UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number 811-06260
Quaker Investment Trust
309 Technology Drive
Malvern, PA 19355
(Address of principal executive offices) (Zip code)
Quaker Investment Trust
309 Technology Drive
Malvern, PA 19355
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-220-8888
Date of fiscal year end: June 30, 2007
Date of reporting period: July 1, 2006 to June 30, 2007
Item 1. Proxy Voting Record
Vote Summary Report
Jul 01, 2006 - Sep 30, 2006
Quaker Strategic Growth Fund
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
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09/07/06 - S Inco Limited *N* 453258402 08/02/06 190,155
1 Approve Acquisition By Phelps Dodge For Against Mgmt
07/06/06 - A Nestor, Inc. *NEST* 641074505 05/31/06 820,200
1 Elect Directors For For Mgmt
2 Approve Conversion of Securities For For Mgmt
Conclusion Although ISS is concerned about the
dilutive effect of this proposal, we believe shareholder
approval of item is warranted given the company's fragile
financial condition and the market reaction to the
transaction.
3 Increase Authorized Common Stock For For Mgmt
Note that certain shareholders holding, in the aggregate,
10,351,048 shares (representing 50.83 percent of the
company's outstanding shares) have agreed to vote their
shares in favor of this proposal. Since the
requested increase of 20,000,000 shares is below the
allowable threshold of 37,500,000 shares, we recommend a
vote in favor of Item 3.
4 Ratify Auditors For For Mgmt
Vote Summary Report
Oct 01, 2006 - Dec 31, 2006
Quaker Strategic Growth Fund
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
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12/28/06 - S Companhia Vale Do Rio Doce 204412209 12/11/06 547,900
Meeting for ADR Holders
1 THE APPROVAL AND JUSTIFICATION FOR For For Mgmt
CONSOLIDATION OF CAEMI MINERACAO E
METALURGIA S.A. ( CAEMI ), A WHOLLY OWNED
SUBSIDIARY OF CVRD, PURSUANT TO ARTICLES
224 AND 225 OF THE BRAZILIAN CORPORATE LAW
2 TO RATIFY THE APPOINTMENT OF THE EXPERTS TO For For Mgmt
APPRAISE THE VALUE OF THE COMPANY TO BE
CONSOLIDATED
3 TO DECIDE ON THE APPRAISAL REPORT, PREPARED For For Mgmt
BY THE EXPERT APPRAISERS
4 THE APPROVAL FOR THE CONSOLIDATION OF For For Mgmt
CAEMI, WITHOUT A CAPITAL INCREASE OR THE
ISSUANCE OF NEW SHARES BY THIS COMPANY
5 TO RATIFY THE ACQUISITION OF THE CONTROL OF For For Mgmt
INCO LTD., PURSUANT TO SECTION 1 OF ARTICLE
256 OF THE BRAZILIAN CORPORATE LAW
6 TO RATIFY THE APPOINTMENT OF A BOARD For For Mgmt
MEMBER, DULY NOMINATED DURING THE BOARD OF
DIRECTORS MEETING HELD ON JUNE 21, 2006, IN
ACCORDANCE WITH SECTION 10 OF ARTICLE 11 OF
THE COMPANY S BY-LAWS
Vote Summary Report
Jan 01, 2007 - Mar 31, 2007
Quaker Strategic Growth Fund
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ----------------------------------------------------------------------------------------------------------------------------------------
03/14/07 - A * Applied Materials, Inc. *AMAT* 038222105 01/19/07 261,800
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Qualified Employee Stock Purchase Plan For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Ratify Auditors For For Mgmt
03/14/07 - S * Freeport-McMoRan Copper & Gold Inc. 35671D857 02/12/07 220,600
*FCX*
1 Increase Authorized Common Stock For For Mgmt
2 Issue Shares in Connection with an For For Mgmt
Acquisition
3 Adjourn Meeting For For Mgmt
03/06/07 - A Hologic, Inc. *HOLX* 436440101 01/12/07 142,600
1 Elect Directors For For Mgmt
03/08/07 - A The Walt Disney Company *DIS* 254687106 01/08/07 328,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Company-Specific--Governance-Related - No Against Against ShrHoldr
Greenmail payments
6 Approve/Amend Terms of Existing Poison Pill Against Against ShrHoldr
02/06/07 - A Western Digital Corp. *WDC* 958102105 12/14/06 122,100
1 Elect Director Matthew E. Massengill For For Mgmt
2 Elect Director Peter D. Behrendt For For Mgmt
3 Elect Director Kathleen A. Cote For For Mgmt
4 Elect Director John F. Coyne For For Mgmt
5 Elect Director Henry T. Denero For For Mgmt
6 Elect Director William L. Kimsey For For Mgmt
7 Elect Director Michael D. Lambert For For Mgmt
8 Elect Director Roger H. Moore For For Mgmt
9 Elect Director Thomas E. Pardun For For Mgmt
10 Elect Director Arif Shakeel For For Mgmt
11 Ratify Auditors For For Mgmt
Vote Summary Report
Apr 01, 2007 - Jun 30, 2007
Quaker Strategic Growth Fund
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ----------------------------------------------------------------------------------------------------------------------------------------
05/17/07 - A Allegheny Energy, Inc. *AYE* 017361106 03/12/07 301,100
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Claw-back of Payments under Restatements Against Against ShrHoldr
ISS believes that the company has fundamentally addressed
the proponent's key concerns. ISS believes this proposal
does not warrant shareholder support.
4 Separate Chairman and CEO Positions Against Against ShrHoldr
In this case, the company meets all of the criteria in the
counterbalancing structure described above. We
believe that the company's governance structure provides a
satisfactory balance to a unified chairman and CEO
position. Accordingly, the proposal does not warrant
shareholder support.
5 Require a Majority Vote for the Election of Against For ShrHoldr
Directors
ISS believes that this proposal warrants shareholder
support.
6 Amend Articles/Bylaws/Charter -- Call Against For ShrHoldr
Special Meetings
The proposal seeks to enhance shareholders with the right
to call special meetings, which we believe is in the best
interests of shareholders. We note that the proposal
limits the right to call a special meeting to an aggregate
of at least ten percent of the outstanding shares. ISS
believes that this is a reasonable threshold, consistent
with many state statutes. We believe that this item
warrants shareholder support.
7 Performance-Based and/or Time-Based Equity Against For ShrHoldr
Awards
The proposal requests that a significant portion of future
stock option grants to senior executives shall be
performance-based. ISS believes that this is not unduly
restrictive. Based on the available public disclosure, we
could not directly link any of the stock option grants or
other equity grants to performance metrics. As such, we
support this proposal.
8 Report on Impact of Utilizing the National Against Against ShrHoldr
Interest Electric Transmission Corridor
Therefore, based on the current level of disclosure
provided by the company on this topic and questions over
the utility of the requested information, ISS recommends
that shareholders oppose this resolution.
9 Report on Power Plant Emissions Against For ShrHoldr
Therefore, based on the lack of detailed information
available on the company's approach to sustaining its
operations and profits despite shifting legislation
related to climate change and heightening public concerns
on these issues, the limited cost associated with
expanding such information within the company's existing
disclosure, and the potential benefit that shareholders
may derive from such transparency, ISS recommends a vote
for this resolution.
04/27/07 - S America Movil SAB de CV (formerly 02364W105 04/16/07 470,800
America Movil SA de CV)
Meeting for Holders of ADR's
1 Elect Representatives of Class L Shares to For For Mgmt
the Board of Directors
2 Designate Inspector or Shareholder For For Mgmt
Representative(s) of Minutes of Meeting
05/17/07 - A American Ecology Corp. *ECOL* 025533407 03/19/07 432,466
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/27/07 - A Bayer AG 072730302 04/06/07 233,600
Meeting for Holders of ADRs
1 SUBMISSION OF THE APPROVED FINANCIAL For For Mgmt
STATEMENTS AND CONSOLIDATED FINANCIAL
STATEMENTS, THE MANAGEMENT REPORTS FOR
BAYER AG AND FOR THE BAYER GROUP, AND THE
REPORT OF THE SUPERVISORY BOARD FOR FISCAL
YEAR 2006; RESOLUTION ON DISTRIBUTION OF
THE PROFIT
2 RATIFICATION OF THE ACTIONS OF THE MEMBERS For For Mgmt
OF THE BOARD OF MANAGEMENT
3 RATIFICATION OF THE ACTIONS OF THE MEMBERS For For Mgmt
OF THE SUPERVISORY BOARD
4 ELECTION TO THE SUPERVISORY BOARD: DR. PAUL For For Mgmt
ACHLEITNER
5 ELECTION TO THE SUPERVISORY BOARD: DR. For For Mgmt
CLEMENS BORSIG
6 ELECTION TO THE SUPERVISORY BOARD: PROF. For For Mgmt
DR. HANS-OLAF HENKEL
7 ELECTION TO THE SUPERVISORY BOARD: DR. For For Mgmt
KLAUS KLEINFELD
8 ELECTION TO THE SUPERVISORY BOARD: DR. For For Mgmt
HELMUT PANKE
9 ELECTION TO THE SUPERVISORY BOARD: DR. For For Mgmt
MANFRED SCHNEIDER
10 ELECTION TO THE SUPERVISORY BOARD: DR.-ING. For For Mgmt
EKKEHARD D. SCHULZ
11 ELECTION TO THE SUPERVISORY BOARD: DR. For For Mgmt
KLAUS STURANY
12 ELECTION TO THE SUPERVISORY BOARD: DR. For For Mgmt
JURGEN WEBER
13 ELECTION TO THE SUPERVISORY BOARD: PROF. For For Mgmt
DR. ERNST-LUDWIG WINNACKER
14 REVOCATION OF THE EXISTING AUTHORIZED For For Mgmt
CAPITAL II, CREATION OF NEW AUTHORIZED
CAPITAL II WITH THE OPTION OF EXCLUDING
SUBSCRIPTION RIGHTS AND AMENDMENT TO
SECTION 4 (3) OF THE ARTICLES OF
INCORPORATION (CAPITAL STOCK)
15 AUTHORIZATION TO BUY BACK AND SELL COMPANY For For Mgmt
SHARES; EXCLUSION OF SUBSCRIPTION RIGHTS
16 APPROVAL OF DOMINATION AND PROFIT AND LOSS For For Mgmt
TRANSFER AGREEMENT BETWEEN THE COMPANY AND
BAYER SCHERING GMBH
17 Ratify Auditors For For Mgmt
05/25/07 - A Bunge Limited *BG* G16962105 03/30/07 256,500
Meeting for Holders of ADRs
1 TO ELECT AS CLASS I DIRECTOR: JORGE BORN, For For Mgmt
JR.
2 TO ELECT AS CLASS I DIRECTOR: BERNARD DE LA For For Mgmt
TOUR D AUVERGNE LAURAGUAIS
3 TO ELECT AS CLASS I DIRECTOR: WILLIAM ENGELS For For Mgmt
4 TO ELECT AS CLASS I DIRECTOR: L. PATRICK For For Mgmt
LUPO
5 TO ELECT AS CLASS II DIRECTOR: OCTAVIO For For Mgmt
CARABALLO
6 Ratify Auditors For For Mgmt
7 TO APPROVE THE BUNGE LIMITED 2007 For For Mgmt
NON-EMPLOYEE DIRECTORS EQUITY INCENTIVE
PLAN AS SET FORTH IN THE PROXY STATEMENT.
VI.
Vote Recommendation We commend the company for
expressly forbidding the repricing of stock options under
the plan. However, the estimated shareholder value
transfer of the company's plans of 16 percent is above the
allowable cap for this company of 7 percent. In
2005, ISS implemented a modified policy in evaluating
director equity plans. ISS considers the costs of equity
plans including director plans and employee-based
compensation plans in the binomial compensation model. If
the total costs of the combined equity plans exceed the
allowable cap, ISS will review the qualitative features of
director compensation, taking into account (1) director
stock ownership guidelines, (2) vesting schedule, (3) mix
between cash and equity, (4) retirement/benefit and
perquisites programs, and (5) quality of
disclosure. In this case, the combined cost of the
plan and the shares from remaining equity plans available
for future grant exceed the company's allowable cap of 7
percent. However, in reviewing the qualitative features of
the company's director compensation, the company has met
all the above criteria. (1) Stock Ownership
Guidelines: The board has established share ownership
guidelines for the minimum amount of common shares that
are required to be held by the non-employee directors.
These guidelines are required to be met within five years
of May 2005 or, if later, from when the non-employee
director is initially appointed or elected to the board.
For non-employee directors, the guideline is four times
the annual retainer fee paid by Bunge to its non-employee
directors. (2) Vesting Schedule: Vesting is subject
to the grantee's continued service as a director, the
options will vest on the third anniversary of the grant
date. Director options shall become fully vested and
exercisable not earlier than the third anniversary of the
applicable date of grant. (3) Mix between Cash and
Equity: The mix between cash and equity is approximately
39.3 percent cash and 60.7 percent equity (4)
Retirement/Benefit and Perquisites Programs: There do not
appear to be any perquisites or retirement benefits for
non-executive directors. (5) Quality of
Disclosure: The company provided a tabular disclosure on
its director compensation by displaying fees earned in
cash, option awards, all other compensation and total
compensation for each non-employee director. We
believe the company meets all of the above qualitative
features of director compensation. As such, we recommend a
vote FOR proposal 2.
04/19/07 - A Burlington Northern Santa Fe Corp. 12189T104 02/28/07 257,200
*BNI*
1 Elect Directors For For Mgmt
1.1 Elect Director Alan L. Boeckmann --- For
We recommend a vote FOR the directors.
1.2 Elect Director Donald G. Cook --- For
1.3 Elect Director Vilma S. Martinez --- For
1.4 Elect Director Marc F. Racicot --- For
1.5 Elect Director Roy S. Roberts --- For
1.6 Elect Director Matthew K. Rose --- For
1.7 Elect Director Marc J. Shapiro --- For
1.8 Elect Director J.C. Watts, Jr. --- For
1.9 Elect Director Robert H. West --- For
1.10 Elect Director J. Steven Whisler --- For
1.11 Elect Director Edward E. Whitacre, Jr. ---
For
2 Ratify Auditors For For Mgmt
06/05/07 - A Business Objects S.A. 12328X107 04/19/07 270,400
Meeting for Holders of ADRs
1 APPROVAL OF THE COMPANY'S STATUTORY For For Mgmt
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2006
2 APPROVAL OF THE COMPANY'S CONSOLIDATED For For Mgmt
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2006
3 ALLOCATION OF THE COMPANY'S EARNINGS FOR For For Mgmt
THE YEAR ENDED DECEMBER 31, 2006
4 RENEWAL OF THE TERM OF OFFICE OF MR. ARNOLD For For Mgmt
SILVERMAN, AS A DIRECTOR OF THE COMPANY
5 RENEWAL OF THE TERM OF OFFICE OF MR. For For Mgmt
BERNARD CHARLES, AS A DIRECTOR OF THE
COMPANY
6 RENEWAL OF THE TERM OF OFFICE OF DR. KURT For For Mgmt
LAUK, AS A DIRECTOR OF THE COMPANY
7 RENEWAL OF TERM OF OFFICE OF MR. CARL For For Mgmt
PASCARELLA, AS A DIRECTOR OF THE COMPANY
8 APPROVAL OF AN ADDITIONAL AGGREGATE AMOUNT For For Mgmt
OF AUTHORIZED DIRECTOR FEES
9 RATIFICATION OF REGULATED AGREEMENTS For Against Mgmt
Ongoing related-party transactions with executive
directors disclosed in the special auditors' report
concern severance payments. In case of dismissal or
departure, the chairman and chief strategy officer of the
company, Bernard Liautaud, and the CEO, John Schwarz,
would receive a severance payment equal to two years of
remuneration (only one year for the CEO), their medical
insurance would be extended for 18 months, and their stock
options and restricted shares could be exercised 12 months
earlier than originally planned. In case of transfer of
control of the company, the severance payment paid to John
Schwarz would be equal to two years of remuneration.
Moreover, if this severance payment was paid in case of
transfer of control within 12 months of the latest
distribution of stock-options or restricted shares,
insofar as it could be qualify as "parachute payments"
pursuant to article 280G of U.S. "Internal Revenue Code,"
John Schwarz could receive in addition a maximum amount of
$2 million to pay the related taxes triggered by this
qualification. As the amount of this severance payment
(including additional severance payment) may exceed the
amount corresponding to twice Schwarz's whole annual
current remuneration, we recommend opposition to this
resolution.
10 Ratify Auditors For For Mgmt
11 AUTHORIZATION GRANTED TO THE BOARD OF For Against Mgmt
DIRECTORS TO REPURCHASE SHARES OF THE
COMPANY
As the share repurchase program can be continued during a
takeover period, shareholders are advised to oppose the
resolution.
12 AUTHORIZATION GRANTED TO THE BOARD OF For For Mgmt
DIRECTORS TO REDUCE THE COMPANY'S SHARE
CAPITAL BY CANCELLATION OF TREASURY SHARES
13 AUTHORIZATION GRANTED TO THE BOARD OF For For Mgmt
DIRECTORS TO INCREASE THE COMPANY'S SHARE
CAPITAL THROUGH THE ISSUANCE OF ORDINARY
SHARES, WITH SUBSCRIPTION RESERVED TO THE
PARTICIPANTS IN THE COMPANY S EMPLOYEE
SAVINGS PLAN
14 DELEGATION OF POWERS GRANTED TO THE BOARD For For Mgmt
OF DIRECTORS TO INCREASE THE COMPANY'S
SHARE CAPITAL THROUGH THE ISSUANCE OF
ORDINARY SHARES, WITH SUBSCRIPTION RESERVED
TO THE 2004 BUSINESS OBJECTS S.A. EMPLOYEE
BENEFITS TRUST
15 AUTHORIZATION GRANTED TO THE BOARD OF For Against Mgmt
DIRECTORS TO GRANT OPTIONS TO SUBSCRIBE OR
TO PURCHASE ORDINARY SHARES OF THE COMPANY
AND APPROVAL OF THE 2007 STOCK OPTION PLAN
The plan does not contain one key element that we favor in
a standard French executive stock option plan. The total
number of shares reserved for the company's stock option
plans exceeds our recommended guidelines for
growth-oriented companies. Our guidelines provide that
shares reserved for all share options plans may not exceed
between 5 and 10 percent of company's issued share capital.
16 DELEGATION OF POWERS GRANTED TO THE BOARD For Against Mgmt
OF DIRECTORS TO INCREASE THE COMPANY S
SHARE CAPITAL THROUGH THE ISSUANCE OF
ORDINARY SHARES, WITH SUBSCRIPTION RESERVED
TO THE BUSINESS OBJECTS EMPLOYEE BENEFIT
SUB-PLAN TRUST
Our guidelines provide that shares reserved for all share
options plans may not exceed between 5 and 10 percent of
company's issued share capital. As the total number of
shares reserved for the company's share option plans
exceeds our recommended guidelines for growth-oriented
companies, shareholders are advised not to support this
proposal.
17 AUTHORIZATION GRANTED TO THE BOARD OF For Against Mgmt
DIRECTORS TO ALLOCATE, FREE OF CHARGE,
EXISTING ORDINARY SHARES, OR TO ISSUE, FREE
OF CHARGE, NEW ORDINARY SHARES, TO THE
EMPLOYEES AND CERTAIN OFFICERS OF THE
COMPANY AND ITS SUBSIDIARIES
In light of the absence of quantitative information
regarding the performance criteria, and as the total
number of shares reserved for the company's share option
plans exceeds our recommended guidelines for
growth-oriented companies, a vote against this proposal is
recommended.
18 DELEGATION OF AUTHORITY GRANTED TO THE For Against Mgmt
BOARD OF DIRECTORS TO ISSUE WARRANTS FREE
OF CHARGE IN THE EVENT OF A PUBLIC TENDER
OFFER/EXCHANGE OFFER FOR THE COMPANY WITHIN
THE FRAMEWORK OF A LEGAL RECIPROCITY CLAUSE
Business Objects did not disclose information concerning
the use of those warrants, and the company is already
protected by other tools (share repurchase program during
takeover period). Moreover, the maximum capital increase
exceeds our recommended threshold of 25 percent, and the
company did not provide for one of the alternative
provisions that we look into under the point (iii).
Therefore, we recommend that shareholders vote against
this item.
19 APPROVAL OF THE AMENDMENTS OF THE COMPANY S For For Mgmt
ARTICLES OF ASSOCIATION TO CONFORM THEM TO
THE NEW PROVISIONS OF THE FRENCH COMMERCIAL
CODE, AS AMENDED BY FRENCH DECREE 2006-1566
DATED DECEMBER 11, 2006
20 AUTHORIZATION GRANTED TO THE BOARD OF For Against Mgmt
DIRECTORS TO ISSUE WARRANTS TO SUBSCRIBE UP
TO A MAXIMUM OF 45,000 ORDINARY SHARES
RESERVED FOR MR. ARNOLD SILVERMAN
The exercise price for the shares to be issued under this
authorization would be equal to the closing trading price
the day prior to the general meeting. Therefore, the
exercise date is not the day on which the price is
decided, and consequently, a potential discount exists.
Because there is a potential discount that we cannot
appreciate a priori, shareholders are advised not to
support these resolutions.
21 AUTHORIZATION GRANTED TO THE BOARD OF For Against Mgmt
DIRECTORS TO ISSUE WARRANTS TO SUBSCRIBE UP
TO A MAXIMUM OF 45,000 ORDINARY SHARES
RESERVED FOR MR. BERNARD CHARLES
22 AUTHORIZATION GRANTED TO THE BOARD OF For Against Mgmt
DIRECTORS TO ISSUE WARRANTS TO SUBSCRIBE UP
TO A MAXIMUM OF 45,000 ORDINARY SHARES
RESERVED FOR DR. KURT LAUK
23 AUTHORIZATION GRANTED TO THE BOARD OF For Against Mgmt
DIRECTORS TO ISSUE WARRANTS TO SUBSCRIBE UP
TO A MAXIMUM OF 30,000 ORDINARY SHARES
RESERVED FOR MR. CARL PASCARELLA
24 AUTHORIZATION GRANTED TO THE BOARD OF For Against Mgmt
DIRECTORS TO ISSUE WARRANTS TO SUBSCRIBE UP
TO A MAXIMUM OF 45,000 ORDINARY SHARES
RESERVED FOR MR. DAVID PETERSCHMIDT
05/03/07 - A/S Canadian Natural Resources Ltd. *CNQ* 136385101 03/14/07 395,300
1 Elect Directors For For Mgmt
2 Approve PricewaterhouseCoopers LLP as For For Mgmt
Auditors and Authorize Board to Fix
Remuneration of Auditors
3 Amend Stock Option Plan For For Mgmt
04/26/07 - A CEMEX S.A.B. de C.V. 151290889 03/26/07 292,100
Meeting for Holders of ADR's
1 Accept Financial Statements and Statutory For For Mgmt
Reports for 2006 Fiscal Year
2 Approve Allocation of Income; Set Aggregate For For Mgmt
Nominal Amount of Share Repurchase
3 Authorize Increase in Variable Portion of For For Mgmt
Capital via Capitalization of Accumulated
Profits Account
4 Elect Board Members; Elect Members and For For Mgmt
Chairman of Both Audit and Corporate
Practices Committee
5 Approve Remuneration of Directors and For For Mgmt
Members of the Board Committees
6 Designate Inspector or Shareholder For For Mgmt
Representative(s) of Minutes of Meeting
05/10/07 - A Chicago Bridge & Iron Co. *CBI* 167250109 04/02/07 63,600
Meeting for Holders of ADRs
1 TO ELECT A) JERRY H. BALLENGEE AS MEMBER OF Against For Mgmt
THE SUPERVISORY BOARD SELECT THE FOR
OPTION. TO ELECT B) DAVID P. BORDAGES AS
MEMBER OF THE SUPERVISORY BOARD SELECT THE
AGAINST OPTION. TO ABSTAIN FROM VOTING ON
EITHER NOMINEE SELECT THE ABSTAIN OPTION.
Please note that 1.A. has a vote recommendation FOR and
1.B. is AGAINST. Unfortunately, due to a technical
issue the elections have been bundled as a single voting
resolution, and ISS had no choice but to recommend that
shareholders should have an ABSTAIN vote to this item.
2 TO ELECT C) MICHAEL L. UNDERWOOD AS MEMBER Against For Mgmt
OF THE SUPERVISORY BOARD SELECT THE FOR
OPTION. TO ELECT D) SAMUEL C. LEVENTRY AS
MEMBER OF THE SUPERVISORY BOARD SELECT THE
AGAINST OPTION. TO ABSTAIN FROM VOTING ON
EITHER NOMINEE SELECT THE ABSTAIN OPTION.
Please note that 2.C. has a vote recommendation FOR and
2.D. is AGAINST. Unfortunately, due to a technical
issue the elections have been bundled as a single voting
resolution, and ISS had no choice but to recommend that
shareholders should have an ABSTAIN vote to this item.
3 TO AUTHORIZE THE PREPARATION OF THE ANNUAL For For Mgmt
ACCOUNTS AND THE ANNUAL REPORT AND TO ADOPT
THE DUTCH STATUTORY ANNUAL ACCOUNTS.
4 TO DISCHARGE THE MEMBERS OF THE MANAGEMENT For For Mgmt
BOARD FROM LIABILITY IN RESPECT OF THE
EXERCISE OF THEIR DUTIES.
5 TO DISCHARGE THE MEMBERS OF THE SUPERVISORY For For Mgmt
BOARD FROM LIABILITY IN RESPECT OF THE
EXERCISE OF THEIR DUTIES.
6 TO RESOLVE ON THE FINAL DIVIDEND FOR THE For For Mgmt
YEAR ENDED DECEMBER 31, 2006.
7 TO APPROVE THE EXTENSION OF THE AUTHORITY For For Mgmt
OF THE MANAGEMENT BOARD TO REPURCHASE UP TO
10% OF THE ISSUED SHARE CAPITAL OF THE
COMPANY UNTIL NOVEMBER 10, 2008.
8 TO APPROVE THE EXTENSION OF THE AUTHORITY For For Mgmt
OF THE SUPERVISORY BOARD TO ISSUE AND/OR
GRANT RIGHTS TO ACQUIRE SHARES
9 TO APPOINT ERNST & YOUNG LLP OUR For For Mgmt
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2007.
05/16/07 - A China Mobile (Hong Kong) Limited 16941M109 04/05/07 116,600
Meeting for Holders of ADRs
1 TO RECEIVE AND CONSIDER THE AUDITED For For Mgmt
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND AUDITORS.
2a TO DECLARE AN ORDINARY FINAL DIVIDEND FOR For For Mgmt
THE YEAR ENDED 31 DECEMBER 2006.
2b TO DECLARE A SPECIAL FINAL DIVIDEND FOR THE For For Mgmt
YEAR ENDED 31 DECEMBER 2006.
3a TO RE-ELECT WANG JIANZHOU AS A DIRECTOR. For For Mgmt
3b TO RE-ELECT LI YUE AS A DIRECTOR. For For Mgmt
3c TO RE-ELECT ZHANG CHENSHUANG AS A DIRECTOR. For For Mgmt
3d TO RE-ELECT FRANK WONG KWONG SHING AS A For For Mgmt
DIRECTOR.
3e TO RE-ELECT PAUL MICHAEL DONOVAN AS A For For Mgmt
DIRECTOR.
4 Ratify Auditors For For Mgmt
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS For For Mgmt
TO REPURCHASE SHARES IN THE COMPANY NOT
EXCEEDING 10% OF THE AGGREGATE NOMINAL
AMOUNT OF THE EXISTING ISSUED SHARE CAPITAL.
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS For Against Mgmt
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES IN THE COMPANY.
In this case, the company did not provide discount
restrictions on the issue price of shares under this
mandate. Given this and considering that the mandate may
be refreshed several times within a period of one year, we
recommend shareholders oppose this resolution.
7 TO EXTEND THE GENERAL MANDATE GRANTED TO For Against Mgmt
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
SHARES BY THE NUMBER OF SHARES REPURCHASED.
In this case, the company has not specified discount
limits for the issuance of shares without preemptive
rights. As such, we recommend shareholders vote against
this resolution.
06/07/07 - A Cognizant Technology Solutions Corp. 192446102 04/17/07 23,300
*CTSH*
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
VI.
Vote Recommendation The estimated shareholder value
transfer of the company's plans of 11 percent is less than
the allowable cap for this company of 12 percent.
Additionally, this plan expressly forbids repricing.
3 Ratify Auditors For For Mgmt
4 Other Business For Against Mgmt
As we cannot know the content of these issues, we do not
recommend that shareholders approve this request.
04/27/07 - A/S Companhia Vale Do Rio Doce 204412209 04/04/07 504,100
Meeting for Holders of ADRs
1 APPRECIATION OF THE MANAGEMENTS REPORT AND For For Mgmt
ANALYSIS, DISCUSSION AND VOTE ON THE
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
2 PROPOSAL FOR THE DESTINATION OF PROFITS OF For For Mgmt
THE SAID FISCAL YEAR AND APPROVAL OF THE
INVESTMENT BUDGET OF THE COMPANY.
3 APPOINTMENT OF THE MEMBERS OF THE BOARD OF For For Mgmt
DIRECTORS.
4 APPOINTMENT OF THE MEMBERS OF THE FISCAL For For Mgmt
COUNCIL.
5 ESTABLISHMENT OF THE REMUNERATION OF THE For For Mgmt
MEMBERS OF THE BOARD OF DIRECTORS, THE
BOARD OF EXECUTIVE OFFICERS AND THE FISCAL
COUNCIL.
6 PROPOSAL FOR THE CAPITAL INCREASE, THROUGH For For Mgmt
CAPITALIZATION OF RESERVES, WITHOUT THE
ISSUANCE OF SHARES, AND THE CONSEQUENT
CHANGE OF THE HEAD OF ARTICLE 5 OF THE
COMPANY S BY-LAWS.
05/09/07 - A ConocoPhillips *COP* 20825C104 03/12/07 243,800
1 Elect Director James E. Copeland, Jr. For For Mgmt
2 Elect Director Kenneth M. Duberstein For For Mgmt
3 Elect Director Ruth R. Harkin For For Mgmt
4 Elect Director William R. Rhodes For For Mgmt
5 Elect Director J. Stapleton Roy For For Mgmt
6 Elect Director William E. Wade, Jr. For For Mgmt
7 Ratify Auditors For For Mgmt
8 Report on Political Contributions Against Against ShrHoldr
Based on existing disclosure that ConocoPhillips provides
regarding its rationale, policies, and oversight
mechanisms for corporate political contributions and trade
association activities, and a lack of recent, significant
litigation related to such public policy activities, ISS
does not recommend shareholder support for this resolution.
9 Report on Renewable Energy Sources Against Against ShrHoldr
ISS believes that the company does sufficiently explain to
its shareholders its rationale for its strategic business
decision relating to alternative energy. Specifically, we
believe that operational decisions involving specific
research policies, procedures, and capital investment
decisions should be the responsibility of management, so
long as these decisions are guided by applicable
legislation and appropriate internal policies. In light of
ConocoPhillip's efforts to elucidate stakeholders about
its renewable energy policy and its business rationale
behind such policies; and, given its extensive publicly
available discussions on alternative energy, CO2 reduction
initiative, and, more broadly, on its initiatives
surrounding climate change, ISS believes that developing
such a report would be largely duplicative of existing
disclosure. While the company may not be investing in
renewable energy commitments to the extent the proponents
would choose to see, the company has recently demonstrated
a commitment to evaluating the impact of the risks of
operating in a carbon-constrained world and the company
appears to be taking steps to mitigate its exposure to
such risks. As such, ISS does not believe that this
proposal warrants shareholder support.
10 Require Director Nominee Qualifications Against Against ShrHoldr
Given that the company has governance standards in place
which provide for independence, accountability, and a
focus on fiduciary duty among Conoco Phillips board
members, ISS does not believe that adoption of the
proposed guidelines would add additional value to
shareholders at this time.
11 Report on Environmental Damage from Against For ShrHoldr
Drilling in the National Petroleum Reserve
In this case, we note that the resolution asks for
disclosure on the impact of the company's operations in
the NPR-A originally protected by the ROD, including
discussion on refraining from drilling in this region. ISS
agrees with management that it may be inappropriate for
the company to commit to refrain from operating in certain
areas. Such actions could limit the company's ability to
take advantage of opportunities that would benefit the
company and its shareholders. That said, we believe that
increased reporting on operations in sensitive or
protected ecosystems is warranted, especially in
circumstances where there has been some controversy over
the use of regions recently opened for oil and gas leases.
As much of the information requested in these reports is
already evaluated under the permitting process,
consolidation of a report should not be overly burdensome
or costly to the company. Conversely, such disclosure
could be beneficial for the company by mitigating
reputational risk, improving stakeholder relations, and
communicating the company's proactive efforts to implement
its policies to develop protected areas in a responsible
manner. Therefore, based on the limited cost of providing
the report and potential value that such disclosure could
provide for shareholders, ISS recommends support for this
resolution.
12 Report on Indigenous Peoples Rights Policies Against Against ShrHoldr
Considering that the company demonstrated commitment to
work in concert with, and continue to improve relations
with stakeholders within the communities where it
operates, and given its policies, the development of
stakeholder engagement strategies, and its existing
information relating to certain activities related to this
issue; and, considering our concerns over the scope,
timeline, and value of additional disclosure beyond that
which is included in the company's filings and website, we
do not recommend shareholder support for this resolution.
13 Report on Community Impact of Operations Against Against ShrHoldr
ISS notes that the company provides significant, detailed
reporting on its social and environmental impact including
emissions, spills, and policies to promote sustainable
development. Moreover, the company is involved in certain
stakeholder initiatives that seek to include external
stakeholders in the company's evaluation of social and
environmental impact. Finally, the company has committed
to expand and develop its reporting and operations as it
produces future sustainability reports. Considering the
existing disclosure and initiatives at the company, ISS
does not believe that the additional reporting requested
by this proposal would provide significant value for
shareholders. Therefore, based on current discussion
related to social and environmental performance and
initiatives the company has taken to involve external
stakeholders in its evaluation processes, ISS does not
believe that shareholder support for this resolution is
warranted.
04/26/07 - A Corning Inc. *GLW* 219350105 02/26/07 408,600
1 Elect Directors For Split Mgmt
1.1 Elect Director Robert F. Cummings, Jr. ---
For
Notwithstanding the company's recent financial performance
and board changes, we recommend a vote FOR new nominee
Robert F. Cummings, Jr., but WITHHOLD votes from all of
the other nominees. We recommend that shareholders
WITHHOLD votes from insider Wendell P. Weeks and
independent outsiders William D. Smithburg, Hansel E.
Tookes II, and Eugene C. Sit for failure to implement the
proposal to declassify the board.
1.2 Elect Director Eugene C. Sit --- Withhold
1.3 Elect Director William D. Smithburg ---
Withhold
1.4 Elect Director Hansel E. Tookes Ii ---
Withhold
1.5 Elect Director Wendell P. Weeks --- Withhold
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors Against For ShrHoldr
Conclusion The ability to elect directors is the
single most important use of the shareholder franchise,
and all directors should be accountable on an annual
basis. A classified board can entrench management and
effectively preclude most takeover bids or proxy contests.
Board classification forces dissidents and would-be
acquirers to negotiate with the incumbent board, which has
the authority to decide on offers without a shareholder
vote.
05/09/07 - A CVS Caremark Corp *CVS* 126650100 03/30/07 646,600
1 Elect Director Edwin M. Banks For For Mgmt
We recommend a vote FOR the nominees with the exception of
Mr. Headrick and Mr. Piccolo. We recommend that
shareholders vote AGAINST Messrs. Headrick and Piccolo for
conducting and/or participating in a flawed process for
Caremark shareholders in the CVS transaction.
2 Elect Director C. David Brown II For For Mgmt
3 Elect Director Edwin Mac Crawford For For Mgmt
4 Elect Director David W. Dorman For For Mgmt
5 Elect Director Kristen E. Gibney Williams For For Mgmt
6 Elect Director Roger L. Headrick For Against Mgmt
7 Elect Director Marian L. Heard For For Mgmt
8 Elect Director William H. Joyce For For Mgmt
9 Elect Director Jean-Pierre Million For For Mgmt
10 Elect Director Terrence Murray For For Mgmt
11 Elect Director C.A. Lance Piccolo For Against Mgmt
12 Elect Director Sheli Z. Rosenberg For For Mgmt
13 Elect Director Thomas M. Ryan For For Mgmt
14 Elect Director Richard J. Swift For For Mgmt
15 Ratify Auditors For For Mgmt
16 Approve Qualified Employee Stock Purchase For For Mgmt
Plan
ISS approves of this plan because it complies with Section
423 of the Internal Revenue Code, the number of shares
being reserved is relatively conservative, the offering
period is reasonable, and there are limits on
participation.
17 Approve Executive Incentive Bonus Plan For For Mgmt
The performance measures included under the plan are
appropriate for the company given its line of business,
long-term strategic objectives, and industry-specific
measures for assessing market competitiveness.
Additionally, the plan is administered by a committee of
independent outsiders who must certify attainment of these
objective, measurable performance goals before cash awards
are paid to participants. Moreover, preservation of the
full deductibility of all compensation paid reduces the
company's corporate tax obligation.
18 Limit Executive Compensation Against Against ShrHoldr
Conclusion We oppose this item because it could
place the company at a competitive disadvantage in
attempting to attract a qualified CEO.
19 Separate Chairman and CEO Positions Against For ShrHoldr
Conclusion We believe that the company's governance
structure does not provide a satisfactory balance to a
non-independent chairman. Accordingly, the proposal
warrants shareholder support.
20 Prepare Sustainability Report Against For ShrHoldr
Conclusion ISS encourages CVS to increase its level
of transparency related to social and environmental
performance and consider the potential benefits of
structuring its reporting along established best practices
guidelines. Detailed information on how these issues
affect the company's strategic position, how the company
is overseeing the implementation of these policies, and
how the company is performing relative to industry peers
and/or internally established goals, provides both
management and its shareholders insight into the
effectiveness of its established guidelines relating to
sustainability. We believe that more comprehensive
reporting on sustainability issues will benefit CVS by
helping the company and its shareholders better assess the
financial risks and opportunities that certain
sustainability issues pose to its business model and
future development. As such, ISS believes this proposal
warrants shareholder support.
21 Disclose Information on Compensation Against For ShrHoldr
Consultant
Conclusion Based on the above disclosure, ISS
believes that the company has not adequately met the
proponent's request.
22 Compensation Specific- Policy on Stock Against For ShrHoldr
Option Grants/Option Backdating
Conclusion While we do not agree with all of the
points in the proponent's proposed policy, we believe
support for a proposal advocating a more robust policy is
warranted given the circumstances surrounding the company.
Further, this proposal is non-binding and thus serves as a
recommendation to the board. As such, we support this item.
05/03/07 - A EMC Corp. *EMC* 268648102 03/05/07 895,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
VI.
Vote Recommendation The estimated shareholder value
transfer of the company's plans of 9 percent is equal to
or less than the allowable cap for this company of 9
percent. Additionally, this plan expressly forbids
repricing.
4 Amend Qualified Employee Stock Purchase Plan For For Mgmt
ISS approves of this item because the plan complies with
Section 423 of the Internal Revenue Code, the number of
shares being added is relatively conservative, the
offering period is reasonable, and there are limitations
on participation.
5 Declassify the Board of Directors For For Mgmt
ISS commends management for submitting this proposal,
which demonstrates a commitment to shareholders' interests.
6 Limit Composition of Committee(s) to Against Against ShrHoldr
Independent Directors
Further, ISS notes that the company's audit committee is
currently comprised of solely independent directors, per
our definition of independence. ISS' definition of
non-independence is broader, and consequently more
restrictive, than the standards established by the NYSE
and most companies. Furthermore, it is ISS policy to
withhold votes on both non-independent director nominees
who sit on the company's audit, compensation, or
nomination committees, and on independent director
nominees if the board is non-majority independent.
Restrictions beyond these may adversely affect the boards
ability to both maintain a non-majority independent board,
and to create a fully independent audit committee. In
conclusion, ISS does not feel that it is necessary to
expand on the definition of director non-independence as
outlined in this shareholder proposal at this time.
7 Require a Majority Vote for the Election of Against For ShrHoldr
Directors
Director accountability is the hallmark of good
governance. The board election process must ensure that
shareholders' expressions of dissatisfaction with the
performance of directors have meaningful consequences. A
majority vote standard transforms the director election
process from a symbolic gesture to a meaningful voice for
shareholders. ISS believes that proposals seeking majority
vote requirements in boardroom elections warrant
shareholder support provided a majority vote requirement
does not conflict with the state law where the company is
incorporated. Further, ISS will not support any
resolutions that do not allow for a carveout for plurality
elections when there are more nominees that board seats.
While ISS notes the uncertainty under Massachusetts law,
ISS advocates that a majority vote standard coupled with
the company's current director resignation policy would
give full effect to the shareholder franchise.
8 Company Specific-Adopt Simple Majority Vote Against For ShrHoldr
ISS believes that supermajority provisions violate the
principle that a simple majority of voting shares should
be all that is necessary to effect change regarding a
company and its corporate governance provisions. Requiring
more than this may permit managements to entrench
themselves by blocking amendments that are in the best
interests of shareholders. As such, we believe that this
precatory proposal warrants shareholder support.
9 Pay For Superior Performance Against Against ShrHoldr
In this case, the company has provided sufficient
disclosure on the performance measure(s), weighting(s) and
hurdle rate(s) for the annual incentive program. With
respect to the long-term incentive program, using 2005
equity mix, only 40% is performance-based according to ISS
guidelines. However, the company has committed to provide
50% of the total number of shares awarded to EMC's
executive officers in any fiscal year as performance-based
awards. The company has committed to disclose the
performance measures with respect to the cumulative EPS
target in subsequent proxy statements. As such, ISS
believes that this proposal does not warrant shareholder
support at this time.
05/30/07 - A First Data Corp. *FDC* 319963104 04/02/07 620,100
1 Elect Director David A. Coulter For For Mgmt
2 Elect Director Henry C. Duques For For Mgmt
3 Elect Director Richard P. Kiphart For For Mgmt
4 Elect Director Joan E. Spero For For Mgmt
5 Amend Qualified Employee Stock Purchase Plan For For Mgmt
ISS approves of this item because the plan complies with
Section 423 of the Internal Revenue Code, the number of
shares being added is relatively conservative, the
offering period is reasonable, and there are limitations
on participation.
6 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
VI.
Vote Recommendation The estimated shareholder value
transfer of the company's plans of 10 percent is equal to
the allowable cap for this company of 10 percent.
Additionally, this plan expressly forbids repricing.
7 Amend Omnibus Stock Plan For For Mgmt
III.
Vote Recommendation The amendments to the 2002 plan
are reasonable and will not create additional cost to
shareholders. As such, we recommend a vote FOR Item 7.
8 Ratify Auditors For For Mgmt
05/17/07 - A Flowserve Corp. *FLS* 34354P105 03/30/07 16,600
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
The performance measures included under the plan are
appropriate for the company given its line of business,
long-term strategic objectives, and industry-specific
measures for assessing market competitiveness.
Additionally, the plan is administered by a committee of
independent outsiders who must certify attainment of these
objective, measurable performance goals before cash awards
are paid to participants. Moreover, preservation of the
full deductibility of all compensation paid reduces the
company's corporate tax obligation.
3 Approve Executive Incentive Bonus Plan For For Mgmt
The performance measures included under the plan are
appropriate for the company given its line of business,
long-term strategic objectives, and industry-specific
measures for assessing market competitiveness.
Additionally, the plan is administered by a committee of
independent outsiders who must certify attainment of these
objective, measurable performance goals before cash awards
are paid to participants. Moreover, preservation of the
full deductibility of all compensation paid reduces the
company's corporate tax obligation.
04/25/07 - A General Electric Co. *GE* 369604103 02/26/07 493,400
1 Elect Directors For Split Mgmt
1.1 Elect Director James I. Cash, Jr. --- For
We recommend a vote FOR the directors with the exception
of independent outsider Claudio X. Gonzalez.. We recommend
shareholders WITHHOLD votes from Claudio X.. Gonzalez for
sitting on more than three boards while serving as a CEO.
