UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-06199
BROWN CAPITAL MANAGEMENT MUTUAL FUNDS
(Exact name of registrant as specified in charter)
1201 North Calvert Street, Baltimore, Maryland 21202
(Address of principal executive offices) (Zip code)
Capitol Services, Inc.
1675 S. State Street, Suite B, Dover, Delaware 19901
(Name and address of agent for service)
With copies to:
John H. Lively
Practus, LLP
11300 Tomahawk Creek Parkway, Suite 310
Leawood, Kansas 66211
Registrant’s telephone number, including area code: 410-837-3234
Date of fiscal year end: March 31
Date of reporting period: July 1, 2019 - June 30, 2020
ITEM 1. PROXY VOTING RECORD
BROWN CAPITAL MANAGEMENT MID COMPANY FUND
Align Technology, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ALGN | CUSIP 016255101 | 05/20/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Kevin J. Dallas | Mgmt | For | For | For | |
2 | Elect Joseph M. Hogan | Mgmt | For | For | For | |
3 | Elect Joseph Lacob | Mgmt | For | For | For | |
4 | Elect C. Raymond Larkin, Jr. | Mgmt | For | For | For | |
5 | Elect George J. Morrow | Mgmt | For | For | For | |
6 | Elect Anne Myong | Mgmt | For | For | For | |
7 | Elect Thomas M. Prescott | Mgmt | For | For | For | |
8 | Elect Andrea L. Saia | Mgmt | For | For | For | |
9 | Elect Greg J. Santora | Mgmt | For | For | For | |
10 | Elect Susan E. Siegel | Mgmt | For | For | For | |
11 | Elect Warren S. Thaler | Mgmt | For | For | For | |
12 | Ratification of Auditor | Mgmt | For | For | For | |
13 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
ANSYS, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ANSS | CUSIP 03662Q105 | 05/15/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Ajei S. Gopal | Mgmt | For | For | For | |
2 | Elect Glenda M. Dorchak | Mgmt | For | For | For | |
3 | Elect Robert M. Calderoni | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
Autodesk, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ADSK | CUSIP 052769106 | 06/18/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Andrew Anagnost | Mgmt | For | For | For | |
2 | Elect Karen Blasing | Mgmt | For | For | For | |
3 | Elect Reid French | Mgmt | For | For | For | |
4 | Elect Ayanna Howard | Mgmt | For | For | For | |
5 | Elect Blake J. Irving | Mgmt | For | For | For | |
6 | Elect Mary T. McDowell | Mgmt | For | For | For | |
7 | Elect Stephen D. Milligan | Mgmt | For | For | For | |
8 | Elect Lorrie M. Norrington | Mgmt | For | For | For | |
9 | Elect Elizabeth S. Rafael | Mgmt | For | For | For | |
10 | Elect Stacy J. Smith | Mgmt | For | For | For | |
11 | Ratification of Auditor | Mgmt | For | For | For | |
12 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
Blackbaud, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BLKB | CUSIP 09227Q100 | 06/10/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Timothy C.K. Chou | Mgmt | For | For | For | |
2 | Elect Joyce M. Nelson | Mgmt | For | For | For | |
3 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
Bright Horizons Family | ||||||
Solutions, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BFAM | CUSIP 109194100 | 06/16/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Stephen H. Kramer | Mgmt | For | For | For | |
2 | Elect Sara Lawrence-Lightfoot | Mgmt | For | For | For | |
3 | Elect David H. Lissy | Mgmt | For | For | For | |
4 | Elect Cathy E. Minehan | Mgmt | For | For | For | |
5 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
6 | Ratification of Auditor | Mgmt | For | For | For | |
Broadridge Financial Solutions, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BR | CUSIP 11133T103 | 11/14/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |
2 | Elect Pamela L. Carter | Mgmt | For | For | For | |
3 | Elect Richard J. Daly | Mgmt | For | For | For | |
4 | Elect Robert N. Duelks | Mgmt | For | For | For | |
5 | Elect Timothy C. Gokey | Mgmt | For | For | For | |
6 | Elect Brett A. Keller | Mgmt | For | For | For | |
7 | Elect Maura A. Markus | Mgmt | For | For | For | |
8 | Elect Thomas J. Perna | Mgmt | For | For | For | |
9 | Elect Alan J. Weber | Mgmt | For | For | For | |
10 | Elect Amit K. Zavery | Mgmt | For | For | For | |
11 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
12 | Ratification of Auditor | Mgmt | For | For | For | |
Cerner Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CERN | CUSIP 156782104 | 05/22/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Julie L. Gerberding | Mgmt | For | For | For | |
2 | Elect Brent Shafer | Mgmt | For | For | For | |
3 | Elect William D. Zollars | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
6 | Repeal of Classified Board | Mgmt | For | For | For | |
7 | Amendment to the Advance | Mgmt | For | For | For | |
Notice Provisions | ||||||
Charles River Laboratories | ||||||
International, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CRL | CUSIP 159864107 | 05/06/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect James C. Foster | Mgmt | For | For | For | |
2 | Elect Nancy C. Andrews | Mgmt | For | For | For | |
3 | Elect Robert J. Bertolini | Mgmt | For | For | For | |
4 | Elect Stephen D. Chubb | Mgmt | For | For | For | |
5 | Elect Deborah T. Kochevar | Mgmt | For | For | For | |
6 | Elect Martin Mackay | Mgmt | For | For | For | |
7 | Elect George E. Massaro | Mgmt | For | For | For | |
8 | Elect George M. Milne, Jr. | Mgmt | For | For | For | |
9 | Elect C. Richard Reese | Mgmt | For | For | For | |
10 | Elect Richard F. Wallman | Mgmt | For | For | For | |
11 | Elect Virginia M. Wilson | Mgmt | For | For | For | |
12 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
13 | Amendment to the 2018 | Mgmt | For | For | For | |
Incentive Plan | ||||||
14 | Ratification of Auditor | Mgmt | For | For | For | |
Chipotle Mexican Grill, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CMG | CUSIP 169656105 | 05/19/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Albert S. Baldocchi | Mgmt | For | For | For | |
1.2 | Elect Patricia D. Fili-Krushel | Mgmt | For | For | For | |
1.3 | Elect Neil Flanzraich | Mgmt | For | For | For | |
1.4 | Elect Robin Hickenlooper | Mgmt | For | For | For | |
1.5 | Elect Scott H. Maw | Mgmt | For | For | For | |
1.6 | Elect Ali Namvar | Mgmt | For | For | For | |
1.7 | Elect Brian Niccol | Mgmt | For | For | For | |
2 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Reporting on Required Retention | ||||||
of Shares Until Normal | ||||||
Retirement Age | ||||||
5 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Independent Chair | ||||||
6 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against | |
Report on the Use of Contractual | ||||||
Provisions Requiring Arbitration | ||||||
in Employment-Related Claims | ||||||
7 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Right to Act by Written Consent | ||||||
Cognex Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CGNX | CUSIP 192422103 | 04/23/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Patrick A. Alias | Mgmt | For | Against | Against | |
2 | Elect Theodor Krantz | Mgmt | For | For | For | |
3 | Elect Dianne M. Parrotte | Mgmt | For | Against | Against | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
DexCom, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DXCM | CUSIP 252131107 | 05/21/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Richard A. Collins | Mgmt | For | For | For | |
2 | Elect Mark G. Foletta | Mgmt | For | For | For | |
3 | Elect Eric Topol | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
Edwards Lifesciences | ||||||
Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EW | CUSIP 28176E108 | 05/07/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Michael A. Mussallem | Mgmt | For | For | For | |
2 | Elect Kieran T. Gallahue | Mgmt | For | For | For | |
3 | Elect Leslie S. Heisz | Mgmt | For | For | For | |
4 | Elect William J. Link | Mgmt | For | For | For | |
5 | Elect Steven R. Loranger | Mgmt | For | For | For | |
6 | Elect Martha H. Marsh | Mgmt | For | For | For | |
7 | Elect Ramona Sequeira | Mgmt | For | For | For | |
8 | Elect Nicholas J. Valeriani | Mgmt | For | For | For | |
9 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
10 | Approval of the 2020 Non- | Mgmt | For | For | For | |
Employee Directors Stock | ||||||
Incentive Plan | ||||||
11 | Increase of Authorized Common | Mgmt | For | For | For | |
Stock for Stock Split | ||||||
12 | Ratification of Auditor | Mgmt | For | For | For | |
13 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Right to Act by Written Consent | ||||||
Envestnet, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ENV | CUSIP 29404K106 | 05/13/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Luis A. Aguilar | Mgmt | For | For | For | |
1.2 | Elect Ross K. Chapin | Mgmt | For | For | For | |
1.3 | Elect William Crager | Mgmt | For | For | For | |
1.4 | Elect James L. Fox | Mgmt | For | For | For | |
2 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Equifax Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EFX | CUSIP 294429105 | 05/07/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Mark W. Begor | Mgmt | For | For | For | |
2 | Elect Mark L. Feidler | Mgmt | For | For | For | |
3 | Elect G. Thomas Hough | Mgmt | For | For | For | |
4 | Elect Robert D. Marcus | Mgmt | For | For | For | |
5 | Elect Siri S. Marshall | Mgmt | For | For | For | |
6 | Elect Scott A. McGregor | Mgmt | For | For | For | |
7 | Elect John A. McKinley | Mgmt | For | For | For | |
8 | Elect Robert W. Selander | Mgmt | For | For | For | |
9 | Elect Elane B. Stock | Mgmt | For | For | For | |
10 | Elect Heather H. Wilson | Mgmt | For | For | For | |
11 | Advisory Vote on Executive | Mgmt | For | Against | Against | |
Compensation | ||||||
12 | Ratification of Auditor | Mgmt | For | For | For | |
13 | Approval of the Employee Stock | Mgmt | For | For | For | |
Purchase Plan | ||||||
Expedia Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EXPE | CUSIP 30212P303 | 06/10/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Samuel Altman | Mgmt | For | For | For | |
2 | Elect Susan C. Athey | Mgmt | For | For | For | |
3 | Elect A. George Battle | Mgmt | For | For | For | |
4 | Elect Chelsea Clinton | Mgmt | For | For | For | |
5 | Elect Barry Diller | Mgmt | For | For | For | |
6 | Elect Jon T. Gieselman | Mgmt | For | For | For | |
7 | Elect Craig A. Jacobson | Mgmt | For | Abstain | Against | |
8 | Elect Peter M. Kern | Mgmt | For | For | For | |
9 | Elect Dara Khosrowshahi | Mgmt | For | For | For | |
10 | Elect Gregory K. Mondre | Mgmt | For | For | For | |
11 | Elect David Sambur | Mgmt | For | For | For | |
12 | Elect Alexander von Furstenberg | Mgmt | For | For | For | |
13 | Elect Julie Whalen | Mgmt | For | For | For | |
14 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
15 | Amendment to the 2005 Stock | Mgmt | For | For | For | |
and Annual Incentive Plan | ||||||
16 | Ratification of Auditor | Mgmt | For | For | For | |
17 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against | |
Political Contributions and | ||||||
Expenditures Report | ||||||
Expedia Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EXPE | CUSIP 30212P303 | 12/03/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Samuel Altman | Mgmt | For | For | For | |
2 | Elect Susan C. Athey | Mgmt | For | For | For | |
3 | Elect A. George Battle | Mgmt | For | For | For | |
4 | Elect Chelsea Clinton | Mgmt | For | For | For | |
5 | Elect Barry Diller | Mgmt | For | For | For | |
6 | Elect Craig A. Jacobson | Mgmt | For | Abstain | Against | |
7 | Elect Victor A. Kaufman | Mgmt | For | Abstain | Against | |
8 | Elect Peter M. Kern | Mgmt | For | For | For | |
9 | Elect Dara Khosrowshahi | Mgmt | For | For | For | |
10 | Elect Mark Okerstrom | Mgmt | For | For | For | |
11 | Elect Alexander von Furstenberg | Mgmt | For | For | For | |
12 | Elect Julie Whalen | Mgmt | For | For | For | |
13 | Transfer Restrictions and | Mgmt | For | For | For | |
Automatic Conversion Provisions | ||||||
in Respect of Class B Common | ||||||
Stock | ||||||
14 | Limit the Ability of the Company | Mgmt | For | For | For | |
to Participate in Certain Change | ||||||
of Control Transactions | ||||||
15 | Ratification of Auditor | Mgmt | For | For | For | |
Fastenal Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FAST | CUSIP 311900104 | 04/25/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Willard D. Oberton | Mgmt | For | For | For | |
2 | Elect Michael J. Ancius | Mgmt | For | For | For | |
3 | Elect Michael J. Dolan | Mgmt | For | For | For | |
4 | Elect Stephen L. Eastman | Mgmt | For | For | For | |
5 | Elect Daniel L. Florness | Mgmt | For | For | For | |
6 | Elect Rita J. Heise | Mgmt | For | For | For | |
7 | Elect Daniel L. Johnson | Mgmt | For | For | For | |
8 | Elect Nicholas J. Lundquist | Mgmt | For | For | For | |
9 | Elect Scott A. Satterlee | Mgmt | For | For | For | |
10 | Elect Reyne K. Wisecup | Mgmt | For | For | For | |
11 | Ratification of Auditor | Mgmt | For | For | For | |
12 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
13 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against | |
Diversity Reporting | ||||||
FLEETCOR Technologies, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FLT | CUSIP 339041105 | 06/11/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Steven T. Stull | Mgmt | For | For | For | |
2 | Elect Michael Buckman | Mgmt | For | For | For | |
3 | Elect Thomas M. Hagerty | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
6 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Right to Call Special Meetings | ||||||
7 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Excluding Share Repurchases in | ||||||
Executive Compensation | ||||||
Guidewire Software, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GWRE | CUSIP 40171V100 | 12/17/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Margaret Dillon | Mgmt | For | For | For | |
1.2 | Elect Michael Keller | Mgmt | For | For | For | |
1.3 | Elect Michael Rosenbaum | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
4 | Repeal of Classified Board | Mgmt | For | For | For | |
5 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against | |
Majority Vote for Election of | ||||||
Directors | ||||||
IPG Photonics Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IPGP | CUSIP 44980X109 | 05/28/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Valentin P. Gapontsev | Mgmt | For | For | For | |
1.2 | Elect Eugene A. Shcherbakov | Mgmt | For | For | For | |
1.3 | Elect Igor Samartsev | Mgmt | For | For | For | |
1.4 | Elect Michael C. Child | Mgmt | For | For | For | |
1.5 | Elect Gregory P. Dougherty | Mgmt | For | For | For | |
1.6 | Elect Catherine P. Lego | Mgmt | For | For | For | |
1.7 | Elect Eric Meurice | Mgmt | For | For | For | |
1.8 | Elect John R. Peeler | Mgmt | For | For | For | |
1.9 | Elect Thomas J. Seifert | Mgmt | For | For | For | |
2 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against | |
Management Diversity Report | ||||||
Jack Henry & Associates, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JKHY | CUSIP 426281101 | 11/14/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Matthew C. Flanigan | Mgmt | For | For | For | |
1.2 | Elect John F. Prim | Mgmt | For | For | For | |
1.3 | Elect Thomas H. Wilson, Jr. | Mgmt | For | For | For | |
1.4 | Elect Jacque R. Fiegel | Mgmt | For | For | For | |
1.5 | Elect Thomas A. Wimsett | Mgmt | For | For | For | |
1.6 | Elect Laura G. Kelly | Mgmt | For | For | For | |
1.7 | Elect Shruti S. Miyashiro | Mgmt | For | For | For | |
1.8 | Elect Wesley A. Brown | Mgmt | For | For | For | |
1.9 | Elect David B. Foss | Mgmt | For | For | For | |
2 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Jazz Pharmaceuticals Public | ||||||
Limited Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JAZZ | CUSIP G50871105 | 08/01/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Paul L. Berns | Mgmt | For | For | For | |
2 | Elect Patrick G. Enright | Mgmt | For | For | For | |
3 | Elect Seamus C. Mulligan | Mgmt | For | For | For | |
4 | Elect Norbert G. Riedel | Mgmt | For | For | For | |
5 | Appointment of Auditor and | Mgmt | For | For | For | |
Authority to Set Fees | ||||||
6 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
LKQ Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LKQ | CUSIP 501889208 | 05/12/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Patrick Berard | Mgmt | For | For | For | |
2 | Elect Meg A. Divitto | Mgmt | For | For | For | |
3 | Elect Robert M. Hanser | Mgmt | For | For | For | |
4 | Elect Joseph M. Holsten | Mgmt | For | For | For | |
5 | Elect Blythe J. McGarvie | Mgmt | For | For | For | |
6 | Elect John Mendel | Mgmt | For | For | For | |
7 | Elect Jody G. Miller | Mgmt | For | For | For | |
8 | Elect John F. O'Brien | Mgmt | For | For | For | |
