UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-6128 | ||||||||
Name of Registrant: | Putnam Multi-Cap Growth Fund | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
Putnam Multi-Cap Growth Fund | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | John W. Gerstmayr, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
Prudential Tower | |||||||||
800 Boylston Street | |||||||||
Boston, Massachusetts 02199-3600 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | 6/30/12 | ||||||||
Date of reporting period: | 07/01/2011 - 06/30/2012 |
Registrant : | Putnam Multi-Cap Growth Fund | |||||||
Fund Name : | Putnam Multi-Cap Growth Fund | |||||||
Date of fiscal year end: | 06/30/2012 | |||||||
Accenture PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACN | CUSIP G1151C101 | 02/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect William Green | Mgmt | For | For | For | |||
4 | Elect Nobuyuki Idei | Mgmt | For | For | For | |||
5 | Elect Marjorie Magner | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||
9 | Authorization to Hold the 2013 Annual Meeting Outside of Ireland | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | |||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward Barnholt | Mgmt | For | For | For | |||
2 | Elect Michael Cannon | Mgmt | For | For | For | |||
3 | Elect James Daley | Mgmt | For | For | For | |||
4 | Elect Charles Geschke | Mgmt | For | For | For | |||
5 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
6 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | Against | Against | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
ADTRAN, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADTN | CUSIP 00738A106 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Stanton | Mgmt | For | For | For | |||
1.2 | Elect H. Fenwick Huss | Mgmt | For | For | For | |||
1.3 | Elect Ross Ireland | Mgmt | For | For | For | |||
1.4 | Elect William Marks | Mgmt | For | For | For | |||
1.5 | Elect James Matthews | Mgmt | For | For | For | |||
1.6 | Elect Balan Nair | Mgmt | For | For | For | |||
1.7 | Elect Roy Nichols | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Advanced Micro Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMD | CUSIP 007903107 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce Claflin | Mgmt | For | For | For | |||
2 | Elect W. Michael Barnes | Mgmt | For | For | For | |||
3 | Elect John Caldwell | Mgmt | For | For | For | |||
4 | Elect Henry Chow | Mgmt | For | For | For | |||
5 | Elect Craig Conway | Mgmt | For | For | For | |||
6 | Elect Nicholas Donofrio | Mgmt | For | For | For | |||
7 | Elect Paulett Eberhart | Mgmt | For | For | For | |||
8 | Elect Waleed Al Mokarrab Al Muhairi | Mgmt | For | For | For | |||
9 | Elect Robert Palmer | Mgmt | For | For | For | |||
10 | Elect Rory Read | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
AES Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AES | CUSIP 00130H105 | 04/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andres Gluski | Mgmt | For | For | For | |||
1.2 | Elect Guo Bao Zhang | Mgmt | For | For | For | |||
1.3 | Elect Kristina Johnson | Mgmt | For | For | For | |||
1.4 | Elect Tarun Khanna | Mgmt | For | For | For | |||
1.5 | Elect John Koskinen | Mgmt | For | For | For | |||
1.6 | Elect Philip Lader | Mgmt | For | For | For | |||
1.7 | Elect Sandra Moose | Mgmt | For | For | For | |||
1.8 | Elect John Morse, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Philip Odeen | Mgmt | For | For | For | |||
1.10 | Elect Charles Rossotti | Mgmt | For | For | For | |||
1.11 | Elect Sven Sandstrom | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/18/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark Bertolini | Mgmt | For | For | For | |||
3 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |||
4 | Elect Betsy Cohen | Mgmt | For | For | For | |||
5 | Elect Molly Coye | Mgmt | For | For | For | |||
6 | Elect Roger Farah | Mgmt | For | For | For | |||
7 | Elect Barbara Franklin | Mgmt | For | For | For | |||
8 | Elect Jeffrey Garten | Mgmt | For | For | For | |||
9 | Elect Ellen Hancock | Mgmt | For | For | For | |||
10 | Elect Richard Harrington | Mgmt | For | For | For | |||
11 | Elect Edward Ludwig | Mgmt | For | For | For | |||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Affymax, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFFY | CUSIP 00826A109 | 06/13/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ted Love | Mgmt | For | For | For | |||
1.2 | Elect John Orwin | Mgmt | For | For | For | |||
1.3 | Elect Daniel Spiegelman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the Section 162(m) Performance Criteria and Award Limits of the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Aflac Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFL | CUSIP 001055102 | 05/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Amos | Mgmt | For | For | For | |||
2 | Elect John Shelby Amos II | Mgmt | For | For | For | |||
3 | Elect Paul Amos II | Mgmt | For | For | For | |||
4 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||
5 | Elect Elizabeth Hudson | Mgmt | For | For | For | |||
6 | Elect Douglas Johnson | Mgmt | For | For | For | |||
7 | Elect Robert Johnson | Mgmt | For | For | For | |||
8 | Elect Charles Knapp | Mgmt | For | For | For | |||
9 | Elect E. Stephen Purdom | Mgmt | For | For | For | |||
10 | Elect Barbara Rimer | Mgmt | For | For | For | |||
11 | Elect Marvin Schuster | Mgmt | For | For | For | |||
12 | Elect Melvin Stith | Mgmt | For | For | For | |||
13 | Elect David Thompson | Mgmt | For | For | For | |||
14 | Elect Takuro Yoshida | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Amendment to the 2013 Management Incentive Plan. | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
Agilent Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/21/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Herbold | Mgmt | For | For | For | |||
2 | Elect KOH Boon Hwee | Mgmt | For | For | For | |||
3 | Elect William Sullivan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Agrium Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGU | CUSIP 008916108 | 05/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph Cunningham | Mgmt | For | For | For | |||
1.2 | Elect Russel Girling | Mgmt | For | For | For | |||
1.3 | Elect Susan Henry | Mgmt | For | For | For | |||
1.4 | Elect Russell Horner | Mgmt | For | For | For | |||
1.5 | Elect David Lesar | Mgmt | For | For | For | |||
1.6 | Elect John Lowe | Mgmt | For | For | For | |||
1.7 | Elect A. Anne McLellan | Mgmt | For | For | For | |||
1.8 | Elect Derek Pannell | Mgmt | For | For | For | |||
1.9 | Elect Frank Proto | Mgmt | For | For | For | |||
1.10 | Elect Michael Wilson | Mgmt | For | For | For | |||
1.11 | Elect Victor Zaleschuk | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Albemarle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALB | CUSIP 012653101 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jim Nokes | Mgmt | For | For | For | |||
1.2 | Elect William Hernandez | Mgmt | For | For | For | |||
1.3 | Elect R. William Ide III | Mgmt | For | For | For | |||
1.4 | Elect Luther Kissam, IV | Mgmt | For | For | For | |||
1.5 | Elect Joseph Mahady | Mgmt | For | For | For | |||
1.6 | Elect Barry Perry | Mgmt | For | For | For | |||
1.7 | Elect John Sherman, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Harriett Taggart | Mgmt | For | For | For | |||
1.9 | Elect Anne Whittemore | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Alpha Natural Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANR | CUSIP 02076X102 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin Crutchfield | Mgmt | For | For | For | |||
2 | Elect William Crowley, Jr. | Mgmt | For | For | For | |||
3 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For | |||
4 | Elect Glenn Eisenberg | Mgmt | For | For | For | |||
5 | Elect P. Michael Giftos | Mgmt | For | For | For | |||
6 | Elect Deborah Fretz | Mgmt | For | For | For | |||
7 | Elect Joel Richards, III | Mgmt | For | For | For | |||
8 | Elect James Roberts | Mgmt | For | For | For | |||
9 | Elect Ted Wood | Mgmt | For | For | For | |||
10 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Amarin Corp. plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMRN | CUSIP 023111206 | 07/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph Anderson | Mgmt | For | For | For | |||
2 | Elect James Healy | Mgmt | For | For | For | |||
3 | Elect Kristine Peterson | Mgmt | For | For | For | |||
4 | Elect David Feigal, Jr. | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Directors' Remuneration Report | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | 2011 Stock Incentive Plan | Mgmt | For | Against | Against | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey Bezos | Mgmt | For | For | For | |||
2 | Elect Tom Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie Gorelick | Mgmt | For | For | For | |||
6 | Elect Blake Krikorian | Mgmt | For | For | For | |||
7 | Elect Alain Monie | Mgmt | For | For | For | |||
8 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||
9 | Elect Thomas Ryder | Mgmt | For | For | For | |||
10 | Elect Patricia Stonesifer | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
American Axle & Manufacturing Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXL | CUSIP 024061103 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Dauch | Mgmt | For | For | For | |||
1.2 | Elect Forest Farmer | Mgmt | For | For | For | |||
1.3 | Elect Richard Lappin | Mgmt | For | For | For | |||
1.4 | Elect Thomas Walker | Mgmt | For | For | For | |||
2 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 06/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond Dolan | Mgmt | For | For | For | |||
2 | Elect Ronald Dykes | Mgmt | For | For | For | |||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
5 | Elect JoAnn Reed | Mgmt | For | For | For | |||
6 | Elect Pamela Reeve | Mgmt | For | For | For | |||
7 | Elect David Sharbutt | Mgmt | For | For | For | |||
8 | Elect James Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 029912201 | 11/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reorganization | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin Chilton | Mgmt | For | For | For | |||
2 | Elect Luke Corbett | Mgmt | For | For | For | |||
3 | Elect Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Peter Fluor | Mgmt | For | For | For | |||
5 | Elect Richard George | Mgmt | For | For | For | |||
6 | Elect Preston Geren, III | Mgmt | For | For | For | |||
7 | Elect Charles Goodyear | Mgmt | For | For | For | |||
8 | Elect John Gordon | Mgmt | For | For | For | |||
9 | Elect James Hackett | Mgmt | For | For | For | |||
10 | Elect Eric Mullins | Mgmt | For | For | For | |||
11 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
12 | Elect R. Walker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2012 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman/Separation of Chair and CEO | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Adopting Sexual Orientation Anti-Bias Policy | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Aon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AON | CUSIP G0408V102 | 03/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Reorganization and Reincorporation from Delaware to the United Kingdom | Mgmt | For | For | For | |||
2 | Reduction of Capital | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Aon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AON | CUSIP G0408V102 | 05/18/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lester Knight | Mgmt | For | For | For | |||
2 | Elect Gregory Case | Mgmt | For | For | For | |||
3 | Elect Fulvio Conti | Mgmt | For | For | For | |||
4 | Elect Cheryl Francis | Mgmt | For | For | For | |||
5 | Elect Edgar Jannotta | Mgmt | For | For | For | |||
6 | Elect J. Michael Losh | Mgmt | For | Against | Against | |||
7 | Elect Robert Morrison | Mgmt | For | For | For | |||
8 | Elect Richard Myers | Mgmt | For | For | For | |||
9 | Elect Richard Notebaert | Mgmt | For | For | For | |||
10 | Elect Gloria Santona | Mgmt | For | For | For | |||
