UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-06199
BROWN CAPITAL MANAGEMENT MUTUAL FUNDS
(Exact name of registrant as specified in charter)
1201 North Calvert Street, Baltimore, Maryland 21202
(Address of principal executive offices) (Zip code)
Capitol Services, Inc.
1675 S. State Street, Suite B, Dover, Delaware 19901
(Name and address of agent for service)
With copies to:
John H. Lively
The Law Offices of John H. Lively & Associates, Inc.
A member firm of The 1940 Act Law GroupTM
11300 Tomahawk Creek Parkway, Suite 310
Leawood, Kansas 66211
Registrant’s telephone number, including area code: 410-837-3234
Date of fiscal year end: March 31
Date of reporting period: July 1, 2016 - June 30, 2017
ITEM 1. PROXY VOTING RECORD
BROWN CAPITAL MANAGEMENT MID COMPANY FUND
Acuity Brands, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
AYI | CUSIP 00508Y102 | 01/06/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect W. Patrick Battle | Mgmt | For | For | For | |||||||
1.2 | Elect Gordon D. Harnett | Mgmt | For | For | For | |||||||
1.3 | Elect Robert F. McCullough | Mgmt | For | For | For | |||||||
1.4 | Elect Dominic J. Pileggi | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||||||
5 | Shareholder Proposal Regarding Dividend Increase | ShrHoldr | Against | Against | For | |||||||
Akamai Technologies, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
AKAM | CUSIP 00971T101 | 05/17/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Monte Ford | Mgmt | For | For | For | |||||||
2 | Elect Frederic V. Salerno | Mgmt | For | For | For | |||||||
3 | Elect Bernardus Verwaayen | Mgmt | For | For | For | |||||||
4 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||||
ANSYS, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ANSS | CUSIP 03662Q105 | 05/19/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect James E. Cashman III | Mgmt | For | For | For | |||||||
2 | Elect Ajei S. Gopal | Mgmt | For | For | For | |||||||
3 | Elect William R. McDermott | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Blackbaud, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BLKB | CUSIP 09227Q100 | 06/13/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Timothy C.K. Chou | Mgmt | For | For | For | |||||||
2 | Elect Peter J. Kight | Mgmt | For | For | For | |||||||
3 | Elect Joyce M. Nelson | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Celgene Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CELG | CUSIP 151020104 | 06/14/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||||||
1.2 | Elect Mark J. Alles | Mgmt | For | For | For | |||||||
1.3 | Elect Richard W. Barker | Mgmt | For | For | For | |||||||
1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | |||||||
1.5 | Elect Michael D. Casey | Mgmt | For | For | For | |||||||
1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||||||
1.7 | Elect Michael A. Friedman | Mgmt | For | For | For | |||||||
1.8 | Elect Julia A. Haller | Mgmt | For | For | For | |||||||
1.9 | Elect Gilla S. Kaplan | Mgmt | For | For | For | |||||||
1.10 | Elect James J. Loughlin | Mgmt | For | For | For | |||||||
1.11 | Elect Ernest Mario | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
6 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | |||||||
Cerner Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CERN | CUSIP 156782104 | 05/24/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Julie L. Gerberding | Mgmt | For | For | For | |||||||
2 | Elect Neal L. Patterson | Mgmt | For | For | For | |||||||
3 | Elect William D. Zollars | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
Charles Schwab Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SCHW | CUSIP 808513105 | 05/16/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect William S. Haraf | Mgmt | For | For | For | |||||||
2 | Elect Frank C. Herringer | Mgmt | For | For | For | |||||||
3 | Elect Stephen T. McLin | Mgmt | For | For | For | |||||||
4 | Elect Roger O. Walther | Mgmt | For | For | For | |||||||
5 | Elect Robert N. Wilson | Mgmt | For | For | For | |||||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||||||
10 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||||||
11 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||||||
12 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||||||
Ellie Mae, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ELLI | CUSIP 28849P100 | 05/17/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Karen Blasing | Mgmt | For | For | For | |||||||
1.2 | Elect Jonathan Corr | Mgmt | For | For | For | |||||||
1.3 | Elect Robert J. Levin | Mgmt | For | For | For | |||||||
1.4 | Elect Jeb S. Spencer | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||||||
Equifax Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
EFX | CUSIP 294429105 | 05/04/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Robert D. Daleo | Mgmt | For | For | For | |||||||
2 | Elect Walter W. Driver, Jr. | Mgmt | For | For | For | |||||||
3 | Elect Mark L. Feidler | Mgmt | For | For | For | |||||||
4 | Elect G. Thomas Hough | Mgmt | For | For | For | |||||||
5 | Elect L. Phillip Humann | Mgmt | For | For | For | |||||||
6 | Elect Robert D. Marcus | Mgmt | For | For | For | |||||||
7 | Elect Siri S. Marshall | Mgmt | For | For | For | |||||||
8 | Elect John A. McKinley | Mgmt | For | For | For | |||||||
9 | Elect Richard F. Smith | Mgmt | For | For | For | |||||||
10 | Elect Elane B. Stock | Mgmt | For | For | For | |||||||
11 | Elect Mark B. Templeton | Mgmt | For | For | For | |||||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||||
Evercore Partners Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
EVR | CUSIP 29977A105 | 06/12/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Roger C. Altman | Mgmt | For | For | For | |||||||
1.2 | Elect Richard I. Beattie | Mgmt | For | For | For | |||||||
1.3 | Elect Gail B. Harris | Mgmt | For | For | For | |||||||
1.4 | Elect Robert B. Millard | Mgmt | For | For | For | |||||||
1.5 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||||||
1.6 | Elect Sir Simon M. Robertson | Mgmt | For | For | For | |||||||
1.7 | Elect Ralph L. Schlosstein | Mgmt | For | For | For | |||||||
1.8 | Elect John S. Weinberg | Mgmt | For | For | For | |||||||
1.9 | Elect William J. Wheeler | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Expedia, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
EXPE | CUSIP 30212P303 | 06/13/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Susan C. Athey | Mgmt | For | For | For | |||||||
2 | Elect A. George Battle | Mgmt | For | For | For | |||||||
3 | Elect Chelsea Clinton | Mgmt | For | For | For | |||||||
4 | Elect Pamela L. Coe | Mgmt | For | For | For | |||||||
5 | Elect Barry Diller | Mgmt | For | For | For | |||||||
6 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||||||
7 | Elect Craig A. Jacobson | Mgmt | For | For | For | |||||||
8 | Elect Victor A. Kaufman | Mgmt | For | For | For | |||||||
9 | Elect Peter M. Kern | Mgmt | For | For | For | |||||||
10 | Elect Dara Khosrowshahi | Mgmt | For | For | For | |||||||
11 | Elect John C. Malone | Mgmt | For | For | For | |||||||
12 | Elect Scott Rudin | Mgmt | For | For | For | |||||||
13 | Elect Christopher W. Shean | Mgmt | For | For | For | |||||||
14 | Elect Alexander von Furstenberg | Mgmt | For | For | For | |||||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||||
Expedia, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
EXPE | CUSIP 30212P303 | 09/14/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Susan C. Athey | Mgmt | For | For | For | |||||||
2 | Elect A. George Battle | Mgmt | For | For | For | |||||||
3 | Elect Pamela L. Coe | Mgmt | For | For | For | |||||||
4 | Elect Barry Diller | Mgmt | For | For | For | |||||||
5 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||||||
6 | Elect Craig A. Jacobson | Mgmt | For | For | For | |||||||
7 | Elect Victor A. Kaufman | Mgmt | For | For | For | |||||||
8 | Elect Peter M. Kern | Mgmt | For | For | For | |||||||
9 | Elect Dara Khosrowshahi | Mgmt | For | For | For | |||||||
10 | Elect John C. Malone | Mgmt | For | For | For | |||||||
11 | Elect Scott Rudin | Mgmt | For | For | For | |||||||
12 | Elect Christopher W. Shean | Mgmt | For | For | For | |||||||
13 | Elect Alexander von Furstenberg | Mgmt | For | For | For | |||||||
14 | Amendment to the 2005 Stock and Annual Incentive Plan | Mgmt | For | For | For | |||||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Factset Research Systems Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FDS | CUSIP 303075105 | 12/20/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Malcolm Frank | Mgmt | For | For | For | |||||||
2 | Elect Sheila B. Jordan | Mgmt | For | For | For | |||||||
3 | Elect James J. McGonigle | Mgmt | For | For | For | |||||||
4 | Elect F. Phillip Snow | Mgmt | For | For | For | |||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Fastenal Company | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FAST | CUSIP 311900104 | 04/25/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Willard D. Oberton | Mgmt | For | For | For | |||||||
2 | Elect Michael J. Ancius | Mgmt | For | For | For | |||||||
3 | Elect Michael J. Dolan | Mgmt | For | For | For | |||||||
4 | Elect Stephen L. Eastman | Mgmt | For | For | For | |||||||
5 | Elect Daniel L. Florness | Mgmt | For | For | For | |||||||
6 | Elect Rita J. Heise | Mgmt | For | For | For | |||||||
7 | Elect Darren R. Jackson | Mgmt | For | For | For | |||||||
8 | Elect Daniel J. Johnson | Mgmt | For | For | For | |||||||
9 | Elect Scott A. Satterlee | Mgmt | For | For | For | |||||||
10 | Elect Reyne K. Wisecup | Mgmt | For | For | For | |||||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||||
12 | Re-approval of the Fastenal Company Incentive Plan | Mgmt | For | For | For | |||||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
J.B. Hunt Transport Services, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
JBHT | CUSIP 445658107 | 04/20/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Douglas G. Duncan | Mgmt | For | For | For | |||||||
2 | Elect Francesca M. Edwardson | Mgmt | For | For | For | |||||||
3 | Elect Wayne Garrison | Mgmt | For | For | For | |||||||
4 | Elect Sharilyn S. Gasaway | Mgmt | For | For | For | |||||||
5 | Elect Gary C. George | Mgmt | For | For | For | |||||||
6 | Elect Bryan Hunt | Mgmt | For | For | For | |||||||
7 | Elect Coleman H. Peterson | Mgmt | For | For | For | |||||||
8 | Elect John N. Roberts III | Mgmt | For | For | For | |||||||
9 | Elect James L. Robo | Mgmt | For | For | For | |||||||
10 | Elect Kirk Thompson | Mgmt | For | For | For | |||||||
11 | Amendment to the Management Incentive Plan | Mgmt | For | For | For | |||||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||||
Jazz Pharmaceuticals plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
JAZZ | CUSIP G50871105 | 08/04/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Paul L. Berns | Mgmt | For | For | For | |||||||
2 | Elect Patrick G. Enright | Mgmt | For | For | For | |||||||
3 | Elect Seamus C. Mulligan | Mgmt | For | For | For | |||||||
4 | Elect Norbert G. Riedel | Mgmt | For | For | For | |||||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
7 | Amendments to Memorandum of Association | Mgmt | For | For | For | |||||||
8 | Amendments to Articles of Association | Mgmt | For | For | For | |||||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
12 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||||
13 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||||||
14 | Amendment to the 2007 Director Stock Option Plan | Mgmt | For | For | For | |||||||
Manhattan Associates, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MANH | CUSIP 562750109 | 05/18/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Eddie Capel | Mgmt | For | For | For | |||||||
2 | Elect Charles E. Moran | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Masimo Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MASI | CUSIP 574795100 | 06/01/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Steven J. Barker | Mgmt | For | For | For | |||||||
2 | Elect Sanford Fitch | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
6 | Approval of the 2017 Equity Incentive Plan | Mgmt | For | For | For | |||||||
7 | Approval of the Executive Bonus Incentive Plan | Mgmt | For | For | For | |||||||
Mastercard Incorporated | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MA | CUSIP 57636Q104 | 06/27/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||||||
2 | Elect Ajay Banga | Mgmt | For | For | For | |||||||
3 | Elect Silvio Barzi | Mgmt | For | For | For | |||||||
4 | Elect David R. Carlucci | Mgmt | For | For | For | |||||||
5 | Elect Steven J. Freiberg | Mgmt | For | For | For | |||||||
6 | Elect Julius Genachowski | Mgmt | For | For | For | |||||||
7 | Elect Merit E. Janow | Mgmt | For | For | For | |||||||
8 | Elect Nancy J. Karch | Mgmt | For | For | For | |||||||
9 | Elect Oki Matsumoto | Mgmt | For | For | For | |||||||
10 | Elect Rima Qureshi | Mgmt | For | For | For | |||||||
11 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||||||
12 | Elect Jackson P. Tai | Mgmt | For | For | For | |||||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
15 | Approval of Material Terms under the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||||
17 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||||||
MAXIMUS, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MMS | CUSIP 577933104 | 03/14/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Anne K. Altman | Mgmt | For | For | For | |||||||
2 | Elect Gayathri Rajan | Mgmt | For | For | For | |||||||
3 | Elect John J. Haley | Mgmt | For | For | For | |||||||
4 | Elect Russell A. Beliveau | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
7 | Approval of the Annual Management Bonus Plan | Mgmt | For | For | For | |||||||
8 | Approval of 2017 Equity Incentive Plan | Mgmt | For | For | For | |||||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Michael Kors Holdings Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
KORS | CUSIP G60754101 | 08/04/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Michael Kors | Mgmt | For | For | For | |||||||
2 | Elect Judy Gibbons | Mgmt | For | For | For | |||||||
3 | Elect Jane Thompson | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
MSC Industrial Direct Co., Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MSM | CUSIP 553530106 | 01/26/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Mitchell Jacobson | Mgmt | For | For | For | |||||||
1.2 | Elect Erik Gershwind | Mgmt | For | For | For | |||||||
1.3 | Elect Jonathan Byrnes | Mgmt | For | For | For | |||||||
1.4 | Elect Roger Fradin | Mgmt | For | For | For | |||||||
1.5 | Elect Louise K. Goeser | Mgmt | For | For | For | |||||||
1.6 | Elect Michael Kaufmann | Mgmt | For | For | For | |||||||
1.7 | Elect Denis Kelly | Mgmt | For | For | For | |||||||
1.8 | Elect Steven Paladino | Mgmt | For | For | For | |||||||
1.9 | Elect Philip R. Peller | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Norwegian Cruise Line Holdings Ltd. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NCLH | CUSIP G66721104 | 05/25/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect David M. Abrams | Mgmt | For | For | For | |||||||
2 | Elect John W. Chidsey | Mgmt | For | For | For | |||||||
3 | Elect Russell W. Galbut | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
O’Reilly Automotive, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ORLY | CUSIP 67103H107 | 05/09/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect David E. O’Reilly | Mgmt | For | For | For | |||||||
2 | Elect Charles H. O’Reilly, Jr. | Mgmt | For | For | For | |||||||
3 | Elect Larry P. O’Reilly | Mgmt | For | For | For | |||||||
4 | Elect Rosalie O’Reilly-Wooten | Mgmt | For | For | For | |||||||
5 | Elect Jay D. Burchfield | Mgmt | For | For | For | |||||||
6 | Elect Thomas T. Hendrickson | Mgmt | For | For | For | |||||||
7 | Elect Paul R. Lederer | Mgmt | For | For | For | |||||||
8 | Elect John Murphy | Mgmt | For | For | For | |||||||
9 | Elect Ronald Rashkow | Mgmt | For | For | For | |||||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
12 | Approval of the 2017 Incentive Award Plan | Mgmt | For | For | For | |||||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||||
14 | Shareholder Proposal Regarding Special Meeting | ShrHoldr | Against | For | Against | |||||||
Palo Alto Networks, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PANW | CUSIP 697435105 | 12/08/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Mark D. McLaughlin | Mgmt | For | For | For | |||||||
2 | Elect Asheem Chandna | Mgmt | For | For | For | |||||||
3 | Elect James J. Goetz | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
PAREXEL International Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PRXL | CUSIP 699462107 | 12/08/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect A. Dana Callow, Jr. | Mgmt | For | For | For | |||||||
1.2 | Elect Christopher J. Lindop | Mgmt | For | For | For | |||||||
1.3 | Elect Josef H. von Rickenbach | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
PulteGroup, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PHM | CUSIP 745867101 | 05/03/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||||||
2 | Elect Bryce Blair | Mgmt | For | For | For | |||||||
3 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||||||
4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||||||
5 | Elect Joshua Gotbaum | Mgmt | For | For | For | |||||||
6 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||||||
7 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||||||
8 | Elect Ryan R. Marshall | Mgmt | For | For | For | |||||||
9 | Elect Patrick J. O’Leary | Mgmt | For | For | For | |||||||
10 | Elect John R. Peshkin | Mgmt | For | For | For | |||||||
11 | Elect Scott F. Powers | Mgmt | For | For | For | |||||||
12 | Elect William J. Pulte | Mgmt | For | For | For | |||||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
Quanta Services, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PWR | CUSIP 74762E102 | 05/24/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Earl C. Austin, Jr. | Mgmt | For | For | For | |||||||
2 | Elect Doyle N. Beneby | Mgmt | For | For | For | |||||||
3 | Elect John Michal Conaway | Mgmt | For | For | For | |||||||
4 | Elect Vincent D. Foster | Mgmt | For | For | For | |||||||
5 | Elect Bernard Fried | Mgmt | For | For | For | |||||||
6 | Elect Worthing F. Jackman | Mgmt | For | For | For | |||||||
7 | Elect David M. McClanahan | Mgmt | For | For | For | |||||||
8 | Elect Margaret B. Shannon | Mgmt | For | For | For | |||||||
9 | Elect Pat Wood, III | Mgmt | For | For | For | |||||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Red Hat, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
RHT | CUSIP 756577102 | 08/11/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Sohaib Abbasi | Mgmt | For | For | For | |||||||
2 | Elect W. Steve Albrecht | Mgmt | For | For | For | |||||||
3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||||||
4 | Elect Jeffrey J. Clarke | Mgmt | For | For | For | |||||||
5 | Elect Narendra K. Gupta | Mgmt | For | For | For | |||||||
6 | Elect Kimberly L Hammonds | Mgmt | For | For | For | |||||||
7 | Elect William S. Kaiser | Mgmt | For | For | For | |||||||
8 | Elect Donald H. Livingstone | Mgmt | For | For | For | |||||||
9 | Elect Henry Hugh Shelton | Mgmt | For | For | For | |||||||
10 | Elect James M. Whitehurst | Mgmt | For | For | For | |||||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
13 | Approve 2016 Performance Compensation Plan | Mgmt | For | For | For | |||||||
14 | Approve 2016 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
Shire Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SHP | CUSIP 82481R106 | 04/25/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
3 | Elect Dominic Blakemore | Mgmt | For | For | For | |||||||
4 | Elect Olivier Bohuon | Mgmt | For | For | For | |||||||
5 | Elect William M. Burns | Mgmt | For | For | For | |||||||
6 | Elect Ian T. Clark | Mgmt | For | For | For | |||||||
7 | Elect Gail D. Fosler | Mgmt | For | For | For | |||||||
8 | Elect Steven Gillis | Mgmt | For | For | For | |||||||
9 | Elect David Ginsburg | Mgmt | For | For | For | |||||||
10 | Elect Susan Kilsby | Mgmt | For | For | For | |||||||
