fUNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENTCOMPANY
Investment Company Act file number: 811-06260
Quaker Investment Trust |
(Exact name of registrant as specified in charter) |
309 Technology Drive Malvern, PA 19355 |
(Address of principle executive offices) (Zip Code) |
Jeffry H. King, Sr. |
309 Technology Drive Malvern, PA 19355 |
(Name and address of agent for service) |
Registrant’s telephone number, including area code: (800) 220-8888 |
Date of fiscal year end: June 30, 2010 |
Date of reporting period: June 30, 2010 |
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder
(17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record
Quaker Global Tactical Allocation Fund | ||||||||||||||||
CUSIP | Meeting Date | Company Name | Proposal | Proponent | Mgmt Rec | Vote Cast | Shares Voted | |||||||||
760975102 | 07/14/09 | Research in Motion Ltd. *RIM* | 3,130 | |||||||||||||
1 | Elect Directors | Management | For | For | ||||||||||||
2 | Approve Ernst & Young as auditors and authorize Board to fix their remuneration | Management | For | For | ||||||||||||
24702R101 | 07/17/09 | Dell, Inc. *DELL* | 36,600 | |||||||||||||
1.1 | Elect Director James W. Breyer | Management | For | For | ||||||||||||
1.2 | Elect Director Donald J. Carty | Management | For | For | ||||||||||||
1.3 | Elect Director Michael S. Dell | Management | For | For | ||||||||||||
1.4 | Elect Director William H. Gray, III | Management | For | Withhold | ||||||||||||
1.5 | Elect Director Sallie L. Krawcheck | Management | For | For | ||||||||||||
1.6 | Elect Director Judy C. Lewent | Management | For | For | ||||||||||||
1.7 | Elect Director Thomas W. Luce, III | Management | For | For | ||||||||||||
1.8 | Elect Director Klaus S, Luft | Management | For | For | ||||||||||||
1.9 | Elect Director Alex J. Mandl | Management | For | For | ||||||||||||
1.10 | Elect Director Sam Nunn | Management | For | Withhold | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Reimburse proxy contest expenses | Shareholder | Against | For | ||||||||||||
4 | Reduce supermajority vote requirement | Shareholder | Against | For | ||||||||||||
58155Q103 | 07/22/09 | McKesson Corporation *MCK* | 9,900 | |||||||||||||
1 | Elect Directors | Management | For | For | ||||||||||||
2 | Amend omnibus stock plan | Management | For | For | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
4 | Stock retention/holding period | Shareholder | Against | For | ||||||||||||
5 | Adopt a poliy in which the Company will not make or promise or make any death benefit payments to senior Executives | Shareholder | Against | For | ||||||||||||
585055106 | 08/27/09 | Medtronic, Inc. *MDT* | 17,900 | |||||||||||||
1 | Elect Directors | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Amend qualified employee stock purchase plan | Management | For | For | ||||||||||||
4 | Amend omnibus stock plan | Management | For | For | ||||||||||||
61945A107 | 10/08/09 | Mosaic Co. *MOS* | 8,920 | |||||||||||||
1.1 | Elect Director Phyllis E. Cochran | Management | For | For | ||||||||||||
1.2 | Elect Director Robert L. Lumpkins | Management | For | Withhold | ||||||||||||
1.3 | Elect Director Harold H. MacKay | Management | For | For | ||||||||||||
1.4 | Elect Director William T. Monahan | Management | For | For | ||||||||||||
2 | Amend omnibus stock plan | Management | For | For | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
68389X105 | 10/07/09 | Oracle Corp. *ORCL* | 20,700 | |||||||||||||
1.1 | Elect Director Jeffrey S. Berg | Management | For | Withhold | ||||||||||||
1.2 | Elect Director H. Raymond Bingham | Management | For | For | ||||||||||||
1.3 | Elect Director Michael J. Boskin | Management | For | For | ||||||||||||
1.4 | Elect Director Safra A. Catz | Management | For | For | ||||||||||||
1.5 | Elect Director Bruce R. Chizen | Management | For | For | ||||||||||||
1.6 | Elect Director George H. Conrades | Management | For | For | ||||||||||||
1.7 | Elect Director Lawrence J. Ellison | Management | For | For | ||||||||||||
1.8 | Elect Director Hector Garcia-Molina | Management | For | For | ||||||||||||
1.9 | Elect Director Jeffrey O. Henley | Management | For | For | ||||||||||||
1.10 | Elect Director Donald L. Lucas | Management | For | For | ||||||||||||
1.11 | Elect Director Charles E. Phillips, Jr. | Management | For | For | ||||||||||||
1.12 | Elect Director Naomi O. Seligman | Management | For | Withhold | ||||||||||||
2 | Approve Executive incentive bonus plan | Management | For | For | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
4 | Amend Articles/Bylaws/Charter - call Special Meetings | Shareholder | Against | For | ||||||||||||
5 | Advisory vote to ratify named Executive Officers' compensation | Shareholder | Against | For | ||||||||||||
6 | Stock retention/holding period | Shareholder | Against | For | ||||||||||||
H27178104 | 11/04/09 | Foster Wheeler AG *FWLT* | 300 | |||||||||||||
1 | Elect Director Clayton C. Daley, Jr. | Management | For | For | ||||||||||||
2 | In the event conterproposals, alterations or amendments of the agenda items or other matters are raised at the extraordinary General Meeting, I instruct the appointed proxies to vote as follows | Management | For | Against | ||||||||||||
17275R102 | 11/12/09 | Cisco Systems, Inc. *CSCO* | 21,600 | |||||||||||||
1.1 | Elect Director Carol A. Bartz | Management | For | For | ||||||||||||
1.2 | Elect Director M. Michele Burns | Management | For | For | ||||||||||||
1.3 | Elect Director Michael D. Capellas | Management | For | For | ||||||||||||
1.4 | Elect Director Larry R. Carter | Management | For | For | ||||||||||||
1.5 | Elect Director John T. Chambers | Management | For | For | ||||||||||||
1.6 | Elect Director Brian L. Halla | Management | For | For | ||||||||||||
1.7 | Elect Director John L. Hennessy | Management | For | For | ||||||||||||
1.8 | Elect Director Richard M. Kovacevich | Management | For | For | ||||||||||||
1.9 | Elect Director Michael K. Powell | Management | For | For | ||||||||||||
1.10 | Elect Director Arun Sarin | Management | For | For | ||||||||||||
1.11 | Elect Director Steven M. West | Management | For | For | ||||||||||||
1.12 | Elect Director Jerry Yang | Management | For | For | ||||||||||||
2 | Amend omnibus stock plan | Management | For | For | ||||||||||||
3 | Amend qualified employee stock purchase plan | Management | For | For | ||||||||||||
4 | Ratify Auditors | Management | For | For | ||||||||||||
5 | Amend Bylaws to establish a Board Committee on human rights | Shareholder | Against | Against | ||||||||||||
6 | Advisory vote to ratify named Executive Officers' compensation | Shareholder | Against | For | ||||||||||||
7 | Report on internet fragmentation | Shareholder | Against | For | ||||||||||||
25459L106 | 11/19/09 | DirecTV *DTV* | 119 | |||||||||||||
1 | Approve merger agreement | Management | For | For | ||||||||||||
2 | Approve voting and right of first refusal | Management | For | For | ||||||||||||
3 | Adjourn Meeting | Management | For | For | ||||||||||||
088606108 | 11/26/09 | BHP Billiton Limited *BHP* | 47 | |||||||||||||
1 | Accept financial statements and statutory reports for BHP Billiton Plc for the fiscal year ended June 30, 2009 | Management | For | For | ||||||||||||
2.1 | Elect Director Carlos Codeiro as a Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For | ||||||||||||
2.2 | Elect Director David Crawford as a Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For | ||||||||||||
2.3 | Elect Director Gail de Planque as a Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For | ||||||||||||
2.4 | Elect Director Marius Kloppers as a Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For | ||||||||||||
2.5 | Elect Director Don Argus as a Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For | ||||||||||||
2.6 | Elect Director Wayne Murdy as a Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For | ||||||||||||
3 | Approve KPMG Audit Plc as Auditors of BHP Billton Plc | Management | For | For | ||||||||||||
4 | Approve renewal of general authority to issue of up to 555.97 milllion shares of BHP Billiton Plc in connection with its employee share and incentive schemes | Management | For | For | ||||||||||||
5 | Renew the disapplication of preemption rights in BHP Billiton Plc | Management | For | For | ||||||||||||
6 | Authorize repurchase of up to 223.11 milion shares in BHP Billiton Plc | Management | For | For | ||||||||||||
7 | Approve cancellation of shares in BHP Billiton Plc held by BHP Billiton Ltd on April 30, 2010 | Management | For | For | ||||||||||||
8 | Approve cancellation of shares in BHP Billiton held by BHP Billiton Ltd on June 17, 2010 | Management | For | For | ||||||||||||
9 | Approve cancellation of shares in BHP Billiton Plc held by BHP Billiton Ltd on September 15, 2010 | Management | For | For | ||||||||||||
10 | Approve cancellation of shares in BHP Billiton Plc held by BHP Billiton Ltd on November 11, 2010 | Management | For | For | ||||||||||||
11 | Approve renumeration report for the fiscal year ended June 30, 2009 | Management | For | For | ||||||||||||
12 | Approve grant of approximately 55,932 deferred shares, 223,739 options, and 424,612 performance shares to Marius Kloppers, CEO, pursuant to the group incentive scheme and the long term incentive plan | Management | For | For | ||||||||||||
752344309 | 12/16/09 | Randgold Resources Ltd. *GOLD* | 7,500 | |||||||||||||
1 | Approve acquistion by Kibali (Jersey) Ltd of shares in Kibali Goldmines sprl | Management | For | For | ||||||||||||
D69671218 | 01/26/10 | Siemens AG *SI* | 4,000 | |||||||||||||
1 | Approve allocation of income and dividends of EUR 1.60 per share | Management | For | For | ||||||||||||
2.1 | Approve discharge of management Board member Peter Loescher for fiscal 2008/2009 | Management | For | For | ||||||||||||
2.2 | Approve discharge of management Board member Wolfgang Dehen for fiscal 2008/2009 | Management | For | For | ||||||||||||
2.3 | Approve discharge of management Board member Heinrich Hiesinger for fiscal 2008/2009 | Management | For | For | ||||||||||||
2.4 | Approve discharge of management Board member Joe Kaeser for fiscal 2008/2009 | Management | For | For | ||||||||||||
2.5 | Approve discharge of management Board member Barbara Kux for fiscal 2008/2009 | Management | For | For | ||||||||||||
2.6 | Approve discharge of management Board member Jim Reid-Anderson for fiscal 2008/2009 | Management | For | For | ||||||||||||
2.7 | Approve discharge of management Board member Hermann Requardt for fiscal 2008/2009 | Management | For | For | ||||||||||||
2.8 | Approve discharge of management Board member Siegfried Russwurm for fiscal 2008/2009 | Management | For | For | ||||||||||||
2.9 | Approve discharge of management Board member Peter Solmssen for fiscal 2008/2009 | Management | For | For | ||||||||||||
3.1 | Approve discharge of supervisory Board member Gerhard Cromme for fiscal 2008/2009 | Management | For | For | ||||||||||||
3.2 | Approve discharge of supervisory Board member Gerhard Cromme for fiscal 2008/2009 | Management | For | For | ||||||||||||
3.3 | Approve discharge of supervisory Board member Berthold Huber for fiscal 2008/2009 | Management | For | For | ||||||||||||
3.4 | Approve discharge of supervisory Board member Ralf Heckmann for fiscal 2008/2009 | Management | For | For | ||||||||||||
3.5 | Approve discharge of supervisory Board member Josef Ackermann for fiscal 2008/2009 | Management | For | For | ||||||||||||
3.6 | Approve discharge of supervisory Board member Lothar Adler for fiscal 2008/2009 | Management | For | For | ||||||||||||
3.7 | Approve discharge of supervisory Board member Jean-Louis Beffa for fiscal 2008/2009 | Management | For | For | ||||||||||||
3.8 | Approve discharge of supervisory Board member Gerd von Brandenstein for fiscal 2008/2009 | Management | For | For | ||||||||||||
3.9 | Approve discharge of supervisory Board member Michael Diekmann for fiscal 2008/2009 | Management | For | For | ||||||||||||
3.10 | Approve discharge of supervisory Board member Hans Michael Gaul for fiscal 2008/2009 | Management | For | For | ||||||||||||
3.11 | Approve discharge of supervisory Board member Peter Gruss for fiscal 2008/2009 | Management | For | For | ||||||||||||
3.12 | Approve discharge of supervisory Board member Bettina Haller for fiscal 2008/2009 | Management | For | For | ||||||||||||
3.13 | Approve discharge of supervisory Board member Hans-Juergen Hartung for fiscal 2008/2009 | Management | For | For | ||||||||||||
3.14 | Approve discharge of supervisory Board member Heinz Hawreliuk for fiscal 2008/2009 | Management | For | For | ||||||||||||
3.15 | Approve discharge of supervisory Board member Harald Kern for fiscal 2008/2009 | Management | For | For | ||||||||||||
3.16 | Approve discharge of supervisory Board member Nicola Leibinger-Kammueller for fiscal 2008/2009 | Management | For | For | ||||||||||||
3.17 | Approve discharge of supervisory Board member Werner Moenius for fiscal 2008/2009 | Management | For | For | ||||||||||||
3.18 | Approve discharge of supervisory Board member Hakan Samuelsson for fiscal 2008/2009 | Management | For | For | ||||||||||||
3.19 | Approve discharge of supervisory Board member Dieter Scheitor for fiscal 2008/2009 | Management | For | For | ||||||||||||
3.20 | Approve discharge of supervisory Board member Rainer Sieg for fiscal 2008/2009 | Management | For | For | ||||||||||||
3.21 | Approve discharge of supervisory Board member Birgit Steinborn for fiscal 2008/2009 | Management | For | For | ||||||||||||
3.22 | Approve discharge of supervisory Board member Lord Iain Vallance of Tummel for fiscal 2008/2009 | Management | For | For | ||||||||||||
3.23 | Approve discharge of supervisory Board member Sibylle Wankel for fiscal 2008/2009 | Management | For | For | ||||||||||||
4 | Approve remuneration system for management Board members | Management | For | For | ||||||||||||
5 | Ratify Ernst & Young GmbH as Auditors for fiscal 2009/2010 | Management | For | For | ||||||||||||
6 | Ratify Ernst & Young GmbH as Auditors for the inspection of the abbreviated financial statements for the first half of fiscal 2009/2010 | Management | For | For | ||||||||||||
7 | Authorize share repurchase program and reissuance or cancellation of repurchased shares | Management | For | For | ||||||||||||
8 | Authorize use of financial derivatives of up to 5 percent of issued share capital when repurchasing shares | Management | For | For | ||||||||||||
9 | Approve issuance of warrants/bonds and warrants attached/convertible bonds without preemptive rights up to aggregate nominal amount of EUR 15 billion; approve creation of EUR 600 million pool of capital to guarantee conversion rights | Management | For | For | ||||||||||||
10 | Amend articles re: convocation of, participation in, video and audit transmission of, and exercise of voting rights at General Meeting; other statutory changes due to New German legislation (law on transposition of EU shareholder's rights directive) | Management | For | For | ||||||||||||
11.1 | Approve settlement agreement between Siemens AG and Karl-Hermann Baumann concluded on December 2, 2009 | Management | For | For | ||||||||||||
11.2 | Approve settlement agreement between Siemens AG and Johannes Feldmayer concluded on December 2, 2009 | Management | For | For | ||||||||||||
11.3 | Approve settlement agreement between Siemens AG and Klaus Kleinfeld concluded on December 2, 2009 | Management | For | For | ||||||||||||
11.4 | Approve settlement agreement between Siemens AG and Edward Krubasik concluded on December 2, 2009 | Management | For | For | ||||||||||||
11.5 | Approve settlement agreement between Siemens AG and Rudi Lamprech concluded on December 2, 2009 | Management | For | For | ||||||||||||
11.6 | Approve settlement agreement between Siemens AG and Heinrich von Pierer concluded on December 2, 2009 | Management | For | For | ||||||||||||
11.7 | Approve settlement agreement between Siemens AG and Juergen Radomski concluded on December 2, 2009 | Management | For | For | ||||||||||||
11.8 | Approve settlement agreement between Siemens AG and Uriel Sharef concluded on December 2, 2009 | Management | For | For | ||||||||||||
11.9 | Approve settlement agreement between Siemens AG and Klaus Wucherer concluded on December 2, 2009 | Management | For | For | ||||||||||||
11.10 | Approve settlement agreement between Siemens AG and Group of D&O Liability and Indemnificaion Insurers concluded on December 2, 2009 | Management | For | For | ||||||||||||
12 | Shareholder proposals submitted by Verein von Belegschaftsaktionaeren in der Siemens AG e.V. | Management | For | For | ||||||||||||
13 | Approve amendments to remuneration of supervisory board | Shareholder | Against | Against | ||||||||||||
14 | Amend corporate purpose | Shareholder | Against | Against | ||||||||||||
P1505Z137 | 02/03/10 | Banco Santander Brasil SA *STD* | 22,000 | |||||||||||||
1 | Election of three (3) new members of the Company's Board of Directors, being one (1) of them considered Independent Director | Management | For | For | ||||||||||||
2 | Approve stock option plan | Management | For | For | ||||||||||||
037833100 | 02/25/10 | Apple, Inc. *AAPL* | 3,790 | |||||||||||||
1.1 | Elect Director William V. Campbell | Management | For | For | ||||||||||||
1.2 | Elect Director Millard S. Drexler | Management | For | For | ||||||||||||
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For | ||||||||||||
1.4 | Elect Director Steven P. Jobs | Management | For | For | ||||||||||||
1.5 | Elect Director Andrea Jung | Management | For | For | ||||||||||||
1.6 | Elect Director Arthur D. Levinson | Management | For | For | ||||||||||||
1.7 | Elect Director Jerome B. York | Management | For | For | ||||||||||||
2 | Amend omnibus stock plan | Management | For | For | ||||||||||||
3 | Amend non-employee director omnibus stock plan | Management | For | For | ||||||||||||
4 | Advisory vote to ratify named Executive Officers' compensation | Management | For | For | ||||||||||||
5 | Ratify Auditors | Management | For | For | ||||||||||||
6 | Prepare sustainability report | Shareholder | Against | Against | ||||||||||||
7 | Establish other Board Committee | Shareholder | Against | Against | ||||||||||||
747525103 | 03/02/10 | Qualcomm Incorporated *QCOM* | 9,900 | |||||||||||||
1.1 | Elect Director Barbara T. Alexander | Management | For | For | ||||||||||||
1.2 | Elect Director Stephen M. Bennett | Management | For | For | ||||||||||||
1.3 | Elect Director Donald G. Cruickshank | Management | For | For | ||||||||||||
1.4 | Elect Director Raymond V. Dittamore | Management | For | For | ||||||||||||
1.5 | Elect Director Thomas W. Horton | Management | For | For | ||||||||||||
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For | ||||||||||||
1.7 | Elect Director Paul E. Jacobs | Management | For | For | ||||||||||||
1.8 | Elect Director Robert E. Kahn | Management | For | For | ||||||||||||
1.9 | Elect Director Sherry Lansign | Management | For | For | ||||||||||||
1.10 | Elect Director Duane A. Nelles | Management | For | For | ||||||||||||
1.11 | Elect Director Brent Scowsroft | Management | For | For | ||||||||||||
1.12 | Elect Director Marc I. Stern | Management | For | For | ||||||||||||
2 | Amend omnibus stock plan | Management | For | For | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
247916208 | 03/09/10 | Denbury Resources, Inc. *DNR* | 29,000 | |||||||||||||
1 | Approve merger agreement | Management | For | For | ||||||||||||
2 | Adjourn Meeting | Management | For | For | ||||||||||||
889478103 | 03/17/10 | Toll Brothers, Inc. *TOL* | 15,000 | |||||||||||||
1.1 | Elect Director Zvi Barzilay | Management | For | For | ||||||||||||
1.2 | Elect Director Edward G. Boehne | Management | For | For | ||||||||||||
1.3 | Elect Director Richard J. Braemer | Management | For | For | ||||||||||||
1.4 | Elect Director Carl B. Marbach | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Approve stock ownership limitations | Management | For | Against | ||||||||||||
4 | Approve shareholder rights plan (poison pill) | Management | For | Against | ||||||||||||
5 | Approve Executive incentive bonus plan | Management | For | For | ||||||||||||
6 | Require Independent Board Chairman | Shareholder | Against | For | ||||||||||||
7 | Adopt quantative GHG goals for products and operations | Shareholder | Against | For | ||||||||||||
665859104 | 04/20/10 | Northern Trust Corp. *NTRS* | 10,000 | |||||||||||||
1.1 | Elect Linda Bynoe | Management | For | For | ||||||||||||
1.2 | Elect Nicholas Chabraja | Management | For | For | ||||||||||||
1.3 | Elect Susan Crown | Management | For | For | ||||||||||||
1.4 | Elect Dipak Jain | Management | For | For | ||||||||||||
1.5 | Elect Robert Lane | Management | For | For | ||||||||||||
1.6 | Elect Robert McCormack | Management | For | For | ||||||||||||
1.7 | Elect Edward Mooney | Management | For | For | ||||||||||||
1.8 | Elect John Rowe | Management | For | For | ||||||||||||
1.9 | Elect David Smith, Jr. | Management | For | For | ||||||||||||
1.10 | Elect William Smithburg | Management | For | For | ||||||||||||
1.11 | Elect Enrique Sosa | Management | For | For | ||||||||||||
1.12 | Elect Charles Tribbett, III | Management | For | For | ||||||||||||
1.13 | Elect Frederick Waddell | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
292505104 | 04/21/10 | Encana Corp. *ECA* | 9,900 | |||||||||||||
1.1 | Elect Director Peter Dea | Management | For | For | ||||||||||||
1.2 | Elect Director Randall Eresman | Management | For | For | ||||||||||||
1.3 | Elect Director Claire Farley | Management | For | For | ||||||||||||
1.4 | Elect Director Fred Fowler | Management | For | For | ||||||||||||
1.5 | Elect Director Barry Harrison | Management | For | For | ||||||||||||
1.6 | Elect Director Suzanne Nimocks | Management | For | For | ||||||||||||
1.7 | Elect Director David O'Brien | Management | For | For | ||||||||||||
1.8 | Elect Director Jane Peverett | Management | For | For | ||||||||||||
1.9 | Elect Director Allan Sawin | Management | For | For | ||||||||||||
1.10 | Elect Director Bruce Waterman | Management | For | For | ||||||||||||
1.11 | Elect Director Clayton Woitas | Management | For | For | ||||||||||||
2 | Appointment of Auditor and authority to set fees | Management | For | For | ||||||||||||
3 | Amendment to shareholder rights' plan | Management | For | For | ||||||||||||
4 | Amendments to By-Laws | Management | For | For | ||||||||||||
717081103 | 04/22/10 | Pfizer, Inc. *PFE* | 45,200 | |||||||||||||
1.1 | Elect Denis Ausiello | Management | For | For | ||||||||||||
1.2 | Elect Michael Brown | Management | For | For | ||||||||||||
1.3 | Elect M. Anthony Burns | Management | For | For | ||||||||||||
1.4 | Elect Robert Burt | Management | For | For | ||||||||||||
1.5 | Elect W. Don Cornwell | Management | For | For | ||||||||||||
1.6 | Elect Frances Fergusson | Management | For | For | ||||||||||||
1.7 | Elect William Gray, III | Management | For | For | ||||||||||||
1.8 | Elect Constance Horner | Management | For | For | ||||||||||||
1.9 | Elect James Kilts | Management | For | For | ||||||||||||
1.10 | Elect Jeffrey Kindler | Management | For | For | ||||||||||||
1.11 | Elect George Lorch | Management | For | For | ||||||||||||
1.12 | Elect John Mascotte | Management | For | For | ||||||||||||
1.13 | Elect Suzanne Nora Johnson | Management | For | For | ||||||||||||
1.14 | Elect Stephen Sanger | Management | For | For | ||||||||||||
1.15 | Elect William Steere, Jr. | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | Advisory vote on Executive compensation | Management | For | For | ||||||||||||
4 | Amendment to Bylaws regarding the right to call a Special Meeting | Management | For | For | ||||||||||||
5 | Shareholder proposal regarding stock option policy | Shareholder | Against | Against | ||||||||||||
03524A108 | 04/27/10 | Anheuser-Busch Inbev SA, Bruxelles *BUD* | 7,700 | |||||||||||||
1 | Amendment regarding Director term lengths | Management | For | Against | ||||||||||||
2 | Amendment regarding implementation of EU directive | Management | For | For | ||||||||||||
3 | Authority to exclude preference right of existing shareholders | Management | For | For | ||||||||||||
4 | Authority to issue subscription rights | Management | For | For | ||||||||||||
5 | Authority to increase capital with regards to issuance | Management | For | For | ||||||||||||
6 | Authority to exercise power | Management | For | For | ||||||||||||
7 | Accounts and reports; allocation of profits and dividends | Management | For | For | ||||||||||||
8 | Ratification of Board acts | Management | For | For | ||||||||||||
9 | Ratification of Auditor's acts | Management | For | For | ||||||||||||
10.1 | Elect Alexandre Van Damme | Management | For | For | ||||||||||||
10.2 | Elect Gregoire de Speolberch | Management | For | For | ||||||||||||
10.3 | Elect Carlos de Sicupira | Management | For | For | ||||||||||||
10.4 | Elect Jorge Paulo Lemann | Management | For | For | ||||||||||||
10.5 | Elect Roberto Moses Thompson Motta | Management | For | For | ||||||||||||
10.6 | Elect Marcel Telles | Management | For | Against | ||||||||||||
10.7 | Elect Jean-Luc Dehaene | Management | For | For | ||||||||||||
10.8 | Elect Mark Winkelman | Management | For | For | ||||||||||||
11 | Replacement of Auditor | Management | For | For | ||||||||||||
12 | Remuneration report | Management | For | For | ||||||||||||
13 | Approval of equity grants | Management | For | For | ||||||||||||
14 | Approval of change in control provision relating to EMTN program | Management | For | Against | ||||||||||||
15 | Change of control provision relating to the U.S. dollar notes | Management | For | Against | ||||||||||||
16 | Change of control provision relating to senior facilities agreement | Management | For | Against | ||||||||||||
17 | Change of control provision relating to term facilities agreement | Management | For | Against | ||||||||||||
18 | Authority to carry out formalities | Management | For | For | ||||||||||||
459200101 | 04/27/10 | International Business Machine Corp. *IBM* | 3,300 | |||||||||||||
1.1 | Elect Alain Belda | Management | For | Against | ||||||||||||
1.2 | Elect Cathleen Black | Management | For | Against | ||||||||||||
1.3 | Elect William Brody | Management | For | For | ||||||||||||
1.4 | Elect Kenneth Chenault | Management | For | For | ||||||||||||
1.5 | Elect Michael Eskew | Management | For | Against | ||||||||||||
1.6 | Elect Shirley Jackson | Management | For | For | ||||||||||||
1.7 | Elect Andrew Liveris | Management | For | Against | ||||||||||||
1.8 | Elect W. James McNerney, Jr. | Management | For | For | ||||||||||||
1.9 | Elect Taizo Nishimuro | Management | For | For | ||||||||||||
1.10 | Elect James Owens | Management | For | For | ||||||||||||
1.11 | Elect Samuel Palmisano | Management | For | For | ||||||||||||
1.12 | Elect Joan Spero | Management | For | For | ||||||||||||
1.13 | Elect Sidney Taurel | Management | For | For | ||||||||||||
1.14 | Elect Lorenzo Zambrano | Management | For | Against | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | Shareholder proposal regarding restricting Executive compensation | Shareholder | Against | Against | ||||||||||||
4 | Shareholder proposal regarding cumulative voting | Shareholder | Against | Against | ||||||||||||
5 | Shareholder proposal regarding right to call a Special Meeting | Shareholder | Against | For | ||||||||||||
6 | Shareholder proposal regarding advisory vote on compensation (Say on Pay) | Shareholder | Against | For | ||||||||||||
91912E105 | 04/27/10 | Vale *VALE* | 2,135 | |||||||||||||
1 | Accounts and reports | Management | For | For | ||||||||||||
2 | Allocation of profits/dividends | Management | For | For | ||||||||||||
3 | Election of supervisory Council | Management | For | For | ||||||||||||
4 | Remuneration report | Management | For | For | ||||||||||||
5 | Capitalization of reserves | Management | For | For | ||||||||||||
6 | Election of Director | Management | For | Abstain | ||||||||||||
949746101 | 04/27/10 | Wells Fargo & Co. *WFC* | 19,600 | |||||||||||||
1.1 | Elect John Baker, II | Management | For | Against | ||||||||||||
1.2 | Elect John Chen | Management | For | For | ||||||||||||
1.3 | Elect Lloyd Dean | Management | For | For | ||||||||||||
1.4 | Elect Susan Engel | Management | For | For | ||||||||||||
1.5 | Elect Enrique Hernandez, Jr. | Management | For | For | ||||||||||||
1.6 | Elect Donald James | Management | For | Against | ||||||||||||
1.7 | Elect Richard McCormick | Management | For | For | ||||||||||||
1.8 | Elect Mackey McDonald | Management | For | Against | ||||||||||||
1.9 | Elect Cynthia Milligan | Management | For | Against | ||||||||||||
1.10 | Elect Nicholas Moore | Management | For | For | ||||||||||||
1.11 | Elect Philip Quigley | Management | For | Against | ||||||||||||
1.12 | Elect Judith Runstad | Management | For | For | ||||||||||||
1.13 | Elect Stephen Sanger | Management | For | For | ||||||||||||
1.14 | Elect Robert Steel | Management | For | For | ||||||||||||
1.15 | Elect John Stumpf | Management | For | For | ||||||||||||
1.16 | Elect Susan Swenson | Management | For | For | ||||||||||||
2 | Advisory vote on Executive compensation | Management | For | Against | ||||||||||||
3 | Increase of authorized common stock | Management | For | For | ||||||||||||
4 | Ratification of Auditor | Management | For | For | ||||||||||||
5 | Shareholder proposal regarding advisory vote on compensation (Say on Pay) | Shareholder | Against | Against | ||||||||||||
6 | Shareholder proposal regarding Independent Board Chairman | Shareholder | Against | Against | ||||||||||||
7 | Shareholder proposal regarding reviewing charitable spending | Shareholder | Against | Against | ||||||||||||
8 | Shareholder proposal regarding political contributions and expenditure report | Shareholder | Against | For | ||||||||||||
655044105 | 04/27/10 | Noble Energy, Inc. *NBL* | 894 | |||||||||||||
1.1 | Elect Jeffrey Berenson | Management | For | For | ||||||||||||
1.2 | Elect Michael Cawley | Management | For | For | ||||||||||||
1.3 | Elect Edward Cox | Management | For | For | ||||||||||||
1.4 | Elect Charles Davidson | Management | For | For | ||||||||||||
1.5 | Elect Thomas Edelman | Management | For | Against | ||||||||||||
1.6 | Elect Eric Grubman | Management | For | For | ||||||||||||
1.7 | Elect Kirby Hedrick | Management | For | For | ||||||||||||
1.8 | Elect Scott Urban | Management | For | For | ||||||||||||
1.9 | Elect William Van Kleef | Management | For | For | ||||||||||||
1.10 | Ratification of Auditor | Management | For | For | ||||||||||||
060505559 | 04/28/10 | Bank of America Corp. *BAC* | 42,000 | |||||||||||||
1.1 | Elect Susan Bies | Management | For | For | ||||||||||||
1.2 | Elect William Boardman | Management | For | For | ||||||||||||
1.3 | Elect Frank Bramble, Sr. | Management | For | For | ||||||||||||
1.4 | Elect Virgis Colbert | Management | For | Against | ||||||||||||
1.5 | Elect Charles Gifford | Management | For | For | ||||||||||||
1.6 | Elect Charles Holliday, Jr. | Management | For | For | ||||||||||||
1.7 | Elect D. Paul Jones, Jr. | Management | For | For | ||||||||||||
1.8 | Elect Monica Lozano | Management | For | For | ||||||||||||
1.9 | Elect Thomas May | Management | For | For | ||||||||||||
1.10 | Elect Brian Moynihan | Management | For | For | ||||||||||||
1.11 | Elect Donald Powell | Management | For | For | ||||||||||||
1.12 | Elect Charles Rossotti | Management | For | Against | ||||||||||||
1.13 | Elect Robert Scully | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | Increase of authorized common stock | Management | For | For | ||||||||||||
4 | Advisory vote on Executive compensation | Management | For | For | ||||||||||||
5 | Amendment to the 2003 key associate stock plan | Management | For | For | ||||||||||||
6 | Shareholder proposal regarding disclosure of prior government service | Shareholder | Against | Against | ||||||||||||
7 | Shareholder proposal regarding non-deductible compensation | Shareholder | Against | Against | ||||||||||||
8 | Shareholder proposal regarding right to call a Special Meeting | Shareholder | Against | For | ||||||||||||
9 | Shareholder proposal regarding advisory vote on compensation (Say on Pay) | Shareholder | Against | Against | ||||||||||||
10 | Shareholder proposal regarding CEO succession planning | Shareholder | Against | Against | ||||||||||||
11 | Shareholder proposal regarding report OTC derivative trading | Shareholder | Against | Against | ||||||||||||
12 | Shareholder proposal regarding recoupment of unearned bonuses (Clawback) | Shareholder | Against | Against | ||||||||||||
369604103 | 04/28/10 | General Electric Company *GE* | 40,200 | |||||||||||||
1.1 | Elect W. Geoffrey Beattie | Management | For | For | ||||||||||||
1.2 | Elect James Cash, Jr. | Management | For | For | ||||||||||||
1.3 | Elect Sir William Castell | Management | For | For | ||||||||||||
1.4 | Elect Ann Fudge | Management | For | For | ||||||||||||
1.5 | Elect Susan Hockfield | Management | For | For | ||||||||||||
1.6 | Elect Jeffrey Immelt | Management | For | For | ||||||||||||
1.7 | Elect Andrea Jung | Management | For | For | ||||||||||||
1.8 | Elect Alan Lafley | Management | For | For | ||||||||||||
1.9 | Elect Robert Lane | Management | For | For | ||||||||||||
1.10 | Elect Ralph Larsen | Management | For | For | ||||||||||||
1.11 | Elect Rochelle Lazarus | Management | For | For | ||||||||||||
1.12 | Elect James Mulva | Management | For | For | ||||||||||||
1.13 | Elect Sam Nunn | Management | For | For | ||||||||||||
1.14 | Elect Roger Penske | Management | For | Against | ||||||||||||
1.15 | Elect Robert Swieringa | Management | For | For | ||||||||||||
1.16 | Elect Douglas Warner, III | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | Shareholder proposal regarding cumulative voting | Shareholder | Against | Against | ||||||||||||
4 | Shareholder proposal regarding the right to call a Special Meeting | Shareholder | Against | For | ||||||||||||
5 | Shareholder proposal regarding Independent Board Chairman | Shareholder | Against | For | ||||||||||||
6 | Shareholder proposal regarding report on ratio between Executive and employee pay | Shareholder | Against | Against | ||||||||||||
7 | Shareholder proposal regarding requiring key Committee Directors to receive less than 20% | Shareholder | Against | Against | ||||||||||||
8 | Shareholder proposal regarding advisory vote on compensation (Say on Pay) | Shareholder | Against | For | ||||||||||||
067901108 | 04/28/10 | Barrick Gold Corp. *ABX* | 18,800 | |||||||||||||
1.1 | Elect Director Howard Beck | Management | For | For | ||||||||||||
1.2 | Elect Director Charles Birchall | Management | For | For | ||||||||||||
1.3 | Elect Director Donald Carty | Management | For | For | ||||||||||||
1.4 | Elect Director Gustavo Cisneros | Management | For | For | ||||||||||||
1.5 | Elect Director Marshall Cohen | Management | For | For | ||||||||||||
1.6 | Elect Director Peter Crossgrove | Management | For | Withhold | ||||||||||||
1.7 | Elect Director Robert Franklin | Management | For | Withhold | ||||||||||||
1.8 | Elect Director J. Brett Harvey | Management | For | Withhold | ||||||||||||
1.9 | Elect Director Brian Mulroney | Management | For | Withhold | ||||||||||||
1.10 | Elect Director Anthony Munk | Management | For | For | ||||||||||||
1.11 | Elect Director Peter Munk | Management | For | For | ||||||||||||
1.12 | Elect Director Aaron Regent | Management | For | For | ||||||||||||
1.13 | Elect Director Nathaniel Rothschild | Management | For | For | ||||||||||||
1.14 | Elect Director Steven Shapiro | Management | For | For | ||||||||||||
2 | Appointment of Auditor and authority to set fees | Management | For | For | ||||||||||||
3 | Advisory vote on Executive compensation | Management | For | Against | ||||||||||||
072730302 | 04/30/10 | Bayer AG *BAYA.F* | 5,000 | |||||||||||||
1 | Presentation of accounts and reports; allocation of profits/dividends | Management | For | For | ||||||||||||
2 | Ratification of management Board acts | Management | For | For | ||||||||||||
3 | Ratification of supervisory Board acts | Management | For | For | ||||||||||||
4 | Compensation policy | Management | For | For | ||||||||||||
5 | Increase in Authorized Capital I | Management | For | For | ||||||||||||
6 | Increase in Authorized Capital II | Management | For | For | ||||||||||||
7 | Authority to issue convertible debt instruments; increase in conditional capital | Management | For | For | ||||||||||||
8 | Authority to repurchase shares | Management | For | For | ||||||||||||
9 | Amendments to Articles | Management | For | For | ||||||||||||
10 | Appointment of Auditor | Management | For | For | ||||||||||||
71343P200 | 05/05/10 | Pepsico, Inc. *PEP* | 816 | |||||||||||||
1.1 | Elect Shona Brown | Management | For | For | ||||||||||||
1.2 | Elect Ian Cook | Management | For | For | ||||||||||||
1.3 | Elect Dina Dublon | Management | For | For | ||||||||||||
1.4 | Elect Victor Dzau | Management | For | For | ||||||||||||
1.5 | Elect Ray Hunt | Management | For | For | ||||||||||||
1.6 | Elect Alberto Ibarguen | Management | For | For | ||||||||||||
1.7 | Elect Arthur Martinez | Management | For | For | ||||||||||||
1.8 | Elect Indra Nooyi | Management | For | For | ||||||||||||
1.9 | Elect Sharon Rockerfeller | Management | For | For | ||||||||||||
1.10 | Elect James Schiro | Management | For | For | ||||||||||||
1.11 | Elect Lloyd Trotter | Management | For | For | ||||||||||||
1.12 | Elect Daniel Vasella | Management | For | Against | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | Amendment to the 2007 long-term incentive plan | Management | For | For | ||||||||||||
4 | Shareholder proposal regarding reviewing charitable spending | Shareholder | Against | Against | ||||||||||||
5 | Shareholder proposal regarding right to call a Special Meeting | Shareholder | Against | For | ||||||||||||
6 | Shareholder proposal regarding report on public policy issues | Shareholder | Against | Against | ||||||||||||
73755L107 | 05/06/10 | Potash Sask, Inc. *POC.F* | 93 | |||||||||||||
1.1 | Elect Director Christopher Burley | Management | For | For | ||||||||||||
1.2 | Elect Director William Doyle | Management | For | For | ||||||||||||
1.3 | Elect Director John Estey | Management | For | For | ||||||||||||
1.4 | Elect Director Charles Hoffman | Management | For | For | ||||||||||||
1.5 | Elect Director Dallas Howe | Management | For | For | ||||||||||||
1.6 | Elect Director Alice Laberge | Management | For | For | ||||||||||||
1.7 | Elect Director Keith Martell | Management | For | For | ||||||||||||
1.8 | Elect Director Jeffrey McCaig | Management | For | For | ||||||||||||
1.9 | Elect Director Mary Mogford | Management | For | For | ||||||||||||
1.10 | Elect Director Paul Schoenhals | Management | For | For | ||||||||||||
1.11 | Elect Director E. Robert Stromberg | Management | For | Withhold | ||||||||||||
1.12 | Elect Director Elena Viyella de Paliza | Management | For | Withhold | ||||||||||||
2 | Appointment of Auditor | Management | For | For | ||||||||||||
3 | 2010 performance option plan | Management | For | For | ||||||||||||
4 | Advisory vote on Executive compensation | Management | For | For | ||||||||||||
580037109 | 05/07/10 | McDermott International *MDR* | 12,000 | |||||||||||||
1.1 | Elect Director John F. Bookout, III | Management | For | For | ||||||||||||
1.2 | Elect Director Roger A. Brown | Management | For | For | ||||||||||||
1.3 | Elect Director Ronald C. Cambre | Management | For | For | ||||||||||||
1.4 | Elect Director John A. Fees | Management | For | For | ||||||||||||
1.5 | Elect Director Robert G. Goldman | Management | For | For | ||||||||||||
1.6 | Elect Director Stephen G. Hanks | Management | For | For | ||||||||||||
1.7 | Elect Director Oliver D. Kingsley, Jr. | Management | For | For | ||||||||||||
1.8 | Elect Director D. Bradley McWilliams | Management | For | For | ||||||||||||
1.9 | Elect Director Richard W. Mies | Management | For | For | ||||||||||||
1.10 | Elect Director Thomas C. Schievelbein | Management | For | For | ||||||||||||
1.11 | Elect Director David A. Trice | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
674599105 | 05/07/10 | Occidental Petroleum Corp. *OXY* | 6,730 | |||||||||||||
1.1 | Elect Spencer Abraham | Management | For | For | ||||||||||||
1.2 | Elect John Chalsty | Management | For | For | ||||||||||||
1.3 | Elect Stephen Chazen | Management | For | Against | ||||||||||||
1.4 | Elect Edward Djerejian | Management | For | For | ||||||||||||
1.5 | Elect John Feick | Management | For | For | ||||||||||||
1.6 | Elect Carlos Gutierrez | Management | For | For | ||||||||||||
1.7 | Elect Ray Irani | Management | For | For | ||||||||||||
1.8 | Elect Irvin Maloney | Management | For | For | ||||||||||||
1.9 | Elect Avedick Poladian | Management | For | For | ||||||||||||
1.10 | Elect Rodolfo Segovia | Management | For | For | ||||||||||||
1.11 | Elect Aziz Syriani | Management | For | For | ||||||||||||
1.12 | Elect Rosemary Tomich | Management | For | For | ||||||||||||
1.13 | Elect Walter Weisman | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | Re-approval of performance goals under the 2005 long-term incentive plan | Management | For | For | ||||||||||||
4 | Advisory vote on executive compensation | Management | For | Against | ||||||||||||
5 | Shareholder proposal regarding restricting Executive compensation | Shareholder | Against | Against | ||||||||||||
6 | Shareholder proposal regarding Independent Board Chairman | Shareholder | Against | For | ||||||||||||
7 | Shareholder proposal regarding right to call a Special Meeting | Shareholder | Against | For | ||||||||||||
8 | Shareholder proposal regarding report on host country regulations | Shareholder | Against | Against | ||||||||||||
9 | Shareholder proposal regarding majority vote for election of Directors | Shareholder | Against | For | ||||||||||||
10 | Shareholder proposal regarding security of chemical facilities | Shareholder | Against | Against | ||||||||||||
11 | Shareholder proposal regarding compensation in the event of a change of control | Shareholder | Against | For | ||||||||||||
125581108 | 05/11/10 | CIT Group, Inc. *CIT* | 11,300 | |||||||||||||
1.1 | Elect Director Michael J. Embler | Management | For | For | ||||||||||||
1.2 | Elect Director William Freeman | Management | For | Against | ||||||||||||
1.3 | Elect Director Arthur Newman | Management | For | For | ||||||||||||
1.4 | Elect Director Daniel Ninivaggi | Management | For | For | ||||||||||||
1.5 | Elect Director R. Brad Oates | Management | For | For | ||||||||||||
1.6 | Elect Director Marianne Parrs | Management | For | Against | ||||||||||||
1.7 | Elect Director Gerald Rosenfeld | Management | For | For | ||||||||||||
1.8 | Elect Director John Ryan | Management | For | Against | ||||||||||||
1.9 | Elect Director Seymour Sternberg | Management | For | Against | ||||||||||||
1.10 | Elect Director John Thain | Management | For | Against | ||||||||||||
1.11 | Elect Director Peter Tobin | Management | For | Against | ||||||||||||
1.12 | Elect Director Laura Unger | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | Advisory vote on Executive compensation | Management | For | For | ||||||||||||
18683K101 | 05/11/10 | Cliffs Natural Resources, Inc. *CLF* | 9,300 | |||||||||||||
1.1 | Elect Director Ronald Cambre | Management | For | For | ||||||||||||
1.2 | Elect Director Joseph Carrabba | Management | For | For | ||||||||||||
1.3 | Elect Director Susan Cunningham | Management | For | For | ||||||||||||
1.4 | Elect Director Barry Eldridge | Management | For | For | ||||||||||||
1.5 | Elect Director Susan Green | Management | For | For | ||||||||||||
1.6 | Elect Director Janice Henry | Management | For | For | ||||||||||||
1.7 | Elect Director James Kirsch | Management | For | For | ||||||||||||
