UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-06199
BROWN CAPITAL MANAGEMENT MUTUAL FUNDS
(Exact name of registrant as specified in charter)
1201 North Calvert Street, Baltimore, Maryland 21202
(Address of principal executive offices) (Zip code)
Capitol Services, Inc.
1675 S. State Street, Suite B, Dover, Delaware 19901
(Name and address of agent for service)
With copies to:
John H. Lively
The Law Offices of John H. Lively & Associates, Inc.
A member firm of The 1940 Act Law GroupTM
11300 Tomahawk Creek Parkway, Suite 310
Leawood, Kansas 66211
Registrant’s telephone number, including area code: 410-837-3234
Date of fiscal year end: March 31
Date of reporting period: July 1, 2014 - June 30, 2015
ITEM 1. PROXY VOTING RECORD
BROWN CAPITAL MANAGEMENT MID COMPANY FUND
Akamai Technologies, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
AKAM | CUSIP 00971T101 | 05/13/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect George H. Conrades | Mgmt | For | For | For | |||||||
2 | Elect Jill A. Greenthal | Mgmt | For | For | For | |||||||
3 | Elect F. Thomson Leighton | Mgmt | For | For | For | |||||||
4 | Amendment to the 2013 Stock | Mgmt | For | For | For | |||||||
Incentive Plan | ||||||||||||
5 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||||
ANSYS, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ANSS | CUSIP 03662Q105 | 05/14/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Bradford C. Morley | Mgmt | For | For | For | |||||||
2 | Elect Patrick J. Zilvitis | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Atwood Oceanics, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ATW | CUSIP 050095108 | 02/18/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Deborah A. Beck | Mgmt | For | For | For | |||||||
1.2 | Elect George S. Dotson | Mgmt | For | For | For | |||||||
1.3 | Elect Jack E. Golden | Mgmt | For | For | For | |||||||
1.4 | Elect Hans Helmerich | Mgmt | For | For | For | |||||||
1.5 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||||||
1.6 | Elect James R. Montague | Mgmt | For | For | For | |||||||
1.7 | Elect Robert J. Saltiel | Mgmt | For | For | For | |||||||
1.8 | Elect Phil D. Wedemeyer | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Biogen Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BIIB | CUSIP 09062X103 | 06/10/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||||||
2 | Elect Caroline Dorsa | Mgmt | For | For | For | |||||||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||||||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||||||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||||||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||||||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||||||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||||||
9 | Elect George A. Scangos | Mgmt | For | For | For | |||||||
10 | Elect Lynn Schenk | Mgmt | For | For | For | |||||||
11 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||||
13 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
14 | Approval of the 2015 Employee | Mgmt | For | For | For | |||||||
Stock Purchase Plan | ||||||||||||
15 | Approval of an Amendment to | Mgmt | For | For | For | |||||||
the 2006 Non-Employee | ||||||||||||
Directors Equity Plan | ||||||||||||
Blackbaud, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BLKB | CUSIP 09227Q100 | 06/09/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Andrew M. Leitch | Mgmt | For | For | For | |||||||
2 | Elect George H. Ellis | Mgmt | For | For | For | |||||||
3 | Elect David G. Golden | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
BorgWarner Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BWA | CUSIP 099724106 | 04/29/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Alexis P. Michas | Mgmt | For | For | For | |||||||
2 | Elect Richard O. Schaum | Mgmt | For | For | For | |||||||
3 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | |||||||
4 | Amendment to the Executive | Mgmt | For | For | For | |||||||
Incentive Plan | ||||||||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
6 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
7 | Elimination of Supermajority | Mgmt | For | For | For | |||||||
Requirement | ||||||||||||
8 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||||
9 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |||||||
Right to Call a Special Meeting | ||||||||||||
Buffalo Wild Wings, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BWLD | CUSIP 119848109 | 05/07/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Sally J. Smith | Mgmt | For | For | For | |||||||
1.2 | Elect J. Oliver Maggard | Mgmt | For | For | For | |||||||
1.3 | Elect James M. Damian | Mgmt | For | For | For | |||||||
1.4 | Elect Dale M. Applequist | Mgmt | For | For | For | |||||||
1.5 | Elect Warren E. Mack | Mgmt | For | For | For | |||||||
1.6 | Elect Michael P. Johnson | Mgmt | For | For | For | |||||||
1.7 | Elect Jerry R. Rose | Mgmt | For | For | For | |||||||
1.8 | Elect Cynthia L. Davis | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Cameron International Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CAM | CUSIP 13342B105 | 05/08/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||||||
2 | Elect Peter J. Fluor | Mgmt | For | For | For | |||||||
3 | Elect Douglas L. Foshee | Mgmt | For | For | For | |||||||
4 | Elect Rodolfo Landim | Mgmt | For | For | For | |||||||
5 | Elect Jack B. Moore | Mgmt | For | For | For | |||||||
6 | Elect Michael E. Patrick | Mgmt | For | For | For | |||||||
7 | Elect Timothy J. Probert | Mgmt | For | For | For | |||||||
8 | Elect Jon Erik Reinhardsen | Mgmt | For | For | For | |||||||
9 | Elect R. Scott Rowe | Mgmt | For | For | For | |||||||
10 | Elect Brent J. Smolik | Mgmt | For | For | For | |||||||
11 | Elect Bruce W. Wilkinson | Mgmt | For | For | For | |||||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||||
13 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
Celgene Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CELG | CUSIP 151020104 | 06/17/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||||||
1.2 | Elect Richard W. Barker | Mgmt | For | For | For | |||||||
1.3 | Elect Michael W. Bonney | Mgmt | For | For | For | |||||||
1.4 | Elect Michael D. Casey | Mgmt | For | For | For | |||||||
1.5 | Elect Carrie S. Cox | Mgmt | For | For | For | |||||||
1.6 | Elect Michael A. Friedman | Mgmt | For | For | For | |||||||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | |||||||
1.8 | Elect James J. Loughlin | Mgmt | For | For | For | |||||||
1.9 | Elect Ernest Mario | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Amendment to the 2008 Stock | Mgmt | For | For | For | |||||||
Incentive Plan | ||||||||||||
4 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
5 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |||||||
Drug Pricing Report | ||||||||||||
Covance Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CVD | CUSIP 222816100 | 02/18/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Merger | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Golden | Mgmt | For | For | For | |||||||
Parachutes | ||||||||||||
Dick’s Sporting Goods Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DKS | CUSIP 253393102 | 06/03/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Vincent C. Byrd | Mgmt | For | For | For | |||||||
2 | Elect William J. Colombo | Mgmt | For | For | For | |||||||
3 | Elect Larry D. Stone | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
Diodes Incorporated | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DIOD | CUSIP 254543101 | 05/26/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect C.H. Chen | Mgmt | For | Withhold | Against | |||||||
1.2 | Elect Michael R. Giordano | Mgmt | For | For | For | |||||||
1.3 | Elect L.P. Hsu | Mgmt | For | For | For | |||||||
1.4 | Elect Keh-Shew Lu | Mgmt | For | For | For | |||||||
1.5 | Elect Raymond Soong | Mgmt | For | Withhold | Against | |||||||
1.6 | Elect John M. Stich | Mgmt | For | For | For | |||||||
1.7 | Elect Michael TSAI Kuo-Chih | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive | Mgmt | For | Against | Against | |||||||
Compensation | ||||||||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Factset Research Systems Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FDS | CUSIP 303075105 | 12/16/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Robin A. Abrams | Mgmt | For | For | For | |||||||
2 | Elect Michael F. DiChristina | Mgmt | For | For | For | |||||||
3 | Elect Walter F. Siebecker | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
6 | Amendment to the 2008 | Mgmt | For | For | For | |||||||
Employee Stock Purchase Plan | ||||||||||||
FEI Company | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FEIC | CUSIP 30241L109 | 05/07/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Homa Bahrami | Mgmt | For | For | For | |||||||
1.2 | Elect Arie Huijser | Mgmt | For | For | For | |||||||
1.3 | Elect Don R. Kania | Mgmt | For | For | For | |||||||
1.4 | Elect Thomas F. Kelly | Mgmt | For | For | For | |||||||
1.5 | Elect Jan C. Lobbezoo | Mgmt | For | For | For | |||||||
1.6 | Elect Jami K. Nachtsheim | Mgmt | For | For | For | |||||||
1.7 | Elect James T. Richardson | Mgmt | For | For | For | |||||||
1.8 | Elect Richard H. Wills | Mgmt | For | For | For | |||||||
2 | Amendment to the 1995 Stock | Mgmt | For | For | For | |||||||
Incentive Plan | ||||||||||||
3 | Amendment to the Employee | Mgmt | For | For | For | |||||||
Share Purchase Plan | ||||||||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
Franklin Resources, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BEN | CUSIP 354613101 | 03/11/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Peter K. Barker | Mgmt | For | For | For | |||||||
2 | Elect Mariann Byerwalter | Mgmt | For | For | For | |||||||
3 | Elect Charles E. Johnson | Mgmt | For | For | For | |||||||
4 | Elect Gregory E. Johnson | Mgmt | For | For | For | |||||||
5 | Elect Rupert H. Johnson, Jr. | Mgmt | For | For | For | |||||||
6 | Elect Mark C. Pigott | Mgmt | For | For | For | |||||||
7 | Elect Chutta Ratnathicam | Mgmt | For | For | For | |||||||
8 | Elect Laura Stein | Mgmt | For | For | For | |||||||
9 | Elect Seth H. Waugh | Mgmt | For | For | For | |||||||
10 | Elect Geoffrey Y. Yang | Mgmt | For | For | For | |||||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||||
12 | Re-Approval of the Material | Mgmt | For | For | For | |||||||
Terms of the 2002 Universal | ||||||||||||
Stock Incentive Plan | ||||||||||||
J.B. Hunt Transport Services, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
JBHT | CUSIP 445658107 | 04/23/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Douglas G. Duncan | Mgmt | For | For | For | |||||||
2 | Elect Francesca M. Edwardson | Mgmt | For | For | For | |||||||
3 | Elect Wayne Garrison | Mgmt | For | For | For | |||||||
4 | Elect Sharilyn S. Gasaway | Mgmt | For | For | For | |||||||
5 | Elect Gary C. George | Mgmt | For | For | For | |||||||
6 | Elect Bryan Hunt | Mgmt | For | For | For | |||||||
7 | Elect Coleman H. Peterson | Mgmt | For | For | For | |||||||
8 | Elect John N. Roberts III | Mgmt | For | For | For | |||||||
9 | Elect James L. Robo | Mgmt | For | For | For | |||||||
10 | Elect Kirk Thompson | Mgmt | For | For | For | |||||||
11 | Elect John A. White | Mgmt | For | For | For | |||||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||||
13 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |||||||
Reporting and Reducing | ||||||||||||
Greenhouse Gas Emissions | ||||||||||||
Jazz Pharmaceuticals, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
JAZZ | CUSIP G50871105 | 07/31/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | |||||||
2 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||||||
3 | Elect Rick E. Winningham | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
6 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
Lululemon Athletica inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
LULU | CUSIP 550021109 | 06/03/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Steven J. Collins | Mgmt | For | For | For | |||||||
1.2 | Elect Martha A. Morfitt | Mgmt | For | For | For | |||||||
1.3 | Elect Rhoda M. Pitcher | Mgmt | For | For | For | |||||||
1.4 | Elect Emily White | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |||||||
Prohibition of Down | ||||||||||||
MasterCard Incorporated | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MA | CUSIP 57636Q104 | 06/09/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||||||
2 | Elect Ajay Banga | Mgmt | For | For | For | |||||||
3 | Elect Silvio Barzi | Mgmt | For | For | For | |||||||
4 | Elect David R. Carlucci | Mgmt | For | For | For | |||||||
5 | Elect Steven J. Freiberg | Mgmt | For | For | For | |||||||
6 | Elect Julius Genachowski | Mgmt | For | For | For | |||||||
7 | Elect Merit E. Janow | Mgmt | For | For | For | |||||||
8 | Elect Nancy J. Karch | Mgmt | For | For | For | |||||||
9 | Elect Marc Olivie | Mgmt | For | For | For | |||||||
10 | Elect Rima Qureshi | Mgmt | For | For | For | |||||||
11 | Elect Jose Octavio Reyes | Mgmt | For | For | For | |||||||
Lagunes | ||||||||||||
12 | Elect Jackson P. Tai | Mgmt | For | For | For | |||||||
13 | Elect Edward Suning Tian | Mgmt | For | For | For | |||||||
14 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
15 | Amendment to the Senior | Mgmt | For | For | For | |||||||
Executive Annual Incentive | ||||||||||||
Compensation Plan | ||||||||||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Michael Kors Holdings Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
KORS | CUSIP G60754101 | 07/31/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect John D. Idol | Mgmt | For | For | For | |||||||
2 | Elect Silas Chou | Mgmt | For | For | For | |||||||
3 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
MSC Industrial Direct Co., Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MSM | CUSIP 553530106 | 01/15/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Mitchell Jacobson | Mgmt | For | For | For | |||||||
1.2 | Elect David Sandler | Mgmt | For | For | For | |||||||
1.3 | Elect Erik Gershwind | Mgmt | For | For | For | |||||||
1.4 | Elect Jonathan Byrnes | Mgmt | For | For | For | |||||||
1.5 | Elect Roger Fradin | Mgmt | For | For | For | |||||||
1.6 | Elect Louise K. Goeser | Mgmt | For | For | For | |||||||
1.7 | Elect Denis Kelly | Mgmt | For | For | For | |||||||
1.8 | Elect Philip R. Peller | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
4 | 2015 Omnibus Incentive Plan | Mgmt | For | For | For | |||||||
5 | Amendment to the Associate | Mgmt | For | For | For | |||||||
Stock Purchase Plan | ||||||||||||