11 | Elect Sara Mathew | Mgmt | For | For | For | |||||||
12 | Elect Anne E. Minto | Mgmt | For | For | For | |||||||
13 | Elect Flemming Ornskov | Mgmt | For | For | For | |||||||
14 | Elect Jeffrey Poulton | Mgmt | For | For | For | |||||||
15 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||||
17 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
20 | Authority to Issue Shares w/o Preemptive Rights (Specific Capital Investment) | Mgmt | For | For | For | |||||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
22 | Amendments to Articles | Mgmt | For | For | For | |||||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||||
Stericycle, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SRCL | CUSIP 858912108 | 05/24/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Mark C. Miller | Mgmt | For | For | For | |||||||
2 | Elect Jack W. Schuler | Mgmt | For | Against | Against | |||||||
3 | Elect Charles A. Alutto | Mgmt | For | For | For | |||||||
4 | Elect Brian P. Anderson | Mgmt | For | For | For | |||||||
5 | Elect Lynn D. Bleil | Mgmt | For | For | For | |||||||
6 | Elect Thomas D. Brown | Mgmt | For | For | For | |||||||
7 | Elect Thomas F. Chen | Mgmt | For | For | For | |||||||
8 | Elect Robert S. Murley | Mgmt | For | For | For | |||||||
9 | Elect John Patience | Mgmt | For | For | For | |||||||
10 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
15 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||||||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||||||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||||||
T. Rowe Price Group, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TROW | CUSIP 74144T108 | 04/26/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Mark S. Bartlett | Mgmt | For | For | For | |||||||
2 | Elect Edward C. Bernard | Mgmt | For | For | For | |||||||
3 | Elect Mary K. Bush | Mgmt | For | For | For | |||||||
4 | Elect H. Lawrence Culp | Mgmt | For | For | For | |||||||
5 | Elect Freeman A. Hrabowski III | Mgmt | For | For | For | |||||||
6 | Elect Robert F. MacLellan | Mgmt | For | For | For | |||||||
7 | Elect Brian C. Rogers | Mgmt | For | For | For | |||||||
8 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||||||
9 | Elect William J. Stromberg | Mgmt | For | For | For | |||||||
10 | Elect Dwight S. Taylor | Mgmt | For | For | For | |||||||
11 | Elect Anne Marie Whittemore | Mgmt | For | For | For | |||||||
12 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||||||
13 | Elect Alan D. Wilson | Mgmt | For | For | For | |||||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
16 | Re-approval of the 2012 Long- Term Incentive Plan for purposes of Section 162(m) | Mgmt | For | For | For | |||||||
17 | Approval of the 2017 Non- Employee Director Equity Plan | Mgmt | For | For | For | |||||||
18 | Approval of the Restated 1986 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
19 | Ratification of Auditor | Mgmt | For | For | For | |||||||
20 | Shareholder Proposal Regarding Climate Change Proxy Voting Practices | ShrHoldr | Against | Against | For | |||||||
21 | Shareholder Proposal Regarding Compensation-Related Proxy Voting Policies | ShrHoldr | Against | Against | For | |||||||
22 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | N/A | For | N/A | |||||||
Toll Brothers, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TOL | CUSIP 889478103 | 03/14/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Robert I. Toll | Mgmt | For | For | For | |||||||
2 | Elect Douglas C. Yearley, Jr. | Mgmt | For | For | For | |||||||
3 | Elect Edward G. Boehne | Mgmt | For | For | For | |||||||
4 | Elect Richard J. Braemer | Mgmt | For | For | For | |||||||
5 | Elect Christine N. Garvey | Mgmt | For | For | For | |||||||
6 | Elect Carl B. Marbach | Mgmt | For | For | For | |||||||
7 | Elect John A. McLean | Mgmt | For | For | For | |||||||
8 | Elect Stephen Novick | Mgmt | For | For | For | |||||||
9 | Elect Paul E. Shapiro | Mgmt | For | For | For | |||||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
13 | Employee Stock Purchase Plan (2017) | Mgmt | For | For | For | |||||||
Tractor Supply Company | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TSCO | CUSIP 892356106 | 05/09/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Cynthia T. Jamison | Mgmt | For | For | For | |||||||
1.2 | Elect Johnston C. Adams | Mgmt | For | For | For | |||||||
1.3 | Elect Peter D. Bewley | Mgmt | For | For | For | |||||||
1.4 | Elect Ramkumar Krishnan | Mgmt | For | For | For | |||||||
1.5 | Elect George MacKenzie | Mgmt | For | For | For | |||||||
1.6 | Elect Edna K. Morris | Mgmt | For | For | For | |||||||
1.7 | Elect Mark J. Weikel | Mgmt | For | For | For | |||||||
1.8 | Elect Gregory A. Sandfort | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
Tyler Technologies, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TYL | CUSIP 902252105 | 05/10/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Donald R. Brattain | Mgmt | For | For | For | |||||||
2 | Elect Glenn A. Carter | Mgmt | For | For | For | |||||||
3 | Elect Brenda A. Cline | Mgmt | For | For | For | |||||||
4 | Elect J. Luther King, Jr. | Mgmt | For | For | For | |||||||
5 | Elect Larry D. Leinweber | Mgmt | For | For | For | |||||||
6 | Elect John S. Marr, Jr. | Mgmt | For | For | For | |||||||
7 | Elect H. Lynn Moore, Jr. | Mgmt | For | For | For | |||||||
8 | Elect Daniel M. Pope | Mgmt | For | For | For | |||||||
9 | Elect Dustin R. Womble | Mgmt | For | For | For | |||||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
13 | Transaction of Other Business | Mgmt | For | Against | Against | |||||||
Ulta Beauty, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ULTA | CUSIP 90384S303 | 06/01/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Michelle L. Collins | Mgmt | For | For | For | |||||||
1.2 | Elect Dennis K. Eck | Mgmt | For | For | For | |||||||
1.3 | Elect Charles J. Philippin | Mgmt | For | For | For | |||||||
1.4 | Elect Vanessa A. Wittman | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
Under Armour, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
UAA | CUSIP 904311107 | 05/31/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Kevin A. Plank | Mgmt | For | For | For | |||||||
1.2 | Elect George W. Bodenheimer | Mgmt | For | For | For | |||||||
1.3 | Elect Douglas E. Coltharp | Mgmt | For | For | For | |||||||
1.4 | Elect Anthony W. Deering | Mgmt | For | For | For | |||||||
1.5 | Elect Jerri L. DeVard | Mgmt | For | For | For | |||||||
1.6 | Elect Karen W. Katz | Mgmt | For | For | For | |||||||
1.7 | Elect Alvin B. Krongard | Mgmt | For | For | For | |||||||
1.8 | Elect William R. McDermott | Mgmt | For | Withhold | Against | |||||||
1.9 | �� | Elect Eric T. Olson | Mgmt | For | For | For | ||||||
1.10 | Elect Harvey L. Sanders | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
United Natural Foods, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
UNFI | CUSIP 911163103 | 12/15/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Eric F. Artz | Mgmt | For | For | For | |||||||
2 | Elect Ann Torre Bates | Mgmt | For | For | For | |||||||
3 | Elect Denise M. Clark | Mgmt | For | For | For | |||||||
4 | Elect Daphne J. Dufresne | Mgmt | For | For | For | |||||||
5 | Elect Michael S. Funk | Mgmt | For | For | For | |||||||
6 | Elect James P. Heffernan | Mgmt | For | For | For | |||||||
7 | Elect Peter A. Roy | Mgmt | For | For | For | |||||||
8 | Elect Steven L. Spinner | Mgmt | For | For | For | |||||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
11 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||||||
Veeva Systems Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
VEEV | CUSIP 922475108 | 06/21/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Paul E. Chamberlain | Mgmt | For | For | For | |||||||
1.2 | Elect Paul Sekhri | Mgmt | For | For | For | |||||||
2 | Approval of the Material Terms of the 2013 Equity Incentive Plan for Purposes of Section 162(m) | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Waters Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
WAT | CUSIP 941848103 | 05/09/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Michael J. Berendt | Mgmt | For | For | For | |||||||
1.2 | Elect Douglas A. Berthiaume | Mgmt | For | For | For | |||||||
1.3 | Elect Edward Conard | Mgmt | For | For | For | |||||||
1.4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||||||
1.5 | Elect Christopher A. Kuebler | Mgmt | For | For | For | |||||||
1.6 | Elect William J. Miller | Mgmt | For | For | For | |||||||
1.7 | Elect Christopher J.O’Connell | Mgmt | For | For | For | |||||||
1.8 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||||||
1.9 | Elect Thomas P. Salice | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
5 | Reapproval of material terms of performance goals under the 2012 Equity Incentive Plan for purposes of section 162(m) of the Internal Revenue Code | Mgmt | For | For | For | |||||||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against |
BROWN CAPITAL MANAGEMENT SMALL COMPANY FUND
Abaxis, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ABAX | CUSIP 002567105 | 10/26/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Clinton H. Severson | Mgmt | For | For | For | |||||||
1.2 | Elect Vernon E. Altman | Mgmt | For | For | For | |||||||
1.3 | Elect Richard J. Bastiani | Mgmt | For | For | For | |||||||
1.4 | Elect Michael D. Casey | Mgmt | For | For | For | |||||||
1.5 | Elect Henk J. Evenhuis | Mgmt | For | For | For | |||||||
1.6 | Elect Prithipal Singh | Mgmt | For | For | For | |||||||
2 | Amendment to the 2014 Equity Incentive Plan | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
ABIOMED, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ABMD | CUSIP 003654100 | 08/10/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Michael R. Minogue | Mgmt | For | For | For | |||||||
1.2 | Elect Martin P. Sutter | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
3 | Amendment to the 2015 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
ACI Worldwide, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ACIW | CUSIP 004498101 | 06/14/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Janet O. Estep | Mgmt | For | For | For | |||||||
1.2 | Elect James C. Hale | Mgmt | For | For | For | |||||||
1.3 | Elect Philip G. Heasley | Mgmt | For | For | For | |||||||
1.4 | Elect James C. McGroddy | Mgmt | For | For | For | |||||||
1.5 | Elect Charles E. Peters, Jr. | Mgmt | For | For | For | |||||||
1.6 | Elect David A. Poe | Mgmt | For | For | For | |||||||
1.7 | Elect Adalio T. Sanchez | Mgmt | For | For | For | |||||||
1.8 | Elect John M. Shay, Jr. | Mgmt | For | For | For | |||||||
1.9 | Elect Jan H. Suwinski | Mgmt | For | For | For | |||||||
1.10 | Elect Thomas W. Warsop III | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
5 | Approval of the 2017 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
American Software, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
AMSWA | CUSIP 029683109 | 08/15/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect W. Dennis Hogue | Mgmt | For | For | For | |||||||
2 | Elect James B. Miller, Jr. | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Amendment to the 2011 Equity Compensation Plan | Mgmt | For | For | For | |||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||||||
ANSYS, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ANSS | CUSIP 03662Q105 | 05/19/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect James E. Cashman III | Mgmt | For | For | For | |||||||
2 | Elect Ajei S. Gopal | Mgmt | For | For | For | |||||||
3 | Elect William R. McDermott | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Balchem Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BCPC | CUSIP 057665200 | 06/13/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect David B. Fischer | Mgmt | For | For | For | |||||||
1.2 | Elect Perry W. Premdas | Mgmt | For | For | For | |||||||
1.3 | Elect John Y. Televantos | Mgmt | For | For | For | |||||||
2 | Approval of the 2017 Omnibus Incentive Plan | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
Bio-Techne Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TECH | CUSIP 09073M104 | 10/27/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Set the Number of Directors at Nine | Mgmt | For | For | For | |||||||
2 | Elect Robert V. Baumgartner | Mgmt | For | For | For | |||||||
3 | Elect Charles A. Dinarello | Mgmt | For | For | For | |||||||
4 | Elect John L. Higgins | Mgmt | For | For | For | |||||||
5 | Elect Karen A. Holbrook | Mgmt | For | For | For | |||||||
6 | Elect Charles R. Kummeth | Mgmt | For | For | For | |||||||
7 | Elect Roger C. Lucas | Mgmt | For | For | For | |||||||
8 | Elect Roland Nusse | Mgmt | For | For | For | |||||||
9 | Elect Randolph C. Steer | Mgmt | For | For | For | |||||||
10 | Elect Harold Wiens | Mgmt | For | For | For | |||||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Blackbaud, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BLKB | CUSIP 09227Q100 | 06/13/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Timothy C.K. Chou | Mgmt | For | For | For | |||||||
2 | Elect Peter J. Kight | Mgmt | For | For | For | |||||||
3 | Elect Joyce M. Nelson | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Bruker Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BRKR | CUSIP 116794108 | 05/22/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Cynthia M. Friend | Mgmt | For | For | For | |||||||
1.2 | Elect Marc A. Kastner | Mgmt | For | For | For | |||||||
1.3 | Elect Gilles G. Martin | Mgmt | For | For | For | |||||||
1.4 | Elect Hermann Requardt | Mgmt | For | For | For | |||||||
1.5 | Elect Adelene Q. Perkins | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Cantel Medical Corp. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CMN | CUSIP 138098108 | 01/05/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Charles M. Diker | Mgmt | For | For | For | |||||||
2 | Elect Alan R. Batkin | Mgmt | For | For | For | |||||||
3 | Elect Ann E. Berman | Mgmt | For | For | For | |||||||
4 | Elect Mark N. Diker | Mgmt | For | For | For | |||||||
5 | Elect Anthony B. Evnin | Mgmt | For | For | For | |||||||
6 | Elect Laura L. Forese | Mgmt | For | For | For | |||||||
7 | Elect George L. Fotiades | Mgmt | For | For | For | |||||||
8 | Elect Jorgen B. Hansen | Mgmt | For | For | For | |||||||
9 | Elect Ronnie Myers | Mgmt | For | For | For | |||||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Cognex Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CGNX | CUSIP 192422103 | 04/27/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Patrick A. Alias | Mgmt | For | For | For | |||||||
2 | Elect Theodor Krantz | Mgmt | For | For | For | |||||||
3 | Elect J. Bruce Robinson | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||||
7 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | For | Against | |||||||
Diodes Incorporated | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DIOD | CUSIP 254543101 | 05/16/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect C.H. Chen | Mgmt | For | Withhold | Against | |||||||
1.2 | Elect Michael R. Giordano | Mgmt | For | For | For | |||||||
1.3 | Elect LU Keh-Shew | Mgmt | For | For | For | |||||||
1.4 | Elect Raymond Soong | Mgmt | For | Withhold | Against | |||||||
1.5 | Elect John M. Stich | Mgmt | For | For | For | |||||||
1.6 | Elect Christina Wen-chi Sung | Mgmt | For | For | For | |||||||
1.7 | Elect Michael K.C. Tsai | Mgmt | For | For | For | |||||||
2 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
DMC Global Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BOOM | CUSIP 23291C103 | 05/18/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect David C. Aldous | Mgmt | For | For | For | |||||||
1.2 | Elect Yvon Pierre Cariou | Mgmt | For | Withhold | Against | |||||||
1.3 | Elect Robert A. Cohen | Mgmt | For | For | For | |||||||
1.4 | Elect James J. Ferris | Mgmt | For | For | For | |||||||
1.5 | Elect Richard P. Graff | Mgmt | For | For | For | |||||||
1.6 | Elect Kevin T. Longe | Mgmt | For | For | For | |||||||
1.7 | Elect Gerard E. Munera | Mgmt | For | For | For | |||||||
1.8 | Elect Clifton Peter Rose | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Dolby Laboratories, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DLB | CUSIP 25659T107 | 02/07/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Kevin Yeaman | Mgmt | For | For | For | |||||||
1.2 | Elect Peter Gotcher | Mgmt | For | For | For | |||||||
1.3 | Elect Micheline Chau | Mgmt | For | For | For | |||||||
1.4 | Elect David Dolby | Mgmt | For | For | For | |||||||
1.5 | Elect Nicholas Donatiello, Jr. | Mgmt | For | For | For | |||||||
1.6 | Elect Bill Jasper | Mgmt | For | For | For | |||||||
1.7 | Elect Simon Segars | Mgmt | For | For | For | |||||||
1.8 | Elect Roger S. Siboni | Mgmt | For | For | For | |||||||
1.9 | Elect Avadis Tevanian, Jr. | Mgmt | For | For | For | |||||||
2 | Amendment to the Stock Plan | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
DTS, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DTSI | ISIN US23335C1018 | 12/01/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Merger | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||||
Dynamic Materials Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BOOM | CUSIP 267888105 | 11/04/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Approval of Change of Company Name | Mgmt | For | For | For | |||||||
2 | Approval of 2016 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||||||
Ellie Mae, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ELLI | CUSIP 28849P100 | 05/17/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Karen Blasing | Mgmt | For | For | For | |||||||
1.2 | Elect Jonathan Corr | Mgmt | For | For | For | |||||||
1.3 | Elect Robert J. Levin | Mgmt | For | For | For | |||||||
1.4 | Elect Jeb S. Spencer | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against | |||||||
Declassification of the Board | ||||||||||||
Endologix, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ELGX | CUSIP 29266S106 | 05/31/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Daniel Lemaitre | Mgmt | For | For | For | |||||||
1.2 | Elect Leslie V. Norwalk | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
3 | Amendment to the 2015 Stock incentive Plan | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | Against | Against | |||||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
FEI Company | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FEIC | CUSIP 30241L109 | 08/30/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Acquisition | Mgmt | For | For | For | |||||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||||
Flir Systems, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FLIR | CUSIP 302445101 | 04/21/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect John D. Carter | Mgmt | For | For | For | |||||||
2 | Elect William W. Crouch | Mgmt | For | For | For | |||||||
3 | Elect Catherine A. Halligan | Mgmt | For | For | For | |||||||
4 | Elect Earl R. Lewis | Mgmt | For | For | For | |||||||
5 | Elect Angus L. Macdonald | Mgmt | For | For | For | |||||||
6 | Elect Michael T. Smith | Mgmt | For | For | For | |||||||
7 | Elect Cathy A. Stauffer | Mgmt | For | For | For | |||||||
8 | Elect Andrew Teich | Mgmt | For | For | For | |||||||
9 | Elect John W. Wood, Jr. | Mgmt | For | For | For | |||||||
10 | Elect Steven E. Wynne | Mgmt | For | For | For | |||||||
11 | Amendment to the 2012 Executive Bonus Plan | Mgmt | For | For | For | |||||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
14 | Advisory Vote on the Frequency with Which an Advisory Vote on Executive Compensation be Held | Mgmt | 1 Year | 1 Year | For | |||||||
Geospace Technologies Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
GEOS | CUSIP 37364X109 | 02/09/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Thomas L. Davis | Mgmt | For | For | For | |||||||
1.2 | Elect Richard F. Miles | Mgmt | For | For | For | |||||||
1.3 | Elect Walter R. Wheeler | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
Guidewire Software, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
GWRE | CUSIP 40171V100 | 12/01/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Craig A. Conway | Mgmt | For | For | For | |||||||
1.2 | Elect Guy Dubois | Mgmt | For | For | For | |||||||