9 | Elect Guhan Subramanian | Mgmt | For | For | For | |
10 | Elect Xavier Urbain | Mgmt | For | For | For | |
11 | Elect Dominick P. Zarcone | Mgmt | For | For | For | |
12 | Ratification of Auditor | Mgmt | For | For | For | |
13 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
Manhattan Associates, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MANH | CUSIP 562750109 | 05/14/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Eddie Capel | Mgmt | For | For | For | |
2 | Elect Charles E. Moran | Mgmt | For | For | For | |
3 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
4 | Approval of the 2020 Equity | Mgmt | For | For | For | |
Incentive Plan | ||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |
MarketAxess Holdings Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MKTX | CUSIP 57060D108 | 06/10/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Richard M. McVey | Mgmt | For | For | For | |
2 | Elect Nancy A. Altobello | Mgmt | For | For | For | |
3 | Elect Steven Begleiter | Mgmt | For | For | For | |
4 | Elect Stephen P. Casper | Mgmt | For | For | For | |
5 | Elect Jane P. Chwick | Mgmt | For | For | For | |
6 | Elect Christopher R. Concannon | Mgmt | For | For | For | |
7 | Elect William F. Cruger | Mgmt | For | For | For | |
8 | Elect Justin G. Gmelich | Mgmt | For | For | For | |
9 | Elect Richard G. Ketchum | Mgmt | For | For | For | |
10 | Elect Emily H. Portney | Mgmt | For | For | For | |
11 | Elect Richard L. Prager | Mgmt | For | For | For | |
12 | Elect John Steinhardt | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
15 | Approval of the 2020 Equity | Mgmt | For | For | For | |
Incentive Plan | ||||||
Masimo Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MASI | CUSIP 574795100 | 05/29/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Julie A. Shimer | Mgmt | For | For | For | |
2 | Elect H. Michael Cohen | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
5 | Amendment to the 2017 Equity | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
6 | Amendment to the Executive | Mgmt | For | For | For | |
Bonus Incentive Plan | ||||||
Norwegian Cruise Line | ||||||
Holdings Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NCLH | CUSIP G66721104 | 06/18/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect David M. Abrams | Mgmt | For | For | For | |
2 | Elect John W. Chidsey | Mgmt | For | For | For | |
3 | Elect Russell W. Galbut | Mgmt | For | For | For | |
4 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
5 | Frequency of Advisory Vote on | Mgmt | 1 Year | 1 Year | For | |
Executive Compensation | ||||||
6 | Ratification of Auditor | Mgmt | For | For | For | |
O'Reilly Automotive, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ORLY | CUSIP 67103H107 | 05/14/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect David E. O'Reilly | Mgmt | For | For | For | |
2 | Elect Larry P. O'Reilly | Mgmt | For | For | For | |
3 | Elect Greg Henslee | Mgmt | For | For | For | |
4 | Elect Jay D. Burchfield | Mgmt | For | For | For | |
5 | Elect Thomas T. Hendrickson | Mgmt | For | For | For | |
6 | Elect John R. Murphy | Mgmt | For | For | For | |
7 | Elect Dana M. Perlman | Mgmt | For | For | For | |
8 | Elect Maria A. Sastre | Mgmt | For | For | For | |
9 | Elect Andrea M. Weiss | Mgmt | For | For | For | |
10 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
11 | Ratification of Auditor | Mgmt | For | For | For | |
12 | Amendment to Threshold | Mgmt | For | For | For | |
Required to Call a Special | ||||||
Meeting | ||||||
13 | Amendment to Articles to Delete | Mgmt | For | For | For | |
Unnecessary and Outdated | ||||||
Language | ||||||
14 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Human Capital Management | ||||||
Reporting | ||||||
15 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Independent Chair | ||||||
Omnicell, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OMCL | CUSIP 68213N109 | 05/26/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Joanne B. Bauer | Mgmt | For | For | For | |
2 | Elect Robin G. Seim | Mgmt | For | For | For | |
3 | Elect Sara J. White | Mgmt | For | For | For | |
4 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |
Quanta Services, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PWR | CUSIP 74762E102 | 05/28/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Earl C. Austin, Jr. | Mgmt | For | For | For | |
2 | Elect Doyle N. Beneby | Mgmt | For | For | For | |
3 | Elect John Michal Conaway | Mgmt | For | For | For | |
4 | Elect Vincent D. Foster | Mgmt | For | For | For | |
5 | Elect Bernard Fried | Mgmt | For | For | For | |
6 | Elect Worthing F. Jackman | Mgmt | For | For | For | |
7 | Elect David M. McClanahan | Mgmt | For | For | For | |
8 | Elect Margaret B. Shannon | Mgmt | For | For | For | |
9 | Elect Pat Wood, III | Mgmt | For | For | For | |
10 | Elect Martha B. Wyrsch | Mgmt | For | For | For | |
11 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
12 | Ratification of Auditor | Mgmt | For | For | For | |
RealPage, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RP | CUSIP 75606N109 | 06/03/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Alfred R. Berkeley, III | Mgmt | For | For | For | |
1.2 | Elect Peter Gyenes | Mgmt | For | For | For | |
1.3 | Elect Charles F. Kane | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
4 | Approval of the 2020 Equity | Mgmt | For | For | For | |
Incentive Plan | ||||||
Shopify Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SHOP | CUSIP 82509L107 | 05/27/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Tobias Lutke | Mgmt | For | For | For | |
1.2 | Elect Robert G. Ashe | Mgmt | For | For | For | |
1.3 | Elect Gail Goodman | Mgmt | For | For | For | |
1.4 | Elect Colleen M. Johnston | Mgmt | For | For | For | |
1.5 | Elect Jeremy Levine | Mgmt | For | For | For | |
1.6 | Elect John Phillips | Mgmt | For | For | For | |
2 | Appointment of Auditor and | Mgmt | For | For | For | |
Authority to Set Fees | ||||||
3 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
SiteOne Landscape Supply, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SITE | CUSIP 82982L103 | 05/13/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect William W Douglas, III | Mgmt | For | For | For | |
1.2 | Elect Jeri L. Isbell | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
4 | Approval of the 2020 Omnibus | Mgmt | For | For | For | |
Incentive Plan | ||||||
T. Rowe Price Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TROW | CUSIP 74144T108 | 05/12/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Mark S. Bartlett | Mgmt | For | For | For | |
2 | Elect Mary K. Bush | Mgmt | For | For | For | |
3 | Elect Dina Dublon | Mgmt | For | For | For | |
4 | Elect Freeman A. Hrabowski III | Mgmt | For | For | For | |
5 | Elect Robert F. MacLellan | Mgmt | For | For | For | |
6 | Elect Olympia J. Snowe | Mgmt | For | For | For | |
7 | Elect Robert J. Stevens | Mgmt | For | For | For | |
8 | Elect William J. Stromberg | Mgmt | For | For | For | |
9 | Elect Richard R. Verma | Mgmt | For | For | For | |
10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |
11 | Elect Alan D. Wilson | Mgmt | For | For | For | |
12 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | Approval of the 2020 Long-Term | Mgmt | For | For | For | |
Incentive Plan | ||||||
15 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Climate Change Proxy Voting | ||||||
Practices | ||||||
Teladoc Health, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TDOC | CUSIP 87918A105 | 05/28/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Helen Darling | Mgmt | For | For | For | |
1.2 | Elect William H. Frist | Mgmt | For | For | For | |
1.3 | Elect Michael Goldstein | Mgmt | For | For | For | |
1.4 | Elect Jason Gorevic | Mgmt | For | For | For | |
1.5 | Elect Catherine A. Jacobson | Mgmt | For | For | For | |
1.6 | Elect Thomas G. McKinley | Mgmt | For | For | For | |
1.7 | Elect Kenneth H. Paulus | Mgmt | For | For | For | |
1.8 | Elect David L. Shedlarz | Mgmt | For | For | For | |
1.9 | Elect Mark Douglas Smith | Mgmt | For | For | For | |
1.10 | Elect David B. Snow, Jr. | Mgmt | For | For | For | |
2 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Tractor Supply Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TSCO | CUSIP 892356106 | 05/07/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Cynthia T. Jamison | Mgmt | For | For | For | |
1.2 | Elect Ricardo Cardenas | Mgmt | For | For | For | |
1.3 | Elect Denise L. Jackson | Mgmt | For | For | For | |
1.4 | Elect Thomas A. Kingsbury | Mgmt | For | For | For | |
1.5 | Elect Ramkumar Krishnan | Mgmt | For | For | For | |
1.6 | Elect George MacKenzie | Mgmt | For | For | For | |
1.7 | Elect Edna K. Morris | Mgmt | For | For | For | |
1.8 | Elect Mark J. Weikel | Mgmt | For | For | For | |
1.9 | Elect Harry A. Lawton III | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
4 | Elimination of Supermajority | Mgmt | For | For | For | |
Requirement | ||||||
Tyler Technologies, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TYL | CUSIP 902252105 | 05/12/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Donald R. Brattain | Mgmt | For | For | For | |
2 | Elect Glenn A. Carter | Mgmt | For | For | For | |
3 | Elect Brenda A. Cline | Mgmt | For | For | For | |
4 | Elect J. Luther King, Jr. | Mgmt | For | For | For | |
5 | Elect Mary L. Landrieu | Mgmt | For | For | For | |
6 | Elect John S. Marr, Jr. | Mgmt | For | For | For | |
7 | Elect H. Lynn Moore, Jr. | Mgmt | For | For | For | |
8 | Elect Daniel M. Pope | Mgmt | For | For | For | |
9 | Elect Dustin R. Womble | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
Ulta Beauty, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ULTA | CUSIP 90384S303 | 06/03/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Michelle L. Collins | Mgmt | For | For | For | |
1.2 | Elect Patricia Little | Mgmt | For | For | For | |
1.3 | Elect Michael C. Smith | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
Under Armour, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
UAA | CUSIP 904311107 | 05/27/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Kevin A. Plank | Mgmt | For | For | For | |
1.2 | Elect George W. Bodenheimer | Mgmt | For | For | For | |
1.3 | Elect Douglas E. Coltharp | Mgmt | For | For | For | |
1.4 | Elect Jerri L. DeVard | Mgmt | For | For | For | |
1.5 | Elect Mohamed A. El-Erian | Mgmt | For | For | For | |
1.6 | Elect Patrik Frisk | Mgmt | For | For | For | |
1.7 | Elect Karen W. Katz | Mgmt | For | For | For | |
1.8 | Elect Eric T. Olson | Mgmt | For | For | For | |
1.9 | Elect Harvey L. Sanders | Mgmt | For | For | For | |
2 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
3 | Amendment Regarding | Mgmt | For | For | For | |
Shareholder Right to Amend | ||||||
Bylaws | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
Veeva Systems Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VEEV | CUSIP 922475108 | 06/25/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Mark Carges | Mgmt | For | For | For | |
1.2 | Elect Paul E. Chamberlain | Mgmt | For | For | For | |
1.3 | Elect Paul Sekhri | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Zoetis Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ZTS | CUSIP 98978V103 | 05/20/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Gregory Norden | Mgmt | For | For | For | |
2 | Elect Louise M. Parent | Mgmt | For | For | For | |
3 | Elect Kristin C. Peck | Mgmt | For | For | For | |
4 | Elect Robert W. Scully | Mgmt | For | For | For | |
5 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
6 | Frequency of Advisory Vote on | Mgmt | 1 Year | 1 Year | For | |
Executive Compensation | ||||||
7 | Ratification of Auditor | Mgmt | For | For | For |
BROWN CAPITAL MANAGEMENT SMALL COMPANY FUND
ABIOMED, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ABMD | CUSIP 003654100 | 08/07/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Michael R. Minogue | Mgmt | For | For | For | |
1.2 | Elect Martin P. Sutter | Mgmt | For | For | For | |
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
ACI Worldwide, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ACIW | CUSIP 004498101 | 06/09/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Odilon Almeida | Mgmt | For | For | For | |
1.2 | Elect Janet O. Estep | Mgmt | For | For | For | |
1.3 | Elect James C. Hale | Mgmt | For | For | For | |
1.4 | Elect Pamela H. Patsley | Mgmt | For | For | For | |
1.5 | Elect Charles E. Peters, Jr. | Mgmt | For | For | For | |
1.6 | Elect David A. Poe | Mgmt | For | For | For | |
1.7 | Elect Adalio T. Sanchez | Mgmt | For | For | For | |
1.8 | Elect Thomas W. Warsop III | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
4 | Approval of the 2020 Equity and Incentive Compensation Plan | Mgmt | For | For | For | |
Alarm.com Holdings, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ALRM | CUSIP 011642105 | 06/03/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Timothy McAdam | Mgmt | For | For | For | |
2 | Elect Simone Wu | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | Against | For | |
6 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |
Alteryx, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AYX | CUSIP 02156B103 | 05/20/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Charles R. Cory | Mgmt | For | For | For | |
1.2 | Elect Jeffrey L. Horing | Mgmt | For | For | For | |
1.3 | Elect Dean A. Stoecker | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
American Software, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AMSWA | CUSIP 029683109 | 08/21/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect W. Dennis Hogue | Mgmt | For | Against | Against | |
2 | Elect James B. Miller, Jr. | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
5 | Approval of the 2020 Equity Compensation Plan | Mgmt | For | For | For | |
Anaplan, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PLAN | CUSIP 03272L108 | 06/03/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Susan L. Bostrom | Mgmt | For | For | For | |
1.2 | Elect Sandesh Patnam | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |
ANSYS, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ANSS | CUSIP 03662Q105 | 05/15/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Ajei S. Gopal | Mgmt | For | For | For | |
2 | Elect Glenda M. Dorchak | Mgmt | For | For | For | |
3 | Elect Robert M. Calderoni | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
AppFolio, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
APPF | CUSIP 03783C100 | 05/22/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Klaus Schauser | Mgmt | For | For | For | |
1.2 | Elect William Rauth | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
Balchem Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BCPC | CUSIP 057665200 | 06/18/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect David B. Fischer | Mgmt | For | For | For | |
1.2 | Elect Perry W. Premdas | Mgmt | For | For | For | |
1.3 | Elect John Y. Televantos | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
Bio-Techne Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TECH | CUSIP 09073M104 | 10/24/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Board Size | Mgmt | For | For | For | |
2 | Elect Robert V. Baumgartner | Mgmt | For | For | For | |
3 | Elect John L. Higgins | Mgmt | For | For | For | |
4 | Elect Joseph D. Keegan | Mgmt | For | For | For | |
5 | Elect Charles R. Kummeth | Mgmt | For | For | For | |
6 | Elect Roeland Nusse | Mgmt | For | For | For | |
7 | Elect Alpna Seth | Mgmt | For | For | For | |
8 | Elect Randolph C. Steer | Mgmt | For | For | For | |
9 | Elect Rupert Vessey | Mgmt | For | For | For | |
10 | Elect Harold Wiens | Mgmt | For | For | For | |
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
12 | Ratification of Auditor | Mgmt | For | For | For | |
Blackbaud, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BLKB | CUSIP 09227Q100 | 06/10/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Timothy C.K. Chou | Mgmt | For | For | For | |
2 | Elect Joyce M. Nelson | Mgmt | For | For | For | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
Cantel Medical Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CMD | CUSIP 138098108 | 12/18/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Charles M. Diker | Mgmt | For | For | For | |
2 | Elect Alan R. Batkin | Mgmt | For | For | For | |
3 | Elect Ann E. Berman | Mgmt | For | For | For | |
4 | Elect Mark N. Diker | Mgmt | For | For | For | |
5 | Elect Anthony B. Evnin | Mgmt | For | For | For | |
6 | Elect Laura L. Forese | Mgmt | For | For | For | |
7 | Elect George L. Fotiades | Mgmt | For | For | For | |
8 | Elect Ronnie Myers | Mgmt | For | For | For | |
9 | Elect Karen N. Prange | Mgmt | For | For | For | |
10 | Elect Peter J. Pronovost | Mgmt | For | For | For | |
