UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-6128 | ||||||||
Name of Registrant: | Putnam Multi-Cap Growth Fund | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
Putnam Multi-Cap Growth Fund | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | Bryan Chegwidden, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
1211 Avenue of the Americas | |||||||||
New York, New York 10036 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | 6/30/14 | ||||||||
Date of reporting period: | 07/01/2013 - 06/30/2014 |
Registrant : | Putnam Multi-Cap Growth Fund | |||||||
Fund Name : | Putnam Multi-Cap Growth Fund | |||||||
Date of fiscal year end: | 06/30/2014 | |||||||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||
1.2 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
1.3 | Elect Frederick H. Waddell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP 00507K103 | 09/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account to Create Distributable Reserves | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
2 | Elect James H. Bloem | Mgmt | For | For | For | |||
3 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
4 | Elect Tamar D. Howson | Mgmt | For | For | For | |||
5 | Elect John A. King | Mgmt | For | For | For | |||
6 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
7 | Elect Jiri Michal | Mgmt | For | For | For | |||
8 | Elect Sigurdur Olafsson | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
11 | Elect Andrew L. Turner | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger with Forest Laboratories, Inc. | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Aegerion Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEGR | CUSIP 00767E102 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sol J. Barer | Mgmt | For | Withhold | Against | |||
1.2 | Elect Antonio M. Gotto, Jr. | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Agrium Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGU | CUSIP 008916108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David C. Everitt | Mgmt | For | For | For | |||
1.2 | Elect Russell K. Girling | Mgmt | For | For | For | |||
1.3 | Elect Susan A. Henry | Mgmt | For | For | For | |||
1.4 | Elect Russell J. Horner | Mgmt | For | For | For | |||
1.5 | Elect David J. Lesar | Mgmt | For | For | For | |||
1.6 | Elect John E. Lowe | Mgmt | For | For | For | |||
1.7 | Elect Charles V. Magro | Mgmt | For | For | For | |||
1.8 | Elect A. Anne McLellan | Mgmt | For | For | For | |||
1.9 | Elect Derek G. Pannell | Mgmt | For | For | For | |||
1.10 | Elect Mayo M. Schmidt | Mgmt | For | For | For | |||
1.11 | Elect Victor J. Zaleschuk | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Bundled Amendments to Bylaws | Mgmt | For | For | For | |||
5 | Advance Notice Policy | Mgmt | For | For | For | |||
6 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
Align Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALGN | CUSIP 016255101 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph Lacob | Mgmt | For | For | For | |||
2 | Elect C. Raymond Larkin, Jr. | Mgmt | For | For | For | |||
3 | Elect George J. Morrow | Mgmt | For | For | For | |||
4 | Elect David C. Nagel | Mgmt | For | For | For | |||
5 | Elect Thomas M. Prescott | Mgmt | For | For | For | |||
6 | Elect Andrea L. Saia | Mgmt | For | For | For | |||
7 | Elect Greg J. Santora | Mgmt | For | For | For | |||
8 | Elect Warren S. Thaler | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Alkermes plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALKS | CUSIP G01767105 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul J. Mitchell | Mgmt | For | For | For | |||
2 | Elect Richard F. Pops | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Authorization to Hold the 2015 Annual Meeting Outside of Ireland | Mgmt | For | For | For | |||
5 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Amendment to the 2011 Stock Option and Incentive Plan | Mgmt | For | Against | Against | |||
Allegion plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLE | CUSIP G0176J109 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Chesser | Mgmt | For | For | For | |||
2 | Elect Carla Cico | Mgmt | For | For | For | |||
3 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
4 | Elect David D. Petratis | Mgmt | For | For | For | |||
5 | Elect Dean I. Schaffer | Mgmt | For | For | For | |||
6 | Elect Martin E. Welch III | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Allergan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP 018490102 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E.I. Pyott | Mgmt | For | Against | Against | |||
2 | Elect Michael R. Gallagher | Mgmt | For | Against | Against | |||
3 | Elect Deborah Dunsire | Mgmt | For | Against | Against | |||
4 | Elect Trevor M. Jones | Mgmt | For | Against | Against | |||
5 | Elect Louis J. Lavigne, Jr. | Mgmt | For | Against | Against | |||
6 | Elect Peter J. McDonnell | Mgmt | For | Against | Against | |||
7 | Elect Timothy D. Proctor | Mgmt | For | Against | Against | |||
8 | Elect Russell T. Ray | Mgmt | For | Against | Against | |||
9 | Elect Henri A. Termeer | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to Certificate of Incorporation Allowing Action by Written Consent | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
Altisource Residential Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RESI | CUSIP 02153W100 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William C. Erbey | Mgmt | For | For | For | |||
1.2 | Elect Michael A. Eruzione | Mgmt | For | For | For | |||
1.3 | Elect Robert J. Fitzpatrick | Mgmt | For | For | For | |||
1.4 | Elect James H. Mullen, Jr. | Mgmt | For | For | For | |||
1.5 | Elect David B. Reiner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William B. Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
6 | Elect Alain Monie | Mgmt | For | For | For | |||
7 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
American Express Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXP | CUSIP 025816109 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
2 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
4 | Elect Peter Chernin | Mgmt | For | For | For | |||
5 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
6 | Elect Theodore J. Leonsis | Mgmt | For | For | For | |||
7 | Elect Richard C. Levin | Mgmt | For | For | For | |||
8 | Elect Richard A. McGinn | Mgmt | For | For | For | |||
9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
10 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
11 | Elect Daniel L. Vasella | Mgmt | For | For | For | |||
12 | Elect Robert D. Walter | Mgmt | For | For | For | |||
13 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Privacy and Data Security | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert H. Benmosche | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
4 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Arthur C. Martinez | Mgmt | For | For | For | |||
8 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
9 | Elect Henry S. Miller | Mgmt | For | For | For | |||
10 | Elect Robert S. Miller | Mgmt | For | For | For | |||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
12 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
13 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
14 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Restatement of Protective Amendment to the Certificate of Incorporation | Mgmt | For | For | For | |||
17 | Ratification of the Tax Asset Protection Plan | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Ronald M. Dykes | Mgmt | For | For | For | |||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
AMETEK, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AME | CUSIP 031100100 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony J. Conti | Mgmt | For | For | For | |||
1.2 | Elect Frank S. Hermance | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
5 | Elect Richard L. George | Mgmt | For | For | For | |||
6 | Elect Charles W. Goodyear | Mgmt | For | For | For | |||
7 | Elect John R. Gordon | Mgmt | For | For | For | |||
8 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
9 | Elect R. A. Walker | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHoldr | Against | Against | For | |||
Anixter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXE | CUSIP 035290105 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Blyth | Mgmt | For | For | For | |||
2 | Elect Frederic F. Brace | Mgmt | For | For | For | |||
3 | Elect Linda Walker Bynoe | Mgmt | For | For | For | |||
4 | Elect Robert J. Eck | Mgmt | For | For | For | |||
5 | Elect Robert W. Grubbs, Jr. | Mgmt | For | For | For | |||
6 | Elect F. Philip Handy | Mgmt | For | For | For | |||
7 | Elect Melvyn N. Klein | Mgmt | For | For | For | |||
8 | Elect George Munoz | Mgmt | For | For | For | |||
9 | Elect Stuart M. Sloan | Mgmt | For | For | For | |||
10 | Elect Matthew M. Zell | Mgmt | For | For | For | |||
11 | Elect Samuel Zell | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2014 Management Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | |||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | |||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | |||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
2 | Technical Amendment to Articles | Mgmt | For | For | For | |||
3 | Eliminate Blank Check Authority to Issue Preferred Stock | Mgmt | For | For | For | |||
4 | Establish a Par Value for the Company's Common Stock of $0.00001 Per Share | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | 2014 Employee Stock Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Sustainability-Related Trade Association Memberships | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Share Buybacks | ShrHoldr | N/A | Abstain | N/A | |||
11 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
2 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
3 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
4 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
5 | Elect Susan M. James | Mgmt | For | For | For | |||
6 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
7 | Elect Gerhard H. Parker | Mgmt | For | For | For | |||
8 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
9 | Elect Willem P. Roelandts | Mgmt | For | For | For | |||
10 | Elect James E. Rogers | Mgmt | For | For | For | |||
11 | Elect Michael R. Splinter | Mgmt | For | For | For | |||
12 | Elect Robert H. Swan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CUSIP 046353108 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect D. Bruce Burlington | Mgmt | For | For | For | |||
10 | Elect Ann Cairns | Mgmt | For | For | For | |||
11 | Elect Graham Chipchase | Mgmt | For | For | For | |||
12 | Elect Jean-Philippe Courtois | Mgmt | For | Against | Against | |||
13 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
14 | Elect Nancy Rothwell | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect John S. Varley | Mgmt | For | For | For | |||
