEIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR HAROLD G. GRABER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DENNIS G. HATCHELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR EDWARD J. LAUTH, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR GERRALD B. SILVERMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
ISSUER: Welbilt, Inc.
TICKER: WBT CUSIP: 949090104
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CYNTHIA M. EGNOTOVICH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DINO J. BIANCO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOAN K. CHOW ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS D. DAVIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JANICE L. FIELDS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BRIAN R. GAMACHE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANDREW LANGHAM ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: WellCare Health Plans, Inc.
TICKER: WCG CUSIP: 94946T106
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD C. BREON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KENNETH A. BURDICK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR AMY L. COMPTON-PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR H. JAMES DALLAS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KEVIN F. HICKEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHRISTIAN P. MICHALIK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BOBBY JINDAL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM L. TRUBECK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KATHLEEN E. WALSH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: WellCare Health Plans, Inc.
TICKER: WCG CUSIP: 94946T106
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Wells Fargo & Company
TICKER: WFC CUSIP: 949746101
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN D. BAKER, II ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CELESTE A. CLARK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THEODORE F. CRAVER, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ELIZABETH A. "BETSY" ISSUER YES FOR FOR
DUKE
PROPOSAL #1e: ELECT DIRECTOR WAYNE M. HEWETT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DONALD M. JAMES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARIA R. MORRIS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JUAN A. PUJADAS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES H. QUIGLEY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RONALD L. SARGENT ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR C. ALLEN PARKER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR SUZANNE M. VAUTRINOT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON INCENTIVE-BASED COMPENSATION SHAREHOLDER YES AGAINST FOR
AND RISKS OF MATERIAL LOSSES
PROPOSAL #6: REPORT ON GLOBAL MEDIAN GENDER PAY GAP SHAREHOLDER YES AGAINST FOR
ISSUER: Welltower Inc.
TICKER: WELL CUSIP: 95040Q104
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KENNETH J. BACON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS J. DEROSA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KAREN B. DESALVO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JEFFREY H. DONAHUE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TIMOTHY J. NAUGHTON ISSUER YES AGAINST AGAINST
PROPOSAL #1f: ELECT DIRECTOR SHARON M. OSTER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SERGIO D. RIVERA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHNESE M. SPISSO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KATHRYN M. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR R. SCOTT TRUMBULL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR GARY WHITELAW ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Werner Enterprises, Inc.
TICKER: WERN CUSIP: 950755108
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH M. BIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DWAINE J. PEETZ, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK A. HOLMES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: WesBanco, Inc.
TICKER: WSBC CUSIP: 950810101
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN J. CALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER V. CRISS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LISA A. KNUTSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH R. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KERRY M. STEMLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Wesco Aircraft Holdings, Inc.
TICKER: WAIR CUSIP: 950814103
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL E. FULCHINO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT E. KUECHLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT D. PAULSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: WESCO International, Inc.
TICKER: WCC CUSIP: 95082P105
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN J. ENGEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW J. ESPE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BOBBY J. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN K. MORGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN A. RAYMUND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES L. SINGLETON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EASWARAN SUNDARAM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LYNN M. UTTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: West Bancorporation, Inc.
TICKER: WTBA CUSIP: 95123P106
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN K. GAER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. GERDIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SEAN P. MCMURRAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID R. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GEORGE D. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID D. NELSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES W. NOYCE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT G. PULVER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LOU ANN SANDBURG ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEVEN T. SCHULER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR THERESE M. VAUGHAN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PHILIP JASON WORTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: West Pharmaceutical Services, Inc.
TICKER: WST CUSIP: 955306105
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARK A. BUTHMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM F. FEEHERY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ERIC M. GREEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS W. HOFMANN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAULA A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DEBORAH L. V. KELLER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MYLA P. LAI-GOLDMAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DOUGLAS A. MICHELS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAOLO PUCCI ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PATRICK J. ZENNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: Westamerica Bancorporation
TICKER: WABC CUSIP: 957090103
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ETTA ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LOUIS E. BARTOLINI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E. JOSEPH BOWLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CATHERINE COPE ISSUER YES FOR FOR
MACMILLAN
PROPOSAL #1.6: ELECT DIRECTOR RONALD A. NELSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID L. PAYNE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDWARD B. SYLVESTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Westell Technologies, Inc.
