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UNITED STATES |
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SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
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FORM N-PX |
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED |
MANAGEMENT INVESTMENT COMPANY |
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Investment Company Act File Number : | 811-6128 |
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Name of Registrant: | Putnam New Opportunities Fund |
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Address of Principal Executive Offices: | |
| One Post Office Square |
| Boston, Massachusetts 02109 |
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Name and address of agent of service: | |
| James P. Pappas, Vice President |
| Putnam New Opportunities Fund |
| One Post Office Square |
| Boston, Massachusetts 02109 |
| | |
CC: | | |
| John W. Gerstmayr, Esq. |
| Ropes & Gray LLP | |
| One International Place |
| Boston, Massachusetts 02110 |
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Registrant's telephone number including area code: |
| (617) 292-1000 | |
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Date of fiscal year end: | |
| 06/30/2009 | |
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Date of reporting period: | |
| 07/01/2008 - 06/30/2009 |
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Item 1: Proxy Voting Record | | | | | |
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Registrant : Putnam New Opportunities Fund | | | | | |
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Abbott Laboratories | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ABT | CUSIP9 002824100 | 04/24/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Robert Alpern | Mgmt | For | For | For |
| 1.2 | Elect Roxanne Austin | Mgmt | For | For | For |
| 1.3 | Elect William Daley | Mgmt | For | For | For |
| 1.4 | Elect W. James Farrell | Mgmt | For | For | For |
| 1.5 | Elect H. Laurance Fuller | Mgmt | For | For | For |
| 1.6 | Elect William Osborn | Mgmt | For | For | For |
| 1.7 | Elect David Owen | Mgmt | For | For | For |
| 1.8 | Elect W. Ann Reynolds | Mgmt | For | For | For |
| 1.9 | Elect Roy Roberts | Mgmt | For | For | For |
| 1.10 | Elect Samuel Scott III | Mgmt | For | For | For |
| 1.11 | Elect William Smithburg | Mgmt | For | For | For |
| 1.12 | Elect Glenn Tilton | Mgmt | For | For | For |
| 1.13 | Elect Miles White | Mgmt | For | For | For |
| 2 | APPROVAL OF THE ABBOTT | Mgmt | For | Against | Against |
| | LABORATORIES 2009 INCENTIVE | | | | |
| | STOCK PROGRAM | | | | |
| 3 | 2009 Employee Stock Purchase | Mgmt | For | For | For |
| | Plan | | | | |
| 4 | RATIFICATION OF DELOITTE & | Mgmt | For | For | For |
| | TOUCHE LLP AS AUDITORS | | | | |
| 5 | SHAREHOLDER PROPOSAL - | ShrHoldr | Against | Against | For |
| | ANIMAL TESTING | | | | |
| 6 | SHAREHOLDER PROPOSAL - | ShrHoldr | Against | Against | For |
| | HEALTH CARE PRINCIPLES | | | | |
| 7 | SHAREHOLDER PROPOSAL - | ShrHoldr | Against | Against | For |
| | ADVISORY VOTE | | | | |
| |
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Accenture Ltd. | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ACN | CUSIP9 G1150G111 | 02/12/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| | | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | RE-APPOINTMENT TO THE | Mgmt | For | For | For |
| | BOARD OF DIRECTORS: | | | | |
| | CHARLES H. GIANCARLO | | | | |
| 2 | RE-APPOINTMENT TO THE | Mgmt | For | For | For |
| | BOARD OF DIRECTORS: DINA | | | | |
| | DUBLON | | | | |
| 3 | RE-APPOINTMENT TO THE | Mgmt | For | For | For |
| | BOARD OF DIRECTORS: WILLIAM | | | | |
| | D. GREEN | | | | |
| 4 | RE-APPOINTMENT TO THE | Mgmt | For | Against | Against |
| | BOARD OF DIRECTORS: | | | | |
| | NOBUYUKI IDEI | | | | |
| 5 | RE-APPOINTMENT TO THE | Mgmt | For | For | For |
| | BOARD OF DIRECTORS: | | | | |
| | MARJORIE MAGNER | | | | |
| 6 | Ratification of Auditor | Mgmt | For | Against | Against |
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Activision Blizzard, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ATVI | CUSIP9 00507V109 | 06/05/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Philippe Capron | Mgmt | For | Withhold | Against |
| 1.2 | Elect Robert Corti | Mgmt | For | Withhold | Against |
| 1.3 | Elect Frederic Crepin | Mgmt | For | Withhold | Against |
| 1.4 | Elect Brian Kelly | Mgmt | For | Withhold | Against |
| 1.5 | Elect Robert Kotick | Mgmt | For | Withhold | Against |
| 1.6 | Elect Jean-Bernard Levy | Mgmt | For | Withhold | Against |
| 1.7 | Elect Robert Morgado | Mgmt | For | Withhold | Against |
| 1.8 | Elect Douglas Morris | Mgmt | For | Withhold | Against |
| 1.9 | Elect Stephane Roussel | Mgmt | For | Withhold | Against |
| 1.10 | Elect Richard Sarnoff | Mgmt | For | Withhold | Against |
| 1.11 | Elect Regis Turrini | Mgmt | For | Withhold | Against |
| 2 | Amendment to the 2008 Incentive | Mgmt | For | For | For |
| | Plan | | | | |
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Activision Blizzard, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ATVI | CUSIP9 00507V109 | 09/24/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| 1.1 | Elect Philippe Capron | Mgmt | For | Withhold | Against |
| 1.2 | Elect Robert Corti | Mgmt | For | Withhold | Against |
| 1.3 | Elect Frederic Crepin | Mgmt | For | Withhold | Against |
| 1.4 | Elect Bruce Hack | Mgmt | For | Withhold | Against |
| 1.5 | Elect Brian Kelly | Mgmt | For | Withhold | Against |
| 1.6 | Elect Robert Kotick | Mgmt | For | Withhold | Against |
| 1.7 | Elect Jean-Bernard Levy | Mgmt | For | Withhold | Against |
| 1.8 | Elect Robert Morgado | Mgmt | For | Withhold | Against |
| 1.9 | Elect Douglas Morris | Mgmt | For | Withhold | Against |
| 1.10 | Elect Rene Penisson | Mgmt | For | Withhold | Against |
| 1.11 | Elect Richard Sarnoff | Mgmt | For | Withhold | Against |
| 2 | APPROVAL OF THE ACTIVISION | Mgmt | For | For | For |
| | BLIZZARD, INC. 2008 INCENTIVE | | | | |
| | PLAN. | | | | |
| 3 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Board Diversity | | | | |
| 4 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
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Actuant Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ATU | CUSIP9 00508X203 | 01/09/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Robert Arzbaecher | Mgmt | For | For | For |
| 1.2 | Elect Gurminder Bedi | Mgmt | For | For | For |
| 1.3 | Elect Gustav Boel | Mgmt | For | For | For |
| 1.4 | Elect Thomas Fischer | Mgmt | For | For | For |
| 1.5 | Elect William Hall | Mgmt | For | For | For |
| 1.6 | Elect R. Alan Hunter, Jr. | Mgmt | For | For | For |
| 1.7 | Elect Robert Peterson | Mgmt | For | For | For |
| 1.8 | Elect Holly Van Deursen | Mgmt | For | For | For |
| 1.9 | Elect Dennis Williams | Mgmt | For | For | For |
| 2 | 2009 Omnibus Incentive Plan | Mgmt | For | For | For |
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Acxiom Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ACXM | CUSIP9 005125109 | 08/05/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect William Dillard, II | Mgmt | For | For | For |
| 1.2 | Elect Thomas McLarty, III | Mgmt | For | For | For |
| | | | | | |
| 1.3 | Elect Jeffrey Ubben | Mgmt | For | For | For |
| 1.4 | Elect R. Halsey Wise | Mgmt | For | For | For |
| 2 | APPROVAL OF AN AMENDMENT | Mgmt | For | For | For |
| | TO THE 2005 EQUITY | | | | |
| | COMPENSATION PLAN. | | | | |
| 3 | RATIFICATION OF KPMG LLP AS | Mgmt | For | For | For |
| | INDEPENDENT REGISTERED | | | | |
| | PUBLIC ACCOUNTANT. | | | | |
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Adobe Systems Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ADBE | CUSIP9 00724F101 | 04/01/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF CLASS II | Mgmt | For | For | For |
| | DIRECTOR: ROBERT K. | | | | |
| | BURGESS | | | | |
| 2 | ELECTION OF CLASS II | Mgmt | For | For | For |
| | DIRECTOR: CAROL MILLS | | | | |
| 3 | ELECTION OF CLASS II | Mgmt | For | For | For |
| | DIRECTOR: DANIEL | | | | |
| | ROSENSWEIG | | | | |
| 4 | ELECTION OF CLASS II | Mgmt | For | For | For |
| | DIRECTOR: ROBERT | | | | |
| | SEDGEWICK | | | | |
| 5 | ELECTION OF CLASS II | Mgmt | For | For | For |
| | DIRECTOR: JOHN E. WARNOCK | | | | |
| 6 | Amendment to the 2003 Equity | Mgmt | For | For | For |
| | Incentive Plan | | | | |
| 7 | Ratification of Auditor | Mgmt | For | For | For |
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Advance Auto Parts, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| AAP | CUSIP9 00751Y106 | 05/20/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect John Bergstrom | Mgmt | For | For | For |
| 1.2 | Elect John Brouillard | Mgmt | For | For | For |
| 1.3 | Elect Darren Jackson | Mgmt | For | For | For |
| 1.4 | Elect William Oglesby | Mgmt | For | For | For |
| 1.5 | Elect Gilbert Ray | Mgmt | For | For | For |
| | | | | | |
| 1.6 | Elect Carlos Saladrigas | Mgmt | For | For | For |
| 1.7 | Elect Francesca Spinelli | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
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AES Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| AES | CUSIP9 00130H105 | 04/23/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Samuel Bodman III | Mgmt | For | For | For |
| 1.2 | Elect Paul Hanrahan | Mgmt | For | For | For |
| 1.3 | Elect Kristina Johnson | Mgmt | For | For | For |
| 1.4 | Elect Tarun Khanna | Mgmt | For | For | For |
| 1.5 | Elect John Koskinen | Mgmt | For | For | For |
| 1.6 | Elect Philip Lader | Mgmt | For | For | For |
| 1.7 | Elect Sandra Moose | Mgmt | For | For | For |
| 1.8 | Elect John Morse, Jr. | Mgmt | For | For | For |
| 1.9 | Elect Philip Odeen | Mgmt | For | For | For |
| 1.10 | Elect Charles Rossotti | Mgmt | For | For | For |
| 1.11 | Elect Sven Sandstrom | Mgmt | For | For | For |
| 2 | RATIFICATION OF APPOINTMENT | Mgmt | For | For | For |
| | OF INDEPENDENT AUDITORS | | | | |
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Affiliated Computer Services, Inc. | | | | | | |
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| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ACS | CUSIP9 008190100 | 05/28/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Darwin Deason | Mgmt | For | For | For |
| 1.2 | Elect Lynn Blodgett | Mgmt | For | For | For |
| 1.3 | Elect Robert Druskin | Mgmt | For | For | For |
| 1.4 | Elect Kurt Krauss | Mgmt | For | For | For |
| 1.5 | Elect Ted Miller, Jr. | Mgmt | For | For | For |
| 1.6 | Elect Paul Sullivan | Mgmt | For | For | For |
| 1.7 | Elect Frank Varasano | Mgmt | For | For | For |
| 2 | Senior Executive Annual Incentive | Mgmt | For | For | For |
| | Plan | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
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Agco Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| AG | CUSIP9 001084102 | 04/23/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect P. George Benson | Mgmt | For | For | For |
| 1.2 | Elect Gerald Shaheen | Mgmt | For | For | For |
| 1.3 | Elect Hendrikus Visser | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
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Alpha Natural Resources, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ANR | CUSIP9 02076X102 | 11/21/2008 | | Take No Action |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Approval of the Merger | Mgmt | For | TNA | N/A |
| 2 | Right to Adjourn Meeting | Mgmt | For | TNA | N/A |
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Altera Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ALTR | CUSIP9 021441100 | 05/12/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect John Daane | Mgmt | For | For | For |
| 2 | Elect Robert Finocchio, Jr. | Mgmt | For | For | For |
| 3 | Elect Kevin McGarity | Mgmt | For | For | For |
| 4 | Elect Gregory Myers | Mgmt | For | For | For |
| 5 | Elect Krish Prabhu | Mgmt | For | For | For |
| 6 | Elect John Shoemaker | Mgmt | For | For | For |
| 7 | Elect Susan Wang | Mgmt | For | For | For |
| 8 | Amendment to the 2005 Equity | Mgmt | For | For | For |
| | Incentive Plan | | | | |
| 9 | Amendment to the 1987 Employee | Mgmt | For | For | For |
| | Stock Purchase Plan | | | | |
| 10 | Ratification of Auditor | Mgmt | For | For | For |
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American Oriental Bioengineering, | | | | | | |
Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| AOB | CUSIP9 028731107 | 12/05/2008 | | Voted | |
| | | | | | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Tony Liu | Mgmt | For | For | For |
| 1.2 | Elect Jun Min | Mgmt | For | For | For |
| 1.3 | Elect Yanchun Li | Mgmt | For | For | For |
| 1.4 | Elect Binsheng Li | Mgmt | For | For | For |
| 1.5 | Elect Cosimo Patti | Mgmt | For | For | For |
| 1.6 | Elect Xianmin Wang | Mgmt | For | For | For |
| 1.7 | Elect Eileen Brody | Mgmt | For | For | For |
| 1.8 | Elect Lawrence Wizel | Mgmt | For | For | For |
| 1.9 | Elect Baiqing Zhang | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
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Amerigroup Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| AGP | CUSIP9 03073T102 | 05/07/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Thomas Capps | Mgmt | For | For | For |
| 1.2 | Elect Emerson Fullwood | Mgmt | For | For | For |
| 1.3 | Elect William McBride | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | 2009 Equity Incentive Plan | Mgmt | For | Against | Against |
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Amgen Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| AMGN | CUSIP9 031162100 | 05/06/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect David Baltimore | Mgmt | For | For | For |
| 2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For |
| 3 | Elect François de Carbonnel | Mgmt | For | Against | Against |
| 4 | Elect Jerry Choate | Mgmt | For | For | For |
| 5 | Elect Vance Coffman | Mgmt | For | For | For |
| 6 | Elect Frederick Gluck | Mgmt | For | For | For |
| 7 | Elect Frank Herringer | Mgmt | For | For | For |
| 8 | Elect Gilbert Omenn | Mgmt | For | For | For |
| 9 | Elect Judith Pelham | Mgmt | For | For | For |
| 10 | Elect J. Paul Reason | Mgmt | For | For | For |
| 11 | Elect Leonard Schaeffer | Mgmt | For | For | For |
| 12 | Elect Kevin Sharer | Mgmt | For | For | For |
| | | | | | |
| 13 | Ratification of Auditor | Mgmt | For | For | For |
| 14 | 2009 Equity Incentive Plan | Mgmt | For | For | For |
| 15 | Elimination of Supermajority | Mgmt | For | For | For |
| | Requirement | | | | |
| 16 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
| 17 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Reincorporation | | | | |
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Analog Devices, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ADI | CUSIP9 032654105 | 03/10/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect James Champy | Mgmt | For | For | For |
| 2 | Elect Yves-Andre Istel | Mgmt | For | For | For |
| 3 | Elect Neil Novich | Mgmt | For | For | For |
| 4 | Elect Kenton Sicchitano | Mgmt | For | For | For |
| 5 | Ratification of Auditor | Mgmt | For | For | For |
| 6 | Shareholder Proposal to Declassify | ShrHoldr | Against | For | Against |
| | the Board | | | | |
|
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Aon Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| AOC | CUSIP9 037389103 | 05/15/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Lester Knight | Mgmt | For | Against | Against |
| 2 | Elect Gregory Case | Mgmt | For | Against | Against |
| 3 | Elect Fulvio Conti | Mgmt | For | Against | Against |
| 4 | Elect Edgar Jannotta | Mgmt | For | Against | Against |
| 5 | Elect Jan Kalff | Mgmt | For | Against | Against |
| 6 | Elect J. Michael Losh | Mgmt | For | Against | Against |
| 7 | Elect R. Eden Martin | Mgmt | For | Against | Against |
| 8 | Elect Andrew McKenna | Mgmt | For | Against | Against |
| 9 | Elect Robert Morrison | Mgmt | For | Against | Against |
| 10 | Elect Richard Myers | Mgmt | For | Against | Against |
| 11 | Elect Richard Notebaert | Mgmt | For | Against | Against |
| 12 | Elect John Rogers, Jr. | Mgmt | For | Against | Against |
| 13 | Elect Gloria Santona | Mgmt | For | Against | Against |
| 14 | Elect Carolyn Woo | Mgmt | For | Against | Against |
| 15 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
Apple Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| AAPL | CUSIP9 037833100 | 02/25/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect William Campbell | Mgmt | For | For | For |
| 1.2 | Elect Millard Drexler | Mgmt | For | For | For |
| 1.3 | Elect Albert Gore, Jr. | Mgmt | For | For | For |
| 1.4 | Elect Steven Jobs | Mgmt | For | For | For |
| 1.5 | Elect Andrea Jung | Mgmt | For | For | For |
| 1.6 | Elect Arthur Levinson | Mgmt | For | For | For |
| 1.7 | Elect Eric Schmidt | Mgmt | For | For | For |
| 1.8 | Elect Jerome York | Mgmt | For | For | For |
| 2 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Political Contributions and | | | | |
| | Expenditure Report | | | | |
| 3 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Adoption of Principles for Health | | | | |
| | Care Reform | | | | |
| 4 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Sustainability Report | | | | |
| 5 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
|
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Applied Biosystems Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ABI | CUSIP9 038149100 | 10/28/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Approval of the Merger Agreement | Mgmt | For | For | For |
|
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
|
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Assurant, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| AIZ | CUSIP9 04621X108 | 05/14/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| 1.1 | Elect Charles Koch | Mgmt | For | For | For |
| 1.2 | Elect H. Carroll Mackin | Mgmt | For | For | For |
| 1.3 | Elect Robert Pollock | Mgmt | For | Withhold | Against |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Elimination of Supermajority | Mgmt | For | For | For |