11 | Elect Carolyn Woo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Campbell | Mgmt | For | For | For | |||
1.2 | Elect Timothy Cook | Mgmt | For | For | For | |||
1.3 | Elect Millard Drexler | Mgmt | For | For | For | |||
1.4 | Elect Albert Gore, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Robert Iger | Mgmt | For | For | For | |||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.7 | Elect Arthur Levinson | Mgmt | For | For | For | |||
1.8 | Elect Ronald Sugar | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
Aruba Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARUN | CUSIP 043176106 | 12/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dominic Orr | Mgmt | For | Withhold | Against | |||
1.2 | Elect Keerti Melkote | Mgmt | For | Withhold | Against | |||
1.3 | Elect Bernard Guidon | Mgmt | For | Withhold | Against | |||
1.4 | Elect Emmanuel Hernandez | Mgmt | For | Withhold | Against | |||
1.5 | Elect Michael Kourey | Mgmt | For | Withhold | Against | |||
1.6 | Elect Douglas Leone | Mgmt | For | Withhold | Against | |||
1.7 | Elect Willem Roelandts | Mgmt | For | Withhold | Against | |||
1.8 | Elect Juergen Rottler | Mgmt | For | Withhold | Against | |||
1.9 | Elect Daniel Warmenhoven | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Avago Technologies Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y0486S104 | 04/04/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock Tan | Mgmt | For | For | For | |||
2 | Elect Adam Clammer | Mgmt | For | For | For | |||
3 | Elect John Dickson | Mgmt | For | For | For | |||
4 | Elect James Diller | Mgmt | For | For | For | |||
5 | Elect Kenneth Hao | Mgmt | For | For | For | |||
6 | Elect John Hsuan | Mgmt | For | For | For | |||
7 | Elect Justine Lien | Mgmt | For | For | For | |||
8 | Elect Donald Macleod | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares Without Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP 054303102 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas Conant | Mgmt | For | For | For | |||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | |||
1.4 | Elect Fred Hassan | Mgmt | For | For | For | |||
1.5 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.6 | Elect Maria Lagomasino | Mgmt | For | For | For | |||
1.7 | Elect Ann Moore | Mgmt | For | For | For | |||
1.8 | Elect Gary Rodkin | Mgmt | For | For | For | |||
1.9 | Elect Paula Stern | Mgmt | For | For | For | |||
1.10 | Elect Lawrence Weinbach | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Gavin III | Mgmt | For | For | For | |||
2 | Elect Peter Hellman | Mgmt | For | For | For | |||
3 | Elect Kees Storm | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | For | For | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | For | For | For | |||
Beam Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BEAM | CUSIP 073730103 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Goldstein | Mgmt | For | For | For | |||
2 | Elect Stephen Golsby | Mgmt | For | For | For | |||
3 | Elect Ann Hackett | Mgmt | For | For | For | |||
4 | Elect A.D. David Mackay | Mgmt | For | For | For | |||
5 | Elect Matthew Shattock | Mgmt | For | For | For | |||
6 | Elect Robert Steele | Mgmt | For | For | For | |||
7 | Elect Peter Wilson | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Re-approval of the Annual Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
Bed Bath & Beyond Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBBY | CUSIP 075896100 | 06/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||
3 | Elect Steven Temares | Mgmt | For | For | For | |||
4 | Elect Dean Adler | Mgmt | For | For | For | |||
5 | Elect Stanley Barshay | Mgmt | For | For | For | |||
6 | Elect Klaus Eppler | Mgmt | For | For | For | |||
7 | Elect Patrick Gaston | Mgmt | For | For | For | |||
8 | Elect Jordan Heller | Mgmt | For | For | For | |||
9 | Elect Victoria Morrison | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | |||
Biomarin Pharmaceutical Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMRN | CUSIP 09061G101 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | |||
1.2 | Elect Michael Grey | Mgmt | For | For | For | |||
1.3 | Elect Elaine Heron | Mgmt | For | For | For | |||
1.4 | Elect Pierre Lapalme | Mgmt | For | For | For | |||
1.5 | Elect V. Bryan Lawlis | Mgmt | For | For | For | |||
1.6 | Elect Richard Meier | Mgmt | For | For | For | |||
1.7 | Elect Alan Lewis | Mgmt | For | For | For | |||
1.8 | Elect William Young | Mgmt | For | For | For | |||
1.9 | Elect Kenneth Bate | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
BMC Software, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMC | CUSIP 055921100 | 07/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | |||
2 | Elect Jon Barfield | Mgmt | For | For | For | |||
3 | Elect Gary Bloom | Mgmt | For | For | For | |||
4 | Elect Meldon Gafner | Mgmt | For | For | For | |||
5 | Elect Mark Hawkins | Mgmt | For | For | For | |||
6 | Elect Stephan James | Mgmt | For | For | For | |||
7 | Elect P. Thomas Jenkins | Mgmt | For | For | For | |||
8 | Elect Louis Lavigne, Jr. | Mgmt | For | For | For | |||
9 | Elect Kathleen O'Neil | Mgmt | For | For | For | |||
10 | Elect Tom Tinsley | Mgmt | For | For | For | |||
11 | Amendment to the 2007 Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
BR Malls Participacoes SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRML3 | CINS P1908S102 | 09/01/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Reconciliation of Share Capital | Mgmt | For | TNA | N/A | |||
3 | Amendment to Article 14 Regarding Board of Director Elections | Mgmt | For | TNA | N/A | |||
4 | Amendments to Articles Regarding Mandatory Takeover Bid | Mgmt | For | TNA | N/A | |||
5 | Amendments to Articles Regarding Novo Mercado Regulations | Mgmt | For | TNA | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Bruker Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRKR | CUSIP 116794108 | 05/18/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Kniss | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joerg Laukien | Mgmt | For | For | For | |||
1.3 | Elect William Linton | Mgmt | For | Withhold | Against | |||
1.4 | Elect Chris van Ingen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Cabot Oil & Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COG | CUSIP 127097103 | 05/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rhys Best | Mgmt | For | For | For | |||
2 | Elect Robert Kelley | Mgmt | For | For | For | |||
3 | Elect P. Dexter Peacock | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability Criteria | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Cameron International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAM | CUSIP 13342B105 | 05/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. Baker Cunningham | Mgmt | For | For | For | |||
2 | Elect Sheldon Erikson | Mgmt | For | For | For | |||
3 | Elect Douglas Foshee | Mgmt | For | For | For | |||
4 | Elect Rodolfo Landim | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against | |||
9 | Approve Restatement of Certificate of Incorporation | Mgmt | For | For | For | |||
Carnival plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCL | CUSIP 143658300 | 04/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Micky Arison | Mgmt | For | For | For | |||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | |||
3 | Elect Robert Dickinson | Mgmt | For | For | For | |||
4 | Elect Arnold Donald | Mgmt | For | For | For | |||
5 | Elect Pier Foschi | Mgmt | For | For | For | |||
6 | Elect Howard Frank | Mgmt | For | For | For | |||
7 | Elect Richard Glasier | Mgmt | For | For | For | |||
8 | Elect Debra Kelly-Ennis | Mgmt | For | For | For | |||
9 | Elect Modesto Maidique | Mgmt | For | For | For | |||
10 | Elect John Parker | Mgmt | For | For | For | |||
11 | Elect Peter Ratcliffe | Mgmt | For | For | For | |||
12 | Elect Stuart Subotnick | Mgmt | For | For | For | |||
13 | Elect Laura Weil | Mgmt | For | For | For | |||
14 | Elect Randall Weisenburger | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Accounts and Reports | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Director's Remuneration Report | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Carpenter Technology Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRS | CUSIP 144285103 | 10/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert McMaster | Mgmt | For | For | For | |||
1.2 | Elect Gregory Pratt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Stock-Based Incentive Compensation Plan for Officers and Key Employees | Mgmt | For | For | For | |||
4 | Amendment to the Executive Bonus Compensation Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
CBRE Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBG | CUSIP 12504L109 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Blum | Mgmt | For | For | For | |||
1.2 | Elect Curtis Feeny | Mgmt | For | For | For | |||
1.3 | Elect Bradford Freeman | Mgmt | For | For | For | |||
1.4 | Elect Michael Kantor | Mgmt | For | For | For | |||
1.5 | Elect Frederic Malek | Mgmt | For | For | For | |||
1.6 | Elect Jane Su | Mgmt | For | For | For | |||
1.7 | Elect Laura Tyson | Mgmt | For | For | For | |||
1.8 | Elect Brett White | Mgmt | For | For | For | |||
1.9 | Elect Gary Wilson | Mgmt | For | For | For | |||
1.10 | Elect Ray Wirta | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2012 Equity Incentive Plan | Mgmt | For | For | For | |||
Celanese Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CE | CUSIP 150870103 | 04/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Barlett | Mgmt | For | For | For | |||
2 | Elect David Hoffmeister | Mgmt | For | For | For | |||
3 | Elect Paul O'Neill | Mgmt | For | For | For | |||
4 | Elect Jay Ihlenfeld | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to the 2009 Global Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/13/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Hugin | Mgmt | For | For | For | |||
1.2 | Elect Richard Barker D. Phil | Mgmt | For | For | For | |||
1.3 | Elect Michael Casey | Mgmt | For | For | For | |||
1.4 | Elect Carrie Cox | Mgmt | For | For | For | |||
1.5 | Elect Rodman Drake | Mgmt | For | For | For | |||
1.6 | Elect Michael Friedman | Mgmt | For | For | For | |||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.8 | Elect James Loughlin | Mgmt | For | For | For | |||
1.9 | Elect Ernest Mario | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Check Point Software Technologies Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHKP | CUSIP M22465104 | 06/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Directors (Slate) | Mgmt | For | For | For | |||
2 | Election of Statutory Independent Directors | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Approval of Compensation for the Company's Chairman and CEO, Gil Shwed | Mgmt | For | For | For | |||
5 | Authorization of Board Chairman to Serve as CEO | Mgmt | For | For | For | |||
6 | Declaration of Material Interest in Proposal 2 | Mgmt | N/A | Against | N/A | |||
7 | Declaration of Material Interest on Proposal 4 | Mgmt | N/A | Against | N/A | |||
8 | Declaration of Material Interest in Proposal 5 | Mgmt | N/A | Against | N/A | |||
CIGNA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Partridge | Mgmt | For | For | For | |||
2 | Elect James Rogers | Mgmt | For | For | For | |||
3 | Elect Joseph Sullivan | Mgmt | For | For | For | |||
4 | Elect Eric Wiseman | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | |||
8 | Repeal of Classified Board | Mgmt | N/A | For | N/A | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 12/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael Capellas | Mgmt | For | For | For | |||
4 | Elect Larry Carter | Mgmt | For | For | For | |||
5 | Elect John Chambers | Mgmt | For | For | For | |||
6 | Elect Brian Halla | Mgmt | For | For | For | |||
7 | Elect John Hennessy | Mgmt | For | For | For | |||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | |||
9 | Elect Roderick McGeary | Mgmt | For | For | For | |||
10 | Elect Arun Sarin | Mgmt | For | For | For | |||
11 | Elect Steven West | Mgmt | For | For | For | |||
