UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-06199
BROWN CAPITAL MANAGEMENT MUTUAL FUNDS
(Exact name of registrant as specified in charter)
1201 North Calvert Street, Baltimore, Maryland 21202
(Address of principal executive offices) (Zip code)
Capitol Services, Inc.
1675 S. State Street, Suite B, Dover, Delaware 19901
(Name and address of agent for service)
With copies to:
John H. Lively
Practus, LLP
11300 Tomahawk Creek Parkway, Suite 310
Leawood, Kansas 66211
Registrant’s telephone number, including area code: 410-837-3234
Date of fiscal year end: March 31
Date of reporting period: July 1, 2020 - June 30, 2021
ITEM 1. PROXY VOTING RECORD
BROWN CAPITAL MANAGEMENT MID COMPANY FUND
| Align Technology, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ALGN | CUSIP 016255101 | 05/19/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Kevin J. Dallas | Mgmt | For | For | For | ||
| 2 | Elect Joseph M. Hogan | Mgmt | For | For | For | ||
| 3 | Elect Joseph Lacob | Mgmt | For | For | For | ||
| 4 | Elect C. Raymond Larkin, Jr. | Mgmt | For | For | For | ||
| 5 | Elect George J. Morrow | Mgmt | For | For | For | ||
| 6 | Elect Anne M. Myong | Mgmt | For | For | For | ||
| 7 | Elect Andrea L. Saia | Mgmt | For | For | For | ||
| 8 | Elect Greg J. Santora | Mgmt | For | For | For | ||
| 9 | Elect Susan E. Siegel | Mgmt | For | For | For | ||
| 10 | Elect Warren S. Thaler | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Exclusive Forum Provision | Mgmt | For | For | For | ||
| 13 | Amendment to the 2010 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| ANSYS, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ANSS | CUSIP 03662Q105 | 05/14/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Jim Frankola | Mgmt | For | For | For | ||
| 2 | Elect Alec D. Gallimore | Mgmt | For | For | For | ||
| 3 | Elect Ronald W. Hovsepian | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Approval of the 2021 Equity and Incentive Compensation Plan | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | For | ||
| Autodesk, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ADSK | CUSIP 052769106 | 06/16/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Andrew Anagnost | Mgmt | For | For | For | ||
| 2 | Elect Karen Blasing | Mgmt | For | For | For | ||
| 3 | Elect Reid French | Mgmt | For | For | For | ||
| 4 | Elect Ayanna Howard | Mgmt | For | For | For | ||
| 5 | Elect Blake J. Irving | Mgmt | For | For | For | ||
| 6 | Elect Mary T. McDowell | Mgmt | For | For | For | ||
| 7 | Elect Stephen D. Milligan | Mgmt | For | For | For | ||
| 8 | Elect Lorrie M. Norrington | Mgmt | For | For | For | ||
| 9 | Elect Elizabeth S. Rafael | Mgmt | For | For | For | ||
| 10 | Elect Stacy J. Smith | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Blackbaud, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BLKB | CUSIP 09227Q100 | 06/10/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect George H. Ellis | Mgmt | For | For | For | ||
| 2 | Elect Andrew M. Leitch | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Amendment to the 2016 Equity and Incentive Compensation Plan | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| Bright Horizons Family Solutions, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BFAM | CUSIP 109194100 | 06/24/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Julie Atkinson | Mgmt | For | For | For | ||
| 2 | Elect Jordan Hitch | Mgmt | For | For | For | ||
| 3 | Elect Laurel J. Richie | Mgmt | For | For | For | ||
| 4 | Elect Mary Ann Tocio | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 7 | Ratification of Auditor | Mgmt | For | For | For | ||
| Broadridge Financial Solutions, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BR | CUSIP 11133T103 | 11/19/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||
| 2 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
| 3 | Elect Richard J. Daly | Mgmt | For | For | For | ||
| 4 | Elect Robert N. Duelks | Mgmt | For | For | For | ||
| 5 | Elect Timothy C. Gokey | Mgmt | For | For | For | ||
| 6 | Elect Brett A. Keller | Mgmt | For | For | For | ||
| 7 | Elect Maura A. Markus | Mgmt | For | For | For | ||
| 8 | Elect Thomas J. Perna | Mgmt | For | For | For | ||
| 9 | Elect Alan J. Weber | Mgmt | For | For | For | ||
| 10 | Elect Amit K. Zavery | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
| Cerner Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CERN | CUSIP 156782104 | 05/19/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Elder Granger | Mgmt | For | For | For | ||
| 3 | Elect John J. Greisch | Mgmt | For | For | For | ||
| 4 | Elect Melinda J. Mount | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
| Charles River Laboratories International, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CRL | CUSIP 159864107 | 05/06/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect James C. Foster | Mgmt | For | For | For | ||
| 2 | Elect Nancy C. Andrews | Mgmt | For | For | For | ||
| 3 | Elect Robert J. Bertolini | Mgmt | For | For | For | ||
| 4 | Elect Deborah T. Kochevar | Mgmt | For | For | For | ||
| 5 | Elect George Llado, Sr. | Mgmt | For | For | For | ||
| 6 | Elect Martin Mackay | Mgmt | For | For | For | ||
| 7 | Elect George E. Massaro | Mgmt | For | For | For | ||
| 8 | Elect George M. Milne, Jr. | Mgmt | For | For | For | ||
| 9 | Elect C. Richard Reese | Mgmt | For | For | For | ||
| 10 | Elect Richard F. Wallman | Mgmt | For | For | For | ||
| 11 | Elect Virginia M. Wilson | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| Chipotle Mexican Grill, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CMG | CUSIP 169656105 | 05/18/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Albert S. Baldocchi | Mgmt | For | For | For | ||
| 1.2 | Elect Matthew Carey | Mgmt | For | For | For | ||
| 1.3 | Elect Gregg L. Engles | Mgmt | For | For | For | ||
| 1.4 | Elect Patricia D. Fili-Krushel | Mgmt | For | For | For | ||
| 1.5 | Elect Neil Flanzraich | Mgmt | For | For | For | ||
| 1.6 | Elect Mauricio Gutierrez | Mgmt | For | For | For | ||
| 1.7 | Elect Robin Hickenlooper | Mgmt | For | For | For | ||
| 1.8 | Elect Scott H. Maw | Mgmt | For | For | For | ||
| 1.9 | Elect Ali Namvar | Mgmt | For | For | For | ||
| 1.10 | Elect Brian Niccol | Mgmt | For | For | For | ||
| 1.11 | Elect Mary A. Winston | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| Cognex Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CGNX | CUSIP 192422103 | 05/05/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Sachin S. Lawande | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Coupa Software Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| COUP | CUSIP 22266L106 | 05/26/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Roger S. Siboni | Mgmt | For | For | For | ||
| 1.2 | Elect H. Tayloe Stansbury | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| DexCom, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DXCM | CUSIP 252131107 | 05/20/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Kevin Sayer | Mgmt | For | For | For | ||
| 2 | Elect Nicholas Augustinos | Mgmt | For | For | For | ||
| 3 | Elect Bridgette P. Heller | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Repeal of Classified Board | Mgmt | For | For | For | ||
| Edwards Lifesciences Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EW | CUSIP 28176E108 | 05/04/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Kieran T. Gallahue | Mgmt | For | For | For | ||
| 2 | Elect Leslie Stone Heisz | Mgmt | For | For | For | ||
| 3 | Elect Paul A. LaViolette | Mgmt | For | For | For | ||
| 4 | Elect Steven R. Loranger | Mgmt | For | For | For | ||
| 5 | Elect Martha H. Marsh | Mgmt | For | For | For | ||
| 6 | Elect Michael A. Mussallem | Mgmt | For | For | For | ||
| 7 | Elect Ramona Sequeira | Mgmt | For | For | For | ||
| 8 | Elect Nicholas J. Valeriani | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 10 | Amendment to the 2001 Employee Stock Purchase Plan for U.S. Employees | Mgmt | For | For | For | ||
| 11 | Amendment to the 2001 Employee Stock Purchase Plan for International Employees | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
| 14 | Shareholder Proposal Regarding Non-Management Employee Representation on the Board | ShrHoldr | Against | Against | For | ||
| Envestnet, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ENV | CUSIP 29404K106 | 05/12/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Valerie A. Mosley | Mgmt | For | For | For | ||
| 1.2 | Elect Gregory A. Smith | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Amendment to the 2010 Long-Term Incentive Plan | Mgmt | For | For | For | ||
| Equifax Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EFX | CUSIP 294429105 | 05/06/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Mark W. Begor | Mgmt | For | For | For | ||
| 2 | Elect Mark L. Feidler | Mgmt | For | For | For | ||
| 3 | Elect G. Thomas Hough | Mgmt | For | For | For | ||
| 4 | Elect Robert D. Marcus | Mgmt | For | For | For | ||
| 5 | Elect Scott A. McGregor | Mgmt | For | For | For | ||
| 6 | Elect John A. McKinley | Mgmt | For | For | For | ||
| 7 | Elect Robert W. Selander | Mgmt | For | For | For | ||
| 8 | Elect Melissa D. Smith | Mgmt | For | For | For | ||
| 9 | Elect Audrey Boone Tillman | Mgmt | For | For | For | ||
| 10 | Elect Heather H. Wilson | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| Expedia Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EXPE | CUSIP 30212P303 | 06/09/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Samuel Altman | Mgmt | For | For | For | ||
| 2 | Elect Beverly Anderson | Mgmt | For | For | For | ||
| 3 | Elect Susan C. Athey | Mgmt | For | For | For | ||
| 4 | Elect Chelsea Clinton | Mgmt | For | For | For | ||
| 5 | Elect Barry Diller | Mgmt | For | For | For | ||
| 6 | Elect Jon T. Gieselman | Mgmt | For | For | For | ||
| 7 | Elect Craig A. Jacobson | Mgmt | For | For | For | ||
| 8 | Elect Peter M. Kern | Mgmt | For | For | For | ||
| 9 | Elect Dara Khosrowshahi | Mgmt | For | For | For | ||
| 10 | Elect Patricia Menendez-Cambo | Mgmt | For | For | For | ||
| 11 | Elect Gregory K. Mondre | Mgmt | For | For | For | ||
| 12 | Elect David Sambur | Mgmt | For | For | For | ||
| 13 | Elect Alexander von Furstenberg | Mgmt | For | For | For | ||
| 14 | Elect Julie Whalen | Mgmt | For | For | For | ||
| 15 | Amendment to the 2013 Employee Stock Purchase Plan and 2013 International Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
| Fastenal Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FAST | CUSIP 311900104 | 04/24/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Scott A. Satterlee | Mgmt | For | For | For | ||
| 2 | Elect Michael J. Ancius | Mgmt | For | For | For | ||
| 3 | Elect Stephen L. Eastman | Mgmt | For | For | For | ||
| 4 | Elect Daniel L. Florness | Mgmt | For | For | For | ||
| 5 | Elect Rita J. Heise | Mgmt | For | For | For | ||
| 6 | Elect Hsenghung Sam Hsu | Mgmt | For | For | For | ||
| 7 | Elect Daniel L. Johnson | Mgmt | For | For | For | ||
| 8 | Elect Nicholas J. Lundquist | Mgmt | For | For | For | ||
| 9 | Elect Reyne K. Wisecup | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| FLEETCOR Technologies, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FLT | CUSIP 339041105 | 06/10/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Steven T. Stull | Mgmt | For | For | For | ||
| 2 | Elect Michael Buckman | Mgmt | For | For | For | ||
| 3 | Elect Thomas M. Hagerty | Mgmt | For | For | For | ||
| 4 | Elect Mark A. Johnson | Mgmt | For | For | For | ||
| 5 | Elect Archie L. Jones Jr. | Mgmt | For | For | For | ||
| 6 | Elect Hala G. Moddelmog | Mgmt | For | For | For | ||
| 7 | Elect Jeffrey S. Sloan | Mgmt | For | For | For | ||
| 8 | Ratification of Auditor | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 10 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| Guidewire Software Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GWRE | CUSIP 40171V100 | 12/15/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Andrew Brown | Mgmt | For | For | For | ||
| 2 | Elect Margaret Dillon | Mgmt | For | For | For | ||
| 3 | Elect Michael Keller | Mgmt | For | For | For | ||
| 4 | Elect Catherine P. Lego | Mgmt | For | For | For | ||
| 5 | Elect Michael Rosenbaum | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 9 | Approval of the 2020 Stock Plan | Mgmt | For | For | For | ||
| 10 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | For | For | For | ||
| IPG Photonics Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IPGP | CUSIP 44980X109 | 05/25/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Valentin P. Gapontsev | Mgmt | For | For | For | ||
| 2 | Elect Eugene A. Shcherbakov | Mgmt | For | For | For | ||
| 3 | Elect Michael C. Child | Mgmt | For | For | For | ||
| 4 | Elect Jeanmarie Desmond | Mgmt | For | For | For | ||
| 5 | Elect Gregory P. Dougherty | Mgmt | For | For | For | ||
| 6 | Elect Eric Meurice | Mgmt | For | For | For | ||
| 7 | Elect Natalia Pavlova | Mgmt | For | For | For | ||
| 8 | Elect John R. Peeler | Mgmt | For | For | For | ||
| 9 | Elect Thomas J. Seifert | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| Jack Henry & Associates, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JKHY | CUSIP 426281101 | 11/17/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Matthew C. Flanigan | Mgmt | For | For | For | ||
| 1.2 | Elect John F. Prim | Mgmt | For | For | For | ||
| 1.3 | Elect Thomas H. Wilson, Jr. | Mgmt | For | For | For | ||
| 1.4 | Elect Jacque R. Fiegel | Mgmt | For | For | For | ||
| 1.5 | Elect Thomas A. Wimsett | Mgmt | For | For | For | ||
| 1.6 | Elect Laura G. Kelly | Mgmt | For | For | For | ||
| 1.7 | Elect Shruti S. Miyashiro | Mgmt | For | For | For | ||
| 1.8 | Elect Wesley A. Brown | Mgmt | For | For | For | ||
| 1.9 | Elect David B. Foss | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| Jazz Pharmaceuticals Public Limited Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JAZZ | CUSIP G50871105 | 07/30/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | ||
| 2 | Elect Heather Ann McSharry | Mgmt | For | For | For | ||
| 3 | Elect Anne O’Riordan | Mgmt | For | For | For | ||
| 4 | Elect Rick E. Winningham | Mgmt | For | For | For | ||
| 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Amendment to the 2007 Non-Employee Directors Stock Award Plan | Mgmt | For | For | For | ||
| 8 | Reduction in Share Premium Account | Mgmt | For | For | For | ||
| LKQ Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LKQ | CUSIP 501889208 | 05/11/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Patrick Berard | Mgmt | For | For | For | ||
| 2 | Elect Meg A. Divitto | Mgmt | For | For | For | ||
| 3 | Elect Robert M. Hanser | Mgmt | For | For | For | ||
| 4 | Elect Joseph M. Holsten | Mgmt | For | For | For | ||
| 5 | Elect Blythe J. McGarvie | Mgmt | For | For | For | ||
| 6 | Elect John W. Mendel | Mgmt | For | For | For | ||
| 7 | Elect Jody G. Miller | Mgmt | For | For | For | ||
| 8 | Elect Guhan Subramanian | Mgmt | For | For | For | ||
| 9 | Elect Xavier Urbain | Mgmt | For | For | For | ||
| 10 | Elect Jacob H. Welch | Mgmt | For | For | For | ||
| 11 | Elect Dominick P. Zarcone | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Manhattan Associates, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MANH | CUSIP 562750109 | 05/13/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Deepak Raghavan | Mgmt | For | For | For | ||
| 2 | Elect Edmond I. Eger III | Mgmt | For | For | For | ||
| 3 | Elect Linda T. Hollembaek | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| MarketAxess Holdings Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MKTX | CUSIP 57060D108 | 06/09/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Richard M. McVey | Mgmt | For | For | For | ||