17 | Elect Marcus Wallenberg | Mgmt | For | Against | Against | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
25 | Performance Share Plan | Mgmt | For | For | For | |||
Astronics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATRO | CUSIP 046433207 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raymond W. Boushie | Mgmt | For | Withhold | Against | |||
1.2 | Elect Robert T. Brady | Mgmt | For | Withhold | Against | |||
1.3 | Elect John B. Drenning | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter J. Gundermann | Mgmt | For | Withhold | Against | |||
1.5 | Elect Kevin T. Keane | Mgmt | For | Withhold | Against | |||
1.6 | Elect Robert J. McKenna | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
AtriCure, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATRC | CUSIP 04963C209 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael H. Carrel | Mgmt | For | For | For | |||
1.2 | Elect Mark A. Collar | Mgmt | For | For | For | |||
1.3 | Elect Scott W. Drake | Mgmt | For | For | For | |||
1.4 | Elect Michael D. Hooven | Mgmt | For | For | For | |||
1.5 | Elect Richard M. Johnston | Mgmt | For | For | For | |||
1.6 | Elect Elizabeth D. Krell | Mgmt | For | For | For | |||
1.7 | Elect Mark R. Lanning | Mgmt | For | For | For | |||
1.8 | Elect Karen P. Robards | Mgmt | For | For | For | |||
1.9 | Elect Robert S. White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2014 Stock Incentive Plan | Mgmt | For | Against | Against | |||
Auxilium Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AUXL | CUSIP 05334D107 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rolf A. Classon | Mgmt | For | For | For | |||
1.2 | Elect Adrian Adams | Mgmt | For | For | For | |||
1.3 | Elect Peter C. Brandt | Mgmt | For | For | For | |||
1.4 | Elect Oliver S. Fetzer | Mgmt | For | For | For | |||
1.5 | Elect Paul A. Friedman | Mgmt | For | For | For | |||
1.6 | Elect Nancy S. Lurker | Mgmt | For | For | For | |||
1.7 | Elect William T. McKee | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
5 | Amendment to 2004 Equity Compensation Plan | Mgmt | For | Against | Against | |||
Axiall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXLL | CUSIP 05463D100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul D. Carrico | Mgmt | For | For | For | |||
2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
3 | Elect Patrick J. Fleming | Mgmt | For | For | For | |||
4 | Elect Robert M. Gervis | Mgmt | For | For | For | |||
5 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
6 | Elect Michael H. McGarry | Mgmt | For | For | For | |||
7 | Elect William L. Mansfield | Mgmt | For | For | For | |||
8 | Elect Mark L. Noetzel | Mgmt | For | For | For | |||
9 | Elect Robert Ripp | Mgmt | For | For | For | |||
10 | Elect David N. Weinstein | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Charles K. Gifford | Mgmt | For | For | For | |||
8 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
9 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
10 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
11 | Elect Thomas J. May | Mgmt | For | For | For | |||
12 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
13 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
14 | Elect Clayton S. Rose | Mgmt | For | For | For | |||
15 | Elect R. David Yost | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Amendment to Series T Preferred Stock | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Lending Portfolio Exposure To Climate Change Risk | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wayne T. Hockmeyer | Mgmt | For | For | For | |||
2 | Elect Robert L. Parkinson, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | |||
4 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
BE Aerospace, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BEAV | CUSIP 073302101 | 07/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael F. Senft | Mgmt | For | For | For | |||
1.2 | Elect John T. Whates | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Beam Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BEAM | CUSIP 073730103 | 03/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Bigfoot GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP | 12/23/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of shares by Marshall Wace | Mgmt | For | For | For | |||
Bigfoot GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP | 5/26/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Distributation (transfer) of some of its shares in BigFoot GmbH (the company) to its direct shareholders, Emesco AB (Kinnevik) and Access Industries | Mgmt | For | For | For | |||
Biogen Idec, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Caroline Dorsa | Mgmt | For | For | For | |||
2 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
3 | Elect George A. Scangos | Mgmt | For | For | For | |||
4 | Elect Lynn Schenk | Mgmt | For | For | For | |||
5 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
6 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
7 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
8 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
9 | Elect Brian S. Posner | Mgmt | For | For | For | |||
10 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
11 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Biomarin Pharmaceutical Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMRN | CUSIP 09061G101 | 06/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | |||
1.2 | Elect Michael Grey | Mgmt | For | For | For | |||
1.3 | Elect Elaine J. Heron | Mgmt | For | For | For | |||
1.4 | Elect Pierre Lapalme | Mgmt | For | For | For | |||
1.5 | Elect V. Bryan Lawlis | Mgmt | For | For | For | |||
1.6 | Elect Richard A. Meier | Mgmt | For | For | For | |||
1.7 | Elect Alan J. Lewis | Mgmt | For | For | For | |||
1.8 | Elect William D. Young | Mgmt | For | For | For | |||
1.9 | Elect Kenneth M. Bate | Mgmt | For | For | For | |||
1.10 | Elect Dennis J. Slamon | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Bloomin' Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLMN | CUSIP 094235108 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James R. Craigie | Mgmt | For | Withhold | Against | |||
1.2 | Elect Mindy Grossman | Mgmt | For | Withhold | Against | |||
1.3 | Elect Mark E. Nunnelly | Mgmt | For | Withhold | Against | |||
1.4 | Elect Chris T. Sullivan | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bright Horizons Family Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BFAM | CUSIP 109194100 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Humphrey | Mgmt | For | Withhold | Against | |||
1.2 | Elect Sara Lawrence-Lightfoot | Mgmt | For | Withhold | Against | |||
1.3 | Elect David H. Lissy | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Lewis B. Campbell | Mgmt | For | For | For | |||
3 | Elect James M. Cornelius | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
1.3 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
1.4 | Elect Robert C. Hinckley | Mgmt | For | For | For | |||
1.5 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
1.6 | Elect David C. Merritt | Mgmt | For | For | For | |||
1.7 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
1.8 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Catamaran Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTRX | CUSIP 148887102 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
2 | Elect Peter J. Bensen | Mgmt | For | For | For | |||
3 | Elect Steven Cosler | Mgmt | For | For | For | |||
4 | Elect William J. Davis | Mgmt | For | For | For | |||
5 | Elect Steven B. Epstein | Mgmt | For | For | For | |||
6 | Elect Betsy D. Holden | Mgmt | For | For | For | |||
7 | Elect Karen L. Katen | Mgmt | For | For | For | |||
8 | Elect Harry M. Kraemer | Mgmt | For | For | For | |||
9 | Elect Anthony Masso | Mgmt | For | For | For | |||
10 | Amendment to Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
CBOE Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBOE | CUSIP 12503M108 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William J. Brodsky | Mgmt | For | For | For | |||
1.2 | Elect James R. Boris | Mgmt | For | For | For | |||
1.3 | Elect Frank E. English Jr. | Mgmt | For | For | For | |||
1.4 | Elect Edward J. Fitzpatrick | Mgmt | For | For | For | |||
1.5 | Elect Janet P. Froetscher | Mgmt | For | For | For | |||
1.6 | Elect Jill R. Goodman | Mgmt | For | For | For | |||
1.7 | Elect R. Eden Martin | Mgmt | For | For | For | |||
1.8 | Elect Roderick A. Palmore | Mgmt | For | For | For | |||
1.9 | Elect Susan M. Phillips | Mgmt | For | For | For | |||
1.10 | Elect Samuel K. Skinner | Mgmt | For | For | For | |||
1.11 | Elect Carole E. Stone | Mgmt | For | For | For | |||
1.12 | Elect Eugene S. Sunshine | Mgmt | For | For | For | |||
1.13 | Elect Edward T. Tilly | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
CBRE Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBG | CUSIP 12504L109 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Blum | Mgmt | For | For | For | |||
1.2 | Elect Brandon B. Boze | Mgmt | For | For | For | |||
1.3 | Elect Curtis F. Feeny | Mgmt | For | For | For | |||
1.4 | Elect Bradford M. Freeman | Mgmt | For | For | For | |||
1.5 | Elect Michael Kantor | Mgmt | For | For | For | |||
1.6 | Elect Frederic V. Malek | Mgmt | For | For | For | |||
1.7 | Elect Robert E. Sulentic | Mgmt | For | For | For | |||
1.8 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
1.9 | Elect Gary L. Wilson | Mgmt | For | For | For | |||
1.10 | Elect Ray Wirta | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard W. Barker | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael D. Casey | Mgmt | For | Withhold | Against | |||
1.4 | Elect Carrie S. Cox | Mgmt | For | Withhold | Against | |||
1.5 | Elect Rodman L. Drake | Mgmt | For | Withhold | Against | |||
1.6 | Elect Michael A. Friedman | Mgmt | For | Withhold | Against | |||
1.7 | Elect Gilla Kaplan | Mgmt | For | Withhold | Against | |||
1.8 | Elect James J. Loughlin | Mgmt | For | Withhold | Against | |||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
2 | Elect Stephen T. McLin | Mgmt | For | For | For | |||
3 | Elect Roger O. Walther | Mgmt | For | For | For | |||
4 | Elect Robert N. Wilson | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal: Accelerated vesting upon change in control | ShrHoldr | Against | Against | For | |||
Chemtura Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHMT | CUSIP 163893209 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
2 | Elect Timothy J. Bernlohr | Mgmt | For | For | For | |||
3 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
4 | Elect James W. Crownover | Mgmt | For | For | For | |||
5 | Elect Robert A. Dover | Mgmt | For | For | For | |||
6 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
7 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
8 | Elect John K. Wulff | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