12 | Elect Jerry Yang | Mgmt | For | For | For | |||
13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding the Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Franz Humer | Mgmt | For | For | For | |||
2 | Elect Robert Joss | Mgmt | For | For | For | |||
3 | Elect Michael O'Neill | Mgmt | For | For | For | |||
4 | Elect Vikram Pandit | Mgmt | For | For | For | |||
5 | Elect Lawrence Ricciardi | Mgmt | For | For | For | |||
6 | Elect Judith Rodin | Mgmt | For | For | For | |||
7 | Elect Robert Ryan | Mgmt | For | For | For | |||
8 | Elect Anthony Santomero | Mgmt | For | For | For | |||
9 | Elect Joan Spero | Mgmt | For | For | For | |||
10 | Elect Diana Taylor | Mgmt | For | For | For | |||
11 | Elect William Thompson, Jr. | Mgmt | For | For | For | |||
12 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||
Cliffs Natural Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLF | CUSIP 18683K101 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph Carrabba | Mgmt | For | For | For | |||
2 | Elect Susan Cunningham | Mgmt | For | For | For | |||
3 | Elect Barry Eldridge | Mgmt | For | For | For | |||
4 | Elect Andres Gluski | Mgmt | For | For | For | |||
5 | Elect Susan Green | Mgmt | For | For | For | |||
6 | Elect Janice Henry | Mgmt | For | For | For | |||
7 | Elect James Kirsch | Mgmt | For | For | For | |||
8 | Elect Francis McAllister | Mgmt | For | For | For | |||
9 | Elect Richard Riederer | Mgmt | For | For | For | |||
10 | Elect Richard Ross | Mgmt | For | For | For | |||
11 | Amendment to Regulations to allow the Board to Amend the Regulations without Shareholder Approval | Mgmt | For | Against | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2012 Incentive Equity Plan | Mgmt | For | For | For | |||
14 | 2012 Executive Management Performance Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
CME Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dennis Chookaszian | Mgmt | For | Withhold | Against | |||
1.2 | Elect Larry Gerdes | Mgmt | For | Withhold | Against | |||
1.3 | Elect Daniel Glickman | Mgmt | For | Withhold | Against | |||
1.4 | Elect James Oliff | Mgmt | For | Withhold | Against | |||
1.5 | Elect Edemir Pinto | Mgmt | For | Withhold | Against | |||
1.6 | Elect Alex Pollock | Mgmt | For | Withhold | Against | |||
1.7 | Elect William Shepard | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Repeal of Classified Board and Amendments Related to the Expiration of the Rights Plan and Director Removal | Mgmt | For | For | For | |||
5 | Amendment to the Omnibus Stock Plan | Mgmt | For | For | For | |||
6 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | |||
Coach, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COH | CUSIP 189754104 | 11/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lew Frankfort | Mgmt | For | For | For | |||
1.2 | Elect Susan Kropf | Mgmt | For | For | For | |||
1.3 | Elect Gary Loveman | Mgmt | For | For | For | |||
1.4 | Elect Ivan Menezes | Mgmt | For | For | For | |||
1.5 | Elect Irene Miller | Mgmt | For | For | For | |||
1.6 | Elect Michael Murphy | Mgmt | For | For | For | |||
1.7 | Elect Jide Zeitlin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Cobalt International Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIE | CUSIP 19075F106 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph Bryant | Mgmt | For | Withhold | Against | |||
1.2 | Elect Peter Coneway | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael France | Mgmt | For | Withhold | Against | |||
1.4 | Elect Jack Golden | Mgmt | For | Withhold | Against | |||
1.5 | Elect N. John Lancaster, Jr. | Mgmt | For | Withhold | Against | |||
1.6 | Elect Scott Lebovitz | Mgmt | For | Withhold | Against | |||
1.7 | Elect Jon Marshall | Mgmt | For | Withhold | Against | |||
1.8 | Elect Kenneth Moore | Mgmt | For | Withhold | Against | |||
1.9 | Elect Kenneth Pontarelli | Mgmt | For | Withhold | Against | |||
1.10 | Elect Myles Scoggins | Mgmt | For | Withhold | Against | |||
1.11 | Elect D. Jeff van Steenbergen | Mgmt | For | Withhold | Against | |||
1.12 | Elect Martin Young, Jr. | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jan Bennink | Mgmt | For | For | For | |||
1.2 | Elect John Brock | Mgmt | For | For | For | |||
1.3 | Elect Calvin Darden | Mgmt | For | For | For | |||
1.4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
1.5 | Elect Orrin Ingram II | Mgmt | For | For | For | |||
1.6 | Elect Thomas Johnson | Mgmt | For | For | For | |||
1.7 | Elect Suzanne Labarge | Mgmt | For | For | For | |||
1.8 | Elect Veronique Morali | Mgmt | For | For | For | |||
1.9 | Elect Garry Watts | Mgmt | For | For | For | |||
1.10 | Elect Curtis Welling | Mgmt | For | For | For | |||
1.11 | Elect Phoebe Wood | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Cognizant Technology Solutions Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTSH | CUSIP 192446102 | 06/05/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
2 | Elect John Fox, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas Wendel | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Colgate-Palmolive Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CL | CUSIP 194162103 | 05/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nikesh Arora | Mgmt | For | For | For | |||
2 | Elect John Cahill | Mgmt | For | For | For | |||
3 | Elect Ian Cook | Mgmt | For | For | For | |||
4 | Elect Helene Gayle | Mgmt | For | For | For | |||
5 | Elect Ellen Hancock | Mgmt | For | For | For | |||
6 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
7 | Elect Richard Kogan | Mgmt | For | For | For | |||
8 | Elect Delano Lewis | Mgmt | For | For | For | |||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||
10 | Elect Stephen Sadove | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | Against | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160KRTH | 01/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Sinegal | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey Brotman | Mgmt | For | For | For | |||
1.3 | Elect Richard Galanti | Mgmt | For | For | For | |||
1.4 | Elect Daniel Evans | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey Raikes | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Covidien Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F113 | 03/13/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose Almeida | Mgmt | For | For | For | |||
2 | Elect Craig Arnold | Mgmt | For | For | For | |||
3 | Elect Robert Brust | Mgmt | For | For | For | |||
4 | Elect John Connors, Jr. | Mgmt | For | For | For | |||
5 | Elect Christopher Coughlin | Mgmt | For | For | For | |||
6 | Elect Timothy Donahue | Mgmt | For | For | For | |||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | |||
8 | Elect Martin Madaus | Mgmt | For | For | For | |||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||
10 | Elect Joseph Zaccagnino | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
15 | Amendments to Articles to Provide for Escheatment | Mgmt | For | For | For | |||
16 | Amendment to Articles to Allow Non-Cash Dividends | Mgmt | For | For | For | |||
Cubist Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBST | CUSIP 229678107 | 06/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth Bate | Mgmt | For | For | For | |||
1.2 | Elect Nancy Hutson | Mgmt | For | For | For | |||
1.3 | Elect Leon Moulder, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Martin Soeters | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Cummins Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMI | CUSIP 231021106 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | |||
2 | Elect William Miller | Mgmt | For | For | For | |||
3 | Elect Alexis Herman | Mgmt | For | For | For | |||
4 | Elect Georgia Nelson | Mgmt | For | For | For | |||
5 | Elect Carl Ware | Mgmt | For | For | For | |||
6 | Elect Robert Herdman | Mgmt | For | For | For | |||
7 | Elect Robert Bernhard | Mgmt | For | For | For | |||
8 | Elect Franklin Chang-Diaz | Mgmt | For | For | For | |||
9 | Elect Stephen Dobbs | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
Cymer, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CYMI | CUSIP 232572107 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles Abbe | Mgmt | For | For | For | |||
1.2 | Elect Robert Akins | Mgmt | For | For | For | |||
1.3 | Elect Edward Braun | Mgmt | For | For | For | |||
1.4 | Elect Michael Gaulke | Mgmt | For | For | For | |||
1.5 | Elect William Oldham | Mgmt | For | For | For | |||
1.6 | Elect Eric Ruttenberg | Mgmt | For | For | For | |||
1.7 | Elect Peter Simone | Mgmt | For | For | For | |||
1.8 | Elect Young Sohn | Mgmt | For | For | For | |||
1.9 | Elect Jon Tompkins | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Transaction of Other Business | Mgmt | N/A | Against | N/A | |||
Delta Air Lines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAL | CUSIP 247361702 | 06/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Anderson | Mgmt | For | For | For | |||
2 | Elect Edward Bastian | Mgmt | For | For | For | |||
3 | Elect Roy Bostock | Mgmt | For | For | For | |||
4 | Elect John Brinzo | Mgmt | For | For | For | |||
5 | Elect Daniel Carp | Mgmt | For | For | For | |||
6 | Elect David DeWalt | Mgmt | For | For | For | |||
7 | Elect Mickey Foret | Mgmt | For | For | For | |||
8 | Elect Shirley Franklin | Mgmt | For | For | For | |||
9 | Elect David Goode | Mgmt | For | For | For | |||
10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
11 | Elect Kenneth Rogers | Mgmt | For | For | For | |||
12 | Elect Kenneth Woodrow | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Re-Approval of the Performance Goals Under the 2007 Performance Compensation Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Dendreon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNDN | CUSIP 24823Q107 | 06/13/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Johnson | Mgmt | For | For | For | |||
2 | Elect Susan Bayh | Mgmt | For | For | For | |||
3 | Elect Dennis Fenton | Mgmt | For | For | For | |||
4 | Elect David Urdal | Mgmt | For | For | For | |||
5 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Dick's Sporting Goods, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DKS | CUSIP 253393102 | 06/06/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Colombo | Mgmt | For | For | For | |||
1.2 | Elect Larry Stone | Mgmt | For | For | For | |||
2 | 2012 Stock and Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Dollar General Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CUSIP 256677105 | 06/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raj Agrawal | Mgmt | For | Withhold | Against | |||
1.2 | Elect Warren Bryant | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael Calbert | Mgmt | For | Withhold | Against | |||
1.4 | Elect Richard Dreiling | Mgmt | For | Withhold | Against | |||
1.5 | Elect Adrian Jones | Mgmt | For | Withhold | Against | |||
1.6 | Elect William Rhodes III | Mgmt | For | Withhold | Against | |||
1.7 | Elect David Rickard | Mgmt | For | Withhold | Against | |||
2 | Reapproval of the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Reapproval of the Annual Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Eaton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETN | CUSIP 278058102 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander Cutler | Mgmt | For | For | For | |||
2 | Elect Arthur Johnson | Mgmt | For | For | For | |||
3 | Elect Deborah McCoy | Mgmt | For | For | For | |||
4 | 2012 Stock Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
eBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||
2 | Elect William Ford, Jr. | Mgmt | For | For | For | |||
3 | Elect Dawn Lepore | Mgmt | For | For | For | |||
4 | Elect Kathleen Mitic | Mgmt | For | For | For | |||
5 | Elect Pierre Omidyar | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Amendment to the 2008 Equity Incentive Award Plan | Mgmt | For | For | For | |||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
9 | Repeal of Classified Board | Mgmt | For | For | For | |||
10 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Elan Corporation, plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELN | CUSIP 284131208 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Lars Ekman | Mgmt | For | Against | Against | |||