Myriad Genetics, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MYGN | CUSIP 62855J104 | 12/04/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Walter Gilbert | Mgmt | For | For | For | |||||||
1.2 | Elect Dennis H. Langer | Mgmt | For | For | For | |||||||
1.3 | Elect Lawrence C. Best | Mgmt | For | For | For | |||||||
2 | Amendment to the 2010 | Mgmt | For | For | For | |||||||
Employee, Director and | ||||||||||||
Consultant Equity Incentive Plan | ||||||||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
NetApp, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NTAP | CUSIP 64110D104 | 09/05/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Thomas Georgens | Mgmt | For | For | For | |||||||
2 | Elect T. Michael Nevens | Mgmt | For | For | For | |||||||
3 | Elect Jeffry R. Allen | Mgmt | For | For | For | |||||||
4 | Elect Tor R. Braham | Mgmt | For | For | For | |||||||
5 | Elect Alan L. Earhart | Mgmt | For | For | For | |||||||
6 | Elect Gerald D. Held | Mgmt | For | For | For | |||||||
7 | Elect Kathryn M. Hill | Mgmt | For | For | For | |||||||
8 | Elect George T. Shaheen | Mgmt | For | For | For | |||||||
9 | Elect Robert T. Wall | Mgmt | For | For | For | |||||||
10 | Elect Richard P. Wallace | Mgmt | For | For | For | |||||||
11 | Amendment to the 1999 Stock | Mgmt | For | For | For | |||||||
Option Plan | ||||||||||||
12 | Amendment to the Employee | Mgmt | For | For | For | |||||||
Stock Purchase Plan | ||||||||||||
13 | Reapproval of the Annual Bonus | Mgmt | For | For | For | |||||||
Plan | ||||||||||||
14 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
15 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |||||||
Formation of a Public Policy | ||||||||||||
Committee of the Board | ||||||||||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||||
NVR, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NVR | CUSIP 62944T105 | 05/05/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect C. E. Andrews | Mgmt | For | For | For | |||||||
2 | Elect Timothy Donahue | Mgmt | For | For | For | |||||||
3 | Elect Thomas D. Eckert | Mgmt | For | For | For | |||||||
4 | Elect Alfred E. Festa | Mgmt | For | For | For | |||||||
5 | Elect Ed Grier | Mgmt | For | For | For | |||||||
6 | Elect Manuel H. Johnson | Mgmt | For | For | For | |||||||
7 | Elect Mel Martinez | Mgmt | For | For | For | |||||||
8 | Elect William A. Moran | Mgmt | For | For | For | |||||||
9 | Elect David A. Preiser | Mgmt | For | For | For | |||||||
10 | Elect W. Grady Rosier | Mgmt | For | For | For | |||||||
11 | Elect Dwight C. Schar | Mgmt | For | For | For | |||||||
12 | Elect Paul W. Whetsell | Mgmt | For | For | For | |||||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||||
14 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
15 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |||||||
Proxy Access | ||||||||||||
PAREXEL International Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PRXL | CUSIP 699462107 | 12/04/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Patrick J. Fortune | Mgmt | For | For | For | |||||||
1.2 | Elect Ellen M. Zane | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Polaris Industries Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PII | CUSIP 731068102 | 04/30/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Annette K. Clayton | Mgmt | For | For | For | |||||||
1.2 | Elect Kevin M. Farr | Mgmt | For | For | For | |||||||
1.3 | Elect John P. Wiehoff | Mgmt | For | For | For | |||||||
2 | Amendment to the 2007 | Mgmt | For | For | For | |||||||
Omnibus incentive Plan | ||||||||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
PulteGroup, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PHM | CUSIP 745867101 | 05/06/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||||||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||||||
1.3 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||||||
1.4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||||||
1.5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||||||
1.6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||||||
1.7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||||||
1.8 | Elect Patrick J. O’Leary | Mgmt | For | For | For | |||||||
1.9 | Elect James J. Postl | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
4 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |||||||
Performance-Based Equity | ||||||||||||
Compensation | ||||||||||||
Quanta Services, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PWR | CUSIP 74762E102 | 05/21/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect James R. Ball | Mgmt | For | For | For | |||||||
2 | Elect John Michal Conaway | Mgmt | For | For | For | |||||||
3 | Elect Vincent D. Foster | Mgmt | For | For | For | |||||||
4 | Elect Bernard Fried | Mgmt | For | For | For | |||||||
5 | Elect Louis C. Golm | Mgmt | For | For | For | |||||||
6 | Elect Worthing F. Jackman | Mgmt | For | For | For | |||||||
7 | Elect James F. O’Neil, III | Mgmt | For | For | For | |||||||
8 | Elect Bruce E. Ranck | Mgmt | For | For | For | |||||||
9 | Elect Margaret B. Shannon | Mgmt | For | For | For | |||||||
10 | Elect Pat Wood, III | Mgmt | For | For | For | |||||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||||
12 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
Restoration Hardware Holdings Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
RH | CUSIP 761283100 | 06/24/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Gary Friedman | Mgmt | For | For | For | |||||||
1.2 | Elect Carlos Alberini | Mgmt | For | For | For | |||||||
1.3 | Elect J. Michael Chu | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Shire Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SHP | CUSIP 82481R106 | 04/28/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||||
4 | Elect Dominic Blakemore | Mgmt | For | For | For | |||||||
5 | Elect William M. Burns | Mgmt | For | For | For | |||||||
6 | Elect Steven Gillis | Mgmt | For | For | For | |||||||
7 | Elect David Ginsburg | Mgmt | For | For | For | |||||||
8 | Elect David Kappler | Mgmt | For | For | For | |||||||
9 | Elect Susan Kilsby | Mgmt | For | For | For | |||||||
10 | Elect Anne Minto | Mgmt | For | For | For | |||||||
11 | Elect Flemming Ornskov | Mgmt | For | For | For | |||||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||||
13 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||||
14 | Long Term Incentive Plan 2015 | Mgmt | For | For | For | |||||||
15 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
16 | Authority to Issue Shares w/ | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
17 | Authority to Issue Shares w/o | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
19 | Authority to Set General Meeting | Mgmt | For | For | For | |||||||
Notice Period at 14 Days | ||||||||||||
Stericycle, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SRCL | CUSIP 858912108 | 05/27/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Mark C. Miller | Mgmt | For | For | For | |||||||
2 | Elect Jack W. Schuler | Mgmt | For | For | For | |||||||
3 | Elect Charles A. Alutto | Mgmt | For | For | For | |||||||
4 | Elect Lynn D. Bleil | Mgmt | For | For | For | |||||||
5 | Elect Thomas D. Brown | Mgmt | For | For | For | |||||||
6 | Elect Thomas F. Chen | Mgmt | For | For | For | |||||||
7 | Elect Rod F. Dammeyer | Mgmt | For | For | For | |||||||
8 | Elect William K. Hall | Mgmt | For | For | For | |||||||
9 | Elect John Patience | Mgmt | For | For | For | |||||||
10 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||||
12 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
13 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |||||||
Independent Board Chairman | ||||||||||||
T. Rowe Price Group, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TROW | CUSIP 74144T108 | 04/23/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Mark S. Bartlett | Mgmt | For | For | For | |||||||
2 | Elect Edward C. Bernard | Mgmt | For | For | For | |||||||
3 | Elect Mary K. Bush | Mgmt | For | For | For | |||||||
4 | Elect Donald B. Hebb, Jr. | Mgmt | For | For | For | |||||||
5 | Elect Freeman A. Hrabowski, III | Mgmt | For | For | For | |||||||
6 | Elect James A.C. Kennedy | Mgmt | For | For | For | |||||||
7 | Elect Robert F. MacLellan | Mgmt | For | For | For | |||||||
8 | Elect Brian C. Rogers | Mgmt | For | For | For | |||||||
9 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||||||
10 | Elect Alfred Sommer | Mgmt | For | For | For | |||||||
11 | Elect Dwight S. Taylor | Mgmt | For | For | For | |||||||
12 | Elect Anne Marie Whittemore | Mgmt | For | For | For | |||||||
13 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Toll Brothers, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TOL | CUSIP 889478103 | 03/10/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Robert I. Toll | Mgmt | For | For | For | |||||||
1.2 | Elect Bruce E. Toll | Mgmt | For | For | For | |||||||
1.3 | Elect Douglas C. Yearley, Jr. | Mgmt | For | For | For | |||||||
1.4 | Elect Robert S. Blank | Mgmt | For | For | For | |||||||
1.5 | Elect Edward G. Boehne | Mgmt | For | For | For | |||||||
1.6 | Elect Richard J. Braemer | Mgmt | For | For | For | |||||||
1.7 | Elect Christine N. Garvey | Mgmt | For | For | For | |||||||
1.8 | Elect Carl B. Marbach | Mgmt | For | For | For | |||||||
1.9 | Elect Stephen Novick | Mgmt | For | For | For | |||||||
1.10 | Elect Paul E. Shapiro | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
4 | Senior Officer Bonus Plan | Mgmt | For | For | For | |||||||
Tractor Supply Company | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TSCO | CUSIP 892356106 | 05/05/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Cynthia T. Jamison | Mgmt | For | For | For | |||||||
1.2 | Elect Johnston C. Adams | Mgmt | For | For | For | |||||||
1.3 | Elect Peter D. Bewley | Mgmt | For | For | For | |||||||
1.4 | Elect Richard W. Frost | Mgmt | For | For | For | |||||||
1.5 | Elect Keith R. Halbert | Mgmt | For | For | For | |||||||
1.6 | Elect George MacKenzie | Mgmt | For | For | For | |||||||
1.7 | Elect Edna K. Morris | Mgmt | For | For | For | |||||||
1.8 | Elect Gregory A. Sandfort | Mgmt | For | For | For | |||||||
1.9 | Elect Mark J. Weikel | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
Trimble Navigation Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TRMB | CUSIP 896239100 | 05/07/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Steven W. Berglund | Mgmt | For | For | For | |||||||
1.2 | Elect Merit E. Janow | Mgmt | For | For | For | |||||||
1.3 | Elect Ulf J. Johansson | Mgmt | For | For | For | |||||||
1.4 | Elect Ronald S Nersesian | Mgmt | For | For | For | |||||||
1.5 | Elect Mark S. Peek | Mgmt | For | For | For | |||||||
1.6 | Elect Nickolas W. Vande Steeg | Mgmt | For | For | For | |||||||
1.7 | Elect Borge Ekholm | Mgmt | For | For | For | |||||||
1.8 | Elect Kaigham (Ken) Gabriel | Mgmt | For | For | For | |||||||
2 | Amendment to the 2002 Stock | Mgmt | For | For | For | |||||||
Plan | ||||||||||||
3 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Ulta Salon, Cosmetics & Fragrance, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ULTA | CUSIP 90384S303 | 06/03/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Robert F. DiRomualdo | Mgmt | For | For | For | |||||||
1.2 | Elect Catherine A. Halligan | Mgmt | For | For | For | |||||||
1.3 | Elect Lorna E. Nagler | Mgmt | For | For | For | |||||||
1.4 | Elect Michelle L. Collins | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
Waters Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
WAT | CUSIP 941848103 | 05/12/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Joshua Bekenstein | Mgmt | For | For | For | |||||||
1.2 | Elect Michael J. Berendt | Mgmt | For | For | For | |||||||
1.3 | Elect Douglas A. Berthiaume | Mgmt | For | For | For | |||||||
1.4 | Elect Edward Conard | Mgmt | For | For | For | |||||||
1.5 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||||||
1.6 | Elect Christopher A. Kuebler | Mgmt | For | For | For | |||||||
1.7 | Elect William J. Miller | Mgmt | For | For | For | |||||||
1.8 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||||||
1.9 | Elect Thomas P. Salice | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation |
BROWN CAPITAL MANAGEMENT SMALL COMPANY FUND
Abaxis, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ABAX | CUSIP 002567105 | 10/22/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Clinton H. Severson | Mgmt | For | For | For | |||||||
1.2 | Elect Vernon E. Altman | Mgmt | For | For | For | |||||||
1.3 | Elect Richard J. Bastiani | Mgmt | For | For | For | |||||||
1.4 | Elect Michael D. Casey | Mgmt | For | For | For | |||||||
1.5 | Elect Henk J. Evenhuis | Mgmt | For | For | For | |||||||
1.6 | Elect Prithipal Singh | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
3 | 2014 Equity Incentive Plan | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
ACI Worldwide, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ACIW | CUSIP 004498101 | 06/08/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Philip G. Heasley | Mgmt | For | For | For | |||||||
1.2 | Elect James C. McGroddy | Mgmt | For | For | For | |||||||
1.3 | Elect Charles E. Peters, Jr. | Mgmt | For | For | For | |||||||
1.4 | Elect David A. Poe | Mgmt | For | For | For | |||||||
1.5 | Elect Adalio T. Sanchez | Mgmt | For | For | For | |||||||
1.6 | Elect John M. Shay, Jr. | Mgmt | For | For | For | |||||||
1.7 | Elect Jan H. Suwinski | Mgmt | For | For | For | |||||||
1.8 | Elect Thomas W. Warsop III | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
4 | Transaction of Other Business | Mgmt | For | Against | Against | |||||||
American Software, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
AMSWA | CUSIP 029683109 | 08/19/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect W. Dennis Hogue | Mgmt | For | For | For | |||||||
1.2 | Elect John J. Jarvis | Mgmt | For | For | For | |||||||
1.3 | Elect James B. Miller, Jr. | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
ANSYS, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ANSS | CUSIP 03662Q105 | 05/14/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Bradford C. Morley | Mgmt | For | For | For | |||||||
2 | Elect Patrick J. Zilvitis | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Balchem Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BCPC | CUSIP 057665200 | 06/17/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Paul D. Coombs | Mgmt | For | For | For | |||||||
1.2 | Elect Edward L. McMillan | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
Blackbaud, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BLKB | CUSIP 09227Q100 | 06/09/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Andrew M. Leitch | Mgmt | For | For | For | |||||||