2 | Exclusive Forum Provision | Mgmt | For | Against | Against | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Incyte Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
INCY | CUSIP 45337C102 | 05/26/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Julian C. Baker | Mgmt | For | For | For | |||||||
1.2 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | |||||||
1.3 | Elect Paul A. Brooke | Mgmt | For | For | For | |||||||
1.4 | Elect Paul J. Clancy | Mgmt | For | For | For | |||||||
1.5 | Elect Wendy L. Dixon | Mgmt | For | For | For | |||||||
1.6 | Elect Paul A. Friedman | Mgmt | For | For | For | |||||||
1.7 | Elect Herve Hoppenot | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Inogen Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
INGN | CUSIP 45780L104 | 05/11/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Heath Lukatch | Mgmt | For | For | For | |||||||
1.2 | Elect Raymond Huggenberger | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Frequency of Advisory Vote on | Mgmt | 1 Year | 1 Year | For | |||||||
Executive Compensation | ||||||||||||
Ironwood Pharmaceuticals, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
IRWD | CUSIP 46333X108 | 05/31/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Andrew Dreyfus | Mgmt | For | For | For | |||||||
1.2 | Elect Peter M. Hecht | Mgmt | For | For | For | |||||||
1.3 | Elect Julie H. McHugh | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Manhattan Associates, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MANH | CUSIP 562750109 | 05/18/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Eddie Capel | Mgmt | For | For | For | |||||||
2 | Elect Charles E. Moran | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Medidata Solutions Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MDSO | CUSIP 58471A105 | 05/30/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Tarek A. Sherif | Mgmt | For | For | For | |||||||
2 | Elect Glen M. de Vries | Mgmt | For | For | For | |||||||
3 | Elect Carlos Dominguez | Mgmt | For | For | For | |||||||
4 | Elect Neil M. Kurtz | Mgmt | For | For | For | |||||||
5 | Elect George W. McCulloch | Mgmt | For | For | For | |||||||
6 | Elect Lee A. Shapiro | Mgmt | For | For | For | |||||||
7 | Elect Robert B. Taylor | Mgmt | For | For | For | |||||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
9 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
Meridian Bioscience, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
VIVO | CUSIP 589584101 | 01/25/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect James M. Anderson | Mgmt | For | For | For | |||||||
1.2 | Elect Dwight E. Ellingwood | Mgmt | For | For | For | |||||||
1.3 | Elect John A. Kraeutler | Mgmt | For | For | For | |||||||
1.4 | Elect John McIlwraith | Mgmt | For | For | For | |||||||
1.5 | Elect David C. Phillips | Mgmt | For | For | For | |||||||
1.6 | Elect Catherine Sazdanoff | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Reapproval of Material Terms of 2012 Stock Incentive Plan | Mgmt | For | For | For | |||||||
Neogen Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NEOG | CUSIP 640491106 | 10/06/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect William T. Boehm | Mgmt | For | For | For | |||||||
1.2 | Elect Jack C. Parnell | Mgmt | For | For | For | |||||||
1.3 | Elect James P. Tobin | Mgmt | For | For | For | |||||||
1.4 | Elect James C. Borel | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
NetScout Systems, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NTCT | CUSIP 64115T104 | 09/20/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Anil K. Singhal | Mgmt | For | For | For | |||||||
1.2 | Elect John R. Egan | Mgmt | For | For | For | |||||||
1.3 | Elect Robert E. Donahue | Mgmt | For | For | For | |||||||
2 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
NIC Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
EGOV | CUSIP 62914B100 | 05/02/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Harry H. Herington | Mgmt | For | For | For | |||||||
1.2 | Elect Art N. Burtscher | Mgmt | For | For | For | |||||||
1.3 | Elect Venmal (Raji) Arasu | Mgmt | For | For | For | |||||||
1.4 | Elect Karen S. Evans | Mgmt | For | For | For | |||||||
1.5 | Elect Ross C. Hartley | Mgmt | For | For | For | |||||||
1.6 | Elect C. Brad Henry | Mgmt | For | For | For | |||||||
1.7 | Elect Alexander C. Kemper | Mgmt | For | For | For | |||||||
1.8 | Elect William M. Lyons | Mgmt | For | For | For | |||||||
1.9 | Elect Pete Wilson | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
4 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | |||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Nuance Communications, Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NUAN | CUSIP 67020Y100 | 01/30/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Paul A. Ricci | Mgmt | For | For | For | |||||||
1.2 | Elect Robert J. Finocchio | Mgmt | For | For | For | |||||||
1.3 | Elect Robert J. Frankenberg | Mgmt | For | For | For | |||||||
1.4 | Elect William H. Janeway | Mgmt | For | For | For | |||||||
1.5 | Elect Mark R. Laret | Mgmt | For | For | For | |||||||
1.6 | Elect Katharine A. Martin | Mgmt | For | Withhold | Against | |||||||
1.7 | Elect Philip J. Quigley | Mgmt | For | For | For | |||||||
2 | Amendment to the 2000 Stock Plan | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | N/A | For | N/A | |||||||
Paycom Software Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PAYC | CUSIP 70432V102 | 05/01/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Larry Parman | Mgmt | For | For | For | |||||||
1.2 | Elect J.C. Watts Jr. | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
4 | Amendment to the 2014 Long- Term Incentive Plan | Mgmt | For | For | For | |||||||
5 | Approval of 162(m) material terms of the performance goals in the 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||||||
PROS Holdings, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PRO | CUSIP 74346Y103 | 05/18/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Greg B. Petersen | Mgmt | For | For | For | |||||||
1.2 | Elect Timothy V. Williams | Mgmt | For | For | For | |||||||
1.3 | Elect Mariette M. Woestemeyer | Mgmt | For | For | For | |||||||
2 | Approval of the 2017 Equity Incentive Plan | Mgmt | For | Against | Against | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
Proto Labs Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PRLB | CUSIP 743713109 | 05/18/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Victoria M. Holt | Mgmt | For | For | For | |||||||
1.2 | Elect Archie C. Black | Mgmt | For | For | For | |||||||
1.3 | Elect Rainer Gawlick | Mgmt | For | For | For | |||||||
1.4 | Elect John B. Goodman | Mgmt | For | For | For | |||||||
1.5 | Elect Donald G. Krantz | Mgmt | For | For | For | |||||||
1.6 | Elect Sven A. Wehrwein | Mgmt | For | For | For | |||||||
1.7 | Elect Sujeet Chand | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Quality Systems, Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
QSII | CUSIP 747582104 | 08/16/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect John Frantz | Mgmt | For | For | For | |||||||
1.2 | Elect Craig Barbarosh | Mgmt | For | For | For | |||||||
1.3 | Elect George Bristol | Mgmt | For | For | For | |||||||
1.4 | Elect James C. Malone | Mgmt | For | For | For | |||||||
1.5 | Elect Jeffrey H. Margolis | Mgmt | For | For | For | |||||||
1.6 | Elect Morris Panner | Mgmt | For | For | For | |||||||
1.7 | Elect Russell Pflueger | Mgmt | For | For | For | |||||||
1.8 | Elect Sheldon Razin | Mgmt | For | For | For | |||||||
1.9 | Elect Lance Rosenzweig | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Quidel Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
QDEL | CUSIP 74838J101 | 05/16/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Thomas D. Brown | Mgmt | For | For | For | |||||||
1.2 | Elect Douglas C. Bryant | Mgmt | For | For | For | |||||||
1.3 | Elect Kenneth F. Buechler | Mgmt | For | For | For | |||||||
1.4 | Elect Mary Lake Polan | Mgmt | For | For | For | |||||||
1.5 | Elect Jack W. Schuler | Mgmt | For | For | For | |||||||
1.6 | Elect Charles P. Slacik | Mgmt | For | For | For | |||||||
1.7 | Elect Kenneth J. Widder | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Frequency of Advisory Vote on | Mgmt | 1 Year | 1 Year | For | |||||||
Executive Compensation | ||||||||||||
Sun Hydraulics Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SNHY | CUSIP 866942105 | 06/05/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Christine L. Koski | Mgmt | For | For | For | |||||||
1.2 | Elect Alexander Schuetz | Mgmt | For | For | For | |||||||
1.3 | Elect Douglas M. Britt | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
Tyler Technologies, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TYL | CUSIP 902252105 | 05/10/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Donald R. Brattain | Mgmt | For | For | For | |||||||
2 | Elect Glenn A. Carter | Mgmt | For | For | For | |||||||
3 | Elect Brenda A. Cline | Mgmt | For | For | For | |||||||
4 | Elect J. Luther King, Jr. | Mgmt | For | For | For | |||||||
5 | Elect Larry D. Leinweber | Mgmt | For | For | For | |||||||
6 | Elect John S. Marr, Jr. | Mgmt | For | For | For | |||||||
7 | Elect H. Lynn Moore, Jr. | Mgmt | For | For | For | |||||||
8 | Elect Daniel M. Pope | Mgmt | For | For | For | |||||||
9 | Elect Dustin R. Womble | Mgmt | For | For | For | |||||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
13 | Transaction of Other Business | Mgmt | For | Against | Against | |||||||
Veeva Systems Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
VEEV | CUSIP 922475108 | 06/21/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Paul E. Chamberlain | Mgmt | For | For | For | |||||||
1.2 | Elect Paul Sekhri | Mgmt | For | For | For | |||||||
2 | Approval of the Material Terms of the 2013 Equity Incentive Plan for Purposes of Section 162(m) | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Vocera Communications, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
VCRA | CUSIP 92857F107 | 06/02/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Michael Burkland | Mgmt | For | For | For | |||||||
2 | Elect John B. Grotting | Mgmt | For | For | For | |||||||
3 | Elect Howard E. Janzen | Mgmt | For | For | For | |||||||
4 | Elect Alexa King | Mgmt | For | For | For | |||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Zoes Kitchen Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ZOES | CUSIP 98979J109 | 06/08/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Kevin Miles | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
BROWN CAPITAL MANAGEMENT INTERNATIONAL EQUITY FUND
Adient plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ADNT | CUSIP G0084W101 | 03/13/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect John M. Barth | Mgmt | For | For | For | |||||||
2 | Elect Julie L. Bushman | Mgmt | For | For | For | |||||||
3 | Elect Raymond L. Conner | Mgmt | For | For | For | |||||||
4 | Elect Richard A. Goodman | Mgmt | For | For | For | |||||||
5 | Elect Frederick A. Henderson | Mgmt | For | For | For | |||||||
6 | Elect R. Bruce McDonald | Mgmt | For | For | For | |||||||
7 | Elect Barb J. Samardzich | Mgmt | For | For | For | |||||||
8 | Appointment of Auditor and | Mgmt | For | For | For | |||||||
Authority to Set Fees | ||||||||||||
9 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
10 | Frequency of Advisory Vote on | Mgmt | 1 Year | 1 Year | For | |||||||
Executive Compensation | ||||||||||||
11 | Approval of the Material Terms | Mgmt | For | For | For | |||||||
of Performance Goals Under | ||||||||||||
2016 Plan | ||||||||||||
Avadel Pharmaceuticals plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
AVDL | CUSIP 05337M104 | 06/28/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Craig R. Stapleton | Mgmt | For | For | For | |||||||
2 | Elect Michael Anderson | Mgmt | For | For | For | |||||||
3 | Elect Francis J.T. Fildes | Mgmt | For | For | For | |||||||
4 | Elect Christophe Navarre | Mgmt | For | For | For | |||||||
5 | Elect Benoit Van Assche | Mgmt | For | For | For | |||||||
6 | Elect Peter Thornton | Mgmt | For | For | For | |||||||
7 | Appointment of Auditor and | Mgmt | For | For | For | |||||||
Authority to Set Fees | ||||||||||||
8 | Approval of the 2017 Omnibus | Mgmt | For | For | For | |||||||
Incentive Compensation Plan | ||||||||||||
9 | Approval of the 2017 Employee | Mgmt | For | For | For | |||||||
Share Purchase Plan | ||||||||||||
Azimut Holding S.p.A. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
AZM | CINS T0783G106 | 04/27/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Ordinary | Italy | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports; Allocation | Mgmt | For | For | For | |||||||
of Profits/Dividends | ||||||||||||
2 | Elect Sergio Albarelli | Mgmt | For | For | For | |||||||
3 | Elect Alessandro Zambotti | Mgmt | For | For | For | |||||||
4 | Authority to Repurchase and | Mgmt | For | For | For | |||||||
Reissue Shares | ||||||||||||
5 | Maximum Variable Pay Ratio | Mgmt | For | Against | Against | |||||||
6 | Remuneration Policy | Mgmt | For | Against | Against | |||||||
BAE Systems plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BA | CINS G06940103 | 05/10/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
5 | Elect Roger Carr | Mgmt | For | For | For | |||||||
6 | Elect Elizabeth Corley | Mgmt | For | For | For | |||||||
7 | Elect Gerard J. DeMuro | Mgmt | For | For | For | |||||||
8 | Elect Harriet Green | Mgmt | For | For | For | |||||||
9 | Elect Chris Grigg | Mgmt | For | For | For | |||||||
10 | Elect Ian G. King | Mgmt | For | For | For | |||||||
11 | Elect Peter Lynas | Mgmt | For | For | For | |||||||
12 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||||||
13 | Elect Nicholas Rose | Mgmt | For | For | For | |||||||
14 | Elect Ian Tyler | Mgmt | For | For | For | |||||||
15 | Elect Charles Woodburn | Mgmt | For | For | For | |||||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||||
17 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||||
18 | Authorisation of Political | Mgmt | For | For | For | |||||||
Donations | ||||||||||||
19 | Authority to Issue Shares w/ | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
20 | Authority to Issue Shares w/o | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
22 | Authority to Set General Meeting | Mgmt | For | For | For | |||||||
Notice Period at 14 Days | ||||||||||||
Bayerische Motoren Werke AG | ||||||||||||
(BMW) | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BMW | CINS D12096109 | 05/11/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Germany | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
6 | Ratification of Management | Mgmt | For | For | For | |||||||
Board Acts | ||||||||||||
7 | Ratification of Supervisory Board | Mgmt | For | For | For | |||||||
Acts | ||||||||||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||||
9 | Elect Heinrich Hiesinger to the | Mgmt | For | For | For | |||||||
Supervisory Board | ||||||||||||
BIC (Societe Bic) | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BB | CINS F10080103 | 05/10/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Mix | France | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||||
6 | Consolidated Accounts and | Mgmt | For | For | For | |||||||
Reports | ||||||||||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
8 | Directors’ Fees | Mgmt | For | For | For | |||||||
9 | Authority to Repurchase and | Mgmt | For | For | For | |||||||
Reissue Shares | ||||||||||||
10 | Elect Francois Bich | Mgmt | For | Against | Against | |||||||
11 | Elect Marie-Pauline Chandon- | Mgmt | For | For | For | |||||||
Moet | ||||||||||||
12 | Elect Candace Matthews | Mgmt | For | For | For | |||||||
13 | Appointment of Auditor (Deloitte | Mgmt | For | For | For | |||||||
& Associes) | ||||||||||||
14 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||||||
(BEAS) | ||||||||||||
15 | Appointment of Auditor (Grant | Mgmt | For | For | For | |||||||
Thornton) | ||||||||||||
16 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||||||
(IGEC) | ||||||||||||
17 | Remuneration of Bruno Bich, | Mgmt | For | For | For | |||||||
Chair and CEO (from June 1, | ||||||||||||
2016) | ||||||||||||
18 | Remuneration of Mario Guevara, | Mgmt | For | Against | Against | |||||||
CEO (until June 1, 2016) | ||||||||||||
19 | Remuneration of Francois Bich, | Mgmt | For | For | For | |||||||
Deputy CEO (until February 29, | ||||||||||||
2016) | ||||||||||||
20 | Remuneration of Gonzalve Bich, | Mgmt | For | Against | Against | |||||||
Deputy CEO (from June 2, 2016) | ||||||||||||
21 | Remuneration of James | Mgmt | For | For | For | |||||||
DiPietro, Deputy CEO (from | ||||||||||||
June 2, 2016) | ||||||||||||
22 | Remuneration of Marie-Aimee | Mgmt | For | Against | Against | |||||||
Bich-Dufour, deputy CEO | ||||||||||||
23 | Remuneration Policy | Mgmt | For | Against | Against | |||||||
24 | Authority to Cancel Shares and | Mgmt | For | For | For | |||||||
Reduce Capital | ||||||||||||
25 | Amendments to Articles | Mgmt | For | For | For | |||||||
Regarding Employee | ||||||||||||
Representatives | ||||||||||||
26 | Authorisation of Legal | Mgmt | For | For | For | |||||||
Formalities | ||||||||||||
Canadian Natural Resources | ||||||||||||
Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CNQ | CINS 136385101 | 05/04/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Canada | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Elect Catherine M. Best | Mgmt | For | For | For | |||||||
3 | Elect N. Murray Edwards | Mgmt | For | For | For | |||||||
4 | Elect Timothy W. Faithfull | Mgmt | For | For | For | |||||||
5 | Elect Gary A. Filmon | Mgmt | For | For | For | |||||||
6 | Elect Christopher L. Fong | Mgmt | For | For | For | |||||||
7 | Elect Gordon D. Giffin | Mgmt | For | For | For | |||||||
8 | Elect Wilfred A. Gobert | Mgmt | For | For | For | |||||||
9 | Elect Steve W. Laut | Mgmt | For | For | For | |||||||
10 | Elect Frank J. McKenna | Mgmt | For | For | For | |||||||
11 | Elect David A. Tuer | Mgmt | For | For | For | |||||||
12 | Elect Annette Verschuren | Mgmt | For | For | For | |||||||
13 | Appointment of Auditor and | Mgmt | For | For | For | |||||||
Authority to Set Fees | ||||||||||||
14 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
Carl Zeiss Meditec AG | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
AFX | CINS D14895102 | 05/30/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Germany | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
6 | Ratification of Management | Mgmt | For | For | For | |||||||
Board Acts | ||||||||||||
7 | Ratification of Supervisory Board | Mgmt | For | For | For | |||||||
Acts | ||||||||||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||||
9 | Increase in Authorised Capital | Mgmt | For | For | For | |||||||
10 | Approval of Intra-company | Mgmt | For | For | For | |||||||
Control Agreement with | ||||||||||||
Carl Zeiss Meditec Asset Management | ||||||||||||
Verwaltungsgesellschaft mbH | ||||||||||||
Carnival plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CCL | CUSIP 143658300 | 04/05/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Micky Arison | Mgmt | For | For | For | |||||||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | |||||||
3 | Elect Helen Deeble | Mgmt | For | For | For | |||||||
4 | Elect Arnold W. Donald | Mgmt | For | For | For | |||||||
5 | Elect Richard J. Glasier | Mgmt | For | For | For | |||||||
6 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||||||
7 | Elect Sir John Parker | Mgmt | For | For | For | |||||||
8 | Elect Stuart Subotnick | Mgmt | For | For | For | |||||||
9 | Elect Laura A. Weil | Mgmt | For | For | For | |||||||
10 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||||||
11 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
12 | Frequency of Advisory Vote on | Mgmt | 1 Year | 1 Year | For | |||||||
Executive Compensation | ||||||||||||
13 | Approval of Directors’ | Mgmt | For | For | For | |||||||
Remuneration Report | ||||||||||||
14 | Approval of Directors’ | Mgmt | For | For | For | |||||||
Remuneration Policy | ||||||||||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||||
16 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||||
17 | Accounts and Reports | Mgmt | For | For | For | |||||||