TICKER: WSTL CUSIP: 957541204
MEETING DATE: 9/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIRK R. BRANNOCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT C. CHANDLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT W. FOSKETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT C. PENNY, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CARY B. WOOD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK A. ZORKO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Western Alliance Bancorporation
TICKER: WAL CUSIP: 957638109
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR BRUCE BEACH ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR HOWARD N. GOULD ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR STEVEN J. HILTON ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR MARIANNE BOYD JOHNSON ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR ROBERT P. LATTA ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR TODD MARSHALL ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR ADRIANE C. MCFETRIDGE ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR JAMES E. NAVE ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR MICHAEL PATRIARCA ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR ROBERT GARY SARVER ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR DONALD D. SNYDER ISSUER YES FOR FOR
PROPOSAL #1L: ELECT DIRECTOR SUNG WON SOHN ISSUER YES FOR FOR
PROPOSAL #1M: ELECT DIRECTOR KENNETH A. VECCHIONE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Western Asset Mortgage Capital Corporation
TICKER: WMC CUSIP: 95790D105
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD D. FOX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES W. HIRSCHMANN, ISSUER YES FOR FOR
III
PROPOSAL #1.3: ELECT DIRECTOR RANJIT M. KRIPALANI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR M. CHRISTIAN MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JENNIFER W. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD W. ROLL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Western Digital Corp.
TICKER: WDC CUSIP: 958102105
MEETING DATE: 11/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARTIN I. COLE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KATHLEEN A. COTE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR HENRY T. DENERO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR TUNC DOLUCA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL D. LAMBERT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LEN J. LAUER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MATTHEW E. MASSENGILL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEPHEN D. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAULA A. PRICE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Western New England Bancorp, Inc.
TICKER: WNEB CUSIP: 958892101
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY G. FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL C. PICKNELLY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN M. SWEENEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOS A. TAPASES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WOLF & COMPANY, P.C. AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Westinghouse Air Brake Technologies Corp.
TICKER: WAB CUSIP: 929740108
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Westinghouse Air Brake Technologies Corporation
TICKER: WAB CUSIP: 929740108
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM E. KASSLING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALBERT J. NEUPAVER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Westlake Chemical Corporation
TICKER: WLK CUSIP: 960413102
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALBERT CHAO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DAVID T. CHAO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. GRAFF ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITOR
ISSUER: WestRock Co.
TICKER: WRK CUSIP: 96145D105
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR COLLEEN F. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TIMOTHY J. BERNLOHR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR J. POWELL BROWN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL E. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TERRELL K. CREWS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RUSSELL M. CURREY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN A. LUKE, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GRACIA C. MARTORE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES E. NEVELS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR TIMOTHY H. POWERS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEVEN C. VOORHEES ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR BETTINA M. WHYTE ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR ALAN D. WILSON ISSUER YES FOR FOR
PROPOSAL #2: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Westwater Resources, Inc.
TICKER: WWR CUSIP: 961684107
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR TERENCE J. CRYAN ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR CHRISTOPHER M. JONES ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR MARVIN K. KAISER ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR TRACY D. PAGLIARA ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR KARLI S. ANDERSON ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Westwood Holdings Group, Inc.
TICKER: WHG CUSIP: 961765104
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN O. CASEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD M. FRANK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN M. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELLEN H. MASTERSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GEOFFREY R. NORMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAYMOND E. WOOLDRIDGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADOPT MAJORITY VOTING STANDARD TO REMOVE ISSUER YES FOR FOR
DIRECTORS
ISSUER: WEX Inc.
TICKER: WEX CUSIP: 96208T104
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHIKHAR GHOSH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES NEARY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MELISSA D. SMITH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL CALLAHAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Weyco Group, Inc.
TICKER: WEYS CUSIP: 962149100
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TINA CHANG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS W. FLORSHEIM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITOR
ISSUER: Weyerhaeuser Company
TICKER: WY CUSIP: 962166104
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK A. EMMERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICK R. HOLLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SARA GROOTWASSINK LEWIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NICOLE W. PIASECKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARC F. RACICOT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAWRENCE A. SELZER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR D. MICHAEL STEUERT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DEVIN W. STOCKFISH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KIM WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR CHARLES R. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Wheeler Real Estate Investment Trust, Inc.