2 | Elect George H. Ellis | Mgmt | For | For | For | |||||||
3 | Elect David G. Golden | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Bruker Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BRKR | CUSIP 116794108 | 05/20/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Marc A. Kastner | Mgmt | For | For | For | |||||||
1.2 | Elect Gilles G. Martin | Mgmt | For | For | For | |||||||
1.3 | Elect Richard D. Kniss | Mgmt | For | For | For | |||||||
1.4 | Elect Joerg C. Laukien | Mgmt | For | For | For | |||||||
1.5 | Elect William A. Linton | Mgmt | For | For | For | |||||||
1.6 | Elect Chris van Ingen | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Cantel Medical Corp. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CMN | CUSIP 138098108 | 01/08/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Charles M. Diker | Mgmt | For | For | For | |||||||
2 | Elect Alan R. Batkin | Mgmt | For | For | For | |||||||
3 | Elect Ann E. Berman | Mgmt | For | For | For | |||||||
4 | Elect Joseph M. Cohen | Mgmt | For | For | For | |||||||
5 | Elect Mark N. Diker | Mgmt | For | For | For | |||||||
6 | Elect George L. Fotiades | Mgmt | For | For | For | |||||||
7 | Elect Alan J. Hirschfield | Mgmt | For | For | For | |||||||
8 | Elect Andrew A. Krakauer | Mgmt | For | For | For | |||||||
9 | Elect Peter J. Pronovost | Mgmt | For | For | For | |||||||
10 | Elect Bruce Slovin | Mgmt | For | For | For | |||||||
11 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Carbo Ceramics Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CRR | CUSIP 140781105 | 05/19/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Sigmund L. Cornelius | Mgmt | For | For | For | |||||||
1.2 | Elect Chad C. Deaton | Mgmt | For | For | For | |||||||
1.3 | Elect James B. Jennings | Mgmt | For | For | For | |||||||
1.4 | Elect Gary A. Kolstad | Mgmt | For | For | For | |||||||
1.5 | Elect Henry E. Lentz | Mgmt | For | For | For | |||||||
1.6 | Elect Randy L. Limbacher | Mgmt | For | For | For | |||||||
1.7 | Elect William C. Morris | Mgmt | For | For | For | |||||||
1.8 | Elect Robert S. Rubin | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
Cognex Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CGNX | CUSIP 192422103 | 04/17/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Robert J. Shillman | Mgmt | For | For | For | |||||||
1.2 | Elect Jeffrey B. Miller | Mgmt | For | For | For | |||||||
1.3 | Elect Reuben Wasserman | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
4 | Amendment to the 2007 Stock | Mgmt | For | For | For | |||||||
Option and Incentive Plan | ||||||||||||
5 | Shareholder Proposal Regarding | ShrHoldr | N/A | For | N/A | |||||||
Majority Vote for Election of | ||||||||||||
Directors | ||||||||||||
Concur Technologies Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CNQR | CUSIP 206708109 | 11/19/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Acquisition | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Golden | Mgmt | For | For | For | |||||||
Parachutes | ||||||||||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||||
Cyberonics, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CYBX | CUSIP 23251P102 | 09/18/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Guy C. Jackson | Mgmt | For | For | For | |||||||
1.2 | Elect Joseph E. Laptewicz | Mgmt | For | For | For | |||||||
1.3 | Elect Daniel J. Moore | Mgmt | For | For | For | |||||||
1.4 | Elect Hugh M. Morrison | Mgmt | For | For | For | |||||||
1.5 | Elect Alfred J. Novak | Mgmt | For | For | For | |||||||
1.6 | Elect Arthur L. Rosenthal | Mgmt | For | For | For | |||||||
1.7 | Elect John T. Tremmel | Mgmt | For | For | For | |||||||
2 | Annual Executive Bonus | Mgmt | For | For | For | |||||||
Program | ||||||||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
Diodes Incorporated | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DIOD | CUSIP 254543101 | 05/26/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect C.H. Chen | Mgmt | For | Withhold | Against | |||||||
1.2 | Elect Michael R. Giordano | Mgmt | For | For | For | |||||||
1.3 | Elect L.P. Hsu | Mgmt | For | For | For | |||||||
1.4 | Elect Keh-Shew Lu | Mgmt | For | For | For | |||||||
1.5 | Elect Raymond Soong | Mgmt | For | Withhold | Against | |||||||
1.6 | Elect John M. Stich | Mgmt | For | For | For | |||||||
1.7 | Elect Michael TSAI Kuo-Chih | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive | Mgmt | For | Against | Against | |||||||
Compensation | ||||||||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Dolby Laboratories, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DLB | CUSIP 25659T107 | 02/03/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Kevin Yeaman | Mgmt | For | For | For | |||||||
1.2 | Elect Peter Gotcher | Mgmt | For | For | For | |||||||
1.3 | Elect Micheline Chau | Mgmt | For | For | For | |||||||
1.4 | Elect David Dolby | Mgmt | For | For | For | |||||||
1.5 | Elect Nicholas Donatiello, Jr. | Mgmt | For | For | For | |||||||
1.6 | Elect Bill Jasper | Mgmt | For | For | For | |||||||
1.7 | Elect Simon Segars | Mgmt | For | For | For | |||||||
1.8 | Elect Roger S. Siboni | Mgmt | For | For | For | |||||||
1.9 | Elect Avadis Tevanian, Jr. | Mgmt | For | For | For | |||||||
2 | Amendment to the 2005 Stock | Mgmt | For | For | For | |||||||
Plan | ||||||||||||
3 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
DTS, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DTSI | CUSIP 23335C101 | 05/14/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect V. Sue Molina | Mgmt | For | For | For | |||||||
2 | Amendment to 2012 Equity | Mgmt | For | Against | Against | |||||||
Incentive Plan | ||||||||||||
3 | Advisory Vote on Executive | Mgmt | For | Against | Against | |||||||
Compensation | ||||||||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Dynamic Materials Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BOOM | CUSIP 267888105 | 05/13/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect David C. Aldous | Mgmt | For | For | For | |||||||
1.2 | Elect Yvon Pierre Cariou | Mgmt | For | For | For | |||||||
1.3 | Elect Robert A. Cohen | Mgmt | For | For | For | |||||||
1.4 | Elect James J. Ferris | Mgmt | For | For | For | |||||||
1.5 | Elect Richard P. Graff | Mgmt | For | Withhold | Against | |||||||
1.6 | Elect Kevin T. Longe | Mgmt | For | For | For | |||||||
1.7 | Elect Gerard E. Munera | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive | Mgmt | For | Against | Against | |||||||
Compensation | ||||||||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Ellie Mae, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ELLI | CUSIP 28849P100 | 06/17/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Sigmund Anderman | Mgmt | For | For | For | |||||||
1.2 | Elect Craig Davis | Mgmt | For | For | For | |||||||
1.3 | Elect Frank Schultz | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive | Mgmt | For | Against | Against | |||||||
Compensation | ||||||||||||
4 | Elimination of Supermajority | Mgmt | For | For | For | |||||||
Requirement | ||||||||||||
FEI Company | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FEIC | CUSIP 30241L109 | 05/07/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Homa Bahrami | Mgmt | For | For | For | |||||||
1.2 | Elect Arie Huijser | Mgmt | For | For | For | |||||||
1.3 | Elect Don R. Kania | Mgmt | For | For | For | |||||||
1.4 | Elect Thomas F. Kelly | Mgmt | For | For | For | |||||||
1.5 | Elect Jan C. Lobbezoo | Mgmt | For | For | For | |||||||
1.6 | Elect Jami K. Nachtsheim | Mgmt | For | For | For | |||||||
1.7 | Elect James T. Richardson | Mgmt | For | For | For | |||||||
1.8 | Elect Richard H. Wills | Mgmt | For | For | For | |||||||
2 | Amendment to the 1995 Stock | Mgmt | For | For | For | |||||||
Incentive Plan | ||||||||||||
3 | Amendment to the Employee | Mgmt | For | For | For | |||||||
Share Purchase Plan | ||||||||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
Flir Systems, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FLIR | CUSIP 302445101 | 04/24/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect William W. Crouch | Mgmt | For | For | For | |||||||
2 | Elect Catherine A. Halligan | Mgmt | For | For | For | |||||||
3 | Elect Earl R. Lewis | Mgmt | For | For | For | |||||||
4 | Elect Angus L. Macdonald | Mgmt | For | For | For | |||||||
5 | Elect Cathy A. Stauffer | Mgmt | For | For | For | |||||||
6 | Elect Andrew C. Teich | Mgmt | For | For | For | |||||||
7 | Elect Steven E. Wynne | Mgmt | For | For | For | |||||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||||
9 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against | |||||||
Eliminating Supermajority | ||||||||||||
Provisions | ||||||||||||
Geospace Technologies | ||||||||||||
Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
GEOS | CUSIP 37364X109 | 02/12/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Tina M. Langtry | Mgmt | For | For | For | |||||||
1.2 | Elect Michael J. Sheen | Mgmt | For | For | For | |||||||
1.3 | Elect Charles H. Still | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
4 | Reincorporation from Delaware | Mgmt | For | For | For | |||||||
to Texas | ||||||||||||
Incyte Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
INCY | CUSIP 45337C102 | 05/22/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Julian C. Baker | Mgmt | For | For | For | |||||||
1.2 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | |||||||
1.3 | Elect Paul A. Brooke | Mgmt | For | For | For | |||||||
1.4 | Elect Paul J. Clancy | Mgmt | For | For | For | |||||||
1.5 | Elect Wendy L. Dixon | Mgmt | For | For | For | |||||||
1.6 | Elect Paul A. Friedman | Mgmt | For | For | For | |||||||
1.7 | Elect Herve Hoppenot | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive | Mgmt | For | Against | Against | |||||||
Compensation | ||||||||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Manhattan Associates, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MANH | CUSIP 562750109 | 05/14/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Deepak Raghavan | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Measurement Specialties, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MEAS | CUSIP 583421102 | 08/26/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Merger | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Golden | Mgmt | For | For | For | |||||||
Parachutes | ||||||||||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||||
MedAssets, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MDAS | CUSIP 584045108 | 06/11/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect C. A. Lance Piccolo | Mgmt | For | Withhold | Against | |||||||
1.2 | Elect Bruce F. Wesson | Mgmt | For | For | For | |||||||
1.3 | Elect Carol J. Zierhoffer | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive | Mgmt | For | Against | Against | |||||||
Compensation | ||||||||||||
Medidata Solutions Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MDSO | CUSIP 58471A105 | 05/27/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Tarek A. Sherif | Mgmt | For | For | For | |||||||
1.2 | Elect Glen M. de Vries | Mgmt | For | For | For | |||||||
1.3 | Elect Carlos Dominguez | Mgmt | For | For | For | |||||||
1.4 | Elect Neil M. Kurtz | Mgmt | For | For | For | |||||||
1.5 | Elect George W. McCulloch | Mgmt | For | For | For | |||||||
1.6 | Elect Lee A. Shapiro | Mgmt | For | For | For | |||||||
1.7 | Elect Robert B. Taylor | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Meridian Bioscience, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
VIVO | CUSIP 589584101 | 01/22/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect James M. Anderson | Mgmt | For | For | For | |||||||
1.2 | Elect Dwight E. Ellingwood | Mgmt | For | For | For | |||||||
1.3 | Elect John A. Kraeutler | Mgmt | For | For | For | |||||||
1.4 | Elect David C. Phillips | Mgmt | For | For | For | |||||||
1.5 | Elect Robert J. Ready | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Neogen Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NEOG | CUSIP 640491106 | 10/02/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect James L. Herbert | Mgmt | For | For | For | |||||||
1.2 | Elect G. Bruce Papesh | Mgmt | For | For | For | |||||||
1.3 | Elect Thomas H. Reed | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
NetScout Systems Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NTCT | CUSIP 64115T104 | 06/25/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Issuance of Common Stock for | Mgmt | For | For | For | |||||||
Merger | ||||||||||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||||
NetScout Systems, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NTCT | CUSIP 64115T104 | 09/09/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Joseph G. Hadzima, Jr. | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
NIC Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
EGOV | CUSIP 62914B100 | 05/05/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Harry H. Herington | Mgmt | For | For | For | |||||||
1.2 | Elect Art N. Burtscher | Mgmt | For | For | For | |||||||
1.3 | Elect Venmal (Raji) Arasu | Mgmt | For | For | For | |||||||
1.4 | Elect Karen S. Evans | Mgmt | For | For | For | |||||||
1.5 | Elect Ross C. Hartley | Mgmt | For | For | For | |||||||
1.6 | Elect C. Brad Henry | Mgmt | For | For | For | |||||||
1.7 | Elect Alexander C. Kemper | Mgmt | For | For | For | |||||||
1.8 | Elect William M. Lyons | Mgmt | For | For | For | |||||||
1.9 | Elect Pete Wilson | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Nuance Communications, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NUAN | CUSIP 67020Y100 | 01/27/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Paul A. Ricci | Mgmt | For | For | For | |||||||
2 | Elect Robert J. Frankenberg | Mgmt | For | Against | Against | |||||||
3 | Elect Brett Icahn | Mgmt | For | For | For | |||||||
4 | Elect William H. Janeway | Mgmt | For | For | For | |||||||
5 | Elect Mark R. Laret | Mgmt | For | Against | Against | |||||||
6 | Elect Katharine A. Martin | Mgmt | For | Against | Against | |||||||
7 | Elect Mark B. Myers | Mgmt | For | Against | Against | |||||||
8 | Elect Philip J. Quigley | Mgmt | For | For | For | |||||||
9 | Elect David Schechter | Mgmt | For | For | For | |||||||
10 | Amendment to the 2000 Stock | Mgmt | For | Against | Against | |||||||
Plan | ||||||||||||
11 | Amendment to the 1995 | Mgmt | For | For | For | |||||||
Employee Stock Purchase Plan | ||||||||||||
12 | Amendment to the 1995 | Mgmt | For | Against | Against | |||||||
Directors’ Stock Plan | ||||||||||||
13 | Advisory Vote on Executive | Mgmt | For | Against | Against | |||||||