10 | Approval of the Senior Executive Bonus Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Cheniere Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHEX | CUSIP 16411R208 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charif Souki | Mgmt | For | Against | Against | |||
2 | Elect Vicky A. Bailey | Mgmt | For | Against | Against | |||
3 | Elect G. Andrea Botta | Mgmt | For | Against | Against | |||
4 | Elect Keith F. Carney | Mgmt | For | Against | Against | |||
5 | Elect David I. Foley | Mgmt | For | Against | Against | |||
6 | Elect Randy A. Foutch | Mgmt | For | Against | Against | |||
7 | Elect David B. Kilpatrick | Mgmt | For | Against | Against | |||
8 | Elect Donald F. Robillard, Jr. | Mgmt | For | Against | Against | |||
9 | Elect Neal A. Shear | Mgmt | For | Against | Against | |||
10 | Elect Heather R. Zichal | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | 2014 - 2018 Long Term Incentive Plan | Mgmt | For | Against | Against | |||
13 | Amendment to the 2011 Incentive Plan | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect Marc Benioff | Mgmt | For | For | For | |||
3 | Elect Gregory Q. Brown | Mgmt | For | For | For | |||
4 | Elect M. Michele Burns | Mgmt | For | For | For | |||
5 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
6 | Elect John T. Chambers | Mgmt | For | For | For | |||
7 | Elect Brian L. Halla | Mgmt | For | For | For | |||
8 | Elect John L. Hennessy | Mgmt | For | For | For | |||
9 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
10 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
11 | Elect Arun Sarin | Mgmt | For | For | For | |||
12 | Elect Steven M. West | Mgmt | For | For | For | |||
13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Advice Contest | ShrHoldr | Against | Against | For | |||
CME Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Terrence A. Duffy | Mgmt | For | Against | Against | |||
2 | Elect Phupinder S. Gill | Mgmt | For | Against | Against | |||
3 | Elect Timothy S. Bitsberger | Mgmt | For | Against | Against | |||
4 | Elect Charles P. Carey | Mgmt | For | Against | Against | |||
5 | Elect Dennis H. Chookaszian | Mgmt | For | Against | Against | |||
6 | Elect Martin J. Gepsman | Mgmt | For | Against | Against | |||
7 | Elect Larry G. Gerdes | Mgmt | For | Against | Against | |||
8 | Elect Daniel R. Glickman | Mgmt | For | Against | Against | |||
9 | Elect J. Dennis Hastert | Mgmt | For | Against | Against | |||
10 | Elect Leo Melamed | Mgmt | For | Against | Against | |||
11 | Elect William P. Miller II | Mgmt | For | Against | Against | |||
12 | Elect James E. Oliff | Mgmt | For | Against | Against | |||
13 | Elect Edemir Pinto | Mgmt | For | Against | Against | |||
14 | Elect Alex J. Pollock | Mgmt | For | Against | Against | |||
15 | Elect John F. Sandner | Mgmt | For | Against | Against | |||
16 | Elect Terry L. Savage | Mgmt | For | Against | Against | |||
17 | Elect William R. Shepard | Mgmt | For | Against | Against | |||
18 | Elect Dennis A. Suskind | Mgmt | For | Against | Against | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
21 | Amendment to the 2005 Director Stock Plan | Mgmt | For | For | For | |||
22 | Amendment to the Incentive Plan for Named Executive Officers | Mgmt | For | For | For | |||
23 | Modification to Director Election Rights of Class B Shareholders | Mgmt | For | For | For | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jan Bennink | Mgmt | For | For | For | |||
2 | Elect John F. Brock | Mgmt | For | For | For | |||
3 | Elect Calvin Darden | Mgmt | For | For | For | |||
4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | |||
6 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | |||
8 | Elect Veronique Morali | Mgmt | For | For | For | |||
9 | Elect Andrea L. Saia | Mgmt | For | For | For | |||
10 | Elect Garry Watts | Mgmt | For | For | For | |||
11 | Elect Curtis R. Welling | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Cognizant Technology Solutions Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTSH | CUSIP 192446102 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Patsalos-Fox | Mgmt | For | For | For | |||
2 | Elect Robert E. Weissman | Mgmt | For | For | For | |||
3 | Amendment to the 2009 Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N200 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.4 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.5 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Ralph J. Roberts | Mgmt | For | For | For | |||
1.11 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Barram | Mgmt | For | For | For | |||
2 | Elect Erik Brynjolfsson | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Judith R. Haberkorn | Mgmt | For | For | For | |||
5 | Elect Nancy Killefer | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Chong Sup Park | Mgmt | For | For | For | |||
9 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2010 Non-Employee Director Incentive Plan | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Constellium NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTM | CUSIP N22035104 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Accounts and Reports in English | Mgmt | For | For | For | |||
2 | Amendment to Management Equity Plan | Mgmt | For | For | For | |||
3 | Non-Executive Directors' Fees | Mgmt | For | For | For | |||
4 | Amendment to Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Ratification of Executive Board Members Acts | Mgmt | For | For | For | |||
7 | Ratification of Non-Executive Board Members Acts | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Elect Philippe Guillemot | Mgmt | For | Against | Against | |||
10 | Elect Werner G.P. Paschke | Mgmt | For | Against | Against | |||
11 | Elect Michiel Brandjes | Mgmt | For | Against | Against | |||
12 | Elect Lori A. Walker | Mgmt | For | Against | Against | |||
13 | Elect Peter F. Hartman | Mgmt | For | Against | Against | |||
14 | Elect John Ormerod | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Cancellation of Preference Shares | Mgmt | For | For | For | |||
17 | Amendments to Articles (Preference Shares) | Mgmt | For | For | For | |||
18 | Amendments to Article 16 (Board Practices) | Mgmt | For | For | For | |||
19 | Amendments to Article 22 (Profit Allocation) | Mgmt | For | For | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.2 | Elect Richard M. Libenson | Mgmt | For | For | For | |||
1.3 | Elect John W. Meisenbach | Mgmt | For | For | For | |||
1.4 | Elect Charles T. Munger | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
5 | Repeal of Classified Board | Mgmt | Abstain | For | Against | |||
Cubist Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBST | CUSIP 229678107 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
2 | Elect Jane Henney | Mgmt | For | For | For | |||
3 | Elect Leon Moulder, Jr. | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
6 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
CVS Caremark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. David Brown II | Mgmt | For | For | For | |||
2 | Elect Nancy-Ann M. Deparle | Mgmt | For | For | For | |||
3 | Elect David W. Dorman | Mgmt | For | For | For | |||
4 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
5 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
6 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
7 | Elect Richard J. Swift | Mgmt | For | For | For | |||
8 | Elect William C. Weldon | Mgmt | For | For | For | |||
9 | Elect Tony L. White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Delta Air Lines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAL | CUSIP 247361702 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
2 | Elect Edward H. Bastian | Mgmt | For | For | For | |||
3 | Elect Roy J. Bostock | Mgmt | For | For | For | |||
4 | Elect John S. Brinzo | Mgmt | For | For | For | |||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
6 | Elect David G. DeWalt | Mgmt | For | For | For | |||
7 | Elect William H. Easter III | Mgmt | For | For | For | |||
8 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
9 | Elect Shirley C. Franklin | Mgmt | For | For | For | |||
10 | Elect David R. Goode | Mgmt | For | For | For | |||
11 | Elect George N. Mattson | Mgmt | For | For | For | |||
12 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
13 | Elect Kenneth C. Rogers | Mgmt | For | For | For | |||
14 | Elect Kenneth B. Woodrow | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Change in Board Size | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
Dollar General Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CUSIP 256677105 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
2 | Elect Michael M. Calbert | Mgmt | For | For | For | |||
3 | Elect Sandra B. Cochran | Mgmt | For | For | For | |||
4 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
5 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | |||
6 | Elect William C. Rhodes III | Mgmt | For | For | For | |||
7 | Elect David B. Rickard | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold A. Allemang | Mgmt | For | For | For | |||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | |||
3 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
4 | Elect James A. Bell | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Paul Polman | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect James M. Ringler | Mgmt | For | For | For | |||
10 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
Dril-Quip, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DRQ | CUSIP 262037104 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Blake T. DeBerry | Mgmt | For | For | For | |||
2 | Elect John V. Lovoi | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Remove Obsolete Language from the Certificate | Mgmt | For | For | For | |||
5 | Remove Language Regarding Founders from the Business Combination Provision in the Certificate | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
DXP Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXPE | CUSIP 233377407 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David R. Little | Mgmt | For | Withhold | Against | |||
1.2 | Elect Cletus Davis | Mgmt | For | Withhold | Against | |||
1.3 | Elect Timothy P. Halter | Mgmt | For | Withhold | Against | |||
1.4 | Elect Bryan Wimberly | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
EBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fred D. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
1.3 | Elect Scott D. Cook | Mgmt | For | For | For | |||
1.4 | Elect John J. Donahoe | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to 2008 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding PayPal Spin-Off | ShrHoldr | Against | Against | For | |||
Edwards Group Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVAC | CUSIP 281736108 | 10/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
2 | Elect Karen N. Horn | Mgmt | For | For | For | |||
3 | Elect William Kaelin | Mgmt | For | For | For | |||
4 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
5 | Elect Marschall S. Runge | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect James C. Day | Mgmt | For | For | For | |||