TICKER: WHLR CUSIP: 963025705
MEETING DATE: 10/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID KELLY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN SWEET ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARL B. MCGOWAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY M. ZWERDLING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEWART J. BROWN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN MCAULIFFE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW R. JONES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SEAN F. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY CHERRY BEKAERT LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH D. STILWELL SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR PAULA J. POSKON SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR CORISSA BRIGLIA SHAREHOLDER NO N/A N/A
PORCELLI
PROPOSAL #1.4: ELECT DIRECTOR DAVID KELLY SHAREHOLDER NO N/A N/A
PROPOSAL #1.5: ELECT DIRECTOR ANDREW R. JONES SHAREHOLDER NO N/A N/A
PROPOSAL #1.6: ELECT DIRECTOR JOHN SWEET SHAREHOLDER NO N/A N/A
PROPOSAL #1.7: ELECT DIRECTOR STEWART J. BROWN SHAREHOLDER NO N/A N/A
PROPOSAL #1.8: ELECT DIRECTOR SEAN F. ARMSTRONG SHAREHOLDER NO N/A N/A
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER NO N/A N/A
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY CHERRY BEKAERT LLP AS AUDITORS ISSUER NO N/A N/A
ISSUER: Whirlpool Corporation
TICKER: WHR CUSIP: 963320106
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SAMUEL R. ALLEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARC R. BITZER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GREG CREED ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GARY T. DICAMILLO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DIANE M. DIETZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GERRI T. ELLIOTT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL F. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN D. LIU ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES M. LOREE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR HARISH MANWANI ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WILLIAM D. PEREZ ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LARRY O. SPENCER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR MICHAEL D. WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: White Mountains Insurance Group, Ltd.
TICKER: WTM CUSIP: G9618E107
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MORGAN W. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER M. CARLSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID A. TANNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LOWNDES A. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
ISSUER: Whitestone REIT
TICKER: WSR CUSIP: 966084204
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL T. LAMBERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID F. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PANNELL KERR FORSTER OF TEXAS, ISSUER YES FOR FOR
P.C AS AUDITORS
ISSUER: Whiting Petroleum Corp.
TICKER: WLL CUSIP: 966387409
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS L. ALLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES E. CATLIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL B. WALEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: WideOpenWest, Inc.
TICKER: WOW CUSIP: 96758W101
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL KILPATRICK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TOM MCMILLIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOSHUA TAMAROFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: WidePoint Corp.
TICKER: WYY CUSIP: 967590100
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR OTTO J. GUENTHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: WidePoint Corporation
TICKER: WYY CUSIP: 967590100
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JIN H. KANG ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD L. TODARO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JULIA A. BOWEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: WildHorse Resource Development Corp.
TICKER: WRD CUSIP: 96812T102
MEETING DATE: 1/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Willamette Valley Vineyards, Inc.
TICKER: WVVI CUSIP: 969136100
MEETING DATE: 7/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG SMITH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STAN G. TUREL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Willdan Group, Inc.
TICKER: WLDN CUSIP: 96924N100
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS D. BRISBIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN A. COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT CONWAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DEBRA COY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAYMOND W. HOLDSWORTH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS J. MCEACHERN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENNIS V. MCGINN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEITH W. RENKEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MOHAMMAD SHAHIDEHPOUR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: William Lyon Homes
TICKER: WLH CUSIP: 552074700
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS K. AMMERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC A. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS F. HARRISON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY H. HUNT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM H. LYON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LYNN CARLSON SCHELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MATTHEW R. ZAIST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Williams-Sonoma, Inc.
TICKER: WSM CUSIP: 969904101
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAURA ALBER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADRIAN BELLAMY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT DAHNKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT LORD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANNE MULCAHY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GRACE PUMA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTIANA SMITH SHI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SABRINA SIMMONS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FRITS VAN PAASSCHEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Willis Lease Finance Corporation
TICKER: WLFC CUSIP: 970646105
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES F. WILLIS, IV ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR HANS JOERG HUNZIKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
ISSUER: Willis Towers Watson Public Limited Company
TICKER: WLTW CUSIP: G96629103
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANNA C. CATALANO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR VICTOR F. GANZI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN J. HALEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WENDY E. LANE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRENDAN R. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAYMIN B. PATEL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LINDA D. RABBITT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PAUL D. THOMAS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILHELM ZELLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY THE APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS AUDITOR AND DELOITTE LLP TO AUDIT THE
IRISH STATUTORY ACCOUNTS, AND AUTHORIZE THE BOARD TO
FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RENEW THE BOARD'S AUTHORITY TO ISSUE ISSUER YES FOR FOR
SHARES UNDER IRISH LAW
PROPOSAL #5: RENEW THE BOARD'S AUTHORITY TO OPT-OUT ISSUER YES FOR FOR
OF STATUTORY PRE-EMPTIONS RIGHTS
ISSUER: WillScot Corporation
TICKER: WSC CUSIP: 971375126
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERARD E. HOLTHAUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR REBECCA L. OWEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Wingstop Inc.
