| | | |
| UNITED STATES |
| SECURITIES AND EXCHANGE COMMISSION |
| Washington, DC 20549 |
| |
| |
| FORM N-PX |
| |
| ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED |
| MANAGEMENT INVESTMENT COMPANY |
| |
| Investment Company Act File Number : | 811-6128 |
| |
| Name of Registrant: | Putnam New Opportunities Fund |
| |
| Address of Principal Executive Offices: | |
| | One Post Office Square |
| | Boston, Massachusetts 02109 |
| Name and address of agent of service: | |
| | James P. Pappas, Vice President |
| | Putnam New Opportunities Fund |
| | One Post Office Square |
| | Boston, Massachusetts 02109 |
| CC: | | |
| | John W. Gerstmayr, Esq. |
| | Ropes & Gray LLP | |
| | One International Place |
| | Boston, Massachusetts 02110 |
| Registrant's telephone number including area code: |
| | (617) 292-1000 | |
| Date of fiscal year end: | |
| | 6/30/10 | |
| Date of reporting period: | |
| | 07/01/2009 - 06/30/2010 |
| | |
| | | | | | |
| Item 1: Proxy Voting Record | | | | | |
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| |
| Registrant : Putnam New Opportunities Fund | | | | | |
| Fund Name : Putnam New Opportunities Fund | | | | | |
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| Date of fiscal year end : 06/30/2010 | | | |
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| |
| 3M Company | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MMM | CUSIP 88579Y101 | 05/11/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Linda Alvarado | Mgmt | For | For | For |
| 2 | Elect George Buckley | Mgmt | For | For | For |
| 3 | Elect Vance Coffman | Mgmt | For | For | For |
| 4 | Elect Michael Eskew | Mgmt | For | For | For |
| 5 | Elect W. James Farrell | Mgmt | For | For | For |
| 6 | Elect Herbert Henkel | Mgmt | For | For | For |
| 7 | Elect Edward Liddy | Mgmt | For | For | For |
| 8 | Elect Robert Morrison | Mgmt | For | For | For |
| 9 | Elect Aulana Peters | Mgmt | For | For | For |
| 10 | Elect Robert Ulrich | Mgmt | For | For | For |
| 11 | Ratification of Auditor | Mgmt | For | For | For |
| 12 | Amendment to the 2008 Long-Term | Mgmt | For | For | For |
| | Incentive Plan | | | | |
| 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| |
| |
| Abbott Laboratories | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ABT | CUSIP 002824100 | 04/23/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Robert Alpern | Mgmt | For | For | For |
| 1.2 | Elect Roxanne Austin | Mgmt | For | For | For |
| 1.3 | Elect William Daley | Mgmt | For | For | For |
| 1.4 | Elect W. James Farrell | Mgmt | For | For | For |
| 1.5 | Elect H. Laurance Fuller | Mgmt | For | For | For |
| 1.6 | Elect William Osborn | Mgmt | For | For | For |
| | | | | | |
| | 1.7 | Elect David Owen | Mgmt | For | For | For |
| | 1.8 | Elect Roy Roberts | Mgmt | For | For | For |
| | 1.9 | Elect Samuel Scott III | Mgmt | For | For | For |
| | 1.10 | Elect William Smithburg | Mgmt | For | For | For |
| | 1.11 | Elect Glenn Tilton | Mgmt | For | For | For |
| | 1.12 | Elect Miles White | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| | 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| |
| |
| Accenture Ltd. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ACN | CUSIP G1150G111 | 08/05/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Reincorporation from Bermuda to | Mgmt | For | For | For |
| | | Ireland | | | | |
| | 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
| | 3 | Creation of Distributable Reserves | Mgmt | For | For | For |
| | 4 | Right to Adjourn Meeting | Mgmt | For | For | For |
| |
| |
| ACCENTURE PLC | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ACN | CUSIP G1151C101 | 02/04/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect William Kimsey | Mgmt | For | For | For |
| | 2 | Elect Robert Lipp | Mgmt | For | For | For |
| | 3 | Elect Wulf von Schimmelmann | Mgmt | For | For | For |
| | 4 | Appointment of Auditor and | Mgmt | For | For | For |
| | | Authority to Set Fees | | | | |
| | 5 | 2010 Share Incentive Plan | Mgmt | For | For | For |
| | 6 | 2010 Employee Share Purchase | Mgmt | For | For | For |
| | | Plan | | | | |
| | 7 | Authorization to Hold the 2011 | Mgmt | For | Abstain | Against |
| | | Annual Meeting Outside of Ireland | | | | |
| |
| | 8 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 9 | Issuance of Treasury Shares | Mgmt | For | For | For |
| | | | | | |
| Activision Blizzard, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ATVI | CUSIP 00507V109 | 12/17/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Amendment to the 2008 Incentive | Mgmt | For | For | For |
| | | Plan | | | | |
| |
| |
| Adobe Systems Incorporated | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ADBE | CUSIP 00724F101 | 04/16/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Edward Barnholt | Mgmt | For | For | For |
| | 2 | Elect Michael Cannon | Mgmt | For | For | For |
| | 3 | Elect James Daley | Mgmt | For | For | For |
| | 4 | Elect Charles Geschke | Mgmt | For | Against | Against |
| | 5 | Elect Shantanu Narayen | Mgmt | For | For | For |
| | 6 | Amendment of the 2003 Equity | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 7 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| ADTRAN, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ADTN | CUSIP 00738A106 | 05/05/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Thomas Stanton | Mgmt | For | For | For |
| | 1.2 | Elect H. Fenwick Huss | Mgmt | For | For | For |
| | 1.3 | Elect Ross Ireland | Mgmt | For | For | For |
| | 1.4 | Elect William Marks | Mgmt | For | For | For |
| | 1.5 | Elect James Matthews | Mgmt | For | For | For |
| | 1.6 | Elect Balan Nair | Mgmt | For | For | For |
| | 1.7 | Elect Roy Nichols | Mgmt | For | For | For |
| | 2 | Amendment to the 2005 Directors | Mgmt | For | For | For |
| | | Stock Option Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Aetna Inc. | | | | | | |
| | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AET | CUSIP 00817Y108 | 05/21/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Frank Clark, Jr. | Mgmt | For | For | For |
| | 2 | Elect Betsy Cohen | Mgmt | For | For | For |
| | 3 | Elect Molly Coye | Mgmt | For | For | For |
| | 4 | Elect Roger Farah | Mgmt | For | For | For |
| | 5 | Elect Barbara Franklin | Mgmt | For | For | For |
| | 6 | Elect Jeffrey Garten | Mgmt | For | For | For |
| | 7 | Elect Earl Graves | Mgmt | For | For | For |
| | 8 | Elect Gerald Greenwald | Mgmt | For | For | For |
| | 9 | Elect Ellen Hancock | Mgmt | For | For | For |
| | 10 | Elect Richard Harrington | Mgmt | For | For | For |
| | 11 | Elect Edward Ludwig | Mgmt | For | For | For |
| | 12 | Elect Joseph Newhouse | Mgmt | For | For | For |
| | 13 | Elect Ronald Williams | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| | 15 | 2010 Stock Incentive Plan | Mgmt | For | For | For |
| | 16 | 2010 Non-Employee Director | Mgmt | For | For | For |
| | | Compensation Plan | | | | |
| | 17 | 2001 Annual Incentive Plan | Mgmt | For | For | For |
| | 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Cumulative Voting | | | | |
| | 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Independent Board Chairman | | | | |
| |
| |
| Aflac Incorporated | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AFL | CUSIP 001055102 | 05/03/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Daniel Amos | Mgmt | For | For | For |
| | 2 | Elect John Shelby Amos, II | Mgmt | For | For | For |
| | 3 | Elect Paul Amos, II | Mgmt | For | For | For |
| | 4 | Elect Michael Armacost | Mgmt | For | For | For |
| | 5 | Elect Kriss Cloninger, III | Mgmt | For | For | For |
| | 6 | Elect Joe Harris | Mgmt | For | For | For |
| | 7 | Elect Elizabeth Hudson | Mgmt | For | For | For |
| | 8 | Elect Douglas Johnson | Mgmt | For | For | For |
| | 9 | Elect Robert Johnson | Mgmt | For | For | For |
| | 10 | Elect Charles Knapp | Mgmt | For | For | For |
| | 11 | Elect E. Stephen Purdom | Mgmt | For | For | For |
| | 12 | Elect Barbara Rimer | Mgmt | For | For | For |
| | | | | | |
| | 13 | Elect Marvin Schuster | Mgmt | For | For | For |
| | 14 | Elect David Thompson | Mgmt | For | For | For |
| | 15 | Elect Robert Wright | Mgmt | For | For | For |
| | 16 | Elect Takuro Yoshida | Mgmt | For | For | For |
| | 17 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| | 18 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Agrium Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AGU | CUSIP 008916108 | 05/12/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Ralph Cunningham | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Germaine Gibara | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Russel Girling | Mgmt | For | For | For |
| | 1.4 | Elect Susan Henry | Mgmt | For | For | For |
| | 1.5 | Elect Russell Horner | Mgmt | For | For | For |
| | 1.6 | Elect A. Anne McLellan | Mgmt | For | For | For |
| | 1.7 | Elect David Lesar | Mgmt | For | For | For |
| | 1.8 | Elect John Lowe | Mgmt | For | For | For |
| | 1.9 | Elect Derek Pannell | Mgmt | For | For | For |
| | 1.10 | Elect Frank Proto | Mgmt | For | For | For |
| | 1.11 | Elect Michael Wilson | Mgmt | For | For | For |
| | 1.12 | Elect Victor Zaleschuk | Mgmt | For | For | For |
| | 2 | Appointment of Auditor | Mgmt | For | For | For |
| | 3 | Shareholder Rights Plan | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| |
| |
| Allergan, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AGN | CUSIP 018490102 | 04/29/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael Gallagher | Mgmt | For | For | For |
| | 2 | Elect Gavin Herbert | Mgmt | For | For | For |
| | 3 | Elect Dawn Hudson | Mgmt | For | For | For |
| | 4 | Elect Stephen Ryan | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | Mgmt | For | For | For |
| | 6 | Elimination of Supermajority | Mgmt | For | For | For |
| | | Requirement to Remove Directors | | | | |
| | | for Cause | | | | |
| | | | | | |
| | 7 | Elimination of Supermajority | Mgmt | For | For | For |
| | | Requirement to Approve Certain | | | | |
| | | Business Combinations | | | | |
| | 8 | Elimination of Supermajority | Mgmt | For | For | For |
| | | Requirement to Amend Restated | | | | |
| | | Certificate of Incorporation | | | | |
| | 9 | Technical Amendments to | Mgmt | For | For | For |
| | | Certificate of Incorporation | | | | |
| |
| |
| Alliant Techsystems Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ATK | CUSIP 018804104 | 08/04/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Frances Cook | Mgmt | For | For | For |
| | 1.2 | Elect Martin Faga | Mgmt | For | For | For |
| | 1.3 | Elect Ronald Fogleman | Mgmt | For | For | For |
| | 1.4 | Elect Douglas Maine | Mgmt | For | For | For |
| | 1.5 | Elect Roman Martinez IV | Mgmt | For | For | For |
| | 1.6 | Elect Daniel Murphy | Mgmt | For | For | For |
| | 1.7 | Elect Mark Ronald | Mgmt | For | For | For |
| | 1.8 | Elect William Van Dyke | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the 2005 Stock | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| |
| |
| Amazon.com, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AMZN | CUSIP 023135106 | 05/25/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jeffrey Bezos | Mgmt | For | For | For |
| | 2 | Elect Tom Alberg | Mgmt | For | For | For |
| | 3 | Elect John Seely Brown | Mgmt | For | For | For |
| | 4 | Elect William Gordon | Mgmt | For | For | For |
| | 5 | Elect Alain Monie | Mgmt | For | For | For |
| | 6 | Elect Thomas Ryder | Mgmt | For | For | For |
| | 7 | Elect Patricia Stonesifer | Mgmt | For | For | For |
| | 8 | Ratification of Auditor | Mgmt | For | For | For |
| | 9 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Political Contributions and | | | | |
| | | Expenditure Report | | | | |
| | | | | | |
| AMETEK, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AME | CUSIP 031100100 | 04/28/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Charles D. Klein | Mgmt | For | For | For |
| | 1.2 | Elect Steven W. Kohlhagen | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Amgen Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AMGN | CUSIP 031162100 | 05/12/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect David Baltimore | Mgmt | For | For | For |
| | 2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For |
| | 3 | Elect Francois de Carbonnel | Mgmt | For | For | For |
| | 4 | Elect Jerry Choate | Mgmt | For | For | For |
| | 5 | Elect Vance Coffman | Mgmt | For | For | For |
| | 6 | Elect Frederick Gluck | Mgmt | For | For | For |
| | 7 | Elect Rebecca Henderson | Mgmt | For | For | For |
| | 8 | Elect Frank Herringer | Mgmt | For | For | For |
| | 9 | Elect Gilbert Omenn | Mgmt | For | For | For |
| | 10 | Elect Judith Pelham | Mgmt | For | For | For |
| | 11 | Elect J. Paul Reason | Mgmt | For | For | For |
| | 12 | Elect Leonard Schaeffer | Mgmt | For | For | For |
| | 13 | Elect Kevin Sharer | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Act by Written Consent | | | | |
| | 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Retention of Shares After | | | | |
| | | Retirement | | | | |
| |
| |
| Ancestry.com Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ACOM | CUSIP 032803108 | 05/26/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Charles Boesenberg | Mgmt | For | Withhold | Against |
| | | | | | |
| | 1.2 | Elect Benjamin Spero | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Apple Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AAPL | CUSIP 037833100 | 02/25/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William Campbell | Mgmt | For | For | For |
| | 1.2 | Elect Millard Drexler | Mgmt | For | For | For |
| | 1.3 | Elect Albert Gore, Jr. | Mgmt | For | For | For |
| | 1.4 | Elect Steven Jobs | Mgmt | For | For | For |
| | 1.5 | Elect Andrea Jung | Mgmt | For | For | For |
| | 1.6 | Elect Arthur Levinson | Mgmt | For | For | For |
| | 1.7 | Elect Jerome York | Mgmt | For | For | For |
| | 2 | Amendment to the 2003 Employee | Mgmt | For | For | For |
| | | Stock Plan | | | | |
| | 3 | Amendment to the 1997 Director | Mgmt | For | For | For |
| | | Stock Option Plan | | | | |
| | 4 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| | 5 | Ratification of Auditor | Mgmt | For | For | For |
| | 6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Sustainability Report | | | | |
| | 7 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Formation of Sustainability | | | | |
| | | Committee | | | | |
| |
| |
| Assured Guaranty Ltd. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AGO | CUSIP G0585R106 | 05/06/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Neil Baron | Mgmt | For | Withhold | Against |
| | 1.2 | Elect G. Lawrence Buhl | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Dominic Frederico | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Howard Albert | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Robert A. Bailenson | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Russell B. Brewer | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Gary Burnet | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Dominic J. Frederico | Mgmt | For | Withhold | Against |
| | 1.9 | Elect Sean McCarthy | Mgmt | For | Withhold | Against |
| | 1.10 | Elect James M. Michener | Mgmt | For | Withhold | Against |
| | | | | | |
| | 1.11 | Elect Robert B. Mills | Mgmt | For | Withhold | Against |
| | 1.12 | Elect Kevin Pearson | Mgmt | For | Withhold | Against |
| | 1.13 | Elect Andrew Pickering | Mgmt | For | Withhold | Against |
| | 2 | Bermuda Law Change Amendments | Mgmt | For | For | For |
| |
| | 3 | Corporate Governance | Mgmt | For | For | For |
| | | Amendments | | | | |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Appointment of Auditor (Assured | Mgmt | For | For | For |
