UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number:811-06199
BROWN CAPITAL MANAGEMENT MUTUAL FUNDS
(Exact name of registrant as specified in charter)
1201 North Calvert Street, Baltimore, Maryland 21202
(Address of principal executive offices) (Zip code)
Capitol Services, Inc.
1675 S. State Street, Suite B, Dover, Delaware 19901
(Name and address of agent for service)
With copies to:
John H. Lively
Practus, LLP
11300 Tomahawk Creek Parkway, Suite 310
Leawood, Kansas 66211
Registrant’s telephone number, including area code:410-837-3234
Date of fiscal year end:March 31
Date of reporting period:July 1, 2018 - June 30, 2019
ITEM 1. PROXY VOTING RECORD
| Brown Capital Management Mid Company Fund | |||||||
| Align Technology, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ALGN | CUSIP 016255101 | 05/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Kevin J. Dallas | Mgmt | For | For | For | ||
| 2 | Elect Joseph M. Hogan | Mgmt | For | For | For | ||
| 3 | Elect Joseph Lacob | Mgmt | For | For | For | ||
| 4 | Elect C. Raymond Larkin, Jr. | Mgmt | For | For | For | ||
| 5 | Elect George J. Morrow | Mgmt | For | For | For | ||
| 6 | Elect Thomas M. Prescott | Mgmt | For | For | For | ||
| 7 | Elect Andrea L. Saia | Mgmt | For | For | For | ||
| 8 | Elect Greg J. Santora | Mgmt | For | For | For | ||
| 9 | Elect Susan E. Siegel | Mgmt | For | For | For | ||
| 10 | Elect Warren S. Thaler | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| ANSYS, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ANSS | CUSIP 03662Q105 | 05/17/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Ronald W. Hovsepian | Mgmt | For | For | For | ||
| 2 | Elect Barbara V. Scherer | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Autodesk, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ADSK | CUSIP 052769106 | 06/12/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Andrew Anagnost | Mgmt | For | For | For | ||
| 2 | Elect Karen Blasing | Mgmt | For | For | For | ||
| 3 | Elect Reid French | Mgmt | For | For | For | ||
| 4 | Elect Blake J. Irving | Mgmt | For | For | For | ||
| 5 | Elect Mary T. McDowell | Mgmt | For | For | For | ||
| 6 | Elect Stephen D. Milligan | Mgmt | For | Against | Against | ||
| 7 | Elect Lorrie M. Norrington | Mgmt | For | For | For | ||
| 8 | Elect Elizabeth S. Rafael | Mgmt | For | For | For | ||
| 9 | Elect Stacy J. Smith | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Blackbaud, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BLKB | CUSIP 09227Q100 | 06/13/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Thomas R. Ertel | Mgmt | For | For | For | ||
| 2 | Elect Michael P. Gianoni | Mgmt | For | For | For | ||
| 3 | Elect Sarah E. Nash | Mgmt | For | Against | Against | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 5 | Amendment to the 2016 Equity and Incentive Compensation Plan | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| Bright Horizons Family Solutions, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BFAM | CUSIP 109194100 | 05/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Lawrence M. Alleva | Mgmt | For | For | For | ||
| 2 | Elect Joshua Bekenstein | Mgmt | For | For | For | ||
| 3 | Elect Roger H. Brown | Mgmt | For | For | For | ||
| 4 | Elect Marguerite W. Kondracke | Mgmt | For | Against | Against | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| 7 | Amendment to the 2012 Omnibus Long-Term Incentive Plan | Mgmt | For | For | For | ||
| Broadridge Financial Solutions, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BR | CUSIP 11133T103 | 11/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||
| 2 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
| 3 | Elect Richard J. Daly | Mgmt | For | For | For | ||
| 4 | Elect Robert N. Duelks | Mgmt | For | For | For | ||
| 5 | Elect Brett A. Keller | Mgmt | For | For | For | ||
| 6 | Elect Stuart R. Levine | Mgmt | For | For | For | ||
| 7 | Elect Maura A. Markus | Mgmt | For | For | For | ||
| 8 | Elect Thomas J. Perna | Mgmt | For | For | For | ||
| 9 | Elect Alan J. Weber | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Approval of the 2018 Omnibus Award Plan | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| Cerner Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CERN | CUSIP 156782104 | 05/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Gerald E. Bisbee, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Linda M. Dillman | Mgmt | For | For | For | ||
| 3 | Elect George A. Riedel | Mgmt | For | For | For | ||
| 4 | Elect R. Halsey Wise | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Amendment to the 2011 Omnibus Equity Incentive Plan | Mgmt | For | For | For | ||
| Chipotle Mexican Grill, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CMG | CUSIP 169656105 | 05/21/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Albert S. Baldocchi | Mgmt | For | For | For | ||
| 1.2 | Elect Paul T. Cappuccio | Mgmt | For | For | For | ||
| 1.3 | Elect Steve Ells | Mgmt | For | For | For | ||
| 1.4 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | ||
| 1.5 | Elect Neil Flanzraich | Mgmt | For | For | For | ||
| 1.6 | Elect Robin Hickenlooper | Mgmt | For | For | For | ||
| 1.7 | Elect Scott H. Maw | Mgmt | For | For | For | ||
| 1.8 | Elect Ali Namvar | Mgmt | For | For | For | ||
| 1.9 | Elect Brian Niccol | Mgmt | For | For | For | ||
| 1.10 | Elect Matthew H. Paull | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Cognex Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CGNX | CUSIP 192422103 | 04/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Robert J. Shillman | Mgmt | For | For | For | ||
| 2 | Elect Anthony Sun | Mgmt | For | For | For | ||
| 3 | Elect Robert J. Willett | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| DexCom, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DXCM | CUSIP 252131107 | 05/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Steven R. Altman | Mgmt | For | For | For | ||
| 2 | Elect Barbara E. Kahn | Mgmt | For | For | For | ||
| 3 | Elect Jay S. Skyler | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Amendment to the 2015 Equity Incentive Plan | Mgmt | For | For | For | ||
| Edwards Lifesciences Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EW | CUSIP 28176E108 | 05/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Michael A. Mussallem | Mgmt | For | For | For | ||
| 2 | Elect Kieran T. Gallahue | Mgmt | For | For | For | ||
| 3 | Elect Leslie Stone Heisz | Mgmt | For | For | For | ||
| 4 | Elect William J. Link | Mgmt | For | For | For | ||
| 5 | Elect Steven R. Loranger | Mgmt | For | For | For | ||
| 6 | Elect Martha H. Marsh | Mgmt | For | For | For | ||
| 7 | Elect Wesley W. von Schack | Mgmt | For | For | For | ||
| 8 | Elect Nicholas J. Valeriani | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | ||
| Ellie Mae Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ELLI | CUSIP 28849P100 | 04/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Acquisition | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Envestnet, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ENV | CUSIP 29404K106 | 05/16/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Judson Bergman | Mgmt | For | For | For | ||
| 1.2 | Elect Anil Arora | Mgmt | For | For | For | ||
| 1.3 | Elect Gayle Crowell | Mgmt | For | For | For | ||
| 1.4 | Elect Valerie A. Mosley | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Equifax, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EFX | CUSIP 294429105 | 05/02/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Mark W. Begor | Mgmt | For | For | For | ||
| 2 | Elect Mark L. Feidler | Mgmt | For | For | For | ||
| 3 | Elect G. Thomas Hough | Mgmt | For | For | For | ||
| 4 | Elect Robert D. Marcus | Mgmt | For | For | For | ||
| 5 | Elect Siri S. Marshall | Mgmt | For | For | For | ||
| 6 | Elect Scott A. McGregor | Mgmt | For | For | For | ||
| 7 | Elect John A. McKinley | Mgmt | For | For | For | ||
| 8 | Elect Robert W. Selander | Mgmt | For | For | For | ||
| 9 | Elect Elane B. Stock | Mgmt | For | For | For | ||
| 10 | Elect Heather H. Wilson | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| Fastenal Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FAST | CUSIP 311900104 | 04/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Willard D. Oberton | Mgmt | For | For | For | ||
| 2 | Elect Michael J. Ancius | Mgmt | For | For | For | ||
| 3 | Elect Michael J. Dolan | Mgmt | For | For | For | ||
| 4 | Elect Stephen L. Eastman | Mgmt | For | For | For | ||
| 5 | Elect Daniel L. Florness | Mgmt | For | For | For | ||
| 6 | Elect Rita J. Heise | Mgmt | For | For | For | ||
| 7 | Elect Darren R. Jackson | Mgmt | For | For | For | ||
| 8 | Elect Daniel J. Johnson | Mgmt | For | For | For | ||
| 9 | Elect Scott A. Satterlee | Mgmt | For | For | For | ||
| 10 | Elect Reyne K. Wisecup | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Diversity Reporting | ShrHoldr | Against | For | Against | ||
| Fleetcor Technologies Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FLT | CUSIP 339041105 | 06/12/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Ronald F. Clarke | Mgmt | For | For | For | ||
| 2 | Elect Joseph W. Farrelly | Mgmt | For | For | For | ||
| 3 | Elect Richard Macchia | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Repeal of Classified Board | Mgmt | For | For | For | ||
| 7 | Shareholder Proposal Regarding Clawback Policy | ShrHoldr | Against | Against | For | ||
| 8 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | ShrHoldr | Against | Against | For | ||
| Guidewire Software, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GWRE | CUSIP 40171V100 | 12/06/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Peter Gassner | Mgmt | For | For | For | ||
| 2 | Elect Paul Lavin | Mgmt | For | For | For | ||
| 3 | Elect Marcus S. Ryu | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||
| IPG Photonics Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IPGP | CUSIP 44980X109 | 05/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Valentin P. Gapontsev | Mgmt | For | For | For | ||
| 2 | Elect Eugene Shcherbakov | Mgmt | For | For | For | ||
| 3 | Elect Igor Samartsev | Mgmt | For | For | For | ||
| 4 | Elect Michael C. Child | Mgmt | For | For | For | ||
| 5 | Elect Gregory P. Dougherty | Mgmt | For | For | For | ||
| 6 | Elect Henry E. Gauthier | Mgmt | For | For | For | ||
| 7 | Elect Catherine P. Lego | Mgmt | For | For | For | ||
| 8 | Elect Eric Meurice | Mgmt | For | For | For | ||
| 9 | Elect John R. Peeler | Mgmt | For | For | For | ||
| 10 | Elect Thomas J. Seifert | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | Against | Against | ||
| J.B. Hunt Transport Services, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JBHT | CUSIP 445658107 | 04/18/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Douglas G. Duncan | Mgmt | For | For | For | ||
| 2 | Elect Francesca M. Edwardson | Mgmt | For | For | For | ||
| 3 | Elect Wayne Garrison | Mgmt | For | For | For | ||
| 4 | Elect Sharilyn S. Gasaway | Mgmt | For | For | For | ||
| 5 | Elect Gary C. George | Mgmt | For | For | For | ||
| 6 | Elect Bryan Hunt | Mgmt | For | For | For | ||
| 7 | Elect Coleman H. Peterson | Mgmt | For | For | For | ||
| 8 | Elect John N. Roberts III | Mgmt | For | For | For | ||
| 9 | Elect James L. Robo | Mgmt | For | For | For | ||
| 10 | Elect Kirk Thompson | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
| Jack Henry & Associates, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JKHY | CUSIP 426281101 | 11/15/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Matthew C. Flanigan | Mgmt | For | For | For | ||
| 1.2 | Elect John F. Prim | Mgmt | For | For | For | ||
| 1.3 | Elect Thomas H. Wilson, Jr. | Mgmt | For | For | For | ||
| 1.4 | Elect Jacque R. Fiegel | Mgmt | For | For | For | ||
| 1.5 | Elect Thomas A. Wimsett | Mgmt | For | For | For | ||
| 1.6 | Elect Laura G. Kelly | Mgmt | For | For | For | ||
| 1.7 | Elect Shruti S. Miyashiro | Mgmt | For | For | For | ||
| 1.8 | Elect Wesley A. Brown | Mgmt | For | For | For | ||
| 1.9 | Elect David B. Foss | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Jazz Pharmaceuticals Public Limited Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JAZZ | CUSIP G50871105 | 08/02/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Peter Gray | Mgmt | For | For | For | ||
| 2 | Elect Kenneth W. O’Keefe | Mgmt | For | For | For | ||
| 3 | Elect Elmar Schnee | Mgmt | For | For | For | ||
| 4 | Elect Catherine A. Sohn | Mgmt | For | For | For | ||
| 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| LKQ Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LKQ | CUSIP 501889208 | 05/06/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect A. Clinton Allen | Mgmt | For | Against | Against | ||
| 2 | Elect Meg Divitto | Mgmt | For | For | For | ||
| 3 | Elect Robert M. Hanser | Mgmt | For | For | For | ||
| 4 | Elect Joseph M. Holsten | Mgmt | For | For | For | ||
| 5 | Elect Blythe J. McGarvie | Mgmt | For | For | For | ||
| 6 | Elect John Mendel | Mgmt | For | For | For | ||
| 7 | Elect Jody G. Miller | Mgmt | For | For | For | ||
| 8 | Elect John F. O’Brien | Mgmt | For | For | For | ||
| 9 | Elect Guhan Subramanian | Mgmt | For | Against | Against | ||
| 10 | Elect William M. Webster IV | Mgmt | For | For | For | ||
| 11 | Elect Dominick Zarcone | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Manhattan Associates, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MANH | CUSIP 562750109 | 05/14/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John J. Huntz, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Thomas E. Noonan | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| Masimo Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MASI | CUSIP 574795100 | 05/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Adam Mikkelson | Mgmt | For | For | For | ||
| 2 | Elect Craig Reynolds | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
| Maximus Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MMS | CUSIP 577933104 | 03/20/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Anne K. Altman | Mgmt | For | For | For | ||
| 2 | Elect Paul R. Lederer | Mgmt | For | For | For | ||
| 3 | Elect Peter B. Pond | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Norwegian Cruise Line Holdings Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NCLH | CUSIP G66721104 | 06/13/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Frank J. Del Rio | Mgmt | For | For | For | ||
| 2 | Elect Chad A. Leat | Mgmt | For | For | For | ||
| 3 | Elect Steve Martinez | Mgmt | For | For | For | ||
| 4 | Elect Pamela Thomas-Graham | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Amendment to the Bye-Laws to Delete Obsolete Provisions | Mgmt | For | For | For | ||
| 7 | Ratification of Auditor | Mgmt | For | For | For | ||
| O’Reilly Automotive, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ORLY | CUSIP 67103H107 | 05/07/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David E. O’Reilly | Mgmt | For | For | For | ||
| 2 | Elect Larry P. O’Reilly | Mgmt | For | For | For | ||
| 3 | Elect Rosalie O’Reilly Wooten | Mgmt | For | For | For | ||
| 4 | Elect Greg Henslee | Mgmt | For | For | For | ||
