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| Registrant : | Putnam Multi-Cap Growth Fund | | | |
| Fund Name : | Putnam Multi-Cap Growth Fund | | | |
| Date of fiscal year end: | 06/30/2014 | | | |
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| AbbVie Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ABBV | CUSIP 00287Y109 | | 05/09/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert J. Alpern | | Mgmt | For | For | For |
| | 1.2 | Elect Edward M. Liddy | | Mgmt | For | For | For |
| | 1.3 | Elect Frederick H. Waddell | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| Actavis plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ACT | CUSIP 00507K103 | | 09/10/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Acquisition | | Mgmt | For | For | For |
| | 2 | Reduction in Share Premium Account to Create Distributable Reserves | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Golden Parachutes | | Mgmt | For | For | For |
| | 4 | Right to Adjourn Meeting | | Mgmt | For | For | For |
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| Actavis plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ACT | CUSIP G0083B108 | | 05/09/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Paul M. Bisaro | | Mgmt | For | For | For |
| | 2 | Elect James H. Bloem | | Mgmt | For | For | For |
| | 3 | Elect Christopher W. Bodine | | Mgmt | For | For | For |
| | 4 | Elect Tamar D. Howson | | Mgmt | For | For | For |
| | 5 | Elect John A. King | | Mgmt | For | For | For |
| | 6 | Elect Catherine M. Klema | | Mgmt | For | For | For |
| | 7 | Elect Jiri Michal | | Mgmt | For | For | For |
| | 8 | Elect Sigurdur Olafsson | | Mgmt | For | For | For |
| | 9 | Elect Patrick J. O'Sullivan | | Mgmt | For | For | For |
| | 10 | Elect Ronald R. Taylor | | Mgmt | For | For | For |
| | 11 | Elect Andrew L. Turner | | Mgmt | For | For | For |
| | 12 | Elect Fred G. Weiss | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Sustainability Report | | ShrHoldr | Against | Against | For |
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| Actavis plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ACT | CUSIP G0083B108 | | 06/17/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Merger with Forest Laboratories, Inc. | | Mgmt | For | For | For |
| | 2 | Right to Adjourn Meeting | | Mgmt | For | For | For |
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| Aegerion Pharmaceuticals, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AEGR | CUSIP 00767E102 | | 06/25/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Sol J. Barer | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Antonio M. Gotto, Jr. | | Mgmt | For | Withhold | Against |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
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| Agrium Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AGU | CUSIP 008916108 | | 05/07/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect David C. Everitt | | Mgmt | For | For | For |
| | 1.2 | Elect Russell K. Girling | | Mgmt | For | For | For |
| | 1.3 | Elect Susan A. Henry | | Mgmt | For | For | For |
| | 1.4 | Elect Russell J. Horner | | Mgmt | For | For | For |
| | 1.5 | Elect David J. Lesar | | Mgmt | For | For | For |
| | 1.6 | Elect John E. Lowe | | Mgmt | For | For | For |
| | 1.7 | Elect Charles V. Magro | | Mgmt | For | For | For |
| | 1.8 | Elect A. Anne McLellan | | Mgmt | For | For | For |
| | 1.9 | Elect Derek G. Pannell | | Mgmt | For | For | For |
| | 1.10 | Elect Mayo M. Schmidt | | Mgmt | For | For | For |
| | 1.11 | Elect Victor J. Zaleschuk | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Bundled Amendments to Bylaws | | Mgmt | For | For | For |
| | 5 | Advance Notice Policy | | Mgmt | For | For | For |
| | 6 | Amendment to the Stock Option Plan | | Mgmt | For | For | For |
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| Align Technology, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ALGN | CUSIP 016255101 | | 05/15/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Joseph Lacob | | Mgmt | For | For | For |
| | 2 | Elect C. Raymond Larkin, Jr. | | Mgmt | For | For | For |
| | 3 | Elect George J. Morrow | | Mgmt | For | For | For |
| | 4 | Elect David C. Nagel | | Mgmt | For | For | For |
| | 5 | Elect Thomas M. Prescott | | Mgmt | For | For | For |
| | 6 | Elect Andrea L. Saia | | Mgmt | For | For | For |
| | 7 | Elect Greg J. Santora | | Mgmt | For | For | For |
| | 8 | Elect Warren S. Thaler | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| Alkermes plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ALKS | CUSIP G01767105 | | 05/28/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Paul J. Mitchell | | Mgmt | For | For | For |
| | 2 | Elect Richard F. Pops | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Authorization to Hold the 2015 Annual Meeting Outside of Ireland | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 6 | Amendment to the 2011 Stock Option and Incentive Plan | | Mgmt | For | Against | Against |
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| Allegion plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ALLE | CUSIP G0176J109 | | 06/11/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael J. Chesser | | Mgmt | For | For | For |
| | 2 | Elect Carla Cico | | Mgmt | For | For | For |
| | 3 | Elect Kirk S. Hachigian | | Mgmt | For | For | For |
| | 4 | Elect David D. Petratis | | Mgmt | For | For | For |
| | 5 | Elect Dean I. Schaffer | | Mgmt | For | For | For |
| | 6 | Elect Martin E. Welch III | | Mgmt | For | For | For |
| | 7 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 8 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
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| Allergan, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AGN | CUSIP 018490102 | | 05/06/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect David E.I. Pyott | | Mgmt | For | Against | Against |
| | 2 | Elect Michael R. Gallagher | | Mgmt | For | Against | Against |
| | 3 | Elect Deborah Dunsire | | Mgmt | For | Against | Against |
| | 4 | Elect Trevor M. Jones | | Mgmt | For | Against | Against |
| | 5 | Elect Louis J. Lavigne, Jr. | | Mgmt | For | Against | Against |
| | 6 | Elect Peter J. McDonnell | | Mgmt | For | Against | Against |
| | 7 | Elect Timothy D. Proctor | | Mgmt | For | Against | Against |
| | 8 | Elect Russell T. Ray | | Mgmt | For | Against | Against |
| | 9 | Elect Henri A. Termeer | | Mgmt | For | Against | Against |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Amendment to Certificate of Incorporation Allowing Action by Written Consent | | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | Against | For | Against |
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| Altisource Residential Corp | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RESI | CUSIP 02153W100 | | 05/28/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William C. Erbey | | Mgmt | For | For | For |
| | 1.2 | Elect Michael A. Eruzione | | Mgmt | For | For | For |
| | 1.3 | Elect Robert J. Fitzpatrick | | Mgmt | For | For | For |
| | 1.4 | Elect James H. Mullen, Jr. | | Mgmt | For | For | For |
| | 1.5 | Elect David B. Reiner | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
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| Amazon.com, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AMZN | CUSIP 023135106 | | 05/21/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jeffrey P. Bezos | | Mgmt | For | For | For |
| | 2 | Elect Tom A. Alberg | | Mgmt | For | For | For |
| | 3 | Elect John Seely Brown | | Mgmt | For | For | For |
| | 4 | Elect William B. Gordon | | Mgmt | For | For | For |
| | 5 | Elect Jamie S. Gorelick | | Mgmt | For | For | For |
| | 6 | Elect Alain Monie | | Mgmt | For | For | For |
| | 7 | Elect Jonathan Rubinstein | | Mgmt | For | For | For |
| | 8 | Elect Thomas O. Ryder | | Mgmt | For | For | For |
| | 9 | Elect Patricia Q. Stonesifer | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHoldr | Against | Against | For |
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| American Express Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AXP | CUSIP 025816109 | | 05/12/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Charlene Barshefsky | | Mgmt | For | For | For |
| | 2 | Elect Ursula M. Burns | | Mgmt | For | For | For |
| | 3 | Elect Kenneth I. Chenault | | Mgmt | For | For | For |
| | 4 | Elect Peter Chernin | | Mgmt | For | For | For |
| | 5 | Elect Anne Lauvergeon | | Mgmt | For | For | For |
| | 6 | Elect Theodore J. Leonsis | | Mgmt | For | For | For |
| | 7 | Elect Richard C. Levin | | Mgmt | For | For | For |
| | 8 | Elect Richard A. McGinn | | Mgmt | For | For | For |
| | 9 | Elect Samuel J. Palmisano | | Mgmt | For | For | For |
| | 10 | Elect Steven S. Reinemund | | Mgmt | For | For | For |
| | 11 | Elect Daniel L. Vasella | | Mgmt | For | For | For |
| | 12 | Elect Robert D. Walter | | Mgmt | For | For | For |
| | 13 | Elect Ronald A. Williams | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Employment Diversity Report | | ShrHoldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Privacy and Data Security | | ShrHoldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHoldr | Against | Against | For |
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| American International Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AIG | CUSIP 026874784 | | 05/12/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robert H. Benmosche | | Mgmt | For | For | For |
| | 2 | Elect W. Don Cornwell | | Mgmt | For | For | For |
| | 3 | Elect Peter R. Fisher | | Mgmt | For | For | For |
| | 4 | Elect John Fitzpatrick | | Mgmt | For | For | For |
| | 5 | Elect William G. Jurgensen | | Mgmt | For | For | For |
| | 6 | Elect Christopher S. Lynch | | Mgmt | For | For | For |
| | 7 | Elect Arthur C. Martinez | | Mgmt | For | For | For |
| | 8 | Elect George L. Miles, Jr. | | Mgmt | For | For | For |
| | 9 | Elect Henry S. Miller | | Mgmt | For | For | For |
| | 10 | Elect Robert S. Miller | | Mgmt | For | For | For |
| | 11 | Elect Suzanne Nora Johnson | | Mgmt | For | For | For |
| | 12 | Elect Ronald A. Rittenmeyer | | Mgmt | For | For | For |
| | 13 | Elect Douglas M. Steenland | | Mgmt | For | For | For |
| | 14 | Elect Theresa M. Stone | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Restatement of Protective Amendment to the Certificate of Incorporation | | Mgmt | For | For | For |
| | 17 | Ratification of the Tax Asset Protection Plan | | Mgmt | For | For | For |
| | 18 | Ratification of Auditor | | Mgmt | For | For | For |
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| American Tower Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AMT | CUSIP 03027X100 | | 05/20/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Raymond P. Dolan | | Mgmt | For | For | For |
| | 2 | Elect Ronald M. Dykes | | Mgmt | For | For | For |
| | 3 | Elect Carolyn Katz | | Mgmt | For | For | For |
| | 4 | Elect Gustavo Lara Cantu | | Mgmt | For | For | For |
| | 5 | Elect JoAnn A. Reed | | Mgmt | For | For | For |
| | 6 | Elect Pamela D.A. Reeve | | Mgmt | For | For | For |
| | 7 | Elect David E. Sharbutt | | Mgmt | For | For | For |
| | 8 | Elect James D. Taiclet, Jr. | | Mgmt | For | For | For |
| | 9 | Elect Samme L. Thompson | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| AMETEK, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AME | CUSIP 031100100 | | 05/08/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Anthony J. Conti | | Mgmt | For | For | For |
| | 1.2 | Elect Frank S. Hermance | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
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| Anadarko Petroleum Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | APC | CUSIP 032511107 | | 05/13/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Anthony R. Chase | | Mgmt | For | For | For |
| | 2 | Elect Kevin P. Chilton | | Mgmt | For | For | For |
| | 3 | Elect H. Paulett Eberhart | | Mgmt | For | For | For |
| | 4 | Elect Peter J. Fluor | | Mgmt | For | For | For |
| | 5 | Elect Richard L. George | | Mgmt | For | For | For |
| | 6 | Elect Charles W. Goodyear | | Mgmt | For | For | For |
| | 7 | Elect John R. Gordon | | Mgmt | For | For | For |
| | 8 | Elect Eric D. Mullins | | Mgmt | For | For | For |
| | 9 | Elect R. A. Walker | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Shareholder Proposal Regarding Report on Political Spending | | ShrHoldr | Against | Against | For |
| | 13 | Shareholder Proposal Regarding Carbon Asset Risk Report | | ShrHoldr | Against | Against | For |
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| Anixter International Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AXE | CUSIP 035290105 | | 05/22/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James Blyth | | Mgmt | For | For | For |
| | 2 | Elect Frederic F. Brace | | Mgmt | For | For | For |
| | 3 | Elect Linda Walker Bynoe | | Mgmt | For | For | For |
| | 4 | Elect Robert J. Eck | | Mgmt | For | For | For |
| | 5 | Elect Robert W. Grubbs, Jr. | | Mgmt | For | For | For |
| | 6 | Elect F. Philip Handy | | Mgmt | For | For | For |
| | 7 | Elect Melvyn N. Klein | | Mgmt | For | For | For |
| | 8 | Elect George Munoz | | Mgmt | For | For | For |
| | 9 | Elect Stuart M. Sloan | | Mgmt | For | For | For |
| | 10 | Elect Matthew M. Zell | | Mgmt | For | For | For |
| | 11 | Elect Samuel Zell | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | 2014 Management Incentive Plan | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
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| Apple Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AAPL | CUSIP 037833100 | | 02/28/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William V. Campbell | | Mgmt | For | For | For |
| | 1.2 | Elect Timothy D. Cook | | Mgmt | For | For | For |
| | 1.3 | Elect Millard S. Drexler | | Mgmt | For | For | For |
| | 1.4 | Elect Albert A. Gore, Jr. | | Mgmt | For | For | For |
| | 1.5 | Elect Robert A. Iger | | Mgmt | For | For | For |
| | 1.6 | Elect Andrea Jung | | Mgmt | For | For | For |
| | 1.7 | Elect Arthur D. Levinson | | Mgmt | For | For | For |
| | 1.8 | Elect Ronald D. Sugar | | Mgmt | For | For | For |
| | 2 | Technical Amendment to Articles | | Mgmt | For | For | For |
| | 3 | Eliminate Blank Check Authority to Issue Preferred Stock | | Mgmt | For | For | For |
| | 4 | Establish a Par Value for the Company's Common Stock of $0.00001 Per Share | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | 2014 Employee Stock Plan | | Mgmt | For | For | For |
| | 8 | Shareholder Proposal Regarding Formation of Human Rights Committee | | ShrHoldr | Against | Against | For |
| | 9 | Shareholder Proposal Regarding Sustainability-Related Trade Association Memberships | | ShrHoldr | Against | Against | For |
| | 10 | Shareholder Proposal Regarding Share Buybacks | | ShrHoldr | N/A | Abstain | N/A |
| | 11 | Shareholder Proposal Regarding Proxy Access | | ShrHoldr | Against | Against | For |
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| Applied Materials, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AMAT | CUSIP 038222105 | | 03/04/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Aart J. de Geus | | Mgmt | For | For | For |
| | 2 | Elect Gary E. Dickerson | | Mgmt | For | For | For |
| | 3 | Elect Stephen R. Forrest | | Mgmt | For | For | For |
| | 4 | Elect Thomas J. Iannotti | | Mgmt | For | For | For |
| | 5 | Elect Susan M. James | | Mgmt | For | For | For |
| | 6 | Elect Alexander A. Karsner | | Mgmt | For | For | For |
| | 7 | Elect Gerhard H. Parker | | Mgmt | For | For | For |
| | 8 | Elect Dennis D. Powell | | Mgmt | For | For | For |
| | 9 | Elect Willem P. Roelandts | | Mgmt | For | For | For |
| | 10 | Elect James E. Rogers | | Mgmt | For | For | For |
| | 11 | Elect Michael R. Splinter | | Mgmt | For | For | For |
| | 12 | Elect Robert H. Swan | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHoldr | Against | Against | For |
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| Astrazeneca plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AZN | CUSIP 046353108 | | 04/24/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Appointment of Auditor | | Mgmt | For | For | For |
| | 4 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 5 | Elect Leif Johansson | | Mgmt | For | For | For |
| | 6 | Elect Pascal Soriot | | Mgmt | For | For | For |
| | 7 | Elect Marc Dunoyer | | Mgmt | For | For | For |
| | 8 | Elect Genevieve B. Berger | | Mgmt | For | For | For |
| | 9 | Elect D. Bruce Burlington | | Mgmt | For | For | For |
| | 10 | Elect Ann Cairns | | Mgmt | For | For | For |
| | 11 | Elect Graham Chipchase | | Mgmt | For | For | For |
| | 12 | Elect Jean-Philippe Courtois | | Mgmt | For | Against | Against |