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
12 | Ratification of Auditor | Mgmt | For | For | For | |
Cardiovascular Systems, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CSII | CUSIP 141619106 | 11/13/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Scott Ward | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
Cognex Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CGNX | CUSIP 192422103 | 04/23/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Patrick A. Alias | Mgmt | For | Against | Against | |
2 | Elect Theodor Krantz | Mgmt | For | For | For | |
3 | Elect Dianne M. Parrotte | Mgmt | For | Against | Against | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
Cyclerion Therapeutics, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CYCN | CUSIP 23255M105 | 06/16/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Kevin Churchwell | Mgmt | For | For | For | |
1.2 | Elect George H. Conrades | Mgmt | For | For | For | |
1.3 | Elect Marsha H. Fanucci | Mgmt | For | For | For | |
1.4 | Elect Peter M. Hecht | Mgmt | For | For | For | |
1.5 | Elect Ole Isacson | Mgmt | For | For | For | |
1.6 | Elect Stephanie Lovell | Mgmt | For | For | For | |
1.7 | Elect Terrance G. McGuire | Mgmt | For | For | For | |
1.8 | Elect Michael E. Mendelsohn | Mgmt | For | For | For | |
1.9 | Elect Amy W. Schulman | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Datadog, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DDOG | CUSIP 23804L103 | 06/11/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Olivier Pomel | Mgmt | For | For | For | |
2 | Elect Dev Ittycheria | Mgmt | For | For | For | |
3 | Elect Shardul Shah | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
DMC Global Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BOOM | CUSIP 23291C103 | 05/20/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect David C. Aldous | Mgmt | For | For | For | |
1.2 | Elect Andrea E. Bertone | Mgmt | For | For | For | |
1.3 | Elect Yvon Pierre Cariou | Mgmt | For | For | For | |
1.4 | Elect Robert A. Cohen | Mgmt | For | For | For | |
1.5 | Elect Richard P. Graff | Mgmt | For | For | For | |
1.6 | Elect Kevin T. Longe | Mgmt | For | For | For | |
1.7 | Elect Clifton Peter Rose | Mgmt | For | For | For | |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
Endologix, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ELGX | CUSIP 29266S304 | 06/09/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Daniel Lemaitre | Mgmt | For | For | For | |
1.2 | Elect Jane E. Kiernan | Mgmt | For | For | For | |
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Amendment to the 2015 Stock Stock Incentive Plan | Mgmt | For | For | For | |
Endologix, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ELGX | CUSIP 29266S304 | 08/05/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Gregory D. Waller | Mgmt | For | For | For | |
1.2 | Elect Thomas C. Wilder, III | Mgmt | For | For | For | |
1.3 | Elect Thomas F. Zenty, III | Mgmt | For | For | For | |
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Amendment to the 2015 Stock Incentive Plan | Mgmt | For | Against | Against | |
5 | Amendment to the 2015 Stock Incentive Plan | Mgmt | For | Against | Against | |
6 | Amendment to the 2006 Employee Stock Purchase Plan | Mgmt | For | For | For | |
7 | Approval of the Stock Option Exchange Program | Mgmt | For | Against | Against | |
Glaukos Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GKOS | CUSIP 377322102 | 06/03/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect William J. Link | Mgmt | For | For | For | |
1.2 | Elect Aimee S. Weisner | Mgmt | For | For | For | |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
Guidewire Software, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GWRE | CUSIP 40171V100 | 12/17/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Margaret Dillon | Mgmt | For | For | For | |
1.2 | Elect Michael Keller | Mgmt | For | For | For | |
1.3 | Elect Michael Rosenbaum | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
4 | Repeal of Classified Board | Mgmt | For | For | For | |
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |
Inogen, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
INGN | CUSIP 45780L104 | 05/11/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Heath Lukatch | Mgmt | For | For | For | |
1.2 | Elect Raymond Huggenberger | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
iRhythm Technologies, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IRTC | CUSIP 450056106 | 06/19/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Kevin M. King | Mgmt | For | For | For | |
1.2 | Elect Raymond W. Scott | Mgmt | For | Withhold | Against | |
2 | Repeal of Classified Board | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |
Ironwood Pharmaceuticals, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IRWD | CUSIP 46333X108 | 06/03/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Mark G. Currie | Mgmt | For | For | For | |
1.2 | Elect Jon R. Duane | Mgmt | For | For | For | |
1.3 | Elect Mark Mallon | Mgmt | For | For | For | |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
Manhattan Associates, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MANH | CUSIP 562750109 | 05/14/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Eddie Capel | Mgmt | For | For | For | |
2 | Elect Charles E. Moran | Mgmt | For | For | For | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
4 | Approval of the 2020 Equity Incentive Plan | Mgmt | For | For | For | |
5 | Ratification of Auditor | Mgmt | For | For | For | |
Medidata Solutions, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MDSO | CUSIP 58471A105 | 08/16/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Merger | Mgmt | For | For | For | |
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |
Meridian Bioscience, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VIVO | CUSIP 589584101 | 01/29/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect James M. Anderson | Mgmt | For | For | For | |
1.2 | Elect Dwight E. Ellingwood | Mgmt | For | For | For | |
1.3 | Elect Jack Kenny | Mgmt | For | For | For | |
1.4 | Elect John McIlwraith | Mgmt | For | For | For | |
1.5 | Elect David C. Phillips | Mgmt | For | For | For | |
1.6 | Elect John M. Rice, Jr. | Mgmt | For | For | For | |
1.7 | Elect Catherine Sazdanoff | Mgmt | For | For | For | |
1.8 | Elect Felicia Williams | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
Neogen Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NEOG | CUSIP 640491106 | 10/03/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Adent | Mgmt | For | For | For | |
1.2 | Elect William T. Boehm | Mgmt | For | For | For | |
1.3 | Elect James P. Tobin | Mgmt | For | For | For | |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
NetScout Systems, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NTCT | CUSIP 64115T104 | 09/12/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Anil K. Singhal | Mgmt | For | For | For | |
1.2 | Elect John R. Egan | Mgmt | For | For | For | |
1.3 | Elect Robert E. Donahue | Mgmt | For | For | For | |
2 | Approval of the 2019 Equity Incentive Plan | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
NextGen Healthcare, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NXGN | CUSIP 65343C102 | 08/15/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John R. Frantz | Mgmt | For | For | For | |
1.2 | Elect Craig A. Barbarosh | Mgmt | For | For | For | |
1.3 | Elect George H. Bristol | Mgmt | For | For | For | |
1.4 | Elect Julie D. Klapstein | Mgmt | For | For | For | |
1.5 | Elect James C. Malone | Mgmt | For | For | For | |
1.6 | Elect Jeffrey H. Margolis | Mgmt | For | For | For | |
1.7 | Elect Morris Panner | Mgmt | For | For | For | |
1.8 | Elect Sheldon Razin | Mgmt | For | For | For | |
1.9 | Elect Lance E. Rosenzweig | Mgmt | For | Withhold | Against | |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Amendment to the 2015 Equity Incentive Plan | Mgmt | For | For | For | |
NIC Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EGOV | CUSIP 62914B100 | 04/27/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Harry H. Herington | Mgmt | For | For | For | |
1.2 | Elect Art N. Burtscher | Mgmt | For | For | For | |
1.3 | Elect Venmal (Raji) Arasu | Mgmt | For | For | For | |
1.4 | Elect C. Brad Henry | Mgmt | For | For | For | |
1.5 | Elect Alexander C. Kemper | Mgmt | For | For | For | |
1.6 | Elect William M. Lyons | Mgmt | For | For | For | |
1.7 | Elect Anthony Scott | Mgmt | For | For | For | |
1.8 | Elect Jayaprakash Vijayan | Mgmt | For | For | For | |
1.9 | Elect Pete Wilson | Mgmt | For | For | For | |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
OrthoPediatrics Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KIDS | CUSIP 68752L100 | 06/03/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect David R. Pelizzon | Mgmt | For | For | For | |
1.2 | Elect Harald Ruf | Mgmt | For | For | For | |
1.3 | Elect Terry D. Schlotterback | Mgmt | For | For | For | |
1.4 | Elect Kevin L. Unger | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Paycom Software, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PAYC | CUSIP 70432V102 | 04/27/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Janet B. Haugen | Mgmt | For | For | For | |
1.2 | Elect J.C. Watts Jr. | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |
PROS Holdings, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PRO | CUSIP 74346Y103 | 04/29/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Greg B. Petersen | Mgmt | For | For | For | |
1.2 | Elect Timothy V. Williams | Mgmt | For | For | For | |
1.3 | Elect Mariette M. Woestemeyer | Mgmt | For | For | For | |
1.4 | Elect Carlos Dominguez | Mgmt | For | For | For | |
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
Proto Labs, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PRLB | CUSIP 743713109 | 05/19/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Victoria M. Holt | Mgmt | For | For | For | |
2 | Elect Archie C. Black | Mgmt | For | For | For | |
3 | Elect Sujeet Chand | Mgmt | For | For | For | |
4 | Elect Moonhie Chin | Mgmt | For | For | For | |
5 | Elect Rainer Gawlick | Mgmt | For | For | For | |
6 | Elect John B. Goodman | Mgmt | For | For | For | |
7 | Elect Donald G. Krantz | Mgmt | For | For | For | |
8 | Elect Sven A. Wehrwein | Mgmt | For | For | For | |
9 | Ratification of Auditor | Mgmt | For | For | For | |
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |
Q2 Holdings, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
QTWO | CUSIP 74736L109 | 06/09/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Lynn Atchison | Mgmt | For | For | For | |
1.2 | Elect Charles T. Doyle | Mgmt | For | For | For | |
1.3 | Elect Carl James Schaper | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
Quidel Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
QDEL | CUSIP 74838J101 | 05/12/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Douglas C. Bryant | Mgmt | For | For | For | |
1.2 | Elect Kenneth F. Buechler | Mgmt | For | For | For | |
1.3 | Elect Edward L. Michael | Mgmt | For | For | For | |
1.4 | Elect Kathy P. Ordonez | Mgmt | For | For | For | |
1.5 | Elect Mary Lake Polan | Mgmt | For | For | For | |
1.6 | Elect Jack W. Schuler | Mgmt | For | For | For | |
1.7 | Elect Charles P. Slacik | Mgmt | For | For | For | |
1.8 | Elect Matthew W. Strobeck | Mgmt | For | For | For | |
1.9 | Elect Kenneth J. Widder | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
Smartsheet Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SMAR | CUSIP 83200N103 | 06/17/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Geoffrey T. Barker | Mgmt | For | For | For | |
1.2 | Elect Michael P. Gregoire | Mgmt | For | For | For | |
1.3 | Elect Matthew S. McIlwain | Mgmt | For | For | For | |
1.4 | Elect James N. White | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |
Tandem Diabetes Care, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TNDM | CUSIP 875372203 | 05/27/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Kim D. Blickenstaff | Mgmt | For | For | For | |
1.2 | Elect Christopher J. Twomey | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |
Tyler Technologies, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TYL | CUSIP 902252105 | 05/12/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Donald R. Brattain | Mgmt | For | For | For | |
2 | Elect Glenn A. Carter | Mgmt | For | For | For | |
3 | Elect Brenda A. Cline | Mgmt | For | For | For | |
4 | Elect J. Luther King, Jr. | Mgmt | For | For | For | |
5 | Elect Mary L. Landrieu | Mgmt | For | For | For | |
6 | Elect John S. Marr, Jr. | Mgmt | For | For | For | |
7 | Elect H. Lynn Moore, Jr. | Mgmt | For | For | For | |
8 | Elect Daniel M. Pope | Mgmt | For | For | For | |
9 | Elect Dustin R. Womble | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
Veeva Systems Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VEEV | CUSIP 922475108 | 06/25/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Mark Carges | Mgmt | For | For | For | |
1.2 | Elect Paul E. Chamberlain | Mgmt | For | For | For | |
1.3 | Elect Paul Sekhri | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Vocera Communications, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VCRA | CUSIP 92857F107 | 06/05/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Julie Iskow | Mgmt | For | For | For | |
2 | Elect Howard E. Janzen | Mgmt | For | For | For | |
3 | Elect Alexa King | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |
6 | Approval of the 2020 Equity Incentive Plan | Mgmt | For | Against | Against | |
BROWN CAPITAL MANAGEMENT INTERNATIONAL EQUITY FUND
Avadel Pharmaceuticals plc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AVDL | CUSIP 05337M104 | 08/06/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Gregory J. Divis | Mgmt | For | For | For | |
2 | Elect Eric Ende | Mgmt | For | For | For | |
3 | Elect Geoffrey M. Glass | Mgmt | For | For | For | |
4 | Elect Kevin Kotler | Mgmt | For | For | For | |
5 | Elect Linda S. Palczuk | Mgmt | For | For | For | |
6 | Elect Peter Thornton | Mgmt | For | For | For | |
7 | Ratification of Auditor | Mgmt | For | For | For | |
Azimut Holding S.p.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AZM | CINS T0783G106 | 04/23/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Ordinary | Italy | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports; Allocation | Mgmt | For | For | For | |
of Profits/Dividends | ||||||
4 | Authority to Repurchase and | Mgmt | For | For | For | |
Reissue Shares | ||||||
5 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | |
6 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |
Carnival Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CCL | CUSIP 143658300 | 04/06/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Micky Arison | Mgmt | For | For | For | |
2 | Elect Jonathon Band | Mgmt | For | For | For | |
3 | Elect Jason G. Cahilly | Mgmt | For | For | For | |
4 | Elect Helen Deeble | Mgmt | For | For | For | |
5 | Elect Arnold W. Donald | Mgmt | For | For | For | |
6 | Elect Richard J. Glasier | Mgmt | For | For | For | |
7 | Elect Katie Lahey | Mgmt | For | For | For | |
8 | Elect John Parker | Mgmt | For | For | For | |
9 | Elect Stuart Subotnick | Mgmt | For | For | For | |
10 | Elect Laura A. Weil | Mgmt | For | For | For | |
11 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |
12 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
13 | Approval of Directors' | Mgmt | For | For | For | |
Remuneration Report | ||||||
14 | Approval of Director's | Mgmt | For | For | For | |
Remuneration Policy | ||||||
15 | Appointment of Auditor | Mgmt | For | For | For | |
16 | Authority to Set Fees | Mgmt | For | For | For | |
17 | Accounts and Reports | Mgmt | For | For | For | |
18 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
19 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |
21 | Approval of 2020 Stock Plan | Mgmt | For | For | For | |
22 | Approval of Employee Stock | Mgmt | For | For | For | |
Purchase Plan | ||||||
Chr.Hansen Holding A/S | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CHR | CINS K1830B107 | 11/27/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Denmark | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Accounts and Reports | Mgmt | For | For | For | |
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
8 | Directors' Fees | Mgmt | For | For | For | |
9 | Remuneration Policy | Mgmt | For | For | For | |
10 | Elect Dominique Reiniche | Mgmt | For | For | For | |
11 | Elect Jesper Brandgaard | Mgmt | For | For | For | |
12 | Elect Luis Cantarell | Mgmt | For | For | For | |
13 | Elect Heidi Kleinbach-Sauter | Mgmt | For | For | For | |
14 | Elect Niels Peder Nielsen | Mgmt | For | For | For | |
15 | Elect Kristian Villumsen | Mgmt | For | For | For | |