1.2 Elect Director William M. Castell --- For
1.3 Elect Director Ann M. Fudge --- For
1.4 Elect Director Claudio X. Gonzalez ---
Withhold
1.5 Elect Director Susan Hockfield --- For
1.6 Elect Director Jerry R. Immelt --- For
1.7 Elect Director Andrea Jung --- For
1.8 Elect Director Alan G. Lafley --- For
1.9 Elect Director Robert W. Lane --- For
1.10 Elect Director Ralph S. Larsen --- For
1.11 Elect Director Rochelle B. Lazarus --- For
1.12 Elect Director Sam Nunn --- For
1.13 Elect Director Roger S. Penske --- For
1.14 Elect Director Robert J. Swieringa --- For
1.15 Elect Director Douglas A. Warner III --- For
1.16 Elect Director Robert C. Wright --- For
2 Ratify Auditors For For Mgmt
3 Adopt Majority Vote Standard in Director For For Mgmt
Elections
ISS advocates that the director election system give full
effect to the shareholder franchise. Director
accountability is the hallmark of good governance. The
board election process must ensure that shareholders'
expressions of dissatisfaction with the performance of
directors have meaningful consequences. A majority vote
standard transforms the director election process from a
symbolic gesture to a meaningful voice for shareholders.
Therefore we recommend that shareholders support this
resolution for instituting a majority vote standard in
uncontested director elections.
4 Approve Omnibus Stock Plan For For Mgmt
VI.
Vote Recommendation The estimated shareholder value
transfer of the company's plans of 4 percent is equal to
or less than the allowable cap for this company of 5
percent. Additionally, this plan expressly forbids
repricing.
5 Company-Specific-Approve Material Terms of For For Mgmt
Senior Officer Performance Goals
The performance measures disclosed are appropriate for the
company given its line of business, long-term strategic
objectives, and industry-specific measures for assessing
market competitiveness. Additionally, the performance
awards are administered by a committee of independent
outsiders who must certify attainment of these objective,
measurable performance goals before awards are paid to
participants. Moreover, preservation of the full
deductibility of all compensation paid reduces the
company's corporate tax obligation.
6 Provide for Cumulative Voting Against For ShrHoldr
In this case, while GE meets the governance criteria
specified, the company does not meet the performance
criteria. The company underperforms both the index and
peers in both one-year and three-year TSR as detailed
above. Accordingly, the proposal warrants shareholder
support.
7 Company-Specific -- Adopt Policy on Against For ShrHoldr
Overboarded Directors
Although the company maintains a policy regarding
overboarded directors, the policy permits the maintenance
of current directors who exceed these limits if the board
determines that such director's service on the board would
not be impaired. In fact, the company has already made an
exception with regard to director Claudio Gonzalez, who
sits on a total of ten boards. The proponent's request
would not allow the company to bypass or alter these
limits without shareholder approval. Therefore, we believe
that the proponent's request represents a preferable
policy framework from a shareholder's perspective. As
such, we believe this item warrants shareholder support.
8 Company-Specific -- One Director from the Against Against ShrHoldr
Ranks of Retirees
ISS believes that director nominees who are best qualified
and who have the relevant experience should serve as
directors for the interests of all shareholders. The
director selection process should not be limited to a
certain type of director. This proposal would limit the
board's independent nominating committee from selecting
the best director candidates. As such, we do not recommend
shareholder support this item.
9 Separate Chairman and CEO Positions Against For ShrHoldr
In this case, while GE meets the governance criteria
specified, the company does not meet the performance
criteria. The company underperforms both the index and
peers in both one-year and three-year TSR as detailed
above. Accordingly, the proposal warrants shareholder
support.
10 Limit Dividend and Dividend Equivalent Against For ShrHoldr
Payments to Executives
While ISS notes that dividends paid to executives on
unvested shares may not necessarily represent a large
percentage of their total compensation, we are concerned
that, over time, such dividend payments can result in
large payouts. Such payouts are not tied to the
performance of the award recipient or the company as a
whole. ISS believes that adoption of a policy providing
that shares must be fully-vested prior to dividends being
paid minimizes costs to the company and its shareholders.
11 Report on Charitable Contributions Against Against ShrHoldr
In this case, we note that GE discloses a significant
amount of the information requested by the proponent on
its foundation website, in its 2006 Citizenship Report and
through other public sources. Included in this information
is disclosure of total funds contributed, as well as
charts showing the percentage of funds contributed by
focus area and domestically versus internationally.
Further discussion on the foundation's website describes
the initiatives that the company is involved in as well as
its broad rationale for charitable contributions.
Therefore, based on the existing level of disclosure, ISS
does not recommend shareholder support for the resolution
at this time.
12 Report on Global Warming Against Against ShrHoldr
Therefore, while ISS would encourage the company to
continue to evaluate and disclose information on its
policies and strategic directions, we do not believe that
shareholder support for this resolution is warranted.
13 Adopt Ethical Criteria for Military Against Against ShrHoldr
Contracts
ISS generally agrees that detailed disclosure from the
company on the risks associated with certain markets and
operations can be beneficial to shareholders by providing
them with more information to consider when evaluating
their investments. However, we also believe that it may be
inappropriate to disclose detailed information about the
contract evaluation and bidding process, as provision of
this data may give insight into contractual agreements,
thereby providing competition with bidding advantages.
Additionally, while ISS supports a sustainable approach to
business operations, we also note that the federal
government has stringent regulations regarding military
and weapons production, weapons exportation and the
associated contract bidding process. We believe that the
combination of existing federal regulation, the necessity
to limit disclosure where it could affect the company's
competitive advantage, and the company's current policies
and oversight systems for military and government sales
outweigh the potential benefits that may be derived from
this proposal.
14 Report on Pay Disparity Against Against ShrHoldr
Although ISS generally recommends votes for proposals
which increase the level of disclosure on topics of
importance to shareholders and support performance-based
compensation for executives, the system suggested in this
shareholder proposal suggests reporting on salary
comparisons and evaluating overall compensation thresholds
that may have limited utility for shareholders. Therefore,
based on the limited utility and potentially arbitrary
nature of the detailed information requested by the
report, we do not recommend shareholder support for this
resolution.
04/24/07 - A International Business Machines Corp. 459200101 02/23/07 111,800
*IBM*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Reduce Supermajority Vote Requirement For For Mgmt
ISS believes that a simple majority of voting shares
should be all that is necessary to effect change regarding
a company and its corporate governance provisions. As
such, we support this proposal.
4 Reduce Supermajority Vote Requirement For For Mgmt
ISS believes that a simple majority of voting shares
should be all that is necessary to effect change regarding
a company and its corporate governance provisions. As
such, we support this proposal.
5 Reduce Supermajority Vote Requirement For For Mgmt
ISS believes that a simple majority of voting shares
should be all that is necessary to effect change regarding
a company and its corporate governance provisions. As
such, we support this proposal.
6 Reduce Supermajority Vote Requirement For For Mgmt
ISS believes that a simple majority of voting shares
should be all that is necessary to effect change regarding
a company and its corporate governance provisions. As
such, we support this proposal.
7 Restore or Provide for Cumulative Voting Against For ShrHoldr
Although IBM does not fail the performance criteria
specified, it does not meet all of the aforementioned
corporate governance criteria. Accordingly, the proposal
warrants shareholder support.
8 Evaluate Age Discrimination in Retirement Against Against ShrHoldr
Plans
ISS believes the scope of the proponent's proposal is
overly broad since it asks that all employees be allowed
to choose participation in the plan, which could be costly
to shareholders. Accordingly, we recommend a vote AGAINST
this proposal.
9 Review Executive Compensation Against For ShrHoldr
ISS believes that pension fund income can distort true
operating performance, which may be the basis for
determining executive bonuses and performance-related pay
rather than gains from defined benefit plans.. Shareholders
should therefore support proposals that would exclude
pension credits from calculations of executive
compensation as this provides a cleaner measure for
assessing actual performance. Furthermore, the company is
not precluded from including pension credits from
calculations of executive pay in the future. Adopting this
practice is a matter of good corporate governance practice.
10 Report on Outsourcing Against Against ShrHoldr
Conclusion In this case, we note that IBM does
outsource and continues to seek opportunities to outsource
some positions to foreign markets where the company has
determined that such actions would ultimately benefit the
company and increase shareholder value. Further, we note
that due to increasing global demand for IT outsourcing, a
number of the company's peers and competitors also pursue
similar outsourcing opportunities. Finally, we question
whether or not detailed disclosure on the company's
policies regarding job outsourcing will provide benefits
to shareholders commensurate with the cost of preparing
this report. Therefore, ISS does not recommend support for
this proposal at this time.
11 Require a Majority Vote for the Election of Against For ShrHoldr
Directors
ISS notes that the proponent has crafted the proposal in a
way that would afford the board the flexibility to address
the status of incumbent director nominees who fail to
receive a majority vote under a majority vote standard.
Further, the proposal allow for plurality vote standard in
contested elections where the number of director nominees
exceeds the available board seats. We concur with the
proponent that a majority vote standard (with a carve out
for plurality in contested election) combined with the
company's current post-election director resignation
policy would establish a more meaningful director election
process. As such, we believe this proposal warrants
shareholder support.
04/26/07 - A/S IPSCO Inc. *IPS* 462622101 03/22/07 82,693
1 Elect Directors Michael A. Grandin, Juanita For For Mgmt
H. Hinshaw, Burton M. Joyce, Jack D.
Michaels, Bernard M. Michel, Allan S.
Olson, Arthur R. Price, Richard G. Sim,
David S. Sutherland, Gordon G. Thiessen, D.
Murray Wallace and John B. Zaozirny
2 Approve Ernst & Young LLP as Auditors and For For Mgmt
Authorize Board to Fix Remuneration of
Auditors
3 Approve Shareholder Rights Plan For For Mgmt
05/08/07 - A ITT Corp. *ITT* 450911102 03/12/07 182,700
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/26/07 - A Lockheed Martin Corp. *LMT* 539830109 03/01/07 180,100
1 Elect Directors For Withhold Mgmt
1.1 Elect Director E. C. Aldridge, Jr. ---
Withhold
We recommend shareholders WITHHOLD votes from all nominees
for failure to adopt all provisions of a shareholder
proposal that received the approval of the majority of
shares cast for the previous two consecutive years.
1.2 Elect Director Nolan D. Archibald ---
Withhold
1.3 Elect Director Marcus C. Bennett ---
Withhold
1.4 Elect Director James O. Ellis, Jr. ---
Withhold
1.5 Elect Director Gwendolyn S. King ---
Withhold
1.6 Elect Director James M. Loy --- Withhold
1.7 Elect Director Douglas H. McCorkindale ---
Withhold
1.8 Elect Director Eugene F. Murphy --- Withhold
1.9 Elect Director Joseph W. Ralston ---
Withhold
1.10 Elect Director Frank Savage --- Withhold
1.11 Elect Director James M. Schneider ---
Withhold
1.12 Elect Director Anne Stevens --- Withhold
1.13 Elect Director Robert J. Stevens ---
Withhold
1.14 Elect Director James R. Ukropina ---
Withhold
1.15 Elect Director Douglas C. Yearley ---
Withhold
2 Ratify Auditors For For Mgmt
3 Increase Disclosure of Executive Against Against ShrHoldr
Compensation
ISS believes that the proponent's argument for additional
disclosure is not compelling and the benefits of such
disclosures are unclear. In addition, the additional
disclosures are not required by the SEC and could provide
competitors with sensitive compensation information that
could place the company at a potential disadvantage
regarding hiring and retaining executive talent.
4 Advisory Vote to Ratify Named Executive Against For ShrHoldr
Officers' Compensation
ISS believes that the advisory vote would allow
shareholders a voice in executive compensation practices
of a company. The advisory vote would be a confidence vote
on the work of the compensation committee. ISS encourages
companies to allow shareholders to express their opinions
of executive compensation practices by establishing an
annual referendum process. An advisory vote on executive
compensation is another step forward in enhancing board
accountability.
5 Report on Nuclear Weapons Against Against ShrHoldr
ISS notes that Lockheed Martin does not appear to provide
any detailed information about its policies and procedures
related to DU and nuclear components. However, the company
does provide detailed EHS information demonstrating a
commitment to manage its operations with an eye on
sustainability issues pertinent to the company. In
particular, this information includes company goals and
performance targets aimed at improving its efficiencies in
areas of employee safety and the environment. Moreover,
the company does not appear to be the subject of any
recent, significant litigation or fines related to it
management of DU or nuclear materials. As such, ISS does
not believe that the potential cost and burden of
providing this report will produce commensurate benefits
to shareholders. As such, we do not recommend support for
this resolution.
05/18/07 - A Macy's Inc *M* 31410H101 03/23/07 296,800
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Change Company Name For For Mgmt
Because it is unlikely that the name change would have a
negative financial impact on the company, ISS recommends
supporting the proposal.
4 Amend Executive Incentive Bonus Plan For For Mgmt
The performance measures included under the plan are
appropriate for the company given its line of business,
long-term strategic objectives, and industry-specific
measures for assessing market competitiveness.
Additionally, the plan is administered by a committee of
independent outsiders who must certify attainment of these
objective, measurable performance goals before cash awards
are paid to participants. Moreover, preservation of the
full deductibility of all compensation paid reduces the
company's corporate tax obligation.
5 Approve Deferred Compensation Plan For For Mgmt
Although this plan reserves 250,000 shares for issue, it
does not result in shareholder wealth transfer. Instead,
it merely alters the medium through which participants are
paid by allowing such individuals to receive common shares
in lieu of cash. The potential voting power dilution
resulting from the shares reserved under this proposal is
0.05 percent. By paying directors a greater portion of
their compensation in stock rather than cash, their
interests may be more closely aligned with those of
shareholders.
04/25/07 - A Marathon Oil Corp *MRO* 565849106 02/26/07 162,800
1 Elect Director Charles F. Bolden, Jr. For For Mgmt
2 Elect Director Charles R. Lee For For Mgmt
3 Elect Director Dennis H. Reilley For For Mgmt
4 Elect Director John W. Snow For For Mgmt
5 Elect Director Thomas J. Usher For For Mgmt
6 Ratify Auditors For For Mgmt
7 Approve Omnibus Stock Plan For For Mgmt
VI.
Vote Recommendation The estimated shareholder value
transfer of the company's plans of 4 percent is less than
the allowable cap for this company of 5 percent.
Additionally, this plan expressly forbids repricing.
8 Reduce Supermajority Vote Requirement For For Mgmt
ISS supports any reduction of a company's voting
requirements, even if the change is simply a lower
supermajority.
9 Increase Authorized Common Stock For For Mgmt
The requested increase of 550,000,000 shares is below the
allowable threshold of 825,000,000 shares.
05/04/07 - A McDermott International, Inc. *MDR* 580037109 03/26/07 209,400
Meeting for Holders of ADRs
1 Elect Directors For For Mgmt
2 APPROVE AMENDMENT TO ARTICLES OF For For Mgmt
INCORPORATION TO DECLASSIFY BOARD OF
DIRECTORS.
3 APPROVE AMENDMENT TO ARTICLES OF For For Mgmt
INCORPORATION TO INCREASE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK.
4 RATIFICATION OF APPOINTMENT OF MCDERMOTT S For For Mgmt
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2007.
04/27/07 - A Merrill Lynch & Co., Inc. 590188108 02/28/07 92,900
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Restore or Provide for Cumulative Voting Against For ShrHoldr
In this case, the company fails to meet all of the
aforementioned corporate governance and performance
criteria. Specifically, the company does not have a
majority vote standard in place with a plurality
carve-out. Accordingly, the proposal warrants shareholder
support.
4 Advisory Vote to Ratify Named Executive Against For ShrHoldr
Officers' Compensation
ISS believes that the advisory vote would allow
shareholders a voice in executive compensation practices
of a company. The advisory vote would be a confidence vote
on the work of the compensation committee. ISS encourages
companies to allow shareholders to express their opinions
of executive compensation practices by establishing an
annual referendum process. An advisory vote on executive
compensation is another step forward in enhancing board
accountability.
5 Performance-Based and/or Time-Based Equity Against For ShrHoldr
Awards
In determining the vote recommendation for this
shareholder proposal, ISS looks for disclosure of the
performance measures, hurdle rates, weightings and payout
levels (minimum, target and maximum) as a prerequisite for
granting these restricted stock awards in lieu of cash
bonus compensation. Because of the high compensation
levels, additional long-term incentives are not awarded.
As mentioned above, the committee has a list of financial
objectives, strategic objectives and leadership objectives
for the CEO. The committee also focused in particular on
growth in net revenues, after-tax earnings, earnings per
share and ROE. However, no disclosure on the complete list
of performance measures, their hurdle rates, weightings
and payout levels have been made. Without this disclosure,
ISS cannot determine that these grants of restricted stock
awards in lieu of cash bonus compensation is
performance-vesting shares. As such, ISS supports this
shareholder proposal.
05/16/07 - A NII Holdings, Inc. *NIHD* 62913F201 04/05/07 102,455
1 Elect Directors For Split Mgmt
1.1 Elect Director John Donovan --- Withhold
We recommend a vote FOR Steven M. Shindler but WITHHOLD
votes from the rest of the nominees. We recommend that
shareholders WITHHOLD votes from Steven P. Dussek for
standing as an affiliated outsider on the Audit and
Compensation committees, and from John Donovan for
standing as an affiliated outsider on the Nominating
Committee.
1.2 Elect Director Steven P. Dussek --- Withhold
1.3 Elect Director Steven M. Shindler --- For
2 Ratify Auditors For For Mgmt
04/11/07 - A Schlumberger Ltd. *SLB* 806857108 02/21/07 203,900
Meeting for ADR Holders
1 Elect Directors For For Mgmt
2 ADOPTION AND APPROVAL OF FINANCIALS AND For For Mgmt
DIVIDENDS.
3 APPROVAL OF INDEPENDENT REGISTERED PUBLIC For For Mgmt
ACCOUNTING FIRM.
05/17/07 - A SLM Corporation *SLM* 78442P106 03/19/07 307,300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/10/07 - A Southwestern Energy Co. *SWN* 845467109 03/16/07 163,100
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/25/07 - A Textron Inc. *TXT* 883203101 03/02/07 13,400
1 Elect Director Kathleen M. Bader For For Mgmt
In conclusion, ISS recommends voting against members of
the compensation committee for making concessions for a
poor pay practice. Ivor J. Evans, Charles D.. Powell and R.
Kerry Clark are current members of the compensation
committee who were also present in 2005 when the company
amended Mr. Campbell's employment contract.. In addition,
the company has adopted a majority vote standard (of
shares cast) for the election of directors with a
plurality carve-out for contested elections, and has a
director resignation policy in its bylaws/charter.
2 Elect Director R. Kerry Clark For Against Mgmt
3 Elect Director Ivor J. Evans For Against Mgmt
4 Elect Director Lord Powell For Against Mgmt
5 Elect Director James L. Ziemer For For Mgmt
6 Approve Executive Incentive Bonus Plan For For Mgmt
The performance measures included under the plan are
appropriate for the company given its line of business,
long-term strategic objectives, and industry-specific
measures for assessing market competitiveness.
Additionally, the plan is administered by a committee of
independent outsiders who must certify attainment of these
objective, measurable performance goals before cash awards
are paid to participants. Moreover, preservation of the
full deductibility of all compensation paid reduces the
company's corporate tax obligation.
7 Approve Omnibus Stock Plan For For Mgmt
VI.
Vote Recommendation The estimated shareholder value
transfer of the company's plans of 5 percent is less than
the allowable cap for this company of 6 percent.
Additionally, this plan expressly forbids repricing.
8 Ratify Auditors For For Mgmt
9 Social Proposal Against Against ShrHoldr
ISS notes that Textron discloses some limited information
on these matters and appears to actively demonstrate
compliance with export regulations through the development
of an internal export management system and the company's
participation in defense trade controls best practices
forums. Additionally, Textron provides appropriate
financial information on its military or weapons related
programs. Further, ISS notes that the federal government
agencies tasked with evaluating these transfer agreements
already provide substantial regulatory oversight and
enforcement regarding the foreign sale of weapons-related
products and services. Finally, while we note that the
proponents have stated that the company should omit
proprietary or classified information from the report, we
believe that detailed disclosure into the company's
contract bidding and market promotion strategies may
negatively impact the company by providing insight to
industry competitors without providing additional
meaningful information to shareholders. In light of
management's existing disclosure, coupled with the
necessity to limit disclosure where it may affect
Textron's competitiveness and the existence of extensive
federal foreign weapons export regulations, ISS does not
believe that this shareholder proposal is warranted at
this time.
04/11/07 - A The Goldman Sachs Group, Inc. 38141G104 01/26/07 59,300
1 Elect Director Lloyd C. Blankfein For For Mgmt
2 Elect Director Lord Browne of Madingley For For Mgmt
3 Elect Director John H. Bryan For For Mgmt
4 Elect Director Gary D. Cohn For For Mgmt
5 Elect Director Claes Dahlback For For Mgmt
6 Elect Director Stephen Friedman For For Mgmt
7 Elect Director William W. George For For Mgmt
8 Elect Director Rajat K. Gupta For For Mgmt
9 Elect Director James A. Johnson For For Mgmt
10 Elect Director Lois D. Juliber For For Mgmt
11 Elect Director Edward M. Liddy For For Mgmt
12 Elect Director Ruth J. Simmons For For Mgmt
13 Elect Director Jon Winkelried For For Mgmt
14 Ratify Auditors For For Mgmt
15 Report on Charitable Contributions Against Against ShrHoldr
16 Sustainability Report Against Against ShrHoldr
17 Prohibit Executive Stock-Based Awards Against ShrHoldr
05/17/07 - A The Williams Companies, Inc. *WMB* 969457100 03/26/07 1,021,500
1 Elect Director Kathleen B. Cooper For For Mgmt
2 Elect Director William R. Granberry For For Mgmt
3 Elect Director Charles M. Lillis For For Mgmt
4 Elect Director William G. Lowrie For For Mgmt
5 Ratify Auditors For For Mgmt
6 Approve Omnibus Stock Plan For For Mgmt
VI.
Vote Recommendation The estimated shareholder value
transfer of the company's plans of 4 percent is less than
the allowable cap for this company of 5 percent.
Additionally, this plan expressly forbids repricing.
7 Approve Qualified Employee Stock Purchase For For Mgmt
Plan
ISS approves of this plan because it complies with Section
423 of the Internal Revenue Code, the number of shares
being reserved is relatively conservative, the offering
period is reasonable, and there are limits on
participation.
05/10/07 - A Transocean Inc. *RIG* G90078109 03/19/07 214,800
Meeting for Holders of ADRs
1 ELECTION OF DIRECTOR: ROBERT L. LONG For For Mgmt
2 ELECTION OF DIRECTOR: MARTIN B. MCNAMARA For For Mgmt
3 ELECTION OF DIRECTOR: ROBERT M. SPRAGUE For For Mgmt
4 ELECTION OF DIRECTOR: J. MICHAEL TALBERT For For Mgmt
5 APPROVAL OF THE APPOINTMENT OF ERNST & For For Mgmt
YOUNG LLP TO SERVE AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
05/07/07 - A Trinity Industries, Inc. *TRN* 896522109 03/23/07 217,100
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
The requested increase of 100,000,000 shares is below the
allowable threshold of 155,000,000 shares.
3 Ratify Auditors For For Mgmt
04/24/07 - A United States Steel Corp. *X* 912909108 02/23/07 101,700
1 Elect Directors For Split Mgmt
1.1 Elect Director Robert J. Darnall --- For
We recommend a vote FOR the directors with the exception
of independent outsider Jeffrey M. Lipton.. We recommend
that shareholders WITHHOLD votes from Jeffrey M. Lipton
for sitting on more than three boards while serving as a
CEO.
1.2 Elect Director John G. Drosdick --- For
1.3 Elect Director Charles R. Lee --- For
1.4 Elect Director Jeffrey M. Lipton ---
Withhold
1.5 Elect Director Glenda G. McNeal --- For
1.6 Elect Director Patricia A. Tracey --- For
2 Ratify Auditors For For Mgmt
05/29/07 - A UnitedHealth Group Incorporated *UNH* 91324P102 04/09/07 514,400
1 Elect Directors For For Mgmt
2 Company Specific--Majority Vote for the For For Mgmt
Election of Directors
ISS commends the company for seeking to adopt a majority
voting standard in uncontested elections, with a carve out
for plurality in contested election and a post-election
director resignation policy.
3 Declassify the Board of Directors For For Mgmt
ISS commends management for submitting this proposal,
which demonstrates a commitment to shareholders' interests.
4 Reduce Supermajority Vote Requirement for For For Mgmt
Removal of Directors
ISS supports this proposal.
5 Reduce Supermajority Vote Requirement For For Mgmt
ISS supports this proposal.
6 Amend Articles-Make Stylistic, Clarifying For For Mgmt
and Conforming Changes
Given that approval of this item will incorporate the
amendments in Items 2-5 which we support, this item
warrants shareholder support.
7 Ratify Auditors For For Mgmt
8 Performance-Based and/or Time-Based Equity Against For ShrHoldr
Awards
Given that: (1) the company's long-term equity
compensation program for senior executives is not
performance-based according to ISS' guidelines and; (2)
this proposal is not overly restrictive, we believe this
item warrants shareholder support.
9 Establish SERP Policy Against For ShrHoldr
In this case, the company capped supplemental executive
retirement plan benefits payable to the CEO at the amount
vested and accrued as of May 1, 2006. Other current named
executive officers do not have supplemental executive
retirement plan benefits and, with the exception of
pre-existing supplemental executive retirement plan
obligations that the company may assume as a result of
acquisitions, the company no longer provides such
benefits. However, the company is not precluded from
entering into a new SERP agreement with a new executive
hire that includes base salary and bonus. Further, the
company has not adopted a SERP policy that excludes
variable compensation. As such, this item warrants
shareholder support.
10 Advisory Vote to Ratify Named Executive Against For ShrHoldr
Officers' Compensation
ISS believes that the advisory vote would allow
shareholders a voice in executive compensation practices
of a company. The advisory vote would be a confidence vote
on the work of the compensation committee. ISS encourages
companies to allow shareholders to express their opinions
of executive compensation practices by establishing an
annual referendum process. An advisory vote on executive
compensation is another step forward in enhancing board
accountability.
11 Equal Access to the Proxy for Purpose of Against For ShrHoldr
Electing a Director
Conclusion and Vote Recommendation Proxy access is
a tool that will enable investors to fulfill their
ownership responsibilities while improving board
accountability. We believe that this proxy access proposal
allows significant shareholders an opportunity to
participate in the nomination process, while safeguarding
the process, the board, and the interests of all
shareholders. ISS believes that support for this ballot
access proposal represents a significant and positive step
in the director election process. The reform is needed to
right a steeply tilted playing field on which management
and board incumbents dominate the election process. This
proposal affords shareholders an opportunity to effect
reforms on the nomination process. Based on the
fundamental need for a more effective and meaningful
director election process and given the adequate
provisions of this proposal, we believe that support for
this resolution is warranted.
05/16/07 - A Wellpoint Inc *WLP* 94973V107 03/15/07 112,000
1 Elect Directors For For Mgmt
1.1 Elect Director Sheila P. Burke --- For
We recommend a vote FOR the directors.
1.2 Elect Director Victor S. Liss --- For
1.3 Elect Director Jane G. Pisano, Ph.D. --- For
1.4 Elect Director George A. Schaefer, Jr. ---
For
1.5 Elect Director Jackie M. Ward --- For
1.6 Elect Director John E. Zuccotti --- For
2 Company Specific--Approve Majority Voting For For Mgmt
for the Non- Contested Election of Directors
ISS advocates that the director election system give full
effect to the shareholder franchise. Director
accountability is the hallmark of good governance. The
board election process must ensure that shareholders'
expressions of dissatisfaction with the performance of
directors have meaningful consequences. A majority vote
standard transforms the director election process from a
symbolic gesture to a meaningful voice for shareholders.
Therefore we recommend that shareholders support this
resolution for instituting a majority vote standard in
uncontested director elections.
3 Ratify Auditors For For Mgmt
05/15/07 - A XTO Energy Inc *XTO* 98385X106 03/30/07 381,000
1 Elect Director Lane G. Collins For For Mgmt
2 Elect Director Scott G. Sherman For For Mgmt
3 Elect Director Bob R. Simpson For For Mgmt
4 Ratify Auditors For For Mgmt
Quaker Biotech Pharma-Healthcare Fund
AccountName Name Ticker SecurityID Country MeetingDate RecordDate MeetingType BallotShares BallotItemNumber Category ItemDesc ISSRecVote MgtRecVote PolicyVoteRec VoteCast
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Quaker Biotech Pharma-Healthcare Fund Sirna Therapeutics, Inc. 829669100 USA 12/28/2006 08/11/2006 Annual 50949 1 Reorg. and Mergers Approve Merger Agreement For For For For
Quaker Biotech Pharma-Healthcare Fund Sirna Therapeutics, Inc. 829669100 USA 12/28/2006 08/11/2006 Annual 50949 2 Antitakeover Related Adjourn Meeting For For For For
Quaker Biotech Pharma-Healthcare Fund Illumina, Inc. ILMN 452327109 USA 1/26/2007 15/12/2006 Special 11400 1 Reorg. and Mergers Issue Shares in Connection with an Acquisition For For For For
Quaker Biotech Pharma-Healthcare Fund Illumina, Inc. ILMN 452327109 USA 1/26/2007 15/12/2006 Special 11400 2 Antitakeover Related Adjourn Meeting For For For For
Quaker Biotech Pharma-Healthcare Fund Icos Corp. 449295104 USA 1/25/2007 23/12/2006 Special 24682 1 Reorg. and Mergers Approve Merger Agreement Against For Against Against
Quaker Biotech Pharma-Healthcare Fund Icos Corp. 449295104 USA 1/25/2007 23/12/2006 Special 24682 2 Antitakeover Related Adjourn Meeting Against For Against Against
Receive Financial Statements and Statutory
Quaker Biotech Pharma-Healthcare Fund PAION AG B05PTK2 Germany 6/20/2007 30/05/2007 Annual 27076 1 Routine/Business Reports for Fiscal 2006 None None None None
Approve Discharge of Management Board for
Quaker Biotech Pharma-Healthcare Fund PAION AG B05PTK2 Germany 6/20/2007 30/05/2007 Annual 27076 2 Directors Related Fiscal 2006 For For For For
Approve Discharge of Supervisory Board for
Quaker Biotech Pharma-Healthcare Fund PAION AG B05PTK2 Germany 6/20/2007 30/05/2007 Annual 27076 3 Directors Related Fiscal 2006 For For For For
Ratify Ernst & Young AG as Auditors for
Quaker Biotech Pharma-Healthcare Fund PAION AG B05PTK2 Germany 6/20/2007 30/05/2007 Annual 27076 4 Routine/Business Fiscal 2007 For For For For
Elect Joerg Spiekerkoetter to the Supervisory
Quaker Biotech Pharma-Healthcare Fund PAION AG B05PTK2 Germany 6/20/2007 30/05/2007 Annual 27076 5 Directors Related Board For For For For
Approve 2007 Stock Option Plan for Key
Employees; Amend 2005 Stock Option Plan;
Approve Creation of EUR 708,000 Pool of
Capital for 2007 Stock Option Plan;
Quaker Biotech Pharma-Healthcare Fund PAION AG B05PTK2 Germany 6/20/2007 30/05/2007 Annual 27076 6 Non-Salary Comp. Cancel/Reduce Existing Pools of Capital For For For For
Authorize Share Repurchase Program and
Reissuance or Cancellation of Repurchased
Quaker Biotech Pharma-Healthcare Fund PAION AG B05PTK2 Germany 6/20/2007 30/05/2007 Annual 27076 7 Capitalization Shares For For For For
Amend Articles Re: Remuneration of
Quaker Biotech Pharma-Healthcare Fund PAION AG B05PTK2 Germany 6/20/2007 30/05/2007 Annual 27076 8 Directors Related Supervisory Board For For For For
Amend Articles Re: Allow Electronic
Quaker Biotech Pharma-Healthcare Fund PAION AG B05PTK2 Germany 6/20/2007 30/05/2007 Annual 27076 9 Routine/Business Distribution of Company Communications For For For For
Quaker Biotech Pharma-Healthcare Fund Cytos Biotechnology AG 7505810 Switzerland 4/25/2007 Annual 2162 1 Preferred/Bondholder Share Re-registration Consent For For For For
Accept Financial Statements and Statutory
Quaker Biotech Pharma-Healthcare Fund Cytos Biotechnology AG 7505810 Switzerland 4/25/2007 Annual 2162 1 Routine/Business Reports For For For For
Quaker Biotech Pharma-Healthcare Fund Cytos Biotechnology AG 7505810 Switzerland 4/25/2007 Annual 2162 2 Routine/Business Approve Carrying Forward of Net Loss For For For For
Approve Discharge of Board and Senior
Quaker Biotech Pharma-Healthcare Fund Cytos Biotechnology AG 7505810 Switzerland 4/25/2007 Annual 2162 3 Directors Related Management For For For For
Extend Existing CHF 100,000 Pool of Capital
without Preemptive Rights for Another Period
Quaker Biotech Pharma-Healthcare Fund Cytos Biotechnology AG 7505810 Switzerland 4/25/2007 Annual 2162 4 Capitalization of Two Years For For For For
Increase Existing Pool of Capital without
Preemptive Rights for Issuance of Registered
Quaker Biotech Pharma-Healthcare Fund Cytos Biotechnology AG 7505810 Switzerland 4/25/2007 Annual 2162 5 Capitalization Shares to Key Employees to CHF 40,000 Against For Against Against
Reelect Francois L'Eplattenier and Wolfgang
Quaker Biotech Pharma-Healthcare Fund Cytos Biotechnology AG 7505810 Switzerland 4/25/2007 Annual 2162 6 Directors Related Renner as Directors For For For For
Quaker Biotech Pharma-Healthcare Fund Cytos Biotechnology AG 7505810 Switzerland 4/25/2007 Annual 2162 7 Routine/Business Ratify PricewaterhouseCoopers AG as Auditors For For For For
Receive Financial Statements and Statutory
Quaker Biotech Pharma-Healthcare Fund PAION AG D59754107 Germany 6/20/2007 30/05/2007 Annual 25076 1 Routine/Business Reports for Fiscal 2006 None None None None
Approve Discharge of Management Board for
Quaker Biotech Pharma-Healthcare Fund PAION AG D59754107 Germany 6/20/2007 30/05/2007 Annual 25076 2 Directors Related Fiscal 2006 For For For For
Approve Discharge of Supervisory Board for
Quaker Biotech Pharma-Healthcare Fund PAION AG D59754107 Germany 6/20/2007 30/05/2007 Annual 25076 3 Directors Related Fiscal 2006 For For For For
Ratify Ernst & Young AG as Auditors for
Quaker Biotech Pharma-Healthcare Fund PAION AG D59754107 Germany 6/20/2007 30/05/2007 Annual 25076 4 Routine/Business Fiscal 2007 For For For For
Elect Joerg Spiekerkoetter to the Supervisory
Quaker Biotech Pharma-Healthcare Fund PAION AG D59754107 Germany 6/20/2007 30/05/2007 Annual 25076 5 Directors Related Board For For For For
Approve 2007 Stock Option Plan for Key
Employees; Amend 2005 Stock Option Plan;
Approve Creation of EUR 708,000 Pool of
Capital for 2007 Stock Option Plan;
Quaker Biotech Pharma-Healthcare Fund PAION AG D59754107 Germany 6/20/2007 30/05/2007 Annual 25076 6 Non-Salary Comp. Cancel/Reduce Existing Pools of Capital For For For For
Authorize Share Repurchase Program and
Reissuance or Cancellation of Repurchased
Quaker Biotech Pharma-Healthcare Fund PAION AG D59754107 Germany 6/20/2007 30/05/2007 Annual 25076 7 Capitalization Shares For For For For
Amend Articles Re: Remuneration of
Quaker Biotech Pharma-Healthcare Fund PAION AG D59754107 Germany 6/20/2007 30/05/2007 Annual 25076 8 Directors Related Supervisory Board For For For For
Amend Articles Re: Allow Electronic
Quaker Biotech Pharma-Healthcare Fund PAION AG D59754107 Germany 6/20/2007 30/05/2007 Annual 25076 9 Routine/Business Distribution of Company Communications For For For For
Quaker Biotech Pharma-Healthcare Fund Cytos Biotechnology AG H1754L101 Switzerland 4/25/2007 Annual 1597 1 Preferred/Bondholder Share Re-registration Consent For For For For
Accept Financial Statements and Statutory
Quaker Biotech Pharma-Healthcare Fund Cytos Biotechnology AG H1754L101 Switzerland 4/25/2007 Annual 1597 1 Routine/Business Reports For For For For
Quaker Biotech Pharma-Healthcare Fund Cytos Biotechnology AG H1754L101 Switzerland 4/25/2007 Annual 1597 2 Routine/Business Approve Carrying Forward of Net Loss For For For For
Approve Discharge of Board and Senior
Quaker Biotech Pharma-Healthcare Fund Cytos Biotechnology AG H1754L101 Switzerland 4/25/2007 Annual 1597 3 Directors Related Management For For For For
Extend Existing CHF 100,000 Pool of Capital
without Preemptive Rights for Another Period
Quaker Biotech Pharma-Healthcare Fund Cytos Biotechnology AG H1754L101 Switzerland 4/25/2007 Annual 1597 4 Capitalization of Two Years For For For For
Increase Existing Pool of Capital without
Preemptive Rights for Issuance of Registered
Quaker Biotech Pharma-Healthcare Fund Cytos Biotechnology AG H1754L101 Switzerland 4/25/2007 Annual 1597 5 Capitalization Shares to Key Employees to CHF 40,000 Against For Against Against
Reelect Francois L'Eplattenier and Wolfgang
Quaker Biotech Pharma-Healthcare Fund Cytos Biotechnology AG H1754L101 Switzerland 4/25/2007 Annual 1597 6 Directors Related Renner as Directors For For For For
Quaker Biotech Pharma-Healthcare Fund Cytos Biotechnology AG H1754L101 Switzerland 4/25/2007 Annual 1597 7 Routine/Business Ratify PricewaterhouseCoopers AG as Auditors For For For For
Quaker Biotech Pharma-Healthcare Fund Speedel Holding AG H8042G125 Switzerland 5/10/2007 Annual 1910 1 Preferred/Bondholder Share Re-registration Consent For For For For
Accept Financial Statements and Statutory
Quaker Biotech Pharma-Healthcare Fund Speedel Holding AG H8042G125 Switzerland 5/10/2007 Annual 1910 1 Routine/Business Reports; Receive Auditor Report For For For For
Quaker Biotech Pharma-Healthcare Fund Speedel Holding AG H8042G125 Switzerland 5/10/2007 Annual 1910 2 Routine/Business Approve Carrying Forward of Net Loss For For For For
Approve Discharge of Board and Senior
Quaker Biotech Pharma-Healthcare Fund Speedel Holding AG H8042G125 Switzerland 5/10/2007 Annual 1910 3 Directors Related Management For For For For
Quaker Biotech Pharma-Healthcare Fund Speedel Holding AG H8042G125 Switzerland 5/10/2007 Annual 1910 4.1 Directors Related Reelect Ernst Schweizer as Director For For For For
Quaker Biotech Pharma-Healthcare Fund Speedel Holding AG H8042G125 Switzerland 5/10/2007 Annual 1910 4.2 Directors Related Elect Michel Burnier as Director For For For For
Quaker Biotech Pharma-Healthcare Fund Speedel Holding AG H8042G125 Switzerland 5/10/2007 Annual 1910 4.3 Directors Related Elect Bradley Bolzon as Director For For For For
Quaker Biotech Pharma-Healthcare Fund Speedel Holding AG H8042G125 Switzerland 5/10/2007 Annual 1910 5 Routine/Business Ratify PricewaterhouseCoopers AG as Auditors For For For For
Quaker Biotech Pharma-Healthcare Fund Human Genome Sciences, Inc. HGSI 444903108 USA 5/2/2007 09/03/2007 Annual 36930 1.1 Directors Related Elect Director Richard J. Danzig For For For For
Quaker Biotech Pharma-Healthcare Fund Human Genome Sciences, Inc. HGSI 444903108 USA 5/2/2007 09/03/2007 Annual 36930 1.2 Directors Related Elect Director Jurgen Drews, M.D. For For For For
Quaker Biotech Pharma-Healthcare Fund Human Genome Sciences, Inc. HGSI 444903108 USA 5/2/2007 09/03/2007 Annual 36930 1.3 Directors Related Elect Director A. N. 'Jerry' Karabelas, Ph.D. For For For For
Quaker Biotech Pharma-Healthcare Fund Human Genome Sciences, Inc. HGSI 444903108 USA 5/2/2007 09/03/2007 Annual 36930 2 Non-Salary Comp. Amend Qualified Employee Stock Purchase Plan For For For For
Quaker Biotech Pharma-Healthcare Fund Human Genome Sciences, Inc. HGSI 444903108 USA 5/2/2007 09/03/2007 Annual 36930 3 Routine/Business Ratify Auditors For For For For
Quaker Biotech Pharma-Healthcare Fund Gilead Sciences, Inc. GILD 375558103 USA 5/9/2007 22/03/2007 Annual 8991 1.1 Directors Related Elect Director Paul Berg For For For For
Quaker Biotech Pharma-Healthcare Fund Gilead Sciences, Inc. GILD 375558103 USA 5/9/2007 22/03/2007 Annual 8991 1.2 Directors Related Elect Director John F. Cogan For For For For
Quaker Biotech Pharma-Healthcare Fund Gilead Sciences, Inc. GILD 375558103 USA 5/9/2007 22/03/2007 Annual 8991 1.3 Directors Related Elect Director Etienne F. Davignon Withhold For Withhold Withhold
Quaker Biotech Pharma-Healthcare Fund Gilead Sciences, Inc. GILD 375558103 USA 5/9/2007 22/03/2007 Annual 8991 1.4 Directors Related Elect Director James M. Denny For For For For
Quaker Biotech Pharma-Healthcare Fund Gilead Sciences, Inc. GILD 375558103 USA 5/9/2007 22/03/2007 Annual 8991 1.5 Directors Related Elect Director Carla A. Hills For For For For
Quaker Biotech Pharma-Healthcare Fund Gilead Sciences, Inc. GILD 375558103 USA 5/9/2007 22/03/2007 Annual 8991 1.6 Directors Related Elect Director John W. Madigan For For For For
Quaker Biotech Pharma-Healthcare Fund Gilead Sciences, Inc. GILD 375558103 USA 5/9/2007 22/03/2007 Annual 8991 1.7 Directors Related Elect Director John C. Martin For For For For
Quaker Biotech Pharma-Healthcare Fund Gilead Sciences, Inc. GILD 375558103 USA 5/9/2007 22/03/2007 Annual 8991 1.8 Directors Related Elect Director Gordon E. Moore For For For For
Quaker Biotech Pharma-Healthcare Fund Gilead Sciences, Inc. GILD 375558103 USA 5/9/2007 22/03/2007 Annual 8991 1.9 Directors Related Elect Director Nicholas Moore For For For For
Quaker Biotech Pharma-Healthcare Fund Gilead Sciences, Inc. GILD 375558103 USA 5/9/2007 22/03/2007 Annual 8991 1.10 Directors Related Elect Director Gayle E. Wilson For For For For
Quaker Biotech Pharma-Healthcare Fund Gilead Sciences, Inc. GILD 375558103 USA 5/9/2007 22/03/2007 Annual 8991 2 Routine/Business Ratify Auditors For For For For
Quaker Biotech Pharma-Healthcare Fund Gilead Sciences, Inc. GILD 375558103 USA 5/9/2007 22/03/2007 Annual 8991 3 Non-Salary Comp. Amend Omnibus Stock Plan For For For For
Quaker Biotech Pharma-Healthcare Fund Gilead Sciences, Inc. GILD 375558103 USA 5/9/2007 22/03/2007 Annual 8991 4 Non-Salary Comp. Amend Qualified Employee Stock Purchase Plan For For For For
Alexion Pharmaceuticals, Elect Director Leonard Bell, M.D.