| | 13 | Elect Rudy H.P. Markham | | Mgmt | For | For | For |
| | 14 | Elect Nancy Rothwell | | Mgmt | For | For | For |
| | 15 | Elect Shriti Vadera | | Mgmt | For | For | For |
| | 16 | Elect John S. Varley | | Mgmt | For | For | For |
| | 17 | Elect Marcus Wallenberg | | Mgmt | For | Against | Against |
| | 18 | Remuneration Report (Advisory) | | Mgmt | For | For | For |
| | 19 | Remuneration Policy (Binding) | | Mgmt | For | For | For |
| | 20 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 21 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 22 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 23 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 24 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
| | 25 | Performance Share Plan | | Mgmt | For | For | For |
|
|
|
| Astronics Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ATRO | CUSIP 046433207 | | 05/13/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Raymond W. Boushie | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Robert T. Brady | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect John B. Drenning | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Peter J. Gundermann | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Kevin T. Keane | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Robert J. McKenna | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| AtriCure, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ATRC | CUSIP 04963C209 | | 05/14/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael H. Carrel | | Mgmt | For | For | For |
| | 1.2 | Elect Mark A. Collar | | Mgmt | For | For | For |
| | 1.3 | Elect Scott W. Drake | | Mgmt | For | For | For |
| | 1.4 | Elect Michael D. Hooven | | Mgmt | For | For | For |
| | 1.5 | Elect Richard M. Johnston | | Mgmt | For | For | For |
| | 1.6 | Elect Elizabeth D. Krell | | Mgmt | For | For | For |
| | 1.7 | Elect Mark R. Lanning | | Mgmt | For | For | For |
| | 1.8 | Elect Karen P. Robards | | Mgmt | For | For | For |
| | 1.9 | Elect Robert S. White | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | 2014 Stock Incentive Plan | | Mgmt | For | Against | Against |
|
|
|
| Auxilium Pharmaceuticals, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AUXL | CUSIP 05334D107 | | 05/21/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Rolf A. Classon | | Mgmt | For | For | For |
| | 1.2 | Elect Adrian Adams | | Mgmt | For | For | For |
| | 1.3 | Elect Peter C. Brandt | | Mgmt | For | For | For |
| | 1.4 | Elect Oliver S. Fetzer | | Mgmt | For | For | For |
| | 1.5 | Elect Paul A. Friedman | | Mgmt | For | For | For |
| | 1.6 | Elect Nancy S. Lurker | | Mgmt | For | For | For |
| | 1.7 | Elect William T. McKee | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Increase of Authorized Common Stock | | Mgmt | For | For | For |
| | 5 | Amendment to 2004 Equity Compensation Plan | | Mgmt | For | Against | Against |
|
|
|
| Axiall Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AXLL | CUSIP 05463D100 | | 05/20/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Paul D. Carrico | | Mgmt | For | For | For |
| | 2 | Elect T. Kevin DeNicola | | Mgmt | For | For | For |
| | 3 | Elect Patrick J. Fleming | | Mgmt | For | For | For |
| | 4 | Elect Robert M. Gervis | | Mgmt | For | For | For |
| | 5 | Elect Victoria F. Haynes | | Mgmt | For | For | For |
| | 6 | Elect Michael H. McGarry | | Mgmt | For | For | For |
| | 7 | Elect William L. Mansfield | | Mgmt | For | For | For |
| | 8 | Elect Mark L. Noetzel | | Mgmt | For | For | For |
| | 9 | Elect Robert Ripp | | Mgmt | For | For | For |
| | 10 | Elect David N. Weinstein | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Bank of America Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BAC | CUSIP 060505104 | | 05/07/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Sharon L. Allen | | Mgmt | For | For | For |
| | 2 | Elect Susan S. Bies | | Mgmt | For | For | For |
| | 3 | Elect Jack O. Bovender, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Frank P. Bramble, Sr. | | Mgmt | For | For | For |
| | 5 | Elect Pierre J. P. de Weck | | Mgmt | For | For | For |
| | 6 | Elect Arnold W. Donald | | Mgmt | For | For | For |
| | 7 | Elect Charles K. Gifford | | Mgmt | For | For | For |
| | 8 | Elect Charles O. Holliday, Jr. | | Mgmt | For | For | For |
| | 9 | Elect Linda P. Hudson | | Mgmt | For | For | For |
| | 10 | Elect Monica C. Lozano | | Mgmt | For | For | For |
| | 11 | Elect Thomas J. May | | Mgmt | For | For | For |
| | 12 | Elect Brian T. Moynihan | | Mgmt | For | For | For |
| | 13 | Elect Lionel L. Nowell, III | | Mgmt | For | For | For |
| | 14 | Elect Clayton S. Rose | | Mgmt | For | For | For |
| | 15 | Elect R. David Yost | | Mgmt | For | For | For |
| | 16 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 17 | Ratification of Auditor | | Mgmt | For | For | For |
| | 18 | Amendment to Series T Preferred Stock | | Mgmt | For | For | For |
| | 19 | Shareholder Proposal Regarding Cumulative Voting | | ShrHoldr | Against | Against | For |
| | 20 | Shareholder Proposal Regarding Proxy Access | | ShrHoldr | Against | Against | For |
| | 21 | Shareholder Proposal Regarding Lending Portfolio Exposure To Climate Change Risk | | ShrHoldr | Against | Against | For |
| | 22 | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | Against | Against | For |
|
|
|
| Baxter International Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BAX | CUSIP 071813109 | | 05/06/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Wayne T. Hockmeyer | | Mgmt | For | For | For |
| | 2 | Elect Robert L. Parkinson, Jr. | | Mgmt | For | For | For |
| | 3 | Elect Thomas T. Stallkamp | | Mgmt | For | For | For |
| | 4 | Elect Albert P.L. Stroucken | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | Against | Against | For |
| | 8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHoldr | Against | Against | For |
|
|
|
| BE Aerospace, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BEAV | CUSIP 073302101 | | 07/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael F. Senft | | Mgmt | For | For | For |
| | 1.2 | Elect John T. Whates | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Amendment to the Employee Stock Purchase Plan | | Mgmt | For | For | For |
|
|
|
| Beam Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BEAM | CUSIP 073730103 | | 03/25/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Merger | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Golden Parachutes | | Mgmt | For | For | For |
| | 3 | Right to Adjourn Meeting | | Mgmt | For | For | For |
|
|
|
| Bigfoot GmbH | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | | CUSIP | | 12/23/13 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Acquisition of shares by Marshall Wace | | Mgmt | For | For | For |
|
|
|
| Bigfoot GmbH | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | | CUSIP | | 5/26/14 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Distributation (transfer) of some of its shares in BigFoot GmbH (the company) to its direct shareholders, Emesco AB (Kinnevik) and Access Industries | | Mgmt | For | For | For |
|
|
|
| Biogen Idec, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BIIB | CUSIP 09062X103 | | 06/12/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Caroline Dorsa | | Mgmt | For | For | For |
| | 2 | Elect Stelios Papadopoulos | | Mgmt | For | For | For |
| | 3 | Elect George A. Scangos | | Mgmt | For | For | For |
| | 4 | Elect Lynn Schenk | | Mgmt | For | For | For |
| | 5 | Elect Alexander J. Denner | | Mgmt | For | For | For |
| | 6 | Elect Nancy L. Leaming | | Mgmt | For | For | For |
| | 7 | Elect Richard C. Mulligan | | Mgmt | For | For | For |
| | 8 | Elect Robert W. Pangia | | Mgmt | For | For | For |
| | 9 | Elect Brian S. Posner | | Mgmt | For | For | For |
| | 10 | Elect Eric K. Rowinsky | | Mgmt | For | For | For |
| | 11 | Elect Stephen A. Sherwin | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Biomarin Pharmaceutical Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BMRN | CUSIP 09061G101 | | 06/04/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jean-Jacques Bienaime | | Mgmt | For | For | For |
| | 1.2 | Elect Michael Grey | | Mgmt | For | For | For |
| | 1.3 | Elect Elaine J. Heron | | Mgmt | For | For | For |
| | 1.4 | Elect Pierre Lapalme | | Mgmt | For | For | For |
| | 1.5 | Elect V. Bryan Lawlis | | Mgmt | For | For | For |
| | 1.6 | Elect Richard A. Meier | | Mgmt | For | For | For |
| | 1.7 | Elect Alan J. Lewis | | Mgmt | For | For | For |
| | 1.8 | Elect William D. Young | | Mgmt | For | For | For |
| | 1.9 | Elect Kenneth M. Bate | | Mgmt | For | For | For |
| | 1.10 | Elect Dennis J. Slamon | | Mgmt | For | For | For |
| | 2 | Amendment to the 2006 Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Bloomin' Brands, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BLMN | CUSIP 094235108 | | 04/29/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect James R. Craigie | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Mindy Grossman | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Mark E. Nunnelly | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Chris T. Sullivan | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Bright Horizons Family Solutions, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BFAM | CUSIP 109194100 | | 05/12/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect David Humphrey | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Sara Lawrence-Lightfoot | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect David H. Lissy | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Bristol-Myers Squibb Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BMY | CUSIP 110122108 | | 05/06/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Lamberto Andreotti | | Mgmt | For | For | For |
| | 2 | Elect Lewis B. Campbell | | Mgmt | For | For | For |
| | 3 | Elect James M. Cornelius | | Mgmt | For | For | For |
| | 4 | Elect Laurie H. Glimcher | | Mgmt | For | For | For |
| | 5 | Elect Michael Grobstein | | Mgmt | For | For | For |
| | 6 | Elect Alan J. Lacy | | Mgmt | For | For | For |
| | 7 | Elect Thomas J. Lynch | | Mgmt | For | For | For |
| | 8 | Elect Dinesh Paliwal | | Mgmt | For | For | For |
| | 9 | Elect Vicki L. Sato | | Mgmt | For | For | For |
| | 10 | Elect Gerald L. Storch | | Mgmt | For | For | For |
| | 11 | Elect Togo D. West, Jr. | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 14 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHoldr | Against | For | Against |
|
|
|
| Calpine Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CPN | CUSIP 131347304 | | 05/14/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Frank Cassidy | | Mgmt | For | For | For |
| | 1.2 | Elect Jack A. Fusco | | Mgmt | For | For | For |
| | 1.3 | Elect John B. (Thad) Hill | | Mgmt | For | For | For |
| | 1.4 | Elect Robert C. Hinckley | | Mgmt | For | For | For |
| | 1.5 | Elect Michael W. Hofmann | | Mgmt | For | For | For |
| | 1.6 | Elect David C. Merritt | | Mgmt | For | For | For |
| | 1.7 | Elect W. Benjamin Moreland | | Mgmt | For | For | For |
| | 1.8 | Elect Robert A. Mosbacher, Jr. | | Mgmt | For | For | For |
| | 1.9 | Elect Denise M. O'Leary | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Catamaran Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CTRX | CUSIP 148887102 | | 05/13/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Mark A. Thierer | | Mgmt | For | For | For |
| | 2 | Elect Peter J. Bensen | | Mgmt | For | For | For |
| | 3 | Elect Steven Cosler | | Mgmt | For | For | For |
| | 4 | Elect William J. Davis | | Mgmt | For | For | For |
| | 5 | Elect Steven B. Epstein | | Mgmt | For | For | For |
| | 6 | Elect Betsy D. Holden | | Mgmt | For | For | For |
| | 7 | Elect Karen L. Katen | | Mgmt | For | For | For |
| | 8 | Elect Harry M. Kraemer | | Mgmt | For | For | For |
| | 9 | Elect Anthony Masso | | Mgmt | For | For | For |
| | 10 | Amendment to Incentive Plan | | Mgmt | For | For | For |
| | 11 | Amendment to the Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
|
|
|
| CBOE Holdings Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CBOE | CUSIP 12503M108 | | 05/22/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William J. Brodsky | | Mgmt | For | For | For |
| | 1.2 | Elect James R. Boris | | Mgmt | For | For | For |
| | 1.3 | Elect Frank E. English Jr. | | Mgmt | For | For | For |
| | 1.4 | Elect Edward J. Fitzpatrick | | Mgmt | For | For | For |
| | 1.5 | Elect Janet P. Froetscher | | Mgmt | For | For | For |
| | 1.6 | Elect Jill R. Goodman | | Mgmt | For | For | For |
| | 1.7 | Elect R. Eden Martin | | Mgmt | For | For | For |
| | 1.8 | Elect Roderick A. Palmore | | Mgmt | For | For | For |
| | 1.9 | Elect Susan M. Phillips | | Mgmt | For | For | For |
| | 1.10 | Elect Samuel K. Skinner | | Mgmt | For | For | For |
| | 1.11 | Elect Carole E. Stone | | Mgmt | For | For | For |
| | 1.12 | Elect Eugene S. Sunshine | | Mgmt | For | For | For |
| | 1.13 | Elect Edward T. Tilly | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| CBRE Group Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CBG | CUSIP 12504L109 | | 05/16/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Richard C. Blum | | Mgmt | For | For | For |
| | 1.2 | Elect Brandon B. Boze | | Mgmt | For | For | For |
| | 1.3 | Elect Curtis F. Feeny | | Mgmt | For | For | For |
| | 1.4 | Elect Bradford M. Freeman | | Mgmt | For | For | For |
| | 1.5 | Elect Michael Kantor | | Mgmt | For | For | For |
| | 1.6 | Elect Frederic V. Malek | | Mgmt | For | For | For |
| | 1.7 | Elect Robert E. Sulentic | | Mgmt | For | For | For |
| | 1.8 | Elect Laura D'Andrea Tyson | | Mgmt | For | For | For |
| | 1.9 | Elect Gary L. Wilson | | Mgmt | For | For | For |
| | 1.10 | Elect Ray Wirta | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Celgene Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CELG | CUSIP 151020104 | | 06/18/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert J. Hugin | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Richard W. Barker | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Michael D. Casey | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Carrie S. Cox | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Rodman L. Drake | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Michael A. Friedman | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Gilla Kaplan | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect James J. Loughlin | | Mgmt | For | Withhold | Against |
| | 1.9 | Elect Ernest Mario | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Increase of Authorized Common Stock | | Mgmt | For | For | For |
| | 4 | Amendment to the 2008 Stock Incentive Plan | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | Against | Against | For |
|
|
|
| Charles Schwab Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SCHW | CUSIP 808513105 | | 05/15/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Frank C. Herringer | | Mgmt | For | For | For |
| | 2 | Elect Stephen T. McLin | | Mgmt | For | For | For |
| | 3 | Elect Roger O. Walther | | Mgmt | For | For | For |
| | 4 | Elect Robert N. Wilson | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | Shareholder Proposal Regarding Report on Political Spending | | ShrHoldr | Against | Against | For |
| | 8 | Shareholder Proposal Regarding Employment Diversity Report | | ShrHoldr | Against | Against | For |
| | 9 | Shareholder Proposal: Accelerated vesting upon change in control | | ShrHoldr | Against | Against | For |
|
|
|
| Chemtura Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CHMT | CUSIP 163893209 | | 05/08/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jeffrey D. Benjamin | | Mgmt | For | For | For |
| | 2 | Elect Timothy J. Bernlohr | | Mgmt | For | For | For |
| | 3 | Elect Anna C. Catalano | | Mgmt | For | For | For |
| | 4 | Elect James W. Crownover | | Mgmt | For | For | For |
| | 5 | Elect Robert A. Dover | | Mgmt | For | For | For |
| | 6 | Elect Jonathan F. Foster | | Mgmt | For | For | For |
| | 7 | Elect Craig A. Rogerson | | Mgmt | For | For | For |
| | 8 | Elect John K. Wulff | | Mgmt | For | For | For |
| | 9 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 10 | Approval of the Senior Executive Bonus Plan | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Cheniere Energy Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CHEX | CUSIP 16411R208 | | 06/12/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Charif Souki | | Mgmt | For | Against | Against |
| | 2 | Elect Vicky A. Bailey | | Mgmt | For | Against | Against |
| | 3 | Elect G. Andrea Botta | | Mgmt | For | Against | Against |
| | 4 | Elect Keith F. Carney | | Mgmt | For | Against | Against |