| 5 | Elect Jay D. Burchfield | Mgmt | For | For | For | ||
| 6 | Elect Thomas T. Hendrickson | Mgmt | For | For | For | ||
| 7 | Elect John Murphy | Mgmt | For | For | For | ||
| 8 | Elect Dana M. Perlman | Mgmt | For | For | For | ||
| 9 | Elect Andrea M. Weiss | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | ||
| Quanta Services, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PWR | CUSIP 74762E102 | 05/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Earl C. Austin, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Doyle N. Beneby | Mgmt | For | For | For | ||
| 3 | Elect John Michal Conaway | Mgmt | For | For | For | ||
| 4 | Elect Vincent D. Foster | Mgmt | For | For | For | ||
| 5 | Elect Bernard Fried | Mgmt | For | For | For | ||
| 6 | Elect Worthing F. Jackman | Mgmt | For | For | For | ||
| 7 | Elect David M. McClanahan | Mgmt | For | For | For | ||
| 8 | Elect Margaret B. Shannon | Mgmt | For | For | For | ||
| 9 | Elect Pat Wood, III | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Approval of the 2019 Omnibus Incentive Plan | Mgmt | For | For | For | ||
| RealPage, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RP | CUSIP 75606N109 | 06/05/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Stephen T. Winn | Mgmt | For | For | For | ||
| 1.2 | Elect Jason A. Wright | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Red Hat, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RHT | CUSIP 756577102 | 01/16/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | IBM Transaction | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Red Hat, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RHT | CUSIP 756577102 | 08/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Sohaib Abbasi | Mgmt | For | For | For | ||
| 2 | Elect W. Steve Albrecht | Mgmt | For | For | For | ||
| 3 | Elect Charlene T. Begley | Mgmt | For | For | For | ||
| 4 | Elect Narendra K. Gupta | Mgmt | For | For | For | ||
| 5 | Elect Kimberly L. Hammonds | Mgmt | For | For | For | ||
| 6 | Elect William S. Kaiser | Mgmt | For | For | For | ||
| 7 | Elect James M. Whitehurst | Mgmt | For | For | For | ||
| 8 | Elect Alfred W. Zollar | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| Shopify Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SHOP | CUSIP 82509L107 | 05/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Tobias Lutke | Mgmt | For | For | For | ||
| 1.2 | Elect Robert G. Ashe | Mgmt | For | For | For | ||
| 1.3 | Elect Gail Goodman | Mgmt | For | For | For | ||
| 1.4 | Elect Colleen M. Johnston | Mgmt | For | For | For | ||
| 1.5 | Elect Jeremy Levine | Mgmt | For | For | For | ||
| 1.6 | Elect John Phillips | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| SiteOne Landscape Supply, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SITE | CUSIP 82982L103 | 05/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Fred M. Diaz | Mgmt | For | For | For | ||
| 1.2 | Elect W. Roy Dunbar | Mgmt | For | For | For | ||
| 1.3 | Elect Larisa J. Drake | Mgmt | For | For | For | ||
| 2 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| T. Rowe Price Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TROW | CUSIP 74144T108 | 04/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Mark S. Bartlett | Mgmt | For | For | For | ||
| 2 | Elect Mary K. Bush | Mgmt | For | For | For | ||
| 3 | Elect Freeman A. Hrabowski III | Mgmt | For | For | For | ||
| 4 | Elect Robert F. MacLellan | Mgmt | For | For | For | ||
| 5 | Elect Olympia J. Snowe | Mgmt | For | For | For | ||
| 6 | Elect William J. Stromberg | Mgmt | For | For | For | ||
| 7 | Elect Richard R. Verma | Mgmt | For | For | For | ||
| 8 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | ||
| 9 | Elect Alan D. Wilson | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| The Ultimate Software Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ULTI | CUSIP 90385D107 | 04/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Acquisition | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Tractor Supply Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TSCO | CUSIP 892356106 | 05/09/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Cynthia T. Jamison | Mgmt | For | For | For | ||
| 1.2 | Elect Ricardo Cardenas | Mgmt | For | For | For | ||
| 1.3 | Elect Denise L. Jackson | Mgmt | For | For | For | ||
| 1.4 | Elect Thomas A. Kingsbury | Mgmt | For | For | For | ||
| 1.5 | Elect Ramkumar Krishnan | Mgmt | For | For | For | ||
| 1.6 | Elect George MacKenzie | Mgmt | For | For | For | ||
| 1.7 | Elect Edna K. Morris | Mgmt | For | For | For | ||
| 1.8 | Elect Mark J. Weikel | Mgmt | For | For | For | ||
| 1.9 | Elect Gregory A. Sandfort | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Tyler Technologies, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TYL | CUSIP 902252105 | 05/07/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Donald R. Brattain | Mgmt | For | For | For | ||
| 2 | Elect Glenn A. Carter | Mgmt | For | For | For | ||
| 3 | Elect Brenda A. Cline | Mgmt | For | For | For | ||
| 4 | Elect J. Luther King, Jr. | Mgmt | For | For | For | ||
| 5 | Elect John S. Marr, Jr. | Mgmt | For | For | For | ||
| 6 | Elect H. Lynn Moore, Jr. | Mgmt | For | For | For | ||
| 7 | Elect Daniel M. Pope | Mgmt | For | For | For | ||
| 8 | Elect Dustin R. Womble | Mgmt | For | Against | Against | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Ulta Beauty, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ULTA | CUSIP 90384S303 | 06/05/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Sally E. Blount | Mgmt | For | For | For | ||
| 1.2 | Elect Mary N. Dillon | Mgmt | For | For | For | ||
| 1.3 | Elect Charles Heilbronn | Mgmt | For | For | For | ||
| 1.4 | Elect Michael R. MacDonald | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Under Armour, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UAA | CUSIP 904311107 | 05/09/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Kevin A. Plank | Mgmt | For | For | For | ||
| 1.2 | Elect George W. Bodenheimer | Mgmt | For | For | For | ||
| 1.3 | Elect Douglas E. Coltharp | Mgmt | For | For | For | ||
| 1.4 | Elect Jerri L. DeVard | Mgmt | For | For | For | ||
| 1.5 | Elect Mohamed A. El-Erian | Mgmt | For | For | For | ||
| 1.6 | Elect Karen W. Katz | Mgmt | For | For | For | ||
| 1.7 | Elect Alvin B. Krongard | Mgmt | For | For | For | ||
| 1.8 | Elect William R. McDermott | Mgmt | For | Withhold | Against | ||
| 1.9 | Elect Eric T. Olson | Mgmt | For | For | For | ||
| 1.10 | Elect Harvey L. Sanders | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Amendment to the 2005 Omnibus Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| Veeva Systems Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VEEV | CUSIP 922475108 | 06/20/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Ronald E. F. Codd | Mgmt | For | For | For | ||
| 1.2 | Elect Peter P. Gassner | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| Zoetis Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ZTS | CUSIP 98978V103 | 05/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Juan Ramon Alaix | Mgmt | For | For | For | ||
| 2 | Elect Paul M. Bisaro | Mgmt | For | For | For | ||
| 3 | Elect Frank A. D’Amelio | Mgmt | For | For | For | ||
| 4 | Elect Michael B. McCallister | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| Brown Capital Management Small Company Fund | |||||||
| Abaxis, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABAX | CUSIP 002567105 | 07/31/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | ||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Abiomed Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABMD | CUSIP 003654100 | 08/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Eric A. Rose | Mgmt | For | For | For | ||
| 1.2 | Elect Jeannine M. Rivet | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Amendment to the 2015 Omnibus Incentive Plan | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| ACI Worldwide, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ACIW | CUSIP 004498101 | 06/11/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Janet O. Estep | Mgmt | For | For | For | ||
| 1.2 | Elect James C. Hale | Mgmt | For | For | For | ||
| 1.3 | Elect Philip G. Heasley | Mgmt | For | For | For | ||
| 1.4 | Elect Pamela H. Patsley | Mgmt | For | For | For | ||
| 1.5 | Elect Charles E. Peters, Jr. | Mgmt | For | For | For | ||
| 1.6 | Elect David A. Poe | Mgmt | For | For | For | ||
| 1.7 | Elect Adalio T. Sanchez | Mgmt | For | For | For | ||
| 1.8 | Elect Thomas W. Warsop III | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Alarm.com Holdings, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ALRM | CUSIP 011642105 | 06/05/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Donald Clarke | Mgmt | For | For | For | ||
| 1.2 | Elect Hugh Panero | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
| Alteryx, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AYX | CUSIP 02156B103 | 05/22/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Kimberly Alexy | Mgmt | For | For | For | ||
| 1.2 | Elect Mark Anderson | Mgmt | For | For | For | ||
| 1.3 | Elect John Bellizzi | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| American Software, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AMSWA | CUSIP 029683109 | 08/22/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect W. Dennis Hogue | Mgmt | For | For | For | ||
| 2 | Elect James B. Miller, Jr. | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| ANSYS, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ANSS | CUSIP 03662Q105 | 05/17/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Ronald W. Hovsepian | Mgmt | For | For | For | ||
| 2 | Elect Barbara V. Scherer | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Balchem Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BCPC | CUSIP 057665200 | 06/20/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Theodore L. Harris | Mgmt | For | For | For | ||
| 1.2 | Elect Matthew D. Wineinger | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Bio-Techne Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TECH | CUSIP 09073M104 | 10/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Board Size | Mgmt | For | For | For | ||
| 2 | Elect Robert V. Baumgartner | Mgmt | For | Against | Against | ||
| 3 | Elect John L. Higgins | Mgmt | For | For | For | ||
| 4 | Elect Joseph D. Keegan | Mgmt | For | For | For | ||
| 5 | Elect Charles R. Kummeth | Mgmt | For | For | For | ||
| 6 | Elect Roeland Nusse | Mgmt | For | For | For | ||
| 7 | Elect Alpna Seth | Mgmt | For | For | For | ||
| 8 | Elect Randolph C. Steer | Mgmt | For | For | For | ||
| 9 | Elect Harold Wiens | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| Blackbaud, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BLKB | CUSIP 09227Q100 | 06/13/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Thomas R. Ertel | Mgmt | For | For | For | ||
| 2 | Elect Michael P. Gianoni | Mgmt | For | For | For | ||
| 3 | Elect Sarah E. Nash | Mgmt | For | Against | Against | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 5 | Amendment to the 2016 Equity and Incentive Compensation Plan | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| Cantel Medical Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CMD | CUSIP 138098108 | 12/19/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Charles M. Diker | Mgmt | For | For | For | ||
| 2 | Elect Alan R. Batkin | Mgmt | For | For | For | ||
| 3 | Elect Ann E. Berman | Mgmt | For | For | For | ||
| 4 | Elect Mark N. Diker | Mgmt | For | For | For | ||
| 5 | Elect Anthony B. Evnin | Mgmt | For | For | For | ||
| 6 | Elect Laura L. Forese | Mgmt | For | For | For | ||
| 7 | Elect George L. Fotiades | Mgmt | For | For | For | ||
| 8 | Elect Jorgen B. Hansen | Mgmt | For | For | For | ||
| 9 | Elect Ronnie Myers | Mgmt | For | For | For | ||
| 10 | Elect Peter J. Pronovost | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| Cardiovascular Systems, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CSII | CUSIP 141619106 | 11/14/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Scott Bartos | Mgmt | For | For | For | ||
| 2 | Elect Edward M. Brown | Mgmt | For | For | For | ||
| 3 | Elect Augustine Lawlor | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| Cognex Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CGNX | CUSIP 192422103 | 04/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Robert J. Shillman | Mgmt | For | For | For | ||
| 2 | Elect Anthony Sun | Mgmt | For | For | For | ||
| 3 | Elect Robert J. Willett | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| DMC Global Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BOOM | CUSIP 23291C103 | 05/07/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect David C. Aldous | Mgmt | For | For | For | ||
| 1.2 | Elect Andrea Bertone | Mgmt | For | For | For | ||
| 1.3 | Elect Yvon Pierre Cariou | Mgmt | For | For | For | ||
| 1.4 | Elect Robert A. Cohen | Mgmt | For | For | For | ||
| 1.5 | Elect Richard P. Graff | Mgmt | For | For | For | ||
| 1.6 | Elect Kevin T. Longe | Mgmt | For | For | For | ||
| 1.7 | Elect Clifton Peter Rose | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Ellie Mae Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ELLI | CUSIP 28849P100 | 04/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Acquisition | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Endologix, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ELGX | CUSIP 29266S106 | 02/22/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Reverse Stock Split | Mgmt | For | For | For | ||
| Endologix, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ELGX | CUSIP 29266S106 | 12/21/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Amendment to the 2015 Stock Incentive Plan | Mgmt | For | For | For | ||
| Glaukos Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GKOS | CUSIP 377322102 | 05/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Mark J. Foley | Mgmt | For | For | For | ||
| 1.2 | Elect David F. Hoffmeister | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Guidewire Software, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GWRE | CUSIP 40171V100 | 12/06/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Peter Gassner | Mgmt | For | For | For | ||
| 2 | Elect Paul Lavin | Mgmt | For | For | For | ||
| 3 | Elect Marcus S. Ryu | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||
| Incyte Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| INCY | CUSIP 45337C102 | 04/26/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Julian C. Baker | Mgmt | For | For | For | ||
| 2 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | ||
| 3 | Elect Paul A. Brooke | Mgmt | For | For | For | ||
| 4 | Elect Paul J. Clancy | Mgmt | For | For | For | ||
| 5 | Elect Wendy L. Dixon | Mgmt | For | For | For | ||
| 6 | Elect Jacqualyn A. Fouse | Mgmt | For | For | For | ||
| 7 | Elect Paul A. Friedman | Mgmt | For | For | For | ||
| 8 | Elect Herve Hoppenot | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 10 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| Inogen, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| INGN | CUSIP 45780L104 | 05/09/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Loren L. McFarland | Mgmt | For | For | For | ||