18 | Authority to Issue Shares w/ | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
19 | Authority to Issue Shares w/o | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
Check Point Software | ||||||||||||
Technologies Ltd. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CHKP | CUSIP M22465104 | 06/07/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Gil Shwed | Mgmt | For | For | For | |||||||
2 | Elect Marius Nacht | Mgmt | For | For | For | |||||||
3 | Elect Jerry Ungerman | Mgmt | For | For | For | |||||||
4 | Elect Dan Propper | Mgmt | For | For | For | |||||||
5 | Elect David Rubner | Mgmt | For | Abstain | Against | |||||||
6 | Elect Tal Shavit | Mgmt | For | For | For | |||||||
7 | Elect Irwin Federman | Mgmt | For | For | For | |||||||
8 | Elect Ray Rothrock | Mgmt | For | For | For | |||||||
9 | Appointment of Auditor and | Mgmt | For | For | For | |||||||
Authority to Set Fees | ||||||||||||
10 | Compensation Terms of CEO | Mgmt | For | Against | Against | |||||||
11 | Confirmation of Non-Controlling | Mgmt | N/A | Against | N/A | |||||||
Shareholder | ||||||||||||
12 | Confirmation of Non-Controlling | Mgmt | N/A | Against | N/A | |||||||
Shareholder | ||||||||||||
Dassault Systemes SA | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DSY | CINS F2457H472 | 05/23/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Mix | France | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Accounts and Reports; Approval | Mgmt | For | For | For | |||||||
of Non Tax-Deductible Expenses | ||||||||||||
5 | Consolidated Accounts and | Mgmt | For | For | For | |||||||
Reports | ||||||||||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
7 | Scrip Dividend | Mgmt | For | For | For | |||||||
8 | Related Party Transactions | Mgmt | For | For | For | |||||||
9 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||||||
10 | Remuneration Policy (Vice-Chair | Mgmt | For | Against | Against | |||||||
and CEO) | ||||||||||||
11 | Remuneration of Charles | Mgmt | For | For | For | |||||||
Edelstenne, Chair | ||||||||||||
12 | Remuneration of Bernard | Mgmt | For | Against | Against | |||||||
Charles, Vice Chair and CEO | ||||||||||||
13 | Elect Odile Desforges | Mgmt | For | For | For | |||||||
14 | Ratification of the Co-option of | Mgmt | For | For | For | |||||||
Catherine Dassault | ||||||||||||
15 | Elect Soumitra Dutta | Mgmt | For | For | For | |||||||
16 | Directors’ Fees | Mgmt | For | For | For | |||||||
17 | Appointment of Auditor | Mgmt | For | For | For | |||||||
18 | Authority to Repurchase and | Mgmt | For | For | For | |||||||
Reissue Shares | ||||||||||||
19 | Authority to Cancel Shares and | Mgmt | For | For | For | |||||||
Reduce Capital | ||||||||||||
20 | Authority to Issue Shares and | Mgmt | For | For | For | |||||||
Convertible Debt w/ Preemptive | ||||||||||||
Rights | ||||||||||||
21 | Authority to Issue Shares and | Mgmt | For | Against | Against | |||||||
Convertible Debt w/o | ||||||||||||
Preemptive Rights | ||||||||||||
22 | Authority to Issue Shares and | Mgmt | For | Against | Against | |||||||
Convertible Debt Through | ||||||||||||
Private Placement | ||||||||||||
23 | Authority to Increase Capital | Mgmt | For | For | For | |||||||
Through Capitalisations | ||||||||||||
24 | Authority to Increase Capital in | Mgmt | For | Against | Against | |||||||
Consideration for Contributions | ||||||||||||
in Kind | ||||||||||||
25 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
26 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||||
DCC Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DCC | CINS G2689P101 | 07/15/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Ireland | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Final Dividend | Mgmt | For | For | For | |||||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
4 | Remuneration Policy (Advisory– | Mgmt | For | For | For | |||||||
Non-UK Issuer) | ||||||||||||
5 | Elect Tommy Breen | Mgmt | For | For | For | |||||||
6 | Elect Roisin Brennan | Mgmt | For | For | For | |||||||
7 | Elect David Jukes | Mgmt | For | For | For | |||||||
8 | Elect Pamela J. Kirby | Mgmt | For | For | For | |||||||
9 | Elect Jane Lodge | Mgmt | For | For | For | |||||||
10 | Elect Cormac McCarthy | Mgmt | For | For | For | |||||||
11 | Elect John Moloney | Mgmt | For | For | For | |||||||
12 | Elect Donal Murphy | Mgmt | For | For | For | |||||||
13 | Elect Fergal O’Dwyer | Mgmt | For | For | For | |||||||
14 | Elect Leslie Van de Walle | Mgmt | For | For | For | |||||||
15 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||||
16 | Authority to Issue Shares w/ | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
17 | Authority to Issue Shares w/o | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
19 | Authority to Set Price Range for | Mgmt | For | For | For | |||||||
Re-Issuance of Treasury Shares | ||||||||||||
Diageo plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DGE | CINS G42089113 | 09/21/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
4 | Elect Peggy Bruzelius | Mgmt | For | For | For | |||||||
5 | Elect Lord Mervyn Davies | Mgmt | For | For | For | |||||||
6 | Elect HO Kwon Ping | Mgmt | For | For | For | |||||||
7 | Elect Betsy D. Holden | Mgmt | For | For | For | |||||||
8 | Elect Franz B. Humer | Mgmt | For | For | For | |||||||
9 | Elect Nicola Mendelsohn | Mgmt | For | For | For | |||||||
10 | Elect Ivan Menezes | Mgmt | For | For | For | |||||||
11 | Elect Philip Scott | Mgmt | For | For | For | |||||||
12 | Elect Alan Stewart | Mgmt | For | For | For | |||||||
13 | Elect Javier Ferran | Mgmt | For | For | For | |||||||
14 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||||||
15 | Elect Emma Walmsley | Mgmt | For | For | For | |||||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||||
17 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||||
18 | Authority to Issue Shares w/ | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
19 | Authority to Issue Shares w/o | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
21 | Authorisation of Political | Mgmt | For | For | For | |||||||
Donations | ||||||||||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
Dominion Diamond Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DDC | CUSIP 257287102 | 06/13/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect James K. Gowans | Mgmt | For | For | For | |||||||
1.2 | Elect Thomas A. Andruskevich | Mgmt | For | For | For | |||||||
1.3 | Elect Graham G. Clow | Mgmt | For | For | For | |||||||
1.4 | Elect Trudy M. Curran | Mgmt | For | For | For | |||||||
1.5 | Elect Tim Dabson | Mgmt | For | For | For | |||||||
1.6 | Elect David S. Smith | Mgmt | For | For | For | |||||||
1.7 | Elect Chuck Strahl | Mgmt | For | For | For | |||||||
1.8 | Elect Josef Vejvoda | Mgmt | For | For | For | |||||||
2 | Appointment of Auditor and | Mgmt | For | For | For | |||||||
Authority to Set Fees | ||||||||||||
3 | Amendments to Bylaws | Mgmt | For | For | For | |||||||
4 | Approval of Advance Notice | Mgmt | For | For | For | |||||||
Bylaw | ||||||||||||
5 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
Dominion Diamond Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DDC | CINS 257287102 | 06/13/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Mix | Canada | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Elect James K. Gowans | Mgmt | For | For | For | |||||||
3 | Elect Thomas A. Andruskevich | Mgmt | For | For | For | |||||||
4 | Elect Graham G. Clow | Mgmt | For | For | For | |||||||
5 | Elect Trudy M. Curran | Mgmt | For | For | For | |||||||
6 | Elect Tim Dabson | Mgmt | For | For | For | |||||||
7 | Elect David S. Smith | Mgmt | For | For | For | |||||||
8 | Elect Chuck Strahl | Mgmt | For | For | For | |||||||
9 | Elect Josef Vejvoda | Mgmt | For | For | For | |||||||
10 | Appointment of Auditor and | Mgmt | For | For | For | |||||||
Authority to Set Fees | ||||||||||||
11 | Amendments to Bylaws | Mgmt | For | For | For | |||||||
12 | Approval of Advance Notice | Mgmt | For | For | For | |||||||
Bylaw | ||||||||||||
13 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
Dominion Diamond Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DDC | CUSIP 257287102 | 07/20/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Canada | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Brendan Bell | Mgmt | For | For | For | |||||||
1.2 | Elect Graham G. Clow | Mgmt | For | For | For | |||||||
1.3 | Elect Robert A. Gannicott | Mgmt | For | For | For | |||||||
1.4 | Elect James K. Gowans | Mgmt | For | For | For | |||||||
1.5 | Elect David S. Smith | Mgmt | For | For | For | |||||||
1.6 | Elect Chuck Strahl | Mgmt | For | For | For | |||||||
1.7 | Elect Josef Vejvoda | Mgmt | For | For | For | |||||||
1.8 | Elect Thomas A. Andruskevich | Mgmt | For | For | For | |||||||
2 | Appointment of Auditor and | Mgmt | For | For | For | |||||||
Authority to Set Fees | ||||||||||||
3 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
Essilor International | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
EI | CINS F31668100 | 05/11/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Mix | France | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||||
6 | Consolidated Accounts and | Mgmt | For | For | For | |||||||
Reports | ||||||||||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
8 | Related Party Transactions | Mgmt | For | Against | Against | |||||||
9 | Ratification of the Co-optation of | Mgmt | For | For | For | |||||||
Jeanette Wong | ||||||||||||
10 | Elect Philippe Alfroid | Mgmt | For | Against | Against | |||||||
11 | Elect Juliette Favre | Mgmt | For | For | For | |||||||
12 | Elect Yi He | Mgmt | For | For | For | |||||||
13 | Elect Hubert Sagnieres | Mgmt | For | For | For | |||||||
14 | Elect Laurent Vacherot | Mgmt | For | For | For | |||||||
15 | Severance Agreement (Hubert | Mgmt | For | For | For | |||||||
Sagnieres, Chair and CEO) | ||||||||||||
16 | Severance Agreement (Laurent | Mgmt | For | For | For | |||||||
Vacherot, Deputy CEO) | ||||||||||||
17 | Remuneration of Hubert | Mgmt | For | Against | Against | |||||||
Sagnieres, Chair and CEO | ||||||||||||
18 | Remuneration of Laurent | Mgmt | For | Against | Against | |||||||
Vacherot, deputy CEO since | ||||||||||||
December 6, 2016 | ||||||||||||
19 | Remuneration Policy (Corporate | Mgmt | For | For | For | |||||||
Officers) | ||||||||||||
20 | Directors’ Fees | Mgmt | For | For | For | |||||||
21 | Authority to Repurchase and | Mgmt | For | For | For | |||||||
Reissue Shares | ||||||||||||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
for Employee Overseas | ||||||||||||
24 | Amendments to Articles | Mgmt | For | For | For | |||||||
25 | Adoption of New Articles | Mgmt | For | For | For | |||||||
26 | Merger/Acquisition | Mgmt | For | For | For | |||||||
27 | Authority to Increase Capital in | Mgmt | For | For | For | |||||||
Case of Exchange Offer initiated | ||||||||||||
by the Company | ||||||||||||
28 | Internal Restructuring Pursuant | Mgmt | For | For | For | |||||||
to Merger | ||||||||||||
29 | Amendments to Articles | Mgmt | For | For | For | |||||||
(Company Purpose) | ||||||||||||
30 | Elect Leonardo Del Vecchio | Mgmt | For | For | For | |||||||
31 | Elect Romolo Bardin | Mgmt | For | For | For | |||||||
32 | Elect Giovanni Giallombardo | Mgmt | For | For | For | |||||||
33 | Elect Rafaella Mazzoli | Mgmt | For | For | For | |||||||
34 | Elect Francesco Milleri | Mgmt | For | For | For | |||||||
35 | Elect Gianni Mion | Mgmt | For | For | For | |||||||
36 | Elect Lucia Morselli | Mgmt | For | For | For | |||||||
37 | Elect Cristina Scocchia | Mgmt | For | For | For | |||||||
38 | Elect Hubert Sagnieres | Mgmt | For | For | For | |||||||
39 | Elect Juliette Favre | Mgmt | For | For | For | |||||||
40 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||||||
41 | Elect Bernard Hours | Mgmt | For | For | For | |||||||
42 | Elect Annette Messemer | Mgmt | For | For | For | |||||||
43 | Elect Olivier Pecoux | Mgmt | For | For | For | |||||||
44 | Authorisation of Legal | Mgmt | For | For | For | |||||||
Formalities | ||||||||||||
Flamel Technologies SA | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FLML | CUSIP 338488109 | 08/10/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports; | Mgmt | For | For | For | |||||||
Ratification of Board Acts; | ||||||||||||
Approval of Non-Tax Deductible | ||||||||||||
Expenses | ||||||||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Appointment of Auditor (Deloitte | Mgmt | For | For | For | |||||||
& Touche LLP) | ||||||||||||
4 | Appointment of Auditor and | Mgmt | For | For | For | |||||||
Alternate Auditor | ||||||||||||
5 | Elect Michael Anderson to the | Mgmt | For | For | For | |||||||
Board of Directors | ||||||||||||
6 | Elect Guillaume Cerutti to the | Mgmt | For | For | For | |||||||
Board of Directors | ||||||||||||
7 | Elect Francis J.T Fildes to the | Mgmt | For | For | For | |||||||
Board of Directors | ||||||||||||
8 | Elect Christophe Navarre to the | Mgmt | For | For | For | |||||||
Board of Directors | ||||||||||||
9 | Elect Craig R. Stapleton to the | Mgmt | For | For | For | |||||||
Board of Directors | ||||||||||||
10 | Elect Ben Van Assche to the | Mgmt | For | For | For | |||||||
Board of Directors | ||||||||||||
11 | Directors’ Fees | Mgmt | For | For | For | |||||||
12 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
13 | Set Frequency of Future | Mgmt | Against | For | Against | |||||||
Advisory Votes on Executive | ||||||||||||
Compensation on an Annual | ||||||||||||
Basis | ||||||||||||
14 | Set Frequency of Future | Mgmt | For | Against | Against | |||||||
Advisory Votes on Executive | ||||||||||||
Compensation Every Two Years | ||||||||||||
15 | Set Frequency of Future | Mgmt | Against | Against | For | |||||||
Advisory Votes on Executive | ||||||||||||
Compensation Every Three | ||||||||||||
Years | ||||||||||||
16 | Related Party Transactions | Mgmt | For | For | For | |||||||
17 | Cross-Border Merger | Mgmt | For | For | For | |||||||
18 | Authorization of Legal | Mgmt | For | For | For | |||||||
Formalities in Connection with | ||||||||||||
the Merger | ||||||||||||
19 | Dissolution without Liquidation of | Mgmt | For | For | For | |||||||
the Company | ||||||||||||
20 | Reduction in Share Premium | Mgmt | For | For | For | |||||||
Account | ||||||||||||
21 | Authority to Issue Free Shares | Mgmt | For | For | For | |||||||
22 | Authority to Grant Stock Options | Mgmt | For | For | For | |||||||
23 | Authority to Issue Warrants | Mgmt | For | For | For | |||||||
Reserved to Non-Executive | ||||||||||||
Directors | ||||||||||||
24 | Employee Stock Purchase Plan | Mgmt | Against | Against | For | |||||||
25 | Authorization of Legal | Mgmt | For | For | For | |||||||
Formalities | ||||||||||||
Fomento Economico Mexicano | ||||||||||||
SAB de CV | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FEMSA | CINS P4182H115 | 03/16/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Ordinary | Mexico | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports | Mgmt | For | Abstain | Against | |||||||
2 | Report on Tax Compliance | Mgmt | For | For | For | |||||||
3 | Allocation of Profits/Dividends | Mgmt | For | Abstain | Against | |||||||
4 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | |||||||
5 | Election of Directors; Fees | Mgmt | For | Abstain | Against | |||||||
6 | Election of Strategy and Finance | Mgmt | For | Abstain | Against | |||||||
Committee Members | ||||||||||||
7 | Election of Audit Committee | Mgmt | For | Abstain | Against | |||||||
Members | ||||||||||||
8 | Election of Corporate | Mgmt | For | Abstain | Against | |||||||
Governance Committee | ||||||||||||
Members | ||||||||||||
9 | Election of Meeting Delegates | Mgmt | For | For | For | |||||||
10 | Minutes | Mgmt | For | For | For | |||||||
Givaudan S.A. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
GIVN | CINS H3238Q102 | 03/23/2017 | Take No Action | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Switzerland | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||||||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||||
5 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||||||
6 | Elect Victor Balli | Mgmt | For | TNA | N/A | |||||||
7 | Elect Werner J. Bauer | Mgmt | For | TNA | N/A | |||||||
8 | Elect Lilian Biner | Mgmt | For | TNA | N/A | |||||||
9 | Elect Michael Carlos | Mgmt | For | TNA | N/A | |||||||
10 | Elect Ingrid Deltenre | Mgmt | For | TNA | N/A | |||||||
11 | Elect Calvin Grieder | Mgmt | For | TNA | N/A | |||||||
12 | Elect Thomas Rufer | Mgmt | For | TNA | N/A | |||||||
13 | Appoint Calvin Grieder as Board | Mgmt | For | TNA | N/A | |||||||
Chair | ||||||||||||
14 | Elect Werner Bauer as | Mgmt | For | TNA | N/A | |||||||
Compensation Committee | ||||||||||||
Member | ||||||||||||
15 | Elect Ingrid Deltenre as | Mgmt | For | TNA | N/A | |||||||
Compensation Committee | ||||||||||||
Member | ||||||||||||
16 | Elect Victor Balli as | Mgmt | For | TNA | N/A | |||||||
Compensation Committee | ||||||||||||
Member | ||||||||||||
17 | Appointment of Independent | Mgmt | For | TNA | N/A | |||||||
Proxy | ||||||||||||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||||
19 | Board Compensation | Mgmt | For | TNA | N/A | |||||||
20 | Executive Compensation (Short- | Mgmt | For | TNA | N/A | |||||||
Term) | ||||||||||||
21 | Executive Compensation (Fixed | Mgmt | For | TNA | N/A | |||||||
and Long-Term) | ||||||||||||
22 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||||
Grifols SA | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
GRF | CINS E5706X215 | 05/25/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Ordinary | Spain | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Individual Accounts and Reports; | Mgmt | For | For | For | |||||||
Allocation of Profits/Dividends | ||||||||||||
3 | Consolidated Accounts and | Mgmt | For | For | For | |||||||
Reports | ||||||||||||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||||
(Individual Accounts) | ||||||||||||
6 | Appointment of Auditor | Mgmt | For | For | For | |||||||
(Consolidated Accounts) | ||||||||||||
7 | Elect Victor Grifols Roura | Mgmt | For | For | For | |||||||
8 | Elect Ramon Riera Roca | Mgmt | For | For | For | |||||||
9 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||||||
10 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | |||||||
11 | Amendments to Article 7 of the | Mgmt | For | For | For | |||||||
General Shareholders’ Meeting | ||||||||||||
Regulations (Competencies) | ||||||||||||
12 | Amendments to Article 24 (Audit | Mgmt | For | For | For | |||||||
Committee) | ||||||||||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
14 | Renewal of Authority to List | Mgmt | For | For | For | |||||||
Securities | ||||||||||||
15 | Authorisation of Legal | Mgmt | For | For | For | |||||||
Formalities | ||||||||||||
Icon Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ICLR | CUSIP G4705A100 | 07/22/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect William Hall | Mgmt | For | For | For | |||||||
2 | Elect John Climax | Mgmt | For | For | For | |||||||
3 | Elect Steve Cutler | Mgmt | For | For | For | |||||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||||
5 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||||
6 | Authority to Issue Shares w/ | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
7 | Authority to Issue Shares w/o | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
9 | Authority to Set Price Range for | Mgmt | For | For | For | |||||||
Issuance of Treasury Shares | ||||||||||||
10 | Amendments to Articles of | Mgmt | For | For | For | |||||||
Association | ||||||||||||
11 | Amendments to Memorandum of | Mgmt | For | For | For | |||||||
Association | ||||||||||||
Ingenico | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ING | CINS F5276G104 | 05/10/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Mix | France | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
5 | Accounts and Reports; Approval | Mgmt | For | For | For | |||||||
of Non Tax-Deductible Expenses | ||||||||||||
6 | Consolidated Accounts and | Mgmt | For | For | For | |||||||
Reports | ||||||||||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
8 | Scrip Dividend | Mgmt | For | For | For | |||||||
9 | Related Party Transactions | Mgmt | For | For | For | |||||||