3 | Elect Hans Hasler | Mgmt | For | Against | Against | |||
4 | Elect Robert Ingram | Mgmt | For | Against | Against | |||
5 | Elect P. Gary Kennedy | Mgmt | For | Against | Against | |||
6 | Elect Patrick Kennedy | Mgmt | For | Against | Against | |||
7 | Elect Giles Kerr | Mgmt | For | Against | Against | |||
8 | Elect G. Kelly Martin | Mgmt | For | Against | Against | |||
9 | Elect Kieran McGowan | Mgmt | For | Against | Against | |||
10 | Elect Kyran McLaughlin | Mgmt | For | Against | Against | |||
11 | Elect Donal O'Connor | Mgmt | For | Against | Against | |||
12 | Elect Richard Pilnik | Mgmt | For | Against | Against | |||
13 | Elect Dennis Selkoe | Mgmt | For | Against | Against | |||
14 | Elect Andrew von Eschenbach | Mgmt | For | Against | Against | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | |||
16 | Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
17 | Amendment to Employee Equity Purchase Plan | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
21 | Conversion of Executive Shares | Mgmt | For | For | For | |||
22 | Amendments to Articles Regarding Conversion of Executive Shares | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Embraer SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMBR3 | CUSIP 29082A107 | 01/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
Embraer SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMBR3 | CUSIP 29082A107 | 03/06/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arno Hugo Agustin Filho | Mgmt | For | Against | Against | |||
2 | Election of Board Chairman | Mgmt | For | For | For | |||
Embraer SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMBR3 | CUSIP 29082A107 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Election of Supervisory Council Members | Mgmt | For | For | For | |||
4 | Remuneration Policy | Mgmt | For | Against | Against | |||
5 | Supervisory Council Fees | Mgmt | For | For | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 05/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Brown | Mgmt | For | For | For | |||
2 | Elect Randolph Cowen | Mgmt | For | For | For | |||
3 | Elect Gail Deegan | Mgmt | For | For | For | |||
4 | Elect James DiStasio | Mgmt | For | For | For | |||
5 | Elect John Egan | Mgmt | For | For | For | |||
6 | Elect Edmund Kelly | Mgmt | For | For | For | |||
7 | Elect Windle Priem | Mgmt | For | For | For | |||
8 | Elect Paul Sagan | Mgmt | For | For | For | |||
9 | Elect David Strohm | Mgmt | For | For | For | |||
10 | Elect Joseph Tucci | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ensco plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESV | CUSIP 29358Q109 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. Christopher Gaut | Mgmt | For | For | For | |||
2 | Elect Gerald Haddock | Mgmt | For | For | For | |||
3 | Elect Paul Rowsey III | Mgmt | For | For | For | |||
4 | Elect Francis Kalman | Mgmt | For | For | For | |||
5 | Elect David Brown | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Estee Lauder Companies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EL | CUSIP 518439104 | 11/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charlene Barshefsky | Mgmt | For | Withhold | Against | |||
1.2 | Elect Wei Sun Christianson | Mgmt | For | Withhold | Against | |||
1.3 | Elect Fabrizio Freda | Mgmt | For | Withhold | Against | |||
1.4 | Elect Jane Lauder | Mgmt | For | Withhold | Against | |||
1.5 | Elect Leonard Lauder | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Express Scripts Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESRX | CUSIP 30219G108 | 05/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary Benanav | Mgmt | For | For | For | |||
2 | Elect Maura Breen | Mgmt | For | For | For | |||
3 | Elect William DeLaney | Mgmt | For | For | For | |||
4 | Elect Nicholas LaHowchic | Mgmt | For | For | For | |||
5 | Elect Thomas Mac Mahon | Mgmt | For | For | For | |||
6 | Elect Frank Mergenthaler | Mgmt | For | For | For | |||
7 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | |||
8 | Elect John Parker, Jr. | Mgmt | For | For | For | |||
9 | Elect George Paz | Mgmt | For | For | For | |||
10 | Elect Myrtle Potter | Mgmt | For | For | For | |||
11 | Elect William Roper | Mgmt | For | For | For | |||
12 | Elect Samuel Skinner | Mgmt | For | For | For | |||
13 | Elect Seymour Sternberg | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Express Scripts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESRX | CUSIP 302182100 | 12/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
F5 Networks | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFIV | CUSIP 315616102 | 03/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jonathan Chadwick | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Ford Motor Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CUSIP 345370860 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen Butler | Mgmt | For | For | For | |||
2 | Elect Kimberly Casiano | Mgmt | For | For | For | |||
3 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | |||
4 | Elect Edsel Ford II | Mgmt | For | For | For | |||
5 | Elect William Ford, Jr. | Mgmt | For | For | For | |||
6 | Elect Richard Gephardt | Mgmt | For | For | For | |||
7 | Elect James Hance, Jr. | Mgmt | For | For | For | |||
8 | Elect William Helman IV | Mgmt | For | For | For | |||
9 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For | |||
10 | Elect Jon Huntsman, Jr. | Mgmt | For | For | For | |||
11 | Elect Richard Manoogian | Mgmt | For | For | For | |||
12 | Elect Ellen Marram | Mgmt | For | For | For | |||
13 | Elect Alan Mulally | Mgmt | For | For | For | |||
14 | Elect Homer Neal | Mgmt | For | For | For | |||
15 | Elect Gerald Shaheen | Mgmt | For | For | For | |||
16 | Elect John Thornton | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 06/21/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane Greene | Mgmt | For | For | For | |||
1.6 | Elect John Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Paul Otellini | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Shirley Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Establish Class C Capital Stock | Mgmt | For | Against | Against | |||
4 | Increase in Authorized Shares of Class A Common Stock | Mgmt | For | Against | Against | |||
5 | Adopt Article Amendments to Ensure the Fair Treatment of Class A Common Stock | Mgmt | For | Against | Against | |||
6 | 2012 Stock Plan | Mgmt | For | Against | Against | |||
7 | 2012 Incentive Compensation Plan | Mgmt | For | Against | Against | |||
8 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Arbitration | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
GrafTech International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTI | CUSIP 384313102 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Randy Carson | Mgmt | For | For | For | |||
1.2 | Elect Mary Cranston | Mgmt | For | For | For | |||
1.3 | Elect Harold Layman | Mgmt | For | For | For | |||
1.4 | Elect Ferrell McClean | Mgmt | For | For | For | |||
1.5 | Elect Nathan Milikowsky | Mgmt | For | For | For | |||
1.6 | Elect Michael Nahl | Mgmt | For | For | For | |||
1.7 | Elect Steven Shawley | Mgmt | For | For | For | |||
1.8 | Elect Craig Shular | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Hasbro, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAS | CUSIP 418056107 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Basil Anderson | Mgmt | For | For | For | |||
1.2 | Elect Alan Batkin | Mgmt | For | For | For | |||
1.3 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Kenneth Bronfin | Mgmt | For | For | For | |||
1.5 | Elect John Connors, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Michael Garrett | Mgmt | For | For | For | |||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | |||
1.8 | Elect Brian Goldner | Mgmt | For | For | For | |||
1.9 | Elect Jack Greenberg | Mgmt | For | For | For | |||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | |||
1.11 | Elect Tracy Leinbach | Mgmt | For | For | For | |||
1.12 | Elect Edward Philip | Mgmt | For | For | For | |||
1.13 | Elect Alfred Verrecchia | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
HealthSouth Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLS | CUSIP 421924408 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Chidsey | Mgmt | For | For | For | |||
1.2 | Elect Donald Correll | Mgmt | For | For | For | |||
1.3 | Elect Yvonne Curl | Mgmt | For | For | For | |||
1.4 | Elect Charles Elson | Mgmt | For | For | For | |||
1.5 | Elect Jay Grinney | Mgmt | For | For | For | |||
1.6 | Elect Jon Hanson | Mgmt | For | For | For | |||
1.7 | Elect Leo Higdon, Jr. | Mgmt | For | For | For | |||
1.8 | Elect John Maupin, Jr. | Mgmt | For | For | For | |||
1.9 | Elect L. Edward Shaw, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hertz Global Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTZ | CUSIP 42805T105 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carl Berquist | Mgmt | For | For | For | |||
2 | Elect Michael Koehler | Mgmt | For | For | For | |||
3 | Elect Linda Fayne Levinson | Mgmt | For | For | For | |||
4 | Elect Angel Morales | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Hess Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HES | CUSIP 42809H107 | 05/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Hess | Mgmt | For | For | For | |||
2 | Elect Samuel Bodman, III | Mgmt | For | For | For | |||
3 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | |||
4 | Elect Craig Matthews | Mgmt | For | For | For | |||
5 | Elect Ernst von Metzsch | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Amendment to the 2008 Long-Term Incentive Plan | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/21/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Rajiv Gupta | Mgmt | For | For | For | |||
4 | Elect John Hammergren | Mgmt | For | For | For | |||
5 | Elect Raymond Lane | Mgmt | For | For | For | |||
6 | Elect Ann Livermore | Mgmt | For | For | For | |||
7 | Elect Gary Reiner | Mgmt | For | For | For | |||
8 | Elect Patricia Russo | Mgmt | For | For | For | |||
9 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||
10 | Elect Margaret Whitman | Mgmt | For | For | For | |||
11 | Elect Ralph Whitworth | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
HomeAway, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWAY | CUSIP 43739Q100 | 06/06/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Todd Chaffee | Mgmt | For | Withhold | Against | |||
1.2 | Elect Carl Shepherd | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert Solomon | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gordon Bethune | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | |||
9 | Elect George Paz | Mgmt | For | For | For | |||
10 | Elect Bradley Sheares | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Hubbell Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUB.A | CUSIP 443510201 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lynn Good | Mgmt | For | For | For | |||
1.2 | Elect Anthony Guzzi | Mgmt | For | For | For | |||
1.3 | Elect Neal Keating | Mgmt | For | For | For | |||
1.4 | Elect John Malloy | Mgmt | For | For | For | |||
1.5 | Elect Andrew McNally, IV | Mgmt | For | For | For | |||
1.6 | Elect Timothy Powers | Mgmt | For | For | For | |||
1.7 | Elect G. Jackson Ratcliffe | Mgmt | For | For | For | |||
1.8 | Elect Carlos Rodriguez | Mgmt | For | For | For | |||
1.9 | Elect John Russell | Mgmt | For | For | For | |||
1.10 | Elect Richard Swift | Mgmt | For | For | For | |||
1.11 | Elect Daniel Van Riper | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Human Genome Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HGSI | CUSIP 444903108 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Allan Baxter | Mgmt | For | For | For | |||
1.2 | Elect Richard Danzig | Mgmt | For | For | For | |||
1.3 | Elect Colin Goddard | Mgmt | For | For | For | |||
1.4 | Elect Maxine Gowen | Mgmt | For | For | For | |||
1.5 | Elect Tuan Ha-Ngoc | Mgmt | For | For | For | |||