Quaker Biotech Pharma-Healthcare Fund Inc. ALXN 015351109 USA 5/3/2007 13/03/2007 Annual 12730 1.1 Directors Related Withhold For Withhold Withhold
Alexion Pharmaceuticals, Elect Director David W. Keiser
Quaker Biotech Pharma-Healthcare Fund Inc. ALXN 015351109 USA 5/3/2007 13/03/2007 Annual 12730 1.2 Directors Related Withhold For Withhold Withhold
Alexion Pharmaceuticals, Elect Director Max Link, Ph.D.
Quaker Biotech Pharma-Healthcare Fund Inc. ALXN 015351109 USA 5/3/2007 13/03/2007 Annual 12730 1.3 Directors Related Withhold For Withhold Withhold
Alexion Pharmaceuticals, Elect Director Joseph A. Madri, Ph.D., M.D.
Quaker Biotech Pharma-Healthcare Fund Inc. ALXN 015351109 USA 5/3/2007 13/03/2007 Annual 12730 1.4 Directors Related Withhold For Withhold Withhold
Alexion Pharmaceuticals, Elect Director Larry L. Mathis
Quaker Biotech Pharma-Healthcare Fund Inc. ALXN 015351109 USA 5/3/2007 13/03/2007 Annual 12730 1.5 Directors Related Withhold For Withhold Withhold
Alexion Pharmaceuticals, Elect Director R. Douglas Norby
Quaker Biotech Pharma-Healthcare Fund Inc. ALXN 015351109 USA 5/3/2007 13/03/2007 Annual 12730 1.6 Directors Related Withhold For Withhold Withhold
Alexion Pharmaceuticals, Elect Director Alvin S. Parven
Quaker Biotech Pharma-Healthcare Fund Inc. ALXN 015351109 USA 5/3/2007 13/03/2007 Annual 12730 1.7 Directors Related Withhold For Withhold Withhold
Alexion Pharmaceuticals, Elect Director Ruedi E. Waeger, Ph.D.
Quaker Biotech Pharma-Healthcare Fund Inc. ALXN 015351109 USA 5/3/2007 13/03/2007 Annual 12730 1.8 Directors Related Withhold For Withhold Withhold
Alexion Pharmaceuticals, Amend Omnibus Stock Plan
Quaker Biotech Pharma-Healthcare Fund Inc. ALXN 015351109 USA 5/3/2007 13/03/2007 Annual 12730 2 Non-Salary Comp. For For For For
Alexion Pharmaceuticals, Ratify Auditors
Quaker Biotech Pharma-Healthcare Fund Inc. ALXN 015351109 USA 5/3/2007 13/03/2007 Annual 12730 3 Routine/Business For For For For
Quaker Biotech Pharma-Healthcare Fund Allergan, Inc. AGN 018490102 USA 5/1/2007 14/03/2007 Annual 3270 1.1 Directors Related Elect Director Michael R. Gallagher For For For For
Quaker Biotech Pharma-Healthcare Fund Allergan, Inc. AGN 018490102 USA 5/1/2007 14/03/2007 Annual 3270 1.2 Directors Related Elect Director Gavin S. Herbert For For For For
Quaker Biotech Pharma-Healthcare Fund Allergan, Inc. AGN 018490102 USA 5/1/2007 14/03/2007 Annual 3270 1.3 Directors Related Elect Director Stephen J. Ryan For For For For
Quaker Biotech Pharma-Healthcare Fund Allergan, Inc. AGN 018490102 USA 5/1/2007 14/03/2007 Annual 3270 2 Routine/Business Ratify Auditors For For For For
Quaker Biotech Pharma-Healthcare Fund Critical Therapeutic Inc CRTX 22674T105 USA 5/2/2007 05/03/2007 Annual 68382 1.1 Directors Related Elect Director Jean George For For For For
Quaker Biotech Pharma-Healthcare Fund Critical Therapeutic Inc CRTX 22674T105 USA 5/2/2007 05/03/2007 Annual 68382 1.2 Directors Related Elect Director Frank E. Thomas For For For For
Quaker Biotech Pharma-Healthcare Fund Critical Therapeutic Inc CRTX 22674T105 USA 5/2/2007 05/03/2007 Annual 68382 2 Routine/Business Ratify Auditors For For For For
Quaker Biotech Pharma-Healthcare Fund Cardiome Pharma Corp. COM 14159U202 Canada 6/11/2007 02/05/2007 Annual/Special 33460 1.1 Directors Related Elect Director Robert W. Rieder For For For For
Quaker Biotech Pharma-Healthcare Fund Cardiome Pharma Corp. COM 14159U202 Canada 6/11/2007 02/05/2007 Annual/Special 33460 1.2 Directors Related Elect Director Peter W. Roberts For For For For
Quaker Biotech Pharma-Healthcare Fund Cardiome Pharma Corp. COM 14159U202 Canada 6/11/2007 02/05/2007 Annual/Special 33460 1.3 Directors Related Elect Director Jackie Clegg For For For For
Quaker Biotech Pharma-Healthcare Fund Cardiome Pharma Corp. COM 14159U202 Canada 6/11/2007 02/05/2007 Annual/Special 33460 1.4 Directors Related Elect Director Richard M. Glickman For For For For
Quaker Biotech Pharma-Healthcare Fund Cardiome Pharma Corp. COM 14159U202 Canada 6/11/2007 02/05/2007 Annual/Special 33460 1.5 Directors Related Elect Director Harold H. Shlevin For For For For
Quaker Biotech Pharma-Healthcare Fund Cardiome Pharma Corp. COM 14159U202 Canada 6/11/2007 02/05/2007 Annual/Special 33460 1.6 Directors Related Elect Director Douglas G. Janzen For For For For
Quaker Biotech Pharma-Healthcare Fund Cardiome Pharma Corp. COM 14159U202 Canada 6/11/2007 02/05/2007 Annual/Special 33460 1.7 Directors Related Elect Director William L. Hunter For For For For
Quaker Biotech Pharma-Healthcare Fund Cardiome Pharma Corp. COM 14159U202 Canada 6/11/2007 02/05/2007 Annual/Special 33460 2 Routine/Business Ratify KPMG LLP as Auditors For For For For
Authorize Board to Fix Remuneration of
Quaker Biotech Pharma-Healthcare Fund Cardiome Pharma Corp. COM 14159U202 Canada 6/11/2007 02/05/2007 Annual/Special 33460 3 Routine/Business Auditors For For For For
Quaker Biotech Pharma-Healthcare Fund Cardiome Pharma Corp. COM 14159U202 Canada 6/11/2007 02/05/2007 Annual/Special 33460 4 Non-Salary Comp. Amend Stock Option Plan Against For Against Against
Quaker Biotech Pharma-Healthcare Fund Genzyme Corp. GENZ 372917104 USA 5/24/2007 30/03/2007 Annual 12511 1.1 Directors Related Elect Director Douglas A. Berthiaume For For For For
Quaker Biotech Pharma-Healthcare Fund Genzyme Corp. GENZ 372917104 USA 5/24/2007 30/03/2007 Annual 12511 1.2 Directors Related Elect Director Gail K. Boudreaux For For For For
Quaker Biotech Pharma-Healthcare Fund Genzyme Corp. GENZ 372917104 USA 5/24/2007 30/03/2007 Annual 12511 2 Non-Salary Comp. Amend Omnibus Stock Plan For For For For
Approve Non-Employee Director Omnibus Stock
Quaker Biotech Pharma-Healthcare Fund Genzyme Corp. GENZ 372917104 USA 5/24/2007 30/03/2007 Annual 12511 3 Non-Salary Comp. Plan For For For For
Quaker Biotech Pharma-Healthcare Fund Genzyme Corp. GENZ 372917104 USA 5/24/2007 30/03/2007 Annual 12511 4 Non-Salary Comp. Amend Qualified Employee Stock Purchase Plan For For For For
Quaker Biotech Pharma-Healthcare Fund Genzyme Corp. GENZ 372917104 USA 5/24/2007 30/03/2007 Annual 12511 5 Directors Related Company Specific--Adopt Majority Voting For For For For
Quaker Biotech Pharma-Healthcare Fund Genzyme Corp. GENZ 372917104 USA 5/24/2007 30/03/2007 Annual 12511 6 Routine/Business Ratify Auditors For For For For
Submit Severance Agreement (Change in
Quaker Biotech Pharma-Healthcare Fund Genzyme Corp. GENZ 372917104 USA 5/24/2007 30/03/2007 Annual 12511 7 SH-Corp Governance Control) to shareholder Vote For Against For For
Quaker Biotech Pharma-Healthcare Fund Amylin Pharmaceuticals, Inc. AMLN 032346108 USA 5/23/2007 30/03/2007 Annual 5827 1.1 Directors Related Elect Director Steven R. Altman For For For For
Quaker Biotech Pharma-Healthcare Fund Amylin Pharmaceuticals, Inc. AMLN 032346108 USA 5/23/2007 30/03/2007 Annual 5827 1.2 Directors Related Elect Director Teresa Beck For For For For
Quaker Biotech Pharma-Healthcare Fund Amylin Pharmaceuticals, Inc. AMLN 032346108 USA 5/23/2007 30/03/2007 Annual 5827 1.3 Directors Related Elect Director Daniel M. Bradbury For For For For
Quaker Biotech Pharma-Healthcare Fund Amylin Pharmaceuticals, Inc. AMLN 032346108 USA 5/23/2007 30/03/2007 Annual 5827 1.4 Directors Related Elect Director Joseph C. Cook, Jr. For For For For
Quaker Biotech Pharma-Healthcare Fund Amylin Pharmaceuticals, Inc. AMLN 032346108 USA 5/23/2007 30/03/2007 Annual 5827 1.5 Directors Related Elect Director Karin Eastham For For For For
Quaker Biotech Pharma-Healthcare Fund Amylin Pharmaceuticals, Inc. AMLN 032346108 USA 5/23/2007 30/03/2007 Annual 5827 1.6 Directors Related Elect Director James R. Gavin III, M.D., Ph.D. Withhold For Withhold Withhold
Quaker Biotech Pharma-Healthcare Fund Amylin Pharmaceuticals, Inc. AMLN 032346108 USA 5/23/2007 30/03/2007 Annual 5827 1.7 Directors Related Elect Director Ginger L. Graham For For For For
Quaker Biotech Pharma-Healthcare Fund Amylin Pharmaceuticals, Inc. AMLN 032346108 USA 5/23/2007 30/03/2007 Annual 5827 1.8 Directors Related Elect Director Howard E. Greene, Jr. For For For For
Quaker Biotech Pharma-Healthcare Fund Amylin Pharmaceuticals, Inc. AMLN 032346108 USA 5/23/2007 30/03/2007 Annual 5827 1.9 Directors Related Elect Director Jay S. Skyler, M.D. For For For For
Quaker Biotech Pharma-Healthcare Fund Amylin Pharmaceuticals, Inc. AMLN 032346108 USA 5/23/2007 30/03/2007 Annual 5827 1.10 Directors Related Elect Director Joseph P. Sullivan For For For For
Quaker Biotech Pharma-Healthcare Fund Amylin Pharmaceuticals, Inc. AMLN 032346108 USA 5/23/2007 30/03/2007 Annual 5827 1.11 Directors Related Elect Director James N. Wilson For For For For
Quaker Biotech Pharma-Healthcare Fund Amylin Pharmaceuticals, Inc. AMLN 032346108 USA 5/23/2007 30/03/2007 Annual 5827 2 Capitalization Increase Authorized Common Stock For For For For
Quaker Biotech Pharma-Healthcare Fund Amylin Pharmaceuticals, Inc. AMLN 032346108 USA 5/23/2007 30/03/2007 Annual 5827 3 Non-Salary Comp. Amend Qualified Employee Stock Purchase Plan For For For For
Quaker Biotech Pharma-Healthcare Fund Amylin Pharmaceuticals, Inc. AMLN 032346108 USA 5/23/2007 30/03/2007 Annual 5827 4 Routine/Business Ratify Auditors For For For For
Quaker Biotech Pharma-Healthcare Fund Savient Pharmaceuticals, Inc SVNT 80517Q100 USA 5/15/2007 02/04/2007 Annual 21000 1.1 Directors Related Elect Director Christopher G. Clement For For For For
Quaker Biotech Pharma-Healthcare Fund Savient Pharmaceuticals, Inc SVNT 80517Q100 USA 5/15/2007 02/04/2007 Annual 21000 1.2 Directors Related Elect Director Herbert Conrad For For For For
Quaker Biotech Pharma-Healthcare Fund Savient Pharmaceuticals, Inc SVNT 80517Q100 USA 5/15/2007 02/04/2007 Annual 21000 1.3 Directors Related Elect Director Alan L. Heller For For For For
Quaker Biotech Pharma-Healthcare Fund Savient Pharmaceuticals, Inc SVNT 80517Q100 USA 5/15/2007 02/04/2007 Annual 21000 1.4 Directors Related Elect Director Stephen O. Jaeger For For For For
Quaker Biotech Pharma-Healthcare Fund Savient Pharmaceuticals, Inc SVNT 80517Q100 USA 5/15/2007 02/04/2007 Annual 21000 1.5 Directors Related Elect Director Joseph Klein III For For For For
Quaker Biotech Pharma-Healthcare Fund Savient Pharmaceuticals, Inc SVNT 80517Q100 USA 5/15/2007 02/04/2007 Annual 21000 1.6 Directors Related Elect Director Lee S. Simon For For For For
Quaker Biotech Pharma-Healthcare Fund Savient Pharmaceuticals, Inc SVNT 80517Q100 USA 5/15/2007 02/04/2007 Annual 21000 1.7 Directors Related Elect Director Virgil Thompson For For For For
Quaker Biotech Pharma-Healthcare Fund Savient Pharmaceuticals, Inc SVNT 80517Q100 USA 5/15/2007 02/04/2007 Annual 21000 2 Routine/Business Ratify Auditors For For For For
Quaker Biotech Pharma-Healthcare Fund Dyax Corporation DYAX 26746E103 USA 5/17/2007 05/04/2007 Annual 27432 1.1 Directors Related Elect Director Susan B. Bayh For For For For
Quaker Biotech Pharma-Healthcare Fund Dyax Corporation DYAX 26746E103 USA 5/17/2007 05/04/2007 Annual 27432 1.2 Directors Related Elect Director Henry E. Blair For For For For
Quaker Biotech Pharma-Healthcare Fund Dyax Corporation DYAX 26746E103 USA 5/17/2007 05/04/2007 Annual 27432 2 Non-Salary Comp. Amend Omnibus Stock Plan For For For For
Quaker Biotech Pharma-Healthcare Fund Dyax Corporation DYAX 26746E103 USA 5/17/2007 05/04/2007 Annual 27432 3 Non-Salary Comp. Amend Qualified Employee Stock Purchase Plan For For For For
Quaker Biotech Pharma-Healthcare Fund Dyax Corporation DYAX 26746E103 USA 5/17/2007 05/04/2007 Annual 27432 4 Routine/Business Ratify Auditors For For For For
Quaker Biotech Pharma-Healthcare Fund Celgene Corp. CELG 151020104 USA 6/12/2007 26/04/2007 Annual 9200 1.1 Directors Related Elect Director Sol J. Barer For For For For
Quaker Biotech Pharma-Healthcare Fund Celgene Corp. CELG 151020104 USA 6/12/2007 26/04/2007 Annual 9200 1.2 Directors Related Elect Director Robert J. Hugin For For For For
Quaker Biotech Pharma-Healthcare Fund Celgene Corp. CELG 151020104 USA 6/12/2007 26/04/2007 Annual 9200 1.3 Directors Related Elect Director Michael D. Casey For For For For
Quaker Biotech Pharma-Healthcare Fund Celgene Corp. CELG 151020104 USA 6/12/2007 26/04/2007 Annual 9200 1.4 Directors Related Elect Director Rodman L. Drake For For For For
Quaker Biotech Pharma-Healthcare Fund Celgene Corp. CELG 151020104 USA 6/12/2007 26/04/2007 Annual 9200 1.5 Directors Related Elect Director A. Hull Hayes, Jr. For For For For
Quaker Biotech Pharma-Healthcare Fund Celgene Corp. CELG 151020104 USA 6/12/2007 26/04/2007 Annual 9200 1.6 Directors Related Elect Director Gilla Kaplan For For For For
Quaker Biotech Pharma-Healthcare Fund Celgene Corp. CELG 151020104 USA 6/12/2007 26/04/2007 Annual 9200 1.7 Directors Related Elect Director James J. Loughlin For For For For
Quaker Biotech Pharma-Healthcare Fund Celgene Corp. CELG 151020104 USA 6/12/2007 26/04/2007 Annual 9200 1.8 Directors Related Elect Director Richard C. E. Morgan For For For For
Quaker Biotech Pharma-Healthcare Fund Celgene Corp. CELG 151020104 USA 6/12/2007 26/04/2007 Annual 9200 1.9 Directors Related Elect Director Walter L. Robb For For For For
Quaker Biotech Pharma-Healthcare Fund Celgene Corp. CELG 151020104 USA 6/12/2007 26/04/2007 Annual 9200 2 Routine/Business Ratify Auditors For For For For
Quaker Biotech Pharma-Healthcare Fund Achillion Pharmaceuticals Inc ACHN 00448Q201 USA 6/6/2007 20/04/2007 Annual 8800 1.1 Directors Related Elect Director Jean-Francois Formela For For For For
Quaker Biotech Pharma-Healthcare Fund Achillion Pharmaceuticals Inc ACHN 00448Q201 USA 6/6/2007 20/04/2007 Annual 8800 1.2 Directors Related Elect Director James Garvey For For For For
Quaker Biotech Pharma-Healthcare Fund Achillion Pharmaceuticals Inc ACHN 00448Q201 USA 6/6/2007 20/04/2007 Annual 8800 1.3 Directors Related Elect Director David Scheer For For For For
Quaker Biotech Pharma-Healthcare Fund Achillion Pharmaceuticals Inc ACHN 00448Q201 USA 6/6/2007 20/04/2007 Annual 8800 2 Routine/Business Ratify Auditors For For For For
Quaker Biotech Pharma-Healthcare Fund Alnylam Pharmaceuticals, Inc. ALNY 02043Q107 USA 6/1/2007 13/04/2007 Annual 11681 1.1 Directors Related Elect Director Victor J. Dzau, M.D. For For For For
Quaker Biotech Pharma-Healthcare Fund Alnylam Pharmaceuticals, Inc. ALNY 02043Q107 USA 6/1/2007 13/04/2007 Annual 11681 1.2 Directors Related Elect Director Kevin P. Starr For For For For
Quaker Biotech Pharma-Healthcare Fund Alnylam Pharmaceuticals, Inc. ALNY 02043Q107 USA 6/1/2007 13/04/2007 Annual 11681 2 Routine/Business Ratify Auditors For For For For
Quaker Biotech Pharma-Healthcare Fund Nektar Therapeutics NKTR 640268108 USA 6/7/2007 12/04/2007 Annual 16084 1.1 Directors Related Elect Director Christopher A. Kuebler For For For For
Quaker Biotech Pharma-Healthcare Fund Nektar Therapeutics NKTR 640268108 USA 6/7/2007 12/04/2007 Annual 16084 1.2 Directors Related Elect Director Irwin Lerner For For For For
Quaker Biotech Pharma-Healthcare Fund Nektar Therapeutics NKTR 640268108 USA 6/7/2007 12/04/2007 Annual 16084 1.3 Directors Related Elect Director John S. Patton For For For For
Quaker Biotech Pharma-Healthcare Fund Nektar Therapeutics NKTR 640268108 USA 6/7/2007 12/04/2007 Annual 16084 2 Routine/Business Ratify Auditors For For For For
Quaker Biotech Pharma-Healthcare Fund Illumina, Inc. ILMN 452327109 USA 6/7/2007 10/04/2007 Annual 7145 1.1 Directors Related Elect Director A. Blaine Bowman For For For For
Quaker Biotech Pharma-Healthcare Fund Illumina, Inc. ILMN 452327109 USA 6/7/2007 10/04/2007 Annual 7145 1.2 Directors Related Elect Director Paul Grint, M.D. For For For For
Quaker Biotech Pharma-Healthcare Fund Illumina, Inc. ILMN 452327109 USA 6/7/2007 10/04/2007 Annual 7145 1.3 Directors Related Elect Director Jack Goldstein, Ph.D. For For For For
Quaker Biotech Pharma-Healthcare Fund Illumina, Inc. ILMN 452327109 USA 6/7/2007 10/04/2007 Annual 7145 1.4 Directors Related Elect Director David R. Walt, Ph.D. For For For For
Quaker Biotech Pharma-Healthcare Fund Illumina, Inc. ILMN 452327109 USA 6/7/2007 10/04/2007 Annual 7145 1.5 Directors Related Elect Director Roy A. Whitfield For For For For
Quaker Biotech Pharma-Healthcare Fund Illumina, Inc. ILMN 452327109 USA 6/7/2007 10/04/2007 Annual 7145 2 Routine/Business Ratify Auditors For For For For
Quaker Biotech Pharma-Healthcare Fund Illumina, Inc. ILMN 452327109 USA 6/7/2007 10/04/2007 Annual 7145 3 Non-Salary Comp. Amend Omnibus Stock Plan Against For Against Against
Quaker Biotech Pharma-Healthcare Fund Dynavax Technologies Corp. DVAX 268158102 USA 6/13/2007 23/04/2007 Annual 42500 1.1 Directors Related Elect Director Dennis Carson, M.D. For For For For
Quaker Biotech Pharma-Healthcare Fund Dynavax Technologies Corp. DVAX 268158102 USA 6/13/2007 23/04/2007 Annual 42500 1.2 Directors Related Elect Director Dino Dina, M.D. For For For For
Quaker Biotech Pharma-Healthcare Fund Dynavax Technologies Corp. DVAX 268158102 USA 6/13/2007 23/04/2007 Annual 42500 1.3 Directors Related Elect Director D.M. Gilbert, Ph.D. For For For For
Quaker Biotech Pharma-Healthcare Fund Dynavax Technologies Corp. DVAX 268158102 USA 6/13/2007 23/04/2007 Annual 42500 2 Routine/Business Ratify Auditors For For For For
Quaker Biotech Pharma-Healthcare Fund Progenics Pharmaceuticals, Inc PGNX 743187106 USA 6/11/2007 12/04/2007 Annual 20427 1.1 Directors Related Elect Director Kurt W. Briner For For For For
Quaker Biotech Pharma-Healthcare Fund Progenics Pharmaceuticals, Inc PGNX 743187106 USA 6/11/2007 12/04/2007 Annual 20427 1.2 Directors Related Elect Director Paul F. Jacobson For For For For
Quaker Biotech Pharma-Healthcare Fund Progenics Pharmaceuticals, Inc PGNX 743187106 USA 6/11/2007 12/04/2007 Annual 20427 1.3 Directors Related Elect Director Charles A. Baker For For For For
Quaker Biotech Pharma-Healthcare Fund Progenics Pharmaceuticals, Inc PGNX 743187106 USA 6/11/2007 12/04/2007 Annual 20427 1.4 Directors Related Elect Director Mark F. Dalton For For For For
Quaker Biotech Pharma-Healthcare Fund Progenics Pharmaceuticals, Inc PGNX 743187106 USA 6/11/2007 12/04/2007 Annual 20427 1.5 Directors Related Elect Director Stephen P. Goff Withhold For Withhold Withhold
Quaker Biotech Pharma-Healthcare Fund Progenics Pharmaceuticals, Inc PGNX 743187106 USA 6/11/2007 12/04/2007 Annual 20427 1.6 Directors Related Elect Director Paul J. Maddon For For For For
Quaker Biotech Pharma-Healthcare Fund Progenics Pharmaceuticals, Inc PGNX 743187106 USA 6/11/2007 12/04/2007 Annual 20427 1.7 Directors Related Elect Director David A. Scheinberg For For For For
Quaker Biotech Pharma-Healthcare Fund Progenics Pharmaceuticals, Inc PGNX 743187106 USA 6/11/2007 12/04/2007 Annual 20427 1.8 Directors Related Elect Director Nicole S. Williams For For For For
Quaker Biotech Pharma-Healthcare Fund Progenics Pharmaceuticals, Inc PGNX 743187106 USA 6/11/2007 12/04/2007 Annual 20427 2 Non-Salary Comp. Amend Bundled Compensation Plans For For For For
Quaker Biotech Pharma-Healthcare Fund Progenics Pharmaceuticals, Inc PGNX 743187106 USA 6/11/2007 12/04/2007 Annual 20427 3 Non-Salary Comp. Amend Omnibus Stock Plan For For For For
Quaker Biotech Pharma-Healthcare Fund Progenics Pharmaceuticals, Inc PGNX 743187106 USA 6/11/2007 12/04/2007 Annual 20427 4 Routine/Business Ratify Auditors For For For For
Quaker Biotech Pharma-Healthcare Fund Progenics Pharmaceuticals, Inc PGNX 743187106 USA 6/11/2007 12/04/2007 Annual 20427 5 Routine/Business Other Business Against For Against Against
Quaker Biotech Pharma-Healthcare Fund Momenta Pharmaceuticals Inc MNTA 60877T100 USA 6/13/2007 19/04/2007 Annual 38273 1.1 Directors Related Elect Director Peter Barrett For For For For
Quaker Biotech Pharma-Healthcare Fund Momenta Pharmaceuticals Inc MNTA 60877T100 USA 6/13/2007 19/04/2007 Annual 38273 1.2 Directors Related Elect Director Ram Sasisekharan Withhold For Withhold Withhold
Quaker Biotech Pharma-Healthcare Fund Momenta Pharmaceuticals Inc MNTA 60877T100 USA 6/13/2007 19/04/2007 Annual 38273 1.3 Directors Related Elect Director Bennett M. Shapiro For For For For
Quaker Biotech Pharma-Healthcare Fund Momenta Pharmaceuticals Inc MNTA 60877T100 USA 6/13/2007 19/04/2007 Annual 38273 2 Routine/Business Ratify Auditors For For For For
Quaker Capital Opportunities Fund
Date Range: 01-Apr-2007 To 30-Jun-2007
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Vote User ID Account Group Account Number Internal Account Company Name Meeting Type Meeting Date Ballot Voted Director Votes Proposal Vote Date Security ISIN Ticker Symbol Agenda Committee Name
Number Shares Shares Votes Number
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
PES33 C 6176903 C 6176903 BP P.L.C. Annual 12-Apr-2007 6000 6000 FWFFFFFFFFFFFFF FFFFFFNN 11-Apr-2007 055622104 BP 932640837 Management
F
PES33 C 6176903 C 6176903 PRAXAIR, INC. Annual 24-Apr-2007 10500 10500 FFFF NNF 13-Apr-2007 74005P104 PX 932641079 Management
PES33 C 6176903 C 6176903 INTERNATIONAL Annual 24-Apr-2007 4630 4630 FFFFFFFFFFFF FFFFFFAFNF 16-Apr-2007 459200101 IBM 932642944 Management
BUSINESS MACHINES
CORP
PES33 C 6176903 C 6176903 L-3 COMMUNICATIONS Annual 24-Apr-2007 6200 6200 FFFF F 16-Apr-2007 502424104 LLL 932660170 Management
HOLDINGS, INC.
PES33 C 6176903 C 6176903 BANK OF AMERICA Annual 25-Apr-2007 13000 13000 NNNNNNNNNN 18-Apr-2007 060505104 BAC 932644481 Management
CORPORATION NNNNNNNFNN
F
PES33 C 6176903 C 6176903 TEXTRON INC. Annual 25-Apr-2007 7900 7900 FFFFFFFFA 17-Apr-2007 883203101 TXT 932646170 Management
PES33 C 6176903 C 6176903 KELLOGG COMPANY Annual 27-Apr-2007 14200 14200 FFFF FFF 17-Apr-2007 487836108 K 932642728 Management
PES33 C 6176903 C 6176903 PEPSICO, INC. Annual 02-May-2007 11700 11700 FFFFFFFFFFF 19-Apr-2007 713448108 PEP 932655345 Management
NA
PES33 C 6176903 C 6176903 COLGATE-PALMOLIVE Annual 03-May-2007 9800 9800 FFFFFFFFFFF 30-Apr-2007 194162103 CL 932664433 Management
COMPANY
PES33 C 6176903 C 6176903 CVS/CAREMARK Annual 09-May-2007 21200 21200 FFFFFNFFFFN 30-Apr-2007 126650100 CVS 932675816 Management
CORPORATION FFFFFFNFAFF
PES33 C 6176903 C 6176903 THE WESTERN UNION Annual 10-May-2007 29200 29200 FFF NFF 18-Apr-2007 959802109 WU 932659886 Management
COMPANY
PES33 C 6176903 C 6176903 JPMORGAN CHASE & CO. Annual 15-May-2007 10900 10900 FFFFFFFFFFF FNFFFFFFA 18-Apr-2007 46625H100 JPM 932660120 Management
PES33 C 6176903 C 6176903 THE HARTFORD Annual 16-May-2007 5900 5900 FFFFFFFFFFFF F 08-May-2007 416515104 HIG 932662631 Management
FINANCIAL SVCS GROUP, I
PES33 C 6176903 C 6176903 CEPHALON, INC. Annual 17-May-2007 8200 8200 FFFFFFFF NNF 09-May-2007 156708109 CEPH 932678329 Management
PES33 C 6176903 C 6176903 PRINCIPAL FINANCIAL Annual 22-May-2007 7600 7600 FFFF F 09-May-2007 74251V102 PFG 932672618 Management
GROUP, INC.
PES33 C 6176903 C 6176903 EXPRESS SCRIPTS, INC. Annual 23-May-2007 4100 4100 FFFFFFFFFFFF F 09-May-2007 302182100 ESRX 932697658 Management
PES33 C 6176903 C 6176903 MCDONALD'S Annual 24-May-2007 15000 15000 FFFFFAA 09-May-2007 580135101 MCD 932674511 Management
CORPORATION
PES33 C 6176903 C 6176903 MEDCO HEALTH Annual 24-May-2007 5665 5665 FF FFF 09-May-2007 58405U102 MHS 932680374 Management
SOLUTIONS, INC.
PES33 C 6176903 C 6176903 UNITEDHEALTH GROUP Annual 29-May-2007 12000 12000 FFFF FFFFFFFFFF 09-May-2007 91324P102 UNH 932703564 Management
INCORPORATED
Date Range: 01-Jul-2006 To 30-Jun-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Vote User ID Account Group Account Number Internal Account Company Name Meeting Type Meeting Date Ballot Voted Director Votes Proposal Vote Date Security ISIN Ticker Symbol Agenda Committee Name
Number Shares Shares Votes Number
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
PES33 C 6176903 C 6176903 DIAGEO PLC Annual 17-Oct-2006 13400 13400 FFFFFFFFNNF 16-Oct-2006 25243Q205 DEO 932587908 Management
FFN
PES33 C 6176903 C 6176903 MICROSOFT CORPORATION Annual 14-Nov-2006 28000 28000 FFFFFFFFFFA 27-Oct-2006 594918104 MSFT 932591173 Management
AA
PES33 C 6176903 C 6176903 AIR PRODUCTS AND Annual 25-Jan-2007 5800 5800 FFFF F 16-Jan-2007 009158106 APD 932615365 Management
CHEMICALS, INC.
PES33 C 6176903 C 6176903 ROCKWELL AUTOMATION, Annual 07-Feb-2007 12200 12200 FFF F 29-Jan-2007 773903109 ROK 932616014 Management
INC.
PES33 C 6176903 C 6176903 NOVARTIS AG Annual 06-Mar-2007 12100 12100 FFFFFFFF 05-Mar-2007 66987V109 NVS 932630696 Management
PES33 C 6176903 C 6176903 CVS/CAREMARK CORPORATION Special 15-Mar-2007 24000 24000 FFF 05-Feb-2007 126650100 CVS 932625784 Management
PES33 C 6176903 C 6176903 BP P.L.C. Annual 12-Apr-2007 6000 6000 FWFFFFFFFFFFFFF F FFFFFFNN 11-Apr-2007 055622104 BP 932640837 Management
PES33 C 6176903 C 6176903 PRAXAIR, INC. Annual 24-Apr-2007 10500 10500 FFFF NNF 13-Apr-2007 74005P104 PX 932641079 Management
PES33 C 6176903 C 6176903 INTERNATIONAL BUSINESS Annual 24-Apr-2007 4630 4630 FFFFFFFFFFFF FFFFFFAFNF 16-Apr-2007 459200101 IBM 932642944 Management
MACHINES CORP
PES33 C 6176903 C 6176903 L-3 COMMUNICATIONS Annual 24-Apr-2007 6200 6200 FFFF F 16-Apr-2007 502424104 LLL 932660170 Management
HOLDINGS, INC.
PES33 C 6176903 C 6176903 BANK OF AMERICA Annual 25-Apr-2007 13000 13000 NNNNNNNNNN 18-Apr-2007 060505104 BAC 932644481 Management
CORPORATION NNNNNNNFNN F
PES33 C 6176903 C 6176903 TEXTRON INC. Annual 25-Apr-2007 7900 7900 FFFFFFFFA 17-Apr-2007 883203101 TXT 932646170 Management
PES33 C 6176903 C 6176903 KELLOGG COMPANY Annual 27-Apr-2007 14200 14200 FFFF FFF 17-Apr-2007 487836108 K 932642728 Management
PES33 C 6176903 C 6176903 PEPSICO, INC. Annual 02-May-2007 11700 11700 FFFFFFFFFFF 19-Apr-2007 713448108 PEP 932655345 Management
NA
PES33 C 6176903 C 6176903 COLGATE-PALMOLIVE Annual 03-May-2007 9800 9800 FFFFFFFFFFF 30-Apr-2007 194162103 CL 932664433 Management
COMPANY
PES33 C 6176903 C 6176903 CVS/CAREMARK CORPORATION Annual 09-May-2007 21200 21200 FFFFFNFFFFN 30-Apr-2007 126650100 CVS 932675816 Management
FFFFFFNFAFF
PES33 C 6176903 C 6176903 THE WESTERN UNION Annual 10-May-2007 29200 29200 FFF NFF 18-Apr-2007 959802109 WU 932659886 Management
COMPANY
PES33 C 6176903 C 6176903 JPMORGAN CHASE & CO. Annual 15-May-2007 10900 10900 FFFFFFFFFFF FNFFFFFFA 18-Apr-2007 46625H100 JPM 932660120 Management
PES33 C 6176903 C 6176903 THE HARTFORD FINANCIAL Annual 16-May-2007 5900 5900 FFFFFFFFFFFF F 08-May-2007 416515104 HIG 932662631 Management
SVCS GROUP, I
PES33 C 6176903 C 6176903 CEPHALON, INC. Annual 17-May-2007 8200 8200 FFFFFFFF NNF 09-May-2007 156708109 CEPH 932678329 Management
PES33 C 6176903 C 6176903 PRINCIPAL FINANCIAL Annual 22-May-2007 7600 7600 FFFF F 09-May-2007 74251V102 PFG 932672618 Management
GROUP, INC.
PES33 C 6176903 C 6176903 EXPRESS SCRIPTS, INC. Annual 23-May-2007 4100 4100 FFFFFFFFFFFF F 09-May-2007 302182100 ESRX 932697658 Management
PES33 C 6176903 C 6176903 MCDONALD'S CORPORATION Annual 24-May-2007 15000 15000 FFFFFAA 09-May-2007 580135101 MCD 932674511 Management
PES33 C 6176903 C 6176903 MEDCO HEALTH SOLUTIONS, Annual 24-May-2007 5665 5665 FF FFF 09-May-2007 58405U102 MHS 932680374 Management
INC.
PES33 C 6176903 C 6176903 UNITEDHEALTH GROUP Annual 29-May-2007 12000 12000 FFFF FFFFFFFFFF 09-May-2007 91324P102 UNH 932703564 Management
INCORPORATED
Quaker Core Equity Fund - Vote Summary
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 31428X106 Meeting Type Annual
Ticker Symbol FDX Meeting Date 25-Sep-2006
ISIN Agenda 932575105 - Management
City Holding Recon Date 31-Jul-2006
Country United States Vote Deadline Date 22-Sep-2006
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 JAMES L. BARKSDALE For For
2 AUGUST A. BUSCH IV For For
3 JOHN A. EDWARDSON For For
4 JUDITH L. ESTRIN For For
5 J. KENNETH GLASS For For
6 PHILIP GREER For For
7 J.R. HYDE, III For For
8 SHIRLEY A. JACKSON For For
9 STEVEN R. LORANGER For For
10 CHARLES T. MANATT For For
11 FREDERICK W. SMITH For For
12 JOSHUA I. SMITH For For
13 PAUL S. WALSH For For
14 PETER S. WILLMOTT For For
02 Eliminate Supermajority Requirement To Act By Written Consent Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 S/H Proposal - Environmental Shareholder Against For
05 S/H Proposal - Corporate Governance Shareholder For Against
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
10885-02-L 1S4 1300 0 13-Sep-2006
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 09247X101 Meeting Type Special
Ticker Symbol BLK Meeting Date 25-Sep-2006
ISIN Agenda 932578997 - Management
City Holding Recon Date 03-Aug-2006
Country United States Vote Deadline Date 22-Sep-2006
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Approve Merger Agreement Management For For
02 Approve Issuance Of Warrants Management For For
03 Approve Charter Amendment Management For For
04 Approve Charter Amendment Management For For
05 Approve Charter Amendment Management For For
06 Approve Charter Amendment Management For For
07 Set/Change Number Of Directors On Board Management For For
08 Approve Charter Amendment Management For For
09 Amend Stock Compensation Plan Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
10885-02-L 1S4 1000 0 13-Sep-2006
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
MAVERICK TUBE CORPORATION
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 577914104 Meeting Type Special
Ticker Symbol MVK Meeting Date 02-Oct-2006
ISIN Agenda 932582340 - Management
City Holding Recon Date 31-Aug-2006
Country United States Vote Deadline Date 29-Sep-2006
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Approve Merger Agreement Management For For
02 Approve Motion To Adjourn Meeting Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 2500 0 29-Sep-2006 29-Sep-2006
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 742718109 Meeting Type Annual
Ticker Symbol PG Meeting Date 10-Oct-2006
ISIN Agenda 932579103 - Management
City Holding Recon Date 11-Aug-2006
Country United States Vote Deadline Date 09-Oct-2006
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 NORMAN R. AUGUSTINE For For
2 A.G. LAFLEY For For
3 JOHNATHAN A. RODGERS For For
4 JOHN F. SMITH, JR. For For
5 MARGARET C. WHITMAN For For
02 Set/Change Number Of Directors On Board Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 Amend Stock Compensation Plan Management For For
05 Miscellaneous Shareholder Proposal Shareholder Against For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
10885-02-L 1S4 3700 0 02-Oct-2006 02-Oct-2006
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
APPLIED INDUSTRIAL TECHNOLOGIES, INC
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 03820C105 Meeting Type Annual
Ticker Symbol AIT Meeting Date 24-Oct-2006
ISIN Agenda 932582516 - Management
City Holding Recon Date 28-Aug-2006
Country United States Vote Deadline Date 23-Oct-2006
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 THOMAS A. COMMES For For
2 PETER A. DORSMAN For For
3 J. MICHAEL MOORE For For
4 DR. JERRY SUE THORNTON For For
02 Ratify Appointment Of Independent Auditors Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 1500 0 02-Oct-2006 02-Oct-2006
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 71646E100 Meeting Type Special
Ticker Symbol PTR Meeting Date 01-Nov-2006
ISIN Agenda 932588265 - Management
City Holding Recon Date 20-Sep-2006
Country United States Vote Deadline Date 27-Oct-2006
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
O1 Authorize Purchase Of Assets Management For
O2 Miscellaneous Shareholder Equity - Global Management For
O3 Miscellaneous Shareholder Equity - Global Management For
O4 Miscellaneous Shareholder Equity - Global Management For
S5 Approve Article Amendments Management For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 3860 0 17-Oct-2006 17-Oct-2006
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 512807108 Meeting Type Annual
Ticker Symbol LRCX Meeting Date 02-Nov-2006
ISIN Agenda 932593139 - Management
City Holding Recon Date 15-Sep-2006
Country United States Vote Deadline Date 01-Nov-2006
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 JAMES W. BAGLEY For For
2 DAVID G. ARSCOTT For For
3 ROBERT M. BERDAHL For For
4 RICHARD J. ELKUS, JR. For For
5 JACK R. HARRIS For For
6 GRANT M. INMAN For For
7 CATHERINE P. LEGO For For
8 STEPHEN G. NEWBERRY For For
9 SEIICHI WATANABE For For
10 PATRICIA S. WOLPERT For For
02 Amend Cash/Stock Bonus Plan Management For For
03 Approve Stock Compensation Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 4400 0 20-Oct-2006 20-Oct-2006
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
JACOBS ENGINEERING GROUP INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 469814107 Meeting Type Annual
Ticker Symbol JEC Meeting Date 25-Jan-2007
ISIN Agenda 932616634 - Management
City Holding Recon Date 15-Dec-2006
Country United States Vote Deadline Date 24-Jan-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 ROBERT C. DAVIDSON, JR. For For
2 EDWARD V. FRITZKY For For
3 ROBERT B. GWYN For For
4 BENJAMIN F. MONTOYA For For
02 Approve Authorized Common Stock Increase Management For For
03 Miscellaneous Corporate Governance Management For For
04 Ratify Appointment Of Independent Auditors Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 200 0 22-Jan-2007 22-Jan-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
OSHKOSH TRUCK CORPORATION
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 688239201 Meeting Type Annual
Ticker Symbol OSK Meeting Date 06-Feb-2007
ISIN Agenda 932616343 - Management
City Holding Recon Date 11-Dec-2006
Country United States Vote Deadline Date 05-Feb-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 J. WILLIAM ANDERSEN For For
2 ROBERT G. BOHN For For
3 ROBERT A. CORNOG For For
4 RICHARD M. DONNELLY For For
5 DONALD V. FITES For For
6 FREDERICK M. FRANKS, JR For For
7 MICHAEL W. GREBE For For
8 KATHLEEN J. HEMPEL For For
9 HARVEY N. MEDVIN For For
10 J. PETER MOSLING, JR. For For
11 RICHARD G. SIM For For
02 Ratify Appointment Of Independent Auditors Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 4400 0 04-Jan-2007 04-Jan-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
INTERNAP NETWORK SERVICES CORPORATIO
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 45885A300 Meeting Type Special
Ticker Symbol INAP Meeting Date 20-Feb-2007
ISIN Agenda 932623956 - Management
City Holding Recon Date 29-Dec-2006
Country United States Vote Deadline Date 16-Feb-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Approve Merger Agreement Management For For
02 Approve Motion To Adjourn Meeting Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 1000 0 07-Feb-2007 07-Feb-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 66987V109 Meeting Type Annual
Ticker Symbol NVS Meeting Date 06-Mar-2007
ISIN Agenda 932630696 - Management
City Holding Recon Date 17-Jan-2007
Country United States Vote Deadline Date 21-Feb-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Approve Financial Statements Management For For
02 Approve Previous Board's Actions Management For For
03 Elect Supervisory Board Member Management For For
4A Miscellaneous Corporate Governance Management For For
4B Miscellaneous Corporate Governance Management For For
4C Miscellaneous Corporate Governance Management For For
05 Ratify Appointment Of Independent Auditors Management For For
06 Miscellaneous Corporate Actions Management Against Against
Comments-Due to the fact that this is a non-voting item, we have no choice but to vote against this item.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 3300 0 20-Feb-2007 20-Feb-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 038222105 Meeting Type Annual
Ticker Symbol AMAT Meeting Date 14-Mar-2007
ISIN Agenda 932631915 - Management
City Holding Recon Date 19-Jan-2007
Country United States Vote Deadline Date 13-Mar-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 MICHAEL H. ARMACOST For For
2 ROBERT H. BRUST For For
3 DEBORAH A. COLEMAN For For
4 PHILIP V. GERDINE For For
5 THOMAS J. IANNOTTI For For
6 CHARLES Y.S. LIU For For
7 JAMES C. MORGAN For For
8 GERHARD H. PARKER For For
9 WILLEM P. ROELANDTS For For
10 MICHAEL R. SPLINTER For For
02 Approve Stock Compensation Plan Management
03 ADOPT STOCK PURCHASE PLAN Management For For
04 Amend Cash/Stock Bonus Plan Management For For
05 Ratify Appointment Of Independent Auditors Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 7700 0 01-Mar-2007 01-Mar-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
CVS/CAREMARK CORPORATION
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 126650100 Meeting Type Special
Ticker Symbol CVS Meeting Date 15-Mar-2007
ISIN Agenda 932625784 - Management
City Holding Recon Date 19-Jan-2007
Country United States Vote Deadline Date 14-Mar-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Approve Charter Amendment Management For For
02 Approve Merger Agreement Management For For
03 Approve Motion To Adjourn Meeting Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 3200 0 13-Feb-2007 13-Feb-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
LSI LOGIC CORPORATION
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 502161102 Meeting Type Special
Ticker Symbol LSI Meeting Date 29-Mar-2007
ISIN Agenda 932630999 - Management
City Holding Recon Date 02-Feb-2007
Country United States Vote Deadline Date 28-Mar-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Approve Merger Agreement Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 15100 0 05-Mar-2007 05-Mar-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
IDEX CORPORATION
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 45167R104 Meeting Type Annual
Ticker Symbol IEX Meeting Date 03-Apr-2007
ISIN Agenda 932640914 - Management
City Holding Recon Date 15-Feb-2007
Country United States Vote Deadline Date 02-Apr-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 RUBY R. CHANDY For For
2 NEIL A. SPRINGER For For
02 Ratify Appointment Of Independent Auditors Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 2000 0 16-Mar-2007 16-Mar-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 617446448 Meeting Type Annual
Ticker Symbol MS Meeting Date 10-Apr-2007
ISIN Agenda 932634353 - Management
City Holding Recon Date 09-Feb-2007
Country United States Vote Deadline Date 09-Apr-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management Against Against
Comments-We withhold our vote as the above board member(s) is currently sitting on more than 3 boards.