| 2 | Elect Nancy Altobello | Mgmt | For | For | For | ||
| 3 | Elect Steven Begleiter | Mgmt | For | For | For | ||
| 4 | Elect Stephen P. Casper | Mgmt | For | For | For | ||
| 5 | Elect Jane P. Chwick | Mgmt | For | For | For | ||
| 6 | Elect Christopher R. Concannon | Mgmt | For | For | For | ||
| 7 | Elect William F. Cruger | Mgmt | For | For | For | ||
| 8 | Elect Kourtney Gibson | Mgmt | For | For | For | ||
| 9 | Elect Justin G. Gmelich | Mgmt | For | For | For | ||
| 10 | Elect Richard G. Ketchum | Mgmt | For | For | For | ||
| 11 | Elect Emily H. Portney | Mgmt | For | For | For | ||
| 12 | Elect Richard L. Prager | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Masimo Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MASI | CUSIP 574795100 | 05/27/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Joe Kiani | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| O’Reilly Automotive, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ORLY | CUSIP 67103H107 | 05/13/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David E. O’Reilly | Mgmt | For | For | For | ||
| 2 | Elect Larry P. O’Reilly | Mgmt | For | For | For | ||
| 3 | Elect Greg Henslee | Mgmt | For | For | For | ||
| 4 | Elect Jay D. Burchfield | Mgmt | For | For | For | ||
| 5 | Elect Thomas T. Hendrickson | Mgmt | For | For | For | ||
| 6 | Elect John R. Murphy | Mgmt | For | For | For | ||
| 7 | Elect Dana M. Perlman | Mgmt | For | For | For | ||
| 8 | Elect Maria A. Sastre | Mgmt | For | For | For | ||
| 9 | Elect Andrea M. Weiss | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | ||
| Omnicell, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| OMCL | CUSIP 68213N109 | 05/25/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Randall A. Lipps | Mgmt | For | For | For | ||
| 1.2 | Elect Vance B. Moore | Mgmt | For | For | For | ||
| 1.3 | Elect Mark W. Parrish | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| Quanta Services, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PWR | CUSIP 74762E102 | 05/27/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Earl C. Austin, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Doyle N. Beneby | Mgmt | For | For | For | ||
| 3 | Elect Vincent D. Foster | Mgmt | For | For | For | ||
| 4 | Elect Bernard Fried | Mgmt | For | For | For | ||
| 5 | Elect Worthing F. Jackman | Mgmt | For | For | For | ||
| 6 | Elect David M. McClanahan | Mgmt | For | For | For | ||
| 7 | Elect Margaret B. Shannon | Mgmt | For | For | For | ||
| 8 | Elect Pat Wood, III | Mgmt | For | For | For | ||
| 9 | Elect Martha B. Wyrsch | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| RealPage, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RP | CUSIP 75606N109 | 03/08/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger/Acquisition | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Shopify Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SHOP | CUSIP 82509L107 | 05/26/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Tobias Lutke | Mgmt | For | For | For | ||
| 2 | Elect Robert G. Ashe | Mgmt | For | For | For | ||
| 3 | Elect Gail Goodman | Mgmt | For | For | For | ||
| 4 | Elect Colleen M. Johnston | Mgmt | For | For | For | ||
| 5 | Elect Jeremy Levine | Mgmt | For | For | For | ||
| 6 | Elect John Phillips | Mgmt | For | For | For | ||
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 8 | Amendment of Stock Option Plan | Mgmt | For | For | For | ||
| 9 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| SiteOne Landscape Supply, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SITE | CUSIP 82982L103 | 05/12/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Doug Black | Mgmt | For | For | For | ||
| 1.2 | Elect Jack L. Wyszomierski | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| T. Rowe Price Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TROW | CUSIP 74144T108 | 05/11/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Mark S. Bartlett | Mgmt | For | For | For | ||
| 2 | Elect Mary K. Bush | Mgmt | For | For | For | ||
| 3 | Elect Dina Dublon | Mgmt | For | For | For | ||
| 4 | Elect Freeman A. Hrabowski III | Mgmt | For | For | For | ||
| 5 | Elect Robert F. MacLellan | Mgmt | For | For | For | ||
| 6 | Elect Olympia J. Snowe | Mgmt | For | For | For | ||
| 7 | Elect Robert J. Stevens | Mgmt | For | For | For | ||
| 8 | Elect William J. Stromberg | Mgmt | For | For | For | ||
| 9 | Elect Richard R. Verma | Mgmt | For | For | For | ||
| 10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | ||
| 11 | Elect Alan D. Wilson | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Climate Change Proxy Voting Practices | ShrHoldr | Against | Against | For | ||
| Teladoc Health, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TDOC | CUSIP 87918A105 | 05/17/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Christopher Bischoff | Mgmt | For | For | For | ||
| 2 | Elect Karen L. Daniel | Mgmt | For | For | For | ||
| 3 | Elect Sandra Fenwick | Mgmt | For | For | For | ||
| 4 | Elect William H. Frist | Mgmt | For | For | For | ||
| 5 | Elect Jason Gorevic | Mgmt | For | For | For | ||
| 6 | Elect Catherine A. Jacobson | Mgmt | For | For | For | ||
| 7 | Elect Thomas G. McKinley | Mgmt | For | For | For | ||
| 8 | Elect Kenneth H. Paulus | Mgmt | For | For | For | ||
| 9 | Elect David L. Shedlarz | Mgmt | For | For | For | ||
| 10 | Elect Mark Douglas Smith | Mgmt | For | For | For | ||
| 11 | Elect David B. Snow, Jr. | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| Teladoc Health, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TDOC | CUSIP 87918A105 | 10/29/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Livongo Issuance | Mgmt | For | For | For | ||
| 2 | Increase in Authorized Common Stock | Mgmt | For | For | For | ||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Tractor Supply Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TSCO | CUSIP 892356106 | 05/06/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Cynthia T. Jamison | Mgmt | For | For | For | ||
| 1.2 | Elect Joy Brown | Mgmt | For | For | For | ||
| 1.3 | Elect Ricardo Cardenas | Mgmt | For | For | For | ||
| 1.4 | Elect Denise L. Jackson | Mgmt | For | For | For | ||
| 1.5 | Elect Thomas A. Kingsbury | Mgmt | For | For | For | ||
| 1.6 | Elect Ramkumar Krishnan | Mgmt | For | For | For | ||
| 1.7 | Elect Edna K. Morris | Mgmt | For | For | For | ||
| 1.8 | Elect Mark J. Weikel | Mgmt | For | For | For | ||
| 1.9 | Elect Harry A. Lawton III | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Against | Against | For | ||
| Tyler Technologies, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TYL | CUSIP 902252105 | 05/11/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Glenn A. Carter | Mgmt | For | For | For | ||
| 2 | Elect Brenda A. Cline | Mgmt | For | For | For | ||
| 3 | Elect Ronnie D. Hawkins Jr. | Mgmt | For | For | For | ||
| 4 | Elect Mary L. Landrieu | Mgmt | For | For | For | ||
| 5 | Elect John S. Marr, Jr. | Mgmt | For | For | For | ||
| 6 | Elect H. Lynn Moore, Jr. | Mgmt | For | For | For | ||
| 7 | Elect Daniel M. Pope | Mgmt | For | For | For | ||
| 8 | Elect Dustin R. Womble | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Ulta Beauty, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ULTA | CUSIP 90384S303 | 06/02/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Catherine Halligan | Mgmt | For | For | For | ||
| 1.2 | Elect David C. Kimbell | Mgmt | For | For | For | ||
| 1.3 | Elect George R. Mrkonic, Jr. | Mgmt | For | For | For | ||
| 1.4 | Elect Lorna E. Nagler | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Under Armour, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UAA | CUSIP 904311107 | 05/13/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Kevin A. Plank | Mgmt | For | For | For | ||
| 1.2 | Elect Douglas E. Coltharp | Mgmt | For | For | For | ||
| 1.3 | Elect Jerri L. DeVard | Mgmt | For | For | For | ||
| 1.4 | Elect Mohamed A. El-Erian | Mgmt | For | For | For | ||
| 1.5 | Elect Patrik Frisk | Mgmt | For | For | For | ||
| 1.6 | Elect Karen W. Katz | Mgmt | For | For | For | ||
| 1.7 | Elect Westley Moore | Mgmt | For | For | For | ||
| 1.8 | Elect Eric T. Olson | Mgmt | For | For | For | ||
| 1.9 | Elect Harvey L. Sanders | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Veeva Systems Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VEEV | CUSIP 922475108 | 01/13/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Amendment to Restated Certificate of Incorporation to Become a Public Benefit Corporation | Mgmt | For | For | For | ||
| 2 | Repeal of Classified Board | Mgmt | For | For | For | ||
| Veeva Systems Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VEEV | CUSIP 922475108 | 06/23/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Mark Carges | Mgmt | For | For | For | ||
| 2 | Elect Paul E. Chamberlain | Mgmt | For | For | For | ||
| 3 | Elect Ronald E. F. Codd | Mgmt | For | For | For | ||
| 4 | Elect Peter P. Gassner | Mgmt | For | For | For | ||
| 5 | Elect Mary Lynne Hedley | Mgmt | For | For | For | ||
| 6 | Elect Gordon Ritter | Mgmt | For | For | For | ||
| 7 | Elect Paul Sekhri | Mgmt | For | For | For | ||
| 8 | Elect Matthew J. Wallach | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||
| 12 | Permit Shareholders to Call Special Meetings | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | ||
| Zoetis Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ZTS | CUSIP 98978V103 | 05/20/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Sanjay Khosla | Mgmt | For | For | For | ||
| 2 | Elect Antoinette R. Leatherberry | Mgmt | For | For | For | ||
| 3 | Elect Willie M. Reed | Mgmt | For | For | For | ||
| 4 | Elect Linda Rhodes | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| 7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
BROWN CAPITAL MANAGEMENT SMALL COMPANY FUND
| 10x Genomics, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TXG | CUSIP 88025U109 | 06/11/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Bryan E. Roberts | Mgmt | For | For | For | ||
| 2 | Elect Kimberly J. Popovits | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| ABIOMED, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABMD | CUSIP 003654100 | 08/12/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Dorothy E. Puhy | Mgmt | For | For | For | ||
| 1.2 | Elect Paul G. Thomas | Mgmt | For | For | For | ||
| 1.3 | Elect Christopher D. Van Gorder | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| ACI Worldwide, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ACIW | CUSIP 004498101 | 06/02/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Odilon Almeida | Mgmt | For | For | For | ||
| 1.2 | Elect Charles K. Bobrinskoy | Mgmt | For | For | For | ||
| 1.3 | Elect Janet O. Estep | Mgmt | For | For | For | ||
| 1.4 | Elect James C. Hale | Mgmt | For | For | For | ||
| 1.5 | Elect Mary P. Harman | Mgmt | For | For | For | ||
| 1.6 | Elect Didier Lamouche | Mgmt | For | For | For | ||
| 1.7 | Elect Charles E. Peters, Jr. | Mgmt | For | For | For | ||
| 1.8 | Elect Adalio T. Sanchez | Mgmt | For | For | For | ||
| 1.9 | Elect Thomas W. Warsop III | Mgmt | For | For | For | ||
| 1.10 | Elect Samir M. Zabaneh | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Alarm.com Holdings, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ALRM | CUSIP 011642105 | 06/09/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Darius G. Nevin | Mgmt | For | For | For | ||
| 1.2 | Elect Stephen Trundle | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | ||
| 5 | Repeal of Classified Board | Mgmt | For | For | For | ||
| Alteryx, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AYX | CUSIP 02156B103 | 05/13/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Anjali Joshi | Mgmt | For | For | For | ||
| 1.2 | Elect Timothy I. Maudlin | Mgmt | For | For | For | ||
| 1.3 | Elect Eileen M. Schloss | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| American Software, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AMSWA | CUSIP 029683109 | 08/19/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Lizanne Thomas | Mgmt | For | For | For | ||
| 2 | Elect James B. Miller, Jr. | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Anaplan, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PLAN | CUSIP 03272L108 | 06/02/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect David Conte | Mgmt | For | For | For | ||
| 1.2 | Elect Suresh Vasudevan | Mgmt | For | For | For | ||
| 1.3 | Elect Yvonne Wassenaar | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| ANSYS, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ANSS | CUSIP 03662Q105 | 05/14/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Jim Frankola | Mgmt | For | For | For | ||
| 2 | Elect Alec D. Gallimore | Mgmt | For | For | For | ||
| 3 | Elect Ronald W. Hovsepian | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Approval of the 2021 Equity and Incentive Compensation Plan | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | For | ||
| AppFolio, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| APPF | CUSIP 03783C100 | 05/14/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Timothy Bliss | Mgmt | For | For | For | ||
| 1.2 | Elect Jason Randall | Mgmt | For | For | For | ||
| 1.3 | Elect Winifred Webb | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Balchem Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BCPC | CUSIP 057665200 | 06/17/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Daniel E. Knutson | Mgmt | For | For | For | ||
| 1.2 | Elect Joyce Lee | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Bio-Techne Corp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TECH | CUSIP 09073M104 | 10/29/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Change in Board Size | Mgmt | For | For | For | ||
| 2 | Elect Robert V. Baumgartner | Mgmt | For | For | For | ||
| 3 | Elect Julie L. Bushman | Mgmt | For | For | For | ||
| 4 | Elect John L. Higgins | Mgmt | For | For | For | ||
| 5 | Elect Joseph D. Keegan | Mgmt | For | For | For | ||
| 6 | Elect Charles R. Kummeth | Mgmt | For | For | For | ||
| 7 | Elect Roeland Nusse | Mgmt | For | For | For | ||
| 8 | Elect Alpna H. Seth | Mgmt | For | For | For | ||
| 9 | Elect Randolph C. Steer | Mgmt | For | For | For | ||
| 10 | Elect Rupert Vessey | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| Blackbaud, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BLKB | CUSIP 09227Q100 | 06/10/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect George H. Ellis | Mgmt | For | For | For | ||
| 2 | Elect Andrew M. Leitch | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Amendment to the 2016 Equity and Incentive Compensation Plan | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| Cantel Medical Corp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CMD | CUSIP 138098108 | 12/16/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Charles M. Diker | Mgmt | For | For | For | ||
| 2 | Elect Alan R. Batkin | Mgmt | For | For | For | ||
| 3 | Elect Ann E. Berman | Mgmt | For | For | For | ||
| 4 | Elect Mark N. Diker | Mgmt | For | For | For | ||
| 5 | Elect Anthony B. Evnin | Mgmt | For | For | For | ||
| 6 | Elect Laura L. Forese | Mgmt | For | For | For | ||
| 7 | Elect George L. Fotiades | Mgmt | For | For | For | ||
| 8 | Elect Ronnie Myers | Mgmt | For | For | For | ||
| 9 | Elect Karen N. Prange | Mgmt | For | For | For | ||
| 10 | Elect Peter J. Pronovost | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Approval of the 2020 Equity Incentive Plan | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| Cantel Medical Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CMD | CUSIP 138098108 | 04/29/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | ||