| | | Guaranty Re Ltd.) | | | | |
| | 6 | Appointment of Auditor (Assured | Mgmt | For | For | For |
| | | Guaranty Ireland Holdings Ltd.) | | | | |
| |
| |
| Avago Technologies Limited | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AVGO | CUSIP Y0486S104 | 03/31/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Hock Tan | Mgmt | For | Against | Against |
| | 2 | Elect Adam Clammer | Mgmt | For | Against | Against |
| | 3 | Elect James Davidson | Mgmt | For | Against | Against |
| | 4 | Elect James Diller, Sr. | Mgmt | For | Against | Against |
| | 5 | Elect James Greene Jr. | Mgmt | For | Against | Against |
| | 6 | Elect Kenneth Hao | Mgmt | For | Against | Against |
| | 7 | Elect John Joyce | Mgmt | For | Against | Against |
| | 8 | Elect David Kerko | Mgmt | For | Against | Against |
| | 9 | Elect Justine Lien | Mgmt | For | Against | Against |
| | 10 | Elect Donald Macleod | Mgmt | For | Against | Against |
| | 11 | Elect Bock Seng Tan | Mgmt | For | Against | Against |
| | 12 | Appointment of Auditor and | Mgmt | For | For | For |
| | | Authority to Set Fees | | | | |
| | 13 | Directors' Fees | Mgmt | For | For | For |
| | 14 | Authority to Issue Shares without | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 15 | Authority to Repurchase Shares | Mgmt | For | For | For |
| |
| |
| Avis Budget Group, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CAR | CUSIP 053774105 | 05/26/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Ronald Nelson | Mgmt | For | For | For |
| | 2 | Elect Mary Choksi | Mgmt | For | For | For |
| | | | | | |
| | 3 | Elect Leonard Coleman | Mgmt | For | For | For |
| | 4 | Elect Martin Edelman | Mgmt | For | For | For |
| | 5 | Elect John Hardy, Jr. | Mgmt | For | For | For |
| | 6 | Elect Lynn Krominga | Mgmt | For | For | For |
| | 7 | Elect Eduardo Mestre | Mgmt | For | For | For |
| | 8 | Elect F. Robert Salerno | Mgmt | For | For | For |
| | 9 | Elect Stender Sweeney | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Bally Technologies, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | BYI | CUSIP 05874B107 | 12/02/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect David Robbins | Mgmt | For | For | For |
| | 2 | 2010 Long Term Incentive Plan | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Barrick Gold Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ABX | CUSIP 067901108 | 04/28/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Howard Beck | Mgmt | For | For | For |
| | 1.2 | Elect Charles Birchall | Mgmt | For | For | For |
| | 1.3 | Elect Donald Carty | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Gustavo Cisneros | Mgmt | For | For | For |
| | 1.5 | Elect Marshall Cohen | Mgmt | For | For | For |
| | 1.6 | Elect Peter Crossgrove | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Robert Franklin | Mgmt | For | For | For |
| | 1.8 | Elect J. Brett Harvey | Mgmt | For | For | For |
| | 1.9 | Elect Brian Mulroney | Mgmt | For | Withhold | Against |
| | 1.10 | Elect Anthony Munk | Mgmt | For | For | For |
| | 1.11 | Elect Peter Munk | Mgmt | For | For | For |
| | 1.12 | Elect Aaron Regent | Mgmt | For | For | For |
| | 1.13 | Elect Nathaniel Rothschild | Mgmt | For | For | For |
| | 1.14 | Elect Steven Shapiro | Mgmt | For | For | For |
| | 2 | Appointment of Auditor and | Mgmt | For | For | For |
| | | Authority to Set Fees | | | | |
| | 3 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| | | | | | |
| Baxter International Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | BAX | CUSIP 071813109 | 05/04/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Blake Devitt | Mgmt | For | For | For |
| | 2 | Elect John Forsyth | Mgmt | For | For | For |
| | 3 | Elect Gail Fosler | Mgmt | For | For | For |
| | 4 | Elect Carole Shapazian | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | Mgmt | For | For | For |
| | 6 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Simple Majority Vote | | | | |
| |
| |
| Blackrock Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | BLK | CUSIP 09247X101 | 05/24/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Abdlatif Yousef Al-Hamad | Mgmt | For | For | For |
| | 1.2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For |
| | 1.3 | Elect Dennis Dammerman | Mgmt | For | For | For |
| | 1.4 | Elect Robert Diamond, Jr. | Mgmt | For | For | For |
| | 1.5 | Elect David Komansky | Mgmt | For | For | For |
| | 1.6 | Elect James Rohr | Mgmt | For | For | For |
| | 2 | Amendment to the 1999 Stock | Mgmt | For | Against | Against |
| | | Award and Incentive Plan | | | | |
| | 3 | Amendment to the 1999 Annual | Mgmt | For | For | For |
| | | Incentive Performance Plan | | | | |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Bruker Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | BRKR | CUSIP 116794108 | 05/14/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Wolf-Dieter Emmerich | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Brenda Furlong | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Frank Laukien | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Richard Packer | Mgmt | For | Withhold | Against |
| | 2 | 2010 Incentive Compensation Plan | Mgmt | For | For | For |
| | | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| C.H. Robinson Worldwide, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CHRW | CUSIP 12541W209 | 05/13/2010 | | Take No Action |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Steven Polacek | Mgmt | For | TNA | N/A |
| | 2 | Elect ReBecca Roloff | Mgmt | For | TNA | N/A |
| | 3 | Elect Michael Wickham | Mgmt | For | TNA | N/A |
| | 4 | 2010 Non-Equity Incentive Plan | Mgmt | For | TNA | N/A |
| | 5 | Ratification of Auditor | Mgmt | For | TNA | N/A |
| |
| |
| CARBO Ceramics Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CRR | CUSIP 140781105 | 05/18/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Sigmund L. Cornelius | Mgmt | For | For | For |
| | 1.2 | Elect James B. Jennings | Mgmt | For | For | For |
| | 1.3 | Elect Gary A. Kolstad | Mgmt | For | For | For |
| | 1.4 | Elect H. E. Lentz, Jr. | Mgmt | For | For | For |
| | 1.5 | Elect Randy L. Limbacher | Mgmt | For | For | For |
| | 1.6 | Elect William C. Morris | Mgmt | For | For | For |
| | 1.7 | Elect Robert S. Rubin | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Cavium Networks, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CAVM | CUSIP 14965A101 | 05/07/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Syed Ali | Mgmt | For | For | For |
| | 1.2 | Elect Anthony Thornley | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Check Point Software Tech LT | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CHKP | CUSIP M22465104 | 06/29/2010 | | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Gil Shwed | Mgmt | For | For | For |
| | 1.2 | Elect Marius Nacht | Mgmt | For | For | For |
| | 1.3 | Elect Jerry Ungerman | Mgmt | For | For | For |
| | 1.4 | Elect Dan Propper | Mgmt | For | For | For |
| | 1.5 | Elect David Rubner | Mgmt | For | For | For |
| | 1.6 | Elect Tal Shavit | Mgmt | For | For | For |
| | 2 | Appointment of Auditor | Mgmt | For | For | For |
| | 3 | Approval of Compensation for the | Mgmt | For | For | For |
| | | Company's Chairman and CEO, Gil | | | | |
| | | Shwed | | | | |
| |
| |
| Cisco Systems, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CSCO | CUSIP 17275R102 | 11/12/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Carol Bartz | Mgmt | For | For | For |
| | 2 | Elect M. Michele Burns | Mgmt | For | For | For |
| | 3 | Elect Michael Capellas | Mgmt | For | For | For |
| | 4 | Elect Larry Carter | Mgmt | For | For | For |
| | 5 | Elect John Chambers | Mgmt | For | For | For |
| | 6 | Elect Brian Halla | Mgmt | For | For | For |
| | 7 | Elect John Hennessy | Mgmt | For | For | For |
| | 8 | Elect Richard Kovacevich | Mgmt | For | For | For |
| | 9 | Elect Roderick McGeary | Mgmt | For | For | For |
| | 10 | Elect Michael Powell | Mgmt | For | For | For |
| | 11 | Elect Arun Sarin | Mgmt | For | For | For |
| | 12 | Elect Steven West | Mgmt | For | For | For |
| | 13 | Elect Jerry Yang | Mgmt | For | For | For |
| | 14 | Amendment to the 2005 Stock | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 15 | Amendment to the Employee Stock | Mgmt | For | For | For |
| | | Purchase Plan | | | | |
| | 16 | Ratification of Auditor | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Formation of a Board Committee on | | | | |
| | | Human Rights | | | | |
| | 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| | 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Internet Fragmentation | | | | |
| | | | | | |
| Cliffs Natural Resources Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CLF | CUSIP 18683K101 | 05/11/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Ronald Cambre | Mgmt | For | For | For |
| | 1.2 | Elect Joseph Carrabba | Mgmt | For | For | For |
| | 1.3 | Elect Susan Cunningham | Mgmt | For | For | For |
| | 1.4 | Elect Barry Eldridge | Mgmt | For | For | For |
| | 1.5 | Elect Susan Green | Mgmt | For | For | For |
| | 1.6 | Elect Janice Henry | Mgmt | For | For | For |
| | 1.7 | Elect James Kirsch | Mgmt | For | For | For |
| | 1.8 | Elect Francis McAllister | Mgmt | For | For | For |
| | 1.9 | Elect Roger Phillips | Mgmt | For | For | For |
| | 1.10 | Elect Richard Riederer | Mgmt | For | For | For |
| | 1.11 | Elect Alan Schwartz | Mgmt | For | For | For |
| | 2 | Elimination of Supermajority | Mgmt | For | For | For |
| | | Requirement | | | | |
| | 3 | Amendment to the 2007 Incentive | Mgmt | For | For | For |
| | | Equity Plan | | | | |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| CME Group Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CME | CUSIP 12572Q105 | 05/05/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Terrence Duffy | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Charles Carey | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Mark Cermak | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Martin Gepsman | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Leo Melamed | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Joseph Niciforo | Mgmt | For | Withhold | Against |
| | 1.7 | Elect C.C. Odom II | Mgmt | For | Withhold | Against |
| | 1.8 | Elect John Sandner | Mgmt | For | Withhold | Against |
| | 1.9 | Elect Dennis Suskind | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Coca-Cola Enterprises Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | | | | |
| | CCE | CUSIP 191219104 | 04/23/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect L. Phillip Humann | Mgmt | For | For | For |
| | 1.2 | Elect Suzanne Labarge | Mgmt | For | For | For |
| | 1.3 | Elect Veronique Morali | Mgmt | For | For | For |
| | 1.4 | Elect Phoebe Wood | Mgmt | For | For | For |
| | 2 | Amendment to the 2007 Incentive | Mgmt | For | For | For |
| | | Award Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Shareholder Approval of Severance | | | | |
| | | Agreements | | | | |
| |
| |
| Cognizant Technology Solutions | | | | | | |
| Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CTSH | CUSIP 192446102 | 06/01/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John Klein | Mgmt | For | For | For |
| | 2 | Elect Lakshmi Narayanan | Mgmt | For | For | For |
| | 3 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For |
| | 4 | Amendment to the 2004 Employee | Mgmt | For | For | For |
| | | Stock Purchase Plan | | | | |
| | 5 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Colgate-Palmolive Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CL | CUSIP 194162103 | 05/07/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John Cahill | Mgmt | For | For | For |
| | 2 | Elect Ian Cook | Mgmt | For | For | For |
| | 3 | Elect Helene Gayle | Mgmt | For | For | For |
| | 4 | Elect Ellen Hancock | Mgmt | For | For | For |
| | 5 | Elect Joseph Jimenez | Mgmt | For | For | For |
| | 6 | Elect David Johnson | Mgmt | For | For | For |
| | 7 | Elect Richard Kogan | Mgmt | For | For | For |
| | 8 | Elect Delano Lewis | Mgmt | For | For | For |
| | 9 | Elect J. Pedro Reinhard | Mgmt | For | For | For |
| | 10 | Elect Stephen Sadove | Mgmt | For | For | For |
| | | | | | |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| | 13 | Shareholder Proposal Regarding | ShrHldr | For | Against | Against |
| | | Reviewing Charitable Spending | | | | |
| | 14 | Shareholder Proposal Regarding | ShrHldr | For | Against | Against |
| | | Right to Call a Special Meeting | | | | |
| |
| |
| |
| Costco Wholesale Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | COST | CUSIP 22160K105 | 01/28/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Benjamin Carson, Sr. | Mgmt | For | For | For |
| | 1.2 | Elect William Gates | Mgmt | For | For | For |
| | 1.3 | Elect Hamilton James | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Jill Ruckelshaus | Mgmt | For | For | For |
| | 2 | Amendment to the 2002 Stock | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Covidien Public Limited Company | | | | | | |
| |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | COV | CUSIP G2554F105 | 03/16/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Elect Craig Arnold | Mgmt | For | For | For |
| | 3 | Elect Robert Brust | Mgmt | For | For | For |
| | 4 | Elect John Connors, Jr. | Mgmt | For | For | For |
| | 5 | Elect Christopher Coughlin | Mgmt | For | For | For |
| | 6 | Elect Timothy Donahue | Mgmt | For | For | For |
| | 7 | Elect Kathy Herbert | Mgmt | For | For | For |
| | 8 | Elect Randall Hogan, III | Mgmt | For | For | For |
| | 9 | Elect Richard Meelia | Mgmt | For | For | For |
| | 10 | Elect Dennis Reilley | Mgmt | For | For | For |
| | 11 | Elect Tadataka Yamada | Mgmt | For | For | For |
| | 12 | Elect Joseph Zaccagnino | Mgmt | For | For | For |
| | 13 | Appointment of Auditor and | Mgmt | For | For | For |
| | | Authority to Set Fees | | | | |
| | 14 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | | | | | |
| | 15 | Authority to Reissue Treasury | Mgmt | For | For | For |
| | | Shares | | | | |
| |
| |
| CVS Caremark Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CVS | CUSIP 126650100 | 05/12/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Edwin Banks | Mgmt | For | For | For |
| | 2 | Elect C. David Brown II | Mgmt | For | For | For |
| | 3 | Elect David Dorman | Mgmt | For | For | For |
| | 4 | Elect Kristen Gibney Williams | Mgmt | For | For | For |
| | 5 | Elect Marian Heard | Mgmt | For | For | For |
| | 6 | Elect William Joyce | Mgmt | For | For | For |
| | 7 | Elect Jean-Pierre Millon | Mgmt | For | For | For |
| | 8 | Elect Terrence Murray | Mgmt | For | For | For |
| | 9 | Elect C.A. Lance Piccolo | Mgmt | For | For | For |
| | 10 | Elect Sheli Rosenberg | Mgmt | For | For | For |
| | 11 | Elect Thomas Ryan | Mgmt | For | For | For |
| | 12 | Elect Richard Swift | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | 2010 Incentive Compensation Plan | Mgmt | For | For | For |
| |
| | 15 | Amendment to the Charter to Allow | Mgmt | For | For | For |
| | | Shareholders to Call Special | | | | |
| | | Meetings | | | | |
| | 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Political Contributions and | | | | |
| | | Expenditure Report | | | | |
| | 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Climate Change Principles | | | | |
| |
| |
| Cymer, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CYMI | CUSIP 232572107 | 05/20/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Charles Abbe | Mgmt | For | For | For |
| | 1.2 | Elect Robert Akins | Mgmt | For | For | For |
| | 1.3 | Elect Edward Braun | Mgmt | For | For | For |