| 1.2 | Elect Benjamin M. Anderson-Ray | Mgmt | For | For | For | ||
| 1.3 | Elect Scott Wilkinson | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| iRhythm Technologies, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IRTC | CUSIP 450056106 | 05/22/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Bruce G. Bodaken | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Ralph Snyderman | Mgmt | For | For | For | ||
| 1.3 | Elect Abhijit Y. Talwalkar | Mgmt | For | Withhold | Against | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| Ironwood Pharmaceuticals, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IRWD | CUSIP 46333X108 | 05/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Andrew Dreyfus | Mgmt | For | For | For | ||
| 1.2 | Elect Julie H. McHugh | Mgmt | For | For | For | ||
| 1.3 | Elect Edward P. Owens | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Repeal of Classified Board | Mgmt | For | For | For | ||
| 4 | Approval of the 2019 Equity Incentive Plan | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| Manhattan Associates, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MANH | CUSIP 562750109 | 05/14/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John J. Huntz, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Thomas E. Noonan | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| Medidata Solutions, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MDSO | CUSIP 58471A105 | 05/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Tarek A. Sherif | Mgmt | For | For | For | ||
| 2 | Elect Glen M. de Vries | Mgmt | For | For | For | ||
| 3 | Elect Carlos Dominguez | Mgmt | For | For | For | ||
| 4 | Elect Neil M. Kurtz | Mgmt | For | For | For | ||
| 5 | Elect George W. McCulloch | Mgmt | For | For | For | ||
| 6 | Elect Maria Rivas | Mgmt | For | For | For | ||
| 7 | Elect Lee A. Shapiro | Mgmt | For | For | For | ||
| 8 | Elect Robert B. Taylor | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 10 | Amendment to the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| Meridian Bioscience, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VIVO | CUSIP 589584101 | 01/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect James M. Anderson | Mgmt | For | For | For | ||
| 1.2 | Elect Dwight E. Ellingwood | Mgmt | For | For | For | ||
| 1.3 | Elect Jack Kenny | Mgmt | For | For | For | ||
| 1.4 | Elect John McIlwraith | Mgmt | For | For | For | ||
| 1.5 | Elect David C. Phillips | Mgmt | For | For | For | ||
| 1.6 | Elect John M. Rice, Jr. | Mgmt | For | For | For | ||
| 1.7 | Elect Catherine Sazdanoff | Mgmt | For | For | For | ||
| 1.8 | Elect Felicia Williams | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Neogen Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NEOG | CUSIP 640491106 | 10/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect James C. Borel | Mgmt | For | For | For | ||
| 1.2 | Elect Ronald D. Green | Mgmt | For | For | For | ||
| 1.3 | Elect Darci L. Vetter | Mgmt | For | For | For | ||
| 2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
| 3 | 2018 Omnibus Incentive Plan | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| NetScout Systems, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NTCT | CUSIP 64115T104 | 09/12/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Alfred Grasso | Mgmt | For | For | For | ||
| 1.2 | Elect Vincent J. Mullarkey | Mgmt | For | For | For | ||
| 2 | Amendment to the 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| NIC Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EGOV | CUSIP 62914B100 | 05/07/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Harry H. Herington | Mgmt | For | For | For | ||
| 1.2 | Elect Art N. Burtscher | Mgmt | For | For | For | ||
| 1.3 | Elect Venmal (Raji) Arasu | Mgmt | For | For | For | ||
| 1.4 | Elect C. Brad Henry | Mgmt | For | For | For | ||
| 1.5 | Elect Alexander C. Kemper | Mgmt | For | For | For | ||
| 1.6 | Elect William M. Lyons | Mgmt | For | For | For | ||
| 1.7 | Elect Anthony Scott | Mgmt | For | For | For | ||
| 1.8 | Elect Jayaprakash Vijayan | Mgmt | For | For | For | ||
| 1.9 | Elect Pete Wilson | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Paycom Software, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PAYC | CUSIP 70432V102 | 04/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Jason D. Clark | Mgmt | For | For | For | ||
| 1.2 | Elect Henry C. Duques | Mgmt | For | For | For | ||
| 1.3 | Elect Chad Richison | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | Against | For | ||
| PROS Holdings, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PRO | CUSIP 74346Y103 | 05/07/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Andres D. Reiner | Mgmt | For | For | For | ||
| 1.2 | Elect Ronald F. Woestemeyer | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Amendment to the 2017 Equity Incentive Plan | Mgmt | For | Against | Against | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| Proto Labs, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PRLB | CUSIP 743713109 | 05/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Victoria M. Holt | Mgmt | For | For | For | ||
| 1.2 | Elect Archie C. Black | Mgmt | For | For | For | ||
| 1.3 | Elect Sujeet Chand | Mgmt | For | For | For | ||
| 1.4 | Elect Rainer Gawlick | Mgmt | For | For | For | ||
| 1.5 | Elect John B. Goodman | Mgmt | For | For | For | ||
| 1.6 | Elect Donald G. Krantz | Mgmt | For | For | For | ||
| 1.7 | Elect Sven A. Wehrwein | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Q2 Holdings, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| QTWO | CUSIP 74736L109 | 06/11/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Michael J. Maples, Sr. | Mgmt | For | For | For | ||
| 1.2 | Elect James R. Offerdahl | Mgmt | For | For | For | ||
| 1.3 | Elect R. H. Seale, III | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 4 | Repeal of Classified Board | Mgmt | For | For | For | ||
| 5 | Elimination of Supermajority Requirement to Amend the Certificate of Incorporation | Mgmt | For | For | For | ||
| Quality Systems, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| QSII | CUSIP 747582104 | 08/14/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect John R. Frantz | Mgmt | For | For | For | ||
| 1.2 | Elect Craig A. Barbarosh | Mgmt | For | For | For | ||
| 1.3 | Elect George H. Bristol | Mgmt | For | For | For | ||
| 1.4 | Elect Julie D. Klapstein | Mgmt | For | For | For | ||
| 1.5 | Elect James C. Malone | Mgmt | For | For | For | ||
| 1.6 | Elect Jeffrey H. Margolis | Mgmt | For | For | For | ||
| 1.7 | Elect Morris Panner | Mgmt | For | For | For | ||
| 1.8 | Elect Sheldon Razin | Mgmt | For | For | For | ||
| 1.9 | Elect Lance E. Rosenzweig | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Quidel Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| QDEL | CUSIP 74838J101 | 05/14/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Douglas C. Bryant | Mgmt | For | For | For | ||
| 1.2 | Elect Kenneth F. Buechler | Mgmt | For | For | For | ||
| 1.3 | Elect Edward L. Michael | Mgmt | For | For | For | ||
| 1.4 | Elect Mary Lake Polan | Mgmt | For | For | For | ||
| 1.5 | Elect Jack W. Schuler | Mgmt | For | For | For | ||
| 1.6 | Elect Charles P. Slacik | Mgmt | For | For | For | ||
| 1.7 | Elect Matthew W. Strobeck | Mgmt | For | For | For | ||
| 1.8 | Elect Kenneth J. Widder | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Sun Hydraulics Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SNHY | CUSIP 866942105 | 06/13/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Marc Bertoneche | Mgmt | For | For | For | ||
| 1.2 | Elect Douglas M. Britt | Mgmt | For | For | For | ||
| 1.3 | Elect Philippe Lemaitre | Mgmt | For | For | For | ||
| 1.4 | Elect Kennon H. Guglielmo | Mgmt | For | For | For | ||
| 2 | Company Name Change | Mgmt | For | For | For | ||
| 3 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
| 4 | Approval of the 2019 Equity Incentive Plan | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Tyler Technologies, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TYL | CUSIP 902252105 | 05/07/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Donald R. Brattain | Mgmt | For | For | For | ||
| 2 | Elect Glenn A. Carter | Mgmt | For | For | For | ||
| 3 | Elect Brenda A. Cline | Mgmt | For | For | For | ||
| 4 | Elect J. Luther King, Jr. | Mgmt | For | For | For | ||
| 5 | Elect John S. Marr, Jr. | Mgmt | For | For | For | ||
| 6 | Elect H. Lynn Moore, Jr. | Mgmt | For | For | For | ||
| 7 | Elect Daniel M. Pope | Mgmt | For | For | For | ||
| 8 | Elect Dustin R. Womble | Mgmt | For | Against | Against | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Veeva Systems Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VEEV | CUSIP 922475108 | 06/20/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Ronald E. F. Codd | Mgmt | For | For | For | ||
| 1.2 | Elect Peter P. Gassner | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| Vocera Communications, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VCRA | CUSIP 92857F107 | 05/31/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Michael Burkland | Mgmt | For | For | For | ||
| 2 | Elect Brent D. Lang | Mgmt | For | For | For | ||
| 3 | Elect Bharat Sundaram | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Zoe’s Kitchen, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ZOES | CUSIP 98979J109 | 11/20/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Brown Capital Management International Equity Fund | |||||||
| Avadel Pharmaceuticals plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AVDL | CUSIP 05337M104 | 07/18/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Craig R. Stapleton | Mgmt | For | For | For | ||
| 2 | Elect Michael Anderson | Mgmt | For | For | For | ||
| 3 | Elect Peter Thornton | Mgmt | For | For | For | ||
| 4 | Elect Geoffrey M. Glass | Mgmt | For | For | For | ||
| 5 | Elect Linda S. Palczuk | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 8 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | ||
| Azimut Holding S.p.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AZM | CINS T0783G106 | 04/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Italy | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 2 | Board Size | Mgmt | For | For | For | ||
| 3 | Board Term Length | Mgmt | For | For | For | ||
| 4 | List Presented by Timone Fiduciaria S.r.l. | Mgmt | N/A | For | N/A | ||
| 5 | Election of Chair of Board | Mgmt | For | For | For | ||
| 6 | Directors’ Fees | Mgmt | For | For | For | ||
| 7 | List Presented by Timone Fiduciaria S.r.l. | Mgmt | N/A | For | N/A | ||
| 8 | Election of Chair of Board of Statutory Auditors | Mgmt | For | For | For | ||
| 9 | Statutory Auditors’ Fees | Mgmt | For | For | For | ||
| 10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 11 | Remuneration Policy | Mgmt | For | Against | Against | ||
| 12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| BAE Systems plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BA | CINS G06940103 | 05/09/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Elect Revathi Advaithi | Mgmt | For | For | For | ||
| 5 | Elect Roger Carr | Mgmt | For | For | For | ||
| 6 | Elect Elizabeth Corley | Mgmt | For | For | For | ||
| 7 | Elect Gerard J. DeMuro | Mgmt | For | For | For | ||
| 8 | Elect Harriet Green | Mgmt | For | For | For | ||
| 9 | Elect Chris Grigg | Mgmt | For | For | For | ||
| 10 | Elect Peter Lynas | Mgmt | For | For | For | ||
| 11 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||
| 12 | Elect Nicholas Rose | Mgmt | For | For | For | ||
| 13 | Elect Ian Tyler | Mgmt | For | For | For | ||
| 14 | Elect Charles Woodburn | Mgmt | For | For | For | ||
| 15 | Appointment of Auditor | Mgmt | For | For | For | ||
| 16 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 17 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 21 | Amendments to Articles (Bundled) | Mgmt | For | For | For | ||
| 22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Bic | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BB | CINS F10080103 | 05/22/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Directors’ Fees | Mgmt | For | For | For | ||
| 8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 9 | Elect Gonzalve Bich | Mgmt | For | For | For | ||
| 10 | Elect Elizabeth Bastoni | Mgmt | For | For | For | ||
| 11 | Elect Maelys Castella | Mgmt | For | For | For | ||
| 12 | Elect Marie-Aimee Bich-Dufour | Mgmt | For | For | For | ||
| 13 | Remuneration of Bruno Bich, Chair and CEO until May 16, 2018 | Mgmt | For | For | For | ||
| 14 | Remuneration of Pierre Vareille, Chair since May 16, 2018 | Mgmt | For | For | For | ||
| 15 | Remuneration of Gonzalve Bich, CEO since May 16, 2018 and former Deputy CEO | Mgmt | For | For | For | ||
| 16 | Remuneration of James DiPietro, Deputy CEO | Mgmt | For | For | For | ||
| 17 | Remuneration of Marie-Aimee Bich-Dufour, Deputy CEO | Mgmt | For | For | For | ||
| 18 | Remuneration Policy (Chair, CEO and Deputy CEOs) | Mgmt | For | Against | Against | ||
| 19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
| 20 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| 21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Canadian Natural Resources Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CNQ | CINS 136385101 | 05/09/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Elect Catherine M. Best | Mgmt | For | For | For | ||
| 3 | Elect N. Murray Edwards | Mgmt | For | For | For | ||
| 4 | Elect Timothy W. Faithfull | Mgmt | For | For | For | ||
| 5 | Elect Christopher L. Fong | Mgmt | For | For | For | ||
| 6 | Elect Gordon D. Giffin | Mgmt | For | For | For | ||
| 7 | Elect Wilfred A. Gobert | Mgmt | For | For | For | ||
| 8 | Elect Steve W. Laut | Mgmt | For | For | For | ||
| 9 | Elect Tim S. McKay | Mgmt | For | For | For | ||
| 10 | Elect Frank J. McKenna | Mgmt | For | For | For | ||
| 11 | Elect David A. Tuer | Mgmt | For | For | For | ||
| 12 | Elect Annette Verschuren | Mgmt | For | For | For | ||
| 13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 14 | Stock Option Plan Renewal | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Carl Zeiss Meditec AG | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AFX | CINS D14895102 | 03/19/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Germany | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor | Mgmt | For | For | For | ||
| 9 | Supervisory Board Size | Mgmt | For | For | For | ||
| 10 | Supervisory Board Members’ Fees | Mgmt | For | For | For | ||
| 11 | Elect Christian Muller as Supervisory Board Member | Mgmt | For | For | For | ||
| Carnival Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CCL | CUSIP 143658300 | 04/16/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Micky Arison | Mgmt | For | For | For | ||
| 2 | Elect Jonathon Band | Mgmt | For | For | For | ||
| 3 | Elect Jason G. Cahilly | Mgmt | For | For | For | ||
| 4 | Elect Helen Deeble | Mgmt | For | For | For | ||
| 5 | Elect Arnold W. Donald | Mgmt | For | For | For | ||