| | 5 | Elect David I. Foley | | Mgmt | For | Against | Against |
| | 6 | Elect Randy A. Foutch | | Mgmt | For | Against | Against |
| | 7 | Elect David B. Kilpatrick | | Mgmt | For | Against | Against |
| | 8 | Elect Donald F. Robillard, Jr. | | Mgmt | For | Against | Against |
| | 9 | Elect Neal A. Shear | | Mgmt | For | Against | Against |
| | 10 | Elect Heather R. Zichal | | Mgmt | For | Against | Against |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 12 | 2014 - 2018 Long Term Incentive Plan | | Mgmt | For | Against | Against |
| | 13 | Amendment to the 2011 Incentive Plan | | Mgmt | For | Against | Against |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Cisco Systems, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CSCO | CUSIP 17275R102 | | 11/19/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Carol A. Bartz | | Mgmt | For | For | For |
| | 2 | Elect Marc Benioff | | Mgmt | For | For | For |
| | 3 | Elect Gregory Q. Brown | | Mgmt | For | For | For |
| | 4 | Elect M. Michele Burns | | Mgmt | For | For | For |
| | 5 | Elect Michael D. Capellas | | Mgmt | For | For | For |
| | 6 | Elect John T. Chambers | | Mgmt | For | For | For |
| | 7 | Elect Brian L. Halla | | Mgmt | For | For | For |
| | 8 | Elect John L. Hennessy | | Mgmt | For | For | For |
| | 9 | Elect Kristina M. Johnson | | Mgmt | For | For | For |
| | 10 | Elect Roderick C. McGeary | | Mgmt | For | For | For |
| | 11 | Elect Arun Sarin | | Mgmt | For | For | For |
| | 12 | Elect Steven M. West | | Mgmt | For | For | For |
| | 13 | Amendment to the 2005 Stock Incentive Plan | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Proxy Advice Contest | | ShrHoldr | Against | Against | For |
|
|
|
| CME Group Inc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CME | CUSIP 12572Q105 | | 05/21/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Terrence A. Duffy | | Mgmt | For | Against | Against |
| | 2 | Elect Phupinder S. Gill | | Mgmt | For | Against | Against |
| | 3 | Elect Timothy S. Bitsberger | | Mgmt | For | Against | Against |
| | 4 | Elect Charles P. Carey | | Mgmt | For | Against | Against |
| | 5 | Elect Dennis H. Chookaszian | | Mgmt | For | Against | Against |
| | 6 | Elect Martin J. Gepsman | | Mgmt | For | Against | Against |
| | 7 | Elect Larry G. Gerdes | | Mgmt | For | Against | Against |
| | 8 | Elect Daniel R. Glickman | | Mgmt | For | Against | Against |
| | 9 | Elect J. Dennis Hastert | | Mgmt | For | Against | Against |
| | 10 | Elect Leo Melamed | | Mgmt | For | Against | Against |
| | 11 | Elect William P. Miller II | | Mgmt | For | Against | Against |
| | 12 | Elect James E. Oliff | | Mgmt | For | Against | Against |
| | 13 | Elect Edemir Pinto | | Mgmt | For | Against | Against |
| | 14 | Elect Alex J. Pollock | | Mgmt | For | Against | Against |
| | 15 | Elect John F. Sandner | | Mgmt | For | Against | Against |
| | 16 | Elect Terry L. Savage | | Mgmt | For | Against | Against |
| | 17 | Elect William R. Shepard | | Mgmt | For | Against | Against |
| | 18 | Elect Dennis A. Suskind | | Mgmt | For | Against | Against |
| | 19 | Ratification of Auditor | | Mgmt | For | For | For |
| | 20 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 21 | Amendment to the 2005 Director Stock Plan | | Mgmt | For | For | For |
| | 22 | Amendment to the Incentive Plan for Named Executive Officers | | Mgmt | For | For | For |
| | 23 | Modification to Director Election Rights of Class B Shareholders | | Mgmt | For | For | For |
|
|
|
| Coca-Cola Enterprises, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CCE | CUSIP 19122T109 | | 04/22/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jan Bennink | | Mgmt | For | For | For |
| | 2 | Elect John F. Brock | | Mgmt | For | For | For |
| | 3 | Elect Calvin Darden | | Mgmt | For | For | For |
| | 4 | Elect L. Phillip Humann | | Mgmt | For | For | For |
| | 5 | Elect Orrin H. Ingram II | | Mgmt | For | For | For |
| | 6 | Elect Thomas H. Johnson | | Mgmt | For | For | For |
| | 7 | Elect Suzanne B. Labarge | | Mgmt | For | For | For |
| | 8 | Elect Veronique Morali | | Mgmt | For | For | For |
| | 9 | Elect Andrea L. Saia | | Mgmt | For | For | For |
| | 10 | Elect Garry Watts | | Mgmt | For | For | For |
| | 11 | Elect Curtis R. Welling | | Mgmt | For | For | For |
| | 12 | Elect Phoebe A. Wood | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Cognizant Technology Solutions Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CTSH | CUSIP 192446102 | | 06/03/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael Patsalos-Fox | | Mgmt | For | For | For |
| | 2 | Elect Robert E. Weissman | | Mgmt | For | For | For |
| | 3 | Amendment to the 2009 Incentive Compensation Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Comcast Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CMCSA | CUSIP 20030N200 | | 05/21/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Kenneth J. Bacon | | Mgmt | For | For | For |
| | 1.2 | Elect Sheldon M. Bonovitz | | Mgmt | For | For | For |
| | 1.3 | Elect Edward D. Breen | | Mgmt | For | For | For |
| | 1.4 | Elect Joseph J. Collins | | Mgmt | For | For | For |
| | 1.5 | Elect J. Michael Cook | | Mgmt | For | For | For |
| | 1.6 | Elect Gerald L. Hassell | | Mgmt | For | For | For |
| | 1.7 | Elect Jeffrey A. Honickman | | Mgmt | For | For | For |
| | 1.8 | Elect Eduardo G. Mestre | | Mgmt | For | For | For |
| | 1.9 | Elect Brian L. Roberts | | Mgmt | For | For | For |
| | 1.10 | Elect Ralph J. Roberts | | Mgmt | For | For | For |
| | 1.11 | Elect Johnathan A. Rodgers | | Mgmt | For | For | For |
| | 1.12 | Elect Judith Rodin | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 4 | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | Against | Against | For |
| | 5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHoldr | Against | Against | For |
|
|
|
| Computer Sciences Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CSC | CUSIP 205363104 | | 08/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect David J. Barram | | Mgmt | For | For | For |
| | 2 | Elect Erik Brynjolfsson | | Mgmt | For | For | For |
| | 3 | Elect Rodney F. Chase | | Mgmt | For | For | For |
| | 4 | Elect Judith R. Haberkorn | | Mgmt | For | For | For |
| | 5 | Elect Nancy Killefer | | Mgmt | For | For | For |
| | 6 | Elect J. Michael Lawrie | | Mgmt | For | For | For |
| | 7 | Elect Brian P. MacDonald | | Mgmt | For | For | For |
| | 8 | Elect Chong Sup Park | | Mgmt | For | For | For |
| | 9 | Elect Lawrence A. Zimmerman | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 11 | Amendment to the 2010 Non-Employee Director Incentive Plan | | Mgmt | For | For | For |
| | 12 | Amendment to the 2011 Omnibus Incentive Plan | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Constellium NV | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CSTM | CUSIP N22035104 | | 06/11/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Authority to Issue Accounts and Reports in English | | Mgmt | For | For | For |
| | 2 | Amendment to Management Equity Plan | | Mgmt | For | For | For |
| | 3 | Non-Executive Directors' Fees | | Mgmt | For | For | For |
| | 4 | Amendment to Equity Incentive Plan | | Mgmt | For | Against | Against |
| | 5 | Accounts and Reports | | Mgmt | For | For | For |
| | 6 | Ratification of Executive Board Members Acts | | Mgmt | For | For | For |
| | 7 | Ratification of Non-Executive Board Members Acts | | Mgmt | For | For | For |
| | 8 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 9 | Elect Philippe Guillemot | | Mgmt | For | Against | Against |
| | 10 | Elect Werner G.P. Paschke | | Mgmt | For | Against | Against |
| | 11 | Elect Michiel Brandjes | | Mgmt | For | Against | Against |
| | 12 | Elect Lori A. Walker | | Mgmt | For | Against | Against |
| | 13 | Elect Peter F. Hartman | | Mgmt | For | Against | Against |
| | 14 | Elect John Ormerod | | Mgmt | For | Against | Against |
| | 15 | Appointment of Auditor | | Mgmt | For | For | For |
| | 16 | Cancellation of Preference Shares | | Mgmt | For | For | For |
| | 17 | Amendments to Articles (Preference Shares) | | Mgmt | For | For | For |
| | 18 | Amendments to Article 16 (Board Practices) | | Mgmt | For | For | For |
| | 19 | Amendments to Article 22 (Profit Allocation) | | Mgmt | For | For | For |
|
|
|
| Costco Wholesale Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | COST | CUSIP 22160K105 | | 01/30/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Susan L. Decker | | Mgmt | For | For | For |
| | 1.2 | Elect Richard M. Libenson | | Mgmt | For | For | For |
| | 1.3 | Elect John W. Meisenbach | | Mgmt | For | For | For |
| | 1.4 | Elect Charles T. Munger | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHoldr | Against | For | Against |
| | 5 | Repeal of Classified Board | | Mgmt | Abstain | For | Against |
|
|
|
| Cubist Pharmaceuticals, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CBST | CUSIP 229678107 | | 06/03/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael W. Bonney | | Mgmt | For | For | For |
| | 2 | Elect Jane Henney | | Mgmt | For | For | For |
| | 3 | Elect Leon Moulder, Jr. | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Increase of Authorized Common Stock | | Mgmt | For | For | For |
| | 6 | 2014 Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 7 | 2014 Omnibus Incentive Plan | | Mgmt | For | For | For |
| | 8 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| CVS Caremark Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CVS | CUSIP 126650100 | | 05/08/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect C. David Brown II | | Mgmt | For | For | For |
| | 2 | Elect Nancy-Ann M. Deparle | | Mgmt | For | For | For |
| | 3 | Elect David W. Dorman | | Mgmt | For | For | For |
| | 4 | Elect Anne M. Finucane | | Mgmt | For | For | For |
| | 5 | Elect Larry J. Merlo | | Mgmt | For | For | For |
| | 6 | Elect Jean-Pierre Millon | | Mgmt | For | For | For |
| | 7 | Elect Richard J. Swift | | Mgmt | For | For | For |
| | 8 | Elect William C. Weldon | | Mgmt | For | For | For |
| | 9 | Elect Tony L. White | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Delta Air Lines, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DAL | CUSIP 247361702 | | 06/27/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Richard H. Anderson | | Mgmt | For | For | For |
| | 2 | Elect Edward H. Bastian | | Mgmt | For | For | For |
| | 3 | Elect Roy J. Bostock | | Mgmt | For | For | For |
| | 4 | Elect John S. Brinzo | | Mgmt | For | For | For |
| | 5 | Elect Daniel A. Carp | | Mgmt | For | For | For |
| | 6 | Elect David G. DeWalt | | Mgmt | For | For | For |
| | 7 | Elect William H. Easter III | | Mgmt | For | For | For |
| | 8 | Elect Mickey P. Foret | | Mgmt | For | For | For |
| | 9 | Elect Shirley C. Franklin | | Mgmt | For | For | For |
| | 10 | Elect David R. Goode | | Mgmt | For | For | For |
| | 11 | Elect George N. Mattson | | Mgmt | For | For | For |
| | 12 | Elect Paula Rosput Reynolds | | Mgmt | For | For | For |
| | 13 | Elect Kenneth C. Rogers | | Mgmt | For | For | For |
| | 14 | Elect Kenneth B. Woodrow | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Ratification of Auditor | | Mgmt | For | For | For |
| | 17 | Change in Board Size | | Mgmt | For | For | For |
| | 18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHoldr | Against | Against | For |
|
|
|
| Dollar General Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DG | CUSIP 256677105 | | 05/29/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Warren F. Bryant | | Mgmt | For | For | For |
| | 2 | Elect Michael M. Calbert | | Mgmt | For | For | For |
| | 3 | Elect Sandra B. Cochran | | Mgmt | For | For | For |
| | 4 | Elect Richard W. Dreiling | | Mgmt | For | For | For |
| | 5 | Elect Patricia Fili-Krushel | | Mgmt | For | For | For |
| | 6 | Elect William C. Rhodes III | | Mgmt | For | For | For |
| | 7 | Elect David B. Rickard | | Mgmt | For | For | For |
| | 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Dow Chemical Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DOW | CUSIP 260543103 | | 05/15/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Arnold A. Allemang | | Mgmt | For | For | For |
| | 2 | Elect Ajay S. Banga | | Mgmt | For | For | For |
| | 3 | Elect Jacqueline K. Barton | | Mgmt | For | For | For |
| | 4 | Elect James A. Bell | | Mgmt | For | For | For |
| | 5 | Elect Jeff M. Fettig | | Mgmt | For | For | For |
| | 6 | Elect Andrew N. Liveris | | Mgmt | For | For | For |
| | 7 | Elect Paul Polman | | Mgmt | For | For | For |
| | 8 | Elect Dennis H. Reilley | | Mgmt | For | For | For |
| | 9 | Elect James M. Ringler | | Mgmt | For | For | For |
| | 10 | Elect Ruth G. Shaw | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Amendment to the 2012 Stock Incentive Plan | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | Against | Against | For |
| | 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHoldr | Against | Against | For |
|
|
|
| Dril-Quip, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DRQ | CUSIP 262037104 | | 05/16/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Blake T. DeBerry | | Mgmt | For | For | For |
| | 2 | Elect John V. Lovoi | | Mgmt | For | For | For |
| | 3 | Increase of Authorized Common Stock | | Mgmt | For | For | For |
| | 4 | Remove Obsolete Language from the Certificate | | Mgmt | For | For | For |
| | 5 | Remove Language Regarding Founders from the Business Combination Provision in the Certificate | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
| | 7 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| DXP Enterprises, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DXPE | CUSIP 233377407 | | 06/19/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect David R. Little | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Cletus Davis | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Timothy P. Halter | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Bryan Wimberly | | Mgmt | For | Withhold | Against |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| EBay Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EBAY | CUSIP 278642103 | | 05/13/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Fred D. Anderson | | Mgmt | For | For | For |
| | 1.2 | Elect Edward W. Barnholt | | Mgmt | For | For | For |
| | 1.3 | Elect Scott D. Cook | | Mgmt | For | For | For |
| | 1.4 | Elect John J. Donahoe | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Amendment to 2008 Equity Incentive Plan | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding PayPal Spin-Off | | ShrHoldr | Against | Against | For |
|
|
|
| Edwards Group Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EVAC | CUSIP 281736108 | | 10/04/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Merger/Acquisition | | Mgmt | For | For | For |
|
|
|
| Eli Lilly and Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LLY | CUSIP 532457108 | | 05/05/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael L. Eskew | | Mgmt | For | For | For |
| | 2 | Elect Karen N. Horn | | Mgmt | For | For | For |
| | 3 | Elect William Kaelin | | Mgmt | For | For | For |
| | 4 | Elect John C. Lechleiter | | Mgmt | For | For | For |
| | 5 | Elect Marschall S. Runge | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
| | 7 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| EOG Resources, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EOG | CUSIP 26875P101 | | 05/01/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Janet F. Clark | | Mgmt | For | For | For |
| | 2 | Elect Charles R. Crisp | | Mgmt | For | For | For |
| | 3 | Elect James C. Day | | Mgmt | For | For | For |
| | 4 | Elect Mark G. Papa | | Mgmt | For | For | For |
| | 5 | Elect H. Leighton Steward | | Mgmt | For | For | For |
| | 6 | Elect Donald F. Textor | | Mgmt | For | For | For |
| | 7 | Elect William R. Thomas | | Mgmt | For | For | For |
| | 8 | Elect Frank G. Wisner | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 11 | Shareholder Proposal Regarding Hydraulic Fracturing | | ShrHoldr | Against | Against | For |
| | 12 | Shareholder Proposal Regarding Methane Reduction Targets | | ShrHoldr | Against | Against | For |
|
|
|
| Equity LifeStyle Properties, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ELS | CUSIP 29472R108 | | 05/13/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Philip C. Calian | | Mgmt | For | For | For |
| | 1.2 | Elect David J. Contis | | Mgmt | For | For | For |
| | 1.3 | Elect Thomas E. Dobrowski | | Mgmt | For | For | For |
| | 1.4 | Elect Thomas P. Heneghan | | Mgmt | For | For | For |
| | 1.5 | Elect Marguerite Nader | | Mgmt | For | For | For |
| | 1.6 | Elect Sheli Z. Rosenberg | | Mgmt | For | For | For |
| | 1.7 | Elect Howard Walker | | Mgmt | For | For | For |
| | 1.8 | Elect Gary L. Waterman | | Mgmt | For | For | For |