Compensation | ||||||||||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||||
PROS Holdings, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PRO | CUSIP 74346Y103 | 05/21/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Ellen Keszler | Mgmt | For | For | For | |||||||
1.2 | Elect Leslie Rechan | Mgmt | For | For | For | |||||||
1.3 | Elect William Russell | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive | Mgmt | For | Against | Against | |||||||
Compensation | ||||||||||||
Proto Labs Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PRLB | CUSIP 743713109 | 05/20/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Lawrence J. Lukis | Mgmt | For | For | For | |||||||
1.2 | Elect Victoria M. Holt | Mgmt | For | For | For | |||||||
1.3 | Elect Rainer Gawlick | Mgmt | For | For | For | |||||||
1.4 | Elect John B. Goodman | Mgmt | For | For | For | |||||||
1.5 | Elect Douglas W. Kohrs | Mgmt | For | For | For | |||||||
1.6 | Elect Brian K. Smith | Mgmt | For | For | For | |||||||
1.7 | Elect Sven A. Wehrwein | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
4 | Adoption of Majority Vote for | Mgmt | For | For | For | |||||||
Election of Directors | ||||||||||||
Quality Systems, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
QSII | CUSIP 747582104 | 08/11/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Steven T. Plochocki | Mgmt | For | For | For | |||||||
1.2 | Elect Craig Barbarosh | Mgmt | For | For | For | |||||||
1.3 | Elect George Bristol | Mgmt | For | For | For | |||||||
1.4 | Elect James C. Malone | Mgmt | For | For | For | |||||||
1.5 | Elect Jeffrey H. Margolis | Mgmt | For | For | For | |||||||
1.6 | Elect Morris Panner | Mgmt | For | For | For | |||||||
1.7 | Elect Russell Pflueger | Mgmt | For | For | For | |||||||
1.8 | Elect Sheldon Razin | Mgmt | For | For | For | |||||||
1.9 | Elect Lance Rosenzweig | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Approval of 2014 Employee | Mgmt | For | For | For | |||||||
Share Purchase Plan | ||||||||||||
Quidel Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
QDEL | CUSIP 74838J101 | 05/05/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Thomas D. Brown | Mgmt | For | For | For | |||||||
1.2 | Elect Douglas C. Bryant | Mgmt | For | For | For | |||||||
1.3 | Elect Kenneth F. Buechler | Mgmt | For | For | For | |||||||
1.4 | Elect Rod F. Dammeyer | Mgmt | For | For | For | |||||||
1.5 | Elect Mary Lake Polan | Mgmt | For | For | For | |||||||
1.6 | Elect Mark A. Pulido | Mgmt | For | For | For | |||||||
1.7 | Elect Jack W. Schuler | Mgmt | For | For | For | |||||||
1.8 | Elect Kenneth J. Widder | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
4 | Increase of Authorized Common | Mgmt | For | For | For | |||||||
Stock | ||||||||||||
Rovi Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ROVI | CUSIP 779376102 | 05/13/2015 | Take No Action | |||||||||
Meeting Type | Country of Trade | |||||||||||
Proxy Contest | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Thomas Carson | Mgmt | For | TNA | N/A | |||||||
1.2 | Elect Alan L. Earhart | Mgmt | For | TNA | N/A | |||||||
1.3 | Elect N. Steven Lucas | Mgmt | For | TNA | N/A | |||||||
1.4 | Elect Andrew K. Ludwick | Mgmt | For | TNA | N/A | |||||||
1.5 | Elect James E. Meyer | Mgmt | For | TNA | N/A | |||||||
1.6 | Elect James P. O’Shaughnessy | Mgmt | For | TNA | N/A | |||||||
1.7 | Elect Ruthann Quindlen | Mgmt | For | TNA | N/A | |||||||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||||||
3 | Advisory Vote on Executive | Mgmt | For | TNA | N/A | |||||||
Compensation | ||||||||||||
Rovi Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ROVI | CUSIP 779376102 | 05/13/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Proxy Contest | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect David Lockwood | Mgmt | N/A | Withhold | N/A | |||||||
1.2 | Elect Raghavendra Rau | Mgmt | N/A | For | N/A | |||||||
1.3 | Elect Glenn W. Welling | Mgmt | N/A | For | N/A | |||||||
1.4 | Elect Mgmt. Nominee Thomas | Mgmt | N/A | For | N/A | |||||||
Carson | ||||||||||||
1.5 | Elect Mgmt. Nominee Alan L. | Mgmt | N/A | For | N/A | |||||||
Earhart | ||||||||||||
1.6 | Elect Mgmt. Nominee N.S. | Mgmt | N/A | For | N/A | |||||||
Lucas | ||||||||||||
1.7 | Elect Mgmt. Nominee Ruthann | Mgmt | N/A | For | N/A | |||||||
Quindlen | ||||||||||||
2 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||||||
3 | Advisory Vote on Executive | Mgmt | N/A | For | N/A | |||||||
Compensation | ||||||||||||
SolarWinds Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SWI | CUSIP 83416B109 | 05/14/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Ellen F. Siminoff | Mgmt | For | For | For | |||||||
2 | Elect Lloyd G. Waterhouse | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive | Mgmt | For | Against | Against | |||||||
Compensation | ||||||||||||
5 | 2015 Performance Incentive | Mgmt | For | For | For | |||||||
Plan | ||||||||||||
6 | Adjournment or Postponement of | Mgmt | For | For | For | |||||||
Annual Meeting | ||||||||||||
Sun Hydraulics Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SNHY | CUSIP 866942105 | 06/01/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Allen J. Carlson | Mgmt | For | For | For | |||||||
1.2 | Elect Wolfgang H. Dangel | Mgmt | For | For | For | |||||||
2 | Amendment to the 2012 | Mgmt | For | For | For | |||||||
Nonemployee Director Fees Plan | ||||||||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | ADVISORY VOTE ON | Mgmt | For | For | For | |||||||
EXECUTIVE COMPENSATION | ||||||||||||
Techne Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TECH | CUSIP 878377100 | 10/30/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Board Size | Mgmt | For | For | For | |||||||
2 | Elect Charles R. Kummeth | Mgmt | For | For | For | |||||||
3 | Elect Robert V. Baumgartner | Mgmt | For | For | For | |||||||
4 | Elect Roger C. Lucas | Mgmt | For | For | For | |||||||
5 | Elect Howard V. O’Connell | Mgmt | For | For | For | |||||||
6 | Elect Randolph C. Steer | Mgmt | For | For | For | |||||||
7 | Elect Charles A. Dinarello | Mgmt | For | For | For | |||||||
8 | Elect Karen A. Holbrook | Mgmt | For | For | For | |||||||
9 | Elect John L. Higgins | Mgmt | For | For | For | |||||||
10 | Elect Roland Nusse | Mgmt | For | For | For | |||||||
11 | Elect Harold Wiens | Mgmt | For | For | For | |||||||
12 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||||
14 | Approval of 2014 Employee | Mgmt | For | For | For | |||||||
Stock Purchase Plan | ||||||||||||
15 | Company Name Change | Mgmt | For | For | For | |||||||
Tyler Technologies, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TYL | CUSIP 902252105 | 05/12/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Donald R. Brattain | Mgmt | For | For | For | |||||||
1.2 | Elect Glen A. Carter | Mgmt | For | For | For | |||||||
1.3 | Elect Brenda A. Cline | Mgmt | For | For | For | |||||||
1.4 | Elect J. Luther King, Jr. | Mgmt | For | For | For | |||||||
1.5 | Elect John S. Marr, Jr. | Mgmt | For | For | For | |||||||
1.6 | Elect Dustin R. Womble | Mgmt | For | Withhold | Against | |||||||
1.7 | Elect John M. Yeaman | Mgmt | For | For | For | |||||||
2 | Amendment to 2010 Stock | Mgmt | For | For | For | |||||||
Option Plan | ||||||||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against | |||||||
Majority Vote for Election of | ||||||||||||
Directors | ||||||||||||
Vocera Communications, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
VCRA | CUSIP 92857F107 | 06/02/2015 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Robert J. Zollars | Mgmt | For | For | For | |||||||
1.2 | Elect John N. McMullen | Mgmt | For | For | For | |||||||
1.3 | Elect Sharon L. O’Keefe | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For |
BROWN CAPITAL MANAGEMENT INTERNATIONAL EQUITY FUND
Azimut Holding S.p.A. | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
AZM | CINS T0783G106 | 04/30/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Ordinary | Italy | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
2 | Accounts and Reports; Allocation | Mgmt | For | For | For | ||||||||
of Profits/Dividends | |||||||||||||
3 | Incentive Plan | Mgmt | For | Against | Against | ||||||||
4 | Authority to Repurchase and | Mgmt | For | For | For | ||||||||
Reissue Shares | |||||||||||||
5 | Remuneration Report | Mgmt | For | For | For | ||||||||
BAE Systems plc | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
BA | CINS G06940103 | 05/07/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | United Kingdom | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||||||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
4 | Elect Roger Carr | Mgmt | For | For | For | ||||||||
5 | Elect Gerard J. DeMuro | Mgmt | For | For | For | ||||||||
6 | Elect Harriet Green | Mgmt | For | For | For | ||||||||
7 | Elect Chris Grigg | Mgmt | For | For | For | ||||||||
8 | Elect Ian G. King | Mgmt | For | For | For | ||||||||
9 | Elect Peter Lynas | Mgmt | For | For | For | ||||||||
10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||||||||
11 | Elect Nicholas Rose | Mgmt | For | For | For | ||||||||
12 | Elect Carl G. Symon | Mgmt | For | For | For | ||||||||
13 | Elect Ian Tyler | Mgmt | For | Against | Against | ||||||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
15 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||||||||
16 | Authorisation of Political | Mgmt | For | For | For | ||||||||
Donations | |||||||||||||
17 | Authority to Issue Shares w/ | Mgmt | For | For | For | ||||||||
Preemptive Rights | |||||||||||||
18 | Authority to Issue Shares w/o | Mgmt | For | For | For | ||||||||
Preemptive Rights | |||||||||||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
20 | Authority to Set General Meeting | Mgmt | For | Against | Against | ||||||||
Notice Period at 14 Days | |||||||||||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
Bayerische Motoren Werke AG (BMW) | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
BMW | CINS D12096109 | 05/13/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | Germany | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
6 | Ratification of Management | Mgmt | For | For | For | ||||||||
Board Acts | |||||||||||||
7 | Ratification of Supervisory Board | Mgmt | For | For | For | ||||||||
Acts | |||||||||||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
9 | Elect Henning Kagermann | Mgmt | For | For | For | ||||||||
10 | Elect Simone Menne | Mgmt | For | For | For | ||||||||
11 | Elect Norbert Reithofer | Mgmt | For | For | For | ||||||||
12 | Amendments to Articles | Mgmt | For | For | For | ||||||||
BIC (Societe Bic) | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
BB | CINS F10080103 | 05/06/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Mix | France | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
�� | 3 | Accounts and Reports | Mgmt | For | For | For | |||||||
4 | Consolidated and Reports | Mgmt | For | For | For | ||||||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
6 | Directors’ Fees | Mgmt | For | For | For | ||||||||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
8 | Elect John Glen | Mgmt | For | For | For | ||||||||
9 | Elect Marie-Henriette Poinsot | Mgmt | For | For | For | ||||||||
10 | Elect Edouard Bich | Mgmt | For | For | For | ||||||||
11 | Elect Pierre Vareille | Mgmt | For | For | For | ||||||||
12 | Remuneration of Bruno Bich, | Mgmt | For | For | For | ||||||||
Chairman | |||||||||||||
13 | Remuneration of Mario Guevara, | Mgmt | For | For | For | ||||||||
CEO | |||||||||||||
14 | Remuneration of Francois Bich, | Mgmt | For | For | For | ||||||||
Deputy CEO | |||||||||||||
15 | Remuneration of Marie-Aimee | Mgmt | For | For | For | ||||||||
Bich-Dufour, Deputy CEO | |||||||||||||
16 | Authority to Cancel Shares and | Mgmt | For | For | For | ||||||||
Reduce Capital | |||||||||||||
17 | Amendments Regarding General | Mgmt | For | For | For | ||||||||
Meetings | |||||||||||||
18 | Authorization of Legal | Mgmt | For | For | For | ||||||||
Formalities | |||||||||||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
Canadian Natural Resources Ltd. | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
CNQ | CUSIP 136385101 | 05/07/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | Canada | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1.1 | Elect Catherine M. Best | Mgmt | For | For | For | ||||||||
1.2 | Elect N. Murray Edwards | Mgmt | For | For | For | ||||||||
1.3 | Elect Timothy W. Faithfull | Mgmt | For | For | For | ||||||||
1.4 | Elect Gary A. Filmon | Mgmt | For | For | For | ||||||||
1.5 | Elect Christopher L. Fong | Mgmt | For | For | For | ||||||||
1.6 | Elect Gordon D. Giffin | Mgmt | For | For | For | ||||||||
1.7 | Elect Wilfred A. Gobert | Mgmt | For | For | For | ||||||||
1.8 | Elect Steve W. Laut | Mgmt | For | For | For | ||||||||
1.9 | Elect Frank J. McKenna | Mgmt | For | For | For | ||||||||
1.10 | Elect David A. Tuer | Mgmt | For | For | For | ||||||||
1.11 | Elect Annette M. Verschuren | Mgmt | For | For | For | ||||||||
2 | Appointment of Auditor and | Mgmt | For | For | For | ||||||||
Authority to Set Fees | |||||||||||||
3 | Advisory Vote on Executive | Mgmt | For | For | For | ||||||||
Compensation | |||||||||||||
Carl Zeiss Meditec AG | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
AFX | CINS D14895102 | 03/18/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | Germany | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
6 | Ratification of Management | Mgmt | For | For | For | ||||||||
Board Acts | |||||||||||||
7 | Ratification of Supervisory Board | Mgmt | For | For | For | ||||||||
Acts | |||||||||||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
10 | Elect Carla Kriwet | Mgmt | For | For | For | ||||||||
Carnival plc | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
CCL | CUSIP 143658300 | 04/14/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | United States | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Elect Micky Arison | Mgmt | For | For | For | ||||||||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | ||||||||
3 | Elect Arnold W. Donald | Mgmt | For | For | For | ||||||||
4 | Elect Richard J. Glasier | Mgmt | For | For | For | ||||||||
5 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||||||||
6 | Elect Sir John Parker | Mgmt | For | For | For | ||||||||
7 | Elect Stuart Subotnick | Mgmt | For | For | For | ||||||||
8 | Elect Laura A. Weil | Mgmt | For | For | For | ||||||||
9 | Elect Randall J. Weisenburger | Mgmt | For | For | For | ||||||||
10 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
11 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||||||||
12 | Accounts and Reports | Mgmt | For | For | For | ||||||||