| 6 | Elect Richard J. Glasier | Mgmt | For | For | For | ||
| 7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||
| 8 | Elect Katie Lahey | Mgmt | For | For | For | ||
| 9 | Elect John Parker | Mgmt | For | For | For | ||
| 10 | Elect Stuart Subotnick | Mgmt | For | For | For | ||
| 11 | Elect Laura A. Weil | Mgmt | For | For | For | ||
| 12 | Elect Randall J. Weisenburger | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Approval of Directors’ Remuneration Report | Mgmt | For | For | For | ||
| 15 | Appointment of Auditor | Mgmt | For | For | For | ||
| 16 | Authority to Set Fees | Mgmt | For | For | For | ||
| 17 | Accounts and Reports | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| Check Point Software Technologies | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CHKP | CUSIP M22465104 | 06/19/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Gil Shwed | Mgmt | For | For | For | ||
| 2 | Elect Marius Nacht | Mgmt | For | For | For | ||
| 3 | Elect Jerry Ungerman | Mgmt | For | For | For | ||
| 4 | Elect Dan Propper | Mgmt | For | For | For | ||
| 5 | Elect Tal Shavit | Mgmt | For | For | For | ||
| 6 | Elect Shai Weiss | Mgmt | For | For | For | ||
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 8 | Approve CEO Compensation | Mgmt | For | For | For | ||
| 9 | Compensation Policy | Mgmt | For | Against | Against | ||
| 10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 11 | Confirmation of Controlling Shareholder | Mgmt | N/A | Against | N/A | ||
| 12 | Confirmation of Controlling Shareholder | Mgmt | N/A | Against | N/A | ||
| Check Point Software Technologies Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CHKP | CUSIP M22465104 | 08/20/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Gil Shwed | Mgmt | For | For | For | ||
| 2 | Elect Marius Nacht | Mgmt | For | For | For | ||
| 3 | Elect Jerry Ungerman | Mgmt | For | For | For | ||
| 4 | Elect Dan Propper | Mgmt | For | For | For | ||
| 5 | Elect David Rubner | Mgmt | For | Abstain | Against | ||
| 6 | Elect Tal Shavit | Mgmt | For | For | For | ||
| 7 | Elect Yoav Chelouche | Mgmt | For | For | For | ||
| 8 | Elect Guy Gecht | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 10 | Approve CEO Compensation | Mgmt | For | Against | Against | ||
| 11 | Confirmation of Controlling Shareholder | Mgmt | N/A | Against | N/A | ||
| 12 | Confirmation of Controlling Shareholder | Mgmt | N/A | Against | N/A | ||
| Chr.Hansen Holding A/S | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CHR | CINS K1830B107 | 11/29/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Denmark | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Directors’ Fees | Mgmt | For | For | For | ||
| 8 | Amendments to Articles Regarding Company Announcements | Mgmt | For | For | For | ||
| 9 | Elect Dominique Reiniche | Mgmt | For | For | For | ||
| 10 | Elect Jesper Brandgaard | Mgmt | For | For | For | ||
| 11 | Elect Luis Cantarell | Mgmt | For | For | For | ||
| 12 | Elect Heidi Kleinbach-Sauter | Mgmt | For | For | For | ||
| 13 | Elect Niels Peder Nielsen | Mgmt | For | For | For | ||
| 14 | Elect Kristian Villumsen | Mgmt | For | For | For | ||
| 15 | Elect Mark Wilson | Mgmt | For | For | For | ||
| 16 | Appointment of Auditor | Mgmt | For | For | For | ||
| 17 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||
| 18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Cochlear Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| COH | CINS Q25953102 | 10/16/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Australia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Remuneration Report | Mgmt | For | For | For | ||
| 4 | Re-Elect Catriona (Alison) Deans | Mgmt | For | For | For | ||
| 5 | Re-Elect Glen Boreham | Mgmt | For | For | For | ||
| 6 | Equity Grant (CEO & President Dig Howitt) | Mgmt | For | For | For | ||
| 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 8 | Renew Proportional Takeover Provisions | Mgmt | For | For | For | ||
| CyberAgent,Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 4751 | CINS J1046G108 | 12/14/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Susumu Fujita | Mgmt | For | Against | Against | ||
| 4 | Elect Yusuke Hidaka | Mgmt | For | For | For | ||
| 5 | Elect Yasuo Okamoto | Mgmt | For | For | For | ||
| 6 | Elect Go Nakayama | Mgmt | For | For | For | ||
| 7 | Elect Masahide Koike | Mgmt | For | For | For | ||
| 8 | Elect Takahiro Yamauchi | Mgmt | For | For | For | ||
| 9 | Elect Koki Ukita | Mgmt | For | For | For | ||
| 10 | Elect Tetsuhito Soyama | Mgmt | For | For | For | ||
| 11 | Elect Takahito Naito | Mgmt | For | For | For | ||
| 12 | Elect Norishige Nagase | Mgmt | For | For | For | ||
| 13 | Elect Riku Yamada | Mgmt | For | Against | Against | ||
| 14 | Elect Koichi Nakamura | Mgmt | For | Against | Against | ||
| 15 | Equity Compensation Plan | Mgmt | For | Against | Against | ||
| Dassault Systemes SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DSY | CINS F2457H472 | 05/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | ||
| 8 | Remuneration Policy (Chair) | Mgmt | For | For | For | ||
| 9 | Remuneration Policy (Vice-Chair and CEO) | Mgmt | For | Against | Against | ||
| 10 | Remuneration of Charles Edelstenne, Chair | Mgmt | For | For | For | ||
| 11 | Remuneration of Bernard Charles, Vice Chair and CEO | Mgmt | For | Against | Against | ||
| 12 | Elect Catherine Dassault | Mgmt | For | For | For | ||
| 13 | Elect Toshiko Mori | Mgmt | For | For | For | ||
| 14 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 15 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 18 | Authority to Issue Shares and/or Convertible Debt Through Private Placement | Mgmt | For | Against | Against | ||
| 19 | Greenshoe | Mgmt | For | Against | Against | ||
| 20 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
| 21 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | Against | Against | ||
| 22 | Authority to Grant Stock Options | Mgmt | For | Against | Against | ||
| 23 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 24 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| DCC Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DCC | CINS G2689P101 | 07/13/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Ireland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 4 | Elect Emma FitzGerald | Mgmt | For | For | For | ||
| 5 | Elect David Jukes | Mgmt | For | For | For | ||
| 6 | Elect Pamela J. Kirby | Mgmt | For | For | For | ||
| 7 | Elect Jane Lodge | Mgmt | For | For | For | ||
| 8 | Elect Cormac McCarthy | Mgmt | For | For | For | ||
| 9 | Elect John Moloney | Mgmt | For | For | For | ||
| 10 | Elect Donal Murphy | Mgmt | For | For | For | ||
| 11 | Elect Fergal O’Dwyer | Mgmt | For | For | For | ||
| 12 | Elect Mark Ryan | Mgmt | For | For | For | ||
| 13 | Elect Leslie Van de Walle | Mgmt | For | For | For | ||
| 14 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 19 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | ||
| Diageo plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DGE | CINS G42089113 | 09/20/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Elect Susan Kilsby | Mgmt | For | For | For | ||
| 5 | Elect Lord Mervyn Davies | Mgmt | For | For | For | ||
| 6 | Elect Javier Ferran | Mgmt | For | For | For | ||
| 7 | Elect HO Kwon Ping | Mgmt | For | Against | Against | ||
| 8 | Elect Nicola Mendelsohn | Mgmt | For | For | For | ||
| 9 | Elect Ivan Menezes | Mgmt | For | For | For | ||
| 10 | Elect Kathryn A. Mikells | Mgmt | For | For | For | ||
| 11 | Elect Alan Stewart | Mgmt | For | For | For | ||
| 12 | Appointment of Auditor | Mgmt | For | For | For | ||
| 13 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 14 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 18 | Amendments to Articles | Mgmt | For | For | For | ||
| 19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Essilorluxottica | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EL | CINS F31665106 | 05/16/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | ||
| 6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor (PricewaterhouseCoopers) | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor (Mazars) | Mgmt | For | For | For | ||
| 10 | Appointment of Alternate Auditor (Patrice Morot) | Mgmt | For | For | For | ||
| 11 | Appointment of Alternate Auditor (Gilles Magnan) | Mgmt | For | For | For | ||
| 12 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | ||
| 13 | Post-Employment /Severance Agreements (Leonardo Del Vecchio, Chair and CEO) | Mgmt | For | For | For | ||
| 14 | Post-Employment /Severance Agreements (Hubert Sagnieres, Deputy Chair and Deputy CEO) | Mgmt | For | For | For | ||
| 15 | Remuneration of Leonardo Del Vecchio, Chair and CEO (since October 1, 2018) | Mgmt | For | Against | Against | ||
| 16 | Remuneration of Hubert Sagnieres, Deputy Chair and Deputy CEO (since October 1, 2018), and Chair and CEO (between January 1, 2018 and October 1, 2018) | Mgmt | For | Against | Against | ||
| 17 | Remuneration of Laurent Vacherot, Deputy CEO (until October 1, 2018) | Mgmt | For | Against | Against | ||
| 18 | Remuneration Policy (Corporate Officers) | Mgmt | For | Against | Against | ||
| 19 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 20 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | ||
| 21 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
| 22 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| 23 | Shareholder Proposal Regarding Election of Wendy Evrard Lane | ShrHoldr | Against | For | Against | ||
| 24 | Shareholder Proposal Regarding Election of Jesper Brandgaard | ShrHoldr | Against | For | Against | ||
| 25 | Shareholder Proposal Regarding Election of Peter James Montagnon | ShrHoldr | Against | Against | For | ||
| 26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Essilorluxottica | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EL | CINS F31665106 | 11/29/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Remuneration Policy (Executives) | Mgmt | For | Against | Against | ||
| 6 | Directors’ Fees | Mgmt | For | For | For | ||
| 7 | Ratification of Co-Option of Sabrina Pucci | Mgmt | For | For | For | ||
| 8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 9 | Authority to Reduce Share Capital | Mgmt | For | For | For | ||
| 10 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 11 | Authority to Issue Performance Shares | Mgmt | For | Against | Against | ||
| 12 | Authority to Grant Stock Options | Mgmt | For | For | For | ||
| 13 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||
| 14 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| Fomento Economico Mexicano SAB de CV | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FEMSA | CINS P4182H115 | 03/22/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | Abstain | Against | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | ||
| 4 | Election of Directors; Fees | Mgmt | For | Abstain | Against | ||
| 5 | Election of Board Committee Members; Fees | Mgmt | For | Abstain | Against | ||
| 6 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| 7 | Minutes | Mgmt | For | For | For | ||
| Givaudan S.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GIVN | CINS H3238Q102 | 03/28/2019 | Take No Action | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Switzerland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
| 2 | Compensation Report | Mgmt | For | TNA | N/A | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
| 4 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||
| 5 | Elect Victor Balli | Mgmt | For | TNA | N/A | ||
| 6 | Elect Werner J. Bauer | Mgmt | For | TNA | N/A | ||
| 7 | Elect Lilian Biner | Mgmt | For | TNA | N/A | ||
| 8 | Elect Michael Carlos | Mgmt | For | TNA | N/A | ||
| 9 | Elect Ingrid Deltenre | Mgmt | For | TNA | N/A | ||
| 10 | Elect Calvin Grieder | Mgmt | For | TNA | N/A | ||
| 11 | Elect Thomas Rufer | Mgmt | For | TNA | N/A | ||
| 12 | Appoint Calvin Grieder as Board Chair | Mgmt | For | TNA | N/A | ||
| 13 | Elect Werner J. Bauer | Mgmt | For | TNA | N/A | ||
| 14 | Elect Ingrid Deltenre | Mgmt | For | TNA | N/A | ||
| 15 | Elect Victor Balli | Mgmt | For | TNA | N/A | ||
| 16 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
| 17 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
| 18 | Board Compensation | Mgmt | For | TNA | N/A | ||
| 19 | Executive Compensation (Short-Term) | Mgmt | For | TNA | N/A | ||
| 20 | Executive Compensation (Fixed and Long-Term) | Mgmt | For | TNA | N/A | ||
| 21 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
| Grifols SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GRF | CINS E5706X215 | 05/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Spain | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Individual Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Report on Non-Financial Information | Mgmt | For | For | For | ||
| 6 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 7 | Appointment of Auditor (Individual Accounts) | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor (Consolidated Accounts) | Mgmt | For | For | For | ||
| 9 | Resignation of Anna Veiga Lluch | Mgmt | For | For | For | ||
| 10 | Elect Enriqueta Felip Font | Mgmt | For | For | For | ||
| 11 | Elect Raimon Grifols Roura | Mgmt | For | For | For | ||
| 12 | Elect Tomas Daga Gelabert | Mgmt | For | For | For | ||
| 13 | Elect Carina Szpilka Lazaro | Mgmt | For | For | For | ||
| 14 | Elect Inigo Sanchez-Asiain Mardones | Mgmt | For | For | For | ||
| 15 | Amendments to Articles (Distance Voting) | Mgmt | For | For | For | ||
| 16 | Amendments to General Meeting Regulations (Distance Voting) | Mgmt | For | For | For | ||
| 17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 18 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 19 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| 20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Icon Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ICLR | CUSIP G4705A100 | 07/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Ciaran Murray | Mgmt | For | For | For | ||
| 2 | Elect Declan McKeon | Mgmt | For | For | For | ||
| 3 | Elect Eugene McCague | Mgmt | For | For | For | ||
| 4 | Elect Joan Garahy | Mgmt | For | For | For | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 9 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 11 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | ||
| Ingenico Group | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ING | CINS F5276G104 | 06/11/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | ||
| 6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Scrip Dividend | Mgmt | For | For | For | ||
| 9 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | ||
| 10 | Severance Agreement (Nicolas Huss, CEO) | Mgmt | For | For | For | ||
| 11 | Ratification of Co-Option of Nicolas Huss | Mgmt | For | For | For | ||
| 12 | Elect Nicolas Huss | Mgmt | For | For | For | ||
| 13 | Elect Diaa Elyaacoubi | Mgmt | For | For | For | ||
| 14 | Elect Sophie Stabile | Mgmt | For | For | For | ||
| 15 | Elect Agnes Audier | Mgmt | For | For | For | ||
| 16 | Elect Zeynep Nazan Somer Ozelgin | Mgmt | For | For | For | ||
| 17 | Elect Michael Stollarz | Mgmt | For | For | For | ||
