UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-05989 | ||||||||
Name of Registrant: | Putnam Global Utilities Fund | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | Robert T. Burns | ||||||||
Putnam Global Utilities Fund | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | Bryan Chegwidden, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
1211 Avenue of the Americas | |||||||||
New York, New York 10036 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | 08/31 | ||||||||
Date of reporting period: | 07/01/2017 - 06/30/2018 |
Registrant : | Putnam Global Utilities Fund | |||||||
Fund Name : | Putnam Global Utilities Fund | |||||||
Date of Fiscal Year End: | 08/31 | |||||||
Alliant Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNT | CUSIP 018802108 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dean C. Oestreich | Mgmt | For | For | For | |||
1.2 | Elect Carol P. Sanders | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
2 | Elect Catherine S. Brune | Mgmt | For | For | For | |||
3 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
4 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||
5 | Elect Rafael Flores | Mgmt | For | For | For | |||
6 | Elect Walter J. Galvin | Mgmt | For | For | For | |||
7 | Elect Richard J. Harshman | Mgmt | For | For | For | |||
8 | Elect Craig S. Ivey | Mgmt | For | For | For | |||
9 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | |||
10 | Elect James C. Johnson | Mgmt | For | For | For | |||
11 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||
12 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Coal Combustion Residuals | ShrHoldr | Against | Against | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Chubu Electric Power Company Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9502 | CINS J06510101 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Restructuring/Capitalization | Mgmt | For | For | For | |||
4 | Elect Akihisa Mizuno | Mgmt | For | For | For | |||
5 | Elect Satoru Katsuno | Mgmt | For | For | For | |||
6 | Elect Yoshinori Masuda | Mgmt | For | For | For | |||
7 | Elect Akinori Kataoka | Mgmt | For | For | For | |||
8 | Elect Chiyoji Kurata | Mgmt | For | For | For | |||
9 | Elect Hiromu Masuda | Mgmt | For | For | For | |||
10 | Elect Taisuke Misawa | Mgmt | For | For | For | |||
11 | Elect Satoshi Onoda | Mgmt | For | For | For | |||
12 | Elect Yaoji Ichikawa | Mgmt | For | For | For | |||
13 | Elect Kingo Hayashi | Mgmt | For | For | For | |||
14 | Elect Naoko Nemoto | Mgmt | For | For | For | |||
15 | Elect Takayuki Hashimoto | Mgmt | For | For | For | |||
16 | Bonus | Mgmt | For | For | For | |||
17 | Directors' Fees | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Company Advisers and Consultants | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Evacuation Measures | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Provision of Stable Iodine | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Prioritization of Renewable Energy | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Spent Nuclear Fuel | ShrHoldr | Against | Against | For | |||
CLP Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0002 | CINS Y1660Q104 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect Michael David Kadoorie | Mgmt | For | For | For | |||
5 | Elect Andrew Clifford Winawer Brandler | Mgmt | For | For | For | |||
6 | Elect Nicholas C. Allen | Mgmt | For | Against | Against | |||
7 | Elect Fanny LAW Fan Chiu Fun | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 03/21/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
16 | Board Size | Mgmt | For | TNA | N/A | |||
17 | Number of Auditors | Mgmt | For | TNA | N/A | |||
18 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
19 | Elect Andrew M. Barron | Mgmt | For | TNA | N/A | |||
20 | Elect Monica Caneman | Mgmt | For | TNA | N/A | |||
21 | Elect Thomas Ekman | Mgmt | For | TNA | N/A | |||
22 | Elect Eva Lindqvist | Mgmt | For | TNA | N/A | |||
23 | Elect Anders Nilsson | Mgmt | For | TNA | N/A | |||
24 | Elect Andrew M. Barron as Chair | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Nomination Committee | Mgmt | For | TNA | N/A | |||
27 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
28 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Dominion Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D | CUSIP 25746U109 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William P. Barr | Mgmt | For | For | For | |||
2 | Elect Helen E. Dragas | Mgmt | For | For | For | |||
3 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | |||
4 | Elect Thomas F. Farrell II | Mgmt | For | Against | Against | |||
5 | Elect John W. Harris | Mgmt | For | For | For | |||
6 | Elect Ronald W. Jibson | Mgmt | For | For | For | |||
7 | Elect Mark J. Kington | Mgmt | For | For | For | |||
8 | Elect Joseph M. Rigby | Mgmt | For | For | For | |||