13 | Advisory Vote on Executive | Mgmt | For | Against | Against | ||||||||
Compensation | |||||||||||||
14 | Approval of Directors’ | Mgmt | For | Against | Against | ||||||||
Remuneration Report | |||||||||||||
15 | Authority to Issue Shares with | Mgmt | For | For | For | ||||||||
Preemptive Rights | |||||||||||||
16 | Authority to Issue Shares without | Mgmt | For | For | For | ||||||||
Preemptive Rights | |||||||||||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
Check Point Software Technologies Ltd. | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
CHKP | CUSIP M22465104 | 06/09/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | United States | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Elect Gil Shwed | Mgmt | For | For | For | ||||||||
2 | Elect Marius Nacht | Mgmt | For | For | For | ||||||||
3 | Elect Jerry Ungerman | Mgmt | For | For | For | ||||||||
4 | Elect Dan Propper | Mgmt | For | For | For | ||||||||
5 | Elect David Rubner | Mgmt | For | For | For | ||||||||
6 | Elect Tal Shavit | Mgmt | For | For | For | ||||||||
7 | Elect Yoav Chelouche | Mgmt | For | For | For | ||||||||
8 | Elect Guy Gecht | Mgmt | For | For | For | ||||||||
9 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
10 | Amendment to Employee Stock | Mgmt | For | For | For | ||||||||
Purchase Plan | |||||||||||||
11 | Approval of Liability Insurance | Mgmt | For | For | For | ||||||||
Coverage of Directors and | |||||||||||||
Officers | |||||||||||||
12 | Approval of Compensation to the | Mgmt | For | For | For | ||||||||
Chairman and CEO | |||||||||||||
13 | Authorization of Chairman to | Mgmt | For | For | For | ||||||||
Serve as CEO | |||||||||||||
14 | Declaration of Material Interest | Mgmt | N/A | For | N/A | ||||||||
15 | Declaration of Material Interest | Mgmt | N/A | For | N/A | ||||||||
16 | Declaration of Material Interest | Mgmt | N/A | For | N/A | ||||||||
DCC Plc | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
DCC | CINS G2689P101 | 07/18/2014 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | Ireland | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||||||||
4 | Remuneration Policy (Advisory– | Mgmt | For | For | For | ||||||||
Non-UK Issuer) | |||||||||||||
5 | Elect Tommy Breen | Mgmt | For | For | For | ||||||||
6 | Elect Roisin Brennan | Mgmt | For | For | For | ||||||||
7 | Elect Michael D. Buckley | Mgmt | For | For | For | ||||||||
8 | Elect David Byrne | Mgmt | For | For | For | ||||||||
9 | Elect Pamela J. Kirby | Mgmt | For | For | For | ||||||||
10 | Elect Jane Lodge | Mgmt | For | For | For | ||||||||
11 | Elect Kevin C. Melia | Mgmt | For | For | For | ||||||||
12 | Elect John Moloney | Mgmt | For | For | For | ||||||||
13 | Elect Donal Murphy | Mgmt | For | For | For | ||||||||
14 | Elect Fergal O’Dwyer | Mgmt | For | For | For | ||||||||
15 | Elect Leslie Van de Walle | Mgmt | For | For | For | ||||||||
16 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||||||||
17 | Increase in Directors’ Fee Cap | Mgmt | For | For | For | ||||||||
18 | Authority to Issue Shares w/ | Mgmt | For | For | For | ||||||||
Preemptive Rights | |||||||||||||
19 | Authority to Issue Shares w/o | Mgmt | For | For | For | ||||||||
Preemptive Rights | |||||||||||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
21 | Authority to Reissue Treasury | Mgmt | For | For | For | ||||||||
Shares | |||||||||||||
22 | Authority to Set General Meeting | Mgmt | For | For | For | ||||||||
Notice Period at 14 Days | |||||||||||||
23 | Amendment to the Long Term | Mgmt | For | For | For | ||||||||
Incentive Plan | |||||||||||||
Diageo plc | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
DGE | CINS G42089113 | 09/18/2014 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | United Kingdom | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||||||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||||||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
5 | Elect Peggy Bruzelius | Mgmt | For | For | For | ||||||||
6 | Elect Laurence M. Danon | Mgmt | For | For | For | ||||||||
7 | Elect Lord Mervyn Davies | Mgmt | For | For | For | ||||||||
8 | Elect HO Kwon Ping | Mgmt | For | For | For | ||||||||
9 | Elect Betsey D. Holden | Mgmt | For | For | For | ||||||||
10 | Elect Franz B. Humer | Mgmt | For | For | For | ||||||||
11 | Elect Deirdre Mahlan | Mgmt | For | For | For | ||||||||
12 | Elect Ivan Menezes | Mgmt | For | For | For | ||||||||
13 | Elect Philip Scott | Mgmt | For | For | For | ||||||||
14 | Elect Nicola Mendelsohn | Mgmt | For | For | For | ||||||||
15 | Elect Alan Stewart | Mgmt | For | For | For | ||||||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
17 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||||||||
18 | Authority to Issue Shares w/ | Mgmt | For | For | For | ||||||||
Preemptive Rights | |||||||||||||
19 | Authority to Issue Shares w/o | Mgmt | For | For | For | ||||||||
Preemptive Rights | |||||||||||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
21 | Authorisation of Political | Mgmt | For | For | For | ||||||||
Donations | |||||||||||||
22 | Approval of Long Term Incentive | Mgmt | For | For | For | ||||||||
Plan | |||||||||||||
Dominion Diamond Corporation | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
DDC | CUSIP 257287102 | 07/16/2014 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Special | Canada | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1.1 | Elect Graham G. Clow | Mgmt | For | For | For | ||||||||
1.2 | Elect Robert A. Gannicott | Mgmt | For | For | For | ||||||||
1.3 | Elect Daniel O. Jarvis | Mgmt | For | For | For | ||||||||
1.4 | Elect Tom Kenny | Mgmt | For | For | For | ||||||||
1.5 | Elect Manuel Lino S. De Sousa- | Mgmt | For | For | For | ||||||||
Oliveira | |||||||||||||
1.6 | Elect Fiona Perrott-Humphrey | Mgmt | For | For | For | ||||||||
1.7 | Elect Chuck Strahl | Mgmt | For | For | For | ||||||||
2 | Appointment of Auditor and | Mgmt | For | For | For | ||||||||
Authority to Set Fees | |||||||||||||
3 | Advisory Vote on Executive | Mgmt | For | For | For | ||||||||
Compensation | |||||||||||||
4 | Advance Notice By-Law | Mgmt | For | For | For | ||||||||
Flamel Technologies SA | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
FLML | CUSIP 338488109 | 06/26/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | United States | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Accounts and Reports; | Mgmt | For | For | For | ||||||||
Ratification of Board Acts; | |||||||||||||
Approval of Non-Tax Deductible | |||||||||||||
Expenses | |||||||||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
3 | Elect Michael Anderson | Mgmt | For | For | For | ||||||||
4 | Elect Guillaume Cerutti | Mgmt | For | For | For | ||||||||
5 | Elect Francis J.T Fildes | Mgmt | For | For | For | ||||||||
6 | Elect Christophe Navarre | Mgmt | For | For | For | ||||||||
7 | Elect Craig R. Stapleton | Mgmt | For | For | For | ||||||||
8 | Elect Ben Van Assche | Mgmt | For | For | For | ||||||||
9 | Directors’ Fees | Mgmt | For | For | For | ||||||||
10 | Related Party Transactions | Mgmt | For | For | For | ||||||||
11 | Authority to Issue Free Shares | Mgmt | For | For | For | ||||||||
12 | Authority to Grant Warrants | Mgmt | For | For | For | ||||||||
13 | Eliminate Pre-Emptive Rights | Mgmt | For | For | For | ||||||||
Pursuant to Item 12.00 | |||||||||||||
14 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||||||
15 | Cancel Preemptive Rights in | Mgmt | For | For | For | ||||||||
Favour of Employees of the | |||||||||||||
Company | |||||||||||||
16 | Authority to Issue American | Mgmt | For | For | For | ||||||||
Depository Shares (ADS) w/o | |||||||||||||
Preemptive Rights to any Public | |||||||||||||
or Private Company in the | |||||||||||||
Pharmaceutical Industry | |||||||||||||
17 | Cancel Preemptive Rights in | Mgmt | For | For | For | ||||||||
Favour of any Public or Private | |||||||||||||
Company in the Pharmaceutical | |||||||||||||
Industry | |||||||||||||
18 | Authorization of Legal | Mgmt | For | For | For | ||||||||
Formalities | |||||||||||||
Fomento Economico Mexicano | |||||||||||||
SAB de CV | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
FEMSA | CUSIP 344419106 | 03/19/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | United States | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||||||
2 | Report on Tax Compliance | Mgmt | For | For | For | ||||||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
5 | Election of Directors; Fees | Mgmt | For | For | For | ||||||||
6 | Election of Board Committee | Mgmt | For | For | For | ||||||||
Members; Fees | |||||||||||||
7 | Election of Meeting Delegates | Mgmt | For | For | For | ||||||||
8 | Minutes | Mgmt | For | For | For | ||||||||
Givaudan S.A. | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
GIVN | CINS H3238Q102 | 03/19/2015 | Take No Action | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | Switzerland | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||||||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||||||
3 | Remuneration Report | Mgmt | For | TNA | N/A | ||||||||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||||||
5 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||||||
6 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||||||
(Qualified Majority Resolutions) | |||||||||||||
7 | Amendments to Articles (Remit | Mgmt | For | TNA | N/A | ||||||||
of Board) | |||||||||||||
8 | Elect Jurg Witmer | Mgmt | For | TNA | N/A | ||||||||
9 | Elect Andre Hoffmann | Mgmt | For | TNA | N/A | ||||||||
10 | Elect Lilian Biner | Mgmt | For | TNA | N/A | ||||||||
11 | Elect Peter Kappeler | Mgmt | For | TNA | N/A | ||||||||
12 | Elect Thomas Rufer | Mgmt | For | TNA | N/A | ||||||||
13 | Elect Werner Bauer | Mgmt | For | TNA | N/A | ||||||||
14 | Elect Calvin Grieder | Mgmt | For | TNA | N/A | ||||||||
15 | Elect Michael Carlos | Mgmt | For | TNA | N/A | ||||||||
16 | Elect Ingrid Deltenre | Mgmt | For | TNA | N/A | ||||||||
17 | Elect Jurg Witmer as Chairman | Mgmt | For | TNA | N/A | ||||||||
18 | Elect Andre Hoffmann as | Mgmt | For | TNA | N/A | ||||||||
Compensation Committee | |||||||||||||
Member | |||||||||||||
19 | Elect Peter Kappeler as | Mgmt | For | TNA | N/A | ||||||||
Compensation Committee | |||||||||||||
Member | |||||||||||||
20 | Elect Werner Bauer as | Mgmt | For | TNA | N/A | ||||||||
Compensation Committee | |||||||||||||
Member | |||||||||||||
21 | Appointment of Independent | Mgmt | For | TNA | N/A | ||||||||
Proxy | |||||||||||||
22 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||||||
23 | Board Compensation | Mgmt | For | TNA | N/A | ||||||||
24 | Variable Compensation (Short- | Mgmt | For | TNA | N/A | ||||||||
term) | |||||||||||||
25 | Executive Compensation | Mgmt | For | TNA | N/A | ||||||||
Goodpack Ltd | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
G05 | CINS Y2808U106 | 08/14/2014 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Court | Singapore | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Merger/Acquisition | Mgmt | For | For | For | ||||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
Grifols SA | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
GRF | CINS E5706X124 | 05/28/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | Spain | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Individual Accounts and Reports; | Mgmt | For | For | For | ||||||||
Allocation of Profits/Dividend | |||||||||||||
2 | Consolidated Accounts and | Mgmt | For | For | For | ||||||||
Reports | |||||||||||||
3 | Ratification of Board Acts | Mgmt | For | For | For | ||||||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
(Individual Accounts) | |||||||||||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
(Consolidated Accounts) | |||||||||||||
6 | Amendments to Articles 13, 14, | Mgmt | For | For | For | ||||||||
15 and 17 | |||||||||||||
7 | Amendments to Articles 20, 24 | Mgmt | For | For | For | ||||||||
ter and 24 quater | |||||||||||||
8 | Amendments to Articles 20 bis | Mgmt | For | For | For | ||||||||
and 20 ter | |||||||||||||
9 | Amendments to General Meeting | Mgmt | For | For | For | ||||||||
Regulation Article 7 | |||||||||||||
10 | Amendments to General Meeting | Mgmt | For | For | For | ||||||||
Regulation Articles 8, 9, 16, 19 | |||||||||||||
and 20 bis | |||||||||||||
11 | Amendments to General Meeting | Mgmt | For | For | For | ||||||||
Regulation Article 11 | |||||||||||||
12 | Resignation of Edgar Dalzell | Mgmt | For | For | For | ||||||||
Jannotta | |||||||||||||
13 | Resignation of William Brett | Mgmt | For | For | For | ||||||||
Ingersoll | |||||||||||||
14 | Resignation of Jose Antonio | Mgmt | For | For | For | ||||||||
Grifols Gras (Thorthol Holdings | |||||||||||||
B.V.) | |||||||||||||
15 | Resignation of Juan Ignacio | Mgmt | For | For | For | ||||||||
Twose Roura | |||||||||||||
16 | Elect Carina Szpilka Lazaro | Mgmt | For | For | For | ||||||||
17 | Elect Inigo Sanchez-Asiain | Mgmt | For | For | For | ||||||||
Mardones | |||||||||||||
18 | Elect Raimon Grifols Roura | Mgmt | For | For | For | ||||||||
19 | Elect Anna Veiga Lluch | Mgmt | For | For | For | ||||||||
20 | Elect Tomas Daga Gelabert | Mgmt | For | For | For | ||||||||
21 | Board Size | Mgmt | For | For | For | ||||||||
22 | Presentation of Report on | Mgmt | For | For | For | ||||||||
Amendments to Board of | |||||||||||||
Directors Regulations | |||||||||||||
23 | Directors’ Fees | Mgmt | For | For | For | ||||||||
24 | Remuneration Report | Mgmt | For | For | For | ||||||||
25 | Stock Split | Mgmt | For | For | For | ||||||||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
27 | Authorization of Legal | Mgmt | For | For | For | ||||||||
Formalities | |||||||||||||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
Icon Plc | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
ICLR | CUSIP G4705A100 | 07/25/2014 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | United States | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Elect John Climax | Mgmt | For | For | For | ||||||||
2 | Elect Dermot Kelleher | Mgmt | For | For | For | ||||||||
3 | Elect Mary K. Pendergast | Mgmt | For | For | For | ||||||||
4 | Elect Hugh Brady | Mgmt | For | For | For | ||||||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||||||
6 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||||||||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
8 | Authority to Set Price Range for | Mgmt | For | For | For | ||||||||
the Issuance of Treasury Shares | |||||||||||||
Invesco Ltd. | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