16 | Elect Mark Wilson | Mgmt | For | For | For | |
17 | Appointment of Auditor | Mgmt | For | For | For | |
18 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Cochlear Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
COH | CINS Q25953102 | 10/22/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Australia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Reports | Mgmt | For | For | For | |
3 | Remuneration Report | Mgmt | For | For | For | |
4 | Re-elect Yasmin A. Allen | Mgmt | For | For | For | |
5 | Re-elect Donal P. O'Dwyer | Mgmt | For | For | For | |
6 | Elect Abbas Hussain | Mgmt | For | For | For | |
7 | Re-elect Rick Holliday-Smith | Mgmt | For | For | For | |
8 | Equity Grant (MD/CEO Dig | Mgmt | For | For | For | |
Howitt) | ||||||
CyberAgent, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
4751 | CINS J1046G108 | 12/13/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Susumu Fujita | Mgmt | For | Against | Against | |
4 | Elect Yusuke Hidaka | Mgmt | For | For | For | |
5 | Elect Yasuo Okamoto | Mgmt | For | For | For | |
6 | Elect Go Nakayama | Mgmt | For | For | For | |
7 | Elect Masahide Koike | Mgmt | For | For | For | |
8 | Elect Takahiro Yamauchi | Mgmt | For | For | For | |
9 | Elect Koki Ukita | Mgmt | For | For | For | |
10 | Elect Tetsuhito Soyama | Mgmt | For | For | For | |
11 | Elect Takahito Naito | Mgmt | For | For | For | |
12 | Elect Norishige Nagase | Mgmt | For | For | For | |
13 | Elect Riku Yamada | Mgmt | For | For | For | |
14 | Elect Koichi Nakamura | Mgmt | For | For | For | |
15 | Elect Toko Shiotsuki | Mgmt | For | Against | Against | |
16 | Elect Masao Horiuchi | Mgmt | For | For | For | |
17 | Elect Isao Numata | Mgmt | For | For | For | |
CyberArk Software Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CYBR | CUSIP M2682V108 | 06/30/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Ron Gutler | Mgmt | For | For | For | |
2 | Elect Kim E. Perdikou | Mgmt | For | For | For | |
3 | Elect Francois Auque | Mgmt | For | For | For | |
4 | Employee Share Purchase Plan | Mgmt | For | For | For | |
5 | Three-Year Equity Plan (2020 - | Mgmt | For | For | For | |
2022) for CEO | ||||||
6 | Appointment of Auditor | Mgmt | For | For | For | |
Dassault Systèmes SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DSY | CINS F2457H472 | 05/26/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports | Mgmt | For | For | For | |
5 | Consolidated Accounts and | Mgmt | For | For | For | |
Reports | ||||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
7 | Special Auditors Report on | Mgmt | For | For | For | |
Regulated Agreements | ||||||
8 | Remuneration Policy | Mgmt | For | For | For | |
(Corporate Officers) | ||||||
9 | Remuneration of Charles | Mgmt | For | For | For | |
Edelstenne, Chair | ||||||
10 | Remuneration of Bernard | Mgmt | For | For | For | |
Charles, Vice Chair and CEO | ||||||
11 | Remuneration Report | Mgmt | For | For | For | |
12 | Elect Marie-Helene Habert- | Mgmt | For | For | For | |
Dassault | ||||||
13 | Elect Laurence Lescourret | Mgmt | For | For | For | |
14 | Directors' Fees | Mgmt | For | For | For | |
15 | Authority to Repurchase and | Mgmt | For | For | For | |
Reissue Shares | ||||||
16 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
17 | Amendments to Articles | Mgmt | For | For | For | |
Regarding Employee | ||||||
Representatives, Written | ||||||
Consultation, and the Age Limits | ||||||
18 | Authority to Grant Stock Options | Mgmt | For | For | For | |
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | |
20 | Authority to Decide Mergers by | Mgmt | For | For | For | |
Absorption | ||||||
21 | Authority to Increase Capital in | Mgmt | For | For | For | |
Case of Merger by Absorptions | ||||||
22 | Authority to Decide on Spin-offs | Mgmt | For | For | For | |
23 | Authority to Increase Capital in | Mgmt | For | For | For | |
Case of Spin-off | ||||||
24 | Authority to Decide on Partial | Mgmt | For | For | For | |
Transfer of Assets | ||||||
25 | Authority to Increase Capital in | Mgmt | For | For | For | |
Case of Partial Transfer of | ||||||
Assets | ||||||
26 | Authorisation of Legal Formalities | Mgmt | For | For | For | |
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
DCC Plc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DCC | CINS G2689P101 | 07/12/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Ireland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Final Dividend | Mgmt | For | For | For | |
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |
4 | Elect Mark Breuer | Mgmt | For | For | For | |
5 | Elect Caroline Dowling | Mgmt | For | For | For | |
6 | Elect David C. Jukes | Mgmt | For | For | For | |
7 | Elect Pamela J. Kirby | Mgmt | For | For | For | |
8 | Elect Jane Lodge | Mgmt | For | For | For | |
9 | Elect Cormac McCarthy | Mgmt | For | For | For | |
10 | Elect John Moloney | Mgmt | For | For | For | |
11 | Elect Donal Murphy | Mgmt | For | For | For | |
12 | Elect Fergal O'Dwyer | Mgmt | For | For | For | |
13 | Elect Mark Ryan | Mgmt | For | For | For | |
14 | Elect Leslie Van de Walle | Mgmt | For | For | For | |
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
16 | Increase in NED Fee Cap | Mgmt | For | For | For | |
17 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
18 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
19 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights (Specified | ||||||
Capital Investment) | ||||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |
21 | Authority to Set Price Range for | Mgmt | For | For | For | |
Reissuance of Treasury Shares | ||||||
Diageo plc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DGE | CINS G42089113 | 09/19/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |
3 | Final Dividend | Mgmt | For | For | For | |
4 | Elect Debra A. Crew | Mgmt | For | For | For | |
5 | Elect Lord Mervyn Davies | Mgmt | For | For | For | |
6 | Elect Javier Ferran | Mgmt | For | For | For | |
7 | Elect Susan Kilsby | Mgmt | For | For | For | |
8 | Elect HO Kwon Ping | Mgmt | For | Against | Against | |
9 | Elect Nicola Mendelsohn | Mgmt | For | For | For | |
10 | Elect Ivan Menezes | Mgmt | For | For | For | |
11 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |
12 | Elect Alan Stewart | Mgmt | For | For | For | |
13 | Appointment of Auditor | Mgmt | For | For | For | |
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
15 | Authorisation of Political | Mgmt | For | For | For | |
Donations | ||||||
16 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
17 | Irish Sharesave Scheme | Mgmt | For | For | For | |
18 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |
20 | Authority to Set General | Mgmt | For | For | For | |
Meeting Notice Period at 14 Days | ||||||
21 | Adoption of New Articles of | Mgmt | For | For | For | |
Association | ||||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Essilorluxottica | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EL | CINS F31665106 | 06/25/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports; Non Tax- | Mgmt | For | For | For | |
Deductible Expenses | ||||||
5 | Consolidated Accounts and | Mgmt | For | For | For | |
Reports | ||||||
6 | Allocation of Losses | Mgmt | For | For | For | |
7 | Ratification of the Co-option of | Mgmt | For | Against | Against | |
Laurent Vacherot | ||||||
8 | Ratification of the Co-option of | Mgmt | For | Against | Against | |
Paul du Saillant | ||||||
9 | Special Auditors Report on | Mgmt | For | For | For | |
Regulated Agreements | ||||||
10 | Remuneration Report | Mgmt | For | For | For | |
11 | Remuneration of Leonardo Del | Mgmt | For | Against | Against | |
Vecchio, Chair and CEO | ||||||
12 | Remuneration of Hubert | Mgmt | For | Against | Against | |
Sagnieres, Deputy Chair and | ||||||
Deputy CEO | ||||||
13 | Remuneration Policy (Executives | Mgmt | For | For | For | |
and Board of Directors) | ||||||
14 | Authority to Repurchase and | Mgmt | For | For | For | |
Reissue Shares | ||||||
15 | Employee Stock Purchase Plan | Mgmt | For | For | For | |
16 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | |
Flutter Entertainment Plc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FLTR | CINS G3643J108 | 04/21/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Ireland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Merger/Acquisition | Mgmt | For | For | For | |
2 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
3 | Approve Board Size | Mgmt | For | For | For | |
4 | Reduction in Merger Reserve | Mgmt | For | For | For | |
Account | ||||||
5 | Reduction in Share Premium | Mgmt | For | For | For | |
Account | ||||||
6 | Amendments to Articles | Mgmt | For | For | For | |
Regarding Quorum Requirement | ||||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Flutter Entertainment Plc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FLTR | CINS G3643J108 | 05/14/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Ireland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |
3 | Remuneration Policy (Advisory) | Mgmt | For | For | For | |
4 | Elect Nancy Cruickshank | Mgmt | For | For | For | |
5 | Elect Andrew Higginson | Mgmt | For | For | For | |
6 | Elect Jan Bolz | Mgmt | For | For | For | |
7 | Elect Zillah Byng-Thorne | Mgmt | For | For | For | |
8 | Elect Michael E. Cawley | Mgmt | For | For | For | |
9 | Elect Ian Dyson | Mgmt | For | For | For | |
10 | Elect Jonathan S. Hill | Mgmt | For | For | For | |
11 | Elect Peter Jackson | Mgmt | For | For | For | |
12 | Elect Gary McGann | Mgmt | For | For | For | |
13 | Elect Peter Rigby | Mgmt | For | For | For | |
14 | Elect Emer Timmons | Mgmt | For | For | For | |
15 | Elect Rafael Ashkenazi | Mgmt | For | For | For | |
16 | Elect Nancy Cruickshank | Mgmt | For | For | For | |
17 | Elect Richard Flint | Mgmt | For | For | For | |
18 | Elect Divyesh Gadhia | Mgmt | For | For | For | |
19 | Elect Andrew Higginson | Mgmt | For | For | For | |
20 | Elect Alfred F. Hurley, Jr. | Mgmt | For | For | For | |
21 | Elect David A. Lazzarato | Mgmt | For | For | For | |
22 | Elect Mary Turner | Mgmt | For | For | For | |
23 | Elect Zillah Byng-Thorne | Mgmt | For | For | For | |
24 | Elect Michael E. Cawley | Mgmt | For | For | For | |
25 | Elect Ian Dyson | Mgmt | For | For | For | |
26 | Elect Jonathan S. Hill | Mgmt | For | For | For | |
27 | Elect Peter Jackson | Mgmt | For | For | For | |
28 | Elect Gary McGann | Mgmt | For | For | For | |
29 | Elect Peter Rigby | Mgmt | For | For | For | |
30 | Increase in NED Fee Cap | Mgmt | For | For | For | |
31 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
32 | Authority to Set General Meeting | Mgmt | For | For | For | |
Notice Period at 14 Days | ||||||
33 | Increase in Authorized Capital | Mgmt | For | For | For | |
34 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
35 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
36 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights (Specified | ||||||
Capital Investment) | ||||||
37 | Authority to Repurchase Shares | Mgmt | For | For | For | |
38 | Authority to Set Price Range for | Mgmt | For | For | For | |
Reissuance of Treasury Shares | ||||||
39 | Amendments to Restricted Share | Mgmt | For | For | For | |
Plan | ||||||
40 | Final Dividend; Bonus Issue | Mgmt | For | For | For | |
Fomento Económico Mexicano | ||||||
SAB de CV | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FEMSAUBD | CINS P4182H115 | 03/20/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Ordinary | Mexico | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Accounts and Reports | Mgmt | For | Abstain | Against | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | |
4 | Election of Directors; Fees | Mgmt | For | Abstain | Against | |
5 | Election of Board Committee | Mgmt | For | Abstain | Against | |
Members; Fees | ||||||
6 | Election of Meeting Delegates | Mgmt | For | For | For | |
7 | Minutes | Mgmt | For | For | For | |
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Givaudan S.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GIVN | CINS H3238Q102 | 03/25/2020 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Switzerland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |
4 | Compensation Report | Mgmt | For | TNA | N/A | |
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |
7 | Elect Victor Balli | Mgmt | For | TNA | N/A | |
8 | Elect Werner J. Bauer | Mgmt | For | TNA | N/A | |
9 | Elect Lilian Biner | Mgmt | For | TNA | N/A | |
10 | Elect Michael Carlos | Mgmt | For | TNA | N/A | |
11 | Elect Ingrid Deltenre | Mgmt | For | TNA | N/A | |
12 | Elect Calvin Grieder | Mgmt | For | TNA | N/A | |
13 | Elect Thomas Rufer | Mgmt | For | TNA | N/A | |
14 | Elect Olivier A. Filliol | Mgmt | For | TNA | N/A | |
15 | Elect Sophie Gasperment | Mgmt | For | TNA | N/A | |
16 | Appoint Calvin Grieder as Board | Mgmt | For | TNA | N/A | |
Chair | ||||||
17 | Elect Werner J. Bauer as | Mgmt | For | TNA | N/A | |
Compensation Committee | ||||||
Member | ||||||
18 | Elect Ingrid Deltenre as | Mgmt | For | TNA | N/A | |
Compensation Committee | ||||||
Member | ||||||
19 | Elect Victor Balli as | Mgmt | For | TNA | N/A | |
Compensation Committee | ||||||
Member | ||||||
20 | Appointment of Independent | Mgmt | For | TNA | N/A | |
Proxy | ||||||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
22 | Board Compensation | Mgmt | For | TNA | N/A | |
23 | Executive Compensation (Short- | Mgmt | For | TNA | N/A | |
Term) | ||||||
24 | Executive Compensation (Fixed | Mgmt | For | TNA | N/A | |
and Long-Term) | ||||||
Icon Plc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ICLR | CUSIP G4705A100 | 07/23/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect John Climax | Mgmt | For | For | For | |
2 | Elect Steve Cutler | Mgmt | For | For | For | |
3 | Elect William Hall | Mgmt | For | For | For | |
4 | Accounts and Reports | Mgmt | For | For | For | |
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
6 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
7 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
8 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights (Specified | ||||||
Capital Investment) | ||||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |
10 | Issuance of Treasury Shares | Mgmt | For | For | For | |
Ipsen | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IPN | CINS F5362H107 | 05/29/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports | Mgmt | For | For | For | |
5 | Consolidated Accounts and | Mgmt | For | For | For | |
Reports | ||||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
7 | Special Auditors Report on | Mgmt | For | Against | Against | |
Regulated Agreements | ||||||
8 | Post-Employment Benefits (Marc | Mgmt | For | Against | Against | |
de Garidel, Chair) | ||||||
9 | Post-Employment Benefits | Mgmt | For | For | For | |
(David Meek, CEO) | ||||||
10 | Ratification of the Co-option of | Mgmt | For | For | For | |
Anne Beaufour | ||||||
11 | Ratification of the Co-option of | Mgmt | For | For | For | |
Philippe Bonhomme | ||||||
12 | Elect Philippe Bonhomme | Mgmt | For | For | For | |
13 | Elect Carol Xueref | Mgmt | For | For | For | |
14 | Remuneration Policy (Board of | Mgmt | For | For | For | |
Directors) | ||||||
15 | Remuneration Policy (Chair) | Mgmt | For | For | For | |
16 | Remuneration Policy (CEO and | Mgmt | For | Against | Against | |
other Executives) | ||||||
17 | Remuneration Report | Mgmt | For | For | For | |
18 | Remuneration of Marc de | Mgmt | For | For | For | |
Garidel, Chair | ||||||
19 | Remuneration of David Meek, | Mgmt | For | For | For | |
CEO until December 31, 2019 | ||||||
20 | Authority to Repurchase and | Mgmt | For | For | For | |
Reissue Shares | ||||||
21 | Authority to Issue Performance | Mgmt | For | Against | Against | |
Shares | ||||||
22 | Amendments to Articles | Mgmt | For | For | For | |
Regarding Employee | ||||||
Representatives | ||||||
23 | Amendments to Articles | Mgmt | For | For | For | |
Regarding Written Consultations | ||||||
24 | Amendments to Articles | Mgmt | For | For | For | |
Regarding Shareholding | ||||||
Threshold | ||||||
25 | Amendments to Articles | Mgmt | For | For | For | |
Regarding Directors' | ||||||
Shareholding | ||||||
26 | Amendments to Articles | Mgmt | For | For | For | |
Regarding Powers of the Board | ||||||
of Directors | ||||||
27 | Amendments to Articles | Mgmt | For | For | For | |
Regarding Annual General | ||||||
Meetings | ||||||
28 | Amendments to Articles | Mgmt | For | For | For | |
Regarding Directors' | ||||||
Remuneration and Votes Cast | ||||||
29 | Textual References Applicable in | Mgmt | For | For | For | |
Case of Regulation Updates | ||||||
30 | Authorisation of Legal Formalities | Mgmt | For | For | For | |
Johnson Controls International | ||||||
