UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-05989 | ||||||||
Name of Registrant: | Putnam Global Utilities Fund | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | Robert T. Burns | ||||||||
Putnam Global Utilities Fund | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | Bryan Chegwidden, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
1211 Avenue of the Americas | |||||||||
New York, New York 10036 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | 10/31 | ||||||||
Date of reporting period: | 07/01/2016 - 06/30/2017 |
Registrant : | Putnam Global Utilities Fund | |||||||
Fund Name : | Putnam Global Utilities Fund | |||||||
Date of Fiscal Year End: | 10/31 | |||||||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
2 | Elect Catherine S. Brune | Mgmt | For | For | For | |||
3 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
4 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||
5 | Elect Rafael Flores | Mgmt | For | For | For | |||
6 | Elect Walter J. Galvin | Mgmt | For | For | For | |||
7 | Elect Richard J. Harshman | Mgmt | For | For | For | |||
8 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | |||
9 | Elect James C. Johnson | Mgmt | For | For | For | |||
10 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||
11 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Renewable Energy Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Reporting on Company Climate Change Policies and Technological Advances | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Coal Combustion Waste | ShrHoldr | Against | Against | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | Against | Against | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Reapprove the Material Terms of the Senior Officer Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
American Water Works Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWK | CUSIP 030420103 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Julie A. Dobson | Mgmt | For | For | For | |||
2 | Elect Paul J. Evanson | Mgmt | For | For | For | |||
3 | Elect Martha Clark Goss | Mgmt | For | For | For | |||
4 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||
5 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
6 | Elect Karl F. Kurz | Mgmt | For | For | For | |||
7 | Elect George MacKenzie | Mgmt | For | For | For | |||
8 | Elect Susan N. Story | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Approval of the 2017 Omnibus Equity Plan | Mgmt | For | For | For | |||
12 | Approval of the 2017 Non-qualified Employee Stock Option Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary L Brlas | Mgmt | For | For | For | |||
2 | Elect Frank Cassidy | Mgmt | For | For | For | |||
3 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
4 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
5 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
6 | Elect David C. Merritt | Mgmt | For | For | For | |||
7 | Elect W. Benjamin Moreland | Mgmt | For | Against | Against | |||
8 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
9 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of the 2017 Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Approval of the 2017 Equity Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
15 | Amendment to Adopt Proxy Access | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 03/23/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and Managing Director Acts | Mgmt | For | TNA | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
16 | Board Size | Mgmt | For | TNA | N/A | |||
17 | Number of Auditors | Mgmt | For | TNA | N/A | |||
18 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
19 | Elect Andrew G Barron | Mgmt | For | TNA | N/A | |||
20 | Elect Nicholas Stathopoulos | Mgmt | For | TNA | N/A | |||
21 | Elect Joachim Ogland | Mgmt | For | TNA | N/A | |||
22 | Elect Monica Caneman | Mgmt | For | TNA | N/A | |||
23 | Elect Eva Lindqvist | Mgmt | For | TNA | N/A | |||
24 | Elect Anders Nilsson | Mgmt | For | TNA | N/A | |||
25 | Elect Andrew Barron as Chair | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
28 | Repurchase of Warrants | Mgmt | For | TNA | N/A | |||
29 | Share Savings Program 2017 | Mgmt | For | TNA | N/A | |||
30 | Authority to Issue Treasury Shares Pursuant to LTIP 2017 | Mgmt | For | TNA | N/A | |||