TICKER: WING CUSIP: 974155103
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KRISHNAN (KANDY) ANAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID L. GOEBEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. HISLOP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
ISSUER: Winmark Corp.
TICKER: WINA CUSIP: 974250102
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR JOHN L. MORGAN ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR LAWRENCE A. BARBETTA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR JENELE C. GRASSLE ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR BRETT D. HEFFES ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KIRK A. MACKENZIE ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR PAUL C. REYELTS ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MARK L. WILSON ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR STEVEN C. ZOLA ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: RATIFY GRANT THORNTON LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Winnebago Industries, Inc.
TICKER: WGO CUSIP: 974637100
MEETING DATE: 12/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARIA F. BLASE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER J. BRAUN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID W. MILES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Wintrust Financial Corporation
TICKER: WTFC CUSIP: 97650W108
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER D. CRIST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE K. CROWTHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM J. DOYLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARLA F. GLABE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR H. PATRICK HACKETT, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT K. HEITMANN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEBORAH L. HALL LEFEVRE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTOPHER J. PERRY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR INGRID S. STAFFORD ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR GARY D. "JOE" SWEENEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KARIN GUSTAFSON TEGLIA ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR EDWARD J. WEHMER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Wireless Telecom Group, Inc.
TICKER: WTT CUSIP: 976524108
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN L. BAZAAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH GARRITY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MITCHELL HERBETS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL MILLEGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALLAN D.L. WEINSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TIMOTHY WHELAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PKF O'CONNOR DAVIES, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: WisdomTree Investments, Inc.
TICKER: WETF CUSIP: 97717P104
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SUSAN COSGROVE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WIN NEUGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: WMIH Corp.
TICKER: WMIH CUSIP: 92936P100
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Wolverine World Wide, Inc.
TICKER: WWW CUSIP: 978097103
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY M. BOROMISA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GINA R. BOSWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID T. KOLLAT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Woodward, Inc.
TICKER: WWD CUSIP: 980745103
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. COHN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EILEEN P. DRAKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. RULSEH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGG C. SENGSTACK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Workday, Inc.
TICKER: WDAY CUSIP: 98138H101
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARL M. ESCHENBACH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL M. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JERRY YANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Workhorse Group Inc.
TICKER: WKHS CUSIP: 98138J206
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
ISSUER: Workhorse Group, Inc.
TICKER: WKHS CUSIP: 98138J206
MEETING DATE: 11/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND J. CHESS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HARRY DEMOTT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR H. BENJAMIN SAMUELS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GERALD B. BUDDE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN S. BURNS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL L. CLARK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: Workiva Inc.
TICKER: WK CUSIP: 98139A105
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIGID A. BONNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUKU RADIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTIN J. VANDERPLOEG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: World Acceptance Corp.
TICKER: WRLD CUSIP: 981419104
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEN R. BRAMLETT, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. CHAD PRASHAD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT J. VASSALLUZZO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES D. WAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DARRELL E. WHITAKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: CHANGE RANGE FOR SIZE OF THE BOARD ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: WORLD FUEL SERVICES CORPORATION
TICKER: INT CUSIP: 981475106
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. KASBAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEN BAKSHI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JORGE L. BENITEZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN J. GOLD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR RICHARD A. KASSAR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN L. MANLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN K. RODDENBERRY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAUL H. STEBBINS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: World Wrestling Entertainment, Inc.