| | Requirements | | | | |
|
|
AutoZone, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| AZO | CUSIP9 053332102 | 12/17/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect William Crowley | Mgmt | For | For | For |
| 1.2 | Elect Sue Gove | Mgmt | For | For | For |
| 1.3 | Elect Earl Graves, Jr. | Mgmt | For | For | For |
| 1.4 | Elect Robert Grusky | Mgmt | For | For | For |
| 1.5 | Elect J.R. Hyde, III | Mgmt | For | For | For |
| 1.6 | Elect W. Andrew McKenna | Mgmt | For | For | For |
| 1.7 | Elect George Mrkonic, Jr. | Mgmt | For | For | For |
| 1.8 | Elect Luis Nieto | Mgmt | For | For | For |
| 1.9 | Elect William Rhodes, III | Mgmt | For | For | For |
| 1.10 | Elect Theodore Ullyot | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
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Bank of the Ozarks, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| OZRK | CUSIP9 063904106 | 04/21/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect George Gleason | Mgmt | For | For | For |
| 1.2 | Elect Mark Ross | Mgmt | For | For | For |
| 1.3 | Elect Jean Arehart | Mgmt | For | For | For |
| 1.4 | Elect Steven Arnold | Mgmt | For | For | For |
| 1.5 | Elect Richard Cisne | Mgmt | For | For | For |
| 1.6 | Elect Robert East | Mgmt | For | For | For |
| 1.7 | Elect Linda Gleason | Mgmt | For | For | For |
| 1.8 | Elect Henry Mariani | Mgmt | For | For | For |
| 1.9 | Elect James Matthews | Mgmt | For | For | For |
| 1.10 | Elect R. L. Qualls | Mgmt | For | For | For |
| 1.11 | Elect Kennith Smith | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| 3 | TO APPROVE THE 2009 | Mgmt | For | For | For |
| | RESTRICTED STOCK PLAN. | | | | |
| 4 | Advisory Vote on Executive | Mgmt | For | For | For |
| | Compensation | | | | |
| 5 | Transaction of Other Business | Mgmt | For | Against | Against |
|
|
Barrick Gold Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ABX | CUSIP9 067901108 | 04/29/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Howard Beck | Mgmt | For | For | For |
| 1.2 | Elect C. William Birchall | Mgmt | For | For | For |
| 1.3 | Elect Donald Carty | Mgmt | For | For | For |
| 1.4 | Elect Gustavo Cisneros | Mgmt | For | For | For |
| 1.5 | Elect Marshall Cohen | Mgmt | For | For | For |
| 1.6 | Elect Peter Crossgrove | Mgmt | For | Withhold | Against |
| 1.7 | Elect Robert Franklin | Mgmt | For | For | For |
| 1.8 | Elect Peter Godsoe | Mgmt | For | For | For |
| 1.9 | Elect J. Brett Harvey | Mgmt | For | For | For |
| 1.10 | Elect M. Brian Mulroney | Mgmt | For | Withhold | Against |
| 1.11 | Elect Anthony Munk | Mgmt | For | For | For |
| 1.12 | Elect Peter Munk | Mgmt | For | For | For |
| 1.13 | Elect Aaron Regent | Mgmt | For | For | For |
| 1.14 | Elect Steven Shapiro | Mgmt | For | For | For |
| 1.15 | Elect Gregory Wilkins | Mgmt | For | For | For |
| 2 | Appointment of Auditor and | Mgmt | For | For | For |
| | Authority to Set Fees | | | | |
| 3 | Shareholder Proposal Regarding | Mgmt | Against | Against | For |
| | External Independent Report on | | | | |
| | Operations | | | | |
|
|
Basic Energy Services, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| BAS | CUSIP9 06985P100 | 07/15/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Approval of the Merger Agreement | Mgmt | For | For | For |
|
| 2 | 2008 Equity Incentive Plan | Mgmt | For | For | For |
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For |
| | | | | | |
Basic Energy Services, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| BAS | CUSIP9 06985P100 | 09/16/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect James D'Agostino | Mgmt | For | For | For |
| 1.2 | Elect Kenneth Huseman | Mgmt | For | For | For |
| 1.3 | Elect Thomas Moore, Jr. | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Baxter International Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| BAX | CUSIP9 071813109 | 05/05/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Walter Boomer | Mgmt | For | For | For |
| 2 | Elect James Gavin III | Mgmt | For | For | For |
| 3 | Elect Peter Hellman | Mgmt | For | For | For |
| 4 | Elect K.J. Storm | Mgmt | For | For | For |
| 5 | Ratification of Auditor | Mgmt | For | For | For |
| 6 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Animal Testing | | | | |
|
|
Becton, Dickinson and Company | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| BDX | CUSIP9 075887109 | 02/03/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Claire Fraser-Liggett | Mgmt | For | For | For |
| 1.2 | Elect Edward Ludwig | Mgmt | For | For | For |
| 1.3 | Elect Willard Overlock, Jr. | Mgmt | For | For | For |
| 1.4 | Elect Bertram Scott | Mgmt | For | For | For |
| 2 | RATIFICATION OF SELECTION OF | Mgmt | For | For | For |
| | INDEPENDENT REGISTERED | | | | |
| | PUBLIC ACCOUNTING FIRM. | | | | |
|
| 3 | AMENDMENT TO BD S | Mgmt | For | For | For |
| | RESTATED CERTIFICATE OF | | | | |
| | INCORPORATION. | | | | |
| | | | | | |
| 4 | AMENDMENT TO THE 2004 | Mgmt | For | For | For |
| | EMPLOYEE AND DIRECTOR | | | | |
| | EQUITY-BASED COMPENSATION | | | | |
| | PLAN. | | | | |
| 5 | APPROVAL OF MATERIAL TERMS | Mgmt | For | For | For |
| | OF PERFORMANCE GOALS. | | | | |
|
| 6 | SPECIAL SHAREHOLDER | ShrHoldr | Against | Against | For |
| | MEETINGS. | | | | |
| 7 | CUMULATIVE VOTING. | ShrHoldr | Against | Against | For |
|
|
BJ's Wholesale Club, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| BJ | CUSIP9 05548J106 | 05/21/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Christine Cournoyer | Mgmt | For | For | For |
| 2 | Elect Edmond English | Mgmt | For | For | For |
| 3 | Elect Helen Peters | Mgmt | For | For | For |
| 4 | Amendment to the 2008 | Mgmt | For | For | For |
| | Management Incentive Plan | | | | |
| 5 | Amendment to the 2008 Growth | Mgmt | For | For | For |
| | Incentive Plan | | | | |
| 6 | Amendment to the 2007 Stock | Mgmt | For | For | For |
| | Incentive Plan | | | | |
| 7 | Ratification of Auditor | Mgmt | For | For | For |
|
|
BMC Software, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| BMC | CUSIP9 055921100 | 07/22/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect B.Garland Cupp | Mgmt | For | For | For |
| 1.2 | Elect Robert Beauchamp | Mgmt | For | For | For |
| 1.3 | Elect Jon Barfield | Mgmt | For | For | For |
| 1.4 | Elect Gary Bloom | Mgmt | For | For | For |
| 1.5 | Elect Meldon Gafner | Mgmt | For | For | For |
| 1.6 | Elect P. Thomas Jenkins | Mgmt | For | For | For |
| 1.7 | Elect Louis Lavigne, Jr. | Mgmt | For | For | For |
| 1.8 | Elect Kathleen O'Neil | Mgmt | For | For | For |
| 1.9 | Elect Tom Tinsley | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
Boston Scientific Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| BSX | CUSIP9 101137107 | 05/05/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect John Abele | Mgmt | For | For | For |
| 2 | Elect Ursula Burns | Mgmt | For | For | For |
| 3 | Elect Marye Anne Fox | Mgmt | For | For | For |
| 4 | Elect Ray Groves | Mgmt | For | For | For |
| 5 | Elect Kristina Johnson | Mgmt | For | Against | Against |
| 6 | Elect Ernest Mario | Mgmt | For | For | For |
| 7 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For |
| 8 | Elect Pete Nicholas | Mgmt | For | For | For |
| 9 | Elect John Pepper | Mgmt | For | For | For |
| 10 | Elect Uwe Reinhardt | Mgmt | For | For | For |
| 11 | Elect Warren Rudman | Mgmt | For | For | For |
| 12 | Elect John Sununu | Mgmt | For | For | For |
| 13 | Elect James Tobin | Mgmt | For | For | For |
| 14 | Ratification of Auditor | Mgmt | For | For | For |
| 15 | Transaction of Other Business | Mgmt | For | Against | Against |
|
|
Brinker International, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| EAT | CUSIP9 109641100 | 10/30/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Douglas Brooks | Mgmt | For | For | For |
| 1.2 | Elect Harriet Edelman | Mgmt | For | For | For |
| 1.3 | Elect Marvin Girouard | Mgmt | For | For | For |
| 1.4 | Elect Ronald Kirk | Mgmt | For | For | For |
| 1.5 | Elect John Mims | Mgmt | For | For | For |
| 1.6 | Elect George Mrkonic, Jr. | Mgmt | For | For | For |
| 1.7 | Elect Erle Nye | Mgmt | For | For | For |
| 1.8 | Elect James Oesterreicher | Mgmt | For | For | For |
| 1.9 | Elect Rosendo Parra | Mgmt | For | For | For |
| 1.10 | Elect Cece Smith | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | AMENDMENT TO THE STOCK | Mgmt | For | For | For |
| | OPTION AND INCENTIVE PLAN. | | | | |
| | | | | | |
| 4 | APPROVAL OF SHAREHOLDER | ShrHoldr | Against | Against | For |
| | PROPOSAL SUBMITTED BY | | | | |
| | PETA. | | | | |
|
|
C.H. Robinson Worldwide, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CHRW | CUSIP9 12541W209 | 05/14/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect James Stake | Mgmt | For | Against | Against |
| 2 | Elect John Wiehoff | Mgmt | For | Against | Against |
| 3 | Change in Board Size Range | Mgmt | For | For | For |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Career Education Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CECO | CUSIP9 141665109 | 04/30/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | DENNIS H. CHOOKASZIAN | | | | |
| 2 | ELECTION OF DIRECTOR: DAVID | Mgmt | For | For | For |
| | W. DEVONSHIRE | | | | |
| 3 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | PATRICK W. GROSS | | | | |
| 4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | GREGORY L. JACKSON | | | | |
| 5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | THOMAS B. LALLY | | | | |
| 6 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | STEVEN H. LESNIK | | | | |
| 7 | ELECTION OF DIRECTOR: GARY | Mgmt | For | For | For |
| | E. MCCULLOUGH | | | | |
| 8 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | EDWARD A. SNYDER | | | | |
| 9 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | LESLIE T. THORNTON | | | | |
| 10 | Ratification of Auditor | Mgmt | For | Against | Against |
|
|
CEC Entertainment, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | | | | |
| CEC | CUSIP9 125137109 | 04/28/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Richard Frank | Mgmt | For | For | For |
| 1.2 | Elect Tim Morris | Mgmt | For | For | For |
| 1.3 | Elect Louis Neeb | Mgmt | For | For | For |
| 2 | Amendment to the 2004 Restricted | Mgmt | For | For | For |
| | Stock Plan | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Cephalon, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CEPH | CUSIP9 156708109 | 05/12/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Frank Baldino, Jr. | Mgmt | For | For | For |
| 1.2 | Elect William Egan | Mgmt | For | For | For |
| 1.3 | Elect Martyn Greenacre | Mgmt | For | For | For |
| 1.4 | Elect Vaughn Kailian | Mgmt | For | For | For |
| 1.5 | Elect Kevin Moley | Mgmt | For | For | For |
| 1.6 | Elect Charles Sanders | Mgmt | For | For | For |
| 1.7 | Elect Gail Wilensky | Mgmt | For | For | For |
| 1.8 | Elect Dennis Winger | Mgmt | For | For | For |
| 2 | Amendment to the 2004 Equity | Mgmt | For | Against | Against |
| | Compensation Plan | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Chart Industries, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CTI | CUSIP9 16115Q308 | 05/19/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Samuel Thomas | Mgmt | For | For | For |
| 1.2 | Elect W. Douglas Brown | Mgmt | For | For | For |
| 1.3 | Elect Richard Goodrich | Mgmt | For | For | For |
| 1.4 | Elect Steven Krablin | Mgmt | For | For | For |
| 1.5 | Elect Michael Press | Mgmt | For | For | For |
| 1.6 | Elect James Tidwell | Mgmt | For | For | For |
| 1.7 | Elect Thomas Williams | Mgmt | For | For | For |
| 2 | 2009 Omnibus Equity Plan | Mgmt | For | For | For |
| | | | | | |
| 3 | 2009 Incentive Compensation Plan | Mgmt | For | For | For |
|
| 4 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Church & Dwight Co., Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CHD | CUSIP9 171340102 | 04/30/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect T. Rosie Albright | Mgmt | For | For | For |
| 1.2 | Elect Ravichandra Saligram | Mgmt | For | For | For |
| 1.3 | Elect Robert Shearer | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Cisco Systems, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CSCO | CUSIP9 17275R102 | 11/13/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | CAROL A. BARTZ | | | | |
| 2 | ELECTION OF DIRECTOR: M. | Mgmt | For | For | For |
| | MICHELE BURNS | | | | |
| 3 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | MICHAEL D. CAPELLAS | | | | |
| 4 | ELECTION OF DIRECTOR: LARRY | Mgmt | For | For | For |
| | R. CARTER | | | | |
| 5 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For |
| | T. CHAMBERS | | | | |
| 6 | ELECTION OF DIRECTOR: BRIAN | Mgmt | For | For | For |
| | L. HALLA | | | | |
| 7 | ELECTION OF DIRECTOR: DR. | Mgmt | For | For | For |
| | JOHN L. HENNESSY | | | | |
| 8 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | RICHARD M. KOVACEVICH | | | | |
| 9 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | RODERICK C. MCGEARY | | | | |
| 10 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | MICHAEL K. POWELL | | | | |
| 11 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | STEVEN M. WEST | | | | |
| | | | | | |
| 12 | ELECTION OF DIRECTOR: JERRY | Mgmt | For | Against | Against |
| | YANG | | | | |
| 13 | Ratification of Auditor | Mgmt | For | For | For |
| 14 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Formation of a Board Committee on | | | | |
| | Human Rights | | | | |
| 15 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Report on Internet Fragmentation | | | | |
|
|
Cliffs Natural Resources Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CLF | CUSIP9 185896107 | 10/03/2008 | | Take No Action |
| Meeting Type | Country of Trade | | | | |
| Consent | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Control Share Acquisition Statute | ShrHldr | Against | TNA | N/A |
|
|
Cliffs Natural Resources Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CLF | CUSIP9 185896107 | 10/03/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Consent | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Control Share Acquisition Statute | ShrHldr | N/A | For | N/A |
| 2 | Right to Adjourn Meeting | ShrHldr | N/A | For | N/A |
|
|
Cliffs Natural Resources Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CLFQL | CUSIP9 185896107 | 11/21/2008 | | Take No Action |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Merger | Mgmt | For | TNA | N/A |
| 2 | Adjournment of Meeting | Mgmt | For | TNA | N/A |
|
|
Coca-Cola Co. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| KO | CUSIP9 191216100 | 04/22/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| 1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | HERBERT A. ALLEN | | | | |
| 2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | RONALD W. ALLEN | | | | |
| 3 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | CATHLEEN P. BLACK | | | | |
| 4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | BARRY DILLER | | | | |
| 5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | ALEXIS M. HERMAN | | | | |
| 6 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | MUHTAR KENT | | | | |
| 7 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | DONALD R. KEOUGH | | | | |
| 8 | ELECTION OF DIRECTOR: MARIA | Mgmt | For | For | For |
| | ELENA LAGOMASINO | | | | |
| 9 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | DONALD F. MCHENRY | | | | |
| 10 | ELECTION OF DIRECTOR: SAM | Mgmt | For | For | For |
| | NUNN | | | | |
| 11 | ELECTION OF DIRECTOR: JAMES | Mgmt | For | For | For |
| | D. ROBINSON III | | | | |
| 12 | ELECTION OF DIRECTOR: PETER | Mgmt | For | For | For |
| | V. UEBERROTH | | | | |
| 13 | ELECTION OF DIRECTOR: JACOB | Mgmt | For | Against | Against |
| | WALLENBERG | | | | |
| 14 | ELECTION OF DIRECTOR: JAMES | Mgmt | For | For | For |
| | B. WILLIAMS | | | | |
| 15 | Ratification of Auditor | Mgmt | For | For | For |
| 16 | SHAREOWNER PROPOSAL | ShrHoldr | Against | Against | For |
| | REGARDING AN ADVISORY VOTE | | | | |
| | ON EXECUTIVE COMPENSATION | | | | |
|
| 17 | SHAREOWNER PROPOSAL | ShrHoldr | Against | Against | For |
| | REGARDING AN INDEPENDENT | | | | |
| | BOARD CHAIR | | | | |
| 18 | SHAREOWNER PROPOSAL | ShrHoldr | Against | Against | For |
| | REGARDING A BOARD | | | | |
| | COMMITTEE ON HUMAN RIGHTS | | | | |
|
| 19 | SHAREOWNER PROPOSAL | ShrHoldr | Against | Against | For |
| | REGARDING RESTRICTED | | | | |
| | STOCK | | | | |
|
|
Colgate-Palmolive Company | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | | | | |
| CL | CUSIP9 194162103 | 05/08/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect John Cahill | Mgmt | For | For | For |
| 2 | Elect Jill Conway | Mgmt | For | For | For |
| 3 | Elect Ian Cook | Mgmt | For | For | For |
| 4 | Elect Ellen Hancock | Mgmt | For | For | For |
| 5 | Elect David Johnson | Mgmt | For | For | For |
| 6 | Elect Richard Kogan | Mgmt | For | For | For |
| 7 | Elect Delano Lewis | Mgmt | For | For | For |
| 8 | Elect J. Pedro Reinhard | Mgmt | For | For | For |
| 9 | Elect Stephen Sadove | Mgmt | For | For | For |
| 10 | Ratification of Auditor | Mgmt | For | For | For |
| 11 | 2009 Executive Incentive | Mgmt | For | For | For |
| | Compensation Plan | | | | |
| 12 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
|
|
Commerce Bancshares, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CBSH | CUSIP9 200525103 | 04/15/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Jonathan Kemper | Mgmt | For | For | For |
| 1.2 | Elect Terry Meek | Mgmt | For | For | For |
| 1.3 | Elect Dan Simons | Mgmt | For | For | For |
| 1.4 | Elect Kimberly Walker | Mgmt | For | For | For |
| 2 | RATIFY KPMG LLP AS AUDIT AND | Mgmt | For | For | For |
| | ACCOUNTING FIRM. | | | | |
| 3 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against |
| | Declassification of the Board | | | | |
|
|
Comstock Resources, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CRK | CUSIP9 205768203 | 05/19/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Roland Burns | Mgmt | For | For | For |