31 | Authority to Enter into Equity Swap Agreement | Mgmt | For | TNA | N/A | |||
32 | Amendment to LTIP 2016 and LTIP 2015 | Mgmt | For | TNA | N/A | |||
33 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
34 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
35 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
36 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
37 | Amendments to Articles Regarding Euroclear; Auditor | Mgmt | For | TNA | N/A | |||
38 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 06/13/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Board Size | Mgmt | For | TNA | N/A | |||
11 | Directors' Fees | Mgmt | For | TNA | N/A | |||
12 | Elect Thomas Ekman | Mgmt | For | TNA | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.7 | Elect Asuka Nakahara | Mgmt | For | For | For | |||
1.8 | Elect David C. Novak | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
Dominion Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D | CUSIP 25746U109 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William P. Barr | Mgmt | For | For | For | |||
2 | Elect Helen E. Dragas | Mgmt | For | For | For | |||
3 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | |||
4 | Elect Thomas F. Farrell II | Mgmt | For | For | For | |||
5 | Elect John W. Harris | Mgmt | For | For | For | |||
6 | Elect Ronald W. Jibson | Mgmt | For | For | For | |||
7 | Elect Mark J. Kington | Mgmt | For | For | For | |||
8 | Elect Joseph M. Rigby | Mgmt | For | For | For | |||
9 | Elect Pamela L. Royal | Mgmt | For | For | For | |||
10 | Elect Robert H. Spilman, Jr. | Mgmt | For | For | For | |||
11 | Elect Susan N. Story | Mgmt | For | Against | Against | |||
12 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Company Name Change | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Climate Change Expertise on Board | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Methane Emissions Report | ShrHoldr | Against | Against | For | |||
Dynegy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DYN | CUSIP 26817R108 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert C. Flexon | Mgmt | For | For | For | |||
1.2 | Elect Pat Wood, III | Mgmt | For | For | For | |||
1.3 | Elect Hillary E. Ackermann | Mgmt | For | For | For | |||
1.4 | Elect Paul M. Barbas | Mgmt | For | For | For | |||
1.5 | Elect Richard Lee Kuersteiner | Mgmt | For | For | For | |||
1.6 | Elect Tyler G. Reeder | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey S. Stein | Mgmt | For | For | For | |||
1.8 | Elect John R. Sult | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
2 | Elect Louis Hernandez, Jr. | Mgmt | For | Against | Against | |||
3 | Elect James T. Morris | Mgmt | For | For | For | |||
4 | Elect Pedro J. Pizarro | Mgmt | For | For | For | |||
5 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
6 | Elect William P. Sullivan | Mgmt | For | For | For | |||
7 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
8 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
9 | Elect Brett White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Electric Power Development Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9513 | CINS J12915104 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masayoshi Kitamura | Mgmt | For | For | For | |||
4 | Elect Toshifumi Watanabe | Mgmt | For | For | For | |||
5 | Elect Hitoshi Murayama | Mgmt | For | For | For | |||
6 | Elect Masato Uchiyama | Mgmt | For | For | For | |||
7 | Elect Shuji Etoh | Mgmt | For | For | For | |||
8 | Elect Akihito Urashima | Mgmt | For | For | For | |||
9 | Elect Yoshiki Onoi | Mgmt | For | For | For | |||
10 | Elect Hiromi Minaminosono | Mgmt | For | For | For | |||
11 | Elect Hiroyasu Sugiyama | Mgmt | For | For | For | |||
12 | Elect Hideki Tsukuda | Mgmt | For | For | For | |||
13 | Elect Makoto Honda | Mgmt | For | For | For | |||
14 | Elect Goh Kajitani | Mgmt | For | For | For | |||
15 | Elect Tomonori Itoh | Mgmt | For | For | For | |||
16 | Elect John Buchanan | Mgmt | For | For | For | |||
17 | Elect Shinichi Kawatani as Statutory Auditor | Mgmt | For | For | For | |||
Enel S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENEL | CINS T3679P115 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
5 | Board Size | Mgmt | For | Against | Against | |||