9 | Elect Pamela L. Royal | Mgmt | For | For | For | |||
10 | Elect Robert H. Spilman, Jr. | Mgmt | For | For | For | |||
11 | Elect Susan N. Story | Mgmt | For | Against | Against | |||
12 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Methane Emissions Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Duke Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DUK | CUSIP 26441C204 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael G. Browning | Mgmt | For | For | For | |||
1.2 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Robert M. Davis | Mgmt | For | For | For | |||
1.4 | Elect Daniel R. DiMicco | Mgmt | For | For | For | |||
1.5 | Elect John H. Forsgren | Mgmt | For | For | For | |||
1.6 | Elect Lynn J. Good | Mgmt | For | For | For | |||
1.7 | Elect John T. Herron | Mgmt | For | For | For | |||
1.8 | Elect James B. Hyler, Jr. | Mgmt | For | For | For | |||
1.9 | Elect William E. Kennard | Mgmt | For | For | For | |||
1.10 | Elect E. Marie McKee | Mgmt | For | For | For | |||
1.11 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | |||
1.12 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | |||
1.13 | Elect Thomas E. Skains | Mgmt | For | For | For | |||
1.14 | Elect William E. Webster | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
E.ON SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOAN | CINS D24914133 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Appointment of Auditor for Interim Financial Statements in 2018 | Mgmt | For | For | For | |||
11 | Appointment of Auditor for Interim Financial Statements for First Quarter of 2019 | Mgmt | For | For | For | |||
12 | Amendments to Articles regarding Supervisory Board Size | Mgmt | For | Against | Against | |||
13 | Elect Karl-Ludwig Kley | Mgmt | For | Against | Against | |||
14 | Elect Carolina Dybeck Happe | Mgmt | For | Against | Against | |||
15 | Elect Karen de Segundo | Mgmt | For | Against | Against | |||
16 | Elect Klaus A. Frohlich | Mgmt | For | Against | Against | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael C. Camunez | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect James T. Morris | Mgmt | For | For | For | |||
4 | Elect Timothy T. O'Toole | Mgmt | For | Against | Against | |||
5 | Elect Pedro J. Pizarro | Mgmt | For | For | For | |||
6 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
7 | Elect William P. Sullivan | Mgmt | For | For | For | |||
8 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
9 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
10 | Elect Brett White | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Electric Power Development Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9513 | CINS J12915104 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masayoshi Kitamura | Mgmt | For | For | For | |||
4 | Elect Toshifumi Watanabe | Mgmt | For | For | For | |||
5 | Elect Hitoshi Murayama | Mgmt | For | For | For | |||
6 | Elect Masato Uchiyama | Mgmt | For | For | For | |||
7 | Elect Akihito Urashima | Mgmt | For | For | For | |||
8 | Elect Yoshiki Onoi | Mgmt | For | For | For | |||
9 | Elect Hiromi Minaminosono | Mgmt | For | For | For | |||
10 | Elect Hiroyasu Sugiyama | Mgmt | For | For | For | |||
11 | Elect Hideki Tsukuda | Mgmt | For | For | For | |||
12 | Elect Makoto Honda | Mgmt | For | For | For | |||
13 | Elect Go Kajitani | Mgmt | For | For | For | |||
14 | Elect Tomonori Ito | Mgmt | For | For | For | |||
15 | Elect John Buchanan | Mgmt | For | For | For | |||
16 | Elect Hiroshi Fujioka as Statutory Auditor | Mgmt | For | For | For | |||
Enel S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENEL | CINS T3679P115 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
5 | Increase in Auditor's Fees | Mgmt | For | For | For | |||
6 | Long-Term Incentive Plan 2018 | Mgmt | For | For | For | |||
7 | Remuneration Policy | Mgmt | For | For | For | |||
8 | Amendments to Article 31 | Mgmt | For | For | For | |||
9 | Amendments to Article 21 | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Engie | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENGI | CINS F7629A107 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Regulated Agreement Related to Natural Gas Activities | Mgmt | For | For | For | |||
9 | Regulated Agreement Related to Share Buyback | Mgmt | For | For | For | |||
10 | Regulated Agreement Related to Forward Buyback | Mgmt | For | For | For | |||
11 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
12 | Elect Jean-Pierre Clamadieu | Mgmt | For | Against | Against | |||
13 | Elect Ross McInnes | Mgmt | For | For | For | |||
14 | Remuneration of Isabelle Kocher, CEO | Mgmt | For | For | For | |||
15 | Remuneration Policy for Non-Executive Chair | Mgmt | For | For | For | |||
16 | Remuneration Policy for CEO | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights Outside Takeover Periods | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Outside Takeover Periods | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Debt Through Private Placement w/o Preemptive Rights Outside Takeover Periods | Mgmt | For | For | For | |||