| 1.2 | Elect David Lockett | Mgmt | For | For | For |
| 2 | 2009 Long-term Incentive Plan | Mgmt | For | For | For |
| | | | | | |
| 3 | Increase of Authorized Common | Mgmt | For | For | For |
| | Stock | | | | |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Covidien, Ltd. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| COV | CUSIP9 G2552X108 | 03/18/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: CRAIG | Mgmt | For | For | For |
| | ARNOLD | | | | |
| 2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | ROBERT H. BRUST | | | | |
| 3 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For |
| | M. CONNORS, JR. | | | | |
| 4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | CHRISTOPHER J. COUGHLIN | | | | |
| 5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | TIMOTHY M. DONAHUE | | | | |
| 6 | ELECTION OF DIRECTOR: KATHY | Mgmt | For | For | For |
| | J. HERBERT | | | | |
| 7 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | RANDALL J. HOGAN, III | | | | |
| 8 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | RICHARD J. MEELIA | | | | |
| 9 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | DENNIS H. REILLEY | | | | |
| 10 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | TADATAKA YAMADA | | | | |
| 11 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | JOSEPH A. ZACCAGNINO | | | | |
| 12 | APPROVE AMENDED AND | Mgmt | For | For | For |
| | RESTATED 2007 STOCK AND | | | | |
| | INCENTIVE PLAN | | | | |
| 13 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Covidien, Ltd. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| COV | CUSIP9 G2552X108 | 05/28/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| 1 | Reorganization of the Company | Mgmt | For | For | For |
| | From Bermuda to Ireland | | | | |
| 2 | Creation of Distributable Reserves | Mgmt | For | For | For |
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For |
|
|
Cracker Barrel Old Country Store | | | | | | |
Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CBRL | CUSIP9 12489V106 | 11/25/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect James Carreker | Mgmt | For | For | For |
| 1.2 | Elect Robert Dale | Mgmt | For | For | For |
| 1.3 | Elect Richard Dobkin | Mgmt | For | For | For |
| 1.4 | Elect Robert Hilton | Mgmt | For | For | For |
| 1.5 | Elect Charles Jones, Jr. | Mgmt | For | For | For |
| 1.6 | Elect B.F. Lowery | Mgmt | For | For | For |
| 1.7 | Elect Martha Mitchell | Mgmt | For | For | For |
| 1.8 | Elect Andrea Weiss | Mgmt | For | For | For |
| 1.9 | Elect Jimmie White | Mgmt | For | For | For |
| 1.10 | Elect Michael Woodhouse | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Company Name Change | Mgmt | For | For | For |
| 4 | Amendment to the Stock Option | Mgmt | For | For | For |
| | Plan | | | | |
| 5 | Amendment to the 2002 Omnibus | Mgmt | For | For | For |
| | Incentive Compensation Plan | | | | |
| | Regarding Performance Criteria | | | | |
|
| 6 | Amendment to the 2002 Omnibus | Mgmt | For | Against | Against |
| | Incentive Compensation Plan | | | | |
| | Regarding Share Incresae | | | | |
|
|
|
CSG Systems International, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CSGS | CUSIP9 126349109 | 05/19/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Peter Kalan | Mgmt | For | For | For |
| 1.2 | Elect Frank Sica | Mgmt | For | For | For |
| 1.3 | Elect James Unruh | Mgmt | For | For | For |
| | | | | | |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Darden Restaurants, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| DRI | CUSIP9 237194105 | 09/12/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Leonard Berry | Mgmt | For | For | For |
| 1.2 | Elect Odie Donald | Mgmt | For | For | For |
| 1.3 | Elect David Hughes | Mgmt | For | For | For |
| 1.4 | Elect Charles Ledsinger, Jr. | Mgmt | For | For | For |
| 1.5 | Elect William Lewis, Jr. | Mgmt | For | For | For |
| 1.6 | Elect Connie Mack, III | Mgmt | For | For | For |
| 1.7 | Elect Andrew Madsen | Mgmt | For | For | For |
| 1.8 | Elect Clarence Otis Jr. | Mgmt | For | For | For |
| 1.9 | Elect Michael Rose | Mgmt | For | For | For |
| 1.10 | Elect Maria Sastre | Mgmt | For | For | For |
| 1.11 | Elect Jack Smith | Mgmt | For | For | For |
| 2 | TO APPROVE THE AMENDED | Mgmt | For | Against | Against |
| | DARDEN RESTAURANTS, INC. | | | | |
| | 2002 STOCK INCENTIVE PLAN. | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Del Monte Foods Company | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| DLM | CUSIP9 24522P103 | 09/25/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Timothy Bruer | Mgmt | For | For | For |
| 2 | Elect Mary Henderson | Mgmt | For | For | For |
| 3 | Elect Sharon McCollam | Mgmt | For | For | For |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Dover Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| DOV | CUSIP9 260003108 | 05/07/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect David Benson | Mgmt | For | For | For |
| 2 | Elect Robert Cremin | Mgmt | For | For | For |
| | | | | | |
| 3 | Elect Thomas Derosa | Mgmt | For | For | For |
| 4 | Elect Jean-Pierre Ergas | Mgmt | For | For | For |
| 5 | Elect Peter Francis | Mgmt | For | For | For |
| 6 | Elect Kristiane Graham | Mgmt | For | For | For |
| 7 | Elect James Koley | Mgmt | For | For | For |
| 8 | Elect Robert Livingston | Mgmt | For | For | For |
| 9 | Elect Richard Lochridge | Mgmt | For | For | For |
| 10 | Elect Bernard Rethore | Mgmt | For | For | For |
| 11 | Elect Michael Stubbs | Mgmt | For | For | For |
| 12 | Elect Mary Winston | Mgmt | For | For | For |
| 13 | Amendment to the 2005 Equity and | Mgmt | For | For | For |
| | Cash Incentive Plan | | | | |
| 14 | Amendment to the Executive Officer | Mgmt | For | For | For |
| | Annual Incentive Plan | | | | |
| 15 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Report on Climate Change | | | | |
| 16 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Dress Barn Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| DBRN | CUSIP9 261570105 | 12/10/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect David Jaffe | Mgmt | For | For | For |
| 1.2 | Elect Klaus Eppler | Mgmt | For | For | For |
| 1.3 | Elect Kate Buggeln | Mgmt | For | For | For |
| 2 | Increase of Authorized Common | Mgmt | For | For | For |
| | Stock | | | | |
| 3 | Amendments to Director & Officer | Mgmt | For | For | For |
| | Indemnification Provisions | | | | |
|
| 4 | General Amendment to Certificate | Mgmt | For | For | For |
|
| 5 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Edison International | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| EIX | CUSIP9 281020107 | 04/23/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Vanessa Chang | Mgmt | For | For | For |
| 1.2 | Elect France Córdova | Mgmt | For | For | For |
| | | | | | |
| 1.3 | Elect Theodore Craver, Jr. | Mgmt | For | For | For |
| 1.4 | Elect Charles Curtis | Mgmt | For | For | For |
| 1.5 | Elect Bradford Freeman | Mgmt | For | For | For |
| 1.6 | Elect Luis Nogales | Mgmt | For | For | For |
| 1.7 | Elect Ronald Olson | Mgmt | For | For | For |
| 1.8 | Elect James Rosser | Mgmt | For | For | For |
| 1.9 | Elect Richard Schlosberg, III | Mgmt | For | For | For |
| 1.10 | Elect Thomas Sutton | Mgmt | For | For | For |
| 1.11 | Elect Brett White | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Amendment to the 2007 | Mgmt | For | For | For |
| | Performance Incentive Plan | | | | |
| 4 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | REGARDING SHAREHOLDER | | | | |
| | SAY ON EXECUTIVE PAY. | | | | |
|
|
Emergent BioSolutions Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| EBS | CUSIP9 29089Q105 | 05/21/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Daniel Abdun-Nabi | Mgmt | For | For | For |
| 1.2 | Elect Sue Bailey | Mgmt | For | For | For |
| 2 | Amendment to the 2006 Stock | Mgmt | For | Against | Against |
| | Incentive Plan | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Emerson Electric Co. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| EMR | CUSIP9 291011104 | 02/03/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect August Busch III | Mgmt | For | Withhold | Against |
| 1.2 | Elect Arthur Golden | Mgmt | For | Withhold | Against |
| 1.3 | Elect Harriet Green | Mgmt | For | Withhold | Against |
| 1.4 | Elect William Johnson | Mgmt | For | Withhold | Against |
| 1.5 | Elect John Menzer | Mgmt | For | Withhold | Against |
| 1.6 | Elect Vernon Loucks, Jr. | Mgmt | For | Withhold | Against |
| 2 | RATIFICATION OF KPMG LLP AS | Mgmt | For | For | For |
| | INDEPENDENT REGISTERED | | | | |
| | PUBLIC ACCOUNTING FIRM. | | | | |
| | | | | | |
ENGlobal Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ENG | CUSIP9 293306106 | 06/18/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect William Coskey | Mgmt | For | Withhold | Against |
| 1.2 | Elect David Gent | Mgmt | For | Withhold | Against |
| 1.3 | Elect Randall Hale | Mgmt | For | Withhold | Against |
| 1.4 | Elect David Roussel | Mgmt | For | Withhold | Against |
| 2 | 2009 Equity Incentive Plan | Mgmt | For | Against | Against |
|
|
Exelon Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| EXC | CUSIP9 30161N101 | 04/28/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For |
| | A. CANNING, JR. | | | | |
| 2 | ELECTION OF DIRECTOR: M. | Mgmt | For | For | For |
| | WALTER D ALESSIO | | | | |
| 3 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | BRUCE DEMARS | | | | |
| 4 | ELECTION OF DIRECTOR: | Mgmt | For | Against | Against |
| | NELSON A. DIAZ | | | | |
| 5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | ROSEMARIE B. GRECO | | | | |
| 6 | ELECTION OF DIRECTOR: PAUL | Mgmt | For | For | For |
| | L. JOSKOW | | | | |
| 7 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For |
| | M. PALMS | | | | |
| 8 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For |
| | W. ROGERS, JR. | | | | |
| 9 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For |
| | W. ROWE | | | | |
| 10 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | STEPHEN D. STEINOUR | | | | |
| 11 | Renewal of the Annual Incentive | Mgmt | For | For | For |
| | Plan for Senior Executives | | | | |
| 12 | Ratification of Auditor | Mgmt | For | For | For |
| 13 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Global Warming Report | | | | |
| | | | | | |
Express Scripts, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ESRX | CUSIP9 302182100 | 05/27/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Gary Benanav | Mgmt | For | For | For |
| 1.2 | Elect Frank Borelli | Mgmt | For | For | For |
| 1.3 | Elect Maura Breen | Mgmt | For | For | For |
| 1.4 | Elect Nicholas LaHowchic | Mgmt | For | For | For |
| 1.5 | Elect Thomas Mac Mahon | Mgmt | For | For | For |
| 1.6 | Elect Frank Mergenthaler | Mgmt | For | For | For |
| 1.7 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For |
| 1.8 | Elect John Parker, Jr. | Mgmt | For | For | For |
| 1.9 | Elect George Paz | Mgmt | For | For | For |
| 1.10 | Elect Samuel Skinner | Mgmt | For | For | For |
| 1.11 | Elect Seymour Sternberg | Mgmt | For | For | For |
| 1.12 | Elect Barrett Toan | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Exxon Mobil Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| XOM | CUSIP9 30231G102 | 05/27/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Michael Boskin | Mgmt | For | For | For |
| 1.2 | Elect Larry Faulkner | Mgmt | For | For | For |
| 1.3 | Elect Kenneth Frazier | Mgmt | For | For | For |
| 1.4 | Elect William George | Mgmt | For | For | For |
| 1.5 | Elect Reatha King | Mgmt | For | For | For |
| 1.6 | Elect Marilyn Nelson | Mgmt | For | For | For |
| 1.7 | Elect Samuel Palmisano | Mgmt | For | For | For |
| 1.8 | Elect Steven Reinemund | Mgmt | For | For | For |
| 1.9 | Elect Rex Tillerson | Mgmt | For | For | For |
| 1.10 | Elect Edward Whitacre, Jr. | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Cumulative Voting | | | | |
| 4 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
| 5 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Reincorporation | | | | |
| | | | | | |
| 6 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Independent Board Chairman | | | | |
| 7 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Advisory Vote on Executive | | | | |
| | Compensation (Say on Pay) | | | | |
| 8 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Executive Compensation Report | | | | |
| 9 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Corporate Sponsorships Report | | | | |
| 10 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Adopting Sexual Orientation and | | | | |
| | Gender Identity Expression Anti- | | | | |
| | Bias Policy | | | | |
| 11 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Greenhouse Gas Emissions Goals | | | | |
| 12 | Shareholder Proposal Regarding a | ShrHoldr | Against | Against | For |
| | Climate Change and Technology | | | | |
| | Report | | | | |
| 13 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Renewable Energy Policy | | | | |
|
|
F5 Networks, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| FFIV | CUSIP9 315616102 | 03/12/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF ONE CLASS I | Mgmt | For | For | For |
| | DIRECTOR: KARL D. GUELICH | | | | |
| 2 | PROPOSAL TO APPROVE AN | Mgmt | For | Against | Against |
| | AMENDMENT TO THE 2005 | | | | |
| | EQUITY INCENTIVE PLAN. | | | | |
| 3 | PROPOSAL TO APPROVE AN | Mgmt | For | For | For |
| | AMENDMENT TO THE 1999 | | | | |
| | EMPLOYEE STOCK PURCHASE | | | | |
| | PLAN. | | | | |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Fidelity National Financial, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| FNF | CUSIP9 31620R105 | 05/28/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| 1.1 | Elect Frank Willey | Mgmt | For | For | For |
| 1.2 | Elect Willie Davis | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
First Citizens BancShares, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| FCNCA | CUSIP9 31946M103 | 04/27/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect John Alexander, Jr. | Mgmt | For | For | For |
| 1.2 | Elect Carmen Holding Ames | Mgmt | For | For | For |
| 1.3 | Elect Victor Bell III | Mgmt | For | For | For |
| 1.4 | Elect George Broadrick | Mgmt | For | For | For |
| 1.5 | Elect Hope Connell | Mgmt | For | For | For |
| 1.6 | Elect H. M. Craig III | Mgmt | For | For | For |
| 1.7 | Elect H. Lee Durham, Jr. | Mgmt | For | For | For |
| 1.8 | Elect Lewis Fetterman | Mgmt | For | For | For |
| 1.9 | Elect Daniel Heavner | Mgmt | For | For | For |
| 1.10 | Elect Frank Holding | Mgmt | For | For | For |
| 1.11 | Elect Frank Holding, Jr. | Mgmt | For | For | For |
| 1.12 | Elect Lucius Jones | Mgmt | For | For | For |
| 1.13 | Elect Robert Mason, IV | Mgmt | For | For | For |
| 1.14 | Elect Robert Newcomb | Mgmt | For | For | For |
| 1.15 | Elect Lewis Nunnelee II | Mgmt | For | For | For |
| 1.16 | Elect James Parker | Mgmt | For | For | For |
| 1.17 | Elect Ralph Shelton | Mgmt | For | For | For |
| 1.18 | Elect R. C. Soles, Jr. | Mgmt | For | For | For |
| 1.19 | Elect David Ward, Jr. | Mgmt | For | For | For |
|
|
First Solar, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| FSLR | CUSIP9 336433107 | 06/04/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Michael Ahearn | Mgmt | For | For | For |
| 1.2 | Elect Craig Kennedy | Mgmt | For | For | For |
| 1.3 | Elect James Nolan | Mgmt | For | For | For |
| 1.4 | Elect J. Thomas Presby | Mgmt | For | For | For |
| 1.5 | Elect Paul Stebbins | Mgmt | For | For | For |
| 1.6 | Elect Michael Sweeney | Mgmt | For | For | For |
| 1.7 | Elect José Villarreal | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
Flowserve Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| FLS | CUSIP9 34354P105 | 05/14/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Roger Fix | Mgmt | For | For | For |
| 1.2 | Elect Lewis Kling | Mgmt | For | For | For |
| 1.3 | Elect James Rollans | Mgmt | For | For | For |
| 2 | Equity and Incentive Compensation | Mgmt | For | For | For |
| | Plan | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Fluor Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| FLR | CUSIP9 343412102 | 05/06/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Peter Barker | Mgmt | For | For | For |
| 2 | Elect Alan Boeckmann | Mgmt | For | For | For |
| 3 | Elect Vilma Martinez | Mgmt | For | For | For |
| 4 | Elect Dean O'Hare | Mgmt | For | For | For |
| 5 | Ratification of Auditor | Mgmt | For | For | For |
|
|
FMC Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| FMCPRC | CUSIP9 302491303 | 04/28/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Patricia Buffler | Mgmt | For | For | For |
| 2 | Elect G. Peter D'Aloia | Mgmt | For | For | For |
| 3 | Elect C. Scott Greer | Mgmt | For | For | For |
| 4 | Elect Paul Norris | Mgmt | For | For | For |
| 5 | Elect Dirk Kempthorne | Mgmt | For | For | For |
| 6 | Ratification of Auditor | Mgmt | For | For | For |
|
|
FMC Technologies, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | | | | |
| FTI | CUSIP9 30249U101 | 05/15/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Mike Bowlin | Mgmt | For | For | For |
| 1.2 | Elect Philip Burguieres | Mgmt | For | For | For |
| 1.3 | Elect Peter Kinnear | Mgmt | For | For | For |
| 1.4 | Elect Edward Mooney | Mgmt | For | For | For |
| 1.5 | Elect James Ringler | Mgmt | For | Withhold | Against |
| 2 | Increase in Authorized Shares | Mgmt | For | For | For |
|
|
Foster Wheeler AG | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| FWLT | CUSIP9 G36535139 | 01/27/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Reincorporation from Bermuda to | Mgmt | For | For | For |
| | Switzerland | | | | |
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
|
|
Foundry Networks, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| FDRY | CUSIP9 35063R100 | 12/17/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Approve Merger Agreement | Mgmt | For | For | For |
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
|
|
Freeport-McMoRan Copper & | | | | | | |