| Cardiovascular Systems Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CSII | CUSIP 141619106 | 11/11/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Martha Goldberg Aronson | Mgmt | For | For | For | ||
| 2 | Elect William E. Cohn | Mgmt | For | For | For | ||
| 3 | Elect Stephen Stenbeck | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| Cognex Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CGNX | CUSIP 192422103 | 05/05/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Sachin S. Lawande | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Datadog, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DDOG | CUSIP 23804L103 | 06/10/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Alexis Le-Quoc | Mgmt | For | For | For | ||
| 2 | Elect Michael Callahan | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| DMC Global Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BOOM | CUSIP 23291C103 | 05/12/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect David C. Aldous | Mgmt | For | For | For | ||
| 1.2 | Elect Andrea E. Bertone | Mgmt | For | For | For | ||
| 1.3 | Elect Robert A. Cohen | Mgmt | For | For | For | ||
| 1.4 | Elect Ruth I. Dreessen | Mgmt | For | For | For | ||
| 1.5 | Elect Richard P. Graff | Mgmt | For | For | For | ||
| 1.6 | Elect Michael A. Kelly | Mgmt | For | For | For | ||
| 1.7 | Elect Kevin T. Longe | Mgmt | For | For | For | ||
| 1.8 | Elect Clifton Peter Rose | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Glaukos Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GKOS | CUSIP 377322102 | 06/03/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Thomas W. Burns | Mgmt | For | For | For | ||
| 1.2 | Elect Leana S. Wen | Mgmt | For | For | For | ||
| 1.3 | Elect Marc A. Stapley | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Guidewire Software Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GWRE | CUSIP 40171V100 | 12/15/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Andrew Brown | Mgmt | For | For | For | ||
| 2 | Elect Margaret Dillon | Mgmt | For | For | For | ||
| 3 | Elect Michael Keller | Mgmt | For | For | For | ||
| 4 | Elect Catherine P. Lego | Mgmt | For | For | For | ||
| 5 | Elect Michael Rosenbaum | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 9 | Approval of the 2020 Stock Plan | Mgmt | For | For | For | ||
| 10 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | For | For | For | ||
| Helios Technologies, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HLIO | CUSIP 42328H109 | 06/03/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Josef Matosevic | Mgmt | For | For | For | ||
| 2 | Elect Gregory C. Yadley | Mgmt | For | Against | Against | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| Helios Technologies, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HLIO | CUSIP 42328H109 | 08/06/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Laura Dempsey Brown | Mgmt | For | For | For | ||
| 1.2 | Elect Cariappa (Cary) M. Chenanda | Mgmt | For | For | For | ||
| 1.3 | Elect Dr. Alexander Schuetz | Mgmt | For | For | For | ||
| 1.4 | Elect Josef Matosevic | Mgmt | For | For | For | ||
| 1.5 | Elect Gregory C. Yadley | Mgmt | For | Withhold | Against | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Inogen, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| INGN | CUSIP 45780L104 | 05/10/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect R. Scott Greer | Mgmt | For | For | For | ||
| 1.2 | Elect Heather Rider | Mgmt | For | For | For | ||
| 1.3 | Elect Kristen Miranda | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| iRhythm Technologies, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IRTC | CUSIP 450056106 | 06/18/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Cathleen Noel Bairey Merz | Mgmt | For | For | For | ||
| 1.2 | Elect Mark J. Rubash | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Renee Budig | Mgmt | For | Withhold | Against | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Ironwood Pharmaceuticals, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IRWD | CUSIP 46333X108 | 06/02/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Mark G. Currie | Mgmt | For | For | For | ||
| 1.2 | Elect Alexander J. Denner | Mgmt | For | For | For | ||
| 1.3 | Elect Jon R. Duane | Mgmt | For | For | For | ||
| 1.4 | Elect Marla L. Kessler | Mgmt | For | For | For | ||
| 1.5 | Elect Catherine Moukheibir | Mgmt | For | For | For | ||
| 1.6 | Elect Lawrence S. Olanoff | Mgmt | For | For | For | ||
| 1.7 | Elect Jay P. Shepard | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Manhattan Associates, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MANH | CUSIP 562750109 | 05/13/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Deepak Raghavan | Mgmt | For | For | For | ||
| 2 | Elect Edmond I. Eger III | Mgmt | For | For | For | ||
| 3 | Elect Linda T. Hollembaek | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| Neogen Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NEOG | CUSIP 640491106 | 10/08/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect G. Bruce Papesh | Mgmt | For | For | For | ||
| 1.2 | Elect Ralph A. Rodriguez | Mgmt | For | For | For | ||
| 1.3 | Elect Catherine E. Woteki | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| NetScout Systems, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NTCT | CUSIP 64115T104 | 09/10/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Joseph G. Hadzima, Jr. | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Christopher Perretta | Mgmt | For | For | For | ||
| 1.3 | Elect Susan L. Spradley | Mgmt | For | For | For | ||
| 2 | Amendment to the 2019 Equity Incentive Plan | Mgmt | For | Against | Against | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| NextGen Healthcare, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NXGN | CUSIP 65343C102 | 08/18/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect John R. Frantz | Mgmt | For | For | For | ||
| 1.2 | Elect Craig A. Barbarosh | Mgmt | For | For | For | ||
| 1.3 | Elect George H. Bristol | Mgmt | For | For | For | ||
| 1.4 | Elect Julie D. Klapstein | Mgmt | For | For | For | ||
| 1.5 | Elect James C. Malone | Mgmt | For | For | For | ||
| 1.6 | Elect Jeffrey H. Margolis | Mgmt | For | For | For | ||
| 1.7 | Elect Morris Panner | Mgmt | For | For | For | ||
| 1.8 | Elect Sheldon Razin | Mgmt | For | For | For | ||
| 1.9 | Elect Lance E. Rosenzweig | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| NIC Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EGOV | CUSIP 62914B100 | 04/19/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| OrthoPediatrics Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KIDS | CUSIP 68752L100 | 06/02/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Bernie B. Berry | Mgmt | For | For | For | ||
| 1.2 | Elect Stephen F. Burns | Mgmt | For | For | For | ||
| 1.3 | Elect Marie C. Infante | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| Paycom Software, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PAYC | CUSIP 70432V102 | 05/03/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Robert J. Levenson | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Frederick C. Peters II | Mgmt | For | Withhold | Against | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 4 | Shareholder Proposal Regarding Management Diversity Report | ShrHoldr | N/A | For | N/A | ||
| PROS Holdings, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PRO | CUSIP 74346Y103 | 05/12/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Raja Hammoud | Mgmt | For | For | For | ||
| 1.2 | Elect William Russell | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Amendment to the 2017 Equity Incentive Plan | Mgmt | For | For | For | ||
| 4 | Amendment to the 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| Proto Labs, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PRLB | CUSIP 743713109 | 05/18/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Robert Bodor | Mgmt | For | For | For | ||
| 2 | Elect Archie C. Black | Mgmt | For | For | For | ||
| 3 | Elect Sujeet Chand | Mgmt | For | For | For | ||
| 4 | Elect Moonhie Chin | Mgmt | For | For | For | ||
| 5 | Elect Rainer Gawlick | Mgmt | For | For | For | ||
| 6 | Elect John B. Goodman | Mgmt | For | For | For | ||
| 7 | Elect Donald G. Krantz | Mgmt | For | For | For | ||
| 8 | Elect Sven A. Wehrwein | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Q2 Holdings, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| QTWO | CUSIP 74736L109 | 06/08/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Lynn Atchison | Mgmt | For | For | For | ||
| 1.2 | Elect Jeffrey T. Diehl | Mgmt | For | For | For | ||
| 1.3 | Elect Matthew P. Flake | Mgmt | For | For | For | ||
| 1.4 | Elect Stephen C. Hooley | Mgmt | For | For | For | ||
| 1.5 | Elect Margaret L. Taylor | Mgmt | For | For | For | ||
| 1.6 | Elect Lynn Antipas Tyson | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Quidel Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| QDEL | CUSIP 74838J101 | 05/18/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Douglas C. Bryant | Mgmt | For | For | For | ||
| 1.2 | Elect Kenneth F. Buechler | Mgmt | For | For | For | ||
| 1.3 | Elect Edward L. Michael | Mgmt | For | For | For | ||
| 1.4 | Elect Kathy Ordonez | Mgmt | For | For | For | ||
| 1.5 | Elect Mary Lake Polan | Mgmt | For | For | For | ||
| 1.6 | Elect Ann D. Rhoads | Mgmt | For | For | For | ||
| 1.7 | Elect Charles P. Slacik | Mgmt | For | For | For | ||
| 1.8 | Elect Matthew W. Strobeck | Mgmt | For | For | For | ||
| 1.9 | Elect Kenneth J. Widder | Mgmt | For | Withhold | Against | ||
| 1.10 | Elect Joseph D. Wilkins Jr. | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Repligen Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RGEN | CUSIP 759916109 | 05/13/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Tony J. Hunt | Mgmt | For | For | For | ||
| 2 | Elect Karen Dawes | Mgmt | For | For | For | ||
| 3 | Elect Nicolas M. Barthelemy | Mgmt | For | For | For | ||
| 4 | Elect Carrie Eglinton Manner | Mgmt | For | For | For | ||
| 5 | Elect Rohin Mhatre | Mgmt | For | For | For | ||
| 6 | Elect Glenn P. Muir | Mgmt | For | For | For | ||
| 7 | Elect Thomas F. Ryan, Jr. | Mgmt | For | For | For | ||
| 8 | Ratification of Auditor | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Smartsheet Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SMAR | CUSIP 83200N103 | 06/17/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Alissa Abdullah | Mgmt | For | For | For | ||
| 1.2 | Elect Brent R. Frei | Mgmt | For | For | For | ||
| 1.3 | Elect Michael P. Gregoire | Mgmt | For | For | For | ||
| 1.4 | Elect Rowan Trollope | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Tandem Diabetes Care, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TNDM | CUSIP 875372203 | 05/18/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Dick P. Allen | Mgmt | For | Against | Against | ||
| 2 | Elect Rebecca B. Robertson | Mgmt | For | For | For | ||
| 3 | Elect Rajwant S. Sodhi | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Tyler Technologies, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TYL | CUSIP 902252105 | 05/11/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Glenn A. Carter | Mgmt | For | For | For | ||
| 2 | Elect Brenda A. Cline | Mgmt | For | For | For | ||
| 3 | Elect Ronnie D. Hawkins Jr. | Mgmt | For | For | For | ||
| 4 | Elect Mary L. Landrieu | Mgmt | For | For | For | ||
| 5 | Elect John S. Marr, Jr. | Mgmt | For | For | For | ||
| 6 | Elect H. Lynn Moore, Jr. | Mgmt | For | For | For | ||
| 7 | Elect Daniel M. Pope | Mgmt | For | For | For | ||
| 8 | Elect Dustin R. Womble | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Veeva Systems Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VEEV | CUSIP 922475108 | 01/13/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Amendment to Restated Certificate of Incorporation to Become a Public Benefit Corporation | Mgmt | For | For | For | ||
| 2 | Repeal of Classified Board | Mgmt | For | For | For | ||
| Veeva Systems Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VEEV | CUSIP 922475108 | 06/23/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Mark Carges | Mgmt | For | For | For | ||
| 2 | Elect Paul E. Chamberlain | Mgmt | For | For | For | ||
| 3 | Elect Ronald E. F. Codd | Mgmt | For | For | For | ||
| 4 | Elect Peter P. Gassner | Mgmt | For | For | For | ||
| 5 | Elect Mary Lynne Hedley | Mgmt | For | For | For | ||
| 6 | Elect Gordon Ritter | Mgmt | For | For | For | ||
| 7 | Elect Paul Sekhri | Mgmt | For | For | For | ||
| 8 | Elect Matthew J. Wallach | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||
| 12 | Permit Shareholders to Call Special Meetings | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | ||
| Vericel Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VCEL | CUSIP 92346J108 | 04/28/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Robert L. Zerbe | Mgmt | For | For | For | ||
| 1.2 | Elect Alan L. Rubino | Mgmt | For | For | For | ||
| 1.3 | Elect Heidi Hagen | Mgmt | For | For | For | ||
| 1.4 | Elect Steven C. Gilman | Mgmt | For | For | For | ||
| 1.5 | Elect Kevin McLaughlin | Mgmt | For | For | For | ||
| 1.6 | Elect Paul Kevin Wotton | Mgmt | For | For | For | ||
| 1.7 | Elect Dominick C. Colangelo | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Vocera Communications, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VCRA | CUSIP 92857F107 | 06/04/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John N. McMullen | Mgmt | For | For | For | ||
| 2 | Elect Sharon L. O’Keefe | Mgmt | For | Against | Against | ||
| 3 | Elect Ronald A. Paulus | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 6 | Approval of the 2021 Equity Incentive Plan | Mgmt | For | Against | Against | ||
| 7 | Amendment to the 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
BROWN CAPITAL MANAGEMENT INTERNATIONAL EQUITY FUND
| Abcam | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABC | CINS G0060R118 | 12/04/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | �� | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Appointment of Auditor | Mgmt | For | For | For | ||
| 4 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 5 | Elect Peter V. Allen | Mgmt | For | For | For | ||
| 6 | Elect Alan Hirzel | Mgmt | For | For | For | ||
| 7 | Elect Michael Baldock | Mgmt | For | For | For | ||
| 8 | Elect Louise A.V.C. Patten | Mgmt | For | For | For | ||
| 9 | Elect Mara G. Aspinall | Mgmt | For | For | For | ||
| 10 | Elect Giles Kerr | Mgmt | For | For | For | ||
| 11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| AJ Bell plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AJB | CINS G01457103 | 01/27/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 4 | Final Dividend | Mgmt | For | For | For | ||
| 5 | Elect Andrew J. Bell | Mgmt | For | For | For | ||
| 6 | Elect Michael Summersgill | Mgmt | For | For | For | ||
| 7 | Elect Les Platts | Mgmt | For | For | For | ||
| 8 | Elect Laura Carstensen | Mgmt | For | For | For | ||
| 9 | Elect Simon Turner | Mgmt | For | For | For | ||
| 10 | Elect Eamonn Flanagan | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor | Mgmt | For | For | For | ||
| 12 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Ambu AS | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AMBUB | CINS K03293147 | 12/09/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Denmark | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 8 | Accounts and Reports | Mgmt | For | For | For | ||