10 | Ratify Co-Option of Caroline | Mgmt | For | For | For | |||||||
Parot | ||||||||||||
11 | Elect Caroline Parot | Mgmt | For | For | For | |||||||
12 | Elect Bernard Bourigeaud | Mgmt | For | For | For | |||||||
13 | Remuneration of Philippe | Mgmt | For | For | For | |||||||
Lazare, Chair and CEO | ||||||||||||
14 | Remuneration Policy (Chair and | Mgmt | For | For | For | |||||||
CEO) | ||||||||||||
15 | Authority to Repurchase and | Mgmt | For | For | For | |||||||
Reissue Shares | ||||||||||||
16 | Authority to Increase Capital | Mgmt | For | For | For | |||||||
Through Capitalisations | ||||||||||||
17 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
18 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
for Overseas Employees | ||||||||||||
19 | Amendments to Articles Relating | Mgmt | For | For | For | |||||||
to the Appointment of Directors | ||||||||||||
20 | Amendments to Articles | Mgmt | For | For | For | |||||||
21 | Authorisation of Legal | Mgmt | For | For | For | |||||||
Formalities | ||||||||||||
Invesco Ltd. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
IVZ | CUSIP G491BT108 | 05/11/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Sarah E. Beshar | Mgmt | For | For | For | |||||||
2 | Elect Joseph R. Canion | Mgmt | For | For | For | |||||||
3 | Elect Martin L. Flanagan | Mgmt | For | For | For | |||||||
4 | Elect C. Robert Henrikson | Mgmt | For | For | For | |||||||
5 | Elect Ben F. Johnson III | Mgmt | For | For | For | |||||||
6 | Elect Denis Kessler | Mgmt | For | Against | Against | |||||||
7 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||||||
8 | Elect G. Richard Wagoner Jr. | Mgmt | For | For | For | |||||||
9 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||||||
10 | Advisory Vote on Executive | Mgmt | For | Against | Against | |||||||
Compensation | ||||||||||||
11 | Frequency of Advisory Vote on | Mgmt | 1 Year | 1 Year | For | |||||||
Executive Compensation | ||||||||||||
12 | Bundled Bylaw Amendments | Mgmt | For | For | For | |||||||
Including Adoption of Proxy | ||||||||||||
Access | ||||||||||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Japan Tobacco Incorporated | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
2914 | CINS J27869106 | 03/24/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Japan | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Elect Michio Masaki as Alternate | Mgmt | For | For | For | |||||||
Statutory Auditor | ||||||||||||
Johnson Controls International plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
JCI | CUSIP G51502105 | 03/08/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect David P. Abney | Mgmt | For | For | For | |||||||
2 | Elect Natalie A. Black | Mgmt | For | For | For | |||||||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||||||
4 | Elect Brian Duperreault | Mgmt | For | For | For | |||||||
5 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | |||||||
6 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||||||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||||||
8 | Elect Juan Pablo del Valle | Mgmt | For | For | For | |||||||
Perochena | ||||||||||||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||||||
10 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||||||
11 | Elect R. David Yost | Mgmt | For | For | For | |||||||
12 | Ratification of | Mgmt | For | For | For | |||||||
PricewaterhouseCoopers | ||||||||||||
13 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
15 | Authority to Set Price Range for | Mgmt | For | For | For | |||||||
Re-Issuance of Treasury Shares | ||||||||||||
16 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
17 | Frequency of Advisory Vote on | Mgmt | 1 Year | 1 Year | For | |||||||
Executive Compensation | ||||||||||||
18 | Approve Performance Goals of | Mgmt | For | For | For | |||||||
2012 Share and Incentive Plan | ||||||||||||
19 | Authority to Issue Shares w/ | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
20 | Authority to Issue Shares w/o | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
Kingdee International Software | ||||||||||||
Group Co. Ltd | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
268 | CINS G52568147 | 05/10/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Cayman Islands | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||||
4 | Elect DONG Ming Zhu | Mgmt | For | For | For | |||||||
5 | Elect CHEN Zhang | Mgmt | For | Against | Against | |||||||
6 | Elect WU Cheng | Mgmt | For | For | For | |||||||
7 | Directors’ Fees | Mgmt | For | For | For | |||||||
8 | Appointment of Auditor and | Mgmt | For | For | For | |||||||
Authority to Set Fees | ||||||||||||
9 | Authority to Issue Shares w/o | Mgmt | For | Against | Against | |||||||
Preemptive Rights | ||||||||||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
11 | Authority to Issue Repurchased | Mgmt | For | Against | Against | |||||||
Shares | ||||||||||||
Kingsoft Corporation Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
3888 | CINS G5264Y108 | 05/24/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Cayman Islands | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
5 | Elect LEI Jun | Mgmt | For | For | For | |||||||
6 | Elect KAU Pak Kwan | Mgmt | For | For | For | |||||||
7 | Elect WONG Shun Tak | Mgmt | For | For | For | |||||||
8 | Directors’ Fees | Mgmt | For | For | For | |||||||
9 | Appointment of Auditor and | Mgmt | For | For | For | |||||||
Authority to Set Fees | ||||||||||||
10 | Authority to Issue Shares w/o | Mgmt | For | Against | Against | |||||||
Preemptive Rights | ||||||||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
12 | Authority to Issue Repurchased | Mgmt | For | Against | Against | |||||||
Shares | ||||||||||||
13 | Amendment to the Share Option | Mgmt | For | For | For | |||||||
Scheme of a Subsidiary | ||||||||||||
Kingsoft Corporation Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
3888 | CINS G5264Y108 | 12/26/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | Cayman Islands | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Framework Agreement | Mgmt | For | For | For | |||||||
4 | Amendment to the Seasun | Mgmt | For | For | For | |||||||
Share Option Scheme | ||||||||||||
5 | Amendment to the Kingsoft | Mgmt | For | For | For | |||||||
Cloud Share Option Scheme | ||||||||||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
Kone Oyj | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
KNEBV | CINS X4551T105 | 02/28/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Finland | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
9 | Accounts and Reports | Mgmt | For | For | For | |||||||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
11 | Ratification of Board and CEO | Mgmt | For | For | For | |||||||
Acts | ||||||||||||
12 | Directors’ Fees | Mgmt | For | For | For | |||||||
13 | Board Size | Mgmt | For | For | For | |||||||
14 | Election of Directors | Mgmt | For | Against | Against | |||||||
15 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||||
16 | Number of Auditors | Mgmt | For | For | For | |||||||
17 | Appointment of Auditor | Mgmt | For | For | For | |||||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
Man Group plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
EMG | CINS G5790V172 | 05/05/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
4 | Elect Katharine Barker | Mgmt | For | For | For | |||||||
5 | Elect Richard Berliand | Mgmt | For | For | For | |||||||
6 | Elect Phillip Colebatch | Mgmt | For | For | For | |||||||
7 | Elect John Cryan | Mgmt | For | For | For | |||||||
8 | Elect Luke Ellis | Mgmt | For | For | For | |||||||
9 | Elect Andrew D. Horton | Mgmt | For | For | For | |||||||
10 | Elect Mark Daniel Jones | Mgmt | For | For | For | |||||||
11 | Elect Matthew Lester | Mgmt | For | For | For | |||||||
12 | Elect Ian P. Livingston | Mgmt | For | For | For | |||||||
13 | Elect Dev Sanyal | Mgmt | For | For | For | |||||||
14 | Elect Nina Shapiro | Mgmt | For | For | For | |||||||
15 | Elect Jonathan Sorrell | Mgmt | For | For | For | |||||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||||
17 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||||
18 | Authorisation of Political | Mgmt | For | For | For | |||||||
Donations | ||||||||||||
19 | Authority to Issue Shares w/ | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
20 | Authority to Issue Shares w/o | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
21 | Authority to Issue Shares w/o | Mgmt | For | For | For | |||||||
Preemptive Rights (Specified | ||||||||||||
Cpital Investment) | ||||||||||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
23 | Authority to Set General Meeting | Mgmt | For | For | For | |||||||
Notice Period at 14 Days | ||||||||||||
Mitsubishi Estate Co Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
8802 | CINS J43916113 | 06/29/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Japan | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Elect Hirotaka Sugiyama | Mgmt | For | For | For | |||||||
4 | Elect Junichi Yoshida | Mgmt | For | For | For | |||||||
5 | Elect Joh Katoh | Mgmt | For | For | For | |||||||
6 | Elect Junichi Tanisawa | Mgmt | For | For | For | |||||||
7 | Elect Hiroshi Katayama | Mgmt | For | For | For | |||||||
8 | Elect Noboru Nishigai | Mgmt | For | For | For | |||||||
9 | Elect Yutaka Yanagisawa | Mgmt | For | Against | Against | |||||||
10 | Elect Tohru Ohkusa | Mgmt | For | For | For | |||||||
11 | Elect Isao Matsuhashi | Mgmt | For | For | For | |||||||
12 | Elect Shin Ebihara | Mgmt | For | For | For | |||||||
13 | Elect Shu Tomioka | Mgmt | For | For | For | |||||||
14 | Elect Masaaki Shirakawa | Mgmt | For | For | For | |||||||
15 | Elect Shin Nagase | Mgmt | For | For | For | |||||||
16 | Elect Setsuko Egami | Mgmt | For | For | For | |||||||
17 | Elect Iwao Taka | Mgmt | For | For | For | |||||||
Nabors Industries Ltd. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NBR | CUSIP G6359F103 | 06/06/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Tanya S. Beder | Mgmt | For | For | For | |||||||
1.2 | Elect James R. Crane | Mgmt | For | Withhold | Against | |||||||
1.3 | Elect John P. Kotts | Mgmt | For | Withhold | Against | |||||||
1.4 | Elect Michael C. Linn | Mgmt | For | Withhold | Against | |||||||
1.5 | Elect Anthony G. Petrello | Mgmt | For | For | For | |||||||
1.6 | Elect Dag Skattum | Mgmt | For | For | For | |||||||
1.7 | Elect John Yearwood | Mgmt | For | Withhold | Against | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive | Mgmt | For | Against | Against | |||||||
Compensation | ||||||||||||
4 | Frequency of Advisory Vote on | Mgmt | 1 Year | 1 Year | For | |||||||
Executive Compensation | ||||||||||||
5 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against | |||||||
Proxy Access | ||||||||||||
Nestle S.A. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NESN | CINS H57312649 | 04/06/2017 | Take No Action | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Switzerland | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||||||
4 | Ratification of Board and | Mgmt | For | TNA | N/A | |||||||
Management Acts | ||||||||||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||||
6 | Elect Paul Bulcke | Mgmt | For | TNA | N/A | |||||||
7 | Elect Andreas Koopmann | Mgmt | For | TNA | N/A | |||||||
8 | Elect Henri de Castries | Mgmt | For | TNA | N/A | |||||||
9 | Elect Beat Hess | Mgmt | For | TNA | N/A | |||||||
10 | Elect Renato Fassbind | Mgmt | For | TNA | N/A | |||||||
11 | Elect Steven G. Hoch | Mgmt | For | TNA | N/A | |||||||
12 | Elect Naina Lal Kidwai | Mgmt | For | TNA | N/A | |||||||
13 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | |||||||
14 | Elect Ann Veneman | Mgmt | For | TNA | N/A | |||||||
15 | Elect Eva Cheng | Mgmt | For | TNA | N/A | |||||||
16 | Elect Ruth Khasaya Oniang’o | Mgmt | For | TNA | N/A | |||||||
17 | Elect Patrick Aebischer | Mgmt | For | TNA | N/A | |||||||
18 | Elect Ulf M. Schneider | Mgmt | For | TNA | N/A | |||||||
19 | Elect Ursula M. Burns | Mgmt | For | TNA | N/A | |||||||
20 | Appoint Paul Bulcke as Board | Mgmt | For | TNA | N/A | |||||||
Chair | ||||||||||||
21 | Elect Beat Hess as | Mgmt | For | TNA | N/A | |||||||
Compensation Committee | ||||||||||||
Member | ||||||||||||
22 | Elect Andreas Koopmann as | Mgmt | For | TNA | N/A | |||||||
Compensation Committee | ||||||||||||
Member | ||||||||||||
23 | Elect Jean-Pierre Roth as | Mgmt | For | TNA | N/A | |||||||
Compensation Committee | ||||||||||||
Member | ||||||||||||
24 | Elect Patrick Aebischer as | Mgmt | For | TNA | N/A | |||||||
Compensation Committee | ||||||||||||
Member | ||||||||||||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||||
26 | Appointment of Independent | Mgmt | For | TNA | N/A | |||||||
Proxy | ||||||||||||
27 | Board Compensation | Mgmt | For | TNA | N/A | |||||||
28 | Executive Compensation | Mgmt | For | TNA | N/A | |||||||
29 | Additional or Miscellaneous | ShrHoldr | Against | TNA | N/A | |||||||
Proposals | ||||||||||||
30 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||||
Novo Nordisk A/S | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NOVOB | CINS K72807132 | 03/23/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Denmark | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||||
5 | Directors’ Fees for 2016 | Mgmt | For | For | For | |||||||
6 | Directors’ Fees for 2017 | Mgmt | For | For | For | |||||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
8 | Elect Goran A. Ando | Mgmt | For | Against | Against | |||||||
9 | Elect Jeppe Christiansen | Mgmt | For | For | For | |||||||
10 | Elect Brian Daniels | Mgmt | For | For | For | |||||||
11 | Elect Sylvie Gregoire | Mgmt | For | For | For | |||||||
12 | Elect Liz Hewitt | Mgmt | For | For | For | |||||||
13 | Elect Kasim Kutay | Mgmt | For | For | For | |||||||
14 | Elect Helge Lund | Mgmt | For | For | For | |||||||
15 | Elect Mary T. Szela | Mgmt | For | Against | Against | |||||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||||
17 | Cancellation of Shares | Mgmt | For | For | For | |||||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
19 | Amendments to Remuneration | Mgmt | For | For | For | |||||||
Guidelines | ||||||||||||
20 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |||||||
Free Parking | ||||||||||||
21 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |||||||
Buffet | ||||||||||||
Paddy Power Betfair Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PPB | CINS G68673113 | 05/17/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Ireland | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
5 | Elect Zillah Byng-Thorne | Mgmt | For | For | For | |||||||
6 | Elect Michael E. Cawley | Mgmt | For | For | For | |||||||
7 | Elect Breon Corcoran | Mgmt | For | For | For | |||||||
8 | Elect Ian Dyson | Mgmt | For | For | For | |||||||
9 | Elect Alex Gersh | Mgmt | For | For | For | |||||||
10 | Elect Peter Jackson | Mgmt | For | For | For | |||||||
11 | Elect Gary McGann | Mgmt | For | For | For | |||||||
12 | Elect Padraig O Riordain | Mgmt | For | Abstain | Against | |||||||
13 | Elect Peter Rigby | Mgmt | For | For | For | |||||||
14 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||||
15 | Authority to Set General Meeting | Mgmt | For | For | For | |||||||
Notice Period at 14 Days | ||||||||||||
16 | Authority to Issue Shares w/ | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
17 | Authority to Issue Shares w/o | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
19 | Authority to Set Price Range for | Mgmt | For | For | For | |||||||
Reissuance of Treasury Shares | ||||||||||||
PrairieSky Royalty Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PSK | CINS 739721108 | 04/25/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Mix | Canada | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Elect James Estey | Mgmt | For | For | For | |||||||
3 | Elect Margaret A. McKenzie | Mgmt | For | For | For | |||||||
4 | Elect Andrew M. Philips | Mgmt | For | For | For | |||||||
5 | Elect Sheldon B. Steeves | Mgmt | For | For | For | |||||||
6 | Elect Grant A. Zawalsky | Mgmt | For | For | For | |||||||
7 | Appointment of Auditor and | Mgmt | For | For | For | |||||||
Authority to Set Fees | ||||||||||||
8 | Amendment to the Stock Option | Mgmt | For | For | For | |||||||
Plan | ||||||||||||
9 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
Qiagen N.V. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
QGEN | CUSIP N72482123 | 06/21/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Ratification of Management | Mgmt | For | For | For | |||||||
Board Acts | ||||||||||||
3 | Ratification of Supervisory Board | Mgmt | For | For | For | |||||||
Acts | ||||||||||||
4 | Elect Stephane Bancel | Mgmt | For | For | For | |||||||
5 | Elect Hakan Bjorklund | Mgmt | For | For | For | |||||||
6 | Elect Metin Colpan | Mgmt | For | For | For | |||||||
7 | Elect Manfred Karobath | Mgmt | For | For | For | |||||||
8 | Elect Ross L. Levine | Mgmt | For | For | For | |||||||
9 | Elect Elaine Mardis | Mgmt | For | For | For | |||||||
10 | Elect Lawrence A. Rosen | Mgmt | For | For | For | |||||||
11 | Elect Elizabeth E. Tallett | Mgmt | For | For | For | |||||||
12 | Elect Peer Schatz | Mgmt | For | For | For | |||||||
13 | Elect Roland Sackers | Mgmt | For | For | For | |||||||
14 | Appointment of Auditor | Mgmt | For | For | For | |||||||
15 | Authority to Issue Shares w/ | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
16 | Authority to Issue Shares w/o | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
Qiagen N.V. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
QGEN | CUSIP N72482107 | 10/26/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Synthetic Share Repurchase; | Mgmt | For | For | For | |||||||
Capital Repayment | ||||||||||||
Rakuten Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
4755 | CINS J64264104 | 03/30/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Japan | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Amendments to Articles | Mgmt | For | For | For | |||||||
3 | Elect Hiroshi Mikitani | Mgmt | For | For | For | |||||||
4 | Elect Masayuki Hosaka | Mgmt | For | For | For | |||||||
5 | Elect Charles B. Baxter | Mgmt | For | For | For | |||||||
6 | Elect Ken Kutaragi | Mgmt | For | For | For | |||||||
7 | Elect Joshua G. James | Mgmt | For | For | For | |||||||
8 | Elect Takashi Mitachi | Mgmt | For | For | For | |||||||
9 | Elect Jun Murai | Mgmt | For | For | For | |||||||
10 | Elect Youngme E. Moon | Mgmt | For | For | For | |||||||
11 | Equity Compensation Plan for | Mgmt | For | Against | Against | |||||||
Inside Directors, Executive | ||||||||||||
Officers and Employees | ||||||||||||
12 | Equity Compensation Plan for | Mgmt | For | Against | Against | |||||||
Outside Directors | ||||||||||||
13 | Equity Compensation Plan for | Mgmt | For | Against | Against | |||||||
Statutory Auditors | ||||||||||||
RELX Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
REL | CINS G74570121 | 04/20/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||||
3 | Amendment to Long-Term | Mgmt | For | For | For | |||||||
Incentive Plan | ||||||||||||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
6 | Appointment of Auditor | Mgmt | For | For | For | |||||||
7 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||||
8 | Elect Erik Engstrom | Mgmt | For | For | For | |||||||
9 | Elect Anthony Habgood | Mgmt | For | For | For | |||||||
10 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||||||
11 | Elect Adrian Hennah | Mgmt | For | For | For | |||||||
12 | Elect Marike van Lier Lels | Mgmt | For | For | For | |||||||
13 | Elect Nicholas Luff | Mgmt | For | For | For | |||||||
14 | Elect Robert J. MacLeod | Mgmt | For | For | For | |||||||
15 | Elect Carol G. Mills | Mgmt | For | For | For | |||||||
16 | Elect Linda S. Sanford | Mgmt | For | For | For | |||||||
17 | Elect Ben van der Veer | Mgmt | For | For | For | |||||||
18 | Authority to Issue Shares w/ | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
19 | Authority to Issue Shares w/o | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
20 | Authority to Issue Shares w/o | Mgmt | For | For | For | |||||||
Preemptive Rights (Specified | ||||||||||||
Capital Investment) | ||||||||||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