IVZ | CUSIP G491BT108 | 05/14/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | United States | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Elect Martin L. Flanagan | Mgmt | For | For | For | ||||||||
2 | Elect C. Robert Henrikson | Mgmt | For | For | For | ||||||||
3 | Elect Ben F. Johnson III | Mgmt | For | For | For | ||||||||
4 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||||||||
5 | Advisory Vote on Executive | Mgmt | For | For | For | ||||||||
Compensation | |||||||||||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
Japan Tobacco Incorporated | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
2914 | CINS J27869106 | 03/20/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | Japan | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
3 | Elect Futoshi Nakamura | Mgmt | For | For | For | ||||||||
4 | Elect Tomotaka Kojima | Mgmt | For | For | For | ||||||||
5 | Elect Yoshinori Imai | Mgmt | For | For | For | ||||||||
6 | Elect Hiroshi Ohbayashi | Mgmt | For | For | For | ||||||||
7 | Elect Michio Masaki as an | Mgmt | For | For | For | ||||||||
Alternate Statutory Auditor | |||||||||||||
8 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | ||||||||
Distribution of Dividends | |||||||||||||
9 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | ||||||||
Share Repurchases | |||||||||||||
Kingdee International Software Group Co. Ltd | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
268 | CINS G52568147 | 05/08/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | Cayman Islands | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||||||
4 | Elect CHEN Deng Kun | Mgmt | For | For | For | ||||||||
5 | Elect DONG Ming Zhu | Mgmt | For | For | For | ||||||||
6 | Elect WU Cheng | Mgmt | For | For | For | ||||||||
7 | Directors’ Fees | Mgmt | For | For | For | ||||||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
9 | Appointment of Auditor and | Mgmt | For | For | For | ||||||||
Authority to Set Fees | |||||||||||||
10 | Authority to Issue Shares w/o | Mgmt | For | Against | Against | ||||||||
Preemptive Rights | |||||||||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
12 | Authority to Issue Repurchased | Mgmt | For | Against | Against | ||||||||
Shares | |||||||||||||
13 | Adoption of New Share Option | Mgmt | For | Against | Against | ||||||||
Scheme | |||||||||||||
Kingsoft Corporation Limited | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
3888 | CINS G5264Y108 | 05/20/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | Cayman Islands | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||||||
4 | Allocation of Final Dividend | Mgmt | For | For | For | ||||||||
5 | Elect LEI Jun | Mgmt | For | For | For | ||||||||
6 | Elect WONG Shun Tak | Mgmt | For | For | For | ||||||||
7 | Elect David TANG Yuen Kwan | Mgmt | For | For | For | ||||||||
8 | Elect WU Wenjie | Mgmt | For | For | For | ||||||||
9 | Appointment of Auditor and | Mgmt | For | For | For | ||||||||
Authority to Set Fees | |||||||||||||
10 | Authority to Issue Shares w/o | Mgmt | For | Against | Against | ||||||||
Preemptive Rights | |||||||||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
12 | Authority to Issue Repurchased | Mgmt | For | Against | Against | ||||||||
Shares | |||||||||||||
13 | Refreshment of Kingsoft Cloud | Mgmt | For | For | For | ||||||||
Share Option Scheme | |||||||||||||
Kingsoft Corporation Limited | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
3888 | CINS G5264Y108 | 12/26/2014 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Special | Cayman Islands | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
3 | Framework Agreement | Mgmt | For | For | For | ||||||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
5 | Loan Agreement | Mgmt | For | For | For | ||||||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
Kone Oyj | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
KNEBV | CINS X4551T105 | 02/23/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | Finland | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
9 | Accounts and Reports | Mgmt | For | For | For | ||||||||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
11 | Ratification of Board and | Mgmt | For | For | For | ||||||||
Management Acts | |||||||||||||
12 | Directors’ Fees | Mgmt | For | For | For | ||||||||
13 | Board Size | Mgmt | For | For | For | ||||||||
14 | Election of Directors | Mgmt | For | For | For | ||||||||
15 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||||||||
16 | Number of Auditors | Mgmt | For | For | For | ||||||||
17 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
19 | Authority to Issue Shares w/ or | Mgmt | For | For | For | ||||||||
w/o Preemptive Rights | |||||||||||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
Man Group plc | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
EMG | CINS G5790V172 | 05/08/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | United Kingdom | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||||||
2 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | ||||||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||||||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
5 | Elect Jon Aisbitt | Mgmt | For | For | For | ||||||||
6 | Elect Phillip Colebatch | Mgmt | For | For | For | ||||||||
7 | Elect John Cryan | Mgmt | For | For | For | ||||||||
8 | Elect Andrew D. Horton | Mgmt | For | For | For | ||||||||
9 | Elect Matthew Lester | Mgmt | For | For | For | ||||||||
10 | Elect Emmanuel Roman | Mgmt | For | For | For | ||||||||
11 | Elect Dev Sanyal | Mgmt | For | For | For | ||||||||
12 | Elect Nina Shapiro | Mgmt | For | For | For | ||||||||
13 | Elect Jonathan Sorrell | Mgmt | For | For | For | ||||||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
15 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||||||||
16 | Authority to Issue Shares w/ | Mgmt | For | For | For | ||||||||
Preemptive Rights | |||||||||||||
17 | Authority to Issue Shares w/o | Mgmt | For | For | For | ||||||||
Preemptive Rights | |||||||||||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
19 | Authority to Set General Meeting | Mgmt | For | Against | Against | ||||||||
Notice Period at 14 Days | |||||||||||||
Man Group plc | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
EMG | CINS G5790V172 | 09/05/2014 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Ordinary | United Kingdom | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Acquisition | Mgmt | For | For | For | ||||||||
Management Consulting Group plc | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
MMC | CINS G5775H107 | 04/22/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | United Kingdom | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||||||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
4 | Elect Alan J. Barber | Mgmt | For | For | For | ||||||||
5 | Elect Marco Capello | Mgmt | For | For | For | ||||||||
6 | Elect Stephen A. Ferriss | Mgmt | For | For | For | ||||||||
7 | Elect Chiheb Mahjoub | Mgmt | For | For | For | ||||||||
8 | Elect Chris J. Povey | Mgmt | For | For | For | ||||||||
9 | Elect Emilio Di Spiezio Sardo | Mgmt | For | For | For | ||||||||
10 | Elect Andrew H. Simon | Mgmt | For | For | For | ||||||||
11 | Elect Nicholas S. Stagg | Mgmt | For | For | For | ||||||||
12 | Elect Julian D. Waldron | Mgmt | For | For | For | ||||||||
13 | Appointment of Auditor and | Mgmt | For | For | For | ||||||||
Authority to Set Fees | |||||||||||||
14 | Authority to Issue Shares w/ | Mgmt | For | For | For | ||||||||
Preemptive Rights | |||||||||||||
15 | Authority to Issue Shares w/o | Mgmt | For | For | For | ||||||||
Preemptive Rights | |||||||||||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
17 | Authority to Set General Meeting | Mgmt | For | For | For | ||||||||
Notice Period at 14 Days | |||||||||||||
Millicom International Cellular SA | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
MICSDB | CINS L6388F128 | 05/15/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | Luxembourg | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
5 | Presentation of Accounts and | Mgmt | For | For | For | ||||||||
Reports | |||||||||||||
6 | Accounts and Reports | Mgmt | For | For | For | ||||||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
8 | Ratification of Board Acts | Mgmt | For | For | For | ||||||||
9 | Board Size | Mgmt | For | For | For | ||||||||
10 | Elect Paul Donovan | Mgmt | For | For | For | ||||||||
11 | Elect Tomas Eliasson | Mgmt | For | For | For | ||||||||
12 | Elect Amelia C. Fawcett | Mgmt | For | For | For | ||||||||
13 | Elect Lorenzo Grabau | Mgmt | For | Against | Against | ||||||||
14 | Elect Alejandro Santo Domingo | Mgmt | For | For | For | ||||||||
15 | Elect Cristina Stenbeck | Mgmt | For | For | For | ||||||||
16 | Elect Odilon Almeida | Mgmt | For | Against | Against | ||||||||
17 | Elect Anders Borg | Mgmt | For | For | For | ||||||||
18 | Elect Christina Stenbeck as | Mgmt | For | For | For | ||||||||
Chairman | |||||||||||||
19 | Directors’ Fees | Mgmt | For | For | For | ||||||||
20 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
21 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||||||||
22 | Nomination Committee | Mgmt | For | For | For | ||||||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
28 | Remuneration Guidelines | Mgmt | For | For | For | ||||||||
29 | Equity Grant for the CEO | Mgmt | For | Against | Against | ||||||||
Mitsubishi Estate Co Limited | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
8802 | CINS J43916113 | 06/26/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | Japan | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
3 | Elect Keiji Kimura | Mgmt | For | For | For | ||||||||
4 | Elect Hirotaka Sugiyama | Mgmt | For | For | For | ||||||||
5 | Elect Joh Katoh | Mgmt | For | For | For | ||||||||
6 | Elect Toshihiko Kazama | Mgmt | For | For | For | ||||||||
7 | Elect Masamichi Ono | Mgmt | For | For | For | ||||||||
8 | Elect Naoto Aiba | Mgmt | For | For | For | ||||||||
9 | Elect Sohichiroh Hayashi | Mgmt | For | For | For | ||||||||
10 | Elect Tohru Ohkusa | Mgmt | For | For | For | ||||||||
11 | Elect Junichi Tanisawa | Mgmt | For | For | For | ||||||||
12 | Elect Isao Matsuhashi | Mgmt | For | For | For | ||||||||
13 | Elect Shin Ebihara | Mgmt | For | For | For | ||||||||
14 | Elect Shu Tomioka | Mgmt | For | For | For | ||||||||
15 | Elect Setsuko Egami | Mgmt | For | For | For | ||||||||
16 | Elect Yutaka Yanagisawa | Mgmt | For | Against | Against | ||||||||
17 | Elect Iwao Taka | Mgmt | For | For | For | ||||||||
Nabors Industries Ltd. | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
NBR | CUSIP G6359F103 | 06/02/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | United States | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1.1 | Elect James R. Crane | Mgmt | For | Withhold | Against | ||||||||
1.2 | Elect John P. Kotts | Mgmt | For | Withhold | Against | ||||||||
1.3 | Elect Michael C. Linn | Mgmt | For | Withhold | Against | ||||||||
1.4 | Elect Anthony G. Petrello | Mgmt | For | For | For | ||||||||
1.5 | Elect Dag Skattum | Mgmt | For | For | For | ||||||||
1.6 | Elect Howard Wolf | Mgmt | For | Withhold | Against | ||||||||
1.7 | Elect John Yearwood | Mgmt | For | Withhold | Against | ||||||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
3 | Bylaw Amendment Regarding | Mgmt | For | For | For | ||||||||
Treatment of Broker Non-Votes | |||||||||||||
4 | Advisory Vote on Executive | Mgmt | For | Against | Against | ||||||||
Compensation | |||||||||||||
5 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | ||||||||
Retention of Shares | |||||||||||||
6 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | ||||||||
Shareholder Approval of Specific | |||||||||||||
Performance Metrics in Equity | |||||||||||||
Compensation Plans | |||||||||||||
7 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against | ||||||||
Sustainability Report | |||||||||||||
8 | Shareholder Proposal regarding | ShrHoldr | Against | For | Against | ||||||||
Proxy Access | |||||||||||||
9 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against | ||||||||
Majority Vote for Election of | |||||||||||||
Directors | |||||||||||||
Nestle S.A. | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
NESN | CINS H57312649 | 04/16/2015 | Take No Action | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | Switzerland | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||||||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||||||
3 | Compensation Report | Mgmt | For | TNA | N/A | ||||||||
4 | Ratification of Board and | Mgmt | For | TNA | N/A | ||||||||
Management Acts | |||||||||||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||||||
6 | Elect Peter Brabeck-Letmathe | Mgmt | For | TNA | N/A | ||||||||
7 | Elect Paul Bulcke | Mgmt | For | TNA | N/A | ||||||||
8 | Elect Andreas Koopmann | Mgmt | For | TNA | N/A | ||||||||
9 | Elect Beat Hess | Mgmt | For | TNA | N/A | ||||||||
10 | Elect Daniel Borel | Mgmt | For | TNA | N/A | ||||||||
11 | Elect Steven G. Hoch | Mgmt | For | TNA | N/A | ||||||||
12 | Elect Naina Lal Kidwai | Mgmt | For | TNA | N/A | ||||||||
13 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | ||||||||
14 | Elect Ann Veneman | Mgmt | For | TNA | N/A | ||||||||
15 | Elect Henri de Castries | Mgmt | For | TNA | N/A | ||||||||
16 | Elect Eva Cheng | Mgmt | For | TNA | N/A | ||||||||
17 | Elect Ruth Khasaya Oniang’o | Mgmt | For | TNA | N/A | ||||||||
18 | Elect Patrick Aebischer | Mgmt | For | TNA | N/A | ||||||||
19 | Elect Renato Fassbind | Mgmt | For | TNA | N/A | ||||||||
20 | Elect Peter Brabeck-Letmathe as | Mgmt | For | TNA | N/A | ||||||||
Chairman | |||||||||||||
21 | Elect Beat Hess as | Mgmt | For | TNA | N/A | ||||||||
Compensation Committee | |||||||||||||
Member | |||||||||||||
22 | Elect Daniel Borel as | Mgmt | For | TNA | N/A | ||||||||
Compensation Committee | |||||||||||||
Member | |||||||||||||
23 | Elect Andreas Koopmann as | Mgmt | For | TNA | N/A | ||||||||
Compensation Committee | |||||||||||||
Member | |||||||||||||
24 | Elect Jean-Pierre Roth as | Mgmt | For | TNA | N/A | ||||||||
Compensation Committee | |||||||||||||
Member | |||||||||||||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||||||
26 | Appointment of Independent | Mgmt | For | TNA | N/A | ||||||||
Proxy | |||||||||||||
27 | Board Compensation | Mgmt | For | TNA | N/A | ||||||||
28 | Executive Compensation | Mgmt | For | TNA | N/A | ||||||||
29 | Cancellation of Shares | Mgmt | For | TNA | N/A | ||||||||
30 | Additional or Miscellaneous | ShrHoldr | For | TNA | N/A | ||||||||
Proposals | |||||||||||||
31 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | ||||||||
32 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | ||||||||
Novo Nordisk A/S | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