plc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JCI | CUSIP G51502105 | 03/04/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Jean S. Blackwell | Mgmt | For | For | For | |
2 | Elect Pierre E. Cohade | Mgmt | For | For | For | |
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |
4 | Elect Juan Pablo del Valle | Mgmt | For | For | For | |
Perochena | ||||||
5 | Elect W. Roy Dunbar | Mgmt | For | For | For | |
6 | Elect Gretchen R. Haggerty | Mgmt | For | For | For | |
7 | Elect Simone Menne | Mgmt | For | For | For | |
8 | Elect George R. Oliver | Mgmt | For | For | For | |
9 | Elect Carl Jurgen Tinggren | Mgmt | For | For | For | |
10 | Elect Mark P. Vergnano | Mgmt | For | For | For | |
11 | Elect R. David Yost | Mgmt | For | For | For | |
12 | Elect John D. Young | Mgmt | For | For | For | |
13 | Ratification of | Mgmt | For | For | For | |
PricewaterhouseCoopers | ||||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |
16 | Authority to Set Price Range for | Mgmt | For | For | For | |
Re-Issuance of Treasury Shares | ||||||
17 | Advisory Vote on Executive | Mgmt | For | Against | Against | |
Compensation | ||||||
18 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
19 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
Kakaku.com, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
2371 | CINS J29258100 | 06/18/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Kaoru Hayashi | Mgmt | For | For | For | |
4 | Elect Shonosuke Hata | Mgmt | For | For | For | |
5 | Elect Atsuhiro Murakami | Mgmt | For | For | For | |
6 | Elect Shingo Yuki | Mgmt | For | For | For | |
7 | Elect Kanako Miyazaki | Mgmt | For | For | For | |
8 | Elect Tomoharu Kato | Mgmt | For | For | For | |
9 | Elect Kazuyoshi Miyajima | Mgmt | For | For | For | |
10 | Elect Masayuki Kinoshita | Mgmt | For | For | For | |
11 | Elect Kazukuni Tada | Mgmt | For | For | For | |
Kingdee International Software | ||||||
Group Co. Ltd | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
268 | CINS G52568147 | 05/12/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Cayman Islands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | For | For | |
4 | Elect LIN Bo | Mgmt | For | For | For | |
5 | Elect Zhou Bo Wen | Mgmt | For | For | For | |
6 | Elect Gary C. Biddle | Mgmt | For | Against | Against | |
7 | Elect LIU Chia Yung | Mgmt | For | For | For | |
8 | Directors' Fees | Mgmt | For | For | For | |
9 | Appointment of Auditor and | Mgmt | For | For | For | |
Authority to Set Fees | ||||||
10 | Authority to Issue Shares w/o | Mgmt | For | Against | Against | |
Preemptive Rights | ||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |
12 | Authority to Issue Repurchased | Mgmt | For | Against | Against | |
Shares | ||||||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
Kingsoft Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
3888 | CINS G5264Y108 | 03/20/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Cayman Islands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Spin-off | Mgmt | For | For | For | |
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Kingsoft Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
3888 | CINS G5264Y108 | 05/27/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Cayman Islands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | For | For | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Elect LEI Jun | Mgmt | For | For | For | |
6 | Elect KAU Pak Kwan | Mgmt | For | For | For | |
7 | Elect WU Wenjie | Mgmt | For | For | For | |
8 | Directors' Fees | Mgmt | For | For | For | |
9 | Appointment of Auditor and | Mgmt | For | For | For | |
Authority to Set Fees | ||||||
10 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |
12 | Authority to Issue Repurchased | Mgmt | For | For | For | |
Shares | ||||||
Kingsoft Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
3888 | CINS G5264Y108 | 12/20/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Cayman Islands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Framework Agreement and Its | Mgmt | For | For | For | |
Proposal Annual Caps | ||||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
M3, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
2413 | CINS J4697J108 | 06/30/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Itaru Tanimura | Mgmt | For | Against | Against | |
2 | Elect Akihiko Tomaru | Mgmt | For | For | For | |
3 | Elect Eiji Tsuchiya | Mgmt | For | For | For | |
4 | Elect Kazuyuki Izumiya | Mgmt | For | For | For | |
5 | Elect Akinori Urae | Mgmt | For | For | For | |
6 | Elect Kenichiro Yoshida | Mgmt | For | For | For | |
7 | Elect Kenichi Mori | Mgmt | For | For | For | |
8 | Elect Masako Ii Masako Kasai | Mgmt | For | For | For | |
9 | Elect Mayuka Yamazaki Mayuka | Mgmt | For | For | For | |
Oonishi | ||||||
10 | Elect Ryoko Toyama | Mgmt | For | For | For | |
MonotaRO Company Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
3064 | CINS J46583100 | 03/26/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Elect Kinya Seto | Mgmt | For | For | For | |
3 | Elect Masaya Suzuki | Mgmt | For | For | For | |
4 | Elect Yasuo Yamagata | Mgmt | For | For | For | |
5 | Elect Haruo Kitamura | Mgmt | For | For | For | |
6 | Elect Masahiro Kishida | Mgmt | For | For | For | |
7 | Elect Tomoko Ise | Mgmt | For | For | For | |
8 | Elect Mari Sagiya | Mgmt | For | For | For | |
9 | Elect Barry Greenhouse | Mgmt | For | For | For | |
Novo Nordisk A/S | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NOVOB | CINS K72807132 | 03/26/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Denmark | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
5 | Accounts and Reports | Mgmt | For | For | For | |
6 | Directors' Fees 2019 | Mgmt | For | For | For | |
7 | Directors' Fees 2020 | Mgmt | For | For | For | |
8 | Remuneration Policy | Mgmt | For | For | For | |
9 | Amendments to Articles | Mgmt | For | For | For | |
Regarding Agenda | ||||||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
11 | Elect Helge Lund | Mgmt | For | For | For | |
12 | Elect Jeppe Christiansen | Mgmt | For | For | For | |
13 | Elect Brian Daniels | Mgmt | For | For | For | |
14 | Elect Laurence Debroux | Mgmt | For | For | For | |
15 | Elect Andreas Fibig | Mgmt | For | For | For | |
16 | Elect Sylvie Gregoire | Mgmt | For | For | For | |
17 | Elect Liz Hewitt | Mgmt | For | For | For | |
18 | Elect Kasim Kutay | Mgmt | For | For | For | |
19 | Elect Martin Mackay | Mgmt | For | For | For | |
20 | Appointment of Auditor | Mgmt | For | For | For | |
21 | Authority to Reduce Share | Mgmt | For | For | For | |
Capital | ||||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |
23 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights For | ||||||
Employees | ||||||
24 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights for Existing | ||||||
Shareholder | ||||||
25 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights for Existing | ||||||
Shareholders | ||||||
26 | Charitable Donations | Mgmt | For | For | For | |
27 | Shareholder's Proposal | ShrHoldr | Against | Against | For | |
Regarding Information Disclosure | ||||||
on Remuneration. | ||||||
Ocado Group Plc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OCDO | CINS G6718L106 | 05/06/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |
3 | Elect Stuart Rose | Mgmt | For | For | For | |
4 | Elect Tim Steiner | Mgmt | For | For | For | |
5 | Elect Duncan Tatton-Brown | Mgmt | For | For | For | |
6 | Elect Neill Abrams | Mgmt | For | For | For | |
7 | Elect Mark A. Richardson | Mgmt | For | For | For | |
8 | Elect Luke Jensen | Mgmt | For | For | For | |
9 | Elect Jorn Rausing | Mgmt | For | For | For | |
10 | Elect Andrew J. Harrison | Mgmt | For | Against | Against | |
11 | Elect Emma Lloyd | Mgmt | For | For | For | |
12 | Elect Julie Southern | Mgmt | For | For | For | |
13 | Elect John Martin | Mgmt | For | For | For | |
14 | Elect Claudia Arney | Mgmt | For | For | For | |
15 | Appointment of Auditor | Mgmt | For | For | For | |
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
17 | Authorisation of Political | Mgmt | For | For | For | |
Donations | ||||||
18 | Amendment to the Executive | Mgmt | For | For | For | |
Share Option Scheme 2019 | ||||||
19 | Ocado Employee Share | Mgmt | For | For | For | |
Purchase Plan | ||||||
20 | Restricted Share Plan | Mgmt | For | Against | Against | |
21 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
22 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights (in connection | ||||||
with rights issue only) | ||||||
23 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
24 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights (Specified | ||||||
Capital Investment) | ||||||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |
26 | Amendments to Articles | Mgmt | For | For | For | |
27 | Authority to Set General Meeting | Mgmt | For | For | For | |
Notice Period at 14 Days | ||||||
Partners Group Holding AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PGHN | CINS H6120A101 | 05/13/2020 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Switzerland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
5 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
6 | Amendments to Articles | Mgmt | For | TNA | N/A | |
7 | Compensation Report | Mgmt | For | TNA | N/A | |
8 | Board Compensation (Short- | Mgmt | For | TNA | N/A | |
Term) | ||||||
9 | Board Compensation (Long- | Mgmt | For | TNA | N/A | |
Term) | ||||||
10 | Board Compensation ('Technical | Mgmt | For | TNA | N/A | |
Non-Financial') | ||||||
11 | Executive Compensation (Fixed | Mgmt | For | TNA | N/A | |
and Short-Term) | ||||||
12 | Executive Compensation (Long- | Mgmt | For | TNA | N/A | |
Term) | ||||||
13 | Executive Compensation | Mgmt | For | TNA | N/A | |
('Technical Non-Financial') | ||||||
14 | Elect Steffen Meister as Board | Mgmt | For | TNA | N/A | |
Chair | ||||||
15 | Elect Marcel Erni | Mgmt | For | TNA | N/A | |
16 | Elect Alfred Gantner | Mgmt | For | TNA | N/A | |
17 | Elect Lisa A. Hook | Mgmt | For | TNA | N/A | |
18 | Elect Grace del Rosario-Castano | Mgmt | For | TNA | N/A | |
19 | Elect Martin Strobel | Mgmt | For | TNA | N/A | |
20 | Elect Eric Strutz | Mgmt | For | TNA | N/A | |
21 | Elect Urs Wietlisbach | Mgmt | For | TNA | N/A | |
22 | Elect Lisa A. Hook as | Mgmt | For | TNA | N/A | |
Nominating and Compensation | ||||||
Committee Member | ||||||
23 | Elect Grace del Rosario-Castano | Mgmt | For | TNA | N/A | |
as Nominating and | ||||||
Compensation Committee | ||||||
Member | ||||||
24 | Elect Martin Strobel as | Mgmt | For | TNA | N/A | |
Nominating and Compensation | ||||||
Committee Member | ||||||
25 | Appointment of Independent | Mgmt | For | TNA | N/A | |
Proxy | ||||||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
QIAGEN N.V. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
QGEN | CUSIP N72482123 | 06/30/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Remuneration Report | Mgmt | For | Against | Against | |
3 | Ratification of Management | Mgmt | For | For | For | |
Board Acts | ||||||
4 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
5 | Elect Stephane Bancel | Mgmt | For | For | For | |
6 | Elect Hakan Bjorklund | Mgmt | For | For | For | |
7 | Elect Metin Colpan | Mgmt | For | For | For | |
8 | Elect Ross L. Levine | Mgmt | For | For | For | |
9 | Elect Elaine Mardis | Mgmt | For | For | For | |
10 | Elect Lawrence A. Rosen | Mgmt | For | For | For | |
11 | Elect Elizabeth E. Tallett | Mgmt | For | For | For | |
12 | Elect Roland Sackers | Mgmt | For | For | For | |
13 | Elect Thierry Bernard | Mgmt | For | For | For | |
14 | Management Board | Mgmt | For | Against | Against | |
Remuneration Policy | ||||||
15 | Supervisory Board Remuneration | Mgmt | For | Against | Against | |
Policy | ||||||
16 | Supervisory Board Members' | Mgmt | For | Against | Against | |
Fees | ||||||
17 | Appointment of Auditor | Mgmt | For | For | For | |
18 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
19 | Authority to Suppress | Mgmt | For | For | For | |
Preemptive Rights | ||||||
20 | Authority to Suppress | Mgmt | For | For | For | |
Preemptive Rights for Mergers, | ||||||
Acquisitions and Strategic | ||||||
Alliances | ||||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |
22 | Contingent Amendments to | Mgmt | For | Against | Against | |
Articles | ||||||
23 | Top Up Option | Mgmt | For | Against | Against | |
24 | Elect Hakan Bjorklund | Mgmt | For | Against | Against | |
25 | Elect Michael A. Boxer | Mgmt | For | Against | Against | |
26 | Elect Paul G. Parker | Mgmt | For | Against | Against | |
27 | Elect Gianluca Pettiti | Mgmt | For | Against | Against | |
28 | Elect Anthony H. Smith | Mgmt | For | Against | Against | |
29 | Elect Barbara W. Wall | Mgmt | For | Against | Against | |
30 | Elect Stefan Wolf | Mgmt | For | Against | Against | |
31 | Contingent Resignation of | Mgmt | For | Against | Against | |
Directors | ||||||
32 | Contingent Amendments to | Mgmt | For | Against | Against | |
Articles | ||||||
Rakuten Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
4755 | CINS J64264104 | 03/27/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Amendments to Articles | Mgmt | For | For | For | |
3 | Elect Hiroshi Mikitani | Mgmt | For | For | For | |
4 | Elect Masayuki Hosaka | Mgmt | For | For | For | |
5 | Elect Charles B. Baxter | Mgmt | For | For | For | |
6 | Elect Ken Kutaragi | Mgmt | For | For | For | |
7 | Elect Sarah J. M. Whitley | Mgmt | For | For | For | |
8 | Elect Takashi Mitachi | Mgmt | For | For | For | |
9 | Elect Jun Murai | Mgmt | For | For | For | |
10 | Elect Katsuyuki Yamaguchi | Mgmt | For | For | For | |
11 | Elect Yoshiaki Nishikawa | Mgmt | For | For | For | |
12 | Equity Compensation Plan | Mgmt | For | For | For | |
Rational AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RAA | CINS D6349P107 | 06/24/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
6 | Ratification of Management Acts | Mgmt | For | For | For | |
7 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
8 | Appointment of Auditor | Mgmt | For | For | For | |
9 | Amendments to Articles | Mgmt | For | For | For | |
RELX Plc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
REL | CINS G7493L105 | 04/23/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |
4 | Final Dividend | Mgmt | For | For | For | |
5 | Appointment of Auditor | Mgmt | For | For | For | |
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
7 | Elect Charlotte Hogg | Mgmt | For | For | For | |
8 | Elect Erik Engstrom | Mgmt | For | For | For | |
9 | Elect Anthony Habgood | Mgmt | For | For | For | |
10 | Elect Wolfhart Hauser | Mgmt | For | For | For | |
11 | Elect Marike van Lier Lels | Mgmt | For | For | For | |
12 | Elect Nicholas Luff | Mgmt | For | For | For | |
13 | Elect Robert J. MacLeod | Mgmt | For | For | For | |
14 | Elect Linda S. Sanford | Mgmt | For | For | For | |
15 | Elect Andrew J. Sukawaty | Mgmt | For | For | For | |
16 | Elect Suzanne Wood | Mgmt | For | For | For | |
17 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
18 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
19 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights (Specified | ||||||
Capital Investment) | ||||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |
21 | Authority to Set General Meeting | Mgmt | For | For | For | |
Notice Period at 14 Days | ||||||
RELX Plc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
REL | CINS G7493L105 | 05/26/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Ordinary | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Amendment to Borrowing | Mgmt | For | For | For | |
Powers | ||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Sap SE | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SAP | CINS D66992104 | 05/20/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Ratification of Management | Mgmt | For | For | For | |
Board Acts | ||||||
4 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
5 | Appointment of Auditor | Mgmt | For | For | For | |
6 | Increase in Authorised Capital I | Mgmt | For | For | For | |
7 | Increase in Authorised Capital II | Mgmt | For | For | For | |
8 | Management Board | Mgmt | For | For | For | |
Remuneration Policy | ||||||
9 | Supervisory Board Remuneration | Mgmt | For | For | For | |
Policy | ||||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
SimCorp | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SIM | CINS K8851Q129 | 03/24/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Denmark | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Accounts and Reports | Mgmt | For | For | For | |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
7 | Elect Peter Schutze | Mgmt | For | For | For | |
8 | Elect Morten Hubbe | Mgmt | For | For | For | |
9 | Elect Herve Couturier | Mgmt | For | For | For | |