1.6 | Elect Argeris Karabelas | Mgmt | For | For | For | |||
1.7 | Elect John LaMattina | Mgmt | For | For | For | |||
1.8 | Elect Augustine Lawlor | Mgmt | For | For | For | |||
1.9 | Elect George Morrow | Mgmt | For | For | For | |||
1.10 | Elect Gregory Norden | Mgmt | For | For | For | |||
1.11 | Elect H. Thomas Watkins | Mgmt | For | For | For | |||
1.12 | Elect Robert Young | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Iconix Brand Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICON | CUSIP 451055107 | 08/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Neil Cole | Mgmt | For | For | For | |||
1.2 | Elect Barry Emanuel | Mgmt | For | For | For | |||
1.3 | Elect Drew Cohen | Mgmt | For | For | For | |||
1.4 | Elect F. Peter Cuneo | Mgmt | For | For | For | |||
1.5 | Elect Mark Friedman | Mgmt | For | For | For | |||
1.6 | Elect James Marcum | Mgmt | For | For | For | |||
1.7 | Elect Laurence Charney | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Informatica Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INFA | CUSIP 45666Q102 | 05/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sohaib Abbasi | Mgmt | For | For | For | |||
2 | Elect Geoffrey Squire | Mgmt | For | For | For | |||
3 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Andy Bryant | Mgmt | For | For | For | |||
3 | Elect Susan Decker | Mgmt | For | For | For | |||
4 | Elect John Donahoe | Mgmt | For | For | For | |||
5 | Elect Reed Hundt | Mgmt | For | For | For | |||
6 | Elect Paul Otellini | Mgmt | For | For | For | |||
7 | Elect James Plummer | Mgmt | For | For | For | |||
8 | Elect David Pottruck | Mgmt | For | For | For | |||
9 | Elect Frank Yeary | Mgmt | For | For | For | |||
10 | Elect David Yoffie | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | |||
Interpublic Group of Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPG | CUSIP 460690100 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | |||
2 | Elect Jill Considine | Mgmt | For | For | For | |||
3 | Elect Richard Goldstein | Mgmt | For | For | For | |||
4 | Elect Mary Guilfoile | Mgmt | For | For | For | |||
5 | Elect H. John Greeniaus | Mgmt | For | For | For | |||
6 | Elect Dawn Hudson | Mgmt | For | For | For | |||
7 | Elect William Kerr | Mgmt | For | For | For | |||
8 | Elect Michael Roth | Mgmt | For | For | For | |||
9 | Elect David Thomas | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
Invesco Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVZ | CUSIP G491BT108 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin Flanagan | Mgmt | For | For | For | |||
2 | Elect C. Robert Henrikson | Mgmt | For | For | For | |||
3 | Elect Ben Johnson III | Mgmt | For | For | For | |||
4 | Elect J. Thomas Presby | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Iridium Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRDM | CUSIP 46269C102 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Niehaus | Mgmt | For | For | For | |||
1.2 | Elect J. Darrel Barros | Mgmt | For | For | For | |||
1.3 | Elect Scott Bok | Mgmt | For | For | For | |||
1.4 | Elect Thomas Canfield | Mgmt | For | For | For | |||
1.5 | Elect Peter Dawkins | Mgmt | For | For | For | |||
1.6 | Elect Matthew Desch | Mgmt | For | For | For | |||
1.7 | Elect Alvin Krongard | Mgmt | For | For | For | |||
1.8 | Elect Eric Olson | Mgmt | For | For | For | |||
1.9 | Elect Steven Pfeiffer | Mgmt | For | For | For | |||
1.10 | Elect Parker Rush | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Jabil Circuit, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JBL | CUSIP 466313103 | 01/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martha Brooks | Mgmt | For | For | For | |||
1.2 | Elect Mel Lavitt | Mgmt | For | For | For | |||
1.3 | Elect Timothy Main | Mgmt | For | For | For | |||
1.4 | Elect William Morean | Mgmt | For | For | For | |||
1.5 | Elect Lawrence Murphy | Mgmt | For | For | For | |||
1.6 | Elect Frank Newman | Mgmt | For | For | For | |||
1.7 | Elect Steven Raymund | Mgmt | For | For | For | |||
1.8 | Elect Thomas Sansone | Mgmt | For | For | For | |||
1.9 | Elect David Stout | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Juniper Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNPR | CUSIP 48203R104 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
1.2 | Elect Scott Kriens | Mgmt | For | For | For | |||
1.3 | Elect William Stensrud | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kansas City Southern | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KSU | CUSIP 485170302 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lu Cordova | Mgmt | For | For | For | |||
1.2 | Elect Michael Haverty | Mgmt | For | For | For | |||
1.3 | Elect Thomas McDonnell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
4 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
5 | Technical Amendments to Certificate | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Key Energy Services Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEG | CUSIP 492914106 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Alario | Mgmt | For | For | For | |||
2 | Elect Ralph Michael III | Mgmt | For | For | For | |||
3 | Elect Arlene Yocum | Mgmt | For | For | For | |||
4 | 2012 Equity and Cash Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
KLA-Tencor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KLAC | CUSIP 482480100 | 11/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Calderoni | Mgmt | For | For | For | |||
1.2 | Elect John Dickson | Mgmt | For | For | For | |||
1.3 | Elect Kevin Kennedy | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Kosmos Energy Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KOS | CUSIP G5315B107 | 05/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John R. Kemp III | Mgmt | For | Withhold | Against | |||
1.2 | Elect Brian F. Maxted | Mgmt | For | Withhold | Against | |||
1.3 | Elect David I. Foley | Mgmt | For | Withhold | Against | |||
1.4 | Elect David B. Krieger | Mgmt | For | Withhold | Against | |||
1.5 | Elect Joseph P. Landy | Mgmt | For | Withhold | Against | |||
1.6 | Elect Prakash A. Melwani | Mgmt | For | Withhold | Against | |||
1.7 | Elect Abebayo O. Ogunlesi | Mgmt | For | Withhold | Against | |||
1.8 | Elect Chris Tong | Mgmt | For | Withhold | Against | |||
1.9 | Elect Christopher A. Wright | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Bagley | Mgmt | For | For | For | |||
1.2 | Elect Robert Berdahl | Mgmt | For | For | For | |||
1.3 | Elect Eric Brandt | Mgmt | For | For | For | |||
1.4 | Elect Michael Cannon | Mgmt | For | For | For | |||
1.5 | Elect Christine Heckart | Mgmt | For | For | For | |||
1.6 | Elect Grant Inman | Mgmt | For | For | For | |||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | |||
1.8 | Elect Stephen Newberry | Mgmt | For | For | For | |||
1.9 | Elect Kim Perdikou | Mgmt | For | For | For | |||
1.10 | Elect Abhijit Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Las Vegas Sands Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LVS | CUSIP 517834107 | 06/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jason Ader | Mgmt | For | For | For | |||
1.2 | Elect Michael Leven | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey Schwartz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Linn Energy, LLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LINE | CUSIP 536020100 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George Alcorn | Mgmt | For | For | For | |||
1.2 | Elect Mark Ellis | Mgmt | For | For | For | |||
1.3 | Elect Terrence Jacobs | Mgmt | For | For | For | |||
1.4 | Elect Michael Linn | Mgmt | For | For | For | |||
1.5 | Elect Joseph McCoy | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey Swoveland | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Lorillard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LO | CUSIP 544147101 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Almon | Mgmt | For | For | For | |||
2 | Elect Kit Dietz | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | |||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
LyondellBasell Industries NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYB | CUSIP N53745100 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robin Buchanan | Mgmt | For | For | For | |||
2 | Elect Stephen Cooper | Mgmt | For | For | For | |||
3 | Elect Robert G. Gwin | Mgmt | For | For | For | |||
4 | Elect Marvin Schlanger | Mgmt | For | For | For | |||
5 | Approval of Annual Accounts | Mgmt | For | For | For | |||
6 | Officer Liability/Indemnification | Mgmt | For | For | For | |||
7 | Director Liability/Indemnification | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Appointment of Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | |||
10 | Remuneration of Supervisory Board | Mgmt | For | For | For | |||
11 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2010 Long-Term Incentive Plan | Mgmt | For | For | For | |||
14 | 2012 Global Employee Stock Purchase Plan | Mgmt | For | For | For | |||
McKesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andy Bryant | Mgmt | For | For | For | |||
2 | Elect Wayne Budd | Mgmt | For | For | For | |||
3 | Elect John Hammergren | Mgmt | For | For | For | |||
4 | Elect Alton Irby III | Mgmt | For | For | For | |||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||
6 | Elect Marie Knowles | Mgmt | For | For | For | |||
7 | Elect David Lawrence | Mgmt | For | For | For | |||
8 | Elect Edward Mueller | Mgmt | For | For | For | |||
9 | Elect Jane Shaw | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Reduction of Supermajority Requirement for Amendments to Series A Junior Participating Preferred Stock | Mgmt | For | For | For | |||
14 | Reduction of Supermajority Requirement to Alter By-Laws | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement and Fair Price Provision for Certain Business Combinations | Mgmt | For | For | For | |||
16 | Amendment to the Certificate of Incorporation to Remove Transitional Provision | Mgmt | For | For | For | |||
17 | Amendment to the Certificate of Incorporation Concerning Interested Transactions | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
Mead Johnson Nutrition Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MJN | CUSIP 582839106 | 05/04/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen Golsby | Mgmt | For | For | For | |||
2 | Elect Steven Altschuler | Mgmt | For | For | For | |||
3 | Elect Howard Bernick | Mgmt | For | For | For | |||
4 | Elect Kimberly Casiano | Mgmt | For | For | For | |||
5 | Elect Anna Catalano | Mgmt | For | For | For | |||
6 | Elect Celeste Clark | Mgmt | For | For | For | |||
7 | Elect James Cornelius | Mgmt | For | For | For | |||
8 | Elect Peter Ratcliffe | Mgmt | For | For | For | |||
9 | Elect Elliott Sigal | Mgmt | For | For | For | |||
10 | Elect Robert Singer | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Medicines Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDCO | CUSIP 584688105 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Armin Kessler | Mgmt | For | For | For | |||
1.2 | Elect Robert Savage | Mgmt | For | For | For | |||
1.3 | Elect Glenn Sblendorio | Mgmt | For | For | For | |||
1.4 | Elect Melvin Spigelman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie Brun | Mgmt | For | For | For | |||
2 | Elect Thomas Cech | Mgmt | For | For | For | |||
3 | Elect Kenneth Frazier | Mgmt | For | For | For | |||
4 | Elect Thomas Glocer | Mgmt | For | For | For | |||
5 | Elect William Harrison, Jr. | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||
8 | Elect Carlos Represas | Mgmt | For | For | For | |||
9 | Elect Patricia Russo | Mgmt | For | For | For | |||
10 | Elect Craig Thompson | Mgmt | For | For | For | |||
11 | Elect Wendell Weeks | Mgmt | For | For | For | |||
12 | Elect Peter Wendell | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Reviewing Political Spending or Lobbying | ShrHldr | Against | Against | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven Ballmer | Mgmt | For | For | For | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect William Gates III | Mgmt | For | For | For | |||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||