20 | Greenshoe Outside Takeover Periods | Mgmt | For | For | For | |||
21 | Authority to Increase Capital In Consideration for Contributions in Kind Outside Takeover Periods | Mgmt | For | For | For | |||
22 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights During Takeover Periods | Mgmt | For | Against | Against | |||
23 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights During Takeover Periods | Mgmt | For | Against | Against | |||
24 | Authority to Issue Shares and Convertible Debt Through Private Placement w/o Preemptive Rights During Takeover Periods | Mgmt | For | Against | Against | |||
25 | Greenshoe During Takeover Periods | Mgmt | For | Against | Against | |||
26 | Authority to Increase Capital In Consideration for Contributions in Kind During Takeover Periods | Mgmt | For | Against | Against | |||
27 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
28 | Authority to Increase Capital Through Capitalisations During Takeover Periods | Mgmt | For | Against | Against | |||
29 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
30 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
31 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
32 | Authority to Issue Restricted Shares for Employee Savings Plan | Mgmt | For | For | For | |||
33 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
34 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Eversource Energy | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ES | CUSIP 30040W108 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cotton M. Cleveland | Mgmt | For | For | For | |||
2 | Elect Sanford Cloud, Jr. | Mgmt | For | For | For | |||
3 | Elect James S. DiStasio | Mgmt | For | For | For | |||
4 | Elect Francis A. Doyle | Mgmt | For | For | For | |||
5 | Elect James J. Judge | Mgmt | For | For | For | |||
6 | Elect John Y. Kim | Mgmt | For | For | For | |||
7 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
8 | Elect William C. Van Faasen | Mgmt | For | For | For | |||
9 | Elect Frederica M. Williams | Mgmt | For | For | For | |||
10 | Elect Dennis R. Wraase | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Approval of the 2018 Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
6 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
7 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
8 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
9 | Elect Richard W. Mies | Mgmt | For | For | For | |||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
11 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
12 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Anderson | Mgmt | For | For | For | |||
1.3 | Elect Steven J. Demetriou | Mgmt | For | For | For | |||
1.4 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
1.5 | Elect Charles E. Jones | Mgmt | For | For | For | |||
1.6 | Elect Donald T. Misheff | Mgmt | For | For | For | |||
1.7 | Elect Thomas N. Mitchell | Mgmt | For | For | For | |||
1.8 | Elect James F. O'Neil III | Mgmt | For | For | For | |||
1.9 | Elect Christopher D. Pappas | Mgmt | For | Withhold | Against | |||
1.10 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
1.11 | Elect Luis A. Reyes | Mgmt | For | For | For | |||
1.12 | Elect Jerry Sue Thornton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Uncontested Director Elections | Mgmt | For | For | For | |||
6 | Adoption of Proxy Access | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Fortum Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FORTUM | CINS X2978Z118 | 03/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
10 | Accounts and Reports | Mgmt | For | For | For | |||
11 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
12 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Board Size | Mgmt | For | For | For | |||
16 | Election of Directors | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Issue Treasury Shares | Mgmt | For | For | For | |||
21 | Amendments to Articles | Mgmt | For | For | For | |||
22 | Forfeiture of Shares in the Joint Book Entry Account | Mgmt | For | For | For | |||
Gas Natural SDG S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GAS | CINS E5499B123 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Individual Accounts and Reports | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Transfer of Reserves | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Amendments to Articles (Company Name) | Mgmt | For | For | For | |||
7 | Amendments to Articles 2 (Corporate Purpose) and 3 (Company Domicile) | Mgmt | For | For | For | |||
8 | Amendments to Articles 4 (Share Capital, Shares and Shareholders) and 5 (Pre-emptive Subscription Rights) | Mgmt | For | For | For | |||
9 | Amendments to Article 6 (General Shareholders' Meeting) | Mgmt | For | For | For | |||