10 | Elect Simon Jeffreys | Mgmt | For | For | For | |
11 | Elect Adam Warby | Mgmt | For | For | For | |
12 | Elect Joan A. Binstock | Mgmt | For | For | For | |
13 | Appointment of Auditor | Mgmt | For | For | For | |
14 | Remuneration Policy | Mgmt | For | For | For | |
15 | Directors' Fees | Mgmt | For | For | For | |
16 | Indemnification of Directors | Mgmt | For | For | For | |
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |
18 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
19 | Amendments to Articles | Mgmt | For | For | For | |
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
SimCorp | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SIM | CINS K8851Q129 | 04/24/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Denmark | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
5 | Amendments to Articles | Mgmt | For | For | For | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
TEMENOS AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TEMN | CINS H8547Q107 | 05/20/2020 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Switzerland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |
3 | Allocation of Profits; Dividends | Mgmt | For | TNA | N/A | |
4 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
5 | Board Compensation | Mgmt | For | TNA | N/A | |
6 | Executive Compensation | Mgmt | For | TNA | N/A | |
7 | Elect Homaira Akbari | Mgmt | For | TNA | N/A | |
8 | Elect Maurizio Carli | Mgmt | For | TNA | N/A | |
9 | Elect Andreas Andreades | Mgmt | For | TNA | N/A | |
10 | Elect Thibault de Tersant | Mgmt | For | TNA | N/A | |
11 | Elect Ian Cookson | Mgmt | For | TNA | N/A | |
12 | Elect Erik Hansen | Mgmt | For | TNA | N/A | |
13 | Elect Peter Spenser | Mgmt | For | TNA | N/A | |
14 | Elect Homaira Akbari as | Mgmt | For | TNA | N/A | |
Compensation Committee | ||||||
Member | ||||||
15 | Elect Ian Cookson as | Mgmt | For | TNA | N/A | |
Compensation Committee | ||||||
Member | ||||||
16 | Elect Peter Spenser as | Mgmt | For | TNA | N/A | |
Compensation Committee | ||||||
Member | ||||||
17 | Elect Maurizio Carli as | Mgmt | For | TNA | N/A | |
Compensation Committee | ||||||
Member | ||||||
18 | Appointment of Independent | Mgmt | For | TNA | N/A | |
Proxy | ||||||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
20 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
The Descartes Systems Group | ||||||
Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DSG | CINS 249906108 | 05/28/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | Canada | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Elect Deepak Chopra | Mgmt | For | For | For | |
3 | Elect Deborah Close | Mgmt | For | For | For | |
4 | Elect Eric A. Demirian | Mgmt | For | For | For | |
5 | Elect Dennis Maple | Mgmt | For | For | For | |
6 | Elect Chris E. Muntwyler | Mgmt | For | For | For | |
7 | Elect Jane O'Hagan | Mgmt | For | For | For | |
8 | Elect Edward J. Ryan | Mgmt | For | For | For | |
9 | Elect John Walker | Mgmt | For | For | For | |
10 | Appointment of Auditor | Mgmt | For | For | For | |
11 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
12 | Shareholder Rights Plan | Mgmt | For | For | For | |
Renewal | ||||||
Wolters Kluwer NV | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WKL | CINS N9643A197 | 04/23/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Netherlands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Remuneration Report | Mgmt | For | For | For | |
6 | Accounts and Reports | Mgmt | For | For | For | |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
9 | Ratification of Management | Mgmt | For | For | For | |
Board Acts | ||||||
10 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
11 | Elect Jeanette A. Horan | Mgmt | For | For | For | |
12 | Elect Jack P. de Kreij | Mgmt | For | For | For | |
13 | Elect Sophie V. Vandebroek | Mgmt | For | For | For | |
14 | Management Board | Mgmt | For | For | For | |
Remuneration Policy | ||||||
15 | Supervisory Board Fees | Mgmt | For | For | For | |
16 | Supervisory Board Remuneration | Mgmt | For | For | For | |
Policy | ||||||
17 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
18 | Authority to Suppress | Mgmt | For | For | For | |
Preemptive Rights | ||||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |
20 | Cancellation of Shares | Mgmt | For | For | For | |
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Yamaha Motor Co.,Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
7272 | CINS J95776126 | 03/25/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Hiroyuki Yanagi | Mgmt | For | Against | Against | |
4 | Elect Yoshihiro Hidaka | Mgmt | For | For | For | |
5 | Elect Katsuaki Watanabe | Mgmt | For | For | For | |
6 | Elect Toshizumi Kato | Mgmt | For | For | For | |
7 | Elect Katsuhito Yamaji | Mgmt | For | For | For | |
8 | Elect Makoto Shimamoto | Mgmt | For | For | For | |
9 | Elect Tatsumi Okawa | Mgmt | For | For | For | |
10 | Elect Takuya Nakata | Mgmt | For | Against | Against | |
11 | Elect Takehiro Kamigama | Mgmt | For | For | For | |
12 | Elect Yuko Tashiro | Mgmt | For | For | For | |
13 | Elect Tetsuji Ohashi | Mgmt | For | Against | Against | |
14 | Elect Eriko Kawai as Alternate | Mgmt | For | For | For | |
Statutory Auditor | ||||||
BROWN CAPITAL MANAGEMENT INTERNATIONAL SMALL COMPANY FUND
Abcam plc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ABC | CINS G0060R118 | 11/13/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Final Dividend | Mgmt | For | For | For | |
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |
4 | Appointment of Auditor | Mgmt | For | For | For | |
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
6 | Elect Peter V. Allen | Mgmt | For | For | For | |
7 | Elect Jonathan Milner | Mgmt | For | For | For | |
8 | Elect Alan Hirzel | Mgmt | For | For | For | |
9 | Elect Gavin Wood | Mgmt | For | For | For | |
10 | Elect Louise A.V.C. Patten | Mgmt | For | For | For | |
11 | Elect Mara G. Aspinall | Mgmt | For | For | For | |
12 | Elect Giles Kerr | Mgmt | For | For | For | |
13 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
14 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
15 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights (Specified | ||||||
Capital Investment) | ||||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Albioma | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ABIO | CINS F0190K109 | 05/29/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports; Non Tax- | Mgmt | For | For | For | |
Deductible Expenses | ||||||
5 | Consolidated Accounts and | Mgmt | For | For | For | |
Reports | ||||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
7 | Scrip Dividend | Mgmt | For | For | For | |
8 | Remuneration Report | Mgmt | For | For | For | |
9 | Remuneration of Jacques Petry, | Mgmt | For | For | For | |
Chair (until May 27, 2019) | ||||||
10 | Remuneration of Frederic | Mgmt | For | For | For | |
Moyne, Chair and CEO | ||||||
11 | Remuneration Policy (Corporate | Mgmt | For | For | For | |
officers) | ||||||
12 | Special Auditors Report on | Mgmt | For | For | For | |
Regulated Agreements | ||||||
13 | Ratification of the Co-option of | Mgmt | For | For | For | |
Frank Lacroix | ||||||
14 | Authority to Repurchase and | Mgmt | For | For | For | |
Reissue Shares | ||||||
15 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
16 | Authority to Issue Performance | Mgmt | For | For | For | |
Shares | ||||||
17 | Authority to Increase Capital in | Mgmt | For | For | For | |
Consideration for Contributions | ||||||
In Kind | ||||||
18 | Employee Stock Purchase Plan | Mgmt | For | For | For | |
19 | Amendments to Articles | Mgmt | For | For | For | |
regarding Directors' | ||||||
Remuneration | ||||||
20 | Authorisation of Legal Formalities | Mgmt | For | For | For | |
Ambu AS | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AMBUB | CINS K03293147 | 12/17/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Denmark | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
5 | Amendments to Articles | Mgmt | For | For | For | |
6 | Accounts and Reports | Mgmt | For | For | For | |
7 | Remuneration Report | Mgmt | For | Against | Against | |
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
9 | Directors' Fees | Mgmt | For | For | For | |
10 | Elect Lars Rasmussen | Mgmt | For | For | For | |
11 | Elect Mikael Worning | Mgmt | For | For | For | |
12 | Elect Oliver Johansen | Mgmt | For | For | For | |
13 | Elect Christian Sagild | Mgmt | For | For | For | |
14 | Elect Henrik Ehlers Wulff | Mgmt | For | For | For | |
15 | Elect Britt Meelby Jensen | Mgmt | For | For | For | |
16 | Appointment of Auditor | Mgmt | For | For | For | |
17 | Remuneration Policy | Mgmt | For | For | For | |
18 | Authorization of Legal Formalities | Mgmt | For | For | For | |
Avadel Pharmaceuticals plc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AVDL | CUSIP 05337M104 | 08/06/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Gregory J. Divis | Mgmt | For | For | For | |
2 | Elect Eric Ende | Mgmt | For | For | For | |
3 | Elect Geoffrey M. Glass | Mgmt | For | For | For | |
4 | Elect Kevin Kotler | Mgmt | For | For | For | |
5 | Elect Linda S. Palczuk | Mgmt | For | For | For | |
6 | Elect Peter Thornton | Mgmt | For | For | For | |
7 | Ratification of Auditor | Mgmt | For | For | For | |
Azimut Holding S.p.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AZM | CINS T0783G106 | 04/23/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Ordinary | Italy | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports; Allocation | Mgmt | For | For | For | |
of Profits/Dividends | ||||||
4 | Authority to Repurchase and | Mgmt | For | For | For | |
Reissue Shares | ||||||
5 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | |
6 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |
Crisil Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CRISIL | CINS Y1791U115 | 02/12/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Court | India | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Transfer of a Business Unit to a | Mgmt | For | For | For | |
Subsidiary | ||||||
Crisil Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CRISIL | CINS Y1791U115 | 09/07/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Other | India | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Elect Meleveetil Damodaran | Mgmt | For | For | For | |
3 | Elect Vinita Bali | Mgmt | For | For | For | |
CyberArk Software Ltd | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CYBR | CUSIP M2682V108 | 07/11/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Gadi Tirosh | Mgmt | For | For | For | |
2 | Elect Amnon Shoshani | Mgmt | For | For | For | |
3 | Amendment to Non-Executive | Mgmt | For | For | For | |
Directors' Compensation | ||||||
4 | Compensation Policy | Mgmt | For | For | For | |
5 | Are you a controlling shareholder | Mgmt | N/A | Against | N/A | |
of the Company or do you have a | ||||||
personal interest in the approval | ||||||
of Proposal 5, as such terms are | ||||||
defined in the Proxy Statement? | ||||||
If your interest arises solely from | ||||||
the fact that you hold shares in | ||||||
the Company, you would not be | ||||||
deemed to have a personal | ||||||
interest, and should mark No. | ||||||
(Please note: If you mark Yes or | ||||||
leave this question blank, your | ||||||
shares will not be voted for | ||||||
Proposal 5). Mark For = Yes or | ||||||
Against = No | ||||||
6 | Equity Awards of CEO | Mgmt | For | For | For | |
7 | Authorize Ehud Mokady to | Mgmt | For | For | For | |
continue to serve as chair and | ||||||
CEO | ||||||
8 | Are you a controlling shareholder | Mgmt | N/A | Against | N/A | |
of the Company or do you have a | ||||||
personal interest in the approval | ||||||
of Proposal 5, as such terms are | ||||||
defined in the Proxy Statement? | ||||||
If your interest arises solely from | ||||||
the fact that you hold shares in | ||||||
the Company, you would not be | ||||||
deemed to have a personal | ||||||
interest, and should mark No. | ||||||
(Please note: If you mark Yes or | ||||||
leave this question blank, your | ||||||
shares will not be voted for | ||||||
Proposal 5). Mark For = Yes or | ||||||
Against = No | ||||||
9 | Appointment of Auditor and | Mgmt | For | For | For | |
Authority to Set Fees | ||||||
CyberArk Software Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CYBR | CUSIP M2682V108 | 06/30/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Ron Gutler | Mgmt | For | For | For | |
2 | Elect Kim E. Perdikou | Mgmt | For | For | For | |
3 | Elect Francois Auque | Mgmt | For | For | For | |
4 | Employee Share Purchase Plan | Mgmt | For | For | For | |
5 | Three-Year Equity Plan (2020 - | Mgmt | For | For | For | |
2022) for CEO | ||||||
6 | Appointment of Auditor | Mgmt | For | For | For | |
Datalex Plc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DLE | CINS G2659W102 | 02/13/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Ireland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect David Hargaden | Mgmt | For | For | For | |
2 | Elect Mike McGearty | Mgmt | For | For | For | |
3 | Elect Christine Ourmieres- | Mgmt | For | For | For | |
Widener | ||||||
Datalex Plc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DLE | CINS G2659W102 | 09/17/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Ireland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Accounts and Reports | Mgmt | For | Abstain | Against | |
2 | Elect John Bateson | Mgmt | For | Against | Against | |
3 | Elect Roger Conan | Mgmt | For | For | For | |
4 | Elect Sean Corkery | Mgmt | For | For | For | |
5 | Elect Peter Lennon | Mgmt | For | Against | Against | |
6 | Elect Garry Lyons | Mgmt | For | For | For | |
7 | Elect Niall O'Sullivan | Mgmt | For | For | For | |
8 | Authority to Set Auditor's Fees | Mgmt | For | Abstain | Against | |
9 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
10 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Set General Meeting | Mgmt | For | For | For | |
Notice Period at 14 Days | ||||||
Datalex Plc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DLE | CINS G2659W102 | 10/03/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Ireland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Accounts and Reports | Mgmt | For | Against | Against | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Datalex Plc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DLE | CINS G2659W102 | 11/15/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Ireland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Related Party Transaction | Mgmt | For | For | For | |
Datalex Plc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DLE | CINS G2659W102 | 12/20/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Ireland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | EGM Convened to Comply with | Mgmt | N/A | For | N/A | |
Section 1111 of the Companies | ||||||
Act 2014 | ||||||
Dechra Pharmaceuticals plc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DPH | CINS G2769C145 | 10/18/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |
3 | Final Dividend | Mgmt | For | For | For | |
4 | Elect Lisa Bright | Mgmt | For | For | For | |
5 | Elect Tony Rice | Mgmt | For | For | For | |
6 | Elect Ian Page | Mgmt | For | For | For | |
7 | Elect Tony Griffin | Mgmt | For | For | For | |
8 | Elect Julian Heslop | Mgmt | For | For | For | |
9 | Elect Ishbel Macpherson | Mgmt | For | For | For | |
10 | Elect Lawson Macartney | Mgmt | For | For | For | |
11 | Appointment of Auditor | Mgmt | For | For | For | |
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
13 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
14 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
15 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights (Specified | ||||||
Capital Investment) | ||||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |
17 | Authority to Set General Meeting | Mgmt | For | For | For | |
Notice Period at 14 Days | ||||||
18 | Adoption of New Articles | Mgmt | For | For | For | |
Emami Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EMAMILTD | CINS Y22891132 | 08/08/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | India | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Aditya V. Agarwal | Mgmt | For | For | For | |
4 | Elect Radheshyam Goenka | Mgmt | For | Against | Against | |
5 | Elect Sushil K. Goenka | Mgmt | For | For | For | |
6 | Elect Debabrata Sarkar | Mgmt | For | For | For | |
7 | Appointment of Prashant Goenka | Mgmt | For | For | For | |
(Whole-time director); Approval | ||||||
of Remuneration | ||||||
8 | Authority to set Cost Auditor's | Mgmt | For | For | For | |
fees | ||||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Evotec SE | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EVT | CINS D1646D105 | 06/16/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Ratification of Management | Mgmt | For | For | For | |