NOVO-B | CINS K72807132 | 03/19/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | Denmark | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||||||
6 | Directors’ Fees for 2014 | Mgmt | For | For | For | ||||||||
7 | Directors’ Fees for 2015 | Mgmt | For | For | For | ||||||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
9 | Elect Goran A. Ando | Mgmt | For | For | For | ||||||||
10 | Elect Jeppe Christiansen | Mgmt | For | For | For | ||||||||
11 | Elect Bruno Angelici | Mgmt | For | For | For | ||||||||
12 | Elect Sylvie Gregoire | Mgmt | For | For | For | ||||||||
13 | Elect Liz Hewitt | Mgmt | For | For | For | ||||||||
14 | Elect Thomas P Koestler | Mgmt | For | For | For | ||||||||
15 | Elect Eivind Kolding | Mgmt | For | For | For | ||||||||
16 | Elect Mary T. Szela | Mgmt | For | For | For | ||||||||
17 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
18 | Cancellation of Shares | Mgmt | For | For | For | ||||||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
20 | Amendments to Articles | Mgmt | For | For | For | ||||||||
Regarding Extraordinary | |||||||||||||
Dividend | |||||||||||||
21 | Remuneration Guidelines | Mgmt | For | For | For | ||||||||
22 | Transaction of Other Business | Mgmt | For | For | For | ||||||||
Paddy Power plc | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
PAP | CINS G68673105 | 05/14/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | Ireland | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||||||||
4 | Elect Andrew McCue | Mgmt | For | For | For | ||||||||
5 | Elect Gary McGann | Mgmt | For | For | For | ||||||||
6 | Elect Nigel Northridge | Mgmt | For | For | For | ||||||||
7 | Elect Cormac McCarthy | Mgmt | For | For | For | ||||||||
8 | Elect Tom Grace | Mgmt | For | For | For | ||||||||
9 | Elect Michael A. Cawley | Mgmt | For | For | For | ||||||||
10 | Elect Danuta Gray | Mgmt | For | For | For | ||||||||
11 | Elect Ulric Jerome | Mgmt | For | For | For | ||||||||
12 | Elect Stewart Kenny | Mgmt | For | For | For | ||||||||
13 | Elect Padraig O Riordain | Mgmt | For | For | For | ||||||||
14 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||||||||
15 | Authority to Set General Meeting | Mgmt | For | For | For | ||||||||
Notice Period at 14 Days | |||||||||||||
16 | Authority to Issue Shares w/ | Mgmt | For | For | For | ||||||||
Preemptive Rights | |||||||||||||
17 | Authority to Issue Shares w/o | Mgmt | For | For | For | ||||||||
Preemptive Rights | |||||||||||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
19 | Authority to Set Price Range for | Mgmt | For | For | For | ||||||||
Re-Issuance of Treasury Shares | |||||||||||||
20 | Amendments to Memorandum | Mgmt | For | For | For | ||||||||
(Companies Act 2014) | |||||||||||||
21 | Amendments to Memorandum | Mgmt | For | For | For | ||||||||
(Companies Act 2014) | |||||||||||||
22 | Amendments to Memorandum | Mgmt | For | For | For | ||||||||
(Companies Act 2014) | |||||||||||||
23 | Amendments to Articles | Mgmt | For | For | For | ||||||||
(Companies Act 2014) | |||||||||||||
24 | Amendments to Articles | Mgmt | For | For | For | ||||||||
(Companies Act 2014) | |||||||||||||
25 | Return of Cash (B Share | Mgmt | For | For | For | ||||||||
Scheme) | |||||||||||||
26 | Share Subdivision (Ordinary | Mgmt | For | For | For | ||||||||
Shares - Return of Cash) | |||||||||||||
27 | Share Consolidation and | Mgmt | For | For | For | ||||||||
Subdivision (Intermediate | |||||||||||||
Ordinary Shares - Return of | |||||||||||||
Cash) | |||||||||||||
28 | Repurchase of Deferred Shares | Mgmt | For | For | For | ||||||||
(Return of Cash) | |||||||||||||
29 | Reduction in Share Capital | Mgmt | For | For | For | ||||||||
30 | Amendments to Equity Incentive | Mgmt | For | For | For | ||||||||
Schemes (Return of Cash) | |||||||||||||
Qiagen N.V. | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
QGEN | CUSIP N72482107 | 06/23/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | United States | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||||||
2 | Ratification of Management | Mgmt | For | For | For | ||||||||
Board Acts | |||||||||||||
3 | Ratification of Supervisory Board | Mgmt | For | For | For | ||||||||
Acts | |||||||||||||
4 | Elect Werner Brandt | Mgmt | For | For | For | ||||||||
5 | Elect Stephane Bancel | Mgmt | For | For | For | ||||||||
6 | Elect James E. Bradner | Mgmt | For | For | For | ||||||||
7 | Elect Metin Colpan | Mgmt | For | For | For | ||||||||
8 | Elect Manfred Karobath | Mgmt | For | For | For | ||||||||
9 | Elect Elaine Mardis | Mgmt | For | For | For | ||||||||
10 | Elect Lawrence A. Rosen | Mgmt | For | For | For | ||||||||
11 | Elect Elizabeth E. Tallett | Mgmt | For | For | For | ||||||||
12 | Elect Peer Schatz | Mgmt | For | For | For | ||||||||
13 | Elect Roland Sackers | Mgmt | For | For | For | ||||||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
15 | Authority to Issue Shares w/ | Mgmt | For | For | For | ||||||||
Preemptive Rights | |||||||||||||
16 | Authority to Suppress | Mgmt | For | For | For | ||||||||
Preemptive Rights | |||||||||||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
Rakuten Inc. | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
4755 | CINS J64264104 | 03/27/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | Japan | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||||||
3 | Elect Hiroshi Mikitani | Mgmt | For | For | For | ||||||||
4 | Elect Tohru Shimada | Mgmt | For | For | For | ||||||||
5 | Elect Masayuki Hosaka | Mgmt | For | For | For | ||||||||
6 | Elect Yoshihisa Yamada | Mgmt | For | For | For | ||||||||
7 | Elect Masatada Kobayashi | Mgmt | For | For | For | ||||||||
8 | Elect Akio Sugihara | Mgmt | For | For | For | ||||||||
9 | Elect Kazunori Takeda | Mgmt | For | For | For | ||||||||
10 | Elect Kentaroh Hyakuno | Mgmt | For | For | For | ||||||||
11 | Elect Hiroaki Yasutake | Mgmt | For | For | For | ||||||||
12 | Elect Charles B. Baxter | Mgmt | For | For | For | ||||||||
13 | Elect Kohichi Kusano | Mgmt | For | For | For | ||||||||
14 | Elect Ken Kutaragi | Mgmt | For | For | For | ||||||||
15 | Elect Hiroshi Fukino | Mgmt | For | For | For | ||||||||
16 | Elect Jun Murai | Mgmt | For | For | For | ||||||||
17 | Elect Yasufumi Hirai | Mgmt | For | For | For | ||||||||
18 | Elect Youngme E. Moon | Mgmt | For | For | For | ||||||||
19 | Elect Yoshiaki Senoo | Mgmt | For | For | For | ||||||||
20 | Elect Takeo Hirata | Mgmt | For | For | For | ||||||||
21 | Elect Hiroshi Takahashi as | Mgmt | For | For | For | ||||||||
Alternate Statutory Auditor | |||||||||||||
22 | Directors’ Fees | Mgmt | For | For | For | ||||||||
23 | Equity Compensation Plan for | Mgmt | For | For | For | ||||||||
Inside Directors, Executive | |||||||||||||
Officers and Employees | |||||||||||||
24 | Equity Compensation Plan for | Mgmt | For | For | For | ||||||||
Outside Directors | |||||||||||||
25 | Equity Compensation Plan for | Mgmt | For | For | For | ||||||||
Statutory Auditors | |||||||||||||
Reed Elsevier Plc | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
REL | CINS G74570121 | 04/23/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | United Kingdom | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||||||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
5 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||||||||
6 | Elect Erik Engstrom | Mgmt | For | For | For | ||||||||
7 | Elect Anthony Habgood | Mgmt | For | For | For | ||||||||
8 | Elect Wolfhart Hauser | Mgmt | For | For | For | ||||||||
9 | Elect Adrian Hennah | Mgmt | For | For | For | ||||||||
10 | Elect Lisa Hook | Mgmt | For | For | For | ||||||||
11 | Elect Nicholas Luff | Mgmt | For | For | For | ||||||||
12 | Elect Robert Polet | Mgmt | For | For | For | ||||||||
13 | Elect Linda S. Sanford | Mgmt | For | For | For | ||||||||
14 | Elect Ben van der Veer | Mgmt | For | For | For | ||||||||
15 | Authority to Issue Shares w/ | Mgmt | For | For | For | ||||||||
Preemptive Rights | |||||||||||||
16 | Authority to Issue Shares w/o | Mgmt | For | For | For | ||||||||
Preemptive Rights | |||||||||||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
18 | Authority to Set General Meeting | Mgmt | For | For | For | ||||||||
Notice Period at 14 Days | |||||||||||||
19 | Restructuring of Indirect Interest | Mgmt | For | For | For | ||||||||
in Reed Elsevier NV | |||||||||||||
20 | Change of Company Name | Mgmt | For | For | For | ||||||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
Sanofi | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
SAN | CINS F5548N101 | 05/04/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Mix | France | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
4 | Accounts and Reports; Approval | Mgmt | For | For | For | ||||||||
of Non Tax-Deductible Expenses | |||||||||||||
5 | Consolidated Accounts and | Mgmt | For | For | For | ||||||||
Reports | |||||||||||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||||||
8 | Elect Serge Weinberg | Mgmt | For | For | For | ||||||||
9 | Elect Suet-Fern Lee | Mgmt | For | For | For | ||||||||
10 | Ratification of the Co-Option of | Mgmt | For | For | For | ||||||||
Bonnie Bassler | |||||||||||||
11 | Elect Bonnie Bassler | Mgmt | For | For | For | ||||||||
12 | Elect Olivier Brandicourt | Mgmt | For | For | For | ||||||||
13 | Remuneration of Serge | Mgmt | For | For | For | ||||||||
Weinberg, Chairman and Interim | |||||||||||||
CEO | |||||||||||||
14 | Remuneration of Christopher | Mgmt | For | For | For | ||||||||
Viehbacher, Former CEO | |||||||||||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
16 | Authority to Issue Shares w/ | Mgmt | For | For | For | ||||||||
Preemptive Rights | |||||||||||||
17 | Authority to Issue Shares w/o | Mgmt | For | For | For | ||||||||
Preemptive Rights | |||||||||||||
18 | Authority to Issue Shares | Mgmt | For | For | For | ||||||||
Through Private Placement | |||||||||||||
19 | Authority to Issue Debt | Mgmt | For | For | For | ||||||||
Instruments | |||||||||||||
20 | Greenshoe | Mgmt | For | For | For | ||||||||
21 | Authority to Increase Capital | Mgmt | For | For | For | ||||||||
Through Contributions in Kind | |||||||||||||
22 | Authority to Increase Capital | Mgmt | For | For | For | ||||||||
Through Capitalizations | |||||||||||||
23 | Authority to Cancel Shares and | Mgmt | For | For | For | ||||||||
Reduce Capital | |||||||||||||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||||||
25 | Authority to Issue Performance | Mgmt | For | For | For | ||||||||
Shares | |||||||||||||
26 | Amendment to Articles | Mgmt | For | Against | Against | ||||||||
Regarding Share Ownership | |||||||||||||
Disclosure | |||||||||||||
27 | Amendment to Articles | Mgmt | For | For | For | ||||||||
Regarding Record Date | |||||||||||||
28 | Authorization of Legal | Mgmt | For | For | For | ||||||||
Formalities | |||||||||||||
Sap SE | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
SAP | CINS D66992104 | 05/20/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | Germany | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
6 | Ratification of Management | Mgmt | For | For | For | ||||||||
Board Acts | |||||||||||||
7 | Ratification of Supervisory Board | Mgmt | For | For | For | ||||||||
Acts | |||||||||||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
9 | Increase in Authorized Capital I | Mgmt | For | For | For | ||||||||
10 | Increase in Authorized Capital II | Mgmt | For | For | For | ||||||||
11 | Supervisory Board Members’ | Mgmt | For | For | For | ||||||||
Fees | |||||||||||||
Sapporo Holdings Limited | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
2501 | CINS J69413128 | 03/27/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | Japan | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
3 | Elect Tsutomu Kamijoh | Mgmt | For | For | For | ||||||||
4 | Elect Hidenori Tanaka | Mgmt | For | For | For | ||||||||
5 | Elect Yohichi Katoh | Mgmt | For | For | For | ||||||||
6 | Elect Junji Watari | Mgmt | For | For | For | ||||||||
7 | Elect Toshio Mizokami | Mgmt | For | For | For | ||||||||
8 | Elect Hiroyuki Nose | Mgmt | For | For | For | ||||||||
9 | Elect Shigehiko Hattori | Mgmt | For | For | For | ||||||||
10 | Elect Teruhiko Ikeda | Mgmt | For | For | For | ||||||||
11 | Elect Shizuka Uzawa | Mgmt | For | For | For | ||||||||
12 | Elect Shohji Osaki | Mgmt | For | For | For | ||||||||
13 | Elect Ken Kimoto | Mgmt | For | For | For | ||||||||
14 | Elect Tsugio Yada as Alternate | Mgmt | For | For | For | ||||||||
Statutory Auditor | |||||||||||||
Sasol Limited | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
SOL | CUSIP 803866300 | 11/21/2014 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | United States | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Re-elect Colin Beggs | Mgmt | For | For | For | ||||||||
2 | Re-elect David Constable | Mgmt | For | For | For | ||||||||
3 | Re-elect Henk Dijkgraaf | Mgmt | For | For | For | ||||||||
4 | Re-elect Moses Z. Mkhize | Mgmt | For | For | For | ||||||||
5 | Re-elect Peter J. Robertson | Mgmt | For | For | For | ||||||||
6 | Elect Bongani Nqwababa | Mgmt | For | For | For | ||||||||
7 | Elect Nomgando Matyumza | Mgmt | For | For | For | ||||||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
9 | Elect Audit Committee Member | Mgmt | For | For | For | ||||||||
(Colin Beggs) | |||||||||||||
10 | Elect Audit Committee Member | Mgmt | For | For | For | ||||||||
(Nomgando Matyumza) | |||||||||||||
11 | Elect Audit Committee Member | Mgmt | For | For | For | ||||||||
(Imogen Mkhize) | |||||||||||||
12 | Elect Audit Committee Member | Mgmt | For | For | For | ||||||||
(Johnson Njeke) | |||||||||||||
13 | Elect Audit Committee Member | Mgmt | For | For | For | ||||||||
(Stephen Westwell) | |||||||||||||
14 | Approve Remuneration Policy | Mgmt | For | For | For | ||||||||
15 | Approve NEDs’ Fees | Mgmt | For | For | For | ||||||||
16 | Approve Financial Assistance | Mgmt | For | For | For | ||||||||
17 | Amendments to Memorandum | Mgmt | For | For | For | ||||||||
(Clause 26) | |||||||||||||
18 | Amendment to Memorandum | Mgmt | For | For | For | ||||||||
(Clause 29.4.2) | |||||||||||||
19 | General Authority to Repurchase | Mgmt | For | For | For | ||||||||
Shares | |||||||||||||
20 | Specific Authority to Repurchase | Mgmt | For | For | For | ||||||||
Shares | |||||||||||||
Shire plc | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
SHP | CINS G8124V108 | 04/28/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | Jersey | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||||||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||||||||
4 | Elect Dominic Blakemore | Mgmt | For | For | For | ||||||||