22 | Authority to Set General Meeting | Mgmt | For | For | For | |||||||
Notice Period at 14 Days | ||||||||||||
Sanofi | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SAN | CINS F5548N101 | 05/10/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Mix | France | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||||
6 | Consolidated Accounts and | Mgmt | For | For | For | |||||||
Reports | ||||||||||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
8 | Related Party Transactions | Mgmt | For | For | For | |||||||
(Olivier Brandicourt) | ||||||||||||
9 | Directors’ Fees | Mgmt | For | For | For | |||||||
10 | Elect Fabienne Lecorvaisier | Mgmt | For | For | For | |||||||
11 | Elect Bernard Charles | Mgmt | For | For | For | |||||||
12 | Elect Melanie G Lee | Mgmt | For | For | For | |||||||
13 | Remuneration Policy (Chairman) | Mgmt | For | For | For | |||||||
14 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||||||
15 | Remuneration of Serge | Mgmt | For | For | For | |||||||
Weinberg (Chair) | ||||||||||||
16 | Remuneration of Olivier | Mgmt | For | Against | Against | |||||||
Brandicourt, CEO | ||||||||||||
17 | Approval to Reappoint | Mgmt | For | For | For | |||||||
PricewaterhouseCoopers as one | ||||||||||||
of the Company’s Independent | ||||||||||||
Auditors for the Next Six Years | ||||||||||||
18 | Authority to Repurchase and | Mgmt | For | For | For | |||||||
Reissue Shares | ||||||||||||
19 | Authority to Issue Shares and | Mgmt | For | For | For | |||||||
Convertible Debt w/ Preemptive | ||||||||||||
Rights | ||||||||||||
20 | Authority to Issue Shares and | Mgmt | For | For | For | |||||||
Convertible Debt w/o | ||||||||||||
Preemptive Rights | ||||||||||||
21 | Authority to Issue Shares | Mgmt | For | For | For | |||||||
Through Private Placement | ||||||||||||
22 | Authority to Issue Debt | Mgmt | For | For | For | |||||||
Instruments | ||||||||||||
23 | Greenshoe | Mgmt | For | For | For | |||||||
24 | Authority to Increase Capital in | Mgmt | For | For | For | |||||||
Consideration for Contributions | ||||||||||||
in Kind | ||||||||||||
25 | Authority to Increase Capital | Mgmt | For | For | For | |||||||
Through Capitalisations | ||||||||||||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
27 | Authority to Cancel Shares and | Mgmt | For | For | For | |||||||
Reduce Capital | ||||||||||||
28 | Amendments to Articles | Mgmt | For | For | For | |||||||
29 | Authorisation of Legal | Mgmt | For | For | For | |||||||
Formalities | ||||||||||||
Sap SE | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SAP | CINS D66992104 | 05/10/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Germany | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
6 | Ratification of Management | Mgmt | For | For | For | |||||||
Board Acts | ||||||||||||
7 | Ratification of Supervisory Board | Mgmt | For | Against | Against | |||||||
Acts | ||||||||||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||||
Sapporo Holdings Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
2501 | CINS J69413193 | 03/30/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Japan | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||||
4 | Elect Tsutomu Kamijoh | Mgmt | For | Against | Against | |||||||
5 | Elect Masaki Oga | Mgmt | For | For | For | |||||||
6 | Elect Hiroyuki Nose | Mgmt | For | For | For | |||||||
7 | Elect Shinichi Soya | Mgmt | For | For | For | |||||||
8 | Elect Mayumi Fukuhara | Mgmt | For | For | For | |||||||
9 | Elect Ikuya Yoshida | Mgmt | For | For | For | |||||||
10 | Elect Shigehiko Hattori | Mgmt | For | For | For | |||||||
11 | Elect Teruhiko Ikeda | Mgmt | For | For | For | |||||||
12 | Elect Shizuka Uzawa | Mgmt | For | For | For | |||||||
13 | Elect Kazuo Sugie as Statutory | Mgmt | For | For | For | |||||||
Auditor | ||||||||||||
14 | Elect Tsugio Yada as Alternate | Mgmt | For | Against | Against | |||||||
Statutory Auditor | ||||||||||||
15 | Directors’ Fees | Mgmt | For | For | For | |||||||
16 | Renewal of Takeover Defense | Mgmt | For | Against | Against | |||||||
Plan | ||||||||||||
Sasol Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SOL | CUSIP 803866300 | 11/25/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Re-elect Colin Beggs | Mgmt | For | For | For | |||||||
2 | Re-elect Henk Dijkgraaf | Mgmt | For | For | For | |||||||
3 | Re-elect JJ Njeke | Mgmt | For | For | For | |||||||
4 | Re-elect Bongani Nqwababa | Mgmt | For | For | For | |||||||
5 | Re-elect Peter Robertson | Mgmt | For | For | For | |||||||
6 | Elect Stephen Cornell | Mgmt | For | For | For | |||||||
7 | Elect Manuel Cuambe | Mgmt | For | For | For | |||||||
8 | Elect Paul Victor | Mgmt | For | For | For | |||||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||||
10 | Elect Audit Committee Member | Mgmt | For | For | For | |||||||
(Colin Beggs) | ||||||||||||
11 | Elect Audit Committee Member | Mgmt | For | For | For | |||||||
(Nomgando Matyumza) | ||||||||||||
12 | Elect Audit Committee Member | Mgmt | For | For | For | |||||||
(Imogen Mkhize) | ||||||||||||
13 | Elect Audit Committee Member | Mgmt | For | For | For | |||||||
(Johnson Njeke) | ||||||||||||
14 | Elect Audit Committee Member | Mgmt | For | For | For | |||||||
(Stephen Westwell) | ||||||||||||
15 | Approve Remuneration Policy | Mgmt | For | For | For | |||||||
16 | Approve Long-Term Incentive | Mgmt | For | For | For | |||||||
Plan | ||||||||||||
17 | Authority to Issue Shares | Mgmt | For | For | For | |||||||
Pursuant to the Long-Term | ||||||||||||
Incentive Plan | ||||||||||||
18 | Approve NEDs’ Fees | Mgmt | For | For | For | |||||||
19 | Approve Financial Assistance | Mgmt | For | For | For | |||||||
20 | Amendments to Memorandum | Mgmt | For | For | For | |||||||
(Clause 9.1) | ||||||||||||
21 | Amendments to Memorandum | Mgmt | For | For | For | |||||||
(Clause 22.2) | ||||||||||||
22 | Amendment to Memorandum | Mgmt | For | For | For | |||||||
(Clause 23.1.12) | ||||||||||||
23 | General Authority to Repurchase | Mgmt | For | For | For | |||||||
Shares | ||||||||||||
24 | Specific Authority to Repurchase | Mgmt | For | For | For | |||||||
Shares | ||||||||||||
Shire plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SHP | CINS G8124V108 | 04/25/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Jersey | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
3 | Elect Dominic Blakemore | Mgmt | For | For | For | |||||||
4 | Elect Olivier Bohuon | Mgmt | For | For | For | |||||||
5 | Elect William M. Burns | Mgmt | For | For | For | |||||||
6 | Elect Ian T. Clark | Mgmt | For | For | For | |||||||
7 | Elect Gail D. Fosler | Mgmt | For | For | For | |||||||
8 | Elect Steven Gillis | Mgmt | For | For | For | |||||||
9 | Elect David Ginsburg | Mgmt | For | For | For | |||||||
10 | Elect Susan Kilsby | Mgmt | For | For | For | |||||||
11 | Elect Sara Mathew | Mgmt | For | For | For | |||||||
12 | Elect Anne E. Minto | Mgmt | For | For | For | |||||||
13 | Elect Flemming Ornskov | Mgmt | For | For | For | |||||||
14 | Elect Jeffrey Poulton | Mgmt | For | For | For | |||||||
15 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||||
17 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||||
18 | Authority to Issue Shares w/ | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
19 | Authority to Issue Shares w/o | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
20 | Authority to Issue Shares w/o | Mgmt | For | For | For | |||||||
Preemptive Rights (Specific | ||||||||||||
Capital Investment) | ||||||||||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
22 | Amendments to Articles | Mgmt | For | For | For | |||||||
23 | Authority to Set General Meeting | Mgmt | For | For | For | |||||||
Notice Period at 14 Days | ||||||||||||
Swatch Group Ltd. (The) | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
UHRN | CINS H83949141 | 05/23/2017 | Take No Action | |||||||||
Meeting Type | Country of Trade | |||||||||||
Ordinary | Switzerland | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||||
2 | Ratification of Board and | Mgmt | For | TNA | N/A | |||||||
Management Acts | ||||||||||||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||||
4 | Fixed Board Compensation (Non- | Mgmt | For | TNA | N/A | |||||||
Executive Functions) | ||||||||||||
5 | Fixed Board Compensation | Mgmt | For | TNA | N/A | |||||||
(Executive Functions) | ||||||||||||
6 | Fixed Executive Compensation | Mgmt | For | TNA | N/A | |||||||
7 | Variable Compensation | Mgmt | For | TNA | N/A | |||||||
(Executive Directors) | ||||||||||||
8 | Variable Compensation | Mgmt | For | TNA | N/A | |||||||
(Executive Management) | ||||||||||||
9 | Elect Nayla Hayek | Mgmt | For | TNA | N/A | |||||||
10 | Elect Ernst Tanner | Mgmt | For | TNA | N/A | |||||||
11 | Elect Daniela Aeschlimann | Mgmt | For | TNA | N/A | |||||||
12 | Elect Georges Nick Hayek | Mgmt | For | TNA | N/A | |||||||
13 | Elect Claude Nicollier | Mgmt | For | TNA | N/A | |||||||
14 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | |||||||
15 | Appoint Nayla Hayek as Board | Mgmt | For | TNA | N/A | |||||||
Chair | ||||||||||||
16 | Elect Nayla Hayek as | Mgmt | For | TNA | N/A | |||||||
Compensation Committee | ||||||||||||
Member | ||||||||||||
17 | Elect Ernst Tanner as | Mgmt | For | TNA | N/A | |||||||
Compensation Committee | ||||||||||||
Member | ||||||||||||
18 | Elect Daniela Aeschlimann as | Mgmt | For | TNA | N/A | |||||||
Compensation Committee | ||||||||||||
Member | ||||||||||||
19 | Elect Georges Nick Hayek as | Mgmt | For | TNA | N/A | |||||||
Compensation Committee | ||||||||||||
Member | ||||||||||||
20 | Elect Claude Nicollier as | Mgmt | For | TNA | N/A | |||||||
Compensation Committee | ||||||||||||
Member | ||||||||||||
21 | Elect Jean-Pierre Roth as | Mgmt | For | TNA | N/A | |||||||
Compensation Committee | ||||||||||||
Member | ||||||||||||
22 | Appointment of Independent | Mgmt | For | TNA | N/A | |||||||
Proxy | ||||||||||||
23 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||||
Total Produce Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
T7O | CINS G8983Q109 | 05/25/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Ireland | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Elect Carl P. McCann | Mgmt | For | For | For | |||||||
4 | Elect J. Frank Gernon | Mgmt | For | For | For | |||||||
5 | Elect Jerome J. Kennedy | Mgmt | For | For | For | |||||||
6 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||||
7 | Authority to Issue Shares w/ | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
8 | Authority to Issue Shares w/o | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
9 | Authority to Issue Shares w/o | Mgmt | For | For | For | |||||||
Preemptive Rights (Specified | ||||||||||||
Capital Investment) | ||||||||||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
11 | Authority to Set Price Range for | Mgmt | For | For | For | |||||||
Re-Issuance of Treasury | ||||||||||||
Shares | ||||||||||||
Tyco International plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TYC | CUSIP G91442106 | 08/17/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Amendments to Memorandum | Mgmt | For | For | For | |||||||
2 | Amendments to Articles | Mgmt | For | For | For | |||||||
3 | Share Consolidation | Mgmt | For | For | For | |||||||
4 | Increase of Authorized Capital | Mgmt | For | For | For | |||||||
(Pre-Merger) | ||||||||||||
5 | Merger Issuance | Mgmt | For | For | For | |||||||
6 | Company Name Change | Mgmt | For | For | For | |||||||
7 | Increase of Authorized Capital | Mgmt | For | For | For | |||||||
(Post-Merger) | ||||||||||||
8 | Authority to Issue Shares w/ | Mgmt | For | For | For | |||||||
Preemptive Rights (Post-Merger) | ||||||||||||
9 | Authority to Issue Shares w/o | Mgmt | For | For | For | |||||||
Preemptive Rights (Post-Merger) | ||||||||||||
10 | Amendment to Nominal Value | Mgmt | For | For | For | |||||||
11 | Reduction in Share Premium | Mgmt | For | For | For | |||||||
Account | ||||||||||||
UBM plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
UBM | CINS G9226Z112 | 05/17/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Jersey | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||||
6 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||||
7 | Elect Helen Alexander | Mgmt | For | For | For | |||||||
8 | Elect Timothy R. Cobbold | Mgmt | For | For | For | |||||||
9 | Elect Marina Wyatt | Mgmt | For | For | For | |||||||
10 | Elect Greg Lock | Mgmt | For | For | For | |||||||
11 | Elect John P. McConnell | Mgmt | For | For | For | |||||||
12 | Elect Mary T. McDowell | Mgmt | For | For | For | |||||||
13 | Elect Terry Neill | Mgmt | For | For | For | |||||||
14 | Elect Trynka Shineman | Mgmt | For | For | For | |||||||
15 | Elect David Wei | Mgmt | For | For | For | |||||||
16 | Authority to Issue Shares w/ | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
17 | Authority to Issue Shares w/o | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
18 | Authority to Issue Shares w/o | Mgmt | For | For | For | |||||||
Preemptive Rights (Specified | ||||||||||||
Capital Investment) | ||||||||||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
20 | Authority to Set General Meeting | Mgmt | For | For | For | |||||||
Notice Period at 14 Days | ||||||||||||
UBM plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
UBM | CINS G9226Z112 | 05/17/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Jersey | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||||
6 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||||
7 | Elect Helen Alexander | Mgmt | For | For | For | |||||||
8 | Elect Timothy R. Cobbold | Mgmt | For | For | For | |||||||
9 | Elect Marina Wyatt | Mgmt | For | For | For | |||||||
10 | Elect Greg Lock | Mgmt | For | For | For | |||||||
11 | Elect John P. McConnell | Mgmt | For | For | For | |||||||
12 | Elect Mary T. McDowell | Mgmt | For | For | For | |||||||
13 | Elect Terry Neill | Mgmt | For | For | For | |||||||
14 | Elect Trynka Shineman | Mgmt | For | For | For | |||||||
15 | Elect David Wei | Mgmt | For | For | For | |||||||
16 | Authority to Issue Shares w/ | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
17 | Authority to Issue Shares w/o | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
18 | Authority to Issue Shares w/o | Mgmt | For | For | For | |||||||
Preemptive Rights (Specified | ||||||||||||
Capital Investment) | ||||||||||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
20 | Authority to Set General Meeting | Mgmt | For | For | For | |||||||
Notice Period at 14 Days | ||||||||||||
UOB Kay Hian Holdings Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
U10 | CINS Y92991101 | 04/28/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Singapore | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Directors’ Fees | Mgmt | For | For | For | |||||||
4 | Elect TANG Wee Loke | Mgmt | For | For | For | |||||||
5 | Elect KUAH Boon Wee | Mgmt | For | Against | Against | |||||||
6 | Elect Andrew Suckling | Mgmt | For | For | For | |||||||
7 | Appointment of Auditor and | Mgmt | For | For | For | |||||||
Authority to Set Fees | ||||||||||||
8 | Authority to Issue Shares w/ or | Mgmt | For | For | For | |||||||
w/o Preemptive Rights | ||||||||||||
9 | Authority to Issue Shares under | Mgmt | For | For | For | |||||||
the UOB-Kay Hian Holdings | ||||||||||||
Limited Scrip Dividend Scheme | ||||||||||||
10 | Authority to Repurchase and | Mgmt | For | For | For | |||||||
Reissue Shares | ||||||||||||
11 | ADOPTION OF NEW | Mgmt | For | For | For | |||||||
CONSTITUTION | ||||||||||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
Wolters Kluwer NV | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
WKL | CINS ADPV09931 | 04/20/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Netherlands | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
8 | Ratification of Management | Mgmt | For | For | For | |||||||
Board Acts | ||||||||||||
9 | Ratification of Supervisory Board | Mgmt | For | For | For | |||||||
Acts | ||||||||||||
10 | Elect Frans Cremers to the | Mgmt | For | For | For | |||||||
Supervisory Board | ||||||||||||
11 | Elect Ann E. Ziegler to the | Mgmt | For | For | For | |||||||
Supervisory Board | ||||||||||||
12 | Elect Kevin Entricken to the | Mgmt | For | For | For | |||||||
Management Board | ||||||||||||
13 | Authority to Issue Shares w/ | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
14 | Authority to Suppress | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
16 | Cancellation of Shares | Mgmt | For | For | For | |||||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
Yamaha Motor Co. Ltd. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
7272 | CINS J95776126 | 03/23/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Japan | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Elect Hiroyuki Yanagi | Mgmt | For | Against | Against | |||||||
4 | Elect Takaaki Kimura | Mgmt | For | For | For | |||||||
5 | Elect Masahiro Takizawa | Mgmt | For | For | For | |||||||
6 | Elect Katsuaki Watanabe | Mgmt | For | For | For | |||||||
7 | Elect Toshizumi Katoh | Mgmt | For | For | For | |||||||
8 | Elect Yohichiroh Kojima | Mgmt | For | For | For | |||||||
9 | Elect Katsuhito Yamaji | Mgmt | For | For | For | |||||||
10 | Elect Makoto Shimamoto | Mgmt | For | For | For | |||||||
11 | Elect Yoshihiro Hidaka | Mgmt | For | For | For | |||||||
12 | Elect Tamotsu Adachi | Mgmt | For | For | For | |||||||
13 | Elect Takuya Nakata | Mgmt | For | Against | Against | |||||||
14 | Elect Atsushi Niimi | Mgmt | For | For | For | |||||||
15 | Elect Genichi Tamatsuka | Mgmt | For | For | For | |||||||
16 | Elect Masahiko Ikaga as | Mgmt | For | For | For | |||||||
Statutory Auditor | ||||||||||||
17 | Elect Masayuki Satake as | Mgmt | For | For | For | |||||||
Alternate Statutory Auditor |
BROWN CAPITAL MANAGEMENT INTERNATIONAL SMALL COMPANY FUND
Abcam plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ABC | CINS G0060R118 | 11/02/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
5 | Elect Gavin Wood | Mgmt | For | For | For | |||||||
6 | Elect Murray Hennessy | Mgmt | For | For | For | |||||||
7 | Elect Jonathan Milner | Mgmt | For | For | For | |||||||
8 | Elect Alan Hirzel | Mgmt | For | For | For | |||||||
9 | Elect Jim Warwick | Mgmt | For | For | For | |||||||
10 | Elect Louise A.V.C. Patten | Mgmt | For | For | For | |||||||
11 | Elect Sue Harris | Mgmt | For | For | For | |||||||
12 | Elect Mara G. Aspinall | Mgmt | For | For | For | |||||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
Albioma SA | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ABIO | CINS F0190K109 | 05/31/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Mix | France | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
5 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
8 | Scrip Dividend | Mgmt | For | For | For | |||||||
9 | Remuneration of Jacques Petry, Chair and CEO (until May 31, 2016) | Mgmt | For | For | For | |||||||
10 | Remuneration of Jacques Petry, Chair (from June 1, 2016) | Mgmt | For | For | For | |||||||
11 | Remuneration of Frederic Moyne, CEO (from June 1, 2016) | Mgmt | For | For | For | |||||||
12 | Remuneration Policy (Non-Executive Corporate Officers) | Mgmt | For | For | For | |||||||
13 | Remuneration Policy (Executives) | Mgmt | For | For | For | |||||||
14 | Related Party Transactions | Mgmt | For | For | For | |||||||
15 | Elect Jacques Petry | Mgmt | For | For | For | |||||||
16 | Elect Jean Carlos Angulo | Mgmt | For | For | For | |||||||
17 | Elect Maurice Tchenio | Mgmt | For | For | For | |||||||
18 | Elect Michele Remillieux | Mgmt | For | For | For | |||||||
19 | Elect Emilie Brunet | Mgmt | For | For | For | |||||||
20 | Elect Frederic Moyne | Mgmt | For | For | For | |||||||
21 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||||
22 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||||
23 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||||||
24 | Greenshoe | Mgmt | For | For | For | |||||||
25 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
26 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||||||
27 | Cancellation of Previous Capital Authorities | Mgmt | For | For | For | |||||||
28 | Amendments to Articles Regarding Corporate Headquarters | Mgmt | For | For | For | |||||||
29 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||||
Ambu A/S | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