5 | Elect Reed Hastings | Mgmt | For | For | For | |||
6 | Elect Maria Klawe | Mgmt | For | For | For | |||
7 | Elect David Marquardt | Mgmt | For | For | For | |||
8 | Elect Charles Noski | Mgmt | For | For | For | |||
9 | Elect Helmut Panke | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janine Fields | Mgmt | For | For | For | |||
2 | Elect Hugh Grant | Mgmt | For | For | For | |||
3 | Elect C. Steven McMillan | Mgmt | For | For | For | |||
4 | Elect Robert Stevens | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
7 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
National Oilwell Varco, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOV | CUSIP 637071101 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Merrill Miller, Jr. | Mgmt | For | For | For | |||
2 | Elect Greg Armstrong | Mgmt | For | For | For | |||
3 | Elect David Harrison | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
Newell Rubbermaid Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NWL | CUSIP 651229106 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Clarke | Mgmt | For | For | For | |||
2 | Elect Elizabeth Cuthbert-Millett | Mgmt | For | For | For | |||
3 | Elect Domenico De Sole | Mgmt | For | For | For | |||
4 | Elect Steven Strobel | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Amendment to Articles of Incorporation to Declassify Board | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Nielsen Holdings N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NLSN | CUSIP N63218106 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Indemnification of Directors | Mgmt | For | For | For | |||
3 | Elect David Calhoun | Mgmt | For | Against | Against | |||
4 | Elect James Attwood, Jr. | Mgmt | For | Against | Against | |||
5 | Elect Richard Bressler | Mgmt | For | Against | Against | |||
6 | Elect Simon Brown | Mgmt | For | Against | Against | |||
7 | Elect Michael Chae | Mgmt | For | Against | Against | |||
8 | Elect Patrick Healy | Mgmt | For | Against | Against | |||
9 | Elect Karen Hoguet | Mgmt | For | Against | Against | |||
10 | Elect James Kilts | Mgmt | For | Against | Against | |||
11 | Elect Iain Leigh | Mgmt | For | Against | Against | |||
12 | Elect Eliot Merrill | Mgmt | For | Against | Against | |||
13 | Elect Alexander Navab | Mgmt | For | Against | Against | |||
14 | Elect Robert Pozen | Mgmt | For | Against | Against | |||
15 | Elect Robert Reid | Mgmt | For | Against | Against | |||
16 | Elect Scott Schoen | Mgmt | For | Against | Against | |||
17 | Elect Javier Teruel | Mgmt | For | Against | Against | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Appointment of Auditor to Audit the Dutch Annual Accounts | Mgmt | For | For | For | |||
20 | Extension of Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
NII Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NIHD | CUSIP 62913F201 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin Beebe | Mgmt | For | For | For | |||
2 | Elect Carolyn Katz | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Noble Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBL | CUSIP 655044105 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey Berenson | Mgmt | For | For | For | |||
2 | Elect Michael Cawley | Mgmt | For | For | For | |||
3 | Elect Edward Cox | Mgmt | For | For | For | |||
4 | Elect Charles Davidson | Mgmt | For | For | For | |||
5 | Elect Thomas Edelman | Mgmt | For | For | For | |||
6 | Elect Eric Grubman | Mgmt | For | For | For | |||
7 | Elect Kirby Hedrick | Mgmt | For | For | For | |||
8 | Elect Scott Urban | Mgmt | For | For | For | |||
9 | Elect William Van Kleef | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Nordstrom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JWN | CUSIP 655664100 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Phyllis Campbell | Mgmt | For | For | For | |||
2 | Elect Michelle Ebanks | Mgmt | For | For | For | |||
3 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert Miller | Mgmt | For | For | For | |||
5 | Elect Blake Nordstrom | Mgmt | For | For | For | |||
6 | Elect Erik Nordstrom | Mgmt | For | For | For | |||
7 | Elect Peter Nordstrom | Mgmt | For | For | For | |||
8 | Elect Philip Satre | Mgmt | For | For | For | |||
9 | Elect B. Kevin Turner | Mgmt | For | For | For | |||
10 | Elect Robert Walter | Mgmt | For | For | For | |||
11 | Elect Alison Winter | Mgmt | For | For | For | |||
12 | Amendment to the Executive Management Bonus Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley Bush | Mgmt | For | For | For | |||
2 | Elect Lewis Coleman | Mgmt | For | For | For | |||
3 | Elect Victor Fazio | Mgmt | For | For | For | |||
4 | Elect Donald Felsinger | Mgmt | For | For | For | |||
5 | Elect Stephen Frank | Mgmt | For | For | For | |||
6 | Elect Bruce Gordon | Mgmt | For | For | For | |||
7 | Elect Madeleine Kleiner | Mgmt | For | For | For | |||
8 | Elect Karl Krapek | Mgmt | For | For | For | |||
9 | Elect Richard Myers | Mgmt | For | For | For | |||
10 | Elect Aulana Peters | Mgmt | For | For | For | |||
11 | Elect Gary Roughead | Mgmt | For | For | For | |||
12 | Elect Thomas Schoewe | Mgmt | For | For | For | |||
13 | Elect Kevin Sharer | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Amendment to Remove Requirement of Shareholder Approval for Significant Actions | Mgmt | For | For | For | |||
17 | Additional Rights of Action by Written Consent | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
NVR, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVR | CUSIP 62944T105 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles Andrews | Mgmt | For | For | For | |||
2 | Elect Robert Butler | Mgmt | For | For | For | |||
3 | Elect Timothy Donahue | Mgmt | For | For | For | |||
4 | Elect Thomas Eckert | Mgmt | For | For | For | |||
5 | Elect Alfred Festa | Mgmt | For | Against | Against | |||
6 | Elect Manuel Johnson | Mgmt | For | For | For | |||
7 | Elect William Moran | Mgmt | For | For | For | |||
8 | Elect David Preiser | Mgmt | For | For | For | |||
9 | Elect W. Grady Rosier | Mgmt | For | For | For | |||
10 | Elect Dwight Schar | Mgmt | For | For | For | |||
11 | Elect John Toups | Mgmt | For | For | For | |||
12 | Elect Paul Whetsell | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Occidental Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OXY | CUSIP 674599105 | 05/04/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Howard Atkins | Mgmt | For | For | For | |||
3 | Elect Stephen Chazen | Mgmt | For | For | For | |||
4 | Elect Edward Djerejian | Mgmt | For | For | For | |||
5 | Elect John Feick | Mgmt | For | For | For | |||
6 | Elect Margaret Foran | Mgmt | For | For | For | |||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||
8 | Elect Ray Irani | Mgmt | For | For | For | |||
9 | Elect Avedick Poladian | Mgmt | For | For | For | |||
10 | Elect Aziz Syriani | Mgmt | For | For | For | |||
11 | Elect Rosemary Tomich | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
Oil States International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OIS | CUSIP 678026105 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect S. James Nelson | Mgmt | For | For | For | |||
1.2 | Elect Gary Rosenthal | Mgmt | For | For | For | |||
1.3 | Elect William Van Kleef | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 10/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | |||
1.6 | Elect George Conrades | Mgmt | For | For | For | |||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | |||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | |||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
OraSure Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OSUR | CUSIP 68554V108 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Celano | Mgmt | For | For | For | |||
1.2 | Elect Douglas Michels | Mgmt | For | For | For | |||
1.3 | Elect Charles Patrick | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Owens Corning | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OC | CUSIP 690742101 | 04/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Norman Blake, Jr. | Mgmt | For | For | For | |||
1.2 | Elect James McMonagle | Mgmt | For | For | For | |||
1.3 | Elect W. Howard Morris | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Parker-Hannifin Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PH | CUSIP 701094104 | 10/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Bohn | Mgmt | For | For | For | |||
1.2 | Elect Linda Harty | Mgmt | For | For | For | |||
1.3 | Elect William Kassling | Mgmt | For | For | For | |||
1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | |||
1.5 | Elect Klaus-Peter Muller | Mgmt | For | For | For | |||
1.6 | Elect Candy Obourn | Mgmt | For | For | For | |||
1.7 | Elect Joseph Scaminace | Mgmt | For | For | For | |||
1.8 | Elect Wolfgang Schmitt | Mgmt | For | For | For | |||
1.9 | Elect Ake Svensson | Mgmt | For | For | For | |||
1.10 | Elect James Wainscott | Mgmt | For | For | For | |||
1.11 | Elect Donald Washkewicz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | For | Against | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona Brown | Mgmt | For | For | For | |||
2 | Elect Ian Cook | Mgmt | For | For | For | |||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||
4 | Elect Victor Dzau | Mgmt | For | For | For | |||
5 | Elect Ray Hunt | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Indra Nooyi | Mgmt | For | For | For | |||
8 | Elect Sharon Rockefeller | Mgmt | For | For | For | |||
9 | Elect James Schiro | Mgmt | For | For | For | |||
10 | Elect Lloyd Trotter | Mgmt | For | For | For | |||
11 | Elect Daniel Vasella | Mgmt | For | For | For | |||
12 | Elect Alberto Weisser | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Reapproval of the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Risk Oversight Committee | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||
3 | Elect Louis Camilleri | Mgmt | For | For | For | |||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||
6 | Elect Graham Mackay | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
9 | Elect Lucio Noto | Mgmt | For | For | For | |||
10 | Elect Robert Polet | Mgmt | For | For | For | |||
11 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
12 | Elect Stephen Wolf | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2012 Performance Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Formation of Ethics Committee | ShrHldr | Against | Against | For | |||
Polycom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLCM | CUSIP 73172K104 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew Miller | Mgmt | For | For | For | |||
2 | Elect Betsy Atkins | Mgmt | For | For | For | |||
3 | Elect David DeWalt | Mgmt | For | For | For | |||
4 | Elect John Kelley, Jr. | Mgmt | For | For | For | |||
5 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
6 | Elect William Owens | Mgmt | For | For | For | |||
7 | Elect Kevin Parker | Mgmt | For | For | For | |||
8 | Amendment to the Performance Bonus Plan | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Precision Castparts Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCP | CUSIP 740189105 | 08/16/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Don Graber | Mgmt | For | For | For | |||
1.2 | Elect Lester Lyles | Mgmt | For | For | For | |||
1.3 | Elect Timothy Wicks | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
priceline.com Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Boyd | Mgmt | For | For | For | |||
1.2 | Elect Ralph Bahna | Mgmt | For | For | For | |||
1.3 | Elect Howard Barker, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Jan Docter | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey Epstein | Mgmt | For | For | For | |||
1.6 | Elect James Guyette | Mgmt | For | For | For | |||
1.7 | Elect Nancy Peretsman | Mgmt | For | For | For | |||
1.8 | Elect Craig Rydin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
PVH Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PVH | CUSIP 693656100 | 06/21/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Baglivo | Mgmt | For | For | For | |||
2 | Elect Emanuel Chirico | Mgmt | For | For | For | |||
3 | Elect Juan Figuereo | Mgmt | For | For | For | |||