| 9 | Remuneration Report | Mgmt | For | For | For | ||
| 10 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 11 | Directors’ Fees | Mgmt | For | For | For | ||
| 12 | Elect Jorgen Jensen as Chair | Mgmt | For | For | For | ||
| 13 | Elect Christian Sagild as Vice-Chair | Mgmt | For | For | For | ||
| 14 | Elect Mikael Worning | Mgmt | For | For | For | ||
| 15 | Elect Henrik Ehlers Wulff | Mgmt | For | For | For | ||
| 16 | Elect Britt Meelby Jensen | Mgmt | For | For | For | ||
| 17 | Appointment of Auditor | Mgmt | For | For | For | ||
| 18 | Amendments to Articles (Shareholders Register) | Mgmt | For | For | For | ||
| 19 | Amendments to Articles (Electronic Meeting) | Mgmt | For | For | For | ||
| 20 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
| Atlassian Corporation Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TEAM | CUSIP G06242104 | 12/03/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report | Mgmt | For | For | For | ||
| 3 | Appointment of Auditor | Mgmt | For | For | For | ||
| 4 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 5 | Elect Shona L. Brown | Mgmt | For | For | For | ||
| 6 | Elect Michael Cannon-Brookes | Mgmt | For | For | For | ||
| 7 | Elect Scott Farquhar | Mgmt | For | For | For | ||
| 8 | Elect Heather Mirjahangir Fernandez | Mgmt | For | For | For | ||
| 9 | Elect Sasan Goodarzi | Mgmt | For | For | For | ||
| 10 | Elect Jay Parikh | Mgmt | For | For | For | ||
| 11 | Elect Enrique T. Salem | Mgmt | For | For | For | ||
| 12 | Elect Steven J. Sordello | Mgmt | For | For | For | ||
| 13 | Elect Richard Wong | Mgmt | For | For | For | ||
| 14 | Authority to Repurchase Shares Off-Market | Mgmt | For | For | For | ||
| 15 | Authority to Repurchase Shares (Securities Restriction Agreement Buyback) | Mgmt | For | For | For | ||
| Azimut Holding S.p.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AZM | CINS T0783G106 | 04/29/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Italy | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 6 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | ||
| 7 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | ||
| 8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Carl Zeiss Meditec AG | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AFX | CINS D14895102 | 05/27/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Germany | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor | Mgmt | For | For | For | ||
| 10 | Elect Peter Kameritsch | Mgmt | For | For | For | ||
| 11 | Elect Christian Muller | Mgmt | For | For | For | ||
| 12 | Elect Torsten Reitze | Mgmt | For | For | For | ||
| 13 | Remuneration Policy | Mgmt | For | For | For | ||
| 14 | Supervisory Board Remuneration Policy | Mgmt | For | For | For | ||
| Carl Zeiss Meditec AG | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AFX | CINS D14895102 | 08/06/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Germany | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor | Mgmt | For | For | For | ||
| 9 | Elect Tania von der Goltz as Supervisory Board Member | Mgmt | For | For | For | ||
| 10 | Elect Karl Lamprecht | Mgmt | For | For | For | ||
| 11 | Elect Isabel De Paoli | Mgmt | For | For | For | ||
| 12 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 13 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | ||
| 14 | Amendments to Articles | Mgmt | For | For | For | ||
| Check Point Software Technologies | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CHKP | CUSIP M22465104 | 08/03/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Gil Shwed | Mgmt | For | For | For | ||
| 2 | Elect Jerry Ungerman | Mgmt | For | For | For | ||
| 3 | Elect Dan Propper | Mgmt | For | For | For | ||
| 4 | Elect Tal Shavit | Mgmt | For | For | For | ||
| 5 | Elect Eyal Waldman | Mgmt | For | For | For | ||
| 6 | Elect Shai Weiss | Mgmt | For | For | For | ||
| 7 | Elect Irwin Federman | Mgmt | For | For | For | ||
| 8 | Elect Ray Rothrock | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Option Grant of CEO | Mgmt | For | For | For | ||
| 11 | Directors’ Fees | Mgmt | For | For | For | ||
| 12 | Confirmation of Controlling Shareholder | Mgmt | N/A | For | N/A | ||
| 13 | Confirmation of Controlling Shareholder | Mgmt | N/A | For | N/A | ||
| Chr. Hansen Holding | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CHR | CINS K1830B107 | 11/25/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Denmark | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 7 | Accounts and Reports | Mgmt | For | For | For | ||
| 8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 9 | Remuneration Report | Mgmt | For | For | For | ||
| 10 | Directors’ Fees | Mgmt | For | For | For | ||
| 11 | Amendments to Articles (Agenda) | Mgmt | For | For | For | ||
| 12 | Amendments to Articles (Electronic Meeting) | Mgmt | For | For | For | ||
| 13 | Amendments to Articles (Shareholder Attendance) | Mgmt | For | For | For | ||
| 14 | Elect Dominique Reiniche | Mgmt | For | For | For | ||
| 15 | Elect Jesper Brandgaard | Mgmt | For | For | For | ||
| 16 | Elect Luis Cantarell | Mgmt | For | For | For | ||
| 17 | Elect Heidi Kleinbach-Sauter | Mgmt | For | For | For | ||
| 18 | Elect Mark Wilson | Mgmt | For | For | For | ||
| 19 | Elect Lise Kaae | Mgmt | For | For | For | ||
| 20 | Elect Kevin Lane | Mgmt | For | For | For | ||
| 21 | Elect Lillie Li Valeur | Mgmt | For | For | For | ||
| 22 | Appointment of Auditor | Mgmt | For | For | For | ||
| 23 | Shareholder Proposal Regarding TCFD Reporting | ShrHoldr | Against | Against | For | ||
| 24 | Shareholder Proposal Regarding Tax Reporting | ShrHoldr | For | For | For | ||
| 25 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| Cochlear Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| COH | CINS Q25953102 | 10/20/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Australia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Remuneration Report | Mgmt | For | For | For | ||
| 4 | Elect Andrew Denver | Mgmt | For | For | For | ||
| 5 | Re-elect Bruce G. Robinson | Mgmt | For | For | For | ||
| 6 | Re-elect Michael G. Daniell | Mgmt | For | For | For | ||
| 7 | Elect Stephen Mayne | Mgmt | Against | Against | For | ||
| 8 | Equity Grant (MD/CEO Dig Howitt) | Mgmt | For | For | For | ||
| 9 | Adopt New Constitution | Mgmt | For | For | For | ||
| 10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 11 | Renew Proportional Takeover Provisions | Mgmt | For | For | For | ||
| CyberAgent,Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 4751 | CINS J1046G108 | 12/11/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Susumu Fujita | Mgmt | For | For | For | ||
| 4 | Elect Yusuke Hidaka | Mgmt | For | For | For | ||
| 5 | Elect Go Nakayama | Mgmt | For | For | For | ||
| 6 | Elect Koichi Nakamura | Mgmt | For | For | For | ||
| 7 | Elect Kozo Takaoka | Mgmt | For | For | For | ||
| 8 | Adoption of Equity Compensation Plan | Mgmt | For | For | For | ||
| CyberArk Software Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CYBR | CUSIP M2682V108 | 06/29/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Ehud Mokady | Mgmt | For | For | For | ||
| 2 | Elect David Schaeffer | Mgmt | For | For | For | ||
| 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| Dassault Systemes SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DSY | CINS F2457H472 | 05/26/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 8 | Accounts and Reports | Mgmt | For | For | For | ||
| 9 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 10 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 11 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | ||
| 12 | 2021 Remuneration Policy (Corporate Officers) | Mgmt | For | Against | Against | ||
| 13 | 2020 Remuneration of Charles Edelstenne, Chair | Mgmt | For | For | For | ||
| 14 | 2020 Remuneration of Bernard Charles, Vice Chair and CEO | Mgmt | For | Against | Against | ||
| 15 | 2020 Remuneration Report | Mgmt | For | For | For | ||
| 16 | Elect Odile Desforges | Mgmt | For | For | For | ||
| 17 | Elect Soumitra Dutta | Mgmt | For | For | For | ||
| 18 | Ratification of the Co-option of Pascal Daloz | Mgmt | For | For | For | ||
| 19 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
| 21 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | ||
| 22 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | ||
| 23 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | ||
| 24 | Greenshoe | Mgmt | For | For | For | ||
| 25 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
| 26 | Authority to Increase Capital in Consideration for Contributions In Kind (France) | Mgmt | For | For | For | ||
| 27 | Authority to Issue Performance Shares | Mgmt | For | For | For | ||
| 28 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 29 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||
| 30 | Stock Split | Mgmt | For | For | For | ||
| 31 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| DCC Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DCC | CINS G2689P101 | 02/04/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Ireland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Approve Migration of Electronic Settlement | Mgmt | For | For | For | ||
| 3 | Adoption of New Articles (Migration) | Mgmt | For | For | For | ||
| 4 | Authority to Implement the Migration | Mgmt | For | For | For | ||
| DCC Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DCC | CINS G2689P101 | 07/17/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Ireland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Final Dividend | Mgmt | For | For | For | ||
| 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 4 | Remuneration Policy (Advisory) | Mgmt | For | For | For | ||
| 5 | Elect Mark Breuer | Mgmt | For | For | For | ||
| 6 | Elect Caroline Dowling | Mgmt | For | For | For | ||
| 7 | Elect Tufan Erginbilgic | Mgmt | For | For | For | ||
| 8 | Elect David C. Jukes | Mgmt | For | For | For | ||
| 9 | Elect Pamela J. Kirby | Mgmt | For | For | For | ||
| 10 | Elect Jane Lodge | Mgmt | For | For | For | ||
| 11 | Elect Cormac McCarthy | Mgmt | For | For | For | ||
| 12 | Elect John Moloney | Mgmt | For | For | For | ||
| 13 | Elect Donal Murphy | Mgmt | For | For | For | ||
| 14 | Elect Mark Ryan | Mgmt | For | For | For | ||
| 15 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 20 | Authority to Set Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | ||
| 21 | Amendment to Long-Term Incentive Plan | Mgmt | For | For | For | ||
| Diageo plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DGE | CINS G42089113 | 09/28/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 4 | Final Dividend | Mgmt | For | For | For | ||
| 5 | Elect Melissa Bethell | Mgmt | For | For | For | ||
| 6 | Elect Javier Ferran | Mgmt | For | For | For | ||
| 7 | Elect Susan Kilsby | Mgmt | For | For | For | ||
| 8 | Elect Lady Nicola Mendelsohn | Mgmt | For | For | For | ||
| 9 | Elect Ivan Menezes | Mgmt | For | For | For | ||
| 10 | Elect Kathryn A. Mikells | Mgmt | For | For | For | ||
| 11 | Elect Alan Stewart | Mgmt | For | For | For | ||
| 12 | Appointment of Auditor | Mgmt | For | For | For | ||
| 13 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 14 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Amendment to the 2001 Share Incentive Plan | Mgmt | For | For | For | ||
| 17 | UK Sharesave Plan | Mgmt | For | For | For | ||
| 18 | Deferred Bonus Share Plan | Mgmt | For | For | For | ||
| 19 | International Share Plans | Mgmt | For | For | For | ||
| 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 23 | Adoption of New Articles | Mgmt | For | For | For | ||
| 24 | Ratification of Transactions | Mgmt | For | For | For | ||
| 25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Essilorluxottica | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EL | CINS F31665106 | 05/21/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 9 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | ||
| 10 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 11 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 12 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | ||
| 13 | 2020 Remuneration Report | Mgmt | For | For | For | ||
| 14 | 2020 Remuneration of Leonardo Del Vecchio, Chair and CEO (until December 17, 2020) and Chair (from December 17, 2020) | Mgmt | For | For | For | ||
| 15 | 2020 Remuneration of Hubert Sagnieres, Deputy CEO (until December 17, 2020) and Vice Chair (from December 17, 2020) | Mgmt | For | For | For | ||
| 16 | 2021 Remuneration Policy from January 1 until the General Assembly (Executives) | Mgmt | For | For | For | ||
| 17 | 2021 Remuneration Policy for the period after the General Assembly (Executives) | Mgmt | For | For | For | ||
| 18 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 19 | Amendments to Articles to Harmonise the Company’s Bylaws with the Pacte Law | Mgmt | For | For | For | ||
| 20 | Amendment to Articles Regarding Directors Term-Length | Mgmt | For | Against | Against | ||
| 21 | Amendments to Articles Regarding the Board Chair | Mgmt | For | For | For | ||
| 22 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
| 23 | Authority to Issue Performance Shares | Mgmt | For | For | For | ||
| 24 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | ||
| 25 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
| 26 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 27 | Elect Leonardo Del Vecchio | Mgmt | For | For | For | ||
| 28 | Elect Romolo Bardin | Mgmt | For | For | For | ||
| 29 | Elect Juliette Favre | Mgmt | For | For | For | ||
| 30 | Elect Francesco Milleri | Mgmt | For | For | For | ||
| 31 | Elect Paul du Saillant | Mgmt | For | For | For | ||
| 32 | Elect Cristina Scocchia | Mgmt | For | For | For | ||
| 33 | Elect Jean-Luc Biamonti | Mgmt | For | For | For | ||
| 34 | Elect Marie-Christine Coisne-Roquette | Mgmt | For | For | For | ||
| 35 | Elect Jose Gonzalo | Mgmt | For | For | For | ||
| 36 | Elect Swati A. Piramal | Mgmt | For | For | For | ||
| 37 | Elect Nathalie von Siemens | Mgmt | For | For | For | ||
| 38 | Elect Andrea Zappia | Mgmt | For | For | For | ||
| 39 | Amendment to Articles Regarding Directors Term-Length | Mgmt | For | For | For | ||
| 40 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| Flutter Entertainment Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FLTR | CINS G3643J108 | 01/19/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Ireland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Approve Migration of Electronic Settlement | Mgmt | For | For | For | ||
| 3 | Amendments to Articles | Mgmt | For | For | For | ||
| 4 | Adoption of New Articles (Migration) | Mgmt | For | For | For | ||
| 5 | Adoption of New Articles (Migration) | Mgmt | For | For | For | ||
| 6 | Authority to Implement the Migration | Mgmt | For | For | For | ||
| 7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Flutter Entertainment Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FLTR | CINS G3643J108 | 04/29/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Ireland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 4 | Elect Zillah Byng-Thorne | Mgmt | For | For | For | ||
| 5 | Elect Michael E. Cawley | Mgmt | For | For | For | ||
| 6 | Elect Nancy Cruickshank | Mgmt | For | For | For | ||
| 7 | Elect Richard Flint | Mgmt | For | Against | Against | ||
| 8 | Elect Andrew Higginson | Mgmt | For | For | For | ||
| 9 | Elect Jonathan S. Hill | Mgmt | For | For | For | ||
| 10 | Elect Alfred F. Hurley, Jr. | Mgmt | For | For | For | ||
| 11 | Elect Peter Jackson | Mgmt | For | For | For | ||
| 12 | Elect David A. Lazzarato | Mgmt | For | For | For | ||
| 13 | Elect Gary McGann | Mgmt | For | For | For | ||