| | 1.9 | Elect William Young | | Mgmt | For | For | For |
| | 1.10 | Elect Samuel Zell | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Ratification of Restricted Stock Awards | | Mgmt | For | For | For |
| | 5 | 2014 Equity Compensation Plan | | Mgmt | For | For | For |
| | 6 | Shareholder Proposal Regarding Report on Political Spending | | ShrHoldr | Against | Against | For |
|
|
|
| Equity LifeStyle Properties, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ELS | CUSIP 29472R108 | | 11/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Increase of Authorized Common Stock | | Mgmt | For | For | For |
|
|
|
| Facebook Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FB | CUSIP 30303M102 | | 05/22/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Marc L. Andreessen | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Erskine B. Bowles | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Susan D. Desmond-Hellmann | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Donald E. Graham | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Reed Hastings | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Sheryl K. Sandberg | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Peter A. Thiel | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Mark Zuckerberg | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding Recapitalization | | ShrHoldr | Against | For | Against |
| | 4 | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | Against | Against | For |
| | 5 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | | ShrHoldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Report on Childhood Obesity Risks | | ShrHoldr | Against | Against | For |
| | 7 | Shareholder Proposal Regarding Sustainability Report | | ShrHoldr | Against | Against | For |
|
|
|
| FedEx Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FDX | CUSIP 31428X106 | | 09/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James L. Barksdale | | Mgmt | For | For | For |
| | 2 | Elect John A. Edwardson | | Mgmt | For | For | For |
| | 3 | Elect Shirley A. Jackson | | Mgmt | For | For | For |
| | 4 | Elect Steven R. Loranger | | Mgmt | For | For | For |
| | 5 | Elect Gary W. Loveman | | Mgmt | For | For | For |
| | 6 | Elect R. Brad Martin | | Mgmt | For | For | For |
| | 7 | Elect Joshua C. Ramo | | Mgmt | For | For | For |
| | 8 | Elect Susan C. Schwab | | Mgmt | For | For | For |
| | 9 | Elect Frederick W. Smith | | Mgmt | For | For | For |
| | 10 | Elect David P. Steiner | | Mgmt | For | For | For |
| | 11 | Elect Paul S. Walsh | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Amendment to the 2010 Omnibus Stock Incentive Plan | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Proxy Access | | ShrHoldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHoldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Hedging and Pledging Company Stock | | ShrHoldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHoldr | Against | Against | For |
| | 20 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | | ShrHoldr | Against | Against | For |
| | 21 | Shareholder Proposal Regarding Counting Abstentions | | ShrHoldr | Against | Against | For |
|
|
|
| Five Below Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FIVE | CUSIP 33829M101 | | 06/24/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Stephen J. Collins | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Thomas M. Ryan | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Freescale Semiconductor Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FSL | CUSIP G3727Q101 | | 05/08/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Krishnan Balasubramanian | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Chinh E. Chu | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Daniel J. Heneghan | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Thomas H. Lister | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Gregg A. Lowe | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Joanne M. Maguire | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect John W. Marren | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect James A. Quella | | Mgmt | For | Withhold | Against |
| | 1.9 | Elect Peter Smitham | | Mgmt | For | Withhold | Against |
| | 1.10 | Elect Gregory L. Summe | | Mgmt | For | Withhold | Against |
| | 1.11 | Elect Claudius E. Watts IV | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Amendment to 2011 Omnibus Incentive Plan | | Mgmt | For | For | For |
| | 5 | Amendment to the Employee Share Purchase Plan | | Mgmt | For | For | For |
|
|
|
| Gap Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GPS | CUSIP 364760108 | | 05/20/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Domenico De Sole | | Mgmt | For | For | For |
| | 2 | Elect Robert J. Fisher | | Mgmt | For | For | For |
| | 3 | Elect William S. Fisher | | Mgmt | For | For | For |
| | 4 | Elect Isabella D. Goren | | Mgmt | For | For | For |
| | 5 | Elect Bob L. Martin | | Mgmt | For | For | For |
| | 6 | Elect Jorge P. Montoya | | Mgmt | For | For | For |
| | 7 | Elect Glenn K. Murphy | | Mgmt | For | For | For |
| | 8 | Elect Mayo A. Shattuck III | | Mgmt | For | For | For |
| | 9 | Elect Katherine Tsang | | Mgmt | For | For | For |
| | 10 | Elect Padmasree Warrior | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| General Dynamics Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GD | CUSIP 369550108 | | 05/07/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Mary T. Barra | | Mgmt | For | For | For |
| | 2 | Elect Nicholas D. Chabraja | | Mgmt | For | For | For |
| | 3 | Elect James S. Crown | | Mgmt | For | For | For |
| | 4 | Elect William P. Fricks | | Mgmt | For | For | For |
| | 5 | Elect Paul G. Kaminski | | Mgmt | For | For | For |
| | 6 | Elect John M. Keane | | Mgmt | For | For | For |
| | 7 | Elect Lester L. Lyles | | Mgmt | For | For | For |
| | 8 | Elect James N. Mattis | | Mgmt | For | For | For |
| | 9 | Elect Phebe N. Novakovic | | Mgmt | For | For | For |
| | 10 | Elect William A. Osborn | | Mgmt | For | For | For |
| | 11 | Elect Laura J Schumacher | | Mgmt | For | For | For |
| | 12 | Elect Sir Robert Walmsley | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | Against | Against | For |
|
|
|
| Genesee & Wyoming Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GWR | CUSIP 371559105 | | 05/21/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Mortimer B. Fuller III | | Mgmt | For | For | For |
| | 1.2 | Elect John C. Hellmann | | Mgmt | For | For | For |
| | 1.3 | Elect Robert M. Melzer | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| GenMark Diagnostics Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GNMK | CUSIP 372309104 | | 05/29/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Daryl J. Faulkner | | Mgmt | For | For | For |
| | 1.2 | Elect James Fox | | Mgmt | For | For | For |
| | 2 | Amendment to the 2010 Equity Incentive Plan | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Gilead Sciences, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GILD | CUSIP 375558103 | | 05/07/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John F. Cogan | | Mgmt | For | For | For |
| | 2 | Elect Etienne F. Davignon | | Mgmt | For | For | For |
| | 3 | Elect Carla A. Hills | | Mgmt | For | For | For |
| | 4 | Elect Kevin E. Lofton | | Mgmt | For | For | For |
| | 5 | Elect John W. Madigan | | Mgmt | For | For | For |
| | 6 | Elect John C. Martin | | Mgmt | For | For | For |
| | 7 | Elect Nicholas G. Moore | | Mgmt | For | For | For |
| | 8 | Elect Richard J. Whitley | | Mgmt | For | For | For |
| | 9 | Elect Gayle E. Wilson | | Mgmt | For | For | For |
| | 10 | Elect Per Wold-Olsen | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Adoption of Exclusive Forum Provision | | Mgmt | For | Against | Against |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | Against | For | Against |
| | 15 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Linking Executive Pay to Patient Access | | ShrHoldr | Against | Against | For |
|
|
|
| Google Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GOOG | CUSIP 38259P508 | | 05/14/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Larry Page | | Mgmt | For | For | For |
| | 1.2 | Elect Sergey Brin | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Eric E. Schmidt | | Mgmt | For | For | For |
| | 1.4 | Elect L. John Doerr | | Mgmt | For | For | For |
| | 1.5 | Elect Diane B. Greene | | Mgmt | For | For | For |
| | 1.6 | Elect John L. Hennessy | | Mgmt | For | For | For |
| | 1.7 | Elect Ann Mather | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Paul S. Otellini | | Mgmt | For | For | For |
| | 1.9 | Elect K. Ram Shriram | | Mgmt | For | For | For |
| | 1.10 | Elect Shirley M. Tilghman | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Recapitalization | | ShrHoldr | Against | Against | For |
| | 5 | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHoldr | Against | For | Against |
| | 7 | Shareholder Proposal Regarding Tax Policy Principles | | ShrHoldr | Against | Against | For |
| | 8 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | Against | For | Against |
|
|
|
| Grifols SA | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GRF | SEDOL B8K7T65 | | 12/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Stock Split and Reduction in Par Value | | Mgmt | For | For | For |
| | 2 | Authority to List Securities | | Mgmt | For | For | For |
| | 3 | Authority to Carry Out Formalities | | Mgmt | For | For | For |
|
|
|
| Groupon, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GRPN | CUSIP 399473107 | | 05/20/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Eric P. Lefkofsky | | Mgmt | For | For | For |
| | 1.2 | Elect Peter J. Barris | | Mgmt | For | For | For |
| | 1.3 | Elect Robert J. Bass | | Mgmt | For | For | For |
| | 1.4 | Elect Daniel T. Henry | | Mgmt | For | For | For |
| | 1.5 | Elect Jeffrey T. Housenbold | | Mgmt | For | For | For |
| | 1.6 | Elect Bradley A. Keywell | | Mgmt | For | For | For |
| | 1.7 | Elect Theodore J. Leonsis | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Amendment to the 2011 Incentive Plan | | Mgmt | For | Against | Against |
|
|
|
| Gulfport Energy Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GPOR | CUSIP 402635304 | | 06/12/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael G. Moore | | Mgmt | For | For | For |
| | 2 | Elect Donald Dillingham | | Mgmt | For | For | For |
| | 3 | Elect Craig Groeschel | | Mgmt | For | For | For |
| | 4 | Elect David L. Houston | | Mgmt | For | For | For |
| | 5 | Elect Michael S. Reddin | | Mgmt | For | For | For |
| | 6 | Elect Scott E. Streller | | Mgmt | For | For | For |
| | 7 | Approve 2014 Executive Annual Incentive Compensation Plan | | Mgmt | For | For | For |
| | 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Gulfport Energy Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GPOR | CUSIP 402635304 | | 07/18/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Increase of Authorized Common Stock | | Mgmt | For | For | For |
|
|
|
| Halliburton Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HAL | CUSIP 406216101 | | 05/21/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Alan M. Bennett | | Mgmt | For | For | For |
| | 2 | Elect James R. Boyd | | Mgmt | For | For | For |
| | 3 | Elect Milton Carroll | | Mgmt | For | For | For |
| | 4 | Elect Nance K. Dicciani | | Mgmt | For | For | For |
| | 5 | Elect Murry S. Gerber | | Mgmt | For | For | For |
| | 6 | Elect Jose C. Grubisich | | Mgmt | For | For | For |
| | 7 | Elect Abdallah S. Jum'ah | | Mgmt | For | For | For |
| | 8 | Elect David J. Lesar | | Mgmt | For | For | For |
| | 9 | Elect Robert A. Malone | | Mgmt | For | For | For |
| | 10 | Elect J. Landis Martin | | Mgmt | For | For | For |
| | 11 | Elect Debra L. Reed | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Review of Human Rights Policies | | ShrHoldr | Against | Against | For |
|
|
|
| Hartford Financial Services Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HIG | CUSIP 416515104 | | 05/21/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robert B. Allardice III | | Mgmt | For | For | For |
| | 2 | Elect Trevor Fetter | | Mgmt | For | For | For |
| | 3 | Elect Liam E. McGee | | Mgmt | For | For | For |
| | 4 | Elect Kathryn A. Mikells | | Mgmt | For | For | For |
| | 5 | Elect Michael G. Morris | | Mgmt | For | For | For |
| | 6 | Elect Thomas A. Renyi | | Mgmt | For | For | For |
| | 7 | Elect Julie G. Richardson | | Mgmt | For | For | For |
| | 8 | Elect Virginia P. Ruesterholz | | Mgmt | For | For | For |
| | 9 | Elect Charles B. Strauss | | Mgmt | For | For | For |
| | 10 | Elect H. Patrick Swygert | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 13 | 2014 Incentive Stock Plan | | Mgmt | For | For | For |
| | 14 | Executive Bonus Program | | Mgmt | For | For | For |
|
|
|
| Hillshire Brands Co. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HSH | CUSIP 432589109 | | 10/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Todd Becker | | Mgmt | For | For | For |
| | 2 | Elect Christopher B. Begley | | Mgmt | For | For | For |
| | 3 | Elect Ellen L. Brothers | | Mgmt | For | For | For |
| | 4 | Elect Sean M. Connolly | | Mgmt | For | For | For |
| | 5 | Elect Laurette T. Koellner | | Mgmt | For | For | For |
| | 6 | Elect Craig P. Omtvedt | | Mgmt | For | For | For |
| | 7 | Elect Ian Prosser | | Mgmt | For | For | For |
| | 8 | Elect Jonathan P. Ward | | Mgmt | For | For | For |
| | 9 | Elect James D. White | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Hilton Worldwide Holdings Inc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HLT | CUSIP 43300A104 | | 05/07/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Christopher J. Nassetta | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Jonathan D. Gray | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Michael S. Chae | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Tyler S. Henritze | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Judith A. McHale | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect John G. Schreiber | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Elizabeth A. Smith | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Douglas M. Steenland | | Mgmt | For | Withhold | Against |
| | 1.9 | Elect William J. Stein | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
|
|
|
| Home Depot, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HD | CUSIP 437076102 | | 05/22/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect F. Duane Ackerman | | Mgmt | For | For | For |
| | 2 | Elect Francis S. Blake | | Mgmt | For | For | For |
| | 3 | Elect Ari Bousbib | | Mgmt | For | For | For |
| | 4 | Elect Gregory D. Brenneman | | Mgmt | For | For | For |
| | 5 | Elect J. Frank Brown | | Mgmt | For | For | For |
| | 6 | Elect Albert P. Carey | | Mgmt | For | For | For |
| | 7 | Elect Armando M. Codina | | Mgmt | For | For | For |
| | 8 | Elect Helena B. Foulkes | | Mgmt | For | For | For |
| | 9 | Elect Wayne M. Hewett | | Mgmt | For | For | For |
| | 10 | Elect Karen Katen | | Mgmt | For | Against | Against |
| | 11 | Elect Mark Vadon | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHoldr | Against | Against | For |
| | 15 | Shareholder Proposal Regarding Employment Diversity Report | | ShrHoldr | Against | Against | For |
|
|
|
| Honeywell International Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HON | CUSIP 438516106 | | 04/28/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gordon M. Bethune | | Mgmt | For | For | For |
| | 2 | Elect Kevin Burke | | Mgmt | For | For | For |
| | 3 | Elect Jaime Chico Pardo | | Mgmt | For | For | For |
| | 4 | Elect David M. Cote | | Mgmt | For | For | For |
| | 5 | Elect D. Scott Davis | | Mgmt | For | For | For |
| | 6 | Elect Linnet F. Deily | | Mgmt | For | For | For |
| | 7 | Elect Judd Gregg | | Mgmt | For | For | For |
| | 8 | Elect Clive Hollick | | Mgmt | For | For | For |
| | 9 | Elect Grace D. Lieblein | | Mgmt | For | For | For |
| | 10 | Elect George Paz | | Mgmt | For | For | For |
| | 11 | Elect Bradley T. Sheares | | Mgmt | For | For | For |
| | 12 | Elect Robin L. Washington | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHoldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | Against | Against | For |
|
|
|
| HSN, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HSNI | CUSIP 404303109 | | 05/23/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William Costello | | Mgmt | For | For | For |
| | 1.2 | Elect James M. Follo | | Mgmt | For | For | For |
| | 1.3 | Elect Mindy Grossman | | Mgmt | For | For | For |
| | 1.4 | Elect Stephanie Kugelman | | Mgmt | For | For | For |
| | 1.5 | Elect Arthur C. Martinez | | Mgmt | For | For | For |