Gold, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| FCXPRA | CUSIP9 35671D857 | 06/11/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Richard Adkerson | Mgmt | For | For | For |
| 1.2 | Elect Robert Allison, Jr. | Mgmt | For | For | For |
| 1.3 | Elect Robert Day | Mgmt | For | For | For |
| 1.4 | Elect Gerald Ford | Mgmt | For | For | For |
| 1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For |
| 1.6 | Elect J. Bennet Johnston | Mgmt | For | For | For |
| | | | | | |
| 1.7 | Elect Charles Krulak | Mgmt | For | For | For |
| 1.8 | Elect Bobby Lackey | Mgmt | For | For | For |
| 1.9 | Elect Jon Madonna | Mgmt | For | For | For |
| 1.10 | Elect Dustan McCoy | Mgmt | For | For | For |
| 1.11 | Elect Gabrielle McDonald | Mgmt | For | For | For |
| 1.12 | Elect James Moffett | Mgmt | For | For | For |
| 1.13 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For |
| 1.14 | Elect J. Stapleton Roy | Mgmt | For | For | For |
| 1.15 | Elect Stephen Siegele | Mgmt | For | For | For |
| 1.16 | Elect J. Taylor Wharton | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | 2009 Annual Incentive Plan | Mgmt | For | For | For |
| 4 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Environmental Expertise on Board | | | | |
|
|
|
Frontline Ltd. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| FRO | CUSIP9 G3682E127 | 09/19/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect John Fredriksen | Mgmt | For | For | For |
| 1.2 | Elect Kathrine Fredriksen | Mgmt | For | For | For |
| 1.3 | Elect Frixos Savvides | Mgmt | For | For | For |
| 1.4 | Elect Kate Blankenship | Mgmt | For | For | For |
| 2 | Appointment of Auditor and | Mgmt | For | For | For |
| | Authority to Set Fees | | | | |
| 3 | Directors' Fees | Mgmt | For | For | For |
| 4 | Stock Split | Mgmt | For | For | For |
|
|
Fuel Systems Solutions, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| FSYS | CUSIP9 35952W103 | 08/06/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Norman Bryan | Mgmt | For | For | For |
| 1.2 | Elect Douglas King | Mgmt | For | For | For |
| 1.3 | Elect James Nall | Mgmt | For | For | For |
|
|
GameStop Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | | | | |
| GME | CUSIP9 36467W109 | 06/23/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Daniel A. DeMatteo | Mgmt | For | For | For |
| 1.2 | Elect Michael Rosen | Mgmt | For | For | For |
| 1.3 | Elect Edward A. Volkwein | Mgmt | For | For | For |
| 2 | Amendment to the 2001 Incentive | Mgmt | For | For | For |
| | Plan | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
General Dynamics Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| GD | CUSIP9 369550108 | 05/06/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Nicholas Chabraja | Mgmt | For | For | For |
| 2 | Elect James Crown | Mgmt | For | For | For |
| 3 | Elect William Fricks | Mgmt | For | For | For |
| 4 | Elect Jay Johnson | Mgmt | For | For | For |
| 5 | Elect George Joulwan | Mgmt | For | For | For |
| 6 | Elect Paul Kaminski | Mgmt | For | For | For |
| 7 | Elect John Keane | Mgmt | For | For | For |
| 8 | Elect Deborah Lucas | Mgmt | For | For | For |
| 9 | Elect Lester Lyles | Mgmt | For | For | For |
| 10 | Elect J. Christopher Reyes | Mgmt | For | For | For |
| 11 | Elect Robert Walmsley | Mgmt | For | For | For |
| 12 | 2009 Equity Compensation Plan | Mgmt | For | For | For |
| 13 | 2009 United Kingdom Share Save | Mgmt | For | Abstain | Against |
| | Plan | | | | |
| 14 | Ratification of Auditor | Mgmt | For | For | For |
| 15 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Space Weapons | | | | |
| 16 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Executive Death Benefit Payments | | | | |
|
|
|
Genzyme Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| GENZ | CUSIP9 372917104 | 05/21/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| 1 | Elect Douglas Berthiaume | Mgmt | For | For | For |
| 2 | Elect Gail Boudreaux | Mgmt | For | For | For |
| 3 | Elect Robert Carpenter | Mgmt | For | For | For |
| 4 | Elect Charles Cooney | Mgmt | For | For | For |
| 5 | Elect Victor Dzau | Mgmt | For | For | For |
| 6 | Elect Connie Mack, III | Mgmt | For | For | For |
| 7 | Elect Richard Syron | Mgmt | For | For | For |
| 8 | Elect Henri Termeer | Mgmt | For | For | For |
| 9 | Amendment to the 2004 Equity | Mgmt | For | Against | Against |
| | Incentive Plan | | | | |
| 10 | 2009 Employee Stock Purchase | Mgmt | For | For | For |
| | Plan | | | | |
| 11 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Gilead Sciences, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| GILD | CUSIP9 375558103 | 05/06/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Paul Berg | Mgmt | For | For | For |
| 1.2 | Elect John Cogan | Mgmt | For | For | For |
| 1.3 | Elect Etienne Davignon | Mgmt | For | For | For |
| 1.4 | Elect James Denny | Mgmt | For | For | For |
| 1.5 | Elect Carla Hills | Mgmt | For | For | For |
| 1.6 | Elect John Madigan | Mgmt | For | For | For |
| 1.7 | Elect John Martin | Mgmt | For | For | For |
| 1.8 | Elect Gordon Moore | Mgmt | For | For | For |
| 1.9 | Elect Nicholas Moore | Mgmt | For | For | For |
| 1.10 | Elect Richard Whitley | Mgmt | For | For | For |
| 1.11 | Elect Gayle Wilson | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Amendment to the 2004 Equity | Mgmt | For | For | For |
| | Incentive Plan | | | | |
|
|
Gillette Company | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| PG | CUSIP9 742718109 | 10/14/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Kenneth Chenault | Mgmt | For | For | For |
| 1.2 | Elect Scott Cook | Mgmt | For | For | For |
| 1.3 | Elect Rajat Gupta | Mgmt | For | For | For |
| | | | | | |
| 1.4 | Elect Alan Lafley | Mgmt | For | For | For |
| 1.5 | Elect Charles Lee | Mgmt | For | For | For |
| 1.6 | Elect Lynn Martin | Mgmt | For | For | For |
| 1.7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For |
| 1.8 | Elect Johnathan Rodgers | Mgmt | For | For | For |
| 1.9 | Elect Ralph Snyderman | Mgmt | For | For | For |
| 1.10 | Elect Margaret Whitman | Mgmt | For | For | For |
| 1.11 | Elect Patricia Woertz | Mgmt | For | For | For |
| 1.12 | Elect Ernesto Zedillo | Mgmt | For | For | For |
| 2 | RATIFY APPOINTMENT OF THE | Mgmt | For | For | For |
| | INDEPENDENT REGISTERED | | | | |
| | PUBLIC ACCOUNTING FIRM | | | | |
| 3 | AMEND COMPANY'S AMENDED | Mgmt | For | For | For |
| | ARTICLES OF INCORPORATION | | | | |
| | TO ADOPT MAJORITY VOTING | | | | |
| 4 | SHAREHOLDER PROPOSAL #1 - | ShrHoldr | Against | Against | For |
| | ROTATE SITE OF ANNUAL | | | | |
| | MEETING | | | | |
| 5 | SHAREHOLDER PROPOSAL #2 - | ShrHoldr | Against | Against | For |
| | ADVISORY VOTE ON EXECUTIVE | | | | |
| | COMPENSATION | | | | |
|
|
Google Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| GOOG | CUSIP9 38259P508 | 05/07/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Eric Schmidt | Mgmt | For | For | For |
| 1.2 | Elect Sergey Brin | Mgmt | For | For | For |
| 1.3 | Elect Larry Page | Mgmt | For | For | For |
| 1.4 | Elect L. John Doerr | Mgmt | For | For | For |
| 1.5 | Elect John Hennessy | Mgmt | For | For | For |
| 1.6 | Elect Arthur Levinson | Mgmt | For | For | For |
| 1.7 | Elect Ann Mather | Mgmt | For | For | For |
| 1.8 | Elect Paul Otellini | Mgmt | For | For | For |
| 1.9 | Elect K. Shriram | Mgmt | For | For | For |
| 1.10 | Elect Shirley Tilghman | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Amendment to the 2004 Stock Plan | Mgmt | For | Against | Against |
|
| 4 | Shareholder proposal regarding | ShrHoldr | For | For | For |
| | political contribution disclosure | | | | |
| 5 | Shareholder proposal regarding | ShrHoldr | Against | Against | For |
| | internet censorship | | | | |
| | | | | | |
| 6 | Shareholder proposal regarding | ShrHoldr | Against | Against | For |
| | health care reform | | | | |
|
|
GrafTech International Ltd. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| GTI | CUSIP9 384313102 | 05/19/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Randy Carson | Mgmt | For | For | For |
| 1.2 | Elect Mary Cranston | Mgmt | For | For | For |
| 1.3 | Elect Harold Layman | Mgmt | For | For | For |
| 1.4 | Elect Ferrell McClean | Mgmt | For | For | For |
| 1.5 | Elect Michael Nahl | Mgmt | For | For | For |
| 1.6 | Elect Frank Riddick III | Mgmt | For | For | For |
| 1.7 | Elect Craig Shular | Mgmt | For | For | For |
| 2 | Amendment to the 2005 Equity | Mgmt | For | For | For |
| | Incentive Plan | | | | |
| 3 | Increase of Authorized Common | Mgmt | For | For | For |
| | Stock | | | | |
| 4 | Executive Incentive Compensation | Mgmt | For | For | For |
| | Plan | | | | |
|
|
Granite Construction Incorporated | | | | | | |
|
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| GVA | CUSIP9 387328107 | 05/15/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect David Kelsey | Mgmt | For | For | For |
| 1.2 | Elect James Bradford, Jr. | Mgmt | For | For | For |
| 2 | 1999 Equity Incentive Plan | Mgmt | For | For | For |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Grey Wolf, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| GW | CUSIP9 397888108 | 07/15/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Approval of the Merger Agreement | Mgmt | For | Against | Against |
| | | | | | |
| 2 | TO APPROVE THE | Mgmt | For | For | For |
| | HORSEPOWER HOLDINGS, INC. | | | | |
| | 2008 EQUITY INCENTIVE PLAN. | | | | |
| 3 | Right to Adjourn Meeting | Mgmt | For | Against | Against |
|
|
Grey Wolf, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| GW | CUSIP9 397888108 | 12/23/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Approval of Merger | Mgmt | For | For | For |
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
|
|
Harris Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| HRS | CUSIP9 413875105 | 10/24/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Lewis Hay III | Mgmt | For | For | For |
| 2 | ELECTION OF A DIRECTOR FOR | Mgmt | For | For | For |
| | A THREE-YEAR TERM EXPIRING | | | | |
| | IN 2011: KAREN KATEN | | | | |
|
| 3 | Elect Stephen Kaufman | Mgmt | For | For | For |
| 4 | Elect Hansel Tookes II | Mgmt | For | For | For |
| 5 | Ratification of Auditor | Mgmt | For | For | For |
| 6 | Increase of Authorized Common | Mgmt | For | For | For |
| | Stock | | | | |
| 7 | Declassification of Board | Mgmt | For | For | For |
|
|
Hasbro, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| HAS | CUSIP9 418056107 | 05/21/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Basil Anderson | Mgmt | For | For | For |
| 1.2 | Elect Alan Batkin | Mgmt | For | For | For |
| 1.3 | Elect Frank Biondi, Jr. | Mgmt | For | For | For |
| 1.4 | Elect Kenneth Bronfin | Mgmt | For | For | For |
| 1.5 | Elect John Connors, Jr. | Mgmt | For | For | For |
| | | | | | |
| 1.6 | Elect Michael Garrett | Mgmt | For | For | For |
| 1.7 | Elect E. Gordon Gee | Mgmt | For | For | For |
| 1.8 | Elect Brian Goldner | Mgmt | For | For | For |
| 1.9 | Elect Jack Greenberg | Mgmt | For | For | For |
| 1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For |
| 1.11 | Elect Tracy Leinbach | Mgmt | For | For | For |
| 1.12 | Elect Edward Philip | Mgmt | For | For | For |
| 1.13 | Elect Paula Stern | Mgmt | For | For | For |
| 1.14 | Elect Alfred Verrecchia | Mgmt | For | For | For |
| 2 | Amendment to the 2003 Stock | Mgmt | For | Against | Against |
| | Incentive Performance Plan | | | | |
| 3 | 2009 Senior Management Annual | Mgmt | For | For | For |
| | Performance Plan | | | | |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Healthsouth Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| HLSH | CUSIP9 421924309 | 05/07/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Edward Blechschmidt | Mgmt | For | For | For |
| 1.2 | Elect John Chidsey | Mgmt | For | For | For |
| 1.3 | Elect Donald Correll | Mgmt | For | For | For |
| 1.4 | Elect Yvonne Curl | Mgmt | For | For | For |
| 1.5 | Elect Charles Elson | Mgmt | For | For | For |
| 1.6 | Elect Jay Grinney | Mgmt | For | For | For |
| 1.7 | Elect Jon Hanson | Mgmt | For | For | For |
| 1.8 | Elect Leo Higdon, Jr. | Mgmt | For | For | For |
| 1.9 | Elect John Maupin, Jr. | Mgmt | For | For | For |
| 1.10 | Elect L. Edward Shaw, Jr. | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Heckmann Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| HEK | CUSIP9 422680108 | 05/06/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Lou Holtz | Mgmt | For | For | For |
| 1.2 | Elect Edward Barkett | Mgmt | For | For | For |
| 1.3 | Elect Dan Quayle | Mgmt | For | Withhold | Against |
| 1.4 | Elect Andrew Seidel | Mgmt | For | For | For |
| | | | | | |
| 2 | Increase of Authorized Common | Mgmt | For | Against | Against |
| | Stock | | | | |
| 3 | 2009 Equity Incentive Plan | Mgmt | For | For | For |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
| 5 | Transaction of Other Business | Mgmt | For | Against | Against |
|
|
Hess Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| HES | CUSIP9 42809H107 | 05/06/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect John Hess | Mgmt | For | For | For |
| 1.2 | Elect Samuel Bodman | Mgmt | For | For | For |
| 1.3 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For |
| 1.4 | Elect Craig Matthews | Mgmt | For | For | For |
| 1.5 | Elect Ernst von Metzsch | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Hewlett-Packard Company | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| HPQ | CUSIP9 428236103 | 03/18/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: L. T. | Mgmt | For | For | For |
| | BABBIO, JR. | | | | |
| 2 | ELECTION OF DIRECTOR: S. M. | Mgmt | For | For | For |
| | BALDAUF | | | | |
| 3 | ELECTION OF DIRECTOR: R. L. | Mgmt | For | For | For |
| | GUPTA | | | | |
| 4 | ELECTION OF DIRECTOR: J. H. | Mgmt | For | For | For |
| | HAMMERGREN | | | | |
| 5 | ELECTION OF DIRECTOR: M. V. | Mgmt | For | For | For |
| | HURD | | | | |
| 6 | ELECTION OF DIRECTOR: J. Z. | Mgmt | For | For | For |
| | HYATT | | | | |
| 7 | ELECTION OF DIRECTOR: J. R. | Mgmt | For | For | For |
| | JOYCE | | | | |
| 8 | ELECTION OF DIRECTOR: R. L. | Mgmt | For | For | For |
| | RYAN | | | | |
| 9 | ELECTION OF DIRECTOR: L. S. | Mgmt | For | For | For |
| | SALHANY | | | | |
| | | | | | |
| 10 | ELECTION OF DIRECTOR: G. K. | Mgmt | For | For | For |
| | THOMPSON | | | | |
| 11 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Hill-Rom Holdings, Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| HRC | CUSIP9 431475102 | 02/13/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Patrick Ryan | Mgmt | For | For | For |
| 1.2 | Elect Rolf Classon | Mgmt | For | Withhold | Against |
| 1.3 | Elect Eduardo Menascé | Mgmt | For | For | For |
| 2 | APPROVAL OF THE HILL-ROM | Mgmt | For | For | For |
| | HOLDINGS, INC. EMPLOYEE | | | | |
| | STOCK PURCHASE PLAN. | | | | |
| 3 | Stock Incentive Plan | Mgmt | For | For | For |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Hittite Microwave Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| HITT | CUSIP9 43365Y104 | 05/07/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Stephen Daly | Mgmt | For | For | For |
| 1.2 | Elect Ernest Godshalk | Mgmt | For | For | For |
| 1.3 | Elect Rick Hess | Mgmt | For | For | For |
| 1.4 | Elect Adrienne Markham | Mgmt | For | For | For |
| 1.5 | Elect Brian McAloon | Mgmt | For | For | For |
| 1.6 | Elect Cosmo Trapani | Mgmt | For | For | For |
| 1.7 | Elect Franklin Weigold | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
HMS Holdings Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| HMSY | CUSIP9 40425J101 | 06/12/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect William Miller III | Mgmt | For | Withhold | Against |
| 1.2 | Elect William Neal | Mgmt | For | Withhold | Against |
| 1.3 | Elect Ellen Rudnick | Mgmt | For | Withhold | Against |
| | | | | | |
| 1.4 | Elect Michael Stocker | Mgmt | For | Withhold | Against |
| 1.5 | Elect Richard Stowe | Mgmt | For | Withhold | Against |
| 2 | Amendment to the 2006 Stock Plan | Mgmt | For | Against | Against |
|
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Humana Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| HUM | CUSIP9 444859102 | 04/23/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: DAVID | Mgmt | For | For | For |
| | A. JONES, JR. | | | | |
| 2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | FRANK A. D AMELIO | | | | |
| 3 | ELECTION OF DIRECTOR: W. | Mgmt | For | For | For |
| | ROY DUNBAR | | | | |
| 4 | ELECTION OF DIRECTOR: KURT | Mgmt | For | For | For |
| | J. HILZINGER | | | | |
| 5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | MICHAEL B. MCCALLISTER | | | | |
| 6 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | WILLIAM J. MCDONALD | | | | |
| 7 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | WILLIAM E. MITCHELL | | | | |
| 8 | ELECTION OF DIRECTOR: JAMES | Mgmt | For | For | For |
| | J. O BRIEN | | | | |
| 9 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | MARISSA T. PETERSON | | | | |
| 10 | ELECTION OF DIRECTOR: W. | Mgmt | For | For | For |
| | ANN REYNOLDS, PH.D. | | | | |
| 11 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Illumina, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ILMN | CUSIP9 452327109 | 09/09/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | APPROVAL OF AMENDMENT TO | Mgmt | For | For | For |
| | THE CERTIFICATE OF | | | | |
| | INCORPORATION. | | | | |
| | | | | | |
Insteel Industries, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| IIIN | CUSIP9 45774W108 | 02/10/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect H.O. Woltz III | Mgmt | For | Withhold | Against |
| 1.2 | Elect Charles Newsome | Mgmt | For | Withhold | Against |
| 2 | Return on Capital Incentive | Mgmt | For | For | For |
| | Compensation Plan | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Intel Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| INTC | CUSIP9 458140100 | 05/20/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against |
| 2 | Elect Susan Decker | Mgmt | For | For | For |
| 3 | Elect John Donahoe | Mgmt | For | For | For |
| 4 | Elect Reed Hundt | Mgmt | For | For | For |