10 | Amendments to Articles 7 (Board of Directors) and 8 (Delegation of Powers. Board Committees) | Mgmt | For | Against | Against | |||
11 | Amendments to Article 9 (Remuneration of Board Members) | Mgmt | For | For | For | |||
12 | Amendments to Articles 10 (Financial Year), 11 (Statutory Reserve), 12 (Distribution of Dividends) and 13 (Other Provisions) | Mgmt | For | For | For | |||
13 | Consolidation of Articles | Mgmt | For | For | For | |||
14 | Approval of New General Meeting Regulations | Mgmt | For | For | For | |||
15 | Board Size | Mgmt | For | For | For | |||
16 | Ratify Co-Option and Elect Francisco Reynes Massanet | Mgmt | For | Against | Against | |||
17 | Ratify Co-Option and Elect Rioja Bidco Shareholdings, S.L.U (Francisco Javier de Jaime Guijarro) | Mgmt | For | Against | Against | |||
18 | Ratify Co-Option and Elect Theatre Directorship Services Beta S.a.r.l. (Jose Antonio Torre de Silva Lopez de Letona) | Mgmt | For | Against | Against | |||
19 | Elect Ramon Adell Ramon | Mgmt | For | Against | Against | |||
20 | Elect Francisco Belil Creixell | Mgmt | For | Against | Against | |||
21 | Elect Pedro Sainz de Baranda Riva | Mgmt | For | Against | Against | |||
22 | Elect Claudio Santiago Ponsa | Mgmt | For | Against | Against | |||
23 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
24 | Ratification of Remuneration Policy | Mgmt | For | For | For | |||
25 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
27 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hong Kong & China Gas Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
00003 | CINS Y33370100 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LEE Shau Kee | Mgmt | For | Against | Against | |||
6 | Elect POON Chung Kwong | Mgmt | For | For | For | |||
7 | Elect Alfred CHAN Wing Kin | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Bonus Share Issuance | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Iberdrola S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBE | CINS E6165F166 | 04/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts | Mgmt | For | For | For | |||
4 | Management Reports | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Elect Anthony L. Gardner | Mgmt | For | For | For | |||
7 | Elect Georgina Yamilet Kessel Martinez | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | First Capitalisation of Reserves for Scrip Dividend | Mgmt | For | For | For | |||
10 | Second Capitalisation of Reserves for Scrip Dividend | Mgmt | For | For | For | |||
11 | Cancellation of Treasury Shares | Mgmt | For | For | For | |||
12 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
13 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
14 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
15 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
KDDI Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9433 | CINS J31843105 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Takashi Tanaka | Mgmt | For | For | For | |||
5 | Elect Hirofumi Morozumi | Mgmt | For | For | For | |||
6 | Elect Makoto Takahashi | Mgmt | For | For | For | |||
7 | Elect Yuzoh Ishikawa | Mgmt | For | For | For | |||
8 | Elect Yoshiaki Uchida | Mgmt | For | For | For | |||
9 | Elect Takashi Shohji | Mgmt | For | For | For | |||
10 | Elect Shinichi Muramoto | Mgmt | For | For | For | |||
11 | Elect Keiichi Mori | Mgmt | For | For | For | |||
12 | Elect Kei Morita | Mgmt | For | For | For | |||
13 | Elect Goroh Yamaguchi | Mgmt | For | For | For | |||
14 | Elect Tatsuro Ueda | Mgmt | For | For | For | |||
15 | Elect Kuniko Tanabe | Mgmt | For | For | For | |||
16 | Elect Yoshiaki Nemoto | Mgmt | For | For | For | |||
17 | Elect Shigeo Ohyagi | Mgmt | For | For | For | |||
18 | Elect Yasuhide Yamamoto as Statutory Auditor | Mgmt | For | For | For | |||
19 | Trust-Type Equity Compensation Plan | Mgmt | For | For | For | |||
Kinder Morgan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMI | CUSIP 49456B101 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Kinder | Mgmt | For | For | For | |||
2 | Elect Steven J. Kean | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Dang | Mgmt | For | For | For | |||
4 | Elect Ted A. Gardner | Mgmt | For | For | For | |||
5 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | |||
6 | Elect Gary L. Hultquist | Mgmt | For | For | For | |||
7 | Elect Ronald L. Kuehn, Jr. | Mgmt | For | For | For | |||
8 | Elect Deborah A. Macdonald | Mgmt | For | For | For | |||
9 | Elect Michael C. Morgan | Mgmt | For | For | For | |||
10 | Elect Arthur C. Reichstetter | Mgmt | For | For | For | |||
11 | Elect Fayez S. Sarofim | Mgmt | For | For | For | |||
12 | Elect C. Park Shaper | Mgmt | For | For | For | |||
13 | Elect William A. Smith | Mgmt | For | For | For | |||
14 | Elect Joel V. Staff | Mgmt | For | For | For | |||
15 | Elect Robert F. Vagt | Mgmt | For | For | For | |||