5 | Elect William M. Burns | Mgmt | For | For | For | ||||||||
6 | Elect Steven Gillis | Mgmt | For | For | For | ||||||||
7 | Elect David Ginsburg | Mgmt | For | For | For | ||||||||
8 | Elect David Kappler | Mgmt | For | For | For | ||||||||
9 | Elect Susan Kilsby | Mgmt | For | For | For | ||||||||
10 | Elect Anne Minto | Mgmt | For | For | For | ||||||||
11 | Elect Flemming Ornskov | Mgmt | For | For | For | ||||||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
13 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||||||||
14 | Long Term Incentive Plan 2015 | Mgmt | For | For | For | ||||||||
15 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||||||
16 | Authority to Issue Shares w/ | Mgmt | For | For | For | ||||||||
Preemptive Rights | |||||||||||||
17 | Authority to Issue Shares w/o | Mgmt | For | For | For | ||||||||
Preemptive Rights | |||||||||||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
19 | Authority to Set General Meeting | Mgmt | For | For | For | ||||||||
Notice Period at 14 Days | |||||||||||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
Swatch Group Ltd. (The) | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
UHR | CINS H83949141 | 05/28/2015 | Take No Action | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | Switzerland | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | ||||||||
2 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | ||||||||
3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | ||||||||
4 | Approval of Accounts and | Mgmt | For | TNA | N/A | ||||||||
Reports | |||||||||||||
5 | Ratification of Board and | Mgmt | For | TNA | N/A | ||||||||
Management Acts | |||||||||||||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||||||
7 | Fixed Board Compensation | Mgmt | For | TNA | N/A | ||||||||
(Board Functions) | |||||||||||||
8 | Fixed Board Compensation | Mgmt | For | TNA | N/A | ||||||||
(Executive Directors) | |||||||||||||
9 | Fixed Executive Compensation | Mgmt | For | TNA | N/A | ||||||||
10 | Variable Compensation | Mgmt | For | TNA | N/A | ||||||||
(Executive Directors) | |||||||||||||
11 | Variable Compensation | Mgmt | For | TNA | N/A | ||||||||
(Executive Management) | |||||||||||||
12 | Elect Nayla Hayek | Mgmt | For | TNA | N/A | ||||||||
13 | Elect Ernst Tanner | Mgmt | For | TNA | N/A | ||||||||
14 | Elect Georges Nicolas Hayek | Mgmt | For | TNA | N/A | ||||||||
15 | Elect Claude Nicollier | Mgmt | For | TNA | N/A | ||||||||
16 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | ||||||||
17 | Elect Nayla Hayek as | Mgmt | For | TNA | N/A | ||||||||
Chairwoman | |||||||||||||
18 | Elect Nayla Hayek as | Mgmt | For | TNA | N/A | ||||||||
Compensation Committee | |||||||||||||
Member | |||||||||||||
19 | Elect Ernst Tanner as | Mgmt | For | TNA | N/A | ||||||||
Compensation Committee | |||||||||||||
Member | |||||||||||||
20 | Elect Georges N. Hayek as | Mgmt | For | TNA | N/A | ||||||||
Compensation Committee | |||||||||||||
Member | |||||||||||||
21 | Elect Claude Nicollier as | Mgmt | For | TNA | N/A | ||||||||
Compensation Committee | |||||||||||||
Member | |||||||||||||
22 | Elect Jean-Pierre Roth as | Mgmt | For | TNA | N/A | ||||||||
Compensation Committee | |||||||||||||
Member | |||||||||||||
23 | Appointment of Independent | Mgmt | For | TNA | N/A | ||||||||
Proxy | |||||||||||||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||||||
25 | Amendments to Articles Relating | Mgmt | For | TNA | N/A | ||||||||
to VeguV | |||||||||||||
26 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||||||||
Teva Pharmaceutical Industries Ltd. | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
TEVA | CUSIP 881624209 | 07/30/2014 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | United States | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Elect Dan Propper | Mgmt | For | For | For | ||||||||
2 | Elect Ory Slonim | Mgmt | For | Against | Against | ||||||||
3 | Elect Joseph Nitzani | Mgmt | For | Against | Against | ||||||||
4 | Elect Jean-Michel Halfon | Mgmt | For | For | For | ||||||||
5 | Bonus Incentives of President | Mgmt | For | For | For | ||||||||
and CEO | |||||||||||||
6 | Equity Grants of President and | Mgmt | For | Against | Against | ||||||||
CEO | |||||||||||||
7 | Liability Insurance of Directors & | Mgmt | For | Against | Against | ||||||||
Officers | |||||||||||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
Total Produce Plc | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
TOT | CINS G8983Q109 | 05/20/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | Ireland | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
3 | Elect Rory P. Byrne | Mgmt | For | For | For | ||||||||
4 | Elect Jerome J. Kennedy | Mgmt | For | For | For | ||||||||
5 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||||||||
6 | Authority to Issue Shares w/ | Mgmt | For | For | For | ||||||||
Preemptive Rights | |||||||||||||
7 | Authority to Issue Shares w/o | Mgmt | For | For | For | ||||||||
Preemptive Rights | |||||||||||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
9 | Authority to Set Price Range for | Mgmt | For | For | For | ||||||||
Re-Issuance of Treasury Shares | |||||||||||||
10 | Amendments to Memorandum | Mgmt | For | For | For | ||||||||
(Companies Act 2014) | |||||||||||||
11 | Amendments to Articles | Mgmt | For | For | For | ||||||||
(Companies Act 2014) | |||||||||||||
Transocean Ltd. | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
RIG | CUSIP H8817H100 | 05/15/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | United States | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||||||
2 | Ratification of Board and | Mgmt | For | For | For | ||||||||
Management Acts | |||||||||||||
3 | Allocation of Losses | Mgmt | For | For | For | ||||||||
4 | Distribution of Dividend | Mgmt | For | For | For | ||||||||
5 | Elect Glyn Barker | Mgmt | For | For | For | ||||||||
6 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | ||||||||
7 | Elect Frederico F. Curado | Mgmt | For | For | For | ||||||||
8 | �� | Elect Chad Deaton | Mgmt | For | For | For | |||||||
9 | Elect Vincent J. Intrieri | Mgmt | For | For | For | ||||||||
10 | Elect Martin B. McNamara | Mgmt | For | For | For | ||||||||
11 | Elect Samuel J. Merksamer | Mgmt | For | For | For | ||||||||
12 | Elect Merrill A. Miller, Jr. | Mgmt | For | For | For | ||||||||
13 | Elect Edward R. Muller | Mgmt | For | For | For | ||||||||
14 | Elect TAN Ek Kia | Mgmt | For | For | For | ||||||||
15 | Election of Chairman of the | Mgmt | For | For | For | ||||||||
Board | |||||||||||||
16 | Elect Director Curado to | Mgmt | For | For | For | ||||||||
Compensation Committee | |||||||||||||
17 | Elect Director Intrieri to | Mgmt | For | For | For | ||||||||
Compensation Committee | |||||||||||||
18 | Elect Director McNamara to | Mgmt | For | For | For | ||||||||
Compensation Committee | |||||||||||||
19 | Elect Director Tan Ek Kia to | Mgmt | For | For | For | ||||||||
Compensation Committee | |||||||||||||
20 | Appointment of Independent | Mgmt | For | For | For | ||||||||
Proxy | |||||||||||||
21 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
22 | Advisory Vote on Executive | Mgmt | For | For | For | ||||||||
Compensation | |||||||||||||
23 | Ratification of Maximum | Mgmt | For | For | For | ||||||||
Compensation of the Board of | |||||||||||||
Directors | |||||||||||||
24 | Ratification of Maximum Amount | Mgmt | For | For | For | ||||||||
of Executive Compensation | |||||||||||||
25 | Approval of the 2015 Long-Term | Mgmt | For | For | For | ||||||||
Incentive Plan | |||||||||||||
Transocean Ltd. | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
RIG | CUSIP H8817H100 | 09/22/2014 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Special | United States | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Reduce Maximum Board Size | Mgmt | For | For | For | ||||||||
2 | Elect Merrill A. Miller, Jr. | Mgmt | For | For | For | ||||||||
Tyco International Ltd. | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
TYC | CUSIP G91442106 | 03/04/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | United States | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Elect Edward D. Breen | Mgmt | For | For | For | ||||||||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | ||||||||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | ||||||||
4 | Elect Frank M. Drendel | Mgmt | For | For | For | ||||||||
5 | Elect Brian Duperreault | Mgmt | For | For | For | ||||||||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | ||||||||
7 | Elect George R. Oliver | Mgmt | For | For | For | ||||||||
8 | Elect Brendan R. O’Neill | Mgmt | For | For | For | ||||||||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | ||||||||
10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | ||||||||
11 | Elect R. David Yost | Mgmt | For | For | For | ||||||||
12 | Authority to Set Audit Fees | Mgmt | For | For | For | ||||||||
13 | Appointment of Auditor and | Mgmt | For | For | For | ||||||||
Authority to Set Fees | |||||||||||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
15 | Authority to set Price Range for | Mgmt | For | For | For | ||||||||
Issuance of Treasury Shares | |||||||||||||
16 | Advisory Vote on Executive | Mgmt | For | For | For | ||||||||
Compensation | |||||||||||||
Tyco International Ltd. | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
TYC | CUSIP H89128104 | 09/09/2014 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Special | United States | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Redomestication from | Mgmt | For | For | For | ||||||||
Switzerland to Ireland | |||||||||||||
2 | Reduction in Share Premium | Mgmt | For | For | For | ||||||||
Account | |||||||||||||
UBM plc | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
UBM | CINS G91709108 | 05/14/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | Jersey | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||||||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
5 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||||||||
6 | Elect Helen Alexander | Mgmt | For | For | For | ||||||||
7 | Elect Tim Cobbold | Mgmt | For | For | For | ||||||||
8 | Elect Robert Gray | Mgmt | For | For | For | ||||||||
9 | Elect Alan Gillespie | Mgmt | For | For | For | ||||||||
10 | Elect Pradeep Kar | Mgmt | For | For | For | ||||||||
11 | Elect Greg Lock | Mgmt | For | For | For | ||||||||
12 | Elect John McConnell | Mgmt | For | For | For | ||||||||
13 | Elect Mary T. McDowell | Mgmt | For | For | For | ||||||||
14 | Elect Terry Neill | Mgmt | For | For | For | ||||||||
15 | Elect Jonathan Newcomb | Mgmt | For | For | For | ||||||||
16 | Share Incentive Plan | Mgmt | For | For | For | ||||||||
17 | Authority to Issue Shares w/ | Mgmt | For | For | For | ||||||||
Preemptive Rights | |||||||||||||
18 | Authority to Issue Shares w/o | Mgmt | For | For | For | ||||||||
Preemptive Rights | |||||||||||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
20 | Authority to Set General Meeting | Mgmt | For | For | For | ||||||||
Notice Period at 14 Days | |||||||||||||
UBM plc | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
UBM | CINS G91709108 | 11/26/2014 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Ordinary | Jersey | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Acquisition | Mgmt | For | For | For | ||||||||
2 | Authority to Issue Shares w/o | Mgmt | For | For | For | ||||||||
Preemptive Rights (Rights Issue) | |||||||||||||
3 | Disapply Preemptive Rights | Mgmt | For | For | For | ||||||||
(Rights Issue) | |||||||||||||
UOB Kay Hian Holdings Limited | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
U10 | CINS Y92991101 | 04/24/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | Singapore | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
5 | Directors’ Fees | Mgmt | For | For | For | ||||||||
6 | Elect Henry TAY Yun Chwan | Mgmt | For | For | For | ||||||||
7 | Elect TANG Wee Loke | Mgmt | For | For | For | ||||||||
8 | Elect Esmond CHOO Liong Gee | Mgmt | For | For | For | ||||||||
9 | Appointment of Auditor and | Mgmt | For | For | For | ||||||||
Authority to Set Fees | |||||||||||||
10 | Authority to Issue Shares w/ or | Mgmt | For | For | For | ||||||||
w/o Preemptive Rights | |||||||||||||
11 | Authority to Issue Shares under | Mgmt | For | For | For | ||||||||
the UOB-Kay Hian Holdings | |||||||||||||
Limited Scrip Dividend Scheme | |||||||||||||
Wolters Kluwer NV | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
WKL | CINS ADPV09931 | 04/22/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | Netherlands | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
7 | Ratification of Management | Mgmt | For | For | For | ||||||||
Board Acts | |||||||||||||
8 | Ratification of Supervisory Board | Mgmt | For | For | For | ||||||||
Acts | |||||||||||||
9 | Elect Bruno Angelici | Mgmt | For | For | For | ||||||||
10 | Elect Ben J. Noteboom | Mgmt | For | For | For | ||||||||
11 | Supervisory Board Fees | Mgmt | For | For | For | ||||||||
12 | Authority to Issue Shares w/ | Mgmt | For | For | For | ||||||||
Preemptive Rights | |||||||||||||
13 | Authority to Suppress | Mgmt | For | For | For | ||||||||
Preemptive Rights | |||||||||||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
Yamaha Motor Co. Ltd. | |||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
7272 | CINS J95776126 | 03/26/2015 | Voted | ||||||||||
Meeting Type | Country of Trade | ||||||||||||
Annual | Japan | ||||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
3 | Elect Hiroyuki Yanagi | Mgmt | For | For | For | ||||||||
4 | Elect Takaaki Kimura | Mgmt | For | For | For | ||||||||
5 | Elect Kohzoh Shinozaki | Mgmt | For | For | For | ||||||||
6 | Elect Nobuya Hideshima | Mgmt | For | For | For | ||||||||
7 | Elect Masahiro Takizawa | Mgmt | For | For | For | ||||||||
8 | Elect Katsuaki Watanabe | Mgmt | For | For | For | ||||||||
9 | Elect Toshizumi Katoh | Mgmt | For | For | For | ||||||||
10 | Elect Yohichiroh Kojima | Mgmt | For | For | For | ||||||||
11 | Elect Tamotsu Adachi | Mgmt | For | For | For | ||||||||
12 | Elect Takuya Nakata | Mgmt | For | For | For | ||||||||
13 | Elect Atsushi Niimi | Mgmt | For | For | For | ||||||||
14 | Elect Hiroshi Itoh | Mgmt | For | For | For | ||||||||
15 | Elect Kenji Hironaga | Mgmt | For | For | For | ||||||||
16 | Elect Tomomi Yatsu | Mgmt | For | For | For | ||||||||
17 | Elect Masayuki Satake as | Mgmt | For | For | For | ||||||||
Alternate Statutory Auditor |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BROWN CAPITAL MANAGEMENT MUTUAL FUNDS
By: | (Signature and Title) | /s/ Keith A. Lee | ||
Keith A. Lee | ||||
Trustee, President and Principal Executive Officer |
Date: August 21, 2015