AMBUB | CINS K03293113 | 12/12/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Denmark | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
7 | Directors’ Fees | Mgmt | For | For | For | |||||||
8 | Amendments to Articles Regarding Share Registration | Mgmt | For | For | For | |||||||
9 | Elect Jens Bager | Mgmt | For | For | For | |||||||
10 | Elect Mikael Worning | Mgmt | For | For | For | |||||||
11 | Elect Oliver Johansen | Mgmt | For | For | For | |||||||
12 | Elect Allan Larsen | Mgmt | For | For | For | |||||||
13 | Elect Christian Sagild | Mgmt | For | For | For | |||||||
14 | Elect Henrik Ehlers Wulff | Mgmt | For | For | For | |||||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||||
16 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
Avadel Pharmaceuticals plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
AVDL | CUSIP 05337M104 | 06/28/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Craig R. Stapleton | Mgmt | For | For | For | |||||||
2 | Elect Michael Anderson | Mgmt | For | For | For | |||||||
3 | Elect Francis J.T. Fildes | Mgmt | For | For | For | |||||||
4 | Elect Christophe Navarre | Mgmt | For | For | For | |||||||
5 | Elect Benoit Van Assche | Mgmt | For | For | For | |||||||
6 | Elect Peter Thornton | Mgmt | For | For | For | |||||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
8 | Approval of the 2017 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||||||
9 | Approval of the 2017 Employee Share Purchase Plan | Mgmt | For | For | For | |||||||
Azimut Holding S.p.A. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
AZM | CINS T0783G106 | 04/27/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Ordinary | Italy | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
2 | Elect Sergio Albarelli | Mgmt | For | For | For | |||||||
3 | Elect Alessandro Zambotti | Mgmt | For | For | For | |||||||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||||
5 | Maximum Variable Pay Ratio | Mgmt | For | Against | Against | |||||||
6 | Remuneration Policy | Mgmt | For | Against | Against | |||||||
Crisil Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CRISIL | CINS Y1791U115 | 04/20/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | India | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Elect Douglas L. Peterson | Mgmt | For | For | For | |||||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
5 | Elect Martina Cheung | Mgmt | For | For | For | |||||||
6 | Elect John L. Berisford | Mgmt | For | Against | Against | |||||||
7 | Non-Excutive Directors’ Commission | Mgmt | For | For | For | |||||||
8 | Amendment to the Crisil Employees Stock Option Scheme 2014 | Mgmt | For | Against | Against | |||||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
CyberArk Software | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CYBR | CUSIP M2682V108 | 06/27/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Ron Gutler | Mgmt | For | For | For | |||||||
2 | Elect Kim E. Perdikou | Mgmt | For | For | For | |||||||
3 | Elect Gadi Tirosh | Mgmt | For | For | For | |||||||
4 | Equity Grants of Chair and CEO | Mgmt | For | Against | Against | |||||||
5 | Amendment to Directors’ Equity Compensation | Mgmt | For | For | For | |||||||
6 | Liability Insurance Coverage for Directors and Officers | Mgmt | For | For | For | |||||||
7 | Declaration of Material Interest | Mgmt | For | Against | Against | |||||||
8 | Amendment to Maximum Board Size | Mgmt | For | For | For | |||||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
Datalex Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DLE | CINS G2659W102 | 05/23/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Ireland | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Elect John Bateson | Mgmt | For | Against | Against | |||||||
4 | Elect Aidan Brogan | Mgmt | For | For | For | |||||||
5 | Elect Roger Conan | Mgmt | For | For | For | |||||||
6 | Elect David Kennedy | Mgmt | For | For | For | |||||||
7 | Elect Peter Lennon | Mgmt | For | Against | Against | |||||||
8 | Elect Garry Lyons | Mgmt | For | For | For | |||||||
9 | Elect Paschal Taggart | Mgmt | For | For | For | |||||||
10 | Appointment of Auditor | Mgmt | For | For | For | |||||||
11 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
14 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||||
Dechra Pharmaceuticals plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DPH | CINS G2769C145 | 10/21/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
4 | Elect Tony Rice | Mgmt | For | For | For | |||||||
5 | Elect Ian Page | Mgmt | For | For | For | |||||||
6 | Elect Tony Griffin | Mgmt | For | For | For | |||||||
7 | Elect Ishbel Macpherson | Mgmt | For | For | For | |||||||
8 | Elect Julian Heslop | Mgmt | For | For | For | |||||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||||
10 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
13 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
15 | Authority to Set General Meeting | Mgmt | For | For | For | |||||||
Notice Period at 14 Days | ||||||||||||
Descartes Systems Group Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DSG | CUSIP 249906108 | 06/01/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect David I. Beatson | Mgmt | For | For | For | |||||||
1.2 | Elect Deborah Close | Mgmt | For | For | For | |||||||
1.3 | Elect Eric Demirian | Mgmt | For | For | For | |||||||
1.4 | Elect Christopher Hewat | Mgmt | For | Withhold | Against | |||||||
1.5 | Elect Jane O’Hagan | Mgmt | For | For | For | |||||||
1.6 | Elect Edward J. Ryan | Mgmt | For | For | For | |||||||
1.7 | Elect John Walker | Mgmt | For | For | For | |||||||
1.8 | Elect Dennis Maple | Mgmt | For | For | For | |||||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||||
3 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | |||||||
4 | Amendment to the Performance and Restricted Share Unit Plan | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Descartes Systems Group Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DSG | CINS 249906108 | 06/01/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Mix | Canada | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Elect David I. Beatson | Mgmt | For | For | For | |||||||
3 | Elect Deborah Close | Mgmt | For | For | For | |||||||
4 | Elect Eric Demirian | Mgmt | For | For | For | |||||||
5 | Elect Christopher Hewat | Mgmt | For | Abstain | Against | |||||||
6 | Elect Jane O’Hagan | Mgmt | For | For | For | |||||||
7 | Elect Edward J. Ryan | Mgmt | For | For | For | |||||||
8 | Elect John Walker | Mgmt | For | For | For | |||||||
9 | Elect Dennis Maple | Mgmt | For | For | For | |||||||
10 | Appointment of Auditor | Mgmt | For | For | For | |||||||
11 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | |||||||
12 | Amendment to the Performance and Restricted Share Unit Plan | Mgmt | For | For | For | |||||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Emami Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
EMAMILTD | CINS Y22891132 | 08/03/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | India | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Elect Priti A. Sureka | Mgmt | For | For | For | |||||||
4 | Elect Prashant Goenka | Mgmt | For | For | For | |||||||
5 | Elect Aditya V. Agarwal | Mgmt | For | For | For | |||||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||||||
7 | Appointment of Mohan Goenka (Whole-time Director); Approval of Remuneration | Mgmt | For | For | For | |||||||
8 | Appointment H.V. Agarwal (Whole-time Director); Approval of Remuneration | Mgmt | For | For | For | |||||||
9 | Appointment of S.K. Goenka (Managing Director); Approval of Remuneration | Mgmt | For | For | For | |||||||
10 | Elect Rama Bijapurkar | Mgmt | For | For | For | |||||||
11 | Continued Appointment of R.S Agarwal (Executive Chairman) | Mgmt | For | For | For | |||||||
12 | Continued Appointment of R.S Goenkal (Whole-time Director) | Mgmt | For | For | For | |||||||
13 | Authority to Set Cost Auditor’s Fees | Mgmt | For | For | For | |||||||
Evotec AG | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
EVT | CINS D1646D105 | 06/14/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Germany | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||||
7 | Appointment of Auditor | Mgmt | For | For | For | |||||||
8 | Elect Michael Shalmi as Supervisory Board Member | Mgmt | For | For | For | |||||||
9 | Increase in Authorized Capital | Mgmt | For | For | For | |||||||
10 | Remuneration Policy | Mgmt | For | For | For | |||||||
11 | Stock Option Plan; Increase in Conditional Capital | Mgmt | For | For | For | |||||||
Famous Brands Ltd | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FBR | CINS S2699W101 | 07/29/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | South Africa | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||||
3 | Re-elect Panagiotis (Peter) Halamandaris | Mgmt | For | For | For | |||||||
4 | Re-elect Periklis Halamandaris | Mgmt | For | For | For | |||||||
5 | Re-elect Susan (Santie) Botha | Mgmt | For | For | For | |||||||
6 | Elect Thembisa Dingaan | Mgmt | For | For | For | |||||||
7 | Elect Kelebogile Ntlha | Mgmt | For | Against | Against | |||||||
8 | Elect Audit and Risk Committee Member (Moses Kgosana) | Mgmt | For | For | For | |||||||
9 | Elect Audit and Risk Committee Member (Bheki Sibiya) | Mgmt | For | Against | Against | |||||||
10 | Elect Audit and Risk Committee Member (Norman Adami) | Mgmt | For | For | For | |||||||
11 | General Authority to Issue Shares | Mgmt | For | For | For | |||||||
12 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||||
13 | Approve Remuneration Policy | Mgmt | For | Against | Against | |||||||
14 | Approve NEDs’ Fees | Mgmt | For | For | For | |||||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
16 | Approve Financial Assistance | Mgmt | For | For | For | |||||||
Fidessa Group Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FDSA | CINS G3469C104 | 04/26/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Allocation of Profits/Dividends (Special Dividend) | Mgmt | For | For | For | |||||||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
5 | Remuneration Report (Binding) | Mgmt | For | For | For | |||||||
6 | Elect John Hamer | Mgmt | For | For | For | |||||||
7 | Elect Chris Aspinwall | Mgmt | For | For | For | |||||||
8 | Elect Andrew K. Skelton | Mgmt | For | For | For | |||||||
9 | Elect Ron Mackintosh | Mgmt | For | For | For | |||||||
10 | Elect Elizabeth Lake | Mgmt | For | For | For | |||||||
11 | Elect John Worby | Mgmt | For | For | For | |||||||
12 | Elect Ken Archer | Mgmt | For | For | For | |||||||
13 | Elect Richard Longdon | Mgmt | For | For | For | |||||||
14 | Appointment of Auditor | Mgmt | For | For | For | |||||||
15 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||||
21 | Amendments to Articles (Electronic Communications) | Mgmt | For | For | For | |||||||
Flamel Technologies SA | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FLML | CUSIP 338488109 | 08/10/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Accounts and Reports; Ratification of Board Acts; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Appointment of Auditor (Deloitte & Touche LLP) | Mgmt | For | For | For | |||||||
4 | Appointment of Auditor and Alternate Auditor | Mgmt | For | For | For | |||||||
5 | Elect Michael Anderson to the Board of Directors | Mgmt | For | For | For | |||||||
6 | Elect Guillaume Cerutti to the Board of Directors | Mgmt | For | For | For | |||||||
7 | Elect Francis J.T Fildes to the Board of Directors | Mgmt | For | For | For | |||||||
8 | Elect Christophe Navarre to the Board of Directors | Mgmt | For | For | For | |||||||
9 | Elect Craig R. Stapleton to the Board of Directors | Mgmt | For | For | For | |||||||
10 | Elect Ben Van Assche to the Board of Directors | Mgmt | For | For | For | |||||||
11 | Directors’ Fees | Mgmt | For | For | For | |||||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
13 | Set Frequency of Future Advisory Votes on Executive Compensation on an Annual Basis | Mgmt | Against | For | Against | |||||||
14 | Set Frequency of Future Advisory Votes on Executive Compensation Every Two Years | Mgmt | For | Against | Against | |||||||
15 | Set Frequency of Future Advisory Votes on Executive Compensation Every Three Years | Mgmt | Against | Against | For | |||||||
16 | Related Party Transactions | Mgmt | For | For | For | |||||||
17 | Cross-Border Merger | Mgmt | For | For | For | |||||||
18 | Authorization of Legal Formalities in Connection with the Merger | Mgmt | For | For | For | |||||||
19 | Dissolution without Liquidation of the Company | Mgmt | For | For | For | |||||||
20 | Reduction in Share Premium Account | Mgmt | For | For | For | |||||||
21 | Authority to Issue Free Shares | Mgmt | For | For | For | |||||||
22 | Authority to Grant Stock Options | Mgmt | For | For | For | |||||||
23 | Authority to Issue Warrants Reserved to Non-Executive Directors | Mgmt | For | For | For | |||||||
24 | Employee Stock Purchase Plan | Mgmt | Against | Against | For | |||||||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | |||||||
Fleetmatics Group PLC | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FLTX | CUSIP G35569105 | 08/01/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Vincent De Palma | Mgmt | For | For | For | |||||||
2 | Elect Andrew G. Flett | Mgmt | For | For | For | |||||||
3 | Elect Jack Noonan | Mgmt | For | For | For | |||||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Fleetmatics Group PLC | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FLTX | CUSIP G35569205 | 10/12/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Amendment to the Memorandum of Association to Authorize the Merger | Mgmt | For | For | For | |||||||
2 | Approve the Scheme of Arrangement | Mgmt | For | For | For | |||||||
3 | Cancellation of Shares | Mgmt | For | For | For | |||||||
4 | Issuance of New Shares to Verizon | Mgmt | For | For | For | |||||||
5 | Amendment to Articles of Association | Mgmt | For | For | For | |||||||
6 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||||
7 | Right to Adjourn the Extraordinary General Meeting | Mgmt | For | For | For | |||||||
Fleetmatics Group PLC | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FLTX | CUSIP G35569105 | 10/12/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Merger | Mgmt | For | For | For | |||||||
2 | Right to Adjourn the Court Meeting | Mgmt | For | For | For | |||||||
GW Pharmaceuticals plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
GWPH | CUSIP 36197T103 | 03/14/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
3 | Elect Geoffrey W. Guy | Mgmt | For | For | For | |||||||
4 | Elect Thomas Lynch | Mgmt | For | For | For | |||||||
5 | Elect Cabot Brown | Mgmt | For | For | For | |||||||
6 | Appointment of Auditor | Mgmt | For | For | For | |||||||
7 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||||
8 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||||||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
GW Pharmaceuticals plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
GWPH | CINS G4210C104 | 03/14/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
3 | Elect Geoffrey W. Guy | Mgmt | For | For | For | |||||||
4 | Elect Thomas Lynch | Mgmt | For | For | For | |||||||
5 | Elect Cabot Brown | Mgmt | For | For | For | |||||||
6 | Appointment of Auditor | Mgmt | For | For | For | |||||||
7 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||||
8 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||||||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
Hiday Hidaka Corp. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
7611 | CINS J1934J107 | 05/26/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Japan | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Tadashi Kanda | Mgmt | For | Against | Against | |||||||
2 | Elect Hitoshi Takahashi | Mgmt | For | For | For | |||||||
3 | Elect Yoshio Tanabe | Mgmt | For | For | For | |||||||
4 | Elect Akira Arita | Mgmt | For | For | For | |||||||
5 | Elect Juichi Shima | Mgmt | For | For | For | |||||||
6 | Elect Nobuyuki Yoshida | Mgmt | For | For | For | |||||||
7 | Elect Hiroyuki Kase | Mgmt | For | For | For | |||||||
8 | Elect Tatsutoshi Fuchigami | Mgmt | For | For | For | |||||||
9 | Elect Tokuo Uchida | Mgmt | For | For | For | |||||||
10 | Elect Noriko Ishizaka | Mgmt | For | For | For | |||||||
Hyflux Ltd. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
600 | CINS Y3817K105 | 04/28/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Singapore | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Elect Christopher Murugasu | Mgmt | For | For | For | |||||||
4 | Elect LAU Wing Tat | Mgmt | For | For | For | |||||||
5 | Elect Gary KEE Eng Kwee | Mgmt | For | For | For | |||||||
6 | Directors’ Fees | Mgmt | For | For | For | |||||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||||
9 | Authority to Issue Preferred Shares | Mgmt | For | Against | Against | |||||||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||||
11 | Adoption of New Articles | Mgmt | For | For | For | |||||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
Immunodiagnostic System Holdings plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
IDH | CINS G4762F109 | 07/28/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Elect Paul Martin | Mgmt | For | For | For | |||||||
4 | Elect Peter Kaspar | Mgmt | For | For | For | |||||||
5 | Elect Roland Sackers | Mgmt | For | For | For | |||||||
6 | Elect Till Campe | Mgmt | For | For | For | |||||||
7 | Appointment of Auditor | Mgmt | For | For | For | |||||||
8 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||||
9 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
Inter Parfums SA | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ITP | CINS F5262B119 | 04/28/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Mix | France | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
5 | Accounts and Reports and Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
8 | Related Party Transactions | Mgmt | For | For | For | |||||||
9 | Elect Veronique Gabai-Pinsky | Mgmt | For | For | For | |||||||
10 | Remuneration Policy (Chair, CEO and deputy CEOs) | Mgmt | For | For | For | |||||||
11 | Directors’ Fees | Mgmt | For | For | For | |||||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
13 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||||||
14 | Amendments to Articles (Company Purpose) | Mgmt | For | For | For | |||||||
15 | Amendments to Articles (Company Headquarters) | Mgmt | For | For | For | |||||||
16 | Amendments to Articles (Directors Mandate’s Length) | Mgmt | For | Against | Against | |||||||
17 | Amendments to Articles (Suppression of the Obligation to Possess Company Shares for Directors) | Mgmt | For | For | For | |||||||
18 | Amendments to Articles (Company’s Auditors) | Mgmt | For | For | For | |||||||
19 | Authorisation to Legal Formalities Related to Amendments of Articles | Mgmt | For | For | For | |||||||
20 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||||
Kakaku.com Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
2371 | CINS J29258100 | 06/21/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Japan | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Elect Kaoru Hayashi | Mgmt | For | For | For | |||||||
4 | Elect Minoru Tanaka | Mgmt | For | For | For | |||||||
5 | Elect Shohnosuke Hata | Mgmt | For | For | For | |||||||
6 | Elect Kenji Fujiwara | Mgmt | For | For | For | |||||||
7 | Elect Hajime Uemura | Mgmt | For | For | For | |||||||
8 | Elect Shingo Yuki | Mgmt | For | For | For | |||||||
9 | Elect Atsuhiro Murakami | Mgmt | For | For | For | |||||||
10 | Elect Yoshiharu Hayakawa | Mgmt | For | For | For | |||||||
11 | Elect Shiho Konno | Mgmt | For | For | For | |||||||
12 | Elect Norihiro Kuretani | Mgmt | For | For | For | |||||||
13 | Elect Tomoharu Katoh | Mgmt | For | For | For | |||||||
14 | Elect Kaori Matsuhashi @ Kaori Hosoya as Statutory Auditor | Mgmt | For | For | For | |||||||
15 | Elect Tetsuo Itoh as Alternate Statutory Auditor | Mgmt | For | For | For | |||||||
16 | Directors’ Fees | Mgmt | For | For | For | |||||||
Kinaxis Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
KXS | CINS 49448Q109 | 06/15/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Mix | Canada | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Elect Douglas Colbeth | Mgmt | For | For | For | |||||||