| 18 | Remuneration of Philippe Lazare, Chair and CEO (until November 5, 2018) | Mgmt | For | For | For | ||
| 19 | Remuneration of Nicolas Huss, CEO (from November 5, 2018) | Mgmt | For | For | For | ||
| 20 | Remuneration of Bernard Bourigeaud, Chair (from November 5, 2018) | Mgmt | For | For | For | ||
| 21 | Remuneration Policy (CEO) | Mgmt | For | For | For | ||
| 22 | Remuneration Policy (Chair) | Mgmt | For | Against | Against | ||
| 23 | Directors’ Fees | Mgmt | For | For | For | ||
| 24 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 25 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
| 26 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 27 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||
| 28 | Authority to Issue Performance Shares | Mgmt | For | For | For | ||
| 29 | Amendments to Articles Regarding Chair Age Limits | Mgmt | For | For | For | ||
| 30 | Amendments to Articles Regarding Vice Chair | Mgmt | For | For | For | ||
| 31 | Amendments to Articles Regarding Directors’ Share Ownership | Mgmt | For | For | For | ||
| 32 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| Invesco Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IVZ | CUSIP G491BT108 | 05/09/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Sarah E. Beshar | Mgmt | For | For | For | ||
| 2 | Elect Joseph R. Canion | Mgmt | For | For | For | ||
| 3 | Elect Martin L. Flanagan | Mgmt | For | For | For | ||
| 4 | Elect C. Robert Henrikson | Mgmt | For | For | For | ||
| 5 | Elect Denis Kessler | Mgmt | For | Against | Against | ||
| 6 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||
| 7 | Elect G. Richard Wagoner Jr. | Mgmt | For | For | For | ||
| 8 | Elect Phoebe A. Wood | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 10 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
| 11 | Amendment to the 2016 Equity Incentive Plan | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| Ipsen | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IPN | CINS F5362H107 | 05/28/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | ||
| 9 | Elect Marc de Garidel | Mgmt | For | For | For | ||
| 10 | Elect Henri Beaufour | Mgmt | For | Against | Against | ||
| 11 | Elect Michele Ollier | Mgmt | For | For | For | ||
| 12 | Remuneration of Marc de Garidel, Chair | Mgmt | For | For | For | ||
| 13 | Remuneration of David Meek, CEO | Mgmt | For | Against | Against | ||
| 14 | Remuneration Policy (Chair) | Mgmt | For | For | For | ||
| 15 | Remuneration Policy (CEO and Management Board Members) | Mgmt | For | Against | Against | ||
| 16 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
| 18 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares and/or Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | ||
| 20 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | ||
| 21 | Authority to Issue Shares Through Private Placement | Mgmt | For | Against | Against | ||
| 22 | Greenshoe | Mgmt | For | Against | Against | ||
| 23 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||
| 24 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 25 | Authority to Grant Stock Options | Mgmt | For | Against | Against | ||
| 26 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| Johnson Controls International plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JCI | CUSIP G51502105 | 03/06/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Jean S. Blackwell | Mgmt | For | For | For | ||
| 2 | Elect Pierre E. Cohade | Mgmt | For | For | For | ||
| 3 | Elect Michael E. Daniels | Mgmt | For | For | For | ||
| 4 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | ||
| 5 | Elect W. Roy Dunbar | Mgmt | For | For | For | ||
| 6 | Elect Gretchen R. Haggerty | Mgmt | For | For | For | ||
| 7 | Elect Simone Menne | Mgmt | For | For | For | ||
| 8 | Elect George R. Oliver | Mgmt | For | For | For | ||
| 9 | Elect Carl Jurgen Tinggren | Mgmt | For | For | For | ||
| 10 | Elect Mark P. Vergnano | Mgmt | For | For | For | ||
| 11 | Elect R. David Yost | Mgmt | For | For | For | ||
| 12 | Elect John D. Young | Mgmt | For | For | For | ||
| 13 | Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | ||
| 14 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 16 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | ||
| 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| Kingdee International Software Group Co. Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 268 | CINS G52568147 | 05/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Elect XU Shao Chun | Mgmt | For | Against | Against | ||
| 5 | Elect DONG Ming Zhu | Mgmt | For | For | For | ||
| 6 | Elect CAO Yang Feng | Mgmt | For | For | For | ||
| 7 | Directors’ Fees | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| Kingsoft Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 3888 | CINS G5264Y108 | 05/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Elect ZOU Tao | Mgmt | For | For | For | ||
| 5 | Elect NG Yuk Keung | Mgmt | For | For | For | ||
| 6 | Elect WONG Shun Tak | Mgmt | For | For | For | ||
| 7 | Directors’ Fees | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| Kone Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KNEBV | CINS X4551T105 | 02/26/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Finland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 9 | Accounts and Reports | Mgmt | For | For | For | ||
| 10 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 11 | Ratification of Board and CEO Acts | Mgmt | For | For | For | ||
| 12 | Directors’ Fees | Mgmt | For | For | For | ||
| 13 | Board Size | Mgmt | For | For | For | ||
| 14 | Election of Directors | Mgmt | For | Against | Against | ||
| 15 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 16 | Number of Auditors | Mgmt | For | For | For | ||
| 17 | Appointment of Auditor | Mgmt | For | For | For | ||
| 18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Man Group plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EMG | CINS G5790V172 | 05/10/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Elect Katharine Barker | Mgmt | For | For | For | ||
| 5 | Elect Richard D.A. Berliand | Mgmt | For | For | For | ||
| 6 | Elect Zoe Cruz | Mgmt | For | For | For | ||
| 7 | Elect John Cryan | Mgmt | For | For | For | ||
| 8 | Elect Luke Ellis | Mgmt | For | For | For | ||
| 9 | Elect Andrew D. Horton | Mgmt | For | For | For | ||
| 10 | Elect Mark Daniel Jones | Mgmt | For | For | For | ||
| 11 | Elect Matthew Lester | Mgmt | For | For | For | ||
| 12 | Elect Lord Ian P. Livingston | Mgmt | For | For | For | ||
| 13 | Elect Dev Sanyal | Mgmt | For | For | For | ||
| 14 | Elect Jonathan Sorrell | Mgmt | For | For | For | ||
| 15 | Appointment of Auditor | Mgmt | For | For | For | ||
| 16 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 17 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Man Group plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EMG | CINS G5790V172 | 05/10/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Court | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Reincorporation to Jersey | Mgmt | For | For | For | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Man Group plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EMG | CINS G5790V172 | 05/10/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Reincorporation to Jersey | Mgmt | For | For | For | ||
| 2 | Amendments to Articles in connection with the new incorporation | Mgmt | For | For | For | ||
| 3 | Reduction in Share Premium Account | Mgmt | For | For | For | ||
| Mitsubishi Estate Co Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 8802 | CINS J43916113 | 06/27/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Hirotaka Sugiyama | Mgmt | For | For | For | ||
| 4 | Elect Junichi Yoshida | Mgmt | For | For | For | ||
| 5 | Elect Junichi Tanisawa | Mgmt | For | For | For | ||
| 6 | Elect Tetsuji Arimori | Mgmt | For | For | For | ||
| 7 | Elect Hiroshi Katayama | Mgmt | For | For | For | ||
| 8 | Elect Bunroku Naganuma | Mgmt | For | For | For | ||
| 9 | Elect Jo Kato | Mgmt | For | For | For | ||
| 10 | Elect Toru Okusa | Mgmt | For | For | For | ||
| 11 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | ||
| 12 | Elect Shin Ebihara | Mgmt | For | For | For | ||
| 13 | Elect Tetsuo Narukawa | Mgmt | For | For | For | ||
| 14 | Elect Masaaki Shirakawa | Mgmt | For | For | For | ||
| 15 | Elect Shin Nagase | Mgmt | For | For | For | ||
| 16 | Elect Setsuko Egami | Mgmt | For | For | For | ||
| 17 | Elect Iwao Taka | Mgmt | For | For | For | ||
| Nestle SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NESN | CINS H57312649 | 04/11/2019 | Take No Action | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Switzerland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
| 3 | Compensation Report | Mgmt | For | TNA | N/A | ||
| 4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
| 6 | Elect Paul Bulcke as Board Chair | Mgmt | For | TNA | N/A | ||
| 7 | Elect Ulf Mark Schneider | Mgmt | For | TNA | N/A | ||
| 8 | Elect Henri de Castries | Mgmt | For | TNA | N/A | ||
| 9 | Elect Beat Hess | Mgmt | For | TNA | N/A | ||
| 10 | Elect Renato Fassbind | Mgmt | For | TNA | N/A | ||
| 11 | Elect Ann Veneman | Mgmt | For | TNA | N/A | ||
| 12 | Elect Eva Cheng | Mgmt | For | TNA | N/A | ||
| 13 | Elect Patrick Aebischer | Mgmt | For | TNA | N/A | ||
| 14 | Elect Ursula M. Burns | Mgmt | For | TNA | N/A | ||
| 15 | Elect Kasper Rorsted | Mgmt | For | TNA | N/A | ||
| 16 | Elect Pablo Isla | Mgmt | For | TNA | N/A | ||
| 17 | Elect Kimberly Ross | Mgmt | For | TNA | N/A | ||
| 18 | Elect Dick Boer | Mgmt | For | TNA | N/A | ||
| 19 | Elect Dinesh Paliwal | Mgmt | For | TNA | N/A | ||
| 20 | Elect Beat Hess as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
| 21 | Elect Patrick Aebischer as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
| 22 | Elect Ursula M. Burns as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
| 23 | Elect Pablo Isla as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
| 24 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
| 25 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
| 26 | Board Compensation | Mgmt | For | TNA | N/A | ||
| 27 | Executive Compensation | Mgmt | For | TNA | N/A | ||
| 28 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | ||
| 29 | Additional or Amended Shareholder Proposals | ShrHoldr | Against | TNA | N/A | ||
| 30 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
| Novo Nordisk A/S | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NOVOB | CINS K72807132 | 03/21/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Denmark | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Directors’ Fees for 2018 | Mgmt | For | For | For | ||
| 6 | Directors’ Fees for 2019 | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Elect Helge Lund | Mgmt | For | For | For | ||
| 9 | Elect Jeppe Christiansen | Mgmt | For | For | For | ||
| 10 | Elect Brian Daniels | Mgmt | For | For | For | ||
| 11 | Elect Laurence Debroux | Mgmt | For | For | For | ||
| 12 | Elect Andreas Fibig | Mgmt | For | For | For | ||
| 13 | Elect Sylvie Gregoire | Mgmt | For | For | For | ||
| 14 | Elect Liz Hewitt | Mgmt | For | For | For | ||
| 15 | Elect Kasim Kutay | Mgmt | For | For | For | ||
| 16 | Elect Martin Mackay | Mgmt | For | For | For | ||
| 17 | Appointment of Auditor | Mgmt | For | For | For | ||
| 18 | Authority to Reduce Share Capital | Mgmt | For | For | For | ||
| 19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 20 | Authority to Issue Shares w/o Preemptive Rights to Employees | Mgmt | For | For | For | ||
| 21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 23 | Remuneration Policy | Mgmt | For | For | For | ||
| 24 | Shareholder Proposal Regarding Price Reductions | ShrHoldr | Against | Against | For | ||
| 25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Paddy Power Betfair Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PPB | CINS G68673113 | 05/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Ireland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 4 | Elect Jonathan S. Hill | Mgmt | For | For | For | ||
| 5 | Elect Jan Bolz | Mgmt | For | For | For | ||
| 6 | Elect Zillah Byng-Thorne | Mgmt | For | For | For | ||
| 7 | Elect Michael E. Cawley | Mgmt | For | For | For | ||
| 8 | Elect Ian Dyson | Mgmt | For | For | For | ||
| 9 | Elect Peter Jackson | Mgmt | For | For | For | ||
| 10 | Elect Gary McGann | Mgmt | For | For | For | ||
| 11 | Elect Peter Rigby | Mgmt | For | For | For | ||
| 12 | Elect Emer Timmons | Mgmt | For | For | For | ||
| 13 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 14 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 18 | Authority to Set Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | ||
| 19 | Amendments to Articles (Change in Company Name) | Mgmt | For | For | For | ||
| Qiagen N.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| QGEN | CUSIP N72482123 | 06/17/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 4 | Elect Stephane Bancel | Mgmt | For | For | For | ||
| 5 | Elect Hakan Bjorklund | Mgmt | For | For | For | ||
| 6 | Elect Metin Colpan | Mgmt | For | For | For | ||
| 7 | Elect Ross L. Levine | Mgmt | For | For | For | ||
| 8 | Elect Elaine Mardis | Mgmt | For | For | For | ||
| 9 | Elect Lawrence A. Rosen | Mgmt | For | For | For | ||
| 10 | Elect Elizabeth E. Tallett | Mgmt | For | For | For | ||
| 11 | Elect Peer M. Schatz | Mgmt | For | For | For | ||
| 12 | Elect Roland Sackers | Mgmt | For | For | For | ||
| 13 | Appointment of Auditor | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 15 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Authority to Suppress Preemptive Rights (Mergers and Acquisitions) | Mgmt | For | For | For | ||
| 17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 18 | Amendments to Articles | Mgmt | For | For | For | ||
| Rakuten Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 4755 | CINS J64264104 | 03/28/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Amendments to Articles | Mgmt | For | For | For | ||
| 3 | Elect Hiroshi Mikitani | Mgmt | For | For | For | ||
| 4 | Elect Masayuki Hosaka | Mgmt | For | For | For | ||
| 5 | Elect Charles B. Baxter | Mgmt | For | For | For | ||
| 6 | Elect Ken Kutaragi | Mgmt | For | For | For | ||
| 7 | Elect Takashi Mitachi | Mgmt | For | For | For | ||
| 8 | Elect Jun Murai | Mgmt | For | For | For | ||
| 9 | Elect Sarah J. M. Whitley | Mgmt | For | For | For | ||
| 10 | Elect Takeo Hirata as Statutory Auditor | Mgmt | For | For | For | ||
| 11 | Equity Compensation Plan | Mgmt | For | Against | Against | ||
| 12 | Equity Compensation Plan as Retirement Allowance | Mgmt | For | Against | Against | ||
| Rational AG | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RAA | CINS D6349P107 | 05/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Germany | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor | Mgmt | For | For | For | ||
| 9 | Amendments to Articles Regarding Supervisory Board Size | Mgmt | For | For | For | ||
| 10 | Elect Hans Maerz | Mgmt | For | For | For | ||
| 11 | Elect Gerd Lintz | Mgmt | For | For | For | ||
| 12 | Elect Erich Baumgartner | Mgmt | For | For | For | ||
| 13 | Elect Werner Schwind | Mgmt | For | For | For | ||