| | 1.6 | Elect Thomas J. McInerney | | Mgmt | For | For | For |
| | 1.7 | Elect John B. Morse, Jr. | | Mgmt | For | For | For |
| | 1.8 | Elect Matthew E. Rubel | | Mgmt | For | For | For |
| | 1.9 | Elect Ann Sarnoff | | Mgmt | For | For | For |
| | 1.10 | Elect Courtnee Ulrich | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Amendment to the 2008 Stock and Incentive Plan | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Intermune, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ITMN | CUSIP 45884X103 | | 05/29/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect James I. Healy | | Mgmt | For | For | For |
| | 1.2 | Elect Louis Drapeau | | Mgmt | For | For | For |
| | 1.3 | Elect Frank Verwiel | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| International Paper Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | IP | CUSIP 460146103 | | 05/12/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect David J. Bronczek | | Mgmt | For | For | For |
| | 2 | Elect Ahmet C. Dorduncu | | Mgmt | For | For | For |
| | 3 | Elect John V. Faraci | | Mgmt | For | For | For |
| | 4 | Elect Ilene S. Gordon | | Mgmt | For | For | For |
| | 5 | Elect Jay L. Johnson | | Mgmt | For | For | For |
| | 6 | Elect Stacey J. Mobley | | Mgmt | For | For | For |
| | 7 | Elect Joan E. Spero | | Mgmt | For | For | For |
| | 8 | Elect John L. Townsend, III | | Mgmt | For | For | For |
| | 9 | Elect John F. Turner | | Mgmt | For | For | For |
| | 10 | Elect William G. Walter | | Mgmt | For | For | For |
| | 11 | Elect J. Steven Whisler | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Approval of Material Terms of Performance Goals Under the 2009 Incentive Compensation Plan | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | Against | For | Against |
|
|
|
| Iridium Communications Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | IRDM | CUSIP 46269C102 | | 05/22/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert H. Niehaus | | Mgmt | For | For | For |
| | 1.2 | Elect Thomas C. Canfield | | Mgmt | For | For | For |
| | 1.3 | Elect Peter M. Dawkins | | Mgmt | For | For | For |
| | 1.4 | Elect Matthew J. Desch | | Mgmt | For | For | For |
| | 1.5 | Elect Thomas J. Fitzpatrick | | Mgmt | For | For | For |
| | 1.6 | Elect Alvin B. Krongard | | Mgmt | For | For | For |
| | 1.7 | Elect Eric T. Olson | | Mgmt | For | For | For |
| | 1.8 | Elect Steven B. Pfeiffer | | Mgmt | For | For | For |
| | 1.9 | Elect Parker W. Rush | | Mgmt | For | For | For |
| | 1.10 | Elect S. Scott Smith | | Mgmt | For | For | For |
| | 1.11 | Elect Barry J. West | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Jazz Pharmaceuticals, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | JAZZ | CUSIP G50871105 | | 08/01/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Paul L. Berns | | Mgmt | For | For | For |
| | 2 | Elect Patrick G. Enright | | Mgmt | For | For | For |
| | 3 | Elect Seamus C. Mulligan | | Mgmt | For | For | For |
| | 4 | Elect Norbert G. Riedel | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 7 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Johnson Controls, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | JCI | CUSIP 478366107 | | 01/29/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Natalie A. Black | | Mgmt | For | For | For |
| | 1.2 | Elect Raymond L. Conner | | Mgmt | For | For | For |
| | 1.3 | Elect William H. Lacy | | Mgmt | For | For | For |
| | 1.4 | Elect Alex A. Molinaroli | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Juniper Networks, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | JNPR | CUSIP 48203R104 | | 05/21/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Pradeep Sindhu | | Mgmt | For | For | For |
| | 2 | Elect Robert M. Calderoni | | Mgmt | For | For | For |
| | 3 | Elect Mary B. Cranston | | Mgmt | For | For | For |
| | 4 | Elect J. Michael Lawrie | | Mgmt | For | For | For |
| | 5 | Elect David L. Schlotterbeck | | Mgmt | For | For | For |
| | 6 | Elect Shaygan Kheradpir | | Mgmt | For | For | For |
| | 7 | Elect Kevin DeNuccio | | Mgmt | For | For | For |
| | 8 | Elect Gary J. Daichendt | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| KAR Auction Services, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KAR | CUSIP 48238T109 | | 06/10/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Ryan M. Birtwell | | Mgmt | For | For | For |
| | 1.2 | Elect Brian T. Clingen | | Mgmt | For | For | For |
| | 1.3 | Elect Donna R. Ecton | | Mgmt | For | For | For |
| | 1.4 | Elect Peter R. Formanek | | Mgmt | For | For | For |
| | 1.5 | Elect James P. Hallett | | Mgmt | For | For | For |
| | 1.6 | Elect Mark E. Hill | | Mgmt | For | For | For |
| | 1.7 | Elect Lynn Jolliffe | | Mgmt | For | For | For |
| | 1.8 | Elect Michael T. Kestner | | Mgmt | For | For | For |
| | 1.9 | Elect John P. Larson | | Mgmt | For | For | For |
| | 1.10 | Elect Stephen E. Smith | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Amendment to the 2009 Omnibus Stock and Incentive Plan | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Kirby Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KEX | CUSIP 497266106 | | 04/29/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Richard J. Alario | | Mgmt | For | For | For |
| | 2 | Elect David W. Grzebinski | | Mgmt | For | For | For |
| | 3 | Elect Richard R. Stewart | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Kodiak Oil & Gas Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KOG | CUSIP 50015Q100 | | 06/19/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Lynn A. Peterson | | Mgmt | For | For | For |
| | 2 | Elect James E. Catlin | | Mgmt | For | For | For |
| | 3 | Elect Rodney D. Knutson | | Mgmt | For | For | For |
| | 4 | Elect Herrick K. Lidstone, Jr. | | Mgmt | For | For | For |
| | 5 | Elect William J. Krysiak | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
| | 7 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Lam Research Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LRCX | CUSIP 512807108 | | 11/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Martin B. Anstice | | Mgmt | For | For | For |
| | 1.2 | Elect Eric K. Brandt | | Mgmt | For | For | For |
| | 1.3 | Elect Michael R. Cannon | | Mgmt | For | For | For |
| | 1.4 | Elect Youssef A. El-Mansy | | Mgmt | For | For | For |
| | 1.5 | Elect Christine A. Heckart | | Mgmt | For | For | For |
| | 1.6 | Elect Grant M. Inman | | Mgmt | For | For | For |
| | 1.7 | Elect Catherine P. Lego | | Mgmt | For | For | For |
| | 1.8 | Elect Stephen G. Newberry | | Mgmt | For | For | For |
| | 1.9 | Elect Krishna Saraswat | | Mgmt | For | For | For |
| | 1.10 | Elect William R. Spivey | | Mgmt | For | For | For |
| | 1.11 | Elect Abhijit Y. Talwalkar | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Liberty Global, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LBTYA | CUSIP G5480U120 | | 01/30/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | 2014 Incentive Plan | | Mgmt | For | Against | Against |
| | 2 | 2014 Nonemployee Director Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Liberty Global, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LBTYA | CUSIP G5480U120 | | 06/26/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Miranda Curtis | | Mgmt | For | For | For |
| | 2 | Elect John W. Dick | | Mgmt | For | For | For |
| | 3 | Elect J.C. Sparkman | | Mgmt | For | For | For |
| | 4 | Elect J. David Wargo | | Mgmt | For | For | For |
| | 5 | Remuneration Report (Binding) | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 3 Years | 1 Year | Against |
| | 8 | Remuneration Report (Advisory) | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Ratification of Statutory Auditor | | Mgmt | For | For | For |
| | 11 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
|
|
|
| Marriott International, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MAR | CUSIP 571903202 | | 05/09/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect J.W. Marriott, Jr. | | Mgmt | For | For | For |
| | 2 | Elect John W. Marriott III | | Mgmt | For | For | For |
| | 3 | Elect Mary K. Bush | | Mgmt | For | For | For |
| | 4 | Elect Frederick A. Henderson | | Mgmt | For | For | For |
| | 5 | Elect Lawrence W. Kellner | | Mgmt | For | For | For |
| | 6 | Elect Debra L. Lee | | Mgmt | For | For | For |
| | 7 | Elect George Munoz | | Mgmt | For | For | For |
| | 8 | Elect Harry J. Pearce | | Mgmt | For | For | For |
| | 9 | Elect Steven S. Reinemund | | Mgmt | For | For | For |
| | 10 | Elect W. Mitt Romney | | Mgmt | For | For | For |
| | 11 | Elect Arne M. Sorenson | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Amendment to the Stock and Cash Incentive Plan | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHoldr | Against | For | Against |
|
|
|
| Mead Johnson Nutrition Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MJN | CUSIP 582839106 | | 05/01/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Steven M. Altschuler | | Mgmt | For | For | For |
| | 2 | Elect Howard B. Bernick | | Mgmt | For | For | For |
| | 3 | Elect Kimberly A. Casiano | | Mgmt | For | For | For |
| | 4 | Elect Anna C. Catalano | | Mgmt | For | For | For |
| | 5 | Elect Celeste A. Clark | | Mgmt | For | For | For |
| | 6 | Elect James M. Cornelius | | Mgmt | For | For | For |
| | 7 | Elect Stephen W. Golsby | | Mgmt | For | For | For |
| | 8 | Elect Michael Grobstein | | Mgmt | For | For | For |
| | 9 | Elect Peter K. Jakobsen | | Mgmt | For | For | For |
| | 10 | Elect Peter G. Ratcliffe | | Mgmt | For | For | For |
| | 11 | Elect Elliott Sigal | | Mgmt | For | For | For |
| | 12 | Elect Robert S. Singer | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Mentor Graphics Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MENT | CUSIP 587200106 | | 06/11/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Keith L. Barnes | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Peter L. Bonfield | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Gregory K. Hinckley | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect J. Daniel McCranie | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Patrick B. McManus | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Walden C. Rhines | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect David S. Schechter | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Jeffrey M. Stafeil | | Mgmt | For | Withhold | Against |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Adoption of Majority Vote for Election of Directors | | Mgmt | For | For | For |
| | 4 | Amendment to 2010 Omnibus Incentive Plan | | Mgmt | For | For | For |
| | 5 | Amendment to 1989 Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Michael Kors Holdings Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KORS | CUSIP G60754101 | | 08/01/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael Kors | | Mgmt | For | For | For |
| | 2 | Elect Judy Gibbons | | Mgmt | For | For | For |
| | 3 | Elect Lawrence S. Stroll | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
|
|
|
| Micron Technology, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MU | CUSIP 595112103 | | 01/23/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robert L. Bailey | | Mgmt | For | For | For |
| | 2 | Elect Richard M. Beyer | | Mgmt | For | For | For |
| | 3 | Elect Patrick J. Byrne | | Mgmt | For | For | For |
| | 4 | Elect D. Mark Durcan | | Mgmt | For | For | For |
| | 5 | Elect Warren A. East | | Mgmt | For | For | For |
| | 6 | Elect Mercedes Johnson | | Mgmt | For | For | For |
| | 7 | Elect Lawrence N. Mondry | | Mgmt | For | For | For |
| | 8 | Elect Robert E. Switz | | Mgmt | For | For | For |
| | 9 | Amendment to the 2007 Equity Incentive Plan | | Mgmt | For | For | For |
| | 10 | Amendment to the 2004 Equity Incentive Plan | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Monsanto Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MON | CUSIP 61166W101 | | 01/28/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gregory H. Boyce | | Mgmt | For | For | For |
| | 2 | Elect Laura K. Ipsen | | Mgmt | For | For | For |
| | 3 | Elect William U. Parfet | | Mgmt | For | For | For |
| | 4 | Elect George H. Poste | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | Shareholder Proposal Regarding Labeling of Genetically Modified Foods | | ShrHoldr | Against | Against | For |
| | 8 | Shareholder Proposal Regarding Genetically Modified Organisms | | ShrHoldr | Against | Against | For |
|
|
|
| Monster Beverage Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MNST | CUSIP 611740101 | | 06/02/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Rodney C. Sacks | | Mgmt | For | For | For |
| | 1.2 | Elect Hilton H. Schlosberg | | Mgmt | For | For | For |
| | 1.3 | Elect Mark J. Hall | | Mgmt | For | For | For |
| | 1.4 | Elect Norman C. Epstein | | Mgmt | For | For | For |
| | 1.5 | Elect Benjamin M. Polk | | Mgmt | For | For | For |
| | 1.6 | Elect Sydney Selati | | Mgmt | For | For | For |
| | 1.7 | Elect Harold C. Taber, Jr. | | Mgmt | For | For | For |
| | 1.8 | Elect Mark S. Vidergauz | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHoldr | Against | For | Against |
| | 5 | Shareholder Proposal Regarding Board Diversity | | ShrHoldr | Against | Against | For |
|
|
|
| NetApp, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NTAP | CUSIP 64110D104 | | 09/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Daniel J. Warmenhoven | | Mgmt | For | For | For |
| | 2 | Elect Nicholas G. Moore | | Mgmt | For | For | For |
| | 3 | Elect Thomas Georgens | | Mgmt | For | For | For |
| | 4 | Elect Jeffry R. Allen | | Mgmt | For | For | For |
| | 5 | Elect Alan L. Earhart | | Mgmt | For | For | For |
| | 6 | Elect Gerald D. Held | | Mgmt | For | For | For |
| | 7 | Elect T. Michael Nevens | | Mgmt | For | For | For |
| | 8 | Elect George T. Shaheen | | Mgmt | For | For | For |
| | 9 | Elect Robert T. Wall | | Mgmt | For | For | For |
| | 10 | Elect Richard P. Wallace | | Mgmt | For | For | For |
| | 11 | Elect Tor R. Braham | | Mgmt | For | For | For |
| | 12 | Elect Kathryn M. Hill | | Mgmt | For | For | For |
| | 13 | Amendments to the 1999 Stock Option Plan | | Mgmt | For | Against | Against |
| | 14 | Amendment to the ESPP | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Remove Supermajority Voting Standard for Future Amendments to the Bylaws | | Mgmt | For | For | For |
| | 17 | Remove Supermajority Voting Standard for Future Amendments to the Certificate | | Mgmt | For | For | For |
| | 18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHoldr | Against | Against | For |
| | 19 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Neuralstem, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CUR | CUSIP 64127R302 | | 06/27/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect I. Richard Garr | | Mgmt | For | For | For |
| | 1.2 | Elect Karl Johe | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Increase of Authorized Common Stock | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 3 Years | 1 Year | Against |
|
|
|
| Nielsen Holdings N.V. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NLSN | CUSIP N63218106 | | 05/06/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Indemnification of Directors | | Mgmt | For | For | For |
| | 3 | Elect James A. Attwood, Jr. | | Mgmt | For | Against | Against |
| | 4 | Elect David L. Calhoun | | Mgmt | For | Against | Against |
| | 5 | Elect Karen M. Hoguet | | Mgmt | For | Against | Against |
| | 6 | Elect James M. Kilts | | Mgmt | For | Against | Against |
| | 7 | Elect Alexander Navab | | Mgmt | For | Against | Against |
| | 8 | Elect Robert C. Pozen | | Mgmt | For | Against | Against |
| | 9 | Elect Vivek Y. Ranadive | | Mgmt | For | Against | Against |
| | 10 | Elect Ganesh B. Rao | | Mgmt | For | Against | Against |
| | 11 | Elect Javier G. Teruel | | Mgmt | For | Against | Against |
| | 12 | Appointment of Auditor | | Mgmt | For | For | For |
| | 13 | Appointment of Auditor to Audit the Dutch Annual Accounts | | Mgmt | For | For | For |
| | 14 | Executive Annual Incentive Plan | | Mgmt | For | For | For |
| | 15 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 16 | Company Name Change | | Mgmt | For | For | For |
| | 17 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Nike Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NKE | CUSIP 654106103 | | 09/19/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Alan B. Graf, Jr. | | Mgmt | For | For | For |
| | 1.2 | Elect John C. Lechleiter | | Mgmt | For | For | For |
| | 1.3 | Elect Phyllis M. Wise | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHoldr | Against | Against | For |
|
|
|