4 | Elect Mark G. Papa | Mgmt | For | For | For | |||
5 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
6 | Elect Donald F. Textor | Mgmt | For | For | For | |||
7 | Elect William R. Thomas | Mgmt | For | For | For | |||
8 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Methane Reduction Targets | ShrHoldr | Against | Against | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip C. Calian | Mgmt | For | For | For | |||
1.2 | Elect David J. Contis | Mgmt | For | For | For | |||
1.3 | Elect Thomas E. Dobrowski | Mgmt | For | For | For | |||
1.4 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||
1.5 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.6 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.7 | Elect Howard Walker | Mgmt | For | For | For | |||
1.8 | Elect Gary L. Waterman | Mgmt | For | For | For | |||
1.9 | Elect William Young | Mgmt | For | For | For | |||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Restricted Stock Awards | Mgmt | For | For | For | |||
5 | 2014 Equity Compensation Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 11/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Facebook Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Donald E. Graham | Mgmt | For | Withhold | Against | |||
1.5 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Report on Childhood Obesity Risks | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
FedEx Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDX | CUSIP 31428X106 | 09/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
2 | Elect John A. Edwardson | Mgmt | For | For | For | |||
3 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
4 | Elect Steven R. Loranger | Mgmt | For | For | For | |||
5 | Elect Gary W. Loveman | Mgmt | For | For | For | |||
6 | Elect R. Brad Martin | Mgmt | For | For | For | |||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | |||
8 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
9 | Elect Frederick W. Smith | Mgmt | For | For | For | |||
10 | Elect David P. Steiner | Mgmt | For | For | For | |||
11 | Elect Paul S. Walsh | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2010 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Hedging and Pledging Company Stock | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Five Below Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIVE | CUSIP 33829M101 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen J. Collins | Mgmt | For | Withhold | Against | |||
1.2 | Elect Thomas M. Ryan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Freescale Semiconductor Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSL | CUSIP G3727Q101 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Krishnan Balasubramanian | Mgmt | For | Withhold | Against | |||
1.2 | Elect Chinh E. Chu | Mgmt | For | Withhold | Against | |||
1.3 | Elect Daniel J. Heneghan | Mgmt | For | Withhold | Against | |||
1.4 | Elect Thomas H. Lister | Mgmt | For | Withhold | Against | |||
1.5 | Elect Gregg A. Lowe | Mgmt | For | Withhold | Against | |||
1.6 | Elect Joanne M. Maguire | Mgmt | For | Withhold | Against | |||
1.7 | Elect John W. Marren | Mgmt | For | Withhold | Against | |||
1.8 | Elect James A. Quella | Mgmt | For | Withhold | Against | |||
1.9 | Elect Peter Smitham | Mgmt | For | Withhold | Against | |||
1.10 | Elect Gregory L. Summe | Mgmt | For | Withhold | Against | |||
1.11 | Elect Claudius E. Watts IV | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the Employee Share Purchase Plan | Mgmt | For | For | For | |||
Gap Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPS | CUSIP 364760108 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Domenico De Sole | Mgmt | For | For | For | |||
2 | Elect Robert J. Fisher | Mgmt | For | For | For | |||
3 | Elect William S. Fisher | Mgmt | For | For | For | |||
4 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
5 | Elect Bob L. Martin | Mgmt | For | For | For | |||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
7 | Elect Glenn K. Murphy | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Katherine Tsang | Mgmt | For | For | For | |||
10 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect William P. Fricks | Mgmt | For | For | For | |||
5 | Elect Paul G. Kaminski | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect James N. Mattis | Mgmt | For | For | For | |||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
10 | Elect William A. Osborn | Mgmt | For | For | For | |||
11 | Elect Laura J Schumacher | Mgmt | For | For | For | |||
12 | Elect Sir Robert Walmsley | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Genesee & Wyoming Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GWR | CUSIP 371559105 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mortimer B. Fuller III | Mgmt | For | For | For | |||
1.2 | Elect John C. Hellmann | Mgmt | For | For | For | |||
1.3 | Elect Robert M. Melzer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
GenMark Diagnostics Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNMK | CUSIP 372309104 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daryl J. Faulkner | Mgmt | For | For | For | |||
1.2 | Elect James Fox | Mgmt | For | For | For | |||
2 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Etienne F. Davignon | Mgmt | For | For | For | |||
3 | Elect Carla A. Hills | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect John W. Madigan | Mgmt | For | For | For | |||
6 | Elect John C. Martin | Mgmt | For | For | For | |||
7 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
8 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
9 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
10 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Adoption of Exclusive Forum Provision | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Linking Executive Pay to Patient Access | ShrHoldr | Against | Against | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | Withhold | Against | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Tax Policy Principles | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
Grifols SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRF | SEDOL B8K7T65 | 12/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Split and Reduction in Par Value | Mgmt | For | For | For | |||
2 | Authority to List Securities | Mgmt | For | For | For | |||
3 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
Groupon, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRPN | CUSIP 399473107 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric P. Lefkofsky | Mgmt | For | For | For | |||
1.2 | Elect Peter J. Barris | Mgmt | For | For | For | |||
1.3 | Elect Robert J. Bass | Mgmt | For | For | For | |||
1.4 | Elect Daniel T. Henry | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey T. Housenbold | Mgmt | For | For | For | |||
1.6 | Elect Bradley A. Keywell | Mgmt | For | For | For | |||
1.7 | Elect Theodore J. Leonsis | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Incentive Plan | Mgmt | For | Against | Against | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
2 | Elect Donald Dillingham | Mgmt | For | For | For | |||
3 | Elect Craig Groeschel | Mgmt | For | For | For | |||
4 | Elect David L. Houston | Mgmt | For | For | For | |||
5 | Elect Michael S. Reddin | Mgmt | For | For | For | |||
6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
7 | Approve 2014 Executive Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 07/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
2 | Elect James R. Boyd | Mgmt | For | For | For | |||
3 | Elect Milton Carroll | Mgmt | For | For | For | |||
4 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
5 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
6 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
7 | Elect Abdallah S. Jum'ah | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Debra L. Reed | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Liam E. McGee | Mgmt | For | For | For | |||
4 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
5 | Elect Michael G. Morris | Mgmt | For | For | For | |||
6 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
7 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | 2014 Incentive Stock Plan | Mgmt | For | For | For | |||
14 | Executive Bonus Program | Mgmt | For | For | For | |||
Hillshire Brands Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSH | CUSIP 432589109 | 10/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Todd Becker | Mgmt | For | For | For | |||
2 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
3 | Elect Ellen L. Brothers | Mgmt | For | For | For | |||
4 | Elect Sean M. Connolly | Mgmt | For | For | For | |||
5 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
6 | Elect Craig P. Omtvedt | Mgmt | For | For | For | |||
7 | Elect Ian Prosser | Mgmt | For | For | For | |||
8 | Elect Jonathan P. Ward | Mgmt | For | For | For | |||
9 | Elect James D. White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael S. Chae | Mgmt | For | Withhold | Against | |||
1.4 | Elect Tyler S. Henritze | Mgmt | For | Withhold | Against | |||
1.5 | Elect Judith A. McHale | Mgmt | For | Withhold | Against | |||
1.6 | Elect John G. Schreiber | Mgmt | For | Withhold | Against | |||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | Withhold | Against | |||
1.8 | Elect Douglas M. Steenland | Mgmt | For | Withhold | Against | |||
1.9 | Elect William J. Stein | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Francis S. Blake | Mgmt | For | For | For | |||
3 | Elect Ari Bousbib | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando M. Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Karen Katen | Mgmt | For | Against | Against | |||
11 | Elect Mark Vadon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Clive Hollick | Mgmt | For | For | For | |||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
HSN, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSNI | CUSIP 404303109 | 05/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Costello | Mgmt | For | For | For | |||
1.2 | Elect James M. Follo | Mgmt | For | For | For | |||
1.3 | Elect Mindy Grossman | Mgmt | For | For | For | |||
1.4 | Elect Stephanie Kugelman | Mgmt | For | For | For | |||
1.5 | Elect Arthur C. Martinez | Mgmt | For | For | For | |||
1.6 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
1.7 | Elect John B. Morse, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Matthew E. Rubel | Mgmt | For | For | For | |||
1.9 | Elect Ann Sarnoff | Mgmt | For | For | For | |||
1.10 | Elect Courtnee Ulrich | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock and Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Intermune, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITMN | CUSIP 45884X103 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James I. Healy | Mgmt | For | For | For | |||
1.2 | Elect Louis Drapeau | Mgmt | For | For | For | |||
1.3 | Elect Frank Verwiel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