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management Against Against
Comments-The new shares represent a potential dilution in relative voting power and could dilute equity interest.
04 S/H Proposal - Proxy Process/Statement Shareholder For Against
05 S/H Proposal - Executive Compensation Shareholder For Against
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 2400 0 28-Mar-2007 28-Mar-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 806857108 Meeting Type Annual
Ticker Symbol SLB Meeting Date 11-Apr-2007
ISIN Agenda 932636484 - Management
City Holding Recon Date 21-Feb-2007
Country United States Vote Deadline Date 10-Apr-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 P. CAMUS For For
2 J.S. GORELICK For For
3 A. GOULD For For
4 T. ISAAC For For
5 N. KUDRYAVTSEV For For
6 A. LAJOUS For For
7 M.E. MARKS For For
8 D. PRIMAT For For
9 L.R. REIF For For
10 T.I. SANDVOLD For For
11 N. SEYDOUX For For
12 L.G. STUNTZ For For
13 R. TALWAR For For
02 Approve Financial Statements Management For For
03 Ratify Appointment Of Independent Auditors Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 3000 0 23-Mar-2007 23-Mar-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 524908100 Meeting Type Annual
Ticker Symbol LEH Meeting Date 12-Apr-2007
ISIN Agenda 932635482 - Management
City Holding Recon Date 12-Feb-2007
Country United States Vote Deadline Date 11-Apr-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management Against Against
Comments-The new shares represent a potential dilution in relative voting power and could dilute equity interest.
04 S/H Proposal - Political/Government Shareholder Against For
Comments-Due to the cost involved in preparing and publicizing such reports, we do not feel it would be the most
effective use of shareholder funds.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 2300 0 29-Mar-2007 29-Mar-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
DOVER CORPORATION
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 260003108 Meeting Type Annual
Ticker Symbol DOV Meeting Date 17-Apr-2007
ISIN Agenda 932638488 - Management
City Holding Recon Date 28-Feb-2007
Country United States Vote Deadline Date 16-Apr-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 D.H. BENSON For For
2 R.W. CREMIN For For
3 J-P.M. ERGAS For For
4 K.C. GRAHAM For For
5 R.L. HOFFMAN For For
6 J.L. KOLEY For For
7 R.K. LOCHRIDGE For For
8 T.L. REECE For For
9 B.G. RETHORE For For
10 M.B. STUBBS For For
11 M.A. WINSTON For For
02 S/H Proposal - Proxy Process/Statement Shareholder For Against
03 Transact Other Business Management Against Against
Comments-As we cannot know the content of these issues, we do not approve this request.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 3800 0 02-Apr-2007 02-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
BURLINGTON NORTHERN SANTA FE CORPORA
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 12189T104 Meeting Type Annual
Ticker Symbol BNI Meeting Date 19-Apr-2007
ISIN Agenda 932641067 - Management
City Holding Recon Date 28-Feb-2007
Country United States Vote Deadline Date 18-Apr-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 A.L. BOECKMANN For For
2 D.G. COOK For For
3 V.S. MARTINEZ For For
4 M.F. RACICOT For For
5 R.S. ROBERTS For For
6 M.K. ROSE For For
7 M.J. SHAPIRO For For
8 J.C. WATTS, JR. For For
9 R.H. WEST For For
10 J.S. WHISLER For For
11 E.E. WHITACRE, JR. For For
02 Ratify Appointment Of Independent Auditors Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 1500 0 03-Apr-2007 03-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 025816109 Meeting Type Annual
Ticker Symbol AXP Meeting Date 23-Apr-2007
ISIN Agenda 932643629 - Management
City Holding Recon Date 28-Feb-2007
Country United States Vote Deadline Date 20-Apr-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 D.F. AKERSON For For
2 C. BARSHEFSKY For For
3 U.M. BURNS For For
4 K.I. CHENAULT For For
5 P. CHERNIN For For
6 V.E. JORDAN, JR. For For
7 J. LESCHLY For For
8 R.C. LEVIN For For
9 R.A. MCGINN For For
10 E.D. MILLER For For
11 F.P. POPOFF For For
12 S.S. REINEMUND For For
13 R.D. WALTER For For
14 R.A. WILLIAMS For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 S/H Proposal - Adopt Cumulative Voting Shareholder For Against
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 2000 0 10-Apr-2007 10-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
PRAXAIR, INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 74005P104 Meeting Type Annual
Ticker Symbol PX Meeting Date 24-Apr-2007
ISIN Agenda 932641079 - Management
City Holding Recon Date 01-Mar-2007
Country United States Vote Deadline Date 23-Apr-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 JOSE P. ALVES For For
2 RONALD L. KUEHN, JR. For For
3 H. MITCHELL WATSON, JR. For For
4 ROBERT L. WOOD For For
02 S/H Proposal - Proxy Process/Statement Shareholder For Against
03 S/H Proposal - Proxy Process/Statement Shareholder Against For
Comments-This proposal is not in the best interest of shareholders.
04 Ratify Appointment Of Independent Auditors Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 2000 0 10-Apr-2007 10-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
AMETEK, INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 031100100 Meeting Type Annual
Ticker Symbol AME Meeting Date 24-Apr-2007
ISIN Agenda 932644431 - Management
City Holding Recon Date 09-Mar-2007
Country United States Vote Deadline Date 23-Apr-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 CHARLES D. KLEIN For For
2 STEVEN W. KOHLHAGEN For For
02 Approve Authorized Common Stock Increase Management For For
03 Approve Stock Compensation Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 3900 0 10-Apr-2007 10-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
HARSCO CORPORATION
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 415864107 Meeting Type Annual
Ticker Symbol HSC Meeting Date 24-Apr-2007
ISIN Agenda 932650369 - Management
City Holding Recon Date 02-Mar-2007
Country United States Vote Deadline Date 23-Apr-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 G.D.H. BUTLER For For
2 K.G. EDDY For For
3 S.D. FAZZOLARI For For
4 D.C. HATHAWAY For For
5 J.J. JASINOWSKI For For
6 D.H. PIERCE For For
7 C.F. SCANLAN For For
8 J.I. SCHEINER For For
9 A.J. SORDONI, III For For
10 J.P. VIVIANO For For
11 R.C. WILBURN For For
02 Ratify Appointment Of Independent Auditors Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 2000 0 10-Apr-2007 10-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
CHUBB CORPORATION
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 171232101 Meeting Type Annual
Ticker Symbol CB Meeting Date 24-Apr-2007
ISIN Agenda 932655737 - Management
City Holding Recon Date 05-Mar-2007
Country United States Vote Deadline Date 23-Apr-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 ZOE BAIRD For For
2 SHEILA P. BURKE For For
3 JAMES I. CASH, JR. For For
4 JOEL J. COHEN For For
5 JOHN D. FINNEGAN For For
6 KLAUS J. MANGOLD For For
7 SIR D.G. SCHOLEY, CBE For For
8 LAWRENCE M. SMALL For For
9 DANIEL E. SOMERS For For
10 KAREN HASTIE WILLIAMS For For
11 ALFRED W. ZOLLAR For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 S/H Proposal - Political/Government Shareholder For Against
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 900 0 03-Apr-2007 03-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 369604103 Meeting Type Annual
Ticker Symbol GE Meeting Date 25-Apr-2007
ISIN Agenda 932635862 - Management
City Holding Recon Date 26-Feb-2007
Country United States Vote Deadline Date 24-Apr-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
A Election Of Directors Management
Comments-We withhold our vote as the above board member(s) is currently sitting on more than 3 boards.
1 JAMES I. CASH, JR. For For
2 SIR WILLIAM M. CASTELL For For
3 ANN M. FUDGE For For
4 CLAUDIO X. GONZALEZ Withheld Against
5 SUSAN HOCKFIELD For For
6 JEFFREY R. IMMELT For For
7 ANDREA JUNG For For
8 ALAN G.(A.G.) LAFLEY For For
9 ROBERT W. LANE For For
10 RALPH S. LARSEN For For
11 ROCHELLE B. LAZARUS For For
12 SAM NUNN For For
13 ROGER S. PENSKE For For
14 ROBERT J. SWIERINGA For For
15 DOUGLAS A. WARNER III For For
16 ROBERT C. WRIGHT For For
B Ratify Appointment Of Independent Auditors Management For For
C Approve Charter Amendment Management For For
D Approve Stock Compensation Plan Management For For
E Amend Cash/Stock Bonus Plan Management For For
01 S/H Proposal - Adopt Cumulative Voting Shareholder For Against
02 Miscellaneous Shareholder Proposal Shareholder For Against
03 Miscellaneous Shareholder Proposal Shareholder
Comments-This proposal would limit the board's independent nominating committee from selecting the best director
candidates, therefore we do not support this proposal.
04 S/H PROPOSAL - ESTABLISH Independent Chairman Shareholder For Against
05 Miscellaneous Shareholder Proposal Shareholder For Against
06 S/H Proposal - Establish Nominating Committee Shareholder Against For
Comments-We do not support this current resolution.
07 S/H Proposal - Environmental Shareholder Against For
Comments-We do not feel shareholder support is warranted at this time.
08 Miscellaneous Shareholder Proposal Shareholder Against For
Comments-The company's current policies and oversight systems for military & government sales outweigh the potential
benefits that may be derived from this proposal.
09 Miscellaneous Shareholder Proposal Shareholder Against For
Comments-We do not feel shareholder support is warranted at this time.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 14740 0 30-Mar-2007 30-Mar-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
MEMC ELECTRONIC MATERIALS, INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 552715104 Meeting Type Annual
Ticker Symbol WFR Meeting Date 25-Apr-2007
ISIN Agenda 932643910 - Management
City Holding Recon Date 01-Mar-2007
Country United States Vote Deadline Date 24-Apr-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
Comments-We withhold our vote for the above board member(s) standing as an Insider on the Audit, Compensation &
Nominating Committees.
1 JOHN MARREN Withheld Against
2 WILLIAM E. STEVENS For For
3 JAMES B. WILLIAMS For For
02 Amend Stock Compensation Plan Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 2000 0 10-Apr-2007 10-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
TEXTRON INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 883203101 Meeting Type Annual
Ticker Symbol TXT Meeting Date 25-Apr-2007
ISIN Agenda 932646170 - Management
City Holding Recon Date 02-Mar-2007
Country United States Vote Deadline Date 24-Apr-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Miscellaneous Corporate Governance Management For For
02 Miscellaneous Corporate Governance Management Against Against
Comments-We withhold our vote from the above board member(s) for serving on the compensation committee and
making concession for a poor pay practice.
03 Miscellaneous Corporate Governance Management Against Against
Comments-We withhold our vote from the above board member(s) for serving on the compensation committee and
making concession for a poor pay practice.
04 Miscellaneous Corporate Governance Management Against Against
Comments-We withhold our vote from the above board member(s) for serving on the compensation committee and
making concession for a poor pay practice.
05 Miscellaneous Corporate Governance Management For For
06 Approve Stock Compensation Plan Management For For
07 Approve Stock Compensation Plan Management For For
08 Ratify Appointment Of Independent Auditors Management For For
09 S/H Proposal - Military/Weapons Shareholder Against For
Comments-Shareholder support is not warranted at this time.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 2100 0 12-Apr-2007 12-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
OFFICE DEPOT, INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 676220106 Meeting Type Annual
Ticker Symbol ODP Meeting Date 25-Apr-2007
ISIN Agenda 932671527 - Management
City Holding Recon Date 20-Mar-2007
Country United States Vote Deadline Date 24-Apr-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 1300 0 17-Apr-2007 17-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 219350105 Meeting Type Annual
Ticker Symbol GLW Meeting Date 26-Apr-2007
ISIN Agenda 932637905 - Management
City Holding Recon Date 26-Feb-2007
Country United States Vote Deadline Date 25-Apr-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
Comments-We withhold our vote for failure to implement the proposal to declassify the board.
1 ROBERT F. CUMMINGS, JR. For For
2 EUGENE C. SIT Withheld Against
3 WILLIAM D. SMITHBURG Withheld Against
4 HANSEL E. TOOKES II Withheld Against
5 WENDELL P. WEEKS Withheld Against
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H PROPOSAL - DECLASSIFY BOARD Shareholder For Against
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 7400 0 02-Apr-2007 02-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 478160104 Meeting Type Annual
Ticker Symbol JNJ Meeting Date 26-Apr-2007
ISIN Agenda 932642514 - Management
City Holding Recon Date 27-Feb-2007
Country United States Vote Deadline Date 25-Apr-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 MARY S. COLEMAN For For
2 JAMES G. CULLEN For For
3 MICHAEL M.E. JOHNS For For
4 ARNOLD G. LANGBO For For
5 SUSAN L. LINDQUIST For For
6 LEO F. MULLIN For For
7 CHRISTINE A. POON For For
8 CHARLES PRINCE For For
9 STEVEN S REINEMUND For For
10 DAVID SATCHER For For
11 WILLIAM C. WELDON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Corporate Governance Shareholder For Against
04 Miscellaneous Shareholder Proposal Shareholder For Against
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 8700 0 10-Apr-2007 10-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 057224107 Meeting Type Annual
Ticker Symbol BHI Meeting Date 26-Apr-2007
ISIN Agenda 932643845 - Management
City Holding Recon Date 01-Mar-2007
Country United States Vote Deadline Date 25-Apr-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 LARRY D. BRADY For For
2 C.P. CAZALOT, JR. For For
3 CHAD C. DEATON For For
4 EDWARD P. DJEREJIAN For For
5 ANTHONY G. FERNANDES For For
6 CLAIRE W. GARGALLI For For
7 PIERRE H. JUNGELS For For
8 JAMES A. LASH For For
9 JAMES F. MCCALL For For
10 J. LARRY NICHOLS For For
11 H. JOHN RILEY, JR. For For
12 CHARLES L. WATSON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 3900 0 28-Mar-2007 28-Mar-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
WYETH
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 983024100 Meeting Type Annual
Ticker Symbol WYE Meeting Date 26-Apr-2007
ISIN Agenda 932650434 - Management
City Holding Recon Date 02-Mar-2007
Country United States Vote Deadline Date 25-Apr-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Eliminate Supermajority Requirement To Act By Written Consent Management For For
04 Amend Stock Compensation Plan Management For For
05 S/H Proposal - Animal Rights Shareholder Against For
Comments-These additional measures could place a burden on contractual agreements with external laboratories.
06 S/H Proposal - Health Issues Shareholder For Against
07 S/H Proposal - Political/Government Shareholder For Against
08 S/H Proposal - Executive Compensation Shareholder For Against
09 S/H Proposal - Corporate Governance Shareholder Against For
Comments-Providing a safeguard may jeopardize a director's independence.
10 Miscellaneous Corporate Governance Management Abstain
11 S/H Proposal - Separate Chairman/CEO Shareholder For Against
12 S/H Proposal - Executive Compensation Shareholder For Against
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 4000 0 17-Apr-2007 17-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 02209S103 Meeting Type Annual
Ticker Symbol MO Meeting Date 26-Apr-2007
ISIN Agenda 932652349 - Management
City Holding Recon Date 05-Mar-2007
Country United States Vote Deadline Date 25-Apr-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 ELIZABETH E. BAILEY For For
2 HAROLD BROWN For For
3 MATHIS CABIALLAVETTA For For
4 LOUIS C. CAMILLERI For For
5 J. DUDLEY FISHBURN For For
6 ROBERT E.R. HUNTLEY For For
7 THOMAS W. JONES For For
8 GEORGE MUNOZ For For
9 LUCIO A. NOTO For For
10 JOHN S. REED For For
11 STEPHEN M. WOLF For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Adopt Cumulative Voting Shareholder For Against
04 S/H Proposal - Human Rights Related Shareholder Against For
Comments-Due to concerns relating to the structure of this resolution, we vote against this proposal.
05 S/H Proposal - Tobacco Shareholder Against For
Comments-This proposal is not in the best interest of shareholders.
06 S/H Proposal - Tobacco Shareholder Against For
Comments-Based on the facts provided, shareholder support is not warranted at this time.
07 S/H Proposal - Animal Rights Shareholder Against For
Comments-Due to the cost involved in preparing and publicizing such reports, we do not feel it would be the most
effective use of shareholder funds.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 3000 0 10-Apr-2007 10-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
ROGERS CORPORATION
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 775133101 Meeting Type Annual
Ticker Symbol ROG Meeting Date 26-Apr-2007
ISIN Agenda 932669623 - Management
City Holding Recon Date 05-Mar-2007
Country United States Vote Deadline Date 25-Apr-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 LEONARD M. BAKER For For
2 WALTER E. BOOMER For For
3 CHARLES M. BRENNAN, III For For
4 GREGORY B. HOWEY For For
5 LEONARD R. JASKOL For For
6 CAROL R. JENSEN For For
7 EILEEN S. KRAUS For For
8 ROBERT G. PAUL For For
9 ROBERT D. WACHOB For For
02 Ratify Appointment Of Independent Auditors Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 1000 0 17-Apr-2007 17-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 46120E602 Meeting Type Annual
Ticker Symbol ISRG Meeting Date 27-Apr-2007
ISIN Agenda 932642526 - Management
City Holding Recon Date 28-Feb-2007
Country United States Vote Deadline Date 26-Apr-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 ALAN J. LEVY For For
2 ERIC H. HALVORSON For For
3 D. KEITH GROSSMAN For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 3000 0 10-Apr-2007 10-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 590188108 Meeting Type Annual
Ticker Symbol MER Meeting Date 27-Apr-2007
ISIN Agenda 932645940 - Management
City Holding Recon Date 28-Feb-2007
Country United States Vote Deadline Date 26-Apr-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 JOHN D. FINNEGAN For For
2 JOSEPH W. PRUEHER For For
3 ANN N. REESE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Adopt Cumulative Voting Shareholder For Against
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 Miscellaneous Shareholder Proposal Shareholder For Against
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 1500 0 11-Apr-2007 11-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
GARDNER DENVER, INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 365558105 Meeting Type Annual
Ticker Symbol GDI Meeting Date 01-May-2007
ISIN Agenda 932648617 - Management
City Holding Recon Date 02-Mar-2007
Country United States Vote Deadline Date 30-Apr-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 FRANK J. HANSEN For For
2 THOMAS M. MCKENNA For For
3 DIANE K. SCHUMACHER For For
4 CHARLES L. SZEWS For For
02 Amend Stock Compensation Plan Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 4000 0 17-Apr-2007 17-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 89417E109 Meeting Type Annual
Ticker Symbol TRV Meeting Date 01-May-2007
ISIN Agenda 932651359 - Management
City Holding Recon Date 05-Mar-2007
Country United States Vote Deadline Date 30-Apr-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 ALAN L. BELLER For For
2 JOHN H. DASBURG For For
3 JANET M. DOLAN For For
4 KENNETH M. DUBERSTEIN For For
5 JAY S. FISHMAN For For
6 LAWRENCE G. GRAEV For For
7 PATRICIA L. HIGGINS For For
8 THOMAS R. HODGSON For For
9 C.L. KILLINGSWORTH, JR. For For
10 ROBERT I. LIPP For For
11 BLYTHE J. MCGARVIE For For
12 GLEN D. NELSON, MD For For
13 LAURIE J. THOMSEN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Adopt Supermajority Requirement To Change Number Of Management For For
Directors
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 2000 0 17-Apr-2007 17-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
NUTRISYSTEM, INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 67069D108 Meeting Type Annual
Ticker Symbol NTRI Meeting Date 01-May-2007
ISIN Agenda 932655585 - Management
City Holding Recon Date 07-Mar-2007
Country United States Vote Deadline Date 30-Apr-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
Comments-We withhold our vote from the above Board Member(s) for poor attendance.
1 IAN J. BERG For For
2 ROBERT F. BERNSTOCK For For
3 MICHAEL A. DIPIANO For For
4 MICHAEL J. HAGAN For For
5 WARREN V. MUSSER Withheld Against
6 BRIAN P. TIERNEY For For
7 STEPHEN T. ZARRILLI For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 1000 0 11-Apr-2007 11-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
CHOICE HOTELS INTERNATIONAL, INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 169905106 Meeting Type Annual
Ticker Symbol CHH Meeting Date 01-May-2007
ISIN Agenda 932662059 - Management
City Holding Recon Date 12-Mar-2007
Country United States Vote Deadline Date 30-Apr-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 WILLIAM L. JEWS For For
2 JOHN T. SCHWIETERS For For
3 DAVID C. SULLIVAN For For
02 Ratify Appointment Of Independent Auditors Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 2000 0 23-Apr-2007 23-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
HOUSTON WIRE & CABLE COMPANY
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 44244K109 Meeting Type Annual
Ticker Symbol HWCC Meeting Date 01-May-2007
ISIN Agenda 932674965 - Management
City Holding Recon Date 05-Mar-2007
Country United States Vote Deadline Date 30-Apr-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
Comments-We withhold our vote for the above board member(s) standing as an Affiliated Outsider on the Audit,
Compensation & Nominating Committees.
1 PETER M. GOTSCH Withheld Against
2 IAN STEWART FARWELL For For
3 ROBERT G. HOGAN For For
4 WILLIAM H. SHEFFIELD For For
5 WILSON B. SEXTON For For
6 CHARLES A. SORRENTINO For For
7 SCOTT L. THOMPSON For For
02 Amend Stock Compensation Plan Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 3500 0 20-Apr-2007 20-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 713448108 Meeting Type Annual
Ticker Symbol PEP Meeting Date 02-May-2007
ISIN Agenda 932655345 - Management
City Holding Recon Date 09-Mar-2007
Country United States Vote Deadline Date 01-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 S/H Proposal - Establish Nominating Committee Shareholder Against For
Comments-Based on the exisiting level of disclosure, we do not support this resolution.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 8860 0 18-Apr-2007 18-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
KOHL'S CORPORATION
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 500255104 Meeting Type Annual
Ticker Symbol KSS Meeting Date 02-May-2007
ISIN Agenda 932655511 - Management
City Holding Recon Date 07-Mar-2007
Country United States Vote Deadline Date 01-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 STEVEN A. BURD For For
2 WAYNE EMBRY For For
3 JAMES D. ERICSON For For
4 JOHN F. HERMA For For
5 WILLIAM S. KELLOGG For For
6 KEVIN MANSELL For For
7 R. LAWRENCE MONTGOMERY For For
8 FRANK V. SICA For For
9 PETER M. SOMMERHAUSER For For
10 STEPHEN E. WATSON For For
11 R. ELTON WHITE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 Approve Cash/Stock Bonus Plan Management For For
05 Approve Charter Amendment Management For For
06 S/H Proposal - Corporate Governance Shareholder Against For
Comments-We vote against this proposal, as the board has submitted a substantially similar amendment for shareholder
approval.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 1200 0 12-Apr-2007 12-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 770323103 Meeting Type Annual
Ticker Symbol RHI Meeting Date 03-May-2007
ISIN Agenda 932654343 - Management
City Holding Recon Date 09-Mar-2007
Country United States Vote Deadline Date 02-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 ANDREW S. BERWICK, JR. For For
2 FREDERICK P. FURTH For For
3 EDWARD W. GIBBONS For For
4 HAROLD M. MESSMER, JR. For For
5 THOMAS J. RYAN For For
6 J. STEPHEN SCHAUB For For
7 M. KEITH WADDELL For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Eliminate Cumulative Voting Shareholder Against For
Comments-Shareholder support is not warranted at this time.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 2300 0 17-Apr-2007 17-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
CAPITALSOURCE INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 14055X102 Meeting Type Annual
Ticker Symbol CSE Meeting Date 03-May-2007
ISIN Agenda 932667011 - Management
City Holding Recon Date 15-Mar-2007
Country United States Vote Deadline Date 02-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 ANDREW B. FREMDER For For
2 LAWRENCE C. NUSSDORF For For
02 Ratify Appointment Of Independent Auditors Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 5800 0 18-Apr-2007 18-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
IMS HEALTH INCORPORATED
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 449934108 Meeting Type Annual
Ticker Symbol RX Meeting Date 04-May-2007
ISIN Agenda 932667857 - Management
City Holding Recon Date 09-Mar-2007
Country United States Vote Deadline Date 03-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 JAMES D. EDWARDS For For
2 WILLIAM C. VAN FAASEN For For
3 BRET W. WISE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Eliminate Fair Price Provision Shareholder For Against
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 1000 0 20-Apr-2007 20-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
PROTECTIVE LIFE CORPORATION
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 743674103 Meeting Type Annual
Ticker Symbol PL Meeting Date 07-May-2007
ISIN Agenda 932659949 - Management
City Holding Recon Date 09-Mar-2007
Country United States Vote Deadline Date 04-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 H. CORBIN DAY For For
2 JAMES S.M. FRENCH For For
3 THOMAS L. HAMBY For For
4 JOHN D. JOHNS For For
5 VANESSA LEONARD For For
6 CHARLES D. MCCRARY For For
7 JOHN J. MCMAHON, JR. For For
8 MALCOLM PORTERA For For
9 C. DOWD RITTER For For
10 WILLIAM A. TERRY For For
11 W. MICHAEL WARREN, JR. For For
12 VANESSA WILSON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 2500 0 25-Apr-2007 25-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
LKQ CORP.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 501889208 Meeting Type Annual
Ticker Symbol LKQX Meeting Date 07-May-2007
ISIN Agenda 932660156 - Management
City Holding Recon Date 20-Mar-2007
Country United States Vote Deadline Date 04-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 A. CLINTON ALLEN For For
2 ROBERT M. DEVLIN For For
3 DONALD F. FLYNN For For
4 JOSEPH M. HOLSTEN For For
5 PAUL M. MEISTER For For
6 JOHN F. O'BRIEN For For
7 WILLIAM M. WEBSTER, IV For For
02 Ratify Appointment Of Independent Auditors Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 2000 0 18-Apr-2007 18-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
TRINITY INDUSTRIES, INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 896522109 Meeting Type Annual
Ticker Symbol TRN Meeting Date 07-May-2007
ISIN Agenda 932673242 - Management
City Holding Recon Date 23-Mar-2007
Country United States Vote Deadline Date 04-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 JOHN L. ADAMS For For
2 RHYS J. BEST For For
3 DAVID W. BIEGLER For For
4 RONALD J. GAFFORD For For
5 RONALD W. HADDOCK For For
6 JESS T. HAY For For
7 ADRIAN LAJOUS For For
8 DIANA S. NATALICIO For For
9 TIMOTHY R. WALLACE For For
02 Approve Authorized Common Stock Increase Management For For
03 Ratify Appointment Of Independent Auditors Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 3500 0 25-Apr-2007 25-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 30161N101 Meeting Type Annual
Ticker Symbol EXC Meeting Date 08-May-2007
ISIN Agenda 932660562 - Management
City Holding Recon Date 19-Mar-2007
Country United States Vote Deadline Date 07-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
1A Miscellaneous Corporate Governance Management Against Against
Comments-We withhold our vote as the above board member(s) is currently sitting on more than 3 boards.
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Declassify Board Management For For
04 S/H Proposal - Rescind Or Allow Shareholder To Ratify Poison Pill Shareholder For Against
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 1000 0 23-Apr-2007 23-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
INVESTMENT TECHNOLOGY GROUP, INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 46145F105 Meeting Type Annual
Ticker Symbol ITG Meeting Date 08-May-2007
ISIN Agenda 932662023 - Management
City Holding Recon Date 15-Mar-2007
Country United States Vote Deadline Date 07-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 J. WILLIAM BURDETT For For
2 ROBERT C. GASSER For For
3 WILLIAM I JACOBS For For
4 TIMOTHY L. JONES For For
5 ROBERT L. KING For For
6 KEVIN J.P. O'HARA For For
7 MAUREEN O'HARA For For
8 BRIAN J. STECK For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 Approve Stock Compensation Plan Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 6000 0 25-Apr-2007 25-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
AMGEN INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 031162100 Meeting Type Annual
Ticker Symbol AMGN Meeting Date 09-May-2007
ISIN Agenda 932645988 - Management
City Holding Recon Date 12-Mar-2007
Country United States Vote Deadline Date 08-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Declassify Board Management For For
04 Declassify Board Management For For
5A S/H Proposal - Animal Rights Shareholder Against For
Comments-We do not support this resolution.
5B S/H Proposal - Environmental Shareholder Against For
Comments-We do not believe this proposal warrants shareholder support.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 1600 0 20-Apr-2007 20-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 375558103 Meeting Type Annual
Ticker Symbol GILD Meeting Date 09-May-2007
ISIN Agenda 932658098 - Management
City Holding Recon Date 22-Mar-2007
Country United States Vote Deadline Date 08-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
Comments-We withhold our vote as the above board member(s) is currently sitting on more than 6 boards.
1 PAUL BERG For For
2 JOHN F. COGAN For For
3 ETIENNE F. DAVIGNON Withheld Against
4 JAMES M. DENNY For For
5 CARLA A. HILLS For For
6 JOHN W. MADIGAN For For
7 JOHN C. MARTIN For For
8 GORDON E. MOORE For For
9 NICHOLAS G. MOORE For For
10 GAYLE E. WILSON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 Amend Stock Purchase Plan Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 2000 0 25-Apr-2007 25-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
BENCHMARK ELECTRONICS, INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 08160H101 Meeting Type Annual
Ticker Symbol BHE Meeting Date 09-May-2007
ISIN Agenda 932673608 - Management
City Holding Recon Date 27-Mar-2007
Country United States Vote Deadline Date 08-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 DONALD E. NIGBOR For For
2 CARY T. FU For For
3 STEVEN A. BARTON For For
4 MICHAEL R. DAWSON For For
5 PETER G. DORFLINGER For For
6 DOUGLAS G. DUNCAN For For
7 LAURA W. LANG For For
8 BERNEE D.L. STROM For For
02 Ratify Appointment Of Independent Auditors Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 5100 0 23-Apr-2007 23-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
CVS/CAREMARK CORPORATION
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 126650100 Meeting Type Annual
Ticker Symbol CVS Meeting Date 09-May-2007
ISIN Agenda 932675816 - Management
City Holding Recon Date 30-Mar-2007
Country United States Vote Deadline Date 08-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management Against Against
Comments-For conducting and/or participating in a flawed process for Caremark shareholders in the CVS transaction.
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management Against Against
Comments-For conducting and/or participating in a flawed process for Caremark shareholders in the CVS transaction.
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 ADOPT STOCK PURCHASE PLAN Management For For
04 Approve Stock Compensation Plan Management For For
05 S/H Proposal - Limit Compensation Shareholder Against For
Comments-We oppose this proposal as this could put the company at a competative disadvantage.
06 S/H Proposal - Separate Chairman/CEO Shareholder For Against
07 S/H Proposal - Environmental Shareholder For Against
08 Miscellaneous Shareholder Proposal Shareholder For Against
09 S/H Proposal - Redeem Poison Pill Shareholder For Against
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 2200 0 01-May-2007 01-May-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
CVS/CAREMARK CORPORATION
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 126650100 Meeting Type Consent
Ticker Symbol CVS Meeting Date 09-May-2007
ISIN Agenda 932703386 - Opposition
City Holding Recon Date 30-Mar-2007
Country United States Vote Deadline Date 08-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 S/H Proposal - Executive Compensation Shareholder
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 2200 0
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 911312106 Meeting Type Annual
Ticker Symbol UPS Meeting Date 10-May-2007
ISIN Agenda 932648504 - Management
City Holding Recon Date 12-Mar-2007
Country United States Vote Deadline Date 09-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
Comments-We withhold our vote for the above board member(s) standing as an Affiliated Outsider on the Audit,
Compensation & Nominating Committees.
1 MICHAEL J. BURNS For For
2 D. SCOTT DAVIS For For
3 STUART E. EIZENSTAT For For
4 MICHAEL L. ESKEW For For
5 JAMES P. KELLY Withheld Against
6 ANN M. LIVERMORE For For
7 VICTOR A. PELSON For For
8 JOHN W. THOMPSON For For
9 CAROL B. TOME For For
10 BEN VERWAAYEN For For
02 Ratify Appointment Of Independent Auditors Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 700 0 01-May-2007 01-May-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
LSI LOGIC CORPORATION
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 502161102 Meeting Type Annual
Ticker Symbol LSI Meeting Date 10-May-2007
ISIN Agenda 932665473 - Management
City Holding Recon Date 13-Mar-2007
Country United States Vote Deadline Date 09-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 CHARLES A. HAGGERTY For For
2 RICHARD S. HILL For For
3 JAMES H. KEYES For For
4 MICHAEL J. MANCUSO For For
5 JOHN H.F. MINER For For
6 ARUN NETRAVALI For For
7 MATTHEW J. O'ROURKE For For
8 GREGORIO REYES For For
9 ABHIJIT Y. TALWALKAR For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Corporate Governance Shareholder For Against
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 15100 0 23-Apr-2007 23-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
GOOGLE INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 38259P508 Meeting Type Annual
Ticker Symbol GOOG Meeting Date 10-May-2007
ISIN Agenda 932673886 - Management
City Holding Recon Date 22-Mar-2007
Country United States Vote Deadline Date 09-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 ERIC SCHMIDT For For
2 SERGEY BRIN For For
3 LARRY PAGE For For
4 L. JOHN DOERR For For
5 JOHN L. HENNESSY For For
6 ARTHUR D. LEVINSON For For
7 ANN MATHER For For
8 PAUL S. OTELLINI For For
9 K. RAM SHRIRAM For For
10 SHIRLEY M. TILGHMAN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management Against Against
Comments-The new shares represent a potential dilution in relative voting power and could dilute equity interest.
04 Approve Cash/Stock Bonus Plan Management For For
05 Miscellaneous Shareholder Proposal Shareholder For Against
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 1100 0 01-May-2007 01-May-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
SEPRACOR INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 817315104 Meeting Type Annual
Ticker Symbol SEPR Meeting Date 15-May-2007
ISIN Agenda 932687001 - Management
City Holding Recon Date 05-Apr-2007
Country United States Vote Deadline Date 14-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 DIGBY BARRIOS For For
2 ALAN STEIGROD For For
02 Approve Stock Compensation Plan Management Against Against
Comments-The new shares represent a potential dilution in relative voting power and could dilute equity interest.
03 Ratify Appointment Of Independent Auditors Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 1000 0 10-May-2007 10-May-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
WELLPOINT, INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 94973V107 Meeting Type Annual
Ticker Symbol WLP Meeting Date 16-May-2007
ISIN Agenda 932666792 - Management
City Holding Recon Date 15-Mar-2007
Country United States Vote Deadline Date 15-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 SHEILA P. BURKE For For
2 VICTOR S. LISS For For
3 JANE G. PISANO, PH.D. For For
4 GEORGE A. SCHAEFER, JR. For For
5 JACKIE M. WARD For For
6 JOHN E. ZUCCOTTI For For
02 Approve Charter Amendment Management For For
03 Ratify Appointment Of Independent Auditors Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 1500 0 20-Apr-2007 20-Apr-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
GLOBAL INDUSTRIES, LTD.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 379336100 Meeting Type Annual
Ticker Symbol GLBL Meeting Date 16-May-2007
ISIN Agenda 932681516 - Management
City Holding Recon Date 30-Mar-2007
Country United States Vote Deadline Date 15-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 B.K. CHIN For For
2 JOHN A. CLERICO For For
3 LAWRENCE R. DICKERSON For For
4 EDWARD P. DJEREJIAN For For
5 LARRY E. FARMER For For
6 EDGAR G. HOTARD For For
7 RICHARD A. PATTAROZZI For For
8 JAMES L. PAYNE For For
9 MICHAEL J. POLLOCK For For
10 CINDY B. TAYLOR For For
02 Ratify Appointment Of Independent Auditors Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 5700 0 07-May-2007 07-May-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
SLM CORPORATION
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 78442P106 Meeting Type Annual
Ticker Symbol SLM Meeting Date 17-May-2007
ISIN Agenda 932662035 - Management
City Holding Recon Date 19-Mar-2007
Country United States Vote Deadline Date 16-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 ANN TORRE BATES For For
2 CHARLES L. DALEY For For
3 W.M. DIEFENDERFER III For For
4 THOMAS J. FITZPATRICK For For
5 DIANE SUITT GILLELAND For For
6 EARL A. GOODE For For
7 RONALD F. HUNT For For
8 BENJAMIN J. LAMBERT III For For
9 ALBERT L. LORD For For
10 BARRY A. MUNITZ For For
11 A. ALEXANDER PORTER, JR For For
12 WOLFGANG SCHOELLKOPF For For
13 STEVEN L. SHAPIRO For For
14 BARRY L. WILLIAMS For For
02 Ratify Appointment Of Independent Auditors Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 1000 0 07-May-2007 07-May-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 969457100 Meeting Type Annual
Ticker Symbol WMB Meeting Date 17-May-2007
ISIN Agenda 932676654 - Management
City Holding Recon Date 26-Mar-2007
Country United States Vote Deadline Date 16-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 ADOPT STOCK PURCHASE PLAN Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 3800 0 01-May-2007 01-May-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
REPUBLIC SERVICES, INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 760759100 Meeting Type Annual
Ticker Symbol RSG Meeting Date 17-May-2007
ISIN Agenda 932676767 - Management
City Holding Recon Date 28-Mar-2007
Country United States Vote Deadline Date 16-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 JAMES E. O'CONNOR For For
2 HARRIS W. HUDSON For For
3 JOHN W. CROGHAN For For
4 W. LEE NUTTER For For
5 RAMON A. RODRIGUEZ For For
6 ALLAN C. SORENSEN For For
7 MICHAEL W. WICKHAM For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 1500 0 07-May-2007 07-May-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
AVIS BUDGET GROUP INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 053774105 Meeting Type Annual
Ticker Symbol CAR Meeting Date 21-May-2007
ISIN Agenda 932684598 - Management
City Holding Recon Date 03-Apr-2007
Country United States Vote Deadline Date 18-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 RONALD L. NELSON For For
2 MARY C. CHOKSI For For
3 LEONARD S. COLEMAN For For
4 LYNN KROMINGA For For
5 MARTIN L . EDELMAN For For
6 SHELI Z. ROSENBERG For For
7 F. ROBERT SALERNO For For
8 STENDER E. SWEENEY For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 3300 0 10-May-2007 10-May-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
ENSCO INTERNATIONAL INCORPORATED
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 26874Q100 Meeting Type Annual
Ticker Symbol ESV Meeting Date 22-May-2007
ISIN Agenda 932666350 - Management
City Holding Recon Date 26-Mar-2007
Country United States Vote Deadline Date 21-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Corporate Governance Management Against Against
Comments-As we cannot know the content of these issues, we do not approve this request.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 1000 0 07-May-2007 07-May-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
SUPERIOR ENERGY SERVICES, INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 868157108 Meeting Type Annual
Ticker Symbol SPN Meeting Date 23-May-2007
ISIN Agenda 932693408 - Management
City Holding Recon Date 30-Mar-2007
Country United States Vote Deadline Date 22-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 HAROLD J. BOUILLION For For
2 ENOCH L. DAWKINS For For
3 JAMES M. FUNK For For
4 TERENCE E. HALL For For
5 ERNEST E. HOWARD For For
6 RICHARD A. PATTAROZZI For For
7 JUSTIN L. SULLIVAN For For
02 ADOPT STOCK PURCHASE PLAN Management For For
03 Ratify Appointment Of Independent Auditors Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 4000 0 14-May-2007 14-May-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
AMPHENOL CORPORATION
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 032095101 Meeting Type Annual
Ticker Symbol APH Meeting Date 23-May-2007
ISIN Agenda 932698624 - Management
City Holding Recon Date 02-Apr-2007
Country United States Vote Deadline Date 22-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 STANLEY L. CLARK For For
2 ANDREW E. LIETZ For For
3 MARTIN H. LOEFFLER For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Authorized Common Stock Increase Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 800 0 10-May-2007 10-May-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 87612E106 Meeting Type Annual
Ticker Symbol TGT Meeting Date 24-May-2007
ISIN Agenda 932676503 - Management
City Holding Recon Date 26-Mar-2007
Country United States Vote Deadline Date 23-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 CALVIN DARDEN For For
2 ANNE M. MULCAHY For For
3 STEPHEN W. SANGER For For
4 GREGG W. STEINHAFEL For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Classify Board Management For For
05 S/H Proposal - Political/Government Shareholder For Against
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 1060 0 10-May-2007 10-May-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
GENZYME CORPORATION
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 372917104 Meeting Type Annual
Ticker Symbol GENZ Meeting Date 24-May-2007
ISIN Agenda 932680994 - Management
City Holding Recon Date 30-Mar-2007
Country United States Vote Deadline Date 23-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 DOUGLAS A. BERTHIAUME For For
2 GAIL K. BOUDREAUX For For
02 Amend Stock Compensation Plan Management For For
03 Adopt Director Stock Option Plan Management For For
04 Amend Stock Purchase Plan Management For For
05 Eliminate Supermajority Requirement To Act By Written Consent Management For For
06 Ratify Appointment Of Independent Auditors Management For For
07 Miscellaneous Shareholder Proposal Shareholder For Against
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 3900 0 14-May-2007 14-May-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 91324P102 Meeting Type Annual
Ticker Symbol UNH Meeting Date 29-May-2007
ISIN Agenda 932703564 - Management
City Holding Recon Date 09-Apr-2007
Country United States Vote Deadline Date 25-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 WILLIAM C. BALLARD, JR. For For
2 RICHARD T. BURKE For For
3 STEPHEN J. HEMSLEY For For
4 ROBERT J. DARRETTA For For
02 Classify Board Management For For
03 Declassify Board Management For For
04 Eliminate Supermajority Requirement To Act By Written Consent Management For For
05 Eliminate Supermajority Requirement To Act By Written Consent Management For For
06 Approve Charter Amendment Management For For
07 Ratify Appointment Of Independent Auditors Management For For
08 S/H Proposal - Override Csa Vote Restrictions Shareholder For Against
09 S/H Proposal - Limit Compensation Shareholder For Against
10 Shareholder Proposal - Compensation Discussion & Analysis Shareholder For Against
11 Miscellaneous Shareholder Proposal Shareholder For Against
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 3400 0 18-May-2007 18-May-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
FOOT LOCKER, INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 344849104 Meeting Type Annual
Ticker Symbol FL Meeting Date 30-May-2007
ISIN Agenda 932691529 - Management
City Holding Recon Date 05-Apr-2007
Country United States Vote Deadline Date 29-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 JAMES E. PRESTON** For For
2 MATTHEW D. SERRA** For For
3 DONA D. YOUNG** For For
4 CHRISTOPHER A SINCLAIR* For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 2600 0 18-May-2007 18-May-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
JONES LANG LASALLE INCORPORATED
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 48020Q107 Meeting Type Annual
Ticker Symbol JLL Meeting Date 30-May-2007
ISIN Agenda 932698814 - Management
City Holding Recon Date 23-Mar-2007
Country United States Vote Deadline Date 29-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 H. CLAUDE DE BETTIGNIES For For
2 DARRYL HARTLEY-LEONARD For For
3 SIR DEREK HIGGS For For
4 LAURALEE E. MARTIN For For
5 ALAIN MONIE For For
6 THOMAS C. THEOBALD For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 800 0 16-May-2007 16-May-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL LTD.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security G95089101 Meeting Type Annual
Ticker Symbol WFT Meeting Date 30-May-2007
ISIN Agenda 932705683 - Management
City Holding Recon Date 09-Apr-2007
Country United States Vote Deadline Date 29-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
02 Ratify Appointment Of Independent Auditors Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 2400 0 18-May-2007 18-May-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 931142103 Meeting Type Annual
Ticker Symbol WMT Meeting Date 01-Jun-2007
ISIN Agenda 932700669 - Management
City Holding Recon Date 05-Apr-2007
Country United States Vote Deadline Date 31-May-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
Comments-We withhold our vote from the above board memeber(s) for poor attendance.