16 | Elect Perry M. Waughtal | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
20 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | |||
22 | Shareholder Proposal Regarding Two Degree Scenario Analysis Report | ShrHoldr | Against | Against | For | |||
Kyushu Electric Power Co Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9508 | CINS J38468104 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Michiaki Uriu | Mgmt | For | For | For | |||
5 | Elect Kazuhiro Ikebe | Mgmt | For | For | For | |||
6 | Elect Kazuhiro Izaki | Mgmt | For | For | For | |||
7 | Elect Yuzo Sasaki | Mgmt | For | Against | Against | |||
8 | Elect Hideomi Yakushinji | Mgmt | For | For | For | |||
9 | Elect Yoshiro Watanabe | Mgmt | For | For | For | |||
10 | Elect Akira Nakamura | Mgmt | For | For | For | |||
11 | Elect Takashi Yamasaki | Mgmt | For | For | For | |||
12 | Elect Masahiko Inuzuka | Mgmt | For | For | For | |||
13 | Elect Ichiro Fujii | Mgmt | For | For | For | |||
14 | Elect Naoyuki Toyoshima | Mgmt | For | For | For | |||
15 | Elect Makoto Toyoma | Mgmt | For | For | For | |||
16 | Elect Akiyoshi Watanabe | Mgmt | For | For | For | |||
17 | Elect Ritsuko Kikukawa | Mgmt | For | For | For | |||
18 | Elect Nobuya Osa | Mgmt | For | For | For | |||
19 | Elect Eiji Kamei | Mgmt | For | For | For | |||
20 | Elect Fumiko Furushoh | Mgmt | For | For | For | |||
21 | Elect Yuusuke Inoue | Mgmt | For | For | For | |||
22 | Elect Kazutaka Koga | Mgmt | For | For | For | |||
23 | Elect Kiyoaki Shiotsugu as Alternate Audit Committee Director | Mgmt | For | For | For | |||
24 | Non-Audit Committee Directors' Fees | Mgmt | For | For | For | |||
25 | Audit Committee Directors' Fees | Mgmt | For | For | For | |||
26 | Performance-Linked Equity Compensation Plan | Mgmt | For | For | For | |||
27 | Shareholder Proposal Regarding Dismissal of Michiaki Uriu | ShrHoldr | Against | Against | For | |||
28 | Shareholder Proposal Regarding Establishment of Liaison Council | ShrHoldr | Against | Against | For | |||
29 | Shareholder Proposal Regarding Spent Nuclear Fuel | ShrHoldr | Against | Against | For | |||
30 | Shareholder Proposal Regarding Abandonment of Dry Storage Facility for Spent Nuclear Fuel | ShrHoldr | Against | Against | For | |||
31 | Shareholder Proposal Regarding Ceasing Nuclear Operations Until Diesel Generators Meet Standards | ShrHoldr | Against | Against | For | |||
32 | Shareholder Proposal Regarding Promotion of Renewable Energy | ShrHoldr | Against | Against | For | |||
National Grid Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NG. | CINS G6S9A7120 | 07/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sir Peter Gershon | Mgmt | For | For | For | |||
4 | Elect John Pettigrew | Mgmt | For | For | For | |||
5 | Elect Andrew Bonfield | Mgmt | For | For | For | |||
6 | Elect Dean Seavers | Mgmt | For | For | For | |||
7 | Elect Nicola Shaw | Mgmt | For | For | For | |||
8 | Elect Nora Brownell | Mgmt | For | For | For | |||
9 | Elect Jonathan Dawson | Mgmt | For | For | For | |||
10 | Elect Pierre Dufour | Mgmt | For | For | For | |||
11 | Elect Therese Esperdy | Mgmt | For | For | For | |||
12 | Elect Paul Golby | Mgmt | For | For | For | |||
13 | Elect Mark Williamson | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect James L. Camaren | Mgmt | For | For | For | |||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | Against | Against | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect James L. Robo | Mgmt | For | Against | Against | |||
9 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
10 | Elect John L. Skolds | Mgmt | For | For | For | |||
11 | Elect William H. Swanson | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Matthew Carter Jr. | Mgmt | For | For | For | |||
4 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
5 | Elect Heather Cox | Mgmt | For | For | For | |||
6 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
7 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
8 | Elect William E. Hantke | Mgmt | For | For | For | |||
9 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
10 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
11 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
12 | Elect C. John Wilder | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | For | For | |||
2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
3 | Elect Richard C. Kelly | Mgmt | For | For | For | |||
4 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
5 | Elect Richard A. Meserve | Mgmt | For | For | For | |||
6 | Elect Forrest E. Miller | Mgmt | For | For | For | |||
7 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
8 | Elect Rosendo G. Parra | Mgmt | For | For | For | |||
9 | Elect Barbara L. Rambo | Mgmt | For | For | For | |||
10 | Elect Anne Shen Smith | Mgmt | For | For | For | |||
11 | Elect Geisha J. Williams | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