6 | Board Term Length | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | List Presented by Ministry of Economy and Finance | Mgmt | For | For | For | |||
10 | List Presented by Group of Institutional Investors Representing 1.879% of Share Capital | Mgmt | For | N/A | N/A | |||
11 | Elect Patrizia Grieco as Board Chair | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Long-Term Incentive Plan 2017 | Mgmt | For | For | For | |||
14 | Remuneration Policy | Mgmt | For | For | For | |||
Entergy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETR | CUSIP 29364G103 | 05/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maureen S. Bateman | Mgmt | For | For | For | |||
2 | Elect P.J. Condon | Mgmt | For | For | For | |||
3 | Elect Leo P. Denault | Mgmt | For | For | For | |||
4 | Elect Kirkland H. Donald | Mgmt | For | For | For | |||
5 | Elect Philip L. Frederickson | Mgmt | For | For | For | |||
6 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
7 | Elect Donald C. Hintz | Mgmt | For | For | For | |||
8 | Elect Stuart L. Levenick | Mgmt | For | For | For | |||
9 | Elect Blanche L. Lincoln | Mgmt | For | For | For | |||
10 | Elect Karen A. Puckett | Mgmt | For | For | For | |||
11 | Elect W.J. Tauzin | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Distributed Generation | ShrHoldr | Against | Against | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
6 | Elect Nancy L. Gioia | Mgmt | For | For | For | |||
7 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
8 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
9 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
10 | Elect Richard W. Mies | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
13 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Iberdrola S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBE | CINS E6165F166 | 03/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts | Mgmt | For | For | For | |||
2 | Management Reports | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Amendments to Articles (Preamble) | Mgmt | For | For | For | |||
6 | Amendments to Articles 7 and 8 | Mgmt | For | For | For | |||
7 | Amendments to General Meeting Regulation Article 14 | Mgmt | For | For | For | |||
8 | Amendments to General Meeting Regulation Articles 19 and 39 | Mgmt | For | For | For | |||
9 | Elect Juan Manuel Gonzalez Serna | Mgmt | For | Against | Against | |||
10 | Elect Francisco Martinez Corcoles | Mgmt | For | Against | Against | |||
11 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
12 | First Capitalisation of Reserves for Scrip Dividend | Mgmt | For | Abstain | Against | |||
13 | Second Capitalisation of Reserves for Scrip Dividend | Mgmt | For | Abstain | Against | |||
14 | Cancellation of Treasury Shares | Mgmt | For | For | For | |||
15 | 2017-2019 Strategic Bonus Plan | Mgmt | For | Abstain | Against | |||
16 | Remuneration Report | Mgmt | For | For | For | |||
17 | Authority to Issue Debt Instruments | Mgmt | For | Abstain | Against | |||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
KDDI Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9433 | CINS J31843105 | 06/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tadashi Onodera | Mgmt | For | For | For | |||
4 | Elect Takashi Tanaka | Mgmt | For | For | For | |||
5 | Elect Hirofumi Morozumi | Mgmt | For | For | For | |||
6 | Elect Makoto Takahashi | Mgmt | For | For | For | |||
7 | Elect Yuzoh Ishikawa | Mgmt | For | For | For | |||
8 | Elect Yoshiaki Uchida | Mgmt | For | For | For | |||
9 | Elect Takashi Shohji | Mgmt | For | For | For | |||
10 | Elect Shinichi Muramoto | Mgmt | For | For | For | |||
11 | Elect Keiichi Mori | Mgmt | For | For | For | |||
12 | Elect Goroh Yamaguchi | Mgmt | For | For | For | |||
13 | Elect Nobuyori Kodaira | Mgmt | For | For | For | |||
14 | Elect Shinji Fukukawa | Mgmt | For | For | For | |||
15 | Elect Kuniko Tanabe | Mgmt | For | For | For | |||
16 | Elect Yoshiaki Nemoto | Mgmt | For | For | For | |||
National Grid Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NG | CINS G6375K151 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Share Consolidation | Mgmt | For | For | For | |||
2 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
4 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
National Grid Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NG | CINS G6375K151 | 07/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sir Peter Gershon | Mgmt | For | For | For | |||