| Norwegian Cruise Line Holdings Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NCLH | CUSIP G66721104 | | 04/24/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Tan Sri Lim Kok Thay | | Mgmt | For | Against | Against |
| | 2 | Elect David M. Abrams | | Mgmt | For | Against | Against |
| | 3 | Elect John W. Chidsey | | Mgmt | For | Against | Against |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| | 6 | Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Oil States International, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | OIS | CUSIP 678026105 | | 05/15/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Cindy B. Taylor | | Mgmt | For | For | For |
| | 1.2 | Elect Christopher T. Seaver | | Mgmt | For | For | For |
| | 1.3 | Elect Lawrence R. Dickerson | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Oracle Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ORCL | CUSIP 68389X105 | | 10/31/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jeffrey S. Berg | | Mgmt | For | For | For |
| | 1.2 | Elect Raymond Bingham | | Mgmt | For | For | For |
| | 1.3 | Elect Michael J. Boskin | | Mgmt | For | For | For |
| | 1.4 | Elect Safra A. Catz | | Mgmt | For | For | For |
| | 1.5 | Elect Bruce R. Chizen | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect George H. Conrades | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Lawrence J. Ellison | | Mgmt | For | For | For |
| | 1.8 | Elect Hector Garcia-Molina | | Mgmt | For | For | For |
| | 1.9 | Elect Jeffrey O. Henley | | Mgmt | For | For | For |
| | 1.10 | Elect Mark V. Hurd | | Mgmt | For | For | For |
| | 1.11 | Elect Naomi O. Seligman | | Mgmt | For | Withhold | Against |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Amendment to the 2000 Long-Term Incentive Plan | | Mgmt | For | Against | Against |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Human Rights Committee | | ShrHoldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | Against | For | Against |
| | 7 | Shareholder Proposal Regarding Counting Abstentions | | ShrHoldr | Against | Against | For |
| | 8 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | | ShrHoldr | Against | Against | For |
| | 9 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | | ShrHoldr | Against | Against | For |
|
|
|
| Pacwest Bancorp | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PACW | CUSIP 695263103 | | 01/13/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Merger/Acquisition | | Mgmt | For | For | For |
| | 2 | Increase of Authorized Common Stock | | Mgmt | For | For | For |
| | 3 | Issuance of Common Stock | | Mgmt | For | For | For |
| | 4 | Amendment to the 2003 Stock Incentive Plan | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Golden Parachutes | | Mgmt | For | Against | Against |
| | 6 | Right to Adjourn Meeting | | Mgmt | For | For | For |
|
|
|
| Pacwest Bancorp | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PACW | CUSIP 695263103 | | 05/19/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Craig A. Carlson | | Mgmt | For | For | For |
| | 1.2 | Elect John M. Eggemeyer | | Mgmt | For | For | For |
| | 1.3 | Elect Barry C. Fitzpatrick | | Mgmt | For | For | For |
| | 1.4 | Elect Andrew B. Fremder | | Mgmt | For | For | For |
| | 1.5 | Elect C. William Hosler | | Mgmt | For | For | For |
| | 1.6 | Elect Susan E. Lester | | Mgmt | For | For | For |
| | 1.7 | Elect Douglas H. Lowrey | | Mgmt | For | For | For |
| | 1.8 | Elect Timothy B. Matz | | Mgmt | For | For | For |
| | 1.9 | Elect Roger H. Molvar | | Mgmt | For | For | For |
| | 1.10 | Elect James J. Pieczynski | | Mgmt | For | For | For |
| | 1.11 | Elect Daniel B. Platt | | Mgmt | For | For | For |
| | 1.12 | Elect Robert A. Stine | | Mgmt | For | For | For |
| | 1.13 | Elect Matthew P. Wagner | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Right to Adjourn Meeting | | Mgmt | For | For | For |
| | 5 | Transaction of Other Business | | Mgmt | For | Against | Against |
|
|
|
| Panasonic Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 6752 | CINS J6354Y104 | | 06/26/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Elect Shusaku Nagae | | Mgmt | For | For | For |
| | 3 | Elect Masayuki Matsushita | | Mgmt | For | For | For |
| | 4 | Elect Kazuhiro Tsuga | | Mgmt | For | For | For |
| | 5 | Elect Yoshihiko Yamada | | Mgmt | For | For | For |
| | 6 | Elect Kazunori Takami | | Mgmt | For | For | For |
| | 7 | Elect Hideaki Kawai | | Mgmt | For | For | For |
| | 8 | Elect Yoshiyuki Miyabe | | Mgmt | For | For | For |
| | 9 | Elect Tamio Yoshioka | | Mgmt | For | For | For |
| | 10 | Elect Takashi Tohyama | | Mgmt | For | For | For |
| | 11 | Elect Mamoru Yoshida | | Mgmt | For | For | For |
| | 12 | Elect Tsuyoshi Nomura | | Mgmt | For | For | For |
| | 13 | Elect Ikuo Uno | | Mgmt | For | For | For |
| | 14 | Elect Masayuki Oku | | Mgmt | For | For | For |
| | 15 | Elect Hiroko Ohta | | Mgmt | For | For | For |
| | 16 | Elect Yoshio Itoh | | Mgmt | For | For | For |
| | 17 | Elect Jun Ishii | | Mgmt | For | For | For |
| | 18 | Elect Mototsugu Satoh | | Mgmt | For | For | For |
| | 19 | Elect Yoshio Satoh | | Mgmt | For | For | For |
| | 20 | Elect Toshio Kinoshita | | Mgmt | For | For | For |
| | 21 | Directors' Fees | | Mgmt | For | For | For |
|
|
|
| PepsiCo, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PEP | CUSIP 713448108 | | 05/07/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Shona L. Brown | | Mgmt | For | For | For |
| | 2 | Elect George W. Buckley | | Mgmt | For | For | For |
| | 3 | Elect Ian M. Cook | | Mgmt | For | For | For |
| | 4 | Elect Dina Dublon | | Mgmt | For | For | For |
| | 5 | Elect Rona A. Fairhead | | Mgmt | For | For | For |
| | 6 | Elect Ray L. Hunt | | Mgmt | For | For | For |
| | 7 | Elect Alberto Ibarguen | | Mgmt | For | For | For |
| | 8 | Elect Indra K. Nooyi | | Mgmt | For | For | For |
| | 9 | Elect Sharon Percy Rockefeller | | Mgmt | For | For | For |
| | 10 | Elect James J. Schiro | | Mgmt | For | For | For |
| | 11 | Elect Lloyd G. Trotter | | Mgmt | For | For | For |
| | 12 | Elect Daniel Vasella | | Mgmt | For | For | For |
| | 13 | Elect Alberto Weisser | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Approval of Executive Incentive Compensation Plan | | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Approval of Political Contributions Policy | | ShrHoldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHoldr | Against | Against | For |
|
|
|
| Perkinelmer, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PKI | CUSIP 714046109 | | 04/22/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Peter Barrett | | Mgmt | For | For | For |
| | 2 | Elect Robert F. Friel | | Mgmt | For | For | For |
| | 3 | Elect Nicholas A. Lopardo | | Mgmt | For | For | For |
| | 4 | Elect Alexis P. Michas | | Mgmt | For | For | For |
| | 5 | Elect James C. Mullen | | Mgmt | For | For | For |
| | 6 | Elect Vicki L. Sato | | Mgmt | For | For | For |
| | 7 | Elect Kenton J. Sicchitano | | Mgmt | For | For | For |
| | 8 | Elect Patrick J. Sullivan | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 11 | Amendment to the 2009 Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Philip Morris International Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PM | CUSIP 718172109 | | 05/07/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Harold Brown | | Mgmt | For | For | For |
| | 2 | Elect Andre Calantzopoulos | | Mgmt | For | For | For |
| | 3 | Elect Louis C. Camilleri | | Mgmt | For | For | For |
| | 4 | Elect Jennifer Li | | Mgmt | For | For | For |
| | 5 | Elect Sergio Marchionne | | Mgmt | For | For | For |
| | 6 | Elect Kalpana Morparia | | Mgmt | For | For | For |
| | 7 | Elect Lucio A. Noto | | Mgmt | For | For | For |
| | 8 | Elect Robert B. Polet | | Mgmt | For | For | For |
| | 9 | Elect Carlos Slim Helu | | Mgmt | For | For | For |
| | 10 | Elect Stephen M. Wolf | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | Against | Against | For |
| | 14 | Shareholder Proposal Regarding Animal Welfare | | ShrHoldr | Against | Against | For |
|
|
|
| Precision Castparts Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PCP | CUSIP 740189105 | | 08/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Mark Donegan | | Mgmt | For | For | For |
| | 1.2 | Elect Daniel J. Murphy | | Mgmt | For | For | For |
| | 1.3 | Elect Vernon E. Oechsle | | Mgmt | For | For | For |
| | 1.4 | Elect Rick Schmidt | | Mgmt | For | For | For |
| | 1.5 | Elect Richard L. Wambold | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Amendment to the 2001 Stock Incentive Plan | | Mgmt | For | For | For |
| | 5 | Adoption of Majority Vote for Election of Directors | | Mgmt | For | For | For |
|
|
|
| Priceline Group Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PCLN | CUSIP 741503403 | | 06/05/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Tim Armstrong | | Mgmt | For | For | For |
| | 1.2 | Elect Howard W. Barker, Jr. | | Mgmt | For | For | For |
| | 1.3 | Elect Jeffrey H. Boyd | | Mgmt | For | For | For |
| | 1.4 | Elect Jan L. Docter | | Mgmt | For | For | For |
| | 1.5 | Elect Jeffrey E. Epstein | | Mgmt | For | For | For |
| | 1.6 | Elect James M. Guyette | | Mgmt | For | For | For |
| | 1.7 | Elect Darren R. Huston | | Mgmt | For | For | For |
| | 1.8 | Elect Nancy B. Peretsman | | Mgmt | For | For | For |
| | 1.9 | Elect Thomas E. Rothman | | Mgmt | For | For | For |
| | 1.10 | Elect Craig W. Rydin | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | Against | Against | For |
|
|
|
| Prudential plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PRU | CINS G72899100 | | 05/15/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Accounts and Reports | | Mgmt | For | For | For |
| | 3 | Remuneration Policy (Binding) | | Mgmt | For | For | For |
| | 4 | Remuneration Report (Advisory) | | Mgmt | For | For | For |
| | 5 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 6 | Elect Pierre-Olivier Bouee | | Mgmt | For | For | For |
| | 7 | Elect Jackie Hunt | | Mgmt | For | For | For |
| | 8 | Elect Anthony J. L. Nightingale | | Mgmt | For | Against | Against |
| | 9 | Elect Alice Shroeder | | Mgmt | For | For | For |
| | 10 | Elect Howard J. Davies | | Mgmt | For | For | For |
| | 11 | Elect Ann Godbehere | | Mgmt | For | For | For |
| | 12 | Elect Alexander Johnston | | Mgmt | For | For | For |
| | 13 | Elect Paul Manduca | | Mgmt | For | For | For |
| | 14 | Elect Michael G. A. McLintock | | Mgmt | For | For | For |
| | 15 | Elect Kaikhushru Nargolwala | | Mgmt | For | For | For |
| | 16 | Elect Nic Nicandrou | | Mgmt | For | For | For |
| | 17 | Elect Philip Remnant | | Mgmt | For | For | For |
| | 18 | Elect Barry Stowe | | Mgmt | For | For | For |
| | 19 | Elect Tidjane Thiam | | Mgmt | For | For | For |
| | 20 | Elect Lord Andrew Turnbull | | Mgmt | For | For | For |
| | 21 | Elect Michael A. Wells | | Mgmt | For | For | For |
| | 22 | Appointment of Auditor | | Mgmt | For | For | For |
| | 23 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 24 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 25 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 26 | Authority to Issue Repurchased Shares W/ Preemptive Rights | | Mgmt | For | For | For |
| | 27 | Authority to Issue Preference Shares | | Mgmt | For | For | For |
| | 28 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 29 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 30 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| PulteGroup, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PHM | CUSIP 745867101 | | 05/07/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Brian P. Anderson | | Mgmt | For | For | For |
| | 1.2 | Elect Bryce Blair | | Mgmt | For | For | For |
| | 1.3 | Elect Richard J. Dugas, Jr. | | Mgmt | For | For | For |
| | 1.4 | Elect Thomas J. Folliard | | Mgmt | For | For | For |
| | 1.5 | Elect Cheryl W. Grise | | Mgmt | For | For | For |
| | 1.6 | Elect Andre J. Hawaux | | Mgmt | For | For | For |
| | 1.7 | Elect Debra J. Kelly-Ennis | | Mgmt | For | For | For |
| | 1.8 | Elect Patrick J. O'Leary | | Mgmt | For | For | For |
| | 1.9 | Elect James J. Postl | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHoldr | Against | For | Against |
| | 5 | Shareholder Proposal Regarding Performance-Based Equity Compensation | | ShrHoldr | Against | Against | For |
|
|
|
| Putnam Short Term Investment Fund | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | | CUSIP 74676P664 | | 02/27/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Approving a new management contract for your fund | | Mgmt | For | For | For |
| | 2 | Elect Liaquat Ahamed | | Mgmt | For | For | For |
| | 3 | Elect Ravi Akhoury | | Mgmt | For | For | For |
| | 4 | Elect Barbara M. Baumann | | Mgmt | For | For | For |
| | 5 | Elect Jameson A. Baxter | | Mgmt | For | For | For |
| | 6 | Elect Charles B. Curtis | | Mgmt | For | For | For |
| | 7 | Elect Robert J. Darretta | | Mgmt | For | For | For |
| | 8 | Elect Katinka Domotorffy | | Mgmt | For | For | For |
| | 9 | Elect John A. Hill | | Mgmt | For | For | For |
| | 10 | Elect Paul L. Joskow | | Mgmt | For | For | For |
| | 11 | Elect Kenneth R. Leibler | | Mgmt | For | For | For |
| | 12 | Elect Robert E. Patterson | | Mgmt | For | For | For |
| | 13 | Elect George Putnam, III | | Mgmt | For | For | For |
| | 14 | Elect Robert L. Reynolds | | Mgmt | For | For | For |
| | 15 | Elect W. Thomas Stephens | | Mgmt | For | For | For |
| | 16 | Approving an Amended and Restated Declaration of Trust for your fund | | Mgmt | For | For | For |
|
|
|
| QEP Resources Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | QEP | CUSIP 74733V100 | | 05/13/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert F. Heinemann | | Mgmt | For | For | For |
| | 1.2 | Elect Robert E. McKee III | | Mgmt | For | For | For |
| | 1.3 | Elect David A. Trice | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Requesting the Repeal of the Classified Board | | ShrHoldr | For | For | For |
|
|
|
| QUALCOMM Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | QCOM | CUSIP 747525103 | | 03/04/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Barbara T. Alexander | | Mgmt | For | For | For |
| | 2 | Elect Donald G. Cruickshank | | Mgmt | For | For | For |
| | 3 | Elect Raymond V. Dittamore | | Mgmt | For | For | For |
| | 4 | Elect Susan Hockfield | | Mgmt | For | For | For |
| | 5 | Elect Thomas W. Horton | | Mgmt | For | For | For |
| | 6 | Elect Paul E. Jacobs | | Mgmt | For | For | For |
| | 7 | Elect Sherry Lansing | | Mgmt | For | For | For |
| | 8 | Elect Steven M. Mollenkopf | | Mgmt | For | For | For |
| | 9 | Elect Duane A. Nelles | | Mgmt | For | For | For |
| | 10 | Elect Clark T. Randt, Jr. | | Mgmt | For | For | For |
| | 11 | Elect Francisco Ros | | Mgmt | For | For | For |
| | 12 | Elect Jonathan J. Rubinstein | | Mgmt | For | For | For |
| | 13 | Elect Brent Scowcroft | | Mgmt | For | For | For |
| | 14 | Elect Marc I. Stern | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 17 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
|
|
|
| RE/MAX Holdings Inc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RMAX | CUSIP 75524W108 | | 05/09/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Gilbert L. Baird | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Roger J. Dow | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Ronald E. Harrison | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Red Hat, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RHT | CUSIP 756577102 | | 08/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect W. Steve Albrecht | | Mgmt | For | For | For |
| | 2 | Elect Jeffrey J. Clarke | | Mgmt | For | For | For |
| | 3 | Elect Henry Hugh Shelton | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Amend Certificate in Order to Repeal Classified Board | | Mgmt | For | For | For |
| | 7 | Amend Bylaws in Order to Repeal Classified Board | | Mgmt | For | For | For |
|
|
|
| Retrophin Inc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RTRX | CUSIP 761299106 | | 05/09/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Martin Shkreli | | Mgmt | For | For | For |
| | 1.2 | Elect Stephen Aselage | | Mgmt | For | For | For |
| | 1.3 | Elect Steve Richardson | | Mgmt | For | For | For |
| | 1.4 | Elect Cornelius E. Golding | | Mgmt | For | For | For |
| | 1.5 | Elect Jeffrey Paley | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 3 Years | 1 Year | Against |
| | 4 | 2014 Incentive Compensation Plan | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Rightmove Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RMV | CINS G75657109 | | 05/07/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Remuneration Report (Advisory) | | Mgmt | For | For | For |
| | 3 | Remuneration Policy (Binding) | | Mgmt | For | For | For |
| | 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 5 | Appointment of Auditor | | Mgmt | For | For | For |