| 14 | Elect Georg Sick | Mgmt | For | For | For | ||
| 15 | Elect Johannes Wurbser | Mgmt | For | For | For | ||
| RELX Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| REL | CINS G74570121 | 04/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Allocation of Dividends | Mgmt | For | For | For | ||
| 4 | Appointment of Auditor | Mgmt | For | For | For | ||
| 5 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 6 | Elect Andrew J. Sukawaty | Mgmt | For | For | For | ||
| 7 | Elect Erik Engstrom | Mgmt | For | For | For | ||
| 8 | Elect Anthony Habgood | Mgmt | For | For | For | ||
| 9 | Elect Wolfhart Hauser | Mgmt | For | For | For | ||
| 10 | Elect Adrian Hennah | Mgmt | For | For | For | ||
| 11 | Elect Marike van Lier Lels | Mgmt | For | For | For | ||
| 12 | Elect Nicholas Luff | Mgmt | For | For | For | ||
| 13 | Elect Robert J. MacLeod | Mgmt | For | For | For | ||
| 14 | Elect Linda S. Sanford | Mgmt | For | For | For | ||
| 15 | Elect Suzanne Wood | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 21 | Amendment to Articles (Capitalisation Issue) | Mgmt | For | For | For | ||
| 22 | Capitalisation Issue | Mgmt | For | For | For | ||
| 23 | Capital Reduction | Mgmt | For | For | For | ||
| 24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Sanofi | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SAN | CINS F5548N101 | 04/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Accounts and Reports; Non-Tax Deductible Expenses | Mgmt | For | For | For | ||
| 6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Elect Serge Weinberg | Mgmt | For | For | For | ||
| 9 | Elect Suet-Fern Lee | Mgmt | For | For | For | ||
| 10 | Ratification of the Co-option of Christophe Babule | Mgmt | For | For | For | ||
| 11 | Remuneration Policy (Chair) | Mgmt | For | For | For | ||
| 12 | Remuneration Policy (CEO) | Mgmt | For | For | For | ||
| 13 | Remuneration of Serge Weinberg, Chair | Mgmt | For | For | For | ||
| 14 | Remuneration of Olivier Brandicourt, CEO | Mgmt | For | For | For | ||
| 15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares and/or Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights Through Private Placement | Mgmt | For | For | For | ||
| 20 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||
| 21 | Greenshoe | Mgmt | For | For | For | ||
| 22 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | ||
| 23 | Authority to Grant Stock Options | Mgmt | For | For | For | ||
| 24 | Authority to Issue Performance Shares | Mgmt | For | For | For | ||
| 25 | Authority to Increase Capital through Capitalisation | Mgmt | For | For | For | ||
| 26 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 27 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| Sap SE | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SAP | CINS D66992104 | 05/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Germany | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor | Mgmt | For | For | For | ||
| 9 | Elect Hasso Plattner | Mgmt | For | For | For | ||
| 10 | Elect Pekka Ala-Pietala | Mgmt | For | For | For | ||
| 11 | Elect Aicha Evans | Mgmt | For | For | For | ||
| 12 | Elect Diane Greene | Mgmt | For | For | For | ||
| 13 | Elect Gesche Joost | Mgmt | For | For | For | ||
| 14 | Elect Bernard Liautaud | Mgmt | For | For | For | ||
| 15 | Elect Gerhard Oswald | Mgmt | For | For | For | ||
| 16 | Elect Friederike Rotsch | Mgmt | For | For | For | ||
| 17 | Elect Gunnar Wiedenfels | Mgmt | For | For | For | ||
| Sapporo Holdings Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2501 | CINS J69413193 | 03/28/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Tsutomu Kamijo | Mgmt | For | For | For | ||
| 4 | Elect Masaki Oga | Mgmt | For | For | For | ||
| 5 | Elect Shinichi Soya | Mgmt | For | For | For | ||
| 6 | Elect Mayumi Fukuhara | Mgmt | For | For | For | ||
| 7 | Elect Yasuyuki Ohira | Mgmt | For | For | For | ||
| 8 | Elect Seiji Ubukata | Mgmt | For | For | For | ||
| 9 | Elect Shizuka Uzawa | Mgmt | For | For | For | ||
| 10 | Elect Mackenzie D. Clugston | Mgmt | For | For | For | ||
| 11 | Elect Shuji Fukuda | Mgmt | For | For | For | ||
| 12 | Elect Toshio Mizokami as Statutory Auditor | Mgmt | For | Against | Against | ||
| 13 | Elect Takanori Iizuka as Alternate Statutory Auditor | Mgmt | For | For | For | ||
| Sasol Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SOL | CUSIP 803866300 | 11/16/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Re-elect Colin Beggs | Mgmt | For | For | For | ||
| 2 | Re-elect Stephen R. Cornell | Mgmt | For | For | For | ||
| 3 | Re-elect Manuel J. Cuambe | Mgmt | For | For | For | ||
| 4 | Re-elect Mfundiso (Johnson) N. Njeke | Mgmt | For | For | For | ||
| 5 | Re-elect Bongani Nqwababa | Mgmt | For | For | For | ||
| 6 | Elect Muriel B.N. Dube | Mgmt | For | For | For | ||
| 7 | Elect Martina Floel | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor | Mgmt | For | For | For | ||
| 9 | Election of Audit Committee Member (Colin Beggs) | Mgmt | For | For | For | ||
| 10 | Election of Audit Committee Member (Trix Kennealy) | Mgmt | For | For | For | ||
| 11 | Election of Audit Committee Member (Nomgando Matyumza) | Mgmt | For | For | For | ||
| 12 | Election of Audit Committee Member (JJ Njeke) | Mgmt | For | For | For | ||
| 13 | Election of Audit Committee Member (Stephen Westwell) | Mgmt | For | For | For | ||
| 14 | Approve Remuneration Policy | Mgmt | For | For | For | ||
| 15 | Approve Remuneration Implementation Report | Mgmt | For | For | For | ||
| 16 | Approve NEDs’ Fees | Mgmt | For | For | For | ||
| 17 | Approve Financial Assistance | Mgmt | For | For | For | ||
| 18 | General Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 19 | Specific Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 20 | Amendments to Memorandum | Mgmt | For | For | For | ||
| 21 | Amendments to Definitions | Mgmt | For | For | For | ||
| Swatch Group Ltd. (The) | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UHRN | CINS H83949141 | 05/23/2019 | Take No Action | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Switzerland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
| 2 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
| 4 | Fixed Board Compensation (Non-Executive Functions) | Mgmt | For | TNA | N/A | ||
| 5 | Fixed Board Compensation (Executive Functions) | Mgmt | For | TNA | N/A | ||
| 6 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | ||
| 7 | Variable Board Compensation (Executive Functions) | Mgmt | For | TNA | N/A | ||
| 8 | Executive Compensation (Variable) | Mgmt | For | TNA | N/A | ||
| 9 | Elect Nayla Hayek | Mgmt | For | TNA | N/A | ||
| 10 | Elect Ernst Tanner | Mgmt | For | TNA | N/A | ||
| 11 | Elect Daniela Aeschlimann | Mgmt | For | TNA | N/A | ||
| 12 | Elect Georges Nick Hayek | Mgmt | For | TNA | N/A | ||
| 13 | Elect Claude Nicollier | Mgmt | For | TNA | N/A | ||
| 14 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | ||
| 15 | Appoint Nayla Hayek as Board Chair | Mgmt | For | TNA | N/A | ||
| 16 | Elect Nayla Hayek as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
| 17 | Elect Ernst Tanner as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
| 18 | Elect Daniela Aeschlimann as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
| 19 | Elect Georges Nick Hayek as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
| 20 | Elect Claude Nicollier as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
| 21 | Elect Jean-Pierre Roth as Compensation Committee Members | Mgmt | For | TNA | N/A | ||
| 22 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
| 23 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
| 24 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | ||
| 25 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
| TEMENOS AG | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TEMN | CINS H8547Q107 | 05/15/2019 | Take No Action | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Switzerland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
| 2 | Allocation of Profits | Mgmt | For | TNA | N/A | ||
| 3 | Dividends from Reserves | Mgmt | For | TNA | N/A | ||
| 4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||
| 5 | Increase in Authorised Capital | Mgmt | For | TNA | N/A | ||
| 6 | Board Compensation | Mgmt | For | TNA | N/A | ||
| 7 | Executive Compensation | Mgmt | For | TNA | N/A | ||
| 8 | Elect Andreas Andreades as Board Chair | Mgmt | For | TNA | N/A | ||
| 9 | Elect Sergio Giacoletto-Roggio | Mgmt | For | TNA | N/A | ||
| 10 | Elect George Koukis | Mgmt | For | TNA | N/A | ||
| 11 | Elect Ian Cookson | Mgmt | For | TNA | N/A | ||
| 12 | Elect Thibault de Tersant | Mgmt | For | TNA | N/A | ||
| 13 | Elect Erik Hansen | Mgmt | For | TNA | N/A | ||
| 14 | Elect Yok Tak Amy Yip | Mgmt | For | TNA | N/A | ||
| 15 | Elect Peter Spenser | Mgmt | For | TNA | N/A | ||
| 16 | Elect Sergio Giacoletto-Roggio as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
| 17 | Elect Ian Cookson as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
| 18 | Elect Erik Hansen as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
| 19 | Elect Yok Tak Amy Yip as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
| 20 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
| 21 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
| 22 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
| 23 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
| Teva Pharmaceutical Industries Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TEVA | CUSIP 881624209 | 06/11/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Amir Elstein | Mgmt | For | For | For | ||
| 2 | Elect Roberto A. Mignone | Mgmt | For | For | For | ||
| 3 | Elect Perry D. Nisen | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Amend Compensation Policy | Mgmt | For | For | For | ||
| 6 | Declaration of Material Interest | Mgmt | For | Against | Against | ||
| 7 | Non-Employee Directors’ Compensation | Mgmt | For | For | For | ||
| 8 | Non-Executive Chair’s Compensation | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| Total Produce Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| T7O | CINS G8983Q109 | 05/31/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Ireland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Michael Meghen | Mgmt | For | For | For | ||
| 4 | Elect Imelda Hurley | Mgmt | For | For | For | ||
| 5 | Elect J. Frank Gernon | Mgmt | For | For | For | ||
| 6 | Elect Rose B. Hynes | Mgmt | For | For | For | ||
| 7 | Elect Kevin Toland | Mgmt | For | For | For | ||
| 8 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 11 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 13 | Authority to Set Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | ||
| Wolters Kluwer NV | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WKL | CINS N9643A197 | 04/18/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Netherlands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 10 | Elect Bertrand Bodson | Mgmt | For | For | For | ||
| 11 | Elect Chris Vogelzang | Mgmt | For | For | For | ||
| 12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 13 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 15 | Cancellation of Shares | Mgmt | For | For | For | ||
| 16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| Yamaha Motor Co.,Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 7272 | CINS J95776126 | 03/27/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Hiroyuki Yanagi | Mgmt | For | Against | Against | ||
| 4 | Elect Yoshihiro Hidaka | Mgmt | For | For | For | ||
| 5 | Elect Katsuaki Watanabe | Mgmt | For | For | For | ||
| 6 | Elect Toshizumi Kato | Mgmt | For | For | For | ||
| 7 | Elect Katsuhito Yamaji | Mgmt | For | For | For | ||
| 8 | Elect Makoto Shimamoto | Mgmt | For | For | For | ||
| 9 | Elect Tatsumi Okawa | Mgmt | For | For | For | ||
| 10 | Elect Takuya Nakata | Mgmt | For | Against | Against | ||
| 11 | Elect Genichi Tamatsuka | Mgmt | For | Against | Against | ||
| 12 | Elect Takehiro Kamigama | Mgmt | For | For | For | ||
| 13 | Elect Yuko Tashiro | Mgmt | For | For | For | ||
| 14 | Elect Kenji Hironaga | Mgmt | For | For | For | ||
| 15 | Elect Junzo Saito | Mgmt | For | Against | Against | ||
| 16 | Elect Masatake Yone | Mgmt | For | Against | Against | ||
| 17 | Elect Eriko Kawai as Alternate Statutory Auditor | Mgmt | For | For | For | ||
| 18 | Directors’ and Statutory Auditors’ Fees | Mgmt | For | For | For | ||
| 19 | Adoption of Restricted Stock Plan | Mgmt | For | For | For | ||
| Brown Capital Management International Small Company Fund | |||||||
| Abcam plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABC | CINS G0060R118 | 11/06/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | ||
| 4 | Remuneration Policy (Advisory - AIM Listed) | Mgmt | For | Against | Against | ||
| 5 | Amendments to 2015 Share Option Plan | Mgmt | For | For | For | ||
| 6 | Appointment of Auditor | Mgmt | For | For | For | ||
| 7 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 8 | Elect Peter V. Allen | Mgmt | For | For | For | ||
| 9 | Elect Jonathan Milner | Mgmt | For | For | For | ||
| 10 | Elect Alan Hirzel | Mgmt | For | For | For | ||
| 11 | Elect Gavin Wood | Mgmt | For | For | For | ||
| 12 | Elect Louise A.V.C. Patten | Mgmt | For | For | For | ||
| 13 | Elect Sue Harris | Mgmt | For | For | For | ||
| 14 | Elect Mara G. Aspinall | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| Albioma | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABIO | CINS F0190K109 | 05/27/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | ||
| 6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Scrip Dividend | Mgmt | For | For | For | ||
| 9 | Remuneration of Jacques Petry, Chair | Mgmt | For | For | For | ||
| 10 | Remuneration of Frederic Moyne, CEO | Mgmt | For | For | For | ||
| 11 | Remuneration Policy (Non-Executives Corporate Officers) | Mgmt | For | For | For | ||
| 12 | Remuneration Policy (Executives) | Mgmt | For | For | For | ||
| 13 | Directors’ Fees | Mgmt | For | For | For | ||
| 14 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | ||
| 15 | Elect Marie-Claire Daveu | Mgmt | For | For | For | ||
| 16 | Elect Florence Lambert | Mgmt | For | For | For | ||
| 17 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 18 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares and/or Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | ||
| 20 | Greenshoe | Mgmt | For | For | For | ||
| 21 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 22 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
| 23 | Amendments to Articles Regarding Board Meetings and Presiding Annual General Meetings | Mgmt | For | For | For | ||
| 24 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| Ambu AS | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AMBUB | CINS K03293147 | 12/12/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Denmark | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Remuneration Report | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Directors’ Fees | Mgmt | For | For | For | ||
| 9 | Elect Jens Bager | Mgmt | For | For | For | ||
| 10 | Elect Mikael Worning | Mgmt | For | For | For | ||