4 | Elect John Pettigrew | Mgmt | For | For | For | |||
5 | Elect Andrew Bonfield | Mgmt | For | For | For | |||
6 | Elect Dean Seavers | Mgmt | For | For | For | |||
7 | Elect Nicola Shaw | Mgmt | For | For | For | |||
8 | Elect Nora Brownell | Mgmt | For | For | For | |||
9 | Elect Jonathan Dawson | Mgmt | For | For | For | |||
10 | Elect Therese Esperdy | Mgmt | For | For | For | |||
11 | Elect Paul Golby | Mgmt | For | For | For | |||
12 | Elect Ruth Kelly | Mgmt | For | For | For | |||
13 | Elect Mark Williamson | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect James L. Camaren | Mgmt | For | For | For | |||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect James L. Robo | Mgmt | For | For | For | |||
9 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
10 | Elect John L. Skolds | Mgmt | For | For | For | |||
11 | Elect William H. Swanson | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Approval of the 2017 Non-Employee Director Stock Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
5 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
6 | Elect William E. Hantke | Mgmt | For | For | For | |||
7 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
8 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
9 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
10 | Elect Barry T Smitherman | Mgmt | For | For | For | |||
11 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
12 | Elect C. John Wilder | Mgmt | For | For | For | |||
13 | Elect Walter R. Young | Mgmt | For | For | For | |||
14 | Approval of the Amended and Restated Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Approval of the Amended and Restated Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | For | For | |||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
3 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
4 | Elect Jeh C. Johnson | Mgmt | For | For | For | |||
5 | Elect Richard C. Kelly | Mgmt | For | For | For | |||
6 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
7 | Elect Richard A. Meserve | Mgmt | For | For | For | |||
8 | Elect Forrest E. Miller | Mgmt | For | For | For | |||
9 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
10 | Elect Rosendo G. Parra | Mgmt | For | For | For | |||
11 | Elect Barbara L. Rambo | Mgmt | For | For | For | |||
12 | Elect Anne Shen Smith | Mgmt | For | For | For | |||
13 | Elect Geisha J. Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | Against | For | |||
Public Service Enterprise Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEG | CUSIP 744573106 | 04/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Willie A. Deese | Mgmt | For | For | For | |||
2 | Elect Albert R. Gamper, Jr. | Mgmt | For | For | For | |||
3 | Elect William V. Hickey | Mgmt | For | For | For | |||
4 | Elect Ralph Izzo | Mgmt | For | For | For | |||
5 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
6 | Elect David Lilley | Mgmt | For | For | For | |||
7 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
8 | Elect Hak Cheol Shin | Mgmt | For | For | For | |||
9 | Elect Richard J. Swift | Mgmt | For | For | For | |||
10 | Elect Susan Tomasky | Mgmt | For | For | For | |||
11 | Elect Alfred W. Zollar | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
RWE AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RWE | CINS D6629K109 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Compensation Policy | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Appointment of Auditor for Interim and Quarterly Reviews | Mgmt | For | For | For | |||
11 | Elect Monika Kircher | Mgmt | For | Against | Against | |||
12 | Elect Ute Gerbaulet | Mgmt | For | Against | Against | |||
13 | Approval of Intra-Company Control Agreement with RWE Downstream Beteiligungs GmbH | Mgmt | For | For | For | |||
Sempra Energy | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRE | CUSIP 816851109 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | |||
2 | Elect Kathleen L. Brown | Mgmt | For | For | For | |||
3 | Elect Andres Conesa | Mgmt | For | For | For | |||
4 | Elect Maria Contreras-Sweet | Mgmt | For | For | For | |||
5 | Elect Pablo A. Ferrero | Mgmt | For | For | For | |||
6 | Elect William D. Jones | Mgmt | For | For | For | |||