1.8 | Elect Director Francis McAllister | Management | For | For | ||||||||||||
1.9 | Elect Director Roger Phillips | Management | For | For | ||||||||||||
1.10 | Elect Director Richard Riederer | Management | For | For | ||||||||||||
1.11 | Elect Director Alan Schwartz | Management | For | For | ||||||||||||
2 | Elimination of supermajority requirement | Management | For | For | ||||||||||||
3 | Amendment to the 2007 incentive equity plan | Management | For | For | ||||||||||||
4 | Ratification of Auditor | Management | For | For | ||||||||||||
231021106 | 05/11/10 | Cummins, Inc. *CMI* | 27 | |||||||||||||
1.1 | Elect Director Robert Bernhard | Management | For | For | ||||||||||||
1.2 | Elect Director Franklin Chang-Diaz | Management | For | For | ||||||||||||
1.3 | Elect Director Robert Herdman | Management | For | For | ||||||||||||
1.4 | Elect Director Alexis Herman | Management | For | For | ||||||||||||
1.5 | Elect Director N. Thomas Linebarger | Management | For | For | ||||||||||||
1.6 | Elect Director William Miller | Management | For | For | ||||||||||||
1.7 | Elect Director Georgia Nelson | Management | For | For | ||||||||||||
1.8 | Elect Director Theodore Solso | Management | For | For | ||||||||||||
1.9 | Elect Director Carl Ware | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
375558103 | 05/11/10 | Gilead Sciences, Inc. *GILD* | 7,300 | |||||||||||||
1.1 | Elect Director Paul Berg | Management | For | For | ||||||||||||
1.2 | Elect Director John Cogan | Management | For | For | ||||||||||||
1.3 | Elect Director Etienne Davignon | Management | For | For | ||||||||||||
1.4 | Elect Director James Denny | Management | For | For | ||||||||||||
1.5 | Elect Director Carla Hills | Management | For | For | ||||||||||||
1.6 | Elect Director Kevin Lofton | Management | For | For | ||||||||||||
1.7 | Elect Director John Madigan | Management | For | For | ||||||||||||
1.8 | Elect Director John Martin | Management | For | For | ||||||||||||
1.9 | Elect Director Gordon Moore | Management | For | For | ||||||||||||
1.10 | Elect Director Nicholas Moore | Management | For | For | ||||||||||||
1.11 | Elect Director Richard Whitley | Management | For | For | ||||||||||||
1.12 | Elect Director Gayle Wilson | Management | For | For | ||||||||||||
1.13 | Elect Director Per Wold-Olsen | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | Shareholder proposal regarding simple majority vote | Shareholder | Against | For | ||||||||||||
450911102 | 05/11/10 | ITT Industries, Inc. *ITT* | 5,200 | |||||||||||||
1.1 | Elect Director Steven Loranger | Management | For | For | ||||||||||||
1.2 | Elect Director Curtis Crawford | Management | For | For | ||||||||||||
1.3 | Elect Director Christina Gold | Management | For | Withhold | ||||||||||||
1.4 | Elect Director Ralph Hake | Management | For | Withhold | ||||||||||||
1.5 | Elect Director John Hamre | Management | For | For | ||||||||||||
1.6 | Elect Director Paul Kern | Management | For | For | ||||||||||||
1.7 | Elect Director Frank MacInnis | Management | For | Withhold | ||||||||||||
1.9 | Elect Director Surya Mohapatra | Management | For | Withhold | ||||||||||||
1.10 | Elect Director Linda Sanford | Management | For | Withhold | ||||||||||||
1.11 | Elect Director Markos Tambakeras | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | Against | ||||||||||||
3 | Shareholder proposal regarding report on military sales to foreign governments | Shareholder | Against | Against | ||||||||||||
4 | Shareholder proposal regarding right to call a Special Meeting | Shareholder | Against | For | ||||||||||||
582839106 | 05/11/10 | Mead Johnson Nutrition Company *MIG* | 10,400 | |||||||||||||
1.1 | Elect Director Stephen Golsby | Management | For | For | ||||||||||||
1.2 | Elect Director Steven Altschuler | Management | For | For | ||||||||||||
1.3 | Elect Director Howard Bernick | Management | For | For | ||||||||||||
1.4 | Elect Director James Cornelius | Management | For | For | ||||||||||||
1.5 | Elect Director Peter Ratcliffe | Management | For | For | ||||||||||||
1.6 | Elect Director Elliott Sigal | Management | For | For | ||||||||||||
1.7 | Elect Director Robert Singer | Management | For | For | ||||||||||||
1.8 | Elect Director Kimberly Casiano | Management | For | For | ||||||||||||
1.9 | Elect Director Anna Catalano | Management | For | For | ||||||||||||
2 | Amendment to the 2009 stock award and incentive plan | Management | For | For | ||||||||||||
3 | Ratification of Auditor | Management | For | For | ||||||||||||
008916108 | 05/12/10 | Agrium, Inc. *AGU* | 4,900 | |||||||||||||
1.1 | Elect Director Ralph Cunningham | Management | For | Withhold | ||||||||||||
1.2 | Elect Director Germaine Gibara | Management | For | For | ||||||||||||
1.3 | Elect Director Russel Girling | Management | For | For | ||||||||||||
1.4 | Elect Director Susan Henry | Management | For | For | ||||||||||||
1.5 | Elect Director Russell Horner | Management | For | For | ||||||||||||
1.6 | Elect Director A. Anne McLellan | Management | For | For | ||||||||||||
1.7 | Elect Director David Lesar | Management | For | For | ||||||||||||
1.8 | Elect Director John Lowe | Management | For | For | ||||||||||||
1.9 | Elect Director Derek Pannell | Management | For | Withhold | ||||||||||||
1.10 | Elect Director Frank Proto | Management | For | For | ||||||||||||
1.11 | Elect Director Michael Wilson | Management | For | For | ||||||||||||
1.12 | Elect Victor Zaleschuk | Management | For | For | ||||||||||||
2 | Appointment of Auditor | Management | For | For | ||||||||||||
3 | Shareholder rights plan | Management | For | For | ||||||||||||
4 | Advisory vote on Executive compensation | Management | For | For | ||||||||||||
031162100 | 05/12/10 | Amgen, Inc. *AMGN* | 9,500 | |||||||||||||
1.1 | Elect David Baltimore | Management | For | For | ||||||||||||
1.2 | Elect Frank Biondi, Jr. | Management | For | For | ||||||||||||
1.3 | Elect François de Carbonnel | Management | For | For | ||||||||||||
1.4 | Elect Jerry Choate | Management | For | For | ||||||||||||
1.5 | Elect Vance Coffman | Management | For | For | ||||||||||||
1.6 | Elect Frederick Gluck | Management | For | For | ||||||||||||
1.7 | Elect Rebecca Henderson | Management | For | For | ||||||||||||
1.8 | Elect Frank Herringer | Management | For | For | ||||||||||||
1.9 | Elect Gilbert Omenn | Management | For | For | ||||||||||||
1.10 | Elect Judith Pelham | Management | For | For | ||||||||||||
1.11 | Elect J. Paul Reason | Management | For | For | ||||||||||||
1.12 | Elect Leonard Schaeffer | Management | For | For | ||||||||||||
1.13 | Elect Kevin Sharer | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | Shareholder proposal regarding right to act by written consent | Shareholder | Against | For | ||||||||||||
4 | Shareholder proposal regarding retention of shares after retirement | Shareholder | Against | Against | ||||||||||||
38259P508 | 05/13/10 | Google, Inc. *GOOG* | 1,140 | |||||||||||||
1.1 | Elect Director Eric Schmidt | Management | For | For | ||||||||||||
1.2 | Elect Director Sergey Brin | Management | For | For | ||||||||||||
1.3 | Elect Director Larry Page | Management | For | For | ||||||||||||
1.4 | Elect Director L. John Doerr | Management | For | For | ||||||||||||
1.5 | Elect Director John Hennessy | Management | For | Withhold | ||||||||||||
1.6 | Elect Director Ann Mather | Management | For | For | ||||||||||||
1.7 | Elect Director Paul Otellini | Management | For | For | ||||||||||||
1.8 | Elect Director K. Shriram | Management | For | For | ||||||||||||
1.9 | Elect Director Shirley Tilghman | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | Amendment to the 2004 stock plan | Management | For | Against | ||||||||||||
4 | Shareholder proposal regarding sustainability report | Shareholder | Against | Against | ||||||||||||
5 | Shareholder proposal regarding behavorial advertising | Shareholder | Against | Against | ||||||||||||
6 | Shareholder proposal regarding human rights in China | Shareholder | Against | Against | ||||||||||||
521865204 | 05/13/10 | Lear Corporation *LEA* | 7,400 | |||||||||||||
1 | Ratification of Auditor | Management | For | Against | ||||||||||||
929160109 | 05/14/10 | Vulcan Materials Corp. *VMC* | 89 | |||||||||||||
1.1 | Elect Director Douglas McGregor | Management | For | For | ||||||||||||
1.2 | Elect Director Vincent Trosino | Management | For | For | ||||||||||||
1.3 | Elect Director Philip Carroll, Jr. | Management | For | Withhold | ||||||||||||
1.4 | Elect Director James Napier | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | Shareholder proposal regarding majority vote for election of Directors | Shareholder | Against | For | ||||||||||||
032511107 | 05/18/10 | Anadarko Petroleum Corp. *APC* | 5,106 | |||||||||||||
1.1 | Elect H. Paulett Eberhart | Management | For | For | ||||||||||||
1.2 | Elect Preston Geren, III | Management | For | For | ||||||||||||
1.3 | Elect James Hackett | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | Shareholder proposal regarding adopting sexual orientation and gender identity anti-bias policy | Shareholder | Against | Against | ||||||||||||
4 | Shareholder proposal reimbursement of solicitation expenses | Shareholder | Against | For | ||||||||||||
09067J109 | 05/18/10 | Biovail Corp. *BVF* | 5,043 | |||||||||||||
1.1 | Elect Director Douglas Squires | Management | For | For | ||||||||||||
1.2 | Elect Director J. Spencer Lanthier | Management | For | For | ||||||||||||
1.3 | Elect Director Serge Gouin | Management | For | For | ||||||||||||
1.4 | Elect Director David Laidley | Management | For | Withhold | ||||||||||||
1.5 | Elect Director Mark Parrish | Management | For | For | ||||||||||||
1.6 | Elect Director Laurence Paul | Management | For | For | ||||||||||||
1.7 | Elect Director Robert Power | Management | For | For | ||||||||||||
1.8 | Elect Director Frank Potter | Management | For | For | ||||||||||||
1.9 | Elect Director Lloyd Segal | Management | For | For | ||||||||||||
1.10 | Elect Director Sir Louis Tull | Management | For | For | ||||||||||||
1.11 | Elect Director Michael Van Every | Management | For | For | ||||||||||||
1.12 | Elect Director William Wells | Management | For | For | ||||||||||||
2 | Appointment of Auditor and authority to set fees | Management | For | For | ||||||||||||
H0023R105 | 05/19/10 | Ace Limited *ACE* | 10,950 | |||||||||||||
1.1 | Elect Director Robert Hernandez | Management | For | For | ||||||||||||
1.2 | Elect Director Peter Menikoff | Management | For | For | ||||||||||||
1.3 | Elect Director Robert Ripp | Management | For | For | ||||||||||||
1.4 | Elect Director Theodore Shasta | Management | For | For | ||||||||||||
2 | Amendments to Articles | Management | For | For | ||||||||||||
3 | Annual Report | Management | For | For | ||||||||||||
4 | Statutory financial statements | Management | For | For | ||||||||||||
5 | Consolidated financial statements | Management | For | For | ||||||||||||
6 | Allocation of disposable profit | Management | For | For | ||||||||||||
7 | Discharge of the Board of Directors | Management | For | For | ||||||||||||
8 | Authorized share capital | Management | For | For | ||||||||||||
9 | Appointment of Auditor | Management | For | For | ||||||||||||
10 | Ratification of Auditor (Zurich) | Management | For | For | ||||||||||||
11 | Ratification of Auditor (US) | Management | For | For | ||||||||||||
12 | Amendment to the 2004 long-term incentive plan | Management | For | Against | ||||||||||||
13 | Approval of dividend in the form of a par value reduction | Management | For | For | ||||||||||||
247916208 | 05/19/10 | Denbury Resources, Inc. *DNR* | 21,600 | |||||||||||||
1.1 | Elect Director Gareth Roberts | Management | For | For | ||||||||||||
1.2 | Elect Director Wieland Wettstein | Management | For | For | ||||||||||||
1.3 | Elect Director Michael Beatty | Management | For | For | ||||||||||||
1.4 | Elect Director Michael Decker | Management | For | For | ||||||||||||
1.5 | Elect Director Ronald Greene | Management | For | For | ||||||||||||
1.6 | Elect Director David Heather | Management | For | For | ||||||||||||
1.7 | Elect Director Gregory McMichael | Management | For | For | ||||||||||||
1.8 | Elect Director Randy Stein | Management | For | For | ||||||||||||
2 | Increase in shares available under the 2004 omnibus stock and incentive plan | Management | For | For | ||||||||||||
3 | Reapproval of performance measures under the 2004 omnibus stock and incentive plan | Management | For | For | ||||||||||||
4 | Increase to Section 162(m) based cap on performance awards under the 2004 omnibus stock and incentive plan | Management | For | For | ||||||||||||
5 | Ratification of Auditor | Management | For | For | ||||||||||||
857477103 | 05/19/10 | State Street Corp. *STT* | 8,800 | |||||||||||||
1.1 | Elect Kennett Burnes | Management | For | For | ||||||||||||
1.2 | Elect Peter Coym | Management | For | For | ||||||||||||
1.3 | Elect Patrick de Saint-Aignan | Management | For | For | ||||||||||||
1.4 | Elect Amelia Fawcett | Management | For | For | ||||||||||||
1.5 | Elect David Gruber | Management | For | For | ||||||||||||
1.6 | Elect Linda Hill | Management | For | For | ||||||||||||
1.7 | Elect Joseph Hooley | Management | For | For | ||||||||||||
1.8 | Elect Robert Kaplan | Management | For | For | ||||||||||||
1.9 | Elect Charles LaMantia | Management | For | For | ||||||||||||
1.10 | Elect Ronald Logue | Management | For | For | ||||||||||||
1.11 | Elect Richard Sergel | Management | For | Against | ||||||||||||
1.12 | Elect Ronald Skates | Management | For | For | ||||||||||||
1.13 | Elect Gregory Summe | Management | For | For | ||||||||||||
1.14 | Elect Robert Weissman | Management | For | For | ||||||||||||
2 | Advisory vote on Executive compensation | Management | For | Against | ||||||||||||
3 | Ratification of Auditor | Management | For | For | ||||||||||||
4 | Shareholder proposal regarding Independent Board Chairman | Shareholder | Against | For | ||||||||||||
5 | Shareholder proposal regarding report of ratio between executive and employee pay | Shareholder | Against | Against | ||||||||||||
111320107 | 05/20/10 | Broadcom Corp. *BRCM* | 8,500 | |||||||||||||
1.1 | Elect Director Joan Amble | Management | For | For | ||||||||||||
1.2 | Elect Director Nancy Handel | Management | For | For | ||||||||||||
1.3 | Elect Director Eddy Hartenstein | Management | For | For | ||||||||||||
1.4 | Elect Director John Major | Management | For | For | ||||||||||||
1.5 | Elect Director Scott McGregor | Management | For | For | ||||||||||||
1.6 | Elect Director William Morrow | Management | For | For | ||||||||||||
1.7 | Elect Director Robert Switz | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
20030N200 | 05/20/10 | Comcast Corp. *CMCSA* | 21,900 | |||||||||||||
1.1 | Elect Director S. Decker Anstrom | Management | For | Withhold | ||||||||||||
1.2 | Elect Director Kenneth Bacon | Management | For | Withhold | ||||||||||||
1.3 | Elect Director Sheldon Bonovitz | Management | For | For | ||||||||||||
1.4 | Elect Director Edward Breen | Management | For | For | ||||||||||||
�� | 1.5 | Elect Director Julian Brodsky | Management | For | For | |||||||||||
1.6 | Elect Director Joseph Collins | Management | For | Withhold | ||||||||||||
1.7 | Elect Director J. Michael Cook | Management | For | For | ||||||||||||
1.8 | Elect Director Gerald Hassell | Management | For | For | ||||||||||||
1.9 | Elect Director Jeffrey Honickman | Management | For | For | ||||||||||||
1.10 | Elect Director Brian Roberts | Management | For | For | ||||||||||||
1.11 | Elect Director Ralph Roberts | Management | For | For | ||||||||||||
1.12 | Elect Director Judith Rodin | Management | For | Withhold | ||||||||||||
1.13 | Elect Director Michael Sovern | Management | For | Withhold | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | 2006 cash bonus plan | Management | For | For | ||||||||||||
4 | Shareholder proposal regarding cumulative voting | Shareholder | Against | For | ||||||||||||
5 | Shareholder proposal regarding CEO succession planning | Shareholder | Against | Against | ||||||||||||
6 | Shareholder proposal regarding Independent Board Chairman | Shareholder | Against | For | ||||||||||||
571748102 | 05/20/10 | Marsh & McLennan Companies *MMC* | 67 | |||||||||||||
1.1 | Elect Leslie Baker | Management | For | For | ||||||||||||
1.2 | Elect Zachary Carter | Management | For | For | ||||||||||||
1.3 | Elect Brian Duperreault | Management | For | For | ||||||||||||
1.4 | Elect Oscar Fanjul | Management | For | Against | ||||||||||||
1.5 | Elect H. Edward Hanway | Management | For | For | ||||||||||||
1.6 | Elect Gwendolyn King | Management | For | For | ||||||||||||
1.7 | Elect Bruce Nolop | Management | For | For | ||||||||||||
1.8 | Elect Marc Oken | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | Shareholder proposal regarding right to act by written consent | Shareholder | Against | For | ||||||||||||
G16962105 | 05/21/10 | Bunge Limited *BG* | 89 | |||||||||||||
1.1 | Elect Director Bernard de La Tour d'Auvergne Lauraguais | Management | For | For | ||||||||||||
1.2 | Elect Director William Engels | Management | For | For | ||||||||||||
1.3 | Elect Director L. Patrick Lupo | Management | For | For | ||||||||||||
2 | Appointment of Auditor | Management | For | For | ||||||||||||
3 | Annual incentive plan | Management | For | For | ||||||||||||
26874Q109 | 05/25/10 | Ensco, Plc *ESV* | 16,100 | |||||||||||||
1.1 | Elect Thomas Kelly, II | Management | For | Against | ||||||||||||
1.2 | Elect Rita Rodriguez | Management | For | For | ||||||||||||
2 | Appointment of Auditor | Management | For | For | ||||||||||||
3 | Appointment of statutory Auditor | Management | For | For | ||||||||||||
4 | Amendment to the 2005 cash incentive plan | Management | For | For | ||||||||||||
58933Y105 | 05/25/10 | Merck & Company, Inc. *MRK* | 21,700 | |||||||||||||
1.1 | Elect Leslie Brun | Management | For | For | ||||||||||||
1.2 | Elect Thomas Cech | Management | For | For | ||||||||||||
1.3 | Elect Richard Clark | Management | For | For | ||||||||||||
1.4 | Elect Thomas Glocer | Management | For | For | ||||||||||||
1.5 | Elect Steven Goldstone | Management | For | For | ||||||||||||
1.6 | Elect William Harrison, Jr. | Management | For | For | ||||||||||||
1.7 | Elect Harry Jacobson | Management | For | For | ||||||||||||
1.8 | Elect William Kelley | Management | For | For | ||||||||||||
1.9 | Elect C. Robert Kidder | Management | For | For | ||||||||||||
1.10 | Elect Rochelle Lazarus | Management | For | For | ||||||||||||
1.11 | Elect Carlos Represas | Management | For | For | ||||||||||||
1.12 | Elect Patricia Russo | Management | For | For | ||||||||||||
1.13 | Elect Thomas Shenk | Management | For | For | ||||||||||||
1.14 | Elect Anne Tatlock | Management | For | For | ||||||||||||
1.15 | Elect Craig Thompson | Management | For | For | ||||||||||||
1.16 | Elect Wendell Weeks | Management | For | For | ||||||||||||
1.17 | Elect Peter Wendell | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | 2010 incentive stock plan | Management | For | For | ||||||||||||
4 | 2010 non-employee Directors stock option plan | Management | For | For | ||||||||||||
681904108 | 05/25/10 | Omnicare *OCR* | 11,900 | |||||||||||||
1.1 | Elect John Crotty | Management | For | For | ||||||||||||
1.2 | Elect Joel Gemunder | Management | For | Against | ||||||||||||
1.3 | Elect Steven Heyer | Management | For | For | ||||||||||||
1.4 | Elect Andrea Lindell | Management | For | Against | ||||||||||||
1.5 | Elect James Shelton | Management | For | For | ||||||||||||
1.6 | Elect John Timoney | Management | For | For | ||||||||||||
1.7 | Elect Amy Wallman | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
748354101 | 05/28/10 | Questcor Pharmaceuticals, Inc. *QCOR* | 105,300 | |||||||||||||
1.1 | Elect Don Bailey | Management | For | For | ||||||||||||
1.2 | Elect Neal Bradsher | Management | For | For | ||||||||||||
1.3 | Elect Stephen Farrell | Management | For | For | ||||||||||||
1.4 | Elect Louis Silverman | Management | For | For | ||||||||||||
1.5 | Elect Virgil Thompson | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
517834107 | 06/03/10 | Las Vegas Sands Corp. *LVS* | 325 | |||||||||||||
1.1 | Elect Director Sheldon Adelson | Management | For | For | ||||||||||||
1.2 | Elect Director Irwin Chafetz | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | Shareholder proposal regarding sustainability report | Shareholder | Against | Against | ||||||||||||
4 | Transaction of other business | Management | For | Against | ||||||||||||
35671D857 | 06/09/10 | Freeport-McMoran Copper & Gold *FCX* | 6,510 | |||||||||||||
1.1 | Elect Director Richard Adkerson | Management | For | For | ||||||||||||
1.2 | Elect Director Robert Allison, Jr. | Management | For | Withhold | ||||||||||||
1.3 | Elect Director Robert Day | Management | For | For | ||||||||||||
1.4 | Elect Director Gerald Ford | Management | For | For | ||||||||||||
1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For | ||||||||||||
1.6 | Elect Director Charles Krulak | Management | For | For | ||||||||||||
1.7 | Elect Director Bobby Lackey | Management | For | For | ||||||||||||
1.8 | Elect Director Jon Madonna | Management | For | For | ||||||||||||
1.9 | Elect Director Dustan McCoy | Management | For | For | ||||||||||||
1.10 | Elect Director James Moffett | Management | For | For | ||||||||||||
1.11 | Elect Director B. M. Rankin, Jr. | Management | For | Withhold | ||||||||||||
1.12 | Elect Director Stephen Siegele | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | Amendment to the 2006 stock incentive plan | Management | For | Against | ||||||||||||
4 | Shareholder proposal regarding environmental expertise on Board | Shareholder | Against | Against | ||||||||||||
5 | Shareholder proposal regarding retention of shares after retirement | Shareholder | Against | Against | ||||||||||||
92345Y106 | 06/16/10 | Verisk Analytics, Inc. *VRSK* | 7,280 | |||||||||||||
1.1 | Elect Director John Lehman, Jr. | Management | For | For | ||||||||||||
1.2 | Elect Director Andrew Mills | Management | For | For | ||||||||||||
1.3 | Elect Director Arthur Rothkopf | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
H27013103 | 06/23/10 | Weatherford International Limited *WFT* | 20,600 | |||||||||||||
1 | Approval of financial statements | Management | For | For | ||||||||||||
2 | Ratification of Board Acts | Management | For | For | ||||||||||||
3.1 | Elect Bernard Duroc-Danner | Management | For | For | ||||||||||||
3.2 | Elect Samuel Bodman, III | Management | For | For | ||||||||||||
3.3 | Elect David Butters | Management | For | For | ||||||||||||
3.4 | Elect Nicholas Brady | Management | For | Against | ||||||||||||
3.5 | Elect William Macaulay | Management | For | Against | ||||||||||||
3.6 | Elect Robert Millard | Management | For | Against | ||||||||||||
3.7 | Elect Robert Moses, Jr. | Management | For | Against | ||||||||||||
3.8 | Elect Guillermo Ortiz | Management | For | For | ||||||||||||
3.9 | Elect Emyr Parry | Management | For | For | ||||||||||||
3.10 | Elect Robert Rayne | Management | For | For | ||||||||||||
4 | Appointment of Auditor | Management | For | For | ||||||||||||
5 | Reclassification of legal reserves to other reserves | Management | For | For | ||||||||||||
6 | Increase in authorized share capital | Management | For | For | ||||||||||||
7 | Increase and allocation of conditional share capital | Management | For | For | ||||||||||||
8 | 2010 omnibus incentive plan | Management | For | For | ||||||||||||
G63255AA4 | 06/29/10 | Mitsubishi UFJ Financial Group, Inc. *MTU* | 91,900 | |||||||||||||
1.1 | Allocation of profits/dividends | Management | N/A | For | ||||||||||||
1.2 | Elect Munetaka Okihara | Management | N/A | For | ||||||||||||
1.3 | Elect Kinya Okauchi | Management | N/A | For | ||||||||||||
1.4 | Elect Katsunori Nagayasu | Management | N/A | For | ||||||||||||
1.5 | Elect Kyouta Ohmori | Management | N/A | For | ||||||||||||
1.6 | Elect Hiroshi Saitoh | Management | N/A | For | ||||||||||||
1.7 | Elect Nobushige Kamei | Management | N/A | For | ||||||||||||
1.8 | Elect Masao Hasegawa | Management | N/A | For | ||||||||||||
1.9 | Elect Fumiyuki Akikusa | Management | N/A | For | ||||||||||||
1.10 | Elect Kazuo Takeuchi | Management | N/A | For | ||||||||||||
1.11 | Elect Nobuyuki Hirano | Management | N/A | For | ||||||||||||
1.12 | Elect Shunsuke Teraoka | Management | N/A | For | ||||||||||||
1.13 | Elect Kaoru Wachi | Management | N/A | For | ||||||||||||
1.14 | Elect Takashi Oyamada | Management | N/A | For | ||||||||||||
1.15 | Elect Ryuji Araki | Management | N/A | For | ||||||||||||
1.16 | Elect Kazuhiro Watanabe | Management | N/A | For | ||||||||||||
1.17 | Elect Takuma Ohtoshi | Management | N/A | For | ||||||||||||
881624209 | 06/29/10 | Teva Pharmaceutical Industries Ltd. (ADR) *TEVA* | 6,900 | |||||||||||||
1 | Allocation of profits/dividends | Management | For | For | ||||||||||||
2.1 | Elect Abraham Cohen | Management | For | For | ||||||||||||
2.2 | Elect Amir Elstein | Management | For | For | ||||||||||||
2.3 | Elect Roger Kornberg | Management | For | For | ||||||||||||
2.4 | Elect Moshe Many | Management | For | For | ||||||||||||
2.5 | Elect Dan Propper | Management | For | For | ||||||||||||
2.6 | Appointment of Auditor | Management | For | For | ||||||||||||
3 | 2010 long-term equity-based incentive plan | Management | For | For | ||||||||||||
4.1 | Remuneration of Phillip Frost | Management | For | For | ||||||||||||
4.2 | Remuneration of Moshe Many | Management | For | For | ||||||||||||
4.3 | Remuneration of Roger Kornberg | Management | For | For | ||||||||||||
5 | Increase in authorized capital | Management | For | For |
Quaker Small-Cap Growth Fund | ||||||||||||||||
CUSIP | Meeting Date | Company Name *Ticker* | Proposal | Proponent | Mgmt Rec | Vote Cast | Shares Voted | |||||||||
025334103 | 07/08/09 | American Dairy, Inc. *ADY* | 8,350 | |||||||||||||
1.1 | Elect Director Leng You-Bin | Management | For | For | ||||||||||||
1.2 | Elect Director Liu Sheng-Hui | Management | For | For | ||||||||||||
1.3 | Elect Director Kirk G. Downing, Esq. | Management | For | For | ||||||||||||
1.4 | Elect Director Liu Hua | Management | For | For | ||||||||||||
1.5 | Elect Director Hui-Lan Lee | Management | For | For | ||||||||||||
1.6 | Elect Director James C. Lewis, Esq. | Management | For | For | ||||||||||||
2 | To approve the 2009 stock incentive plan | Management | For | Against | ||||||||||||
3 | To ratify the selection of Grant Thornton, the Hong Kong member firm of Grant Thornton International Ltd., as the Independent Registered Public Accounting Firm for the Company for the fiscal year ending December 31, 2009 | Management | For | For | ||||||||||||
886423102 | 07/09/09 | Tidewater, Inc. *TDW* | 5,085 | |||||||||||||
1.1 | Elect Director M. Jay Allison | Management | For | For | ||||||||||||
1.2 | Elect Director James C. Day | Management | For | For | ||||||||||||
1.3 | Elect Director Richard T. Du Moulin | Management | For | For | ||||||||||||
1.4 | Elect Director J. Wayne Leonard | Management | For | For | ||||||||||||
1.5 | Elect Director Jon C. Madonna | Management | For | For | ||||||||||||
1.6 | Elect Director Joseph H. Netherland | Management | For | For | ||||||||||||
1.7 | Elect Director Richard A. Pattarozzi | Management | For | For | ||||||||||||
1.8 | Elect Director Nicholas Sutton | Management | For | For | ||||||||||||
1.9 | Elect Director Cindy B. Taylor | Management | For | For | ||||||||||||
1.10 | Elect Director Dean E. Taylor | Management | For | For | ||||||||||||
1.11 | Elect Director Jack E. Thompson | Management | For | For | ||||||||||||
2 | Approval of the Tidewater, Inc. 2009 stock incentive plan | Management | For | For | ||||||||||||
3 | Ratification of the selection of Deloitte & Touche LLP as Independent Registered Public Accounting Firm | Management | For | For | ||||||||||||
M25082104 | 07/23/09 | ClickSoftware Technologies, Ltd. *CKSW* | 40,800 | |||||||||||||
1 | To approve the appointment of Brightman Almagor Zohar & Co., a member of Deloitte Touche Tohmatsu, as Independent Auditors for the Company for the year ending December 31, 2009 and for such additional period until the next annual general Meeting of shareholders, and to authorize the Board of Directors, upon recommendation of the Audit Committee, to fix the renumeration of the Auditors | Management | For | For | ||||||||||||
2 | To elect Mr. Shlomo Nass, the company's Chairman of the Board of Directors and Chief Execturive Officer, as Class III Director, to hold office until the annual general Meeting of shareholders of the Company to be held in 2012 or until a successor has been duly elected | Management | For | For | ||||||||||||
3 | To re-elect Dr. Moshe Benbassat, the Company's Chairman of the Board of Directors and Chief Executive Officer, as Class III Director to the Board of Directors of the Company, to hold office until the annual general Meeting of the shareholders of the Company to be held in 2012 or until a successor has been duly elected | Management | For | For | ||||||||||||
4 | To elect Ms. Nira Dror as "external director" of the Company (as such term is defined in the Israeli companies law 5759-1999), to hold office as external director for a three year term, and to approve the compensation as external Director including the initial and annual grant of options | Management | For | For | ||||||||||||
5 | To elect Mr. Shai Beilis as "external director" of the company (as such term is defined in the Israeli companies law 5759-1999), to hold office as external director for a three year term, and to approve the compensation as external director including the initial and annual grant of options | Management | For | For | ||||||||||||
6 | With regard to external director proposals, please indicate by marking an "X" in the appropriate box (for/against) whether you are a "controlling shareholder" (as defined in the proxy statement). If an X is not marked in either column, your vote in respect of External Directors will be disqualified. Mark "For" = Yes or "Against" = No | Management | Against | For | ||||||||||||
7 | To approve the compensation packages of non-employee Directors who are not external Directors, and the initial and annual grant of options to Shlomo Nass | Management | For | For | ||||||||||||
8 | To approve the grant of options to Dr. Moshe Benbassat for the purchase of 130,000 ordinary shares of the Company | Management | For | For | ||||||||||||
9 | To approve the reconstruction of compensation of Dr. Moshe Benbassat, the company's Chairman of the Board of Directors and Chief Executive Officer, without increasing the total cost to the Company | Management | For | For | ||||||||||||
10 | To transact such other business as may properly come before the Meeting or any adjournment thereof | Management | For | For | ||||||||||||
24802R506 | 08/05/09 | DemandTec, Inc. *DMAN* | 21,750 | |||||||||||||
1.1 | Elect Director Victor L. Lund | Management | For | For | ||||||||||||
1.2 | Elect Director Joshua W.R. Pickus | Management | For | For | ||||||||||||
2 | To ratify the appointment by the Audit Committee of the Board of Directors of Ernst & Young LLP as the Independent Registered Accounting Firm of the Company for the fiscal year ending February 28, 2010 | Management | For | For | ||||||||||||
205638109 | 08/25/09 | Compuware Corporation *CPWR* | 26,000 | |||||||||||||
1.1 | Elect Director Dennis W. Archer | Management | For | For | ||||||||||||
1.2 | Elect Director Gurminder S. Bedi | Management | For | For | ||||||||||||
1.3 | Elect Director William O. Grabe | Management | For | For | ||||||||||||
1.4 | Elect Director William R. Halling | Management | For | For | ||||||||||||
1.5 | Elect Director Peter Karmanos, Jr. | Management | For | For | ||||||||||||
1.6 | Elect Director Faye Alexander Nelson | Management | For | For | ||||||||||||
1.7 | Elect Director Glenda D. Price | Management | For | For | ||||||||||||
1.8 | Elect Director W. James Prowse | Management | For | For | ||||||||||||
1.9 | Elect Director G. Scott Romney | Management | For | For | ||||||||||||
2 | The ratification of the appointment of Deloitte & Touche LLP as the Independent Registered Public Accounting Firm, to audit our consolidated financial statements for the fiscal year ending March 31, 2010 | Management | For | For | ||||||||||||
3 | A non-binding resolution to ratify the rights agreement, dated October 25, 2000, as amended | Management | For | For | ||||||||||||
03662X100 | 09/09/09 | Answers Corporation *ANSW* | 35,075 | |||||||||||||
1 | To amend the Company's 2005 incentive compensation plan to increase the number of shares available for grant under such plan from 1,350,000 shares to 1,600,000 shares | Management | For | Against | ||||||||||||
2 | To ratify the appointment by the Company's Audit Committee of Somekh Chaikin, a member of KPMG International, to serve as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2009 | Management | For | For | ||||||||||||
147528103 | 09/18/09 | Casey's General Store, Inc. *CASY* | 7,340 | |||||||||||||
1.1 | Elect Director Ronald M. Lamb | Management | For | For | ||||||||||||
1.2 | Elect Director Robert J. Meyers | Management | For | For | ||||||||||||
1.3 | Elect Director Diane C. Bridgewater | Management | For | For | ||||||||||||
1.4 | Elect Director Johnny Danos | Management | For | For | ||||||||||||
1.5 | Elect Director H. Lynn Horak | Management | For | For | ||||||||||||
1.6 | Elect Director Kenneth H. Haynie | Management | For | For | ||||||||||||
1.7 | Elect Director William C. Kimball | Management | For | For | ||||||||||||
1.8 | Elect Director Jeffrey M. Lamberti | Management | For | For | ||||||||||||
1.9 | Elect Director Richard A. Wilkey | Management | For | For | ||||||||||||
2 | To ratify the appointment of KPMG LLP as the Independent Auditors of the Company for the fiscal year 2010 | Management | For | For | ||||||||||||
3 | To approve the Casey's General Stores, Inc. 2009 stock incentive plan | Management | For | For | ||||||||||||
039666102 | 09/24/09 | ArcSight, Inc. *ARST* | 14,550 | |||||||||||||
1.1 | Elect Director Sandra Bergeron | Management | For | For | ||||||||||||
1.2 | Elect Director Craig Ramsey | Management | For | For | ||||||||||||
1.3 | Elect Director Ernest Von Simon | Management | For | For | ||||||||||||
2 | To ratify the appointment of Ernst & Young LLP as the Independent Registered Public Accounting Firm for ArcSight, Inc. for the fiscal year ending April 30, 2010 | Management | For | For | ||||||||||||
16938P107 | 10/23/09 | China GrenTech Corporation Ltd. *GRRF* | 67,210 | |||||||||||||
1.1 | Elect Director Yingjie Gao | Management | For | For | ||||||||||||
1.2 | Elect Director Kunjie Zhuang | Management | For | For | ||||||||||||
1.3 | Elect Director Rong Yu | Management | For | For | ||||||||||||
1.4 | Elect Director Qi Wang | Management | For | For | ||||||||||||
1.5 | Elect Director Cuiming Shi | Management | For | For | ||||||||||||
1.6 | Elect Director Xiaohu Shi | Management | For | For | ||||||||||||
1.7 | Elect Director Kin Kwong Mak | Management | For | For | ||||||||||||
2 | To appoint KPMG as Independent Registered Public Accountants of China GreenTech Corporation Limted for the fiscal year ending December 31, 2009 | Management | For | For | ||||||||||||
43713W107 | 11/03/09 | Home Inns & Hotels Management, Inc. *HMIN* | 10,840 | |||||||||||||
1 | The resolution as set out in item 1 of the notice of annual general Meeting regarding the amendment of the Company's 2006 share incentive plan | Management | For | For | ||||||||||||
2 | The resolution as set out in item 2 of the notice of annual general meeting regarding the amendment of the Company's memorandum and Articles of Association | Management | For | For | ||||||||||||
3 | The resolution as set out in item 3 of the notice of annual general Meeting regarding the adoption of an amended and restated memorandum and Articles of Association | Management | For | For | ||||||||||||
42840B101 | 11/12/09 | Hi-Tech Pharmacal Co., Inc. *HITK* | 18,670 | |||||||||||||
1.1 | Elect Director David S. Seltzer | Management | For | For | ||||||||||||
1.2 | Elect Director Reuben Seltzer | Management | For | For | ||||||||||||
1.3 | Elect Director Martin M. Goldwyn | Management | For | For | ||||||||||||
1.4 | Elect Director Yashar Hirshaut, M.D. | Management | For | For | ||||||||||||
1.5 | Elect Director Jack Van Hulst | Management | For | For | ||||||||||||
1.6 | Elect Director Anthony J. Puglisi | Management | For | For | ||||||||||||
1.7 | Elect Director Bruce W. Simpson | Management | For | Against | ||||||||||||
2 | To adopt the Company's 2009 stock option plan for a fifteen (15) year term effective as of January 31, 2009 and to authorize 500,000 shares of common stock reserved for issuance thereunder | Management | For | For | ||||||||||||
3 | To ratify the appointment of Eisner LLP as the Company's Independent Auditors for the fiscal year ending April 30, 2010 | Management | For | For | ||||||||||||
71372U104 | 11/14/09 | Perfect World Co., Ltd. *PWRD* | 6,095 | |||||||||||||
1 | Amendment of section 3.1 (A) of the amended and restated share incentive plan of the Company by replacing it with the following paragraph, all as more fully described in the proxy statement | Management | Abstain | Against | ||||||||||||
2 | Amendment of section 5.2 (A) (II) and (III) of the amended and restated share incentive plan of the Company | Management | Abstain | Against | ||||||||||||
3 | Ratification of the appointment of Mr. Han Zhang as an Independent Director of the Company | Management | Abstain | For | ||||||||||||
4 | Ratification of the appointment of Mr. Daniel Dong Yang as as an Independent Director of the Company | Management | Abstain | For | ||||||||||||
5 | Ratification of the appointment of the Independent Auditor PricewaterhouseCoopers for the fiscal year 2008 | Management | Abstain | For | ||||||||||||
6 | Appointment of the Independent Auditor PricewaterhouseCoopers for the fiscal year 2009 | Management | Abstain | For | ||||||||||||
7 | Amendment of article 1 of the amended and restated memorandum and articles of association by adding the following definition: "designated stock exchange" means the NASDAQ stock market | Management | Abstain | For | ||||||||||||
8 | Amendment of article 111 of the amended and restated memorandum and articles of association of the Company | Management | Abstain | For | ||||||||||||
9 | Inclusion of financial statements of fiscal year 2008 in the Company's 2008 annual report | Management | Abstain | For | ||||||||||||
10 | To authorize each of Directors to take any & every action that might be necessary to effect foregoing resolutions 1 and 9 | Management | Abstain | For | ||||||||||||
218868107 | 11/17/09 | Corinthian Colleges, Inc. *COCO* | 21,695 | |||||||||||||
1.1 | Elect Director Paul R. St. Pierre | Management | For | For | ||||||||||||
1.2 | Elect Director Linda Arey Skladany | Management | For | For | ||||||||||||
1.3 | Elect Director Robert Lee | Management | For | For | ||||||||||||
2 | Ratification of Ernst & Young LLP as the Company's Indpendent Auditors for the fiscal year ending June 30, 2010 | Management | For | For | ||||||||||||
885160101 | 12/08/09 | Thor Industries, Inc. *THO* | 5,900 | |||||||||||||
1.1 | Elect Director Neil D. Chrisman | Management | For | For | ||||||||||||
1.2 | Elect Director Alan Siegel | Management | For | For | ||||||||||||
1.3 | Elect Director Geoffrey A. Thompson | Management | For | For | ||||||||||||
169418100 | 12/10/09 | China Mass Media Corp. *CMM* | 30,430 | |||||||||||||
1 | To approve the election of Kun Allen Chien as an Independent Director of the Company | Management | For | For | ||||||||||||
2 | To approve the election of Yong Chen as an Independent Director of the Company | Management | For | For | ||||||||||||
3 | To approve the increase of the authorized share capital of the Company to US$ 3,000,000 divided into 3,000,000,000 shares of a nominal or par value of US$ 0.001 each | Management | For | Abstain | ||||||||||||
4 | To approve the adoption of the fourth amended and restated memorandum and articles of association to effect the increase of the authorized share capital | Management | For | Abstain | ||||||||||||
14018Y106 | 01/19/10 | Capital Gold Corporation *CGLD* | 109,625 | |||||||||||||
1.1 | Elect Director Gifford A. Dieterle | Management | For | For | ||||||||||||
1.2 | Elect Director John Brownlie | Management | For | For | ||||||||||||
1.3 | Elect Director Leonard J. Sojka | Management | For | For | ||||||||||||
1.4 | Elect Director John W. Cutler | Management | For | For | ||||||||||||
1.5 | Elect Director Stephen M. Cooper | Management | For | For | ||||||||||||
2 | Amendment of the Company's amended and restated By-Laws for the classification of the Board of the Directors into three (3) classes | Management | For | Against | ||||||||||||
3 | Ratification of the selection of Wolinetz, Lafazan & Company, P.C., as Auditors of the Company for the year ending July 31, 2010 | Management | For | For | ||||||||||||
4 | Amendment of the Company's 2006 equity incentive plan to increase the number of shares of common stock authorized for issuance under the plan from 10,000,000 to 17,500,000 shares | Management | For | For | ||||||||||||
628782104 | 02/26/10 | NBTY, Inc. *NTY* | 6,000 | |||||||||||||
1.1 | Elect Director Michael L. Ashner | Management | For | For | ||||||||||||
1.2 | Elect Director Glenn Cohen | Management | For | For | ||||||||||||
1.3 | Elect Director Arthur Rudolph | Management | For | For | ||||||||||||
2 | Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for the fiscal year ending September 30, 2010 | Management | For | For | ||||||||||||
127055101 | 03/11/10 | Cabot Corporation *CBT* | 12,000 | |||||||||||||
1.1 | Elect Director John S. Clarkeson | Management | For | For | ||||||||||||
1.2 | Elect Director Roderick C.G. MacLeod | Management | For | For | ||||||||||||
1.3 | Elect Director Ronaldo H. Schmitz | Management | For | For | ||||||||||||
2 | To ratify the appointment of Deloitte & Touche LLP as Cabot's Indpendent Registered Public Accounting Firm for the fiscal year ending September 30, 2010 | Management | For | For | ||||||||||||
E90215109 | 03/16/10 | Telvent GIT, S.A. *TLVT* | 5,800 | |||||||||||||
1 | Approval of the amendment to article 24 of the corporate By-laws (composition of the Board of Directors) to increase the maximum number of Directors to 12 | Management | For | For | ||||||||||||
2 | Re-election or appointment, as the case may be, of Directors | Management | For | Abstain | ||||||||||||
3 | Authorization to the Board of Directors, with the express power of substitution in any of its members, to approve, once or a number of times, the increase of the share capital, in accordance with the provisions of article 153.1B of the Spanish corporation | Management | For | For | ||||||||||||
4 | Delegation to the Board of Directors of the Company, in accordance with article 319 of the companies registry regulation and the general regime on issues of bonds, for a period of three (3) years, as more fully described in the Proxy Statement | Management | For | For | ||||||||||||
5 | Delegation to the Board of Directors of the Company, in accordance with article 319 of companies registry regulation | Management | For | For | ||||||||||||
6 | Grant of power to the Board of Directors to correct, formalize, execute and/or legalize all documents memorializing the agreements of the shareholders at the Meeting | Management | For | For | ||||||||||||
7 | Approval, as the case may be, of the minutes of this Meeting as may be required by law | Management | For | For | ||||||||||||
8 | In their discretion, the proxies are authorized to vote upon such other business as properly may come before the Meeting | Management | For | Abstain | ||||||||||||
G98268108 | 03/30/10 | Xyratex, Ltd. *XRTX* | 44,160 | |||||||||||||