International Paper Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IP | CUSIP 460146103 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Bronczek | Mgmt | For | For | For | |||
2 | Elect Ahmet C. Dorduncu | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Ilene S. Gordon | Mgmt | For | For | For | |||
5 | Elect Jay L. Johnson | Mgmt | For | For | For | |||
6 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
7 | Elect Joan E. Spero | Mgmt | For | For | For | |||
8 | Elect John L. Townsend, III | Mgmt | For | For | For | |||
9 | Elect John F. Turner | Mgmt | For | For | For | |||
10 | Elect William G. Walter | Mgmt | For | For | For | |||
11 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Approval of Material Terms of Performance Goals Under the 2009 Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
Iridium Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRDM | CUSIP 46269C102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert H. Niehaus | Mgmt | For | For | For | |||
1.2 | Elect Thomas C. Canfield | Mgmt | For | For | For | |||
1.3 | Elect Peter M. Dawkins | Mgmt | For | For | For | |||
1.4 | Elect Matthew J. Desch | Mgmt | For | For | For | |||
1.5 | Elect Thomas J. Fitzpatrick | Mgmt | For | For | For | |||
1.6 | Elect Alvin B. Krongard | Mgmt | For | For | For | |||
1.7 | Elect Eric T. Olson | Mgmt | For | For | For | |||
1.8 | Elect Steven B. Pfeiffer | Mgmt | For | For | For | |||
1.9 | Elect Parker W. Rush | Mgmt | For | For | For | |||
1.10 | Elect S. Scott Smith | Mgmt | For | For | For | |||
1.11 | Elect Barry J. West | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Jazz Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul L. Berns | Mgmt | For | For | For | |||
2 | Elect Patrick G. Enright | Mgmt | For | For | For | |||
3 | Elect Seamus C. Mulligan | Mgmt | For | For | For | |||
4 | Elect Norbert G. Riedel | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Natalie A. Black | Mgmt | For | For | For | |||
1.2 | Elect Raymond L. Conner | Mgmt | For | For | For | |||
1.3 | Elect William H. Lacy | Mgmt | For | For | For | |||
1.4 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Juniper Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNPR | CUSIP 48203R104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pradeep Sindhu | Mgmt | For | For | For | |||
2 | Elect Robert M. Calderoni | Mgmt | For | For | For | |||
3 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
4 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
5 | Elect David L. Schlotterbeck | Mgmt | For | For | For | |||
6 | Elect Shaygan Kheradpir | Mgmt | For | For | For | |||
7 | Elect Kevin DeNuccio | Mgmt | For | For | For | |||
8 | Elect Gary J. Daichendt | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
KAR Auction Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KAR | CUSIP 48238T109 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ryan M. Birtwell | Mgmt | For | For | For | |||
1.2 | Elect Brian T. Clingen | Mgmt | For | For | For | |||
1.3 | Elect Donna R. Ecton | Mgmt | For | For | For | |||
1.4 | Elect Peter R. Formanek | Mgmt | For | For | For | |||
1.5 | Elect James P. Hallett | Mgmt | For | For | For | |||
1.6 | Elect Mark E. Hill | Mgmt | For | For | For | |||
1.7 | Elect Lynn Jolliffe | Mgmt | For | For | For | |||
1.8 | Elect Michael T. Kestner | Mgmt | For | For | For | |||
1.9 | Elect John P. Larson | Mgmt | For | For | For | |||
1.10 | Elect Stephen E. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2009 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Kirby Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEX | CUSIP 497266106 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Alario | Mgmt | For | For | For | |||
2 | Elect David W. Grzebinski | Mgmt | For | For | For | |||
3 | Elect Richard R. Stewart | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kodiak Oil & Gas Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KOG | CUSIP 50015Q100 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lynn A. Peterson | Mgmt | For | For | For | |||
2 | Elect James E. Catlin | Mgmt | For | For | For | |||
3 | Elect Rodney D. Knutson | Mgmt | For | For | For | |||
4 | Elect Herrick K. Lidstone, Jr. | Mgmt | For | For | For | |||
5 | Elect William J. Krysiak | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Grant M. Inman | Mgmt | For | For | For | |||
1.7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.8 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
1.9 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.10 | Elect William R. Spivey | Mgmt | For | For | For | |||
1.11 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Liberty Global, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 01/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | 2014 Incentive Plan | Mgmt | For | Against | Against | |||
2 | 2014 Nonemployee Director Incentive Plan | Mgmt | For | For | For | |||
Liberty Global, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Miranda Curtis | Mgmt | For | For | For | |||
2 | Elect John W. Dick | Mgmt | For | For | For | |||
3 | Elect J.C. Sparkman | Mgmt | For | For | For | |||
4 | Elect J. David Wargo | Mgmt | For | For | For | |||
5 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
8 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
Marriott International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAR | CUSIP 571903202 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For | |||
2 | Elect John W. Marriott III | Mgmt | For | For | For | |||
3 | Elect Mary K. Bush | Mgmt | For | For | For | |||
4 | Elect Frederick A. Henderson | Mgmt | For | For | For | |||
5 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
6 | Elect Debra L. Lee | Mgmt | For | For | For | |||
7 | Elect George Munoz | Mgmt | For | For | For | |||
8 | Elect Harry J. Pearce | Mgmt | For | For | For | |||
9 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
10 | Elect W. Mitt Romney | Mgmt | For | For | For | |||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the Stock and Cash Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Mead Johnson Nutrition Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MJN | CUSIP 582839106 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven M. Altschuler | Mgmt | For | For | For | |||
2 | Elect Howard B. Bernick | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
4 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
5 | Elect Celeste A. Clark | Mgmt | For | For | For | |||
6 | Elect James M. Cornelius | Mgmt | For | For | For | |||
7 | Elect Stephen W. Golsby | Mgmt | For | For | For | |||
8 | Elect Michael Grobstein | Mgmt | For | For | For | |||
9 | Elect Peter K. Jakobsen | Mgmt | For | For | For | |||
10 | Elect Peter G. Ratcliffe | Mgmt | For | For | For | |||
11 | Elect Elliott Sigal | Mgmt | For | For | For | |||
12 | Elect Robert S. Singer | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Mentor Graphics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MENT | CUSIP 587200106 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith L. Barnes | Mgmt | For | Withhold | Against | |||
1.2 | Elect Peter L. Bonfield | Mgmt | For | Withhold | Against | |||
1.3 | Elect Gregory K. Hinckley | Mgmt | For | Withhold | Against | |||
1.4 | Elect J. Daniel McCranie | Mgmt | For | Withhold | Against | |||
1.5 | Elect Patrick B. McManus | Mgmt | For | Withhold | Against | |||
1.6 | Elect Walden C. Rhines | Mgmt | For | Withhold | Against | |||
1.7 | Elect David S. Schechter | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jeffrey M. Stafeil | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Amendment to 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to 1989 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Michael Kors Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KORS | CUSIP G60754101 | 08/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Kors | Mgmt | For | For | For | |||
2 | Elect Judy Gibbons | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Stroll | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Warren A. East | Mgmt | For | For | For | |||
6 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
7 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
8 | Elect Robert E. Switz | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
10 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
3 | Elect William U. Parfet | Mgmt | For | For | For | |||
4 | Elect George H. Poste | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Labeling of Genetically Modified Foods | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHoldr | Against | Against | For | |||
Monster Beverage Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNST | CUSIP 611740101 | 06/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rodney C. Sacks | Mgmt | For | For | For | |||
1.2 | Elect Hilton H. Schlosberg | Mgmt | For | For | For | |||
1.3 | Elect Mark J. Hall | Mgmt | For | For | For | |||
1.4 | Elect Norman C. Epstein | Mgmt | For | For | For | |||
1.5 | Elect Benjamin M. Polk | Mgmt | For | For | For | |||
1.6 | Elect Sydney Selati | Mgmt | For | For | For | |||
1.7 | Elect Harold C. Taber, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Mark S. Vidergauz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | |||
NetApp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTAP | CUSIP 64110D104 | 09/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel J. Warmenhoven | Mgmt | For | For | For | |||
2 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
3 | Elect Thomas Georgens | Mgmt | For | For | For | |||
4 | Elect Jeffry R. Allen | Mgmt | For | For | For | |||
5 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
6 | Elect Gerald D. Held | Mgmt | For | For | For | |||
7 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
8 | Elect George T. Shaheen | Mgmt | For | For | For | |||
9 | Elect Robert T. Wall | Mgmt | For | For | For | |||
10 | Elect Richard P. Wallace | Mgmt | For | For | For | |||
11 | Elect Tor R. Braham | Mgmt | For | For | For | |||
12 | Elect Kathryn M. Hill | Mgmt | For | For | For | |||
13 | Amendments to the 1999 Stock Option Plan | Mgmt | For | Against | Against | |||
14 | Amendment to the ESPP | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Remove Supermajority Voting Standard for Future Amendments to the Bylaws | Mgmt | For | For | For | |||
17 | Remove Supermajority Voting Standard for Future Amendments to the Certificate | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
Neuralstem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUR | CUSIP 64127R302 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect I. Richard Garr | Mgmt | For | For | For | |||
1.2 | Elect Karl Johe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Nielsen Holdings N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NLSN | CUSIP N63218106 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Indemnification of Directors | Mgmt | For | For | For | |||
3 | Elect James A. Attwood, Jr. | Mgmt | For | Against | Against | |||