Board Acts | ||||||
6 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Elect Kasim Kutay as Member of | Mgmt | For | For | For | |
the Supervisory Board | ||||||
9 | Stock Option Plan; Increase in | Mgmt | For | For | For | |
Conditional Capital | ||||||
10 | Amendments to Articles (SRD II) | Mgmt | For | For | For | |
Famous Brands Ltd | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FBR | CINS S2699W101 | 07/26/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | South Africa | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Deon J. Fredericks | Mgmt | For | For | For | |
2 | Elect Susan (Santie) L. Botha | Mgmt | For | For | For | |
3 | Elect Christopher (Chris) H. | Mgmt | For | For | For | |
Boulle | ||||||
4 | Elect Audit and Risk Committee | Mgmt | For | For | For | |
Members (Deon J. Fredericks) | ||||||
5 | Elect Audit and Risk Committee | Mgmt | For | For | For | |
Members (Emma Mashilwane) | ||||||
6 | Elect Audit and Risk Committee | Mgmt | For | Against | Against | |
Members (Norman Adami) | ||||||
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authorisation of Legal Formalities | Mgmt | For | For | For | |
9 | Approve Remuneration Policy | Mgmt | For | For | For | |
10 | Approve Remuneration | Mgmt | For | For | For | |
Implementation Report | ||||||
11 | Approve Financial Assistance | Mgmt | For | For | For | |
12 | Approve NEDs' Fees (NED) | Mgmt | For | For | For | |
13 | Approve NEDs' Fees (Chair) | Mgmt | For | For | For | |
14 | Approve NEDs' Fees (Chair of | Mgmt | For | For | For | |
Audit and Risk Committee) | ||||||
15 | Approve NEDs' Fees (Member of | Mgmt | For | For | For | |
Audit and Risk Committee) | ||||||
16 | Approve NEDs' Fees (Chair of | Mgmt | For | For | For | |
Remuneration Committee) | ||||||
17 | Approve NEDs' Fees (Member of | Mgmt | For | For | For | |
Remuneration Committee) | ||||||
18 | Approve NEDs' Fees (Chair of | Mgmt | For | For | For | |
Nomination Committee) | ||||||
19 | Approve NEDs' Fees (Member of | Mgmt | For | For | For | |
Nomination Committee) | ||||||
20 | Approve NEDs' Fees (Chair of | Mgmt | For | For | For | |
Social and Ethics Committee) | ||||||
21 | Approve NEDs' Fees (Member of | Mgmt | For | For | For | |
Social and Ethics Committee) | ||||||
22 | Approve NEDs' Fees (Investment | Mgmt | For | For | For | |
Committee or Unscheduled | ||||||
Committee Meetings) | ||||||
23 | Approve NEDs' Fees (Chair of | Mgmt | For | For | For | |
Principal Operating Subsidiary) | ||||||
24 | Approve NEDs' Fees (Subsidiary | Mgmt | For | For | For | |
of Associate Companies) | ||||||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |
Flutter Entertainment Plc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FLTR | CINS G3643J108 | 04/21/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Ireland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Merger/Acquisition | Mgmt | For | For | For | |
2 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
3 | Approve Board Size | Mgmt | For | For | For | |
4 | Reduction in Merger Reserve | Mgmt | For | For | For | |
Account | ||||||
5 | Reduction in Share Premium | Mgmt | For | For | For | |
Account | ||||||
6 | Amendments to Articles | Mgmt | For | For | For | |
Regarding Quorum Requirement | ||||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Flutter Entertainment Plc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FLTR | CINS G3643J108 | 05/14/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Ireland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |
3 | Remuneration Policy (Advisory) | Mgmt | For | For | For | |
4 | Elect Nancy Cruickshank | Mgmt | For | For | For | |
5 | Elect Andrew Higginson | Mgmt | For | For | For | |
6 | Elect Jan Bolz | Mgmt | For | For | For | |
7 | Elect Zillah Byng-Thorne | Mgmt | For | For | For | |
8 | Elect Michael E. Cawley | Mgmt | For | For | For | |
9 | Elect Ian Dyson | Mgmt | For | For | For | |
10 | Elect Jonathan S. Hill | Mgmt | For | For | For | |
11 | Elect Peter Jackson | Mgmt | For | For | For | |
12 | Elect Gary McGann | Mgmt | For | For | For | |
13 | Elect Peter Rigby | Mgmt | For | For | For | |
14 | Elect Emer Timmons | Mgmt | For | For | For | |
15 | Elect Rafael Ashkenazi | Mgmt | For | For | For | |
16 | Elect Nancy Cruickshank | Mgmt | For | For | For | |
17 | Elect Richard Flint | Mgmt | For | For | For | |
18 | Elect Divyesh Gadhia | Mgmt | For | For | For | |
19 | Elect Andrew Higginson | Mgmt | For | For | For | |
20 | Elect Alfred F. Hurley, Jr. | Mgmt | For | For | For | |
21 | Elect David A. Lazzarato | Mgmt | For | For | For | |
22 | Elect Mary Turner | Mgmt | For | For | For | |
23 | Elect Zillah Byng-Thorne | Mgmt | For | For | For | |
24 | Elect Michael E. Cawley | Mgmt | For | For | For | |
25 | Elect Ian Dyson | Mgmt | For | For | For | |
26 | Elect Jonathan S. Hill | Mgmt | For | For | For | |
27 | Elect Peter Jackson | Mgmt | For | For | For | |
28 | Elect Gary McGann | Mgmt | For | For | For | |
29 | Elect Peter Rigby | Mgmt | For | For | For | |
30 | Increase in NED Fee Cap | Mgmt | For | For | For | |
31 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
32 | Authority to Set General Meeting | Mgmt | For | For | For | |
Notice Period at 14 Days | ||||||
33 | Increase in Authorized Capital | Mgmt | For | For | For | |
34 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
35 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
36 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights (Specified | ||||||
Capital Investment) | ||||||
37 | Authority to Repurchase Shares | Mgmt | For | For | For | |
38 | Authority to Set Price Range for | Mgmt | For | For | For | |
Reissuance of Treasury Shares | ||||||
39 | Amendments to Restricted Share | Mgmt | For | For | For | |
Plan | ||||||
40 | Final Dividend; Bonus Issue | Mgmt | For | For | For | |
GMO Payment Gateway, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
3769 | CINS J18229104 | 12/15/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Amendments to Articles | Mgmt | For | For | For | |
4 | Elect Masatoshi Kumagai | Mgmt | For | Against | Against | |
5 | Elect Issei Ainoura | Mgmt | For | For | For | |
6 | Elect Ryu Muramatsu | Mgmt | For | For | For | |
7 | Elect Satoru Isozaki | Mgmt | For | For | For | |
8 | Elect Yuichi Hisada | Mgmt | For | For | For | |
9 | Elect Masashi Yasuda | Mgmt | For | For | For | |
10 | Elect Takehito Kaneko | Mgmt | For | For | For | |
11 | Elect Hiroyuki Nishiyama | Mgmt | For | For | For | |
12 | Elect Hirofumi Yamashita | Mgmt | For | For | For | |
13 | Elect Masaya Onagi | Mgmt | For | For | For | |
14 | Elect Akio Sato | Mgmt | For | For | For | |
GW Pharmaceuticals plc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GWPH | CUSIP 36197T103 | 05/26/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Geoffrey W. Guy | Mgmt | For | For | For | |
2 | Elect Cabot Brown | Mgmt | For | For | For | |
3 | Approval of 2020 Long Term | Mgmt | For | For | For | |
Incentive Plan | ||||||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |
5 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
6 | Ratification of Auditor | Mgmt | For | For | For | |
7 | Appointment of U.K. Auditor | Mgmt | For | For | For | |
8 | Authority to Set U.K. Auditor's | Mgmt | For | For | For | |
Fees | ||||||
9 | Accounts and Reports | Mgmt | For | For | For | |
10 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
HIDAY HIDAKA Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
7611 | CINS J1934J107 | 05/27/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Tadashi Kanda | Mgmt | For | Against | Against | |
2 | Elect Hitoshi Takahashi | Mgmt | For | For | For | |
3 | Elect Akira Arita | Mgmt | For | For | For | |
4 | Elect Juichi Shima | Mgmt | For | For | For | |
5 | Elect Nobuyuki Yoshida | Mgmt | For | For | For | |
6 | Elect Hiroyuki Kase | Mgmt | For | For | For | |
7 | Elect Tatsutoshi Fuchigami | Mgmt | For | For | For | |
8 | Elect Hiroshige Aono | Mgmt | For | For | For | |
9 | Elect Fumio Akachi | Mgmt | For | For | For | |
10 | Elect Tadashi Nagata | Mgmt | For | For | For | |
11 | Elect Atsuhiro Yoshimoto | Mgmt | For | For | For | |
12 | Elect Michio Shibuya | Mgmt | For | For | For | |
13 | Elect Shigekazu Koyama | Mgmt | For | For | For | |
14 | Elect Hiroaki Rokugawa as | Mgmt | For | Against | Against | |
Alternate Statutory Auditor | ||||||
Immunodiagnostic System | ||||||
Holdings plc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IDH | CINS G4762F109 | 07/25/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Final Dividend | Mgmt | For | For | For | |
3 | Elect Paul Martin | Mgmt | For | For | For | |
4 | Elect Peter Kaspar | Mgmt | For | For | For | |
5 | Appointment of Auditor | Mgmt | For | For | For | |
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
7 | Remuneration Report (Advisory) | Mgmt | For | For | For | |
8 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
9 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Interparfums | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ITP | CINS F5262B119 | 06/24/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports; Non Tax- | Mgmt | For | For | For | |
Deductible Expenses | ||||||
5 | Consolidated Accounts and | Mgmt | For | For | For | |
Reports | ||||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
7 | Special Auditors Report on | Mgmt | For | For | For | |
Regulated Agreements | ||||||
8 | Elect Dominique Cyrot | Mgmt | For | For | For | |
9 | Remuneration Policy (Board of | Mgmt | For | For | For | |
Directors) | ||||||
10 | Remuneration Policy (CEO and | Mgmt | For | For | For | |
Corporate Officers) | ||||||
11 | Remuneration Report | Mgmt | For | For | For | |
12 | Remuneration of Philippe | Mgmt | For | For | For | |
Benacin, Chair and CEO | ||||||
13 | Authority to Repurchase and | Mgmt | For | For | For | |
Reissue Shares | ||||||
14 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
15 | Authority to Issue Shares and | Mgmt | For | For | For | |
Convertible Debt w/ Preemptive | ||||||
Rights | ||||||
16 | Authority to Issue Shares and | Mgmt | For | For | For | |
Convertible Debt w/o Preemptive | ||||||
Rights | ||||||
17 | Authority to Issue Shares and | Mgmt | For | For | For | |
Convertible Debt Through Private | ||||||
Placement | ||||||
18 | Authority to Set Offering Price of | Mgmt | For | For | For | |
Shares | ||||||
19 | Greenshoe | Mgmt | For | For | For | |
20 | Authority to Increase Capital in | Mgmt | For | For | For | |
Consideration for Contributions | ||||||
In Kind | ||||||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |
22 | Global Ceiling on Capital | Mgmt | For | For | For | |
Increases | ||||||
23 | Amendments to Articles | Mgmt | For | For | For | |
Regarding Written Consultation | ||||||
24 | Amendment Regarding Voting | Mgmt | For | For | For | |
Options | ||||||
25 | Amendment Regarding General | Mgmt | For | For | For | |
Management | ||||||
26 | Amendment to Articles | Mgmt | For | For | For | |
Regarding Multiple Issues | ||||||
27 | Textual References Applicable | Mgmt | For | For | For | |
In Case of Regulation Updates | ||||||
28 | Authorisation of Legal Formalities | Mgmt | For | For | For | |
Kakaku.com, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
2371 | CINS J29258100 | 06/18/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Kaoru Hayashi | Mgmt | For | For | For | |
4 | Elect Shonosuke Hata | Mgmt | For | For | For | |
5 | Elect Atsuhiro Murakami | Mgmt | For | For | For | |
6 | Elect Shingo Yuki | Mgmt | For | For | For | |
7 | Elect Kanako Miyazaki | Mgmt | For | For | For | |
8 | Elect Tomoharu Kato | Mgmt | For | For | For | |
9 | Elect Kazuyoshi Miyajima | Mgmt | For | For | For | |
10 | Elect Masayuki Kinoshita | Mgmt | For | For | For | |
11 | Elect Kazukuni Tada | Mgmt | For | For | For | |
Kinaxis Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KXS | CINS 49448Q109 | 06/16/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Canada | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Elect John (Ian) Giffen | Mgmt | For | For | For | |
3 | Elect Robert Courteau | Mgmt | For | For | For | |
4 | Elect Gillian H. Denham | Mgmt | For | For | For | |
5 | Elect Angel Mendez | Mgmt | For | For | For | |
6 | Elect Pamela Passman | Mgmt | For | For | For | |
7 | Elect Elizabeth S. Rafael | Mgmt | For | For | For | |
8 | Elect Kelly Thomas | Mgmt | For | For | For | |
9 | Elect John Sicard | Mgmt | For | For | For | |
10 | Appointment of Auditor | Mgmt | For | For | For | |
11 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
Kingdee International Software | ||||||
Group Co. Ltd | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
268 | CINS G52568147 | 05/12/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Cayman Islands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | For | For | |
4 | Elect LIN Bo | Mgmt | For | For | For | |
5 | Elect Zhou Bo Wen | Mgmt | For | For | For | |
6 | Elect Gary C. Biddle | Mgmt | For | Against | Against | |
7 | Elect LIU Chia Yung | Mgmt | For | For | For | |
8 | Directors' Fees | Mgmt | For | For | For | |
9 | Appointment of Auditor and | Mgmt | For | For | For | |
Authority to Set Fees | ||||||
10 | Authority to Issue Shares w/o | Mgmt | For | Against | Against | |
Preemptive Rights | ||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |
12 | Authority to Issue Repurchased | Mgmt | For | Against | Against | |
Shares | ||||||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
Lectra SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LSS | CINS F56028107 | 04/30/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports; Non Tax- | Mgmt | For | For | For | |
Deductible Expenses | ||||||
5 | Consolidated Accounts and | Mgmt | For | For | For | |
Reports | ||||||
6 | Ratification of Board Acts | Mgmt | For | For | For | |
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
8 | Remuneration Report | Mgmt | For | For | For | |
9 | Remuneration of Daniel Harari, | Mgmt | For | For | For | |
Chair and CEO | ||||||
10 | Elect Daniel Harari | Mgmt | For | For | For | |
11 | Elect Nathalie Rossiensky | Mgmt | For | For | For | |
12 | Remuneration Policy | Mgmt | For | For | For | |
13 | Appointment of Auditor (KPMG) | Mgmt | For | For | For | |
14 | Appointment of Auditor (PwC) | Mgmt | For | For | For | |
15 | Authority to Repurchase and | Mgmt | For | For | For | |
Reissue Shares | ||||||
16 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
17 | Amendment to Article Regarding | Mgmt | For | For | For | |
Company's Duration | ||||||
18 | Amendment to Article Regarding | Mgmt | For | For | For | |
Directors' Age Limit | ||||||
19 | Amendment to Article Regarding | Mgmt | For | For | For | |
Powers of the Board of Directors | ||||||
20 | Amendment to Article Regarding | Mgmt | For | For | For | |
Directors' Remuneration | ||||||
21 | Amendments to Articles | Mgmt | For | For | For | |
Regarding the Annual Report | ||||||
22 | Authorisation of Legal Formalities | Mgmt | For | For | For | |
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
M3, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
2413 | CINS J4697J108 | 06/30/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Itaru Tanimura | Mgmt | For | Against | Against | |
2 | Elect Akihiko Tomaru | Mgmt | For | For | For | |
3 | Elect Eiji Tsuchiya | Mgmt | For | For | For | |
4 | Elect Kazuyuki Izumiya | Mgmt | For | For | For | |
5 | Elect Akinori Urae | Mgmt | For | For | For | |
6 | Elect Kenichiro Yoshida | Mgmt | For | For | For | |
7 | Elect Kenichi Mori | Mgmt | For | For | For | |
8 | Elect Masako Ii Masako Kasai | Mgmt | For | For | For | |
9 | Elect Mayuka Yamazaki Mayuka | Mgmt | For | For | For | |
Oonishi | ||||||
10 | Elect Ryoko Toyama | Mgmt | For | For | For | |
MercadoLibre, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MELI | CUSIP 58733R102 | 06/08/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Susan L. Segal | Mgmt | For | For | For | |
1.2 | Elect Mario Eduardo Vazquez | Mgmt | For | For | For | |
1.3 | Elect Alejandro Nicolas Aguzin | Mgmt | For | For | For | |
2 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Nexus AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NXU | CINS D5650J106 | 04/30/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
6 | Ratification of Management | Mgmt | For | For | For | |
Board Acts | ||||||
7 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
8 | Amendments to Previously | Mgmt | For | For | For | |
Approved Profit-and-Loss | ||||||
Transfer Agreement with | ||||||
Nexus/IPS GmbH | ||||||
9 | Amendments to Previously | Mgmt | For | For | For | |
Approved Profit-and-Loss | ||||||
Transfer Agreement with E&L | ||||||
medical systems GmbH | ||||||