1.1 | Elect Director Andrew Sukawaty | Management | For | For | ||||||||||||
1.2 | Elect Director Ernsest Sampias | Management | For | For | ||||||||||||
1.3 | Elect Director Dr. Michael Windram | Management | For | For | ||||||||||||
2 | Re-appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm of Xyratex Ltd for its fiscal year ended November 30, 2010 and to authorize the Audit Committee of the Board of Directors to agree the remuneration of the Independent Registered Accounting Firm | Management | For | For | ||||||||||||
82669G104 | 04/21/10 | Signature Bank *SBNY* | 5,960 | |||||||||||||
1.1 | Elect Director John Tamberlane | Management | For | For | ||||||||||||
1.2 | Elect Director Yacov Levy | Management | For | For | ||||||||||||
1.3 | Elect Director Frank R. Selvaggi | Management | For | For | ||||||||||||
2 | To approve the appointment of KPMG LLP, Independent Registered Accounting Firm, as the Independent Auditors for the year ending December 31, 2010 | Management | For | For | ||||||||||||
Advisory (non-binding) vote on Executive compensation | Management | For | For | |||||||||||||
15101Q108 | 04/22/10 | Celestica, Inc. *CLS* | 23,340 | |||||||||||||
1.1 | Elect Director Robert L. Crandall | Management | For | For | ||||||||||||
1.2 | Elect Director William A. Etherington | Management | For | For | ||||||||||||
1.3 | Elect Director Laurette Koellner | Management | For | For | ||||||||||||
1.4 | Elect Director Craig H. Muhlhauser | Management | For | For | ||||||||||||
1.5 | Elect Director Eamon J. Ryan | Management | For | For | ||||||||||||
1.6 | Elect Director Gerald W. Schwartz | Management | For | For | ||||||||||||
1.7 | Elect Director Don Tapscott | Management | For | Abstain | ||||||||||||
2 | Appointment of KPMG LLP as Auditor and authorization of the Board of Directors of Celestica, Inc. to fix the remuneration of the Auditor | Management | For | For | ||||||||||||
928708106 | 04/23/10 | Volterra Semiconductor Corp. *VLTR* | 20,075 | |||||||||||||
1.1 | Elect Director Jeffrey Staszak | Management | For | For | ||||||||||||
1.2 | Elect Director Edward Winn | Management | For | For | ||||||||||||
2 | To ratify the selection of the Audit Committee of the Board of Directors of KPMG LLP as the Independent Registered Public Accounting Firm of Volterra Semiconductor Corporation for the fiscal year ending December 31, 2010 | Management | For | For | ||||||||||||
59151K108 | 04/29/10 | Methanex Corporation *MEOH* | 11,335 | |||||||||||||
1.1 | Elect Director Bruce Aitken | Management | For | For | ||||||||||||
1.2 | Elect Director Howard Balloch | Management | For | For | ||||||||||||
1.3 | Elect Director Pierre Choquette | Management | For | For | ||||||||||||
1.4 | Elect Director Phillip Cook | Management | For | For | ||||||||||||
1.5 | Elect Director Thomas Hamilton | Management | For | For | ||||||||||||
1.6 | Elect Director Robert Kostelnik | Management | For | For | ||||||||||||
1.7 | Elect Director Douglas Mahaffy | Management | For | For | ||||||||||||
1.8 | Elect Director A. Terence Poole | Management | For | For | ||||||||||||
1.9 | Elect Director John Reid | Management | For | For | ||||||||||||
1.10 | Elect Director Janice Rennie | Management | For | For | ||||||||||||
1.11 | Elect Director Monica Sloan | Management | For | For | ||||||||||||
2 | To reappoint KPMG LLP, Charterd Accountants, as Auditors of the Company for the ensuing year and authorize the Board of Directors to fix the remuneration of the Auditors | Management | For | For | ||||||||||||
3 | An ordinary resolution to ratify, confirm and approve certain amendments to the Company’s stock option plan, the full text of which resolution is set out in schedule A to the information circular accompanying this voting instruction form | Management | For | For | ||||||||||||
4 | The shareholder proposal described in schedule B to the information circular accompanying the voting instruction form | Management | Against | For | ||||||||||||
533535100 | 04/30/10 | Lincoln Educational Services Corporation *LINC* | 12,940 | |||||||||||||
1.1 | Elect Director Alvin O. Austin | Management | For | For | ||||||||||||
1.2 | Elect Director Peter S. Burgess | Management | For | For | ||||||||||||
1.3 | Elect Director James J. Burke, Jr. | Management | For | For | ||||||||||||
1.4 | Elect Director David F. Carney | Management | For | For | ||||||||||||
1.5 | Elect Director Celia H. Currin | Management | For | For | ||||||||||||
1.6 | Elect Director Paul E. Glaske | Management | For | For | ||||||||||||
1.7 | Elect Director Charles F. Kalmbach | Management | For | For | ||||||||||||
1.8 | Elect Director Shaun E.McAlmont | Management | For | For | ||||||||||||
1.9 | Elect Director Alexis P. Michas | Management | For | For | ||||||||||||
1.10 | Elect Director J. Barry Morrow | Management | For | For | ||||||||||||
2 | Ratification of the appointment of Deloitte & Touche LLP to serve as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2010 | Management | For | For | ||||||||||||
55306N104 | 05/03/10 | MKS Instruments, Inc. *MKSI* | 15,900 | |||||||||||||
1.1 | Elect Director Christina H. Amon | Management | For | For | ||||||||||||
1.2 | Elect Director Richard S. Chute | Management | For | For | ||||||||||||
1.3 | Elect Director Peter R. Hanley | Management | For | For | ||||||||||||
2 | To ratify the selection of PricewaterhouseCoopers LLP as the Company's Independent Auditors for the year ending December 31, 2010 | Management | For | For | ||||||||||||
518415104 | 05/04/10 | Lattice Semiconductor Corporation *LSCC* | 146,650 | |||||||||||||
1.1 | Elect Director David E. Coreson | Management | For | For | ||||||||||||
1.2 | Elect Director Gerhard H. Parker | Management | For | For | ||||||||||||
1.3 | Elect Director Hans Schwarz | Management | For | For | ||||||||||||
2 | Vote to ratify the appointment of KPMG LLP as our Independent Registered Public Accounting Firm for the fiscal year ending January 1, 2011 | Management | For | For | ||||||||||||
303726103 | 05/05/10 | Fairchild Semiconductor Intl., Inc. *FCS* | 14,935 | |||||||||||||
1.1 | Elect Director Charles P. Carinalli | Management | For | For | ||||||||||||
1.2 | Elect Director Randy W. Carson | Management | For | For | ||||||||||||
1.3. | Elect Director Anthony Lear | Management | For | For | ||||||||||||
1.4 | Elect Director Thomas L. Magnanti | Management | For | For | ||||||||||||
1.5 | Elect Director Kevin J. McGarity | Management | For | For | ||||||||||||
1.6 | Elect Director Bryan R. Roub | Management | For | For | ||||||||||||
1.7 | Elect Director Ronald W. Shelly | Management | For | For | ||||||||||||
1.8 | Elect Director Mark S. Thompson | Management | For | For | ||||||||||||
2 | Proposal to approve an amendment to our Certificate of Incorporation to eliminate cumulative voting in connection with our Board of Directors' adoption of a majority voting standard in uncontested Director elections | Management | For | For | ||||||||||||
3 | Proposal to approve an amendment to the Fairchild Semiconductor 2007 stock plan | Management | For | For | ||||||||||||
4 | Proposal to ratify the appointment of KPMG LLP as the Company's Independent Registered Public Accounting Firm for 2010 | Management | For | For | ||||||||||||
46069S109 | 05/05/10 | Intersil Corporation *ISIL* | 16,130 | |||||||||||||
1.1 | Elect Director David B. Bell | Management | For | For | ||||||||||||
1.2 | Elect Director Dr. Robert W. Conn | Management | For | For | ||||||||||||
1.3 | Elect Director James V. Diller | Management | For | For | ||||||||||||
1.4 | Elect Director Gary E. Gist | Management | For | For | ||||||||||||
1.5 | Elect Director Mercedes Johnson | Management | For | For | ||||||||||||
1.6 | Elect Director Gregory Lang | Management | For | For | ||||||||||||
1.7 | Elect Director Jan Peeters | Management | For | For | ||||||||||||
1.8 | Elect Director Robert N. Pokelwaldt | Management | For | For | ||||||||||||
1.9 | Elect Director James A. Urry | Management | For | For | ||||||||||||
2 | To ratify the appointment of KPMG LLP as the Company's Independent Registered Public Accounting Firm | Management | For | For | ||||||||||||
3 | To approve the Intersil Corporation executive incentive plan whereby compensation payable pursuant to the excutive incentive plan will be deductible performance-based compensation under Internal Revenue Code section 162(M) | Management | For | For | ||||||||||||
4 | To transact any other business that may properly come before the annual meeting or any adjournment or postponement thereof | Management | For | For | ||||||||||||
83088M102 | 05/11/10 | Skyworks Solutions, Inc. *SWKS* | 15,155 | |||||||||||||
1.1 | Elect Director Kevin L. Beebe | Management | For | For | ||||||||||||
1.2 | Elect Director Timothy R. Furey | Management | For | For | ||||||||||||
1.3 | Elect Director David J. McLachlan | Management | For | For | ||||||||||||
2 | To ratify the selection of KPMG LLP as the Company's Independent Registered Public Accounting Firm for fiscal year 2010 | Management | For | For | ||||||||||||
887389104 | 05/11/10 | The Timken Company *TKR* | 8,475 | |||||||||||||
1.1 | Elect Director James W. Griffith | Management | For | For | ||||||||||||
1.2 | Elect Director John A. Luke, Jr. | Management | For | For | ||||||||||||
1.3 | Elect Director Frank C. Sullivan | Management | For | For | ||||||||||||
1.4 | Elect Director Ward J. Timken | Management | For | For | ||||||||||||
2 | To ratify the selection of Ernst & Young LLP as the Independent Auditor for the year ending December 31, 2010 | Management | For | For | ||||||||||||
3 | To ratify the Timken Company senior executive management performance plan, as amended and restated as of February 8, 2010 | Management | For | For | ||||||||||||
4 | To consider amending the Company's amended regulations to declassify the Board of Directors | Management | For | For | ||||||||||||
5 | To consider amending the Company's amended regulations to authorize the Board of Directors to amend the amended regulations to the extent permitted by Ohio law | Management | For | Against | ||||||||||||
893662106 | 05/11/10 | TransGlobe Energy Corporation *TGA* | 95,200 | |||||||||||||
1 | Passing an ordinary resolution to fix the number of Directors to be elected at seven (7) members | Management | For | For | ||||||||||||
2 | Passing an ordinary resolution to elect the Directors for the ensuing year prosposed by management who are set forth under the heading "Election of Directors" in the accompanying information circular of TransGlobe dated March 25, 2010 (the "information circular") | Management | For | For | ||||||||||||
3 | Passing an ordinary resolution, to appoint Deloitte & Touche LLP, as Auditors for the Company and to authorize the Directors to fix their remuneration as such, all as more particulary described in the information circular | Management | For | For | ||||||||||||
4 | Passing an ordinary resolution to approve the unallocated options under the Company's existing stock option plan | Management | For | For | ||||||||||||
10807M105 | 05/12/10 | Bridgeport Education, Inc. *BPI* | 20,065 | |||||||||||||
1.1 | Elect Director Ryan Craig | Management | For | For | ||||||||||||
1.2 | Elect Director Robert Hartman | Management | For | For | ||||||||||||
3 | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2010 | Management | For | For | ||||||||||||
371901109 | 05/13/10 | Gentex Corporation *GNTX* | 17,450 | |||||||||||||
1.1 | Elect Director John Mulder | Management | For | For | ||||||||||||
1.2 | Elect Director Frederick Sotok | Management | For | For | ||||||||||||
1.3 | Elect Director Wallace Tsuha | Management | For | For | ||||||||||||
2 | A shareholder proposal requesting that the Board of Directors issue a sustainability report | Management | Against | Against | ||||||||||||
3 | Ratify the appointment of Ernst & Young LLP as the Company's Auditors for the fiscal year ending December 31, 2010 | Management | For | For | ||||||||||||
922417100 | 05/14/10 | Veeco Instruments, Inc. *VECO* | 10,670 | |||||||||||||
1.1 | Elect Director Roger D. McDaniel | Management | For | For | ||||||||||||
1.2 | Elect Director John R. Peeler | Management | For | For | ||||||||||||
2 | Approval of the Veeco Instruments, Inc. 2010 stock incentive plan | Management | For | Against | ||||||||||||
3 | Approval of an amendment to Veeco's Certificate of Incorporation to increase the authorized shares of Veeco's common stock thereunder | Management | For | For | ||||||||||||
4 | Ratification of the appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm of the Company for the fiscal year ending December 31, 2010 | Management | For | For | ||||||||||||
38526M106 | 05/18/10 | Grand Canyon Education, Inc. *LOPE* | 29,215 | |||||||||||||
1.1 | Elect Director Brent D. Richardson | Management | For | For | ||||||||||||
1.2 | Elect Director Brian E. Mueller | Management | For | For | ||||||||||||
1.3 | Elect Director Christopher Richardson | Management | For | For | ||||||||||||
1.4 | Elect Director Chad N. Heath | Management | For | For | ||||||||||||
1.5 | Elect Director D. Mark Dorman | Management | For | For | ||||||||||||
1.6 | Elect Director David J. Johnson | Management | For | For | ||||||||||||
1.7 | Elect Director Jack A. Henry | Management | For | For | ||||||||||||
1.8 | Elect Director Gerald J. Colangelo | Management | For | For | ||||||||||||
2 | To ratify the appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2010 | Management | For | For | ||||||||||||
806373106 | 05/19/10 | Schawk, Inc. *SGK* | 22,450 | |||||||||||||
1.1 | Elect Director Clarence W. Schawk | Management | For | For | ||||||||||||
1.2 | Elect Director David A. Schawk | Management | For | For | ||||||||||||
1.3 | Elect Director A. Alex Sarkisian, Esq. | Management | For | For | ||||||||||||
1.4 | Elect Director Leonard S. Caronia | Management | For | For | ||||||||||||
1.5 | Elect Director Judith W. McCue, Esq. | Management | For | For | ||||||||||||
1.6 | Elect Director Hollis W. Rademacher | Management | For | For | ||||||||||||
1.7 | Elect Director John T. McEnroe, Esq. | Management | For | Abstain | ||||||||||||
1.8 | Elect Director Michael G. O'Rourke | Management | For | For | ||||||||||||
1.9 | Elect Director Stanley N. Logan | Management | For | For | ||||||||||||
2 | The amendment of the 1991 outside Directors' formula stock option plan as described in the Proxy Statement | Management | For | For | ||||||||||||
461148108 | 05/20/10 | Intevac, Inc. *IVAC* | 20,625 | |||||||||||||
1.1 | Elect Director Norman H. Pond | Management | For | For | ||||||||||||
1.2 | Elect Director Kevin Fairbairn | Management | For | For | ||||||||||||
1.3 | Elect Director David S. Dury | Management | For | For | ||||||||||||
1.4 | Elect Director Stanley J. Hill | Management | For | For | ||||||||||||
1.5 | Elect Director Robert Lemos | Management | For | For | ||||||||||||
1.6 | Elect Director Ping Yang | Management | For | For | ||||||||||||
2 | Proposal to approve an amendment to increase the maximum number of shares of common stock authorized for issuance under the Company's 2004 equity incentive plan by 500,000 shares and approve the material terms of the plan | Management | For | For | ||||||||||||
3 | Proposal to ratify the appointment Grant Thornton LLP as Independent Public Accountants of Intevac for the fiscal year ending December 31, 2010 | Management | For | For | ||||||||||||
24379J200 | 05/28/10 | Deer Consumer Products, Inc. *DEER* | 41,580 | |||||||||||||
1.1 | Elect Director Ying He | Management | For | For | ||||||||||||
1.2 | Elect Director Zongshu Nie | Management | For | For | ||||||||||||
1.3 | Elect Director Edward Hua | Management | For | For | ||||||||||||
1.4 | Elect Director Arnold Staloff | Management | For | For | ||||||||||||
1.5 | Elect Director Qi Hua Xu | Management | For | For | ||||||||||||
2 | Approve the ratification of Goldman Parks Kurland Mohidin, LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2010 | Management | For | For | ||||||||||||
74835Y101 | 05/28/10 | Questcor Pharmaceuticals, Inc. *QCOR* | 49,850 | |||||||||||||
1.1 | Elect Director Don M. Bailey | Management | For | For | ||||||||||||
1.2 | Elect Director Neal C. Bradsher | Management | For | For | ||||||||||||
1.3 | Elect Director Stephen C. Farrell | Management | For | For | ||||||||||||
1.4 | Elect Director Louis Silverman | Management | For | For | ||||||||||||
1.5 | Elect Director Virgil D. Thompson | Management | For | For | ||||||||||||
2 | Ratification of the selection of Odenberg, Ullakko, Muranishi & Co., LLP as the Company's Independent Registered Public Accounting Firm for the year ending December 31, 2010 | Management | For | For | ||||||||||||
880770102 | 05/28/10 | Teradyne, Inc. *TER* | 24,975 | |||||||||||||
1.1 | Elect Director James W. Bagley | Management | For | For | ||||||||||||
1.2 | Elect Director Michael A. Bradley | Management | For | For | ||||||||||||
1.3 | Elect Director Albert Carnesale | Management | For | For | ||||||||||||
1.4 | Elect Director Edwin J. Gillis | Management | For | For | ||||||||||||
1.5 | Elect Director Paul J. Tufano | Management | For | For | ||||||||||||
1.6 | Elect Director Roy A. Vallee | Management | For | For | ||||||||||||
1.7 | Elect Dirctor Patricia S. Wolpert | Management | For | For | ||||||||||||
2 | To ratify the selection of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2010 | Management | For | For | ||||||||||||
830566105 | 06/02/10 | Skechers U.S.A., Inc. *SKX* | 11,835 | |||||||||||||
1.1 | Elect Director Michael Greenberg | Management | For | For | ||||||||||||
1.2 | Elect Director David Weinberg | Management | For | For | ||||||||||||
1.3 | Elect Director Jeffrey Greenberg | Management | For | For | ||||||||||||
36237H101 | 06/08/10 | G-III Apparel Group, Ltd. *GIII* | 19,795 | |||||||||||||
1.1 | Elect Director Morris Goldfarb | Management | For | For | ||||||||||||
1.2 | Elect Director Sammy Aaron | Management | For | For | ||||||||||||
1.3 | Elect Director Thomas J. Brosig | Management | For | For | ||||||||||||
1.4 | Elect Director Alan Feller | Management | For | For | ||||||||||||
1.5 | Elect Director Jeffrey Goldfarb | Management | For | For | ||||||||||||
1.6 | Elect Director Carl Katz | Management | For | For | ||||||||||||
1.7 | Elect Director Laura Pomerantz | Management | For | For | ||||||||||||
1.8 | Elect Director Willem Van Bokhorst | Management | For | For | ||||||||||||
1.9 | Elect Director Richard White | Management | For | For | ||||||||||||
2 | Proposal to approve the amended and restated 2005 stock incentive plan | Management | For | For | ||||||||||||
3 | Proposal to ratify the appointment of Ernst & Young LLP | Management | For | For | ||||||||||||
46612H402 | 06/08/10 | J.Crew Group, Inc. *JCG* | 6,745 | |||||||||||||
1.1 | Elect Director Heather Resiman | Management | For | For | ||||||||||||
1.2 | Elect Director David House | Management | For | For | ||||||||||||
1.3 | Elect Director Stuart Sloan | Management | For | For | ||||||||||||
2 | Approve an amendment to the J.Crew Group, Inc. amended and restated 2008 equity incentive plan | Management | For | For | ||||||||||||
3 | Approve the J.Crew, Inc. Executive management bonus plan. | Management | For | For | ||||||||||||
4 | To ratify the appointment of KPMG LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year 2010 | Management | For | For | ||||||||||||
45245E109 | 06/09/10 | IMAX Corporation *IMAX* | 36,995 | |||||||||||||
1.1 | Elect Director Richard L. Gelfond | Management | For | For | ||||||||||||
1.2 | Elect Director Bradley J. Wechsler | Management | For | For | ||||||||||||
2 | In respect of the appointment of PricewaterhouseCoopers LLP as Auditors of the Company and authorizing the Directors to fix their remuneration | Management | For | For | ||||||||||||
47758P307 | 06/10/10 | Jo-Ann Stores, Inc. *JAS* | 14,675 | |||||||||||||
1.1 | Elect Director Scott Cowen | Management | For | For | ||||||||||||
1.2 | Elect Director Joseph Depinto | Management | For | For | ||||||||||||
1.3 | Elect Director Ira Gumberg | Management | For | For | ||||||||||||
1.4 | Elect Director Patricia Morrison | Management | For | For | ||||||||||||
1.5 | Elect Director Frank Newman | Management | For | For | ||||||||||||
1.6 | Elect Director David Perdue | Management | For | For | ||||||||||||
1.7 | Elect Director Beryl Raff | Management | For | For | ||||||||||||
1.8 | Elect Director Alan Rosskamm | Management | For | For | ||||||||||||
1.9 | Elect Director Tracey Travis | Management | For | For | ||||||||||||
1.10 | Elect Director Darrell Webb | Management | For | For | ||||||||||||
2 | To ratify the selection of Ernst & Young LLP to serve as our Independent Registered Public Accountants for the fiscal year ending January 29, 2011 | Management | For | For | ||||||||||||
3 | To amend the Company’s 2008 incentive compensation plan to increase the number of shares available under the plan from 1,825,000 to 3,125,000 shares | Management | For | For | ||||||||||||
4 | To amend the Company's code of regulations to authorize the Board of Directors to amend the code of regulations as permitted by the Ohio general corporation law | Management | For | For | ||||||||||||
90385V107 | 06/10/10 | Ultra Clean Holdings, Inc. *UCTT* | 43,110 | |||||||||||||
1.1 | Elect Director Susan H. Billat | Management | For | For | ||||||||||||
1.2 | Elect Director John Chenault | Management | For | For | ||||||||||||
1.3 | Elect Director Clarence L. Granger | Management | For | For | ||||||||||||
1.4 | Elect Director David T. Ibnale | Management | For | For | ||||||||||||
1.5 | Elect Director Leonid Mezhvinsky | Management | For | For | ||||||||||||
2 | Approval of the amended and restated stock incentive plan. | Management | For | Against | ||||||||||||
3 | Ratification of the appointment of Deloitte & Touche LLP as the Independent Registered Public Accounting Firm of Ultra Clean Holdings, Inc. for fiscal 2010 | Management | For | For | ||||||||||||
824889109 | 06/16/10 | Shoe Carnival, Inc. *SCVL* | 16,020 | |||||||||||||
1 | Elect Dirctor Mark L. Lemond | Management | For | For | ||||||||||||
2 | Proposal to ratify the appointment of Deloitte & Touche LLP, as the Independent Registered Public Accounting Firm for the Company for fiscal 2010 | Management | For | For | ||||||||||||
90384S303 | 06/16/10 | Ultra Salon, Cosmetics & Fragrance, Inc. *ULTA* | 22,555 | |||||||||||||
1.1 | Elect Director Charles Heilbronn | Management | For | For | ||||||||||||
1.2 | Elect Director Carl "Chuck" Rubin | Management | For | For | ||||||||||||
1.3 | Elect Director Lynelle P. Kirby | Management | For | For | ||||||||||||
2 | Ratification of appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm | Management | For | For | ||||||||||||
007865108 | 06/17/10 | Aeropostale, Inc. *ARO* | 11,380 | |||||||||||||
1.1 | Elect Director Julian R. Geiger | Management | For | For | ||||||||||||
1.2 | Elect Director Bodil Arlander | Management | For | For | ||||||||||||
1.3 | Elect Director Ronald R. Beegle | Management | For | For | ||||||||||||
1.4 | Elect Director John N. Haugh | Management | For | For | ||||||||||||
1.5 | Elect Director Robert B.Chavez | Management | For | For | ||||||||||||
1.6 | Elect Director Mindy C. Meads | Management | For | For | ||||||||||||
1.7 | Elect Director John D. Howard | Management | For | For | ||||||||||||
1.8 | Elect Director David B. Vermylen | Management | For | For | ||||||||||||
1.9 | Elect Director Karin Hirtler-Garvey | Management | For | For | ||||||||||||
1.10 | Elect Director Evelyn Dilsaver | Management | For | For | ||||||||||||
1.11 | Elect Director Thomas P. Johnson | Management | For | For | ||||||||||||
2 | To ratify the selection, by the Audit Committee of the Board of Directors, of Deloitte & Touche LLP as the Company's Independent Auditors for the fiscal year ending January 29, 2011 | Management | For | For | ||||||||||||
40251W309 | 06/22/10 | Gulf Resources, Inc. *GFRE* | 40,955 | |||||||||||||
1.1 | Elect Director Ming Yang | Management | For | For | ||||||||||||
1.2 | Elect Director Xiaobin Liu | Management | For | For | ||||||||||||
1.3 | Elect Director Naihui Miao | Management | For | For | ||||||||||||
1.4 | Elect Director Richard Khaleel | Management | For | For | ||||||||||||
1.5 | Elect Director Biagio Vignolo | Management | For | For | ||||||||||||
1.6 | Elect Director Shi Tong Jiang | Management | For | For | ||||||||||||
1.7 | Elect Director Ya Fei Ji | Management | For | For | ||||||||||||
2 | Ratification of Independent Accountants | Management | For | For | ||||||||||||
3 | Approval of 2007 equity incentive plan, as amended | Management | For | Against | ||||||||||||
168615102 | 06/24/10 | Chico's FAS, Inc. *CHS* | 23,005 | |||||||||||||
1.1 | Elect Director Verna K. Gibson | Management | For | For | ||||||||||||
1.2 | Elect Director Betsy S. Atkins | Management | For | For | ||||||||||||
1.3 | Elect Director David F. Dyer | Management | For | For | ||||||||||||
2 | Proposal to approve Chico's FAS, Inc. amended and restated cash bonus incentive plan | Management | For | For | ||||||||||||
3 | Proposal to ratify the appointment of Ernst & Young LLP as Independent Certified Public Accountants | Management | For | For | ||||||||||||
53071M708 | 06/24/10 | Liberty Media Corporation *LSTZA* | 7,620 | |||||||||||||
1.1 | Elect Director Mr. John C. Malone | Management | For | For | ||||||||||||
1.2 | Elect Director Mr. Robert R. Bennett | Management | For | For | ||||||||||||
1.3 | Elect Director Mr. M. Ian G. Gilchrist | Management | For | For | ||||||||||||
1.4 | Elect Director Ms. Andrea L. Wong | Management | For | For | ||||||||||||
2 | Proposal to adopt the Liberty Media Corporation 2010 incentive plan | Management | For | For | ||||||||||||
3 | Proposal to ratify KPMG LLP as Liberty Media Corporation's Independent Auditors for the fiscal year ending December 31, 2010 | Management | For | For |
Quaker Strategic Growth Fund | ||||||||||||||||
CUSIP | Meeting Date | Company Name *Ticker* | Proposal | Proponent | Mgmt Rec | Vote Cast | Shares Voted | |||||||||
760975102 | 07/14/09 | Research In Motion Ltd. *RIM* | 100,820 | |||||||||||||
1 | Elect Directors | Management | For | For | ||||||||||||
2 | Approve Ernst & Young LLP as Auditors and authorize Board to fix their remuneration | Management | For | For | ||||||||||||
24702R101 | 07/17/09 | Dell, Inc. *DELL* | 783,900 | |||||||||||||
1.1 | Elect Director James W. Breyer | Management | For | For | ||||||||||||
1.2 | Elect Director Director Donald J. Carty | Management | For | For | ||||||||||||
1.3 | Elect Director Michael S. Dell | Management | For | For | ||||||||||||
1.4 | Elect Director William H. Gray, III | Management | Withhold | For | ||||||||||||
1.5 | Elect Director Sallie L. Krawcheck | Management | For | For | ||||||||||||
1.6 | Elect Director Judy C. Lewent | Management | For | For | ||||||||||||
1.7 | Elect Director Thomas C. Luce, III | Management | For | For | ||||||||||||
1.8 | Elect Director Klaus S. Luft | Management | For | For | ||||||||||||
1.9 | Elect Director Alex J. Mandle | Management | For | For | ||||||||||||
1.10 | Elect Director Sam Nunn | Management | Withhold | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Reimburse proxy contest expenses | Shareholder | Against | For | ||||||||||||
4 | Reduce supermajority vote requirement | Shareholder | Against | For | ||||||||||||
58155Q103 | 07/22/09 | McKesson Corporation *MCK* | 222,200 | |||||||||||||
1 | Elect Directors | Management | For | For | ||||||||||||
2 | Amend omnibus stock plan | Management | For | For | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
4 | Stock retention/holding period | Shareholder | Against | For | ||||||||||||
5 | Adopt a poliy in which the Company will not make or promise to make any death benefit payments to senior Executives | Shareholder | Against | For | ||||||||||||
585055106 | 08/27/09 | Medtronic, Inc. *MDT* | 367,800 | |||||||||||||
1 | Elect Directors | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Amend qualified employee stock purchase plan | Management | For | For | ||||||||||||
4 | Amend omnibus stock plan | Management | For | For | ||||||||||||
68389X105 | 10/07/09 | Oracle Corp. *ORCL* | 414,400 | |||||||||||||
1.1 | Elect Director Jeffrey S. Berg | Management | For | Withhold | ||||||||||||
1.2 | Elect Director H. Raymond Bingham | Management | For | For | ||||||||||||
1.3 | Elect Director Michael J. Boskin | Management | For | For | ||||||||||||
1.4 | Elect Director Safra A. Catz | Management | For | For | ||||||||||||
1.5 | Elect Director Bruce R. Chizen | Management | For | For | ||||||||||||
1.6 | Elect Director George H. Conrades | Management | For | For | ||||||||||||
1.7 | Elect Director Lawrence J. Ellison | Management | For | For | ||||||||||||
1.8 | Elect Director Hector Garcia-Molina | Management | For | Withhold | ||||||||||||
1.9 | Elect Director Jeffrey O. Henley | Management | For | For | ||||||||||||
1.10 | Elect Director Donald L. Lucas | Management | For | For | ||||||||||||
1.11 | Elect Director Charles E. Phillips, Jr. | Management | For | For | ||||||||||||
1.12 | Elect Director Naomi O. Seligman | Management | For | Withhold | ||||||||||||
2 | Approve Executive incentive bonus plan | Management | For | For | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
4 | Amend Articles/Bylaws/Charter - call Special Meetings | Shareholder | Against | For | ||||||||||||
5 | Advisory vote to ratify named Executive Officers' compensation | Shareholder | Against | For | ||||||||||||
6 | Stock retention/holding period | Shareholder | Against | For | ||||||||||||
61945A107 | 10/08/09 | Mosaic Co. *MOS* | 178,210 | |||||||||||||
1.1 | Elect Director Phyllis E. Cochran | Management | For | For | ||||||||||||
1.2 | Elect Director Robert L. Lumpkins | Management | For | Withhold | ||||||||||||
1.3 | Elect Director Harold H. MacKay | Management | For | For | ||||||||||||
1.4 | Elect Director William T. Monahan | Management | For | For | ||||||||||||
2 | Amend omnibus stock plan | Management | For | For | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
H27178104 | 11/04/09 | Foster Wheeler AG *FWLT* | 6,300 | |||||||||||||
1 | Elect Director Clayton C. Daley, Jr. | Management | For | For | ||||||||||||
2 | In the event counterproposals, alterations or amendments of the agenda items or other matters are raised at the extraordinary general Meeting, I instruct the appointed proxies to vote as follows | Management | For | Against | ||||||||||||
17275R102 | 11/12/09 | Cisco Systems, Inc. *CSCO* | 416,400 | |||||||||||||
1.1 | Elect Director Carol A. Bartz | Management | For | For | ||||||||||||
1.2 | Elect Director M. Michele Burns | Management | For | For | ||||||||||||
1.3 | Elect Director Michael D. Capellas | Management | For | For | ||||||||||||
1.4 | Elect Director Larry R. Carter | Management | For | For | ||||||||||||
1.5 | Elect Director John T. Chambers | Management | For | For | ||||||||||||
1.6 | Elect Director Brian L. Halla | Management | For | For | ||||||||||||
1.7 | Elect Director John L. Hennessy | Management | For | For | ||||||||||||
1.8 | Elect Director Richard M. Kovacevich | Management | For | For | ||||||||||||
1.9 | Elect Director Roderick C. McGeary | Management | For | For | ||||||||||||
1.10 | Elect Director Michael K. Powell | Management | For | For | ||||||||||||
1.11 | Elect Director Arun Sarin | Management | For | For | ||||||||||||
1.12 | Elect Director Steven M. West | Management | For | For | ||||||||||||
1.13 | Elect Director Jerry Yang | Management | For | For | ||||||||||||
2 | Amend omnibus stock plan | Management | For | For | ||||||||||||
3 | Amend qualified employee stock purchase plan | Management | For | For | ||||||||||||
4 | Ratify Auditors | Management | For | For | ||||||||||||
5 | Amend Bylaws to establish a Board Committee on human rights | Shareholder | Against | Against | ||||||||||||
6 | Advisory vote to ratify named Executive Officers' compensation | Shareholder | Against | For | ||||||||||||
7 | Report on internet fragmentation | Shareholder | Against | For | ||||||||||||
25459L106 | 11/19/09 | DirecTV *DTV* | 2,395 | |||||||||||||
1 | Approve merger agreement | Management | For | For | ||||||||||||
2 | Approve voting and right of first refusal | Management | For | For | ||||||||||||
3 | Adjourn Meeting | Management | For | For | ||||||||||||
088606108 | 11/26/09 | BHP Billiton Limited (formerly BHP Ltd) *BHP* | 487 | |||||||||||||
1 | Accept financial statements and statutory reports for BHP Billiton Ltd and BHP Billiton Plc for the fiscal year ended June 30, 2009 | Management | For | For | ||||||||||||
2.1 | Elect Director Carlos Codeiro as a Director of BHP Billiton Ltd. and BHP Billiton Plc. | Management | For | For | ||||||||||||
2.2 | Elect Director David Crawfordas as a Director of BHP Billiton Ltd. and BHP Billiton Plc. | Management | For | For | ||||||||||||
2.3 | Elect Director Gail de Planqueas as a Director of BHP Billiton Ltd. and BHP Billiton Plc. | Management | For | For | ||||||||||||
2.4 | Elect Director Marius Kloppersas as a Director of BHP Billiton Ltd. and BHP Billiton Plc. | Management | For | For | ||||||||||||
2.5 | Elect Director Don Argusas as a Director of BHP Billiton Ltd. and BHP Billiton Plc. | Management | For | For | ||||||||||||
2.6 | Elect Director Wayne Murdyas as a Director of BHP Billiton Ltd. and BHP Billiton Plc. | Management | For | For | ||||||||||||
3 | Approve KPMG Audit Plc as Auditors of BHP Billiton Plc | Management | For | For | ||||||||||||
4 | Approve renewal of general authority to issue of up to 555.97 million shares in BHP Billiton Plc in connection with its employee share and incentive schemes | Management | For | For | ||||||||||||
5 | Renew the disapplication of preemption rights in BHP Billiton Plc | Management | For | For | ||||||||||||
6 | Authorize repurchase of up to 223.11 million shares in BHP Billiton Plc | Management | For | For | ||||||||||||
7.1 | Approve cancellation of shares in BHP Billiton Plc held by BHP Ltd on April 30, 2010 | Management | For | For | ||||||||||||
7.2 | Approve cancellation of shares in BHP Billiton Plc held by BHP Ltd on June 17, 2010 | Management | For | For | ||||||||||||
7.3 | Approve cancellation of shares in BHP Billiton Plc held by BHP Ltd on September 15, 2010 | Management | For | For | ||||||||||||
7.4 | Approve cancellation of shares in BHP Billiton Plc held by BHP Ltd on November 11, 2010 | Management | For | For | ||||||||||||
8 | Approve remuneration report for the fiscal year ended June 30, 2009 | Management | For | For | ||||||||||||
9 | Approve grant of approximately 55,932 deferred shares, 223,739 options, and 424,612 performance shares to Marius Kloppers, CEO, pursuant to the group incentive scheme and the long term incentive plan | Management | For | For | ||||||||||||
084670108 | 01/20/10 | Berkshire Hathaway, Inc. *BRK.A* | 140 | |||||||||||||
1 | Approve stock split | Management | For | For | ||||||||||||
2 | Approve split of Class B stock without splitting Class A stock | Management | For | For | ||||||||||||
3 | Adjust par value of common stock | Management | For | For | ||||||||||||
4 | Increase authorized common stock | Management | For | For | ||||||||||||
5 | Remove requirement of issuing physical stock certificates for Class B stock upon conversion of Class A stock | Management | For | For | ||||||||||||
060505104 | 02/23/10 | Bank of America Corp. *BAC* | 720,700 | |||||||||||||
1 | Increase authorized common stock | Management | For | For | ||||||||||||
2 | Adjourn Meeting | Management | For | For | ||||||||||||
037833100 | 02/25/10 | Apple, Inc. *AAPL* | 67,780 | |||||||||||||
1.1 | Elect Director William V. Campbell | Management | For | For | ||||||||||||
1.2 | Elect Director Millard S. Drexler | Management | For | For | ||||||||||||
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For | ||||||||||||
1.4 | Elect Director Steven P. Jobs | Management | For | For | ||||||||||||
1.5 | Elect Director Andrea Jung | Management | For | For | ||||||||||||
1.6 | Elect Director Arthur D. Levinson | Management | For | For | ||||||||||||
1.7 | Elect Director Jerome B. York | Management | For | For | ||||||||||||
2 | Amend omnibus stock plan | Management | For | For | ||||||||||||
3 | Amend non-employee director omnibus stock plan | Management | For | For | ||||||||||||
4 | Advisory vote to ratify named Executive Officers' compensation | Management | For | For | ||||||||||||
5 | Ratify Auditors | Management | For | For | ||||||||||||
6 | Prepare sustainability report | Shareholder | Against | Against | ||||||||||||
7 | Establish other Board Committee | Shareholder | Against | Against | ||||||||||||
747525103 | 03/02/10 | Qualcomm Incorporated *QCOM* | 176,000 | |||||||||||||
1.1 | Elect Director Barbara T. Alexander | Management | For | For | ||||||||||||
1.2 | Elect Director Stephen M. Bennett | Management | For | For | ||||||||||||
1.3 | Elect Director Donald G. Cruickshank | Management | For | For | ||||||||||||
1.4 | Elect Director Raymond V. Dittamore | Management | For | For | ||||||||||||
1.5 | Elect Director Thomas W. Horton | Management | For | For | ||||||||||||
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For | ||||||||||||
1.7 | Elect Director Paul E. Jacobs | Management | For | For | ||||||||||||
1.8 | Elect Director Robert E. Kahn | Management | For | For | ||||||||||||
1.9 | Elect Director Sherry Lansing | Management | For | For | ||||||||||||
1.10 | Elect Director Duane A. Nelles | Management | For | For | ||||||||||||
1.11 | Elect Director Brent Scowcroft | Management | For | For | ||||||||||||
1.12 | Elect Director Marc I. Stern | Management | For | For | ||||||||||||
2 | Amend omnibus stock plan | Management | For | For | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
292505104 | 04/21/10 | Encana Corp. *ECA* | 185,900 | |||||||||||||
1.1 | Elect Director Peter Dea | Management | For | For | ||||||||||||
1.2 | Elect Director Randall Eresman | Management | For | For | ||||||||||||
1.3 | Elect Director Claire Farley | Management | For | For | ||||||||||||
1.4 | Elect Director Fred Fowler | Management | For | For | ||||||||||||
1.5 | Elect Director Barry Harrison | Management | For | For | ||||||||||||
1.6 | Elect Director Suzanne Nimocks | Management | For | For | ||||||||||||
1.7 | Elect Director David O'Brien | Management | For | For | ||||||||||||
1.8 | Elect Director Jane Peverett | Management | For | For | ||||||||||||
1.9 | Elect Director Allan Sawin | Management | For | For | ||||||||||||
1.10 | Elect Director Bruce Waterman | Management | For | For | ||||||||||||
1.11 | Elect Director Clayton Woitas | Management | For | For | ||||||||||||
2 | Appointment of Auditor and authority to set fees | Management | For | For | ||||||||||||
3 | Amendment to shareholder rights' plan | Management | For | For | ||||||||||||
4 | Amendments to By-Laws | Management | For | For | ||||||||||||
717081103 | 04/22/10 | Pfizer, Inc. *PFE* | 826,300 | |||||||||||||
1.1 | Elect Denis Ausiello | Management | For | For | ||||||||||||
1.2 | Elect Michael Brown | Management | For | For | ||||||||||||
1.3 | Elect M. Anthony Burns | Management | For | For | ||||||||||||
1.4 | Elect Robert Burt | Management | For | For | ||||||||||||
1.5 | Elect W. Don Cornwell | Management | For | For | ||||||||||||
1.6 | Elect Frances Fergusson | Management | For | For | ||||||||||||
1.7 | Elect William Gray, III | Management | For | For | ||||||||||||
1.8 | Elect Constance Horner | Management | For | For | ||||||||||||
1.9 | Elect James Kilts | Management | For | For | ||||||||||||
1.10 | Elect Jeffrey Kindler | Management | For | For | ||||||||||||
1.11 | Elect George Lorch | Management | For | For | ||||||||||||
1.12 | Elect John Mascotte | Management | For | For | ||||||||||||
1.13 | Elect Suzanne Nora Johnson | Management | For | For | ||||||||||||
1.14 | Elect Stephen Sanger | Management | For | For | ||||||||||||
1.15 | Elect William Steere, Jr. | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | Advisory vote on Executive compensation | Management | For | For | ||||||||||||
4 | Amendment to Bylaws regarding the right to call a Special Meeting | Management | For | For | ||||||||||||
5 | Shareholder proposal regarding stock option policy | Shareholder | Against | Against | ||||||||||||
651639106 | 04/23/10 | Newmont Mining Corp. *NEM* | 187,398 | |||||||||||||
1.1 | Elect Director Glen Barton | Management | For | For | ||||||||||||
1.2 | Elect Director Vincent Calarco | Management | For | For | ||||||||||||
1.3 | Elect Director Joseph Carrabba | Management | For | For | ||||||||||||
1.4 | Elect Director Noreen Doyle | Management | For | For | ||||||||||||
1.5 | Elect Director Veronica Hagen | Management | For | For | ||||||||||||
1.6 | Elect Director Michael Hamson | Management | For | For | ||||||||||||
1.7 | Elect Director Richard O'Brien | Management | For | For | ||||||||||||
1.8 | Elect Director John Prescott | Management | For | For | ||||||||||||
1.9 | Elect Director Donald Roth | Management | For | For | ||||||||||||
1.10 | Elect Director James Taranik | Management | For | For | ||||||||||||
1.11 | Elect Director Simon Thompson | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | Shareholder proposal regarding right to call a Special Meeting | Shareholder | Against | For | ||||||||||||
4 | Shareholder proposal regarding majority vote for election of Directors | Shareholder | Against | For | ||||||||||||
H0010V101 | 04/26/10 | ABB, Ltd. *ABB* | 282,600 | |||||||||||||
1 | Accounts and reports | Management | For | For | ||||||||||||
2 | Remuneration report | Management | For | For | ||||||||||||
3 | Ratification of Board and Management acts | Management | For | For | ||||||||||||
4 | Allocation of profits/dividends; transfer of reserves | Management | For | For | ||||||||||||
5 | Reduction of share capital | Management | For | For | ||||||||||||
6 | Amendment to par value; capital distribution | Management | For | For | ||||||||||||
7 | Amendments to Articles | Management | For | For | ||||||||||||
8 | Amend Article 6 | Management | For | For | ||||||||||||
9 | Amend Articles 32 and 33 | Management | For | For | ||||||||||||
10.1 | Elect Roger Agnelli | Management | For | For | ||||||||||||
10.2 | Elect Louis Hughes | Management | For | Against | ||||||||||||
10.3 | Elect Hans Marki | Management | For | For | ||||||||||||
10.4 | Elect Michael de Rosen | Management | For | For | ||||||||||||
10.5 | Elect Michael Treschow | Management | For | Against | ||||||||||||
10.6 | Elect Bernd Voss | Management | For | Against | ||||||||||||
10.7 | Elect Jacob Wallenberg | Management | For | Against | ||||||||||||
10.8 | Elect Hubertus von Grunberg | Management | For | For | ||||||||||||
11 | Appointment of Auditor | Management | For | Against | ||||||||||||
03524A108 | 04/27/10 | Anheuser-Busch Inbev SA, Bruxelles *BUD* | 150,328 | |||||||||||||
1 | Amendment regarding Director term lengths | Management | For | Against | ||||||||||||
2 | Amendment regarding implementation of EU directive | Management | For | For | ||||||||||||
3 | Authority to exclude preference right of existing shareholders | Management | For | For | ||||||||||||
4 | Authority to issue subscription rights | Management | For | For | ||||||||||||
5 | Authority to increase capital with regards to issuance | Management | For | For | ||||||||||||
6 | Authority to exercise power | Management | For | For | ||||||||||||
7 | Accounts and reports; allocation of profits and dividends | Management | For | For | ||||||||||||
8 | Ratification of Board acts | Management | For | For | ||||||||||||
9 | Ratification of Auditor's acts | Management | For | For | ||||||||||||
10.1 | Elect Alexandre Van Damme | Management | For | For | ||||||||||||
10.2 | Elect Gregoire de Speolberch | Management | For | For | ||||||||||||
10.3 | Elect Carlos de Sicupira | Management | For | For | ||||||||||||
10.4 | Elect Jorge Paulo Lemann | Management | For | For | ||||||||||||