| 11 | Elect Oliver Johansen | Mgmt | For | For | For | ||
| 12 | Elect Allan Sogaard Larsen | Mgmt | For | For | For | ||
| 13 | Elect Christian Sagild | Mgmt | For | For | For | ||
| 14 | Elect Henrik Ehlers Wulff | Mgmt | For | For | For | ||
| 15 | Appointment of Auditor | Mgmt | For | For | For | ||
| 16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 17 | Remuneration Policy | Mgmt | For | For | For | ||
| 18 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||
| Avadel Pharmaceuticals plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AVDL | CUSIP 05337M104 | 07/18/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Craig R. Stapleton | Mgmt | For | For | For | ||
| 2 | Elect Michael Anderson | Mgmt | For | For | For | ||
| 3 | Elect Peter Thornton | Mgmt | For | For | For | ||
| 4 | Elect Geoffrey M. Glass | Mgmt | For | For | For | ||
| 5 | Elect Linda S. Palczuk | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 8 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | ||
| Azimut Holding S.p.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AZM | CINS T0783G106 | 04/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Italy | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 2 | Board Size | Mgmt | For | For | For | ||
| 3 | Board Term Length | Mgmt | For | For | For | ||
| 4 | List Presented by Timone Fiduciaria S.r.l. | Mgmt | N/A | For | N/A | ||
| 5 | Election of Chair of Board | Mgmt | For | For | For | ||
| 6 | Directors’ Fees | Mgmt | For | For | For | ||
| 7 | List Presented by Timone Fiduciaria S.r.l. | Mgmt | N/A | For | N/A | ||
| 8 | Election of Chair of Board of Statutory Auditors | Mgmt | For | For | For | ||
| 9 | Statutory Auditors’ Fees | Mgmt | For | For | For | ||
| 10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 11 | Remuneration Policy | Mgmt | For | Against | Against | ||
| 12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Crisil Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CRISIL | CINS Y1791U115 | 04/17/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | India | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect John L. Berisford | Mgmt | For | For | For | ||
| 4 | Elect Arundhati Bhattacharya | Mgmt | For | For | For | ||
| Datalex Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DLE | CINS G2659W102 | 04/26/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Ireland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Approve Facility Agreement between the Company and Tireragh Limited (Related Party Transaction) | Mgmt | For | For | For | ||
| Dechra Pharmaceuticals plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DPH | CINS G2769C145 | 10/19/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Elect Tony Rice | Mgmt | For | For | For | ||
| 5 | Elect Ian Page | Mgmt | For | For | For | ||
| 6 | Elect Richard J. Cotton | Mgmt | For | For | For | ||
| 7 | Elect Tony Griffin | Mgmt | For | For | For | ||
| 8 | Elect Julian Heslop | Mgmt | For | For | For | ||
| 9 | Elect Ishbel Macpherson | Mgmt | For | For | For | ||
| 10 | Elect Lawson Macartney | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor | Mgmt | For | For | For | ||
| 12 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 18 | Global Save As You Earn Plan 2018 | Mgmt | For | For | For | ||
| Descartes Systems Group Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DSG | CINS 249906108 | 05/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Elect David I. Beatson | Mgmt | For | For | For | ||
| 3 | Elect Deborah Close | Mgmt | For | For | For | ||
| 4 | Elect Eric Demirian | Mgmt | For | For | For | ||
| 5 | Elect Dennis Maple | Mgmt | For | For | For | ||
| 6 | Elect Jane O’Hagan | Mgmt | For | For | For | ||
| 7 | Elect Edward J. Ryan | Mgmt | For | For | For | ||
| 8 | Elect John Walker | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Emami Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EMAMILTD | CINS Y22891132 | 08/01/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | India | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Harsha V. Agarwal | Mgmt | For | For | For | ||
| 4 | Elect Priti A. Sureka | Mgmt | For | For | For | ||
| 5 | Elect Prashant Goenka | Mgmt | For | Against | Against | ||
| 6 | Elect Rama Bijapurkar | Mgmt | For | Against | Against | ||
| 7 | Continuation of the Office of Independent Directors | Mgmt | For | Against | Against | ||
| 8 | Authority to Set Cost Auditor’s Fees | Mgmt | For | For | For | ||
| Evotec SE | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EVT | CINS D1646D105 | 06/19/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Germany | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 7 | Appointment of Auditor | Mgmt | For | For | For | ||
| 8 | Elect Wolfgang Plischke | Mgmt | For | For | For | ||
| 9 | Elect Iris Low-Friedrich | Mgmt | For | For | For | ||
| 10 | Elect Mario Polywka | Mgmt | For | For | For | ||
| 11 | Elect Roland Sackers | Mgmt | For | For | For | ||
| 12 | Elect Michael Shalmi | Mgmt | For | For | For | ||
| 13 | Elect Elaine Sullivan | Mgmt | For | For | For | ||
| 14 | Supervisory Board Members’ Fees | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares and Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | ||
| 16 | Amendments to Remuneration Policy | Mgmt | For | For | For | ||
| Famous Brands Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FBR | CINS S2699W101 | 07/27/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | South Africa | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Nicolaos Halamandaris | Mgmt | For | For | For | ||
| 2 | Elect Emma Mashilwane | Mgmt | For | For | For | ||
| 3 | Re-elect Norman Adami | Mgmt | For | For | For | ||
| 4 | Re-elect John Halamandres | Mgmt | For | For | For | ||
| 5 | Elect Audit and Risk Committee Members (Christopher Boulle) | Mgmt | For | For | For | ||
| 6 | Elect Audit and Risk Committee Members (Emma Mashilwane) | Mgmt | For | For | For | ||
| 7 | Elect Audit and Risk Committee Members (Thembisa Skweyiya) | Mgmt | For | For | For | ||
| 8 | Elect Audit and Risk Committee Members (Norman Adami) | Mgmt | For | Against | Against | ||
| 9 | Appointment of Auditor | Mgmt | For | For | For | ||
| 10 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| 11 | Approve Remuneration Policy | Mgmt | For | For | For | ||
| 12 | Approve Remuneration Implementation Report | Mgmt | For | For | For | ||
| 13 | Approve Financial Assistance | Mgmt | For | For | For | ||
| 14 | Approve NEDs’ Fees (NED) | Mgmt | For | For | For | ||
| 15 | Approve NEDs’ Fees (Chair) | Mgmt | For | For | For | ||
| 16 | Approve NEDs’ Fees (Chair of Audit and Risk Committee) | Mgmt | For | For | For | ||
| 17 | Approve NEDs’ Fees (Member of Audit and Risk Committee) | Mgmt | For | For | For | ||
| 18 | Approve NEDs’ Fees (Chair of Remuneration Committee) | Mgmt | For | For | For | ||
| 19 | Approve NEDs’ Fees (Member of Remuneration Committee) | Mgmt | For | For | For | ||
| 20 | Approve NEDs’ Fees (Chair of Nomination Committee) | Mgmt | For | For | For | ||
| 21 | Approve NEDs’ Fees (Member of Nomination Committee) | Mgmt | For | For | For | ||
| 22 | Approve NEDs’ Fees (Chair of Social and Ethics Committee) | Mgmt | For | For | For | ||
| 23 | Approve NEDs’ Fees (Member of Social and Ethics Committee) | Mgmt | For | For | For | ||
| 24 | Approve NEDs’ Fees (Investment Committee or unscheduled committee meetings) | Mgmt | For | For | For | ||
| 25 | Approve NEDs’ Fees (Chair of principal operating subsidiary) | Mgmt | For | For | For | ||
| 26 | Approve NEDs’ Fees (VAT Payments) | Mgmt | For | For | For | ||
| GW Pharmaceuticals plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GWPH | CUSIP 36197T103 | 06/13/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect James Noble | Mgmt | For | For | For | ||
| 2 | Elect Thomas Lynch | Mgmt | For | For | For | ||
| 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 7 | Ratification of Auditor | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor | Mgmt | For | For | For | ||
| 9 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 10 | Accounts and Reports | Mgmt | For | For | For | ||
| 11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| Hiday Hidaka Corp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 7611 | CINS J1934J107 | 05/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Tadashi Kanda | Mgmt | For | Against | Against | ||
| 2 | Elect Hitoshi Takahashi | Mgmt | For | For | For | ||
| 3 | Elect Akira Arita | Mgmt | For | For | For | ||
| 4 | Elect Juichi Shima | Mgmt | For | For | For | ||
| 5 | Elect Nobuyuki Yoshida | Mgmt | For | For | For | ||
| 6 | Elect Hiroyuki Kase | Mgmt | For | For | For | ||
| 7 | Elect Tatsutoshi Fuchigami | Mgmt | For | For | For | ||
| 8 | Elect Hiroshige Aono | Mgmt | For | For | For | ||
| 9 | Elect Fumio Akachi | Mgmt | For | For | For | ||
| 10 | Elect Tadashi Nagata | Mgmt | For | For | For | ||
| Immunodiagnostic System Holdings plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IDH | CINS G4762F109 | 07/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Jaap Stuut | Mgmt | For | For | For | ||
| 4 | Elect Burkhard Wittek | Mgmt | For | Against | Against | ||
| 5 | Elect Peter Williamson | Mgmt | For | For | For | ||
| 6 | Appointment of Auditor | Mgmt | For | For | For | ||
| 7 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 8 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Interparfums | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ITP | CINS F5262B119 | 04/26/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Accounts and Reports, Non-Tax Deductible Expenses | Mgmt | For | For | For | ||
| 6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor (SFECO & Fiducia Audit) | Mgmt | For | For | For | ||
| 10 | Non-Renewal of Serge Azan as Alternate Auditor | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor (Mazars) | Mgmt | For | For | For | ||
| 12 | Non-Renewal of Alternate Auditor (Jean-Maurice Elnouchi) | Mgmt | For | For | For | ||
| 13 | Remuneration of Philippe Benacin, Chair and CEO | Mgmt | For | Against | Against | ||
| 14 | Remuneration Policy (Executives) | Mgmt | For | Against | Against | ||
| 15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 16 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
| 17 | Authority to Grant Stock Options | Mgmt | For | Against | Against | ||
| 18 | Authority to Issue Performance Shares | Mgmt | For | Against | Against | ||
| 19 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 20 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| Kakaku.com, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2371 | CINS J29258100 | 06/18/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Kaoru Hayashi | Mgmt | For | For | For | ||
| 4 | Elect Shonosuke Hata | Mgmt | For | For | For | ||
| 5 | Elect Kenji Fujiwara | Mgmt | For | For | For | ||
| 6 | Elect Shingo Yuki | Mgmt | For | For | For | ||
| 7 | Elect Atsuhiro Murakami | Mgmt | For | For | For | ||
| 8 | Elect Kanako Miyazaki | Mgmt | For | For | For | ||
| 9 | Elect Yoshiharu Hayakawa | Mgmt | For | For | For | ||
| 10 | Elect Tomoharu Kato | Mgmt | For | For | For | ||
| 11 | Elect Shingo Niori | Mgmt | For | For | For | ||
| 12 | Elect Kazuyoshi Miyajima | Mgmt | For | For | For | ||
| 13 | Elect Hirofumi Hirai | Mgmt | For | Against | Against | ||
| 14 | Elect Hiroshi Maeno | Mgmt | For | For | For | ||
| Kakaku.com, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2371 | CINS J29258100 | 10/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Elect Shingo Niori as Director | Mgmt | For | For | For | ||
| Kinaxis Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KXS | CINS 49448Q109 | 06/14/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Elect John (Ian) Giffen | Mgmt | For | For | For | ||
| 3 | Elect Angel Mendez | Mgmt | For | For | For | ||
| 4 | Elect Gillian H. Denham | Mgmt | For | For | For | ||
| 5 | Elect Robert Courteau | Mgmt | For | For | For | ||
| 6 | Elect Pamela Passman | Mgmt | For | For | For | ||
| 7 | Elect Kelly Thomas | Mgmt | For | For | For | ||
| 8 | Elect John Sicard | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor | Mgmt | For | For | For | ||
| Kingdee International Software Group Co. Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 268 | CINS G52568147 | 05/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Elect XU Shao Chun | Mgmt | For | Against | Against | ||
| 5 | Elect DONG Ming Zhu | Mgmt | For | For | For | ||
| 6 | Elect CAO Yang Feng | Mgmt | For | For | For | ||
| 7 | Directors’ Fees | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| Lectra SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LSS | CINS F56028107 | 04/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Non Tax-Deductible Expenses | Mgmt | For | For | For | ||
| 9 | Remuneration of Daniel Harari, CEO and Chair | Mgmt | For | For | For | ||
| 10 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | ||
| 11 | Elect Anne Binder | Mgmt | For | For | For | ||
| 12 | Elect Bernard Jourdan | Mgmt | For | For | For | ||
| 13 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 14 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| 15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Lifestyle International Holdings Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1212 | CINS G54856128 | 04/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect LAU Kam Shim | Mgmt | For | For | For | ||
| 6 | Elect Simon LAM Siu Lun | Mgmt | For | Against | Against | ||
| 7 | Elect Stephen HUI Chiu Chung | Mgmt | For | Against | Against | ||
| 8 | Directors’ Fees | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| 13 | Amendments to Articles | Mgmt | For | Against | Against | ||
| M3, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2413 | CINS J4697J108 | 06/27/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Amendments to Articles | Mgmt | For | For | For | ||
| 2 | Elect Itaru Tanimura | Mgmt | For | For | For | ||
| 3 | Elect Akihiko Tomaru | Mgmt | For | For | For | ||
| 4 | Elect Eiji Tsuchiya | Mgmt | For | For | For | ||
| 5 | Elect Takahiro Tsuji | Mgmt | For | For | For | ||
| 6 | Elect Kazuyuki Izumiya | Mgmt | For | For | For | ||
| 7 | Elect Akinori Urae | Mgmt | For | For | For | ||
| 8 | Elect Kenichiro Yoshida | Mgmt | For | For | For | ||
| 9 | Elect Kenichi Mori | Mgmt | For | For | For | ||
| 10 | Elect Masako Ii | Mgmt | For | For | For | ||
| 11 | Elect Mayuka Yamazaki | Mgmt | For | For | For | ||
| MercadoLibre, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MELI | CUSIP 58733R102 | 06/10/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Emiliano Calemzuk | Mgmt | For | For | For | ||
| 1.2 | Elect Marcos Galperin | Mgmt | For | For | For | ||
| 1.3 | Elect Roberto Balls Sallouti | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Amendment to the 2009 Equity Compensation Plan | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| NNIT A/S | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NNIT | CINS K7S37D101 | 03/07/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Denmark | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Directors’ Fees | Mgmt | For | For | For | ||
| 9 | Elect Carsten Dilling | Mgmt | For | For | For | ||