3 | Elect John (Ian) Giffen | Mgmt | For | For | For | |||||||
4 | Elect Ronald Matricaria | Mgmt | For | For | For | |||||||
5 | Elect Angel Mendez | Mgmt | For | For | For | |||||||
6 | Elect Jill Denham | Mgmt | For | For | For | |||||||
7 | Elect Robert G. Courteau | Mgmt | For | For | For | |||||||
8 | Elect John Sicard | Mgmt | For | For | For | |||||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||||
10 | Approval of the Canadian Resident Stock Option Plan | Mgmt | For | For | For | |||||||
11 | Approval of the Non-Canadian Resident Stock Option Plan | Mgmt | For | For | For | |||||||
12 | Transaction of Other Business | Mgmt | For | For | For | |||||||
Kingdee International Software Group Co. Ltd | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
268 | CINS G52568147 | 05/10/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Cayman Islands | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||||
4 | Elect DONG Ming Zhu | Mgmt | For | For | For | |||||||
5 | Elect CHEN Zhang | Mgmt | For | Against | Against | |||||||
6 | Elect WU Cheng | Mgmt | For | For | For | |||||||
7 | Directors’ Fees | Mgmt | For | For | For | |||||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||||
Lifestyle China Group Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
2136 | CINS G54874105 | 05/08/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | China | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||||
4 | Elect Thomas LAU Luen Hung | Mgmt | For | For | For | |||||||
5 | Elect Amy CHAN Chor Ling | Mgmt | For | For | For | |||||||
6 | Elect CHEUNG Mei Han | Mgmt | For | For | For | |||||||
7 | Elect Raymond CHEUNG Yuet Man | Mgmt | For | For | For | |||||||
8 | Elect LAM Kwong Kai | Mgmt | For | For | For | |||||||
9 | Directors’ Fees | Mgmt | For | For | For | |||||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||||
Lifestyle International Holdings Ltd. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
1212 | CINS G54856128 | 05/08/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Cayman Islands | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
5 | Elect Thomas LAU Luen Hung | Mgmt | For | For | For | |||||||
6 | Elect Stephen HUI Chiu Chung | Mgmt | For | Against | Against | |||||||
7 | Elect Albert IP Yuk Keung | Mgmt | For | Against | Against | |||||||
8 | Directors’ Fees | Mgmt | For | For | For | |||||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||||
M3, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
2413 | CINS J4697J108 | 06/29/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Japan | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Itaru Tanimura | Mgmt | For | Against | Against | |||||||
2 | Elect Akihiko Tomaru | Mgmt | For | For | For | |||||||
3 | Elect Satoshi Yokoi | Mgmt | For | For | For | |||||||
4 | Elect Takahiro Tsuji | Mgmt | For | For | For | |||||||
5 | Elect Eiji Tsuchiya | Mgmt | For | For | For | |||||||
6 | Elect Yasuhiko Yoshida | Mgmt | For | For | For | |||||||
7 | Elect Akinori Urae | Mgmt | For | For | For | |||||||
8 | Elect Kenichiroh Yoshida | Mgmt | For | For | For | |||||||
MercadoLibre, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MELI | CUSIP 58733R102 | 06/13/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Susan L. Segal | Mgmt | For | For | For | |||||||
1.2 | Elect Mario Eduardo Vazquez | Mgmt | For | For | For | |||||||
1.3 | Elect Alejandro Nicolas Aguzin | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Mobileye N.V. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MBLY | CUSIP N51488117 | 06/13/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Sale of Assets | Mgmt | For | For | For | |||||||
2 | Liquidation | Mgmt | For | For | For | |||||||
3 | Conversion from N.V. to B.V. | Mgmt | For | For | For | |||||||
4 | Article Amendment Regarding Conversion | Mgmt | For | For | For | |||||||
5 | Article Amendment Regarding Delisting | Mgmt | For | For | For | |||||||
6 | Accounts and Reports | Mgmt | For | For | For | |||||||
7 | Ratification of Management Acts | Mgmt | For | For | For | |||||||
8 | Ratification of Management Acts | Mgmt | For | For | For | |||||||
9 | Elect Tomaso A. Poggio | Mgmt | For | For | For | |||||||
10 | Elect Eli Barkat | Mgmt | For | For | For | |||||||
11 | Elect Judith Richter | Mgmt | For | For | For | |||||||
12 | Elect Tiffany D. Silva | Mgmt | For | For | For | |||||||
13 | Elect David J. Miles | Mgmt | For | For | For | |||||||
14 | Elect Nicholas J. Hudson | Mgmt | For | For | For | |||||||
15 | Elect Mark L. Legaspi | Mgmt | For | For | For | |||||||
16 | Elect Gary Kershaw | Mgmt | For | For | For | |||||||
17 | Directors’ Fees | Mgmt | For | For | For | |||||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
19 | Appointment of Auditor | Mgmt | For | For | For | |||||||
NNIT A/S | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NNIT | CINS K7S37D101 | 03/08/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Denmark | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
6 | Accounts and Reports | Mgmt | For | For | For | |||||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
8 | Directors’ Fees | Mgmt | For | For | For | |||||||
9 | Elect Carsten Dilling | Mgmt | For | For | For | |||||||
10 | Elect Peter Haahr | Mgmt | For | For | For | |||||||
11 | Elect John Beck | Mgmt | For | For | For | |||||||
12 | Elect Anne Broeng | Mgmt | For | For | For | |||||||
13 | Elect Eivind Kolding | Mgmt | For | For | For | |||||||
14 | Elect Rene Stockner | Mgmt | For | For | For | |||||||
15 | Appointment of Auditor | Mgmt | For | Abstain | Against | |||||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
17 | Remuneration Guidelines | Mgmt | For | For | For | |||||||
18 | Amendments to Articles Regarding Language | Mgmt | For | For | For | |||||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
Orbotech Ltd. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ORBK | CUSIP M75253100 | 06/29/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Yochai Richter | Mgmt | For | For | For | |||||||
2 | Elect Yehudit Bronicki | Mgmt | For | For | For | |||||||
3 | Elect Dan Falk | Mgmt | For | Against | Against | |||||||
4 | Elect Miron Kenneth | Mgmt | For | For | For | |||||||
5 | Elect Jacob Richter | Mgmt | For | For | For | |||||||
6 | Elect Eliezer Tokman | Mgmt | For | For | For | |||||||
7 | Elect Shimon Ullman | Mgmt | For | For | For | |||||||
8 | Elect Arie Weisberg | Mgmt | For | For | For | |||||||
9 | Elect Michael J. Anghel | Mgmt | For | Against | Against | |||||||
10 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||||||
11 | Elect Joseph Tenne | Mgmt | For | For | For | |||||||
12 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||||
Orbotech Ltd. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ORBK | CUSIP M75253100 | 09/12/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Yochai Richter | Mgmt | For | For | For | |||||||
2 | Elect Yehudit Bronicki | Mgmt | For | For | For | |||||||
3 | Elect Dan Falk | Mgmt | For | For | For | |||||||
4 | Elect Miron Kenneth | Mgmt | For | For | For | |||||||
5 | Elect Jacob Richter | Mgmt | For | For | For | |||||||
6 | Elect Eliezer Tokman | Mgmt | For | For | For | |||||||
7 | Elect Shimon Ullman | Mgmt | For | For | For | |||||||
8 | Elect Arie Weisberg | Mgmt | For | For | For | |||||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||||
10 | Compensation Policy | Mgmt | For | For | For | |||||||
11 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||||||
12 | CEO Equity Bonus | Mgmt | For | For | For | |||||||
13 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||||||
Paddy Power Betfair Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PPB | CINS G68673113 | 05/17/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Ireland | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
5 | Elect Zillah Byng-Thorne | Mgmt | For | For | For | |||||||
6 | Elect Michael E. Cawley | Mgmt | For | For | For | |||||||
7 | Elect Breon Corcoran | Mgmt | For | For | For | |||||||
8 | Elect Ian Dyson | Mgmt | For | For | For | |||||||
9 | Elect Alex Gersh | Mgmt | For | For | For | |||||||
10 | Elect Peter Jackson | Mgmt | For | For | For | |||||||
11 | Elect Gary McGann | Mgmt | For | For | For | |||||||
12 | Elect Padraig O Riordain | Mgmt | For | Abstain | Against | |||||||
13 | Elect Peter Rigby | Mgmt | For | For | For | |||||||
14 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
19 | Authority to Set Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | |||||||
Partners Group Holding | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PGHN | CINS H6120A101 | 05/10/2017 | Take No Action | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Switzerland | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||||||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||||
6 | Board Compensation | Mgmt | For | TNA | N/A | |||||||
7 | Executive Compensation | Mgmt | For | TNA | N/A | |||||||
8 | Elect Peter Wuffli as Board Chair | Mgmt | For | TNA | N/A | |||||||
9 | Elect Charles Dallara | Mgmt | For | TNA | N/A | |||||||
10 | Elect Grace del Rosario-Castano | Mgmt | For | TNA | N/A | |||||||
11 | Elect Marcel Erni | Mgmt | For | TNA | N/A | |||||||
12 | Elect Michelle Felman | Mgmt | For | TNA | N/A | |||||||
13 | Elect Alfred Gantner | Mgmt | For | TNA | N/A | |||||||
14 | Elect Steffen Meister | Mgmt | For | TNA | N/A | |||||||
15 | Elect Eric Strutz | Mgmt | For | TNA | N/A | |||||||
16 | Elect Patrick Ward | Mgmt | For | TNA | N/A | |||||||
17 | Elect Urs Wietlisbach | Mgmt | For | TNA | N/A | |||||||
18 | Elect Grace del Rosario-Castano as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||||||
19 | Elect Steffen Meister as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||||||
20 | Elect Peter Wuffli as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||||||
21 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||||
22 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||||
PayPoint plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PAY | CINS G6962B101 | 07/28/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
4 | Elect Gill Barr | Mgmt | For | For | For | |||||||
5 | Elect Neil A.P. Carson | Mgmt | For | For | For | |||||||
6 | Elect George Earle | Mgmt | For | For | For | |||||||
7 | Elect David J. Morrison | Mgmt | For | For | For | |||||||
8 | Elect Dominic Taylor | Mgmt | For | For | For | |||||||
9 | Elect Tim Watkin-Rees | Mgmt | For | For | For | |||||||
10 | Elect Nick Wiles | Mgmt | For | For | For | |||||||
11 | Elect Giles Kerr | Mgmt | For | For | For | |||||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||||
13 | Authority to Set Auditor’s Fees | Mgmt | For | Against | Against | |||||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||||
Playtech Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PTEC | CINS G7132V100 | 05/17/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | ISLE OF MAN | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
3 | Remuneration Report (Binding) | Mgmt | For | For | For | |||||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
6 | Elect Paul Hewitt | Mgmt | For | For | For | |||||||
7 | Elect John E. Jackson | Mgmt | For | For | For | |||||||
8 | Elect Claire Milne | Mgmt | For | For | For | |||||||
9 | Elect Andrew Thomas | Mgmt | For | For | For | |||||||
10 | Elect Alan Jackson | Mgmt | For | For | For | |||||||
11 | Elect Andrew Smith | Mgmt | For | For | For | |||||||
12 | Elect Mor Weizer | Mgmt | For | For | For | |||||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
Playtech Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PTEC | CINS G7132V100 | 05/17/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Ordinary | ISLE OF MAN | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||||
2 | One-Off Award | Mgmt | For | Against | Against | |||||||
REA Group Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
REA | CINS Q8051B108 | 11/08/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Australia | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Remuneration Report | Mgmt | For | For | For | |||||||
3 | Elect Michael Miller | Mgmt | For | For | For | |||||||
4 | Elect Susan Panuccio | Mgmt | For | For | For | |||||||
5 | Re-Elect Richard J. Freudenstein | Mgmt | For | For | For | |||||||
6 | Approve Increase in NEDs’ Fee Cap | Mgmt | For | For | For | |||||||
Schoeller-Bleckmann Oilfield Equipment AG | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SBO | CINS A7362J104 | 04/27/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Ordinary | Austria | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
2 | Allocation of Losses | Mgmt | For | For | For | |||||||
3 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||||
6 | Supervisory Board Members’ Fees | Mgmt | For | For | For | |||||||
7 | Elect Norbert Zimmermann as Supervisory Board Member | Mgmt | For | Against | Against | |||||||
8 | Amendments to Articles | Mgmt | For | For | For | |||||||
Sirtex Medical Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SRX | CINS Q8510U101 | 10/25/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Australia | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Remuneration Report | Mgmt | For | For | For | |||||||
3 | Re-Elect John Eady | Mgmt | For | For | For | |||||||
4 | Approve Increase in NEDs’ Fee Cap | Mgmt | N/A | For | N/A | |||||||
5 | Equity Grant (MD/CEO Gilman Wong) | Mgmt | For | For | For | |||||||
Software Service, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
3733 | CINS J7599W101 | 01/27/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Japan | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
2 | Elect Masaru Miyazaki | Mgmt | For | Against | Against | |||||||
3 | Elect Akihiro Ohtani | Mgmt | For | For | For | |||||||
4 | Elect Kenichi Mifune | Mgmt | For | For | For | |||||||
5 | Elect Junichiroh Itoh | Mgmt | For | For | For | |||||||
6 | Elect Muneo Maekawa as Statutory Auditor | Mgmt | For | Against | Against | |||||||
7 | Elect Yoshihiro Matsuo as Alternate Statutory Auditor | Mgmt | For | Against | Against | |||||||
Stallergenes Greer Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
STAGR | CINS G8415V106 | 06/08/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||||
5 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | |||||||
6 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
7 | Remuneration of Fereydoun Firouz, Chair and CEO | Mgmt | For | For | For | |||||||
8 | Elect Fereydoun Firouz | Mgmt | For | For | For | |||||||
9 | Elect Stefan Meister | Mgmt | For | For | For | |||||||
10 | Elect Paola Ricci | Mgmt | For | For | For | |||||||
11 | Elect Jean-Luc Belingard | Mgmt | For | Against | Against | |||||||
12 | Elect Patrick Langlois | Mgmt | For | For | For | |||||||
13 | Elect Elmar Schnee | Mgmt | For | For | For | |||||||
14 | Elect Yvonne Schlaeppi | Mgmt | For | For | For | |||||||
15 | Elect Rodolfo Bogni | Mgmt | For | For | For | |||||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||||
17 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||||
18 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||||
Stratec Biomedical AG | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SBS | CINS D8171G205 | 06/14/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Germany | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||||
10 | Elect Rainer Baule as Supervisory Board Member | Mgmt | For | For | For | |||||||
11 | Approval of Intra-Company Control Agreement with STRATEC PS HOLDING GmbH | Mgmt | For | For | For | |||||||
Towa Pharmaceutical | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
4553 | CINS J90505108 | 06/27/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Japan | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Elect Itsuroh Yoshida | Mgmt | For | Against | Against | |||||||
4 | Elect Toshio Shirakawa | Mgmt | For | For | For | |||||||
5 | Elect Kazuhiko Konno | Mgmt | For | For | For | |||||||
6 | Elect Sadayuki Morino | Mgmt | For | For | For | |||||||
7 | Elect Shigeru Maeyama | Mgmt | For | For | For | |||||||
8 | Elect Kazuto Okimoto | Mgmt | For | For | For | |||||||
9 | Elect Yasushi Naitoh | Mgmt | For | Against | Against | |||||||
10 | Elect Masao Tanaka | Mgmt | For | Against | Against | |||||||
11 | Elect Kinji Nakajima | Mgmt | For | Against | Against | |||||||
12 | Elect Norikazu Eiki | Mgmt | For | Against | Against | |||||||
13 | Retirement Allowances for Directors | Mgmt | For | Against | Against | |||||||
14 | Bonus | Mgmt | For | Against | Against | |||||||
Vectura Group Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
VEC | CINS G9325J100 | 05/25/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
4 | Elect Dr. Per-Olof Andersson | Mgmt | For | For | For | |||||||
5 | Elect Bruno Angelici | Mgmt | For | For | For | |||||||
6 | Elect Frank C. Condella, Jr. | Mgmt | For | For | For | |||||||
7 | Elect Andrew Derodra | Mgmt | For | For | For | |||||||
8 | Elect Susan E. Foden | Mgmt | For | For | For | |||||||
9 | Elect James Ward-Lilley | Mgmt | For | For | For | |||||||
10 | Elect Neil W. Warner | Mgmt | For | For | For | |||||||
11 | Elect Thomas Werner | Mgmt | For | For | For | |||||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||||
13 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
16 | Deferred Bonus Plan | Mgmt | For | For | For | |||||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
Vectura Group Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
VEC | CINS G9325J100 | 09/07/2016 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
3 | Elect James Ward-Lilley | Mgmt | For | For | For | |||||||
4 | Elect Frank C. Condella, Jr. | Mgmt | For | Against | Against | |||||||
5 | Elect Andrew Derodra | Mgmt | For | For | For | |||||||
6 | Elect Thomas Werner | Mgmt | For | For | For | |||||||
7 | Elect Bruno Angelici | Mgmt | For | For | For | |||||||
8 | Elect Trevor Phillips | Mgmt | For | For | For | |||||||
9 | Elect Susan E. Foden | Mgmt | For | For | For | |||||||
10 | Elect Neil W. Warner | Mgmt | For | For | For | |||||||
11 | Elect Dr. Per-Olof Andersson | Mgmt | For | For | For | |||||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||||
13 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||||
14 | Share Incentive Plan | Mgmt | For | For | For | |||||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||||
Victrex plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
VCT | CINS G9358Y107 | 02/08/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
5 | Elect Lawrence C. Pentz | Mgmt | For | For | For | |||||||
6 | Elect Pamela J. Kirby | Mgmt | For | For | For | |||||||
7 | Elect Patrick De Smedt | Mgmt | For | For | For | |||||||
8 | Elect Andrew J.H. Dougal | Mgmt | For | For | For | |||||||
9 | Elect Jane Toogood | Mgmt | For | For | For | |||||||
10 | Elect David Hummel | Mgmt | For | For | For | |||||||
11 | Elect Tim Cooper | Mgmt | For | For | For | |||||||
12 | Elect Louisa Burdett | Mgmt | For | For | For | |||||||
13 | Elect Martin Court | Mgmt | For | For | For | |||||||
14 | Appointment of Auditor | Mgmt | For | For | For | |||||||
15 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||||
Vitec Group plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
VTC | CINS G93682105 | 05/17/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
5 | Elect John McDonough | Mgmt | For | For | For | |||||||
6 | Elect Stephen Bird | Mgmt | For | For | For | |||||||
7 | Elect Martin Green | Mgmt | For | For | For | |||||||
8 | Elect Kath Kearney-Croft | Mgmt | For | For | For | |||||||
9 | Elect Christopher Humphrey | Mgmt | For | For | For | |||||||
10 | Elect Lorraine Rienecker | Mgmt | For | For | For | |||||||
11 | Elect Mark Rollins | Mgmt | For | For | For | |||||||
12 | Elect Caroline Thomson | Mgmt | For | For | For | |||||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||||
14 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||||||
Wirecard AG | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
WDI | CINS D22359133 | 06/20/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Germany | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BROWN CAPITAL MANAGEMENT MUTUAL FUNDS
By: (Signature and Title) | /s/ Keith A. Lee | |
Keith A. Lee | ||
Trustee, President and Principal Executive Officer |
Date: August 29, 2017