UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15 (d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of Earliest Event Reported): October 3, 2014
THE WET SEAL, INC.
(Exact Name of Registrant as Specified in Charter)
| | | | |
| Delaware | | 001-35634 | | 33-0415940 |
(State or Other Jurisdiction
of Incorporation) | | (Commission
File Number) | | (IRS Employer
Identification No.) |
26972 Burbank
Foothill Ranch, CA 92610
(Address of principal executive offices; zip code)
Registrant’s telephone number, including area code: (949) 699-3900
N/A
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 1.01 Entry into a Definitive Material Agreement.
On October 3, 2014, The Wet Seal, Inc., a Delaware corporation (the “Company”) entered into a Second Amendment to Amended and Restated Credit Agreement (the “Second Amendment”), pursuant to which the Company and the other borrowers, lenders and agents party thereto agreed to amend (i) certain conditions precedent to credit extensions and (ii) the Company’s representations and warranties related to the absence of certain material adverse changes to provide that such representation will be made with respect to changes occurring since February 1, 2014.
The foregoing description of the Second Amendment is qualified in its entirety by reference to the full terms and conditions of the Second Amendment, a copy of which is filed as exhibit 10.1 hereto and is incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
| | |
EXHIBIT
NUMBER | | DESCRIPTION |
| |
| 10.1 | | Second Amendment to Amended and Restated Credit Agreement, dated October 3, 2014, among the Company and the other borrowers, lenders and agents party thereto |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
| | | | | | |
| | | | | | THE WET SEAL, INC. (Registrant) |
| | | |
| Date: October 8, 2014 | | | | By: | | /s/ Steven H. Benrubi |
| | | | Name: | | Steven H. Benrubi |
| | | | Title: | | Executive Vice President and Chief Financial Officer |
EXHIBIT INDEX
| | |
EXHIBIT
NUMBER | | DESCRIPTION |
| |
| 10.1 | | Second Amendment to Amended and Restated Credit Agreement, dated October 3, 2014, among the Company and the other borrowers, lenders and agents party thereto |