10.5 | Elect Roberto Moses Thompson Motta | Management | For | For | ||||||||||||
10.6 | Elect Marcel Telles | Management | For | Against | ||||||||||||
10.7 | Elect Jean-Luc Dehaene | Management | For | For | ||||||||||||
10.8 | Elect Mark Winkelman | Management | For | For | ||||||||||||
11 | Replacement of Auditor | Management | For | For | ||||||||||||
12 | Remuneration report | Management | For | For | ||||||||||||
13 | Approval of equity grants | Management | For | For | ||||||||||||
14 | Approval of change in control provision relating to EMTN program | Management | For | Against | ||||||||||||
15 | Change of control provision relating to the U.S. dollar notes | Management | For | Against | ||||||||||||
16 | Change of control provision relating to senior facilities agreement | Management | For | Against | ||||||||||||
17 | Change of control provision relating to term facilities agreement | Management | For | Against | ||||||||||||
18 | Authority to carry out formalities | Management | For | For | ||||||||||||
459200101 | 04/27/10 | International Business Machine Corp. *IBM* | 59,160 | |||||||||||||
1.1 | Elect Alain Belda | Management | For | Against | ||||||||||||
1.2 | Elect Cathleen Black | Management | For | Against | ||||||||||||
1.3 | Elect William Brody | Management | For | For | ||||||||||||
1.4 | Elect Kenneth Chenault | Management | For | For | ||||||||||||
1.5 | Elect Michael Eskew | Management | For | Against | ||||||||||||
1.6 | Elect Shirley Jackson | Management | For | For | ||||||||||||
1.7 | Elect Andrew Liveris | Management | For | Against | ||||||||||||
1.8 | Elect W. James McNerney, Jr. | Management | For | For | ||||||||||||
1.9 | Elect Taizo Nishimuro | Management | For | For | ||||||||||||
1.10 | Elect James Owens | Management | For | For | ||||||||||||
1.11 | Elect Samuel Palmisano | Management | For | For | ||||||||||||
1.12 | Elect Joan Spero | Management | For | For | ||||||||||||
1.13 | Elect Sidney Taurel | Management | For | For | ||||||||||||
1.14 | Elect Lorenzo Zambrano | Management | For | Against | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | Shareholder proposal regarding restricting Executive compensation | Shareholder | Against | Against | ||||||||||||
4 | Shareholder proposal regarding cumulative voting | Shareholder | Against | Against | ||||||||||||
5 | Shareholder proposal regarding right to call a Special Meeting | Shareholder | Against | For | ||||||||||||
6 | Shareholder proposal regarding advisory vote on compensation (Say on Pay) | Shareholder | Against | For | ||||||||||||
655044105 | 04/27/10 | Noble Energy, Inc. *NBL* | 776 | |||||||||||||
1.1 | Elect Jeffrey Berenson | Management | For | For | ||||||||||||
1.2 | Elect Michael Cawley | Management | For | For | ||||||||||||
1.3 | Elect Edward Cox | Management | For | For | ||||||||||||
1.4 | Elect Charles Davidson | Management | For | For | ||||||||||||
1.5 | Elect Thomas Edelman | Management | For | Against | ||||||||||||
1.6 | Elect Eric Grubman | Management | For | For | ||||||||||||
1.7 | Elect Kirby Hedrick | Management | For | For | ||||||||||||
1.8 | Elect Scott Urban | Management | For | For | ||||||||||||
1.9 | Elect William Van Kleef | Management | For | For | ||||||||||||
1.10 | Ratification of Auditor | Management | For | For | ||||||||||||
867914103 | 04/27/10 | Suntrust Banks, Inc. *STI* | 56,405 | |||||||||||||
1.1 | Elect Robert Beall, II | Management | For | For | ||||||||||||
1.2 | Elect Alston Correll | Management | For | For | ||||||||||||
1.3 | Elect Jeffrey Crowe | Management | For | For | ||||||||||||
1.4 | Elect Patricia Frist | Management | For | For | ||||||||||||
1.5 | Elect Blake Garrett | Management | For | For | ||||||||||||
1.6 | Elect David Hughes | Management | For | For | ||||||||||||
1.7 | Elect M. Douglas Ivester | Management | For | For | ||||||||||||
1.8 | Elect J. Hicks Lanier | Management | For | For | ||||||||||||
1.9 | Elect William Linnenbringer | Management | For | For | ||||||||||||
1.10 | Elect G. Gilmer Minor, III | Management | For | For | ||||||||||||
1.11 | Elect Larry Prince | Management | For | For | ||||||||||||
1.12 | Elect Frank Royal | Management | For | For | ||||||||||||
1.13 | Elect Thomas Watjen | Management | For | For | ||||||||||||
1.14 | Elect James Wells, III | Management | For | For | ||||||||||||
1.15 | Elect Karen Williams | Management | For | Against | ||||||||||||
1.16 | Elect Phail Wynn, Jr. | Management | For | For | ||||||||||||
2 | Amendment to the Management incentive plan | Management | For | For | ||||||||||||
3 | Ratification of Auditor | Management | For | For | ||||||||||||
4 | Advisory vote on Executive compensation | Management | For | For | ||||||||||||
5 | Shareholder proposal regarding sustainability report | Shareholder | Against | Against | ||||||||||||
949746101 | 04/27/10 | Wells Fargo & Co. *WFC* | 365,300 | |||||||||||||
1.1 | Elect John Baker, II | Management | For | Against | ||||||||||||
1.2 | Elect John Chen | Management | For | For | ||||||||||||
1.3 | Elect Lloyd Dean | Management | For | For | ||||||||||||
1.4 | Elect Susan Engel | Management | For | For | ||||||||||||
1.5 | Elect Enrique Hernandez, Jr. | Management | For | For | ||||||||||||
1.6 | Elect Donald James | Management | For | Against | ||||||||||||
1.7 | Elect Richard McCormick | Management | For | For | ||||||||||||
1.8 | Elect Mackey McDonald | Management | For | Against | ||||||||||||
1.9 | Elect Cynthia Milligan | Management | For | Against | ||||||||||||
1.10 | Elect Nicholas Moore | Management | For | For | ||||||||||||
1.11 | Elect Philip Quigley | Management | For | Against | ||||||||||||
1.12 | Elect Judith Runstad | Management | For | For | ||||||||||||
1.13 | Elect Stephen Sanger | Management | For | For | ||||||||||||
1.14 | Elect Robert Steel | Management | For | For | ||||||||||||
1.15 | Elect John Stumpf | Management | For | For | ||||||||||||
1.16 | Elect Susan Swenson | Management | For | For | ||||||||||||
2 | Advisory vote on Executive compensation | Management | For | Against | ||||||||||||
3 | Increase of authorized common stock | Management | For | For | ||||||||||||
4 | Ratification of Auditor | Management | For | For | ||||||||||||
5 | Shareholder proposal regarding advisory vote on compensation (Say on Pay) | Shareholder | Against | Against | ||||||||||||
6 | Shareholder proposal regarding Independent Board Chairman | Shareholder | Against | Against | ||||||||||||
7 | Shareholder proposal regarding reviewing charitable spending | Shareholder | Against | Against | ||||||||||||
8 | Shareholder proposal regarding political contributions and expenditure report | Shareholder | Against | For | ||||||||||||
060505559 | 04/28/10 | Bank of America Corp. *BAC* | 782,900 | |||||||||||||
1.1 | Elect Susan Bies | Management | For | For | ||||||||||||
1.2 | Elect William Boardman | Management | For | For | ||||||||||||
1.3 | Elect Frank Bramble, Sr. | Management | For | For | ||||||||||||
1.4 | Elect Virgis Colbert | Management | For | Against | ||||||||||||
1.5 | Elect Charles Gifford | Management | For | For | ||||||||||||
1.6 | Elect Charles Holliday, Jr. | Management | For | For | ||||||||||||
1.7 | Elect D. Paul Jones, Jr. | Management | For | For | ||||||||||||
1.8 | Elect Monica Lozano | Management | For | For | ||||||||||||
1.9 | Elect Thomas May | Management | For | For | ||||||||||||
1.10 | Elect Brian Moynihan | Management | For | For | ||||||||||||
1.11 | Elect Donald Powell | Management | For | For | ||||||||||||
1.12 | Elect Charles Rossotti | Management | For | Against | ||||||||||||
1.13 | Elect Robert Scully | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | Increase of authorized common stock | Management | For | For | ||||||||||||
4 | Advisory vote on Executive compensation | Management | For | For | ||||||||||||
5 | Amendment to the 2003 key associate stock plan | Management | For | For | ||||||||||||
6 | Shareholder proposal regarding disclosure of prior government service | Shareholder | Against | Against | ||||||||||||
7 | Shareholder proposal regarding non-deductible compensation | Shareholder | Against | Against | ||||||||||||
8 | Shareholder proposal regarding right to call a Special Meeting | Shareholder | Against | For | ||||||||||||
9 | Shareholder proposal regarding advisory vote on compensation (Say on Pay) | Shareholder | Against | Against | ||||||||||||
10 | Shareholder proposal regarding CEO succession planning | Shareholder | Against | Against | ||||||||||||
11 | Shareholder proposal regarding report OTC derivative trading | Shareholder | Against | Against | ||||||||||||
12 | Shareholder proposal regarding recoupment of unearned bonuses (Clawback) | Shareholder | Against | Against | ||||||||||||
067901108 | 04/28/10 | Barrick Gold Corp. *ABX* | 170,400 | |||||||||||||
1.1 | Elect Director Howard Beck | Management | For | For | ||||||||||||
1.2 | Elect Director Charles Birchall | Management | For | For | ||||||||||||
1.3 | Elect Director Donald Carty | Management | For | For | ||||||||||||
1.4 | Elect Director Gustavo Cisneros | Management | For | For | ||||||||||||
1.5 | Elect Director Marshall Cohen | Management | For | For | ||||||||||||
1.6 | Elect Director Peter Crossgrove | Management | For | Withhold | ||||||||||||
1.7 | Elect Director Robert Franklin | Management | For | Withhold | ||||||||||||
1.8 | Elect Director J. Brett Harvey | Management | For | Withhold | ||||||||||||
1.9 | Elect Director Brian Mulroney | Management | For | Withhold | ||||||||||||
1.10 | Elect Director Anthony Munk | Management | For | For | ||||||||||||
1.11 | Elect Director Peter Munk | Management | For | For | ||||||||||||
1.12 | Elect Director Aaron Regent | Management | For | For | ||||||||||||
1.13 | Elect Director Nathaniel Rothschild | Management | For | For | ||||||||||||
1.14 | Elect Director Steven Shapiro | Management | For | For | ||||||||||||
2 | Appointment of Auditor and authority to set fees | Management | For | For | ||||||||||||
3 | Advisory vote on Executive compensation | Management | For | Against | ||||||||||||
369604103 | 04/28/10 | General Electric Company *GE* | 772,600 | |||||||||||||
1.1 | Elect W. Geoffrey Beattie | Management | For | For | ||||||||||||
1.2 | Elect James Cash, Jr. | Management | For | For | ||||||||||||
1.3 | Elect Sir William Castell | Management | For | For | ||||||||||||
1.4 | Elect Ann Fudge | Management | For | For | ||||||||||||
1.5 | Elect Susan Hockfield | Management | For | For | ||||||||||||
1.6 | Elect Jeffrey Immelt | Management | For | For | ||||||||||||
1.7 | Elect Andrea Jung | Management | For | For | ||||||||||||
1.8 | Elect Alan Lafley | Management | For | For | ||||||||||||
1.9 | Elect Robert Lane | Management | For | For | ||||||||||||
1.10 | Elect Ralph Larsen | Management | For | For | ||||||||||||
1.11 | Elect Rochelle Lazarus | Management | For | For | ||||||||||||
1.12 | Elect James Mulva | Management | For | For | ||||||||||||
1.13 | Elect Sam Nunn | Management | For | For | ||||||||||||
1.14 | Elect Roger Penske | Management | For | Against | ||||||||||||
1.15 | Elect Robert Swieringa | Management | For | For | ||||||||||||
1.16 | Elect Douglas Warner, III | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | Shareholder proposal regarding cumulative voting | Shareholder | Against | Against | ||||||||||||
4 | Shareholder proposal regarding the right to call a Special Meeting | Shareholder | Against | For | ||||||||||||
5 | Shareholder proposal regarding Independent Board Chairman | Shareholder | Against | For | ||||||||||||
6 | Shareholder proposal regarding report on ratio between Executive and employee pay | Shareholder | Against | Against | ||||||||||||
7 | Shareholder proposal regarding requiring key Committee Directors to receive less than 20% | Shareholder | Against | Against | ||||||||||||
8 | Shareholder proposal regarding advisory vote on compensation (Say on Pay) | Shareholder | Against | For | ||||||||||||
084670702 | 05/01/10 | Berkshire Hathaway, Inc. *BRK-A* | 21,110 | |||||||||||||
1.1 | Elect Director Warren Buffett | Management | For | For | ||||||||||||
1.2 | Elect Director Charles Munger | Management | For | For | ||||||||||||
1.3 | Elect Director Howard Buffett | Management | For | For | ||||||||||||
1.4 | Elect Director Stephen Burke | Management | For | For | ||||||||||||
1.5 | Elect Director Susan Decker | Management | For | For | ||||||||||||
1.6 | Elect Director William Gates, III | Management | For | For | ||||||||||||
1.7 | Elect Director David Gottesman | Management | For | For | ||||||||||||
1.8 | Elect Director Charlotte Guyman | Management | For | For | ||||||||||||
1.9 | Elect Director Donald Keough | Management | For | For | ||||||||||||
1.10 | Elect Director Thomas Murphy | Management | For | Withhold | ||||||||||||
1.11 | Elect Director Ronald Olson | Management | For | For | ||||||||||||
1.12 | Elect Director Walter Scott, Jr. | Management | For | For | ||||||||||||
867224107 | 05/04/10 | Suncor Energy *SU* | 454 | |||||||||||||
1.1 | Elect Director Mel Benson | Management | For | Withhold | ||||||||||||
1.2 | Elect Director Brian Canfield | Management | For | For | ||||||||||||
1.3 | Elect Director Dominic D'Alessandro | Management | For | For | ||||||||||||
1.4 | Elect Director John Ferguson | Management | For | For | ||||||||||||
1.5 | Elect Director W. Douglas Ford | Management | For | For | ||||||||||||
1.6 | Elect Director Richard George | Management | For | For | ||||||||||||
1.7 | Elect Director Paul Haseldonckx | Management | For | For | ||||||||||||
1.8 | Elect Director John Huff | Management | For | For | ||||||||||||
1.9 | Elect Director Jacques Lamarre | Management | For | For | ||||||||||||
1.10 | Elect Director Brian MacNeill | Management | For | For | ||||||||||||
1.11 | Elect Director Maureen McCaw | Management | For | For | ||||||||||||
1.12 | Elect Director Michael O'Brien | Management | For | For | ||||||||||||
1.13 | Elect Director James Simpson | Management | For | For | ||||||||||||
1.14 | Elect Director Eira Thomas | Management | For | Withhold | ||||||||||||
2 | Appointment of Auditor and authority to set fees | Management | For | For | ||||||||||||
71343P200 | 05/05/10 | Pepsico, Inc. *PEP* | 117,711 | |||||||||||||
1.1 | Elect Shona Brown | Management | For | For | ||||||||||||
1.2 | Elect Ian Cook | Management | For | For | ||||||||||||
1.3 | Elect Dina Dublon | Management | For | For | ||||||||||||
1.4 | Elect Victor Dzau | Management | For | For | ||||||||||||
1.5 | Elect Ray Hunt | Management | For | For | ||||||||||||
1.6 | Elect Alberto Ibarguen | Management | For | For | ||||||||||||
1.7 | Elect Arthur Martinez | Management | For | For | ||||||||||||
1.8 | Elect Indra Nooyi | Management | For | For | ||||||||||||
1.9 | Elect Sharon Rockerfeller | Management | For | For | ||||||||||||
1.10 | Elect James Schiro | Management | For | For | ||||||||||||
1.11 | Elect Lloyd Trotter | Management | For | For | ||||||||||||
1.12 | Elect Daniel Vasella | Management | For | Against | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | Amendment to the 2007 long-term incentive plan | Management | For | For | ||||||||||||
4 | Shareholder proposal regarding reviewing charitable spending | Shareholder | Against | Against | ||||||||||||
5 | Shareholder proposal regarding right to call a Special Meeting | Shareholder | Against | For | ||||||||||||
6 | Shareholder proposal regarding report on public policy issues | Shareholder | Against | Against | ||||||||||||
73755L107 | 05/06/10 | Potash Sask, Inc. *POC.F* | 7,512 | |||||||||||||
1.1 | Elect Director Christopher Burley | Management | For | For | ||||||||||||
1.2 | Elect Director William Doyle | Management | For | For | ||||||||||||
1.3 | Elect Director John Estey | Management | For | For | ||||||||||||
1.4 | Elect Director Charles Hoffman | Management | For | For | ||||||||||||
1.5 | Elect Director Dallas Howe | Management | For | For | ||||||||||||
1.6 | Elect Director Alice Laberge | Management | For | For | ||||||||||||
1.7 | Elect Director Keith Martell | Management | For | For | ||||||||||||
1.8 | Elect Director Jeffrey McCaig | Management | For | For | ||||||||||||
1.9 | Elect Director Mary Mogford | Management | For | For | ||||||||||||
1.10 | Elect Director Paul Schoenhals | Management | For | For | ||||||||||||
1.11 | Elect Director E. Robert Stromberg | Management | For | Withhold | ||||||||||||
1.12 | Elect Director Elena Viyella de Paliza | Management | For | Withhold | ||||||||||||
2 | Appointment of Auditor | Management | For | For | ||||||||||||
3 | 2010 performance option plan | Management | For | For | ||||||||||||
4 | Advisory vote on Executive compensation | Management | For | For | ||||||||||||
674599105 | 05/07/10 | Occidental Petroleum Corp. *OXY* | 125,550 | |||||||||||||
1.1 | Elect Spencer Abraham | Management | For | For | ||||||||||||
1.2 | Elect John Chalsty | Management | For | For | ||||||||||||
1.3 | Elect Stephen Chazen | Management | For | Against | ||||||||||||
1.4 | Elect Edward Djerejian | Management | For | For | ||||||||||||
1.5 | Elect John Feick | Management | For | For | ||||||||||||
1.6 | Elect Carlos Gutierrez | Management | For | For | ||||||||||||
1.7 | Elect Ray Irani | Management | For | For | ||||||||||||
1.8 | Elect Irvin Maloney | Management | For | For | ||||||||||||
1.9 | Elect Avedick Poladian | Management | For | For | ||||||||||||
1.10 | Elect Rodolfo Segovia | Management | For | For | ||||||||||||
1.11 | Elect Aziz Syriani | Management | For | For | ||||||||||||
1.12 | Elect Rosemary Tomich | Management | For | For | ||||||||||||
1.13 | Elect Walter Weisman | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | Re-approval of performance goals under the 2005 long-term incentive plan | Management | For | For | ||||||||||||
4 | Advisory vote on Executive compensation | Management | For | Against | ||||||||||||
5 | Shareholder proposal regarding restricting Executive compensation | Shareholder | Against | Against | ||||||||||||
6 | Shareholder proposal regarding Independent Board Chairman | Shareholder | Against | For | ||||||||||||
7 | Shareholder proposal regarding right to call a Special Meeting | Shareholder | Against | For | ||||||||||||
8 | Shareholder proposal regarding report on host country regulations | Shareholder | Against | Against | ||||||||||||
9 | Shareholder proposal regarding majority vote for election of Directors | Shareholder | Against | For | ||||||||||||
10 | Shareholder proposal regarding security of chemical facilities | Shareholder | Against | Against | ||||||||||||
11 | Shareholder proposal regarding compensation in the event of a change of control | Shareholder | Against | For | ||||||||||||
580037109 | 05/07/10 | McDermott International *MDR* | 215,000 | |||||||||||||
1.1 | Elect Director John F. Bookout, III | Management | For | For | ||||||||||||
1.2 | Elect Director Roger A. Brown | Management | For | For | ||||||||||||
1.3 | Elect Director Ronald C. Cambre | Management | For | For | ||||||||||||
1.4 | Elect Director John A. Fees | Management | For | For | ||||||||||||
1.5 | Elect Director Robert G. Goldman | Management | For | For | ||||||||||||
1.6 | Elect Director Stephen G. Hanks | Management | For | For | ||||||||||||
1.7 | Elect Director Oliver D. Kingsley, Jr. | Management | For | For | ||||||||||||
1.8 | Elect Director D. Bradley McWilliams | Management | For | For | ||||||||||||
1.9 | Elect Director Richard W. Mies | Management | For | For | ||||||||||||
1.10 | Elect Director Thomas C. Schievelbein | Management | For | For | ||||||||||||
1.11 | Elect Director David A. Trice | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
18683K101 | 05/11/10 | Cliffs Natural Resources, Inc. *CLF* | 174,000 | |||||||||||||
1.1 | Elect Director Ronald Cambre | Management | For | For | ||||||||||||
1.2 | Elect Director Joseph Carrabba | Management | For | For | ||||||||||||
1.3 | Elect Director Susan Cunningham | Management | For | For | ||||||||||||
1.4 | Elect Director Barry Eldridge | Management | For | For | ||||||||||||
1.5 | Elect Director Susan Green | Management | For | For | ||||||||||||
1.6 | Elect Director Janice Henry | Management | For | For | ||||||||||||
1.7 | Elect Director James Kirsch | Management | For | For | ||||||||||||
1.8 | Elect Director Francis McAllister | Management | For | For | ||||||||||||
1.9 | Elect Director Roger Phillips | Management | For | For | ||||||||||||
1.10 | Elect Director Richard Riederer | Management | For | For | ||||||||||||
1.11 | Elect Director Alan Schwartz | Management | For | For | ||||||||||||
2 | Elimination of supermajority requirement | Management | For | For | ||||||||||||
3 | Amendment to the 2007 incentive equity plan | Management | For | For | ||||||||||||
4 | Ratification of Auditor | Management | For | For | ||||||||||||
231021106 | 05/11/10 | Cummins, Inc. *CMI* | 573 | |||||||||||||
1.1 | Elect Director Robert Bernhard | Management | For | For | ||||||||||||
1.2 | Elect Director Franklin Chang-Diaz | Management | For | For | ||||||||||||
1.3 | Elect Director Robert Herdman | Management | For | For | ||||||||||||
1.4 | Elect Director Alexis Herman | Management | For | For | ||||||||||||
1.5 | Elect Director N. Thomas Linebarger | Management | For | For | ||||||||||||
1.6 | Elect Director William Miller | Management | For | For | ||||||||||||
1.7 | Elect Director Georgia Nelson | Management | For | For | ||||||||||||
1.8 | Elect Director Theodore Solso | Management | For | For | ||||||||||||
1.9 | Elect Director Carl Ware | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
375558103 | 05/11/10 | Gilead Sciences, Inc. *GILD* | 160,200 | |||||||||||||
1.1 | Elect Director Paul Berg | Management | For | For | ||||||||||||
1.2 | Elect Director John Cogan | Management | For | For | ||||||||||||
1.3 | Elect Director Etienne Davignon | Management | For | For | ||||||||||||
1.4 | Elect Director James Denny | Management | For | For | ||||||||||||
1.5 | Elect Director Carla Hills | Management | For | For | ||||||||||||
1.6 | Elect Director Kevin Lofton | Management | For | For | ||||||||||||
1.7 | Elect Director John Madigan | Management | For | For | ||||||||||||
1.8 | Elect Director John Martin | Management | For | For | ||||||||||||
1.9 | Elect Director Gordon Moore | Management | For | For | ||||||||||||
1.10 | Elect Director Nicholas Moore | Management | For | For | ||||||||||||
1.11 | Elect Director Richard Whitley | Management | For | For | ||||||||||||
1.12 | Elect Director Gayle Wilson | Management | For | For | ||||||||||||
1.13 | Elect Director Per Wold-Olsen | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | Shareholder proposal regarding simple majority vote | Shareholder | Against | For | ||||||||||||
450911102 | 05/11/10 | ITT Industries, Inc. *ITT* | 101,400 | |||||||||||||
1.1 | Elect Director Steven Loranger | Management | For | For | ||||||||||||
1.2 | Elect Director Curtis Crawford | Management | For | For | ||||||||||||
1.3 | Elect Director Christina Gold | Management | For | Withhold | ||||||||||||
1.4 | Elect Director Ralph Hake | Management | For | Withhold | ||||||||||||
1.5 | Elect Director John Hamre | Management | For | For | ||||||||||||
1.6 | Elect Director Paul Kern | Management | For | For | ||||||||||||
1.7 | Elect Director Frank MacInnis | Management | For | Withhold | ||||||||||||
1.9 | Elect Director Surya Mohapatra | Management | For | Withhold | ||||||||||||
1.10 | Elect Director Linda Sanford | Management | For | Withhold | ||||||||||||
1.11 | Elect Director Markos Tambakeras | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | Against | ||||||||||||
3 | Shareholder proposal regarding report on military sales to foreign governments | Shareholder | Against | Against | ||||||||||||
4 | Shareholder proposal regarding right to call a Special Meeting | Shareholder | Against | For | ||||||||||||
582839106 | 05/11/10 | Mead Johnson Nutrition Company *MIG* | 213,400 | |||||||||||||
1.1 | Elect Director Stephen Golsby | Management | For | For | ||||||||||||
1.2 | Elect Director Steven Altschuler | Management | For | For | ||||||||||||
1.3 | Elect Director Howard Bernick | Management | For | For | ||||||||||||
1.4 | Elect Director James Cornelius | Management | For | For | ||||||||||||
1.5 | Elect Director Peter Ratcliffe | Management | For | For | ||||||||||||
1.6 | Elect Director Elliott Sigal | Management | For | For | ||||||||||||
1.7 | Elect Director Robert Singer | Management | For | For | ||||||||||||
1.8 | Elect Director Kimberly Casiano | Management | For | For | ||||||||||||
1.9 | Elect Director Anna Catalano | Management | For | For | ||||||||||||
2 | Amendment to the 2009 stock award and incentive plan | Management | For | For | ||||||||||||
3 | Ratification of Auditor | Management | For | For | ||||||||||||
031162100 | 05/12/10 | Amgen, Inc. *AMGN* | 179,600 | |||||||||||||
1.1 | Elect David Baltimore | Management | For | For | ||||||||||||
1.2 | Elect Frank Biondi, Jr. | Management | For | For | ||||||||||||
1.3 | Elect Francois de Carbonnel | Management | For | For | ||||||||||||
1.4 | Elect Jerry Choate | Management | For | For | ||||||||||||
1.5 | Elect Vance Coffman | Management | For | For | ||||||||||||
1.6 | Elect Frederick Gluck | Management | For | For | ||||||||||||
1.7 | Elect Rebecca Henderson | Management | For | For | ||||||||||||
1.8 | Elect Frank Herringer | Management | For | For | ||||||||||||
1.9 | Elect Gilbert Omenn | Management | For | For | ||||||||||||
1.10 | Elect Judith Pelham | Management | For | For | ||||||||||||
1.11 | Elect J. Paul Reason | Management | For | For | ||||||||||||
1.12 | Elect Leonard Schaeffer | Management | For | For | ||||||||||||
1.13 | Elect Kevin Sharer | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | Shareholder proposal regarding right to act by written consent | Shareholder | Against | For | ||||||||||||
4 | Shareholder proposal regarding retention of shares after retirement | Shareholder | Against | Against | ||||||||||||
345370860 | 05/13/10 | Ford Motor Company *F* | 75,527 | |||||||||||||
1.1 | Elect Director Stephen Butler | Management | For | For | ||||||||||||
1.2 | Elect Director Kimberly Casiano | Management | For | For | ||||||||||||
1.3 | Elect Director Anthony Earley, Jr. | Management | For | Withhold | ||||||||||||
1.4 | Elect Director Edsel Ford, II | Management | For | Withhold | ||||||||||||
1.5 | Elect Director William Ford, Jr. | Management | For | For | ||||||||||||
1.6 | Elect Director Richard Gephardt | Management | For | For | ||||||||||||
1.7 | Elect Director Irvine Hockaday, Jr. | Management | For | For | ||||||||||||
1.8 | Elect Director Richard Manoogian | Management | For | Withhold | ||||||||||||
1.9 | Elect Direcotor Ellen Marram | Management | For | For | ||||||||||||
1.10 | Elect Director Alan Mulally | Management | For | For | ||||||||||||
1.11 | Elect Director Homer Neal | Management | For | For | ||||||||||||
1.12 | Elect Director Gerald Shaheen | Management | For | For | ||||||||||||
1.13 | Elect Director John Thornton | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | Tax benefit preservation plan | Management | For | For | ||||||||||||
4 | Shareholder proposal regarding disclosure of prior government service | Shareholder | Against | Against | ||||||||||||
5 | Shareholder proposal regarding recapitalization plan | Shareholder | Against | For | ||||||||||||
6 | Shareholder proposal regarding political contributions and expenditure report | Shareholder | Against | For | ||||||||||||
7 | Shareholder proposal regarding advisory vote on compensation (Say on Pay) | Shareholder | Against | For | ||||||||||||
8 | Shareholder proposal regarding carbon dioxide reduction | Shareholder | Against | Against | ||||||||||||
38259P508 | 05/13/10 | Google, Inc. *GOOG* | 21,400 | |||||||||||||
1.1 | Elect Director Eric Schmidt | Management | For | For | ||||||||||||
1.2 | Elect Director Sergey Brin | Management | For | For | ||||||||||||
1.3 | Elect Director Larry Page | Management | For | For | ||||||||||||
1.4 | Elect Director L. John Doerr | Management | For | For | ||||||||||||
1.5 | Elect Director John Hennessy | Management | For | Withhold | ||||||||||||
1.6 | Elect Director Ann Mather | Management | For | For | ||||||||||||
1.7 | Elect Director Paul Otellini | Management | For | For | ||||||||||||
1.8 | Elect Director K. Shriram | Management | For | For | ||||||||||||
1.9 | Elect Director Shirley Tilghman | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | Amendment to the 2004 stock plan | Management | For | Against | ||||||||||||
4 | Shareholder proposal regarding sustainability report | Shareholder | Against | Against | ||||||||||||
5 | Shareholder proposal regarding behavorial advertising | Shareholder | Against | Against | ||||||||||||
6 | Shareholder proposal regarding human rights in China | Shareholder | Against | Against | ||||||||||||
521865204 | 05/13/10 | Lear Corporation *LEA* | 138,290 | |||||||||||||
1 | Ratification of Auditor | Management | For | Against | ||||||||||||
929160109 | 05/14/10 | Vulcan Materials Corp. *VMC* | 2,011 | |||||||||||||
1.1 | Elect Director Douglas McGregor | Management | For | For | ||||||||||||
1.2 | Elect Director Vincent Trosino | Management | For | For | ||||||||||||
1.3 | Elect Director Philip Carroll, Jr. | Management | For | Withhold | ||||||||||||
1.4 | Elect Director James Napier | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | Shareholder proposal regarding majority vote for election of Directors | Shareholder | Against | For | ||||||||||||
032511107 | 05/18/10 | Anadarko Petroleum Corp. *APC* | Management | For | For | 105,850 | ||||||||||
1.1 | Elect H. Paulett Eberhart | Management | For | For | ||||||||||||
1.2 | Elect Preston Geren, III | Management | For | For | ||||||||||||
1.3 | Elect James Hackett | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | Shareholder proposal regarding adopting sexual orientation and gender indentity anti-bias policy | Shareholder | Against | Against | ||||||||||||
4 | Shareholder proposal reimbursement of solicitation expenses | Shareholder | Against | For | ||||||||||||
H0023R105 | 05/19/10 | Ace Limited *ACE* | 196,810 | |||||||||||||
1.1 | Elect Robert Hernandez | Management | For | For | ||||||||||||
1.2 | Elect Peter Menikoff | Management | For | For | ||||||||||||
1.3 | Elect Robert Ripp | Management | For | For | ||||||||||||
1.4 | Elect Theodore Shasta | Management | For | For | ||||||||||||
2 | Amendments to Articles | Management | For | For | ||||||||||||
3 | Annual report | Management | For | For | ||||||||||||
4 | Statutory financial statements | Management | For | For | ||||||||||||
5 | Consolidated financial statements | Management | For | For | ||||||||||||
6 | Allocation of disposable profit | Management | For | For | ||||||||||||
7 | Discharge of the Board of Directors | Management | For | For | ||||||||||||
8 | Authorized share capital | Management | For | For | ||||||||||||
9 | Appointment of Auditor | Management | For | For | ||||||||||||
10 | Ratification of Auditor (Zurich) | Management | For | For | ||||||||||||
11 | Ratification of Auditor (US) | Management | For | For | ||||||||||||
12 | Amendment to the 2004 long-term incentive plan | Management | For | Against | ||||||||||||
13 | Approval of dividend in the form of a par value reduction | Management | For | For | ||||||||||||
02076X102 | 05/19/10 | Alpha Natural Resources, Inc. *ANR* | 84,200 | |||||||||||||
1.1 | Elect Director Michael Quillen | Management | For | For | ||||||||||||
1.2 | Elect Director William Crowley, Jr. | Management | For | For | ||||||||||||
1.3 | Elect Director Kevin Crutchfield | Management | For | For | ||||||||||||
1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For | ||||||||||||
1.5 | Elect Director Glenn Eisenberg | Management | For | For | ||||||||||||
1.6 | Elect Director John Fox, Jr. | Management | For | For | ||||||||||||
1.7 | Elect Director P. Michael Giftos | Management | For | For | ||||||||||||
1.8 | Elect Director Joel Richards, III | Management | For | Withhold | ||||||||||||
1.9 | Elect Director James Roberts | Management | For | For | ||||||||||||
1.10 | Elect Director Ted Wood | Management | For | For | ||||||||||||
2 | 2010 long-term incentive plan | Management | For | For | ||||||||||||
3 | Ratification of Auditor | Management | For | For | ||||||||||||
247916208 | 05/19/10 | Denbury Resources, Inc. *DNR* | 409,177 | |||||||||||||
1.1 | Elect Director Gareth Roberts | Management | For | For | ||||||||||||
1.2 | Elect Director Wieland Wettstein | Management | For | For | ||||||||||||
1.3 | Elect Director Michael Beatty | Management | For | For | ||||||||||||
1.4 | Elect Director Michael Decker | Management | For | For | ||||||||||||
1.5 | Elect Director Ronald Greene | Management | For | For | ||||||||||||
1.6 | Elect Director David Heather | Management | For | For | ||||||||||||
1.7 | Elect Director Gregory McMichael | Management | For | For | ||||||||||||
1.8 | Elect Director Randy Stein | Management | For | For | ||||||||||||
2 | Increase in shares available under the 2004 omnibus stock and incentive plan | Management | For | For | ||||||||||||
3 | Reapproval of performance measures under the 2004 omnibus stock and incentive plan | Management | For | For | ||||||||||||
4 | Increase to Section 162(m) based cap on performance awards under the 2004 omnibus stock and incentive plan | Management | For | For | ||||||||||||
5 | Ratification of Auditor | |||||||||||||||
857477103 | 05/19/10 | State Street Corp. *STT* | 218,600 | |||||||||||||
1.1 | Elect Kennett Burnes | Management | For | For | ||||||||||||
1.2 | Elect Peter Coym | Management | For | For | ||||||||||||
1.3 | Elect Patrick de Saint-Aignan | Management | For | For | ||||||||||||
1.4 | Elect Amelia Fawcett | Management | For | For | ||||||||||||
1.5 | Elect David Gruber | Management | For | For | ||||||||||||
1.6 | Elect Linda Hill | Management | For | For | ||||||||||||
1.7 | Elect Joseph Hooley | Management | For | For | ||||||||||||
1.8 | Elect Robert Kaplan | Management | For | For | ||||||||||||
1.9 | Elect Charles LaMantia | Management | For | For | ||||||||||||
1.10 | Elect Ronald Logue | Management | For | For | ||||||||||||
1.11 | Elect Richard Sergel | Management | For | Against | ||||||||||||
1.12 | Elect Ronald Skates | Management | For | For | ||||||||||||
1.13 | Elect Gregory Summe | Management | For | For | ||||||||||||
1.14 | Elect Robert Weissman | Management | For | For | ||||||||||||
2 | Advisory vote on Executive compensation | Management | For | Against | ||||||||||||
3 | Ratification of Auditor | Management | For | For | ||||||||||||
4 | Shareholder proposal regarding Independent Board Chairman | Shareholder | Against | For | ||||||||||||
5 | Shareholder proposal regarding report of ratio between Executive and employee pay | Shareholder | Against | Against | ||||||||||||
20030N200 | 05/20/10 | Comcast Corp. *CMCSA* | 413,000 | |||||||||||||
1.1 | Elect Director S. Decker Anstrom | Management | For | Withhold | ||||||||||||
1.2 | Elect Director Kenneth Bacon | Management | For | Withhold | ||||||||||||
1.3 | Elect Director Sheldon Bonovitz | Management | For | For | ||||||||||||
1.4 | Elect Director Edward Breen | Management | For | For | ||||||||||||
1.5 | Elect Director Julian Brodsky | Management | For | For | ||||||||||||
1.6 | Elect Director Joseph Collins | Management | For | Withhold | ||||||||||||
1.7 | Elect Director J. Michael Cook | Management | For | For | ||||||||||||
1.8 | Elect Director Gerald Hassell | Management | For | For | ||||||||||||
1.9 | Elect Director Jeffrey Honickman | Management | For | For | ||||||||||||
1.10 | Elect Director Brian Roberts | Management | For | For | ||||||||||||
1.11 | Elect Director Ralph Roberts | Management | For | For | ||||||||||||
1.12 | Elect Director Judith Rodin | Management | For | Withhold | ||||||||||||
1.13 | Elect Director Michael Sovern | Management | For | Withhold | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | 2006 cash bonus plan | Management | For | For | ||||||||||||
4 | Shareholder proposal regarding cumulative voting | Shareholder | Against | For | ||||||||||||
5 | Shareholder proposal regarding CEO succession planning | Shareholder | Against | Against | ||||||||||||
6 | Shareholder proposal regarding Independent Board Chairman | Shareholder | Against | For | ||||||||||||
111320107 | 05/20/10 | Broadcom Corp. *BRCM* | 157,600 | |||||||||||||
1.1 | Elect Director Joan Amble | Management | For | For | ||||||||||||
1.2 | Elect Director Nancy Handel | Management | For | For | ||||||||||||
1.3 | Elect Director Eddy Hartenstein | Management | For | For | ||||||||||||
1.4 | Elect Director John Major | Management | For | For | ||||||||||||
1.5 | Elect Director Scott McGregor | Management | For | For | ||||||||||||
1.6 | Elect Director William Morrow | Management | For | For | ||||||||||||
1.7 | Elect Director Robert Switz | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
571748102 | 05/20/10 | Marsh & McLennan Companies *MMC* | 1,733 | |||||||||||||
1.1 | Elect Leslie Baker | Management | For | For | ||||||||||||
1.2 | Elect Zachary Carter | Management | For | For | ||||||||||||
1.3 | Elect Brian Duperreault | Management | For | For | ||||||||||||
1.4 | Elect Oscar Fanjul | Management | For | Against | ||||||||||||
1.5 | Elect H. Edward Hanway | Management | For | For | ||||||||||||
1.6 | Elect Gwendolyn King | Management | For | For | ||||||||||||
1.7 | Elect Bruce Nolop | Management | For | For | ||||||||||||
1.8 | Elect Marc Oken | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | Shareholder proposal regarding right to act by written consent | Shareholder | Against | For | ||||||||||||
G16962105 | 05/21/10 | Bunge Limited *BG* | 1,645 | |||||||||||||
1.1 | Elect Director Bernard de La Tour d'Auvergne Lauraguais | Management | For | For | ||||||||||||
1.2 | Elect Director William Engels | Management | For | For | ||||||||||||
1.3 | Elect Director L. Patrick Lupo | Management | For | For | ||||||||||||
2 | Appointment of Auditor | Management | For | For | ||||||||||||
3 | Annual incentive plan | Management | For | For | ||||||||||||
26874Q109 | 05/25/10 | Ensco, Plc *ESV* | 296,600 | |||||||||||||
1.1 | Elect Thomas Kelly, II | Management | For | Against | ||||||||||||
1.2 | Elect Rita Rodriguez | Management | For | For | ||||||||||||
2 | Appointment of Auditor | Management | For | For | ||||||||||||
3 | Appointment of Statutory Auditor | Management | For | For | ||||||||||||
4 | Amendment to the 2005 cash incentive plan | Management | For | For | ||||||||||||
58933Y105 | 05/25/10 | Merck & Company, Inc. *MRK* | 405,700 | |||||||||||||
1.1 | Elect Leslie Brun | Management | For | For | ||||||||||||
1.2 | Elect Thomas Cech | Management | For | For | ||||||||||||
1.3 | Elect Richard Clark | Management | For | For | ||||||||||||
1.4 | Elect Thomas Glocer | Management | For | For | ||||||||||||
1.5 | Elect Steven Goldstone | Management | For | For | ||||||||||||
1.6 | Elect William Harrison, Jr. | Management | For | For | ||||||||||||
1.7 | Elect Harry Jacobson | Management | For | For | ||||||||||||
1.8 | Elect William Kelley | Management | For | For | ||||||||||||
1.9 | Elect C. Robert Kidder | Management | For | For | ||||||||||||
1.10 | Elect Rochelle Lazarus | Management | For | For | ||||||||||||
1.11 | Elect Carlos Represas | Management | For | For | ||||||||||||
1.12 | Elect Patricia Russo | Management | For | For | ||||||||||||
1.13 | Elect Thomas Shenk | Management | For | For | ||||||||||||
1.14 | Elect Anne Tatlock | Management | For | For | ||||||||||||
1.15 | Elect Craig Thompson | Management | For | For | ||||||||||||
1.16 | Elect Wendell Weeks | Management | For | For | ||||||||||||
1.17 | Elect Peter Wendell | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | 2010 incentive stock plan | Management | For | For | ||||||||||||
4 | 2010 non-employee Directors stock option plan | Management | For | For | ||||||||||||
573284106 | 05/27/10 | Martin Marietta Materials *MLM* | 517 | |||||||||||||
1.1 | Elect Director C. Howard Nye | Management | For | For | ||||||||||||
1.2 | Elect Director Laree Perez | Management | For | Withhold | ||||||||||||
1.3 | Elect Director Dennis Rediker | Management | For | Withhold | ||||||||||||
2 | Ratification of Auditor | Management | For | Against | ||||||||||||
517834107 | 06/03/10 | Las Vegas Sands Corp. *LVS* | 6,010 | |||||||||||||
1.1 | Elect Director Sheldon Adelson | Management | For | For | ||||||||||||
1.2 | Elect Director Irwin Chafetz | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | Shareholder proposal regarding sustainability report | Shareholder | Against | Against | ||||||||||||
4 | Transaction of other business | Management | For | Against | ||||||||||||
540211109 | 06/03/10 | The DirecTV Group, Inc. *DTV* | 144,600 | |||||||||||||
1.1 | Elect Director Neil Austrian | Management | For | For | ||||||||||||
1.2 | Elect Director Ralph Boyd, Jr. | Management | For | For | ||||||||||||
1.3 | Elect Director Paul Gould | Management | For | For | ||||||||||||
1.4 | Elect Director Charles Lee | Management | For | For | ||||||||||||
1.5 | Elect Director Peter Lund | Management | For | For | ||||||||||||
1.6 | Elect Director Gregory Maffei | Management | For | Withhold | ||||||||||||
1.7 | Elect Director John Malone | Management | For | Withhold | ||||||||||||
1.8 | Elect Director Nancy Newcomb | Management | For | For | ||||||||||||
1.9 | Elect Director Haim Saban | Management | For | For | ||||||||||||
1.10 | Elect Director Michael White | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | Against | ||||||||||||
3 | 2010 stock plan | Management | For | For | ||||||||||||
4 | Executive Officer cash bonus plan | Management | For | For | ||||||||||||
5 | Shareholder proposal regarding retention of shares after retirement | Shareholder | Against | Against | ||||||||||||
35671D857 | 06/09/10 | Freeport-McMoran Copper & Gold *FCX* | 64,340 | |||||||||||||
1.1 | Elect Director Richard Adkerson | Management | For | For | ||||||||||||
1.2 | Elect Director Robert Allison, Jr. | Management | For | Withhold | ||||||||||||
1.3 | Elect Director Robert Day | Management | For | For | ||||||||||||
1.4 | Elect Director Gerald Ford | Management | For | For | ||||||||||||
1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For | ||||||||||||
1.6 | Elect Director Charles Krulak | Management | For | For | ||||||||||||
1.7 | Elect Director Bobby Lackey | Management | For | For | ||||||||||||
1.8 | Elect Director Jon Madonna | Management | For | For | ||||||||||||
1.9 | Elect Director Dustan McCoy | Management | For | For | ||||||||||||
1.10 | Elect Director James Moffett | Management | For | For | ||||||||||||
1.11 | Elect Director B. M. Rankin, Jr. | Management | For | Withhold | ||||||||||||
1.12 | Elect Director Stephen Siegele | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
3 | Amendment to the 2006 stock incentive plan | Management | For | Against | ||||||||||||
4 | Shareholder proposal regarding environmental expertise on Board | Shareholder | Against | Against | ||||||||||||
5 | Shareholder proposal regarding retention of shares after retirement | Shareholder | Against | Against | ||||||||||||
372917104 | 06/16/10 | Genzyme Corp. *GENZ* | 95,700 | |||||||||||||
1.1 | Elect Director Douglas Berthiaume | Management | For | For | ||||||||||||
1.2 | Elect Director Robert Bertolini | Management | For | For | ||||||||||||
1.3 | Elect Director Gail Boudreaux | Management | For | For | ||||||||||||
1.4 | Elect Director Robert Carpenter | Management | For | For | ||||||||||||
1.5 | Elect Director Charles Cooney | Management | For | For | ||||||||||||
1.6 | Elect Director Victor Dzau | Management | For | For | ||||||||||||
1.7 | Elect Director Connie Mack, III | Management | For | For | ||||||||||||
1.8 | Elect Director Richard Syron | Management | For | Withhold | ||||||||||||
1.9 | Elect Director Henri Termeer | Management | For | For | ||||||||||||
1.10 | Elect Director Ralph Whitworth | Management | For | For | ||||||||||||