4 | Elect David L. Calhoun | Mgmt | For | Against | Against | |||
5 | Elect Karen M. Hoguet | Mgmt | For | Against | Against | |||
6 | Elect James M. Kilts | Mgmt | For | Against | Against | |||
7 | Elect Alexander Navab | Mgmt | For | Against | Against | |||
8 | Elect Robert C. Pozen | Mgmt | For | Against | Against | |||
9 | Elect Vivek Y. Ranadive | Mgmt | For | Against | Against | |||
10 | Elect Ganesh B. Rao | Mgmt | For | Against | Against | |||
11 | Elect Javier G. Teruel | Mgmt | For | Against | Against | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Appointment of Auditor to Audit the Dutch Annual Accounts | Mgmt | For | For | For | |||
14 | Executive Annual Incentive Plan | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Company Name Change | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Nike Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
1.3 | Elect Phyllis M. Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Norwegian Cruise Line Holdings Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NCLH | CUSIP G66721104 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tan Sri Lim Kok Thay | Mgmt | For | Against | Against | |||
2 | Elect David M. Abrams | Mgmt | For | Against | Against | |||
3 | Elect John W. Chidsey | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Oil States International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OIS | CUSIP 678026105 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cindy B. Taylor | Mgmt | For | For | For | |||
1.2 | Elect Christopher T. Seaver | Mgmt | For | For | For | |||
1.3 | Elect Lawrence R. Dickerson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 10/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce R. Chizen | Mgmt | For | Withhold | Against | |||
1.6 | Elect George H. Conrades | Mgmt | For | Withhold | Against | |||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.11 | Elect Naomi O. Seligman | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2000 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Human Rights Committee | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHoldr | Against | Against | For | |||
Pacwest Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PACW | CUSIP 695263103 | 01/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Issuance of Common Stock | Mgmt | For | For | For | |||
4 | Amendment to the 2003 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Pacwest Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PACW | CUSIP 695263103 | 05/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Craig A. Carlson | Mgmt | For | For | For | |||
1.2 | Elect John M. Eggemeyer | Mgmt | For | For | For | |||
1.3 | Elect Barry C. Fitzpatrick | Mgmt | For | For | For | |||
1.4 | Elect Andrew B. Fremder | Mgmt | For | For | For | |||
1.5 | Elect C. William Hosler | Mgmt | For | For | For | |||
1.6 | Elect Susan E. Lester | Mgmt | For | For | For | |||
1.7 | Elect Douglas H. Lowrey | Mgmt | For | For | For | |||
1.8 | Elect Timothy B. Matz | Mgmt | For | For | For | |||
1.9 | Elect Roger H. Molvar | Mgmt | For | For | For | |||
1.10 | Elect James J. Pieczynski | Mgmt | For | For | For | |||
1.11 | Elect Daniel B. Platt | Mgmt | For | For | For | |||
1.12 | Elect Robert A. Stine | Mgmt | For | For | For | |||
1.13 | Elect Matthew P. Wagner | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Panasonic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6752 | CINS J6354Y104 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shusaku Nagae | Mgmt | For | For | For | |||
3 | Elect Masayuki Matsushita | Mgmt | For | For | For | |||
4 | Elect Kazuhiro Tsuga | Mgmt | For | For | For | |||
5 | Elect Yoshihiko Yamada | Mgmt | For | For | For | |||
6 | Elect Kazunori Takami | Mgmt | For | For | For | |||
7 | Elect Hideaki Kawai | Mgmt | For | For | For | |||
8 | Elect Yoshiyuki Miyabe | Mgmt | For | For | For | |||
9 | Elect Tamio Yoshioka | Mgmt | For | For | For | |||
10 | Elect Takashi Tohyama | Mgmt | For | For | For | |||
11 | Elect Mamoru Yoshida | Mgmt | For | For | For | |||
12 | Elect Tsuyoshi Nomura | Mgmt | For | For | For | |||
13 | Elect Ikuo Uno | Mgmt | For | For | For | |||
14 | Elect Masayuki Oku | Mgmt | For | For | For | |||
15 | Elect Hiroko Ohta | Mgmt | For | For | For | |||
16 | Elect Yoshio Itoh | Mgmt | For | For | For | |||
17 | Elect Jun Ishii | Mgmt | For | For | For | |||
18 | Elect Mototsugu Satoh | Mgmt | For | For | For | |||
19 | Elect Yoshio Satoh | Mgmt | For | For | For | |||
20 | Elect Toshio Kinoshita | Mgmt | For | For | For | |||
21 | Directors' Fees | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Dina Dublon | Mgmt | For | For | For | |||
5 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
6 | Elect Ray L. Hunt | Mgmt | For | For | For | |||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
9 | Elect Sharon Percy Rockefeller | Mgmt | For | For | For | |||
10 | Elect James J. Schiro | Mgmt | For | For | For | |||
11 | Elect Lloyd G. Trotter | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Elect Alberto Weisser | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Approval of Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Approval of Political Contributions Policy | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
Perkinelmer, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKI | CUSIP 714046109 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Barrett | Mgmt | For | For | For | |||
2 | Elect Robert F. Friel | Mgmt | For | For | For | |||
3 | Elect Nicholas A. Lopardo | Mgmt | For | For | For | |||
4 | Elect Alexis P. Michas | Mgmt | For | For | For | |||
5 | Elect James C. Mullen | Mgmt | For | For | For | |||
6 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
7 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
8 | Elect Patrick J. Sullivan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2009 Incentive Plan | Mgmt | For | For | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Jennifer Li | Mgmt | For | For | For | |||
5 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
6 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
7 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
8 | Elect Robert B. Polet | Mgmt | For | For | For | |||
9 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
10 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||
Precision Castparts Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCP | CUSIP 740189105 | 08/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Donegan | Mgmt | For | For | For | |||
1.2 | Elect Daniel J. Murphy | Mgmt | For | For | For | |||
1.3 | Elect Vernon E. Oechsle | Mgmt | For | For | For | |||
1.4 | Elect Rick Schmidt | Mgmt | For | For | For | |||
1.5 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2001 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
Priceline Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.4 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Darren R. Huston | Mgmt | For | For | For | |||
1.8 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.9 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.10 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect Pierre-Olivier Bouee | Mgmt | For | For | For | |||
7 | Elect Jackie Hunt | Mgmt | For | For | For | |||
8 | Elect Anthony J. L. Nightingale | Mgmt | For | Against | Against | |||
9 | Elect Alice Shroeder | Mgmt | For | For | For | |||
10 | Elect Howard J. Davies | Mgmt | For | For | For | |||
11 | Elect Ann Godbehere | Mgmt | For | For | For | |||
12 | Elect Alexander Johnston | Mgmt | For | For | For | |||
13 | Elect Paul Manduca | Mgmt | For | For | For | |||
14 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
15 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
16 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
17 | Elect Philip Remnant | Mgmt | For | For | For | |||
18 | Elect Barry Stowe | Mgmt | For | For | For | |||
19 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
20 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | |||
21 | Elect Michael A. Wells | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Repurchased Shares W/ Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Issue Preference Shares | Mgmt | For | For | For | |||
28 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
29 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
30 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.8 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | Against | For | |||
Putnam Short Term Investment Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
QEP Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert F. Heinemann | Mgmt | For | For | For | |||
1.2 | Elect Robert E. McKee III | Mgmt | For | For | For | |||
1.3 | Elect David A. Trice | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Requesting the Repeal of the Classified Board | ShrHoldr | For | For | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | |||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
7 | Elect Sherry Lansing | Mgmt | For | For | For | |||
8 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
9 | Elect Duane A. Nelles | Mgmt | For | For | For | |||
10 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
11 | Elect Francisco Ros | Mgmt | For | For | For | |||
12 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
13 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
14 | Elect Marc I. Stern | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
RE/MAX Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gilbert L. Baird | Mgmt | For | Withhold | Against | |||
1.2 | Elect Roger J. Dow | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ronald E. Harrison | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Red Hat, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHT | CUSIP 756577102 | 08/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Steve Albrecht | Mgmt | For | For | For | |||
2 | Elect Jeffrey J. Clarke | Mgmt | For | For | For | |||
3 | Elect Henry Hugh Shelton | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amend Certificate in Order to Repeal Classified Board | Mgmt | For | For | For | |||
7 | Amend Bylaws in Order to Repeal Classified Board | Mgmt | For | For | For | |||
Retrophin Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTRX | CUSIP 761299106 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin Shkreli | Mgmt | For | For | For | |||
1.2 | Elect Stephen Aselage | Mgmt | For | For | For | |||
1.3 | Elect Steve Richardson | Mgmt | For | For | For | |||
1.4 | Elect Cornelius E. Golding | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey Paley | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | 2014 Incentive Compensation Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Rightmove Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMV | CINS G75657109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
7 | Elect Scott Forbes | Mgmt | For | For | For | |||
8 | Elect Nick McKittrick | Mgmt | For | For | For | |||