7 | Elect Bethany J. Mayer | Mgmt | For | For | For | |||
8 | Elect William G. Ouchi | Mgmt | For | For | For | |||
9 | Elect Debra L. Reed | Mgmt | For | For | For | |||
10 | Elect William C. Rusnack | Mgmt | For | For | For | |||
11 | Elect Lynn Schenk | Mgmt | For | For | For | |||
12 | Elect Jack T. Taylor | Mgmt | For | For | For | |||
13 | Elect James C. Yardley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Severn Trent plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SVT | CINS G8056D159 | 07/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Emma FitzGerald | Mgmt | For | For | For | |||
5 | Elect Kevin S. Beeston | Mgmt | For | For | For | |||
6 | Elect Dominique Reiniche | Mgmt | For | For | For | |||
7 | Elect Andrew J. Duff | Mgmt | For | For | For | |||
8 | Elect John Coghlan | Mgmt | For | For | For | |||
9 | Elect Olivia Garfield | Mgmt | For | For | For | |||
10 | Elect James Bowling | Mgmt | For | For | For | |||
11 | Elect Philip Remnant | Mgmt | For | For | For | |||
12 | Elect Angela Strank | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Amendments to Articles (Untraced Shareholders) | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Snam S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRG | CINS T8578N103 | 08/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Demerger | Mgmt | For | For | For | |||
2 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
SSE plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSE | CINS G8842P102 | 07/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Gregor Alexander | Mgmt | For | For | For | |||
6 | Elect Jeremy Beeton | Mgmt | For | For | For | |||
7 | Elect Katie Bickerstaffe | Mgmt | For | For | For | |||
8 | Elect Sue Bruce | Mgmt | For | For | For | |||
9 | Elect Crawford Gillies | Mgmt | For | For | For | |||
10 | Elect Richard Gillingwater | Mgmt | For | For | For | |||
11 | Elect Peter Lynas | Mgmt | For | For | For | |||
12 | Elect Helen Mahy | Mgmt | For | For | For | |||
13 | Elect Alistair Phillips-Davies | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Performance Share Plan | Mgmt | For | For | For | |||
United Utilities Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UU | CINS G92755100 | 07/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect John McAdam | Mgmt | For | For | For | |||
5 | Elect Steven L. Mogford | Mgmt | For | For | For | |||
6 | Elect Stephen A. Carter | Mgmt | For | For | For | |||
7 | Elect Mark S. Clare | Mgmt | For | For | For | |||
8 | Elect Russ Houlden | Mgmt | For | For | For | |||
9 | Elect Brian May | Mgmt | For | For | For | |||
10 | Elect Sara Weller | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | Against | Against | |||
10 | Elect Olivier Mareuse | Mgmt | For | For | For | |||
11 | Elect Marion Guillou | Mgmt | For | For | For | |||
12 | Elect Paolo Scaroni | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
15 | Remuneration of Antoine Frerot, Chair and CEO | Mgmt | For | For | For | |||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
17 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||
18 | Amendment Regarding Vice Chair Age Limits | Mgmt | For | For | For | |||
19 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
WEC Energy Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WEC | CUSIP 92939U106 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
2 | Elect Barbara L. Bowles | Mgmt | For | For | For | |||
3 | Elect William J. Brodsky | Mgmt | For | For | For | |||
4 | Elect Albert J. Budney, Jr. | Mgmt | For | For | For | |||
5 | Elect Patricia W. Chadwick | Mgmt | For | For | For | |||
6 | Elect Curt S. Culver | Mgmt | For | For | For | |||
7 | Elect Thomas J. Fischer | Mgmt | For | For | For | |||
8 | Elect Paul W. Jones | Mgmt | For | For | For | |||
9 | Elect Gale E. Klappa | Mgmt | For | For | For | |||
10 | Elect Henry W. Knueppel | Mgmt | For | For | For | |||
11 | Elect Allen L. Leverett | Mgmt | For | For | For | |||
12 | Elect Ulice Payne, Jr. | Mgmt | For | For | For | |||
13 | Elect Mary Ellen Stanek | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management's recommendation if management's recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Global Utilities Fund | |
By: | /s/ Jonathan S. Horwitz | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 16, 2017 | |