| 10 | Elect Peter Haahr | Mgmt | For | For | For | ||
| 11 | Elect Anne Broeng | Mgmt | For | For | For | ||
| 12 | Elect Eivind Kolding | Mgmt | For | For | For | ||
| 13 | Elect Caroline Serfass | Mgmt | For | For | For | ||
| 14 | Elect Christian Kanstrup | Mgmt | For | For | For | ||
| 15 | Appointment of Auditor | Mgmt | For | For | For | ||
| 16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 17 | Remuneration Policy | Mgmt | For | For | For | ||
| 18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| Orbotech Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ORBK | CUSIP M75253100 | 07/12/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger | Mgmt | For | For | For | ||
| 2 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | ||
| Paddy Power Betfair Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PPB | CINS G68673113 | 05/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Ireland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 4 | Elect Jonathan S. Hill | Mgmt | For | For | For | ||
| 5 | Elect Jan Bolz | Mgmt | For | For | For | ||
| 6 | Elect Zillah Byng-Thorne | Mgmt | For | For | For | ||
| 7 | Elect Michael E. Cawley | Mgmt | For | For | For | ||
| 8 | Elect Ian Dyson | Mgmt | For | For | For | ||
| 9 | Elect Peter Jackson | Mgmt | For | For | For | ||
| 10 | Elect Gary McGann | Mgmt | For | For | For | ||
| 11 | Elect Peter Rigby | Mgmt | For | For | For | ||
| 12 | Elect Emer Timmons | Mgmt | For | For | For | ||
| 13 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 14 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 18 | Authority to Set Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | ||
| 19 | Amendments to Articles (Change in Company Name) | Mgmt | For | For | For | ||
| Partners Group Holding AG | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PGHN | CINS H6120A101 | 05/15/2019 | Take No Action | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Switzerland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
| 4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||
| 5 | Compensation Report | Mgmt | For | TNA | N/A | ||
| 6 | Board Compensation (Short-term) | Mgmt | For | TNA | N/A | ||
| 7 | Executive Compensation (FY 2019; Fixed and Short-Term) | Mgmt | For | TNA | N/A | ||
| 8 | Executive Compensation (FY 2020; Fixed and Short-Term) | Mgmt | For | TNA | N/A | ||
| 9 | Elect Steffen Meister | Mgmt | For | TNA | N/A | ||
| 10 | Elect Marcel Erni | Mgmt | For | TNA | N/A | ||
| 11 | Elect Michelle Felman | Mgmt | For | TNA | N/A | ||
| 12 | Elect Alfred Gantner | Mgmt | For | TNA | N/A | ||
| 13 | Elect Grace del Rosario-Castano | Mgmt | For | TNA | N/A | ||
| 14 | Elect Martin Strobel | Mgmt | For | TNA | N/A | ||
| 15 | Elect Eric Strutz | Mgmt | For | TNA | N/A | ||
| 16 | Elect Patrick Ward | Mgmt | For | TNA | N/A | ||
| 17 | Elect Urs Wietlisbach | Mgmt | For | TNA | N/A | ||
| 18 | Elect Michelle Felman as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | ||
| 19 | Elect Grace del Rosario-Castano as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | ||
| 20 | Elect Martin Strobel as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | ||
| 21 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
| 22 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
| PayPoint plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PAY | CINS G6962B101 | 07/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Elect Gill Barr | Mgmt | For | For | For | ||
| 5 | Elect Rachel Kentleton | Mgmt | For | For | For | ||
| 6 | Elect Giles Kerr | Mgmt | For | For | For | ||
| 7 | Elect Rakesh Sharma | Mgmt | For | For | For | ||
| 8 | Elect Dominic Taylor | Mgmt | For | For | For | ||
| 9 | Elect Nick Wiles | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor | Mgmt | For | For | For | ||
| 11 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Playtech Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PTEC | CINS G7132V100 | 05/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | ISLE OF MAN | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 6 | Elect John E. Jackson | Mgmt | For | For | For | ||
| 7 | Elect Claire Milne | Mgmt | For | For | For | ||
| 8 | Elect Susan Ball | Mgmt | For | For | For | ||
| 9 | Elect Ian Penrose | Mgmt | For | For | For | ||
| 10 | Elect John Krumins | Mgmt | For | For | For | ||
| 11 | Elect Anna Massion | Mgmt | For | For | For | ||
| 12 | Elect Alan Jackson | Mgmt | For | For | For | ||
| 13 | Elect Andrew Smith | Mgmt | For | For | For | ||
| 14 | Elect Mor Weizer | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 19 | Amendments to Articles (Regulation of Gaming Activities) | Mgmt | For | For | For | ||
| 20 | Amendments to Articles (Treasury Shares) | Mgmt | For | For | For | ||
| 21 | Increase in NEDs’ Fee Cap | Mgmt | For | For | For | ||
| REA Group Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| REA | CINS Q8051B108 | 11/21/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Australia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Remuneration Report | Mgmt | For | For | For | ||
| 3 | Elect Nicholas J. Dowling | Mgmt | For | For | For | ||
| 4 | Re-elect Kathleen Conlon | Mgmt | For | For | For | ||
| 5 | Re-elect Hamish McLennan | Mgmt | For | For | For | ||
| 6 | Equity Grant (CEO Tracey Fellows) | Mgmt | For | For | For | ||
| Rightmove Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RMV | CINS G7565D106 | 05/10/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Appointment of Auditor | Mgmt | For | For | For | ||
| 5 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 6 | Elect Scott Forbes | Mgmt | For | For | For | ||
| 7 | Elect Peter Brooks-Johnson | Mgmt | For | For | For | ||
| 8 | Elect Robyn Perriss | Mgmt | For | For | For | ||
| 9 | Elect Rakhi (Parekh) Goss-Custard | Mgmt | For | For | For | ||
| 10 | Elect Jacqueline de Rojas | Mgmt | For | For | For | ||
| 11 | Elect Andrew Findlay | Mgmt | For | For | For | ||
| 12 | Elect Lorna Tilbian | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital investment) | Mgmt | For | For | For | ||
| 16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 17 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Rightmove Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RMV | CINS G75657109 | 08/22/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Share Subdivision | Mgmt | For | For | For | ||
| Schoeller-Bleckmann Oilfield Equipment AG | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SBO | CINS A7362J104 | 04/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Austria | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 6 | Appointment of Auditor | Mgmt | For | For | For | ||
| 7 | Elect Brigitte Ederer | Mgmt | For | For | For | ||
| 8 | Elect Helmut Langanger | Mgmt | For | Against | Against | ||
| 9 | Increase in Authorised Capital | Mgmt | For | For | For | ||
| 10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| SimCorp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SIM | CINS K8851Q129 | 03/27/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Denmark | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Elect Peter Schutze | Mgmt | For | For | For | ||
| 8 | Elect Morten Hubbe | Mgmt | For | For | For | ||
| 9 | Elect Herve Couturier | Mgmt | For | For | For | ||
| 10 | Elect Simon Jeffreys | Mgmt | For | For | For | ||
| 11 | Elect Adam Warby | Mgmt | For | For | For | ||
| 12 | Elect Joan A Binstock | Mgmt | For | For | For | ||
| 13 | Appointment of Auditor | Mgmt | For | For | For | ||
| 14 | Directors’ Fees | Mgmt | For | For | For | ||
| 15 | Remuneration Guidelines | Mgmt | For | For | For | ||
| 16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Sirtex Medical Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SRX | CINS Q8510U101 | 09/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Australia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger/Acquisition | Mgmt | For | For | For | ||
| Software Service,Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 3733 | CINS J7599W101 | 01/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 2 | Amendments to Articles | Mgmt | For | For | For | ||
| 3 | Elect Masaru Miyazaki | Mgmt | For | Against | Against | ||
| 4 | Elect Akihiro Otani | Mgmt | For | For | For | ||
| 5 | Elect Junichiro Ito | Mgmt | For | For | For | ||
| 6 | Elect Yasuaki Matsumoto | Mgmt | For | Against | Against | ||
| 7 | Elect Akira Tamura | Mgmt | For | For | For | ||
| 8 | Elect Masahiro Kanno | Mgmt | For | For | For | ||
| 9 | Elect Yoshihiro Matsuo as Alternate Statutory Auditor | Mgmt | For | Against | Against | ||
| 10 | Adoption of Restricted Stock Plan for Directors | Mgmt | For | For | For | ||
| 11 | Adoption of Restricted Stock Plan for Statutory Auditors | Mgmt | For | For | For | ||
| Stallergenes Greer Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| STAGR | CINS G8415V106 | 05/13/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Court | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Scheme | Mgmt | For | For | For | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Stallergenes Greer Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| STAGR | CINS G8415V106 | 05/13/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Scheme | Mgmt | For | For | For | ||
| 2 | Amendments to Articles | Mgmt | For | For | For | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Stratec SE | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SBS | CINS D8171G205 | 05/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Germany | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor | Mgmt | For | For | For | ||
| 10 | Elect Frank Hiller | Mgmt | For | For | For | ||
| 11 | Elect Rainer Baule | Mgmt | For | For | For | ||
| 12 | Elect Stefanie Remmele | Mgmt | For | For | For | ||
| Towa Pharmaceutical Co., Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 4553 | CINS J90505108 | 06/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Amendments to Articles | Mgmt | For | For | For | ||
| 4 | Elect Itsuro Yoshida | Mgmt | For | For | For | ||
| 5 | Elect Kazuhiko Konno | Mgmt | For | For | For | ||
| 6 | Elect Masao Tanaka | Mgmt | For | For | For | ||
| 7 | Elect Toshio Shirakawa | Mgmt | For | For | For | ||
| 8 | Elect Norikazu Eiki | Mgmt | For | For | For | ||
| 9 | Elect Hidehito Nemoto | Mgmt | For | For | For | ||
| 10 | Elect Hideaki Higuchi as Alternate Audit Committee Director | Mgmt | For | For | For | ||
| 11 | Non-Audit Committee Directors’ Fees | Mgmt | For | For | For | ||
| 12 | Audit Committee Directors’ Fees | Mgmt | For | For | For | ||
| 13 | Adoption of Restricted Stock Plan | Mgmt | For | For | For | ||
| 14 | Bonus | Mgmt | For | For | For | ||
| Vectura Group Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VEC | CINS G9325J100 | 05/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Elect Paul A. Fry | Mgmt | For | For | For | ||
| 4 | Elect Anne C. Whitaker | Mgmt | For | For | For | ||
| 5 | Elect Kevin Matthews | Mgmt | For | For | For | ||
| 6 | Elect Dr. Per-Olof Andersson | Mgmt | For | For | For | ||
| 7 | Elect Bruno Angelici | Mgmt | For | For | For | ||
| 8 | Elect Susan E. Foden | Mgmt | For | For | For | ||
| 9 | Elect James Ward-Lilley | Mgmt | For | For | For | ||
| 10 | Elect Neil W. Warner | Mgmt | For | For | For | ||
| 11 | Elect Thomas Werner | Mgmt | For | For | For | ||
| 12 | Elect Juliet Thompson | Mgmt | For | For | For | ||
| 13 | Appointment of Auditor | Mgmt | For | For | For | ||
| 14 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 15 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Victrex plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VCT | CINS G9358Y107 | 02/06/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Special Dividend | Mgmt | For | For | For | ||
| 5 | Elect Lawrence C. Pentz | Mgmt | For | For | For | ||
| 6 | Elect Pamela J. Kirby | Mgmt | For | For | For | ||
| 7 | Elect Jane Toogood | Mgmt | For | For | For | ||
| 8 | Elect Janet Ashdown | Mgmt | For | For | For | ||
| 9 | Elect Brendan Connolly | Mgmt | For | For | For | ||
| 10 | Elect Jakob Sigurdsson | Mgmt | For | For | For | ||
| 11 | Elect Tim Cooper | Mgmt | For | For | For | ||
| 12 | Elect Martin Court | Mgmt | For | For | For | ||
| 13 | Elect David J. Thomas | Mgmt | For | For | For | ||
| 14 | Elect Richard J. Armitage | Mgmt | For | For | For | ||
| 15 | Increase in NED Fee Cap | Mgmt | For | For | For | ||
| 16 | Appointment of Auditor | Mgmt | For | For | For | ||
| 17 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 18 | Long Term Incentive Plan | Mgmt | For | For | For | ||
| 19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 23 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Vitec Group plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VTC | CINS G93682105 | 05/21/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Elect Stephen Bird | Mgmt | For | For | For | ||
| 5 | Elect Martin Green | Mgmt | For | For | For | ||
| 6 | Elect Kath Kearney-Croft | Mgmt | For | For | For | ||
| 7 | Elect Christopher Humphrey | Mgmt | For | For | For | ||
| 8 | Elect Ian P. McHoul | Mgmt | For | For | For | ||
| 9 | Elect Duncan Penny | Mgmt | For | For | For | ||
| 10 | Elect Caroline Thomson | Mgmt | For | For | For | ||
| 11 | Elect Richard Tyson | Mgmt | For | For | For | ||
| 12 | Appointment of Auditor | Mgmt | For | For | For | ||
| 13 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Wirecard AG | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WDI | CINS D22359133 | 06/18/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Germany | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 6 | Ratify Markus Braun | Mgmt | For | For | For | ||
| 7 | Ratify Alexander von Knoop | Mgmt | For | For | For | ||
| 8 | Ratify Jan Marsalek | Mgmt | For | For | For | ||
| 9 | Ratify Susanne Steidl | Mgmt | For | For | For | ||
| 10 | Ratify Wulf Matthias | Mgmt | For | For | For | ||
| 11 | Ratify Alfons Henseler | Mgmt | For | For | For | ||
| 12 | Ratify Stefan Klestil | Mgmt | For | For | For | ||
| 13 | Ratify Vuyiswa M’Cwabeni | Mgmt | For | For | For | ||
| 14 | Ratify Anastassia Lauterbach | Mgmt | For | For | For | ||
| 15 | Ratify Susanna Quintana-Plaza | Mgmt | For | For | For | ||
| 16 | Appointment of Auditor | Mgmt | For | For | For | ||
| 17 | Elect Thomas Eichelmann as Supervisory Board Member | Mgmt | For | For | For | ||
| 18 | Supervisory Board Members’ Fees | Mgmt | For | For | For | ||
| 19 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | ||
| WiseTech Global Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WTC | CINS Q98056106 | 11/21/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Australia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Remuneration Report | Mgmt | For | For | For | ||
| 3 | Re-elect Andrew Harrison | Mgmt | For | For | For | ||
| 4 | Re-elect Charles Gibbon | Mgmt | For | For | For | ||
| 5 | Elect Teresa Engelhard | Mgmt | For | For | For | ||
| 6 | Approve Increase in NED’s Fee Cap | Mgmt | For | For | For | ||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BROWN CAPITAL MANAGEMENT MUTUAL FUNDS
| By: (Signature and Title) | /s/ Keith A. Lee |
| Keith A. Lee | |
| Trustee, President and Principal Executive Officer |
Date: August 27, 2019