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
1O Election of Directors (Majority Voting) Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Establish Nominating Committee Shareholder Against For
Comments-Shareholder support is not warranted at this time.
04 S/H Proposal - Opt Out Of Anti-Takeover Statute Shareholder Against For
Comments-We oppose this resolution.
05 Shareholder Proposal - Compensation Discussion & Analysis Shareholder For Against
06 S/H Proposal - Eliminate Cumulative Voting Shareholder For Against
07 S/H Proposal - Executive Compensation Shareholder Against For
Comments-This proposal is not in the best interest of shareholders.
08 S/H Proposal - Environmental Shareholder Against For
Comments-We oppose this resolution.
09 S/H Proposal - Executive Compensation Shareholder For Against
10 S/H Proposal - Opt Out Of Anti-Takeover Statute Shareholder For Against
11 S/H Proposal - Corporate Governance Shareholder Against For
Comments-The proposal in its current form, does not warrant shareholder support at this time.
12 S/H Proposal - Adopt Cumulative Voting Shareholder For Against
13 S/H Proposal - Corporate Governance Shareholder Against For
Comments-The adoption of the proposed guidelines would not add any additional value to shareholders.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 2000 0 18-May-2007 18-May-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
DYNAMIC MATERIALS CORPORATION
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 267888105 Meeting Type Annual
Ticker Symbol BOOM Meeting Date 06-Jun-2007
ISIN Agenda 932712501 - Management
City Holding Recon Date 20-Apr-2007
Country United States Vote Deadline Date 05-Jun-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 DEAN K. ALLEN For For
2 YVON PIERRE CARIOU For For
3 BERNARD HUEBER For For
4 GERARD MUNERA For For
5 RICHARD P. GRAFF For For
02 Approve Authorized Common Stock Increase Management For For
03 Ratify Appointment Of Independent Auditors Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 500 0 21-May-2007 21-May-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
THE NAVIGATORS GROUP, INC.
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 638904102 Meeting Type Annual
Ticker Symbol NAVG Meeting Date 07-Jun-2007
ISIN Agenda 932685110 - Management
City Holding Recon Date 09-Apr-2007
Country United States Vote Deadline Date 06-Jun-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
Comments-We withhold our vote as the above board member(s) have failed to establish an independent nominating
committee. We withhold our vote for the above board member(s) standing as an Affiliated Outsider on the Audit,
Compensation & Nominating Committees.
1 H.J. MERVYN BLAKENEY Withheld Against
2 PETER A. CHENEY For For
3 TERENCE N. DEEKS Withheld Against
4 ROBERT W. EAGER, JR. For For
5 W. THOMAS FORRESTER For For
6 STANLEY A. GALANSKI Withheld Against
7 LEANDRO S. GALBAN, JR. For For
8 JOHN F. KIRBY Withheld Against
9 MARC M. TRACT Withheld Against
10 ROBERT F. WRIGHT For For
02 Ratify Appointment Of Independent Auditors Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 1100 0 24-May-2007 24-May-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORPORATION
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 165167107 Meeting Type Annual
Ticker Symbol CHK Meeting Date 08-Jun-2007
ISIN Agenda 932702245 - Management
City Holding Recon Date 16-Apr-2007
Country United States Vote Deadline Date 07-Jun-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 FRANK KEATING For For
2 MERRILL A. MILLER, JR. For For
3 FREDERICK B. WHITTEMORE For For
02 Amend Stock Compensation Plan Management Against Against
Comments-The new shares represent a potential dilution in relative voting power and could dilute equity interest.
03 Amend Stock Compensation Plan Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 4000 0 29-May-2007 29-May-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
THE AES CORPORATION
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 00130H105 Meeting Type Annual
Ticker Symbol AES Meeting Date 25-Jun-2007
ISIN Agenda 932734254 - Management
City Holding Recon Date 27-Apr-2007
Country United States Vote Deadline Date 22-Jun-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 RICHARD DARMAN For For
2 PAUL HANRAHAN For For
3 KRISTINA M. JOHNSON For For
4 JOHN A. KOSKINEN For For
5 PHILIP LADER For For
6 JOHN H. MCARTHUR For For
7 SANDRA O. MOOSE For For
8 PHILIP A. ODEEN For For
9 CHARLES O. ROSSOTTI For For
10 SVEN SANDSTROM For For
02 Ratify Appointment Of Independent Auditors Management For For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 4900 0 12-Jun-2007 12-Jun-2007
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
P.T. TELEKOMUNIKASI INDONESIA, TBK
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 715684106 Meeting Type Annual
Ticker Symbol TLK Meeting Date 29-Jun-2007
ISIN Agenda 932745334 - Management
City Holding Recon Date 06-Jun-2007
Country United States Vote Deadline Date 21-Jun-2007
SEDOL(s) Quick Code
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Receive Directors' Report Management For
02 Approve Financial Statements Management For
03 Miscellaneous Corporate Actions Management For
04 Ratify Appointment Of Independent Auditors Management For
05 Miscellaneous Corporate Governance Management For
06 Approve Renumeration Of Directors And Auditors Management For
07 Miscellaneous Corporate Governance Management For
08 Fix Number Of Directors Management For
09 Stock Repurchase Plan Management For
10 Approve Article Amendments Management For
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6176861 010 4000 0 25-Jun-2007 25-Jun-2007
Quaker Small Cap Growth - Vote Summary
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
NATIONAL BEVERAGE CORP.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 635017106 Meeting Type Annual
Ticker Symbol FIZ Meeting Date 29-Sep-2006
ISIN Agenda 932581108 - Management
City Holding Recon Date 14-Aug-2006
Country United States Vote Deadline Date 28-Sep-2006
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 JOSEPH G. CAPORELLA Withheld Against
2 SAMUEL C. HATHORN, JR. For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
10885-20-L 1S4 1000 0 18-Sep-2006
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 742718109 Meeting Type Annual
Ticker Symbol PG Meeting Date 10-Oct-2006
ISIN Agenda 932579103 - Management
City Holding Recon Date 11-Aug-2006
Country United States Vote Deadline Date 09-Oct-2006
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 NORMAN R. AUGUSTINE For For
2 A.G. LAFLEY For For
3 JOHNATHAN A. RODGERS For For
4 JOHN F. SMITH, JR. For For
5 MARGARET C. WHITMAN For For
02 Set/Change Number Of Directors On Board Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 Amend Stock Compensation Plan Management For For
05 Miscellaneous Shareholder Proposal Shareholder Against For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
10885-20-L 1S4 1160 0 02-Oct-2006 02-Oct-2006
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
CHINA LIFE INSURANCE COMPANY LIMITED
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 16939P106 Meeting Type Special
Ticker Symbol LFC Meeting Date 16-Oct-2006
ISIN Agenda 932589231 - Management
City Holding Recon Date 14-Sep-2006
Country United States Vote Deadline Date 06-Oct-2006
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
S1A Allot Securities Management For For
S1B Allot Securities Management For For
S1C Allot Securities Management For For
S1D Allot Securities Management For For
S1E Allot Securities Management For For
S1F Allot Securities Management For For
S1G Allot Securities Management For For
S1H Allot Securities Management For For
S1I Allot Securities Management For For
S1J Allot Securities Management For For
S1K Allot Securities Management For For
S1L Allot Securities Management For For
S2 Miscellaneous Corporate Governance Management For For
O3 Miscellaneous Corporate Governance Management For For
O4 Miscellaneous Corporate Governance Management For For
O5 Miscellaneous Corporate Governance Management For For
O6 Miscellaneous Corporate Governance Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1000 0 03-Oct-2006 03-Oct-2006
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
APPLIED INDUSTRIAL TECHNOLOGIES, INC
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 03820C105 Meeting Type Annual
Ticker Symbol AIT Meeting Date 24-Oct-2006
ISIN Agenda 932582516 - Management
City Holding Recon Date 28-Aug-2006
Country United States Vote Deadline Date 23-Oct-2006
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 THOMAS A. COMMES For For
2 PETER A. DORSMAN For For
3 J. MICHAEL MOORE For For
4 DR. JERRY SUE THORNTON For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 4260 0 02-Oct-2006 02-Oct-2006
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
SYMMETRICOM, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 871543104 Meeting Type Annual
Ticker Symbol SYMM Meeting Date 26-Oct-2006
ISIN Agenda 932586728 - Management
City Holding Recon Date 12-Sep-2006
Country United States Vote Deadline Date 25-Oct-2006
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 ROBERT T. CLARKSON For For
2 THOMAS W. STEIPP For For
3 ALFRED BOSCHULTE For For
4 ELIZABETH A. FETTER For For
5 ROBERT J. STANZIONE For For
6 ROBERT M. NEUMEISTER JR For For
7 DR. RICHARD W. OLIVER For For
8 RICHARD N. SNYDER For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Transact Other Business Management Against Against
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 6250 0 12-Oct-2006 12-Oct-2006
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 71646E100 Meeting Type Special
Ticker Symbol PTR Meeting Date 01-Nov-2006
ISIN Agenda 932588265 - Management
City Holding Recon Date 20-Sep-2006
Country United States Vote Deadline Date 27-Oct-2006
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
O1 Authorize Purchase Of Assets Management For
O2 Miscellaneous Shareholder Equity - Global Management For
O3 Miscellaneous Shareholder Equity - Global Management For
O4 Miscellaneous Shareholder Equity - Global Management For
S5 Approve Article Amendments Management For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1140 0 17-Oct-2006 17-Oct-2006
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
EMULEX CORPORATION
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 292475209 Meeting Type Annual
Ticker Symbol ELX Meeting Date 30-Nov-2006
ISIN Agenda 932599927 - Management
City Holding Recon Date 09-Oct-2006
Country United States Vote Deadline Date 29-Nov-2006
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 FRED B. COX For For
2 MICHAEL P. DOWNEY For For
3 BRUCE C. EDWARDS For For
4 PAUL F. FOLINO For For
5 ROBERT H. GOON For For
6 DON M. LYLE For For
7 JAMES M. MCCLUNEY For For
8 DEAN A. YOOST For For
02 Approve Stock Compensation Plan Management For For
03 Stock Option Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 4190 0 21-Nov-2006 21-Nov-2006
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
EAGLE TEST SYSTEMS, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 270006109 Meeting Type Annual
Ticker Symbol EGLT Meeting Date 16-Feb-2007
ISIN Agenda 932623590 - Management
City Holding Recon Date 03-Jan-2007
Country United States Vote Deadline Date 15-Feb-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 LEONARD A. FOXMAN For For
2 DAVID B. MULLEN For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 2000 0 30-Jan-2007 30-Jan-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
ASTA FUNDING, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 046220109 Meeting Type Annual
Ticker Symbol ASFI Meeting Date 08-Mar-2007
ISIN Agenda 932629744 - Management
City Holding Recon Date 22-Jan-2007
Country United States Vote Deadline Date 07-Mar-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 GARY STERN For For
2 ARTHUR STERN For For
3 HERMAN BADILLO For For
4 DAVID SLACKMAN For For
5 EDWARD CELANO For For
6 HARVEY LEIBOWITZ For For
7 ALAN RIVERA For For
8 LOUIS A. PICCOLO For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 2000 0 13-Feb-2007 13-Feb-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
LSI LOGIC CORPORATION
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 502161102 Meeting Type Special
Ticker Symbol LSI Meeting Date 29-Mar-2007
ISIN Agenda 932630999 - Management
City Holding Recon Date 02-Feb-2007
Country United States Vote Deadline Date 28-Mar-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Approve Merger Agreement Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 2000 0 05-Mar-2007 05-Mar-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
IDEX CORPORATION
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 45167R104 Meeting Type Annual
Ticker Symbol IEX Meeting Date 03-Apr-2007
ISIN Agenda 932640914 - Management
City Holding Recon Date 15-Feb-2007
Country United States Vote Deadline Date 02-Apr-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 RUBY R. CHANDY For For
2 NEIL A. SPRINGER For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1200 0 16-Mar-2007 16-Mar-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
A.O. SMITH CORPORATION
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 831865209 Meeting Type Annual
Ticker Symbol AOS Meeting Date 09-Apr-2007
ISIN Agenda 932640128 - Management
City Holding Recon Date 28-Feb-2007
Country United States Vote Deadline Date 05-Apr-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 WILLIAM P. GREUBEL For For
2 ROBERT J. O'TOOLE For For
3 IDELLE K. WOLF For For
02 Amend Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 2000 0 22-Mar-2007 22-Mar-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 617446448 Meeting Type Annual
Ticker Symbol MS Meeting Date 10-Apr-2007
ISIN Agenda 932634353 - Management
City Holding Recon Date 09-Feb-2007
Country United States Vote Deadline Date 09-Apr-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management Against Against
Comments-We withhold our vote as the above board member(s) is currently sitting on more than 3 boards.
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management Against Against
Comments-The new shares represent a potential dilution in relative voting power and could dilute equity interest.
04 S/H Proposal - Proxy Process/Statement Shareholder For Against
05 S/H Proposal - Executive Compensation Shareholder For Against
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 200 0 28-Mar-2007 28-Mar-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
INDEVUS PHARMACEUTICALS, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 454072109 Meeting Type Special
Ticker Symbol IDEV Meeting Date 17-Apr-2007
ISIN Agenda 932644366 - Management
City Holding Recon Date 12-Mar-2007
Country United States Vote Deadline Date 16-Apr-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Approve Merger Agreement Management For For
02 Election Of Directors Management
1 GLENN L. COOPER, M.D. For For
2 ANDREW FERRARA For For
3 JAMES C. GALE For For
4 MICHAEL E. HANSON For For
5 STEPHEN C. MCCLUSKI For For
6 CHERYL P. MORLEY For For
7 MALCOLM MORVILLE, PH.D. For For
8 DAVID B. SHARROCK For For
03 Approve Authorized Common Stock Increase Management For For
04 Amend Stock Compensation Plan Management For For
05 Approve Stock Compensation Plan Management For For
06 ADOPT STOCK PURCHASE PLAN Management For For
07 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 3000 0 27-Mar-2007 27-Mar-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
CARBO CERAMICS INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 140781105 Meeting Type Annual
Ticker Symbol CRR Meeting Date 17-Apr-2007
ISIN Agenda 932645053 - Management
City Holding Recon Date 16-Feb-2007
Country United States Vote Deadline Date 16-Apr-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
Comments-We withhold our vote for the above board member(s) standing as an Affiliated Outside on the Audit,
Compensation & Nominating Committees.
1 CLAUDE E. COOKE, JR. For For
2 CHAD C. DEATON For For
3 GARY A. KOLSTAD For For
4 H. E. LENTZ, JR. For For
5 JESSE P. ORSINI Withheld Against
6 WILLIAM C. MORRIS For For
7 ROBERT S. RUBIN For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 560 0 26-Mar-2007 26-Mar-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
HERCULES INCORPORATED
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 427056106 Meeting Type Annual
Ticker Symbol HPC Meeting Date 19-Apr-2007
ISIN Agenda 932649380 - Management
City Holding Recon Date 05-Mar-2007
Country United States Vote Deadline Date 18-Apr-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 JOHN C. HUNTER, III For For
2 ROBERT D. KENNEDY For For
3 CRAIG A. ROGERSON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 500 0 10-Apr-2007 10-Apr-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
AMETEK, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 031100100 Meeting Type Annual
Ticker Symbol AME Meeting Date 24-Apr-2007
ISIN Agenda 932644431 - Management
City Holding Recon Date 09-Mar-2007
Country United States Vote Deadline Date 23-Apr-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 CHARLES D. KLEIN For For
2 STEVEN W. KOHLHAGEN For For
02 Approve Authorized Common Stock Increase Management For For
03 Approve Stock Compensation Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1000 0 10-Apr-2007 10-Apr-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
CENTENE CORPORATION
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 15135B101 Meeting Type Annual
Ticker Symbol CNC Meeting Date 24-Apr-2007
ISIN Agenda 932646459 - Management
City Holding Recon Date 02-Mar-2007
Country United States Vote Deadline Date 23-Apr-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 STEVE BARTLETT For For
2 TOMMY THOMPSON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 Approve Stock Compensation Plan Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 2000 0 03-Apr-2007 03-Apr-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
TELEDYNE TECHNOLOGIES INCORPORATED
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 879360105 Meeting Type Annual
Ticker Symbol TDY Meeting Date 25-Apr-2007
ISIN Agenda 932648756 - Management
City Holding Recon Date 05-Mar-2007
Country United States Vote Deadline Date 24-Apr-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 CHARLES CROCKER For For
2 ROBERT MEHRABIAN For For
3 MICHAEL T. SMITH For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 500 0 03-Apr-2007 03-Apr-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
SCIELE PHARMA, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 808627103 Meeting Type Annual
Ticker Symbol SCRX Meeting Date 25-Apr-2007
ISIN Agenda 932649227 - Management
City Holding Recon Date 05-Mar-2007
Country United States Vote Deadline Date 24-Apr-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 PATRICK P. FOURTEAU For For
2 JON S. SAXE For For
3 JERRY C. GRIFFIN For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1700 0 12-Apr-2007 12-Apr-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 219350105 Meeting Type Annual
Ticker Symbol GLW Meeting Date 26-Apr-2007
ISIN Agenda 932637905 - Management
City Holding Recon Date 26-Feb-2007
Country United States Vote Deadline Date 25-Apr-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
Comments-We withhold our vote for failure to implement the proposal to declassify the board.
1 ROBERT F. CUMMINGS, JR. For For
2 EUGENE C. SIT Withheld Against
3 WILLIAM D. SMITHBURG Withheld Against
4 HANSEL E. TOOKES II Withheld Against
5 WENDELL P. WEEKS Withheld Against
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H PROPOSAL - DECLASSIFY BOARD Shareholder For Against
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 2000 0 02-Apr-2007 02-Apr-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
ARCH CHEMICALS, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 03937R102 Meeting Type Annual
Ticker Symbol ARJ Meeting Date 26-Apr-2007
ISIN Agenda 932641485 - Management
City Holding Recon Date 02-Mar-2007
Country United States Vote Deadline Date 25-Apr-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 RICHARD E. CAVANAGH For For
2 MICHAEL O. MAGDOL For For
3 DOUGLAS J. WETMORE For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1000 0 05-Apr-2007 05-Apr-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 46120E602 Meeting Type Annual
Ticker Symbol ISRG Meeting Date 27-Apr-2007
ISIN Agenda 932642526 - Management
City Holding Recon Date 28-Feb-2007
Country United States Vote Deadline Date 26-Apr-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 ALAN J. LEVY For For
2 ERIC H. HALVORSON For For
3 D. KEITH GROSSMAN For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 700 0 10-Apr-2007 10-Apr-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
GARDNER DENVER, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 365558105 Meeting Type Annual
Ticker Symbol GDI Meeting Date 01-May-2007
ISIN Agenda 932648617 - Management
City Holding Recon Date 02-Mar-2007
Country United States Vote Deadline Date 30-Apr-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 FRANK J. HANSEN For For
2 THOMAS M. MCKENNA For For
3 DIANE K. SCHUMACHER For For
4 CHARLES L. SZEWS For For
02 Amend Stock Compensation Plan Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1600 0 17-Apr-2007 17-Apr-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
NUTRISYSTEM, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 67069D108 Meeting Type Annual
Ticker Symbol NTRI Meeting Date 01-May-2007
ISIN Agenda 932655585 - Management
City Holding Recon Date 07-Mar-2007
Country United States Vote Deadline Date 30-Apr-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
Comments-We withhold our vote from the above Board Member(s) for poor attendance.
1 IAN J. BERG For For
2 ROBERT F. BERNSTOCK For For
3 MICHAEL A. DIPIANO For For
4 MICHAEL J. HAGAN For For
5 WARREN V. MUSSER Withheld Against
6 BRIAN P. TIERNEY For For
7 STEPHEN T. ZARRILLI For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1000 0 11-Apr-2007 11-Apr-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
HOUSTON WIRE & CABLE COMPANY
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 44244K109 Meeting Type Annual
Ticker Symbol HWCC Meeting Date 01-May-2007
ISIN Agenda 932674965 - Management
City Holding Recon Date 05-Mar-2007
Country United States Vote Deadline Date 30-Apr-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
Comments-We withhold our vote for the above board member(s) standing as an Affiliated Outsider on the Audit,
Compensation & Nominating Committees.
1 PETER M. GOTSCH Withheld Against
2 IAN STEWART FARWELL For For
3 ROBERT G. HOGAN For For
4 WILLIAM H. SHEFFIELD For For
5 WILSON B. SEXTON For For
6 CHARLES A. SORRENTINO For For
7 SCOTT L. THOMPSON For For
02 Amend Stock Compensation Plan Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1000 0 20-Apr-2007 20-Apr-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
LUFKIN INDUSTRIES, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 549764108 Meeting Type Annual
Ticker Symbol LUFK Meeting Date 02-May-2007
ISIN Agenda 932654610 - Management
City Holding Recon Date 05-Mar-2007
Country United States Vote Deadline Date 01-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 J.H. LOLLAR For For
2 B.H. O'NEAL For For
3 T.E. WIENER For For
4 L.M. HOES For For
02 Amend Stock Compensation Plan Management Against Against
Comments-The new shares represent a potential dilution in relative voting power and could dilute equity interest.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1600 0 17-Apr-2007 17-Apr-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 713448108 Meeting Type Annual
Ticker Symbol PEP Meeting Date 02-May-2007
ISIN Agenda 932655345 - Management
City Holding Recon Date 09-Mar-2007
Country United States Vote Deadline Date 01-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 S/H Proposal - Establish Nominating Committee Shareholder Against For
Comments-Based on the exisiting level of disclosure, we do not support this resolution.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1000 0 18-Apr-2007 18-Apr-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
ADMINISTAFF, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 007094105 Meeting Type Annual
Ticker Symbol ASF Meeting Date 02-May-2007
ISIN Agenda 932657363 - Management
City Holding Recon Date 05-Mar-2007
Country United States Vote Deadline Date 01-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 JACK M. FIELDS, JR. For For
2 PAUL S. LATTANZIO For For
3 RICHARD G. RAWSON For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 2000 0 12-Apr-2007 12-Apr-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
HARRIS & HARRIS GROUP, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 413833104 Meeting Type Annual
Ticker Symbol TINY Meeting Date 03-May-2007
ISIN Agenda 932657983 - Management
City Holding Recon Date 13-Mar-2007
Country United States Vote Deadline Date 02-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 W. DILLAWAY AYRES, JR. For For
2 DR. C. WAYNE BARDIN For For
3 DR. PHILLIP A. BAUMAN For For
4 G. MORGAN BROWNE For For
5 DUGALD A. FLETCHER For For
6 DOUGLAS W. JAMISON For For
7 CHARLES E. HARRIS For For
8 KELLY S. KIRKPATRICK For For
9 LORI D. PRESSMAN For For
10 CHARLES E. RAMSEY For For
11 JAMES E. ROBERTS For For
12 RICHARD P. SHANLEY For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 2000 0 17-Apr-2007 17-Apr-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
KKR FINANCIAL CORP.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 482476306 Meeting Type Annual
Ticker Symbol KFN Meeting Date 03-May-2007
ISIN Agenda 932671957 - Management
City Holding Recon Date 26-Mar-2007
Country United States Vote Deadline Date 02-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Approve Merger Agreement Management For For
02 Election Of Directors Management
Comments-We withhold our vote from the above board memeber(s) for poor attendance.
1 WILLIAM F. ALDINGER For For
2 TRACY L. COLLINS For For
3 KENNETH M. DEREGT For For
4 SATURNINO S. FANLO For For
5 VINCENT PAUL FINIGAN For For
6 PAUL M. HAZEN For For
7 R. GLENN HUBBARD For For
8 ROSS J. KARI Withheld Against
9 ELY L. LICHT For For
10 DEBORAH H. MCANENY For For
11 SCOTT C. NUTTALL For For
12 WILLY R. STROTHOTTE For For
03 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 3110 0 23-Apr-2007 23-Apr-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
RADIATION THERAPY SERVICES, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 750323206 Meeting Type Annual
Ticker Symbol RTSX Meeting Date 04-May-2007
ISIN Agenda 932657515 - Management
City Holding Recon Date 09-Mar-2007
Country United States Vote Deadline Date 03-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 H.M. SHERIDAN, M.D. For For
2 D.E. DOSORETZ, M.D. For For
3 SOLOMON AGIN, D.D. For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 800 0 17-Apr-2007 17-Apr-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
OPTION CARE, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 683948103 Meeting Type Annual
Ticker Symbol OPTN Meeting Date 04-May-2007
ISIN Agenda 932665182 - Management
City Holding Recon Date 21-Mar-2007
Country United States Vote Deadline Date 03-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 JEROME F. SHELDON For For
02 Approve Stock Compensation Plan Management Against Against
Comments-The new shares represent a potential dilution in relative voting power and could dilute equity interest.
03 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1000 0 20-Apr-2007 20-Apr-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
IMS HEALTH INCORPORATED
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 449934108 Meeting Type Annual
Ticker Symbol RX Meeting Date 04-May-2007
ISIN Agenda 932667857 - Management
City Holding Recon Date 09-Mar-2007
Country United States Vote Deadline Date 03-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 JAMES D. EDWARDS For For
2 WILLIAM C. VAN FAASEN For For
3 BRET W. WISE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Eliminate Fair Price Provision Shareholder For Against
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 500 0 20-Apr-2007 20-Apr-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
LKQ CORP.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 501889208 Meeting Type Annual
Ticker Symbol LKQX Meeting Date 07-May-2007
ISIN Agenda 932660156 - Management
City Holding Recon Date 20-Mar-2007
Country United States Vote Deadline Date 04-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 A. CLINTON ALLEN For For
2 ROBERT M. DEVLIN For For
3 DONALD F. FLYNN For For
4 JOSEPH M. HOLSTEN For For
5 PAUL M. MEISTER For For
6 JOHN F. O'BRIEN For For
7 WILLIAM M. WEBSTER, IV For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1000 0 18-Apr-2007 18-Apr-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
TRINITY INDUSTRIES, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 896522109 Meeting Type Annual
Ticker Symbol TRN Meeting Date 07-May-2007
ISIN Agenda 932673242 - Management
City Holding Recon Date 23-Mar-2007
Country United States Vote Deadline Date 04-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 JOHN L. ADAMS For For
2 RHYS J. BEST For For
3 DAVID W. BIEGLER For For
4 RONALD J. GAFFORD For For
5 RONALD W. HADDOCK For For
6 JESS T. HAY For For
7 ADRIAN LAJOUS For For
8 DIANA S. NATALICIO For For
9 TIMOTHY R. WALLACE For For
02 Approve Authorized Common Stock Increase Management For For
03 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1600 0 25-Apr-2007 25-Apr-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
WERNER ENTERPRISES, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 950755108 Meeting Type Annual
Ticker Symbol WERN Meeting Date 08-May-2007
ISIN Agenda 932676856 - Management
City Holding Recon Date 19-Mar-2007
Country United States Vote Deadline Date 07-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 GERALD H. TIMMERMAN For For
2 KENNETH M. BIRD For For
02 Approve Stock Compensation Plan Management Against Against
Comments-The new shares represent a potential dilution in relative voting power and could dilute equity interest.
03 Approve Charter Amendment Management For For
04 Approve Charter Amendment Management For For
05 Approve Charter Amendment Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1000 0 01-May-2007 01-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 125269100 Meeting Type Annual
Ticker Symbol CF Meeting Date 09-May-2007
ISIN Agenda 932666879 - Management
City Holding Recon Date 13-Mar-2007
Country United States Vote Deadline Date 08-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 ROBERT C. ARZBAECHER For For
2 EDWARD A. SCHMITT For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 800 0 23-Apr-2007 23-Apr-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
BARNES GROUP INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 067806109 Meeting Type Annual
Ticker Symbol B Meeting Date 09-May-2007
ISIN Agenda 932670979 - Management
City Holding Recon Date 13-Mar-2007
Country United States Vote Deadline Date 08-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 JOHN W. ALDEN For For
2 GEORGE T. CARPENTER For For
3 FRANK E. GRZELECKI For For
4 WILLIAM J. MORGAN For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 840 0 25-Apr-2007 25-Apr-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
BENCHMARK ELECTRONICS, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 08160H101 Meeting Type Annual
Ticker Symbol BHE Meeting Date 09-May-2007
ISIN Agenda 932673608 - Management
City Holding Recon Date 27-Mar-2007
Country United States Vote Deadline Date 08-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 DONALD E. NIGBOR For For
2 CARY T. FU For For
3 STEVEN A. BARTON For For
4 MICHAEL R. DAWSON For For
5 PETER G. DORFLINGER For For
6 DOUGLAS G. DUNCAN For For
7 LAURA W. LANG For For
8 BERNEE D.L. STROM For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 2400 0 23-Apr-2007 23-Apr-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
MCG CAPITAL CORPORATION
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 58047P107 Meeting Type Annual
Ticker Symbol MCGC Meeting Date 09-May-2007
ISIN Agenda 932675018 - Management
City Holding Recon Date 12-Mar-2007
Country United States Vote Deadline Date 08-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 STEVEN F. TUNNEY For For
2 EDWARD S. CIVERA For For
3 KIM D. KELLY For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 2000 0 25-Apr-2007 25-Apr-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
SYNIVERSE HOLDINGS INC
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 87163F106 Meeting Type Annual
Ticker Symbol SVR Meeting Date 09-May-2007
ISIN Agenda 932679799 - Management
City Holding Recon Date 29-Mar-2007
Country United States Vote Deadline Date 08-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
Comments-We withhold our vote for the above board member(s) standing as an Affiliated Outsider on the Audit,
Compensation & Nominating Committees. We withhold our vote from the above Board Member(s) for failure to establish
a majority independent board.
1 DAVID A. DONNINI Withheld Against
2 JOHN C. HOFMANN Withheld Against
3 TONY G. HOLCOMBE Withheld Against
4 JAMES B. LIPHAM For For
5 ROBERT J. MARINO For For
6 JACK PEARLSTEIN For For
7 COLLIN E. ROCHE Withheld Against
8 TIMOTHY A. SAMPLES For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 270 0 25-Apr-2007 25-Apr-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
NATCO GROUP INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 63227W203 Meeting Type Annual
Ticker Symbol NTG Meeting Date 10-May-2007
ISIN Agenda 932650787 - Management
City Holding Recon Date 12-Mar-2007
Country United States Vote Deadline Date 09-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 JULIE H. EDWARDS For For
2 THOMAS R. BATES, JR. For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 700 0 25-Apr-2007 25-Apr-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
EQUITY INNS, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 294703103 Meeting Type Annual
Ticker Symbol ENN Meeting Date 10-May-2007
ISIN Agenda 932661499 - Management
City Holding Recon Date 15-Mar-2007
Country United States Vote Deadline Date 09-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 PHILLIP H. MCNEILL, SR. For For
2 RAYMOND E. SCHULTZ For For
02 Approve Stock Compensation Plan Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1500 0 01-May-2007 01-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
GENERAL CABLE CORP
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 369300108 Meeting Type Annual
Ticker Symbol BGC Meeting Date 10-May-2007
ISIN Agenda 932662263 - Management
City Holding Recon Date 12-Mar-2007
Country United States Vote Deadline Date 09-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 JOHN E. WELSH, III For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Authorized Common Stock Increase Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 500 0 01-May-2007 01-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
LSI LOGIC CORPORATION
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 502161102 Meeting Type Annual
Ticker Symbol LSI Meeting Date 10-May-2007
ISIN Agenda 932665473 - Management
City Holding Recon Date 13-Mar-2007
Country United States Vote Deadline Date 09-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 CHARLES A. HAGGERTY For For
2 RICHARD S. HILL For For
3 JAMES H. KEYES For For
4 MICHAEL J. MANCUSO For For
5 JOHN H.F. MINER For For
6 ARUN NETRAVALI For For
7 MATTHEW J. O'ROURKE For For
8 GREGORIO REYES For For
9 ABHIJIT Y. TALWALKAR For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Corporate Governance Shareholder For Against
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 2000 0 23-Apr-2007 23-Apr-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
THE ANDERSONS, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 034164103 Meeting Type Annual
Ticker Symbol ANDE Meeting Date 11-May-2007
ISIN Agenda 932657541 - Management
City Holding Recon Date 12-Mar-2007
Country United States Vote Deadline Date 10-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 MICHAEL J. ANDERSON For For
2 RICHARD P. ANDERSON For For
3 JOHN F. BARRETT For For
4 ROBERT J. KING, JR. For For
5 PAUL M. KRAUS For For
6 DONALD L. MENNEL For For
7 DAVID L. NICHOLS For For
8 DR. SIDNEY A. RIBEAU For For
9 CHARLES A. SULLIVAN For For
10 JACQUELINE F. WOODS For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1000 0 25-Apr-2007 25-Apr-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
ORBCOMM INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 68555P100 Meeting Type Annual
Ticker Symbol ORBC Meeting Date 11-May-2007
ISIN Agenda 932685677 - Management
City Holding Recon Date 26-Mar-2007
Country United States Vote Deadline Date 10-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
Comments-We withhold our vote from the above Board Member(s) for failure to establish a majority independent board.
1 DIDIER DELEPINE For For
2 HANS E.W. HOFFMANN Withheld Against
3 GARY H. RITONDARO For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 3010 0 01-May-2007 01-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
ACCO BRANDS CORPORATION
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 00081T108 Meeting Type Annual
Ticker Symbol ABD Meeting Date 15-May-2007
ISIN Agenda 932671553 - Management
City Holding Recon Date 19-Mar-2007
Country United States Vote Deadline Date 14-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 GORDON R. LOHMAN For For
2 DR. PATRICIA O. EWERS For For
3 GEORGE V. BAYLY For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 2000 0 01-May-2007 01-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
SEABRIGHT INSURANCE HOLDINGS, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 811656107 Meeting Type Annual
Ticker Symbol SEAB Meeting Date 15-May-2007
ISIN Agenda 932687809 - Management
City Holding Recon Date 10-Apr-2007
Country United States Vote Deadline Date 14-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 JOHN G. PASQUALETTO For For
2 PETER Y. CHUNG For For
3 JOSEPH A. EDWARDS For For
4 WILLIAM M. FELDMAN For For
5 MURAL R. JOSEPHSON For For
6 GEORGE M. MORVIS For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1500 0 01-May-2007 01-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
TUPPERWARE BRANDS CORPORATION
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 899896104 Meeting Type Annual
Ticker Symbol TUP Meeting Date 16-May-2007
ISIN Agenda 932662390 - Management
City Holding Recon Date 19-Mar-2007
Country United States Vote Deadline Date 15-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 RITA BORNSTEIN For For
2 E.V. GOINGS For For
3 JOYCE M. ROCHE For For
4 M. ANNE SZOSTAK For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Eliminate Supermajority Requirement To Act By Written Consent Management For For
04 Eliminate Supermajority Requirement To Act By Written Consent Management For For
05 Approve Charter Amendment Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 2000 0 07-May-2007 07-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
ANSYS, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 03662Q105 Meeting Type Annual
Ticker Symbol ANSS Meeting Date 16-May-2007
ISIN Agenda 932669863 - Management
City Holding Recon Date 19-Mar-2007
Country United States Vote Deadline Date 15-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 JACQUELINE C. MORBY For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1000 0 07-May-2007 07-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
PHARMACEUTICAL PRODUCT DEVELOPMENT,
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 717124101 Meeting Type Annual
Ticker Symbol PPDI Meeting Date 16-May-2007
ISIN Agenda 932671022 - Management
City Holding Recon Date 21-Mar-2007
Country United States Vote Deadline Date 15-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 STUART BONDURANT, M.D. For For
2 FREDERICK FRANK For For
3 TERRY MAGNUSON, PH.D. For For
4 F.N. ESHELMAN, PHARM.D. For For
5 GENERAL DAVID L. GRANGE For For
6 ERNEST MARIO, PH.D. For For
7 MARYE ANNE FOX, PH.D. For For
8 CATHERINE M. KLEMA For For
9 JOHN A. MCNEILL, JR. For For
02 Transact Other Business Management Against Against
Comments-As we cannot know the content of these issues, we do not approve this request.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 2000 0 01-May-2007 01-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
FIRST INDUSTRIAL REALTY TRUST, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 32054K103 Meeting Type Annual
Ticker Symbol FR Meeting Date 16-May-2007
ISIN Agenda 932676781 - Management
City Holding Recon Date 20-Mar-2007
Country United States Vote Deadline Date 15-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 JAY H. SHIDLER* For For
2 J. STEVEN WILSON* For For
3 ROBERT D. NEWMAN* For For
02 Amend Stock Compensation Plan Management Against Against
Comments-The new shares represent a potential dilution in relative voting power and could dilute equity interest.
03 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 830 0 07-May-2007 07-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
SUPERIOR BANCORP
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 86806M106 Meeting Type Annual
Ticker Symbol SUPR Meeting Date 16-May-2007
ISIN Agenda 932687758 - Management
City Holding Recon Date 05-Apr-2007
Country United States Vote Deadline Date 15-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 C. STANLEY BAILEY For For
2 ROGER D. BARKER For For
3 K. EARL DURDEN For For
4 RICK D. GARDNER For For
5 THOMAS E. JERNIGAN, JR. For For
6 JAMES MAILON KENT, JR. For For
7 JAMES M. LINK For For
8 D. DEWEY MITCHELL For For
9 BARRY MORTON For For
10 ROBERT R. PARRISH, JR. For For
11 C. MARVIN SCOTT For For
12 JAMES C. WHITE, SR. For For
02 Approve Authorized Common Stock Increase Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1720 0 01-May-2007 01-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
ACA CAPITAL HOLDINGS, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 000833103 Meeting Type Annual
Ticker Symbol ACA Meeting Date 16-May-2007
ISIN Agenda 932701875 - Management
City Holding Recon Date 27-Mar-2007
Country United States Vote Deadline Date 15-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
Comments-We withhold our vote for the above board member(s) standing as an Affiliated Outsider on the Audit,
Compensation & Nominating Committees. We withhold our vote from the above Board Member(s) for failure to establish
a majority independent board.
1 DAVID E. KING Withheld Against
2 ALAN S. ROSEMAN Withheld Against
3 EDWARD U. GILPIN Withheld Against
4 DAVID M. BARSE For For
5 JOHN G. BERYLSON For For
6 DOUGLAS L. JACOBS For For
7 ROBERT JUNEJA Withheld Against
8 WILLIAM H. LACY For For
9 WARREN A. STEPHENS Withheld Against
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 3000 0 08-May-2007 08-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
SLM CORPORATION
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 78442P106 Meeting Type Annual
Ticker Symbol SLM Meeting Date 17-May-2007
ISIN Agenda 932662035 - Management
City Holding Recon Date 19-Mar-2007
Country United States Vote Deadline Date 16-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 ANN TORRE BATES For For
2 CHARLES L. DALEY For For
3 W.M. DIEFENDERFER III For For
4 THOMAS J. FITZPATRICK For For
5 DIANE SUITT GILLELAND For For
6 EARL A. GOODE For For
7 RONALD F. HUNT For For
8 BENJAMIN J. LAMBERT III For For
9 ALBERT L. LORD For For
10 BARRY A. MUNITZ For For
11 A. ALEXANDER PORTER, JR For For
12 WOLFGANG SCHOELLKOPF For For
13 STEVEN L. SHAPIRO For For
14 BARRY L. WILLIAMS For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1000 0 07-May-2007 07-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 969457100 Meeting Type Annual
Ticker Symbol WMB Meeting Date 17-May-2007
ISIN Agenda 932676654 - Management
City Holding Recon Date 26-Mar-2007
Country United States Vote Deadline Date 16-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 ADOPT STOCK PURCHASE PLAN Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 500 0 01-May-2007 01-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
ANIXTER INTERNATIONAL INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 035290105 Meeting Type Annual
Ticker Symbol AXE Meeting Date 17-May-2007
ISIN Agenda 932678684 - Management
City Holding Recon Date 30-Mar-2007
Country United States Vote Deadline Date 16-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 LORD JAMES BLYTH For For
2 LINDA WALKER BYNOE For For
3 ROBERT L. CRANDALL For For
4 ROBERT W. GRUBBS JR. For For
5 F. PHILIP HANDY For For
6 MELVYN N. KLEIN For For
7 GEORGE MUNOZ For For
8 STUART M. SLOAN For For
9 THOMAS C. THEOBALD For For
10 MATTHEW ZELL For For
11 SAMUEL ZELL For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 410 0 07-May-2007 07-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
NN, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 629337106 Meeting Type Annual
Ticker Symbol NNBR Meeting Date 17-May-2007
ISIN Agenda 932686934 - Management
City Holding Recon Date 30-Mar-2007
Country United States Vote Deadline Date 16-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 MICHAEL E. WERNER For For
2 RICHARD G. FANELLI For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 500 0 07-May-2007 07-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
METABOLIX INC
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 591018809 Meeting Type Annual
Ticker Symbol MBLX Meeting Date 17-May-2007
ISIN Agenda 932696911 - Management
City Holding Recon Date 23-Mar-2007
Country United States Vote Deadline Date 16-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
Comments-We withhold our vote for the above board member(s) standing as an Affiliated Outsider on the Audit,
Compensation & Nominating Committees.