TICKER: WWE CUSIP: 98156Q108
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VINCENT K. MCMAHON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE A. BARRIOS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELLE D. WILSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHANIE MCMAHON ISSUER YES FOR FOR
LEVESQUE
PROPOSAL #1.5: ELECT DIRECTOR PAUL "TRIPLE H" ISSUER YES FOR FOR
LEVESQUE
PROPOSAL #1.6: ELECT DIRECTOR STUART U. GOLDFARB ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICIA A. GOTTESMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAUREEN ONG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBYN W. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR FRANK A. RIDDICK, III ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MAN JIT SINGH ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JEFFREY R. SPEED ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR ALAN M. WEXLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Worldpay Inc.
TICKER: WP CUSIP: 981558109
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEE ADREAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK HEIMBOUCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY LAUER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Worthington Industries, Inc.
TICKER: WOR CUSIP: 981811102
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN B. BLYSTONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK C. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SIDNEY A. RIBEAU ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: WPX Energy, Inc.
TICKER: WPX CUSIP: 98212B103
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. CARRIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT K. HERDMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KELT KINDICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KARL F. KURZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HENRY E. LENTZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KIMBERLY S. LUBEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD E. MUNCRIEF ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR VALERIE M. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID F. WORK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Wright Medical Group N.V.
TICKER: WMGI CUSIP: N96617118
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT J. PALMISANO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID D. STEVENS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GARY D. BLACKFORD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR J. PATRICK MACKIN ISSUER YES AGAINST AGAINST
PROPOSAL #1e: ELECT DIRECTOR JOHN L. MICLOT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KEVIN C. O'BOYLE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR AMY S. PAUL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD F. WALLMAN ISSUER YES AGAINST AGAINST
PROPOSAL #1i: ELECT DIRECTOR ELIZABETH H. WEATHERMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG N.V. AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #5: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #7: AUTHORIZE BOARD TO ISSUE SHARES ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES
PROPOSAL #9: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: WSFS Financial Corp.
TICKER: WSFS CUSIP: 929328102
MEETING DATE: 12/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: WSFS Financial Corp.
TICKER: WSFS CUSIP: 929328102
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1a: ELECT DIRECTOR FRANCIS B. "BEN" ISSUER YES FOR FOR
BRAKE, JR.
PROPOSAL #1.1b: ELECT DIRECTOR KAREN DOUGHERTY ISSUER YES FOR FOR
BUCHHOLZ
PROPOSAL #1.1c: ELECT DIRECTOR CHRISTOPHER T. ISSUER YES FOR FOR
GHEYSENS
PROPOSAL #1.1d: ELECT DIRECTOR RODGER LEVENSON ISSUER YES FOR FOR
PROPOSAL #1.2a: ELECT DIRECTOR MARVIN N. SCHOENHALS ISSUER YES FOR FOR
PROPOSAL #1.3a: ELECT DIRECTOR ELEUTHERE I. DU PONT ISSUER YES FOR FOR
PROPOSAL #1.3b: ELECT DIRECTOR DAVID G. TURNER ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: WVS Financial Corp.
TICKER: WVFC CUSIP: 929358109
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JOHN A. HOWARD, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY S.R. SNODGRASS, P.C. AS AUDITORS ISSUER YES FOR FOR
ISSUER: Wyndham Destinations, Inc.
TICKER: WYND CUSIP: 98310W108
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LOUISE F. BRADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL D. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES E. BUCKMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE HERRERA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN P. HOLMES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DENNY MARIE POST ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD L. RICKLES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL H. WARGOTZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
ISSUER: Wyndham Hotels & Resorts, Inc.
TICKER: WH CUSIP: 98311A105
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MUKUL V. DEORAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN MULRONEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Wynn Resorts, Limited
TICKER: WYNN CUSIP: 983134107
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAY L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARGARET J. MYERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WINIFRED M. WEBB ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
ISSUER: X4 Pharmaceuticals, Inc.
TICKER: XFOR CUSIP: 98420X103
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RENE RUSSO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: XBiotech Inc.
TICKER: XBIT CUSIP: 98400H102
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN SIMARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD H. MACADAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. THORPE MCKENZIE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAN-PAUL WALDIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Xcel Energy Inc.
TICKER: XEL CUSIP: 98389B100
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LYNN CASEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD K. DAVIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BEN FOWKE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD T. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID K. OWENS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHRISTOPHER J. ISSUER YES FOR FOR
POLICINSKI
PROPOSAL #1g: ELECT DIRECTOR JAMES T. PROKOPANKO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR A. PATRICIA SAMPSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES J. SHEPPARD ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID A. WESTERLUND ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR KIM WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR TIMOTHY V. WOLF ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR DANIEL YOHANNES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Xcerra Corp.