PPL Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPL | CUSIP 69351T106 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rodney C. Adkins | Mgmt | For | For | For | |||
2 | Elect John W. Conway | Mgmt | For | For | For | |||
3 | Elect Steven G. Elliott | Mgmt | For | For | For | |||
4 | Elect Raja Rajamannar | Mgmt | For | For | For | |||
5 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
6 | Elect William H. Spence | Mgmt | For | For | For | |||
7 | Elect Natica von Althann | Mgmt | For | For | For | |||
8 | Elect Keith H. Williamson | Mgmt | For | For | For | |||
9 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
10 | Elect Armando Zagalo de Lima | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Public Service Enterprise Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEG | CUSIP 744573106 | 04/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Willie A. Deese | Mgmt | For | For | For | |||
2 | Elect William V. Hickey | Mgmt | For | For | For | |||
3 | Elect Ralph Izzo | Mgmt | For | For | For | |||
4 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
5 | Elect David Lilley | Mgmt | For | For | For | |||
6 | Elect Barry H. Ostrowsky | Mgmt | For | For | For | |||
7 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
8 | Elect Hak Cheol Shin | Mgmt | For | For | For | |||
9 | Elect Richard J. Swift | Mgmt | For | For | For | |||
10 | Elect Susan Tomasky | Mgmt | For | For | For | |||
11 | Elect Alfred W. Zollar | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Sempra Energy | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRE | CUSIP 816851109 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | |||
2 | Elect Kathleen Brown | Mgmt | For | For | For | |||
3 | Elect Andres Conesa Labastida | Mgmt | For | For | For | |||
4 | Elect Maria Contreras-Sweet | Mgmt | For | For | For | |||
5 | Elect Pablo A. Ferrero | Mgmt | For | For | For | |||
6 | Elect William D. Jones | Mgmt | For | For | For | |||
7 | Elect Jeffrey W. Martin | Mgmt | For | For | For | |||
8 | Elect Bethany J. Mayer | Mgmt | For | For | For | |||
9 | Elect William G. Ouchi | Mgmt | For | For | For | |||
10 | Elect Debra L. Reed | Mgmt | For | Against | Against | |||
11 | Elect William C. Rusnack | Mgmt | For | For | For | |||
12 | Elect Lynn Schenk | Mgmt | For | For | For | |||
13 | Elect Jack T. Taylor | Mgmt | For | For | For | |||
14 | Elect James C. Yardley | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
SSE plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSE | CINS G8842P102 | 07/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Gregor Alexander | Mgmt | For | For | For | |||
5 | Elect Jeremy Beeton | Mgmt | For | For | For | |||
6 | Elect Katie Bickerstaffe | Mgmt | For | For | For | |||
7 | Elect Sue Bruce | Mgmt | For | For | For | |||
8 | Elect Crawford Gillies | Mgmt | For | For | For | |||
9 | Elect Richard Gillingwater | Mgmt | For | For | For | |||
10 | Elect Peter Lynas | Mgmt | For | For | For | |||
11 | Elect Helen Mahy | Mgmt | For | For | For | |||
12 | Elect Alistair Phillips-Davies | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
The Kansai Electric Power Co. Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9503 | CINS J30169106 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Elect Makoto Yagi | Mgmt | For | For | For | |||
4 | Elect Shigeki Iwane | Mgmt | For | For | For | |||
5 | Elect Hideki Toyomatsu | Mgmt | For | For | For | |||
6 | Elect Yoshihiro Doi | Mgmt | For | For | For | |||
7 | Elect Takashi Morimoto | Mgmt | For | For | For | |||
8 | Elect Tomio Inoue | Mgmt | For | For | For | |||
9 | Elect Toyokazu Misono | Mgmt | For | For | For | |||
10 | Elect Yasushi Sugimoto | Mgmt | For | For | For | |||
11 | Elect Tomihiko Ohishi | Mgmt | For | For | For | |||
12 | Elect Yasuji Shimamoto | Mgmt | For | For | For | |||
13 | Elect Koji Inada | Mgmt | For | For | For | |||
14 | Elect Noriyuki Inoue | Mgmt | For | Against | Against | |||
15 | Elect Takamune Okihara | Mgmt | For | For | For | |||
16 | Elect Tetsuya Kobayashi | Mgmt | For | For | For | |||
17 | Trust-Type Equity Compensation Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Company Vision | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Disclosure of Shareholder Meeting Minutes | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Corporate Social Responsibility | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding CSR Disclosure and Stakeholder Engagement | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Retention of Human Resources and Transmission of Technology | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Distribution of Dividends | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Dismissal of Shigeki Iwane | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHoldr | Against | Against | For | |||
26 | Shareholder Proposal Regarding Restricting Investments | ShrHoldr | Against | Against | For | |||