| 14 | Elect Mary Turner | Mgmt | For | For | For | ||
| 15 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 21 | Authority to Set Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | ||
| 22 | Capitalisation of the Merger Reserve | Mgmt | For | For | For | ||
| 23 | Cancellation of Share Premium Account | Mgmt | For | For | For | ||
| 24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Flutter Entertainment Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FLTR | CINS G3643J108 | 12/29/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Ireland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | FanDuel Transaction | Mgmt | For | For | For | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Fomento Economico Mexicano S.A.B. de C.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FEMSAUBD | CINS P4182H115 | 03/24/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | Abstain | Against | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 4 | Election of Directors; Fees | Mgmt | For | For | For | ||
| 5 | Election of Board Committee Members; Fees | Mgmt | For | For | For | ||
| 6 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| 7 | Minutes | Mgmt | For | For | For | ||
| 8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Givaudan S.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GIVN | CINS H3238Q102 | 03/25/2021 | Take No Action | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Switzerland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
| 4 | Compensation Report | Mgmt | For | TNA | N/A | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
| 6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||
| 7 | Elect Victor Balli | Mgmt | For | TNA | N/A | ||
| 8 | Elect Werner J. Bauer | Mgmt | For | TNA | N/A | ||
| 9 | Elect Lilian Fossum Biner | Mgmt | For | TNA | N/A | ||
| 10 | Elect Michael Carlos | Mgmt | For | TNA | N/A | ||
| 11 | Elect Ingrid Deltenre | Mgmt | For | TNA | N/A | ||
| 12 | Elect Olivier A. Filliol | Mgmt | For | TNA | N/A | ||
| 13 | Elect Sophie Gasperment | Mgmt | For | TNA | N/A | ||
| 14 | Elect Calvin Grieder as Board Chair | Mgmt | For | TNA | N/A | ||
| 15 | Elect Werner J. Bauer as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
| 16 | Elect Ingrid Deltenre as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
| 17 | Elect Victor Balli as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
| 18 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
| 19 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
| 20 | Board Compensation | Mgmt | For | TNA | N/A | ||
| 21 | Executive Compensation (Short-Term) | Mgmt | For | TNA | N/A | ||
| 22 | Executive Compensation (Fixed and Long-Term) | Mgmt | For | TNA | N/A | ||
| Gmo Payment Gateway Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 3769 | CINS J18229104 | 12/20/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Masatoshi Kumagai | Mgmt | For | For | For | ||
| 4 | Elect Issei Ainoura | Mgmt | For | For | For | ||
| 5 | Elect Ryu Muramatsu | Mgmt | For | For | For | ||
| 6 | Elect Satoru Isozaki | Mgmt | For | For | For | ||
| 7 | Elect Yuichi Hisada | Mgmt | For | For | For | ||
| 8 | Elect Masashi Yasuda | Mgmt | For | For | For | ||
| 9 | Elect Hirofumi Yamashita | Mgmt | For | For | For | ||
| 10 | Elect Takehito Kaneko | Mgmt | For | For | For | ||
| 11 | Elect Masaya Onagi | Mgmt | For | For | For | ||
| 12 | Elect Akio Sato | Mgmt | For | For | For | ||
| 13 | Elect Yuki Kawasaki | Mgmt | For | For | For | ||
| 14 | Elect Kazutaka Yoshida as Statutory Auditor | Mgmt | For | For | For | ||
| Grifols SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GRF | CINS E5706X215 | 05/20/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Spain | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Individual Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Report on Non-Financial Information | Mgmt | For | For | For | ||
| 6 | Special Dividend | Mgmt | For | For | For | ||
| 7 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor (Individual Accounts) | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor (Consolidated Accounts) | Mgmt | For | For | For | ||
| 10 | Resignation of Ramon Riera Roca | Mgmt | For | For | For | ||
| 11 | Elect Victor Grifols Roura | Mgmt | For | For | For | ||
| 12 | Board Size | Mgmt | For | For | For | ||
| 13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 14 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| Grifols SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GRF | CINS E5706X215 | 10/08/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Spain | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Individual Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Report on Non-Financial Information | Mgmt | For | For | For | ||
| 6 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 7 | Appointment of Auditor (Individual Accounts) | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor (Consolidated Accounts) | Mgmt | For | For | For | ||
| 9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 10 | Elect James Costos | Mgmt | For | For | For | ||
| 11 | Elect Victor Grifols Deu | Mgmt | For | For | For | ||
| 12 | Elect Thomas Glanzmann | Mgmt | For | For | For | ||
| 13 | Elect Steven F. Mayer | Mgmt | For | For | For | ||
| 14 | Amendments to Articles (Telematic Attendance) | Mgmt | For | For | For | ||
| 15 | Amendments to General Meeting Regulations (Telematic Attendance) | Mgmt | For | For | For | ||
| 16 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 17 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 18 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 19 | Renewal of Authority to List Securities | Mgmt | For | For | For | ||
| 20 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| Icon Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ICLR | CUSIP G4705A100 | 06/15/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger/Acquisition | Mgmt | For | For | For | ||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Icon Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ICLR | CUSIP G4705A100 | 07/21/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Mary Pendergast | Mgmt | For | For | For | ||
| 2 | Elect Hugh Brady | Mgmt | For | For | For | ||
| 3 | Elect Ronan Murphy | Mgmt | For | For | For | ||
| 4 | Elect Julie O’Neill | Mgmt | For | For | For | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 9 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 11 | Issuance of Treasury Shares | Mgmt | For | For | For | ||
| Ipsen | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IPN | CINS F5362H107 | 05/27/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 7 | Accounts and Reports | Mgmt | For | For | For | ||
| 8 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 10 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | ||
| 11 | Elect Antoine Flochel | Mgmt | For | For | For | ||
| 12 | Elect Margaret A. Liu | Mgmt | For | For | For | ||
| 13 | Elect Carol Stuckley | Mgmt | For | For | For | ||
| 14 | Ratification of the Co-option of David Loew | Mgmt | For | For | For | ||
| 15 | Elect David Loew | Mgmt | For | For | For | ||
| 16 | 2021 Remuneration Policy (Board of Directors) | Mgmt | For | For | For | ||
| 17 | 2021 Remuneration Policy (Chair) | Mgmt | For | For | For | ||
| 18 | 2021 Remuneration Policy (CEO and other Executives) | Mgmt | For | Against | Against | ||
| 19 | 2020 Remuneration Report | Mgmt | For | For | For | ||
| 20 | 2020 Remuneration of Marc de Garidel, Chair | Mgmt | For | For | For | ||
| 21 | 2020 Remuneration of Aymeric Le Chatelier, Interim CEO (Until June 30, 2020) | Mgmt | For | For | For | ||
| 22 | 2020 Remuneration of David Loew, CEO (From July 1, 2020) | Mgmt | For | Against | Against | ||
| 23 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 24 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
| 25 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
| 26 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | ||
| 27 | Authority to Increase Capital in Case of Exchange Offers (France) | Mgmt | For | For | For | ||
| 28 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | ||
| 29 | Greenshoe | Mgmt | For | For | For | ||
| 30 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | ||
| 31 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 32 | Authority to Grant Stock Options | Mgmt | For | Against | Against | ||
| 33 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| Kakaku.com, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2371 | CINS J29258100 | 06/17/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Kaoru Hayashi | Mgmt | For | For | For | ||
| 4 | Elect Shonosuke Hata | Mgmt | For | For | For | ||
| 5 | Elect Atsuhiro Murakami | Mgmt | For | For | For | ||
| 6 | Elect Shingo Yuki | Mgmt | For | For | For | ||
| 7 | Elect Kanako Miyazaki @ Kanako Niina | Mgmt | For | For | For | ||
| 8 | Elect Tomoharu Kato | Mgmt | For | For | For | ||
| 9 | Elect Kazuyoshi Miyajima | Mgmt | For | For | For | ||
| 10 | Elect Masayuki Kinoshita | Mgmt | For | For | For | ||
| 11 | Elect Kazukuni Tada | Mgmt | For | For | For | ||
| 12 | Elect Yuko Nemoto as Statutory Auditor | Mgmt | For | For | For | ||
| 13 | Amendment to the Equity Compensation Plan | Mgmt | For | For | For | ||
| 14 | Amendment to the Equity Compensation Plan | Mgmt | For | For | For | ||
| Kingdee International Software Group Co. Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 268 | CINS G52568147 | 05/21/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Elect XU Shao Chun | Mgmt | For | For | For | ||
| 5 | Elect DONG Ming Zhu | Mgmt | For | For | For | ||
| 6 | Elect Zhou Bo Wen | Mgmt | For | For | For | ||
| 7 | Elect NI Zheng Dong | Mgmt | For | For | For | ||
| 8 | Directors’ Fees | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| 13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Kingsoft Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 3888 | CINS G5264Y108 | 05/26/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect LAU Chi Ping | Mgmt | For | For | For | ||
| 6 | Elect WONG Shun Tak | Mgmt | For | For | For | ||
| 7 | Elect David TANG Yuen Kwan | Mgmt | For | For | For | ||
| 8 | Directors’ Fees | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||
| 13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| M3, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2413 | CINS J4697J108 | 06/25/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Itaru Tanimura | Mgmt | For | For | For | ||
| 2 | Elect Akihiko Tomaru | Mgmt | For | For | For | ||
| 3 | Elect Eiji Tsuchiya | Mgmt | For | For | For | ||
| 4 | Elect Kazuyuki Izumiya | Mgmt | For | For | For | ||
| 5 | Elect Akinori Urae | Mgmt | For | For | For | ||
| 6 | Elect Kenichiro Yoshida | Mgmt | For | For | For | ||
| 7 | Amendment to the Equity Compensation Plan | Mgmt | For | For | For | ||
| MercadoLibre, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MELI | CUSIP 58733R102 | 06/08/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Nicolas Galperin | Mgmt | For | For | For | ||
| 1.2 | Elect Henrique Dubugras | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| MonotaRO Company Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 3064 | CINS J46583100 | 03/26/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 2 | Elect Kinya Seto | Mgmt | For | For | For | ||
| 3 | Elect Masaya Suzuki | Mgmt | For | For | For | ||
| 4 | Elect Haruo Kitamura | Mgmt | For | For | For | ||
| 5 | Elect Masahiro Kishida | Mgmt | For | For | For | ||
| 6 | Elect Tomoko Ise | Mgmt | For | For | For | ||
| 7 | Elect Mari Sagiya | Mgmt | For | For | For | ||
| 8 | Elect Barry Greenhouse | Mgmt | For | For | For | ||
| Novo Nordisk A/S | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NOVOB | CINS K72807132 | 03/25/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Denmark | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Remuneration Report | Mgmt | For | For | For | ||
| 9 | Directors’ Fees 2020 | Mgmt | For | For | For | ||
| 10 | Directors’ Fees 2021 | Mgmt | For | For | For | ||
| 11 | Elect Helge Lund as chair | Mgmt | For | For | For | ||
| 12 | Elect Jeppe Christiansen as vice chair | Mgmt | For | For | For | ||
| 13 | Elect Laurence Debroux | Mgmt | For | For | For | ||
| 14 | Elect Andreas Fibig | Mgmt | For | For | For | ||
| 15 | Elect Sylvie Gregoire | Mgmt | For | For | For | ||
| 16 | Elect Kasim Kutay | Mgmt | For | For | For | ||
| 17 | Elect Martin Mackay | Mgmt | For | For | For | ||
| 18 | Elect Henrik Poulsen | Mgmt | For | For | For | ||
| 19 | Appointment of Auditor | Mgmt | For | For | For | ||
| 20 | Authority to Reduce Share Capital | Mgmt | For | For | For | ||
| 21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 22 | Amendments to Articles (Share Capital) | Mgmt | For | For | For | ||
| 23 | Authority to Issue Shares w/ or w/o Preemptive Rights for Existing Shareholders | Mgmt | For | For | For | ||
| 24 | Indemnification of the Board of Directors and Executive Management | Mgmt | For | For | For | ||
| 25 | Indemnification of the Executive Management | Mgmt | For | For | For | ||
| 26 | Amendments to Remuneration Policy | Mgmt | For | For | For | ||
| 27 | Amendments to Articles (Virtual Meetings) | Mgmt | For | For | For | ||
| 28 | Amendments to Articles (Language in documents prepared for General Meetings) | Mgmt | For | For | For | ||
| 29 | Amendments to Articles (Differentiation of votes) | Mgmt | For | For | For | ||
| 30 | Shareholder’s Proposal Regarding Allocation of Profits | ShrHoldr | Against | Against | For | ||
| 31 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 34 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 35 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Ocado Group Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| OCDO | CINS G6718L106 | 05/13/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Elect Tim Steiner | Mgmt | For | For | For | ||
| 4 | Elect Neill Abrams | Mgmt | For | For | For | ||
| 5 | Elect Mark A. Richardson | Mgmt | For | For | For | ||
| 6 | Elect Luke Jensen | Mgmt | For | For | For | ||
| 7 | Elect Jorn Rausing | Mgmt | For | For | For | ||
| 8 | Elect Andrew J. Harrison | Mgmt | For | For | For | ||
| 9 | Elect Emma Lloyd | Mgmt | For | For | For | ||
| 10 | Elect Julie Southern | Mgmt | For | For | For | ||
| 11 | Elect John Martin | Mgmt | For | For | For | ||
| 12 | Elect Michael Sherman | Mgmt | For | For | For | ||
| 13 | Elect Richard Haythornthwaite | Mgmt | For | For | For | ||
| 14 | Elect Stephen Daintith | Mgmt | For | For | For | ||
| 15 | Appointment of Auditor | Mgmt | For | For | For | ||
| 16 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 17 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 18 | Amendment to Ocado Employee Share Purchase Plan | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 20 | Authority to Issue Shares w/ Preemptive Rights (in connection with rights issue only) | Mgmt | For | For | For | ||
| 21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Partners Group Holding AG | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PGHN | CINS H6120A101 | 05/12/2021 | Take No Action | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Switzerland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
| 5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||
| 6 | Amendments to Articles | Mgmt | For | TNA | N/A | ||
| 7 | Compensation Report | Mgmt | For | TNA | N/A | ||
| 8 | Board Compensation (Short-Term) | Mgmt | For | TNA | N/A | ||
| 9 | Board Compensation (Long-Term) | Mgmt | For | TNA | N/A | ||
| 10 | Board Compensation (’Technical Non-Financial’) | Mgmt | For | TNA | N/A | ||