10 | Amendments to Previously | Mgmt | For | For | For | |
Approved Profit-and-Loss | ||||||
Transfer Agreement with | ||||||
nexus/dis GmbH | ||||||
11 | Approval of Profit-and-Loss | Mgmt | For | For | For | |
Transfer Agreements with with | ||||||
Nexus/Marabu GmbH | ||||||
12 | Increase in Authorised Capital | Mgmt | For | Against | Against | |
13 | Supervisory Board Members' | Mgmt | For | For | For | |
Fees | ||||||
14 | Appointment of Auditor | Mgmt | For | For | For | |
NNIT AS | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NNIT | CINS K7S37D101 | 03/05/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Denmark | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Accounts and Reports | Mgmt | For | For | For | |
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
8 | Directors' Fees | Mgmt | For | For | For | |
9 | Elect Carsten Dilling | Mgmt | For | For | For | |
10 | Elect Peter Haahr | Mgmt | For | For | For | |
11 | Elect Anne Broeng | Mgmt | For | For | For | |
12 | Elect Christian Kanstrup | Mgmt | For | For | For | |
13 | Elect Eivind Kolding | Mgmt | For | For | For | |
14 | Elect Caroline Serfass | Mgmt | For | For | For | |
15 | Appointment of Auditor | Mgmt | For | For | For | |
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |
17 | Remuneration Policy | Mgmt | For | For | For | |
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Partners Group Holding AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PGHN | CINS H6120A101 | 05/13/2020 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Switzerland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
5 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
6 | Amendments to Articles | Mgmt | For | TNA | N/A | |
7 | Compensation Report | Mgmt | For | TNA | N/A | |
8 | Board Compensation (Short- | Mgmt | For | TNA | N/A | |
Term) | ||||||
9 | Board Compensation (Long- | Mgmt | For | TNA | N/A | |
Term) | ||||||
10 | Board Compensation ('Technical | Mgmt | For | TNA | N/A | |
Non-Financial') | ||||||
11 | Executive Compensation (Fixed | Mgmt | For | TNA | N/A | |
and Short-Term) | ||||||
12 | Executive Compensation (Long- | Mgmt | For | TNA | N/A | |
Term) | ||||||
13 | Executive Compensation | Mgmt | For | TNA | N/A | |
('Technical Non-Financial') | ||||||
14 | Elect Steffen Meister as Board | Mgmt | For | TNA | N/A | |
Chair | ||||||
15 | Elect Marcel Erni | Mgmt | For | TNA | N/A | |
16 | Elect Alfred Gantner | Mgmt | For | TNA | N/A | |
17 | Elect Lisa A. Hook | Mgmt | For | TNA | N/A | |
18 | Elect Grace del Rosario-Castano | Mgmt | For | TNA | N/A | |
19 | Elect Martin Strobel | Mgmt | For | TNA | N/A | |
20 | Elect Eric Strutz | Mgmt | For | TNA | N/A | |
21 | Elect Urs Wietlisbach | Mgmt | For | TNA | N/A | |
22 | Elect Lisa A. Hook as | Mgmt | For | TNA | N/A | |
Nominating and Compensation | ||||||
Committee Member | ||||||
23 | Elect Grace del Rosario-Castano | Mgmt | For | TNA | N/A | |
as Nominating and | ||||||
Compensation Committee | ||||||
Member | ||||||
24 | Elect Martin Strobel as | Mgmt | For | TNA | N/A | |
Nominating and Compensation | ||||||
Committee Member | ||||||
25 | Appointment of Independent | Mgmt | For | TNA | N/A | |
Proxy | ||||||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
PayPoint plc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PAY | CINS G6962B101 | 07/25/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |
3 | Final Dividend | Mgmt | For | For | For | |
4 | Elect Patrick Headon | Mgmt | For | For | For | |
5 | Elect Gill Barr | Mgmt | For | For | For | |
6 | Elect Rachel Kentleton | Mgmt | For | For | For | |
7 | Elect Giles Kerr | Mgmt | For | For | For | |
8 | Elect Rakesh Sharma | Mgmt | For | For | For | |
9 | Elect Nick Wiles | Mgmt | For | For | For | |
10 | Appointment of Auditor | Mgmt | For | For | For | |
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
12 | PayPoint Restricted Share Plan | Mgmt | For | For | For | |
("RSP") | ||||||
13 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
14 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |
16 | Authority to Set General Meeting | Mgmt | For | For | For | |
Notice Period at 14 Days | ||||||
Playtech Plc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PTEC | CINS G7132V100 | 05/20/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | ISLE OF MAN | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |
3 | Appointment of Auditor and | Mgmt | For | For | For | |
Authority to Set Fees | ||||||
4 | Elect John E. Jackson | Mgmt | For | For | For | |
5 | Elect Claire Milne | Mgmt | For | Against | Against | |
6 | Elect Ian Penrose | Mgmt | For | Against | Against | |
7 | Elect Anna Massion | Mgmt | For | For | For | |
8 | Elect John Krumins | Mgmt | For | For | For | |
9 | Elect Andrew Smith | Mgmt | For | For | For | |
10 | Elect Mor Weizer | Mgmt | For | For | For | |
11 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
13 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights (Specified | ||||||
Capital Investment) | ||||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |
Playtech Plc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PTEC | CINS G7132V100 | 12/19/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Ordinary | ISLE OF MAN | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Equity Grant (CEO Mor Weizer) | Mgmt | For | Against | Against | |
Pushpay Holdings Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PPH | CINS Q7778F111 | 06/18/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | New Zealand | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Justine Smyth | Mgmt | For | For | For | |
2 | Elect Christopher (Chris) Fowler | Mgmt | For | For | For | |
3 | Elect Lovina McMurchy | Mgmt | For | For | For | |
4 | Authorise Board to Set Auditor's | Mgmt | For | For | For | |
Fees | ||||||
REA Group Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
REA | CINS Q8051B108 | 11/19/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Australia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Remuneration Report | Mgmt | For | For | For | |
3 | Re-elect Tracey Fellows | Mgmt | For | For | For | |
4 | Re-elect Richard J. Freudenstein | Mgmt | For | For | For | |
5 | Re-elect Michael Miller | Mgmt | For | For | For | |
6 | Equity Grant (CEO Owen Wilson) | Mgmt | For | For | For | |
Rightmove Plc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RMV | CINS G7565D106 | 05/04/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |
4 | Final Dividend | Mgmt | For | Abstain | Against | |
5 | Appointment of Auditor | Mgmt | For | For | For | |
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
7 | Elect Andrew Fisher | Mgmt | For | For | For | |
8 | Elect Amit Tiwari | Mgmt | For | For | For | |
9 | Elect Peter Brooks-Johnson | Mgmt | For | For | For | |
10 | Elect Robyn Perriss | Mgmt | For | For | For | |
11 | Elect Jacqueline de Rojas | Mgmt | For | For | For | |
12 | Elect Rakhi (Parekh) Goss- | Mgmt | For | For | For | |
Custard | ||||||
13 | Elect Andrew Findlay | Mgmt | For | For | For | |
14 | Elect Lorna Tilbian | Mgmt | For | For | For | |
15 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
16 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
17 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights (Specified | ||||||
Capital Investment) | ||||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |
19 | Authorisation of Political | Mgmt | For | For | For | |
Donations | ||||||
20 | Authority to Set General Meeting | Mgmt | For | For | For | |
Notice Period at 14 Days | ||||||
21 | Performance Share Plan | Mgmt | For | For | For | |
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Schoeller-Bleckmann Oilfield | ||||||
Equipment AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SBO | CINS A7362J104 | 04/23/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Ordinary | Austria | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Ratification of Management | Mgmt | For | For | For | |
Board Acts | ||||||
5 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
6 | Appointment of Auditor | Mgmt | For | Against | Against | |
7 | Management Board | Mgmt | For | For | For | |
Remuneration Policy | ||||||
8 | Supervisory Board Remuneration | Mgmt | For | For | For | |
Policy | ||||||
9 | Authority to Repurchase and | Mgmt | For | For | For | |
Reissue Shares | ||||||
SimCorp | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SIM | CINS K8851Q129 | 03/24/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Denmark | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Accounts and Reports | Mgmt | For | For | For | |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
7 | Elect Peter Schutze | Mgmt | For | For | For | |
8 | Elect Morten Hubbe | Mgmt | For | For | For | |
9 | Elect Herve Couturier | Mgmt | For | For | For | |
10 | Elect Simon Jeffreys | Mgmt | For | For | For | |
11 | Elect Adam Warby | Mgmt | For | For | For | |
12 | Elect Joan A. Binstock | Mgmt | For | For | For | |
13 | Appointment of Auditor | Mgmt | For | For | For | |
14 | Remuneration Policy | Mgmt | For | For | For | |
15 | Directors' Fees | Mgmt | For | For | For | |
16 | Indemnification of Directors | Mgmt | For | For | For | |
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |
18 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
19 | Amendments to Articles | Mgmt | For | For | For | |
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
SimCorp | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SIM | CINS K8851Q129 | 04/24/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Denmark | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
5 | Amendments to Articles | Mgmt | For | For | For | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Software Service, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
3733 | CINS J7599W101 | 01/24/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Elect Masaru Miyazaki | Mgmt | For | Against | Against | |
3 | Elect Akihiro Otani | Mgmt | For | For | For | |
4 | Elect Junichiro Ito | Mgmt | For | For | For | |
5 | Elect Yasuaki Matsumoto | Mgmt | For | For | For | |
6 | Elect Akira Tamura | Mgmt | For | For | For | |
7 | Elect Masahiro Kanno | Mgmt | For | For | For | |
8 | Elect Kiyoshi Tsuno as Statutory | Mgmt | For | Against | Against | |
Auditor | ||||||
9 | Elect Yoshihiro Matsuo as | Mgmt | For | Against | Against | |
Alternate Statutory Auditor | ||||||
Stratec SE | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SBS | CINS D8T6E3103 | 06/08/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
8 | Ratification of Management | Mgmt | For | For | For | |
Board Acts | ||||||
9 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
10 | Appointment of Auditor | Mgmt | For | For | For | |
11 | Increase in Authorised Capital | Mgmt | For | For | For | |
12 | Authority to Issue Convertible | Mgmt | For | For | For | |
Debt Instruments; Increase in | ||||||
Conditional Capital | ||||||
13 | Cancellation of Conditional | Mgmt | For | For | For | |
Capital V/2009 | ||||||
14 | Amendments to Articles | Mgmt | For | For | For | |
Regarding Virtual Meetings | ||||||
15 | Authority to Repurchase and | Mgmt | For | For | For | |
Reissue Shares | ||||||
The Descartes Systems Group | ||||||
Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DSG | CINS 249906108 | 05/28/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | Canada | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Elect Deepak Chopra | Mgmt | For | For | For | |
3 | Elect Deborah Close | Mgmt | For | For | For | |
4 | Elect Eric A. Demirian | Mgmt | For | For | For | |
5 | Elect Dennis Maple | Mgmt | For | For | For | |
6 | Elect Chris E. Muntwyler | Mgmt | For | For | For | |
7 | Elect Jane O'Hagan | Mgmt | For | For | For | |
8 | Elect Edward J. Ryan | Mgmt | For | For | For | |
9 | Elect John Walker | Mgmt | For | For | For | |
10 | Appointment of Auditor | Mgmt | For | For | For | |
11 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
12 | Shareholder Rights Plan | Mgmt | For | For | For | |
Renewal | ||||||
Towa Pharmaceutical Co., Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
4553 | CINS J90505108 | 06/24/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Itsuro Yoshida | Mgmt | For | For | For | |
4 | Elect Kazuhiko Konno | Mgmt | For | For | For | |
5 | Elect Masao Tanaka | Mgmt | For | For | For | |
6 | Elect Kaori Oishi as Audit | Mgmt | For | For | For | |
Committee Director | ||||||
Vectura Group Plc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VEC | CINS G9325J118 | 05/27/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |
4 | Elect Will Downie | Mgmt | For | For | For | |
5 | Elect Dr. Per-Olof Andersson | Mgmt | For | For | For | |
6 | Elect Bruno Angelici | Mgmt | For | For | For | |
7 | Elect Thomas Werner | Mgmt | For | For | For | |
8 | Elect Juliet Thompson | Mgmt | For | For | For | |
9 | Elect Paul A. Fry | Mgmt | For | For | For | |
10 | Elect Anne C. Whitaker | Mgmt | For | For | For | |
11 | Elect Kevin Matthews | Mgmt | For | For | For | |
12 | Appointment of Auditor | Mgmt | For | For | For | |
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
14 | Authorisation of Political | Mgmt | For | For | For | |
Donations | ||||||
15 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
16 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
17 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights (Specified | ||||||
Capital Investment) | ||||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |
19 | Authority to Set General Meeting | Mgmt | For | For | For | |
Notice Period at 14 Days | ||||||
Vectura Group Plc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VEC | CINS G9325J100 | 10/10/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Ordinary | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Special Dividend | Mgmt | For | For | For | |
2 | Share Consolidation | Mgmt | For | For | For | |
3 | Authority to Repurchase Shares | Mgmt | For | For | For | |
Victrex plc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VCT | CINS G9358Y107 | 02/06/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |
4 | Final Dividend | Mgmt | For | For | For | |
5 | Elect Lawrence C. Pentz | Mgmt | For | For | For | |
6 | Elect Jane Toogood | Mgmt | For | For | For | |
7 | Elect Janet Ashdown | Mgmt | For | For | For | |
8 | Elect Brendan Connolly | Mgmt | For | For | For | |
9 | Elect David J. Thomas | Mgmt | For | For | For | |
10 | Elect Jakob Sigurdsson | Mgmt | For | For | For | |
11 | Elect Martin Court | Mgmt | For | For | For | |
12 | Elect Richard J. Armitage | Mgmt | For | For | For | |
13 | Appointment of Auditor | Mgmt | For | For | For | |
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
15 | Authorisation of Political | Mgmt | For | For | For | |
Donations | ||||||
16 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
17 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
18 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights (Specified | ||||||
Capital Investment) | ||||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |
20 | Authority to Set General Meeting | Mgmt | For | For | For | |
Notice Period at 14 Days | ||||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Vitec Group plc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VTC | CINS G93682105 | 05/27/2020 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |
4 | Final Dividend | Mgmt | Abstain | Abstain | For | |
5 | Elect Ian P. McHoul | Mgmt | For | For | For | |
6 | Elect Stephen Bird | Mgmt | For | For | For | |
7 | Elect Martin Green | Mgmt | For | For | For | |
8 | Elect Christopher Humphrey | Mgmt | For | For | For | |
9 | Elect Duncan Penny | Mgmt | For | For | For | |
10 | Elect Caroline Thomson | Mgmt | For | For | For | |
11 | Elect Richard Tyson | Mgmt | For | For | For | |
12 | Appointment of Auditor | Mgmt | For | For | For | |
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
14 | UK Sharesave Plan | Mgmt | For | For | For | |
15 | International Sharesave Plan | Mgmt | For | For | For | |
16 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
17 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |
19 | Authority to Set General Meeting | Mgmt | For | For | For | |
Notice Period at 14 Days | ||||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
WiseTech Global Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WTC | CINS Q98056106 | 11/19/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Australia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Remuneration Report | Mgmt | For | For | For | |
3 | Re-elect Michael Gregg | Mgmt | For | For | For | |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BROWN CAPITAL MANAGEMENT MUTUAL FUNDS
By: (Signature and Title) | /s/ Keith A. Lee | |
Keith A. Lee | ||
Trustee, President and Principal Executive Officer |
Date: August 14, 2020