27 | Shareholder Proposal Regarding Nuclear Fuel | ShrHoldr | Against | Against | For | |||
28 | Shareholder Proposal Regarding Safety of Products from Kobe Steel | ShrHoldr | Against | Against | For | |||
29 | Shareholder Proposal Regarding Withdrawal from Nuclear Power Generation | ShrHoldr | Against | Against | For | |||
30 | Shareholder Proposal Regarding Increasing Corporate Transparency | ShrHoldr | Against | Against | For | |||
31 | Shareholder Proposal Regarding Diversifying Energy Sources | ShrHoldr | Against | Against | For | |||
32 | Shareholder Proposal Regarding Separation of Business Activities | ShrHoldr | Against | Against | For | |||
33 | Shareholder Proposal Regarding Nuclear Plant Operations | ShrHoldr | Against | Against | For | |||
34 | Shareholder Proposal Regarding Corporate Culture | ShrHoldr | Against | Against | For | |||
35 | Shareholder Proposal Regarding Prohibition on Re-Employing Government Employees | ShrHoldr | Against | Against | For | |||
36 | Shareholder Proposal Regarding Board Size and Independence | ShrHoldr | Against | Against | For | |||
37 | Shareholder Proposal Regarding Denuclearization | ShrHoldr | Against | Against | For | |||
The Southern Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SO | CUSIP 842587107 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Juanita Powell Baranco | Mgmt | For | For | For | |||
2 | Elect Jon A. Boscia | Mgmt | For | For | For | |||
3 | Elect Henry A. Clark III | Mgmt | For | For | For | |||
4 | Elect Thomas A. Fanning | Mgmt | For | For | For | |||
5 | Elect David J. Grain | Mgmt | For | For | For | |||
6 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Donald M. James | Mgmt | For | For | For | |||
9 | Elect John D. Johns | Mgmt | For | For | For | |||
10 | Elect Dale E. Klein | Mgmt | For | For | For | |||
11 | Elect Ernest J. Moniz | Mgmt | For | For | For | |||
12 | Elect William G. Smith, Jr. | Mgmt | For | For | For | |||
13 | Elect Steven R. Specker | Mgmt | For | For | For | |||
14 | Elect Larry D. Thompson | Mgmt | For | For | For | |||
15 | Elect E. Jenner Wood III | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Tokyo Gas Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9531 | CINS J87000113 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Michiaki Hirose | Mgmt | For | For | For | |||
4 | Elect Takashi Uchida | Mgmt | For | For | For | |||
5 | Elect Masaru Takamatsu | Mgmt | For | For | For | |||
6 | Elect Takashi Anamizu | Mgmt | For | For | For | |||
7 | Elect Kunio Nohata | Mgmt | For | For | For | |||
8 | Elect Akihiko Ide | Mgmt | For | For | For | |||
9 | Elect Yoshinori Katori | Mgmt | For | For | For | |||
10 | Elect Chika Igarashi | Mgmt | For | For | For | |||
11 | Elect Sawako Nohara as Statutory Auditor | Mgmt | For | For | For | |||
Uniper SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UN01 | CINS D8530Z100 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Special Audit in Connection with Fortum Takeover Offer and Regulatory Clearance | ShrHoldr | N/A | Against | N/A | |||
United Utilities Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UU | CINS G92755100 | 07/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
5 | Elect John McAdam | Mgmt | For | For | For | |||
6 | Elect Steven L. Mogford | Mgmt | For | For | For | |||
7 | Elect Stephen A. Carter | Mgmt | For | For | For | |||
8 | Elect Mark S. Clare | Mgmt | For | For | For | |||
9 | Elect Russ Houlden | Mgmt | For | For | For | |||
10 | Elect Brian M. May | Mgmt | For | For | For | |||
11 | Elect Sara Weller | Mgmt | For | For | For | |||
12 | Elect Alison Goligher | Mgmt | For | For | For | |||
13 | Elect Paulette Rowe | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Amendments to Articles | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
22 | Amendment to the Share Incentive Plan | Mgmt | For | For | For | |||
23 | Authorisation of Political Donations | Mgmt | For | For | For | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Approve Special Auditors Report | Mgmt | For | For | For | |||
10 | Supplementary Retirement Benefits (Antoine Frerot, Chair and CEO) | Mgmt | For | For | For | |||
11 | Severance Agreement (Antoine Frerot, Chair and CEO) | Mgmt | For | For | For | |||
12 | Elect Antoine Frerot | Mgmt | For | For | For | |||
13 | Remuneration of Antoine Frerot (Chair and CEO) | Mgmt | For | For | For | |||
14 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
15 | Director Fees | Mgmt | For | For | For | |||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | For | For | |||
22 | Authority to Increase Capital through Capitalisations | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan (Identified Beneficiaries) | Mgmt | For | For | For | |||
25 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
26 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