| | 1.4 | Elect Michael Gaulke | Mgmt | For | For | For |
| | 1.5 | Elect William Oldham | Mgmt | For | For | For |
| | 1.6 | Elect Eric Ruttenberg | Mgmt | For | For | For |
| | | | | | |
| | 1.7 | Elect Peter Simone | Mgmt | For | For | For |
| | 1.8 | Elect Young Sohn | Mgmt | For | For | For |
| | 1.9 | Elect Jon Tompkins | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Del Monte Foods Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | DLM | CUSIP 24522P103 | 09/24/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Samuel Armacost | Mgmt | For | For | For |
| | 2 | Elect Terence Martin | Mgmt | For | For | For |
| | 3 | Elect Richard Wolford | Mgmt | For | For | For |
| | 4 | Repeal of Classified Board | Mgmt | For | For | For |
| | 5 | Amendment to the 2002 Stock | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 6 | Amendment to the Annual Incentive | Mgmt | For | Against | Against |
| | | Plan | | | | |
| | 7 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Dendreon Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | DNDN | CUSIP 24823Q107 | 06/02/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Gerardo Canet | Mgmt | For | For | For |
| | 1.2 | Elect Bogdan Dziurzynski | Mgmt | For | For | For |
| | 1.3 | Elect Douglas Watson | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Dick's Sporting Goods, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | DKS | CUSIP 253393102 | 06/02/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Emanuel Chirico | Mgmt | For | For | For |
| | 1.2 | Elect Brian Dunn | Mgmt | For | For | For |
| | 1.3 | Elect Walter Rossi | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| | 3 | Amendment to the 2002 Stock | Mgmt | For | Against | Against |
| | | Incentive Plan | | | | |
| |
| |
| DIRECTV | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | DTV | CUSIP 25490A101 | 06/03/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Neil Austrian | Mgmt | For | For | For |
| | 1.2 | Elect Ralph Boyd, Jr. | Mgmt | For | For | For |
| | 1.3 | Elect Paul Gould | Mgmt | For | For | For |
| | 1.4 | Elect Charles Lee | Mgmt | For | For | For |
| | 1.5 | Elect Peter Lund | Mgmt | For | For | For |
| | 1.6 | Elect Gregory Maffei | Mgmt | For | For | For |
| | 1.7 | Elect John Malone | Mgmt | For | For | For |
| | 1.8 | Elect Nancy Newcomb | Mgmt | For | For | For |
| | 1.9 | Elect Haim Saban | Mgmt | For | For | For |
| | 1.10 | Elect Michael White | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | 2010 Stock Plan | Mgmt | For | For | For |
| | 4 | Executive Officer Cash Bonus Plan | Mgmt | For | For | For |
| |
| | 5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Retention of Shares After | | | | |
| | | Retirement | | | | |
| |
| |
| DIRECTV Group Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | DTV | CUSIP 25459L106 | 11/19/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Agreement and Plan of Merger | Mgmt | For | For | For |
| | 2 | Voting and Right of First Refusal | Mgmt | For | For | For |
| | 3 | Right to Adjourn Meeting | Mgmt | For | For | For |
| |
| |
| Dragonwave Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | DWI | CUSIP 26144M103 | 06/15/2010 | | Take No Action |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| | 1.1 | Elect Gerry Spencer | Mgmt | For | TNA | N/A |
| | 1.2 | Elect Peter Allen | Mgmt | For | TNA | N/A |
| | 1.3 | Elect Jean-Paul Cossart | Mgmt | For | TNA | N/A |
| | 1.4 | Elect Russell Frederick | Mgmt | For | TNA | N/A |
| | 1.5 | Elect Claude Haw | Mgmt | For | TNA | N/A |
| | 1.6 | Elect Thomas Manley | Mgmt | For | TNA | N/A |
| | 1.7 | Elect Terence Matthews | Mgmt | For | TNA | N/A |
| | 2 | Appointment of Auditor | Mgmt | For | TNA | N/A |
| | 3 | Amendments to Bylaws Regarding | Mgmt | For | TNA | N/A |
| | | Quorum Requirements | | | | |
| | 4 | Amendments to Bylaws Regarding | Mgmt | For | TNA | N/A |
| | | Uncertificated Shares | | | | |
| | 5 | Amendment to the Stock Option | Mgmt | For | TNA | N/A |
| | | Plan Regarding Amendment | | | | |
| | | Provisions | | | | |
| | 6 | Amendment to the Stock Option | Mgmt | For | TNA | N/A |
| | | Plan Regarding Number of Issuable | | | | |
| | | Shares | | | | |
| | 7 | Stock Option Plan Renewal | Mgmt | For | TNA | N/A |
| |
| |
| EMC Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | EMC | CUSIP 268648102 | 04/29/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael Brown | Mgmt | For | For | For |
| | 2 | Elect Randolph Cowen | Mgmt | For | For | For |
| | 3 | Elect Michael Cronin | Mgmt | For | For | For |
| | 4 | Elect Gail Deegan | Mgmt | For | For | For |
| | 5 | Elect James DiStasio | Mgmt | For | For | For |
| | 6 | Elect John Egan | Mgmt | For | For | For |
| | 7 | Elect Edmund Kelly | Mgmt | For | For | For |
| | 8 | Elect Windle Priem | Mgmt | For | For | For |
| | 9 | Elect Paul Sagan | Mgmt | For | For | For |
| | 10 | Elect David Strohm | Mgmt | For | For | For |
| | 11 | Elect Joseph Tucci | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| | 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| | | | | | |
| Emergency Medical Services | | | | | | |
| Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | EMS | CUSIP 29100P102 | 05/18/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Steven B. Epstein | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Paul B. Iannini | Mgmt | For | Withhold | Against |
| | 1.3 | Elect James T. Kelly | Mgmt | For | Withhold | Against |
| | 2 | Amendment to the Long-Term | Mgmt | For | Against | Against |
| | | Incentive Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Emerson Electric Co. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | EMR | CUSIP 291011104 | 02/02/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Clemens Boersig | Mgmt | For | For | For |
| | 1.2 | Elect Carlos Fernandez G. | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Walter Galvin | Mgmt | For | For | For |
| | 1.4 | Elect Randall Stephenson | Mgmt | For | For | For |
| | 1.5 | Elect Vernon Loucks, Jr. | Mgmt | For | For | For |
| | 1.6 | Elect Rozanne Ridgway | Mgmt | For | For | For |
| | 2 | Re-approval of Performance | Mgmt | For | For | For |
| | | Measures under the Annual | | | | |
| | | Incentive Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Emulex Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ELX | CUSIP 292475209 | 11/19/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Fred Cox | Mgmt | For | For | For |
| | 1.2 | Elect Michael Downey | Mgmt | For | For | For |
| | 1.3 | Elect Bruce Edwards | Mgmt | For | For | For |
| | 1.4 | Elect Paul Folino | Mgmt | For | For | For |
| | 1.5 | Elect Robert Goon | Mgmt | For | For | For |
| | 1.6 | Elect Don Lyle | Mgmt | For | For | For |
| | 1.7 | Elect James McCluney | Mgmt | For | For | For |
| | 1.8 | Elect Dean Yoost | Mgmt | For | For | For |
| | | | | | |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| EnerNOC, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ENOC | CUSIP 292764107 | 06/02/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect David Brewster | Mgmt | For | For | For |
| | 1.2 | Elect Timothy Healy | Mgmt | For | For | For |
| | 1.3 | Elect Susan Tierney | Mgmt | For | For | For |
| | 2 | Amendment to the 2007 Employee, | Mgmt | For | Against | Against |
| | | Director and Consultant Stock Plan | | | | |
| |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| ENGlobal Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ENG | CUSIP 293306106 | 06/17/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William Coskey | Mgmt | For | Withhold | Against |
| | 1.2 | Elect David Gent | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Randall Hale | Mgmt | For | Withhold | Against |
| | 1.4 | Elect David Roussel | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Expeditors International of | | | | | | |
| Washington, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | EXPD | CUSIP 302130109 | 05/05/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Mark Emmert | Mgmt | For | For | For |
| | 2 | Elect R. Jordan Gates | Mgmt | For | For | For |
| | 3 | Elect Dan Kourkoumelis | Mgmt | For | For | For |
| | 4 | Elect Michael Malone | Mgmt | For | For | For |
| | 5 | Elect John Meisenbach | Mgmt | For | For | For |
| | 6 | Elect Peter Rose | Mgmt | For | For | For |
| | 7 | Elect James Wang | Mgmt | For | For | For |
| | 8 | Elect Robert Wright | Mgmt | For | For | For |
| | | | | | |
| | 9 | 2010 Stock Option Plan | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Express Scripts, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ESRX | CUSIP 302182100 | 05/05/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gary Benanav | Mgmt | For | For | For |
| | 2 | Elect Frank Borelli | Mgmt | For | For | For |
| | 3 | Elect Maura Breen | Mgmt | For | For | For |
| | 4 | Elect Nicholas LaHowchic | Mgmt | For | For | For |
| | 5 | Elect Thomas Mac Mahon | Mgmt | For | For | For |
| | 6 | Elect Frank Mergenthaler | Mgmt | For | For | For |
| | 7 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For |
| | 8 | Elect John Parker, Jr. | Mgmt | For | For | For |
| | 9 | Elect George Paz | Mgmt | For | For | For |
| | 10 | Elect Samuel Skinner | Mgmt | For | For | For |
| | 11 | Elect Seymour Sternberg | Mgmt | For | For | For |
| | 12 | Elect Barrett Toan | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Political Contributions and | | | | |
| | | Expenditures Report | | | | |
| | 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Independent Board Chairman | | | | |
| |
| |
| F5 Networks, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | FFIV | CUSIP 315616102 | 03/11/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Deborah Bevier | Mgmt | For | For | For |
| | 2 | Elect Alan Higginson | Mgmt | For | For | For |
| | 3 | Elect John McAdam | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| First Citizens BancShares, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | FCNCA | CUSIP 31946M103 | 04/26/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John Alexander, Jr. | Mgmt | For | For | For |
| | 1.2 | Elect Carmen Holding Ames | Mgmt | For | For | For |
| | 1.3 | Elect Victor Bell III | Mgmt | For | For | For |
| | 1.4 | Elect George Broadrick | Mgmt | For | For | For |
| | 1.5 | Elect Hope Connell | Mgmt | For | For | For |
| | 1.6 | Elect H. M. Craig III | Mgmt | For | For | For |
| | 1.7 | Elect H. Lee Durham, Jr. | Mgmt | For | For | For |
| | 1.8 | Elect Lewis Fetterman | Mgmt | For | For | For |
| | 1.9 | Elect Daniel Heavner | Mgmt | For | For | For |
| | 1.10 | Elect Frank Holding | Mgmt | For | For | For |
| | 1.11 | Elect Frank Holding, Jr. | Mgmt | For | For | For |
| | 1.12 | Elect Lucius Jones | Mgmt | For | For | For |
| | 1.13 | Elect Robert Mason, IV | Mgmt | For | For | For |
| | 1.14 | Elect Robert Newcomb | Mgmt | For | For | For |
| | 1.15 | Elect Lewis Nunnelee II | Mgmt | For | For | For |
| | 1.16 | Elect James Parker | Mgmt | For | For | For |
| | 1.17 | Elect Ralph Shelton | Mgmt | For | For | For |
| | 1.18 | Elect David Ward, Jr. | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| First Solar, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | FSLR | CUSIP 336433107 | 06/01/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael Ahearn | Mgmt | For | For | For |
| | 1.2 | Elect Robert Gillette | Mgmt | For | For | For |
| | 1.3 | Elect Craig Kennedy | Mgmt | For | For | For |
| | 1.4 | Elect James Nolan | Mgmt | For | For | For |
| | 1.5 | Elect William Post | Mgmt | For | For | For |
| | 1.6 | Elect J. Thomas Presby | Mgmt | For | For | For |
| | 1.7 | Elect Paul Stebbins | Mgmt | For | For | For |
| | 1.8 | Elect Michael Sweeney | Mgmt | For | For | For |
| | 1.9 | Elect Jose Villarreal | Mgmt | For | For | For |
| | 2 | 2010 Omnibus Incentive | Mgmt | For | For | For |
| | | Compensation Plan | | | | |
| | 3 | Associate Stock Purchase Plan | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| FMC Technologies, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | FTI | CUSIP 30249U101 | 05/07/2010 | | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Thorleif Enger | Mgmt | For | For | For |
| | 1.2 | Elect Claire Farley | Mgmt | For | For | For |
| | 1.3 | Elect Joseph Netherland | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | Abstain | Against |
| | 3 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Majority Vote for Election of | | | | |
| | | Directors | | | | |
| |
| |
| Freeport-McMoRan Copper & Gold | | | | | | |
| Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | FCX | CUSIP 35671D857 | 06/09/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Richard Adkerson | Mgmt | For | For | For |
| | 1.2 | Elect Robert Allison, Jr. | Mgmt | For | For | For |
| | 1.3 | Elect Robert Day | Mgmt | For | For | For |
| | 1.4 | Elect Gerald Ford | Mgmt | For | For | For |
| | 1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For |
| | 1.6 | Elect Charles Krulak | Mgmt | For | For | For |
| | 1.7 | Elect Bobby Lackey | Mgmt | For | For | For |
| | 1.8 | Elect Jon Madonna | Mgmt | For | For | For |
| | 1.9 | Elect Dustan McCoy | Mgmt | For | For | For |
| | 1.10 | Elect James Moffett | Mgmt | For | For | For |
| | 1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For |
| | 1.12 | Elect Stephen Siegele | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the 2006 Stock | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Environmental Expertise on Board | | | | |
| |
| | 5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Retention of Shares After | | | | |
| | | Retirement | | | | |
| |
| |
| Gardner Denver, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | GDI | CUSIP 365558105 | 05/04/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Frank Hansen | Mgmt | For | For | For |
| | 1.2 | Elect Diane Schumacher | Mgmt | For | For | For |
| | 1.3 | Elect Charles Szews | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Approval of the Company's | Mgmt | For | For | For |
| | | Executive Annual Bonus Plan | | | | |
| | 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Adopting Sexual Orientation and | | | | |
| | | Gender Identity Anti-Bias Policy | | | | |
| |
| |
| General Mills, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | GIS | CUSIP 370334104 | 09/21/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Bradbury Anderson | Mgmt | For | For | For |
| | 2 | Elect R. Kerry Clark | Mgmt | For | For | For |
| | 3 | Elect Paul Danos | Mgmt | For | For | For |
| | 4 | Elect William Esrey | Mgmt | For | For | For |
| | 5 | Elect Raymond Gilmartin | Mgmt | For | For | For |
| | 6 | Elect Judith Hope | Mgmt | For | For | For |
| | 7 | Elect Heidi Miller | Mgmt | For | For | For |
| | 8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For |
| | 9 | Elect Steve Odland | Mgmt | For | For | For |
| | 10 | Elect Kendall Powell | Mgmt | For | For | For |
| | 11 | Elect Lois Quam | Mgmt | For | For | For |
| | 12 | Elect Michael Rose | Mgmt | For | For | For |
| | 13 | Elect Robert Ryan | Mgmt | For | For | For |
| | 14 | Elect Dorothy Terrell | Mgmt | For | For | For |
| | 15 | 2009 Stock Compensation Plan | Mgmt | For | Against | Against |
| | 16 | Ratification of Auditor | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Executive | | | | |
| | | Compensation (Say on Pay) | | | | |
| |
| |
| Genzyme Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | GENZ | CUSIP 372917104 | 06/16/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Douglas Berthiaume | Mgmt | For | For | For |
| | 1.2 | Elect Robert Bertolini | Mgmt | For | For | For |
| | | | | | |
| | 1.3 | Elect Gail Boudreaux | Mgmt | For | For | For |
| | 1.4 | Elect Robert Carpenter | Mgmt | For | For | For |
| | 1.5 | Elect Charles Cooney | Mgmt | For | For | For |