2 | Amendment to the 2004 equity incentive plan | Management | For | For | ||||||||||||
3 | Amendment to the 2009 employee stock purchase plan | Management | For | For | ||||||||||||
4 | Amendment to the 2007 Director equity plan | Management | For | For | ||||||||||||
5 | Amendment to Articles of Organization regarding the right to call a Special Meeting | Management | For | For | ||||||||||||
6 | Ratification of Auditor | Management | For | For | ||||||||||||
92345Y106 | 06/16/10 | Verisk Analytics, Inc. *VRSK* | 169,860 | |||||||||||||
1.1 | Elect Director John Lehman, Jr. | Management | For | For | ||||||||||||
1.2 | Elect Director Andrew Mills | Management | For | For | ||||||||||||
1.3 | Elect Director Arthur Rothkopf | Management | For | For | ||||||||||||
2 | Ratification of Auditor | Management | For | For | ||||||||||||
H27013103 | 06/23/10 | Weatherford International Limited *WFT* | 400,300 | |||||||||||||
1 | Approval of financial statements | Management | For | For | ||||||||||||
2 | Ratification of Board Acts | Management | For | For | ||||||||||||
3.1 | Elect Bernard Duroc-Danner | Management | For | For | ||||||||||||
3.2 | Elect Samuel Bodman, III | Management | For | For | ||||||||||||
3.3 | Elect David Butters | Management | For | For | ||||||||||||
3.4 | Elect Nicholas Brady | Management | For | Against | ||||||||||||
3.5 | Elect William Macaulay | Management | For | Against | ||||||||||||
3.6 | Elect Robert Millard | Management | For | Against | ||||||||||||
3.7 | Elect Robert Moses, Jr. | Management | For | Against | ||||||||||||
3.8 | Elect Guillermo Ortiz | Management | For | For | ||||||||||||
3.9 | Elect Emyr Parry | Management | For | For | ||||||||||||
3.10 | Elect Robert Rayne | Management | For | For | ||||||||||||
4 | Appointment of Auditor | Management | For | For | ||||||||||||
5 | Reclassification of legal reserves to other reserves | Management | For | For | ||||||||||||
6 | Increase in authorized share capital | Management | For | For | ||||||||||||
7 | Increase and allocation of conditional share capital | Management | For | For | ||||||||||||
8 | 2010 omnibus incentive plan | Management | For | For | ||||||||||||
501044101 | 06/24/10 | Kroger Company *KR* | 388,600 | |||||||||||||
1.1 | Elect Reuben Anderson | Management | For | For | ||||||||||||
1.2 | Elect Robert Beyer | Management | For | For | ||||||||||||
1.3 | Elect David Dillon | Management | For | For | ||||||||||||
1.4 | Elect Susan Kroph | Management | For | For | ||||||||||||
1.5 | Elect John LaMacchia | Management | For | For | ||||||||||||
1.6 | Elect David Lewis | Management | For | For | ||||||||||||
1.7 | Elect W. Rodney McMullen | Management | For | For | ||||||||||||
1.8 | Elect Jorge Montoya | Management | For | For | ||||||||||||
1.9 | Elect Clyde Moore | Management | For | For | ||||||||||||
1.10 | Elect Susan Phillips | Management | For | For | ||||||||||||
1.11 | Elect Steven Rogel | Management | For | For | ||||||||||||
1.12 | Elect James Runde | Management | For | For | ||||||||||||
1.13 | Elect Ronald Sargent | Management | For | For | ||||||||||||
1.14 | Elect Bobby Shackouls | Management | For | For | ||||||||||||
2 | Adoption of majority vote for election of Directors | Management | For | For | ||||||||||||
3 | Ratification of Auditor | Management | For | For | ||||||||||||
4 | Shareholder proposal regarding report on climate change | Shareholder | Against | Against | ||||||||||||
G63255AA4 | 06/29/10 | Mitsubishi UFJ Financial Group, Inc. *MTU* | 966,900 | |||||||||||||
1.1 | Allocation of profits/dividends | Management | Abstained | For | ||||||||||||
1.2 | Elect Munetaka Okihara | Management | Abstained | For | ||||||||||||
1.3 | Elect Kinya Okauchi | Management | Abstained | For | ||||||||||||
1.4 | Elect Katsunori Nagayasu | Management | Abstained | For | ||||||||||||
1.5 | Elect Kyouta Ohmori | Management | Abstained | For | ||||||||||||
1.6 | Elect Hiroshi Saitoh | Management | Abstained | For | ||||||||||||
1.7 | Elect Nobushige Kamei | Management | Abstained | For | ||||||||||||
1.8 | Elect Masao Hasegawa | Management | Abstained | For | ||||||||||||
1.9 | Elect Fumiyuki Akikusa | Management | Abstained | For | ||||||||||||
1.10 | Elect Kazuo Takeuchi | Management | Abstained | For | ||||||||||||
1.11 | Elect Nobuyuki Hirano | Management | Abstained | For | ||||||||||||
1.12 | Elect Shunsuke Teraoka | Management | Abstained | For | ||||||||||||
1.13 | Elect Kaoru Wachi | Management | Abstained | For | ||||||||||||
1.14 | Elect Takashi Oyamada | Management | Abstained | For | ||||||||||||
1.15 | Elect Ryuji Araki | Management | Abstained | For | ||||||||||||
1.16 | Elect Kazuhiro Watanabe | Management | Abstained | For | ||||||||||||
1.17 | Elect Takuma Ohtoshi | Management | Abstained | For | ||||||||||||
881624209 | 06/29/10 | Teva Pharmaceutical Industries Ltd. (ADR) *TEVA* | 122,530 | |||||||||||||
1 | Allocation of profits/dividends | Management | For | For | ||||||||||||
2.1 | Elect Abraham Cohen | Management | For | For | ||||||||||||
2.2 | Elect Amir Elstein | Management | For | For | ||||||||||||
2.3 | Elect Roger Kornberg | Management | For | For | ||||||||||||
2.4 | Elect Moshe Many | Management | For | For | ||||||||||||
2.5 | Elect Dan Propper | Management | For | For | ||||||||||||
2.6 | Appointment of Auditor | Management | For | For | ||||||||||||
3 | 2010 long-term equity-based incentive plan | Management | For | For | ||||||||||||
4.1 | Remuneration of Phillip Frost | Management | For | For | ||||||||||||
4.2 | Remuneration of Moshe Many | Management | For | For | ||||||||||||
4.3 | Remuneration of Roger Kornberg | Management | For | For | ||||||||||||
5 | Increase in authorized capital | Management | For | For |
Quaker Capital Opportunities Fund | |||||||||||||||||||
CUSIP | Meeting Date | Company Name | Proposal | Proponent | Mgmt Rec | Vote Cast | Shares Voted | ||||||||||||
12673P105 | 09/14/09 | CA, Inc. *CA* | 1,400 | ||||||||||||||||
1 | Election of Directors | Management | For | For | |||||||||||||||
2 | Ratify appointment of Independent Auditors | Management | For | For | |||||||||||||||
3 | Miscellaneous shareholder proposal | Shareholder | Against | For | |||||||||||||||
594918104 | 11/19/09 | Microsoft Corporation *MSFT* | 20,000 | ||||||||||||||||
1 | Election of Directors | Management | For | For | |||||||||||||||
2 | Ratify appointment of Independent Auditors | Management | For | For | |||||||||||||||
3 | Approve Charter amendment | Management | For | For | |||||||||||||||
4 | Miscellaneous compensation plans | Management | For | For | |||||||||||||||
5 | Shareholder proposal - health issues | Shareholder | Against | Abstain | |||||||||||||||
6 | Shareholder proposal - report on charitable contributions | Shareholder | Against | For | |||||||||||||||
00507V109 | 12/17/09 | Activision Blizzard, Inc. *ATVI* | 15,000 | ||||||||||||||||
1 | Approve stock compensation plan | Management | For | For | |||||||||||||||
92826C839 | 01/20/10 | Visa, Inc. *V* | 7,500 | ||||||||||||||||
1.1 | Elect Director Robert W. Matschullat | Management | For | For | |||||||||||||||
1.2 | Elect Director Cathy E. Minehan | Management | For | For | |||||||||||||||
1.3 | Elect Director David J. Pang | Management | For | For | |||||||||||||||
1.4 | Elect Director William S. Shanahan | Management | For | For | |||||||||||||||
1.5 | Elect Director John A. Swainson | Management | For | For | |||||||||||||||
2 | Ratify appointment of Independent Auditors | Management | For | For |
61166W101 | 01/26/10 | Monsanto Company *MON* | 5,000 | ||||||||||||||||
1 | Election of Directors | Management | For | For | |||||||||||||||
2 | Ratify appointment of Independent Auditors | Management | For | For | |||||||||||||||
3 | Approve stock compensation plan | Management | For | For | |||||||||||||||
009158106 | 01/28/10 | Air Products and Chemicals, Inc. *APD* | 750 | ||||||||||||||||
1.1 | Elect Director William L. Davis, III | Management | For | For | |||||||||||||||
1.2 | Elect Director W. Douglas Ford | Management | For | For | |||||||||||||||
1.3 | Elect Director Evert Henkes | Management | For | For | |||||||||||||||
1.4 | Elect Director Margaret G. McGlynn | Management | For | For | |||||||||||||||
2 | Ratify appointment of Independent Auditors | Management | For | For | |||||||||||||||
3 | Approve stock compensation plan | Management | Against | Against |
428236103 | 03/17/10 | Hewlett-Packard Company *HPQ* | 12,500 | ||||||||||||||||
1 | Election of Directors | Management | For | For | |||||||||||||||
2 | Ratify appointment of Independent Auditors | Management | For | For | |||||||||||||||
3 | Amend stock compensation plan | Management | Against | Against | |||||||||||||||
4 | Miscellaneous compensation plans | Management | For | For |
459200101 | 04/27/10 | International Business Machines Corp. *IBM* | 6,400 | ||||||||||||||||
1.1 | Elect Director A.J.P. Belda | Management | For | For | |||||||||||||||
1.2 | Elect Director C. Black | Management | Against | Against | |||||||||||||||
1.3 | Elect Director W.R. Brody | Management | For | For | |||||||||||||||
1.4 | Elect Director K.I. Chenault | Management | For | For | |||||||||||||||
1.5 | Elect Director M.L. Eskew | Management | For | For | |||||||||||||||
1.6 | Elect Director S.A. Jackson | Management | For | For | |||||||||||||||
1.7 | Elect Director A.N. Liveris | Management | For | For | |||||||||||||||
1.8 | Elect Director W.J. McNerney, Jr. | Management | For | For | |||||||||||||||
1.9 | Elect Director T. Nishimuro | Management | For | For | |||||||||||||||
1.10 | Elect Director J.W. Owens | Management | For | For | |||||||||||||||
1.11 | Elect Director S. J. Palmisano | Management | For | For | |||||||||||||||
1.12 | Elect Director J.E. Spero | Management | For | For | |||||||||||||||
1.13 | Elect Director S. Taurel | Management | For | For | |||||||||||||||
1.14 | Elect Director L. H. Zambrano | Management | For | For | |||||||||||||||
2 | Ratification of appointment of Independent Registered Public Accounting Firm | Management | For | For | |||||||||||||||
3 | Stockholder proposal on Executive compensation annual incentive payout | Shareholder | Against | For | |||||||||||||||
4 | Stockholder proposal on cumulative voting | Shareholder | Against | For | |||||||||||||||
5 | Stockholder proposal on new threshold for calling Special Meetings | Shareholder | Against | For | |||||||||||||||
6 | Stockholder proposal on advisory vote on Executive compensation | Shareholder | Against | For | |||||||||||||||
53217V109 | 04/29/10 | Life Technologies Corporation *LIFE* | 11,700 | ||||||||||||||||
1.1 | Elect Director George F. Adam, Jr. | Management | For | For | |||||||||||||||
1.2 | Elect Director Raymond V. Dittamore | Management | For | For | |||||||||||||||
1.3 | Elect Director Arnold J. Levine, PhD | Management | For | For | |||||||||||||||
1.4 | Elect Director Bradley G. Lorimier | Management | For | For | |||||||||||||||
1.5 | Elect Director David C. U'Prichard, PhD | Management | For | For | |||||||||||||||
2 | Ratification of the appointment of Ernst & Young LLP as Independent Auditors for the Company for fiscal year 2010 | Management | For | For | |||||||||||||||
3 | Adoption of an amendment to the restated Certificate of Incorporation of the Company (adopt majority voting for uncontested elections of Directors) | Management | For | For | |||||||||||||||
4 | Adoption of amendments to the restated certificate of incorportion of the Company (eliminate supermajority provisions) | Management | For | For | |||||||||||||||
5 | Adoption of amendments to the Bylaws of the Company (adopt majority voting for uncontested elections of Directors) | Management | For | For | |||||||||||||||
6 | Adoption of an amendment to the Bylaws of the Company (eliminate supermajority provisions) | Management | For | For | |||||||||||||||
7 | Adoption of the Company's 2010 incentive compensation plan | Management | For | For | |||||||||||||||
00206R102 | 04/30/10 | AT&T, Inc. *T* | 24,000 | ||||||||||||||||
1.1 | Elect Director Randall L. Stephenson | Management | For | For | |||||||||||||||
1.2 | Elect Director Gilbert F. Amelio | Management | For | For | |||||||||||||||
1.3 | Elect Director Reuben V. Anderson | Management | For | For | |||||||||||||||
1.4 | Elect Director James H. Blanchard | Management | For | For | |||||||||||||||
1.5 | Elect Director Jaime Chico Pardo | Management | For | For | |||||||||||||||
1.6 | Elect Director James P. Kelly | Management | For | For | |||||||||||||||
1.7 | Elect Director Jon C. Madonna | Management | For | For | |||||||||||||||
1.8 | Elect Director Lynn M. Martin | Management | For | For | |||||||||||||||
1.9 | Elect Director John B. McCoy | Management | For | For | |||||||||||||||
1.10 | Elect Director Joyce M. Roche | Management | For | For | |||||||||||||||
1.11 | Elect Director Laura D'Andrea Tyson | Management | For | For | |||||||||||||||
1.12 | Elect Director Patricia P. Upton | Management | For | For | |||||||||||||||
2 | Ratification of appointment of Independent Auditors | Management | For | For | |||||||||||||||
3 | Cumulative voting | Shareholder | Against | For | |||||||||||||||
4 | Pension credit policy | Shareholder | Against | For | |||||||||||||||
5 | Advisory vote on compensation | Shareholder | Against | For | |||||||||||||||
6 | Special stockholder Meetings | Shareholder | Against | For | |||||||||||||||
713448108 | 05/05/10 | Pepsico, Inc. *PEP* | 12,500 | ||||||||||||||||
1.1 | Elect Director S.L. Brown | Management | For | For | |||||||||||||||
1.2 | Elect Director I.M. Cook | Management | For | For | |||||||||||||||
1.3 | Elect Director D. Dublon | Management | For | For | |||||||||||||||
1.4 | Elect Director V.J. Dzau | Management | For | For | |||||||||||||||
1.5 | Elect Director R.L. Hunt | Management | For | For | |||||||||||||||
1.6 | Elect Director A. Ibarguen | Management | Against | Against | |||||||||||||||
1.7 | Elect Director A.C. Martinez | Management | Against | Against | |||||||||||||||
1.8 | Elect Director I.K. Nooyi | Management | For | For | |||||||||||||||
1.9 | Elect Director S.P. Rockerfeller | Management | Against | Against | |||||||||||||||
1.10 | Elect Director J.J. Schiro | Management | For | For | |||||||||||||||
1.11 | Elect Director L.G. Trotter | Management | For | For | |||||||||||||||
1.12 | Elect Director D. Vasella | Management | For | For | |||||||||||||||
2 | Approval of Independent Registered Public Accountants | Management | For | For | |||||||||||||||
3 | Approval of amendment to Pepsico, Inc. 2007 long-term incentive plan | Management | Against | Against | |||||||||||||||
4 | Shareholder proposal - charitable contributions report (Proxy Statement P. 67) | Shareholder | Against | For | |||||||||||||||
5 | Shareholder proposal - right to call a special shareholders Meeting (Proxy Statement P. 68) | Shareholder | Against | For | |||||||||||||||
6 | Shareholder proposal - public policy report (Proxy Statement P. 70) | Shareholder | Against | Abstain | |||||||||||||||
278865100 | 05/06/10 | Ecolab, Inc. *ECL* | 16,400 | ||||||||||||||||
1.1 | Elect Director Arthur J. Higgins | Management | For | For | |||||||||||||||
1.2 | Elect Director Joel W. Johnson | Management | For | For | |||||||||||||||
1.3 | Elect Director C. Scott O'Hara | Management | For | For | |||||||||||||||
2 | Ratification of appointment of Independent Registered Public Accounting Firm | Management | For | For | |||||||||||||||
3 | Approval of the Ecolab, Inc. 2010 stock incentive plan | Management | Against | Against | |||||||||||||||
4 | Amendment to the restated certificate of incorporation to eliminate classification of terms of the Board of Directors as of the 2013 Annual Meeting | Management | For | For | |||||||||||||||
5 | Advisory vote on approval of the compensation of the Executives disclosed in this Proxy Statement | Management | For | For | |||||||||||||||
6 | Stockholder proposal to adopt a policy on the human right to water | Shareholder | Against | Abstain | |||||||||||||||
7 | Stockholder proposal requesting the Board to amend the By-laws to provide holders of 10% of outstanding shares the power to call a Special Meeting | Shareholder | Against | For | |||||||||||||||
375558103 | 05/11/10 | Gilead Sciences, Inc. *GILD* | 18,900 | ||||||||||||||||
1.1 | Elect Director Paul Berg | Management | For | For | |||||||||||||||
1.2 | Elect Director John F. Cogan | Management | For | For | |||||||||||||||
1.3 | Elect Director Etienne F. Davignon | Management | For | For | |||||||||||||||
1.4 | Elect Director James M. Denny | Management | For | For | |||||||||||||||
1.5 | Elect Director Carla A. Hills | Management | For | For | |||||||||||||||
1.6 | Elect Director Kevin E. Lofton | Management | For | For | |||||||||||||||
1.7 | Elect Director John W. Madigan | Management | For | For | |||||||||||||||
1.8 | Elect Director John C. Martin | Management | For | For | |||||||||||||||
1.9 | Elect Director Gordon E. Moore | Management | For | For | |||||||||||||||
1.10 | Elect Director Nicholas G. Moore | Management | For | For | |||||||||||||||
1.11 | Elect Director Richard J. Whitley | Management | For | For | |||||||||||||||
1.12 | Elect Director Gayle E. Wilson | Management | For | For | |||||||||||||||
1.13 | Elect Director Per Wold-Olsen | Management | For | For | |||||||||||||||
2 | To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the Independent Registered Public Accounting Firm of Gilead for the fiscal year ending December 31, 2010 | Management | For | For | |||||||||||||||
3 | If properly presented at the Meeting, to vote on a stockholder proposal requesting that the Board take steps to adopt majority voting standards in Gilead's certificate of incorporation and By-laws | Shareholder | Against | For | |||||||||||||||
235851102 | 05/11/10 | Danaher Corporation *DHR* | 7,900 | ||||||||||||||||
1.1 | Elect Director Steven M. Rales | Management | For | For | |||||||||||||||
1.2 | Elect Director John T. Schwieters | Management | For | For | |||||||||||||||
1.3 | Elect Director Alan G. Spoon | Management | For | For | |||||||||||||||
2 | To ratify the selection of Ernst & Young LLP as Danaher's Independent Registered Public Accounting Firm for the year ending December 31, 2010 | Management | For | For | |||||||||||||||
3 | To act upon a shareholder proposal requesting that Danaher's Board of Directors take the steps necessary to declassify the Board of Directors within one year, if properly presented at the Meeting | Shareholder | Against | For | |||||||||||||||
126650100 | 05/12/10 | CVS Caremark Corporation, *CVS* | 16,800 | ||||||||||||||||
1.1 | Elect Director Edwin M. Banks | Management | For | For | |||||||||||||||
1.2 | Elect Director C. David Brown, II | Management | For | For | |||||||||||||||
1.3 | Elect Director David W. Dorman | Management | For | For | |||||||||||||||
1.4 | Elect Director Kristen Gibney Williams | Management | For | For | |||||||||||||||
1.5 | Elect Director Marian L. Heard | Management | For | For | |||||||||||||||
1.6 | Elect Director William H. Joyce | Management | For | For | |||||||||||||||
1.7 | Elect Director Jean-Pierre Millon | Management | For | For | |||||||||||||||
1.8 | Elect Director Terrence Murray | Management | For | For | |||||||||||||||
1.9 | Elect Director C.A. Lance Piccolo | Management | For | For | |||||||||||||||
1.10 | Elect Director Sheli Z. Rosenberg | Management | For | For | |||||||||||||||
1.11 | Elect Director Thomas M. Ryan | Management | For | For | |||||||||||||||
1.12 | Elect Director Richard J. Swift | Management | For | For | |||||||||||||||
2 | Proposal to ratify the appointment of Ernst & Young LLP as the company's Independent Registered Public Accounting Firm for the 2010 fiscal year | Management | For | For | |||||||||||||||
3 | Proposal to adopt the Company’s 2010 incentive compensation plan | Management | Against | Abstain | |||||||||||||||
4 | Proposal to adopt an amendment to the Company's charter to allow stockholders to call Special Meetings | Management | For | For | |||||||||||||||
5 | Stockholder proposal regarding a report on political contributions and expenditures | Shareholder | Against | For | |||||||||||||||
6 | Stockholder proposal regarding principals to stop global warming | Shareholder | Against | Abstain | |||||||||||||||
38259P508 | 05/13/10 | Google, Inc. *GOOG* | 1,100 | ||||||||||||||||
1.1 | Elect Director Eric Schmidt | Management | For | For | |||||||||||||||
1.2 | Elect Director Sergey Brin | Management | For | For | |||||||||||||||
1.3 | Elect Director Larry Page | Management | For | For | |||||||||||||||
1.4 | Elect Director L. John Doerr | Management | For | For | |||||||||||||||
1.5 | Elect Director John L. Hennessy | Management | For | For | |||||||||||||||
1.6 | Elect Director Ann Mather | Management | For | For | |||||||||||||||
1.7 | Elect Director Paul S. Otellini | Management | For | For | |||||||||||||||
1.8 | Elect Director K. Ram Shriram | Management | For | For | |||||||||||||||
1.9 | Elect Director Shirley M. Tilghman | Management | For | For | |||||||||||||||
2 | The ratification of Ernst & Young LLP as Google's Indpendent Registered Public Accounting Firm for the fiscal year ending December 31, 2010 | Management | For | For | |||||||||||||||
3 | The approval of an amemdment to Google's 2004 stock plan to increase the number of authorized shares of Class A common stock issuable under the plan by 6,500,000 | Management | Against | Against | |||||||||||||||
4 | The stockholder proposal regarding a sustainability report, if properly presented at the Meeting | Shareholder | Against | Abstain | |||||||||||||||
5 | The stockholder proposal regarding online advertising, privacy, and sensitive information, if properly presented at the Meeting | Shareholder | Against | Abstain | |||||||||||||||
6 | A stockholder proposal regarding the adoption of human rights principals with respect to business in China, if properly presented at the Meeting | Shareholder | Against | Abstain | |||||||||||||||
46625H100 | 05/18/10 | JPMorgan Chase & Co. *JPM* | 14,300 | ||||||||||||||||
1.1 | Elect Director Crandell C. Bowles | Management | For | For | |||||||||||||||
1.2 | Elect Director Stephen B. Burke | Management | For | For | |||||||||||||||
1.3 | Elect Director David M. Cote | Management | For | For | |||||||||||||||
1.4 | Elect Director James S. Crown | Management | For | For | |||||||||||||||
1.5 | Elect Director James Dimon | Management | For | For | |||||||||||||||
1.6 | Elect Director Ellen V. Futter | Management | For | For | |||||||||||||||
1.7 | Elect Director William H. Gray, III | Management | For | For | |||||||||||||||
1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For | |||||||||||||||
1.9 | Elect Director David C. Novak | Management | For | For | |||||||||||||||
1.10 | Elect Director Lee. R. Raymond | Management | For | For | |||||||||||||||
1.11 | Elect Director William C. Weldon | Management | For | For | |||||||||||||||
2 | Appointment of Independent Registered Public Accounting Firm | Management | For | For | |||||||||||||||
3 | Advisory vote on Executive compensation | Management | For | For | |||||||||||||||
4 | Political non-partisanship | Shareholder | Against | Abstain | |||||||||||||||
5 | Special shareowner Meetings | Shareholder | Against | For | |||||||||||||||
6 | Collateral in over the counter derivatives trading | Shareholder | Against | Abstain | |||||||||||||||
7 | Shareholder action by written consent | Shareholder | Against | For | |||||||||||||||
8 | Independent Chairman | Shareholder | Against | For | |||||||||||||||
9 | Pay disparity | Shareholder | Against | Abstain | |||||||||||||||
10 | Share retention | Shareholder | For | Against | |||||||||||||||
857477103 | 05/19/10 | State Street Corporation *STT* | 5,800 | ||||||||||||||||
1.1 | Elect Director K. Burnes | Management | For | For | |||||||||||||||
1.2 | Elect Director P. Coym | Management | For | For | |||||||||||||||
1.3 | Elect Director P. De Saint-Aignan | Management | For | For | |||||||||||||||
1.4 | Elect Director A. Fawcett | Management | For | For | |||||||||||||||
1.5 | Elect Director D. Gruber | Management | For | For | |||||||||||||||
1.6 | Elect Director L. Hill | Management | For | For | |||||||||||||||
1.7 | Elect Director J. Hooley | Management | For | For | |||||||||||||||
1.8 | Elect Director R. Kaplan | Management | For | For | |||||||||||||||
1.9 | Elect Director C. Lamantia | Management | For | For | |||||||||||||||
1.10 | Elect Director R. Logue | Management | For | For | |||||||||||||||
1.11 | Elect Director R. Sergel | Management | For | For | |||||||||||||||
1.12 | Elect Director R. Skates | Management | For | For | |||||||||||||||
1.13 | Elect Director G. Summe | Management | For | For | |||||||||||||||
1.14 | Elect Director R. Weissman | Management | For | For | |||||||||||||||
2 | To approve a non-binding advisory proposal on Executive compensation | Management | For | For | |||||||||||||||
3 | To ratify the selection of Ernst & Young LLP as State Street's Independent Registered Public Accounting Firm for the year ending December 31, 2010 | Management | For | For | |||||||||||||||
4 | To vote on a shareholder proposal relating to the separation of the roles of Chairman and CEO | Shareholder | Against | For | |||||||||||||||
5 | To vote on a shareholder proposal relating to a review of pay disparity | Shareholder | Against | Abstain | |||||||||||||||
89151E109 | 05/21/10 | Total S.A. *TOT* | 7,000 | ||||||||||||||||
1 | Approval of Parent Company financial statements dated December 31, 2009 | Management | For | For | |||||||||||||||
2 | Approval of consolidated financial statements dated December 31, 2009 | Management | For | For | |||||||||||||||
3 | Allocation of earnings, declaration of dividend | Management | For | For | |||||||||||||||
4 | Agreements covered by article L.225-38 of the French commercial code | Management | For | For | |||||||||||||||
5 | Commitments under article L.225-42-1 of the French commerical code, concerning Mr. Christophe de Margerie | Management | For | For | |||||||||||||||
6 | Authorization for the Board of Directors to trade in shares of the Company | Management | For | For | |||||||||||||||
7 | Renewal of the appointment of Mr. Thierry Desmartest as a Director | Management | For | For | |||||||||||||||
8 | Renewal of the appointment of Mr. Thierry de Rudder as a Director | Management | For | For | |||||||||||||||
9 | Appointment of Mr. Gunnar Brock as a Director | Management | For | For | |||||||||||||||
10 | Renewal of the appointment of Ernst & Young Audit as Statutory Auditors | Management | For | For | |||||||||||||||
11 | Renewal of the appointment of KPMG Audit (a division of KPMG S.A.) as Statutory Auditors | Management | For | For | |||||||||||||||
12 | Appointment of Auditex as Alternate Auditors | Management | For | For | |||||||||||||||
13 | Appointment of KPMG Audit IS as Alternate Auditor | Management | For | For | |||||||||||||||
14 | Share capital increases with preferential subscription of rights | Management | For | For | |||||||||||||||
15 | Share capital increases by public offering without preferential subscription rights | Management | Against | Against | |||||||||||||||
16 | Share capital increases in exchange for equity securities contributed to the company | Management | Against | Against | |||||||||||||||
17 | Share capital increases by the issuance of common shares reserved to employees | Management | For | For | |||||||||||||||
18 | Allocation of stock options | Management | For | For | |||||||||||||||
19 | Amendment to the Articles of Association concerning the publication of the internal charters for collective investment funds whose assets are more than 0.5% of the capital of the Company | Shareholder | Against | For | |||||||||||||||
20 | Please by advised you may vote only on one of the following: for proposal 10 vote "For" appointment of a Director representing employee shareholders Mr. Claude Clemente for proposal 11 vote "Against" appointment of a director representing employee shareholders Mr. Philippe Marchandise; and for proposal 12 vote "Abstain" appointment of a Director representing employee shareholder Mr. Mohammed Zaki | Management | N/A | Against | |||||||||||||||
883556102 | 05/26/10 | Thermo Fisher Scientific, Inc. *TMO* | 14,000 | ||||||||||||||||
1.1 | Elect Director Marc N. Casper | Management | For | For | |||||||||||||||
1.2 | Elect Director Tyler Jacks | Management | For | For | |||||||||||||||
2 | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as the Company's Independent Auditors for 2010 | Management | For | For | |||||||||||||||
30231G102 | 05/26/10 | Exxon Mobil Corporation *XOM* | 10,400 | ||||||||||||||||
1.1 | Elect Director M.J. Boskin | Management | For | For | |||||||||||||||
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For | |||||||||||||||
1.3 | Elect Director L.R. Faulkner | Management | For | For | |||||||||||||||
1.4 | Elect Director J.S. Fishman | Management | For | For | |||||||||||||||
1.5 | Elect Director K.C. Frazier | Management | For | For | |||||||||||||||
1.6 | Elect Director W.W. George | Management | For | For | |||||||||||||||
1.7 | Elect Director M.C. Nelson | Management | For | For | |||||||||||||||
1.8 | Elect Director S.J. Palmisano | Management | For | For | |||||||||||||||
1.9 | Elect Director S.S. Reinemund | Management | For | For | |||||||||||||||
1.10 | Elect Director R.W. Tillerson | Management | For | For | |||||||||||||||
1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For | |||||||||||||||
2 | Ratification of independent auditor (page 52) | Management | For | For | |||||||||||||||
3 | Special shareholder meetings (page 54) | Shareholder | Against | For | |||||||||||||||
4 | Incorporate in North Dakota (page 55) | Shareholder | Against | Abstain | |||||||||||||||
5 | Shareholder advisory vote on Executive compensation (page 56) | Shareholder | Against | For | |||||||||||||||
6 | Amendment of EEO Policy (page 57) | Shareholder | Against | Abstain | |||||||||||||||
7 | Policy on Water (page 59) | Shareholder | Against | Abstain | |||||||||||||||
8 | Wetlands Restoration Policy (page 60) | Shareholder | Against | Abstain | |||||||||||||||
9 | Report on Canadian Oil Sands (page 62) | Shareholder | Against | Abstain | |||||||||||||||
10 | Report on natural gas production (page 64) | Shareholder | Against | Abstain | |||||||||||||||
11 | Report on energy technology (page 65) | Shareholder | Against | Abstain | |||||||||||||||
12 | Greenhouse gas emissions goals (page 67) | Shareholder | Against | Abstain | |||||||||||||||
13 | Planning assumptions (page 69) | Shareholder | Against | Abstain | |||||||||||||||
166764100 | 05/26/10 | Chevron Corporation *CVX* | 5,400 | ||||||||||||||||
1.1 | Elect Director S.H. Armacost | Management | For | For | |||||||||||||||
1.2 | Elect Director L.F. Deily | Management | For | For | |||||||||||||||
1.3 | Elect Director R.E. Denham | Management | For | For | |||||||||||||||
1.4 | Elect Director R.J. Eaton | Management | For | For | |||||||||||||||
1.5 | Elect Director C. Hagel | Management | For | For | |||||||||||||||
1.6 | Elect Director E. Hernandez | Management | For | For | |||||||||||||||
1.7 | Elect Director F. G. Jenifer | Management | For | For | |||||||||||||||
1.8 | Elect Director G.L. Kirkland | Management | For | For | |||||||||||||||
1.9 | Elect Director S. Nunn | Management | For | For | |||||||||||||||
1.10 | Elect Director D.B. Rice | Management | For | For | |||||||||||||||
1.11 | Elect Director K.W. Sharer | Management | For | For | |||||||||||||||
1.12 | Elect Director C.R. Shoemate | Management | For | For | |||||||||||||||
1.13 | Elect Director J.G. Stumpf | Management | For | For | |||||||||||||||
1.14 | Elect Director R.D. Sugar | Management | For | For | |||||||||||||||
1.15 | Elect Director C. Ware | Management | For | For | |||||||||||||||
1.16 | Elect Director J.S. Watson | Management | For | For | |||||||||||||||
2 | Ratification of Indpendent Registered Public Accounting Firm | Management | For | For | |||||||||||||||
3 | Amendment to Chevron's By-laws to reduce the percentage of stockholdings required for stockholders to call for Special Meetings | Management | For | For | |||||||||||||||
4 | Appointment of an Independent Director with environmental expertise | Shareholder | Against | Abstain | |||||||||||||||
5 | Holding equity-based compensation through retirement | Shareholder | For | Abstain | |||||||||||||||
6 | Disclosure of payments to host governments | Shareholder | Against | Abstain | |||||||||||||||
7 | Guidelines for country selection | Shareholder | Against | Abstain | |||||||||||||||
8 | Financial risks from climate change | Shareholder | Against | Abstain | |||||||||||||||
9 | Human rights committee | Shareholder | Against | Abstain | |||||||||||||||
00507V109 | 06/03/10 | Activision Blizzard, Inc. *ATVI* | 65,300 | ||||||||||||||||
1.1 | Elect Director Philippe G.H. Capron | Management | For | For | |||||||||||||||
1.2 | Elect Director Robert J. Corti | Management | For | For | |||||||||||||||
1.3 | Elect Director Frederic R. Crepin | Management | For | For | |||||||||||||||
1.4 | Elect Director Brian G. Kelly | Management | For | For | |||||||||||||||
1.5 | Elect Director Robert A. Kotick | Management | For | For | |||||||||||||||
1.6 | Elect Director Jean-Bernard Levy | Management | For | For | |||||||||||||||
1.7 | Elect Director Robert J. Morgado | Management | For | For | |||||||||||||||
1.8 | Elect Director Douglas P. Morris | Management | For | For | |||||||||||||||
1.9 | Elect Director Stephane Roussel | Management | For | For | |||||||||||||||
1.10 | Elect Director Richard Sarnoff | Management | For | For | |||||||||||||||
1.11 | Elect Director Regis Turrini | Management | For | For | |||||||||||||||
2 | Approve 2008 incentive plan, as amended and restated | Management | For | For | |||||||||||||||
25490A101 | 06/03/10 | DirecTV *DTV* | 12,100 | ||||||||||||||||
1.1 | Elect Director Neil R. Austrian | Management | For | For | |||||||||||||||
1.2 | Elect Director Ralph F. Boyd, Jr. | Management | For | For | |||||||||||||||
1.3 | Elect Director Paul A. Gould | Management | For | For | |||||||||||||||
1.4 | Elect Director Charles R. Lee | Management | For | For | |||||||||||||||
1.5 | Elect Director Peter A. Lund | Management | For | For | |||||||||||||||
1.6 | Elect Director Gregory B. Maffei | Management | For | For | |||||||||||||||
1.7 | Elect Director John C. Malone | Management | For | For | |||||||||||||||
1.8 | Elect Director Nancy S. Newcomb | Management | For | For | |||||||||||||||
1.9 | Elect Director Haim Saban | Management | For | For | |||||||||||||||
1.10 | Elect Director Michael D. White | Management | For | For | |||||||||||||||
2 | Ratification of appointment of Independent Public Accountants | Management | For | For | |||||||||||||||
3 | Approval of the DirecTV 2010 stock plan | Management | Against | Against | |||||||||||||||
4 | Approval of the DirectTV Executive Officer cash bonus plan | Management | For | For | |||||||||||||||
5 | Adoption of policy requiring executives to retain 75% of all equity-based compensation for 2 years following separation from DirecTV | Shareholder | For | Against | |||||||||||||||
931142103 | 06/04/10 | Wal-Mart Stores, Inc. *WMT* | 11,100 | ||||||||||||||||
1.1 | Elect Director Aida M. Alvarez | Management | For | For | |||||||||||||||
1.2 | Elect Director James W. Breyer | Management | For | For | |||||||||||||||
1.3 | Elect Director M. Michele Burns | Management | For | For | |||||||||||||||
1.4 | Elect Director James I. Cash, Jr. | Management | For | For | |||||||||||||||
1.5 | Elect Director Roger C. Corbett | Management | For | For | |||||||||||||||
1.6 | Elect Director Douglas N. Daft | Management | For | For | |||||||||||||||
1.7 | Elect Director Michael T. Duke | Management | For | For | |||||||||||||||
1.8 | Elect Director Gregory B. Penner | Management | For | For | |||||||||||||||
1.9 | Elect Director Steven S. Reinemund | Management | For | For | |||||||||||||||
1.10 | Elect Director H. Lee Scott, Jr. | Management | For | For | |||||||||||||||
1.11 | Elect Director Arne M. Sorenson | Management | For | For | |||||||||||||||
1.12 | Elect Director Jim C. Walton | Management | For | For | |||||||||||||||
1.13 | Elect Director S. Robson Walton | Management | For | For | |||||||||||||||
1.14 | Elect Director Christopher J. Williams | Management | For | For | |||||||||||||||
1.15 | Elect Director Linda S. Wolf | Management | For | For | |||||||||||||||
2 | Ratification of Ernst & Young LLP as Independent Accountants | Management | For | For | |||||||||||||||
3 | Approval of the Wal-Mart Stores, Inc. stock incentive plan of 2010 | Management | For | For | |||||||||||||||
4 | Approval of the ASDA limited sharesave plan 2000, as amended | Management | For | For | |||||||||||||||
5 | Gender indentity non-discriminatory policy | Shareholder | Against | Abstain | |||||||||||||||
6 | Advisory vote on Executive compensation | Shareholder | Against | For | |||||||||||||||
7 | Political contributions report | Shareholder | Against | For | |||||||||||||||
8 | Special shareowner Meetings | Shareholder | Against | For | |||||||||||||||
9 | Poultry slaughter | Shareholder | Against | Abstain | |||||||||||||||
10 | Lobbying priorities report | Shareholder | Against | Abstain | |||||||||||||||
25179M103 | 06/09/10 | Devon Energy Corporation *DVN* | 8,300 | ||||||||||||||||
1 | Elect Director John Richels | Management | For | For | |||||||||||||||
2 | Ratify the appointment of the Company’s Independent Auditors for 2010 | Management | For | For | |||||||||||||||
3 | Adopt simple majority vote | Shareholder | Against | For | |||||||||||||||
881624209 | 06/29/10 | Teva Pharmaceuticals Industires Limited *TEVA* | 13,400 | ||||||||||||||||
1 | To approve the Board of Directors' recommendation that the cash dividend for the year ended December 31, 2009, which was paid in four installments and aggregated NIS 2.50 (approximately US$0.642, according to the applicable exchange rates) per ordinary share (or ADS), be declared final | Management | For | For | |||||||||||||||
2.1 | Elect Director Mr. Abraham E. Cohen | Management | For | For | |||||||||||||||
2.2 | Elect Director Mr. Amir Elstein | Management | For | For | |||||||||||||||
2.3 | Elect Director Prof. Roger Kornberg | Management | For | For | |||||||||||||||
2.4 | Elect Director Prof. Moshe Many | Management | For | For | |||||||||||||||
2.5 | Elect Director Mr. Dan Propper | Management | For | For | |||||||||||||||
3 | To appoint Kesselman & Kesselman, a member of PricewaterhouseCoopers International Ltd., as the Company's Indpendent Registered Public Accounting Firm until the 2011 annual Meeting of shareholders and to authorize the Board of Directors to determine their compensation provided such compensation is also approved by the Audit Committee | Management | For | For | |||||||||||||||
4 | To approve the Company's 2010 long-term equity-based incentive plan | Management | Against | Against | |||||||||||||||
5.1 | Approve the remuneration of Dr. Phillip Frost, in his capacity as Chairman of the Board, effective as of March 9, 2010, in the amount of NIS equivalent of USD 385,702 (as of March 9, 2010) per annum, plus VAT (as applicable), as adjusted by the Israeli consumer price index (in addition to per meeting fees paid to Directors), provisions to Dr. Frost, in his capacity as Chairman of the Board, of an office and secretarial services, and, effective as of February 15, 2010, all as more fully described in the Proxy Statment | Management | For | For | |||||||||||||||
5.2 | To approve the remuneration of Prof. Moshe Many, in his capacity as Vice Chairman of the Board of TEVA, effective as of March 9, 2010, in the amount of the NIS equivalent of USD 150,000 (as of March 9, 2010) per annum, plus VAT (as applicable), as adjusted by the Israeli consumer price index (in addition to per meeting fees paid to Directors), and the provision to Prof. Many, in his capacity as Vice Chairman of the Board, of secretarial services | Management | For | For | |||||||||||||||
5.3 | To approve the remuneration of Prof. Roger Kornberg, in his capacity as Director of TEVA, effective as of May 10, 2010, in the amount of the NIS equivalent of USD 150,000 (as of May 10, 2010) per annum, plus VAT (as applicable), as adjusted by the Israeli consumer price index (in addition to per meeting fees paid to Directors) | Management | For | For | |||||||||||||||
5.4 | To approve an increase in the registered share capital of the Company by NIS 100,000,000 to a total of NIS 250,000,000 by the creation of 1,000,000,000 additional ordinary shares of par value NIS 0.1 each, and the amendment of the Company’s incorporation documents accordingly | Management | Against | Against |
Quaker Mid-Cap Value Fund | |||||||||||||||||||
CUSIP | Meeting Date | Company Name *Ticker* | Proposal | Proponent | Mgmt Rec | Vote Cast | Shares Voted | ||||||||||||
M22465104 | 07/29/09 | Check Point Software Technologies, Ltd. *CHKP* | 4,955 | ||||||||||||||||
1 | Elect/appoint Directors | Management | For | For | |||||||||||||||
2 | Appoint Chairman | Management | For | For | |||||||||||||||
3 | Approve appointment of Auditors | Management | For | For | |||||||||||||||
4 | Approve Directors' remuneration | Management | For | For | |||||||||||||||
5 | Controlling shareholder | Management | For | For | |||||||||||||||
6 | Personal interest in proposal - For = Yes, No = Against | Management | For | For | |||||||||||||||
345838106 | 08/10/09 | Forest Laboratories, Inc. -CL A *FRX* | 9,710 | ||||||||||||||||
1.1 | Elect Nominee Howard Soloman | Management | For | For | |||||||||||||||
1.2 | Elect Nominee Lawrence S. Olanoff, M.D., PhD. | Management | For | For | |||||||||||||||
1.3 | Elect Nominee Nesli Basgoz, M.D. | Management | For | For | |||||||||||||||
1.4 | Elect Nominee William J. Candee, III | Management | For | For | |||||||||||||||
1.5 | Elect Nominee George S. Cohan | Management | For | For | |||||||||||||||
1.6 | Elect Nominee Dan L. Goldwasser | Management | For | For | |||||||||||||||
1.7 | Elect Nominee Kenneth E. Goodman | Management | For | For | |||||||||||||||
1.8 | Elect Nominee Lester B. Salans, M.D. | Management | For | For | |||||||||||||||
2 | Ratify Executive compensation | Management | For | For | |||||||||||||||
3 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
703395103 | 09/14/09 | Patterson Companies, Inc. *PDCO* | 1,210 | ||||||||||||||||
1.1 | Elect Nominee Ellen A. Rudnick | Management | For | For | |||||||||||||||
1.2 | Elect Nominee Harold C. Slavkin | Management | For | For | |||||||||||||||
1.3 | Elect Nominee James W. Wiltz | Management | For | For | |||||||||||||||
1.4 | Elect Nominee Les C. Vinney | Management | For | For | |||||||||||||||
2 | Amend equity incentive plan | Management | For | For | |||||||||||||||
3 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
237194105 | 09/25/09 | Darden Restaurants, Inc. *DRI* | 4,850 | ||||||||||||||||
1.1 | Elect Nominee Leonard L. Berry | Management | For | For | |||||||||||||||
1.2 | Elect Nominee Odie C. Donald | Management | For | For | |||||||||||||||
1.3 | Elect Nominee Christopher J. Fraleigh | Management | For | For | |||||||||||||||
1.4 | Elect Nominee David H. Hughes | Management | For | For | |||||||||||||||
1.5 | Elect Nominee Charles A. Ledsinger, Jr. | Management | For | For | |||||||||||||||
1.6 | Elect Nominee William M. Lewis, Jr. | Management | For | For | |||||||||||||||
1.7 | Elect Nominee Senator Connie Mack, III | Management | For | For | |||||||||||||||
1.8 | Elect Nominee Andrew H. (Drew) Madsen | Management | For | For | |||||||||||||||
1.9 | Elect Nominee Clarence Otis, Jr. | Management | For | For | |||||||||||||||
1.10 | Elect Nominee Michael D. Rose | Management | For | For | |||||||||||||||
1.11 | Elect Nominee Maria A. Sastre | Management | For | For | |||||||||||||||
2 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