TICKER: XCRA CUSIP: 98400J108
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
ISSUER: Xencor, Inc.
TICKER: XNCR CUSIP: 98401F105
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN GORMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BASSIL I. DAHIYAT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KURT GUSTAFSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR YUJIRO S. HATA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD J. RANIERI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELLEN G. FEIGAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Xenia Hotels & Resorts, Inc.
TICKER: XHR CUSIP: 984017103
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARCEL VERBAAS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY H. DONAHUE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN H. ALSCHULER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KEITH E. BASS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS M. GARTLAND ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BEVERLY K. GOULET ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARY E. MCCORMICK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DENNIS D. OKLAK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON SEXUAL HARASSMENT SHAREHOLDER YES AGAINST FOR
ISSUER: Xeris Pharmaceuticals, Inc.
TICKER: XERS CUSIP: 98422L107
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN SCHMID ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BJ BORMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Xerium Technologies, Inc.
TICKER: XRM CUSIP: 98416J118
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
ISSUER: Xerox Corporation
TICKER: XRX CUSIP: 984121608
MEETING DATE: 7/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY Q. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH COZZA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN CHRISTODORO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH J. ECHEVARRIA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NICHOLAS GRAZIANO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHERYL GORDON KRONGARD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SCOTT LETIER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SARA MARTINEZ TUCKER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GIOVANNI ('JOHN') ISSUER YES FOR FOR
VISENTIN
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Xerox Corporation
TICKER: XRX CUSIP: 984121608
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REORGANIZATION ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR KEITH COZZA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR JONATHAN CHRISTODORO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR JOSEPH J. ECHEVARRIA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NICHOLAS GRAZIANO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR CHERYL GORDON KRONGARD ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SCOTT LETIER ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR GIOVANNI "JOHN" ISSUER YES FOR FOR
VISENTIN
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADOPT MAJORITY VOTING STANDARD FOR ISSUER YES FOR FOR
CERTAIN CORPORATE ACTIONS
PROPOSAL #6: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #7: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES FOR N/A
ISSUER: Xilinx, Inc.
TICKER: XLNX CUSIP: 983919101
MEETING DATE: 8/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS SEGERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAMAN CHITKARA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAAR GILLAI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD S. JANKOV ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARY LOUISE KRAKAUER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS H. LEE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J. MICHAEL PATTERSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR VICTOR PENG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALBERT A. PIMENTEL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARSHALL C. TURNER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ELIZABETH W. ISSUER YES FOR FOR
VANDERSLICE
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: XO Group, Inc.
TICKER: XOXO CUSIP: 983772104
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: XOMA Corp.
TICKER: XOMA CUSIP: 98419J206
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES R. NEAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. DENMAN VAN NESS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH M. LIMBER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACK L. WYSZOMIERSKI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW D. PERRY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR BARBARA A. KOSACZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
ISSUER: Xperi Corp.
TICKER: XPER CUSIP: 98421B100
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DARCY ANTONELLIS ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DAVID C. HABIGER ISSUER YES AGAINST AGAINST
PROPOSAL #1C: ELECT DIRECTOR RICHARD S. HILL ISSUER YES AGAINST AGAINST
PROPOSAL #1D: ELECT DIRECTOR JON KIRCHNER ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR V. SUE MOLINA ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR GEORGE A. RIEDEL ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR CHRISTOPHER A. SEAMS ISSUER YES FOR FOR
PROPOSAL #2: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: XPO Logistics, Inc.
TICKER: XPO CUSIP: 983793100
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRADLEY S. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GENA L. ASHE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARLENE M. COLUCCI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANNAMARIA DESALVA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL G. JESSELSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ADRIAN P. KINGSHOTT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JASON D. PAPASTAVROU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR OREN G. SHAFFER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON SEXUAL HARASSMENT SHAREHOLDER YES AGAINST FOR
ISSUER: Xtant Medical Holdings, Inc.
TICKER: XTNT CUSIP: 98420P308
MEETING DATE: 8/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN BAKEWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL EGGENBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL MAINELLI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ROBERT MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY PETERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW RIZZO ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY EKS&H LLLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Xylem Inc.