| | 6 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 7 | Elect Scott Forbes | | Mgmt | For | For | For |
| | 8 | Elect Nick McKittrick | | Mgmt | For | For | For |
| | 9 | Elect Peter Brooks-Johnson | | Mgmt | For | For | For |
| | 10 | Elect Robyn Perriss | | Mgmt | For | For | For |
| | 11 | Elect Jonathan Agnew | | Mgmt | For | For | For |
| | 12 | Elect Colin Kemp | | Mgmt | For | For | For |
| | 13 | Elect Ashley Martin | | Mgmt | For | For | For |
| | 14 | Elect Judy Vezmar | | Mgmt | For | For | For |
| | 15 | Elect Peter Williams | | Mgmt | For | For | For |
| | 16 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 17 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 18 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 19 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 20 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
| | 21 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| S&W Seed Co. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SANW | CUSIP 785135104 | | 12/10/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Glen D. Bornt | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Michael C. Culhane | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Michael M. Fleming | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Mark S. Grewal | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Mark J. Harvey | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Charles B. Seidler | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Ann M. Veneman | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Grover T. Wickersham | | Mgmt | For | Withhold | Against |
| | 2 | Amendment to the 2008 Equity Incentive Plan | | Mgmt | For | Against | Against |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
|
|
|
| SanDisk Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SNDK | CUSIP 80004C101 | | 06/19/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael E. Marks | | Mgmt | For | For | For |
| | 2 | Elect Irwin Federman | | Mgmt | For | For | For |
| | 3 | Elect Steven J. Gomo | | Mgmt | For | For | For |
| | 4 | Elect Eddy W. Hartenstein | | Mgmt | For | For | For |
| | 5 | Elect Chenming Hu | | Mgmt | For | For | For |
| | 6 | Elect Catherine P. Lego | | Mgmt | For | For | For |
| | 7 | Elect Sanjay Mehrotra | | Mgmt | For | For | For |
| | 8 | Elect D. Scott Mercer | | Mgmt | For | For | For |
| | 9 | Amendment to the 2005 Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Schlumberger N.V. (Schlumberger Limited) | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SLB | CUSIP 806857108 | | 04/09/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Peter L.S. Currie | | Mgmt | For | For | For |
| | 2 | Elect Tony Isaac | | Mgmt | For | For | For |
| | 3 | Elect K.V. Kamath | | Mgmt | For | For | For |
| | 4 | Elect Maureen Kempston Darkes | | Mgmt | For | For | For |
| | 5 | Elect Paal Kibsgaard | | Mgmt | For | For | For |
| | 6 | Elect Nikolay Kudryavtsev | | Mgmt | For | For | For |
| | 7 | Elect Michael E. Marks | | Mgmt | For | For | For |
| | 8 | Elect Lubna Olayan | | Mgmt | For | For | For |
| | 9 | Elect Leo Rafael Reif | | Mgmt | For | For | For |
| | 10 | Elect Tore I. Sandvold | | Mgmt | For | For | For |
| | 11 | Elect Henri Seydoux | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Approval of Financial Statements/Dividends | | Mgmt | For | For | For |
| | 14 | Appointment of Auditor | | Mgmt | For | For | For |
|
|
|
| Scorpio Tankers Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | STNG | CUSIP Y7542C106 | | 05/29/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Emanuele Lauro | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Ademaro Lanzara | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | Against | Against |
| | 3 | Increase of Authorized Common Stock | | Mgmt | For | Against | Against |
|
|
|
| Sealed Air Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SEE | CUSIP 81211K100 | | 05/22/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Hank Brown | | Mgmt | For | For | For |
| | 2 | Elect Michael Chu | | Mgmt | For | For | For |
| | 3 | Elect Lawrence R. Codey | | Mgmt | For | For | For |
| | 4 | Elect Patrick Duff | | Mgmt | For | For | For |
| | 5 | Elect Jacqueline B. Kosecoff | | Mgmt | For | For | For |
| | 6 | Elect Kenneth P. Manning | | Mgmt | For | For | For |
| | 7 | Elect William J. Marino | | Mgmt | For | For | For |
| | 8 | Elect Jerome A. Peribere | | Mgmt | For | For | For |
| | 9 | Elect Richard L. Wambold | | Mgmt | For | For | For |
| | 10 | Elect Jerry R. Whitaker | | Mgmt | For | For | For |
| | 11 | 2014 Omnibus Incentive Plan | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Sega Sammy Holdings | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 6460 | CINS J7028D104 | | 06/18/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Amendments to Articles | | Mgmt | For | For | For |
| | 3 | Elect Hajime Satomi | | Mgmt | For | For | For |
| | 4 | Elect Naoya Tsurumi | | Mgmt | For | For | For |
| | 5 | Elect Akira Sugano | | Mgmt | For | For | For |
| | 6 | Elect Haruki Satomi | | Mgmt | For | For | For |
| | 7 | Elect Shigeru Aoki | | Mgmt | For | For | For |
| | 8 | Elect Hideki Okamura | | Mgmt | For | For | For |
| | 9 | Elect Hisao Oguchi | | Mgmt | For | For | For |
| | 10 | Elect Yuji Iwanaga | | Mgmt | For | For | For |
| | 11 | Elect Takeshi Natsuno | | Mgmt | For | For | For |
| | 12 | Elect Yukito Sakaue as Statutory Auditor | | Mgmt | For | For | For |
| | 13 | Equity Compensation Plan for Directors | | Mgmt | For | For | For |
| | 14 | Equity Compensation Plan for Employees | | Mgmt | For | Against | Against |
|
|
|
| Siemens AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SIE | CINS D69671218 | | 01/28/2014 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Germany | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A |
| | 4 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A |
| | 5 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A |
| | 6 | Non-Voting Agenda Item | | N/A | N/A | TNA | N/A |
| | 7 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 8 | Ratification of Management Board Acts | | Mgmt | For | TNA | N/A |
| | 9 | Ratification of Supervisory Board Acts | | Mgmt | For | TNA | N/A |
| | 10 | Compensation Policy | | Mgmt | For | TNA | N/A |
| | 11 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 12 | Elect Jim Hagemann Snabe | | Mgmt | For | TNA | N/A |
| | 13 | Increase in Authorized Capital | | Mgmt | For | TNA | N/A |
| | 14 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | | Mgmt | For | TNA | N/A |
| | 15 | Cancellation of Conditional Share Capital | | Mgmt | For | TNA | N/A |
| | 16 | Amendments to Articles | | Mgmt | For | TNA | N/A |
|
|
|
| Spirit Airlines, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SAVE | CUSIP 848577102 | | 06/17/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect B. Ben Baldanza | | Mgmt | For | For | For |
| | 1.2 | Elect Robert L. Fornaro | | Mgmt | For | For | For |
| | 1.3 | Elect H. McIntyre Gardner | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Splunk Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SPLK | CUSIP 848637104 | | 06/10/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John G. Connors | | Mgmt | For | For | For |
| | 1.2 | Elect Patricia B. Morrison | | Mgmt | For | For | For |
| | 1.3 | Elect Nicholas G. Sturiale | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| SS&C Technologies Holdings Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SSNC | CUSIP 78467J100 | | 05/29/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Normand A. Boulanger | | Mgmt | For | For | For |
| | 1.2 | Elect David A. Varsano | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | 2014 Stock Option Plan | | Mgmt | For | Against | Against |
| | 4 | Executive Bonus Plan | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| St. Jude Medical, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | STJ | CUSIP 790849103 | | 05/01/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Richard R. Devenuti | | Mgmt | For | For | For |
| | 2 | Elect Stefan K. Widensohler | | Mgmt | For | For | For |
| | 3 | Elect Wendy L. Yarno | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Management Incentive Compensation Plan | | Mgmt | For | For | For |
| | 6 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Starbucks Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SBUX | CUSIP 855244109 | | 03/19/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Howard Schultz | | Mgmt | For | For | For |
| | 2 | Elect William W. Bradley | | Mgmt | For | For | For |
| | 3 | Elect Robert M. Gates | | Mgmt | For | For | For |
| | 4 | Elect Mellody Hobson | | Mgmt | For | For | For |
| | 5 | Elect Kevin R. Johnson | | Mgmt | For | For | For |
| | 6 | Elect Olden Lee | | Mgmt | For | For | For |
| | 7 | Elect Joshua C. Ramo | | Mgmt | For | For | For |
| | 8 | Elect James G. Shennan, Jr. | | Mgmt | For | For | For |
| | 9 | Elect Clara Shih | | Mgmt | For | For | For |
| | 10 | Elect Javier G. Teruel | | Mgmt | For | For | For |
| | 11 | Elect Myron E. Ullman III | | Mgmt | For | For | For |
| | 12 | Elect Craig E. Weatherup | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Prohibition of Political Spending | | ShrHoldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | Against | Against | For |
|
|
|
| Suncor Energy Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SU | CUSIP 867224107 | | 04/29/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Mel E. Benson | | Mgmt | For | For | For |
| | 1.2 | Elect Dominic D'Alessandro | | Mgmt | For | For | For |
| | 1.3 | Elect W. Douglas Ford | | Mgmt | For | For | For |
| | 1.4 | Elect John D. Gass | | Mgmt | For | For | For |
| | 1.5 | Elect Paul Haseldonckx | | Mgmt | For | For | For |
| | 1.6 | Elect John R. Huff | | Mgmt | For | For | For |
| | 1.7 | Elect Jacques Lamarre | | Mgmt | For | For | For |
| | 1.8 | Elect Maureen McCaw | | Mgmt | For | For | For |
| | 1.9 | Elect Michael W. O'Brien | | Mgmt | For | For | For |
| | 1.10 | Elect James W. Simpson | | Mgmt | For | For | For |
| | 1.11 | Elect Eira Thomas | | Mgmt | For | For | For |
| | 1.12 | Elect Steven W. Williams | | Mgmt | For | For | For |
| | 1.13 | Elect Michael M. Wilson | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Symrise AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SY1 | CINS D827A1108 | | 05/14/2014 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Germany | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | TNA | N/A |
| | 5 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 6 | Ratification of Management Board Acts | | Mgmt | For | TNA | N/A |
| | 7 | Ratification of Supervisory Board Acts | | Mgmt | For | TNA | N/A |
| | 8 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 9 | Amendment to Intra-company Control Agreement with TESIUM GmbH | | Mgmt | For | TNA | N/A |
| | 10 | Amendment to Intra-company Control Agreement with Symotion GmbH | | Mgmt | For | TNA | N/A |
| | 11 | Amendment to Intra-company Control Agreement with Symrise US-Beteiligungs GmbH | | Mgmt | For | TNA | N/A |
| | 12 | Amendment to Intra-company Control Agreement with Busiris Vermogensverwaltung GmbH | | Mgmt | For | TNA | N/A |
| | 13 | Remuneration Policy | | Mgmt | For | TNA | N/A |
|
|
|
| Tesla Motors Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TSLA | CUSIP 88160R101 | | 06/03/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Elon Musk | | Mgmt | For | For | For |
| | 1.2 | Elect Stephen T. Jurvetson | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 3 | Amendment to the 2010 Equity Incentive Plan | | Mgmt | For | Against | Against |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHoldr | Against | For | Against |
|
|
|
| The Bancorp, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TBBK | CUSIP 05969A105 | | 05/01/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Betsy Z. Cohen | | Mgmt | For | For | For |
| | 2 | Elect Daniel G. Cohen | | Mgmt | For | For | For |
| | 3 | Elect Walter T. Beach | | Mgmt | For | For | For |
| | 4 | Elect Michael J. Bradley | | Mgmt | For | For | For |
| | 5 | Elect John C. Chrystal | | Mgmt | For | For | For |
| | 6 | Elect Matthew Cohn | | Mgmt | For | For | For |
| | 7 | Elect Hersh Kozlov | | Mgmt | For | For | For |
| | 8 | Elect William H. Lamb | | Mgmt | For | For | For |
| | 9 | Elect Frank M. Mastrangelo | | Mgmt | For | For | For |
| | 10 | Elect James J. McEntee, III | | Mgmt | For | For | For |
| | 11 | Elect Mei-Mei Tuan | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Thermo Fisher Scientific Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TMO | CUSIP 883556102 | | 05/20/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Marc N. Casper | | Mgmt | For | For | For |
| | 2 | Elect Nelson J. Chai | | Mgmt | For | For | For |
| | 3 | Elect C. Martin Harris | | Mgmt | For | For | For |
| | 4 | Elect Tyler Jacks | | Mgmt | For | For | For |
| | 5 | Elect Judy C. Lewent | | Mgmt | For | For | For |
| | 6 | Elect Thomas J. Lynch | | Mgmt | For | For | For |
| | 7 | Elect Jim P. Manzi | | Mgmt | For | For | For |
| | 8 | Elect William G. Parrett | | Mgmt | For | For | For |
| | 9 | Elect Lars R. Sorenson | | Mgmt | For | For | For |
| | 10 | Elect Scott M. Sperling | | Mgmt | For | For | For |
| | 11 | Elect Elaine S. Ullian | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Tile Shop Holdings Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TTS | CUSIP 88677Q109 | | 07/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Peter J. Jacullo III | | Mgmt | For | For | For |
| | 1.2 | Elect Adam L. Suttin | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Approval of 2012 Omnibus Plan | | Mgmt | For | Against | Against |
| | 4 | Approval of Performance Goals for 2012 Omnibus Plan | | Mgmt | For | Against | Against |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
|
|
|
| TJX Companies, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TJX | CUSIP 872540109 | | 06/10/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Zein Abdalla | | Mgmt | For | For | For |
| | 2 | Elect Jose B. Alvarez | | Mgmt | For | For | For |
| | 3 | Elect Alan M. Bennett | | Mgmt | For | For | For |
| | 4 | Elect Bernard Cammarata | | Mgmt | For | For | For |
| | 5 | Elect David T. Ching | | Mgmt | For | For | For |
| | 6 | Elect Michael F. Hines | | Mgmt | For | For | For |
| | 7 | Elect Amy B. Lane | | Mgmt | For | For | For |
| | 8 | Elect Carol Meyrowitz | | Mgmt | For | For | For |
| | 9 | Elect John F. O'Brien | | Mgmt | For | For | For |
| | 10 | Elect Willow B. Shire | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Tornier N.V. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TRNX | CUSIP N87237108 | | 06/26/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Alain Tornier | | Mgmt | For | For | For |
| | 2 | Elect Elizabeth H. Weatherman | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Ratification of Statutory Auditor for Dutch Accounts | | Mgmt | For | For | For |
| | 6 | Adoption of Dutch Statutory Annual Accounts | | Mgmt | For | For | For |
| | 7 | Authority to Prepare the Dutch Statutory Annual Accounts and Annual Report in the English Language | | Mgmt | For | For | For |
| | 8 | Director & Officer Liability/Indemnification | | Mgmt | For | For | For |
| | 9 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 10 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 11 | Authority to Suppress Preemptive Rights | | Mgmt | For | For | For |
|
|
|
| TransEnterix, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TRXC | CUSIP 89366M201 | | 06/24/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Paul A. LaViolette | | Mgmt | For | For | For |
| | 1.2 | Elect Todd M. Pope | | Mgmt | For | For | For |
| | 1.3 | Elect Dennis J. Dougherty | | Mgmt | For | For | For |
| | 1.4 | Elect Jane H. Hsiao | | Mgmt | For | For | For |
| | 1.5 | Elect Aftab R. Kherani | | Mgmt | For | For | For |
| | 1.6 | Elect David B. Milne | | Mgmt | For | For | For |
| | 1.7 | Elect Richard C. Pfenniger, Jr. | | Mgmt | For | For | For |
| | 1.8 | Elect William N. Starling | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
|
|
|
| Trimas Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TRS | CUSIP 896215209 | | 05/08/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Richard M. Gabrys | | Mgmt | For | For | For |
| | 1.2 | Elect Eugene A. Miller | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| TrueBlue, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TBI | CUSIP 89785X101 | | 05/14/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Steven C. Cooper | | Mgmt | For | For | For |
| | 2 | Elect Thomas E. McChesney | | Mgmt | For | For | For |