| | 1.6 | Elect Victor Dzau | Mgmt | For | For | For |
| | 1.7 | Elect Connie Mack III | Mgmt | For | For | For |
| | 1.8 | Elect Richard Syron | Mgmt | For | For | For |
| | 1.9 | Elect Henri Termeer | Mgmt | For | For | For |
| | 1.10 | Elect Ralph Whitworth | Mgmt | For | For | For |
| | 2 | Amendment to the 2004 Equity | Mgmt | For | Against | Against |
| | | Incentive Plan | | | | |
| | 3 | Amendment to the 2009 Employee | Mgmt | For | For | For |
| | | Stock Purchase Plan | | | | |
| | 4 | Amendment to the 2007 Director | Mgmt | For | For | For |
| | | Equity Plan | | | | |
| | 5 | Amendment to Articles of | Mgmt | For | For | For |
| | | Organization Regarding the Right to | | | | |
| | | Call a Special Meeting | | | | |
| | 6 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Gilead Sciences, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | GILD | CUSIP 375558103 | 05/11/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Paul Berg | Mgmt | For | For | For |
| | 1.2 | Elect John Cogan | Mgmt | For | For | For |
| | 1.3 | Elect Etienne Davignon | Mgmt | For | For | For |
| | 1.4 | Elect James Denny | Mgmt | For | For | For |
| | 1.5 | Elect Carla Hills | Mgmt | For | For | For |
| | 1.6 | Elect Kevin Lofton | Mgmt | For | For | For |
| | 1.7 | Elect John Madigan | Mgmt | For | For | For |
| | 1.8 | Elect John Martin | Mgmt | For | For | For |
| | 1.9 | Elect Gordon Moore | Mgmt | For | For | For |
| | 1.10 | Elect Nicholas Moore | Mgmt | For | For | For |
| | 1.11 | Elect Richard Whitley | Mgmt | For | For | For |
| | 1.12 | Elect Gayle Wilson | Mgmt | For | For | For |
| | 1.13 | Elect Per Wold-Olsen | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Simple Majority Vote | | | | |
| |
| |
| Google Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | GOOG | CUSIP 38259P508 | 05/13/2010 | | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Eric Schmidt | Mgmt | For | For | For |
| | 1.2 | Elect Sergey Brin | Mgmt | For | For | For |
| | 1.3 | Elect Larry Page | Mgmt | For | For | For |
| | 1.4 | Elect L. John Doerr | Mgmt | For | For | For |
| | 1.5 | Elect John Hennessy | Mgmt | For | For | For |
| | 1.6 | Elect Ann Mather | Mgmt | For | For | For |
| | 1.7 | Elect Paul Otellini | Mgmt | For | For | For |
| | 1.8 | Elect K. Shriram | Mgmt | For | For | For |
| | 1.9 | Elect Shirley Tilghman | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the 2004 Stock Plan | Mgmt | For | Against | Against |
| |
| | 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Sustainability Report | | | | |
| | 5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Behavorial Advertising | | | | |
| | 6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Human Rights in China | | | | |
| |
| |
| GrafTech International Ltd. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | GTI | CUSIP 384313102 | 05/20/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Randy Carson | Mgmt | For | For | For |
| | 1.2 | Elect Mary Cranston | Mgmt | For | For | For |
| | 1.3 | Elect Harold Layman | Mgmt | For | For | For |
| | 1.4 | Elect Ferrell McClean | Mgmt | For | For | For |
| | 1.5 | Elect Michael Nahl | Mgmt | For | For | For |
| | 1.6 | Elect Steven Shawley | Mgmt | For | For | For |
| | 1.7 | Elect Craig Shular | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the 2005 Equity | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| |
| |
| Guess?, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | GES | CUSIP 401617105 | 06/24/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| | 1.1 | Elect Judith Blumenthal | Mgmt | For | For | For |
| | 1.2 | Elect Anthony Chidoni | Mgmt | For | For | For |
| | 1.3 | Elect Maurice Marciano | Mgmt | For | For | For |
| | 2 | Amendment to the Annual Incentive | Mgmt | For | For | For |
| | | Bonus Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Health Management Associates, | | | | | | |
| Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | HMA | CUSIP 421933102 | 05/18/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William Schoen | Mgmt | For | For | For |
| | 1.2 | Elect Gary Newsome | Mgmt | For | For | For |
| | 1.3 | Elect Kent Dauten | Mgmt | For | For | For |
| | 1.4 | Elect Donald Kiernan | Mgmt | For | For | For |
| | 1.5 | Elect Robert Knox | Mgmt | For | For | For |
| | 1.6 | Elect William Mayberry | Mgmt | For | For | For |
| | 1.7 | Elect Vicki O'Meara | Mgmt | For | For | For |
| | 1.8 | Elect William Steere, Jr. | Mgmt | For | For | For |
| | 1.9 | Elect Randolph Westerfield | Mgmt | For | For | For |
| | 2 | Amendment to the 1996 Executive | Mgmt | For | For | For |
| | | Incentive Compensation Plan | | | | |
| |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| HealthSouth Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | HLS | CUSIP 421924309 | 05/06/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Edward Blechschmidt | Mgmt | For | For | For |
| | 1.2 | Elect John Chidsey | Mgmt | For | For | For |
| | 1.3 | Elect Donald Correll | Mgmt | For | For | For |
| | 1.4 | Elect Yvonne Curl | Mgmt | For | For | For |
| | 1.5 | Elect Charles Elson | Mgmt | For | For | For |
| | 1.6 | Elect Jay Grinney | Mgmt | For | For | For |
| | 1.7 | Elect Jon Hanson | Mgmt | For | For | For |
| | 1.8 | Elect Leo Higdon, Jr. | Mgmt | For | For | For |
| | 1.9 | Elect John Maupin, Jr. | Mgmt | For | For | For |
| | 1.10 | Elect L. Edward Shaw, Jr. | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Herbalife Ltd. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | HLF | CUSIP G4412G101 | 04/29/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Leroy Barnes, Jr. | Mgmt | For | For | For |
| | 1.2 | Elect Richard Bermingham | Mgmt | For | For | For |
| | 1.3 | Elect Jeffrey Dunn | Mgmt | For | For | For |
| | 2 | Amendment to the 2005 Stock | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Hewlett-Packard Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | HPQ | CUSIP 428236103 | 03/17/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Marc Andreessen | Mgmt | For | For | For |
| | 2 | Elect Lawrence Babbio Jr. | Mgmt | For | For | For |
| | 3 | Elect Sari Baldauf | Mgmt | For | For | For |
| | 4 | Elect Rajiv Gupta | Mgmt | For | For | For |
| | 5 | Elect John Hammergren | Mgmt | For | For | For |
| | 6 | Elect Mark Hurd | Mgmt | For | For | For |
| | 7 | Elect Joel Hyatt | Mgmt | For | For | For |
| | 8 | Elect John Joyce | Mgmt | For | For | For |
| | 9 | Elect Robert Ryan | Mgmt | For | For | For |
| | 10 | Elect Lucille Salhany | Mgmt | For | For | For |
| | 11 | Elect G. Kennedy Thompson | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Amendment to the 2004 Stock | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 14 | Adopt Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| |
| |
| Hospira, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | HSP | CUSIP 441060100 | 05/11/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| | 1 | Elect Connie Curran | Mgmt | For | For | For |
| | 2 | Elect Heino von Prondzynski | Mgmt | For | For | For |
| | 3 | Elect Mark Wheeler | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Integrated Device Technology, Inc. | | | | | | |
| |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | IDTI | CUSIP 458118106 | 09/17/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John Schofield | Mgmt | For | For | For |
| | 1.2 | Elect Lewis Eggebrecht | Mgmt | For | For | For |
| | 1.3 | Elect Umesh Padval | Mgmt | For | For | For |
| | 1.4 | Elect Gordon Parnell | Mgmt | For | For | For |
| | 1.5 | Elect Donald Schrock | Mgmt | For | For | For |
| | 1.6 | Elect Ron Smith | Mgmt | For | For | For |
| | 1.7 | Elect Theodore Tewksbury | Mgmt | For | For | For |
| | 2 | 2009 Employee Stock Purchase | Mgmt | For | For | For |
| | | Plan | | | | |
| | 3 | One-time Option Exchange | Mgmt | For | Against | Against |
| | | Program | | | | |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Intel Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | INTC | CUSIP 458140100 | 05/19/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against |
| | 2 | Elect Susan Decker | Mgmt | For | For | For |
| | 3 | Elect John Donahoe | Mgmt | For | Against | Against |
| | 4 | Elect Reed Hundt | Mgmt | For | For | For |
| | 5 | Elect Paul Otellini | Mgmt | For | For | For |
| | 6 | Elect James Plummer | Mgmt | For | For | For |
| | 7 | Elect David Pottruck | Mgmt | For | For | For |
| | 8 | Elect Jane Shaw | Mgmt | For | For | For |
| | 9 | Elect Frank Yeary | Mgmt | For | For | For |
| | 10 | Elect David Yoffie | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| | | | | | |
| IntercontinentalExchange, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ICE | CUSIP 45865V100 | 05/21/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Charles Crisp | Mgmt | For | For | For |
| | 1.2 | Elect Jean-Marc Forneri | Mgmt | For | For | For |
| | 1.3 | Elect Fred Hatfield | Mgmt | For | For | For |
| | 1.4 | Elect Terrence Martell | Mgmt | For | For | For |
| | 1.5 | Elect Callum McCarthy | Mgmt | For | For | For |
| | 1.6 | Elect Robert Reid | Mgmt | For | For | For |
| | 1.7 | Elect Frederic Salerno | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Jeffrey Sprecher | Mgmt | For | For | For |
| | 1.9 | Elect Judith Sprieser | Mgmt | For | For | For |
| | 1.10 | Elect Vincent Tese | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| International Business Machines | | | | | | |
| Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | IBM | CUSIP 459200101 | 04/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Alain Belda | Mgmt | For | For | For |
| | 2 | Elect Cathleen Black | Mgmt | For | For | For |
| | 3 | Elect William Brody | Mgmt | For | For | For |
| | 4 | Elect Kenneth Chenault | Mgmt | For | For | For |
| | 5 | Elect Michael Eskew | Mgmt | For | For | For |
| | 6 | Elect Shirley Jackson | Mgmt | For | Against | Against |
| | 7 | Elect Andrew Liveris | Mgmt | For | For | For |
| | 8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For |
| | 9 | Elect Taizo Nishimuro | Mgmt | For | For | For |
| | 10 | Elect James Owens | Mgmt | For | For | For |
| | 11 | Elect Samuel Palmisano | Mgmt | For | For | For |
| | 12 | Elect Joan Spero | Mgmt | For | For | For |
| | 13 | Elect Sidney Taurel | Mgmt | For | For | For |
| | 14 | Elect Lorenzo Zambrano | Mgmt | For | Against | Against |
| | 15 | Ratification of Auditor | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Restricting Executive Compensation | | | | |
| |
| | 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Cumulative Voting | | | | |
| | | | | | |
| | 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| | 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| |
| |
| J.B. Hunt Transport Services, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | JBHT | CUSIP 445658107 | 04/28/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Douglas Duncan | Mgmt | For | For | For |
| | 2 | Elect Sharilyn Gasaway | Mgmt | For | For | For |
| | 3 | Elect Coleman Peterson | Mgmt | For | For | For |
| | 4 | Elect James Robo | Mgmt | For | For | For |
| | 5 | Elect Wayne Garrison | Mgmt | For | For | For |
| | 6 | Elect Gary George | Mgmt | For | For | For |
| | 7 | Elect Bryan Hunt | Mgmt | For | For | For |
| | 8 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Johnson & Johnson | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | JNJ | CUSIP 478160104 | 04/22/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Mary Coleman | Mgmt | For | For | For |
| | 2 | Elect James Cullen | Mgmt | For | For | For |
| | 3 | Elect Michael Johns | Mgmt | For | For | For |
| | 4 | Elect Susan Lindquist | Mgmt | For | For | For |
| | 5 | Elect Anne Mulcahy | Mgmt | For | For | For |
| | 6 | Elect Leo Mullin | Mgmt | For | For | For |
| | 7 | Elect William Perez | Mgmt | For | For | For |
| | 8 | Elect Charles Prince | Mgmt | For | For | For |
| | 9 | Elect David Satcher | Mgmt | For | For | For |
| | 10 | Elect William Weldon | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Executive | | | | |
| | | Compensation (Say on Pay) | | | | |
| | 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| | | | | | |
| Joy Global Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | JOYG | CUSIP 481165108 | 03/09/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Steven Gerard | Mgmt | For | For | For |
| | 1.2 | Elect John Hanson | Mgmt | For | For | For |
| | 1.3 | Elect Kenneth Johnsen | Mgmt | For | For | For |
| | 1.4 | Elect Gale Klappa | Mgmt | For | For | For |
| | 1.5 | Elect Richard Loynd | Mgmt | For | For | For |
| | 1.6 | Elect P. Eric Siegert | Mgmt | For | For | For |
| | 1.7 | Elect Michael Sutherlin | Mgmt | For | For | For |
| | 1.8 | Elect James Tate | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| JPMorgan Chase & Co. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | JPM | CUSIP 46625H100 | 05/18/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Crandall Bowles | Mgmt | For | For | For |
| | 2 | Elect Stephen Burke | Mgmt | For | For | For |
| | 3 | Elect David Cote | Mgmt | For | For | For |
| | 4 | Elect James Crown | Mgmt | For | For | For |
| | 5 | Elect James Dimon | Mgmt | For | For | For |
| | 6 | Elect Ellen Futter | Mgmt | For | For | For |
| | 7 | Elect William Gray, III | Mgmt | For | For | For |
| | 8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For |
| | 9 | Elect David Novak | Mgmt | For | For | For |
| | 10 | Elect Lee Raymond | Mgmt | For | For | For |
| | 11 | Elect William Weldon | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| | 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Affirmation of Political | | | | |
| | | Nonpartisanship | | | | |
| | 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| | 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report OTC Derivative Trading | | | | |
| | 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Act by Written Consent | | | | |
| | | | | | |
| | 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Independent Board Chairman | | | | |
| | 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report of Ratio Between CEO and | | | | |
| | | Employee Pay | | | | |
| | 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Retention of Shares After | | | | |
| | | Retirement | | | | |
| |
| |
| Knight Transportation, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | KNX | CUSIP 499064103 | 05/20/2010 | | Take No Action |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Kevin Knight | Mgmt | For | TNA | N/A |
| | 1.2 | Elect Randy Knight | Mgmt | For | TNA | N/A |
| | 1.3 | Elect Michael Garnreiter | Mgmt | For | TNA | N/A |
| | 2 | Amendment to the 2005 Executive | Mgmt | For | TNA | N/A |
| | | Cash Bonus Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | TNA | N/A |
| |
| |
| L-3 Communications Holdings, | | | | | | |
| Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | LLL | CUSIP 502424104 | 04/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Claude Canizares | Mgmt | For | For | For |
| | 1.2 | Elect Thomas Corcoran | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Lewis Kramer | Mgmt | For | For | For |
| | 1.4 | Elect Alan Washkowitz | Mgmt | For | For | For |
| | 2 | Amendment to the 2008 Long Term | Mgmt | For | For | For |
| | | Performance Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Las Vegas Sands Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | LVS | CUSIP 517834107 | 06/03/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| | 1.1 | Elect Sheldon Adelson | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Irwin Chafetz | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Sustainability Report | | | | |
| | 4 | Transaction of Other Business | Mgmt | For | Against | Against |