| 5 | Elect Paul Otellini | Mgmt | For | For | For |
| 6 | Elect James Plummer | Mgmt | For | For | For |
| 7 | Elect David Pottruck | Mgmt | For | For | For |
| 8 | Elect Jane Shaw | Mgmt | For | For | For |
| 9 | Elect John Thornton | Mgmt | For | For | For |
| 10 | Elect Frank Yeary | Mgmt | For | For | For |
| 11 | Elect David Yoffie | Mgmt | For | For | For |
| 12 | Ratification of Auditor | Mgmt | For | For | For |
| 13 | Amendment to the 2006 Equity | Mgmt | For | For | For |
| | Incentive Plan | | | | |
| 14 | Stock Option Exchange Program | Mgmt | For | Against | Against |
| 15 | ADVISORY VOTE ON EXECUTIVE | Mgmt | For | For | For |
| | COMPENSATION | | | | |
| 16 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Cumulative Voting | | | | |
| 17 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Human Right to Water | | | | |
|
|
Intermec, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| IN | CUSIP9 458786100 | 05/27/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| | | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Patrick Byrne | Mgmt | For | For | For |
| 2 | Elect Eric Draut | Mgmt | For | For | For |
| 3 | Elect Gregory Hinckley | Mgmt | For | For | For |
| 4 | Elect Lydia Kennard | Mgmt | For | For | For |
| 5 | Elect Allen Lauer | Mgmt | For | For | For |
| 6 | Elect Stephen Reynolds | Mgmt | For | For | For |
| 7 | Elect Steven Sample | Mgmt | For | For | For |
| 8 | Elect Oren Shaffer | Mgmt | For | For | For |
| 9 | Elect Larry Yost | Mgmt | For | For | For |
| 10 | Ratification of Auditor | Mgmt | For | For | For |
|
|
International Business Machines | | | | | | |
Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| IBM | CUSIP9 459200101 | 04/28/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: A.J.P. | Mgmt | For | For | For |
| | BELDA | | | | |
| 2 | ELECTION OF DIRECTOR: C. | Mgmt | For | For | For |
| | BLACK | | | | |
| 3 | ELECTION OF DIRECTOR: W.R. | Mgmt | For | For | For |
| | BRODY | | | | |
| 4 | ELECTION OF DIRECTOR: K.I. | Mgmt | For | For | For |
| | CHENAULT | | | | |
| 5 | ELECTION OF DIRECTOR: M.L. | Mgmt | For | For | For |
| | ESKEW | | | | |
| 6 | ELECTION OF DIRECTOR: S.A. | Mgmt | For | Against | Against |
| | JACKSON | | | | |
| 7 | ELECTION OF DIRECTOR: T. | Mgmt | For | For | For |
| | NISHIMURO | | | | |
| 8 | ELECTION OF DIRECTOR: J.W. | Mgmt | For | For | For |
| | OWENS | | | | |
| 9 | ELECTION OF DIRECTOR: S.J. | Mgmt | For | For | For |
| | PALMISANO | | | | |
| 10 | ELECTION OF DIRECTOR: J.E. | Mgmt | For | For | For |
| | SPERO | | | | |
| 11 | ELECTION OF DIRECTOR: S. | Mgmt | For | For | For |
| | TAUREL | | | | |
| 12 | ELECTION OF DIRECTOR: L.H. | Mgmt | For | For | For |
| | ZAMBRANO | | | | |
| 13 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| 14 | Approval of Long-Term Incentive | Mgmt | For | For | For |
| | Performance Terms | | | | |
| 15 | STOCKHOLDER PROPOSAL ON | ShrHoldr | Against | Against | For |
| | CUMULATIVE VOTING | | | | |
| 16 | STOCKHOLDER PROPOSAL ON | ShrHoldr | Against | Against | For |
| | EXECUTIVE COMPENSATION | | | | |
| | AND PENSION INCOME | | | | |
| 17 | STOCKHOLDER PROPOSAL ON | ShrHoldr | Against | Against | For |
| | ADVISORY VOTE ON EXECUTIVE | | | | |
| | COMPENSATION | | | | |
|
|
Jo-Ann Stores | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| JASA | CUSIP9 47758P307 | 06/11/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Scott Cowen | Mgmt | For | For | For |
| 1.2 | Elect Joseph DePinto | Mgmt | For | For | For |
| 1.3 | Elect Ira Gumberg | Mgmt | For | For | For |
| 1.4 | Elect Patricia Morrison | Mgmt | For | For | For |
| 1.5 | Elect Frank Newman | Mgmt | For | For | For |
| 1.6 | Elect David Perdue | Mgmt | For | For | For |
| 1.7 | Elect Beryl Raff | Mgmt | For | For | For |
| 1.8 | Elect Alan Rosskamm | Mgmt | For | For | For |
| 1.9 | Elect Tracey Travis | Mgmt | For | For | For |
| 1.10 | Elect Darrell Webb | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Johnson & Johnson | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| JNJ | CUSIP9 478160104 | 04/23/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: MARY | Mgmt | For | For | For |
| | SUE COLEMAN | | | | |
| 2 | ELECTION OF DIRECTOR: JAMES | Mgmt | For | For | For |
| | G. CULLEN | | | | |
| 3 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | MICHAEL M.E. JOHNS | | | | |
| 4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | ARNOLD G. LANGBO | | | | |
| | | | | | |
| 5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | SUSAN L. LINDQUIST | | | | |
| 6 | ELECTION OF DIRECTOR: LEO F. | Mgmt | For | For | For |
| | MULLIN | | | | |
| 7 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | WILLIAM D. PEREZ | | | | |
| 8 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | CHARLES PRINCE | | | | |
| 9 | ELECTION OF DIRECTOR: DAVID | Mgmt | For | For | For |
| | SATCHER | | | | |
| 10 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | WILLIAM C. WELDON | | | | |
| 11 | Ratification of Auditor | Mgmt | For | For | For |
| 12 | ADVISORY VOTE ON EXECUTIVE | ShrHoldr | Against | Against | For |
| | COMPENSATION POLICIES AND | | | | |
| | DISCLOSURE | | | | |
|
|
Joy Global Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| JOYG | CUSIP9 481165108 | 02/24/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Steven Gerard | Mgmt | For | For | For |
| 1.2 | Elect John Hanson | Mgmt | For | For | For |
| 1.3 | Elect Kenneth Johnsen | Mgmt | For | For | For |
| 1.4 | Elect Gale Klappa | Mgmt | For | For | For |
| 1.5 | Elect Richard Loynd | Mgmt | For | For | For |
| 1.6 | Elect P. Eric Siegert | Mgmt | For | For | For |
| 1.7 | Elect Michael Sutherlin | Mgmt | For | For | For |
| 1.8 | Elect James Tate | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Kirby Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| KEX | CUSIP9 497266106 | 04/28/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: BOB | Mgmt | For | For | For |
| | G. GOWER | | | | |
| 2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | MONTE J. MILLER | | | | |
| | | | | | |
| 3 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | JOSEPH H. PYNE | | | | |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Korn/Ferry International | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| KFY | CUSIP9 500643200 | 09/23/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Debra Perry | Mgmt | For | For | For |
| 1.2 | Elect Gerhard Schulmeyer | Mgmt | For | For | For |
| 1.3 | Elect Harry You | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | TO APPROVE THE KORN/FERRY | Mgmt | For | Against | Against |
| | INTERNATIONAL 2008 STOCK | | | | |
| | INCENTIVE PLAN. | | | | |
| 4 | Transaction of Other Business | Mgmt | For | Against | Against |
|
|
Kroger Co. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| KR | CUSIP9 501044101 | 06/25/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Reuben Anderson | Mgmt | For | For | For |
| 2 | Elect Robert Beyer | Mgmt | For | For | For |
| 3 | Elect David Dillon | Mgmt | For | For | For |
| 4 | Elect Susan Kropf | Mgmt | For | For | For |
| 5 | Elect John LaMacchia | Mgmt | For | For | For |
| 6 | Elect David Lewis | Mgmt | For | For | For |
| 7 | Elect Don McGeorge | Mgmt | For | For | For |
| 8 | Elect W. Rodney McMullen | Mgmt | For | For | For |
| 9 | Elect Jorge Montoya | Mgmt | For | For | For |
| 10 | Elect Clyde Moore | Mgmt | For | For | For |
| 11 | Elect Susan Phillips | Mgmt | For | For | For |
| 12 | Elect Steven Rogel | Mgmt | For | For | For |
| 13 | Elect James Runde | Mgmt | For | For | For |
| 14 | Elect Ronald Sargent | Mgmt | For | For | For |
| 15 | Elect Bobby Shackouls | Mgmt | For | For | For |
| 16 | Ratification of Auditor | Mgmt | For | For | For |
| 17 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Cage Free Eggs | | | | |
| | | | | | |
| 18 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against |
| | Majority Vote for Election of | | | | |
| | Directors | | | | |
|
|
L-3 Communications Holdings, | | | | | | |
Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| LLL | CUSIP9 502424104 | 04/28/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Robert Millard | Mgmt | For | For | For |
| 1.2 | Elect Arthur Simon | Mgmt | For | For | For |
| 2 | 2009 Employee Stock Purchase | Mgmt | For | For | For |
| | Plan | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Lam Research Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| LRCX | CUSIP9 512807108 | 11/06/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect James Bagley | Mgmt | For | For | For |
| 1.2 | Elect David Arscott | Mgmt | For | For | For |
| 1.3 | Elect Robert Berdahl | Mgmt | For | For | For |
| 1.4 | Elect Richard Elkus, Jr. | Mgmt | For | For | For |
| 1.5 | Elect Jack Harris | Mgmt | For | For | For |
| 1.6 | Elect Grant Inman | Mgmt | For | For | For |
| 1.7 | Elect Catherine Lego | Mgmt | For | For | For |
| 1.8 | Elect Stephen Newberry | Mgmt | For | For | For |
| 1.9 | Elect Seiichi Watanabe | Mgmt | For | For | For |
| 1.10 | Elect Patricia Wolpert | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
LHC Group, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| LHCG | CUSIP9 50187A107 | 06/11/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Monica Azare | Mgmt | For | Withhold | Against |
| 1.2 | Elect John Breaux | Mgmt | For | Withhold | Against |
| | | | | | |
| 1.3 | Elect Dan Wilford | Mgmt | For | Withhold | Against |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Life Technologies Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| LIFE | CUSIP9 53217V109 | 04/30/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Donald Grimm | Mgmt | For | For | For |
| 1.2 | Elect Gregory Lucier | Mgmt | For | For | For |
| 1.3 | Elect Per Peterson | Mgmt | For | For | For |
| 1.4 | Elect William Shanahan | Mgmt | For | For | For |
| 1.5 | Elect Arnold Levine | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | Abstain | Against |
| 3 | AMENDMENT OF THE | Mgmt | For | For | For |
| | INVITROGEN CORPORATION | | | | |
| | 1998 EMPLOYEE STOCK | | | | |
| | PURCHASE PLAN | | | | |
| 4 | Adoption of the 1999 Employee | Mgmt | For | Abstain | Against |
| | Stock Purchase Plan | | | | |
| 5 | ADOPTION OF THE COMPANY'S | Mgmt | For | Against | Against |
| | 2009 EQUITY INCENTIVE PLAN | | | | |
|
|
Life Technologies Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| IVGN | CUSIP9 46185R100 | 10/28/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Approval of the Merger | Mgmt | For | For | For |
| 2 | Increase of Authorized Common | Mgmt | For | For | For |
| | Stock | | | | |
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For |
|
|
Linear Technology Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| LLTC | CUSIP9 535678106 | 11/05/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Robert Swanson, Jr. | Mgmt | For | For | For |
| 1.2 | Elect David Lee | Mgmt | For | For | For |
| | | | | | |
| 1.3 | Elect Lothar Maier | Mgmt | For | For | For |
| 1.4 | Elect Richard Moley | Mgmt | For | For | For |
| 1.5 | Elect Thomas Volpe | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Lorillard, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| LO | CUSIP9 544147101 | 05/21/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Robert Almon | Mgmt | For | For | For |
| 1.2 | Elect Kit Dietz | Mgmt | For | For | For |
| 1.3 | Elect Nigel Travis | Mgmt | For | For | For |
| 2 | 2008 Incentive Compensation Plan | Mgmt | For | For | For |
|
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Luminex Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| LMNX | CUSIP9 55027E102 | 05/21/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Patrick Balthrop, Sr. | Mgmt | For | For | For |
| 1.2 | Elect G. Walter Loewenbaum, II | Mgmt | For | For | For |
| 1.3 | Elect Kevin McNamara | Mgmt | For | For | For |
| 1.4 | Elect Edward Ogunro | Mgmt | For | For | For |
| 2 | Amendment to the 2006 Equity | Mgmt | For | Against | Against |
| | Incentive Plan | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
ManTech International Corporation | | | | | | |
|
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MANT | CUSIP9 564563104 | 05/14/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect George Pedersen | Mgmt | For | For | For |
| 1.2 | Elect Richard Armitage | Mgmt | For | For | For |
| 1.3 | Elect Mary Bush | Mgmt | For | For | For |
| 1.4 | Elect Barry Campbell | Mgmt | For | For | For |
| | | | | | |
| 1.5 | Elect Robert Coleman | Mgmt | For | For | For |
| 1.6 | Elect Walter Fatzinger, Jr. | Mgmt | For | For | For |
| 1.7 | Elect David Jeremiah | Mgmt | For | For | For |
| 1.8 | Elect Richard Kerr | Mgmt | For | For | For |
| 1.9 | Elect Kenneth Minihan | Mgmt | For | For | For |
| 1.10 | Elect Stephen Porter | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Martek Biosciences Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MATK | CUSIP9 572901106 | 03/19/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | HARRY J. D ANDREA | | | | |
| 2 | ELECTION OF DIRECTOR: JAMES | Mgmt | For | For | For |
| | R. BEERY | | | | |
| 3 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | MICHAEL G. DEVINE | | | | |
| 4 | ELECTION OF DIRECTOR: STEVE | Mgmt | For | For | For |
| | DUBIN | | | | |
| 5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | ROBERT J. FLANAGAN | | | | |
| 6 | ELECTION OF DIRECTOR: POLLY | Mgmt | For | For | For |
| | B. KAWALEK | | | | |
| 7 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | JEROME C. KELLER | | | | |
| 8 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | DOUGLAS J. MACMASTER, JR. | | | | |
| 9 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | ROBERT H. MAYER | | | | |
| 10 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | EUGENE H. ROTBERG | | | | |
| 11 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Marvel Entertainment, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MVL | CUSIP9 57383T103 | 05/05/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect James Breyer | Mgmt | For | For | For |
| 1.2 | Elect Laurence Charney | Mgmt | For | For | For |
| | | | | | |
| 1.3 | Elect Richard Solar | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Massey Energy Company | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MEE | CUSIP9 576206106 | 05/19/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect James Crawford | Mgmt | For | For | For |
| 1.2 | Elect E. Gordon Gee | Mgmt | For | For | For |
| 1.3 | Elect Lady Judge | Mgmt | For | Withhold | Against |
| 1.4 | Elect Stanley Suboleski | Mgmt | For | Withhold | Against |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Amendment to the 2006 Plan | Mgmt | For | For | For |
| 4 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Environmental Progress Report | | | | |
| 5 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Climate Change Report | | | | |
| 6 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Early Disclosure of Voting Results | | | | |
| | of Shareholder Proposals | | | | |
|
|
Matthews International | | | | | | |
Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MATW | CUSIP9 577128101 | 02/19/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect William Stallkamp | Mgmt | For | For | For |
| 1.2 | Elect Joseph Bartolacci | Mgmt | For | For | For |
| 1.3 | Elect Katherine Dietze | Mgmt | For | For | For |
| 1.4 | Elect Glenn Mahone | Mgmt | For | For | For |
| 2 | TO APPROVE THE ADOPTION OF | Mgmt | For | For | For |
| | THE 2008 MANAGEMENT | | | | |
| | INCENTIVE PLAN. | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
McDonald's Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MCD | CUSIP9 580135101 | 05/27/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| | | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Robert Eckert | Mgmt | For | For | For |
| 2 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For |
| 3 | Elect Jeanne Jackson | Mgmt | For | For | For |
| 4 | Elect Andrew McKenna | Mgmt | For | For | For |
| 5 | Ratification of Auditor | Mgmt | For | For | For |
| 6 | Amendment to the 2001 Omnibus | Mgmt | For | For | For |
| | Stock Ownership Plan | | | | |
| 7 | 2009 Cash Incentive Plan | Mgmt | For | For | For |
| 8 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
| 9 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Cage-free Eggs | | | | |
|
|
McMoRan Exploration Co. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MMR | CUSIP9 582411104 | 06/11/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Richard Adkerson | Mgmt | For | For | For |
| 1.2 | Elect Robert Day | Mgmt | For | For | For |
| 1.3 | Elect Gerald Ford | Mgmt | For | For | For |
| 1.4 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For |
| 1.5 | Elect Suzanne Mestayer | Mgmt | For | For | For |
| 1.6 | Elect James Moffett | Mgmt | For | For | For |
| 1.7 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Medtronic, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MDT | CUSIP9 585055106 | 08/21/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Victor Dzau | Mgmt | For | For | For |
| 1.2 | Elect William Hawkins | Mgmt | For | For | For |
| 1.3 | Elect Shirley Ann Jackson | Mgmt | For | For | For |
| 1.4 | Elect Denise O'Leary | Mgmt | For | For | For |
| 1.5 | Elect Jean-Pierre Rosso | Mgmt | For | For | For |
| 1.6 | Elect Jack Schuler | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| 3 | TO APPROVE THE MEDTRONIC, | Mgmt | For | For | For |
| | INC. 2008 STOCK AWARD AND | | | | |
| | INCENTIVE PLAN. | | | | |
|
|
Michael Baker Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| BKR | CUSIP9 057149106 | 05/28/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Robert Bontempo | Mgmt | For | For | For |
| 1.2 | Elect Nicholas Constantakis | Mgmt | For | For | For |
| 1.3 | Elect Mark Kaplan | Mgmt | For | For | For |
| 1.4 | Elect Robert Foglesong | Mgmt | For | For | For |
| 1.5 | Elect Bradley Mallory | Mgmt | For | For | For |
| 1.6 | Elect John Murray, Jr. | Mgmt | For | For | For |
| 1.7 | Elect Pamela Pierce | Mgmt | For | For | For |
| 1.8 | Elect Richard Shaw | Mgmt | For | For | For |
| 1.9 | Elect David Wormley | Mgmt | For | For | For |
|
|