871829107 | 11/18/09 | Sysco Corp *SYY* | 4,475 | ||||||||||||||||
1.1 | Elect Nominee Jonathan Golden | Management | For | For | |||||||||||||||
1.2 | Elect Nominee Joseph A. Hafner, Jr. | Management | For | For | |||||||||||||||
1.3 | Elect Nominee Nancy S. Newcomb | Management | For | For | |||||||||||||||
1.4 | Elect Nominee Kenneth F. Spitler | Management | For | For | |||||||||||||||
2 | Approve 2009 non-employee directors stock plan | Management | For | For | |||||||||||||||
3 | Add shares/amend 2007 stock incentive plan | Management | For | For | |||||||||||||||
4 | Approve 2009 Management incentive plan | Management | For | For | |||||||||||||||
5 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
6 | Ratify Executive compensation | Management | For | For | |||||||||||||||
7 | Review/report on healthcare related issues | Management | No | No | |||||||||||||||
461202103 | 12/15/09 | Intuit, Inc. *INTU* | 8,080 | ||||||||||||||||
1.1 | Elect Nominee David H. Batchelder | Management | For | For | |||||||||||||||
1.2 | Elect Nominee Christopher W. Brody | Management | For | For | |||||||||||||||
1.3 | Elect Nominee William V. Campbell | Management | For | For | |||||||||||||||
1.4 | Elect Nominee Scott D. Cook | Management | For | For | |||||||||||||||
1.5 | Elect Nominee Diane B. Greene | Management | For | For | |||||||||||||||
1.6 | Elect Nominee Michael R. Hallman | Management | For | For | |||||||||||||||
1.7 | Elect Nominee Edward A. Kangas | Management | For | For | |||||||||||||||
1.8 | Elect Nominee Suzanne Nora Johnson | Management | For | For | |||||||||||||||
1.9 | Elect Nominee Dennis D. Powell | Management | For | For | |||||||||||||||
1.10 | Elect Nominee Stratton D. Sclavos | Management | For | For | |||||||||||||||
1.11 | Elect Nominee Brad D. Smith | Management | For | For | |||||||||||||||
2 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
3 | Add shares/amend 2005 equity incentive plan | Management | For | For | |||||||||||||||
4 | Add shares to employee stock purchase plan | Management | For | For | |||||||||||||||
440452100 | 01/26/10 | Hormel Foods Corp *HRL* | 5,760 | ||||||||||||||||
1.1 | Elect Nominee Terrell K. Crews | Management | For | For | |||||||||||||||
1.2 | Elect Nominee Jeffery M. Ettinger | Management | For | For | |||||||||||||||
1.3 | Elect Nominee Jody H. Feragen | Management | For | For | |||||||||||||||
1.4 | Elect Nominee Susan I. Marvin | Management | For | For | |||||||||||||||
1.5 | Elect Nominee John L. Morrison | Management | For | For | |||||||||||||||
1.6 | Elect Nominee Elsa A. Murano, PhD | Management | For | For | |||||||||||||||
1.7 | Elect Nominee Robert C. Nakasone | Management | For | For | |||||||||||||||
1.8 | Elect Nominee Susan K. Nestergard | Management | For | For | |||||||||||||||
1.9 | Elect Nominee Ronald D. Pearson | Management | For | For | |||||||||||||||
1.10 | Elect Nominee Dakota A. Pippins | Management | For | For | |||||||||||||||
1.11 | Elect Nominee Huch C. Smith, M.D. | Management | For | For | |||||||||||||||
1.12 | Elect Nominee John G. Turner | Management | For | For | |||||||||||||||
2 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
3 | Review/report on animal welfare | Management | No | No | |||||||||||||||
42822Q100 | 01/27/10 | Hewitt Associates, Inc. *HEW* | 5,365 | ||||||||||||||||
1.1 | Elect Nominee Judson C. Green | Management | For | For | |||||||||||||||
1.2 | Elect Nominee Michael E. Greenlees | Management | For | For | |||||||||||||||
1.3 | Elect Nominee Steven P. Stanbrook | Management | For | For | |||||||||||||||
1.4 | Elect Nominee Stacey J. Mobley | Management | For | For | |||||||||||||||
2 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
050095108 | 02/11/10 | Atwood Oceanics, Inc. *ATW* | 4,765 | ||||||||||||||||
1.1 | Elect Nominee Deborah A. Beck | Management | For | For | |||||||||||||||
1.2 | Elect Nominee Robert W. Burgess | Management | For | For | |||||||||||||||
1.3 | Elect Nominee George S. Dotson | Management | For | For | |||||||||||||||
1.4 | Elect Nominee Jack E. Golden | Management | For | For | |||||||||||||||
1.5 | Elect Nominee Hans Helmerich | Management | For | For | |||||||||||||||
1.6 | Elect Nominee James R. Montague | Management | For | For | |||||||||||||||
1.7 | Elect Nominee Robert J. Saltiel | Management | For | For | |||||||||||||||
2 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
3 | Approve other business | Management | N/A | No | |||||||||||||||
754730109 | 02/18/10 | Raymond James Financial Corp *RJF* | 165 | ||||||||||||||||
1.1 | Elect Nominee Shelley G. Broader | Management | For | For | |||||||||||||||
1.2 | Elect Nominee Francis S. Godbold | Management | For | For | |||||||||||||||
1.3 | Elect Nominee H.W. Habermeyer, Jr. | Management | For | For | |||||||||||||||
1.4 | Elect Nominee Chet Helck | Management | For | For | |||||||||||||||
1.5 | Elect Nominee Thomas A. James | Management | For | For | |||||||||||||||
1.6 | Elect Nominee Paul C. Reilly | Management | For | For | |||||||||||||||
1.7 | Elect Nominee Robert P. Saltzman | Management | For | For | |||||||||||||||
1.8 | Elect Nominee Kenneth A. Shields | Management | For | For | |||||||||||||||
1.9 | Elect Nominee Hardwick Simmons | Management | For | For | |||||||||||||||
1.10 | Elect Nominee Susan N. Story | Management | For | For | |||||||||||||||
2 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
3 | Reapprove incentive plan/performance criteria for OBRA | Management | For | For | |||||||||||||||
91913Y100 | 04/29/10 | Valero Energy Corp *VLO* | 10,270 | ||||||||||||||||
1.1 | Elect Nominee Ruben M. Escobedo | Management | For | For | |||||||||||||||
1.2 | Elect Nominee Bob Marbut | Management | For | For | |||||||||||||||
1.3 | Elect Nominee Robert A. Profusek | Management | For | For | |||||||||||||||
2 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
3 | Reapprove incentive plan/performance criteria for OBRA | Management | For | For | |||||||||||||||
4 | Ratify Executive compensation | Management | For | For | |||||||||||||||
5 | Report on impact of operations on rainforest sustainability | Management | No | No | |||||||||||||||
6 | Review/report on political contributions | Management | No | For | |||||||||||||||
7 | Adopt holding period/retention ratio | Management | No | No | |||||||||||||||
826552101 | 05/04/10 | Sigma-Aldrich Corp *SIAL* | 2,780 | ||||||||||||||||
1.1 | Elect Nominee Rebecca M. Bergman | Management | For | For | |||||||||||||||
1.2 | Elect Nominee George M. Church | Management | For | For | |||||||||||||||
1.3 | Elect Nominee David R. Harvey | Management | For | For | |||||||||||||||
1.4 | Elect Nominee W. Lee McCollum | Management | For | For | |||||||||||||||
1.5 | Elect Nominee Jai P. Nagarkatti | Management | For | For | |||||||||||||||
1.6 | Elect Nominee Avi M. Nash | Management | For | For | |||||||||||||||
1.7 | Elect Nominee Steven M. Paul | Management | For | For | |||||||||||||||
1.8 | Elect Nominee J. Pedro Reinhard | Management | For | For | |||||||||||||||
1.9 | Elect Nominee D. Dean Spatz | Management | For | For | |||||||||||||||
1.10 | Elect Nominee Barrett A. Toan | Management | For | For | |||||||||||||||
2 | Amend cash bonus plan | Management | For | For | |||||||||||||||
3 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
4 | Eliminate supermajority vote | Management | No | For | |||||||||||||||
171340102 | 05/06/10 | Church & Dwight, Inc. *CHD* | 2,465 | ||||||||||||||||
1.1 | Elect Nominee Bradley C. Irwin | Management | For | For | |||||||||||||||
1.2 | Elect Nominee Jeffrey A. Levick | Management | For | For | |||||||||||||||
1.3 | Elect Nominee Arthur B. Winkleblack | Management | For | For | |||||||||||||||
2 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
42217K106 | 05/06/10 | Health Care Reit, Inc. *HCN* | 3,555 | ||||||||||||||||
1.1 | Elect Nominee Thomas J. Derosa | Management | For | For | |||||||||||||||
1.2 | Elect Nominee Jeffrey H. Donahue | Management | For | For | |||||||||||||||
1.3 | Elect Nominee Fred S. Klipsch | Management | For | For | |||||||||||||||
2 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
44107P104 | 05/06/10 | Host Hotels & Resorts, Inc. *HST* | 237 | ||||||||||||||||
1.1 | Elect Nominee Robert M. Baylis | Management | For | For | |||||||||||||||
1.2 | Elect Nominee Willard W. Brittain, Jr. | Management | For | For | |||||||||||||||
1.3 | Elect Nominee Terence C. Golden | Management | For | For | |||||||||||||||
1.4 | Elect Nominee Ann M. Korologos | Management | For | For | |||||||||||||||
1.5 | Elect Nominee Richard E. Marriott | Management | For | For | |||||||||||||||
1.6 | Elect Nominee John B. Morse, Jr. | Management | For | For | |||||||||||||||
1.7 | Elect Nominee Gordon H. Smith | Management | For | For | |||||||||||||||
1.8 | Elect Nominee W. Edward Walter | Management | For | For | |||||||||||||||
2 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
790849103 | 05/07/10 | St. Jude Medical, Inc. *JUD.F* | 4,250 | ||||||||||||||||
1.1 | Elect Nominee Stuart M. Essing | Management | For | For | |||||||||||||||
1.2 | Elect Nominee Barbara B. Hill | Management | For | For | |||||||||||||||
1.3 | Elect Nominee Michael A. Rocca | Management | For | For | |||||||||||||||
2 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
3 | Report on sustainability | Management | For | For | |||||||||||||||
941848103 | 05/11/10 | Waters Corp *WAT* | 1,765 | ||||||||||||||||
1.1 | Elect Nominee Joshua Bekenstein | Management | For | For | |||||||||||||||
1.2 | Elect Nominee Michael J. Berendt, PhD. | Management | For | For | |||||||||||||||
1.3 | Elect Nominee Douglas A. Berthiaume | Management | For | For | |||||||||||||||
1.4 | Elect Nominee Edward Concord | Management | For | For | |||||||||||||||
1.5 | Elect Nominee Laurie H. Glimcher, M.D. | Management | For | For | |||||||||||||||
1.6 | Elect Nominee Christopher A. Kuebler | Management | For | For | |||||||||||||||
1.7 | Elect Nominee William J. Miller | Management | For | For | |||||||||||||||
1.8 | Elect Nominee Joann A. Reed | Management | For | For | |||||||||||||||
1.9 | Elect Nominee Thomas P. Salice | Management | For | For | |||||||||||||||
2 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
125269100 | 05/12/10 | CF Industries Holdings, Inc. *CF* | 1,350 | ||||||||||||||||
1.1 | Elect Nominee Robert C. Arzbaecher | Management | For | For | |||||||||||||||
1.2 | Elect Nominee Edward A. Schmidtt | Management | For | For | |||||||||||||||
3 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
50540R409 | 05/12/10 | Laboratory Corporation of America Holdings *LH* | 23 | ||||||||||||||||
1.1 | Elect Nominee David P. King | Management | For | For | |||||||||||||||
1.2 | Elect Nominee Kerrii B. Anderson | Management | For | For | |||||||||||||||
1.3 | Elect Nominee Jean-Luc Belingard | Management | For | For | |||||||||||||||
1.4 | Elect Nominee Wendy E.Lane | Management | For | For | |||||||||||||||
1.5 | Elect Nominee Thomas P. MacMahon | Management | For | For | |||||||||||||||
1.6 | Elect Nominee Robert E. Mittelstaedt, Jr. | Management | For | For | |||||||||||||||
1.7 | Elect Nominee Arthur H. Rubenstein, MBBCH | Management | For | For | |||||||||||||||
1.8 | Elect Nominee M. Keith Weikel, PhD. | Management | For | For | |||||||||||||||
1.9 | Elect Nominee R. Sanders Williams, M.D. | Management | For | For | |||||||||||||||
2 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
69331C108 | 05/12/10 | PG&E Corp *PCG.F* | 2,915 | ||||||||||||||||
1.1 | Elect Nominee David R. Andrews | Management | For | For | |||||||||||||||
1.2 | Elect Nominee Lewis Chew | Management | For | For | |||||||||||||||
1.3 | Elect Nominee C. Lee Cox | Management | For | For | |||||||||||||||
1.4 | Elect Nominee Peter A. Darbee | Management | For | For | |||||||||||||||
1.5 | Elect Nominee Maryellen C. Herringer | Management | For | For | |||||||||||||||
1.6 | Elect Nominee Roger H. Kimmel | Management | For | For | |||||||||||||||
1.7 | Elect Nominee Richard A. Meserve | Management | For | For | |||||||||||||||
1.8 | Elect Nominee Forrest E. Miller | Management | For | For | |||||||||||||||
1.9 | Elect Nominee Rosendo G. Parra | Management | For | For | |||||||||||||||
1.10 | Elect Nominee Barbara L. Rambo | Management | For | For | |||||||||||||||
1.11 | Elect Nominee Barry Lawson Williams | Management | For | For | |||||||||||||||
2 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
3 | Ratify Executive compensation | Management | For | For | |||||||||||||||
4 | Amend 2006 long-term incentive plan | Management | For | For | |||||||||||||||
5 | Appoint separate/Independent Board Chair | Management | No | No | |||||||||||||||
6 | Limit directorships of Directors involved in bankruptcy | Management | No | No | |||||||||||||||
7 | Review/report on political contributions | Management | No | For | |||||||||||||||
655844108 | 05/13/10 | Norfolk Southern Corp *NSC* | 2,915 | ||||||||||||||||
1.1 | Elect Nominee Thomas D. Bell, Jr. | Management | For | For | |||||||||||||||
1.2 | Elect Nominee Alston D. Correll | Management | For | For | |||||||||||||||
1.3 | Elect Nominee Landon Hilliard | Management | For | For | |||||||||||||||
1.4 | Elect Nominee Burton M. Joyce | Management | For | For | |||||||||||||||
2 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
3 | Add shares/amend long-term incentive plan | Management | For | For | |||||||||||||||
4 | Amend Executive management incentive plan | Management | For | For | |||||||||||||||
5 | Review/report on political contributions | Management | No | For | |||||||||||||||
7591EP100 | 05/13/10 | Regions Financial Corp *RF* | 1,680 | ||||||||||||||||
1.1 | Elect Nominee Samuel W. Bartholomew, Jr. | Management | For | For | |||||||||||||||
1.2 | Elect Nominee George W. Bryan | Management | For | No | |||||||||||||||
1.3 | Elect Nominee David J. Cooper | Management | For | For | |||||||||||||||
1.4 | Elect Nominee Earnest W. Deavenport, Jr. | Management | For | No | |||||||||||||||
1.5 | Elect Nominee Don Defosset | Management | For | For | |||||||||||||||
1.6 | Elect Nominee O.B. Grayson Hall, Jr. | Management | For | For | |||||||||||||||
1.7 | Elect Nominee Charles D. McCrary | Management | For | For | |||||||||||||||
1.8 | Elect Nominee James R. Malone | Management | For | For | |||||||||||||||
1.9 | Elect Nominee Susan W. Matlock | Management | For | No | |||||||||||||||
1.10 | Elect Nominee John E. Maupin, Jr. | Management | For | For | |||||||||||||||
1.11 | Elect Nominee John R. Roberts | Management | For | For | |||||||||||||||
1.12 | Elect Nominee Lee J. Styslinger, III | Management | For | No | |||||||||||||||
2 | Ratify Executive compensation | Management | For | No | |||||||||||||||
3 | Approve 2010 long-term incentive plan | Management | For | For | |||||||||||||||
4 | Increase common stock/other amendments | Management | For | For | |||||||||||||||
5 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
6 | Limit executive compensation - tax gross-ups | Management | No | For | |||||||||||||||
7 | Review/report on political contributions | Management | No | For | |||||||||||||||
723787107 | 05/14/10 | Pioneer Natural Resources Co. *PXO* | 355 | ||||||||||||||||
1.1 | Elect Nominee Andrew D. Lundquist | Management | For | For | |||||||||||||||
1.2 | Elect Nominee Charles E. Ramsey, Jr. | Management | For | For | |||||||||||||||
1.3 | Elect Nominee Frank A. Risch | Management | For | For | |||||||||||||||
2 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
3 | Adopt a majority vote to elect Directors | Management | Did Not Vote | For | |||||||||||||||
743410102 | 05/14/10 | Prologis *PLD* | 3,334 | ||||||||||||||||
1.1 | Elect Nominee Stephen L. Feinberg | Management | For | For | |||||||||||||||
1.2 | Elect Nominee George L. Fotiades | Management | For | For | |||||||||||||||
1.3 | Elect Nominee Christine N. Garvey | Management | For | For | |||||||||||||||
1.4 | Elect Nominee Lawrence V. Jackson | Management | For | For | |||||||||||||||
1.5 | Elect Nominee Donald P. Jacobs | Management | For | For | |||||||||||||||
1.6 | Elect Nominee Irving F. Lyons, III | Management | For | For | |||||||||||||||
1.7 | Elect Nominee Walter C. Rakowich | Management | For | For | |||||||||||||||
1.8 | Elect Nominee D. Michael Steuert | Management | For | For | |||||||||||||||
1.9 | Elect Nominee J. Andre Teixeira | Management | For | For | |||||||||||||||
1.10 | Elect Nominee Andrea M. Zulberti | Management | For | For | |||||||||||||||
2 | Add shares/amend 2006 long-term incentive plan | Management | For | For | |||||||||||||||
3 | Approve option exchange | Management | For | For | |||||||||||||||
4 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
G491BT108 | 05/18/10 | Invesco, Ltd. *IVZ* | 12,540 | ||||||||||||||||
1.1 | Elect Nominee Joseph R. Canion | Management | For | For | |||||||||||||||
1.2 | Elect Nominee Edward P. Lawrence | Management | For | For | |||||||||||||||
1.3 | Elect Nominee James I. Robertson | Management | For | For | |||||||||||||||
1.4 | Elect Director Phoebe A. Wood | Management | For | For | |||||||||||||||
2 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
00751Y106 | 05/19/10 | Advance Auto Parts, Inc. *AAP* | 8,030 | ||||||||||||||||
1.1 | Elect Nominee John F. Bergstrom | Management | For | For | |||||||||||||||
1.2 | Elect Nominee John C. Brouillard | Management | For | For | |||||||||||||||
1.3 | Elect Nominee Fiona P. Dias | Management | For | For | |||||||||||||||
1.4 | Elect Nominee Frances X. Frei | Management | For | For | |||||||||||||||
1.5 | Elect Nominee Darren R. Jackson | Management | For | For | |||||||||||||||
1.6 | Elect Nominee William S. Oglesby | Management | For | For | |||||||||||||||
1.7 | Elect Nominee J. Paul Raines | Management | For | For | |||||||||||||||
1.8 | Elect Nominee Gilbert T. Ray | Management | For | For | |||||||||||||||
1.9 | Elect Nominee Carlos A. Saladrigas | Management | For | For | |||||||||||||||
1.10 | Elect Nominee Francesca M.Spinelli | Management | For | For | |||||||||||||||
2 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
G3223R108 | 05/19/10 | Everest RE Group, Ltd. *RE* | 3,845 | ||||||||||||||||
1.1 | Elect Nominee Kenneth J. Duffy | Management | For | For | |||||||||||||||
1.2 | Elect Nominee Joseph V. Taranto | Management | For | For | |||||||||||||||
2 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
3 | Approve 2010 stock incentive plan | Management | For | For | |||||||||||||||
344849104 | 05/19/10 | Foot Locker, Inc. *FL* | 1,305 | ||||||||||||||||
1.1 | Elect Nominee Ken C. Hicks | Management | For | For | |||||||||||||||
1.2 | Elect Nominee James E. Preston | Management | For | For | |||||||||||||||
1.3 | Elect Nominee Dona D. Young | Management | For | For | |||||||||||||||
2 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
3 | Add shares/amend 2007 stock incentive plan | Management | For | For | |||||||||||||||
759351604 | 05/19/10 | Reinsurance Group America, Inc. *RGA* | 20,135 | ||||||||||||||||
1.1 | Elect Nominee William J. Bartlett | Management | For | For | |||||||||||||||
1.2 | Elect Nominee Alan C. Henderson | Management | For | For | |||||||||||||||
1.3 | Elect Nominee Rachel Lomax | Management | For | For | |||||||||||||||
1.4 | Elect Nominee Fred J. Sievert | Management | For | For | |||||||||||||||
2 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
896239100 | 05/19/10 | Trimble Navigation, Ltd. *TRMB* | 47 | ||||||||||||||||
1.1 | Elect Nominee Steven W. Berglund | Management | For | For | |||||||||||||||
1.2 | Elect Nominee John B. Goodrich | Management | For | For | |||||||||||||||
1.3 | Elect Nominee William Hart | Management | For | For | |||||||||||||||
1.4 | Elect Nominee Merit E. Janow | Management | For | For | |||||||||||||||
1.5 | Elect Nominee Ulf J. Johansson | Management | For | For | |||||||||||||||
1.6 | Elect Nominee Bradford W. Parkinson | Management | For | For | |||||||||||||||
1.7 | Elect Nominee Mark S. Peek | Management | For | For | |||||||||||||||
1.8 | Elect Nominee Nickolas W. Vande Steeg | Management | For | For | |||||||||||||||
2 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
3 | Approve other business | Management | For | No | |||||||||||||||
98389B100 | 05/19/10 | Xcel Energy, Inc. *XEL* | 8,470 | ||||||||||||||||
1.1 | Elect Nominee Fredric W. Corrigan | Management | For | For | |||||||||||||||
1.2 | Elect Nominee Richard K. Davis | Management | For | For | |||||||||||||||
1.3 | Elect Nominee Benjamin G.S. Fowke, III | Management | For | For | |||||||||||||||
1.4 | Elect Nominee Richard C. Kelly | Management | For | For | |||||||||||||||
1.5 | Elect Nominee Albert F. Moreno | Management | For | For | |||||||||||||||
1.6 | Elect Nominee Christopher J. Policinski | Management | For | For | |||||||||||||||
1.7 | Elect Nominee A. Patricia Simpson | Management | For | For | |||||||||||||||
1.8 | Elect Nominee David A. Westerlund | Management | For | For | |||||||||||||||
1.9 | Elect Nominee Kim Williams | Management | For | For | |||||||||||||||
1.10 | Elect Nominee Timothy V.Wolf | Management | For | For | |||||||||||||||
2 | Amend Executive annual incentive plan | Management | For | For | |||||||||||||||
3 | Amend 2005 long-term incentive plan | Management | For | For | |||||||||||||||
4 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
5 | Allow advisory vote on Executive compensation | Management | No | No | |||||||||||||||
156708109 | 05/20/10 | Cephalon, Inc. *CEPH* | 9,740 | ||||||||||||||||
1.1 | Elect Nominee Frank Baldino, Jr., Ph.D | Management | For | For | |||||||||||||||
1.2 | Elect Nominee William P. Egan | Management | For | For | |||||||||||||||
1.3 | Elect Nominee Martyn D. Greenacre | Management | For | No | |||||||||||||||
1.4 | Elect Nominee Vaughn M. Kailian | Management | For | No | |||||||||||||||
1.5 | Elect Nominee Kevin E. Moley | Management | For | For | |||||||||||||||
1.6 | Elect Nominee Charles A. Sanders, M.D. | Management | For | No | |||||||||||||||
1.7 | Elect Nominee Gail R. Wilensky, Ph.D | Management | For | For | |||||||||||||||
1.8 | Elect Nominee Dennis L. Winger | Management | For | For | |||||||||||||||
2 | Add shares to 2004 equity compensation plan | Management | For | No | |||||||||||||||
3 | Approve 2010 employee stock purchase plan | Management | For | For | |||||||||||||||
4 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
493267108 | 05/20/10 | KeyCorp *KEY* | 35 | ||||||||||||||||
1.1 | Elect Nominee William G. Bares | Management | For | For | |||||||||||||||
1.2 | Elect Nominee Joseph A.Carrabba | Management | For | For | |||||||||||||||
1.3 | Elect Nominee Carol A. Cartwright | Management | For | For | |||||||||||||||
1.4 | Elect Nominee Alexander M. Cutler | Management | For | For | |||||||||||||||
1.5 | Elect Nominee Elizabeth R.Gile | Management | For | For | |||||||||||||||
1.6 | Elect Nominee Ruth Ann M. Gillis | Management | For | For | |||||||||||||||
1.7 | Elect Nominee Kristen L. Manos | Management | For | For | |||||||||||||||
1.8 | Elect Nominee Eduardo R. Menasce | Management | For | For | |||||||||||||||
1.9 | Elect Nominee Henry L. Meyer, III | Management | For | For | |||||||||||||||
1.10 | Elect Nominee Edward W. Stack | Management | For | For | |||||||||||||||
1.11 | Elect Nominee Thomas C. Stevens | Management | For | For | |||||||||||||||
2 | Approve 2010 equity compensation plan | Management | For | For | |||||||||||||||
3 | Amend governing documents - modernize/clarify | Management | For | For | |||||||||||||||
4 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
5 | Ratify Executive compensation | Management | For | For | |||||||||||||||
91529Y106 | 05/20/10 | Unum Group *UNM* | 34,360 | ||||||||||||||||
1.1 | Elect Nominee E. Michael Caulfield | Management | For | For | |||||||||||||||
1.2 | Elect Nominee Ronald E. Goldsberry | Management | For | For | |||||||||||||||
1.3 | Elect Nominee Kevin T. Kabat | Management | For | For | |||||||||||||||
1.4 | Elect Nominee Michael J. Passarella | Management | For | For | |||||||||||||||
2 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
G16922105 | 05/21/10 | Bunge Ltd. *BG* | 8,600 | ||||||||||||||||
1.1 | Elect Nominee Jorge Born, Jr. | Management | For | For | |||||||||||||||
1.2 | Elect Nominee Bernard De La Tour D Auvergne | Management | For | For | |||||||||||||||
1.3 | Elect Nominee William Engels | Management | For | For | |||||||||||||||
1.4 | Elect Nominee L. Patrick Lupo | Management | For | For | |||||||||||||||
2 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
3 | Approve annual incentive plan | Management | For | For | |||||||||||||||
792228108 | 05/26/10 | St. Mary Land & Explor Co. *20034.F* | 28 | ||||||||||||||||
1.1 | Elect Nominee Barbara M. Baumann | Management | For | For | |||||||||||||||
1.2 | Elect Nominee Anthony J. Best | Management | For | For | |||||||||||||||
1.3 | Elect Nominee Larry W. Bickle | Management | For | For | |||||||||||||||
1.4 | Elect Nominee William J. Gardiner | Management | For | For | |||||||||||||||
1.5 | Elect Nominee Julio M. Quintana | Management | For | For | |||||||||||||||
1.6 | Elect Nominee John M. Seidl | Management | For | For | |||||||||||||||
1.7 | Elect Nominee William D. Sullivan | Management | For | For | |||||||||||||||
2 | Add shares to equity incentive compensation plan | Management | For | For | |||||||||||||||
3 | Approve Company name change | Management | For | For | |||||||||||||||
4 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
989701107 | 05/28/10 | Zions Bancorporation *ZION* | 6,720 | ||||||||||||||||
1.1 | Elect Nominee Roger B. Porter | Management | For | For | |||||||||||||||
1.2 | Elect Nominee L.E. Simmons | Management | For | For | |||||||||||||||
1.3 | Elect Nominee Steven C. Wheelwright | Management | For | For | |||||||||||||||
2 | Increase preferred stock | Management | For | For | |||||||||||||||
3 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
4 | Ratify Executive compensation | Management | For | For | |||||||||||||||
5 | Amend EEO policy to include sexual orientation | Management | No | For | |||||||||||||||
6 | Appoint separate/Independent Board Chair | Management | No | No | |||||||||||||||
7 | Allow advisory vote on Executive compensation | Management | No | No | |||||||||||||||
002896207 | 06/09/10 | Abercrombie & Fitch -CLA | 5,590 | ||||||||||||||||
1.1 | Elect Nominee Edward F. Limato | Management | For | No | |||||||||||||||
1.2 | Elect Nominee Robert A. Rosholt | Management | For | For | |||||||||||||||
1.3 | Elect Nominee Craig R. Stapleton | Management | For | For | |||||||||||||||
1.4 | Elect Nominee Elizabeth M. Lee | Management | For | For | |||||||||||||||
1.5 | Ratify appointment of Auditors | Management | For | For | |||||||||||||||
2 | Approve 2010 long-term incentive plan | Management | For | No | |||||||||||||||
3 | Appoint separate/Independent Board Chair | Management | No | For | |||||||||||||||
4 | Eliminate classified Board | Management | No | For | |||||||||||||||
5 | Monitor/adopt code on global labor practices/human rights | Management | No | No | |||||||||||||||
M22465104 | 06/29/10 | Check Point Software Technologies, Ltd. *CHKP* | 4,020 | ||||||||||||||||
1 | Elect appoint Director | Management | For | For | |||||||||||||||
2 | Approve appointment of Auditors | Management | For | For | |||||||||||||||
3 | Approve Directors' remuneration | Management | For | For | |||||||||||||||
4 | Personal interest in proposal - For = Yes, No = Against | Management | N/A | For |
Quaker Small-Cap Value Fund | ||||||||||||||||
CUSIP | Meeting Date | Company Name *Ticker* | Proposal | Proponent | Mgmt Rec | Vote Cast | Shares Voted | |||||||||
Y2573F102 | 07/13/09 | Flextronics International *FLEX* | 85,200 | |||||||||||||
1 | Amend exisiting equity incentive plans | Management | For | Against | ||||||||||||
26817C101 | 07/14/09 | DynCorp International, Inc. *DCP* | 21,800 | |||||||||||||
1.1 | Elect Director Ramzi M. Musallam | Management | For | Withhold | ||||||||||||
1.2 | Elect Director Mark H. Ronald | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
31942D107 | 07/22/09 | First Cash Financial Services *FCFS* | 37,900 | |||||||||||||
1.1 | Elect Director Rick L. Wessel | Management | For | For | ||||||||||||
1.2 | Elect Director Richard T. Burke | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
859152100 | 07/23/09 | STERIS Corporation *STE* | 261 | |||||||||||||
1.1 | Elect Director Richard C. Breeden | Management | For | For | ||||||||||||
1.2 | Elect Director Cynthia L. Feldmann | Management | For | For | ||||||||||||
1.3 | Elect Director Robert H. Fields | Management | For | For | ||||||||||||
1.4 | Elect Director Jacqueline B. Kosecoff | Management | For | For | ||||||||||||
1.5 | Elect Director Kevin M. McMullen | Management | For | For | ||||||||||||
1.6 | Elect Director Walter M Rosebrough, Jr. | Management | For | For | ||||||||||||
1.7 | Elect Director Mohsen M. Sohi | Management | For | For | ||||||||||||
1.8 | Elect Director John P. Wareham | Management | For | For | ||||||||||||
1.9 | Elect Director Loyal W. Wilson | Management | For | For | ||||||||||||
1.10 | Elect Director Michael B. Wood | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
896818101 | 07/23/09 | Triumph Group, Inc. *TGI* | 149 | |||||||||||||
1.1 | Elect Director Paul Bourgon | Management | For | For | ||||||||||||
1.2 | Elect Director Richard C. Gozon | Management | For | For | ||||||||||||
1.3 | Elect Director Richard C, Ill | Management | For | For | ||||||||||||
1.4 | Elect Director Claude F. Kronk | Management | For | For | ||||||||||||
1.5 | Elect Director Joseph M. Silvestri | Management | For | For | ||||||||||||
1.6 | Elect Director George Simpson | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
172755100 | 07/24/09 | Cirrus Logic, Inc. *CRUS* | 71,000 | |||||||||||||
1.1 | Elect Director Michael L. Hackworth | Management | For | For | ||||||||||||
1.2 | Elect Director John C. Carter | Management | For | For | ||||||||||||
1.3 | Elect Director Timothy R. Dehne | Management | For | For | ||||||||||||
1.4 | Elect Director D. James Guzy | Management | For | For | ||||||||||||
1.5 | Elect Director Jason P. Rhode | Management | For | For | ||||||||||||
1.6 | Elect Director William D. Sherman | Management | For | For | ||||||||||||
1.7 | Elect Director Robert H. Smith | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
727493108 | 07/29/09 | Plantronics, Inc. *PLT* | 24,400 | |||||||||||||
1.1 | Elect Director Marv Tseu | Management | For | For | ||||||||||||
1.2 | Elect Director Ken Kannappan | Management | For | For | ||||||||||||
1.3 | Elect Director Brian Dexheimer | Management | For | For | ||||||||||||
1.4 | Elect Director Gregg Hammann | Management | For | For | ||||||||||||
1.5 | Elect Director John Hart | Management | For | For | ||||||||||||
1.6 | Elect Director Marshall Mohr | Management | For | For | ||||||||||||
1.7 | Elect Director Roger Wery | Management | For | For | ||||||||||||
2 | Amend omnibus stock plan | Management | For | For | ||||||||||||
3 | Amend qualified employee stock purchase plan | Management | For | For | ||||||||||||
4 | Ratify Auditors | Management | For | For | ||||||||||||
826565103 | 07/30/09 | Sigma Designs, Inc. *SIGM* | 2,889 | |||||||||||||
1.1 | Elect Director Thinh Q. Tran | Management | For | Withhold | ||||||||||||
1.2 | Elect Director William J. Almon | Management | For | Withhold | ||||||||||||
1.3 | Elect Director Julien Nguyen | Management | For | Withhold | ||||||||||||
1.4 | Elect Director Lung C. Tsai | Management | For | Withhold | ||||||||||||
2 | Approve omnibus stock plan | Management | For | For | ||||||||||||
3 | Approve stock option exchange program | Management | For | For | ||||||||||||
4 | Ratify Auditors | Management | For | For | ||||||||||||
981419104 | 08/05/09 | World Acceptance Corporation *WRLD* | 300 | |||||||||||||
1.1 | Elect Director A. Alexander McLean, III | Management | For | For | ||||||||||||
1.2 | Elect Director James R. Gilreath | Management | For | For | ||||||||||||
1.3 | Elect Director William S. Hummers, III | Management | For | For | ||||||||||||
1.4 | Elect Director Charles D. Way | Management | For | For | ||||||||||||
1.5 | Elect Director Ken R. Bramlett, Jr. | Management | For | For | ||||||||||||
1.6 | Elect Director Mark C. Roland | Management | For | For | ||||||||||||
1.7 | Elect Director Darrell E. Whitaker | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
209341106 | 08/06/09 | Consolidated Graphics, Inc. *CGX* | 12,600 | |||||||||||||
1.1 | Elect Director Larry J. Alexander | Management | For | For | ||||||||||||
1.2 | Elect Director Brady F. Carruth | Management | For | For | ||||||||||||
2 | Amend omnibus stock plan | Management | For | For | ||||||||||||
53215T106 | 08/06/09 | Life Partners Holdings, Inc. *LPHI* | 162 | |||||||||||||
1.1 | Elect Director Brian D. Pardo | Management | For | Withhold | ||||||||||||
1.2 | Elect Director R. Scott Peden | Management | For | Withhold | ||||||||||||
1.3 | Elect Director Tad Ballantyne | Management | For | For | ||||||||||||
1.4 | Elect Director Fred Dewald | Management | For | For | ||||||||||||
1.5 | Elect Director Harold Rafuse | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
G93762204 | 08/06/09 | Vistaprint N.V. *VPRT* | 12,400 | |||||||||||||
1 | Approve reincorporation from Bermuda to Netherlands | Management | For | For | ||||||||||||
005125109 | 08/19/09 | Acxiom Corporation *ACXM* | 65,600 | |||||||||||||
1.1 | Elect Director Michael J. Durham | Management | For | For | ||||||||||||
1.2 | Elect Director Ann Die Hasselmo | Management | For | For | ||||||||||||
1.3 | Elect Director William J. Henderson | Management | For | For | ||||||||||||
1.4 | Elect Director John A. Meyer | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
747277101 | 08/20/09 | QLogic Corporation *QLGC* | 45,700 | |||||||||||||
1.1 | Elect Director H.K. Desai | Management | For | For | ||||||||||||
1.2 | Elect Director Joel S. Birnbaum | Management | For | For | ||||||||||||
1.3 | Elect Director James R. Fiebiger | Management | For | For | ||||||||||||
1.4 | Elect Director Balakrishnan S. Iyer | Management | For | For | ||||||||||||
1.5 | Elect Director Kathryn B. Lewis | Management | For | For | ||||||||||||
1.6 | Elect Director George D. Wells | Management | For | For | ||||||||||||
2 | Amend omnibus stock plan | Management | For | For | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
205638109 | 08/25/09 | Compuware Corporation *CPWR* | 48,400 | |||||||||||||
1.1 | Elect Director Dennis W. Archer | Management | For | Withhold | ||||||||||||
1.2 | Elect Director Gurminder S. Bedi | Management | For | For | ||||||||||||
1.3 | Elect Director William O. Grabe | Management | For | For | ||||||||||||
1.4 | Elect Director William R. Halling | Management | For | For | ||||||||||||
1.5 | Elect Director Peter Karmanos, Jr. | Management | For | For | ||||||||||||
1.6 | Elect Director Faye Alexander Nelson | Management | For | For | ||||||||||||
1.7 | Elect Director Glenda D. Price | Management | For | For | ||||||||||||
1.8 | Elect Director W. James Prowse | Management | For | Withhold | ||||||||||||
1.9 | Elect Director G. Scott Romney | Management | For | Withhold | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Amend shareholder rights plan (poison pill) | Management | For | For | ||||||||||||
G4388N106 | 08/25/09 | Helen of Troy Limited *HELE* | 12,600 | |||||||||||||
1.1 | Elect Gary B. Abromovitz as Director | Management | For | Withhold | ||||||||||||
1.2 | Elect John B. Butterworth as Director | Management | For | For | ||||||||||||
1.3 | Elect Timothy F. Meeker as Director | Management | For | Withhold | ||||||||||||
1.4 | Elect Bryon H. Rubin as Director | Management | For | For | ||||||||||||
1.5 | Elect Gerald J. Rubin as Director | Management | For | For | ||||||||||||
1.6 | Elect Stanlee N. Rubin as Director | Management | For | For | ||||||||||||
1.7 | Elect William F. Susetka as Director | Management | For | For | ||||||||||||
1.8 | Elect Adolpho R. Telles as Director | Management | For | For | ||||||||||||
1.9 | Elect Darren G. Woody as Director | Management | For | Withhold | ||||||||||||
2 | Amend Helen of Troy Limited 2008 stock incentive plan | Management | For | Against | ||||||||||||
3 | Approve Grant Thornton LLP as Auditors and authorize Board to fix their remuneration | Management | For | For | ||||||||||||
458118106 | 09/17/09 | Integrated Device Technology, Inc. *IDTI* | 54,400 | |||||||||||||
1.1 | Elect Director John Schofield | Management | For | For | ||||||||||||
1.2 | Elect Director Lewis Eggebrecht | Management | For | For | ||||||||||||
1.3 | Elect Director Umesh Padval | Management | For | For | ||||||||||||
1.4 | Elect Director Gordon Parnell | Management | For | For | ||||||||||||
1.5 | Elect Director Donald Schrock | Management | For | For | ||||||||||||
1.6 | Elect Director Ron Smith | Management | For | For | ||||||||||||
1.7 | Elect Director Theodore L. Tewksbury, III | Management | For | For | ||||||||||||
2 | Approve qualified employee stock purchase plan | Management | For | For | ||||||||||||
3 | Approve repricing of options | Management | For | For | ||||||||||||
4 | Ratify Auditors | Management | For | For | ||||||||||||
Y2573F102 | 09/22/09 | Flextronics International *FLEX* | 85,200 | |||||||||||||
1.1 | Re-Election of Director: James A. Davidson | Management | For | For | ||||||||||||
1.2 | Re-Election of Director: Lip Bu Tan | Management | For | For | ||||||||||||
1.3 | Re-Election of Director: Robert L. Edwards | Management | For | For | ||||||||||||
1.4 | Re-Election of Director: Daniel H. Schulman | Management | For | For | ||||||||||||
1.5 | Re-Election of Director: William D. Watkins | Management | For | For | ||||||||||||
2 | Approve the reappointment of Deloitte & Touche LLP as Flextronics' Independent Auditors for the 2010 fiscal year and to authorize the Board of Directors to fix its remuneration | Management | For | For | ||||||||||||
3 | Approve the general authorization for the Directors of Flextronics to allot and issue ordinary shares | Management | For | For | ||||||||||||
4 | Approve the renewal of the share purchase mandate relating to acquisitions by Flextronics of its own issued ordinary shares | Management | For | For | ||||||||||||
5 | Approve changes in the cash compensation payable to Flextronics' non-employee Directors and additional cash compensation for the Chairman of the Board of Directors | Management | For | For | ||||||||||||
885535104 | 09/23/09 | 3Com Corporation *COMS* | 80,600 | |||||||||||||
1.1 | Elect Director Kathleen A. Cote | Management | For | For | ||||||||||||
1.2 | Elect Director David H.Y. Ho | Management | For | For | ||||||||||||
1.3 | Elect Director Robert Y.L. Mao | Management | For | For | ||||||||||||
1.4 | Elect Director J. Donald Sherman | Management | For | For | ||||||||||||
1.5 | Elect Director Dominique Trempont | Management | For | For | ||||||||||||
1.6 | Declassify the Board of Directors | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
922206107 | 10/05/09 | Varian Medical Systems, Inc. *VARI* | 7,200 | |||||||||||||
1 | Approve merger agreement | Management | For | For | ||||||||||||
2 | Adjourn Meeting | Management | For | For | ||||||||||||
46069S109 | 10/06/09 | Intersil Corporation *ISIL* | 28,200 | |||||||||||||
1 | Amend omnibus stock plan | Management | For | For | ||||||||||||
2 | Approve stock option exchange program | Management | For | For | ||||||||||||
144285103 | 10/12/09 | Carpenter Technology Corporation *CRS* | 19,000 | |||||||||||||
1.1 | Elect Director Carl G. Anderson, Jr. | Management | For | Withhold | ||||||||||||
1.2 | Elect Director Philip M. Anderson | Management | For | Withhold | ||||||||||||
1.3 | Elect Director Jeffrey Wadsworth | Management | For | Withhold | ||||||||||||
1.4 | Elect Director William A. Wulfsohn | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
254546104 | 10/26/09 | Dionex Corporation *DNEX* | 100 | |||||||||||||
1.1 | Elect Director David L. Anderson | Management | For | For | ||||||||||||
1.2 | Elect Director A. Blaine Bowman | Management | For | For | ||||||||||||
1.3 | Elect Director Frank Witney | Management | For | For | ||||||||||||
1.4 | Elect Director Roderick McGeary | Management | For | For | ||||||||||||
1.5 | Elect Director Riccardo Pigliucci | Management | For | For | ||||||||||||
1.6 | Elect Director Michael W. Pope | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
878377100 | 10/29/09 | Techne Corporation *TECH* | 6,800 | |||||||||||||
1.1 | Elect Director Thomas E. Oland | Management | For | For | ||||||||||||
1.2 | Elect Director Roger C. Lucas | Management | For | For | ||||||||||||
1.3 | Elect Director Howard V. O'Connell | Management | For | For | ||||||||||||
1.4 | Elect Director Randolph C. Steer | Management | For | For | ||||||||||||
1.5 | Elect Director Robert V. Baumgartner | Management | For | For | ||||||||||||
1.6 | Elect Director Charles A. Dinarello | Management | For | For | ||||||||||||
1.7 | Elect Director Karen A. Holbrook | Management | For | For | ||||||||||||
1.8 | Elect Director John L. Higgins | Management | For | For | ||||||||||||
2 | Fix number of Directors at eight (8) | Management | For | For | ||||||||||||
053807103 | 11/05/09 | Avnet, Inc. *AVT* | 18,600 | |||||||||||||
1.1 | Elect Director Eleanor Baum | Management | For | For | ||||||||||||
1.2 | Elect Director J. Veronica Biggins | Management | For | For | ||||||||||||
1.3 | Elect Director Lawrence W. Clarkson | Management | For | For | ||||||||||||
1.4 | Elect Director Ehud Houminer | Management | For | For | ||||||||||||
1.5 | Elect Director Frank R. Noonan | Management | For | For | ||||||||||||
1.6 | Elect Director Ray M. Robinson | Management | For | For | ||||||||||||
1.7 | Elect Director William P. Sullivan | Management | For | For | ||||||||||||
1.8 | Elect Director Gary L. Tooker | Management | For | For | ||||||||||||
1.9 | Elect Director Roy Vallee | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
513847103 | 11/16/09 | Lancaster Colony *LANC* | 13,100 | |||||||||||||
1.1 | Elect Director James B. Bachmann | Management | For | For | ||||||||||||
1.2 | Elect Director Neeli Bendapudi | Management | For | For | ||||||||||||
1.3 | Elect Director John L. Boylan | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
78503N107 | 11/17/09 | SWS Group, Inc. *SWS* | 19,800 | |||||||||||||
1.1 | Elect Director Don A. Buchholz | Management | For | For | ||||||||||||
1.2 | Elect Director Donald W. Hultgren | Management | For | For | ||||||||||||
1.3 | Elect Director Robert A. Buchholz | Management | For | For | ||||||||||||
1.4 | Elect Director Brodie L. Cobb | Management | For | For | ||||||||||||
1.5 | Elect Director I.D. Flores, III | Management | For | For | ||||||||||||
1.6 | Elect Director Larry A. Jobe | Management | For | For | ||||||||||||
1.7 | Elect Director Frederick R. Meyer | Management | For | For | ||||||||||||
1.8 | Elect Director Dr. Mike Moses | Management | For | For | ||||||||||||
1.9 | Elect Director Joel T. Williams, III | Management | For | For | ||||||||||||
2 | Amend deferred compensation plan | Management | For | For | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
256664103 | 11/24/09 | Dollar Financial Corporation *DLLR* | 319 | |||||||||||||
1.1 | Elect Director David Jessick | Management | For | For | ||||||||||||
1.2 | Elect Director Kenneth Schwenke | Management | For | Withhold | ||||||||||||
1.3 | Elect Director Michael Kooper | Management | For | Withhold | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
267475101 | 11/24/09 | Dycom Industries, Inc. *DY* | 54,400 | |||||||||||||
1.1 | Elect Director Stephen C. Coley | Management | For | For | ||||||||||||
1.2 | Elect Director Patricia L. Higgins | Management | For | Withhold | ||||||||||||
1.3 | Elect Director Steven E. Nielsen | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Other business | Management | For | Against | ||||||||||||
001744101 | 12/09/09 | AMN Healthcare Services, Inc. *AHS* | 68,200 | |||||||||||||