| |
| |
| Lincare Holdings Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | LNCR | CUSIP 532791100 | 05/10/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John Byrnes | Mgmt | For | For | For |
| | 1.2 | Elect Stuart Altman | Mgmt | For | For | For |
| | 1.3 | Elect Chester Black | Mgmt | For | For | For |
| | 1.4 | Elect Frank Byrne | Mgmt | For | For | For |
| | 1.5 | Elect William Miller III | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Lorillard, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | LO | CUSIP 544147101 | 05/20/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Virgis Colbert | Mgmt | For | For | For |
| | 1.2 | Elect Richard Roedel | Mgmt | For | For | For |
| | 1.3 | Elect David Taylor | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Marvell Technology Group Ltd. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | MRVL | CUSIP G5876H105 | 07/10/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Sehat Sutardja | Mgmt | For | For | For |
| | 2 | Elect Pantas Sutardja | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Maxim Integrated Products, Inc. | | | | | | |
| | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | MXIM | CUSIP 57772K101 | 12/10/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Tunc Doluca | Mgmt | For | For | For |
| | 1.2 | Elect B. Kipling Hagopian | Mgmt | For | For | For |
| | 1.3 | Elect James Bergman | Mgmt | For | For | For |
| | 1.4 | Elect Joseph Bronson | Mgmt | For | For | For |
| | 1.5 | Elect Robert Grady | Mgmt | For | For | For |
| | 1.6 | Elect William Watkins | Mgmt | For | For | For |
| | 1.7 | Elect A.R. Frank Wazzan | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the 2008 Employee | Mgmt | For | For | For |
| | | Stock Purchase Plan | | | | |
| | 4 | Amendment to the 1996 Stock | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 5 | Executive Bonus Plan | Mgmt | For | For | For |
| |
| |
| McDonald's Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | MCD | CUSIP 580135101 | 05/20/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Walter Massey | Mgmt | For | For | For |
| | 2 | Elect John Rogers, Jr. | Mgmt | For | For | For |
| | 3 | Elect Roger Stone | Mgmt | For | For | For |
| | 4 | Elect Miles White | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | Mgmt | For | For | For |
| | 6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| | 7 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Simple Majority Vote | | | | |
| | 8 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Controlled Atmosphere Killing | | | | |
| | 9 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Cage-Free Eggs | | | | |
| |
| |
| Michael Baker Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | BKR | CUSIP 057149106 | 05/26/2010 | | Take No Action |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert Bontempo | Mgmt | For | TNA | N/A |
| | 1.2 | Elect Nicholas Constantakis | Mgmt | For | TNA | N/A |
| | 1.3 | Elect Mark Kaplan | Mgmt | For | TNA | N/A |
| | 1.4 | Elect Robert Foglesong | Mgmt | For | TNA | N/A |
| | 1.5 | Elect Bradley Mallory | Mgmt | For | TNA | N/A |
| | 1.6 | Elect John Murray, Jr. | Mgmt | For | TNA | N/A |
| | 1.7 | Elect Pamela Pierce | Mgmt | For | TNA | N/A |
| | 1.8 | Elect Richard Shaw | Mgmt | For | TNA | N/A |
| | 1.9 | Elect David Wormley | Mgmt | For | TNA | N/A |
| | 2 | Employee Stock Purchase Plan | Mgmt | For | TNA | N/A |
| | 3 | Long-Term Incentive Plan | Mgmt | For | TNA | N/A |
| | 4 | Ratification of Auditor | Mgmt | For | TNA | N/A |
| |
| |
| Microsoft Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | MSFT | CUSIP 594918104 | 11/19/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect William Gates, III | Mgmt | For | For | For |
| | 2 | Elect Steven Ballmer | Mgmt | For | For | For |
| | 3 | Elect Dina Dublon | Mgmt | For | For | For |
| | 4 | Elect Raymond Gilmartin | Mgmt | For | For | For |
| | 5 | Elect Reed Hastings | Mgmt | For | For | For |
| | 6 | Elect Maria Klawe | Mgmt | For | For | For |
| | 7 | Elect David Marquardt | Mgmt | For | For | For |
| | 8 | Elect Charles Noski | Mgmt | For | For | For |
| | 9 | Elect Helmut Panke | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
| | 11 | Restoration of Right to Call a | Mgmt | For | For | For |
| | | Special Meeting | | | | |
| | 12 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| | 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Adoption of Principles for Health | | | | |
| | | Care Reform | | | | |
| | 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Charitable Contributions | | | | |
| |
| |
| Monster Worldwide, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | MWW | CUSIP 611742107 | 06/08/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Salvatore Iannuzzi | Mgmt | For | For | For |
| | 2 | Elect Robert Chrenc | Mgmt | For | For | For |
| | 3 | Elect John Gaulding | Mgmt | For | For | For |
| | 4 | Elect Edmund Giambastiani, Jr. | Mgmt | For | For | For |
| | 5 | Elect Cynthia McCague | Mgmt | For | For | For |
| | 6 | Elect Jeffrey Rayport | Mgmt | For | For | For |
| | 7 | Elect Roberto Tunioli | Mgmt | For | For | For |
| | 8 | Elect Timothy Yates | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Myriad Genetics, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | MYGN | CUSIP 62855J104 | 11/05/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John Henderson | Mgmt | For | For | For |
| | 1.2 | Elect S. Louise Phanstiel | Mgmt | For | For | For |
| | 2 | Amendment to the 2003 Employee, | Mgmt | For | Against | Against |
| | | Director and Consultant Stock | | | | |
| | | Option Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| NeuStar, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | NSR | CUSIP 64126X201 | 06/23/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Gareth Chang | Mgmt | For | For | For |
| | 1.2 | Elect Jeffrey Ganek | Mgmt | For | For | For |
| | 1.3 | Elect Hellene Runtagh | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Newmont Mining Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | NEM | CUSIP 651639106 | 04/23/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Glen Barton | Mgmt | For | For | For |
| | 1.2 | Elect Vincent Calarco | Mgmt | For | For | For |
| | | | | | |
| | 1.3 | Elect Joseph Carrabba | Mgmt | For | For | For |
| | 1.4 | Elect Noreen Doyle | Mgmt | For | For | For |
| | 1.5 | Elect Veronica Hagen | Mgmt | For | For | For |
| | 1.6 | Elect Michael Hamson | Mgmt | For | For | For |
| | 1.7 | Elect Richard O'Brien | Mgmt | For | For | For |
| | 1.8 | Elect John Prescott | Mgmt | For | For | For |
| | 1.9 | Elect Donald Roth | Mgmt | For | For | For |
| | 1.10 | Elect James Taranik | Mgmt | For | For | For |
| | 1.11 | Elect Simon Thompson | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| | 4 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Majority Vote for Election of | | | | |
| | | Directors | | | | |
| |
| |
| Noble Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | NE | CUSIP H5833N103 | 10/29/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Gordon Hall | Mgmt | For | For | For |
| | 1.2 | Elect Jon Marshall | Mgmt | For | For | For |
| | 2 | Amendment to the 1991 Stock | Mgmt | For | For | For |
| | | Option and Restricted Stock Plan | | | | |
| |
| |
| Nordstrom, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | JWN | CUSIP 655664100 | 05/18/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Phyllis Campbell | Mgmt | For | For | For |
| | 2 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For |
| | 3 | Elect Robert Miller | Mgmt | For | For | For |
| | 4 | Elect Blake Nordstrom | Mgmt | For | For | For |
| | 5 | Elect Erik Nordstrom | Mgmt | For | For | For |
| | 6 | Elect Peter Nordstrom | Mgmt | For | For | For |
| | 7 | Elect Philip Satre | Mgmt | For | For | For |
| | 8 | Elect Robert Walter | Mgmt | For | For | For |
| | 9 | Elect Alison Winter | Mgmt | For | For | For |
| | 10 | 2010 Equity Incentive Plan | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Northern Trust Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | NTRS | CUSIP 665859104 | 04/20/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Linda Bynoe | Mgmt | For | For | For |
| | 1.2 | Elect Nicholas Chabraja | Mgmt | For | For | For |
| | 1.3 | Elect Susan Crown | Mgmt | For | For | For |
| | 1.4 | Elect Dipak Jain | Mgmt | For | For | For |
| | 1.5 | Elect Robert Lane | Mgmt | For | For | For |
| | 1.6 | Elect Robert McCormack | Mgmt | For | For | For |
| | 1.7 | Elect Edward Mooney | Mgmt | For | For | For |
| | 1.8 | Elect John Rowe | Mgmt | For | For | For |
| | 1.9 | Elect David Smith, Jr. | Mgmt | For | For | For |
| | 1.10 | Elect William Smithburg | Mgmt | For | For | For |
| | 1.11 | Elect Enrique Sosa | Mgmt | For | For | For |
| | 1.12 | Elect Charles Tribbett III | Mgmt | For | For | For |
| | 1.13 | Elect Frederick Waddell | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Nu Skin Enterprises, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | NUS | CUSIP 67018T105 | 05/26/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Nevin Andersen | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Daniel Campbell | Mgmt | For | Withhold | Against |
| | 1.3 | Elect E.J. Garn | Mgmt | For | Withhold | Against |
| | 1.4 | Elect M. Truman Hunt | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Andrew Lipman | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Steven Lund | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Patricia Negron | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Thomas Pisano | Mgmt | For | Withhold | Against |
| | 1.9 | Elect Blake Roney | Mgmt | For | Withhold | Against |
| | 1.10 | Elect Sandra Tillotson | Mgmt | For | Withhold | Against |
| | 1.11 | Elect David Ussery | Mgmt | For | Withhold | Against |
| | 2 | 2010 Omnibus Incentive Plan | Mgmt | For | Against | Against |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Nucor Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | NUE | CUSIP 670346105 | 05/13/2010 | | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Daniel DiMicco | Mgmt | For | For | For |
| | 1.2 | Elect James Hlavacek | Mgmt | For | For | For |
| | 1.3 | Elect John Walker | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Repeal of Classified Board | Mgmt | For | For | For |
| | 4 | 2010 Stock Option and Award Plan | Mgmt | For | For | For |
| |
| | 5 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Majority Vote for Election of | | | | |
| | | Directors | | | | |
| | 6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Political Contributions and | | | | |
| | | Expenditure Report | | | | |
| |
| |
| O'Reilly Automotive, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ORLY | CUSIP 686091109 | 05/04/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Lawrence O'Reilly | Mgmt | For | For | For |
| | 2 | Elect Rosalie O'Reilly-Wooten | Mgmt | For | For | For |
| | 3 | Elect Thomas Hendrickson | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Transaction of Other Business | Mgmt | For | Against | Against |
| |
| |
| Occidental Petroleum Corporation | | | | | | |
| |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | OXY | CUSIP 674599105 | 05/07/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Spencer Abraham | Mgmt | For | Against | Against |
| | 2 | Elect John Chalsty | Mgmt | For | Against | Against |
| | 3 | Elect Stephen Chazen | Mgmt | For | Against | Against |
| | 4 | Elect Edward Djerejian | Mgmt | For | Against | Against |
| | 5 | Elect John Feick | Mgmt | For | Against | Against |
| | 6 | Elect Carlos Gutierrez | Mgmt | For | Against | Against |
| | 7 | Elect Ray Irani | Mgmt | For | Against | Against |
| | 8 | Elect Irvin Maloney | Mgmt | For | Against | Against |
| | 9 | Elect Avedick Poladian | Mgmt | For | Against | Against |
| | | | | | |
| | 10 | Elect Rodolfo Segovia | Mgmt | For | Against | Against |
| | 11 | Elect Aziz Syriani | Mgmt | For | Against | Against |
| | 12 | Elect Rosemary Tomich | Mgmt | For | Against | Against |
| | 13 | Elect Walter Weisman | Mgmt | For | Against | Against |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| | 15 | Re-approval of Performance Goals | Mgmt | For | For | For |
| | | under the 2005 Long-Term Incentive | | | | |
| | | Plan | | | | |
| | 16 | Advisory Vote on Executive | Mgmt | For | Against | Against |
| | | Compensation | | | | |
| | 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Restricting Executive Compensation | | | | |
| |
| | 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Independent Board Chairman | | | | |
| | 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| | 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Host Country Regulations | | | | |
| |
| | 21 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Majority Vote for Election of | | | | |
| | | Directors | | | | |
| | 22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Security of Chemical Facilities | | | | |
| | 23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Compensation in the Event of a | | | | |
| | | Change of Control | | | | |
| |
| |
| Omnicom Group Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | OMC | CUSIP 681919106 | 05/25/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John Wren | Mgmt | For | For | For |
| | 1.2 | Elect Bruce Crawford | Mgmt | For | For | For |
| | 1.3 | Elect Alan Batkin | Mgmt | For | For | For |
| | 1.4 | Elect Robert Clark | Mgmt | For | For | For |
| | 1.5 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For |
| | 1.6 | Elect Errol Cook | Mgmt | For | For | For |
| | 1.7 | Elect Susan Denison | Mgmt | For | For | For |
| | 1.8 | Elect Michael Henning | Mgmt | For | For | For |
| | 1.9 | Elect John Murphy | Mgmt | For | For | For |
| | 1.10 | Elect John Purcell | Mgmt | For | For | For |
| | 1.11 | Elect Linda Rice | Mgmt | For | For | For |
| | | | | | |
| | 1.12 | Elect Gary Roubos | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the 2007 Incentive | Mgmt | For | Against | Against |
| | | Award Plan | | | | |
| | 4 | Adoption of Majority Vote for | Mgmt | For | For | For |
| | | Election of Directors | | | | |
| | 5 | Shareholder Proposal | ShrHldr | Against | Against | For |
| | | Reimbursement of Solicitation | | | | |
| | | Expenses | | | | |
| | 6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | the Approval of Survivor Benefits | | | | |
| | | (Golden Coffins) | | | | |
| | 7 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Simple Majority Vote | | | | |
| |
| |
| Oracle Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ORCL | CUSIP 68389X105 | 10/07/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jeffrey Berg | Mgmt | For | For | For |
| | 1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For |
| | 1.3 | Elect Michael Boskin | Mgmt | For | For | For |
| | 1.4 | Elect Safra Catz | Mgmt | For | For | For |
| | 1.5 | Elect Bruce Chizen | Mgmt | For | For | For |
| | 1.6 | Elect George Conrades | Mgmt | For | For | For |
| | 1.7 | Elect Lawrence Ellison | Mgmt | For | For | For |
| | 1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For |
| | 1.9 | Elect Jeffrey Henley | Mgmt | For | For | For |
| | 1.10 | Elect Donald Lucas | Mgmt | For | Withhold | Against |
| | 1.11 | Elect Charles Phillips, Jr. | Mgmt | For | For | For |
| | 1.12 | Elect Naomi Seligman | Mgmt | For | For | For |
| | 2 | 2010 Executive Bonus Plan | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| | 5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| | 6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Retention of Shares After | | | | |
| | | Retirement | | | | |
| |
| |
| Panera Bread Company | | | | | | |
| | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | PNRA | CUSIP 69840W108 | 05/13/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Larry Franklin | Mgmt | For | For | For |
| | 1.2 | Elect Charles Chapman, III | Mgmt | For | For | For |
| | 2 | Amendment to the 2006 Stock | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 3 | Amendment to the 1992 Employee | Mgmt | For | For | For |
| | | Stock Purchase Plan | | | | |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| PepsiCo, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | PEP | CUSIP 713448108 | 05/05/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Shona Brown | Mgmt | For | For | For |
| | 2 | Elect Ian Cook | Mgmt | For | For | For |
| | 3 | Elect Dina Dublon | Mgmt | For | For | For |
| | 4 | Elect Victor Dzau | Mgmt | For | For | For |
| | 5 | Elect Ray Hunt | Mgmt | For | For | For |
| | 6 | Elect Alberto Ibarguen | Mgmt | For | For | For |
| | 7 | Elect Arthur Martinez | Mgmt | For | Against | Against |
| | 8 | Elect Indra Nooyi | Mgmt | For | For | For |
| | 9 | Elect Sharon Rockefeller | Mgmt | For | For | For |
| | 10 | Elect James Schiro | Mgmt | For | For | For |
| | 11 | Elect Lloyd Trotter | Mgmt | For | For | For |
| | 12 | Elect Daniel Vasella | Mgmt | For | Against | Against |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | Amendment to the 2007 Long-Term | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Reviewing Charitable Spending | | | | |
| | 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| | 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Public Policy Issues | | | | |
| |
| |
| Petroleo Brasileiro S.A. - Petrobras | | | | | | |
| |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | PETR3 | CUSIP 71654V408 | 04/22/2010 | | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Capital Expenditure Budget | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 4 | Election of Directors | Mgmt | For | Against | Against |
| | 5 | Election of Chairperson of the | Mgmt | For | For | For |
| | | Board of Directors | | | | |
| | 6 | Election of Supervisory Council | Mgmt | For | For | For |
| | 7 | Remuneration Policy | Mgmt | For | For | For |
| | 8 | Capitalization of Reserves | Mgmt | For | For | For |
| | 9 | Waiver of Preemptive Rights to | Mgmt | For | For | For |
| | | Effect Merger between Braskem | | | | |
| | | and Quattor | | | | |
| |
| |
| Petroleum Geo-Services ASA | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | PGS | CINS R69628114 | 04/29/2010 | | Take No Action |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Norway | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
| | 2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
| | 3 | Meeting Notice and Agenda | Mgmt | For | TNA | N/A |
| | 4 | Election of an Individual to Check | Mgmt | For | TNA | N/A |
| | | Minutes | | | | |
| | 5 | Accounts and Reports | Mgmt | For | TNA | N/A |
| | 6 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A |
| | 7 | Elect Francis Gugen | Mgmt | For | TNA | N/A |
| | 8 | Elect Harald Norvik | Mgmt | For | TNA | N/A |
| | 9 | Elect Daniel Piette | Mgmt | For | TNA | N/A |
| | 10 | Elect Holly van Deursen | Mgmt | For | TNA | N/A |
| | 11 | Elect Annette Malm Justad | Mgmt | For | TNA | N/A |
| | 12 | Elect Carol Bell | Mgmt | For | TNA | N/A |
| | 13 | Elect Ingar Skaug | Mgmt | For | TNA | N/A |
| | 14 | Elect Roger O’Neil | Mgmt | For | TNA | N/A |
| | 15 | Elect C. Maury Devine | Mgmt | For | TNA | N/A |
| | 16 | Elect Hanne Harlem | Mgmt | For | TNA | N/A |
| | 17 | Directors' and Nominating | Mgmt | For | TNA | N/A |
| | | Committee Fees | | | | |
| | 18 | Compensation Guidelines for Board | Mgmt | For | TNA | N/A |
| | | of Directors | | | | |
| | 19 | Compensation Guidelines for | Mgmt | For | TNA | N/A |
| | | Nominating Committee | | | | |
| | 20 | Compensation Policy | Mgmt | For | TNA | N/A |
| | | | | | |
| | 21 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A |
| | 22 | Amendment Regarding Voting | Mgmt | For | TNA | N/A |
| | 23 | Authority to Set Extraordinary | Mgmt | For | TNA | N/A |
| | | Meeting Notice Period at 14 Days | | | | |
| |
| | 24 | Employee Stock Option Plan | Mgmt | For | TNA | N/A |
| | 25 | Authority to Issue Shares w/o | Mgmt | For | TNA | N/A |
| | | Preemptive Rights | | | | |
| | 26 | Authority to Issue Shares w/o | Mgmt | For | TNA | N/A |
| | | Preemptive Rights Pursuant to | | | | |
| | | Stock Option Plan | | | | |
| | 27 | Authority to Issue Convertible | Mgmt | For | TNA | N/A |
| | | Bonds | | | | |
| | 28 | Ratification of Board Acts | Mgmt | For | TNA | N/A |
| |
| |
| Philip Morris International Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | PM | CUSIP 718172109 | 05/12/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Harold Brown | Mgmt | For | For | For |
| | 2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For |
| | 3 | Elect Louis Camilleri | Mgmt | For | For | For |
| | 4 | Elect J. Dudley Fishburn | Mgmt | For | For | For |
| | 5 | Elect Jennifer Li | Mgmt | For | For | For |
| | 6 | Elect Graham Mackay | Mgmt | For | For | For |
| | 7 | Elect Sergio Marchionne | Mgmt | For | For | For |
| | 8 | Elect Lucio Noto | Mgmt | For | For | For |
| | 9 | Elect Carlos Slim Helu | Mgmt | For | For | For |
| | 10 | Elect Stephen Wolf | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Food Insecurity and Tobacco Use | | | | |
| | 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Human Rights Protocols | | | | |
| |
| |
| Polycom, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | PLCM | CUSIP 73172K104 | 05/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert Hagerty | Mgmt | For | For | For |
| | 1.2 | Elect Michael Kourey | Mgmt | For | For | For |
| | | | | | |
| | 1.3 | Elect Betsy Atkins | Mgmt | For | For | For |
| | 1.4 | Elect David DeWalt | Mgmt | For | For | For |
| | 1.5 | Elect John Kelley, Jr. | Mgmt | For | For | For |
| | 1.6 | Elect D. Scott Mercer | Mgmt | For | For | For |
| | 1.7 | Elect William Owens | Mgmt | For | For | For |
| | 1.8 | Elect Kevin Parker | Mgmt | For | For | For |
| | 2 | Amendment to the 2004 Equity | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Precision Castparts Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | PCP | CUSIP 740189105 | 08/11/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Mark Donegan | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Vernon Oechsle | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Rick Schmidt | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| priceline.com Incorporated | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | PCLN | CUSIP 741503403 | 06/02/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jeffrey Boyd | Mgmt | For | For | For |
| | 1.2 | Elect Ralph Bahna | Mgmt | For | For | For |
| | 1.3 | Elect Howard Barker, Jr. | Mgmt | For | For | For |
| | 1.4 | Elect Jan Docter | Mgmt | For | For | For |
| | 1.5 | Elect Jeffrey Epstein | Mgmt | For | For | For |
| | 1.6 | Elect James Guyette | Mgmt | For | For | For |
| | 1.7 | Elect Nancy Peretsman | Mgmt | For | For | For |
| | 1.8 | Elect Craig Rydin | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| |
| |
| Putnam Money Market Liquidity | | | | | | |
| Fund | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CUSIP 746763168 | 11/19/2009 | | Voted | |
| | | | | | |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.01 | Elect Ravi Akhoury | Mgmt | For | For | For |
| 1.02 | Elect Jameson Baxter | Mgmt | For | For | For |
| 1.03 | Elect Charles Curtis | Mgmt | For | For | For |
| 1.04 | Elect Robert Darretta | Mgmt | For | For | For |
| 1.05 | Elect Myra Drucker | Mgmt | For | For | For |
| 1.06 | Elect John Hill | Mgmt | For | For | For |
| 1.07 | Elect Paul Joskow | Mgmt | For | For | For |
| 1.08 | Elect Elizabeth Kennan | Mgmt | For | For | For |
| 1.09 | Elect Kenneth Leibler | Mgmt | For | For | For |
| 1.10 | Elect Robert Patterson | Mgmt | For | For | For |
| 1.11 | Elect George Putnam, III | Mgmt | For | For | For |
| 1.12 | Elect Robert Reynolds | Mgmt | For | For | For |
| 1.13 | Elect W. Thomas Stephens | Mgmt | For | For | For |
| 1.14 | Elect Richard Worley | Mgmt | For | For | For |
| 2 | Approving A Proposed New | N/A | N/A | N/A | N/A |
| | Management Contract For Your | | | | |
| | Fund | | | | |
| 2.01 | Approving A Proposed New | N/A | N/A | N/A | N/A |
| | Management Contract For Your | | | | |
| | Fund: With Both Fund Family | | | | |
| | Breakpoints And Performance Fees | | | | |
| |
| 2.02 | Approving A Proposed New | N/A | N/A | N/A | N/A |
| | Management Contract For Your | | | | |
| | Fund: With Fund Family | | | | |
| | Breakpoints Only | | | | |
| 2.03 | Approving A Proposed New | N/A | N/A | N/A | N/A |
| | Management Contract For Your | | | | |
| | Fund: With Performance Fees Only | | | | |
| |
| 3 | Approving An Amendment To Your | | | | |
| | Fund's Fundamental Investment | | | | |
| | Restriction With Respect To: | | | | |
| |
| 3.01 | Investments in Commodities | N/A | N/A | N/A | N/A |
| 3.02 | Diversification of Investments | N/A | N/A | N/A | N/A |
| 3.03 | The Acquisition of Voting Securities | N/A | N/A | N/A | N/A |
| |
| 3.04 | Borrowing | N/A | N/A | N/A | N/A |
| 3.05 | Making Loans | N/A | N/A | N/A | N/A |
| 4 | Approving An Amendment To Your | | | | |
| | Fund's Agreement And Declaration | | | | |
| | of Trust With Respect To: | | | | |
| | | | | | |
| | 4.01 | The Duration Of The Trust | N/A | N/A | N/A | N/A |
| | 4.02 | Redemption At The Option Of The | N/A | N/A | N/A | N/A |
| | | Trust | | | | |
| | 5 | Shareholders Request That The | N/A | N/A | N/A | N/A |
| | | Board Institute Procedues To | | | | |
| | | Prevent Holding Investments In | | | | |
| | | Companies That, In The Judgment | | | | |
| | | Of The Board, Substantially | | | | |
| | | Contribute To Genocide Or Crimes | | | | |
| | | Against Humanity, The Most | | | | |
| | | Egregious Violations Of Human | | | | |
| | | Rights. | | | | |
| |
| |
| QUALCOMM Incorporated | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | QCOM | CUSIP 747525103 | 03/02/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Barbara Alexander | Mgmt | For | For | For |
| | 1.2 | Elect Stephen Bennett | Mgmt | For | For | For |
| | 1.3 | Elect Donald Cruickshank | Mgmt | For | For | For |
| | 1.4 | Elect Raymond Dittamore | Mgmt | For | For | For |
| | 1.5 | Elect Thomas Horton | Mgmt | For | For | For |
| | 1.6 | Elect Irwin Jacobs | Mgmt | For | For | For |
| | 1.7 | Elect Paul Jacobs | Mgmt | For | For | For |
| | 1.8 | Elect Robert Kahn | Mgmt | For | For | For |
| | 1.9 | Elect Sherry Lansing | Mgmt | For | For | For |
| | 1.10 | Elect Duane Nelles | Mgmt | For | For | For |
| | 1.11 | Elect Brent Scowcroft | Mgmt | For | For | For |
| | 1.12 | Elect Marc Stern | Mgmt | For | For | For |
| | 2 | Amendment to the 2006 Long-Term | Mgmt | For | Against | Against |
| | | Incentive Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Quest Software, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | QSFT | CUSIP 74834T103 | 06/03/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Vincent Smith | Mgmt | For | For | For |
| | 1.2 | Elect Raymond Lane | Mgmt | For | For | For |
| | 1.3 | Elect Douglas Garn | Mgmt | For | For | For |
| | 1.4 | Elect Augustine Nieto II | Mgmt | For | For | For |
| | | | | | |
| | 1.5 | Elect Kevin Klausmeyer | Mgmt | For | For | For |
| | 1.6 | Elect Paul Sallaberry | Mgmt | For | For | For |
| | 1.7 | Elect H. John Dirks | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Range Resources Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | RRC | CUSIP 75281A109 | 05/19/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Charles Blackburn | Mgmt | For | For | For |
| | 2 | Elect Anthony Dub | Mgmt | For | For | For |
| | 3 | Elect V. Richard Eales | Mgmt | For | For | For |
| | 4 | Elect Allen Finkelson | Mgmt | For | For | For |
| | 5 | Elect James Funk | Mgmt | For | For | For |
| | 6 | Elect Jonathan Linker | Mgmt | For | For | For |
| | 7 | Elect Kevin McCarthy | Mgmt | For | For | For |
| | 8 | Elect John Pinkerton | Mgmt | For | For | For |
| | 9 | Elect Jeffrey Ventura | Mgmt | For | For | For |
| | 10 | Amendment to the 2005 Equity- | Mgmt | For | For | For |
| | | Based Compensation Plan | | | | |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Raytheon Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | RTN | CUSIP 755111507 | 05/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Vernon Clark | Mgmt | For | For | For |
| | 2 | Elect John Deutch | Mgmt | For | For | For |
| | 3 | Elect Stephen Hadley | Mgmt | For | For | For |
| | 4 | Elect Frederic Poses | Mgmt | For | For | For |
| | 5 | Elect Michael Ruettgers | Mgmt | For | For | For |
| | 6 | Elect Ronald Skates | Mgmt | For | For | For |
| | 7 | Elect William Spivey | Mgmt | For | For | For |
| | 8 | Elect Linda Stuntz | Mgmt | For | For | For |
| | 9 | Elect William Swanson | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
| | 11 | Right to Call a Special Meeting | Mgmt | For | For | For |
| | 12 | 2010 Stock Plan | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| | | | | | |
| | 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Supplemental Executive Retirement | | | | |
| | | Plans | | | | |
| | 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Act by Written Consent | | | | |
| |
| |
| Red Hat, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | RHT | CUSIP 756577102 | 08/13/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Micheline Chau | Mgmt | For | For | For |
| | 1.2 | Elect Marye Anne Fox | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Ross Stores, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ROST | CUSIP 778296103 | 05/19/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael Bush | Mgmt | For | For | For |
| | 1.2 | Elect Norman Ferber | Mgmt | For | For | For |
| | 1.3 | Elect Gregory Quesnel | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Safran SA | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | SAF | CINS F4035A557 | 05/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Mix | France | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 3 | Accounts and Reports; Ratification | Mgmt | For | For | For |
| | | of Management and Supervisory | | | | |
| | | Board Acts; Approval of Non-Tax- | | | | |
| | | Deductible Expenses | | | | |
| | 4 | Consolidated Accounts and Reports | Mgmt | For | For | For |
| |
| | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 6 | Related Party Transactions | Mgmt | For | For | For |
| | | | | | |
| | 7 | Appointment of Auditor (Mazars) | Mgmt | For | For | For |
| | 8 | Appointment of Auditor (Ernst & | Mgmt | For | For | For |
| | | Young et Autres) | | | | |
| | 9 | Appointment of Alternate Auditor | Mgmt | For | For | For |
| | | (Gilles Rainaut) | | | | |
| | 10 | Appointment of Alternate Auditor | Mgmt | For | For | For |
| | | (Auditex) | | | | |
| | 11 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 12 | Authority to Increase Capital | Mgmt | For | For | For |
| | | Through Capitalizations | | | | |
| | 13 | Authority to Cancel Shares and | Mgmt | For | For | For |
| | | Reduce Capital | | | | |
| | 14 | Authority to Carry Out Formalities | Mgmt | For | For | For |
| | 15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| |
| |
| salesforce.com, inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CRM | CUSIP 79466L302 | 06/10/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Stratton Sclavos | Mgmt | For | For | For |
| | 1.2 | Elect Lawrence Tomlinson | Mgmt | For | For | For |
| | 1.3 | Elect Shirley Young | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | Against | Against |
| |
| |
| Schlumberger N.V. (Schlumberger | | | | | | |