1 PETER N. KELLOGG For For
2 EDWARD M. MULLER Withheld Against
3 MATTHEW STROBECK, PH.D. For For
4 ROBERT L. VAN NOSTRAND For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 2200 0 07-May-2007 07-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
ATHEROGENICS, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 047439104 Meeting Type Annual
Ticker Symbol AGIX Meeting Date 17-May-2007
ISIN Agenda 932701774 - Management
City Holding Recon Date 16-Mar-2007
Country United States Vote Deadline Date 16-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 DAVID BEARMAN For For
2 VAUGHN D. BRYSON For For
3 T. FORCHT DAGI For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1610 0 10-May-2007 10-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
ENSCO INTERNATIONAL INCORPORATED
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 26874Q100 Meeting Type Annual
Ticker Symbol ESV Meeting Date 22-May-2007
ISIN Agenda 932666350 - Management
City Holding Recon Date 26-Mar-2007
Country United States Vote Deadline Date 21-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Corporate Governance Management Against Against
Comments-As we cannot know the content of these issues, we do not approve this request.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 700 0 07-May-2007 07-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
RAIT FINANCIAL TRUST
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 749227104 Meeting Type Annual
Ticker Symbol RAS Meeting Date 22-May-2007
ISIN Agenda 932684738 - Management
City Holding Recon Date 23-Mar-2007
Country United States Vote Deadline Date 21-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 BETSY Z. COHEN For For
2 DANIEL G. COHEN For For
3 EDWARD S. BROWN For For
4 FRANK A. FARNESI For For
5 S. KRISTIN KIM For For
6 ARTHUR MAKADON For For
7 DANIEL PROMISLO For For
8 JOHN F. QUIGLEY, III For For
9 MURRAY STEMPEL, III For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 560 0 10-May-2007 10-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
EPICOR SOFTWARE CORPORATION
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 29426L108 Meeting Type Annual
Ticker Symbol EPIC Meeting Date 22-May-2007
ISIN Agenda 932700796 - Management
City Holding Recon Date 09-Apr-2007
Country United States Vote Deadline Date 21-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 L. GEORGE KLAUS For For
2 MICHAEL KELLY For For
3 THOMAS F. KELLY For For
4 HAROLD D. COPPERMAN For For
5 ROBERT H. SMITH For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 3000 0 10-May-2007 10-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
SUPERIOR ENERGY SERVICES, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 868157108 Meeting Type Annual
Ticker Symbol SPN Meeting Date 23-May-2007
ISIN Agenda 932693408 - Management
City Holding Recon Date 30-Mar-2007
Country United States Vote Deadline Date 22-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 HAROLD J. BOUILLION For For
2 ENOCH L. DAWKINS For For
3 JAMES M. FUNK For For
4 TERENCE E. HALL For For
5 ERNEST E. HOWARD For For
6 RICHARD A. PATTAROZZI For For
7 JUSTIN L. SULLIVAN For For
02 ADOPT STOCK PURCHASE PLAN Management For For
03 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1000 0 14-May-2007 14-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
BELDEN CDT INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 077454106 Meeting Type Annual
Ticker Symbol BDC Meeting Date 24-May-2007
ISIN Agenda 932681249 - Management
City Holding Recon Date 02-Apr-2007
Country United States Vote Deadline Date 23-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 DAVID ALDRICH For For
2 LORNE D. BAIN For For
3 LANCE C. BALK For For
4 BRYAN C. CRESSEY For For
5 MICHAEL F.O. HARRIS For For
6 GLENN KALNASY For For
7 JOHN M. MONTER For For
8 BERNARD G. RETHORE For For
9 JOHN S. STROUP For For
02 Amend Stock Compensation Plan Management For For
03 Approve Stock Compensation Plan Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 500 0 16-May-2007 16-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
KADANT INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 48282T104 Meeting Type Annual
Ticker Symbol KAI Meeting Date 24-May-2007
ISIN Agenda 932685906 - Management
City Holding Recon Date 09-Apr-2007
Country United States Vote Deadline Date 23-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 WILLIAM A. RAINVILLE For For
02 Approve Stock Compensation Plan Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 100 0 14-May-2007 14-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
TWEEN BRANDS, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 901166108 Meeting Type Annual
Ticker Symbol TWB Meeting Date 24-May-2007
ISIN Agenda 932686845 - Management
City Holding Recon Date 05-Apr-2007
Country United States Vote Deadline Date 23-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 DAVID A. KRINSKY For For
2 KENNETH T. STEVENS For For
3 KENNETH J. STROTTMAN For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 880 0 16-May-2007 16-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
BROWN SHOE COMPANY, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 115736100 Meeting Type Annual
Ticker Symbol BWS Meeting Date 24-May-2007
ISIN Agenda 932687479 - Management
City Holding Recon Date 09-Apr-2007
Country United States Vote Deadline Date 23-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 JULIE C. ESREY For For
2 WARD M. KLEIN For For
3 W. PATRICK MCGINNIS For For
4 DIANE M. SULLIVAN For For
5 HAL J. UPBIN For For
02 Approve Common Stock Par Value Change Management For For
03 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1500 0 14-May-2007 14-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
TRANSATLANTIC HOLDINGS, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 893521104 Meeting Type Annual
Ticker Symbol TRH Meeting Date 24-May-2007
ISIN Agenda 932692090 - Management
City Holding Recon Date 30-Mar-2007
Country United States Vote Deadline Date 23-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
Comments-We withhold our vote as the above board member(s) have failed to establish an independent nominating
committee. We withhold our vote for the above board member(s) standing as an Affiliated Outsider on the Audit,
Compensation & Nominating Committees. We withhold our vote from the above board memeber(s) for poor attendance.
1 JAMES BALOG For For
2 STEVEN J. BENSINGER Withheld Against
3 C. FRED BERGSTEN Withheld Against
4 IAN H. CHIPPENDALE For For
5 JOHN G. FOOS For For
6 DIANA K. MAYER For For
7 ROBERT F. ORLICH For For
8 RICHARD S. PRESS For For
9 MARTIN J. SULLIVAN Withheld Against
10 THOMAS R. TIZZIO Withheld Against
02 Approve Cash/Stock Bonus Plan Management Against Against
Comments-This proposal does not meet the section 162(m) requirements, therefore we vote against this proposal.
03 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 800 0 18-May-2007 18-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
VIGNETTE CORPORATION
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 926734401 Meeting Type Annual
Ticker Symbol VIGN Meeting Date 25-May-2007
ISIN Agenda 932681314 - Management
City Holding Recon Date 02-Apr-2007
Country United States Vote Deadline Date 24-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 MICHAEL A. AVILES For For
2 MICHAEL D. LAMBERT For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1000 0 14-May-2007 14-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
MARLIN BUSINESS SERVICES CORP.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 571157106 Meeting Type Annual
Ticker Symbol MRLN Meeting Date 25-May-2007
ISIN Agenda 932697406 - Management
City Holding Recon Date 13-Apr-2007
Country United States Vote Deadline Date 24-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 DANIEL P. DYER For For
2 JOHN J. CALAMARI For For
3 LAWRENCE J. DEANGELO For For
4 EDWARD GRZEDZINSKI For For
5 KEVIN J. MCGINTY For For
6 JAMES W. WERT For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1310 0 15-May-2007 15-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
CONN'S INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 208242107 Meeting Type Annual
Ticker Symbol CONN Meeting Date 30-May-2007
ISIN Agenda 932700758 - Management
City Holding Recon Date 13-Apr-2007
Country United States Vote Deadline Date 29-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
Comments-We withhold our vote as the above board member(s) have failed to establish an independent nominating
committee. We withhold our vote from the above board memeber(s) for poor attendance.
1 THOMAS J. FRANK, SR. Withheld Against
2 MARVIN D. BRAILSFORD For For
3 JON E.M. JACOBY For For
4 BOB L. MARTIN Withheld Against
5 DOUGLAS H. MARTIN Withheld Against
6 DR. W.C. NYLIN JR. Withheld Against
7 SCOTT L. THOMPSON For For
8 WILLIAM T. TRAWICK For For
9 THEODORE M. WRIGHT For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Transact Other Business Management Against Against
Comments-As we cannot know the content of these issues, we do not approve this request.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1610 0 16-May-2007 16-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
ALLIANCE IMAGING, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 018606202 Meeting Type Annual
Ticker Symbol AIQ Meeting Date 30-May-2007
ISIN Agenda 932707702 - Management
City Holding Recon Date 16-Apr-2007
Country United States Vote Deadline Date 29-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 EDWARD L. SAMEK For For
2 STEPHEN A. KAPLAN For For
02 Amend Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1200 0 18-May-2007 18-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
ARES CAPITAL CORPORATION
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 04010L103 Meeting Type Annual
Ticker Symbol ARCC Meeting Date 30-May-2007
ISIN Agenda 932709009 - Management
City Holding Recon Date 30-Apr-2007
Country United States Vote Deadline Date 29-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 FRANK E. O'BRYAN For For
2 ERIC B. SIEGEL For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 500 0 10-May-2007 10-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
DIGITAL RIVER, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 25388B104 Meeting Type Annual
Ticker Symbol DRIV Meeting Date 31-May-2007
ISIN Agenda 932695882 - Management
City Holding Recon Date 12-Apr-2007
Country United States Vote Deadline Date 30-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 JOEL A. RONNING For For
2 PERRY W. STEINER For For
3 J. PAUL THORIN For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 2000 0 18-May-2007 18-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
DIODES INCORPORATED
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 254543101 Meeting Type Annual
Ticker Symbol DIOD Meeting Date 31-May-2007
ISIN Agenda 932702233 - Management
City Holding Recon Date 29-Mar-2007
Country United States Vote Deadline Date 30-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
Comments-We withhold our vote for the above board member(s) standing as an Affiliated Outsider on the Audit,
Compensation & Nominating Committees.
1 C.H. CHEN Withheld Against
2 MICHAEL R. GIORDANO Withheld Against
3 L.P. HSU For For
4 KEH-SHEW LU For For
5 SHING MAO Withheld Against
6 RAYMOND SOONG For For
7 JOHN M. STICH For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 400 0 16-May-2007 16-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
METABASIS THERAPEUTICS, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 59101M105 Meeting Type Annual
Ticker Symbol MBRX Meeting Date 01-Jun-2007
ISIN Agenda 932706534 - Management
City Holding Recon Date 11-Apr-2007
Country United States Vote Deadline Date 31-May-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 DAVID F. HALE For For
2 PAUL K. LAIKIND, PH.D. For For
3 G.F. SCHREINER, MD, PHD For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 500 0 18-May-2007 18-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
DOBSON COMMUNICATIONS CORPORATION
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 256069105 Meeting Type Annual
Ticker Symbol DCEL Meeting Date 04-Jun-2007
ISIN Agenda 932704249 - Management
City Holding Recon Date 16-Apr-2007
Country United States Vote Deadline Date 01-Jun-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 FRED J. HALL For For
2 STEVEN P. DUSSEK For For
02 Approve Cash/Stock Bonus Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1960 0 21-May-2007 21-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
DIVX, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 255413106 Meeting Type Annual
Ticker Symbol DIVX Meeting Date 04-Jun-2007
ISIN Agenda 932704326 - Management
City Holding Recon Date 23-Apr-2007
Country United States Vote Deadline Date 01-Jun-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 R. JORDAN GREENHALL For For
2 CHRISTOPHER MCGURK For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1000 0 21-May-2007 21-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
CLAYTON HOLDINGS INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 18418N107 Meeting Type Annual
Ticker Symbol CLAY Meeting Date 07-Jun-2007
ISIN Agenda 932710583 - Management
City Holding Recon Date 17-Apr-2007
Country United States Vote Deadline Date 06-Jun-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 BRIAN L. LIBMAN For For
2 MICHAEL M. SONDERBY For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1500 0 24-May-2007 24-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
LAYNE CHRISTENSEN COMPANY
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 521050104 Meeting Type Annual
Ticker Symbol LAYN Meeting Date 07-Jun-2007
ISIN Agenda 932712549 - Management
City Holding Recon Date 23-Apr-2007
Country United States Vote Deadline Date 06-Jun-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 J. SAMUEL BUTLER For For
2 NELSON OBUS For For
02 Approve Stock Compensation Plan Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
Comments-The new shares represent a potential dilution in relative voting power and could dilute equity interest.
04 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 500 0 29-May-2007 29-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORPORATION
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 165167107 Meeting Type Annual
Ticker Symbol CHK Meeting Date 08-Jun-2007
ISIN Agenda 932702245 - Management
City Holding Recon Date 16-Apr-2007
Country United States Vote Deadline Date 07-Jun-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 FRANK KEATING For For
2 MERRILL A. MILLER, JR. For For
3 FREDERICK B. WHITTEMORE For For
02 Amend Stock Compensation Plan Management Against Against
Comments-The new shares represent a potential dilution in relative voting power and could dilute equity interest.
03 Amend Stock Compensation Plan Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1500 0 29-May-2007 29-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 75886F107 Meeting Type Annual
Ticker Symbol REGN Meeting Date 08-Jun-2007
ISIN Agenda 932714834 - Management
City Holding Recon Date 12-Apr-2007
Country United States Vote Deadline Date 07-Jun-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 L S SCHLEIFER, MD PHD For For
2 ERIC M. SHOOTER, PHD For For
3 G D YANCOPOULOS, MD PHD For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1000 0 29-May-2007 29-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
CYPRESS BIOSCIENCE, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 232674507 Meeting Type Annual
Ticker Symbol CYPB Meeting Date 11-Jun-2007
ISIN Agenda 932713933 - Management
City Holding Recon Date 25-Apr-2007
Country United States Vote Deadline Date 08-Jun-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 ROGER L. HAWLEY For For
2 TINA S. NOVA For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 2330 0 24-May-2007 24-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
FIRST CASH FINANCIAL SERVICES, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 31942D107 Meeting Type Annual
Ticker Symbol FCFS Meeting Date 12-Jun-2007
ISIN Agenda 932718147 - Management
City Holding Recon Date 19-Apr-2007
Country United States Vote Deadline Date 11-Jun-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 MS. TARA U. MACMAHON For For
2 MR. R. NEIL IRWIN For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1100 0 24-May-2007 24-May-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
TRINITY BIOTECH PLC
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 896438306 Meeting Type Annual
Ticker Symbol TRIB Meeting Date 14-Jun-2007
ISIN Agenda 932732161 - Management
City Holding Recon Date 18-May-2007
Country United States Vote Deadline Date 06-Jun-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
O1 Receive Consolidated Financial Statements Management For
O2 Miscellaneous Corporate Governance Management For
O3 Approve Renumeration Of Directors And Auditors Management For
S4 Miscellaneous Shareholder Equity - Global Management For
S5 Miscellaneous Shareholder Equity - Global Management For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 900 0 07-Jun-2007 07-Jun-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
THE AES CORPORATION
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 00130H105 Meeting Type Annual
Ticker Symbol AES Meeting Date 25-Jun-2007
ISIN Agenda 932734254 - Management
City Holding Recon Date 27-Apr-2007
Country United States Vote Deadline Date 22-Jun-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 RICHARD DARMAN For For
2 PAUL HANRAHAN For For
3 KRISTINA M. JOHNSON For For
4 JOHN A. KOSKINEN For For
5 PHILIP LADER For For
6 JOHN H. MCARTHUR For For
7 SANDRA O. MOOSE For For
8 PHILIP A. ODEEN For For
9 CHARLES O. ROSSOTTI For For
10 SVEN SANDSTROM For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1260 0 12-Jun-2007 12-Jun-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
ALTUS PHARMACEUTICALS, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 02216N105 Meeting Type Annual
Ticker Symbol ALTU Meeting Date 27-Jun-2007
ISIN Agenda 932731967 - Management
City Holding Recon Date 30-Apr-2007
Country United States Vote Deadline Date 26-Jun-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 JONATHAN S. LEFF* For For
2 DAVID D. PENDERGAST* For For
3 JONATHAN D. ROOT* For For
02 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 1000 0 12-Jun-2007 12-Jun-2007
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
VALUEVISION MEDIA, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 92047K107 Meeting Type Annual
Ticker Symbol VVTV Meeting Date 28-Jun-2007
ISIN Agenda 932738911 - Management
City Holding Recon Date 04-May-2007
Country United States Vote Deadline Date 27-Jun-2007
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 JAMES J. BARNETT For For
2 JOHN D. BUCK For For
3 MARSHALL S. GELLER For For
4 ROBERT J. KORKOWSKI For For
5 WILLIAM J. LANSING For For
6 GEORGE A. VANDEMAN For For
02 Approve Cash/Stock Bonus Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
C 6178206 010 2000 0 18-Jun-2007 18-Jun-2007
Quaker Core Value Fund Vote Summary
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC.
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 09247X101 Meeting Type Special
Ticker Symbol BLK Meeting Date 25-Sep-2006
ISIN Agenda 932578997 - Management
City Holding Recon Date 03-Aug-2006
Country United States Vote Deadline Date 22-Sep-2006
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Approve Merger Agreement Management For For
02 Approve Issuance Of Warrants Management For For
03 Approve Charter Amendment Management For For
04 Approve Charter Amendment Management For For
05 Approve Charter Amendment Management For For
06 Approve Charter Amendment Management For For
07 Set/Change Number Of Directors On Board Management For For
08 Approve Charter Amendment Management For For
09 Amend Stock Compensation Plan Management For For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
10885-23-L 1S4 100 0 13-Sep-2006
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Security 742718109 Meeting Type Annual
Ticker Symbol PG Meeting Date 10-Oct-2006
ISIN Agenda 932579103 - Management
City Holding Recon Date 11-Aug-2006
Country United States Vote Deadline Date 09-Oct-2006
SEDOL(s) Quick Code
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Item Proposal Type Vote For/Against
Management
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
01 Election Of Directors Management
1 NORMAN R. AUGUSTINE For For
2 A.G. LAFLEY For For
3 JOHNATHAN A. RODGERS For For
4 JOHN F. SMITH, JR. For For
5 MARGARET C. WHITMAN For For
02 Set/Change Number Of Directors On Board Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 Amend Stock Compensation Plan Management For For
05 Miscellaneous Shareholder Proposal Shareholder Against For
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Unavailable Vote Date Date Confirmed
Shares
- -------------------------------------------------------------------------------------------------------------------------------------------------------------------
10885-23-L 1S4 1460 0 02-Oct-2006 02-Oct-2006
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name FOREST LABORATORIES, INC Annual Meeting Date: 8/7/2006
Ticker Symbol: FRX Holdings Reconciliation Date: 6/20/2006
Issuer: City: Vote Deadline Date: 8/6/2006
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
2 For For Independent Auditors No No
Internal Voted Ballot Received Last Vote Date
Custodian Account Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
10885-06-L 40000 40000 7/7/2006 8/6/2006 7/11/2006
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name OMNIVISION TECHNOLOGIES, INC Annual Meeting Date: 9/28/2006
Ticker Symbol: OVTI Holdings Reconciliation Date: 8/15/2006
Issuer: City: Vote Deadline Date: 9/27/2006
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
2 For For Independent Auditors No No
Internal Voted Ballot Received Last Vote Date
Custodian Account Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
10885-06-L 125000 125000 8/31/2006 9/27/2006 8/31/2006
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name Annual Meeting Date:
Ticker Symbol: Holdings Reconciliation Date:
Issuer: City: Vote Deadline Date:
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
2 For For Independent Auditors No No
Voted Ballot Received Last Vote Date
Custodian Account Internal Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
6176895
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name KLA-TENCOR CORPORATION Annual Meeting Date: 3/29/2007
Ticker Symbol: KLAC Holdings Reconciliation Date: 2/15/2007
Issuer: City: Vote Deadline Date: 3/28/2007
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
2 For For Independent Auditors No No
Voted Ballot Received Last Vote Date
Custodian Account Internal Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
6176895 85000 85000 3/7/2007 3/28/2007 2/7/2007
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name SEMPRA ENERGY Annual Meeting Date: 4/26/2007
Ticker Symbol: SRE Holdings Reconciliation Date: 3/2/2007
Issuer: City: Vote Deadline Date: 4/25/2007
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
2 For For Independent Auditors No No
3 For Against Adopt simple majority vote proposal No No
4 For Against Adopt election majority vote standard No No
proposal
5 For Against Adopt supplemental executive retirement No No
plan policy proposal
Voted Ballot Received Last Vote Date
Custodian Account Internal Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
6176895 50000 50000 3/15/2007 4/25/2007 3/22/2007
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name THE SHERWIN-WILLIAMS COMPANY Annual Meeting Date: 4/18/2007
Ticker Symbol: SHW Holdings Reconciliation Date: 3/2/2007
Issuer: City: Vote Deadline Date: 4/17/2007
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
2 For For Approval of the 2007 Executive performance No No
bonus plan
3 For For Approve independent auditors No No
proposal
Voted Ballot Received Last Vote Date
Custodian Account Internal Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
6176895 60000 60000 3/16/2007 4/17/2007 3/22/2007
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name AMETEK, INC Annual Meeting Date: 4/24/2007
Ticker Symbol: AME Holdings Reconciliation Date: 3/9/2007
Issuer: City: Vote Deadline Date: 4/23/2007
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
2 For For Proposal to amend the certificate of No No
incorporation increasing authorized shares
of common stock from 200,000,000 to
400,000,000
3 For For Proposal to approve the Ametek, Inc 2007 No No
omnibus incentive compensation plan
4 For For Approve independent auditors No No
Internal Voted Ballot Received Last Vote Date
Custodian Account Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
6176895 117500 117500 3/21/2007 4/23/2007 3/22/2007
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name TELLABS, INC Annual Meeting Date: 4/26/2007
Ticker Symbol: TLAB Holdings Reconciliation Date: 2/28/2007
Issuer: City: Vote Deadline Date: 4/25/2007
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
2 For For Approve independent auditors No No
Voted Ballot Received Last Vote Date
Custodian Account Internal Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
6176895 250000 250000 3/17/2007 4/25/2007 3/22/2007
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name CIGNA CORPORATION Annual Meeting Date: 4/25/2007
Ticker Symbol: CI Holdings Reconciliation Date: 2/27/2007
Issuer: City: Vote Deadline Date: 4/24/2007
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
2 For For Approve independent auditors No No
3 For For Approval of the amended and restated No No
CIGNA executive incentive plan
Voted Ballot Received Last Vote Date
Custodian Account Internal Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
6176895 20000 20000 3/23/2007 4/24/2007 3/27/2007
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name ZIONS BANCORPORATION Annual Meeting Date: 5/4/2007
Ticker Symbol: ZION Holdings Reconciliation Date: 3/6/2007
Issuer: City: Vote Deadline Date: 5/3/2007
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
2 For For Approve independent auditors No No
3 For For Transact any other such business as may No No
properly come before the meeting
Voted Ballot Received Last Vote Date
Custodian Account Internal Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
6176895 30000 30000 3/30/2007 5/3/2007 4/3/2007
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name L-3 COMMUNICATIONS HOLDINGS Annual Meeting Date: 4/24/2007
Ticker Symbol: LLL Holdings Reconciliation Date: 3/16/2007
Issuer: City: Vote Deadline Date: 4/23/2007
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
2 For For Approve independent auditors No No
Voted Ballot Received Last Vote Date
Custodian Account Internal Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
6176895 30000 30000 4/3/2007 4/23/2007 4/3/2007
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name SKYWEST, INC. Annual Meeting Date: 5/1/2007
Ticker Symbol: SKYW Holdings Reconciliation Date: 3/19/2007
Issuer: City: Vote Deadline Date: 4/30/2007
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
2 For For Approve independent auditors No No
Voted Ballot Received Last Vote Date
Custodian Account Internal Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
6176895 100000 100000 3/29/2007 4/30/2007 4/3/2007
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name ALTERA CORPORATION Annual Meeting Date: 5/8/2007
Ticker Symbol: ALTR Holdings Reconciliation Date: 3/12/2007
Issuer: City: Vote Deadline Date: 5/7/2007
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
2 For For Approve an amendment to the 1987 No No
employee stock purchase plan to increase by
1,000,000 the number of shares of common
stock reserved for issuance under the plan
3 For For Approve independent auditors No No
Voted Ballot Received Last Vote Date
Custodian Account Internal Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
6176895 200000 200000 3/30/2007 5/7/2007 4/3/2007
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name CSX CORPORATION Annual Meeting Date: 5/2/2007
Ticker Symbol: CSX Holdings Reconciliation Date: 3/14/2007
Issuer: City: Vote Deadline Date: 5/1/2007
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
2 For For Approve independent auditors No No
3 Against Against Shareholder proposal regarding executive No No
compensation
4 For Against Shareholder proposal regarding majority voting No No
5 Against Against Shareholder proposal regarding severance No No
agreements
6 For Against Shareholder proposal regarding special No No
shareholder meetings
Internal Voted Ballot Received Last Vote Date
Custodian Account Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
6176895 85000 85000 4/4/2007 5/1/2007 4/4/2007
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name THE BEAR STEARNS COMPANIES,INC. Annual Meeting Date: 4/18/2007
Ticker Symbol: BSC Holdings Reconciliation Date: 2/20/2007
Issuer: City: Vote Deadline Date: 4/17/2007
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
2 For For Approval of an amendment to the stock No No
award plan
3 For For Approval of amendments to the restricted No No
stock unit plan
4 For For Approval of amendments to the capital No No
accumulation plan for senior managing
directors
5 For For Approval of the 2007 performance No No
compensation plan
6 For For Approve independent auditors No No
7 For Against Stockholder proposal regarding a pay-for- No No
superior-performance standard
Internal Voted Ballot Received Last Vote Date
Custodian Account Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
6176895 25000 25000 4/4/2007 4/17/2007 4/4/2007
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name GRANT PRIDECO, INC. Annual Meeting Date: 5/17/2007
Ticker Symbol: GRP Holdings Reconciliation Date: 3/28/2007
Issuer: City: Vote Deadline Date: 5/16/2007
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
Voted Ballot Received Last Vote Date
Custodian Account Internal Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
6176895 42500 42500 4/10/2007 5/16/2007 4/10/2007
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name GENWORTH FINANCIAL, INC. Annual Meeting Date: 5/15/2007
Ticker Symbol: GNW Holdings Reconciliation Date: 3/20/2007
Issuer: City: Vote Deadline Date: 5/14/2007
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
2 For For Approve independent auditors No No
Voted Ballot Received Last Vote Date
Custodian Account Internal Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
6176895 70000 70000 4/5/2007 5/14/2007 4/10/2007
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name LINCOLN ELECTRIC HOLDINGS, INC. Annual Meeting Date: 4/27/2007
Ticker Symbol: LECO Holdings Reconciliation Date: 3/16/2007
Issuer: City: Vote Deadline Date: 4/26/2007
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
2 For For Approval of 2007 management incentive No No
compensation plan
3 For For Approval of independent auditors No No
Voted Ballot Received Last Vote Date
Custodian Account Internal Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
6176895 60000 60000 4/6/2007 4/26/2007 4/10/2007
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name LINCOLN NATIONAL CORPORATION Annual Meeting Date: 5/10/2007
Ticker Symbol: LNC Holdings Reconciliation Date: 3/5/2007
Issuer: City: Vote Deadline Date: 5/9/2007
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
2 For For Approval of independent auditors No No
3 For For Approve an amendment and restatement No No
of the Lincoln National Corporation amended
and restated incentive compensation plan.
4 For For Approve the Lincoln National Corporation No No
stock option plan for non-employee directors
Voted Ballot Received Last Vote Date
Custodian Account Internal Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
6176895 40000 40000 4/6/2007 5/9/2007 4/10/2007
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name SOUTHERN COPPER CORPORATION Annual Meeting Date: 4/26/2007
Ticker Symbol: PCU Holdings Reconciliation Date: 3/23/2007
Issuer: City: Vote Deadline Date: 4/25/2007
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
2 For For Approve an amendment to our by-laws to No No
eliminate the provisions that have been made
extraneous or inconsistent with our amended
and restated certificate of incorporation, as
amended, as a result of the elimination of our
class A common stock.
3 For For Approval of independent auditors No No
Voted Ballot Received Last Vote Date
Custodian Account Internal Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
6176895 33000 33000 4/5/2007 4/25/2007 4/10/2007
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name BARR PHARMACEUTICALS, INC. Annual Meeting Date: 5/17/2007
Ticker Symbol: BRL Holdings Reconciliation Date: 3/30/2007
Issuer: City: Vote Deadline Date: 5/16/2007
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
2 For For Approve independent auditors No No
3 For For Approve the BARR PHARMACEUTICALS, No No
INC. 2007 stock and incentive award plan.
4 For For Approve the BARR PHARMACEUTICALS, No No
INC. 2007 executive officer incentive plan.
Voted Ballot Received Last Vote Date
Custodian Account Internal Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
6176895 75000 75000 4/11/2007 5/16/2007 4/11/2007
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name BENCHMARK ELECTRONICS, INC. Annual Meeting Date: 5/9/2007
Ticker Symbol: BHE Holdings Reconciliation Date: 3/27/2007
Issuer: City: Vote Deadline Date: 5/8/2007
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
2 For For Approve independent auditors No No
Voted Ballot Received Last Vote Date
Custodian Account Internal Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
6176895 200000 200000 4/11/2007 5/8/2007 4/11/2007
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name PHILADELPHIA CONSOLIDATED HOLDING CORP. Annual Meeting Date: 4/27/2007
Ticker Symbol: PHLY Holdings Reconciliation Date: 3/21/2007
Issuer: City: Vote Deadline Date: 4/26/2007
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
2 For For Approve independent auditors No No
3 For For Approve Phila insurance companies 2007 No No
cash bonus plan
4 For For Approve amendment and restatement of the No No
Phila insurance companies non-qualified
employee stock purchase plan
5 For For Approve amendment to the direstors stock No No
purchase plan to increase the number of
shares under the plan from 75000 shares to
125000 shares.
Voted Ballot Received Last Vote Date
Custodian Account Internal Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
6176895 100000 100000 4/14/2007 4/26/2007 4/16/2007
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name HELIX ENERGY SOLUTIONS GROUP, INC. Annual Meeting Date: 5/7/2007
Ticker Symbol: HLX Holdings Reconciliation Date: 3/30/2007
Issuer: City: Vote Deadline Date: 5/6/2007
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
Voted Ballot Received Last Vote Date
Custodian Account Internal Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
6176895 80000 80000 4/14/2007 5/6/2007 4/16/2007
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name YRC WORLDWIDE INC. Annual Meeting Date: 5/17/2007
Ticker Symbol: YRCW Holdings Reconciliation Date: 3/20/2007
Issuer: City: Vote Deadline Date: 5/16/2007
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
2 For For Approve the company's annual incentive No No
bonus plan program for senior executive
officers
3 For For Approve independent auditors No No
Voted Ballot Received Last Vote Date
Custodian Account Internal Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
6176895 100000 100000 4/13/2007 5/16/2007 4/16/2007
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name W.R. BERKLEY CORPORATION Annual Meeting Date: 5/8/2007
Ticker Symbol: BER Holdings Reconciliation Date: 3/19/2007
Issuer: City: Vote Deadline Date: 5/7/2007
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
2 For For Approve independent auditors No No
Voted Ballot Received Last Vote Date
Custodian Account Internal Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
6176895 120000 120000 4/13/2007 5/7/2007 4/16/2007
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name THE FIRST AMERICAN CORPORATION Annual Meeting Date: 5/24/2007
Ticker Symbol: FAF Holdings Reconciliation Date: 3/30/2007
Issuer: City: Vote Deadline Date: 5/23/2007
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
2 For For Approve independent auditors No No
Voted Ballot Received Last Vote Date
Custodian Account Internal Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
6176895 50000 50000 4/19/2007 5/23/2007 4/24/2007
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name STEEL DYNAMICS, INC. Annual Meeting Date: 5/17/2007
Ticker Symbol: STLD Holdings Reconciliation Date: 3/26/2007
Issuer: City: Vote Deadline Date: 5/16/2007
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
2 For For Approve independent auditors No No
Voted Ballot Received Last Vote Date
Custodian Account Internal Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
6176895 65000 65000 4/19/2007 5/16/2007 5/24/2007
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name HCC INSURANCE HOLDINGS, INC. Annual Meeting Date: 5/10/2007
Ticker Symbol: HCC Holdings Reconciliation Date: 4/2/2007
Issuer: City: Vote Deadline Date: 5/9/2007
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
2 For For Vote on the 2007 key executive incentive No No
compensation plan.
3 For For Approve independent auditors No No
4 For Against Vote on shareholder proposal regarding No No
sexual orientation and gender identity
Internal Voted Ballot Received Last Vote Date
Custodian Account Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
6176895 140000 140000 4/19/2007 5/9/2007 4/24/2007
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name CYMER, INC. Annual Meeting Date: 5/17/2007
Ticker Symbol: CYMI Holdings Reconciliation Date: 3/30/2007
Issuer: City: Vote Deadline Date: 5/16/2007
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
2 For For Approve the amendment and restatement to No No
Cymer's 2005 equity incentive plan
3 For For Approve independent auditors No No
Voted Ballot Received Last Vote Date
Custodian Account Internal Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
6176895 80000 80000 4/19/2007 5/16/2007 4/24/2007
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name AMPHENOL CORPORATION Annual Meeting Date: 5/23/2007
Ticker Symbol: APH Holdings Reconciliation Date: 4/2/2007
Issuer: City: Vote Deadline Date: 5/22/2007
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
2 For For Independent auditors No No
3 For For Approve increase in number of authorized No No
shares
Voted Ballot Received Last Vote Date
Custodian Account Internal Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
6176895 100000 100000 4/28/2007 5/22/2007 5/1/2007
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name COVENTRY HEALTH CARE, INC. Annual Meeting Date: 5/17/2007
Ticker Symbol: CVH Holdings Reconciliation Date: 3/19/2007
Issuer: City: Vote Deadline Date: 5/16/2007
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
2 For For Independent auditors No No
Voted Ballot Received Last Vote Date
Custodian Account Internal Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
6176895 50000 50000 4/26/2007 5/16/2007 5/1/2007
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name NABORS INDUSTRIES LTD. Annual Meeting Date: 6/5/2007
Ticker Symbol: NBR Holdings Reconciliation Date: 4/5/2007
Issuer: City: Vote Deadline Date: 6/4/2007
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
2 For For Independent auditors No No
3 Against Against Shareholder proposal to permit shareholders No No
to vote on advisory resolution to ratify the
compensation of the named executive
officers of the company
4 For Against Shareholder proposal to adopt a pay for No No
superior performance standard in the
company's executive compensation plan
for senior executives
Internal Voted Ballot Received Last Vote Date
Custodian Account Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
6176895 106400 106400 5/11/2007 6/4/2007 5/15/2007
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name AMERICAN EAGLE OUTFITTERS, INC. Annual Meeting Date: 6/12/2007
Ticker Symbol: AEO Holdings Reconciliation Date: 4/16/2007
Issuer: City: Vote Deadline Date: 6/11/2007
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
2 For For Amend the company's certificate of No No
incorporation to increase the number of
shares of authorized common stock from
250M to 750M
3 For For Independent auditors No No
Voted Ballot Received Last Vote Date
Custodian Account Internal Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
6176895 120000 120000 5/3/2007 6/11/2007 5/15/2007
QUAKER MID-CAP FUND - PROXY VOTING SUMMARY
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Company Name ARMOR HOLDINGS, INC. Annual Meeting Date: 6/19/2007
Ticker Symbol: AH Holdings Reconciliation Date: 4/25/2007
Issuer: City: Vote Deadline Date: 6/18/2007
ISIN: Country:
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Deviate
from Fund Detail
Proxy Reason for
Proposal Number Vote Cast MRV Proposal Deviate from Mgr. Proxy Policy? Policy? Deviation
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 For For Directors No No
3 For For Independent auditors No No
Voted Ballot Received Last Vote Date
Custodian Account Internal Account Stock Class Shares Shares Date Date Confirmed
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
6176895 69000 69000 5/8/2007 6/18/2007 5/15/2007
Quaker Small Cap Value Fund
Issue Ticker Cusip Meeting Date Description of Vote Issuer v. SH Voted? Vote Cast For/Against # of Shares
----- ------ ----- ------------ ------------------- ------------ ------ --------- ----------- -----------
KCS Energy, Inc. kcs 482434206 7/12/2006 Approve Merger Agreement Issuer Yes For For 10300
Eagle Materials Inc. exp 26969P108 7/27/2006 Elect Director F. William Barnett Issuer Yes For For 12300
Eagle Materials Inc. exp 26969P108 7/27/2006 Elect Director O.G. Dagnan Issuer Yes Withhold Against 12300
Eagle Materials Inc. exp 26969P108 7/27/2006 Elect Director David W. Quinn Issuer Yes Withhold Against 12300
Eagle Materials Inc. exp 26969P108 7/27/2006 Ratify Auditors Issuer Yes For For 12300
Kemet Corporation kem 488360108 7/26/2006 Elect Director Gurminder S. Bedi Issuer Yes For For 29600
Kemet Corporation kem 488360108 7/26/2006 Elect Director Per-Olof Loof Issuer Yes For For 29600
Kemet Corporation kem 488360108 7/26/2006 Elect Director Robert G. Paul Issuer Yes For For 29600
Kemet Corporation kem 488360108 7/26/2006 Ratify Auditors Issuer Yes For For 29600
Mylan Laboratories Inc. myl 628530107 7/28/2006 Elect Director Milan Puskar Issuer Yes For For 26300
Mylan Laboratories Inc. myl 628530107 7/28/2006 Elect Director Robert J. Coury Issuer Yes For For 26300
Mylan Laboratories Inc. myl 628530107 7/28/2006 Elect Director Wendy Cameron Issuer Yes For For 26300
Mylan Laboratories Inc. myl 628530107 7/28/2006 Elect Director Neil Dimick, CPA Issuer Yes For For 26300
Mylan Laboratories Inc. myl 628530107 7/28/2006 Elect Director Douglas J. Leech, CPA Issuer Yes For For 26300
Mylan Laboratories Inc. myl 628530107 7/28/2006 Elect Director Joseph C. Maroon, Md Issuer Yes For For 26300
Mylan Laboratories Inc. myl 628530107 7/28/2006 Elect Director Rodney L. Piatt, CPA Issuer Yes For For 26300
Mylan Laboratories Inc. myl 628530107 7/28/2006 Elect Director C.B. Todd Issuer Yes For For 26300
Mylan Laboratories Inc. myl 628530107 7/28/2006 Elect Director Rl Vanderveen, Ph.D, Rph Issuer Yes For For 26300
Mylan Laboratories Inc. myl 628530107 7/28/2006 Amend Omnibus Stock Plan Issuer Yes For For 26300
Mylan Laboratories Inc. myl 628530107 7/28/2006 Ratify Auditors Issuer Yes For For 26300
Agilysys Inc. agys 00847J105 7/28/2006 Elect Director Charles F. Christ Issuer Yes For For 13800
Agilysys Inc. agys 00847J105 7/28/2006 Elect Director Arthur Rhein Issuer Yes For For 13800
Agilysys Inc. agys 00847J105 7/28/2006 Elect Director Thomas C. Sullivan Issuer Yes For For 13800
Agilysys Inc. agys 00847J105 7/28/2006 Approve Omnibus Stock Plan Issuer Yes For For 13800
K-V Pharmaceutical Co. kv.a 482740206 8/4/2006 Elect Director David S. Hermelin Issuer Yes For For 21900
K-V Pharmaceutical Co. kv.a 482740206 8/4/2006 Elect Director Jonathon E. Killmer Issuer Yes For For 21900
K-V Pharmaceutical Co. kv.a 482740206 8/4/2006 Elect Director Gerald R. Mitchell Issuer Yes For For 21900
K-V Pharmaceutical Co. kv.a 482740206 8/4/2006 Ratify Auditors Issuer Yes For For 21900
Black Box Corp. bbox 091826107 8/8/2006 Elect Director William F. Andrews Issuer Yes For For 5400
Black Box Corp. bbox 091826107 8/8/2006 Elect Director Richard L. Crouch Issuer Yes For For 5400
Black Box Corp. bbox 091826107 8/8/2006 Elect Director Thomas W. Golonski Issuer Yes For For 5400
Black Box Corp. bbox 091826107 8/8/2006 Elect Director Thomas G. Greig Issuer Yes For For 5400
Black Box Corp. bbox 091826107 8/8/2006 Elect Director Edward A Nicholson, Issuer Yes For For 5400
Ph.D.
Black Box Corp. bbox 091826107 8/8/2006 Elect Director Fred C. Young Issuer Yes For For 5400
Black Box Corp. bbox 091826107 8/8/2006 Amend Stock Option Plan Issuer Yes For For 5400
Black Box Corp. bbox 091826107 8/8/2006 Amend Non-Employee Director Stock Issuer Yes For For 5400
Option Plan
Black Box Corp. bbox 091826107 8/8/2006 Ratify Auditors Issuer Yes For For 5400
Trammell Crow Co. tcc 89288R106 8/3/2006 Approve Omnibus Stock Plan Issuer Yes For For 17900
Consolidated Graphics, Inc. cgx 209341106 8/3/2006 Elect Director Larry J. Alexander Issuer Yes Withhold Against 5700
Consolidated Graphics, Inc. cgx 209341106 8/3/2006 Elect Director Brady F. Carruth Issuer Yes Withhold Against 5700
American Woodmark Corp. amwd 030506109 8/24/2006 Elect Director William F. Brandt, Jr.. Issuer Yes For For 17000
American Woodmark Corp. amwd 030506109 8/24/2006 Elect Director Daniel T. Carroll Issuer Yes For For 17000
American Woodmark Corp. amwd 030506109 8/24/2006 Elect Director Martha M. Dally Issuer Yes For For 17000
American Woodmark Corp. amwd 030506109 8/24/2006 Elect Director James G. Davis Issuer Yes For For 17000
American Woodmark Corp. amwd 030506109 8/24/2006 Elect Director Neil P. Defeo Issuer Yes For For 17000
American Woodmark Corp. amwd 030506109 8/24/2006 Elect Director James J. Gosa Issuer Yes For For 17000
American Woodmark Corp. amwd 030506109 8/24/2006 Elect Director Kent B. Guichard Issuer Yes For For 17000
American Woodmark Corp. amwd 030506109 8/24/2006 Elect Director Daniel T. Hendrix Issuer Yes For For 17000
American Woodmark Corp. amwd 030506109 8/24/2006 Elect Director Kent J. Hussey Issuer Yes For For 17000
American Woodmark Corp. amwd 030506109 8/24/2006 Elect Director G. Thomas Mckane Issuer Yes For For 17000
American Woodmark Corp. amwd 030506109 8/24/2006 Elect Director Carol B. Moerdyk Issuer Yes For For 17000
American Woodmark Corp. amwd 030506109 8/24/2006 Ratify Auditors Issuer Yes For For 17000
American Woodmark Corp. amwd 030506109 8/24/2006 Approve Non-Employee Director Omnibus Issuer Yes For For 17000
Stock Plan
American Woodmark Corp. amwd 030506109 8/24/2006 Amend Omnibus Stock Plan Issuer Yes Against Against 17000
QLogic Corp. qlgc 747277101 8/24/2006 Elect Director H.K. Desai Issuer Yes For For 14400
QLogic Corp. qlgc 747277101 8/24/2006 Elect Director Joel S. Birnbaum Issuer Yes For For 14400
QLogic Corp. qlgc 747277101 8/24/2006 Elect Director Larry R. Carter Issuer Yes For For 14400
QLogic Corp. qlgc 747277101 8/24/2006 Elect Director James R. Fiebiger Issuer Yes For For 14400
QLogic Corp. qlgc 747277101 8/24/2006 Elect Director Balakrishnan S. Iyer Issuer Yes For For 14400
QLogic Corp. qlgc 747277101 8/24/2006 Elect Director Carol L. Miltner Issuer Yes For For 14400
QLogic Corp. qlgc 747277101 8/24/2006 Elect Director George D. Wells Issuer Yes For For 14400
QLogic Corp. qlgc 747277101 8/24/2006 Amend Omnibus Stock Plan Issuer Yes For For 14400
QLogic Corp. qlgc 747277101 8/24/2006 Ratify Auditors Issuer Yes For For 14400
Amerco uhal 023586100 8/25/2006 Elect Director Charles J. Bayer Issuer Yes For For 4300
Amerco uhal 023586100 8/25/2006 Elect Director William E. Carty Issuer Yes For For 4300
BMC Software, Inc. bmc 055921100 8/22/2006 Elect Director B. Garland Cupp Issuer Yes For For 16400
BMC Software, Inc. bmc 055921100 8/22/2006 Elect Director Robert E. Beauchamp Issuer Yes For For 16400
BMC Software, Inc. bmc 055921100 8/22/2006 Elect Director Jon E. Barfield Issuer Yes For For 16400
BMC Software, Inc. bmc 055921100 8/22/2006 Elect Director John W. Barter Issuer Yes For For 16400
BMC Software, Inc. bmc 055921100 8/22/2006 Elect Director Meldon K. Gafner Issuer Yes For For 16400
BMC Software, Inc. bmc 055921100 8/22/2006 Elect Director Lew W. Gray Issuer Yes For For 16400
BMC Software, Inc. bmc 055921100 8/22/2006 Elect Director P. Thomas Jenkins Issuer Yes For For 16400
BMC Software, Inc. bmc 055921100 8/22/2006 Elect Director Louis J. Lavigne, Jr. Issuer Yes For For 16400
BMC Software, Inc. bmc 055921100 8/22/2006 Elect Director Kathleen A. O'Neil Issuer Yes For For 16400
BMC Software, Inc. bmc 055921100 8/22/2006 Elect Director George F. Raymond Issuer Yes For For 16400
BMC Software, Inc. bmc 055921100 8/22/2006 Elect Director Tom C. Tinsley Issuer Yes For For 16400
BMC Software, Inc. bmc 055921100 8/22/2006 Ratify Auditors Issuer Yes For For 16400
BMC Software, Inc. bmc 055921100 8/22/2006 Approve Qualified Employee Stock Issuer Yes For For 16400
Purchase Plan
Municipal Mortgage & Equity, L.L.C. mma 62624B101 9/5/2006 Elect Director Richard O. Berndt Issuer Yes For For 4100
Municipal Mortgage & Equity, L.L.C. mma 62624B101 9/5/2006 Elect Director Michael L. Falcone Issuer Yes For For 4100
Municipal Mortgage & Equity, L.L.C. mma 62624B101 9/5/2006 Elect Director Robert S. Hillman Issuer Yes For For 4100
Municipal Mortgage & Equity, L.L.C. mma 62624B101 9/5/2006 Elect Director Barbara B. Lucas Issuer Yes For For 4100
Municipal Mortgage & Equity, L.L.C. mma 62624B101 9/5/2006 Amend Omnibus Stock Plan Issuer Yes For For 4100
Municipal Mortgage & Equity, L.L.C. mma 62624B101 9/5/2006 Amend Omnibus Stock Plan Issuer Yes For For 4100
Municipal Mortgage & Equity, L.L.C. mma 62624B101 9/5/2006 Other Business Issuer Yes Against Against 4100
Bob Evans Farms, Inc. bobe 096761101 9/11/2006 Elect Director Larry C. Corbin Issuer Yes For For 10100
Bob Evans Farms, Inc. bobe 096761101 9/11/2006 Elect Director Steven A. Davis Issuer Yes For For 10100
Bob Evans Farms, Inc. bobe 096761101 9/11/2006 Elect Director Robert E.H. Rabold Issuer Yes For For 10100
Bob Evans Farms, Inc. bobe 096761101 9/11/2006 Approve Stock Option Plan Issuer Yes For For 10100
Bob Evans Farms, Inc. bobe 096761101 9/11/2006 Ratify Auditors Issuer Yes For For 10100
Bob Evans Farms, Inc. bobe 096761101 9/11/2006 Declassify the Board of Directors SH Yes For Against 10100
Bob Evans Farms, Inc. bobe 096761101 9/11/2006 Require a Majority Vote for the SH Yes For Against 10100
Election of Directors
Casey's General Stores, Inc. casy 147528103 9/15/2006 Elect Director Donald F. Lamberti Issuer Yes For For 12800
Casey's General Stores, Inc. casy 147528103 9/15/2006 Elect Director Ronald M. Lamb Issuer Yes For For 12800
Casey's General Stores, Inc. casy 147528103 9/15/2006 Elect Director Robert J. Myers Issuer Yes For For 12800
Casey's General Stores, Inc. casy 147528103 9/15/2006 Elect Director Jack P. Taylor Issuer Yes For For 12800
Casey's General Stores, Inc. casy 147528103 9/15/2006 Elect Director Johnny Danos Issuer Yes For For 12800
Casey's General Stores, Inc. casy 147528103 9/15/2006 Elect Director John R. Fitzgibbon Issuer Yes For For 12800
Casey's General Stores, Inc. casy 147528103 9/15/2006 Elect Director Patricia Clare Sullivan Issuer Yes For For 12800
Casey's General Stores, Inc. casy 147528103 9/15/2006 Elect Director Kenneth H. Haynie Issuer Yes For For 12800
Casey's General Stores, Inc. casy 147528103 9/15/2006 Elect Director William C. Kimball Issuer Yes For For 12800
Jackson Hewitt Tax Service, Inc. jtx 468202106 9/20/2006 Elect Director James C. Spira Issuer Yes For For 18000
Jackson Hewitt Tax Service, Inc. jtx 468202106 9/20/2006 Amend Omnibus Stock Plan Issuer Yes For For 18000
Jackson Hewitt Tax Service, Inc. jtx 468202106 9/20/2006 Ratify Auditors Issuer Yes For For 18000
Accredited Home Lenders Holding Co. lend 00437P107 9/14/2006 Issue Shares in Connection with an Issuer Yes For For 6300
Acquisition
Accredited Home Lenders Holding Co. lend 00437P107 9/14/2006 Increase Authorized Common Stock Issuer Yes For For 6300
Accredited Home Lenders Holding Co. lend 00437P107 9/14/2006 Adjourn Meeting Issuer Yes For For 6300
Accredited Home Lenders Holding Co. lend 00437P107 9/14/2006 Other Business Issuer Yes Against Against 6300
Darden Restaurants, Inc. dri 237194105 9/15/2006 Elect Director Leonard L. Berry Issuer Yes Withhold Against 8200
Darden Restaurants, Inc. dri 237194105 9/15/2006 Elect Director Odie C. Donald Issuer Yes Withhold Against 8200
Darden Restaurants, Inc. dri 237194105 9/15/2006 Elect Director David H. Hughes Issuer Yes Withhold Against 8200
Darden Restaurants, Inc. dri 237194105 9/15/2006 Elect Director Charles A. Ledsinger, Issuer Yes For For 8200
Jr.