1 | Approve stock option exchange program | Management | For | For | ||||||||||||
808194104 | 12/10/09 | Schulman, Inc. *SHLM* | 29,900 | |||||||||||||
1.1 | Elect Director David G. Birney | Management | For | For | ||||||||||||
1.2 | Elect Director Howard R. Curd | Management | For | For | ||||||||||||
1.3 | Elect Director Michael A. McManus | Management | For | For | ||||||||||||
1.4 | Elect Director Ernest J. Novak | Management | For | For | ||||||||||||
1.5 | Elect Director Irvin D. Reid | Management | For | For | ||||||||||||
1.6 | Elect Director John B. Yasinsky | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Approve qualified employee stock purchase plan | Management | For | For | ||||||||||||
169656105 | 12/21/09 | Chipotle Mexican Grill, Inc. *CMG* | 42 | |||||||||||||
1 | Eliminate class of common stock | Management | For | For | ||||||||||||
57383T103 | 12/31/09 | Marvel Entertainment, Inc. *MVL* | 10,900 | |||||||||||||
1 | Approve merger agreement | Management | For | For | ||||||||||||
2 | Adjourn Meeting | Management | For | For | ||||||||||||
001744101 | 04/14/10 | AMN Healthcare Services, Inc. *AHS* | 68,200 | |||||||||||||
1.1 | Elect Director R. Jeffrey Harris | Management | For | For | ||||||||||||
1.2 | Elect Director Michael M.E. Johns | Management | For | For | ||||||||||||
1.3 | Elect Director Hala G. Moddelmog | Management | For | For | ||||||||||||
1.4 | Elect Director Susan R. Nowakowski | Management | For | For | ||||||||||||
1.5 | Elect Director Andrew M. Stern | Management | For | For | ||||||||||||
1.6 | Elect Director Paul E. Weaver | Management | For | For | ||||||||||||
1.7 | Elect Director Douglas D. Wheat | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
P16994132 | 04/14/10 | Banco Latinode Com *BLX* | 41,900 | |||||||||||||
1 | Accept financial statements and statutory reports (voting) | Management | For | For | ||||||||||||
2 | Ratify Deloitte as Auditors | Management | For | For | ||||||||||||
3.1 | Elect Director to represent holders of class A shares | Management | For | For | ||||||||||||
3.2 | Elect Herminio Blanco to represent holders of class E shares | Management | For | For | ||||||||||||
3.3 | Elect William Dick Hayes to represent holders of class E shares | Management | For | For | ||||||||||||
3.4 | Elect Maria Da Graca Franca to represent holders of class E shares | Management | For | For | ||||||||||||
359694106 | 04/15/10 | Fuller (HB) *FUL* | 33,200 | |||||||||||||
1.1 | Director John C. Van Roden, Jr. | Management | For | Withhold | ||||||||||||
1.2 | Director Michele Volpi | Management | For | Withhold | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
063904106 | 04/20/10 | Bank of the Ozarks *OZRK* | 200 | |||||||||||||
1.1 | Elect Director George Gleason | Management | For | For | ||||||||||||
1.2 | Elect Director Mark Ross | Management | For | For | ||||||||||||
1.3 | Elect Director Jean Arehart | Management | For | For | ||||||||||||
1.4 | Elect Director Steven Arnold | Management | For | For | ||||||||||||
1.5 | Elect Director Richard Cisne | Management | For | For | ||||||||||||
1.6 | Elect Director Robert East | Management | For | For | ||||||||||||
1.7 | Elect Director Linda Gleason | Management | For | For | ||||||||||||
1.8 | Elect Director Henry Mariani | Management | For | For | ||||||||||||
1.9 | Elect Director James Matthews | Management | For | For | ||||||||||||
1.10 | Elect Director R.L. Qualls | Management | For | For | ||||||||||||
1.11 | Elect Director Kennith Smith | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Other business | Management | For | Against | ||||||||||||
93317Q105 | 04/21/10 | Walter Industries *WLT* | 7,000 | |||||||||||||
1.1 | Elect Director Howard L. Clark, Jr. | Management | For | For | ||||||||||||
1.2 | Elect Director Jerry W. Kolb | Management | For | For | ||||||||||||
1.3 | Elect Director Patrick A. Kriegshauser | Management | For | For | ||||||||||||
1.4 | Elect Director Joseph B. Leonard | Management | For | For | ||||||||||||
1.5 | Elect Director Bernard G. Rethore | Management | For | For | ||||||||||||
1.6 | Elect Director George R. Richmond | Management | For | For | ||||||||||||
1.7 | Elect Director Michael T. Tokarz | Management | For | For | ||||||||||||
1.8 | Elect Director A.J. Wagner | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
82669G104 | 04/21/10 | Signature Bank *SBNY* | 10,600 | |||||||||||||
1.1 | Elect Director John Tamberlane | Management | For | For | ||||||||||||
1.2 | Elect Director Yacov Levy | Management | For | For | ||||||||||||
1.3 | Elect Director Frank R. Selvaggi | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Advisory vote to ratify named Executive Officers' compensation | Management | For | For | ||||||||||||
402307102 | 04/22/10 | Gulf Island Fabrication *GIFI* | 7,200 | |||||||||||||
1.1 | Elect Director Michael A. Flick | Management | For | For | ||||||||||||
1.2 | Elect Director Ken C. Tamblyn | Management | For | For | ||||||||||||
1.3 | Elect Director John A. Wishart | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
529771107 | 04/22/10 | Lexmark International, Inc. *LXK* | 12,500 | |||||||||||||
1.1 | Elect Director Paul J. Curlander | Management | For | For | ||||||||||||
1.2 | Elect Director Kathi P. Seifert | Management | For | For | ||||||||||||
1.3 | Elect Director Jean-Paul L. Montupet | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Advisory vote to ratify named Executive Officers' compensation | Management | For | For | ||||||||||||
651587107 | 04/22/10 | NewMarket, Corp. *NEU* | 5,800 | |||||||||||||
1.1 | Elect Director Phyllis L. Cothran | Management | For | For | ||||||||||||
1.2 | Elect Director Mark M. Gambill | Management | For | For | ||||||||||||
1.3 | Elect Director Bruce C. Gottwald | Management | For | For | ||||||||||||
1.4 | Elect Director Thomas E. Gottwald | Management | For | For | ||||||||||||
1.5 | Elect Director Patrick D. Hanley | Management | For | For | ||||||||||||
1.6 | Elect Director James E. Rogers | Management | For | For | ||||||||||||
1.7 | Elect Director Charles B. Walker | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
668074305 | 04/22/10 | Northwestern Corp. *NWE* | 200 | |||||||||||||
1.1 | Elect Director Stephen P. Adik | Management | For | For | ||||||||||||
1.2 | Elect Director Dorothy M. Bradley | Management | For | For | ||||||||||||
1.3 | Elect Director E. Linn Draper, Jr. | Management | For | For | ||||||||||||
1.4 | Elect Director Dana J. Dykhouse | Management | For | For | ||||||||||||
1.5 | Elect Director Julia L. Johnson | Management | For | For | ||||||||||||
1.6 | Elect Director Philip L. Maslowe | Management | For | For | ||||||||||||
1.7 | Elect Director Denton Louis Peoples | Management | For | For | ||||||||||||
1.8 | Elect Director Robert C. Rowe | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
88632Q103 | 04/22/10 | Tibco Software *TBX* | 50,000 | |||||||||||||
1.1 | Elect Director Vivek Y. Ranadive | Management | For | For | ||||||||||||
1.2 | Elect Director Nanci E. Caldwell | Management | For | For | ||||||||||||
1.3 | Elect Director Eric C.W. Dunn | Management | For | For | ||||||||||||
1.4 | Elect Director Narendra K. Gupta | Management | For | For | ||||||||||||
1.5 | Elect Director Peter J. Job | Management | For | For | ||||||||||||
1.6 | Elect Director Philip K. Wood | Management | For | For | ||||||||||||
1.7 | Amend omnibus stock plan | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
703481101 | 04/26/10 | Patterson-UTI Energy, Inc. *PTEN* | 47,200 | |||||||||||||
1.1 | Elect Director Mark S. Siegel | Management | For | For | ||||||||||||
1.2 | Elect Director Kenneth N. Berns | Management | For | For | ||||||||||||
1.3 | Elect Director Charles O. Buckner | Management | For | For | ||||||||||||
1.4 | Elect Director Curtis W. Huff | Management | For | For | ||||||||||||
1.5 | Elect Director Terry H. Hunt | Management | For | For | ||||||||||||
1.6 | Elect Director Kenneth R. Peak | Management | For | For | ||||||||||||
1.7 | Elect Director Cloyce A. Talbott | Management | For | For | ||||||||||||
2 | Amend omnibus stock plan | Management | For | For | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
4 | Other business | Management | For | Against | ||||||||||||
635309107 | 04/27/10 | National CineMedia, Inc. *NCMI* | 23,900 | |||||||||||||
1.1 | Elect Director Michael L. Campbell | Management | For | For | ||||||||||||
1.2 | Elect Director Gerardo I. Lopez | Management | For | For | ||||||||||||
1.3 | Elect Director Lee Roy Mitchell | Management | For | For | ||||||||||||
2 | Approve Executive incentive bonus plan | Management | For | For | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
177835105 | 04/28/10 | City Holding Co. *CHCO* | 7,500 | |||||||||||||
1.1 | Elect Director Oshel B. Craigo | Management | For | For | ||||||||||||
1.2 | Elect Director William H. File, III | Management | For | For | ||||||||||||
1.3 | Elect Director Tracy W. Hylton, II | Management | For | For | ||||||||||||
1.4 | Elect Director C. Dallas Kayser | Management | For | For | ||||||||||||
1.5 | Elect Director Sharon H. Rowe | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
29265N108 | 04/28/10 | Energen Corp. *EGN* | 17,800 | |||||||||||||
1.1 | Elect Director Stephen D. Ban | Management | For | For | ||||||||||||
1.2 | Elect Director Julian W. Banton | Management | For | For | ||||||||||||
1.3 | Elect Director T. Michael Goodrich | Management | For | For | ||||||||||||
2 | Amend non-employee Director omnibus stock plan | Management | For | For | ||||||||||||
3 | Amend Executive incentive bonus plan | Management | For | For | ||||||||||||
4 | Ratify Auditors | Management | For | For | ||||||||||||
90328M107 | 04/28/10 | USANA Health Sciences, Inc. *USNA* | 6,445 | |||||||||||||
1.1 | Elect Director Myron W. Wentz, PhD | Management | For | For | ||||||||||||
1.2 | Elect Director Robert Anciaux | Management | For | For | ||||||||||||
1.3 | Elect Director Gilbert A. Fuller | Management | For | Withhold | ||||||||||||
1.4 | Elect Director Ronald S. Poelman | Management | For | For | ||||||||||||
1.5 | Elect Director Jerry G. McClain | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
G4412G101 | 04/29/10 | Herbalife Ltd. *HLF* | 18,400 | |||||||||||||
1.1 | Elect Leroy T. Barnes, Jr. as Director | Management | For | For | ||||||||||||
1.2 | Elect Richard P. Bermingham as Director | Management | For | For | ||||||||||||
1.3 | Elect Jeffrey T. Dunn as Director | Management | For | For | ||||||||||||
2 | Amend 2005 stock incentive plan | Management | For | For | ||||||||||||
3 | Ratify KPMG LLP as Auditors | Management | For | For | ||||||||||||
G6052F103 | 04/29/10 | Max Capital Group Ltd. *MXGL* | 33,000 | |||||||||||||
1 | Approve share issuance pursuant to the agreement and plan of amalgamation | Management | For | For | ||||||||||||
2 | Change the name of Max Capital Group Ltd. to "Alterra Capital Holdings Ltd." | Management | For | For | ||||||||||||
3 | Change the name of Max Bermuda Ltd. to "Alterra Insurance Ltd." | Management | For | For | ||||||||||||
4 | Transact other business (voting) | Management | For | Against | ||||||||||||
G7127P100 | 04/29/10 | Platinum Underwriters Holdings Ltd. *PHP* | 9,900 | |||||||||||||
1.1 | Elect H. Furlong Baldwin as Director | Management | For | For | ||||||||||||
1.2 | Elect Dan R. Carmichael as Director | Management | For | For | ||||||||||||
1.3 | Elect A. John Hass as Director | Management | For | For | ||||||||||||
1.4 | Elect Antony P. D. Lancaster as Director | Management | For | For | ||||||||||||
1.5 | Elect Edmund R. Megna as Director | Management | For | For | ||||||||||||
1.6 | Elect Michael D. Price as Director | Management | For | For | ||||||||||||
1.7 | Elect Peter T. Pruitt as Director | Management | For | For | ||||||||||||
1.8 | Elect James P. Slattery as Director | Management | For | For | ||||||||||||
1.9 | Elect Christopher J. Steffen as Director | Management | For | For | ||||||||||||
2.1 | Amend Bylaws Re: enhanced restrictions to mitigate the risk of attribution of income to U.S. shareholders | Management | For | For | ||||||||||||
2.2 | Amend Bylaws Re: Director and Officer liability | Management | For | For | ||||||||||||
2.3 | Amend Bylaws Re: jurisdictional limits of corporate action | Management | For | For | ||||||||||||
2.4 | Amend Bylaws Re: Director actions | Management | For | For | ||||||||||||
2.5 | Amend Bylaws Re: casting of votes | Management | For | For | ||||||||||||
2.6 | Amend Bylaws Re: transfer of shares | Management | For | For | ||||||||||||
2.7 | Amend Bylaws Re: number of Directors | Management | For | For | ||||||||||||
2.8 | Amend Bylaws Re: editorial changes | Management | For | For | ||||||||||||
3 | Approve omnibus stock plan | Management | For | For | ||||||||||||
4 | Approve the material terms of the performance goals under performance incentive plan | Management | For | For | ||||||||||||
5 | Approve KPMG Bermuda as Auditors | Management | For | For | ||||||||||||
68618W100 | 04/30/10 | Oriental Financial Group, Inc. * | 8,500 | |||||||||||||
1.1 | Elect Director Jose J. Gil De Lamadrid | Management | For | For | ||||||||||||
1.2 | Elect Director Jose Rafael Fernandez | Management | For | For | ||||||||||||
1.3 | Elect Director Maricarmen Aponte | Management | For | For | ||||||||||||
2.1 | Amend omnibus stock plan | Management | For | For | ||||||||||||
2.2 | Amend omnibus stock plan | Management | For | Against | ||||||||||||
3 | Increase authorized preferred and common stock | Management | For | For | ||||||||||||
4 | Ratify Auditors | Management | For | For | ||||||||||||
31652100 | 05/03/10 | Amkor Technology, Inc. *AMKR* | 530 | |||||||||||||
1.1 | Elect Director James J. Kim | Management | For | For | ||||||||||||
1.2 | Elect Director Roger A. Carolin | Management | For | For | ||||||||||||
1.3 | Elect Director Winston J. Churchill | Management | For | For | ||||||||||||
1.4 | Elect Director Kenneth T. Joyce | Management | For | For | ||||||||||||
1.5 | Elect Director John T. Kim | Management | For | For | ||||||||||||
1.6 | Elect Director Stephen G. Newberry | Management | For | For | ||||||||||||
1.7 | Elect Director John F. Osborne | Management | For | For | ||||||||||||
1.8 | Elect Director James W. Zug | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
55306N104 | 05/03/10 | MKS Instruments, Inc. *MKSI* | 18,400 | |||||||||||||
1.1 | Elect Director Cristina H. Amon | Management | For | Withhold | ||||||||||||
1.2 | Elect Director Richard S. Chute | Management | For | Withhold | ||||||||||||
1.3 | Elect Director Peter R. Hanley | Management | For | Withhold | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
92922P106 | 05/03/10 | W&T Offshore, Inc. *WTI* | 580 | |||||||||||||
1.1 | Elect Director Virginia Boulet | Management | For | Withhold | ||||||||||||
1.2 | Elect Director J.F. Freel | Management | For | Withhold | ||||||||||||
1.3 | Elect Director Samir G. Gibara | Management | For | Withhold | ||||||||||||
1.4 | Elect Director Robert I. Israel | Management | For | For | ||||||||||||
1.5 | Elect Director Tracy W. Krohn | Management | For | Withhold | ||||||||||||
1.6 | Elect Director S. James Nelson, Jr. | Management | For | Withhold | ||||||||||||
1.7 | Elect Director B. Frank Stanley | Management | For | Withhold | ||||||||||||
2 | Amend omnibus stock plan | Management | For | For | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
42735100 | 05/04/10 | Arrow Electronics, Inc. *ARW* | 26,400 | |||||||||||||
1.1 | Elect Director Daniel W. Duval | Management | For | For | ||||||||||||
1.2 | Elect Director Gail E. Hamilton | Management | For | For | ||||||||||||
1.3 | Elect Director John N. Hanson | Management | For | For | ||||||||||||
1.4 | Elect Director Richard S. Hill | Management | For | For | ||||||||||||
1.5 | Elect Director M.F. (Fran) Keeth | Management | For | For | ||||||||||||
1.6 | Elect Director Roger King | Management | For | For | ||||||||||||
1.7 | Elect Director Michael J. Long | Management | For | For | ||||||||||||
1.8 | Elect Director Stephen C. Patrick | Management | For | For | ||||||||||||
1.9 | Elect Director Barry W. Perry | Management | For | For | ||||||||||||
1.10 | Elect Director John C. Waddell | Management | For | Withhold | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Amend omnibus stock plan | Management | For | For | ||||||||||||
270321102 | 5/4/2010 | EarthLink, Inc. *ELNK* | 900 | |||||||||||||
1.1 | Elect Director Susan D. Bowick | Management | For | For | ||||||||||||
1.2 | Elect Director Terrell B. Jones | Management | For | For | ||||||||||||
1.3 | Elect Director David A. Koretz | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Report on adoption of free and open internet policy | Shareholder | Against | Against | ||||||||||||
30225X103 | 05/04/10 | Exterran Holdings, Inc. *EXH* | 13,269 | |||||||||||||
1.1 | Elect Director Janet F. Clark | Management | For | For | ||||||||||||
1.2 | Elect Director Ernie L. Danner | Management | For | For | ||||||||||||
1.3 | Elect Director Uriel E. Dutton | Management | For | For | ||||||||||||
1.4 | Elect Director Gordon T. Hall | Management | For | For | ||||||||||||
1.5 | Elect Director J.W.G. Honeybourne | Management | For | For | ||||||||||||
1.6 | Elect Director John E. Jackson | Management | For | For | ||||||||||||
1.7 | Elect Director Mark A. McCollum | Management | For | For | ||||||||||||
1.8 | Elect Director William C. Pate | Management | For | For | ||||||||||||
1.9 | Elect Director Stephen M. Pazuk | Management | For | For | ||||||||||||
1.10 | Elect Director Christopher T. Seaver | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Amend omnibus stock plan | Management | For | Against | ||||||||||||
365558105 | 05/04/10 | Gardner Denver, Inc. *GDI* | 94 | |||||||||||||
1.1 | Elect Director Frank J. Hansen | Management | For | For | ||||||||||||
1.2 | Elect Director Diane K. Schumacher | Management | For | For | ||||||||||||
1.3 | Elect Director Charles L. Szews | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Approve Executive incentive bonus plan | Management | For | For | ||||||||||||
4 | Amend EEO policy to prohibit discrimination based on sexual orientation and gender identity | Shareholder | Against | Against | ||||||||||||
45068B109 | 05/04/10 | ITT Educational Services, Inc. *ESI* | 76 | |||||||||||||
1.1 | Elect Director John F. Cozzi | Management | For | For | ||||||||||||
1.2 | Elect Director Kevin M. Modany | Management | For | For | ||||||||||||
1.3 | Elect Director Lloyd G. Waterhouse | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
67073Y106 | 05/04/10 | NV Energy, Inc. *NVE* | 45,900 | |||||||||||||
1.1 | Elect Director Brian J. Kennedy | Management | For | For | ||||||||||||
1.2 | Elect Director John F. O'Reilly | Management | For | For | ||||||||||||
1.3 | Elect Director Michael W. Yackira | Management | For | For | ||||||||||||
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
4 | Reduce supermajority vote requirement | Shareholder | Against | For | ||||||||||||
830879102 | 05/04/10 | SkyWest, Inc. *SKYW* | 22,000 | |||||||||||||
1.1 | Elect Director Jerry C. Atkin | Management | For | Against | ||||||||||||
1.2 | Elect Director J. Ralph Atkin | Management | For | Against | ||||||||||||
1.3 | Elect Director Margaret S. Billson | Management | For | Against | ||||||||||||
1.4 | Elect Director Ian M. Cumming | Management | For | Against | ||||||||||||
1.5 | Elect Director Henry J. Eyring | Management | For | Against | ||||||||||||
1.6 | Elect Director Robert G. Sarver | Management | For | Against | ||||||||||||
1.7 | Elect Director Steven F. Udvar-Hazy | Management | For | Against | ||||||||||||
1.8 | Elect Director James L. Welch | Management | For | Against | ||||||||||||
1.9 | Elect Director Michael K. Young | Management | For | For | ||||||||||||
2 | Approve omnibus stock plan | Management | For | For | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
92864N101 | 05/04/10 | Volcom, Inc. *VLCM* | 300 | |||||||||||||
1.1 | Elect Director René R. Woolcott | Management | For | For | ||||||||||||
1.2 | Elect Director Richard R. Woolcott | Management | For | For | ||||||||||||
1.3 | Elect Director Douglas S. Ingram | Management | For | For | ||||||||||||
1.4 | Elect Director Anthony M. Palma | Management | For | For | ||||||||||||
1.5 | Elect Director Joseph B. Tyson | Management | For | For | ||||||||||||
1.6 | Elect Director Carl W. Womack | Management | For | For | ||||||||||||
1.7 | Elect Director Kevin G. Wulff | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
G36738105 | 05/05/10 | Fresh Del Monte Produce, Inc. *FDP* | 15,300 | |||||||||||||
1.1 | Reelect Amir Abu-Ghazaleh as Director | Management | For | For | ||||||||||||
1.2 | Reelect Salvatore H. Alfiero as Director | Management | For | For | ||||||||||||
1.3 | Reelect Edward L. Boykin as Director | Management | For | For | ||||||||||||
2 | Accept financial statements and statutory reports (voting) | Management | For | For | ||||||||||||
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||||||||||||
4 | Approve non-employee Directors equity plan | Management | For | For | ||||||||||||
5 | Approve and adopt performance incentive plan for senior Executives | Management | For | For | ||||||||||||
6 | Approve and adopt long-term incentive plan | Management | For | For | ||||||||||||
264147109 | 05/05/10 | Ducommun, Inc. *DCO* | 16,600 | |||||||||||||
1.1 | Elect Director H. Frederick Christie | Management | For | For | ||||||||||||
1.2 | Elect Director Robert C. Ducommun | Management | For | For | ||||||||||||
1.3 | Elect Director Dean M. Flatt | Management | For | For | ||||||||||||
1.4 | Elect Director Jay L. Haberland | Management | For | For | ||||||||||||
1.5 | Elect Director Anthony J. Reardon | Management | For | For | ||||||||||||
2 | Amend omnibus stock plan | Management | For | Against | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
29355X107 | 05/05/10 | Enpro Industries, Inc *NPO* | 3,500 | |||||||||||||
1.1 | Elect Director William R. Holland | Management | For | For | ||||||||||||
1.2 | Elect Director Stephen E. MacAdam | Management | For | For | ||||||||||||
1.3 | Elect Director J.P. Bolduc | Management | For | For | ||||||||||||
1.4 | Elect Director Peter C. Browning | Management | For | For | ||||||||||||
1.5 | Elect Director Diane C. Creel | Management | For | For | ||||||||||||
1.6 | Elect Director Don Defosset | Management | For | For | ||||||||||||
1.7 | Elect Director Gordon D. Harnett | Management | For | For | ||||||||||||
1.8 | Elect Director David L. Hauser | Management | For | For | ||||||||||||
1.9 | Elect Director Wilbur J. Prezzano, Jr. | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Other business | Management | For | Against | ||||||||||||
435758305 | 05/05/10 | Holly Corporation *HOC* | 200 | |||||||||||||
1.1 | Elect Director Buford P. Berry | Management | For | For | ||||||||||||
1.2 | Elect Director Matthew P. Clifton | Management | For | For | ||||||||||||
1.3 | Elect Director Leldon E. Echols | Management | For | For | ||||||||||||
1.4 | Elect Director Robert G. McKenzie | Management | For | For | ||||||||||||
1.5 | Elect Director Jack P. Reid | Management | For | For | ||||||||||||
1.6 | Elect Director Paul T. Stoffel | Management | For | For | ||||||||||||
1.7 | Elect Director Tommy A. Valenta | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
46069S109 | 05/05/10 | Intersil Corporation *ISIL* | 49,700 | |||||||||||||
1.1 | Elect Director David B. Bell | Management | For | For | ||||||||||||
1.2 | Elect Director Dr. Robert W. Conn | Management | For | For | ||||||||||||
1.3 | Elect Director James V. Diller | Management | For | For | ||||||||||||
1.4 | Elect Director Gary E. Gist | Management | For | For | ||||||||||||
1.5 | Elect Director Mercedes Johnson | Management | For | For | ||||||||||||
1.6 | Elect Director Gregory Lang | Management | For | For | ||||||||||||
1.7 | Elect Director Jan Peeters | Management | For | For | ||||||||||||
1.8 | Elect Director Robert N. Pokelwaldt | Management | For | For | ||||||||||||
1.9 | Elect Director James A. Urry | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Approve Executive incentive bonus plan | Management | For | For | ||||||||||||
4 | Other business | Management | For | Against | ||||||||||||
477839104 | 05/05/10 | John Bean Technologies Corporation *JBT* | 1,700 | |||||||||||||
1.1 | Elect Director Alan D. Feldman | Management | For | For | ||||||||||||
1.2 | Elect Director James E. Goodwin | Management | For | For | ||||||||||||
2 | Amend omnibus stock plan | Management | For | For | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
549764108 | 05/05/10 | Lufkin Industries, Inc. *LUFK* | 4,800 | |||||||||||||
1.1 | Elect Director R. R. Stewart | Management | For | For | ||||||||||||
1.2 | Elect Director J. F. Glick | Management | For | For | ||||||||||||
1.3 | Elect Director J. D. Hofmeister | Management | For | For | ||||||||||||
1.4 | Elect Director J. H. Lollar | Management | For | For | ||||||||||||
1.5 | Elect Director T. E. Wiener | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
913275103 | 05/05/10 | Unitrin, Inc. *UTR* | 26,800 | |||||||||||||
1.1 | Elect Director James E. Annable | Management | For | For | ||||||||||||
1.2 | Elect Director Eric J. Draut | Management | For | For | ||||||||||||
1.3 | Elect Director Douglas G. Geoga | Management | For | For | ||||||||||||
1.4 | Elect Director Reuben L. Hedlund | Management | For | For | ||||||||||||
1.5 | Elect Director Julie M. Howard | Management | For | For | ||||||||||||
1.6 | Elect Director Wayne Kauth | Management | For | For | ||||||||||||
1.7 | Elect Director Fayez S. Sarofim | Management | For | For | ||||||||||||
1.8 | Elect Director Donald G. Southwell | Management | For | For | ||||||||||||
1.9 | Elect Director David P. Storch | Management | For | For | ||||||||||||
1.10 | Elect Director Richard C. Vie | Management | For | For | ||||||||||||
1.11 | Elect Director Ann E. Ziegler | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
60467R100 | 05/06/10 | Mirant Corporation *MIR* | 56,100 | |||||||||||||
1.1 | Elect Director Thomas W. Cason | Management | For | For | ||||||||||||
1.2 | Elect Director A.D. (Pete) Correll | Management | For | For | ||||||||||||
1.3 | Elect Director Terry G. Dallas | Management | For | For | ||||||||||||
1.4 | Elect Director Thomas H. Johnson | Management | For | For | ||||||||||||
1.5 | Elect Director John T. Miller | Management | For | For | ||||||||||||
1.6 | Elect Director Edward R. Muller | Management | For | For | ||||||||||||
1.7 | Elect Director Robert C. Murray | Management | For | For | ||||||||||||
1.8 | Elect Director William L. Thacker | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Adopt NOL rights plan (NOL Pill) | Management | For | For | ||||||||||||
4 | Amend omnibus stock plan | Management | For | For | ||||||||||||
5 | Adopt quantitative GHG goals for products and operations | Shareholder | For | Against | ||||||||||||
92046N102 | 05/06/10 | ValueClick, Inc. *VCLK* | 58,900 | |||||||||||||
1.1 | Elect Director James R. Zarley | Management | For | Withhold | ||||||||||||
1.2 | Elect Director David S. Buzby | Management | For | Withhold | ||||||||||||
1.3 | Elect Director Martin T. Hart | Management | For | Withhold | ||||||||||||
1.4 | Elect Director Tom A. Vadnais | Management | For | Withhold | ||||||||||||
1.5 | Elect Director Jeffrey F. Rayport | Management | For | Withhold | ||||||||||||
1.6 | Elect Director James R. Peters | Management | For | Withhold | ||||||||||||
1.7 | Elect Director James A. Crouthamel | Management | For | Withhold | ||||||||||||
44244K109 | 05/07/10 | Houston Wire & Cable Company *HWCC* | 4,700 | |||||||||||||
1.1 | Elect Director Michael T. Campbell | Management | For | |||||||||||||
1.2 | Elect Director I. Stewart Farwell | Management | For | For | ||||||||||||
1.3 | Elect Director Peter M. Gotsch | Management | For | For | ||||||||||||
1.4 | Elect Director Wilson B. Sexton | Management | For | For | ||||||||||||
1.5 | Elect Director William H. Sheffield | Management | For | For | ||||||||||||
1.6 | Elect Director Charles A. Sorrentino | Management | For | For | ||||||||||||
1.7 | Elect Director Scott L. Thompson | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Adopt shareholder rights plan (poison pill) | Management | For | Against | ||||||||||||
63633D104 | 05/07/10 | National Health Investors, Inc. *NHI* | 21,900 | |||||||||||||
1.1 | Elect Director Ted H. Welch | Management | For | For | ||||||||||||
1.2 | Elect Director J. Justin Hutchens | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
028884104 | 05/11/10 | American Physicians Capital, Inc. *ACAP* | 11,333 | |||||||||||||
1.1 | Elect Director Stephen H. Haynes, MD | Management | For | For | ||||||||||||
1.2 | Elect Director Mitchell A. Rinek, MD | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
109473405 | 05/11/10 | Brightpoint, Inc. *CELL* | 48,600 | |||||||||||||
1.1 | Elect Director Eliza Hermann | Management | For | Withhold | ||||||||||||
1.2 | Elect Director Robert J. Laikin | Management | For | For | ||||||||||||
1.3 | Elect Director Cynthia L. Lucchese | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
427093109 | 05/11/10 | Hercules Offshore, Inc. *HERO* | 22,000 | |||||||||||||
1.1 | Elect Director Suzanne V. Baer | Management | For | For | ||||||||||||
1.2 | Elect Director Thomas R. Bates, Jr. | Management | For | For | ||||||||||||
1.3 | Elect Director Thomas M. Hamilton | Management | For | For | ||||||||||||
1.4 | Elect Director Thomas J. Madonna | Management | For | For | ||||||||||||
1.5 | Elect Director Thierry Pilenko | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
670872100 | 05/11/10 | OM Group, Inc. *OMG* | 13,100 | |||||||||||||
1 | Elect Director Katharine L. Plourde | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
91911X104 | 05/11/10 | Valeant Pharmaceuticals International *VRX* | 1,100 | |||||||||||||
1.1 | Election Director Brandon B. Boze | Management | For | For | ||||||||||||
1.2 | Election Director J. Michael Pearson | Management | For | For | ||||||||||||
1.3 | Election Director Norma A. Provencio | Management | For | For | ||||||||||||
1.4 | Election Director Stephen F. Stefano | Management | For | For | ||||||||||||
2 | Amend omnibus stock plan | Management | For | Against | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
42222G108 | 05/12/10 | Health Net, Inc. *HNT* | 33,500 | |||||||||||||
1.1 | Elect Director Mary Anne Citrino | Management | For | For | ||||||||||||
1.2 | Elect Director Theodore F. Craver, Jr. | Management | For | For | ||||||||||||
1.3 | Elect Director Vicki B. Escarra | Management | For | For | ||||||||||||
1.4 | Elect Director Thomas T. Farley | Management | For | For | ||||||||||||
1.5 | Elect Director Gale S. Fitzgerald | Management | For | For | ||||||||||||
1.6 | Elect Director Patrick Foley | Management | For | For | ||||||||||||
1.7 | Elect Director Jay M. Gellert | Management | For | For | ||||||||||||
1.8 | Elect Director Roger F. Greaves | Management | For | For | ||||||||||||
1.9 | Elect Director Bruce G. Willison | Management | For | For | ||||||||||||
1.10 | Elect Director Frederick C. Yeager | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Reduce supermajority vote requirement | Shareholder | Against | For | ||||||||||||
502161102 | 05/12/10 | LSI Corporation *LSI* | 65,700 | |||||||||||||
1.1 | Elect Director Charles A. Haggerty | Management | For | For | ||||||||||||
1.2 | Elect Director Richard S. Hill | Management | For | For | ||||||||||||
1.3 | Elect Director John H.F. Miner | Management | For | For | ||||||||||||
1.4 | Elect Director Arun Netravali | Management | For | For | ||||||||||||
1.5 | Elect Director Matthew J. O'Rourke | Management | For | For | ||||||||||||
1.6 | Elect Director Gregorio Reyes | Management | For | For | ||||||||||||
1.7 | Elect Director Michael G. Strachan | Management | For | For | ||||||||||||
1.8 | Elect Director Abhijit Y. Talwalkar | Management | For | For | ||||||||||||
1.9 | Elect Director Susan M. Whitney | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Amend omnibus stock plan | Management | For | For | ||||||||||||
4 | Amend qualified employee stock purchase plan | Management | For | For | ||||||||||||
594972408 | 05/12/10 | MicroStrategy, Inc. *MSTR* | 8,200 | |||||||||||||
1.1 | Elect Director Michael J. Saylor | Management | For | Withhold | ||||||||||||
1.2 | Elect Director Sanju K. Bansal | Management | For | Withhold | ||||||||||||
1.3 | Elect Director Matthew W. Calkins | Management | For | For | ||||||||||||
1.4 | Elect Director Robert H. Epstein | Management | For | For | ||||||||||||
1.5 | Elect Director David W. Larue | Management | For | For | ||||||||||||
1.6 | Elect Director Jarrod M. Patten | Management | For | For | ||||||||||||
1.7 | Elect Director Carl J. Rickertsen | Management | For | For | ||||||||||||
1.8 | Elect Director Thomas P. Spahr | Management | For | For | ||||||||||||
2 | Approve Executive incentive bonus plan | Management | For | For | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
90341G103 | 05/12/10 | USA Mobility, Inc. *USMO* | 15,100 | |||||||||||||
1.1 | Elect Director Nicholas A. Gallopo | Management | For | For | ||||||||||||
1.2 | Elect Director Vincent D. Kelly | Management | For | For | ||||||||||||
1.3 | Elect Director Brian O'Reilly | Management | For | For | ||||||||||||
1.4 | Elect Director Matthew Oristano | Management | For | For | ||||||||||||
1.5 | Elect Director Thomas L. Schilling | Management | For | For | ||||||||||||
1.6 | Elect Director Samme L. Thompson | Management | For | For | ||||||||||||
1.7 | Elect Director Royce Yudkoff | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
74838J101 | 05/12/10 | Quidel Corp. *QDEL* | 500 | |||||||||||||
1.1 | Elect Director Thomas D. Brown | Management | For | Withhold | ||||||||||||
1.2 | Elect Director Douglas C. Bryant | Management | For | For | ||||||||||||
1.3 | Elect Director Kenneth F. Buechler | Management | For | For | ||||||||||||
1.4 | Elect Director Rod F. Dammeyer | Management | For | For | ||||||||||||
1.5 | Elect Director Mary Lake Polan | Management | For | Withhold | ||||||||||||
1.6 | Elect Director Mark A. Pulido | Management | For | For | ||||||||||||
1.7 | Elect Director Jack W. Schuler | Management | For | Withhold | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Approve omnibus stock plan | Management | For | For | ||||||||||||
03073T102 | 05/13/10 | AMERIGROUP Corporation *AGP* | 28,200 | |||||||||||||
1.1 | Elect Director Kay Coles James | Management | For | For | ||||||||||||
1.2 | Elect Director Hala Moddelmog | Management | For | For | ||||||||||||
1.3 | Elect Director Uwe E. Reinhardt, PhD | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
04621X108 | 05/13/10 | Assurant, Inc. *AIZ* | 11,800 | |||||||||||||
1.1 | Elect Director Howard L. Carver | Management | For | For | ||||||||||||
1.2 | Elect Director Juan N. Cento | Management | For | For | ||||||||||||
1.3 | Elect Director Allen R. Freedman | Management | For | For | ||||||||||||
1.4 | Elect Director Elaine D. Rosen | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Adopt majority voting for uncontested election of Directors | Management | For | For | ||||||||||||
4 | Declassify the Board of Directors | Management | For | For | ||||||||||||
5 | Amend omnibus stock plan | Management | For | For | ||||||||||||
G30397106 | 05/13/10 | Endurance Specialty Holdings Ltd. *ENH* | 11,900 | |||||||||||||
1.1 | Elect John T. Baily as Director | Management | For | For | ||||||||||||
1.2 | Elect Norman Barham as Director | Management | For | For | ||||||||||||
1.3 | Elect Galen R. Barnes as Director | Management | For | For | ||||||||||||
1.4 | Elect David S. Cash as Director | Management | For | For | ||||||||||||
1.5 | Elect William M. Jewett as Director | Management | For | For | ||||||||||||
1.6 | Elect Steven W. Carlsen as subsidiary Director of Endurance Specialty Insurance Ltd. | Management | For | For | ||||||||||||
1.7 | Elect David S. Cash as subsidiary Director of Endurance Specialty Insurance Ltd. | Management | For | For | ||||||||||||
1.8 | Elect William M. Jewett as subsidiary Director of Endurance Specialty Insurance Ltd. | Management | For | For | ||||||||||||
1.9 | Elect Alan Barlow as subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For | ||||||||||||
1.10 | Elect William H. Bolinder as subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For | ||||||||||||
1.11 | Elect Steven W. Carlsen as subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For | ||||||||||||
1.12 | Elect David S. Cash as subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For | ||||||||||||
1.13 | Elect Simon Minshall as subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For | ||||||||||||
1.14 | Elect Brendan R. O'Neill as subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For | ||||||||||||
1.15 | Elect Alan Barlow as subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For | ||||||||||||
1.16 | Elect William H. Bolinder as subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For | ||||||||||||
1.17 | Elect Steven W. Carlsen as subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For | ||||||||||||
1.18 | Elect David S. Cash as subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For | ||||||||||||
1.19 | Elect Simon Minshall as subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For | ||||||||||||
1.20 | Elect Brendan R. O'Neill as subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For | ||||||||||||
1.21 | Approve Ernst & Young Ltd. as Auditors and authorize Board through the Audit Committee to fix their remuneration | Management | For | For | ||||||||||||
2 | Amend 2007 equity incentive plan | Management | For | For | ||||||||||||
Y2685T107 | 05/13/10 | Genco Shipping & Trading Ltd. *GNK* | 232 | |||||||||||||
1.1 | Elect Nathaniel C. A. Kramer as Director | Management | For | For | ||||||||||||
1.2 | Elect Mark F. Polzin as Director | Management | For | For | ||||||||||||
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | ||||||||||||
37247A102 | 05/13/10 | Gentiva Health Services, Inc. *GTIV* | 13,100 | |||||||||||||
1.1 | Elect Director Robert S. Forman, Jr. | Management | For | For | ||||||||||||
1.2 | Elect Director Victor F. Ganzi | Management | For | For | ||||||||||||
1.3 | Elect Director Philip R. Lochner, Jr. | Management | For | For | ||||||||||||
1.4 | Elect Director Ronald A. Malone | Management | For | For | ||||||||||||
1.5 | Elect Director Stuart Olsten | Management | For | For | ||||||||||||
1.6 | Elect Director Sheldon M. Retchin | Management | For | For | ||||||||||||
1.7 | Elect Director Tony Strange | Management | For | For | ||||||||||||
1.8 | Elect Director Raymond S. Troubh | Management | For | For | ||||||||||||
1.9 | Elect Director Rodney D. Windley | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Amend Executive incentive bonus plan | Management | For | For | ||||||||||||
4 | Amend qualified employee stock purchase plan | Management | For | For | ||||||||||||
40426W101 | 05/13/10 | HRPT Properties Trust *HRPDP.PK* | 33,700 | |||||||||||||
1 | Elect Independent Trustee Patrick F. Donelan | Management | For | For | ||||||||||||
2 | Adopt majority voting for uncontested election of Trustees | Management | For | Against | ||||||||||||
3 | Amend declaration of Trust | Management | For | Against | ||||||||||||
4 | Ratify Auditors | Management | For | For | ||||||||||||
526107107 | 05/13/10 | Lennox International, Inc. *LII* | 17,700 | |||||||||||||
1.1 | Elect Director Todd M. Bluedorn | Management | For | For | ||||||||||||
1.2 | Elect Director Janet K. Cooper | Management | For | For | ||||||||||||
1.3 | Elect Director C.L. (Jerry) Henry | Management | For | For | ||||||||||||
1.4 | Elect Director Terry D. Stinson | Management | For | For | ||||||||||||
1.5 | Elect Director Richard L. Thompson | Management | For | For | ||||||||||||
2 | Amend omnibus stock plan | Management | For | For | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
678026105 | 05/13/10 | Oil States International, Inc. *OIS* | 14200 | |||||||||||||
1.1 | Elect Director Martin A. Lambert | Management | For | For | ||||||||||||
1.2 | Elect Director Mark G. Papa | Management | For | For | ||||||||||||
1.3 | Elect Director Stephen A. Wells | Management | For | For | ||||||||||||
4 | Ratify Auditors | Management | For | For | ||||||||||||
887100105 | 05/13/10 | Timberland Co. *TBL* | 24000 | |||||||||||||
1.1 | Elect Director Sidney W. Swartz | Management | For | For | ||||||||||||
1.2 | Elect Director Jeffrey B. Swartz | Management | For | For | ||||||||||||
1.3 | Elect Director Ian W. Diery | Management | For | For | ||||||||||||
1.4 | Elect Director John A. Fitzsimmons | Management | For | For | ||||||||||||
1.5 | Elect Director Virginia H. Kent | Management | For | For | ||||||||||||
1.6 | Elect Director Kenneth T. Lombard | Management | For | For | ||||||||||||
1.7 | Elect Director Edward W. Moneypenny | Management | For | For | ||||||||||||
1.8 | Elect Director Peter R. Moore | Management | For | For | ||||||||||||
1.9 | Elect Director Bill Shore | Management | For | For | ||||||||||||
1.10 | Elect Director Terdema L. Ussery, II | Management | For | For | ||||||||||||
1.11 | Elect Director Carden N. Welsh | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Amend omnibus stock plan | Management | For | Against | ||||||||||||
76009N100 | 05/13/10 | Rent-A-Center, Inc. *RCII* | 19400 | |||||||||||||
1.1 | Elect Director Mitchel E. Fadel | Management | For | For | ||||||||||||
1.2 | Elect Director Kerney Laday | Management | For | For | ||||||||||||
1.3 | Elect Director Paula Stern | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
142339100 | 05/14/10 | Carlisle Companies, Inc. *CSL* | 11100 | |||||||||||||
1.1 | Elect Director Robin J. Adams | Management | For | For | ||||||||||||
1.2 | Elect Director Robin S. Callahan | Management | For | For | ||||||||||||
1.3 | Elect Director David A. Roberts | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
254067101 | 05/15/10 | Dillard's, Inc. *DDS* | 1200 | |||||||||||||
1.1 | Elect Director R. Brad Martin | Management | For | For | ||||||||||||
1.2 | Elect Director Frank R. Mori | Management | For | For | ||||||||||||
1.3 | Elect Director J.C. Watts, Jr. | Management | For | For | ||||||||||||
1.4 | Elect Director Nick White | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
459044103 | 05/17/10 | International Bancshares Corp. *IBOC* | 9400 | |||||||||||||
1.1 | Elect Director Irving Greenblum | Management | For | For | ||||||||||||
1.2 | Elect Director R. David Guerra | Management | For | Withhold | ||||||||||||
1.3 | Elect Director Daniel B. Hastings, Jr. | Management | For | For | ||||||||||||
1.4 | Elect Director Imelda Navarro | Management | For | Withhold | ||||||||||||
1.5 | Elect Director Sioma Neiman | Management | For | Withhold | ||||||||||||
1.6 | Elect Director Peggy J. Newman | Management | For | For | ||||||||||||
1.7 | Elect Director Dennis E. Nixon | Management | For | Withhold | ||||||||||||
1.8 | Elect Director Leonardo Salinas | Management | For | For | ||||||||||||
1.9 | Elect Director Antonio R. Sanchez, Jr. | Management | For | Withhold | ||||||||||||
1.10 | Elect Director Guillermo F. Trevino | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Advisory vote to ratify named Executive Officers' compensation | Management | For | For | ||||||||||||
011659109 | 05/18/10 | Alaska Air Group, Inc. *ALK* | 20700 | |||||||||||||
1.1 | Elect Director William S. Ayer | Management | For | For | ||||||||||||
1.2 | Elect Director Patricia M. Bedient | Management | For | For | ||||||||||||
1.3 | Elect Director Phyllis J. Campbell | Management | For | For | ||||||||||||
1.4 | Elect Director Mark R. Hamilton | Management | For | For | ||||||||||||
1.5 | Elect Director Jessie J. Knight, Jr. | Management | For | For | ||||||||||||
1.6 | Elect Director R. Marc Langland | Management | For | For | ||||||||||||
1.7 | Elect Director Dennis F. Madsen | Management | For | For | ||||||||||||