| Limited) | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | SLB | CUSIP 806857108 | 04/07/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Philippe Camus | Mgmt | For | For | For |
| | 1.2 | Elect Jamie Gorelick | Mgmt | For | For | For |
| | 1.3 | Elect Andrew Gould | Mgmt | For | For | For |
| | 1.4 | Elect Tony Isaac | Mgmt | For | For | For |
| | 1.5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For |
| | 1.6 | Elect Adrian Lajous | Mgmt | For | For | For |
| | 1.7 | Elect Michael Marks | Mgmt | For | For | For |
| | 1.8 | Elect Leo Reif | Mgmt | For | For | For |
| | 1.9 | Elect Tore Sandvold | Mgmt | For | For | For |
| | 1.10 | Elect Henri Seydoux | Mgmt | For | For | For |
| | 1.11 | Elect Peter Currie | Mgmt | For | For | For |
| | | | | | |
| | 1.12 | Elect K.V. Kamath | Mgmt | For | For | For |
| | 2 | Approval of Financial Statements | Mgmt | For | For | For |
| | | and Dividends | | | | |
| | 3 | 2010 Stock Incentive Plan | Mgmt | For | For | For |
| | 4 | Amendment to the Discounted | Mgmt | For | For | For |
| | | Stock Purchase Plan | | | | |
| | 5 | Appointment of Auditor | Mgmt | For | For | For |
| |
| |
| Scripps Networks Interactive, Inc. | | | | | | |
| |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | SNI | CUSIP 811065101 | 04/28/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect David Galloway | Mgmt | For | For | For |
| | 1.2 | Elect Dale Pond | Mgmt | For | For | For |
| | 1.3 | Elect Ronald Tysoe | Mgmt | For | For | For |
| |
| |
| Sequenom, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | SQNM | CUSIP 817337405 | 06/14/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Ernst-Gunter Afting | Mgmt | For | For | For |
| | 1.2 | Elect Kenneth Buechler | Mgmt | For | For | For |
| | 1.3 | Elect John Fazio | Mgmt | For | For | For |
| | 1.4 | Elect Harry Hixson, Jr. | Mgmt | For | For | For |
| | 1.5 | Elect Richard Lerner | Mgmt | For | For | For |
| | 1.6 | Elect Ronald Lindsay | Mgmt | For | For | For |
| | 1.7 | Elect David Pendarvis | Mgmt | For | For | For |
| | 2 | Amendment to the 2006 Equity | Mgmt | For | Against | Against |
| | | Incentive Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Sigma-Aldrich Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | SIAL | CUSIP 826552101 | 05/04/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Rebecca Bergman | Mgmt | For | For | For |
| | | | | | |
| | 2 | Elect George Church | Mgmt | For | For | For |
| | 3 | Elect David Harvey | Mgmt | For | For | For |
| | 4 | Elect W. Lee McCollum | Mgmt | For | For | For |
| | 5 | Elect Jai Nagarkatti | Mgmt | For | For | For |
| | 6 | Elect Avi Nash | Mgmt | For | For | For |
| | 7 | Elect Steven Paul | Mgmt | For | For | For |
| | 8 | Elect J. Pedro Reinhard | Mgmt | For | For | For |
| | 9 | Elect D. Dean Spatz | Mgmt | For | For | For |
| | 10 | Elect Barrett Toan | Mgmt | For | For | For |
| | 11 | Amendment to the Cash Bonus | Mgmt | For | Against | Against |
| | | Plan | | | | |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Simple Majority Vote | | | | |
| |
| |
| Silicon Laboratories Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | SLAB | CUSIP 826919102 | 04/22/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect R. Enloe, III | Mgmt | For | For | For |
| | 1.2 | Elect Kristin Onken | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Southwestern Energy Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | SWN | CUSIP 845467109 | 05/18/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Lewis Epley, Jr. | Mgmt | For | For | For |
| | 1.2 | Elect Robert Howard | Mgmt | For | For | For |
| | 1.3 | Elect Harold Korell | Mgmt | For | For | For |
| | 1.4 | Elect Vello Kuuskraa | Mgmt | For | For | For |
| | 1.5 | Elect Kenneth Mourton | Mgmt | For | For | For |
| | 1.6 | Elect Steven Mueller | Mgmt | For | For | For |
| | 1.7 | Elect Charles Scharlau | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Increase of Authorized Common | Mgmt | For | For | For |
| | | Stock | | | | |
| | 4 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Majority Vote for Election of | | | | |
| | | Directors | | | | |
| | | | | | |
| | 5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Political Contributions and | | | | |
| | | Expenditure Report | | | | |
| |
| |
| Spartan Stores, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | SPTN | CUSIP 846822104 | 08/12/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect M. Shan Atkins | Mgmt | For | For | For |
| | 1.2 | Elect Frank Gambino | Mgmt | For | For | For |
| | 1.3 | Elect Timothy O'Donovan | Mgmt | For | For | For |
| | 2 | Amendment to the Stock Incentive | Mgmt | For | Against | Against |
| | | Plan of 2005 | | | | |
| | 3 | Associate Stock Purchase Plan of | Mgmt | For | For | For |
| | | 2009 | | | | |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| St. Jude Medical, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | STJ | CUSIP 790849103 | 05/07/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Stuart Essig | Mgmt | For | For | For |
| | 2 | Elect Barbara Hill | Mgmt | For | For | For |
| | 3 | Elect Michael Rocca | Mgmt�� | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Sustainability Report | | | | |
| |
| |
| Stericycle, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | SRCL | CUSIP 858912108 | 05/25/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Mark Miller | Mgmt | For | For | For |
| | 1.2 | Elect Jack Schuler | Mgmt | For | For | For |
| | 1.3 | Elect Thomas Brown | Mgmt | For | For | For |
| | 1.4 | Elect Rod Dammeyer | Mgmt | For | For | For |
| | 1.5 | Elect William Hall | Mgmt | For | For | For |
| | | | | | |
| | 1.6 | Elect Jonathan Lord | Mgmt | For | For | For |
| | 1.7 | Elect John Patience | Mgmt | For | For | For |
| | 1.8 | Elect James W.P. Reid-Anderson | Mgmt | For | For | For |
| | 1.9 | Elect Ronald Spaeth | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Steven Madden, Ltd. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | SHOO | CUSIP 556269108 | 05/28/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Edward Rosenfeld | Mgmt | For | For | For |
| | 1.2 | Elect John Madden | Mgmt | For | For | For |
| | 1.3 | Elect Peter Migliorini | Mgmt | For | For | For |
| | 1.4 | Elect Richard Randall | Mgmt | For | For | For |
| | 1.5 | Elect Ravi Sachdev | Mgmt | For | For | For |
| | 1.6 | Elect Thomas Schwartz | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Symantec Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | SYMC | CUSIP 871503108 | 09/23/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael Brown | Mgmt | For | For | For |
| | 1.2 | Elect William Coleman, III | Mgmt | For | For | For |
| | 1.3 | Elect Frank Dangeard | Mgmt | For | For | For |
| | 1.4 | Elect Geraldine Laybourne | Mgmt | For | For | For |
| | 1.5 | Elect David Mahoney | Mgmt | For | For | For |
| | 1.6 | Elect Robert Miller | Mgmt | For | For | For |
| | 1.7 | Elect Enrique Salem | Mgmt | For | For | For |
| | 1.8 | Elect Daniel Schulman | Mgmt | For | For | For |
| | 1.9 | Elect John Thompson | Mgmt | For | For | For |
| | 1.10 | Elect V. Paul Unruh | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| |
| |
| TD AMERITRADE Holding | | | | | | |
| Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | | | | |
| | AMTD | CUSIP 87236Y108 | 02/25/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Marshall Cohen | Mgmt | For | Withhold | Against |
| | 1.2 | Elect William Hatanaka | Mgmt | For | Withhold | Against |
| | 1.3 | Elect J. Peter Ricketts | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Allan Tessler | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the Long-Term | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| |
| |
| Teva Pharmaceutical Industries | | | | | | |
| Ltd (ADR) | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | TEVA | CUSIP 881624209 | 06/29/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 2 | Elect Abraham Cohen | Mgmt | For | For | For |
| | 3 | Elect Amir Elstein | Mgmt | For | For | For |
| | 4 | Elect Roger Kornberg | Mgmt | For | For | For |
| | 5 | Elect Moshe Many | Mgmt | For | For | For |
| | 6 | Elect Dan Propper | Mgmt | For | For | For |
| | 7 | Appointment of Auditor | Mgmt | For | For | For |
| | 8 | 2010 Long-Term Equity-Based | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 9 | Remuneration of Phillip Frost | Mgmt | For | For | For |
| | 10 | Remuneration of Moshe Many | Mgmt | For | For | For |
| | 11 | Remuneration of Roger Kornberg | Mgmt | For | For | For |
| | 12 | Increase in Authorized Capital | Mgmt | For | For | For |
| |
| |
| Texas Instruments Incorporated | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | TXN | CUSIP 882508104 | 04/15/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For |
| | 2 | Elect David Boren | Mgmt | For | For | For |
| | 3 | Elect Daniel Carp | Mgmt | For | For | For |
| | 4 | Elect Carrie Cox | Mgmt | For | For | For |
| | 5 | Elect David Goode | Mgmt | For | For | For |
| | 6 | Elect Stephen MacMillan | Mgmt | For | For | For |
| | | | | | |
| | 7 | Elect Pamela Patsley | Mgmt | For | For | For |
| | 8 | Elect Wayne Sanders | Mgmt | For | For | For |
| | 9 | Elect Ruth Simmons | Mgmt | For | For | For |
| | 10 | Elect Richard Templeton | Mgmt | For | For | For |
| | 11 | Elect Christine Whitman | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| The AES Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AES | CUSIP 00130H105 | 04/22/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Samuel Bodman | Mgmt | For | For | For |
| | 1.2 | Elect Paul Hanrahan | Mgmt | For | For | For |
| | 1.3 | Elect Tarun Khanna | Mgmt | For | For | For |
| | 1.4 | Elect John Koskinen | Mgmt | For | For | For |
| | 1.5 | Elect Philip Lader | Mgmt | For | For | For |
| | 1.6 | Elect Sandra Moose | Mgmt | For | For | For |
| | 1.7 | Elect John Morse, Jr. | Mgmt | For | For | For |
| | 1.8 | Elect Philip Odeen | Mgmt | For | For | For |
| | 1.9 | Elect Charles Rossotti | Mgmt | For | For | For |
| | 1.10 | Elect Sven Sandstrom | Mgmt | For | For | For |
| | 2 | Amendment to the 2003 Long-Term | Mgmt | For | For | For |
| | | Compensation Plan | | | | |
| | 3 | Reapproval of the Performance | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| The Coca-Cola Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | KO | CUSIP 191216100 | 04/21/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Herbert Allen | Mgmt | For | For | For |
| | 2 | Elect Ronald Allen | Mgmt | For | For | For |
| | 3 | Elect Cathleen Black | Mgmt | For | For | For |
| | 4 | Elect Barry Diller | Mgmt | For | For | For |
| | 5 | Elect Alexis Herman | Mgmt | For | For | For |
| | 6 | Elect Muhtar Kent | Mgmt | For | For | For |
| | 7 | Elect Donald Keough | Mgmt | For | For | For |
| | 8 | Elect Maria Lagomasino | Mgmt | For | For | For |
| | 9 | Elect Donald McHenry | Mgmt | For | For | For |
| | 10 | Elect Sam Nunn | Mgmt | For | For | For |
| | | | | | |
| | 11 | Elect James Robinson III | Mgmt | For | For | For |
| | 12 | Elect Peter Ueberroth | Mgmt | For | For | For |
| | 13 | Elect Jacob Wallenberg | Mgmt | For | Against | Against |
| | 14 | Elect James Williams | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| | 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Independent Board Chairman | | | | |
| | 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Performance Based Restricted | | | | |
| | | Equity Compensation | | | | |
| | 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Bisphenol-A | | | | |
| |
| |
| The Goldman Sachs Group, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | GS | CUSIP 38141G104 | 05/07/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Lloyd Blankfein | Mgmt | For | For | For |
| | 2 | Elect John Bryan | Mgmt | For | For | For |
| | 3 | Elect Gary Cohn | Mgmt | For | For | For |
| | 4 | Elect Claes Dahlback | Mgmt | For | For | For |
| | 5 | Elect Stephen Friedman | Mgmt | For | For | For |
| | 6 | Elect William George | Mgmt | For | For | For |
| | 7 | Elect James Johnson | Mgmt | For | For | For |
| | 8 | Elect Lois Juliber | Mgmt | For | For | For |
| | 9 | Elect Lakshmi Mittal | Mgmt | For | For | For |
| | 10 | Elect James Schiro | Mgmt | For | For | For |
| | 11 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| | 14 | Elimination of Supermajority | Mgmt | For | For | For |
| | | Requirement | | | | |
| | 15 | Amendment to Certificate of | Mgmt | For | For | For |
| | | Incorporation Regarding the Right | | | | |
| | | to Call Special Meetings | | | | |
| | 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Cumulative Voting | | | | |
| | 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report OTC Derivative Trading | | | | |
| | | | | | |
| | 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Independent Board Chairman | | | | |
| | 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Political Contributions and | | | | |
| | | Expenditure Report | | | | |
| | 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Climate Policy | | | | |
| | 21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Ratio Between Executive | | | | |
| | | and Employee Pay | | | | |
| | 22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Retention of Shares After | | | | |
| | | Retirement | | | | |
| |
| |
| The Procter & Gamble Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | PG | CUSIP 742718109 | 10/13/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Kenneth Chenault | Mgmt | For | For | For |
| | 2 | Elect Scott Cook | Mgmt | For | Against | Against |
| | 3 | Elect Rajat Gupta | Mgmt | For | For | For |
| | 4 | Elect Alan Lafley | Mgmt | For | For | For |
| | 5 | Elect Charles Lee | Mgmt | For | For | For |
| | 6 | Elect Lynn Martin | Mgmt | For | For | For |
| | 7 | Elect Robert McDonald | Mgmt | For | For | For |
| | 8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For |
| | 9 | Elect Johnathan Rodgers | Mgmt | For | For | For |
| | 10 | Elect Ralph Snyderman | Mgmt | For | For | For |
| | 11 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For |
| | 12 | Elect Patricia Woertz | Mgmt | For | For | For |
| | 13 | Elect Ernesto Zedillo | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| | 15 | Amendments to Code of | Mgmt | For | For | For |
| | | Regulations | | | | |
| | 16 | 2009 Stock and Incentive | Mgmt | For | For | For |
| | | Compensation Plan | | | | |
| | 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Cumulative Voting | | | | |
| | 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| |
| |
| The Scotts Miracle-Gro Company | | | | | | |
| | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | SMG | CUSIP 810186106 | 01/21/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Mark Baker | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Joseph Flannery | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Katherine Littlefield | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Adam Hanft | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| The Timken Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | TKR | CUSIP 887389104 | 05/11/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect James Griffith | Mgmt | For | Withhold | Against |
| | 1.2 | Elect John Luke, Jr. | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Frank Sullivan | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Ward Timken | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the Senior Executive | Mgmt | For | For | For |
| | | Management Performance Plan | | | | |
| |
| | 4 | Amendment to Declassify the Board | Mgmt | For | For | For |
| |
| | 5 | Amendments to Allow the Board to | Mgmt | For | Against | Against |
| | | Amend the Company's Regulations | | | | |
| |
| |
| |