Darden Restaurants, Inc. dri 237194105 9/15/2006 Elect Director William M. Lewis, Jr. Issuer Yes For For 8200
Darden Restaurants, Inc. dri 237194105 9/15/2006 Elect Director Connie Mack, III Issuer Yes Withhold Against 8200
Darden Restaurants, Inc. dri 237194105 9/15/2006 Elect Director Andrew H. Madsen Issuer Yes Withhold Against 8200
Darden Restaurants, Inc. dri 237194105 9/15/2006 Elect Director Clarence Otis, Jr. Issuer Yes Withhold Against 8200
Darden Restaurants, Inc. dri 237194105 9/15/2006 Elect Director Michael D. Rose Issuer Yes Withhold Against 8200
Darden Restaurants, Inc. dri 237194105 9/15/2006 Elect Director Maria A. Sastre Issuer Yes Withhold Against 8200
Darden Restaurants, Inc. dri 237194105 9/15/2006 Elect Director Jack A. Smith Issuer Yes Withhold Against 8200
Darden Restaurants, Inc. dri 237194105 9/15/2006 Elect Director Blaine Sweatt, III Issuer Yes Withhold Against 8200
Darden Restaurants, Inc. dri 237194105 9/15/2006 Elect Director Rita P. Wilson Issuer Yes Withhold Against 8200
Darden Restaurants, Inc. dri 237194105 9/15/2006 Amend Omnibus Stock Plan Issuer Yes For For 8200
Darden Restaurants, Inc. dri 237194105 9/15/2006 Ratify Auditors Issuer Yes For For 8200
Darden Restaurants, Inc. dri 237194105 9/15/2006 Require a Majority Vote for the SH Yes For Against 8200
Election of Directors
Omnivision Technologies, Inc. ovti 682128103 9/28/2006 Elect Director Joseph Jeng Issuer Yes For For 30600
Omnivision Technologies, Inc. ovti 682128103 9/28/2006 Elect Director Dwight Steffensen Issuer Yes For For 30600
Omnivision Technologies, Inc. ovti 682128103 9/28/2006 Ratify Auditors Issuer Yes For For 30600
Brinker International, Inc. eat 109641100 11/2/2006 Elect Director Douglas H. Brooks Issuer Yes For For 9100
Brinker International, Inc. eat 109641100 11/2/2006 Elect Director Robert M. Gates Issuer Yes For For 9100
Brinker International, Inc. eat 109641100 11/2/2006 Elect Director Marvin J. Girouard Issuer Yes For For 9100
Brinker International, Inc. eat 109641100 11/2/2006 Elect Director Ronald Kirk Issuer Yes For For 9100
Brinker International, Inc. eat 109641100 11/2/2006 Elect Director George R. Mrkonic Issuer Yes For For 9100
Brinker International, Inc. eat 109641100 11/2/2006 Elect Director Erle Nye Issuer Yes For For 9100
Brinker International, Inc. eat 109641100 11/2/2006 Elect Director James E. Oesterreicher Issuer Yes For For 9100
Brinker International, Inc. eat 109641100 11/2/2006 Elect Director Rosendo G. Parra Issuer Yes For For 9100
Brinker International, Inc. eat 109641100 11/2/2006 Elect Director Cece Smith Issuer Yes For For 9100
Brinker International, Inc. eat 109641100 11/2/2006 Ratify Auditors Issuer Yes For For 9100
Brinker International, Inc. eat 109641100 11/2/2006 Report on Animal Welfare Standards SH Yes Against For 9100
Dycom Industries, Inc. dy 267475101 11/21/2006 Elect Director Stephen C. Coley Issuer Yes For For 28600
Dycom Industries, Inc. dy 267475101 11/21/2006 Elect Director Steven E. Nielsen Issuer Yes For For 28600
Dycom Industries, Inc. dy 267475101 11/21/2006 Elect Director Jack H. Smith Issuer Yes For For 28600
Dycom Industries, Inc. dy 267475101 11/21/2006 Amend Omnibus Stock Plan Issuer Yes For For 28600
First Marblehead Corp fmd 320771108 11/9/2006 Elect Director Leslie L. Alexander Issuer Yes For For 10600
First Marblehead Corp fmd 320771108 11/9/2006 Elect Director Stephen E. Anbinder Issuer Yes For For 10600
First Marblehead Corp fmd 320771108 11/9/2006 Elect Director William R. Berkley Issuer Yes For For 10600
First Marblehead Corp fmd 320771108 11/9/2006 Elect Director Dort A. Cameron III Issuer Yes For For 10600
First Marblehead Corp fmd 320771108 11/9/2006 Elect Director George G. Daly Issuer Yes For For 10600
First Marblehead Corp fmd 320771108 11/9/2006 Elect Director Peter S. Drotch Issuer Yes For For 10600
First Marblehead Corp fmd 320771108 11/9/2006 Elect Director William D. Hansen Issuer Yes For For 10600
First Marblehead Corp fmd 320771108 11/9/2006 Elect Director Jack L. Kopnisky Issuer Yes For For 10600
First Marblehead Corp fmd 320771108 11/9/2006 Elect Director Peter B. Tarr Issuer Yes For For 10600
First Marblehead Corp fmd 320771108 11/9/2006 Amend Executive Incentive Bonus Plan Issuer Yes For For 10600
First Marblehead Corp fmd 320771108 11/9/2006 Ratify Auditors Issuer Yes For For 10600
Lancaster Colony Corp. lanc 513847103 11/20/2006 Elect Director James B. Bachmann Issuer Yes For For 11900
Lancaster Colony Corp. lanc 513847103 11/20/2006 Elect Director Neeli Bendapudi Issuer Yes For For 11900
Lancaster Colony Corp. lanc 513847103 11/20/2006 Elect Director Robert S. Hamilton Issuer Yes For For 11900
Lancaster Colony Corp. lanc 513847103 11/20/2006 Ratify Auditors Issuer Yes For For 11900
Parexel International Corp. prxl 699462107 12/14/2006 Elect Director Richard L. Love Issuer Yes For For 10800
Parexel International Corp. prxl 699462107 12/14/2006 Increase Authorized Common Stock Issuer Yes For For 10800
Parexel International Corp. prxl 699462107 12/14/2006 Ratify Auditors Issuer Yes For For 10800
Reynolds & Reynolds Co. (The) rey 761695105 10/23/2006 Approve Merger Agreement Issuer Yes For For 10000
Reynolds & Reynolds Co. (The) rey 761695105 10/23/2006 Adjourn Meeting Issuer Yes For For 10000
Ruby Tuesday, Inc. rt 781182100 10/11/2006 Elect Director Donald Ratajczak Issuer Yes For For 20300
Ruby Tuesday, Inc. rt 781182100 10/11/2006 Elect Director Claire L. Arnold Issuer Yes For For 20300
Ruby Tuesday, Inc. rt 781182100 10/11/2006 Elect Director Kevin T. Clayton Issuer Yes For For 20300
Ruby Tuesday, Inc. rt 781182100 10/11/2006 Amend Non-Employee Director Omnibus Issuer Yes For For 20300
Stock Plan
Ruby Tuesday, Inc. rt 781182100 10/11/2006 Approve Executive Incentive Bonus Plan Issuer Yes For For 20300
Ruby Tuesday, Inc. rt 781182100 10/11/2006 Amend Omnibus Stock Plan Issuer Yes For For 20300
Ruby Tuesday, Inc. rt 781182100 10/11/2006 Ratify Auditors Issuer Yes For For 20300
The Dress Barn, Inc. dbrn 261570105 11/29/2006 Elect Director John Usdan Issuer Yes For For 28000
The Dress Barn, Inc. dbrn 261570105 11/29/2006 Elect Director Randy L. Pearce Issuer Yes For For 28000
Trammell Crow Co. tcc 89288R106 12/18/2006 Approve Merger Agreement Issuer Yes For For 13600
Trammell Crow Co. tcc 89288R106 12/18/2006 Adjourn Meeting Issuer Yes For For 13600
Acuity Brands, Inc. ayi 00508Y102 1/11/2007 Elect Director Vernon J. Nagel Issuer Yes For For 14700
Acuity Brands, Inc. ayi 00508Y102 1/11/2007 Elect Director John L. Clendenin Issuer Yes For For 14700
Acuity Brands, Inc. ayi 00508Y102 1/11/2007 Elect Director Julia B. North Issuer Yes For For 14700
Acuity Brands, Inc. ayi 00508Y102 1/11/2007 Ratify Auditors Issuer Yes For For 14700
Robbins & Myers, Inc. rbn 770196103 1/10/2007 Elect Director Daniel W. Duval Issuer Yes Withhold Against 14900
Robbins & Myers, Inc. rbn 770196103 1/10/2007 Elect Director Thomas P. Loftis Issuer Yes For For 14900
Robbins & Myers, Inc. rbn 770196103 1/10/2007 Elect Director Dale L. Medford Issuer Yes For For 14900
Robbins & Myers, Inc. rbn 770196103 1/10/2007 Approve/Amend Executive Incentive Issuer Yes For For 14900
Bonus Plan
Robbins & Myers, Inc. rbn 770196103 1/10/2007 Amend Articles/Bylaws/Charter to Issuer Yes For For 14900
Remove Antitakeover Provision(s)
Robbins & Myers, Inc. rbn 770196103 1/10/2007 Ratify Auditors Issuer Yes For For 14900
Veritas DGC Inc. vts 92343P107 1/9/2007 Approve Merger Agreement Issuer Yes For For 10200
Ralcorp Holdings, Inc. rah 751028101 2/8/2007 Elect Director Bill G. Armstrong Issuer Yes For For 12200
Ralcorp Holdings, Inc. rah 751028101 2/8/2007 Elect Director Richard A. Liddy Issuer Yes For For 12200
Ralcorp Holdings, Inc. rah 751028101 2/8/2007 Elect Director William P. Stiritz Issuer Yes For For 12200
Ralcorp Holdings, Inc. rah 751028101 2/8/2007 Approve Omnibus Stock Plan Issuer Yes For For 12200
Ralcorp Holdings, Inc. rah 751028101 2/8/2007 Ratify Auditors Issuer Yes For For 12200
Varian Inc vari 922206107 2/1/2007 Elect Director John G. Mcdonald Issuer Yes For For 7300
Varian Inc vari 922206107 2/1/2007 Elect Director Wayne R. Moon Issuer Yes For For 7300
Varian Inc vari 922206107 2/1/2007 Ratify Auditors Issuer Yes For For 7300
Schnitzer Steel Industries, Inc. schn 806882106 1/31/2007 Elect Director William A. Furman Issuer Yes Withhold Against 14800
Schnitzer Steel Industries, Inc. schn 806882106 1/31/2007 Elect Director William D. Larsson Issuer Yes For For 14800
Schnitzer Steel Industries, Inc. schn 806882106 1/31/2007 Elect Director Scott Lewis Issuer Yes Withhold Against 14800
Rock-Tenn Company rkt 772739207 1/26/2007 Elect Director Stephen G. Anderson Issuer Yes For For 14200
Rock-Tenn Company rkt 772739207 1/26/2007 Elect Director Robert B. Currey Issuer Yes For For 14200
Rock-Tenn Company rkt 772739207 1/26/2007 Elect Director L.L. Gellerstedt, III Issuer Yes For For 14200
Rock-Tenn Company rkt 772739207 1/26/2007 Elect Director John W. Spiegel Issuer Yes For For 14200
Rock-Tenn Company rkt 772739207 1/26/2007 Amend Qualified Employee Stock Issuer Yes For For 14200
Purchase Plan
Rock-Tenn Company rkt 772739207 1/26/2007 Amend Stock Option Plan Issuer Yes For For 14200
Rock-Tenn Company rkt 772739207 1/26/2007 Ratify Auditors Issuer Yes For For 14200
Zoll Medical Corp. zoll 989922109 1/24/2007 Elect Director James W. Biondi Issuer Yes For For 11400
Zoll Medical Corp. zoll 989922109 1/24/2007 Elect Director Robert J. Halliday Issuer Yes For For 11400
Zoll Medical Corp. zoll 989922109 1/24/2007 Ratify Auditors Issuer Yes For For 11400
Laidlaw International, Inc. li 50730R102 2/9/2007 Elect Director John F. Chlebowski Issuer Yes For For 19800
Laidlaw International, Inc. li 50730R102 2/9/2007 Elect Director James H. Dickerson, Jr. Issuer Yes For For 19800
Laidlaw International, Inc. li 50730R102 2/9/2007 Elect Director Maria A. Sastre Issuer Yes For For 19800
Laidlaw International, Inc. li 50730R102 2/9/2007 Ratify Auditors Issuer Yes For For 19800
MTS Systems Corp. mtsc 553777103 1/30/2007 Elect Director Ricardo Artigas Issuer Yes For For 8300
MTS Systems Corp. mtsc 553777103 1/30/2007 Elect Director Jean-Lou Chameau Issuer Yes For For 8300
MTS Systems Corp. mtsc 553777103 1/30/2007 Elect Director Merlin E. Dewing Issuer Yes For For 8300
MTS Systems Corp. mtsc 553777103 1/30/2007 Elect Director Sidney W. Emery, Jr. Issuer Yes For For 8300
MTS Systems Corp. mtsc 553777103 1/30/2007 Elect Director Brendan C. Hegarty Issuer Yes For For 8300
MTS Systems Corp. mtsc 553777103 1/30/2007 Elect Director Lois M. Martin Issuer Yes For For 8300
MTS Systems Corp. mtsc 553777103 1/30/2007 Elect Director Barb J. Samardzich Issuer Yes For For 8300
MTS Systems Corp. mtsc 553777103 1/30/2007 Ratify Auditors Issuer Yes For For 8300
BankUnited Financial Corp. bkuna 06652B103 1/23/2007 Elect Director Lawrence H. Blum Issuer Yes For For 22100
BankUnited Financial Corp. bkuna 06652B103 1/23/2007 Elect Director Lauren R. Camner Issuer Yes For For 22100
BankUnited Financial Corp. bkuna 06652B103 1/23/2007 Elect Director Bradley S. Weiss Issuer Yes For For 22100
BankUnited Financial Corp. bkuna 06652B103 1/23/2007 Elect Director Dr. Albert E. Smith Issuer Yes For For 22100
BankUnited Financial Corp. bkuna 06652B103 1/23/2007 Approve Omnibus Stock Plan Issuer Yes Against Against 22100
BankUnited Financial Corp. bkuna 06652B103 1/23/2007 Increase Authorized Common Stock Issuer Yes For For 22100
Fair Isaac Corp. fic 303250104 2/12/2007 Elect Director A. George Battle Issuer Yes For For 8100
Fair Isaac Corp. fic 303250104 2/12/2007 Elect Director Andrew Cecere Issuer Yes For For 8100
Fair Isaac Corp. fic 303250104 2/12/2007 Elect Director Tony J. Christianson Issuer Yes For For 8100
Fair Isaac Corp. fic 303250104 2/12/2007 Elect Director Guy R. Henshaw Issuer Yes For For 8100
Fair Isaac Corp. fic 303250104 2/12/2007 Elect Director Alex W. Hart Issuer Yes For For 8100
Fair Isaac Corp. fic 303250104 2/12/2007 Elect Director Margaret L. Taylor Issuer Yes For For 8100
Fair Isaac Corp. fic 303250104 2/12/2007 Elect Director William J. Lansing Issuer Yes Withhold Against 8100
Fair Isaac Corp. fic 303250104 2/12/2007 Ratify Auditors Issuer Yes For For 8100
NBTY, Inc. nty 628782104 2/9/2007 Elect Director Michael L. Ashner Issuer Yes For For 9700
NBTY, Inc. nty 628782104 2/9/2007 Elect Director Glenn Cohen Issuer Yes For For 9700
NBTY, Inc. nty 628782104 2/9/2007 Elect Director Arthur Rudolph Issuer Yes For For 9700
NBTY, Inc. nty 628782104 2/9/2007 Ratify Auditors Issuer Yes For For 9700
Charlotte Russe Holdings Inc. chic 161048103 2/14/2007 Elect Director Paul R. Del Rossi Issuer Yes For For 21700
Charlotte Russe Holdings Inc. chic 161048103 2/14/2007 Elect Director Mark A. Hoffman Issuer Yes For For 21700
Charlotte Russe Holdings Inc. chic 161048103 2/14/2007 Elect Director Allan W. Karp Issuer Yes For For 21700
Charlotte Russe Holdings Inc. chic 161048103 2/14/2007 Elect Director Leonard H. Mogil Issuer Yes For For 21700
Charlotte Russe Holdings Inc. chic 161048103 2/14/2007 Elect Director Mark J. Rivers Issuer Yes For For 21700
Charlotte Russe Holdings Inc. chic 161048103 2/14/2007 Elect Director Jennifer C. Salopek Issuer Yes For For 21700
Charlotte Russe Holdings Inc. chic 161048103 2/14/2007 Elect Director Bernard Zeichner Issuer Yes For For 21700
Charlotte Russe Holdings Inc. chic 161048103 2/14/2007 Fix Number of Directors Issuer Yes For For 21700
Jack In the Box Inc. jbx 466367109 2/16/2007 Elect Director Michael E. Alpert Issuer Yes For For 10300
Jack In the Box Inc. jbx 466367109 2/16/2007 Elect Director George Fellows Issuer Yes For For 10300
Jack In the Box Inc. jbx 466367109 2/16/2007 Elect Director Anne B. Gust Issuer Yes For For 10300
Jack In the Box Inc. jbx 466367109 2/16/2007 Elect Director Alice B. Hayes Issuer Yes For For 10300
Jack In the Box Inc. jbx 466367109 2/16/2007 Elect Director Murray H. Hutchison Issuer Yes For For 10300
Jack In the Box Inc. jbx 466367109 2/16/2007 Elect Director Linda A. Lang Issuer Yes For For 10300
Jack In the Box Inc. jbx 466367109 2/16/2007 Elect Director Michael W. Murphy Issuer Yes For For 10300
Jack In the Box Inc. jbx 466367109 2/16/2007 Elect Director David M. Tehle Issuer Yes For For 10300
Jack In the Box Inc. jbx 466367109 2/16/2007 Ratify Auditors Issuer Yes For For 10300
IKON Office Solutions, Inc. ikn 451713101 2/21/2007 Elect Director Philip E. Cushing Issuer Yes For For 37600
IKON Office Solutions, Inc. ikn 451713101 2/21/2007 Elect Director Matthew J. Espe Issuer Yes For For 37600
IKON Office Solutions, Inc. ikn 451713101 2/21/2007 Elect Director Thomas R. Gibson Issuer Yes For For 37600
IKON Office Solutions, Inc. ikn 451713101 2/21/2007 Elect Director Richard A. Jalkut Issuer Yes For For 37600
IKON Office Solutions, Inc. ikn 451713101 2/21/2007 Elect Director Arthur E. Johnson Issuer Yes For For 37600
IKON Office Solutions, Inc. ikn 451713101 2/21/2007 Elect Director Kurt M. Landgraf Issuer Yes For For 37600
IKON Office Solutions, Inc. ikn 451713101 2/21/2007 Elect Director Gerald Luterman Issuer Yes For For 37600
IKON Office Solutions, Inc. ikn 451713101 2/21/2007 Elect Director William E. Mccracken Issuer Yes For For 37600
IKON Office Solutions, Inc. ikn 451713101 2/21/2007 Elect Director William L. Meddaugh Issuer Yes For For 37600
IKON Office Solutions, Inc. ikn 451713101 2/21/2007 Elect Director Hellene S. Runtagh Issuer Yes For For 37600
IKON Office Solutions, Inc. ikn 451713101 2/21/2007 Elect Director Anthony P. Terracciano Issuer Yes For For 37600
IKON Office Solutions, Inc. ikn 451713101 2/21/2007 Ratify Auditors Issuer Yes For For 37600
The Toro Company ttc 891092108 3/13/2007 Elect Director Robert C. Buhrmaster Issuer Yes For For 11100
The Toro Company ttc 891092108 3/13/2007 Elect Director Winslow H. Buxton Issuer Yes For For 11100
The Toro Company ttc 891092108 3/13/2007 Elect Director Robert H. Nassau Issuer Yes For For 11100
The Toro Company ttc 891092108 3/13/2007 Elect Director Christopher A. Twomey Issuer Yes For For 11100
The Toro Company ttc 891092108 3/13/2007 Amend Omnibus Stock Plan Issuer Yes For For 11100
The Toro Company ttc 891092108 3/13/2007 Ratify Auditors Issuer Yes For For 11100
Spartech Corp. seh 847220209 3/14/2007 Elect Director George A. Abd Issuer Yes For For 11600
Spartech Corp. seh 847220209 3/14/2007 Elect Director Edward J. Dineen Issuer Yes For For 11600
Spartech Corp. seh 847220209 3/14/2007 Elect Director Pamela F. Lenehan Issuer Yes For For 11600
Spartech Corp. seh 847220209 3/14/2007 Ratify Auditors Issuer Yes For For 11600
Spartech Corp. seh 847220209 3/14/2007 Declassify the Board of Directors SH Yes For Against 11600
Asta Funding, Inc. asfi 046220109 3/8/2007 Elect Director Gary Stern Issuer Yes For For 13500
Asta Funding, Inc. asfi 046220109 3/8/2007 Elect Director Arthur Stern Issuer Yes For For 13500
Asta Funding, Inc. asfi 046220109 3/8/2007 Elect Director Herman Badillo Issuer Yes For For 13500
Asta Funding, Inc. asfi 046220109 3/8/2007 Elect Director David Slackman Issuer Yes For For 13500
Asta Funding, Inc. asfi 046220109 3/8/2007 Elect Director Edward Celano Issuer Yes For For 13500
Asta Funding, Inc. asfi 046220109 3/8/2007 Elect Director Harvey Leibowitz Issuer Yes For For 13500
Asta Funding, Inc. asfi 046220109 3/8/2007 Elect Director Alan Rivera Issuer Yes For For 13500
Asta Funding, Inc. asfi 046220109 3/8/2007 Elect Director Louis A. Piccolo Issuer Yes For For 13500
Agilysys Inc. agys 00847J105 3/12/2007 Approve Sale of Company Assets Issuer Yes For For 13800
Agilysys Inc. agys 00847J105 3/12/2007 Adjourn Meeting Issuer Yes For For 13800
Credence Systems Corp. cmos 225302108 3/15/2007 Elect Director Dr. Ping Yang Issuer Yes For For 85600
Credence Systems Corp. cmos 225302108 3/15/2007 Elect Director Richard M. Beyer Issuer Yes For For 85600
Credence Systems Corp. cmos 225302108 3/15/2007 Elect Director Lavi A. Lev Issuer Yes For For 85600
Credence Systems Corp. cmos 225302108 3/15/2007 Ratify Auditors Issuer Yes For For 85600
Credence Systems Corp. cmos 225302108 3/15/2007 Pay for Superior Performance SH Yes For Against 85600
Novamerican Steel Inc. tons 669959108 3/29/2007 Elect Director Christopher H. Pickwoad Issuer Yes Withhold Against 7200
Novamerican Steel Inc. tons 669959108 3/29/2007 Elect Director Michael L. Richards Issuer Yes For For 7200
Novamerican Steel Inc. tons 669959108 3/29/2007 Approve Raymond Chabot Grant Thornton Issuer Yes For For 7200
LLP as Auditors and Authorize Board to
Fix Remuneration of Auditors
John H. Harland Co. jh 412693103 3/28/2007 Approve Merger Agreement Issuer Yes For For 14800
John H. Harland Co. jh 412693103 3/28/2007 Adjourn Meeting Issuer Yes For For 14800
Credicorp Ltd. bap G2519Y108 3/30/2007 TO CONSIDER AND APPROVE THE ANNUAL Issuer Yes For For 12100
REPORT OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED DECEMBER 31, 2006.
Credicorp Ltd. bap G2519Y108 3/30/2007 TO CONSIDER AND APPROVE THE AUDITED Issuer Yes For For 12100
CONSOLIDATED FINANCIAL STATEMENTS OF
THE COMPANY AND ITS SUBSIDIARIES FOR
THE FINANCIAL YEAR ENDED DECEMBER 31,
2006, INCLUDING THE REPORT OF THE
INDEPENDENT AUDITORS OF THE COMPANY
THEREON.
NOVA Chemicals Corporation ncx 66977W109 4/12/2007 Elect Director J.A. Blumberg Issuer Yes For For 10800
NOVA Chemicals Corporation ncx 66977W109 4/12/2007 Elect Director F.P. Boer Issuer Yes For For 10800
NOVA Chemicals Corporation ncx 66977W109 4/12/2007 Elect Director J. Bougie Issuer Yes For For 10800
NOVA Chemicals Corporation ncx 66977W109 4/12/2007 Elect Director J.V. Creighton Issuer Yes For For 10800
NOVA Chemicals Corporation ncx 66977W109 4/12/2007 Elect Director R.E. Dineen, Jr. Issuer Yes For For 10800
NOVA Chemicals Corporation ncx 66977W109 4/12/2007 Elect Director L.Y. Fortier Issuer Yes For For 10800
NOVA Chemicals Corporation ncx 66977W109 4/12/2007 Elect Director K.L. Hawkins Issuer Yes For For 10800
NOVA Chemicals Corporation ncx 66977W109 4/12/2007 Elect Director J.M. Lipton Issuer Yes For For 10800
NOVA Chemicals Corporation ncx 66977W109 4/12/2007 Elect Director A.M. Ludwick Issuer Yes For For 10800
NOVA Chemicals Corporation ncx 66977W109 4/12/2007 Elect Director C.D. Pappas Issuer Yes For For 10800
NOVA Chemicals Corporation ncx 66977W109 4/12/2007 Elect Director J.M. Stanford Issuer Yes For For 10800
NOVA Chemicals Corporation ncx 66977W109 4/12/2007 Ratify Ernst & Young LLP as Auditors Issuer Yes For For 10800
NOVA Chemicals Corporation ncx 66977W109 4/12/2007 Amend Stock Option Plan Issuer Yes For For 10800
Volt Information Sciences, Inc. vol 928703107 4/5/2007 Elect Director Theresa A. Havell Issuer Yes For For 15450
Volt Information Sciences, Inc. vol 928703107 4/5/2007 Elect Director Deborah Shaw Issuer Yes For For 15450
Volt Information Sciences, Inc. vol 928703107 4/5/2007 Elect Director William H. Turner Issuer Yes For For 15450
Volt Information Sciences, Inc. vol 928703107 4/5/2007 Ratify Auditors Issuer Yes For For 15450
Volt Information Sciences, Inc. vol 928703107 4/5/2007 Approve Omnibus Stock Plan Issuer Yes For For 15450
Volt Information Sciences, Inc. vol 928703107 4/5/2007 Increase Authorized Common Stock Issuer Yes Against Against 15450
Altiris, Inc atrs 02148M100 4/4/2007 Approve Merger Agreement Issuer Yes For For 13300
Altiris, Inc atrs 02148M100 4/4/2007 Adjourn Meeting Issuer Yes For For 13300
Convergys Corp. cvg 212485106 4/17/2007 Elect Director Zoe Baird Issuer Yes For For 26000
Convergys Corp. cvg 212485106 4/17/2007 Elect Director Philip A. Odeen Issuer Yes For For 26000
Convergys Corp. cvg 212485106 4/17/2007 Ratify Auditors Issuer Yes For For 26000
Convergys Corp. cvg 212485106 4/17/2007 Approve Executive Incentive Bonus Plan Issuer Yes For For 26000
Convergys Corp. cvg 212485106 4/17/2007 Reincorporate in Another State [ Ohio SH Yes For Against 26000
to Delaware ]
USANA Health Sciences Inc usna 90328M107 4/18/2007 Elect Director Myron W. Wentz, Ph.D. Issuer Yes For For 6900
USANA Health Sciences Inc usna 90328M107 4/18/2007 Elect Director Ronald S. Poelman Issuer Yes For For 6900
USANA Health Sciences Inc usna 90328M107 4/18/2007 Elect Director Robert Anciaux Issuer Yes For For 6900
USANA Health Sciences Inc usna 90328M107 4/18/2007 Elect Director Denis E. Waitley, Ph.D. Issuer Yes For For 6900
USANA Health Sciences Inc usna 90328M107 4/18/2007 Elect Director Jerry G. McClain Issuer Yes For For 6900
USANA Health Sciences Inc usna 90328M107 4/18/2007 Ratify Auditors Issuer Yes For For 6900
Banco Latinoamericano De Exportaciones blx P16994132 4/18/2007 TO APPROVE THE BANK S AUDITED Issuer Yes For For 19400
FINANCIAL STATEMENTS FOR THE FISCAL
YEAR ENDED DECEMBER 31, 2006 (PROPOSAL
1).