Microsoft Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MSFT | CUSIP9 594918104 | 11/19/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | STEVEN A. BALLMER | | | | |
| 2 | ELECTION OF DIRECTOR: JAMES | Mgmt | For | For | For |
| | I. CASH JR. | | | | |
| 3 | ELECTION OF DIRECTOR: DINA | Mgmt | For | For | For |
| | DUBLON | | | | |
| 4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | WILLIAM H. GATES III | | | | |
| 5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | RAYMOND V. GILMARTIN | | | | |
| 6 | ELECTION OF DIRECTOR: REED | Mgmt | For | For | For |
| | HASTINGS | | | | |
| 7 | ELECTION OF DIRECTOR: DAVID | Mgmt | For | For | For |
| | F. MARQUARDT | | | | |
| 8 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | CHARLES H. NOSKI | | | | |
| 9 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | HELMUT PANKE | | | | |
| | | | | | |
| 10 | Executive Officer Incentive Plan | Mgmt | For | For | For |
| 11 | Amendment to the 1999 Stock | Mgmt | For | For | For |
| | Option Plan for Non-Employee | | | | |
| | Directors | | | | |
| 12 | Ratification of Auditor | Mgmt | For | For | For |
| 13 | SHAREHOLDER PROPOSAL - | ShrHoldr | Against | Against | For |
| | ADOPTION OF POLICIES ON | | | | |
| | INTERNET CENSORSHIP. | | | | |
| 14 | SHAREHOLDER PROPOSAL - | ShrHoldr | Against | Against | For |
| | ESTABLISHMENT OF BOARD | | | | |
| | COMMITTEE ON HUMAN RIGHTS. | | | | |
|
| 15 | SHAREHOLDER PROPOSAL - | ShrHoldr | Against | Against | For |
| | DISCLOSURE OF CHARITABLE | | | | |
| | CONTRIBUTIONS. | | | | |
|
|
Molex Incorporated | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MOLXA | CUSIP9 608554101 | 10/31/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Edgar Jannotta | Mgmt | For | For | For |
| 1.2 | Elect John Krehbiel, Jr. | Mgmt | For | For | For |
| 1.3 | Elect Donald Lubin | Mgmt | For | For | For |
| 1.4 | Elect Robert Potter | Mgmt | For | For | For |
| 2 | APPROVAL OF THE MOLEX | Mgmt | For | For | For |
| | INCORPORATED ANNUAL | | | | |
| | INCENTIVE PLAN | | | | |
| 3 | APPROVAL OF THE 2008 MOLEX | Mgmt | For | For | For |
| | STOCK INCENTIVE PLAN | | | | |
|
| 4 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Monsanto Company | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MON | CUSIP9 61166W101 | 01/14/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | JANICE L. FIELDS | | | | |
| 2 | ELECTION OF DIRECTOR: HUGH | Mgmt | For | For | For |
| | GRANT | | | | |
| | | | | | |
| 3 | ELECTION OF DIRECTOR: C. | Mgmt | For | For | For |
| | STEVEN MCMILLAN | | | | |
| 4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | ROBERT J. STEVENS | | | | |
| 5 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Mosaic Co. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MOSPRM | CUSIP9 61945A107 | 10/09/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect David Mathis | Mgmt | For | Withhold | Against |
| 1.2 | Elect James Popowich | Mgmt | For | Withhold | Against |
| 1.3 | Elect James Prokopanko | Mgmt | For | Withhold | Against |
| 1.4 | Elect Steven Seibert | Mgmt | For | Withhold | Against |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
National Oilwell Varco, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| NOV | CUSIP9 637071101 | 05/13/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Merrill Miller, Jr. | Mgmt | For | For | For |
| 2 | Elect Greg Armstrong | Mgmt | For | For | For |
| 3 | Elect David Harrison | Mgmt | For | For | For |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
| 5 | Amendment to the Long-Term | Mgmt | For | For | For |
| | Incentive Plan | | | | |
|
|
Navigant Consulting, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| NCI | CUSIP9 63935N107 | 05/06/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Thomas Gildehaus | Mgmt | For | Withhold | Against |
| 1.2 | Elect Peter Pond | Mgmt | For | Withhold | Against |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
Net 1 Ueps Technologies Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| NUEP | CUSIP9 64107N206 | 11/27/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Serge Belamant | Mgmt | For | For | For |
| 1.2 | Elect Herman Kotzé | Mgmt | For | For | For |
| 1.3 | Elect Christopher Seabrooke | Mgmt | For | Withhold | Against |
| 1.4 | Elect Antony Ball | Mgmt | For | For | For |
| 1.5 | Elect Alasdair Pein | Mgmt | For | For | For |
| 1.6 | Elect Paul Edwards | Mgmt | For | For | For |
| 1.7 | Elect Tom Tinsley | Mgmt | For | For | For |
| 2 | PROPOSAL TO APPROVE THE | Mgmt | For | Against | Against |
| | AMENDED AND RESTATED | | | | |
| | ARTICLES OF INCORPORATION. | | | | |
|
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
NetEase.com | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| NTES | CUSIP9 64110W102 | 09/05/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | RE-ELECTION OF DIRECTOR: | Mgmt | For | Against | Against |
| | WILLIAM DING | | | | |
| 2 | RE-ELECTION OF DIRECTOR: | Mgmt | For | Against | Against |
| | MICHAEL TONG | | | | |
| 3 | RE-ELECTION OF DIRECTOR: | Mgmt | For | Against | Against |
| | ALICE CHENG | | | | |
| 4 | RE-ELECTION OF DIRECTOR: | Mgmt | For | Against | Against |
| | LUN FENG | | | | |
| 5 | RE-ELECTION OF DIRECTOR: | Mgmt | For | Against | Against |
| | DENNY LEE | | | | |
| 6 | RE-ELECTION OF DIRECTOR: | Mgmt | For | Against | Against |
| | MICHAEL LEUNG | | | | |
| 7 | RE-ELECTION OF DIRECTOR: | Mgmt | For | Against | Against |
| | JOSEPH TONG | | | | |
| 8 | Appointment of Auditor | Mgmt | For | For | For |
|
|
NetScreen Technologies | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| JNPR | CUSIP9 48203R104 | 05/28/2009 | | Voted | |
| | | | | | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Scott Kriens | Mgmt | For | For | For |
| 1.2 | Elect Stratton Sclavos | Mgmt | For | For | For |
| 1.3 | Elect William Stensrud | Mgmt | For | For | For |
| 2 | Amendment to the 2006 Equity | Mgmt | For | Against | Against |
| | Incentive Plan | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
NeuStar, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| NSR | CUSIP9 64126X201 | 06/24/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Ross Ireland | Mgmt | For | For | For |
| 1.2 | Elect Paul Lacouture | Mgmt | For | For | For |
| 1.3 | Elect Michael Rowny | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | 2009 Performance Achievement | Mgmt | For | For | For |
| | Reward Plan | | | | |
| 4 | 2009 Stock Incentive Plan | Mgmt | For | For | For |
|
|
Newmont Mining Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| NEM | CUSIP9 651639106 | 04/29/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Glen Barton | Mgmt | For | For | For |
| 1.2 | Elect Vincent Calarco | Mgmt | For | For | For |
| 1.3 | Elect Joseph Carrabba | Mgmt | For | For | For |
| 1.4 | Elect Noreen Doyle | Mgmt | For | For | For |
| 1.5 | Elect Veronica Hagen | Mgmt | For | For | For |
| 1.6 | Elect Michael Hamson | Mgmt | For | For | For |
| 1.7 | Elect Robert Miller | Mgmt | For | For | For |
| 1.8 | Elect Richard O'Brien | Mgmt | For | For | For |
| 1.9 | Elect John Prescott | Mgmt | For | For | For |
| 1.10 | Elect Donald Roth | Mgmt | For | For | For |
| 1.11 | Elect James Taranik | Mgmt | For | For | For |
| 1.12 | Elect Simon Thompson | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| 3 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
| 4 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against |
| | Majority Vote for Election of | | | | |
| | Directors | | | | |
|
|
NII Holdings, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| NIHD | CUSIP9 62913F201 | 05/12/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect George Cope | Mgmt | For | For | For |
| 1.2 | Elect Raymond Dolan | Mgmt | For | For | For |
| 1.3 | Elect Carolyn Katz | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Nike Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| NKESA�� | CUSIP9 654106103 | 09/22/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Jill Conway | Mgmt | For | For | For |
| 1.2 | Elect Alan Graf, Jr. | Mgmt | For | For | For |
| 1.3 | Elect Jeanne Jackson | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Noble Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| NE | CUSIP9 G65422100 | 03/17/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Reincorporation from the Cayman | Mgmt | For | For | For |
| | Islands to Switzerland | | | | |
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
|
|
Noble Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| NE | CUSIP9 H5833N103 | 05/28/2009 | | Voted | |
| | | | | | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Amendment to Par Value; Capital | Mgmt | For | For | For |
| | Repayment | | | | |
| 2.1 | Elect Julie Edwards | Mgmt | For | For | For |
| 2.2 | Elect Marc Leland | Mgmt | For | For | For |
| 2.3 | Elect David Williams | Mgmt | For | For | For |
| 3 | Appointment of Auditor | Mgmt | For | For | For |
| 4 | Amendment Regarding | Mgmt | For | For | For |
| | Supermajority Voting | | | | |
|
|
Noble Energy, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| NBL | CUSIP9 655044105 | 04/28/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Jeffrey Berenson | Mgmt | For | For | For |
| 1.2 | Elect Michael Cawley | Mgmt | For | For | For |
| 1.3 | Elect Edward Cox | Mgmt | For | For | For |
| 1.4 | Elect Charles Davidson | Mgmt | For | For | For |
| 1.5 | Elect Thomas Edelman | Mgmt | For | For | For |
| 1.6 | Elect Eric Grubman | Mgmt | For | For | For |
| 1.7 | Elect Kirby Hedrick | Mgmt | For | For | For |
| 1.8 | Elect Scott Urban | Mgmt | For | For | For |
| 1.9 | Elect William Van Kleef | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Amendment to the 1992 Stock | Mgmt | For | For | For |
| | Option and Restricted Stock Plan | | | | |
|
|
Northern Trust Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| NTRS | CUSIP9 665859104 | 04/21/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Linda Walker Bynoe | Mgmt | For | For | For |
| 1.2 | Elect Nicholas Chabraja | Mgmt | For | For | For |
| 1.3 | Elect Susan Crown | Mgmt | For | For | For |
| 1.4 | Elect Dipak Jain | Mgmt | For | For | For |
| 1.5 | Elect Arthur Kelly | Mgmt | For | For | For |
| 1.6 | Elect Robert McCormack | Mgmt | For | For | For |
| 1.7 | Elect Edward Mooney | Mgmt | For | For | For |
| | | | | | |
| 1.8 | Elect William Osborn | Mgmt | For | For | For |
| 1.9 | Elect John Rowe | Mgmt | For | For | For |
| 1.10 | Elect Harold Smith | Mgmt | For | For | For |
| 1.11 | Elect William Smithburg | Mgmt | For | For | For |
| 1.12 | Elect Enrique Sosa | Mgmt | For | For | For |
| 1.13 | Elect Charles Tribbett III | Mgmt | For | For | For |
| 1.14 | Elect Frederick Waddell | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive | Mgmt | For | For | For |
| | Compensation | | | | |
|
|
Nucor Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| NUE | CUSIP9 670346105 | 05/14/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Clayton Daley, Jr. | Mgmt | For | For | For |
| 1.2 | Elect Harvey Gantt | Mgmt | For | For | For |
| 1.3 | Elect Bernard Kasriel | Mgmt | For | For | For |
| 1.4 | Elect Christopher Kearney | Mgmt | For | Withhold | Against |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against |
| | Majority Vote for Election of | | | | |
| | Directors | | | | |
| 4 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against |
| | Declassification of the Board | | | | |
| 5 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Report on Human Rights | | | | |
| 6 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Adoption of Principles for Health | | | | |
| | Care Reform | | | | |
|
|
Occidental Petroleum Corporation | | | | | | |
|
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| OXY | CUSIP9 674599105 | 05/01/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Spencer Abraham | Mgmt | For | For | For |
| 2 | Elect Ronald Burkle | Mgmt | For | For | For |
| 3 | Elect John Chalsty | Mgmt | For | For | For |
| 4 | Elect Edward Djerejian | Mgmt | For | For | For |
| | | | | | |
| 5 | Elect John Feick | Mgmt | For | For | For |
| 6 | Elect Ray Irani | Mgmt | For | For | For |
| 7 | Elect Irvin Maloney | Mgmt | For | For | For |
| 8 | Elect Avedick Poladian | Mgmt | For | For | For |
| 9 | Elect Rodolfo Segovia | Mgmt | For | For | For |
| 10 | Elect Aziz Syriani | Mgmt | For | For | For |
| 11 | Elect Rosemary Tomich | Mgmt | For | For | For |
| 12 | Elect Walter Weisman | Mgmt | For | For | For |
| 13 | Ratification of Auditor | Mgmt | For | For | For |
| 14 | Amendment to Permit Shareholders | Mgmt | For | For | For |
| | to Call a Special Meeting | | | | |
|
| 15 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Report on Host Country Regulations | | | | |
|
|
|
Omnicare, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| OCR | CUSIP9 681904108 | 05/22/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect John Crotty | Mgmt | For | For | For |
| 2 | Elect Joel Gemunder | Mgmt | For | For | For |
| 3 | Elect Steven Heyer | Mgmt | For | For | For |
| 4 | Elect Sandra Laney | Mgmt | For | For | For |
| 5 | Elect Andrea Lindell | Mgmt | For | For | For |
| 6 | Elect James Shelton | Mgmt | For | For | For |
| 7 | Elect John Timoney | Mgmt | For | For | For |
| 8 | Elect Amy Wallman | Mgmt | For | For | For |
| 9 | Amendment to the Annual Incentive | Mgmt | For | For | For |
| | Plan for Senior Executive Officers | | | | |
|
| 10 | Amendment to the 2004 Stock and | Mgmt | For | For | For |
| | Incentive Plan | | | | |
| 11 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Oracle Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ORCL | CUSIP9 68389X105 | 10/10/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Jeffrey Henley | Mgmt | For | For | For |
| | | | | | |
| 1.2 | Elect Lawrence Ellison | Mgmt | For | For | For |
| 1.3 | Elect Donald Lucas | Mgmt | For | Withhold | Against |
| 1.4 | Elect Michael Boskin | Mgmt | For | For | For |
| 1.5 | Elect Jack Kemp | Mgmt | For | For | For |
| 1.6 | Elect Jeffrey Berg | Mgmt | For | For | For |
| 1.7 | Elect Safra Catz | Mgmt | For | For | For |
| 1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For |
| 1.9 | Elect H. Raymond Bingham | Mgmt | For | For | For |
| 1.10 | Elect Charles Phillips, Jr. | Mgmt | For | For | For |
| 1.11 | Elect Naomi Seligman | Mgmt | For | For | For |
| 1.12 | Elect George Conrades | Mgmt | For | For | For |
| 1.13 | Elect Bruce Chizen | Mgmt | For | For | For |
| 2 | 2009 Executive Bonus Plan | Mgmt | For | Against | Against |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| 4 | STOCKHOLDER PROPOSAL ON | ShrHoldr | Against | Against | For |
| | ADVISORY VOTE ON EXECUTIVE | | | | |
| | COMPENSATION. | | | | |
|
|
Orbital Sciences Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ORB | CUSIP9 685564106 | 04/30/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Robert Hanisee | Mgmt | For | For | For |
| 1.2 | Elect James Roche | Mgmt | For | For | For |
| 1.3 | Elect Harrison Schmitt | Mgmt | For | For | For |
| 1.4 | Elect James Thompson | Mgmt | For | For | For |
| 1.5 | Elect Scott Webster | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Owens & Minor Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| OMI | CUSIP9 690732102 | 04/24/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect John Crotty | Mgmt | For | For | For |
| 1.2 | Elect Richard Fogg | Mgmt | For | For | For |
| 1.3 | Elect James Rogers | Mgmt | For | For | For |
| 1.4 | Elect James Ukrop | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
Parker-Hannifin Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| PH | CUSIP9 701094104 | 10/22/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect William Kassling | Mgmt | For | For | For |
| 1.2 | Elect Joseph Scaminace | Mgmt | For | For | For |
| 1.3 | Elect Wolfgang Schmitt | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Patterson Companies, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| PDCO | CUSIP9 703395103 | 09/08/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Ronald Ezerski | Mgmt | For | For | For |
| 1.2 | Elect Andre Lacy | Mgmt | For | For | For |
| 2 | Deferred Profit Sharing Plan | Mgmt | For | For | For |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
PepsiCo, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| PEP | CUSIP9 713448108 | 05/06/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Shona Brown | Mgmt | For | For | For |
| 2 | Elect Ian Cook | Mgmt | For | For | For |
| 3 | Elect Dina Dublon | Mgmt | For | For | For |
| 4 | Elect Victor Dzau | Mgmt | For | For | For |
| 5 | Elect Ray Hunt | Mgmt | For | For | For |
| 6 | Elect Alberto Ibarguen | Mgmt | For | For | For |
| 7 | Elect Arthur Martinez | Mgmt | For | Against | Against |
| 8 | Elect Indra Nooyi | Mgmt | For | For | For |
| 9 | Elect Sharon Rockefeller | Mgmt | For | For | For |
| 10 | Elect James Schiro | Mgmt | For | For | For |
| 11 | Elect Lloyd Trotter | Mgmt | For | For | For |
| 12 | Elect Daniel Vasella | Mgmt | For | For | For |
| 13 | Elect Michael White | Mgmt | For | For | For |
| 14 | Ratification of Auditor | Mgmt | For | For | For |
| 15 | Executive Incentive Compensation | Mgmt | For | For | For |
| | Plan | | | | |
| | | | | | |
| 16 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Report on Beverage Container | | | | |
| | Recycling Program | | | | |
| 17 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Genetically Engineered Products | | | | |
| 18 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Reviewing Charitable Spending | | | | |
| 19 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
|
|
Petróleo Brasileiro S.A. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| PBRA | CUSIP9 71654V408 | 04/08/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Accounts and Reports | Mgmt | For | For | For |
| 2 | CAPITAL EXPENDITURE BUDGET | Mgmt | For | For | For |
| | FOR THE FISCAL YEAR 2009 | | | | |
|
| 3 | DISTRIBUTION OF RESULTS FOR | Mgmt | For | For | For |
| | THE FISCAL YEAR 2008 | | | | |
| 4 | ELECTION OF MEMBERS OF THE | Mgmt | For | Against | Against |
| | BOARD OF DIRECTORS | | | | |
| 5 | ELECTION OF CHAIRMAN OF | Mgmt | For | Abstain | Against |