| | 3 | Elect Gates McKibbin | | Mgmt | For | For | For |
| | 4 | Elect Jeffrey B. Sakaguchi | | Mgmt | For | For | For |
| | 5 | Elect Joseph P. Sambataro, Jr. | | Mgmt | For | For | For |
| | 6 | Elect Bonnie W. Soodik | | Mgmt | For | For | For |
| | 7 | Elect William W. Steele | | Mgmt | For | For | For |
| | 8 | Elect Craig E. Tall | | Mgmt | For | For | For |
| | 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| TRW Automotive Holdings Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TRW | CUSIP 87264S106 | | 05/13/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Francois J. Castaing | | Mgmt | For | For | For |
| | 1.2 | Elect Michael R. Gambrell | | Mgmt | For | For | For |
| | 1.3 | Elect David W. Meline | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
|
|
|
| Tumi Holdings Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TUMI | CUSIP 89969Q104 | | 05/16/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Joseph R. Gromek | | Mgmt | For | For | For |
| | 1.2 | Elect Michael J. Mardy | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Tyco International Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TYC | CUSIP H89128104 | | 03/05/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Ratification of Board Acts | | Mgmt | For | For | For |
| | 3 | Elect Edward D. Breen | | Mgmt | For | For | For |
| | 4 | Elect Herman E. Bulls | | Mgmt | For | For | For |
| | 5 | Elect Michael E. Daniels | | Mgmt | For | For | For |
| | 6 | Elect Frank M. Drendel | | Mgmt | For | For | For |
| | 7 | Elect Brian Duperreault | | Mgmt | For | For | For |
| | 8 | Elect Rajiv L. Gupta | | Mgmt | For | For | For |
| | 9 | Elect George R. Oliver | | Mgmt | For | For | For |
| | 10 | Elect Brendan R. O'Neill | | Mgmt | For | For | For |
| | 11 | Elect Jurgen Tinggren | | Mgmt | For | For | For |
| | 12 | Elect Sandra S. Wijnberg | | Mgmt | For | For | For |
| | 13 | Elect R. David Yost | | Mgmt | For | For | For |
| | 14 | Election of Chairman of the Board | | Mgmt | For | For | For |
| | 15 | Elect Rajiv L. Gupta | | Mgmt | For | For | For |
| | 16 | Elect Sandra S. Wijnberg | | Mgmt | For | For | For |
| | 17 | Elect R. David Yost | | Mgmt | For | For | For |
| | 18 | Appointment of Deloitte AG | | Mgmt | For | For | For |
| | 19 | Appointment of Deloitte and Touche | | Mgmt | For | For | For |
| | 20 | Appointment of PricewaterhouseCoopers AG as Special Auditor | | Mgmt | For | For | For |
| | 21 | Election Of Independent Proxy | | Mgmt | For | For | For |
| | 22 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 23 | Approval of Ordinary Cash Dividend | | Mgmt | For | For | For |
| | 24 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Ulta Salon, Cosmetics & Fragrance, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ULTA | CUSIP 90384S303 | | 06/05/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Mary N. Dillon | | Mgmt | For | For | For |
| | 1.2 | Elect Dennis K. Eck | | Mgmt | For | For | For |
| | 1.3 | Elect Charles J. Philippin | | Mgmt | For | For | For |
| | 1.4 | Elect Vanessa A. Wittman | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Union Pacific Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | UNP | CUSIP 907818108 | | 05/15/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Andrew H. Card, Jr. | | Mgmt | For | For | For |
| | 2 | Elect Erroll B. Davis, Jr. | | Mgmt | For | For | For |
| | 3 | Elect David B. Dillon | | Mgmt | For | For | For |
| | 4 | Elect Judith Richards Hope | | Mgmt | For | For | For |
| | 5 | Elect John J. Koraleski | | Mgmt | For | For | For |
| | 6 | Elect Charles C. Krulak | | Mgmt | For | For | For |
| | 7 | Elect Michael R. McCarthy | | Mgmt | For | For | For |
| | 8 | Elect Michael W. McConnell | | Mgmt | For | For | For |
| | 9 | Elect Thomas F. McLarty III | | Mgmt | For | For | For |
| | 10 | Elect Steven R. Rogel | | Mgmt | For | For | For |
| | 11 | Elect Jose H. Villarreal | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Increase of Authorized Common Stock | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHoldr | Against | Against | For |
|
|
|
| United Technologies Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | UTX | CUSIP 913017109 | | 04/28/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Louis Chenevert | | Mgmt | For | For | For |
| | 2 | Elect John V. Faraci | | Mgmt | For | For | For |
| | 3 | Elect Jean-Pierre Garnier | | Mgmt | For | For | For |
| | 4 | Elect Jamie S. Gorelick | | Mgmt | For | For | For |
| | 5 | Elect Edward A. Kangas | | Mgmt | For | For | For |
| | 6 | Elect Ellen J. Kullman | | Mgmt | For | For | For |
| | 7 | Elect Marshall O. Larsen | | Mgmt | For | For | For |
| | 8 | Elect Harold W. McGraw III | | Mgmt | For | For | For |
| | 9 | Elect Richard B. Myers | | Mgmt | For | For | For |
| | 10 | Elect H. Patrick Swygert | | Mgmt | For | For | For |
| | 11 | Elect Andre Villeneuve | | Mgmt | For | For | For |
| | 12 | Elect Christine Todd Whitman | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Amendment to the 2005 Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Verizon Communications Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | VZ | CUSIP 92343V104 | | 05/01/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Shellye L. Archambeau | | Mgmt | For | For | For |
| | 2 | Elect Richard L. Carrion | | Mgmt | For | For | For |
| | 3 | Elect Melanie L. Healey | | Mgmt | For | For | For |
| | 4 | Elect M. Frances Keeth | | Mgmt | For | For | For |
| | 5 | Elect Robert W. Lane | | Mgmt | For | For | For |
| | 6 | Elect Lowell C. McAdam | | Mgmt | For | For | For |
| | 7 | Elect Donald T. Nicolaisen | | Mgmt | For | For | For |
| | 8 | Elect Clarence Otis, Jr. | | Mgmt | For | For | For |
| | 9 | Elect Rodney E. Slater | | Mgmt | For | For | For |
| | 10 | Elect Kathryn A. Tesija | | Mgmt | For | For | For |
| | 11 | Elect Gregory D. Wasson | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Adoption of Proxy Access | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Network Neutrality | | ShrHoldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Approval of Severance Agreements | | ShrHoldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHoldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | Against | Against | For |
| | 20 | Shareholder Proposal Regarding Counting Shareholder Votes | | ShrHoldr | Against | Against | For |
|
|
|
| Vertex Pharmaceuticals Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | VRTX | CUSIP 92532F100 | | 05/07/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Margaret G. McGlynn | | Mgmt | For | For | For |
| | 1.2 | Elect Wayne J. Riley | | Mgmt | For | For | For |
| | 1.3 | Elect William D. Young | | Mgmt | For | For | For |
| | 2 | Amendment to the 2013 Stock and Option Plan | | Mgmt | For | Against | Against |
| | 3 | Ratification of Auditor | | Mgmt | For | Against | Against |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
|
|
|
| Visa Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | V | CUSIP 92826C839 | | 01/29/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Mary B. Cranston | | Mgmt | For | For | For |
| | 2 | Elect Francisco Javier Fernandez Carbajal | | Mgmt | For | For | For |
| | 3 | Elect Alfred F. Kelly, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Robert W. Matschullat | | Mgmt | For | For | For |
| | 5 | Elect Cathy E. Minehan | | Mgmt | For | For | For |
| | 6 | Elect Suzanne Nora Johnson | | Mgmt | For | For | For |
| | 7 | Elect David J. PANG | | Mgmt | For | For | For |
| | 8 | Elect Charles W. Scharf | | Mgmt | For | For | For |
| | 9 | Elect William S. Shanahan | | Mgmt | For | For | For |
| | 10 | Elect John A.C. Swainson | | Mgmt | For | For | For |
| | 11 | Elect Maynard G. Webb, Jr. | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Wesco International, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WCC | CUSIP 95082P105 | | 05/29/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John K. Morgan | | Mgmt | For | For | For |
| | 1.2 | Elect James L. Singleton | | Mgmt | For | For | For |
| | 1.3 | Elect Bobby J. Griffin | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Westinghouse Air Brake Technologies Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WAB | CUSIP 929740108 | | 05/14/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Emilio A. Fernandez | | Mgmt | For | For | For |
| | 1.2 | Elect Lee B. Foster II | | Mgmt | For | For | For |
| | 1.3 | Elect Gary C. Valade | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Whirlpool Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WHR | CUSIP 963320106 | | 04/15/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Samuel R. Allen | | Mgmt | For | For | For |
| | 2 | Elect Gary T. DiCamillo | | Mgmt | For | For | For |
| | 3 | Elect Diane M. Dietz | | Mgmt | For | For | For |
| | 4 | Elect Geraldine T. Elliott | | Mgmt | For | For | For |
| | 5 | Elect Jeff M. Fettig | | Mgmt | For | For | For |
| | 6 | Elect Michael F. Johnston | | Mgmt | For | For | For |
| | 7 | Elect William T. Kerr | | Mgmt | For | For | For |
| | 8 | Elect John D. Liu | | Mgmt | For | For | For |
| | 9 | Elect Harish M. Manwani | | Mgmt | For | For | For |
| | 10 | Elect William D. Perez | | Mgmt | For | For | For |
| | 11 | Elect Michael A. Todman | | Mgmt | For | For | For |
| | 12 | Elect Michael D. White | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | 2014 Executive Performance Plan | | Mgmt | For | For | For |
|
|
|
| Wyndham Worldwide Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WYN | CUSIP 98310W108 | | 05/15/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect James E. Buckman | | Mgmt | For | For | For |
| | 1.2 | Elect George Herrera | | Mgmt | For | For | For |
| | 1.3 | Elect Brian Mulroney | | Mgmt | For | For | For |
| | 1.4 | Elect Michael H. Wargotz | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Amendment to the 2006 Equity and Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Xilinx, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | XLNX | CUSIP 983919101 | | 08/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Philip T. Gianos | | Mgmt | For | For | For |
| | 2 | Elect Moshe N. Gavrielov | | Mgmt | For | For | For |
| | 3 | Elect John L. Doyle | | Mgmt | For | For | For |
| | 4 | Elect William G. Howard, Jr. | | Mgmt | For | For | For |
| | 5 | Elect J. Michael Patterson | | Mgmt | For | For | For |
| | 6 | Elect Albert A. Pimentel | | Mgmt | For | For | For |
| | 7 | Elect Marshall C. Turner, Jr. | | Mgmt | For | For | For |
| | 8 | Elect Elizabeth W. Vanderslice | | Mgmt | For | For | For |
| | 9 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | | Mgmt | For | For | For |
| | 10 | First Amendment to the 2007 Equity Incentive Plan | | Mgmt | For | For | For |
| | 11 | Second Amendment to the 2007 Equity Incentive Plan | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Yahoo! Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | YHOO | CUSIP 984332106 | | 06/25/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect David Filo | | Mgmt | For | For | For |
| | 2 | Elect Susan M. James | | Mgmt | For | For | For |
| | 3 | Elect Max R. Levchin | | Mgmt | For | For | For |
| | 4 | Elect Marissa A. Mayer | | Mgmt | For | For | For |
| | 5 | Elect Thomas J. McInerney | | Mgmt | For | For | For |
| | 6 | Elect Charles R. Schwab | | Mgmt | For | For | For |
| | 7 | Elect H. Lee Scott, Jr. | | Mgmt | For | For | For |
| | 8 | Elect Jane E. Shaw | | Mgmt | For | For | For |
| | 9 | Elect Maynard G. Webb, Jr. | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 11 | Amendment to the Stock Plan | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Right to Call a Special Meeting | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Formation of a Human Rights Committee | | ShrHoldr | Against | Against | For |
| | 15 | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHoldr | Against | Against | For |
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| Zalando GmbH | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | | CUSIP PVTT9BX109 | | 10/9/14 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Consent | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Consent to sell approximately EUR $32.5MM to existing shareholders | | Mgmt | For | For | For |
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| Zalando GmbH | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | | CUSIP PVTT9BX109 | | 10/29/14 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Consent | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Certain amendments to the regulations of the Shareholders' Agreement relating to the call options granted to managing directors and employees of Zalando | | Mgmt | For | For | For |
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| Zalando GmbH | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | | CUSIP PVTT9BX109 | | 11/14/13 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Consent | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | New reverse factoring agreements: Nordea and BNP Paribas, both of which grant a credit facility for the financing of invoices from suppliers | | Mgmt | For | For | For |
| | 2 | Increase lease guarantee credit line provided by R & V Allgemine Versicherung | | Mgmt | For | For | For |
| | 3 | The business address of subsidiary Zalando Content Creation GmbH & Co. KG will be changed | | Mgmt | For | For | For |
| | 4 | Apppoint a second managing director for the newly founded oulet subsidiaries zOutler Berlin GmbH & zOutlet Frankfurt GmbH | | Mgmt | For | For | For |
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|
| Zalando GmbH | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | | CUSIP PVTT9BX109 | | 11/18/14 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Consent | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Conversion of the existing GmbH (German limited partnership) into an AG (German stock corporation) | | Mgmt | For | For | For |
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| Zalando GmbH | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | | CUSIP PVTT9BX109 | | 12/6/13 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Consent | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Adoption of aconversion resolution by shareholders adopting articles of association | | Mgmt | For | For | For |
| | 2 | Approval of a founders report and related actions taken in connection with the conversion | | Mgmt | For | For | For |
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| Zalando GmbH | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | | CUSIP PVTT9BX109 | | 2/10/14 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect two new members to the supervisory board to fill vacancies caused by resignations | | Mgmt | For | For | For |
| | 2 | Approve an amendment to pay the chair of the audit committee an annual compensation of EUR 40,000 | | Mgmt | For | For | For |
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|
| Zalando GmbH | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | | CUSIP PVTT9BX109 | | 4/7/14 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Consent | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Approve 1:1 share split/capital adjustment | | Mgmt | For | For | For |
| | 2 | Approval of the adoption of a new stock option plan amounting to apx 2.8% dilution | | Mgmt | For | For | For |
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| Zalando GmbH | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | | CUSIP PVTT9BX109 | | 5/24/14 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Transformation into a European stock corporation (SE, Societas Europea) | | Mgmt | For | For | For |
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| ZELTIQ Aesthetics, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ZLTQ | CUSIP 98933Q108 | | 05/30/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Mark J. Foley | | Mgmt | For | For | For |
| | 1.2 | Elect Kevin C. O'Boyle | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
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| Zimmer Holdings, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ZMH | CUSIP 98956P102 | | 05/06/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Christopher B. Begley | | Mgmt | For | For | For |
| | 2 | Elect Betsy J. Bernard | | Mgmt | For | For | For |
| | 3 | Elect Paul M. Bisaro | | Mgmt | For | For | For |
| | 4 | Elect Gail K. Boudreaux | | Mgmt | For | For | For |
| | 5 | Elect David C. Dvorak | | Mgmt | For | For | For |
| | 6 | Elect Larry C. Glasscock | | Mgmt | For | For | For |
| | 7 | Elect Robert A. Hagemann | | Mgmt | For | For | For |
| | 8 | Elect Arthur J. Higgins | | Mgmt | For | For | For |
| | 9 | Elect Cecil B. Pickett | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| |