9 | Elect Peter Brooks-Johnson | Mgmt | For | For | For | |||
10 | Elect Robyn Perriss | Mgmt | For | For | For | |||
11 | Elect Jonathan Agnew | Mgmt | For | For | For | |||
12 | Elect Colin Kemp | Mgmt | For | For | For | |||
13 | Elect Ashley Martin | Mgmt | For | For | For | |||
14 | Elect Judy Vezmar | Mgmt | For | For | For | |||
15 | Elect Peter Williams | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
S&W Seed Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SANW | CUSIP 785135104 | 12/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glen D. Bornt | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael C. Culhane | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael M. Fleming | Mgmt | For | Withhold | Against | |||
1.4 | Elect Mark S. Grewal | Mgmt | For | Withhold | Against | |||
1.5 | Elect Mark J. Harvey | Mgmt | For | Withhold | Against | |||
1.6 | Elect Charles B. Seidler | Mgmt | For | Withhold | Against | |||
1.7 | Elect Ann M. Veneman | Mgmt | For | Withhold | Against | |||
1.8 | Elect Grover T. Wickersham | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Marks | Mgmt | For | For | For | |||
2 | Elect Irwin Federman | Mgmt | For | For | For | |||
3 | Elect Steven J. Gomo | Mgmt | For | For | For | |||
4 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
5 | Elect Chenming Hu | Mgmt | For | For | For | |||
6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
7 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
8 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
9 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Schlumberger N.V. (Schlumberger Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect Tony Isaac | Mgmt | For | For | For | |||
3 | Elect K.V. Kamath | Mgmt | For | For | For | |||
4 | Elect Maureen Kempston Darkes | Mgmt | For | For | For | |||
5 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
6 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
7 | Elect Michael E. Marks | Mgmt | For | For | For | |||
8 | Elect Lubna Olayan | Mgmt | For | For | For | |||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
11 | Elect Henri Seydoux | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
Scorpio Tankers Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STNG | CUSIP Y7542C106 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Emanuele Lauro | Mgmt | For | Withhold | Against | |||
1.2 | Elect Ademaro Lanzara | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
3 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hank Brown | Mgmt | For | For | For | |||
2 | Elect Michael Chu | Mgmt | For | For | For | |||
3 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
4 | Elect Patrick Duff | Mgmt | For | For | For | |||
5 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
6 | Elect Kenneth P. Manning | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Sega Sammy Holdings | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6460 | CINS J7028D104 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Hajime Satomi | Mgmt | For | For | For | |||
4 | Elect Naoya Tsurumi | Mgmt | For | For | For | |||
5 | Elect Akira Sugano | Mgmt | For | For | For | |||
6 | Elect Haruki Satomi | Mgmt | For | For | For | |||
7 | Elect Shigeru Aoki | Mgmt | For | For | For | |||
8 | Elect Hideki Okamura | Mgmt | For | For | For | |||
9 | Elect Hisao Oguchi | Mgmt | For | For | For | |||
10 | Elect Yuji Iwanaga | Mgmt | For | For | For | |||
11 | Elect Takeshi Natsuno | Mgmt | For | For | For | |||
12 | Elect Yukito Sakaue as Statutory Auditor | Mgmt | For | For | For | |||
13 | Equity Compensation Plan for Directors | Mgmt | For | For | For | |||
14 | Equity Compensation Plan for Employees | Mgmt | For | Against | Against | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/28/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Compensation Policy | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Elect Jim Hagemann Snabe | Mgmt | For | TNA | N/A | |||
13 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
14 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
15 | Cancellation of Conditional Share Capital | Mgmt | For | TNA | N/A | |||
16 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Spirit Airlines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAVE | CUSIP 848577102 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect B. Ben Baldanza | Mgmt | For | For | For | |||
1.2 | Elect Robert L. Fornaro | Mgmt | For | For | For | |||
1.3 | Elect H. McIntyre Gardner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Splunk Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPLK | CUSIP 848637104 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John G. Connors | Mgmt | For | For | For | |||
1.2 | Elect Patricia B. Morrison | Mgmt | For | For | For | |||
1.3 | Elect Nicholas G. Sturiale | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
SS&C Technologies Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSNC | CUSIP 78467J100 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Normand A. Boulanger | Mgmt | For | For | For | |||
1.2 | Elect David A. Varsano | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2014 Stock Option Plan | Mgmt | For | Against | Against | |||
4 | Executive Bonus Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
St. Jude Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CUSIP 790849103 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard R. Devenuti | Mgmt | For | For | For | |||
2 | Elect Stefan K. Widensohler | Mgmt | For | For | For | |||
3 | Elect Wendy L. Yarno | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Management Incentive Compensation Plan | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Starbucks Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBUX | CUSIP 855244109 | 03/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Schultz | Mgmt | For | For | For | |||
2 | Elect William W. Bradley | Mgmt | For | For | For | |||
3 | Elect Robert M. Gates | Mgmt | For | For | For | |||
4 | Elect Mellody Hobson | Mgmt | For | For | For | |||
5 | Elect Kevin R. Johnson | Mgmt | For | For | For | |||
6 | Elect Olden Lee | Mgmt | For | For | For | |||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | |||
8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For | |||
9 | Elect Clara Shih | Mgmt | For | For | For | |||
10 | Elect Javier G. Teruel | Mgmt | For | For | For | |||
11 | Elect Myron E. Ullman III | Mgmt | For | For | For | |||
12 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Prohibition of Political Spending | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.3 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.4 | Elect John D. Gass | Mgmt | For | For | For | |||
1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | |||
1.8 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.9 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.10 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.11 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.12 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.13 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Symrise AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SY1 | CINS D827A1108 | 05/14/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Amendment to Intra-company Control Agreement with TESIUM GmbH | Mgmt | For | TNA | N/A | |||
10 | Amendment to Intra-company Control Agreement with Symotion GmbH | Mgmt | For | TNA | N/A | |||
11 | Amendment to Intra-company Control Agreement with Symrise US-Beteiligungs GmbH | Mgmt | For | TNA | N/A | |||
12 | Amendment to Intra-company Control Agreement with Busiris Vermogensverwaltung GmbH | Mgmt | For | TNA | N/A | |||
13 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
Tesla Motors Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSLA | CUSIP 88160R101 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Elon Musk | Mgmt | For | For | For | |||
1.2 | Elect Stephen T. Jurvetson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
The Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TBBK | CUSIP 05969A105 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
2 | Elect Daniel G. Cohen | Mgmt | For | For | For | |||
3 | Elect Walter T. Beach | Mgmt | For | For | For | |||
4 | Elect Michael J. Bradley | Mgmt | For | For | For | |||
5 | Elect John C. Chrystal | Mgmt | For | For | For | |||
6 | Elect Matthew Cohn | Mgmt | For | For | For | |||
7 | Elect Hersh Kozlov | Mgmt | For | For | For | |||
8 | Elect William H. Lamb | Mgmt | For | For | For | |||
9 | Elect Frank M. Mastrangelo | Mgmt | For | For | For | |||
10 | Elect James J. McEntee, III | Mgmt | For | For | For | |||
11 | Elect Mei-Mei Tuan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc N. Casper | Mgmt | For | For | For | |||
2 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
3 | Elect C. Martin Harris | Mgmt | For | For | For | |||
4 | Elect Tyler Jacks | Mgmt | For | For | For | |||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
7 | Elect Jim P. Manzi | Mgmt | For | For | For | |||
8 | Elect William G. Parrett | Mgmt | For | For | For | |||
9 | Elect Lars R. Sorenson | Mgmt | For | For | For | |||
10 | Elect Scott M. Sperling | Mgmt | For | For | For | |||
11 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Tile Shop Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTS | CUSIP 88677Q109 | 07/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter J. Jacullo III | Mgmt | For | For | For | |||
1.2 | Elect Adam L. Suttin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of 2012 Omnibus Plan | Mgmt | For | Against | Against | |||
4 | Approval of Performance Goals for 2012 Omnibus Plan | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | |||
5 | Elect David T. Ching | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect John F. O'Brien | Mgmt | For | For | For | |||
10 | Elect Willow B. Shire | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tornier N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRNX | CUSIP N87237108 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alain Tornier | Mgmt | For | For | For | |||
2 | Elect Elizabeth H. Weatherman | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Ratification of Statutory Auditor for Dutch Accounts | Mgmt | For | For | For | |||
6 | Adoption of Dutch Statutory Annual Accounts | Mgmt | For | For | For | |||
7 | Authority to Prepare the Dutch Statutory Annual Accounts and Annual Report in the English Language | Mgmt | For | For | For | |||
8 | Director & Officer Liability/Indemnification | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
TransEnterix, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRXC | CUSIP 89366M201 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul A. LaViolette | Mgmt | For | For | For | |||
1.2 | Elect Todd M. Pope | Mgmt | For | For | For | |||
1.3 | Elect Dennis J. Dougherty | Mgmt | For | For | For | |||
1.4 | Elect Jane H. Hsiao | Mgmt | For | For | For | |||
1.5 | Elect Aftab R. Kherani | Mgmt | For | For | For | |||
1.6 | Elect David B. Milne | Mgmt | For | For | For | |||