4 | Elect Joseph Fuller | Mgmt | For | For | For | |||
5 | Elect Fred Gehring | Mgmt | For | For | For | |||
6 | Elect Margaret Jenkins | Mgmt | For | For | For | |||
7 | Elect David Landau | Mgmt | For | For | For | |||
8 | Elect Bruce Maggin | Mgmt | For | For | For | |||
9 | Elect V. James Marino | Mgmt | For | For | For | |||
10 | Elect Henry Nasella | Mgmt | For | For | For | |||
11 | Elect Rita Rodriguez | Mgmt | For | For | For | |||
12 | Elect Craig Rydin | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/06/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||
1.6 | Elect Paul Jacobs | Mgmt | For | For | For | |||
1.7 | Elect Robert Kahn | Mgmt | For | For | For | |||
1.8 | Elect Sherry Lansing | Mgmt | For | For | For | |||
1.9 | Elect Duane Nelles | Mgmt | For | For | For | |||
1.10 | Elect Francisco Ros | Mgmt | For | For | For | |||
1.11 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
1.12 | Elect Marc Stern | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Elimination of Plurality Voting Standard for Election of Directors | Mgmt | For | For | For | |||
Quest Diagnostics Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DGX | CUSIP 74834L100 | 05/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jenne Britell | Mgmt | For | For | For | |||
2 | Elect Gail Wilensky | Mgmt | For | For | For | |||
3 | Elect John Ziegler | Mgmt | For | For | For | |||
4 | Amendment to the Employee Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | |||
Radware Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDWR | CUSIP M81873107 | 09/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Hagen Hultzsch | Mgmt | For | Withhold | Against | |||
1.2 | Elect Yael Langer | Mgmt | For | Withhold | Against | |||
2 | Appointment of Yehuda Zisapel as Chairman | Mgmt | For | For | For | |||
3 | Amendments to Articles [Bundled] | Mgmt | For | For | For | |||
4 | Indemnification of Directors | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Red Hat, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHT | CUSIP 756577102 | 08/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sohaib Abbasi | Mgmt | For | For | For | |||
2 | Elect Narendra Gupta | Mgmt | For | For | For | |||
3 | Elect William Kaiser | Mgmt | For | For | For | |||
4 | Elect James Whitehurst | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | 2011 Performance Compensation Plan | Mgmt | For | For | For | |||
Republic Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RSG | CUSIP 760759100 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Crownover | Mgmt | For | For | For | |||
2 | Elect William Flynn | Mgmt | For | For | For | |||
3 | Elect Michael Larson | Mgmt | For | Against | Against | |||
4 | Elect Nolan Lehmann | Mgmt | For | For | For | |||
5 | Elect W. Lee Nutter | Mgmt | For | For | For | |||
6 | Elect Ramon Rodriguez | Mgmt | For | For | For | |||
7 | Elect Donald Slager | Mgmt | For | For | For | |||
8 | Elect Allan Sorensen | Mgmt | For | For | For | |||
9 | Elect John Trani | Mgmt | For | For | For | |||
10 | Elect Michael Wickham | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) | ShrHldr | Against | For | Against | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Rio Tinto plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS G75754104 | 04/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Chris Lynch | Mgmt | For | For | For | |||
4 | Elect John Varley | Mgmt | For | For | For | |||
5 | Elect Tom Albanese | Mgmt | For | For | For | |||
6 | Elect Robert Brown | Mgmt | For | For | For | |||
7 | Elect Vivienne Cox | Mgmt | For | For | For | |||
8 | Elect Jan du Plessis | Mgmt | For | For | For | |||
9 | Elect Guy Elliott | Mgmt | For | For | For | |||
10 | Elect Michael Fitzpatrick | Mgmt | For | For | For | |||
11 | Elect Ann Godbehere | Mgmt | For | For | For | |||
12 | Elect Richard Goodmanson | Mgmt | For | For | For | |||
13 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | |||
14 | Elect Paul Tellier | Mgmt | For | For | For | |||
15 | Elect Samuel Walsh | Mgmt | For | For | For | |||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
17 | Global Employee Share Plan | Mgmt | For | For | For | |||
18 | Share Savings Plan Renewal | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig Ramsey | Mgmt | For | For | For | |||
2 | Elect Sanford Robertson | Mgmt | For | For | For | |||
3 | Elect Maynard Webb | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Marks | Mgmt | For | For | For | |||
2 | Elect Kevin DeNuccio | Mgmt | For | For | For | |||
3 | Elect Irwin Federman | Mgmt | For | For | For | |||
4 | Elect Steven Gomo | Mgmt | For | For | For | |||
5 | Elect Eddy Hartenstein | Mgmt | For | For | For | |||
6 | Elect Chenming Hu | Mgmt | For | For | For | |||
7 | Elect Catherine Lego | Mgmt | For | For | For | |||
8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Schlumberger N.V. (Schlumberger Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Currie | Mgmt | For | For | For | |||
2 | Elect Anthony Isaac | Mgmt | For | For | For | |||
3 | Elect K.V. Kamath | Mgmt | For | For | For | |||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
6 | Elect Adrian Lajous | Mgmt | For | For | For | |||
7 | Elect Michael Marks | Mgmt | For | For | For | |||
8 | Elect Elizabeth Moler | Mgmt | For | For | For | |||
9 | Elect Lubna Olayan | Mgmt | For | For | For | |||
10 | Elect Leo Reif | Mgmt | For | For | For | |||
11 | Elect Tore Sandvold | Mgmt | For | For | For | |||
12 | Elect Henri Seydoux | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Amendment to the 2004 Stock and Deferral Plan for Non-Employee Directors | Mgmt | For | For | For | |||
Signet Jewelers Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIG | CUSIP G81276100 | 06/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect H. Todd Stitzer | Mgmt | For | For | For | |||
2 | Elect Robert Blanchard | Mgmt | For | For | For | |||
3 | Elect Dale Hilpert | Mgmt | For | For | For | |||
4 | Elect Marianne Parrs | Mgmt | For | For | For | |||
5 | Elect Thomas Plaskett | Mgmt | For | For | For | |||
6 | Elect Russell Walls | Mgmt | For | For | For | |||
7 | Elect Michael Barnes | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Skyworks Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWKS | CUSIP 83088M102 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David McLachlan | Mgmt | For | For | For | |||
1.2 | Elect David Aldrich | Mgmt | For | For | For | |||
1.3 | Elect Kevin Beebe | Mgmt | For | For | For | |||
1.4 | Elect Moiz Beguwala | Mgmt | For | For | For | |||
1.5 | Elect Timothy Furey | Mgmt | For | For | For | |||
1.6 | Elect Balakrishnan Iyer | Mgmt | For | For | For | |||
1.7 | Elect Thomas Leonard | Mgmt | For | For | For | |||
1.8 | Elect David McGlade | Mgmt | For | For | For | |||
1.9 | Elect Robert Schriesheim | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
SS&C Technologies Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSNC | CUSIP 78467J100 | 05/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Etherington | Mgmt | For | For | For | |||
1.2 | Elect Jonathan Michael | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
St. Jude Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CUSIP 790849103 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Brown | Mgmt | For | For | For | |||
2 | Elect Daniel Starks | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Starbucks Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBUX | CUSIP 855244109 | 03/21/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Schultz | Mgmt | For | For | For | |||
2 | Elect William Bradley | Mgmt | For | For | For | |||
3 | Elect Mellody Hobson | Mgmt | For | For | For | |||
4 | Elect Kevin Johnson | Mgmt | For | For | For | |||
5 | Elect Olden Lee | Mgmt | For | For | For | |||
6 | Elect Joshua Ramo | Mgmt | For | For | For | |||
7 | Elect James Shennan, Jr. | Mgmt | For | For | For | |||
8 | Elect Clara Shih | Mgmt | For | For | For | |||
9 | Elect Javier Teruel | Mgmt | For | For | For | |||
10 | Elect Myron Ullman III | Mgmt | For | For | For | |||
11 | Elect Craig Weatherup | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Executive Management Bonus Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett Burnes | Mgmt | For | For | For | |||
2 | Elect Peter Coym | Mgmt | For | For | For | |||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | |||
5 | Elect David Gruber | Mgmt | For | For | For | |||
6 | Elect Linda Hill | Mgmt | For | For | For | |||
7 | Elect Joseph Hooley | Mgmt | For | For | For | |||
8 | Elect Robert Kaplan | Mgmt | For | For | For | |||
9 | Elect Richard Sergel | Mgmt | For | For | For | |||
10 | Elect Ronald Skates | Mgmt | For | For | For | |||
11 | Elect Gregory Summe | Mgmt | For | For | For | |||
12 | Elect Robert Weissman | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Steven Madden, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHOO | CUSIP 556269108 | 05/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward Rosenfeld | Mgmt | For | For | For | |||
1.2 | Elect John Madden | Mgmt | For | For | For | |||
1.3 | Elect Peter Migliorini | Mgmt | For | For | For | |||
1.4 | Elect Richard Randall | Mgmt | For | For | For | |||
1.5 | Elect Ravi Sachdev | Mgmt | For | For | For | |||
1.6 | Elect Thomas Schwartz | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Stryker Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYK | CUSIP 863667101 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard Cox, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Srikant Datar | Mgmt | For | For | For | |||
1.3 | Elect Roch Doliveux | Mgmt | For | For | For | |||
1.4 | Elect Louis Francesconi | Mgmt | For | For | For | |||
1.5 | Elect Allan Golston | Mgmt | For | For | For | |||
1.6 | Elect Howard Lance | Mgmt | For | For | For | |||
1.7 | Elect William Parfet | Mgmt | For | For | For | |||
1.8 | Elect Ronda Stryker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Re-approval of the Executive Bonus Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Swift Transportation Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWFT | CUSIP 87074U101 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Post | Mgmt | For | For | For | |||
1.2 | Elect Jerry Moyes | Mgmt | For | For | For | |||
1.3 | Elect Richard H. Dozer | Mgmt | For | For | For | |||
1.4 | Elect David Vander Ploeg | Mgmt | For | For | For | |||
1.5 | Elect Glenn Brown | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
SXC Health Solutions Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SXCI | CUSIP 78505P100 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Thierer | Mgmt | For | For | For | |||
1.2 | Elect Steven Colser | Mgmt | For | For | For | |||
1.3 | Elect Peter Bensen | Mgmt | For | For | For | |||
1.4 | Elect William Davis | Mgmt | For | For | For | |||
1.5 | Elect Philip Reddon | Mgmt | For | For | For | |||
1.6 | Elect Curtis Thorne | Mgmt | For | For | For | |||
1.7 | Elect Anthony Masso | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Synchronoss Technologies, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNCR | CUSIP 87157B103 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Waldis | Mgmt | For | For | For | |||
1.2 | Elect William Cadogan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Synopsys, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNPS | CUSIP 871607107 | 04/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Aart de Geus | Mgmt | For | For | For | |||
1.2 | Elect Alfred Castino | Mgmt | For | For | For | |||
1.3 | Elect Chi-Foon Chan | Mgmt | For | For | For | |||
1.4 | Elect Bruce Chizen | Mgmt | For | For | For | |||
1.5 | Elect Deborah Coleman | Mgmt | For | For | For | |||
1.6 | Elect Chrysostomos Nikias | Mgmt | For | For | For | |||
1.7 | Elect John Schwarz | Mgmt | For | For | For | |||
1.8 | Elect Roy Vallee | Mgmt | For | For | For | |||
1.9 | Elect Steven Walske | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Employee Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
TE Connectivity Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEL | CUSIP H84989104 | 03/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pierre Brondeau | Mgmt | For | For | For | |||