TICKER: XYL CUSIP: 98419M100
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEANNE BELIVEAU-DUNN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CURTIS J. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PATRICK K. DECKER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT F. FRIEL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JORGE M. GOMEZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR VICTORIA D. HARKER ISSUER YES AGAINST AGAINST
PROPOSAL #1g: ELECT DIRECTOR STEN E. JAKOBSSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVEN R. LORANGER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SURYA N. MOHAPATRA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JEROME A. PERIBERE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARKOS I. TAMBAKERAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
ISSUER: Yelp, Inc.
TICKER: YELP CUSIP: 985817105
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRED D. ANDERSON, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SHARON ROTHSTEIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRIAN SHARPLES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: YETI Holdings, Inc.
TICKER: YETI CUSIP: 98585X104
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW J. REINTJES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROY J. SEIDERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Yext, Inc.
TICKER: YEXT CUSIP: 98585N106
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MICHAEL WALRATH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Y-mAbs Therapeutics, Inc.
TICKER: YMAB CUSIP: 984241109
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERARD BER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID N. GILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ASHUTOSH TYAGI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: York Water Co.
TICKER: YORW CUSIP: 987184108
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES H. CAWLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CYNTHIA A. DOTZEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JODY L. KELLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN R. RASMUSSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITOR
ISSUER: Youngevity International, Inc.
TICKER: YGYI CUSIP: 987537206
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHAN WALLACH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DAVID BRISKIE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MICHELLE G. WALLACH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR RICHARD RENTON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM THOMPSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR KEVIN ALLODI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR PAUL SALLWASSER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
ISSUER: YRC Worldwide Inc.
TICKER: YRCW CUSIP: 984249607
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND J. BROMARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW A. DOHENY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT L. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DARREN D. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES E. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICIA M. NAZEMETZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES F. WINESTOCK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Yum! Brands, Inc.
TICKER: YUM CUSIP: 988498101
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAGET L. ALVES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL J. CAVANAGH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHRISTOPHER M. CONNOR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BRIAN C. CORNELL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GREG CREED ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TANYA L. DOMIER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MIRIAN M. GRADDICK-WEIR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS C. NELSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR P. JUSTIN SKALA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ELANE B. STOCK ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ROBERT D. WALTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: REPORT ON SUPPLY CHAIN IMPACT ON SHAREHOLDER YES AGAINST FOR
DEFORESTATION
PROPOSAL #6: REPORT ON SUSTAINABLE PACKAGING SHAREHOLDER YES AGAINST FOR
ISSUER: Zafgen, Inc.
TICKER: ZFGN CUSIP: 98885E103
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER BARRETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WENDY EVERETT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: ZAGG Inc
TICKER: ZAGG CUSIP: 98884U108
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRIS AHERN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL T. BIRCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHERYL A. LARABEE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL R. MAURER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR P. SCOTT STUBBS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: Zayo Group Holdings, Inc.
TICKER: ZAYO CUSIP: 98919V105
MEETING DATE: 11/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAN CARUSO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DON GIPS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT DRAKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO CERTIFICATE OF INCORPORATION
PROPOSAL #6: AMEND STOCK OWNERSHIP LIMITATIONS ISSUER YES FOR FOR
PROPOSAL #7: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO CURRENT BYLAWS
ISSUER: Zebra Technologies Corporation
TICKER: ZBRA CUSIP: 989207105
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK B. MODRUSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Zedge, Inc.
TICKER: ZDGE CUSIP: 98923T104
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD E. FELDMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK GHERMEZIAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELLIOT GIBBER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HOWARD S. JONAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL C. JONAS ISSUER YES AGAINST AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY MAYER HOFFMAN MCCANN CPAS AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Zendesk, Inc.
TICKER: ZEN CUSIP: 98936J101
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CARL BASS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL FRANDSEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS SZKUTAK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Zillow Group, Inc.
TICKER: Z CUSIP: 98954M101
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD N. BARTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LLOYD D. FRINK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR APRIL UNDERWOOD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR AMY C. BOHUTINSKY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Zimmer Biomet Holdings, Inc.