| The Warnaco Group, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | WRC | CUSIP 934390402 | 05/12/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect David A. Bell | Mgmt | For | For | For |
| | 2 | Elect Robert A. Bowman | Mgmt | For | For | For |
| | 3 | Elect Richard Karl Goeltz | Mgmt | For | For | For |
| | 4 | Elect Joseph R. Gromek | Mgmt | For | For | For |
| | 5 | Elect Sheila A. Hopkins | Mgmt | For | For | For |
| | 6 | Elect Charles R. Perrin | Mgmt | For | For | For |
| | 7 | Elect Nancy A. Reardon | Mgmt | For | For | For |
| | 8 | Elect Donald L. Seeley | Mgmt | For | For | For |
| | | | | | |
| | 9 | Elect Cheryl NIdo Turpin | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Thermo Fisher Scientific Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | TMO | CUSIP 883556102 | 05/26/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Marc Casper | Mgmt | For | For | For |
| | 2 | Elect Tyler Jacks | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Thoratec Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | THOR | CUSIP 885175307 | 05/19/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Neil F. Dimick | Mgmt | For | For | For |
| | 1.2 | Elect Gerhard F. Burbach | Mgmt | For | For | For |
| | 1.3 | Elect J. Daniel Cole | Mgmt | For | For | For |
| | 1.4 | Elect Steven H. Collis | Mgmt | For | For | For |
| | 1.5 | Elect Elisha W. Finney | Mgmt | For | For | For |
| | 1.6 | Elect D. Keith Grossman | Mgmt | For | For | For |
| | 1.7 | Elect Paul A. LaViolette | Mgmt | For | For | For |
| | 1.8 | Elect Daniel M. Mulvena | Mgmt | For | For | For |
| | 2 | Amendment to the 2006 Incentive | Mgmt | For | For | For |
| | | Stock Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| THQ Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | THQI | CUSIP 872443403 | 08/06/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Brian Farrell | Mgmt | For | For | For |
| | 1.2 | Elect Lawrence Burstein | Mgmt | For | For | For |
| | 1.3 | Elect Henry DeNero | Mgmt | For | For | For |
| | 1.4 | Elect Brian Dougherty | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Jeffrey Griffiths | Mgmt | For | For | For |
| | 1.6 | Elect Gary Rieschel | Mgmt | For | For | For |
| | | | | | |
| | 1.7 | Elect James Whims | Mgmt | For | For | For |
| | 2 | Amendment to the Employee Stock | Mgmt | For | For | For |
| | | Purchase Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| TIBCO Software Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | TIBX | CUSIP 88632Q103 | 04/22/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Vivek Ranadive | Mgmt | For | For | For |
| | 1.2 | Elect Nanci Caldwell | Mgmt | For | For | For |
| | 1.3 | Elect Eric Dunn | Mgmt | For | For | For |
| | 1.4 | Elect Narendra Gupta | Mgmt | For | For | For |
| | 1.5 | Elect Peter Job | Mgmt | For | For | For |
| | 1.6 | Elect Philip Wood | Mgmt | For | For | For |
| | 2 | Amendment to the 2008 Equity | Mgmt | For | Against | Against |
| | | Incentive Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Time Warner Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | TWX | CUSIP 887317303 | 05/21/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James Barksdale | Mgmt | For | Against | Against |
| | 2 | Elect William Barr | Mgmt | For | Against | Against |
| | 3 | Elect Jeffrey Bewkes | Mgmt | For | Against | Against |
| | 4 | Elect Stephen Bollenbach | Mgmt | For | Against | Against |
| | 5 | Elect Frank Caufield | Mgmt | For | Against | Against |
| | 6 | Elect Robert Clark | Mgmt | For | Against | Against |
| | 7 | Elect Mathias Dopfner | Mgmt | For | Against | Against |
| | 8 | Elect Jessica Einhorn | Mgmt | For | Against | Against |
| | 9 | Elect Fred Hassan | Mgmt | For | Against | Against |
| | 10 | Elect Michael Miles | Mgmt | For | Against | Against |
| | 11 | Elect Kenneth Novack | Mgmt | For | Against | Against |
| | 12 | Elect Deborah Wright | Mgmt | For | Against | Against |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | 2010 Stock Incentive Plan | Mgmt | For | For | For |
| | 15 | Amendment to the Bylaws | Mgmt | For | For | For |
| | | Regarding the Right to Call a | | | | |
| | | Special Meeting | | | | |
| | | | | | |
| | 16 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Simple Majority Vote | | | | |
| | 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Retention of Shares After | | | | |
| | | Retirement | | | | |
| | 18 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| |
| |
| TransDigm Group Incorporated | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | TDG | CUSIP 893641100 | 02/17/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Mervin Dunn | Mgmt | For | For | For |
| | 1.2 | Elect Michael Graff | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Transocean Ltd. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | RIG | CUSIP H8817H100 | 05/14/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Ratification of Board Acts | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 4 | Amendments to Articles to Change | Mgmt | For | For | For |
| | | Place of Incorportation | | | | |
| | 5 | Renewal of Share Capital | Mgmt | For | For | For |
| | 6 | Amendment to Par Value | Mgmt | For | For | For |
| | 7 | Amendments to Articles to Comply | Mgmt | For | For | For |
| | | with The Swiss Federal Act on | | | | |
| | | Intermediated Securities ("FISA") | | | | |
| |
| | 8 | Elect Steven Newman | Mgmt | For | For | For |
| | 9 | Elect Thomas Cason | Mgmt | For | For | For |
| | 10 | Elect Robert Sprague | Mgmt | For | For | For |
| | 11 | Elect J. Michael Talbert | Mgmt | For | For | For |
| | 12 | Elect John Whitmire | Mgmt | For | For | For |
| | 13 | Appointment of Auditor | Mgmt | For | For | For |
| |
| |
| Ultra Petroleum Corp. | | | | | | |
| | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | UPL | CUSIP 903914109 | 06/14/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael Watford | Mgmt | For | For | For |
| | 1.2 | Elect W. Charles Helton | Mgmt | For | For | For |
| | 1.3 | Elect Robert Rigney | Mgmt | For | For | For |
| | 1.4 | Elect Stephen McDaniel | Mgmt | For | For | For |
| | 1.5 | Elect Roger Brown | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Hydraulic Fracturing | | | | |
| |
| |
| Urban Outfitters, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | URBN | CUSIP 917047102 | 05/18/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Scott Belair | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Robert Strouse | Mgmt | For | Withhold | Against |
| | 2 | Executive Incentive Plan | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Workplace Human Rights Report | | | | |
| |
| |
| Vertex Pharmaceuticals | | | | | | |
| Incorporated | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | VRTX | CUSIP 92532F100 | 05/13/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Joshua Boger | Mgmt | For | For | For |
| | 1.2 | Elect Charles Sanders | Mgmt | For | For | For |
| | 1.3 | Elect Elaine Ullian | Mgmt | For | For | For |
| | 2 | Amendment to the 2006 Stock and | Mgmt | For | Against | Against |
| | | Option Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Vestas Wind Systems A/S | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | VWS | CINS K9773J128 | 01/14/2010 | | Take No Action |
| | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Special | Denmark | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
| | 2 | Amendments to Articles Regarding | Mgmt | For | TNA | N/A |
| | | Shareholder Proposals | | | | |
| | 3 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A |
| |
| |
| VISA INC. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | V | CUSIP 92826C839 | 01/20/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert Matschullat | Mgmt | For | For | For |
| | 1.2 | Elect Cathy Minehan | Mgmt | For | For | For |
| | 1.3 | Elect David Pang | Mgmt | For | For | For |
| | 1.4 | Elect William Shanahan | Mgmt | For | For | For |
| | 1.5 | Elect John Swainson | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| W.W. Grainger, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | GWW | CUSIP 384802104 | 04/28/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Brian Anderson | Mgmt | For | For | For |
| | 1.2 | Elect Wilbur Gantz | Mgmt | For | For | For |
| | 1.3 | Elect V. Ann Hailey | Mgmt | For | For | For |
| | 1.4 | Elect William Hall | Mgmt | For | For | For |
| | 1.5 | Elect Stuart Levenick | Mgmt | For | For | For |
| | 1.6 | Elect John McCarter, Jr. | Mgmt | For | For | For |
| | 1.7 | Elect Neil Novich | Mgmt | For | For | For |
| | 1.8 | Elect Michael Roberts | Mgmt | For | For | For |
| | 1.9 | Elect Gary Rogers | Mgmt | For | For | For |
| | 1.10 | Elect James Ryan | Mgmt | For | For | For |
| | 1.11 | Elect E. Scott Santi | Mgmt | For | For | For |
| | 1.12 | Elect James Slavik | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | 2010 Incentive Plan | Mgmt | For | For | For |
| |
| |
| Waddell & Reed Financial, Inc. | | | | | | |
| | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | WDR | CUSIP 930059100 | 04/07/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Henry Herrmann | Mgmt | For | Withhold | Against |
| | 1.2 | Elect James Raines | Mgmt | For | Withhold | Against |
| | 1.3 | Elect William Rogers | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| |
| |
| Wal-Mart Stores, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | WMT | CUSIP 931142103 | 06/04/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Aida Alvarez | Mgmt | For | For | For |
| | 2 | Elect James Breyer | Mgmt | For | For | For |
| | 3 | Elect M. Michele Burns | Mgmt | For | Against | Against |
| | 4 | Elect James Cash, Jr. | Mgmt | For | For | For |
| | 5 | Elect Roger Corbett | Mgmt | For | For | For |
| | 6 | Elect Douglas Daft | Mgmt | For | For | For |
| | 7 | Elect Michael Duke | Mgmt | For | For | For |
| | 8 | Elect Gregory Penner | Mgmt | For | For | For |
| | 9 | Elect Steven Reinemund | Mgmt | For | For | For |
| | 10 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For |
| | 11 | Elect Arne Sorenson | Mgmt | For | For | For |
| | 12 | Elect Jim Walton | Mgmt | For | For | For |
| | 13 | Elect S. Robson Walton | Mgmt | For | For | For |
| | 14 | Elect Christopher Williams | Mgmt | For | For | For |
| | 15 | Elect Linda Wolf | Mgmt | For | For | For |
| | 16 | Ratification of Auditor | Mgmt | For | For | For |
| | 17 | Amendment to the 2005 Stock | Mgmt | For | For | For |
| | | Incentive Plan, Renamed the 2010 | | | | |
| | | Stock Incentive Plan | | | | |
| | 18 | ASDA Limited Sharesave Plan 2000 | Mgmt | For | For | For |
| |
| | 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Adopting Sexual Orientation and | | | | |
| | | Gender Identity Anti-Bias Policy | | | | |
| | 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| | | | | | |
| | 21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Political Contributions and | | | | |
| | | Expenditure Report | | | | |
| | 22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| | 23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Controlled Atmosphere Killing | | | | |
| | 24 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Lobbying Priorities Report | | | | |
| |
| |
| Walter Energy, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | WLT | CUSIP 93317Q105 | 04/21/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Howard Clark, Jr. | Mgmt | For | For | For |
| | 1.2 | Elect Jerry Kolb | Mgmt | For | For | For |
| | 1.3 | Elect Patrick Kriegshauser | Mgmt | For | For | For |
| | 1.4 | Elect Joseph Leonard | Mgmt | For | For | For |
| | 1.5 | Elect Bernard Rethore | Mgmt | For | For | For |
| | 1.6 | Elect George Richmond | Mgmt | For | For | For |
| | 1.7 | Elect Michael Tokarz | Mgmt | For | Withhold | Against |
| | 1.8 | Elect A.J. Wagner | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| WellPoint, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | WLP | CUSIP 94973V107 | 05/18/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Sheila Burke | Mgmt | For | For | For |
| | 2 | Elect George Schaefer, Jr. | Mgmt | For | For | For |
| | 3 | Elect Jackie Ward | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Conversion to Nonprofit Status | | | | |
| | 6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Lobbying Contributions and | | | | |
| | | Expenditure Report | | | | |
| | 7 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| | | | | | |
| | 8 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Reincorporation | | | | |
| |
| |
| Wells Fargo & Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | WFC | CUSIP 949746101 | 04/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John Baker II | Mgmt | For | Against | Against |
| | 2 | Elect John Chen | Mgmt | For | Against | Against |
| | 3 | Elect Lloyd Dean | Mgmt | For | Against | Against |
| | 4 | Elect Susan Engel | Mgmt | For | Against | Against |
| | 5 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against |
| | 6 | Elect Donald James | Mgmt | For | Against | Against |
| | 7 | Elect Richard McCormick | Mgmt | For | Against | Against |
| | 8 | Elect Mackey McDonald | Mgmt | For | Against | Against |
| | 9 | Elect Cynthia Milligan | Mgmt | For | Against | Against |
| | 10 | Elect Nicholas Moore | Mgmt | For | Against | Against |
| | 11 | Elect Philip Quigley | Mgmt | For | Against | Against |
| | 12 | Elect Judith Runstad | Mgmt | For | Against | Against |
| | 13 | Elect Stephen Sanger | Mgmt | For | Against | Against |
| | 14 | Elect Robert Steel | Mgmt | For | Against | Against |
| | 15 | Elect John Stumpf | Mgmt | For | Against | Against |
| | 16 | Elect Susan Swenson | Mgmt | For | Against | Against |
| | 17 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| | 18 | Increase of Authorized Common | Mgmt | For | For | For |
| | | Stock | | | | |
| | 19 | Ratification of Auditor | Mgmt | For | For | For |
| | 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Executive | | | | |
| | | Compensation (Say on Pay) | | | | |
| | 21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Independent Board Chairman | | | | |
| | 22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Reviewing Charitable Spending | | | | |
| | 23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Political Contributions and | | | | |
| | | Expenditure Report | | | | |
| |
| |
| Wyeth | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | WYE | CUSIP 983024100 | 07/20/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Approval of the Merger Agreement | Mgmt | For | For | For |
| |
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
| 3 | Elect Robert Amen | Mgmt | For | For | For |
| 4 | Elect Michael Critelli | Mgmt | For | For | For |
| 5 | Elect Frances Fergusson | Mgmt | For | For | For |
| 6 | Elect Victor Ganzi | Mgmt | For | For | For |
| 7 | Elect Robert Langer | Mgmt | For | For | For |
| 8 | Elect John Mascotte | Mgmt | For | For | For |
| 9 | Elect Raymond McGuire | Mgmt | For | For | For |
| 10 | Elect Mary Polan | Mgmt | For | For | For |
| 11 | Elect Bernard Poussot | Mgmt | For | For | For |
| 12 | Elect Gary Rogers | Mgmt | For | For | For |
| 13 | Elect John Torell III | Mgmt | For | For | For |
| 14 | Ratification of Auditor | Mgmt | For | For | For |
| 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Political Contributions and | | | | |
| | Expenditure Report | | | | |
| 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.'
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| |
| Registrant: | Putnam New Opportunities Fund |
| |
| By: | /s/ Jonathan S. Horwitz |
| |
| Name: | Jonathan S. Horwitz |
| |
| Title: | Executive Vice President, Treasurer, Principal Executive Officer and |
| Compliance Liaison |
| |
| Date: | August 9, 2010 |