1.8 | Elect Director Byron I. Mallott | Management | For | For | ||||||||||||
1.9 | Elect Director J. Kenneth Thompson | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Advisory vote to ratify named Executive Officers' compensation | Management | For | For | ||||||||||||
4 | Approve qualified employee stock purchase plan | Management | For | For | ||||||||||||
5 | Provide right to act by written consent | Shareholder | Against | For | ||||||||||||
08160H101 | 05/18/10 | Benchmark Electronics, Inc. *BHE* | 44900 | |||||||||||||
1.1 | Elect Director Cary T. Fu | Management | For | For | ||||||||||||
1.2 | Elect Director Michael R. Dawson | Management | For | For | ||||||||||||
1.3 | Elect Director Peter G. Dorflinger | Management | For | For | ||||||||||||
1.4 | Elect Director Douglas G. Duncan | Management | For | For | ||||||||||||
1.5 | Elect Director Laura W. Lang | Management | For | For | ||||||||||||
1.6 | Elect Director Bernee D.L. Strom | Management | For | For | ||||||||||||
1.7 | Elect Director Clay C. Williams | Management | For | For | ||||||||||||
2 | Approve omnibus stock plan | Management | For | For | ||||||||||||
3 | Amend shareholder rights plan (poison pill) | Management | For | For | ||||||||||||
4 | Ratify Auditors | Management | For | For | ||||||||||||
494580103 | 05/18/10 | Kindred Healthcare, Inc. *KND* | 200 | |||||||||||||
1.1 | Elect Director Edward L. Kuntz | Management | For | For | ||||||||||||
1.2 | Elect Director Joel Ackerman | Management | For | For | ||||||||||||
1.3 | Elect Director Ann C. Berzin | Management | For | For | ||||||||||||
1.4 | Elect Director Jonathan D. Blum | Management | For | For | ||||||||||||
1.5 | Elect Director Thomas P. Cooper | Management | For | For | ||||||||||||
1.6 | Elect Director Paul J. Diaz | Management | For | For | ||||||||||||
1.7 | Elect Director Isaac Kaufman | Management | For | For | ||||||||||||
1.8 | Elect Director Frederick J. Kleisner | Management | For | For | ||||||||||||
1.9 | Elect Director Eddy J. Rogers, Jr. | Management | For | For | ||||||||||||
1.10 | Elect Director Phyllis R. Yale | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Stock retention/holding period | Management | Against | For | ||||||||||||
637215104 | 05/18/10 | National Presto Industries, Inc. *NPK* | 100 | |||||||||||||
1.1 | Elect Director Richard N. Cardozo | Management | For | For | ||||||||||||
1.2 | Elect Director Patrick J. Quinn | Management | For | For | ||||||||||||
2 | Approve restricted stock plan | Management | For | Against | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
69888P106 | 05/18/10 | Par Pharmaceutical Companies, Inc. *PRX* | 24,100 | |||||||||||||
1 | Elect Director Melvin Sharoky | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Advisory vote to ratify named Executive Officers' compensation | Management | For | For | ||||||||||||
036115103 | 05/19/10 | AnnTaylor Stores Corp. *ANN* | 193 | |||||||||||||
1.1 | Elect Director Michelle Gass | Management | For | For | ||||||||||||
1.2 | Elect Director Michael W. Trapp | Management | For | For | ||||||||||||
1.3 | Elect Director Daniel W. Yih | Management | For | For | ||||||||||||
2 | Amend omnibus stock plan | Management | For | Against | ||||||||||||
3 | Amend qualified employee stock purchase plan | Management | For | For | ||||||||||||
4 | Ratify Auditors | Management | For | For | ||||||||||||
141665109 | 05/19/10 | Career Education Corp. *CECO* | 7,200 | |||||||||||||
1.1 | Elect Director Dennis H. Chookaszian | Management | For | For | ||||||||||||
1.2 | Elect Director David W. Devonshire | Management | For | For | ||||||||||||
1.3 | Elect Director Patrick W. Gross | Management | For | For | ||||||||||||
1.4 | Elect Director Gregory L. Jackson | Management | For | For | ||||||||||||
1.5 | Elect Director Thomas B. Lally | Management | For | For | ||||||||||||
1.6 | Elect Director Steven H. Lesnik | Management | For | For | ||||||||||||
1.7 | Elect Director Gary E. McCullough | Management | For | For | ||||||||||||
1.8 | Elect Director Edward A. Snyder | Management | For | For | ||||||||||||
1.9 | Elect Director Leslie T. Thornton | Management | For | For | ||||||||||||
2 | Amend qualified employee stock purchase plan | Management | For | For | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
14754D100 | 05/19/10 | Cash America International, Inc. *CSH* | 17,300 | |||||||||||||
1.1 | Elect Director Daniel E. Berce | Management | For | For | ||||||||||||
1.2 | Elect Director Jack R. Daugherty | Management | For | For | ||||||||||||
1.3 | Elect Director Daniel R. Feehan | Management | For | For | ||||||||||||
1.4 | Elect Director Albert Goldstein | Management | For | For | ||||||||||||
1.5 | Elect Director James H. Graves | Management | For | For | ||||||||||||
1.6 | Elect Director B. D. Hunter | Management | For | For | ||||||||||||
1.7 | Elect Director Timothy J. McKibben | Management | For | For | ||||||||||||
1.8 | Elect Director Alfred M. Micallef | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Review fair lending policy | Shareholder | Against | Against | ||||||||||||
12662P108 | 05/19/10 | CVR Energy, Inc. *CVI* | 2,800 | |||||||||||||
1.1 | Elect Director John J. Lipinski | Management | For | Withhold | ||||||||||||
1.2 | Elect Director C. Scott Hobbs | Management | For | For | ||||||||||||
1.3 | Elect Director Scott L. Lebovitz | Management | For | Withhold | ||||||||||||
1.4 | Elect Director George E. Matelich | Management | For | Withhold | ||||||||||||
1.5 | Elect Director Steve A. Nordaker | Management | For | For | ||||||||||||
1.6 | Elect Director Stanley de J. Osborne | Management | For | Withhold | ||||||||||||
1.7 | Elect Director John K. Rowan | Management | For | Withhold | ||||||||||||
1.8 | Elect Director Joseph E. Sparano | Management | For | For | ||||||||||||
1.9 | Elect Director Mark E. Tomkins | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
26168L205 | 05/19/10 | Drew Industries, Inc. *DW* | 27,500 | |||||||||||||
1.1 | Elect Director Edward W. Rose, III | Management | For | For | ||||||||||||
1.2 | Elect Director Leigh J. Abrams | Management | For | For | ||||||||||||
1.3 | Elect Director Fredric M. Zinn | Management | For | For | ||||||||||||
1.4 | Elect Director James F. Gero | Management | For | For | ||||||||||||
1.5 | Elect Director Frederick B. Hegi, Jr. | Management | For | For | ||||||||||||
1.6 | Elect Director David A. Reed | Management | For | For | ||||||||||||
1.7 | Elect Director John B. Lowe, Jr. | Management | For | For | ||||||||||||
1.8 | Elect Director Jason D. Lippert | Management | For | For | ||||||||||||
2 | Amend omnibus stock plan | Management | For | For | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
4 | Other business | Management | For | Against | ||||||||||||
26613Q106 | 05/19/10 | DuPont Fabros Technology, Inc. *DFT* | 19,700 | |||||||||||||
1.1 | Elect Director Mark Amin | Management | For | For | ||||||||||||
1.2 | Elect Director Michael A. Coke | Management | For | For | ||||||||||||
1.3 | Elect Director Lammot J. du Pont | Management | For | For | ||||||||||||
1.4 | Elect Director Thomas D. Eckert | Management | For | For | ||||||||||||
1.5 | Elect Director Hossein Fateh | Management | For | For | ||||||||||||
1.6 | Elect Director Frederic V. Malek | Management | For | For | ||||||||||||
1.7 | Elect Director John H. Toole | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
45765U103 | 05/19/10 | Insight Enterprises, Inc. *NSIT* | 17,600 | |||||||||||||
1.1 | Elect Director Bennett Dorrance | Management | For | For | ||||||||||||
1.2 | Elect Director Michael M. Fisher | Management | For | For | ||||||||||||
1.3 | Elect Director Robert F. Woods | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
488879107 | 05/19/10 | Kenexa Corp. *KNXA* | 45,600 | |||||||||||||
1.1 | Elect Director Joseph A. Konen | Management | For | For | ||||||||||||
1.2 | Elect Director Richard J. Pinola | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
603158106 | 05/19/10 | Minerals Technologies, Inc. *MTX* | 14,500 | |||||||||||||
1.1 | Elect Director Joseph C. Muscari | Management | For | For | ||||||||||||
1.2 | Elect Director William C. Stivers | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
74267C106 | 05/19/10 | ProAssurance Corporation *PRA* | 2,500 | |||||||||||||
1.1 | Elect Director Victor T. Adamo | Management | For | Withhold | ||||||||||||
1.2 | Elect Director William J. Listwan | Management | For | Withhold | ||||||||||||
1.3 | Elect Director W. Stancil Starnes | Management | For | Withhold | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
G62185106 | 05/19/10 | Montpelier Re Holdings Ltd. *MRH* | 39,800 | |||||||||||||
1.1 | Elect John G. Bruton as Director | Management | For | For | ||||||||||||
1.2 | Elect John F. Shettle as Director | Management | For | For | ||||||||||||
1.3 | Elect Morgan W. Davis as Director | Management | For | For | ||||||||||||
1.4 | Elect Thomas G. S. Busher as Director | Management | For | For | ||||||||||||
1.5 | Elect Heinrich Burgi as Director | Management | For | For | ||||||||||||
1.6 | Elect Anthony Taylor as Director of Montpelier Reinsurance Ltd | Management | For | For | ||||||||||||
1.7 | Elect Thomas G. S. Busher as Director of Montpelier Reinsurance Ltd | Management | For | For | ||||||||||||
1.8 | Elect Christopher L. Harris as Director of Montpelier Reinsurance Ltd | Management | For | For | ||||||||||||
1.9 | Elect David S. Sinnott as Director of Montpelier Reinsurance Ltd | Management | For | For | ||||||||||||
2 | Approve Amendments on Advance Notice Provisions | Management | For | For | ||||||||||||
3 | Approve Amendments on Limits on Board Size | Management | For | For | ||||||||||||
4 | Approve Amendments on Reductions in Subsidiary Board Elections | Management | For | For | ||||||||||||
5 | Approve PricewaterhouseCoopers as Auditors and authorize Board to fix their remuneration | Management | For | For | ||||||||||||
95082P105 | 05/19/10 | WESCO International, Inc. *WCC* | 200 | |||||||||||||
1.1 | Elect Director Sandra Beach Lin | Management | For | Withhold | ||||||||||||
1.2 | Elect Director Robert J. Tarr, Jr. | Management | For | For | ||||||||||||
1.3 | Elect Director Stephen A. Van Oss | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
018802108 | 05/20/10 | World Fuel Services Corp. *INT* | 300 | |||||||||||||
1.1 | Elect Director Michael L. Bennett | Management | For | For | ||||||||||||
1.2 | Elect Director Darryl B. Hazel | Management | For | For | ||||||||||||
1.3 | Elect Director David A. Perdue | Management | For | For | ||||||||||||
1.4 | Elect Director Judith D. Pyle | Management | For | For | ||||||||||||
2 | Approve omnibus stock plan | Management | For | For | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
257867101 | 05/20/10 | R.R. Donnelley & Sons Company *RRD* | 28,000 | |||||||||||||
1.1 | Elect Director Thomas J. Quinlan, III | Management | For | For | ||||||||||||
1.2 | Elect Director Stephen M. Wolf | Management | For | For | ||||||||||||
1.3 | Elect Director Lee A. Chaden | Management | For | For | ||||||||||||
1.4 | Elect Director Judith H. Hamilton | Management | For | For | ||||||||||||
1.5 | Elect Director Susan M. Ivey | Management | For | For | ||||||||||||
1.6 | Elect Director Thomas S. Johnson | Management | For | For | ||||||||||||
1.7 | Elect Director John C. Pope | Management | For | For | ||||||||||||
1.8 | Elect Director Michael T. Riordan | Management | For | For | ||||||||||||
1.9 | Elect Director Oliver R. Sockwell | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Adopt sustainable paper purchasing | Shareholder | Against | Against | ||||||||||||
4 | Restrict severance agreements (change-in-control) | Shareholder | Against | For | ||||||||||||
5 | Other business | Management | For | Against | ||||||||||||
29089Q105 | 05/20/10 | Emergent BioSolutions, Inc. *EBS* | 24,500 | |||||||||||||
1.1 | Elect Director Fuad El-Hibri | Management | For | For | ||||||||||||
1.2 | Elect Director Jerome M. Hauer | Management | For | For | ||||||||||||
1.3 | Elect Director Ronald B. Richard | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
461203101 | 05/20/10 | Invacare Corporation *IVC* | 11,972 | |||||||||||||
1.1 | Elect Director John R. Kasich | Management | For | For | ||||||||||||
1.2 | Elect Director Dan T. Moore, III | Management | For | For | ||||||||||||
1.3 | Elect Director Joseph B. Richey, II | Management | For | For | ||||||||||||
1.4 | Elect Director Dale C. Laporte | Management | For | For | ||||||||||||
1.5 | Declassify the Board of Directors | Management | For | For | ||||||||||||
2 | Approve Executive incentive bonus plan | Management | For | For | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
48242W106 | 05/20/10 | KBR, Inc. *KBR* | 25,200 | |||||||||||||
1.1 | Elect Director Jeffrey E. Curtiss | Management | For | For | ||||||||||||
1.2 | Elect Director William P. Utt | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Review and assess human rights policies | Shareholder | Against | For | ||||||||||||
4 | Amend EEO policy to prohibit discrimination based on sexual orientation and gender identity | Shareholder | Against | For | ||||||||||||
559079207 | 05/20/10 | Magellan Health Services, Inc. *MGLN* | 18,500 | |||||||||||||
1.1 | Elect Director Michael P. Ressner | Management | For | For | ||||||||||||
1.2 | Elect Director Michael S. Diament | Management | For | For | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
562750109 | 05/20/10 | Manhattan Associates, Inc. MANH* | 25,300 | |||||||||||||
1.1 | Elect Director John J. Huntz, Jr. | Management | For | For | ||||||||||||
1.2 | Elect Director Dan J. Lautenbach | Management | For | For | ||||||||||||
1.3 | Elect Director Thomas E. Noonan | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
64110L106 | 05/20/10 | Netflix, Inc. *NFLX* | 10,078 | |||||||||||||
1.1 | Elect Director Timothy M. Haley | Management | For | Withhold | ||||||||||||
1.2 | Elect Director Gregory S. Stanger | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Amend qualified employee stock purchase plan | Management | For | For | ||||||||||||
826516106 | 05/20/10 | Sierra Wireless, Inc. *SWIR* | 10,400 | |||||||||||||
1.1 | Elect Jason W. Cohenour as Director | Management | For | For | ||||||||||||
1.2 | Elect Gregory D. Aasen as Director | Management | For | For | ||||||||||||
1.3 | Elect Robin A. Abrams as Director | Management | For | For | ||||||||||||
1.4 | Elect Paul G. Cataford as Director | Management | For | For | ||||||||||||
1.5 | Elect Charles E. Levine as Director | Management | For | For | ||||||||||||
1.6 | Elect S. Jane Rowe as Director | Management | For | For | ||||||||||||
1.7 | Elect David B. Sutcliffe as Director | Management | For | For | ||||||||||||
1.8 | Elect Kent Thexton as Director | Management | For | For | ||||||||||||
2 | Approve KPMG LLP as Auditors and authorize Board to fix their remuneration | Management | For | For | ||||||||||||
989207105 | 05/20/10 | Zebra Technologies Corp. *ZBRA* | 9,500 | |||||||||||||
1.1 | Elect Director Gerhard Cless | Management | For | For | ||||||||||||
1.2 | Elect Director Michael A. Smith | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
20453E109 | 05/21/10 | Complete Production Services, Inc. *CPX* | 24,100 | |||||||||||||
1.1 | Elect Director Harold G. Hamm | Management | For | Withhold | ||||||||||||
1.2 | Elect Director W. Matt Ralls | Management | For | For | ||||||||||||
1.3 | Elect Director James D. Woods | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
350060109 | 05/21/10 | LB Foster Co. *FSTR* | 10,200 | |||||||||||||
1.1 | Elect Director Lee B. Foster, II | Management | For | For | ||||||||||||
1.2 | Elect Director Stan L. Hasselbusch | Management | For | For | ||||||||||||
1.3 | Elect Director Peter McIlroy, II | Management | For | For | ||||||||||||
1.4 | Elect Director G. Thomas McKane | Management | For | For | ||||||||||||
1.5 | Elect Director Diane B. Owen | Management | For | For | ||||||||||||
1.6 | Elect Director William H. Rackoff | Management | For | For | ||||||||||||
1.7 | Elect Director Suzanne B. Rowland | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
78648T100 | 05/21/10 | Safety Insurance Group, Inc. *SAFT* | 18,600 | |||||||||||||
1 | Elect Director Frederic H. Lindeberg | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
876664103 | 05/21/10 | Taubman Centers, Inc. *TCO* | 20,800 | |||||||||||||
1.1 | Elect Director Jerome A. Chazen | Management | For | For | ||||||||||||
1.2 | Elect Director Craig M. Hatkoff | Management | For | For | ||||||||||||
1.3 | Elect Director Ronald W. Tysoe | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Amend omnibus stock plan | Management | For | For | ||||||||||||
928241108 | 05/24/10 | ViroPharma, Inc. *VPHM* | 26,600 | |||||||||||||
1.1 | Elect Director Frank Baldino, Jr. | Management | For | Withhold | ||||||||||||
1.2 | Elect Director William D. Claypool | Management | For | For | ||||||||||||
2 | Amend Omnibus Stock Plan | Management | For | For | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
64111Q104 | 05/25/10 | Netgear, Inc. *NTGR* | 29,100 | |||||||||||||
1.1 | Elect Director Patrick C.S. Lo | Management | For | For | ||||||||||||
1.2 | Elect Director Jocelyn E. Carter-Miller | Management | For | For | ||||||||||||
1.3 | Elect Director Ralph E. Faison | Management | For | For | ||||||||||||
1.4 | Elect Director A. Timothy Godwin | Management | For | For | ||||||||||||
1.5 | Elect Director Jef Graham | Management | For | For | ||||||||||||
1.6 | Elect Director Linwood A. Lacy, Jr. | Management | For | For | ||||||||||||
1.7 | Elect Director George G. C. Parker | Management | For | For | ||||||||||||
1.8 | Elect Director Gregory J. Rossmann | Management | For | For | ||||||||||||
1.9 | Elect Director Julie A. Shimer | Management | For | For | ||||||||||||
2 | Amend omnibus stock plan | Management | For | For | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
283677854 | 05/26/10 | El Paso Electric Co. *EE* | 23,500 | |||||||||||||
1.1 | Elect Director John Robert Brown | Management | For | For | ||||||||||||
1.2 | Elect Director James W. Cicconi | Management | For | For | ||||||||||||
1.3 | Elect Director P.Z. Holland-Branch | Management | For | For | ||||||||||||
1.4 | Elect Director Thomas K. Shockley | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
29264F205 | 05/26/10 | Endo Pharmaceuticals Holdings, Inc. *ENDP* | 21,500 | |||||||||||||
1.1 | Elect Director John J. Delucca | Management | For | Withhold | ||||||||||||
1.2 | Elect Director David P. Holveck | Management | For | For | ||||||||||||
1.3 | Elect Director Nancy J. Hutson | Management | For | Withhold | ||||||||||||
1.4 | Elect Director Michael Hyatt | Management | For | For | ||||||||||||
1.5 | Elect Director Roger H. Kimmel | Management | For | For | ||||||||||||
1.6 | Elect Director William P. Montague | Management | For | For | ||||||||||||
1.7 | Elect Director Joseph C. Scodari | Management | For | Withhold | ||||||||||||
1.8 | Elect Director William F. Spengler | Management | For | Withhold | ||||||||||||
2 | Approve omnibus stock plan | Management | For | For | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
45665Q103 | 05/26/10 | Infinity Property and Casualty Corp. *IPCC* | 3,900 | |||||||||||||
1.1 | Elect Director Teresa A. Canida | Management | For | For | ||||||||||||
1.2 | Elect Director Jorge G. Castro | Management | For | For | ||||||||||||
1.3 | Elect Director James R. Gober | Management | For | For | ||||||||||||
1.4 | Elect Director Harold E. Layman | Management | For | For | ||||||||||||
1.5 | Elect Director Drayton Nabers, Jr. | Management | For | For | ||||||||||||
1.6 | Elect Director Samuel J. Simon | Management | For | For | ||||||||||||
1.7 | Elect Director Roger Smith | Management | For | For | ||||||||||||
1.8 | Elect Director William Stancil Starnes | Management | For | For | ||||||||||||
1.9 | Elect Director Gregory C. Thomas | Management | For | For | ||||||||||||
1.10 | Elect Director Samuel J. Weinhoff | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Approve Executive incentive bonus plan | Management | For | For | ||||||||||||
4 | Amend Executive incentive bonus plan | Management | For | For | ||||||||||||
63607P208 | 05/26/10 | National Financial Partners Corp. *NFP* | 900 | |||||||||||||
1.1 | Elect Director Stephanie Abramson | Management | For | For | ||||||||||||
1.2 | Elect Director Arthur Ainsberg | Management | For | For | ||||||||||||
1.3 | Elect Director Jessica Bibliowicz | Management | For | For | ||||||||||||
1.4 | Elect Director R. Bruce Callahan | Management | For | For | ||||||||||||
1.5 | Elect Director John Elliott | Management | For | For | ||||||||||||
1.6 | Elect Director J. Barry Griswell | Management | For | For | ||||||||||||
1.7 | Elect Director Shari Loessberg | Management | For | For | ||||||||||||
1.8 | Elect Director Kenneth Mlekush | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
71714F104 | 05/26/10 | PharMerica Corporation *PMC* | 28,000 | |||||||||||||
1.1 | Elect Director Gregory S. Weishar | Management | For | For | ||||||||||||
1.2 | Elect Director W. Robert Dahl, Jr. | Management | For | For | ||||||||||||
1.3 | Elect Director Frank E. Collins | Management | For | For | ||||||||||||
1.4 | Elect Director Daniel N. Mendelson | Management | For | For | ||||||||||||
1.5 | Elect Director Thomas P. Mac Mahon | Management | For | For | ||||||||||||
1.6 | Elect Director Marjorie W. Dorr | Management | For | For | ||||||||||||
1.7 | Elect Director Thomas P. Gerrity | Management | For | For | ||||||||||||
1.8 | Elect Director Robert A. Oakley | Management | For | For | ||||||||||||
1.9 | Elect Director Geoffrey G. Meyers | Management | For | For | ||||||||||||
2 | Amend omnibus stock plan | Management | For | For | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
879433100 | 05/26/10 | Telephone & Data Systems, Inc. *TDS* | 12,700 | |||||||||||||
1.1 | Elect Director C.A. Davis | Management | For | For | ||||||||||||
1.2 | Elect Director C.D. O'Leary | Management | For | For | �� | |||||||||||
1.3 | Elect Director G.L. Sugarman | Management | For | For | ||||||||||||
1.4 | Elect Director H.S. Wander | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Amend Articles/Bylaws/Charter -- call Special Meetings | Shareholder | For | Against | ||||||||||||
243537107 | 05/27/10 | Deckers Outdoor Corp. *DECK* | 6,600 | |||||||||||||
1.1 | Elect Director Rex A. Licklider | Management | For | For | ||||||||||||
1.2 | Elect Director John M. Gibbons | Management | For | For | ||||||||||||
1.3 | Elect Director John G. Perenchio | Management | For | For | ||||||||||||
1.4 | Elect Director Maureen Conners | Management | For | For | ||||||||||||
1.5 | Elect Director Tore Steen | Management | For | For | ||||||||||||
1.6 | Elect Director Ruth M. Owades | Management | For | For | ||||||||||||
1.7 | Elect Director Karyn O. Barsa | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Increase authorized common stock | Management | For | For | ||||||||||||
42224N101 | 05/27/10 | HealthSpring, Inc. *HS* | 45,000 | |||||||||||||
1.1 | Elect Director Benjamin Leon, Jr. | Management | For | Withhold | ||||||||||||
1.2 | Elect Director Sharad Mansukani | Management | For | Withhold | ||||||||||||
2 | Amend omnibus stock plan | Management | For | For | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
48020Q107 | 05/27/10 | Jones Lang Lasalle, Inc. *JLL* | 7,100 | |||||||||||||
1.1 | Elect Director Colin Dyer | Management | For | For | ||||||||||||
1.2 | Elect Director Darryl Hartley-Leonard | Management | For | For | ||||||||||||
1.3 | Elect Director Deanne Julius | Management | For | For | ||||||||||||
1.4 | Elect Director Ming Lu | Management | For | For | ||||||||||||
1.5 | Elect Director Lauralee E. Martin | Management | For | For | ||||||||||||
1.6 | Elect Director Sheila A. Penrose | Management | For | For | ||||||||||||
1.7 | Elect Director David B. Rickard | Management | For | For | ||||||||||||
1.8 | Elect Director Roger T. Staubach | Management | For | For | ||||||||||||
1.9 | Elect Director Thomas C. Theobald | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Other business | Management | For | Against | ||||||||||||
502175102 | 05/27/10 | LTC Properties, Inc. *LTC* | 23,700 | |||||||||||||
1.1 | Elect Director Andre C. Dimitriadis | Management | For | For | ||||||||||||
1.2 | Elect Director Boyd W. Hendrickson | Management | For | For | ||||||||||||
1.3 | Elect Director Edmund C. King | Management | For | Withhold | ||||||||||||
1.4 | Elect Director Devra G. Shapiro | Management | For | Withhold | ||||||||||||
1.5 | Elect Director Wendy L. Simpson | Management | For | For | ||||||||||||
1.6 | Elect Director Timothy J. Triche | Management | For | Withhold | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
684010101 | 05/27/10 | optionsXpress Holdings, Inc. *OXPS* | 37,200 | |||||||||||||
1.1 | Elect Director David A. Fisher | Management | For | For | ||||||||||||
1.2 | Elect Director Michael J. Soenen | Management | For | For | ||||||||||||
1.3 | Elect Director S. Scott Wald | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
879939106 | 05/27/10 | TeleTech Holdings, Inc. *TTEC* | 42,600 | |||||||||||||
1.1 | Elect Director Kenneth D. Tuchman | Management | For | For | ||||||||||||
1.2 | Elect Director James E. Barlett | Management | For | For | ||||||||||||
1.3 | Elect Director William Linnenbringer | Management | For | For | ||||||||||||
1.4 | Elect Director Ruth C. Lipper | Management | For | For | ||||||||||||
1.5 | Elect Director Shrikant Mehta | Management | For | For | ||||||||||||
1.6 | Elect Director Anjan Mukherjee | Management | For | For | ||||||||||||
1.7 | Elect Director Robert M. Tarola | Management | For | For | ||||||||||||
1.8 | Elect Director Shirley Young | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Approve omnibus stock plan | Management | For | For | ||||||||||||
556269108 | 05/28/10 | Steven Madden, Ltd. *SHOO* | 200 | |||||||||||||
1.1 | Elect Director Edward R. Rosenfeld | Management | For | For | ||||||||||||
1.2 | Elect Director John L. Madden | Management | For | For | ||||||||||||
1.3 | Elect Director Peter Migliorini | Management | For | For | ||||||||||||
1.4 | Elect Director Richard P. Randall | Management | For | For | ||||||||||||
1.5 | Elect Director Ravi Sachdev | Management | For | For | ||||||||||||
1.6 | Elect Director Thomas H. Schwartz | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
584688105 | 06/02/10 | Medicines Co. *MDCO* | 62,000 | |||||||||||||
1.1 | Elect Director William W. Crouse | Management | For | For | ||||||||||||
1.2 | Elect Director Hiroaki Shigeta | Management | For | For | ||||||||||||
2 | Approve Qualified Employee stock purchase plan | Management | For | For | ||||||||||||
3 | Amend omnibus stock plan | Management | For | For | ||||||||||||
4 | Ratify Auditors | Management | For | For | ||||||||||||
913377107 | 06/02/10 | Universal American Corp *UAM* | 47,300 | |||||||||||||
1.1 | Elect Director Barry W. Averill | Management | For | For | ||||||||||||
1.2 | Elect Director Richard A. Barasch | Management | For | For | ||||||||||||
1.3 | Elect Director Sally W. Crawford | Management | For | For | ||||||||||||
1.4 | Elect Director Matthew W. Etheridge | Management | For | For | ||||||||||||
1.5 | Elect Director Mark K. Gormley | Management | For | For | ||||||||||||
1.6 | Elect Director Mark M. Harmeling | Management | For | Against | ||||||||||||
1.7 | Elect Director Linda H. Lamel | Management | For | For | ||||||||||||
1.8 | Elect Director Patrick J. McLaughlin | Management | For | For | ||||||||||||
1.9 | Elect Director Richard C. Perry | Management | For | For | ||||||||||||
1.10 | Elect Director Thomas A. Scully | Management | For | For | ||||||||||||
1.11 | Elect Director Robert A. Spass | Management | For | For | ||||||||||||
1.12 | Elect Director Sean M. Traynor | Management | For | For | ||||||||||||
1.13 | Elect Director Christopher E. Wolfe | Management | For | For | ||||||||||||
1.14 | Elect Director Robert F. Wright | Management | For | For | ||||||||||||
12811R104 | 06/04/10 | Calamos Asset Management, Inc. *CLMS* | 26,200 | |||||||||||||
1.1 | Elect Director G. Bradford Bulkley | Management | For | For | ||||||||||||
1.2 | Elect Director Mitchell S. Feiger | Management | For | For | ||||||||||||
1.3 | Elect Director Richard W. Gilbert | Management | For | For | ||||||||||||
1.4 | Elect Director Arthur L. Knight | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
302563101 | 06/04/10 | FPIC Insurance Group, Inc. FPIC* | 10,500 | |||||||||||||
1.1 | Elect Director John K. Anderson, Jr. | Management | For | For | ||||||||||||
1.2 | Elect Director M.C. Harden, III | Management | For | For | ||||||||||||
1.3 | Elect Director John G. Rich | Management | For | For | ||||||||||||
1.4 | Elect Director Joan D. Ruffier | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Amend omnibus stock plan | Management | For | For | ||||||||||||
483007704 | 06/08/10 | Kaiser Aluminum Corporation *KALU* | 94 | |||||||||||||
1.1 | Elect Director Alfred E. Osborne, Jr. | Management | For | For | ||||||||||||
1.2 | Elect Director Jack Quinn | Management | For | For | ||||||||||||
1.3 | Elect Director Thomas M. Van Leeuwen | Management | For | For | ||||||||||||
2 | Amend omnibus stock plan | Management | For | For | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
004498101 | 06/09/10 | ACI Worldwide, Inc. *ACIW* | 33,600 | |||||||||||||
1.1 | Elect Director Alfred R. Berkeley, III | Management | For | For | ||||||||||||
1.2 | Elect Director John D. Curtis | Management | For | For | ||||||||||||
1.3 | Elect Director Philip G. Heasley | Management | For | For | ||||||||||||
1.4 | Elect Director James C. McGroddy | Management | For | For | ||||||||||||
1.5 | Elect Director Harlan F. Seymour | Management | For | For | ||||||||||||
1.6 | Elect Director John M. Shay, Jr. | Management | For | For | ||||||||||||
1.7 | Elect Director John E. Stokely | Management | For | For | ||||||||||||
1.8 | Elect Director Jan H. Suwinski | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
457153104 | 06/09/10 | Ingram Micro, Inc. *IM* | 39,600 | |||||||||||||
1 | Declassify the Board of Directors | Management | For | For | ||||||||||||
2 | Amend Certificate of Incorporation to provide Directors may be removed without cause | Management | For | For | ||||||||||||
3.1 | Elect Director Howard I. Atkins | Management | For | Withhold | ||||||||||||
3.2 | Elect Director Leslie Stone Heisz | Management | For | For | ||||||||||||
3.3 | Elect Director John R. Ingram | Management | For | For | ||||||||||||
3.4 | Elect Director Orrin H. Ingram, II | Management | For | For | ||||||||||||
3.5 | Elect Director Dale R. Laurance | Management | For | For | ||||||||||||
3.6 | Elect Director Linda Fayne Levinson | Management | For | For | ||||||||||||
3.7 | Elect Director Michael T. Smith | Management | For | For | ||||||||||||
3.8 | Elect Director Gregory M.E. Spierkel | Management | For | For | ||||||||||||
3.9 | Elect Director Joe B. Wyatt | Management | For | For | ||||||||||||
3.10 | Elect Director Orrin H. Ingram, II | Management | For | For | ||||||||||||
3.11 | Elect Director Michael T. Smith | Management | For | For | ||||||||||||
3.12 | Elect Director Gregory M.E. Spierkel | Management | For | For | ||||||||||||
3.13 | Elect Director Joe B. Wyatt | Management | For | For | ||||||||||||
4 | Ratify Auditors | Management | For | For | ||||||||||||
550021109 | 06/09/10 | Lululemon Athletica, Inc. *LULU* | 100 | |||||||||||||
1.1 | Elect Director Thomas G. Stemberg | Management | For | For | ||||||||||||
1.2 | Elect Director Dennis J. Wilson | Management | For | For | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
00211W104 | 06/10/10 | ATC Technology Corporation *ATAC* | 21,900 | |||||||||||||
1.1 | Elect Director Robert L. Evans | Management | For | For | ||||||||||||
1.2 | Elect Director Curtland E. Fields | Management | For | For | ||||||||||||
1.3 | Elect Director Michael J. Hartnett | Management | For | For | ||||||||||||
1.4 | Elect Director Michael D. Jordan | Management | For | For | ||||||||||||
1.5 | Elect Director Todd R. Peters | Management | For | For | ||||||||||||
1.6 | Elect Director S. Lawrence Prendergast | Management | For | For | ||||||||||||
1.7 | Elect Director Edward Stewart | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
229678107 | 06/10/10 | Cubist Pharmaceuticals, Inc. *CBST* | 19,100 | |||||||||||||
1.1 | Elect Director Michael Bonney | Management | For | For | ||||||||||||
1.2 | Elect Director Mark Corrigan | Management | For | For | ||||||||||||
1.3 | Elect Director Sylvie Gregoire | Management | For | For | ||||||||||||
2 | Approve omnibus stock plan | Management | For | For | ||||||||||||
3 | Approve Executive incentive bonus plan | Management | For | For | ||||||||||||
4 | Ratify Auditors | Management | For | For | ||||||||||||
361652209 | 06/10/10 | GFI Group, Inc. *GFIG* | ||||||||||||||
1.1 | Elect Director Colin Heffron | Management | For | For | ||||||||||||
1.2 | Elect Director John Ward | Management | For | For | ||||||||||||
3 | Ratify Auditors | Management | For | For | ||||||||||||
4 | Amend omnibus stock plan | Management | For | Against | ||||||||||||
411310105 | 06/10/10 | Hansen Natural Corporation *HANS* | 8,400 | |||||||||||||
1.1 | Elect Director Rodney C. Sacks | Management | For | For | ||||||||||||
1.2 | Elect Director Hilton H. Schlosberg | Management | For | For | ||||||||||||
1.3 | Elect Director Norman C. Epstein | Management | For | For | ||||||||||||
1.4 | Elect Director Benjamin M. Polk | Management | For | For | ||||||||||||
1.5 | Elect Director Sydney Selati | Management | For | For | ||||||||||||
1.6 | Elect Director Harold C. Taber, Jr. | Management | For | For | ||||||||||||
1.7 | Elect Director Mark S. Vidergauz | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
85254C305 | 06/10/10 | Stage Stores, Inc. *SSI* | 29,000 | |||||||||||||
1.1 | Elect Director Richard J. Almeida | Management | For | For | ||||||||||||
1.2 | Elect Director Mary K. Bush | Management | For | For | ||||||||||||
1.3 | Elect Director W. James Farrell | Management | For | For | ||||||||||||
1.4 | Elect Director Jane C. Garvey | Management | For | For | ||||||||||||
1.5 | Elect Director Walter Isaacson | Management | For | For | ||||||||||||
1.6 | Elect Director Robert D. Krebs | Management | For | For | ||||||||||||
1.7 | Elect Director Robert S. Miller | Management | For | For | ||||||||||||
1.8 | Elect Director James J. O'Connor | Management | For | For | ||||||||||||
1.9 | Elect Director Glenn F. Tilton | Management | For | For | ||||||||||||
1.10 | Elect Director David J. Vitale | Management | For | For | ||||||||||||
1.11 | Elect Director John H. Walker | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Amend securities transfer restrictions | Management | For | Against | ||||||||||||
026375105 | 06/11/10 | American Greetings Corp. *AM* | 32,800 | |||||||||||||
1.1 | Elect Director Scott S. Cowen | Management | For | For | ||||||||||||
1.2 | Elect Director William E. MacDonald, III | Management | For | For | ||||||||||||
1.3 | Elect Director Zev Weiss | Management | For | For | ||||||||||||
45774N108 | 06/11/10 | Innophos Holdings, Inc *IPHS* | 14,800 | |||||||||||||
1.1 | Elect Director Gary Cappeline | Management | For | For | ||||||||||||
1.2 | Elect Director Amado Cavazos | Management | For | For | ||||||||||||
1.3 | Elect Director Randolph Gress | Management | For | For | ||||||||||||
1.4 | Elect Director Linda Myrick | Management | For | For | ||||||||||||
1.5 | Elect Director Karen Osar | Management | For | For | ||||||||||||
1.6 | Elect Director John Steitz | Management | For | For | ||||||||||||
1.7 | Elect Director Stephen M. Zide | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Approve Executive incentive bonus plan | Management | For | For | ||||||||||||
31942D107 | 06/16/10 | First Cash Financial Services, Inc. *FCFS* | 25,000 | |||||||||||||
1 | Elect Director Jorge Montano | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Amend Executive incentive bonus plan | Management | For | For | ||||||||||||
716768106 | 06/16/10 | PetSmart, Inc. *PETM* | 11,800 | |||||||||||||
1.1 | Elect Director Rakesh Gangwal | Management | For | For | ||||||||||||
1.2 | Elect Director Robert F. Moran | Management | For | For | ||||||||||||
1.3 | Elect Director Barbara A. Munder | Management | For | For | ||||||||||||
1.4 | Elect Director Thomas G. Stemberg | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Amend Executive incentive bonus plan | Management | For | For | ||||||||||||
90384S303 | 06/16/10 | Ulta Salon, Cosmetics & Fragrance, Inc. *ULTA* | 17,100 | |||||||||||||
1.1 | Elect Director Charles Heilbronn | Management | For | For | ||||||||||||
1.2 | Elect Director Carl "Chuck" Rubin | Management | For | For | ||||||||||||
1.3 | Elect Director Lynelle P. Kirby | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
007865108 | 06/17/10 | Aeropostale, Inc. *ARO* | 12,900 | |||||||||||||
1.1 | Elect Director Julian R. Geiger | Management | For | For | ||||||||||||
1.2 | Elect Director Bodil Arlander | Management | For | For | ||||||||||||
1.3 | Elect Director Ronald R. Beegle | Management | For | For | ||||||||||||
1.4 | Elect Director John N. Haugh | Management | For | For | ||||||||||||
1.5 | Elect Director Robert B. Chavez | Management | For | For | ||||||||||||
1.6 | Elect Director Mindy C. Meads | Management | For | For | ||||||||||||
1.7 | Elect Director John D. Howard | Management | For | For | ||||||||||||
1.8 | Elect Director David B. Vermylen | Management | For | For | ||||||||||||
1.9 | Elect Director Karin Hirtler-Garvey | Management | For | For | ||||||||||||
1.10 | Elect Director Evelyn Dilsaver | Management | For | For | ||||||||||||
1.11 | Elect Director Thomas P. Johnson | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
480838101 | 06/17/10 | Jos. A Bank Clothiers, Inc. *JOSB* | 6,300 | |||||||||||||
1.1 | Elect Director James H. Ferstl | Management | For | For | ||||||||||||
1.2 | Elect Director Sidney H. Ritman | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Approve omnibus stock plan | Management | For | For | ||||||||||||
64126X201 | 06/23/10 | NeuStar, Inc. *NSR* | 23,300 | |||||||||||||
1.1 | Elect Director Gareth C.C. Chang | Management | For | For | ||||||||||||
1.2 | Elect Director Jeffrey E. Ganek | Management | For | For | ||||||||||||
1.3 | Elect Director Hellene S. Runtagh | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
227046109 | 06/29/10 | CROCS, Inc. *CROX* | 37,100 | |||||||||||||
1.1 | Elect Director Raymond D. Croghan | Management | For | For | ||||||||||||
1.2 | Elect Director Peter Jacobi | Management | For | For | ||||||||||||
1.3 | Elect Director Richard L. Sharp | Management | For | For | ||||||||||||
Ratify Auditors | Management | For | For | |||||||||||||
293389102 | 06/30/10 | Ennis, Inc. *EBF* | 41,300 | |||||||||||||
1.1 | Elect Director Kenneth G. Pritchett | Management | For | For | ||||||||||||
1.2 | Elect Director Michael J. Schaefer | Management | For | For | ||||||||||||
1.3 | Elect Director James C. Taylor | Management | For | For | ||||||||||||
2 | Ratify Auditors | Management | For | For | ||||||||||||
3 | Other business | Management | For | Against |
Quaker Long-Short Tactical Allocation Fund | ||||||||||||||||
CUSIP | Meeting Date | Company Name *Ticker* | Proposal | Proponent | Mgmt Rec | Vote Cast | Shares Voted | |||||||||
16936R105 | 12/08/09 | China Automotive Systems, Inc. *CAAS* | 7,200 | |||||||||||||
1 | Election of Directors | Shareholder | For | For | ||||||||||||
2 | Ratification of Auditor | Shareholder | For | For | ||||||||||||
29244T-101 | 04/22/10 | Empresa Nacional de Electricidad S.A. *EOC* | 4,400 | |||||||||||||
1 | Auditor for 2009 | Management | For | For | ||||||||||||
2 | Distribution of profits & dividends | Management | For | For | ||||||||||||
3 | Investment financing policy | Management | For | For | ||||||||||||
4 | Board of Directors | Management | For | For | ||||||||||||
5 | Compensation for Board of Directors | Management | For | For | ||||||||||||
6 | Auditor for 2010 | Management | For | For | ||||||||||||
7 | Accounts inspectors | Management | For | For | ||||||||||||
8 | Modification of Company's Bylaws | Management | For | For | ||||||||||||
9 | Approval of restated text of Bylaws | Management | For | For | ||||||||||||
10 | Lenders | Management | For | For | ||||||||||||
11 | Legalization of Bylaw amendments | Management | For | For | ||||||||||||
14055X-102 | 04/29/10 | Capitalsource, Inc. *CSE* | 17,100 | |||||||||||||
1 | Board of Directors | Management | For | For | ||||||||||||
2 | Auditor | Management | For | For | ||||||||||||
3 | Performance-based compensation | Management | For | For | ||||||||||||
20478T-107 | 05/13/10 | CompuCredit Holdings Corporation *CCRT* | 24,554 | |||||||||||||
1 | Board of Directors | Management | For | For | ||||||||||||
55616P-104 | 05/14/10 | Macy's, Inc. *M* | 9,900 | |||||||||||||
1 | Board of Directors | Management | For | For | ||||||||||||
2 | Auditor | Management | For | For | ||||||||||||
3 | Certificate of Corporation | Management | For | For | ||||||||||||
4 | Majority voting in Director elections | Shareholder | Against | Against | ||||||||||||
87264S-106 | 05/18/10 | TRW Automotive Holdings Corp. *TRW* | 7,800 | |||||||||||||
1 | Board of Directors | Management | For | For | ||||||||||||
2 | Auditor | Management | For | For | ||||||||||||
382410-405 | 05/20/10 | Goodrich Petroleum Corporation *GDP* | 8,700 | |||||||||||||
1 | Board of Directors | Management | For | For | ||||||||||||
2 | Auditor | Management | For | For | ||||||||||||
886547-108 | 05/20/10 | Tiffany & Company *TIF* | 4,600 | |||||||||||||
1 | Board of Directors | Management | For | For | ||||||||||||
2 | Auditor | Management | For | For | ||||||||||||
64031N-108 | 05/27/10 | Nelnet, Inc. *NNI* | 10,000 | |||||||||||||
1 | Board of Directors | Management | For | For | ||||||||||||
2 | Auditor | Management | For | For | ||||||||||||
012348-108 | 05/27/10 | Albany International Corp. *AIN* | 6,200 | |||||||||||||
1 | Board of Directors | Management | For | For | ||||||||||||
2 | Auditor | Management | For | For | ||||||||||||
29382R-107 | 05/27/10 | Entravision Communications Corp. *EVC* | 39,200 | |||||||||||||
1 | Board of Directors | Management | For | For | ||||||||||||
2 | Auditor | Management | For | For | ||||||||||||
162825-103 | 06/27/10 | Checkpoint Systems, Inc. *CKP* | 6,100 | |||||||||||||
1 | Board of Directors | Management | For | For | ||||||||||||
2 | Incentive compensation plan | Management | For | For | ||||||||||||
3 | Auditor | Management | For | For | ||||||||||||
23334L-102 | 06/03/10 | DSW, Inc. *DSW* | 7,300 | |||||||||||||
1 | Board of Directors | Management | For | For | ||||||||||||
2 | Auditor | Management | For | For | ||||||||||||
09776J-101 | 06/15/10 | The Bon-Ton Stores, Inc. *BONT* | 10,400 | |||||||||||||
1 | Board of Directors | Management | For | For | ||||||||||||
2 | Auditor | Management | For | For | ||||||||||||
895919-108 | 06/17/10 | Trident Microsystems, Inc. *TRID* | 72,400 | |||||||||||||
1 | Board of Directors | Management | Against | Against | ||||||||||||
2 | Auditor | Management | For | For |
Quaker Event Arbitrage Fund |
The Quaker Event Arbitrage Fund was previously registered as the Pennsylvania Avenue Event-Driven Fund, a series of the Pennsylvania Avenue Funds. A Form N-PX for the Pennsylvania Avenue Event-Driven Fund was filed on July 26, 2010 (Ascession number 0001162044-10-000419). Please refer to that filing for any votes during the reporting period.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Quaker Investment Trust |
By (signature and title)* | /s/ Jeffry H. King, Sr., |
Jeffry H. King, Sr., Chief Executive Officer | |
(principle executive officer) | |
Date | August 27,2010 |
* Print the name and title of each signing officer under his or her signature.