1.7 | Elect Richard C. Pfenniger, Jr. | Mgmt | For | For | For | |||
1.8 | Elect William N. Starling | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Trimas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRS | CUSIP 896215209 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard M. Gabrys | Mgmt | For | For | For | |||
1.2 | Elect Eugene A. Miller | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TrueBlue, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TBI | CUSIP 89785X101 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven C. Cooper | Mgmt | For | For | For | |||
2 | Elect Thomas E. McChesney | Mgmt | For | For | For | |||
3 | Elect Gates McKibbin | Mgmt | For | For | For | |||
4 | Elect Jeffrey B. Sakaguchi | Mgmt | For | For | For | |||
5 | Elect Joseph P. Sambataro, Jr. | Mgmt | For | For | For | |||
6 | Elect Bonnie W. Soodik | Mgmt | For | For | For | |||
7 | Elect William W. Steele | Mgmt | For | For | For | |||
8 | Elect Craig E. Tall | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
TRW Automotive Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRW | CUSIP 87264S106 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francois J. Castaing | Mgmt | For | For | For | |||
1.2 | Elect Michael R. Gambrell | Mgmt | For | For | For | |||
1.3 | Elect David W. Meline | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Tumi Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TUMI | CUSIP 89969Q104 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph R. Gromek | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Mardy | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 03/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
4 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
5 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
6 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
7 | Elect Brian Duperreault | Mgmt | For | For | For | |||
8 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
9 | Elect George R. Oliver | Mgmt | For | For | For | |||
10 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
11 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
12 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Election of Chairman of the Board | Mgmt | For | For | For | |||
15 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
16 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
17 | Elect R. David Yost | Mgmt | For | For | For | |||
18 | Appointment of Deloitte AG | Mgmt | For | For | For | |||
19 | Appointment of Deloitte and Touche | Mgmt | For | For | For | |||
20 | Appointment of PricewaterhouseCoopers AG as Special Auditor | Mgmt | For | For | For | |||
21 | Election Of Independent Proxy | Mgmt | For | For | For | |||
22 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
23 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
24 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ulta Salon, Cosmetics & Fragrance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ULTA | CUSIP 90384S303 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mary N. Dillon | Mgmt | For | For | For | |||
1.2 | Elect Dennis K. Eck | Mgmt | For | For | For | |||
1.3 | Elect Charles J. Philippin | Mgmt | For | For | For | |||
1.4 | Elect Vanessa A. Wittman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
5 | Elect John J. Koraleski | Mgmt | For | For | For | |||
6 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
2 | Elect John V. Faraci | Mgmt | For | For | For | |||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
3 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
4 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
5 | Elect Robert W. Lane | Mgmt | For | For | For | |||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Adoption of Proxy Access | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Network Neutrality | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Counting Shareholder Votes | ShrHoldr | Against | Against | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Margaret G. McGlynn | Mgmt | For | For | For | |||
1.2 | Elect Wayne J. Riley | Mgmt | For | For | For | |||
1.3 | Elect William D. Young | Mgmt | For | For | For | |||
2 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
2 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
3 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David J. PANG | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect William S. Shanahan | Mgmt | For | For | For | |||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Wesco International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCC | CUSIP 95082P105 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John K. Morgan | Mgmt | For | For | For | |||
1.2 | Elect James L. Singleton | Mgmt | For | For | For | |||
1.3 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Westinghouse Air Brake Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAB | CUSIP 929740108 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Emilio A. Fernandez | Mgmt | For | For | For | |||
1.2 | Elect Lee B. Foster II | Mgmt | For | For | For | |||
1.3 | Elect Gary C. Valade | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Whirlpool Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WHR | CUSIP 963320106 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | |||
2 | Elect Gary T. DiCamillo | Mgmt | For | For | For | |||
3 | Elect Diane M. Dietz | Mgmt | For | For | For | |||
4 | Elect Geraldine T. Elliott | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
7 | Elect William T. Kerr | Mgmt | For | For | For | |||
8 | Elect John D. Liu | Mgmt | For | For | For | |||
9 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
10 | Elect William D. Perez | Mgmt | For | For | For | |||
11 | Elect Michael A. Todman | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | 2014 Executive Performance Plan | Mgmt | For | For | For | |||
Wyndham Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYN | CUSIP 98310W108 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James E. Buckman | Mgmt | For | For | For | |||
1.2 | Elect George Herrera | Mgmt | For | For | For | |||
1.3 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.4 | Elect Michael H. Wargotz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2006 Equity and Incentive Plan | Mgmt | For | For | For | |||
Xilinx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLNX | CUSIP 983919101 | 08/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Philip T. Gianos | Mgmt | For | For | For | |||
2 | Elect Moshe N. Gavrielov | Mgmt | For | For | For | |||
3 | Elect John L. Doyle | Mgmt | For | For | For | |||
4 | Elect William G. Howard, Jr. | Mgmt | For | For | For | |||
5 | Elect J. Michael Patterson | Mgmt | For | For | For | |||
6 | Elect Albert A. Pimentel | Mgmt | For | For | For | |||
7 | Elect Marshall C. Turner, Jr. | Mgmt | For | For | For | |||
8 | Elect Elizabeth W. Vanderslice | Mgmt | For | For | For | |||
9 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | |||
10 | First Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Second Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Yahoo! Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Filo | Mgmt | For | For | For | |||
2 | Elect Susan M. James | Mgmt | For | For | For | |||
3 | Elect Max R. Levchin | Mgmt | For | For | For | |||
4 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Charles R. Schwab | Mgmt | For | For | For | |||
7 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||
8 | Elect Jane E. Shaw | Mgmt | For | For | For | |||
9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Amendment to the Stock Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 10/9/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consent to sell approximately EUR $32.5MM to existing shareholders | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 10/29/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Certain amendments to the regulations of the Shareholders' Agreement relating to the call options granted to managing directors and employees of Zalando | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 11/14/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | New reverse factoring agreements: Nordea and BNP Paribas, both of which grant a credit facility for the financing of invoices from suppliers | Mgmt | For | For | For | |||
2 | Increase lease guarantee credit line provided by R & V Allgemine Versicherung | Mgmt | For | For | For | |||
3 | The business address of subsidiary Zalando Content Creation GmbH & Co. KG will be changed | Mgmt | For | For | For | |||
4 | Apppoint a second managing director for the newly founded oulet subsidiaries zOutler Berlin GmbH & zOutlet Frankfurt GmbH | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 11/18/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Conversion of the existing GmbH (German limited partnership) into an AG (German stock corporation) | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 12/6/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Adoption of aconversion resolution by shareholders adopting articles of association | Mgmt | For | For | For | |||
2 | Approval of a founders report and related actions taken in connection with the conversion | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 2/10/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect two new members to the supervisory board to fill vacancies caused by resignations | Mgmt | For | For | For | |||
2 | Approve an amendment to pay the chair of the audit committee an annual compensation of EUR 40,000 | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 4/7/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve 1:1 share split/capital adjustment | Mgmt | For | For | For | |||
2 | Approval of the adoption of a new stock option plan amounting to apx 2.8% dilution | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 5/24/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Transformation into a European stock corporation (SE, Societas Europea) | Mgmt | For | For | For | |||
ZELTIQ Aesthetics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZLTQ | CUSIP 98933Q108 | 05/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark J. Foley | Mgmt | For | For | For | |||
1.2 | Elect Kevin C. O'Boyle | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Zimmer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZMH | CUSIP 98956P102 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | |||
3 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
4 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||
5 | Elect David C. Dvorak | Mgmt | For | For | For | |||
6 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
7 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||
8 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
9 | Elect Cecil B. Pickett | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Multi-Cap Growth Fund | |
By: | /s/ Jonathan S. Horwitz | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 8, 2014 | |