| 11 | Executive Compensation (Revision: Fixed FY2021) | Mgmt | For | TNA | N/A | ||
| 12 | Executive Compensation (Fixed FY2022) | Mgmt | For | TNA | N/A | ||
| 13 | Executive Compensation (Long-Term) | Mgmt | For | TNA | N/A | ||
| 14 | Executive Compensation (’Technical Non-Financial’) | Mgmt | For | TNA | N/A | ||
| 15 | Elect Steffen Meister as Board Chair | Mgmt | For | TNA | N/A | ||
| 16 | Elect Marcel Erni | Mgmt | For | TNA | N/A | ||
| 17 | Elect Alfred Gantner | Mgmt | For | TNA | N/A | ||
| 18 | Elect Lisa A. Hook | Mgmt | For | TNA | N/A | ||
| 19 | Elect Joseph P. Landy | Mgmt | For | TNA | N/A | ||
| 20 | Elect Grace del Rosario-Castano | Mgmt | For | TNA | N/A | ||
| 21 | Elect Martin Strobel | Mgmt | For | TNA | N/A | ||
| 22 | Elect Urs Wietlisbach | Mgmt | For | TNA | N/A | ||
| 23 | Elect Grace del Rosario-Castano as Nominating and Compensation Committee Chair | Mgmt | For | TNA | N/A | ||
| 24 | Elect Lisa A. Hook as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | ||
| 25 | Elect Martin Strobel as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | ||
| 26 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
| 27 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
| Rakuten Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 4755 | CINS J64264104 | 03/30/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Amendments to Articles | Mgmt | For | For | For | ||
| 3 | Elect Hiroshi Mikitani | Mgmt | For | For | For | ||
| 4 | Elect Masayuki Hosaka | Mgmt | For | For | For | ||
| 5 | Elect Charles B. Baxter | Mgmt | For | For | For | ||
| 6 | Elect Kentaro Hyakuno | Mgmt | For | For | For | ||
| 7 | Elect Ken Kutaragi | Mgmt | For | For | For | ||
| 8 | Elect Sarah J. M. Whitley | Mgmt | For | For | For | ||
| 9 | Elect Takashi Mitachi | Mgmt | For | For | For | ||
| 10 | Elect Jun Murai | Mgmt | For | For | For | ||
| 11 | Elect John V. Roos | Mgmt | For | For | For | ||
| Rational AG | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RAA | CINS D6349P107 | 05/12/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Germany | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor | Mgmt | For | For | For | ||
| 10 | Management Board Remuneration Policy | Mgmt | For | For | For | ||
| 11 | Supervisory Board Remuneration Policy | Mgmt | For | For | For | ||
| 12 | Amendments to Articles | Mgmt | For | For | For | ||
| REA Group Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| REA | CINS Q8051B108 | 11/17/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Australia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Remuneration Report | Mgmt | For | For | For | ||
| 3 | Re- Elect Nicholas (Nick) J. Dowling | Mgmt | For | Against | Against | ||
| 4 | Equity Grant (MD/CEO Owen Wilson - LTI) | Mgmt | For | For | For | ||
| 5 | Equity Grant (MD/CEO Recovery Incentive Grant) | Mgmt | For | For | For | ||
| RELX Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| REL | CINS G7493L105 | 04/22/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Final Dividend | Mgmt | For | For | For | ||
| 4 | Appointment of Auditor | Mgmt | For | For | For | ||
| 5 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 6 | Elect Paul Walker | Mgmt | For | For | For | ||
| 7 | Elect June Felix | Mgmt | For | For | For | ||
| 8 | Elect Erik Engstrom | Mgmt | For | For | For | ||
| 9 | Elect Wolfhart Hauser | Mgmt | For | For | For | ||
| 10 | Elect Charlotte Hogg | Mgmt | For | For | For | ||
| 11 | Elect Marike van Lier Lels | Mgmt | For | For | For | ||
| 12 | Elect Nicholas Luff | Mgmt | For | For | For | ||
| 13 | Elect Robert J. MacLeod | Mgmt | For | For | For | ||
| 14 | Elect Linda S. Sanford | Mgmt | For | For | For | ||
| 15 | Elect Andrew J. Sukawaty | Mgmt | For | For | For | ||
| 16 | Elect Suzanne Wood | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Sap SE | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SAP | CINS D66992104 | 05/12/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Germany | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor | Mgmt | For | For | For | ||
| 10 | Elect Qi Lu | Mgmt | For | For | For | ||
| 11 | Elect Rouven Westphal | Mgmt | For | For | For | ||
| 12 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | ||
| 13 | Amendment to Corporate Purpose | Mgmt | For | For | For | ||
| 14 | Amendments to Articles (SRD II) | Mgmt | For | For | For | ||
| SimCorp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SIM | CINS K8851Q129 | 03/24/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Denmark | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Remuneration Report | Mgmt | For | For | For | ||
| 9 | Elect Peter Schutze | Mgmt | For | For | For | ||
| 10 | Elect Morten Hubbe | Mgmt | For | For | For | ||
| 11 | Elect Herve Couturier | Mgmt | For | For | For | ||
| 12 | Elect Simon Jeffreys | Mgmt | For | For | For | ||
| 13 | Elect Adam Warby | Mgmt | For | For | For | ||
| 14 | Elect Joan A. Binstock | Mgmt | For | For | For | ||
| 15 | Elect Susan Standiford | Mgmt | For | For | For | ||
| 16 | Appointment of Auditor | Mgmt | For | For | For | ||
| 17 | Amendment to Remuneration Policy | Mgmt | For | For | For | ||
| 18 | Directors’ Fees | Mgmt | For | For | For | ||
| 19 | Amendments to Articles | Mgmt | For | For | For | ||
| 20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| SimCorp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SIM | CINS K8851Q129 | 04/21/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Denmark | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Amendments to Articles (Corporate Purpose) | Mgmt | For | For | For | ||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Smartsheet Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SMAR | CUSIP 83200N103 | 06/17/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Alissa Abdullah | Mgmt | For | For | For | ||
| 1.2 | Elect Brent R. Frei | Mgmt | For | For | For | ||
| 1.3 | Elect Michael P. Gregoire | Mgmt | For | For | For | ||
| 1.4 | Elect Rowan Trollope | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| SoftwareONE Holding AG | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SWON | CINS H5682F102 | 05/20/2021 | Take No Action | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Switzerland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
| 3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | ||
| 4 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
| 5 | Compensation Report | Mgmt | For | TNA | N/A | ||
| 6 | Allocation of Profits; Dividend from Reserves | Mgmt | For | TNA | N/A | ||
| 7 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||
| 8 | Elect Daniel von Stockar | Mgmt | For | TNA | N/A | ||
| 9 | Elect Jose Alberto Duarte | Mgmt | For | TNA | N/A | ||
| 10 | Elect Rene Gilli | Mgmt | For | TNA | N/A | ||
| 11 | Elect Timo Ihamuotila | Mgmt | For | TNA | N/A | ||
| 12 | Elect Peter Kurer | Mgmt | For | TNA | N/A | ||
| 13 | Elect Marie-Pierre Rogers | Mgmt | For | TNA | N/A | ||
| 14 | Elect Jean-Pierre Saad | Mgmt | For | TNA | N/A | ||
| 15 | Elect Isabelle Romy | Mgmt | For | TNA | N/A | ||
| 16 | Elect Adam Warby | Mgmt | For | TNA | N/A | ||
| 17 | Appoint Daniel von Stockar as Board Chair | Mgmt | For | TNA | N/A | ||
| 18 | Elect Marie-Pierre Rogers as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | ||
| 19 | Elect Peter Kurer as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | ||
| 20 | Elect Daniel von Stockar as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | ||
| 21 | Elect Adam Warby as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | ||
| 22 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
| 23 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
| 24 | Board Compensation | Mgmt | For | TNA | N/A | ||
| 25 | Executive Compensation | Mgmt | For | TNA | N/A | ||
| 26 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
| Tecan Group AG | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TECN | CINS H84774167 | 04/13/2021 | Take No Action | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Switzerland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
| 5 | Dividend from Reserves | Mgmt | For | TNA | N/A | ||
| 6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||
| 7 | Elect Lukas Braunschweiler | Mgmt | For | TNA | N/A | ||
| 8 | Elect Oliver S. Fetzer | Mgmt | For | TNA | N/A | ||
| 9 | Elect Heinrich Fischer | Mgmt | For | TNA | N/A | ||
| 10 | Elect Karen Hubscher | Mgmt | For | TNA | N/A | ||
| 11 | Elect Christa Kreuzburg | Mgmt | For | TNA | N/A | ||
| 12 | Elect Daniel R. Marshak | Mgmt | For | TNA | N/A | ||
| 13 | Appoint Lukas Braunschweiler as Board Chair | Mgmt | For | TNA | N/A | ||
| 14 | Elect Oliver S. Fetzer as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
| 15 | Elect Christa Kreuzburg as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
| 16 | Elect Daniel R. Marshak as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
| 17 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
| 18 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
| 19 | Compensation Report | Mgmt | For | TNA | N/A | ||
| 20 | Board Compensation | Mgmt | For | TNA | N/A | ||
| 21 | Executive Compensation | Mgmt | For | TNA | N/A | ||
| TEMENOS AG | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TEMN | CINS H8547Q107 | 05/20/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Switzerland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
| 6 | Increase in Authorised Capital | Mgmt | For | For | For | ||
| 7 | Board Compensation | Mgmt | For | For | For | ||
| 8 | Executive Compensation | Mgmt | For | For | For | ||
| 9 | Elect James Benson | Mgmt | For | For | For | ||
| 10 | Elect Andreas Andreades as Executive Chair | Mgmt | For | For | For | ||
| 11 | Elect Thibault de Tersant | Mgmt | For | For | For | ||
| 12 | Elect Ian Cookson | Mgmt | For | For | For | ||
| 13 | Elect Erik Hansen | Mgmt | For | For | For | ||
| 14 | Elect Peter Spenser | Mgmt | For | For | For | ||
| 15 | Elect Homaira Akbari | Mgmt | For | For | For | ||
| 16 | Elect Maurizio Carli | Mgmt | For | For | For | ||
| 17 | Elect Homaira Akbari as Compensation Committee Member | Mgmt | For | For | For | ||
| 18 | Elect Peter Spenser as Compensation Committee Member | Mgmt | For | For | For | ||
| 19 | Elect Maurizio Carli as Compensation Committee Member | Mgmt | For | For | For | ||
| 20 | Elect James Benson as Compensation Committee Member | Mgmt | For | For | For | ||
| 21 | Appointment of Independent Proxy | Mgmt | For | For | For | ||
| 22 | Appointment of Auditor | Mgmt | For | For | For | ||
| The Descartes Systems Group Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DSG | CINS 249906108 | 06/03/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Elect Deepak Chopra | Mgmt | For | For | For | ||
| 3 | Elect Deborah Close | Mgmt | For | For | For | ||
| 4 | Elect Eric A. Demirian | Mgmt | For | For | For | ||
| 5 | Elect Dennis Maple | Mgmt | For | For | For | ||
| 6 | Elect Chris E. Muntwyler | Mgmt | For | For | For | ||
| 7 | Elect Jane O’Hagan | Mgmt | For | For | For | ||
| 8 | Elect Edward J. Ryan | Mgmt | For | For | For | ||
| 9 | Elect John Walker | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Wolters Kluwer NV | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WKL | CINS N9643A197 | 04/22/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Netherlands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 8 | Remuneration Report | Mgmt | For | For | For | ||
| 9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 10 | Accounts and Reports | Mgmt | For | For | For | ||
| 11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 12 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 14 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 15 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 17 | Elect Frans Cremers to the Supervisory Board | Mgmt | For | For | For | ||
| 18 | Elect Ann E. Ziegler to the Supervisory Board | Mgmt | For | For | For | ||
| 19 | Elect Kevin Entricken to the Management Board | Mgmt | For | For | For | ||
| 20 | Management Board Remuneration Policy | Mgmt | For | For | For | ||
| 21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 23 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
| 24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 25 | Cancellation of Shares | Mgmt | For | For | For | ||
| 26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
BROWN CAPITAL MANAGEMENT INTERNATIONAL SMALL COMPANY FUND
| Abcam | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABC | CINS G0060R118 | 12/04/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Appointment of Auditor | Mgmt | For | For | For | ||
| 4 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 5 | Elect Peter V. Allen | Mgmt | For | For | For | ||
| 6 | Elect Alan Hirzel | Mgmt | For | For | For | ||
| 7 | Elect Michael Baldock | Mgmt | For | For | For | ||
| 8 | Elect Louise A.V.C. Patten | Mgmt | For | For | For | ||
| 9 | Elect Mara G. Aspinall | Mgmt | For | For | For | ||
| 10 | Elect Giles Kerr | Mgmt | For | For | For | ||
| 11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| AJ Bell plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AJB | CINS G01457103 | 01/27/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 4 | Final Dividend | Mgmt | For | For | For | ||
| 5 | Elect Andrew J. Bell | Mgmt | For | For | For | ||
| 6 | Elect Michael Summersgill | Mgmt | For | For | For | ||
| 7 | Elect Les Platts | Mgmt | For | For | For | ||
| 8 | Elect Laura Carstensen | Mgmt | For | For | For | ||
| 9 | Elect Simon Turner | Mgmt | For | For | For | ||
| 10 | Elect Eamonn Flanagan | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor | Mgmt | For | For | For | ||
| 12 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Albioma | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABIO | CINS F0190K109 | 05/25/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 7 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | ||
| 8 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 10 | Scrip Dividend | Mgmt | For | For | For | ||
| 11 | 2020 Remuneration Report | Mgmt | For | For | For | ||
| 12 | 2020 Remuneration of Frederic Moyne, Chair and CEO | Mgmt | For | For | For | ||
| 13 | 2021 Remuneration Policy (Corporate Officers) | Mgmt | For | For | For | ||
| 14 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | ||
| 15 | Elect Frederic Moyne | Mgmt | For | For | For | ||
| 16 | Elect Jean Carlos Angulo | Mgmt | For | For | For | ||
| 17 | Elect Sebastien Moynot | Mgmt | For | For | For | ||
| 18 | Elect Frank Lacroix | Mgmt | For | For | For | ||
| 19 | Elect Ulrike Steinhorst | Mgmt | For | For | For | ||
| 20 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 21 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
| 22 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | ||
| 23 | Greenshoe | Mgmt | For | For | For | ||
| 24 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | ||
| 25 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | ||
| 26 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 27 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
| 28 | Amendments to Articles Regarding Staggered Board | Mgmt | For | For | For | ||
| 29 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| Ambu AS | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AMBUB | CINS K03293147 | 12/09/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Denmark | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 8 | Accounts and Reports | Mgmt | For | For | For | ||
| 9 | Remuneration Report | Mgmt | For | For | For | ||
| 10 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 11 | Directors’ Fees | Mgmt | For | For | For | ||
| 12 | Elect Jorgen Jensen as Chair | Mgmt | For | For | For | ||