27 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
WEC Energy Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WEC | CUSIP 92939U106 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
2 | Elect Barbara L. Bowles | Mgmt | For | For | For | |||
3 | Elect William J. Brodsky | Mgmt | For | For | For | |||
4 | Elect Albert J. Budney, Jr. | Mgmt | For | For | For | |||
5 | Elect Patricia W. Chadwick | Mgmt | For | For | For | |||
6 | Elect Curt S. Culver | Mgmt | For | For | For | |||
7 | Elect Danny L. Cunningham | Mgmt | For | For | For | |||
8 | Elect William M. Farrow III | Mgmt | For | For | For | |||
9 | Elect Thomas J. Fischer | Mgmt | For | For | For | |||
10 | Elect Gale E. Klappa | Mgmt | For | Against | Against | |||
11 | Elect Henry W. Knueppel | Mgmt | For | For | For | |||
12 | Elect Allen L. Leverett | Mgmt | For | Against | Against | |||
13 | Elect Ulice Payne, Jr. | Mgmt | For | For | For | |||
14 | Elect Mary Ellen Stanek | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Xcel Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XEL | CUSIP 98389B100 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard K. Davis | Mgmt | For | For | For | |||
2 | Elect Benjamin G.S. Fowke III | Mgmt | For | For | For | |||
3 | Elect Richard T. O'Brien | Mgmt | For | For | For | |||
4 | Elect David K Owens | Mgmt | For | For | For | |||
5 | Elect Christopher J. Policinski | Mgmt | For | For | For | |||
6 | Elect James T. Prokopanko | Mgmt | For | For | For | |||
7 | Elect A. Patricia Sampson | Mgmt | For | For | For | |||
8 | Elect James J. Sheppard | Mgmt | For | For | For | |||
9 | Elect David A. Westerlund | Mgmt | For | For | For | |||
10 | Elect Kim Williams | Mgmt | For | For | For | |||
11 | Elect Timothy V. Wolf | Mgmt | For | For | For | |||
12 | Elect Daniel Yohannes | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management's recommendation if management's recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Global Utilities Fund | |
By: | Jonathan S. Horwitz* | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 10, 2018 | |
*By: | /s/ Nancy E. Florek | |
Name: | Nancy E. Florek | |
Date: | August 10, 2018 | |
Pursuant to power of attorney filed herewith | ||
POWER OF ATTORNEY |
I, the undersigned Executive Vice President, Principal Executive Officer and Compliance Liaison of each of the funds listed on Schedule A hereto, constitute and appoint Nancy E. Florek my true and lawful attorney, with full power to her to sign for me, and in my name and in the capacities indicated below, the Annual Report of Proxy Voting Record on Form N-PX under the Investment Company Act of 1940, as amended of each of the funds listed on Schedule A hereto and any and all amendments to said Annual Report of Proxy Voting Record and to file the same with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto my said attorney full power and authority to do and perform each and every act and thing requisite or necessary to be done in the premises, as fully to all intents and purposes as she might or could do in person, and I ratify and confirm all that said attorney may lawfully do or cause to be done by virtue thereof.
WITNESS my hand and common seal on the date set forth below.
Signature | Title | Date | |
/s/ Jonathan S. Horwitz | Executive Vice President, | August 8, 2018 | |
Jonathan S. Horwitz | Principal Executive Officer and | ||
Compliance Liaison |
Schedule A |
Putnam American Government Income Fund | Putnam Managed Municipal Income Trust |
Putnam Arizona Tax Exempt Income Fund | Putnam Massachusetts Tax Exempt Income Fund |
Putnam Asset Allocation Funds | Putnam Master Intermediate Income Trust |
Putnam California Tax Exempt Income Fund | Putnam Michigan Tax Exempt Income Fund |
Putnam Convertible Securities Fund | Putnam Minnesota Tax Exempt Income Fund |
Putnam Diversified Income Trust | Putnam Money Market Fund |
Putnam Equity Income Fund | Putnam Mortgage Recovery Fund |
Putnam Europe Equity Fund | Putnam Mortgage Securities Fund |
The Putnam Fund for Growth and Income | Putnam Municipal Opportunities Trust |
Putnam Funds Trust | Putnam New Jersey Tax Exempt Income Fund |
George Putnam Balanced Fund | Putnam New York Tax Exempt Income Fund |
Putnam Global Equity Fund | Putnam Ohio Tax Exempt Income Fund |
Putnam Global Health Care Fund | Putnam Pennsylvania Tax Exempt Income Fund |
Putnam Global Income Trust | Putnam Premier Income Trust |
Putnam Global Natural Resources Fund | Putnam RetirementReady® Funds |
Putnam Global Utilities Fund | Putnam Sustainable Leaders Fund |
Putnam High Yield Fund | Putnam Tax Exempt Income Fund |
Putnam High Yield Trust | Putnam Tax Exempt Money Market Fund |
Putnam Income Fund | Putnam Tax-Free Income Trust |
Putnam International Equity Fund | Putnam Variable Trust |
Putnam Investment Funds | Putnam Vista Fund |
Putnam Investment-Grade Municipal Trust | Putnam Voyager Fund |
Putnam Investors Fund |