| | THE BOARD OF DIRECTORS | | | | |
| 6 | ELECTION OF MEMBERS OF THE | Mgmt | For | Against | Against |
| | AUDIT BOARD AND THEIR | | | | |
| | RESPECTIVE SUBSTITUTES | | | | |
| 7 | Directors' Fees | Mgmt | For | Against | Against |
|
|
Petróleo Brasileiro S.A. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| PBR | CUSIP9 71654V408 | 11/24/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Protocol and Justification of Merger | Mgmt | For | For | For |
| | by Absorption of 17 de Maio | | | | |
| | Participações S.A.; Merger by | | | | |
| | Absorption of 17 de Maio | | | | |
| | Participações S.A. | | | | |
| | | | | | |
| 2 | Appointment of Appraiser; Valuation | Mgmt | For | For | For |
| | Report | | | | |
|
|
Philip Morris International Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| PM | CUSIP9 718172109 | 05/05/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Harold Brown | Mgmt | For | For | For |
| 2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For |
| 3 | Elect Louis Camilleri | Mgmt | For | For | For |
| 4 | Elect J. Dudley Fishburn | Mgmt | For | For | For |
| 5 | Elect Graham MacKay | Mgmt | For | For | For |
| 6 | Elect Sergio Marchionne | Mgmt | For | For | For |
| 7 | Elect Lucio Noto | Mgmt | For | For | For |
| 8 | Elect Carlos Slim Helú | Mgmt | For | For | For |
| 9 | Elect Stephen Wolf | Mgmt | For | For | For |
| 10 | Ratification of Auditor | Mgmt | For | For | For |
| 11 | Approval of Material Terms of the | Mgmt | For | For | For |
| | 2008 Performance Incentive Plan | | | | |
|
|
|
Potash Corp of Saskatchewan | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| POT | CUSIP9 73755L107 | 05/07/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Christopher Burley | Mgmt | For | For | For |
| 1.2 | Elect William Doyle | Mgmt | For | For | For |
| 1.3 | Elect John Estey | Mgmt | For | For | For |
| 1.4 | Elect Charles Hoffman | Mgmt | For | For | For |
| 1.5 | Elect Dallas Howe | Mgmt | For | For | For |
| 1.6 | Elect Alice Laberge | Mgmt | For | For | For |
| 1.7 | Elect Keith Martell | Mgmt | For | For | For |
| 1.8 | Elect Jeffrey McCaig | Mgmt | For | For | For |
| 1.9 | Elect Mary Mogford | Mgmt | For | For | For |
| 1.10 | Elect Paul Schoenhals | Mgmt | For | For | For |
| 1.11 | Elect E. Robert Stromberg | Mgmt | For | For | For |
| 1.12 | Elect Elena Viyella de Paliza | Mgmt | For | For | For |
| 2 | Appointment of Auditor | Mgmt | For | For | For |
| 3 | 2009 Performance Option Plan | Mgmt | For | For | For |
| | | | | | |
| 4 | Shareholder Proposal Regarding | Mgmt | Against | Against | For |
| | Advisory Vote on Executive | | | | |
| | Compensation (Say on Pay) | | | | |
|
|
PPL Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| PPL | CUSIP9 69351T106 | 05/20/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect John Conway | Mgmt | For | For | For |
| 1.2 | Elect E. Allen Deaver | Mgmt | For | For | For |
| 1.3 | Elect James Miller | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against |
| | Declassification of the Board | | | | |
|
|
Precision Castparts Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| PCP | CUSIP9 740189105 | 08/12/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Don Graber | Mgmt | For | For | For |
| 1.2 | Elect Lester Lyles | Mgmt | For | For | For |
| 2 | APPROVAL OF THE 2008 | Mgmt | For | For | For |
| | EMPLOYEE STOCK PURCHASE | | | | |
| | PLAN | | | | |
| 3 | APPROVAL OF AMENDMENTS TO | Mgmt | For | For | For |
| | THE 2001 STOCK INCENTIVE | | | | |
| | PLAN | | | | |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Premiere Global Services, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| PGI | CUSIP9 740585104 | 06/10/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Boland Jones | Mgmt | For | For | For |
| 1.2 | Elect Jeffrey Arnold | Mgmt | For | For | For |
| 1.3 | Elect Wilkie Colyer | Mgmt | For | For | For |
| 1.4 | Elect John Harris | Mgmt | For | For | For |
| | | | | | |
| 1.5 | Elect W. Steven Jones | Mgmt | For | For | For |
| 1.6 | Elect Raymond Pirtle, Jr. | Mgmt | For | For | For |
| 1.7 | Elect J. Walker Smith, Jr. | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
priceline.com Incorporated | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| PCLN | CUSIP9 741503403 | 06/03/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Jeffrey Boyd | Mgmt | For | For | For |
| 1.2 | Elect Ralph Bahna | Mgmt | For | For | For |
| 1.3 | Elect Howard Barker, Jr. | Mgmt | For | For | For |
| 1.4 | Elect Jan Docter | Mgmt | For | For | For |
| 1.5 | Elect Jeffrey Epstein | Mgmt | For | For | For |
| 1.6 | Elect James Guyette | Mgmt | For | For | For |
| 1.7 | Elect Nancy Peretsman | Mgmt | For | For | For |
| 1.8 | Elect Craig Rydin | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Restoration of Right to Call a | Mgmt | For | For | For |
| | Special Meeting | | | | |
| 4 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
|
|
QUALCOMM Incorporated | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| QCOM | CUSIP9 747525103 | 03/03/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Barbara Alexander | Mgmt | For | For | For |
| 1.2 | Elect Stephen Bennett | Mgmt | For | For | For |
| 1.3 | Elect Donald Cruickshank | Mgmt | For | For | For |
| 1.4 | Elect Raymond Dittamore | Mgmt | For | For | For |
| 1.5 | Elect Thomas Horton | Mgmt | For | For | For |
| 1.6 | Elect Irwin Jacobs | Mgmt | For | For | For |
| 1.7 | Elect Paul Jacobs | Mgmt | For | For | For |
| 1.8 | Elect Robert Kahn | Mgmt | For | For | For |
| 1.9 | Elect Sherry Lansing | Mgmt | For | For | For |
| 1.10 | Elect Duane Nelles | Mgmt | For | For | For |
| 1.11 | Elect Marc Stern | Mgmt | For | For | For |
| 1.12 | Elect Brent Scowcroft | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
Quest Diagnostics | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| DGX | CUSIP9 74834L100 | 05/14/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Jenne Britell | Mgmt | For | For | For |
| 2 | Elect Gail Wilensky | Mgmt | For | For | For |
| 3 | Elect John Ziegler | Mgmt | For | For | For |
| 4 | Amendment to the Employee Long- | Mgmt | For | For | For |
| | Term Incentive Plan | | | | |
| 5 | Amendment to the Long-Term | Mgmt | For | For | For |
| | Incentive Plan for Non-Employee | | | | |
| | Directors | | | | |
| 6 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Quest Software, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| QSFT | CUSIP9 74834T103 | 06/04/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Vincent Smith | Mgmt | For | For | For |
| 1.2 | Elect Raymond Lane | Mgmt | For | For | For |
| 1.3 | Elect Douglas Garn | Mgmt | For | For | For |
| 1.4 | Elect Augustine Nieto II | Mgmt | For | For | For |
| 1.5 | Elect Kevin Klausmeyer | Mgmt | For | For | For |
| 1.6 | Elect Paul Sallaberry | Mgmt | For | For | For |
| 1.7 | Elect H. John Dirks | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Ralcorp Holdings, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| RAH | CUSIP9 751028101 | 01/27/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect David Banks | Mgmt | For | For | For |
| 1.2 | Elect Jack Goodall | Mgmt | For | For | For |
| 1.3 | Elect Joe Micheletto | Mgmt | For | For | For |
| 1.4 | Elect David Skarie | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
Raytheon Company | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| RTN | CUSIP9 755111507 | 05/28/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Vernon Clark | Mgmt | For | For | For |
| 2 | Elect John Deutch | Mgmt | For | For | For |
| 3 | Elect Frederic Poses | Mgmt | For | For | For |
| 4 | Elect Michael Ruettgers | Mgmt | For | For | For |
| 5 | Elect Ronald Skates | Mgmt | For | For | For |
| 6 | Elect William Spivey | Mgmt | For | For | For |
| 7 | Elect Linda Stuntz | Mgmt | For | For | For |
| 8 | Elect William Swanson | Mgmt | For | For | For |
| 9 | Ratification of Auditor | Mgmt | For | For | For |
| 10 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| 11 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
| 12 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Cumulative Voting | | | | |
| 13 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Adoption of Health Care Reform | | | | |
| | Principles | | | | |
| 14 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Supplemental Executive Retirement | | | | |
| | Plans | | | | |
|
|
Rent-A-Center, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| RCII | CUSIP9 76009N100 | 05/14/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Michael Gade | Mgmt | For | For | For |
| 2 | Elect J. V. Lentell | Mgmt | For | For | For |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
SAIC Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| SAI | CUSIP9 78390X101 | 06/19/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| | | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect France Córdova | Mgmt | For | For | For |
| 1.2 | Elect Kenneth Dahlberg | Mgmt | For | For | For |
| 1.3 | Elect Jere Drummond | Mgmt | For | For | For |
| 1.4 | Elect John Hamre | Mgmt | For | For | For |
| 1.5 | Elect Miriam John | Mgmt | For | For | For |
| 1.6 | Elect Anita Jones | Mgmt | For | For | For |
| 1.7 | Elect John Jumper | Mgmt | For | For | For |
| 1.8 | Elect Harry Kraemer, Jr. | Mgmt | For | For | For |
| 1.9 | Elect Edward Sanderson, Jr. | Mgmt | For | For | For |
| 1.10 | Elect Louis Simpson | Mgmt | For | For | For |
| 1.11 | Elect A. Thomas Young | Mgmt | For | For | For |
| 2 | Elimination of Dual Class Stock | Mgmt | For | For | For |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
salesforce.com, inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CRM | CUSIP9 79466L302 | 07/10/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Marc Benioff | Mgmt | For | For | For |
| 1.2 | Elect Craig Conway | Mgmt | For | For | For |
| 1.3 | Elect Alan Hassenfeld | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Amendment to the 2004 Equity | Mgmt | For | Against | Against |
| | Incentive Plan to Increase Shares | | | | |
|
| 4 | Amendment to the 2004 Equity | Mgmt | For | For | For |
| | Incentive Plan Pursuant to Section | | | | |
| | 162(m) | | | | |
|
|
Schlumberger Limited | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| SLB | CUSIP9 806857108 | 04/08/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Philippe Camus | Mgmt | For | For | For |
| 1.2 | Elect Jamie Gorelick | Mgmt | For | For | For |
| 1.3 | Elect Andrew Gould | Mgmt | For | For | For |
| 1.4 | Elect Tony Isaac | Mgmt | For | For | For |
| 1.5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For |
| | | | | | |
| 1.6 | Elect Adrian Lajous | Mgmt | For | For | For |
| 1.7 | Elect Michael Marks | Mgmt | For | For | For |
| 1.8 | Elect Leo Reif | Mgmt | For | For | For |
| 1.9 | Elect Tore Sandvold | Mgmt | For | For | For |
| 1.10 | Elect Henri Seydoux | Mgmt | For | For | For |
| 1.11 | Elect Linda Stuntz | Mgmt | For | For | For |
| 2 | PROPOSAL TO ADOPT AND | Mgmt | For | For | For |
| | APPROVE OF FINANCIALS AND | | | | |
| | DIVIDENDS. | | | | |
| 3 | Shareholder Proposal Regarding an | ShrHoldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | Report (Say on Pay) | | | | |
|
| 4 | PROPOSAL TO APPROVE OF | Mgmt | For | For | For |
| | INDEPENDENT REGISTERED | | | | |
| | PUBLIC ACCOUNTING FIRM. | | | | |
|
|
Seagate Technology | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| STX | CUSIP9 G7945J104 | 10/30/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECT WILLIAM D. WATKINS AS A | Mgmt | For | For | For |
| | DIRECTOR | | | | |
| 2 | ELECT STEPHEN J. LUCZO AS A | Mgmt | For | For | For |
| | DIRECTOR | | | | |
| 3 | ELECT FRANK J. BIONDI AS A | Mgmt | For | For | For |
| | DIRECTOR | | | | |
| 4 | ELECT WILLIAM W. BRADLEY AS | Mgmt | For | For | For |
| | A DIRECTOR | | | | |
| 5 | ELECT DONALD E. KIERNAN AS A | Mgmt | For | For | For |
| | DIRECTOR | | | | |
| 6 | ELECT DAVID F. MARQUARDT AS | Mgmt | For | For | For |
| | A DIRECTOR | | | | |
| 7 | ELECT LYDIA M. MARSHALL AS A | Mgmt | For | For | For |
| | DIRECTOR | | | | |
| 8 | ELECT C.S. PARK AS A | Mgmt | For | For | For |
| | DIRECTOR | | | | |
| 9 | ELECT GREGORIO REYES AS A | Mgmt | For | For | For |
| | DIRECTOR | | | | |
| 10 | ELECT JOHN W. THOMPSON AS A | Mgmt | For | For | For |
| | DIRECTOR | | | | |
| 11 | Amendment to the Executive Officer | Mgmt | For | For | For |
| | Performance Bonus Plan | | | | |
| 12 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
Sequenom, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| SQNM | CUSIP9 817337405 | 05/12/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Ernst-Gunter Afting | Mgmt | For | Withhold | Against |
| 1.2 | Elect Charles R. Cantor | Mgmt | For | Withhold | Against |
| 1.3 | Elect John Fazio | Mgmt | For | Withhold | Against |
| 1.4 | Elect Harry Hixson, Jr. | Mgmt | For | Withhold | Against |
| 1.5 | Elect Richard Lerner | Mgmt | For | Withhold | Against |
| 1.6 | Elect Ronald Lindsay | Mgmt | For | Withhold | Against |
| 1.7 | Elect Harry Stylli | Mgmt | For | Withhold | Against |
| 1.8 | Elect Kathleen Wiltsey | Mgmt | For | Withhold | Against |
| 2 | Amendment to the 2006 Equity | Mgmt | For | Against | Against |
| | Incentive Plan | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Shanda Interactive Entertainment | | | | | | |
Ltd | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| SNDA | CUSIP9 81941Q203 | 12/08/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECT THE DIRECTOR FOR THE | Mgmt | For | Against | Against |
| | ENSUING YEAR: TIANQIAO CHEN | | | | |
|
| 2 | ELECT THE DIRECTOR FOR THE | Mgmt | For | Against | Against |
| | ENSUING YEAR: DANIAN CHEN | | | | |
|
| 3 | ELECT THE DIRECTOR FOR THE | Mgmt | For | Against | Against |
| | ENSUING YEAR: QIANQIAN LUO | | | | |
|
| 4 | ELECT THE DIRECTOR FOR THE | Mgmt | For | Against | Against |
| | ENSUING YEAR: JINGSHENG | | | | |
| | HUANG | | | | |
| 5 | ELECT THE DIRECTOR FOR THE | Mgmt | For | Against | Against |
| | ENSUING YEAR: CHENGYU | | | | |
| | XIONG | | | | |
| 6 | ELECT THE DIRECTOR FOR THE | Mgmt | For | Against | Against |
| | ENSUING YEAR: BRUNO WU | | | | |
| | | | | | |
| 7 | ELECT THE DIRECTOR FOR THE | Mgmt | For | Against | Against |
| | ENSUING YEAR: QUNZHAO TAN | | | | |
|
| 8 | ELECT THE DIRECTOR FOR THE | Mgmt | For | Against | Against |
| | ENSUING YEAR: GRACE WU | | | | |
|
|
|
Shaw Group Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| SGR | CUSIP9 820280105 | 01/28/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect J.M. Bernhard, Jr. | Mgmt | For | For | For |
| 1.2 | Elect James Barker | Mgmt | For | For | For |
| 1.3 | Elect Thos. Capps | Mgmt | For | For | For |
| 1.4 | Elect Daniel Hoffler | Mgmt | For | For | For |
| 1.5 | Elect David Hoyle | Mgmt | For | For | For |
| 1.6 | Elect Michael Mancuso | Mgmt | For | For | For |
| 1.7 | Elect Albert McAlister | Mgmt | For | For | For |
| 2 | 2008 Omnibus Incentive Plan | Mgmt | For | For | For |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| 4 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Approval of Survivor Benefits | | | | |
| | (Golden Coffins) | | | | |
| 5 | Transaction of Other Business | Mgmt | For | Against | Against |
|
|
Sigma-Aldrich Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| SIAL | CUSIP9 826552101 | 05/05/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Rebecca Bergman | Mgmt | For | For | For |
| 1.2 | Elect David Harvey | Mgmt | For | For | For |
| 1.3 | Elect W. Lee McCollum | Mgmt | For | For | For |
| 1.4 | Elect Jai Nagarkatti | Mgmt | For | For | For |
| 1.5 | Elect Avi Nash | Mgmt | For | For | For |
| 1.6 | Elect Steven Paul | Mgmt | For | Withhold | Against |
| 1.7 | Elect J. Pedro Reinhard | Mgmt | For | For | For |
| 1.8 | Elect Timothy Sear | Mgmt | For | Withhold | Against |
| 1.9 | Elect D. Dean Spatz | Mgmt | For | For | For |
| 1.10 | Elect Barrett Toan | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | Against | Against |
| | | | | | |
Silgan Holdings Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| SLGN | CUSIP9 827048109 | 05/26/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Anthony Allott | Mgmt | For | Withhold | Against |
| 1.2 | Elect Jeffrey Crowe | Mgmt | For | Withhold | Against |
| 1.3 | Elect Edward Lapekas | Mgmt | For | Withhold | Against |
| 2 | Amendment to the 2004 Stock | Mgmt | For | For | For |
| | Incentive Plan | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Solarfun Power Holdings Co. Ltd. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| SOLF | CUSIP9 83415U108 | 10/29/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Election of Directors (Slate) | Mgmt | For | Against | Against |
| 2 | Amendment to the 2007 Equity | Mgmt | For | Against | Against |
| | Incentive Plan | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Southwestern Energy Company | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| SWN | CUSIP9 845467109 | 05/19/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Lewis Epley, Jr. | Mgmt | For | For | For |
| 1.2 | Elect Robert Howard | Mgmt | For | For | For |
| 1.3 | Elect Harold Korell | Mgmt | For | For | For |
| 1.4 | Elect Vello Kuuskraa | Mgmt | For | For | For |
| 1.5 | Elect Kenneth Mourton | Mgmt | For | For | For |
| 1.6 | Elect Charles Scharlau | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
St. Jude Medical, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | | | | |
| STJ | CUSIP9 790849103 | 05/08/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect John Brown | Mgmt | For | For | For |
| 1.2 | Elect Daniel Starks | Mgmt | For | For | For |
| 2 | Management Incentive | Mgmt | For | For | For |
| | Compensation Plan | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Steel Dynamics, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| STLD | CUSIP9 858119100 | 05/21/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Keith Busse | Mgmt | For | For | For |
| 1.2 | Elect Mark Millett | Mgmt | For | For | For |
| 1.3 | Elect Richard Teets, Jr. | Mgmt | For | For | For |
| 1.4 | Elect John Bates | Mgmt | For | For | For |
| 1.5 | Elect Frank Byrne | Mgmt | For | For | For |