2 | Elect Juergen Gromer | Mgmt | For | For | For | |||
3 | Elect William Jeffrey | Mgmt | For | For | For | |||
4 | Elect Thomas Lynch | Mgmt | For | For | For | |||
5 | Elect NAM Yong | Mgmt | For | For | For | |||
6 | Elect Daniel Phelan | Mgmt | For | For | For | |||
7 | Elect Frederic Poses | Mgmt | For | For | For | |||
8 | Elect Lawrence Smith | Mgmt | For | For | For | |||
9 | Elect Paula Sneed | Mgmt | For | For | For | |||
10 | Elect David Steiner | Mgmt | For | For | For | |||
11 | Elect John Van Scoter | Mgmt | For | For | For | |||
12 | 2011 Annual Report | Mgmt | For | For | For | |||
13 | Statutory Financial Statements | Mgmt | For | For | For | |||
14 | Consolidated Financial Statements | Mgmt | For | For | For | |||
15 | Release Board of Directors and Executive Officers | Mgmt | For | For | For | |||
16 | Deloitte & Touche | Mgmt | For | For | For | |||
17 | Deloitte AG, Zurich | Mgmt | For | For | For | |||
18 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Amendment to the 2007 Stock and Incentive Plan | Mgmt | For | For | For | |||
21 | Reduction of Share Capital Under the Share Repurchase Program | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Dividend Distribution Through a Reduction of Capital | Mgmt | For | For | For | |||
24 | Reallocation of Free Reserves to Legal Reserves | Mgmt | For | For | For | |||
25 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 09/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Chaim Hurvitz | Mgmt | For | For | For | |||
3 | Elect Ory Slonim | Mgmt | For | For | For | |||
4 | Elect Dan Suesskind | Mgmt | For | For | For | |||
5 | Elect Joseph Nitzani | Mgmt | For | For | For | |||
6 | Elect Dafna Schwartz | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Director & Officer Liability/Indemnification | Mgmt | For | For | For | |||
9 | Remuneration of Moshe Many | Mgmt | For | For | For | |||
10 | Reimbursement of Phillip Frost's Travel Expenses | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Daniel Carp | Mgmt | For | For | For | |||
3 | Elect Carrie Cox | Mgmt | For | For | For | |||
4 | Elect Pamela Patsley | Mgmt | For | For | For | |||
5 | Elect Robert Sanchez | Mgmt | For | For | For | |||
6 | Elect Wayne Sanders | Mgmt | For | For | For | |||
7 | Elect Ruth Simmons | Mgmt | For | For | For | |||
8 | Elect Richard Templeton | Mgmt | For | For | For | |||
9 | Elect Christine Whitman | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
The Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nancy Bechtle | Mgmt | For | For | For | |||
2 | Elect Walter Bettinger II | Mgmt | For | For | For | |||
3 | Elect C. Preston Butcher | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
The Coca-Cola Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | CUSIP 191216100 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Allen | Mgmt | For | For | For | |||
2 | Elect Ronald Allen | Mgmt | For | For | For | |||
3 | Elect Howard Buffett | Mgmt | For | For | For | |||
4 | Elect Richard Daley | Mgmt | For | For | For | |||
5 | Elect Barry Diller | Mgmt | For | For | For | |||
6 | Elect Evan Greenberg | Mgmt | For | For | For | |||
7 | Elect Alexis Herman | Mgmt | For | For | For | |||
8 | Elect Muhtar Kent | Mgmt | For | For | For | |||
9 | Elect Donald Keough | Mgmt | For | For | For | |||
10 | Elect Robert Kotick | Mgmt | For | For | For | |||
11 | Elect Maria Lagomasino | Mgmt | For | For | For | |||
12 | Elect Donald McHenry | Mgmt | For | For | For | |||
13 | Elect Sam Nunn | Mgmt | For | For | For | |||
14 | Elect James Robinson III | Mgmt | For | For | For | |||
15 | Elect Peter Ueberroth | Mgmt | For | For | For | |||
16 | Elect Jacob Wallenberg | Mgmt | For | Against | Against | |||
17 | Elect James Williams | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Angela Braly | Mgmt | For | For | For | |||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
3 | Elect Scott Cook | Mgmt | For | For | For | |||
4 | Elect Susan Desmond-Hellmann | Mgmt | For | For | For | |||
5 | Elect Robert McDonald | Mgmt | For | For | For | |||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||
8 | Elect Margaret Whitman | Mgmt | For | For | For | |||
9 | Elect Mary Wilderotter | Mgmt | For | For | For | |||
10 | Elect Patricia Woertz | Mgmt | For | For | For | |||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Technical Amendments Regarding Preferred Stock | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | ShrHldr | Against | Against | For | |||
The Timken Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TKR | CUSIP 887389104 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph Ralston | Mgmt | For | For | For | |||
1.2 | Elect John Reilly | Mgmt | For | For | For | |||
1.3 | Elect John Timken, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Jacqueline Woods | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/13/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan Bennett | Mgmt | For | For | For | |||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | |||
5 | Elect David Ching | Mgmt | For | For | For | |||
6 | Elect Michael Hines | Mgmt | For | For | For | |||
7 | Elect Amy Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect John O'Brien | Mgmt | For | For | For | |||
10 | Elect Willow Shire | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Approval of Material Terms of Executive Officer Performance Goals Under Cash Incentive Plans | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/13/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan Arnold | Mgmt | For | For | For | |||
2 | Elect John Chen | Mgmt | For | For | For | |||
3 | Elect Judith Estrin | Mgmt | For | For | For | |||
4 | Elect Robert Iger | Mgmt | For | For | For | |||
5 | Elect Fred Langhammer | Mgmt | For | For | For | |||
6 | Elect Aylwin Lewis | Mgmt | For | For | For | |||
7 | Elect Monica Lozano | Mgmt | For | For | For | |||
8 | Elect Robert Matschullat | Mgmt | For | For | For | |||
9 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
10 | Elect Orin Smith | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. Martin Harris | Mgmt | For | For | For | |||
2 | Elect Judy Lewent | Mgmt | For | For | For | |||
3 | Elect Jim Manzi | Mgmt | For | For | For | |||
4 | Elect Lars Sorenson | Mgmt | For | For | For | |||
5 | Elect Elaine Ullian | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Barksdale | Mgmt | For | For | For | |||
2 | Elect William Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen Bollenbach | Mgmt | For | For | For | |||
5 | Elect Robert Clark | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Jessica Einhorn | Mgmt | For | For | For | |||
8 | Elect Fred Hassan | Mgmt | For | For | For | |||
9 | Elect Kenneth Novack | Mgmt | For | For | For | |||
10 | Elect Paul Wachter | Mgmt | For | For | For | |||
11 | Elect Deborah Wright | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Trimble Navigation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRMB | CUSIP 896239100 | 05/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven Berglund | Mgmt | For | For | For | |||
1.2 | Elect John Goodrich | Mgmt | For | For | For | |||
1.3 | Elect William Hart | Mgmt | For | For | For | |||
1.4 | Elect Merit Janow | Mgmt | For | For | For | |||
1.5 | Elect Ulf Johansson | Mgmt | For | For | For | |||
1.6 | Elect Ronald Nersesian | Mgmt | For | For | For | |||
1.7 | Elect Bradford Parkinson | Mgmt | For | For | For | |||
1.8 | Elect Mark Peek | Mgmt | For | For | For | |||
1.9 | Elect Nickolas Vande Steeg | Mgmt | For | For | For | |||
2 | Amendment to the 2002 Stock Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Tronox Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRXAQ | CUSIP 897051306 | 05/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 03/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3.1 | Elect Edward Breen | Mgmt | For | For | For | |||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | |||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | |||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | |||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||
3.7 | Elect John Krol | Mgmt | For | For | For | |||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | |||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | |||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | |||
3.12 | Elect R. David Yost | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Consolidation of Reserves | Mgmt | For | For | For | |||
9 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendments to Articles of Association | Mgmt | For | For | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
2 | Elect John Faraci | Mgmt | For | For | For | |||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
4 | Elect Jamie Gorelick | Mgmt | For | For | For | |||
5 | Elect Edward Kangas | Mgmt | For | For | For | |||
6 | Elect Ellen Kullman | Mgmt | For | For | For | |||
7 | Elect Richard McCormick | Mgmt | For | For | For | |||
8 | Elect Harold McGraw III | Mgmt | For | For | For | |||
9 | Elect Richard Myers | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
12 | Elect Christine Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
ViroPharma Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VPHM | CUSIP 928241108 | 05/21/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul Brooke | Mgmt | For | For | For | |||
1.2 | Elect Michael Dougherty | Mgmt | For | For | For | |||
1.3 | Elect Robert Glaser | Mgmt | For | For | For | |||
2 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
VMware, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VMW | CUSIP 928563402 | 05/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Walter Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLT | CUSIP 93317Q105 | 04/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Beatty | Mgmt | For | Withhold | Against | |||
1.2 | Elect Howard Clark, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Jerry Kolb | Mgmt | For | For | For | |||
1.4 | Elect Patrick Kriegshauser | Mgmt | For | For | For | |||
1.5 | Elect Joseph Leonard | Mgmt | For | For | For | |||
1.6 | Elect Graham Mascall | Mgmt | For | For | For | |||
1.7 | Elect Bernard Rethore | Mgmt | For | For | For | |||
1.8 | Elect Walter Scheller, III | Mgmt | For | For | For | |||
1.9 | Elect Michael Tokarz | Mgmt | For | Withhold | Against | |||
1.10 | Elect A.J. Wagner | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine Chao | Mgmt | For | For | For | |||
3 | Elect John Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd Dean | Mgmt | For | For | For | |||
5 | Elect Susan Engel | Mgmt | For | For | For | |||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
7 | Elect Donald James | Mgmt | For | For | For | |||
8 | Elect Cynthia Milligan | Mgmt | For | For | For | |||
9 | Elect Nicholas Moore | Mgmt | For | For | For | |||
10 | Elect Federico Pena | Mgmt | For | For | For | |||
11 | Elect Philip Quigley | Mgmt | For | For | For | |||
12 | Elect Judith Runstad | Mgmt | For | For | For | |||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||
14 | Elect John Stumpf | Mgmt | For | For | For | |||
15 | Elect Susan Swenson | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Cumulative Voting in Contested Elections | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||
Wesco International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCC | CUSIP 95082P105 | 05/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Engel | Mgmt | For | For | For | |||
1.2 | Elect Steven Raymund | Mgmt | For | For | For | |||
1.3 | Elect Lynn Utter | Mgmt | For | For | For | |||
1.4 | Elect William J. Vareschi | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Wyndham Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYN | CUSIP 98310W108 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Holmes | Mgmt | For | For | For | |||
1.2 | Elect Myra Biblowit | Mgmt | For | For | For | |||
1.3 | Elect Pauline Richards | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Multi-Cap Growth Fund | |
By: | /s/ Jonathan S. Horwitz | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 8, 2012 | |