| 13 | Elect Christian Sagild as Vice-Chair | Mgmt | For | For | For | ||
| 14 | Elect Mikael Worning | Mgmt | For | For | For | ||
| 15 | Elect Henrik Ehlers Wulff | Mgmt | For | For | For | ||
| 16 | Elect Britt Meelby Jensen | Mgmt | For | For | For | ||
| 17 | Appointment of Auditor | Mgmt | For | For | For | ||
| 18 | Amendments to Articles (Shareholders Register) | Mgmt | For | For | For | ||
| 19 | Amendments to Articles (Electronic Meeting) | Mgmt | For | For | For | ||
| 20 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
| Azimut Holding S.p.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AZM | CINS T0783G106 | 04/29/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Italy | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 6 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | ||
| 7 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | ||
| 8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Crisil Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CRISIL | CINS Y1791U115 | 04/20/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | India | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect John L. Berisford | Mgmt | For | For | For | ||
| Crisil Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CRISIL | CINS Y1791U115 | 08/28/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | India | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Ewout Steenbergen | Mgmt | For | For | For | ||
| 4 | Elect Martin E. Fraenkel | Mgmt | For | For | For | ||
| 5 | Appoint Ashu Suyash (Managing Director & CEO); Approval of Remuneration | Mgmt | For | For | For | ||
| 6 | Elect Shymala Gopinath | Mgmt | For | For | For | ||
| CyberArk Software Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CYBR | CUSIP M2682V108 | 06/29/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Ehud Mokady | Mgmt | For | For | For | ||
| 2 | Elect David Schaeffer | Mgmt | For | For | For | ||
| 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| Dechra Pharmaceuticals plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DPH | CINS G2769C145 | 10/27/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 4 | Final Dividend | Mgmt | For | For | For | ||
| 5 | Elect Paul Sandland | Mgmt | For | For | For | ||
| 6 | Elect Alison Platt | Mgmt | For | For | For | ||
| 7 | Elect Tony Rice | Mgmt | For | For | For | ||
| 8 | Elect Ian Page | Mgmt | For | For | For | ||
| 9 | Elect Tony Griffin | Mgmt | For | For | For | ||
| 10 | Elect Lisa Bright | Mgmt | For | For | For | ||
| 11 | Elect Julian Heslop | Mgmt | For | For | For | ||
| 12 | Elect Ishbel Macpherson | Mgmt | For | For | For | ||
| 13 | Elect Lawson Macartney | Mgmt | For | For | For | ||
| 14 | Appointment of Auditor | Mgmt | For | For | For | ||
| 15 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Emami Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EMAMILTD | CINS Y22891132 | 09/18/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | India | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Mohan Goenka | Mgmt | For | Against | Against | ||
| 4 | Elect Prashant Goenka | Mgmt | For | Against | Against | ||
| 5 | Elect Priti A. Sureka | Mgmt | For | Against | Against | ||
| 6 | Appointment of Priti A Sureka (Whole-Time Director); Approve Remuneration | Mgmt | For | For | For | ||
| 7 | Authority to Set Cost Auditor’s Fees | Mgmt | For | For | For | ||
| Esker | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ALESK | CINS F3164D101 | 06/16/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 7 | Accounts and Reports; Non Tax-Deductible Expenses; Ratification of Acts | Mgmt | For | For | For | ||
| 8 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 10 | 2021 Supervisory Board Members’ Fees | Mgmt | For | For | For | ||
| 11 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | ||
| 12 | Appointment of Auditor (Orfis) | Mgmt | For | For | For | ||
| 13 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 14 | Authority to Cancel Shares | Mgmt | For | For | For | ||
| 15 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||
| 16 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| Evotec SE | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EVT | CINS D1646D105 | 06/15/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Germany | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor | Mgmt | For | For | For | ||
| 9 | Elect Constanze Ulmer-Eilfort as Supervisory Board Member | Mgmt | For | For | For | ||
| 10 | Increase in Authorised Capital | Mgmt | For | For | For | ||
| 11 | Supervisory Board Remuneration Policy | Mgmt | For | For | For | ||
| 12 | Management Board Remuneration Policy | Mgmt | For | For | For | ||
| 13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Flutter Entertainment Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FLTR | CINS G3643J108 | 01/19/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Ireland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Approve Migration of Electronic Settlement | Mgmt | For | For | For | ||
| 3 | Amendments to Articles | Mgmt | For | For | For | ||
| 4 | Adoption of New Articles (Migration) | Mgmt | For | For | For | ||
| 5 | Adoption of New Articles (Migration) | Mgmt | For | For | For | ||
| 6 | Authority to Implement the Migration | Mgmt | For | For | For | ||
| 7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Flutter Entertainment Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FLTR | CINS G3643J108 | 04/29/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Ireland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 4 | Elect Zillah Byng-Thorne | Mgmt | For | For | For | ||
| 5 | Elect Michael E. Cawley | Mgmt | For | For | For | ||
| 6 | Elect Nancy Cruickshank | Mgmt | For | For | For | ||
| 7 | Elect Richard Flint | Mgmt | For | Against | Against | ||
| 8 | Elect Andrew Higginson | Mgmt | For | For | For | ||
| 9 | Elect Jonathan S. Hill | Mgmt | For | For | For | ||
| 10 | Elect Alfred F. Hurley, Jr. | Mgmt | For | For | For | ||
| 11 | Elect Peter Jackson | Mgmt | For | For | For | ||
| 12 | Elect David A. Lazzarato | Mgmt | For | For | For | ||
| 13 | Elect Gary McGann | Mgmt | For | For | For | ||
| 14 | Elect Mary Turner | Mgmt | For | For | For | ||
| 15 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 21 | Authority to Set Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | ||
| 22 | Capitalisation of the Merger Reserve | Mgmt | For | For | For | ||
| 23 | Cancellation of Share Premium Account | Mgmt | For | For | For | ||
| 24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Flutter Entertainment Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FLTR | CINS G3643J108 | 12/29/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Ireland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | FanDuel Transaction | Mgmt | For | For | For | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Gmo Payment Gateway Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 3769 | CINS J18229104 | 12/20/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Masatoshi Kumagai | Mgmt | For | For | For | ||
| 4 | Elect Issei Ainoura | Mgmt | For | For | For | ||
| 5 | Elect Ryu Muramatsu | Mgmt | For | For | For | ||
| 6 | Elect Satoru Isozaki | Mgmt | For | For | For | ||
| 7 | Elect Yuichi Hisada | Mgmt | For | For | For | ||
| 8 | Elect Masashi Yasuda | Mgmt | For | For | For | ||
| 9 | Elect Hirofumi Yamashita | Mgmt | For | For | For | ||
| 10 | Elect Takehito Kaneko | Mgmt | For | For | For | ||
| 11 | Elect Masaya Onagi | Mgmt | For | For | For | ||
| 12 | Elect Akio Sato | Mgmt | For | For | For | ||
| 13 | Elect Yuki Kawasaki | Mgmt | For | For | For | ||
| 14 | Elect Kazutaka Yoshida as Statutory Auditor | Mgmt | For | For | For | ||
| GW Pharmaceuticals plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GWPH | CUSIP 36197T103 | 04/23/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Scheme of Arrangement (Merger) | Mgmt | For | For | For | ||
| 2 | Amendment to Articles and General Authorization to Carry Scheme into Effect | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| HIDAY HIDAKA Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 7611 | CINS J1934J107 | 05/26/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Tadashi Kanda | Mgmt | For | Against | Against | ||
| 2 | Elect Hitoshi Takahashi | Mgmt | For | For | For | ||
| 3 | Elect Akira Arita | Mgmt | For | For | For | ||
| 4 | Elect Juichi Shima | Mgmt | For | For | For | ||
| 5 | Elect Nobuyuki Yoshida | Mgmt | For | For | For | ||
| 6 | Elect Hiroyuki Kase | Mgmt | For | For | For | ||
| 7 | Elect Tatsutoshi Fuchigami | Mgmt | For | For | For | ||
| 8 | Elect Hiroshige Aono | Mgmt | For | For | For | ||
| 9 | Elect Fumio Akachi | Mgmt | For | For | For | ||
| 10 | Elect Tadashi Nagata | Mgmt | For | For | For | ||
| Immunodiagnostic System Holdings plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IDH | CINS G4762F109 | 07/23/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Final Dividend | Mgmt | For | For | For | ||
| 3 | Appointment of Auditor | Mgmt | For | For | For | ||
| 4 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 5 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 6 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Interparfums | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ITP | CINS F5262B119 | 04/23/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 6 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | ||
| 7 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 9 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | ||
| 10 | Elect Veronique Gabai-Pinsky | Mgmt | For | For | For | ||
| 11 | Elect Patrick Choel | Mgmt | For | For | For | ||
| 12 | Elect Maurice Alhadeve | Mgmt | For | For | For | ||
| 13 | 2021 Directors’ Fees | Mgmt | For | For | For | ||
| 14 | 2021 Remuneration Policy (Board) | Mgmt | For | For | For | ||
| 15 | 2021 Remuneration Policy (CEO & Chair) | Mgmt | For | Against | Against | ||
| 16 | 2020 Remuneration Report | Mgmt | For | For | For | ||
| 17 | 2020 Remuneration of Philippe Benacin, Chair and CEO | Mgmt | For | For | For | ||
| 18 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 19 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
| 20 | Amendment to Article on Term Lengths | Mgmt | For | For | For | ||
| 21 | Textual References Applicable in Case of Regulation Updates | Mgmt | For | For | For | ||
| 22 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| 23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Kakaku.com, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2371 | CINS J29258100 | 06/17/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Kaoru Hayashi | Mgmt | For | For | For | ||
| 4 | Elect Shonosuke Hata | Mgmt | For | For | For | ||
| 5 | Elect Atsuhiro Murakami | Mgmt | For | For | For | ||
| 6 | Elect Shingo Yuki | Mgmt | For | For | For | ||
| 7 | Elect Kanako Miyazaki @ Kanako Niina | Mgmt | For | For | For | ||
| 8 | Elect Tomoharu Kato | Mgmt | For | For | For | ||
| 9 | Elect Kazuyoshi Miyajima | Mgmt | For | For | For | ||
| 10 | Elect Masayuki Kinoshita | Mgmt | For | For | For | ||
| 11 | Elect Kazukuni Tada | Mgmt | For | For | For | ||
| 12 | Elect Yuko Nemoto as Statutory Auditor | Mgmt | For | For | For | ||
| 13 | Amendment to the Equity Compensation Plan | Mgmt | For | For | For | ||
| 14 | Amendment to the Equity Compensation Plan | Mgmt | For | For | For | ||
| Kinaxis Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KXS | CINS 49448Q109 | 06/22/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Elect John (Ian) Giffen | Mgmt | For | For | For | ||
| 3 | Elect Robert Courteau | Mgmt | For | For | For | ||
| 4 | Elect Gillian (Jill) Denham | Mgmt | For | For | For | ||
| 5 | Elect Angel Mendez | Mgmt | For | For | For | ||
| 6 | Elect Pamela Passman | Mgmt | For | For | For | ||
| 7 | Elect Elizabeth (Betsy) Rafael | Mgmt | For | For | For | ||
| 8 | Elect Kelly Thomas | Mgmt | For | For | For | ||
| 9 | Elect John Sicard | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor | Mgmt | For | For | For | ||
| 11 | Amendment to the Stock Option Plan | Mgmt | For | For | For | ||
| 12 | Amendment to the Share Unit Plan | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Kingdee International Software Group Co. Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 268 | CINS G52568147 | 05/21/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Elect XU Shao Chun | Mgmt | For | For | For | ||
| 5 | Elect DONG Ming Zhu | Mgmt | For | For | For | ||
| 6 | Elect Zhou Bo Wen | Mgmt | For | For | For | ||
| 7 | Elect NI Zheng Dong | Mgmt | For | For | For | ||
| 8 | Directors’ Fees | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| 13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Lectra SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LSS | CINS F56028107 | 04/30/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 9 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | ||
| 10 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 11 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 12 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 13 | 2020 Remuneration Report | Mgmt | For | For | For | ||
| 14 | 2020 Remuneration of Daniel Harari, Chair and CEO | Mgmt | For | For | For | ||
| 15 | Elect Celine Abecassis-Moedas | Mgmt | For | For | For | ||
| 16 | 2021 Directors’ Fees | Mgmt | For | For | For | ||
| 17 | 2021 Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | ||
| 18 | 2021 Remuneration Policy (Board of Directors) | Mgmt | For | For | For | ||
| 19 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 20 | Authority to Increase Capital in Consideration for Contributions In Kind to AIP | Mgmt | For | For | For | ||
| 21 | Issuance of Shares w/o Preemptive Rights (AIP) | Mgmt | For | For | For | ||
| 22 | Amendments to Articles Regarding Share Capital | Mgmt | For | For | For | ||
| 23 | Amendments to Articles | Mgmt | For | For | For | ||
| 24 | Elect Jean-Marie (John) Canan | Mgmt | For | For | For | ||
| 25 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| Lectra SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LSS | CINS F56028107 | 06/01/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 6 | Authority to Increase Capital in Consideration for Contributions In Kind to AIP | Mgmt | For | For | For | ||
| 7 | Issuance of Shares w/o Preemptive Rights (AIP) | Mgmt | For | For | For | ||
| 8 | Amendments to Articles Regarding Share Capital | Mgmt | For | For | For | ||
| 9 | Elect John Canan | Mgmt | For | For | For | ||
| 10 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| 11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| M3, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2413 | CINS J4697J108 | 06/25/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Itaru Tanimura | Mgmt | For | For | For | ||
| 2 | Elect Akihiko Tomaru | Mgmt | For | For | For | ||
| 3 | Elect Eiji Tsuchiya | Mgmt | For | For | For | ||
| 4 | Elect Kazuyuki Izumiya | Mgmt | For | For | For | ||
| 5 | Elect Akinori Urae | Mgmt | For | For | For | ||
| 6 | Elect Kenichiro Yoshida | Mgmt | For | For | For | ||
| 7 | Amendment to the Equity Compensation Plan | Mgmt | For | For | For | ||
| MIPS AB | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MIPS | CINS W5648N127 | 05/06/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Sweden | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 14 | Accounts and Reports | Mgmt | For | For | For | ||
| 15 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 16 | Ratification of Magnus Welander | Mgmt | For | For | For | ||
| 17 | Ratification of Jonas Rahmn | Mgmt | For | For | For | ||
| 18 | Ratification of Jenny Rosberg | Mgmt | For | For | For | ||