| 1.6 | Elect Paul Edgerley | Mgmt | For | For | For |
| 1.7 | Elect Richard Freeland | Mgmt | For | For | For |
| 1.8 | Elect Jürgen Kolb | Mgmt | For | For | For |
| 1.9 | Elect James Marcuccilli | Mgmt | For | For | For |
| 1.10 | Elect Joseph Ruffolo | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Transaction of Other Business | Mgmt | For | Against | Against |
|
|
Stericycle, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| SRCL | CUSIP9 858912108 | 05/28/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Mark Miller | Mgmt | For | For | For |
| 1.2 | Elect Jack Schuler | Mgmt | For | For | For |
| 1.3 | Elect Thomas Brown | Mgmt | For | For | For |
| 1.4 | Elect Rod Dammeyer | Mgmt | For | For | For |
| 1.5 | Elect William Hall | Mgmt | For | For | For |
| 1.6 | Elect Jonathan Lord | Mgmt | For | For | For |
| 1.7 | Elect John Patience | Mgmt | For | For | For |
| 1.8 | Elect Ronald Spaeth | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
TD Ameritrade Holding Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| AMTD | CUSIP9 87236Y108 | 02/18/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect W. Edmund Clark | Mgmt | For | Withhold | Against |
| 1.2 | Elect Mark Mitchell | Mgmt | For | Withhold | Against |
| 1.3 | Elect Joseph Moglia | Mgmt | For | Withhold | Against |
| 1.4 | Elect Thomas Ricketts | Mgmt | For | Withhold | Against |
| 1.5 | Elect Fredric Tomczyk | Mgmt | For | Withhold | Against |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Transaction of Other Business | Mgmt | For | Against | Against |
|
|
Teradata Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| TDC | CUSIP9 88076W103 | 04/28/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: PETER | Mgmt | For | For | For |
| | L. FIORE | | | | |
| 2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | MICHAEL F. KOEHLER | | | | |
| 3 | ELECTION OF DIRECTOR: JAMES | Mgmt | For | Against | Against |
| | M. RINGLER | | | | |
| 4 | APPROVAL OF THE | Mgmt | For | For | For |
| | APPOINTMENT OF | | | | |
| | INDEPENDENT AUDITORS FOR | | | | |
| | 2009 | | | | |
| 5 | APPROVAL OF THE TERADATA | Mgmt | For | Against | Against |
| | CORPORATION 2007 STOCK | | | | |
| | INCENTIVE PLAN | | | | |
| 6 | APPROVAL OF THE TERADATA | Mgmt | For | For | For |
| | CORPORATION MANAGEMENT | | | | |
| | INCENTIVE PLAN | | | | |
|
|
Teva Pharmaceutical Industries | | | | | | |
Ltd. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| TEVA | CUSIP9 881624209 | 06/22/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| | | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| 2 | Elect Phillip Frost | Mgmt | For | Against | Against |
| 3 | Elect Roger Abravanel | Mgmt | For | For | For |
| 4 | Elect Elon Kohlberg | Mgmt | For | For | For |
| 5 | Elect Yitzhak Peterburg | Mgmt | For | For | For |
| 6 | Elect Erez Vigodman | Mgmt | For | For | For |
| 7 | Appointment of Auditor | Mgmt | For | For | For |
|
|
The Goldman Sachs Group, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| GS | CUSIP9 38141G104 | 05/08/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Lloyd Blankfein | Mgmt | For | For | For |
| 2 | Elect John Bryan | Mgmt | For | For | For |
| 3 | Elect Gary Cohn | Mgmt | For | For | For |
| 4 | Elect Claes Dahlbäck | Mgmt | For | For | For |
| 5 | Elect Stephen Friedman | Mgmt | For | For | For |
| 6 | Elect William George | Mgmt | For | For | For |
| 7 | Elect Rajat Gupta | Mgmt | For | For | For |
| 8 | Elect James Johnson | Mgmt | For | For | For |
| 9 | Elect Lois Juliber | Mgmt | For | For | For |
| 10 | Elect Lakshmi Mittal | Mgmt | For | For | For |
| 11 | Elect James Schiro | Mgmt | For | For | For |
| 12 | Elect Ruth Simmons | Mgmt | For | For | For |
| 13 | Ratification of Auditor | Mgmt | For | For | For |
| 14 | Advisory Vote on Executive | Mgmt | For | For | For |
| | Compensation | | | | |
| 15 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | REGARDING CUMULATIVE | | | | |
| | VOTING | | | | |
| 16 | Shareholder Proposal Regarding a | ShrHoldr | Against | For | Against |
| | Simple Majority Vote | | | | |
| 17 | Shareholder Proposal to Create a | ShrHoldr | Against | Against | For |
| | Board-Level Committee to Address | | | | |
| | US Economic Security | | | | |
| 18 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Political Contributions and | | | | |
| | Expenditure Report | | | | |
|
|
The TJX Companies, Inc. | | | | | | |
| | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| TJX | CUSIP9 872540109 | 06/02/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Jose Alvarez | Mgmt | For | For | For |
| 1.2 | Elect Alan Bennett | Mgmt | For | For | For |
| 1.3 | Elect David Brandon | Mgmt | For | For | For |
| 1.4 | Elect Bernard Cammarata | Mgmt | For | For | For |
| 1.5 | Elect David Ching | Mgmt | For | For | For |
| 1.6 | Elect Michael Hines | Mgmt | For | For | For |
| 1.7 | Elect Amy Lane | Mgmt | For | For | For |
| 1.8 | Elect Carol Meyrowitz | Mgmt | For | For | For |
| 1.9 | Elect John O'Brien | Mgmt | For | For | For |
| 1.10 | Elect Robert Shapiro | Mgmt | For | For | For |
| 1.11 | Elect Willow Shire | Mgmt | For | For | For |
| 1.12 | Elect Fletcher Wiley | Mgmt | For | For | For |
| 2 | Amendment to the Stock Incentive | Mgmt | For | For | For |
| | Plan | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
TIBCO Software Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| TIBX | CUSIP9 88632Q103 | 04/08/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Vivek Ranadive | Mgmt | For | For | For |
| 1.2 | Elect Eric Dunn | Mgmt | For | For | For |
| 1.3 | Elect Narendra Gupta | Mgmt | For | For | For |
| 1.4 | Elect Peter Job | Mgmt | For | For | For |
| 1.5 | Elect Philip Wood | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Transatlantic Holdings, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| TRH | CUSIP9 893521104 | 05/21/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Ian Chippendale | Mgmt | For | Withhold | Against |
| 1.2 | Elect John Foos | Mgmt | For | Withhold | Against |
| 1.3 | Elect John McCarthy | Mgmt | For | Withhold | Against |
| 1.4 | Elect Robert Orlich | Mgmt | For | Withhold | Against |
| | | | | | |
| 1.5 | Elect William Poutsiaka | Mgmt | For | Withhold | Against |
| 1.6 | Elect Richard Press | Mgmt | For | Withhold | Against |
| 1.7 | Elect Thomas Tizzio | Mgmt | For | Withhold | Against |
| 2 | 2009 Long Term Equity Incentive | Mgmt | For | For | For |
| | Plan | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Ultra Petroleum Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| UPL | CUSIP9 903914109 | 05/21/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Michael Watford | Mgmt | For | For | For |
| 1.2 | Elect Roger Brown | Mgmt | For | For | For |
| 1.3 | Elect W. Charles Helton | Mgmt | For | For | For |
| 1.4 | Elect Stephen McDaniel | Mgmt | For | For | For |
| 1.5 | Elect Robert Rigney | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Report on Climate Change | | | | |
| 4 | Transaction of Other Business | Mgmt | For | Against | Against |
|
|
Union Pacific Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| UNP | CUSIP9 907818108 | 05/14/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Andrew Card, Jr. | Mgmt | For | For | For |
| 2 | Elect Erroll Davis, Jr. | Mgmt | For | For | For |
| 3 | Elect Thomas Donohue | Mgmt | For | For | For |
| 4 | Elect Archie Dunham | Mgmt | For | For | For |
| 5 | Elect Judith Hope | Mgmt | For | For | For |
| 6 | Elect Charles Krulak | Mgmt | For | For | For |
| 7 | Elect Michael McCarthy | Mgmt | For | For | For |
| 8 | Elect Michael McConnell | Mgmt | For | For | For |
| 9 | Elect Thomas McLarty III | Mgmt | For | For | For |
| 10 | Elect Steven Rogel | Mgmt | For | For | For |
| 11 | Elect José Villarreal | Mgmt | For | For | For |
| 12 | Elect James Young | Mgmt | For | For | For |
| 13 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| 14 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Political Contributions and | | | | |
| | Expenditure Report | | | | |
|
|
Varian Medical Systems, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| VAR | CUSIP9 92220P105 | 02/12/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Timothy Guertin | Mgmt | For | For | For |
| 1.2 | Elect David Martin, Jr. | Mgmt | For | For | For |
| 1.3 | Elect Ruediger Naumann-Etienne | Mgmt | For | For | For |
|
| 1.4 | Elect Venkatraman Thyagarajan | Mgmt | For | For | For |
| 2 | Amendment to the 2005 Omnibus | Mgmt | For | Against | Against |
| | Stock Plan | | | | |
| 3 | TO APPROVE THE VARIAN | Mgmt | For | For | For |
| | MEDICAL SYSTEMS, INC. | | | | |
| | MANAGEMENT INCENTIVE PLAN. | | | | |
|
| 4 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Verizon Communications Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| VZ | CUSIP9 92343V104 | 05/07/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Richard Carrión | Mgmt | For | For | For |
| 2 | Elect M. Frances Keeth | Mgmt | For | For | For |
| 3 | Elect Robert Lane | Mgmt | For | For | For |
| 4 | Elect Sandra Moose | Mgmt | For | For | For |
| 5 | Elect Joseph Neubauer | Mgmt | For | For | For |
| 6 | Elect Donald Nicolaisen | Mgmt | For | For | For |
| 7 | Elect Thomas O'Brien | Mgmt | For | For | For |
| 8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For |
| 9 | Elect Hugh Price | Mgmt | For | For | For |
| 10 | Elect Ivan Seidenberg | Mgmt | For | For | For |
| 11 | Elect John Snow | Mgmt | For | For | For |
| 12 | Elect John Stafford | Mgmt | For | For | For |
| 13 | Ratification of Auditor | Mgmt | For | For | For |
| 14 | Advisory Vote on Executive | Mgmt | For | For | For |
| | Compensation | | | | |
| | | | | | |
| 15 | 2009 Long-Term Incentive Plan | Mgmt | For | For | For |
| 16 | 2009 Short-Term Incentive Plan | Mgmt | For | For | For |
| 17 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Elimination of Stock Options | | | | |
| 18 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
| 19 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Independent Board Chairman | | | | |
| 20 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Cumulative Voting | | | | |
| 21 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | the Approval of Survivor Benefits | | | | |
| | (Golden Coffins) | | | | |
|
|
Vestas Wind Systems A/S | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CINS K9773J128 | 03/26/2009 | | Take No Action |
| Meeting Type | Country of Trade | | | | |
| Annual | Denmark | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
| 2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
| 3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
| 4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A |
| 5 | Accounts and Reports | Mgmt | For | TNA | N/A |
| 6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
| 7 | Re-elect Mr. Bent Erik Carlsen as | Mgmt | For | TNA | N/A |
| | the Members of the Board of | | | | |
| | Directors | | | | |
| 8 | Elect Torsten Rasmussen | Mgmt | For | TNA | N/A |
| 9 | Re-elect Mr. Freddy Frandsen as | Mgmt | For | TNA | N/A |
| | the Members of the Board of | | | | |
| | Directors | | | | |
| 10 | Re-elect Mr. Jorgen Huno | Mgmt | For | TNA | N/A |
| | Rasmussen as the Members of the | | | | |
| | Board of Directors | | | | |
| 11 | Re-elect Mr. Jorn Ankaer Thomsen | Mgmt | For | TNA | N/A |
| | as the Members of the Board of | | | | |
| | Directors | | | | |
| 12 | Re-elect Mr. Kurt Anker Nielsen as | Mgmt | For | TNA | N/A |
| | the Members of the Board of | | | | |
| | Directors | | | | |
| 13 | Elect Mr. Hakan Eriksson as the | Mgmt | For | TNA | N/A |
| | Members of the Board of Directors | | | | |
| | | | | | |
| 14 | Elect Mr. Ola Rollen as the | Mgmt | For | TNA | N/A |
| | Members of the Board of Directors | | | | |
|
| 15 | Appointment of | Mgmt | For | TNA | N/A |
| | PricewaterhouseCoopers | | | | |
| 16 | Appointment of KPMG | Mgmt | For | TNA | N/A |
| 17 | Compensation Policy | Mgmt | For | TNA | N/A |
| 18 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A |
| 19 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A |
|
|
VISA INC. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| V | CUSIP9 92826C839 | 10/14/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Amendments to the Certificate of | Mgmt | For | For | For |
| | Incorproation | | | | |
|
|
Wal-Mart Stores Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| WMT | CUSIP9 931142103 | 06/05/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Aida Alvarez | Mgmt | For | For | For |
| 2 | Elect James Breyer | Mgmt | For | For | For |
| 3 | Elect M. Michele Burns | Mgmt | For | Against | Against |
| 4 | Elect James Cash, Jr. | Mgmt | For | For | For |
| 5 | Elect Roger Corbett | Mgmt | For | For | For |
| 6 | Elect Douglas Daft | Mgmt | For | For | For |
| 7 | Elect Michael Duke | Mgmt | For | For | For |
| 8 | Elect Gregory Penner | Mgmt | For | For | For |
| 9 | Elect Allen Questrom | Mgmt | For | For | For |
| 10 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For |
| 11 | Elect Arne Sorenson | Mgmt | For | For | For |
| 12 | Elect Jim Walton | Mgmt | For | For | For |
| 13 | Elect S. Robson Walton | Mgmt | For | For | For |
| 14 | Elect Christopher Williams | Mgmt | For | For | For |
| 15 | Elect Linda Wolf | Mgmt | For | For | For |
| 16 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| 17 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Adopting Sexual Orientation and | | | | |
| | Gender Identity Expression Anti- | | | | |
| | Bias Policy | | | | |
| 18 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Pay for Superior Performance | | | | |
| 19 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
| 20 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Reviewing Political Contributions | | | | |
| | and Expenditures Report | | | | |
| 21 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
| 22 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Incentive Compensation in the Form | | | | |
| | of Stock Options | | | | |
|
|
Walter Industries, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| WLT | CUSIP9 93317Q105 | 04/23/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Howard Clark, Jr. | Mgmt | For | For | For |
| 1.2 | Elect Jerry Kolb | Mgmt | For | For | For |
| 1.3 | Elect Patrick Kriegshauser | Mgmt | For | For | For |
| 1.4 | Elect Joseph Leonard | Mgmt | For | For | For |
| 1.5 | Elect Victor Patrick | Mgmt | For | For | For |
| 1.6 | Elect Bernard Rethore | Mgmt | For | For | For |
| 1.7 | Elect George Richmond | Mgmt | For | For | For |
| 1.8 | Elect Michael Tokarz | Mgmt | For | For | For |
| 1.9 | Elect A.J. Wagner | Mgmt | For | For | For |
| 2 | TO APPROVE A NAME CHANGE | Mgmt | For | For | For |
| | TO WALTER ENERGY, INC. | | | | |
| 3 | TO AUTHORIZE THE ISSUANCE | Mgmt | For | Against | Against |
| | OF PREFERRED STOCK. | | | | |
| 4 | Shareholder Rights Plan | Mgmt | For | For | For |
| 5 | Amendment to the 2002 Long-Term | Mgmt | For | For | For |
| | Incentive Plan | | | | |
|
|
Western Union Co. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| WU | CUSIP9 959802109 | 05/13/2009 | | Voted | |
| | | | | | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Roberto Mendoza | Mgmt | For | For | For |
| 2 | Elect Michael Miles, Jr. | Mgmt | For | For | For |
| 3 | Elect Dennis Stevenson | Mgmt | For | For | For |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Whiting Petroleum Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| WLL | CUSIP9 966387102 | 05/05/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect James Volker | Mgmt | For | For | For |
| 1.2 | Elect William Hahne | Mgmt | For | For | For |
| 1.3 | Elect Graydon Hubbard | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Yum! Brands, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| YUM | CUSIP9 988498101 | 05/21/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect David Dorman | Mgmt | For | For | For |
| 2 | Elect Massimo Ferragamo | Mgmt | For | For | For |
| 3 | Elect J. David Grissom | Mgmt | For | For | For |
| 4 | Elect Bonnie Hill | Mgmt | For | For | For |
| 5 | Elect Robert Holland, Jr. | Mgmt | For | For | For |
| 6 | Elect Kenneth Langone | Mgmt | For | For | For |
| 7 | Elect Jonathan Linen | Mgmt | For | For | For |
| 8 | Elect Thomas Nelson | Mgmt | For | For | For |
| 9 | Elect David Novak | Mgmt | For | For | For |
| 10 | Elect Thomas Ryan | Mgmt | For | For | For |
| 11 | Elect Jing-Shyh Su | Mgmt | For | For | For |
| 12 | Elect Jackie Trujillo | Mgmt | For | For | For |
| 13 | Elect Robert Walter | Mgmt | For | For | For |
| 14 | Ratification of Auditor | Mgmt | For | For | For |
| 15 | Amendment to the Executive | Mgmt | For | For | For |
| | Incentive Compensation Plan | | | | |
| 16 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against |
| | Vote on Poison Pill | | | | |
| | | | | | |
| 17 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
| 18 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Food Supply Chain Security and | | | | |
| | Sustainability | | | | |
| 19 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Adoption of Principles for Health | | | | |
| | Care Reform | | | | |
| 20 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Animal Welfare | | | | |
|
|
Zoll Medical Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ZOLL | CUSIP9 989922109 | 01/20/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Thomas Claflin, II | Mgmt | For | Withhold | Against |
| 1.2 | Elect Richard Packer | Mgmt | For | Withhold | Against |
| 2 | Amendment to the 2001 Stock | Mgmt | For | For | For |
| | Incentive Plan | | | | |
| 3 | Amendment to the 2006 Non- | Mgmt | For | Against | Against |
| | Employee Director Stock Option | | | | |
| | Plan | | | | |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, 'NA' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.'
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| |
Registrant: | Putnam New Opportunities Fund |
| |
By: | /s/ Charles E. Porter |
| |
Name: | Charles E. Porter |
| |
Title: | Executive Vice President, Associate Treasurer, Principal Executive Officer and |
| Compliance Liaison |
| |
Date: | August 3, 2009 |