TICKER: ZBH CUSIP: 98956P102
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHRISTOPHER B. BEGLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BETSY J. BERNARD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GAIL K. BOUDREAUX ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL J. FARRELL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LARRY C. GLASSCOCK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT A. HAGEMANN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRYAN C. HANSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ARTHUR J. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARIA TERESA "TESSA" ISSUER YES FOR FOR
HILADO
PROPOSAL #1j: ELECT DIRECTOR SYED JAFRY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHAEL W. MICHELSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Zion Oil & Gas, Inc.
TICKER: ZN CUSIP: 989696109
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN M. VAN BRAUMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GENE SCAMMAHORN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN SEERY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LEE R. RUSSELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RBSM, LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Zions Bancorporation
TICKER: ZION CUSIP: 989701107
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RESTRUCTURING PLAN ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #A: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Zions Bancorporation, National Association
TICKER: ZION CUSIP: 989701107
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JERRY C. ATKIN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR GARY L. CRITTENDEN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR SUREN K. GUPTA ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR J. DAVID HEANEY ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR VIVIAN S. LEE ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR SCOTT J. MCLEAN ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR EDWARD F. MURPHY ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR STEPHEN D. QUINN ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR HARRIS H. SIMMONS ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR AARON B. SKONNARD ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR BARBARA A. YASTINE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
ISSUER: ZIOPHARM Oncology, Inc.
TICKER: ZIOP CUSIP: 98973P101
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES A. CANNON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELAN Z. EZICKSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RANDAL J. KIRK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS W. PAGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SCOTT TARRIFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5a: ELECT DIRECTOR SCOTT BRAUNSTEIN ISSUER YES FOR FOR
ISSUER: Ziopharm Oncology, Inc.
TICKER: ZIOP CUSIP: 98973P101
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT BRAUNSTEIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR LAURENCE JAMES NEIL ISSUER YES FOR FOR
COOPER
PROPOSAL #1.3: ELECT DIRECTOR ELAN Z. EZICKSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS W. PAGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SCOTT TARRIFF ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Zix Corporation
TICKER: ZIXI CUSIP: 98974P100
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK J. BONNEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TAHER A. ELGAMAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES H. GREENE, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT C. HAUSMANN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARIBESS L. MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD D. SPURR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRANDON VAN BUREN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID J. WAGNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WHITLEY PENN LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
ISSUER: Zoe's Kitchen, Inc.
TICKER: ZOES CUSIP: 98979J109
MEETING DATE: 11/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: Zoetis Inc.
TICKER: ZTS CUSIP: 98978V103
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JUAN RAMON ALAIX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL M. BISARO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK A. D'AMELIO ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL B. MCCALLISTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Zogenix, Inc.
TICKER: ZGNX CUSIP: 98978L204
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ERLE T. MAST ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR RENEE P. TANNENBAUM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
ISSUER: Zovio Inc
TICKER: ZVO CUSIP: 10807M105
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICTOR K. NICHOLS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE P. PERNSTEINER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Zscaler, Inc.
TICKER: ZS CUSIP: 98980G102
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KAREN BLASING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES GIANCARLO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Zumiez Inc.
TICKER: ZUMZ CUSIP: 989817101
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR KALEN F. HOLMES ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR TRAVIS D. SMITH ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR SCOTT A. BAILEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Zuora, Inc.
TICKER: ZUO CUSIP: 98983V106
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY HALEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAGDALENA YESIL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Zynerba Pharmaceuticals, Inc.
TICKER: ZYNE CUSIP: 98986X109
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARMANDO ANIDO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. BUTLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WARREN D. COOPER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM J. FEDERICI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL L. KISNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH I. MOCH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAMELA STEPHENSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
ISSUER: Zynga Inc.
TICKER: ZNGA CUSIP: 98986T108
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARK PINCUS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANK GIBEAU ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR REGINA E. DUGAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM "BING" GORDON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LOUIS J. LAVIGNE, JR. ISSUER YES AGAINST AGAINST
PROPOSAL #1f: ELECT DIRECTOR ELLEN F. SIMINOFF ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CAROL G. MILLS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JANICE M. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has
duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
VANGUARD INSTITUTIONAL INDEX FUNDS
By: /s/Mortimer J. Buckley
Mortimer J. Buckley*
Chief Executive Officer, President, and Trustee
Date: August 28, 2019
*By: /s/Anne E. Robinson
Anne E. Robinson, pursuant to a Power of Attorney filed on January 18, 2018,
see File Number 33-32216. Incorporated by Reference.