| 19 | Ratification of Pernilla Wiberg | Mgmt | For | For | For | ||
| 20 | Ratification of Par Arvidsson | Mgmt | For | For | For | ||
| 21 | Ratification of Max Strandwitz (CEO) | Mgmt | For | For | For | ||
| 22 | Remuneration Report | Mgmt | For | For | For | ||
| 23 | Board Size | Mgmt | For | For | For | ||
| 24 | Directors and Auditors’ Fees | Mgmt | For | For | For | ||
| 25 | Elect Magnus Welander | Mgmt | For | For | For | ||
| 26 | Elect Jonas Rahmn | Mgmt | For | For | For | ||
| 27 | Elect Jenny Rosberg | Mgmt | For | For | For | ||
| 28 | Elect Pernilla Wiberg | Mgmt | For | For | For | ||
| 29 | Elect Thomas Brautigam | Mgmt | For | For | For | ||
| 30 | Appointment of Auditor | Mgmt | For | For | For | ||
| 31 | Remuneration Guidelines | Mgmt | For | For | For | ||
| 32 | Amendments to Articles (Postal Voting) | Mgmt | For | For | For | ||
| 33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 34 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Nexus AG | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NXU | CINS D5650J106 | 04/27/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Germany | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 8 | Increase in Authorised Capital | Mgmt | For | For | For | ||
| 9 | Management Board Remuneration Policy | Mgmt | For | For | For | ||
| 10 | Supervisory Board Remuneration Policy | Mgmt | For | For | For | ||
| 11 | Approval of Profit-and-Loss Transfer Agreements with Nexus Swisslab GmbH | Mgmt | For | For | For | ||
| 12 | Appointment of Auditor | Mgmt | For | For | For | ||
| 13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| NNIT AS | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NNIT | CINS K7S37D101 | 03/10/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Denmark | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 7 | Accounts and Reports | Mgmt | For | For | For | ||
| 8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 9 | Remuneration Report | Mgmt | For | For | For | ||
| 10 | Directors’ Fees | Mgmt | For | For | For | ||
| 11 | Elect Carsten Dilling as Chair | Mgmt | For | For | For | ||
| 12 | Elect Peter Haahr as Vice Chair | Mgmt | For | For | For | ||
| 13 | Elect Anne Broeng | Mgmt | For | For | For | ||
| 14 | Elect Christian Kanstrup | Mgmt | For | For | For | ||
| 15 | Elect Eivind Kolding | Mgmt | For | For | For | ||
| 16 | Elect Caroline Serfass | Mgmt | For | For | For | ||
| 17 | Appointment of Auditor | Mgmt | For | For | For | ||
| 18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 20 | Amendments to Articles (Virtual Meetings) | Mgmt | For | For | For | ||
| 21 | Amendments to Articles (Agenda) | Mgmt | For | For | For | ||
| 22 | Amendments to Articles (Notification of Attendance) | Mgmt | For | For | For | ||
| 23 | Amendments to Articles (Age Limits) | Mgmt | For | For | For | ||
| 24 | Amendments to Remuneration Policy | Mgmt | For | For | For | ||
| 25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Partners Group Holding AG | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PGHN | CINS H6120A101 | 05/12/2021 | Take No Action | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Switzerland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
| 5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||
| 6 | Amendments to Articles | Mgmt | For | TNA | N/A | ||
| 7 | Compensation Report | Mgmt | For | TNA | N/A | ||
| 8 | Board Compensation (Short-Term) | Mgmt | For | TNA | N/A | ||
| 9 | Board Compensation (Long-Term) | Mgmt | For | TNA | N/A | ||
| 10 | Board Compensation (’Technical Non-Financial’) | Mgmt | For | TNA | N/A | ||
| 11 | Executive Compensation (Revision: Fixed FY2021) | Mgmt | For | TNA | N/A | ||
| 12 | Executive Compensation (Fixed FY2022) | Mgmt | For | TNA | N/A | ||
| 13 | Executive Compensation (Long-Term) | Mgmt | For | TNA | N/A | ||
| 14 | Executive Compensation (’Technical Non-Financial’) | Mgmt | For | TNA | N/A | ||
| 15 | Elect Steffen Meister as Board Chair | Mgmt | For | TNA | N/A | ||
| 16 | Elect Marcel Erni | Mgmt | For | TNA | N/A | ||
| 17 | Elect Alfred Gantner | Mgmt | For | TNA | N/A | ||
| 18 | Elect Lisa A. Hook | Mgmt | For | TNA | N/A | ||
| 19 | Elect Joseph P. Landy | Mgmt | For | TNA | N/A | ||
| 20 | Elect Grace del Rosario-Castano | Mgmt | For | TNA | N/A | ||
| 21 | Elect Martin Strobel | Mgmt | For | TNA | N/A | ||
| 22 | Elect Urs Wietlisbach | Mgmt | For | TNA | N/A | ||
| 23 | Elect Grace del Rosario-Castano as Nominating and Compensation Committee Chair | Mgmt | For | TNA | N/A | ||
| 24 | Elect Lisa A. Hook as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | ||
| 25 | Elect Martin Strobel as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | ||
| 26 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
| 27 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
| Playtech Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PTEC | CINS G7132V100 | 05/26/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | ISLE OF MAN | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 5 | Elect Claire Milne | Mgmt | For | For | For | ||
| 6 | Elect John E. Jackson | Mgmt | For | For | For | ||
| 7 | Elect Ian Penrose | Mgmt | For | For | For | ||
| 8 | Elect Anna Massion | Mgmt | For | For | For | ||
| 9 | Elect John Krumins | Mgmt | For | For | For | ||
| 10 | Elect Andrew Smith | Mgmt | For | For | For | ||
| 11 | Elect Mor Weizer | Mgmt | For | For | For | ||
| 12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| Playtech Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PTEC | CINS G7132V100 | 12/18/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | ISLE OF MAN | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Amendments to Articles | Mgmt | For | For | For | ||
| Pushpay Holdings Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PPH | CINS Q7778F145 | 06/16/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | New Zealand | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Lorraine Witten | Mgmt | For | For | For | ||
| 2 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| REA Group Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| REA | CINS Q8051B108 | 11/17/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Australia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Remuneration Report | Mgmt | For | For | For | ||
| 3 | Re- Elect Nicholas (Nick) J. Dowling | Mgmt | For | Against | Against | ||
| 4 | Equity Grant (MD/CEO Owen Wilson - LTI) | Mgmt | For | For | For | ||
| 5 | Equity Grant (MD/CEO Recovery Incentive Grant) | Mgmt | For | For | For | ||
| Rightmove Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RMV | CINS G7565D106 | 05/07/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Final Dividend | Mgmt | For | For | For | ||
| 4 | Appointment of Auditor | Mgmt | For | For | For | ||
| 5 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 6 | Elect Alison Dolan | Mgmt | For | For | For | ||
| 7 | Elect Andrew Fisher | Mgmt | For | For | For | ||
| 8 | Elect Peter Brooks-Johnson | Mgmt | For | For | For | ||
| 9 | Elect Jacqueline de Rojas | Mgmt | For | For | For | ||
| 10 | Elect Rakhi (Parekh) Goss-Custard | Mgmt | For | For | For | ||
| 11 | Elect Andrew Findlay | Mgmt | For | For | For | ||
| 12 | Elect Amit Tiwari | Mgmt | For | For | For | ||
| 13 | Elect Lorna Tilbian | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 18 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 20 | Adoption of New Articles | Mgmt | For | For | For | ||
| 21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Schoeller-Bleckmann Oilfield Equipment AG | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SBO | CINS A7362J104 | 04/29/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Austria | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 7 | Appointment of Auditor | Mgmt | For | For | For | ||
| 8 | Elect Wolfram Littich as Supervisory Board Member | Mgmt | For | For | For | ||
| 9 | Remuneration Report | Mgmt | For | Against | Against | ||
| 10 | Supervisory Board Remuneration Policy | Mgmt | For | For | For | ||
| SimCorp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SIM | CINS K8851Q129 | 03/24/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Denmark | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Remuneration Report | Mgmt | For | For | For | ||
| 9 | Elect Peter Schutze | Mgmt | For | For | For | ||
| 10 | Elect Morten Hubbe | Mgmt | For | For | For | ||
| 11 | Elect Herve Couturier | Mgmt | For | For | For | ||
| 12 | Elect Simon Jeffreys | Mgmt | For | For | For | ||
| 13 | Elect Adam Warby | Mgmt | For | For | For | ||
| 14 | Elect Joan A. Binstock | Mgmt | For | For | For | ||
| 15 | Elect Susan Standiford | Mgmt | For | For | For | ||
| 16 | Appointment of Auditor | Mgmt | For | For | For | ||
| 17 | Amendment to Remuneration Policy | Mgmt | For | For | For | ||
| 18 | Directors’ Fees | Mgmt | For | For | For | ||
| 19 | Amendments to Articles | Mgmt | For | For | For | ||
| 20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| SimCorp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SIM | CINS K8851Q129 | 04/21/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Denmark | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Amendments to Articles (Corporate Purpose) | Mgmt | For | For | For | ||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| SMS CO., LTD. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2175 | CINS J7568Q101 | 06/18/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 2 | Elect Natsuki Goto | Mgmt | For | For | For | ||
| 3 | Elect Masato Sugizaki | Mgmt | For | For | For | ||
| 4 | Elect Taro Mizunuma as Alternate Audit Committee Director | Mgmt | For | For | For | ||
| Software Service,Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 3733 | CINS J7599W101 | 01/22/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 2 | Elect Masaru Miyazaki | Mgmt | For | For | For | ||
| 3 | Elect Akihiro Otani | Mgmt | For | For | For | ||
| 4 | Elect Junichiro Ito | Mgmt | For | For | For | ||
| 5 | Elect Yasuaki Matsumoto | Mgmt | For | For | For | ||
| 6 | Elect Akira Tamura | Mgmt | For | For | For | ||
| 7 | Elect Masahiro Kanno | Mgmt | For | For | For | ||
| 8 | Elect Muneo Maekawa as Statutory Auditor | Mgmt | For | For | For | ||
| 9 | Elect Yoshihiro Matsuo as Alternate Statutory Auditor | Mgmt | For | For | For | ||
| Stratec SE | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SBS | CINS D8T6E3103 | 05/20/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Germany | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 9 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor | Mgmt | For | For | For | ||
| 12 | Elect Rolf Vornhagen To The Supervisory Board | Mgmt | For | For | For | ||
| 13 | Management Board Remuneration Policy | Mgmt | For | For | For | ||
| 14 | Supervisory Board Remuneration Policy | Mgmt | For | For | For | ||
| 15 | Amendments to Articles (SRD II) | Mgmt | For | For | For | ||
| 16 | Amendments to Articles (Supervisory Board Remuneration) | Mgmt | For | For | For | ||
| The Descartes Systems Group Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DSG | CINS 249906108 | 06/03/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Elect Deepak Chopra | Mgmt | For | For | For | ||
| 3 | Elect Deborah Close | Mgmt | For | For | For | ||
| 4 | Elect Eric A. Demirian | Mgmt | For | For | For | ||
| 5 | Elect Dennis Maple | Mgmt | For | For | For | ||
| 6 | Elect Chris E. Muntwyler | Mgmt | For | For | For | ||
| 7 | Elect Jane O’Hagan | Mgmt | For | For | For | ||
| 8 | Elect Edward J. Ryan | Mgmt | For | For | For | ||
| 9 | Elect John Walker | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Towa Pharmaceutical Co., Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 4553 | CINS J90505108 | 06/25/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Itsuro Yoshida | Mgmt | For | For | For | ||
| 4 | Elect Kazuhiko Konno | Mgmt | For | For | For | ||
| 5 | Elect Masao Tanaka | Mgmt | For | For | For | ||
| 6 | Elect Toshio Shirakawa | Mgmt | For | Against | Against | ||
| 7 | Elect Norikazu Eiki | Mgmt | For | For | For | ||
| 8 | Elect Kenryo Goto | Mgmt | For | For | For | ||
| Vectura Group Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VEC | CINS G9325J118 | 05/27/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Elect Jeanne Taylor Hecht | Mgmt | For | For | For | ||
| 4 | Elect Jeanne Thoma | Mgmt | For | For | For | ||
| 5 | Elect Dr. Per-Olof Andersson | Mgmt | For | For | For | ||
| 6 | Elect Bruno Angelici | Mgmt | For | For | For | ||
| 7 | Elect Will Downie | Mgmt | For | For | For | ||
| 8 | Elect Juliet Thompson | Mgmt | For | For | For | ||
| 9 | Elect Paul A. Fry | Mgmt | For | For | For | ||
| 10 | Elect Kevin Matthews | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor | Mgmt | For | For | For | ||
| 12 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 13 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Vectura Group Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VEC | CINS G9325J118 | 05/27/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Special Dividend | Mgmt | For | For | For | ||
| 2 | Share Consolidation | Mgmt | For | For | For | ||
| 3 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| Victrex plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VCT | CINS G9358Y107 | 02/12/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Final Dividend | Mgmt | For | For | For | ||
| 4 | Elect Lawrence C. Pentz | Mgmt | For | For | For | ||
| 5 | Elect Jane Toogood | Mgmt | For | For | For | ||
| 6 | Elect Janet Ashdown | Mgmt | For | For | For | ||
| 7 | Elect Brendan Connolly | Mgmt | For | For | For | ||
| 8 | Elect David J. Thomas | Mgmt | For | For | For | ||
| 9 | Elect Jakob Sigurdsson | Mgmt | For | For | For | ||
| 10 | Elect Martin Court | Mgmt | For | For | For | ||
| 11 | Elect Richard J. Armitage | Mgmt | For | For | For | ||
| 12 | Elect Rosalind C. Rivaz | Mgmt | For | For | For | ||
| 13 | Appointment of Auditor | Mgmt | For | For | For | ||
| 14 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 15 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 21 | Adoption of New Articles | Mgmt | For | For | For | ||
| Vitec Group plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VTC | CINS G93682105 | 05/06/2021 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Final Dividend | Mgmt | For | For | For | ||
| 4 | Elect Ian P. McHoul | Mgmt | For | For | For | ||
| 5 | Elect Stephen Bird | Mgmt | For | For | For | ||
| 6 | Elect Martin Green | Mgmt | For | For | For | ||
| 7 | Elect Christopher Humphrey | Mgmt | For | For | For | ||
| 8 | Elect Duncan Penny | Mgmt | For | For | For | ||
| 9 | Elect Caroline Thomson | Mgmt | For | For | For | ||
| 10 | Elect Richard Tyson | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor | Mgmt | For | For | For | ||
| 12 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 17 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| WiseTech Global Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WTC | CINS Q98056106 | 11/26/2020 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Australia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Remuneration Report | Mgmt | For | For | For | ||
| 3 | Re-elect Maree Isaacs | Mgmt | For | For | For | ||
| 4 | Elect Arlene Tansey | Mgmt | For | For | For | ||
| 5 | Approve Equity Incentives Plan | Mgmt | For | For | For | ||
| 6 | Equity Grant (NEDs) | Mgmt | For | For | For | ||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BROWN CAPITAL MANAGEMENT MUTUAL FUNDS
| By: (Signature and Title) | /s/ Keith A. Lee | |
| Keith A. Lee | ||
| Trustee, President and Principal Executive Officer |
Date: August 25, 2021