Banco Latinoamericano De Exportaciones blx P16994132 4/18/2007 Ratify Auditors Issuer Yes For For 19400
Banco Latinoamericano De Exportaciones blx P16994132 4/18/2007 Elect Director Herminio Blanco as Issuer Yes For For 19400
Director to Represent Holders of Class
E Shares
Banco Latinoamericano De Exportaciones blx P16994132 4/18/2007 Elect Director William Hayes as Issuer Yes For For 19400
Director to Represent Holders of Class
E Shares
Banco Latinoamericano De Exportaciones blx P16994132 4/18/2007 Elect Director Maria Da Graca Franca Issuer Yes For For 19400
as Director to Represent Holders of
Class E Shares
Laidlaw International, Inc. li 50730R102 4/20/2007 Approve Merger Agreement Issuer Yes For For 19800
Laidlaw International, Inc. li 50730R102 4/20/2007 Adjourn Meeting Issuer Yes For For 19800
Gulf Island Fabrication, Inc. gifi 402307102 4/27/2007 Elect Director John A. Wishart Issuer Yes Withhold Against 10400
Gulf Island Fabrication, Inc. gifi 402307102 4/27/2007 Elect Director Ken C. Tamblyn Issuer Yes For For 10400
Corus Bankshares, Inc. cors 220873103 4/23/2007 Elect Director Joseph C. Glickman Issuer Yes For For 25500
Corus Bankshares, Inc. cors 220873103 4/23/2007 Elect Director Robert J. Glickman Issuer Yes For For 25500
Corus Bankshares, Inc. cors 220873103 4/23/2007 Elect Director Robert J. Buford Issuer Yes For For 25500
Corus Bankshares, Inc. cors 220873103 4/23/2007 Elect Director Kevin R. Callahan Issuer Yes For For 25500
Corus Bankshares, Inc. cors 220873103 4/23/2007 Elect Director Rodney D. Lubeznik Issuer Yes For For 25500
Corus Bankshares, Inc. cors 220873103 4/23/2007 Elect Director Michael J. McClure Issuer Yes For For 25500
Corus Bankshares, Inc. cors 220873103 4/23/2007 Elect Director Peter C. Roberts Issuer Yes For For 25500
Corus Bankshares, Inc. cors 220873103 4/23/2007 Ratify Auditors Issuer Yes For For 25500
Corus Bankshares, Inc. cors 220873103 4/23/2007 Amend Omnibus Stock Plan Issuer Yes For For 25500
Downey Financial Corp. dsl 261018105 4/25/2007 Elect Director Michael D. Bozarth Issuer Yes For For 9800
Downey Financial Corp. dsl 261018105 4/25/2007 Elect Director James H. Hunter Issuer Yes For For 9800
Downey Financial Corp. dsl 261018105 4/25/2007 Elect Director Brent Mcquarrie Issuer Yes For For 9800
Downey Financial Corp. dsl 261018105 4/25/2007 Elect Director Jane Wolfe Issuer Yes For For 9800
Downey Financial Corp. dsl 261018105 4/25/2007 Ratify Auditors Issuer Yes For For 9800
Lexmark International, Inc. lxk 529771107 4/26/2007 Elect Director Paul J. Curlander Issuer Yes For For 10900
Lexmark International, Inc. lxk 529771107 4/26/2007 Elect Director James F. Hardymon Issuer Yes For For 10900
Lexmark International, Inc. lxk 529771107 4/26/2007 Elect Director Kathi P. Seifert Issuer Yes For For 10900
Lexmark International, Inc. lxk 529771107 4/26/2007 Elect Director Jean-Paul L. Montupet Issuer Yes For For 10900
Lexmark International, Inc. lxk 529771107 4/26/2007 Ratify Auditors Issuer Yes For For 10900
FirstFed Financial Corp. fed 337907109 4/25/2007 Elect Director James P. Giraldin Issuer Yes For For 9000
FirstFed Financial Corp. fed 337907109 4/25/2007 Elect Director Babette E. Heimbuch Issuer Yes For For 9000
FirstFed Financial Corp. fed 337907109 4/25/2007 Approve Executive Incentive Bonus Plan Issuer Yes For For 9000
FirstFed Financial Corp. fed 337907109 4/25/2007 Ratify Auditors Issuer Yes For For 9000
Diebold, Inc. dbd 253651103 4/26/2007 Elect Director Louis V. Bockius, III Issuer Yes For For 7200
Diebold, Inc. dbd 253651103 4/26/2007 Elect Director Phillip R. Cox Issuer Yes For For 7200
Diebold, Inc. dbd 253651103 4/26/2007 Elect Director Richard L. Crandall Issuer Yes For For 7200
Diebold, Inc. dbd 253651103 4/26/2007 Elect Director Gale S. Fitzgerald Issuer Yes For For 7200
Diebold, Inc. dbd 253651103 4/26/2007 Elect Director Phillip B. Lassiter Issuer Yes For For 7200
Diebold, Inc. dbd 253651103 4/26/2007 Elect Director John N. Lauer Issuer Yes For For 7200
Diebold, Inc. dbd 253651103 4/26/2007 Elect Director Eric J. Roorda Issuer Yes For For 7200
Diebold, Inc. dbd 253651103 4/26/2007 Elect Director Thomas W. Swidarski Issuer Yes For For 7200
Diebold, Inc. dbd 253651103 4/26/2007 Elect Director Henry D.G. Wallace Issuer Yes For For 7200
Diebold, Inc. dbd 253651103 4/26/2007 Elect Director Alan J. Weber Issuer Yes For For 7200
Diebold, Inc. dbd 253651103 4/26/2007 Ratify Auditors Issuer Yes For For 7200
Diebold, Inc. dbd 253651103 4/26/2007 Amend Articles/Code of Issuer Yes For For 7200
Regulations--Modernization and
Clarification of Existing Code
Diebold, Inc. dbd 253651103 4/26/2007 Amend Articles/Code of Issuer Yes For For 7200
Regulations--Requirement for the
Issuance of Uncertified Shares
Diebold, Inc. dbd 253651103 4/26/2007 Amend Director and Officer Issuer Yes For For 7200
Indemnification
Diebold, Inc. dbd 253651103 4/26/2007 Amend Articles/Bylaws/Charter--Notice Issuer Yes For For 7200
of Shareholder Proposals
Diebold, Inc. dbd 253651103 4/26/2007 Company Specific--Permit the Board to Issuer Yes For For 7200
Amend the Code
Diebold, Inc. dbd 253651103 4/26/2007 Other Business Issuer Yes Against Against 7200
Sciele Pharma Inc scrx 808627103 4/25/2007 Elect Director Patrick P. Fourteau Issuer Yes For For 14800
Sciele Pharma Inc scrx 808627103 4/25/2007 Elect Director Jon S. Saxe Issuer Yes For For 14800
Sciele Pharma Inc scrx 808627103 4/25/2007 Elect Director Jerry C. Griffin Issuer Yes For For 14800
Sciele Pharma Inc scrx 808627103 4/25/2007 Approve Omnibus Stock Plan Issuer Yes For For 14800
Sciele Pharma Inc scrx 808627103 4/25/2007 Ratify Auditors Issuer Yes For For 14800
Odyssey Re Holdings Corp. orh 67612W108 4/25/2007 Elect Director V. Prem Watsa Issuer Yes Withhold Against 7300
Odyssey Re Holdings Corp. orh 67612W108 4/25/2007 Elect Director James F. Dowd Issuer Yes Withhold Against 7300
Odyssey Re Holdings Corp. orh 67612W108 4/25/2007 Elect Director Andrew A. Barnard Issuer Yes Withhold Against 7300
Odyssey Re Holdings Corp. orh 67612W108 4/25/2007 Elect Director Peter M. Bennett Issuer Yes For For 7300
Odyssey Re Holdings Corp. orh 67612W108 4/25/2007 Elect Director Anthony F. Griffiths Issuer Yes Withhold Against 7300
Odyssey Re Holdings Corp. orh 67612W108 4/25/2007 Elect Director Patrick W. Kenny Issuer Yes For For 7300
Odyssey Re Holdings Corp. orh 67612W108 4/25/2007 Elect Director Bradley P. Martin Issuer Yes Withhold Against 7300
Odyssey Re Holdings Corp. orh 67612W108 4/25/2007 Elect Director Brandon W. Sweitzer Issuer Yes For For 7300
Odyssey Re Holdings Corp. orh 67612W108 4/25/2007 Elect Director Paul M. Wolff Issuer Yes For For 7300
Energen Corp. egn 29265N108 4/25/2007 Elect Director Stephen D. Ban Issuer Yes For For 13900
Energen Corp. egn 29265N108 4/25/2007 Elect Director Julian W. Banton Issuer Yes For For 13900
Energen Corp. egn 29265N108 4/25/2007 Elect Director T. Michael Goodrich Issuer Yes For For 13900
Energen Corp. egn 29265N108 4/25/2007 Elect Director Wm. Michael Warren, Jr. Issuer Yes For For 13900
Energen Corp. egn 29265N108 4/25/2007 Elect Director James T. McManus, II Issuer Yes For For 13900
Energen Corp. egn 29265N108 4/25/2007 Amend Omnibus Stock Plan Issuer Yes For For 13900
Energen Corp. egn 29265N108 4/25/2007 Approve Executive Incentive Bonus Plan Issuer Yes For For 13900
Energen Corp. egn 29265N108 4/25/2007 Ratify Auditors Issuer Yes For For 13900
IndyMac Bancorp, Inc. imb 456607100 4/26/2007 Elect Director Michael W. Perry Issuer Yes For For 13000
IndyMac Bancorp, Inc. imb 456607100 4/26/2007 Elect Director Louis E. Caldera Issuer Yes For For 13000
IndyMac Bancorp, Inc. imb 456607100 4/26/2007 Elect Director Lyle E. Gramley Issuer Yes For For 13000
IndyMac Bancorp, Inc. imb 456607100 4/26/2007 Elect Director Lyle E. Gramley Issuer Yes For For 13000
IndyMac Bancorp, Inc. imb 456607100 4/26/2007 Elect Director Patrick C. Haden Issuer Yes For For 13000
IndyMac Bancorp, Inc. imb 456607100 4/26/2007 Elect Director Terrance G. Hodel Issuer Yes For For 13000
IndyMac Bancorp, Inc. imb 456607100 4/26/2007 Elect Director Robert L. Hunt II Issuer Yes For For 13000
IndyMac Bancorp, Inc. imb 456607100 4/26/2007 Elect Director Lydia H. Kennard Issuer Yes For For 13000
IndyMac Bancorp, Inc. imb 456607100 4/26/2007 Elect Director Senator John Seymour Issuer Yes For For 13000
IndyMac Bancorp, Inc. imb 456607100 4/26/2007 Elect Director Bruce G. Willison Issuer Yes For For 13000
IndyMac Bancorp, Inc. imb 456607100 4/26/2007 Ratify Auditors Issuer Yes For For 13000
Methanex Corp. meoh 59151K108 5/7/2007 Elect Director Bruce Aitken Issuer Yes For For 25300
Methanex Corp. meoh 59151K108 5/7/2007 Elect Director Howard Balloch Issuer Yes For For 25300
Methanex Corp. meoh 59151K108 5/7/2007 Elect Director Pierre Choquette Issuer Yes For For 25300
Methanex Corp. meoh 59151K108 5/7/2007 Elect Director Phillip Cook Issuer Yes For For 25300
Methanex Corp. meoh 59151K108 5/7/2007 Elect Director Thomas Hamilton Issuer Yes For For 25300
Methanex Corp. meoh 59151K108 5/7/2007 Elect Director Douglas Mahaffy Issuer Yes For For 25300
Methanex Corp. meoh 59151K108 5/7/2007 Elect Director A. Terence Poole Issuer Yes For For 25300
Methanex Corp. meoh 59151K108 5/7/2007 Elect Director John Reid Issuer Yes For For 25300
Methanex Corp. meoh 59151K108 5/7/2007 Elect Director Janice Rennie Issuer Yes For For 25300
Methanex Corp. meoh 59151K108 5/7/2007 Elect Director Monica Sloan Issuer Yes For For 25300
Methanex Corp. meoh 59151K108 5/7/2007 Elect Director Graham Sweeney Issuer Yes For For 25300
Methanex Corp. meoh 59151K108 5/7/2007 Ratify KPMG LLP as Auditors Issuer Yes For For 25300
Methanex Corp. meoh 59151K108 5/7/2007 Authorize Board to Fix Remuneration of Issuer Yes For For 25300
Auditors
Methanex Corp. meoh 59151K108 5/7/2007 Amend Stock Option Plan Issuer Yes For For 25300
Autoliv Inc. alv 052800109 5/3/2007 Elect Director Robert W. Alspaugh Issuer Yes For For 12600
Autoliv Inc. alv 052800109 5/3/2007 Elect Director Lars Westerberg Issuer Yes For For 12600
Autoliv Inc. alv 052800109 5/3/2007 Elect Director Walter Kunerth Issuer Yes For For 12600
Autoliv Inc. alv 052800109 5/3/2007 Elect Director Lars Nyberg Issuer Yes For For 12600
Autoliv Inc. alv 052800109 5/3/2007 Ratify Auditors Issuer Yes For For 12600
ITT Educational Services, Inc. esi 45068B109 5/8/2007 Elect Director Rene R. Champagne Issuer Yes For For 9500
ITT Educational Services, Inc. esi 45068B109 5/8/2007 Elect Director John F. Cozzi Issuer Yes For For 9500
ITT Educational Services, Inc. esi 45068B109 5/8/2007 Elect Director Kevin M. Modany Issuer Yes For For 9500
ITT Educational Services, Inc. esi 45068B109 5/8/2007 Elect Director Thomas I. Morgan Issuer Yes For For 9500
ITT Educational Services, Inc. esi 45068B109 5/8/2007 Ratify Auditors Issuer Yes For For 9500
AGL Resources Inc. atg 001204106 5/2/2007 Elect Director Thomas D. Bell, Jr. Issuer Yes For For 8300
AGL Resources Inc. atg 001204106 5/2/2007 Elect Director Michael J. Durham Issuer Yes For For 8300
AGL Resources Inc. atg 001204106 5/2/2007 Elect Director Charles H. Mctier Issuer Yes For For 8300
AGL Resources Inc. atg 001204106 5/2/2007 Elect Director Dean R. O'Hare Issuer Yes For For 8300
AGL Resources Inc. atg 001204106 5/2/2007 Elect Director D. Raymond Riddle Issuer Yes For For 8300
AGL Resources Inc. atg 001204106 5/2/2007 Elect Director Felker W. Ward, Jr. Issuer Yes For For 8300
AGL Resources Inc. atg 001204106 5/2/2007 Approve Omnibus Stock Plan Issuer Yes For For 8300
AGL Resources Inc. atg 001204106 5/2/2007 Ratify Auditors Issuer Yes For For 8300
Dade Behring Holdings, Inc. dade 23342J206 5/3/2007 Elect Director N. Leigh Anderson, Ph..D. Issuer Yes For For 17300
Dade Behring Holdings, Inc. dade 23342J206 5/3/2007 Elect Director James G. Andress Issuer Yes For For 17300
Dade Behring Holdings, Inc. dade 23342J206 5/3/2007 Amend Omnibus Stock Plan Issuer Yes For For 17300
Superior Essex, Inc. spsx 86815V105 5/3/2007 Elect Director Stephen M. Carter Issuer Yes For For 900
Superior Essex, Inc. spsx 86815V105 5/3/2007 Elect Director Denys Gounot Issuer Yes For For 900
Superior Essex, Inc. spsx 86815V105 5/3/2007 Elect Director James F. Guthrie Issuer Yes For For 900
Superior Essex, Inc. spsx 86815V105 5/3/2007 Amend Omnibus Stock Plan Issuer Yes For For 900
Wisconsin Energy Corp. wec 976657106 5/3/2007 Elect Director John F. Ahearne Issuer Yes For For 14000
Wisconsin Energy Corp. wec 976657106 5/3/2007 Elect Director John F. Bergstrom Issuer Yes For For 14000
Wisconsin Energy Corp. wec 976657106 5/3/2007 Elect Director Barbara L. Bowles Issuer Yes For For 14000
Wisconsin Energy Corp. wec 976657106 5/3/2007 Elect Director Patricia W. Chadwick Issuer Yes For For 14000
Wisconsin Energy Corp. wec 976657106 5/3/2007 Elect Director Robert A. Cornog Issuer Yes For For 14000
Wisconsin Energy Corp. wec 976657106 5/3/2007 Elect Director Curt S. Culver Issuer Yes For For 14000
Wisconsin Energy Corp. wec 976657106 5/3/2007 Elect Director Thomas J. Fischer Issuer Yes For For 14000
Wisconsin Energy Corp. wec 976657106 5/3/2007 Elect Director Gale E. Klappa Issuer Yes For For 14000
Wisconsin Energy Corp. wec 976657106 5/3/2007 Elect Director Ulice Payne Jr Issuer Yes For For 14000
Wisconsin Energy Corp. wec 976657106 5/3/2007 Elect Director Frederick P Stratton Jr Issuer Yes For For 14000
Wisconsin Energy Corp. wec 976657106 5/3/2007 Ratify Auditors Issuer Yes For For 14000
EnPro Industries, Inc. npo 29355X107 5/2/2007 Elect Director William R. Holland Issuer Yes For For 16000
EnPro Industries, Inc. npo 29355X107 5/2/2007 Elect Director Ernest F. Schaub Issuer Yes For For 16000
EnPro Industries, Inc. npo 29355X107 5/2/2007 Elect Director J.P. Bolduc Issuer Yes For For 16000
EnPro Industries, Inc. npo 29355X107 5/2/2007 Elect Director Peter C. Browning Issuer Yes For For 16000
EnPro Industries, Inc. npo 29355X107 5/2/2007 Elect Director Joe T. Ford Issuer Yes For For 16000
EnPro Industries, Inc. npo 29355X107 5/2/2007 Elect Director Gordon D. Harnett Issuer Yes For For 16000
EnPro Industries, Inc. npo 29355X107 5/2/2007 Elect Director David L. Hauser Issuer Yes For For 16000
EnPro Industries, Inc. npo 29355X107 5/2/2007 Elect Director Wilbur J. Prezzano, Jr. Issuer Yes For For 16000
EnPro Industries, Inc. npo 29355X107 5/2/2007 Ratify Auditors Issuer Yes For For 16000
EnPro Industries, Inc. npo 29355X107 5/2/2007 Amend Executive Incentive Bonus Plan Issuer Yes For For 16000
EnPro Industries, Inc. npo 29355X107 5/2/2007 Amend Executive Incentive Bonus Plan Issuer Yes For For 16000
NVR, Inc. nvr 62944T105 5/4/2007 Elect Director Manuel H. Johnson Issuer Yes For For 900
NVR, Inc. nvr 62944T105 5/4/2007 Elect Director David A. Preiser Issuer Yes For For 900
NVR, Inc. nvr 62944T105 5/4/2007 Elect Director Paul W. Whetsell Issuer Yes For For 900
NVR, Inc. nvr 62944T105 5/4/2007 Elect Director John M. Toups Issuer Yes For For 900
NVR, Inc. nvr 62944T105 5/4/2007 Ratify Auditors Issuer Yes For For 900
NVR, Inc. nvr 62944T105 5/4/2007 Company Specific--Provide for Majority Issuer Yes For For 900
Voting Standard of Election of
Directors in Uncontested Elections
Ryder System, Inc. r 783549108 5/4/2007 Elect Director Luis P. Nieto, Jr Issuer Yes For For 10800
Ryder System, Inc. r 783549108 5/4/2007 Elect Director David I. Fuente Issuer Yes For For 10800
Ryder System, Inc. r 783549108 5/4/2007 Elect Director Eugene A. Renna Issuer Yes For For 10800
Ryder System, Inc. r 783549108 5/4/2007 Elect Director Abbie J. Smith Issuer Yes For For 10800
Ryder System, Inc. r 783549108 5/4/2007 Elect Director Christine A. Varney Issuer Yes For For 10800
Ryder System, Inc. r 783549108 5/4/2007 Ratify Auditors Issuer Yes For For 10800
The Dun & Bradstreet Corp dnb 26483E100 5/2/2007 Elect Director John W. Alden Issuer Yes For For 4500
The Dun & Bradstreet Corp dnb 26483E100 5/2/2007 Elect Director Christopher J. Coughlin Issuer Yes For For 4500
The Dun & Bradstreet Corp dnb 26483E100 5/2/2007 Elect Director Victor A. Pelson Issuer Yes For For 4500
The Dun & Bradstreet Corp dnb 26483E100 5/2/2007 Ratify Auditors Issuer Yes For For 4500
The Dun & Bradstreet Corp dnb 26483E100 5/2/2007 Amend Non-Employee Director Omnibus Issuer Yes For For 4500
Stock Plan
NACCO Industries, Inc. nc 629579103 5/9/2007 Elect Director Owsley Brown Ii Issuer Yes For For 1400
NACCO Industries, Inc. nc 629579103 5/9/2007 Elect Director Ian M. Ross Issuer Yes For For 1400
NACCO Industries, Inc. nc 629579103 5/9/2007 Elect Director John F. Turben Issuer Yes For For 1400
NACCO Industries, Inc. nc 629579103 5/9/2007 Elect Director Dennis W. Labarre Issuer Yes Withhold Against 1400
NACCO Industries, Inc. nc 629579103 5/9/2007 Elect Director Michael E. Shannon Issuer Yes For For 1400
NACCO Industries, Inc. nc 629579103 5/9/2007 Elect Director Eugene Wong Issuer Yes For For 1400
NACCO Industries, Inc. nc 629579103 5/9/2007 Elect Director Richard De J. Osborne Issuer Yes For For 1400
NACCO Industries, Inc. nc 629579103 5/9/2007 Elect Director Britton T. Taplin Issuer Yes For For 1400
NACCO Industries, Inc. nc 629579103 5/9/2007 Elect Director Alfred M. Rankin, Jr. Issuer Yes For For 1400
NACCO Industries, Inc. nc 629579103 5/9/2007 Elect Director David F. Taplin Issuer Yes Withhold Against 1400
NACCO Industries, Inc. nc 629579103 5/9/2007 Ratify Auditors Issuer Yes For For 1400
El Paso Electric Co. ee 283677854 5/2/2007 Elect Director George W. Edwards, Jr.. Issuer Yes For For 18600
El Paso Electric Co. ee 283677854 5/2/2007 Elect Director John Robert Brown Issuer Yes For For 18600
El Paso Electric Co. ee 283677854 5/2/2007 Elect Director James W. Cicconi Issuer Yes For For 18600
El Paso Electric Co. ee 283677854 5/2/2007 Elect Director Patricia Z. Issuer Yes For For 18600
Holland-Branch
El Paso Electric Co. ee 283677854 5/2/2007 Approve Omnibus Stock Plan Issuer Yes For For 18600
El Paso Electric Co. ee 283677854 5/2/2007 Ratify Auditors Issuer Yes For For 18600
Knoll, Inc. knl 498904200 5/1/2007 Elect Director Kathleen G. Bradley Issuer Yes For For 22000
Knoll, Inc. knl 498904200 5/1/2007 Elect Director Jeffrey A. Harris Issuer Yes For For 22000
Knoll, Inc. knl 498904200 5/1/2007 Elect Director John F. Maypole Issuer Yes For For 22000
Knoll, Inc. knl 498904200 5/1/2007 Approve Omnibus Stock Plan Issuer Yes Against Against 22000
Knoll, Inc. knl 498904200 5/1/2007 Ratify Auditors Issuer Yes For For 22000
RLI Corp. rli 749607107 5/3/2007 Elect Director Barbara R. Allen Issuer Yes For For 7500
RLI Corp. rli 749607107 5/3/2007 Elect Director Richard H. Blum Issuer Yes For For 7500
RLI Corp. rli 749607107 5/3/2007 Elect Director F. Lynn McPheeters Issuer Yes For For 7500
RLI Corp. rli 749607107 5/3/2007 Elect Director Robert O. Viets Issuer Yes For For 7500
RLI Corp. rli 749607107 5/3/2007 Ratify Auditors Issuer Yes For For 7500
Teleflex Inc. tfx 879369106 5/4/2007 Elect Director Patricia C. Barron Issuer Yes For For 5300
Teleflex Inc. tfx 879369106 5/4/2007 Elect Director Jeffrey A. Graves Issuer Yes For For 5300
Teleflex Inc. tfx 879369106 5/4/2007 Elect Director James W. Zug Issuer Yes For For 5300
Teleflex Inc. tfx 879369106 5/4/2007 Increase Authorized Common Stock Issuer Yes For For 5300
Teleflex Inc. tfx 879369106 5/4/2007 Ratify Auditors Issuer Yes For For 5300
Alliant Energy Corp. lnt 018802108 5/10/2007 Elect Director James A. Leach Issuer Yes For For 6200
Alliant Energy Corp. lnt 018802108 5/10/2007 Elect Director Michael L. Bennett Issuer Yes For For 6200
Alliant Energy Corp. lnt 018802108 5/10/2007 Elect Director Darryl B. Hazel Issuer Yes For For 6200
Alliant Energy Corp. lnt 018802108 5/10/2007 Elect Director David A. Perdue Issuer Yes For For 6200
Alliant Energy Corp. lnt 018802108 5/10/2007 Elect Director Judith D. Pyle Issuer Yes For For 6200
Alliant Energy Corp. lnt 018802108 5/10/2007 Ratify Auditors Issuer Yes For For 6200
Tempur-Pedic International, Inc tpx 88023U101 5/7/2007 Elect Director H. Thomas Bryant Issuer Yes For For 25500
Tempur-Pedic International, Inc tpx 88023U101 5/7/2007 Elect Director Francis A. Doyle Issuer Yes For For 25500
Tempur-Pedic International, Inc tpx 88023U101 5/7/2007 Elect Director Peter K. Hoffman Issuer Yes For For 25500
Tempur-Pedic International, Inc tpx 88023U101 5/7/2007 Elect Director Sir Paul Judge Issuer Yes For For 25500
Tempur-Pedic International, Inc tpx 88023U101 5/7/2007 Elect Director Nancy F. Koehn Issuer Yes For For 25500
Tempur-Pedic International, Inc tpx 88023U101 5/7/2007 Elect Director Christopher A. Masto Issuer Yes For For 25500
Tempur-Pedic International, Inc tpx 88023U101 5/7/2007 Elect Director P. Andrews McLane Issuer Yes For For 25500
Tempur-Pedic International, Inc tpx 88023U101 5/7/2007 Elect Director Robert B. Trussell, Jr. Issuer Yes For For 25500
Tempur-Pedic International, Inc tpx 88023U101 5/7/2007 Ratify Auditors Issuer Yes For For 25500
American Physicians Capital, Inc. acap 028884104 5/1/2007 Elect Director Stephen H. Haynes, M.D. Issuer Yes For For 14250
American Physicians Capital, Inc. acap 028884104 5/1/2007 Elect Director Mitchell A. Rinek, M.D. Issuer Yes For For 14250
American Physicians Capital, Inc. acap 028884104 5/1/2007 Ratify Auditors Issuer Yes For For 14250
Asbury Automotive Group. Inc. abg 043436104 5/4/2007 Elect Director Thomas C. Deloach, Jr.. Issuer Yes For For 14100
Asbury Automotive Group. Inc. abg 043436104 5/4/2007 Elect Director Philip F. Maritz Issuer Yes For For 14100
Asbury Automotive Group. Inc. abg 043436104 5/4/2007 Elect Director John M. Roth Issuer Yes For For 14100
Asbury Automotive Group. Inc. abg 043436104 5/4/2007 Elect Director Jeffrey I. Wooley Issuer Yes For For 14100
Asbury Automotive Group. Inc. abg 043436104 5/4/2007 Ratify Auditors Issuer Yes For For 14100
IDEXX Laboratories, Inc. idxx 45168D104 5/9/2007 Elect Director Jonathan W. Ayers Issuer Yes For For 3700
IDEXX Laboratories, Inc. idxx 45168D104 5/9/2007 Elect Director Robert J. Murray Issuer Yes For For 3700
IDEXX Laboratories, Inc. idxx 45168D104 5/9/2007 Amend Omnibus Stock Plan Issuer Yes For For 3700
IDEXX Laboratories, Inc. idxx 45168D104 5/9/2007 Ratify Auditors Issuer Yes For For 3700
Tesoro Corp. tso 881609101 5/1/2007 Elect Director John F. Bookout, III Issuer Yes For For 8200
Tesoro Corp. tso 881609101 5/1/2007 Elect Director Rodney F. Chase Issuer Yes For For 8200
Tesoro Corp. tso 881609101 5/1/2007 Elect Director Robert W. Goldman Issuer Yes For For 8200
Tesoro Corp. tso 881609101 5/1/2007 Elect Director Steven H. Grapstein Issuer Yes For For 8200
Tesoro Corp. tso 881609101 5/1/2007 Elect Director William J. Johnson Issuer Yes For For 8200
Tesoro Corp. tso 881609101 5/1/2007 Elect Director J.W. (jim) Nokes Issuer Yes For For 8200
Tesoro Corp. tso 881609101 5/1/2007 Elect Director Donald H. Schmude Issuer Yes For For 8200
Tesoro Corp. tso 881609101 5/1/2007 Elect Director Bruce A. Smith Issuer Yes For For 8200
Tesoro Corp. tso 881609101 5/1/2007 Elect Director Michael E. Wiley Issuer Yes For For 8200
Tesoro Corp. tso 881609101 5/1/2007 Ratify Auditors Issuer Yes For For 8200
Ocwen Financial Corp. ocn 675746309 5/10/2007 Elect Director William C. Erbey Issuer Yes For For 35900
Ocwen Financial Corp. ocn 675746309 5/10/2007 Elect Director Ronald M. Faris Issuer Yes For For 35900
Ocwen Financial Corp. ocn 675746309 5/10/2007 Elect Director Martha C. Goss Issuer Yes For For 35900
Ocwen Financial Corp. ocn 675746309 5/10/2007 Elect Director Ronald J. Korn Issuer Yes For For 35900
Ocwen Financial Corp. ocn 675746309 5/10/2007 Elect Director William H. Lacy Issuer Yes For For 35900
Ocwen Financial Corp. ocn 675746309 5/10/2007 Elect Director W. Michael Linn Issuer Yes For For 35900
Ocwen Financial Corp. ocn 675746309 5/10/2007 Elect Director W.C. Martin Issuer Yes For For 35900
Ocwen Financial Corp. ocn 675746309 5/10/2007 Elect Director Barry N. Wish Issuer Yes For For 35900
Ocwen Financial Corp. ocn 675746309 5/10/2007 Approve Omnibus Stock Plan Issuer Yes Against Against 35900
Ocwen Financial Corp. ocn 675746309 5/10/2007 Ratify Auditors Issuer Yes For For 35900
AmeriGroup Corp. agp 03073T102 5/10/2007 Elect Director Kay Coles James Issuer Yes For For 11000
AmeriGroup Corp. agp 03073T102 5/10/2007 Elect Director Jeffrey L. McWaters Issuer Yes For For 11000
AmeriGroup Corp. agp 03073T102 5/10/2007 Elect Director Uwe E. Reinhardt, Ph.D. Issuer Yes For For 11000
AmeriGroup Corp. agp 03073T102 5/10/2007 Approve Executive Incentive Bonus Plan Issuer Yes For For 11000
AmeriGroup Corp. agp 03073T102 5/10/2007 Ratify Auditors Issuer Yes For For 11000
United Stationers Inc. ustr 913004107 5/9/2007 Elect Director Roy W. Haley Issuer Yes For For 12900
United Stationers Inc. ustr 913004107 5/9/2007 Elect Director Benson P. Shapiro Issuer Yes For For 12900
United Stationers Inc. ustr 913004107 5/9/2007 Ratify Auditors Issuer Yes For For 12900
Apria Healthcare Group, Inc. ahg 037933108 5/4/2007 Elect Director Vicente Anido, Jr. Issuer Yes For For 19800
Apria Healthcare Group, Inc. ahg 037933108 5/4/2007 Elect Director Terry P. Bayer Issuer Yes For For 19800
Apria Healthcare Group, Inc. ahg 037933108 5/4/2007 Elect Director I.T. Corley Issuer Yes For For 19800
Apria Healthcare Group, Inc. ahg 037933108 5/4/2007 Elect Director David L. Goldsmith Issuer Yes For For 19800
Apria Healthcare Group, Inc. ahg 037933108 5/4/2007 Elect Director Lawrence M. Higby Issuer Yes For For 19800
Apria Healthcare Group, Inc. ahg 037933108 5/4/2007 Elect Director Richard H. Koppes Issuer Yes For For 19800
Apria Healthcare Group, Inc. ahg 037933108 5/4/2007 Elect Director Philip R. Lochner, Jr.. Issuer Yes For For 19800
Apria Healthcare Group, Inc. ahg 037933108 5/4/2007 Elect Director Norman C. Payson, M.D.. Issuer Yes For For 19800
Apria Healthcare Group, Inc. ahg 037933108 5/4/2007 Elect Director Mahvash Yazdi Issuer Yes For For 19800
Apria Healthcare Group, Inc. ahg 037933108 5/4/2007 Ratify Auditors Issuer Yes For For 19800
Cohen & Steers, Inc cns 19247A100 5/4/2007 Elect Director Martin Cohen Issuer Yes For For 14600
Cohen & Steers, Inc cns 19247A100 5/4/2007 Elect Director Robert H. Steers Issuer Yes For For 14600
Cohen & Steers, Inc cns 19247A100 5/4/2007 Elect Director Richard E. Bruce Issuer Yes For For 14600
Cohen & Steers, Inc cns 19247A100 5/4/2007 Elect Director Peter L. Rhein Issuer Yes For For 14600
Cohen & Steers, Inc cns 19247A100 5/4/2007 Elect Director Richard P. Simon Issuer Yes For For 14600
Cohen & Steers, Inc cns 19247A100 5/4/2007 Elect Director Edmond D. Villani Issuer Yes For For 14600
Cohen & Steers, Inc cns 19247A100 5/4/2007 Ratify Auditors Issuer Yes For For 14600
Cadence Design Systems, Inc. cdns 127387108 5/9/2007 Elect Director Michael J. Fister Issuer Yes For For 19600
Cadence Design Systems, Inc. cdns 127387108 5/9/2007 Elect Director Donald L. Lucas Issuer Yes For For 19600
Cadence Design Systems, Inc. cdns 127387108 5/9/2007 Elect Director Alberto Issuer Yes For For 19600
Sangiovanni-Vincentelli
Cadence Design Systems, Inc. cdns 127387108 5/9/2007 Elect Director George M. Scalise Issuer Yes For For 19600
Cadence Design Systems, Inc. cdns 127387108 5/9/2007 Elect Director John B. Shoven Issuer Yes For For 19600
Cadence Design Systems, Inc. cdns 127387108 5/9/2007 Elect Director Roger S. Siboni Issuer Yes For For 19600
Cadence Design Systems, Inc. cdns 127387108 5/9/2007 Elect Director Lip-Bu Tan Issuer Yes For For 19600
Cadence Design Systems, Inc. cdns 127387108 5/9/2007 Elect Director John A.C. Swainson Issuer Yes For For 19600
Cadence Design Systems, Inc. cdns 127387108 5/9/2007 Amend Stock Option Plan Issuer Yes Against Against 19600
Cadence Design Systems, Inc. cdns 127387108 5/9/2007 Amend Stock Option Plan Issuer Yes Against Against 19600
Cadence Design Systems, Inc. cdns 127387108 5/9/2007 Require a Majority Vote for the SH Yes For Against 19600
Election of Directors
Cadence Design Systems, Inc. cdns 127387108 5/9/2007 Ratify Auditors Issuer Yes For For 19600
Blockbuster, Inc. bbi 093679108 5/9/2007 Elect Director James W. Crystal Issuer Yes For For 51300
Blockbuster, Inc. bbi 093679108 5/9/2007 Elect Director Gary J. Fernandes Issuer Yes Withhold Against 51300
Blockbuster, Inc. bbi 093679108 5/9/2007 Elect Director Jules Hairnovitz Issuer Yes For For 51300
Blockbuster, Inc. bbi 093679108 5/9/2007 Declassify the Board of Directors Issuer Yes For For 51300
Blockbuster, Inc. bbi 093679108 5/9/2007 Ratify Auditors Issuer Yes For For 51300
Blockbuster, Inc. bbi 093679108 5/9/2007 Advisory Vote to Ratify Named SH Yes For Against 51300
Executive Officers' Compensation
Blockbuster, Inc. bbi 093679108 5/9/2007 Company-Specific -- Mandatory SH Yes For Against 51300
Conversion of Class B Common Stock
into Class A Common Stock on
one-for-one Basis
Viasys Healthcare, Inc. vas 92553Q209 5/10/2007 Elect Director Randy H. Thurman Issuer Yes For For 11200
Viasys Healthcare, Inc. vas 92553Q209 5/10/2007 Elect Director Ronald A. Ahrens Issuer Yes For For 11200
Viasys Healthcare, Inc. vas 92553Q209 5/10/2007 Elect Director Sander A. Flaum Issuer Yes For For 11200
Viasys Healthcare, Inc. vas 92553Q209 5/10/2007 Elect Director Kirk E. Gorman Issuer Yes For For 11200
Viasys Healthcare, Inc. vas 92553Q209 5/10/2007 Elect Director Thomas W. Hofmann Issuer Yes For For 11200
Viasys Healthcare, Inc. vas 92553Q209 5/10/2007 Elect Director Fred B. Parks Issuer Yes For For 11200
Viasys Healthcare, Inc. vas 92553Q209 5/10/2007 Elect Director Rebecca W. Rimel Issuer Yes For For 11200
Viasys Healthcare, Inc. vas 92553Q209 5/10/2007 Elect Director Elliot J. Sussman Issuer Yes For For 11200
Viasys Healthcare, Inc. vas 92553Q209 5/10/2007 Ratify Auditors Issuer Yes For For 11200
Radian Group Inc. rdn 750236101 5/9/2007 Approve Merger Agreement Issuer Yes For For 10000
Radian Group Inc. rdn 750236101 5/9/2007 Elect Directors Herbert Wender Issuer Yes For For 10000
Radian Group Inc. rdn 750236101 5/9/2007 Elect Directors David C. Carney Issuer Yes For For 10000
Radian Group Inc. rdn 750236101 5/9/2007 Elect Directors Howard B. Culang Issuer Yes For For 10000
Radian Group Inc. rdn 750236101 5/9/2007 Elect Directors Stephen T. Hopkins Issuer Yes For For 10000
Radian Group Inc. rdn 750236101 5/9/2007 Elect Directors Sanford A. Ibrahim Issuer Yes For For 10000
Radian Group Inc. rdn 750236101 5/9/2007 Elect Directors James W. Jennings Issuer Yes For For 10000
Radian Group Inc. rdn 750236101 5/9/2007 Elect Directors Ronald W. Moore Issuer Yes For For 10000
Radian Group Inc. rdn 750236101 5/9/2007 Elect Directors Jan Nicholson Issuer Yes For For 10000
Radian Group Inc. rdn 750236101 5/9/2007 Elect Directors Robert W. Richards Issuer Yes For For 10000
Radian Group Inc. rdn 750236101 5/9/2007 Elect Directors Anthony W. Schweiger Issuer Yes For For 10000
Radian Group Inc. rdn 750236101 5/9/2007 Ratify Auditors Issuer Yes For For 10000
Radian Group Inc. rdn 750236101 5/9/2007 Adjourn Meeting Issuer Yes For For 10000
Deckers Outdoor Corp. deck 243537107 5/9/2007 Elect Director Douglas B. Otto Issuer Yes For For 8600
Deckers Outdoor Corp. deck 243537107 5/9/2007 Elect Director Angel R. Martinez Issuer Yes For For 8600
Deckers Outdoor Corp. deck 243537107 5/9/2007 Elect Director Gene E. Burleson Issuer Yes Withhold Against 8600
Deckers Outdoor Corp. deck 243537107 5/9/2007 Elect Director Rex A. Licklider Issuer Yes For For 8600
Deckers Outdoor Corp. deck 243537107 5/9/2007 Elect Director John M. Gibbons Issuer Yes For For 8600
Deckers Outdoor Corp. deck 243537107 5/9/2007 Elect Director John G. Perenchio Issuer Yes For For 8600
Deckers Outdoor Corp. deck 243537107 5/9/2007 Elect Director Maureen Conners Issuer Yes For For 8600
Deckers Outdoor Corp. deck 243537107 5/9/2007 Elect Director Tore Steen Issuer Yes For For 8600
Deckers Outdoor Corp. deck 243537107 5/9/2007 Amend Omnibus Stock Plan Issuer Yes For For 8600
Deckers Outdoor Corp. deck 243537107 5/9/2007 Ratify Auditors Issuer Yes For For 8600
Deckers Outdoor Corp. deck 243537107 5/9/2007 Other Business Issuer Yes Against Against 8600
Biovail Corporation bvf 09067J109 5/16/2007 Elect Director Eugene N. Melnyk Issuer Yes For For 12000
Biovail Corporation bvf 09067J109 5/16/2007 Elect Director Wilfred G. Bristow Issuer Yes For For 12000
Biovail Corporation bvf 09067J109 5/16/2007 Elect Director Laurence E. Paul Issuer Yes For For 12000
Biovail Corporation bvf 09067J109 5/16/2007 Elect Director Sheldon Plener Issuer Yes For For 12000
Biovail Corporation bvf 09067J109 5/16/2007 Elect Director Jamie C. Sokalsky Issuer Yes For For 12000
Biovail Corporation bvf 09067J109 5/16/2007 Elect Director Douglas J.P. Squires Issuer Yes For For 12000
Biovail Corporation bvf 09067J109 5/16/2007 Elect Director Michael R. Van Every Issuer Yes For For 12000
Biovail Corporation bvf 09067J109 5/16/2007 Elect Director William M. Wells Issuer Yes For For 12000
Biovail Corporation bvf 09067J109 5/16/2007 Approve Ernst & Young LLP as Auditors Issuer Yes For For 12000
and Authorize Board to Fix
Remuneration of Auditors
Biovail Corporation bvf 09067J109 5/16/2007 Amend Stock Option Plan Issuer Yes For For 12000
Biovail Corporation bvf 09067J109 5/16/2007 Amend Stock Option Plan Issuer Yes For For 12000
QLT Inc. qlti 746927102 5/17/2007 Elect as Director Butchofsky, Robert L Issuer Yes For For 68500
QLT Inc. qlti 746927102 5/17/2007 Elect as Director Carter, Bruce L A Issuer Yes For For 68500
QLT Inc. qlti 746927102 5/17/2007 Elect as Director Clarke, C Boyd Issuer Yes For For 68500
QLT Inc. qlti 746927102 5/17/2007 Elect as Director Crossgrove, Peter A Issuer Yes For For 68500
QLT Inc. qlti 746927102 5/17/2007 Elect as Director Livingston, Philip B Issuer Yes For For 68500
QLT Inc. qlti 746927102 5/17/2007 Elect as Director Massey, Ian J Issuer Yes For For 68500
QLT Inc. qlti 746927102 5/17/2007 Elect as Director Mendelson, Alan C Issuer Yes For For 68500
QLT Inc. qlti 746927102 5/17/2007 Elect as Director Vietor, Richard R Issuer Yes For For 68500
QLT Inc. qlti 746927102 5/17/2007 Elect as Director Wood, L Jack Issuer Yes For For 68500
QLT Inc. qlti 746927102 5/17/2007 Appoint Deloitte & Touche LLP as Issuer Yes For For 68500
Auditors and Authorize Board to Fix
Their Remuneration
AXIS CAPITAL HOLDINGS LTD axs G0692U109 5/11/2007 Elect Director Geoffrey Bell Issuer Yes For For 17900
AXIS CAPITAL HOLDINGS LTD axs G0692U109 5/11/2007 Elect Director Christopher V. Greetham Issuer Yes For For 17900
AXIS CAPITAL HOLDINGS LTD axs G0692U109 5/11/2007 Elect Director Maurice A. Keane Issuer Yes For For 17900
AXIS CAPITAL HOLDINGS LTD axs G0692U109 5/11/2007 Elect Director Henry B. Smith Issuer Yes For For 17900
AXIS CAPITAL HOLDINGS LTD axs G0692U109 5/11/2007 TO APPROVE THE AXIS CAPITAL HOLDINGS Issuer Yes For For 17900
LIMITED 2007 LONG-TERM EQUITY
COMPENSATION PLAN.
AXIS CAPITAL HOLDINGS LTD axs G0692U109 5/11/2007 TO ADOPT AMENDED AND RESTATED BYE-LAWS Issuer Yes For For 17900
TO AMEND THE DIRECTOR AND OFFICER
INDEMNITY PROVISIONS AND TO ALLOW
ACQUIRED SHARES OF AXIS CAPITAL
HOLDINGS LIMITED CAPITAL STOCK TO BE
HELD IN TREASURY.
AXIS CAPITAL HOLDINGS LTD axs G0692U109 5/11/2007 TO APPOINT DELOITTE & TOUCHE TO ACT AS Issuer Yes For For 17900
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF AXIS CAPITAL
HOLDINGS LIMITED FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2007 AND TO
AUTHORIZE THE BOARD OF DIRECTORS,
ACTING THROUGH THE AUDIT COMMITTEE, TO
SET THE
Tredegar Corporation tg 894650100 5/17/2007 Elect Director Donald T. Cowles Issuer Yes Withhold Against 16500
Tredegar Corporation tg 894650100 5/17/2007 Elect Director John D. Gottwald Issuer Yes Withhold Against 16500
Tredegar Corporation tg 894650100 5/17/2007 Elect Director Thomas G. Slater, Jr.. Issuer Yes Withhold Against 16500
Tredegar Corporation tg 894650100 5/17/2007 Ratify Auditors Issuer Yes For For 16500
Steel Dynamics, Inc. stld 858119100 5/17/2007 Elect Director Keith E. Busse Issuer Yes For For 18700
Steel Dynamics, Inc. stld 858119100 5/17/2007 Elect Director Mark D. Millett Issuer Yes For For 18700
Steel Dynamics, Inc. stld 858119100 5/17/2007 Elect Director Richard P. Teets, Jr. Issuer Yes For For 18700
Steel Dynamics, Inc. stld 858119100 5/17/2007 Elect Director John C. Bates Issuer Yes For For 18700
Steel Dynamics, Inc. stld 858119100 5/17/2007 Elect Director Frank D. Byrne, M.D. Issuer Yes For For 18700
Steel Dynamics, Inc. stld 858119100 5/17/2007 Elect Director Paul B. Edgerley Issuer Yes For For 18700
Steel Dynamics, Inc. stld 858119100 5/17/2007 Elect Director Richard J. Freeland Issuer Yes For For 18700
Steel Dynamics, Inc. stld 858119100 5/17/2007 Elect Director Jurgen Kolb Issuer Yes For For 18700
Steel Dynamics, Inc. stld 858119100 5/17/2007 Elect Director James C. Marcuccilli Issuer Yes For For 18700
Steel Dynamics, Inc. stld 858119100 5/17/2007 Elect Director Joseph D. Ruffolo Issuer Yes For For 18700
Steel Dynamics, Inc. stld 858119100 5/17/2007 Ratify Auditors Issuer Yes For For 18700
Tyler Technologies Inc. tyl 902252105 5/17/2007 Elect Director Donald R. Brattain Issuer Yes For For 37800
Tyler Technologies Inc. tyl 902252105 5/17/2007 Elect Director J. Luther King, Jr. Issuer Yes For For 37800
Tyler Technologies Inc. tyl 902252105 5/17/2007 Elect Director John S. Marr, Jr. Issuer Yes For For 37800
Tyler Technologies Inc. tyl 902252105 5/17/2007 Elect Director G. Stuart Reeves Issuer Yes For For 37800
Tyler Technologies Inc. tyl 902252105 5/17/2007 Elect Director Michael D. Richards Issuer Yes For For 37800
Tyler Technologies Inc. tyl 902252105 5/17/2007 Elect Director Dustin R. Womble Issuer Yes For For 37800
Tyler Technologies Inc. tyl 902252105 5/17/2007 Elect Director John M. Yeaman Issuer Yes For For 37800
Tyler Technologies Inc. tyl 902252105 5/17/2007 Ratify Auditors Issuer Yes For For 37800
Radioshack Corp. rsh 750438103 5/17/2007 Elect Director Frank J. Belatti Issuer Yes For For 16300
Radioshack Corp. rsh 750438103 5/17/2007 Elect Director Julian C. Day Issuer Yes For For 16300
Radioshack Corp. rsh 750438103 5/17/2007 Elect Director Robert S. Falcone Issuer Yes For For 16300
Radioshack Corp. rsh 750438103 5/17/2007 Elect Director Daniel R. Feehan Issuer Yes For For 16300
Radioshack Corp. rsh 750438103 5/17/2007 Elect Director Richard J. Hernandez Issuer Yes For For 16300
Radioshack Corp. rsh 750438103 5/17/2007 Elect Director H. Eugene Lockhart Issuer Yes For For 16300
Radioshack Corp. rsh 750438103 5/17/2007 Elect Director Jack L. Messman Issuer Yes For For 16300
Radioshack Corp. rsh 750438103 5/17/2007 Elect Director William G. Morton, Jr.. Issuer Yes For For 16300
Radioshack Corp. rsh 750438103 5/17/2007 Elect Director Thomas G. Plaskett Issuer Yes For For 16300
Radioshack Corp. rsh 750438103 5/17/2007 Elect Director Edwina D. Woodbury Issuer Yes For For 16300
Radioshack Corp. rsh 750438103 5/17/2007 Ratify Auditors Issuer Yes For For 16300
Radioshack Corp. rsh 750438103 5/17/2007 Approve Restricted Stock Plan Issuer Yes For For 16300
Radioshack Corp. rsh 750438103 5/17/2007 Amend Executive Incentive Bonus Plan Issuer Yes For For 16300
Radioshack Corp. rsh 750438103 5/17/2007 Amend Articles/Bylaws/Charter -- Call SH Yes For Against 16300
Special Meetings
Hanover Insurance Group Inc thg 410867105 5/15/2007 Elect Director Michael P. Angelini Issuer Yes For For 14100
Hanover Insurance Group Inc thg 410867105 5/15/2007 Elect Director Michael P. Angelini Issuer Yes For For 14100
Hanover Insurance Group Inc thg 410867105 5/15/2007 Elect Director P. Kevin Condron Issuer Yes For For 14100
Hanover Insurance Group Inc thg 410867105 5/15/2007 Elect Director P. Kevin Condron Issuer Yes For For 14100
Hanover Insurance Group Inc thg 410867105 5/15/2007 Elect Director Neal F. Finnegan Issuer Yes For For 14100
Hanover Insurance Group Inc thg 410867105 5/15/2007 Elect Director Neal F. Finnegan Issuer Yes For For 14100
Hanover Insurance Group Inc thg 410867105 5/15/2007 Ratify Auditors Issuer Yes For For 14100
Hanover Insurance Group Inc thg 410867105 5/15/2007 Ratify Auditors Issuer Yes For For 14100
Triad Guaranty Inc. tgic 895925105 5/17/2007 Elect Director Glenn T. Austin, Jr. Issuer Yes For For 10500
Triad Guaranty Inc. tgic 895925105 5/17/2007 Elect Director Robert T. David Issuer Yes For For 10500
Triad Guaranty Inc. tgic 895925105 5/17/2007 Elect Director H. Lee Durham, Jr. Issuer Yes For For 10500
Triad Guaranty Inc. tgic 895925105 5/17/2007 Elect Director William T. Ratliff, III Issuer Yes For For 10500
Triad Guaranty Inc. tgic 895925105 5/17/2007 Elect Director Michael A.F. Roberts Issuer Yes For For 10500
Triad Guaranty Inc. tgic 895925105 5/17/2007 Elect Director Richard S. Swanson Issuer Yes For For 10500
Triad Guaranty Inc. tgic 895925105 5/17/2007 Elect Director Mark K. Tonnesen Issuer Yes For For 10500
Triad Guaranty Inc. tgic 895925105 5/17/2007 Elect Director David W. Whitehurst Issuer Yes For For 10500
Triad Guaranty Inc. tgic 895925105 5/17/2007 Elect Director Henry G. Williamson, Jr. Issuer Yes For For 10500
Triad Guaranty Inc. tgic 895925105 5/17/2007 Ratify Auditors Issuer Yes For For 10500
Triad Guaranty Inc. tgic 895925105 5/17/2007 Approve Executive Incentive Bonus Plan Issuer Yes For For 10500
The PMI Group, Inc. pmi 69344M101 5/17/2007 Elect Director Mariann Byerwalter Issuer Yes For For 16800
The PMI Group, Inc. pmi 69344M101 5/17/2007 Elect Director James C. Castle Issuer Yes For For 16800
The PMI Group, Inc. pmi 69344M101 5/17/2007 Elect Director Carmine Guerro Issuer Yes For For 16800
The PMI Group, Inc. pmi 69344M101 5/17/2007 Elect Director Wayne E. Hedien Issuer Yes For For 16800
The PMI Group, Inc. pmi 69344M101 5/17/2007 Elect Director Louis G. Lower Ii Issuer Yes For For 16800
The PMI Group, Inc. pmi 69344M101 5/17/2007 Elect Director Raymond L. Ocampo Jr. Issuer Yes For For 16800
The PMI Group, Inc. pmi 69344M101 5/17/2007 Elect Director John D. Roach Issuer Yes For For 16800
The PMI Group, Inc. pmi 69344M101 5/17/2007 Elect Director Kenneth T. Rosen Issuer Yes For For 16800
The PMI Group, Inc. pmi 69344M101 5/17/2007 Elect Director Steven L. Scheid Issuer Yes For For 16800
The PMI Group, Inc. pmi 69344M101 5/17/2007 Elect Director L. Stephen Smith Issuer Yes For For 16800
The PMI Group, Inc. pmi 69344M101 5/17/2007 Elect Director Jose H. Villarreal Issuer Yes For For 16800
The PMI Group, Inc. pmi 69344M101 5/17/2007 Elect Director Mary Lee Widener Issuer Yes For For 16800
The PMI Group, Inc. pmi 69344M101 5/17/2007 Elect Director Ronald H. Zech Issuer Yes For For 16800
The PMI Group, Inc. pmi 69344M101 5/17/2007 Ratify Auditors Issuer Yes For For 16800
Global Industries, Ltd. glbl 379336100 5/16/2007 Elect Director B.K. Chin Issuer Yes For For 21800
Global Industries, Ltd. glbl 379336100 5/16/2007 Elect Director John A. Clerico Issuer Yes For For 21800
Global Industries, Ltd. glbl 379336100 5/16/2007 Elect Director Lawrence R. Dickerson Issuer Yes For For 21800
Global Industries, Ltd. glbl 379336100 5/16/2007 Elect Director Edward P. Djerejian Issuer Yes For For 21800
Global Industries, Ltd. glbl 379336100 5/16/2007 Elect Director Larry E. Farmer Issuer Yes For For 21800
Global Industries, Ltd. glbl 379336100 5/16/2007 Elect Director Edgar G. Hotard Issuer Yes For For 21800
Global Industries, Ltd. glbl 379336100 5/16/2007 Elect Director Richard A. Pattarozzi Issuer Yes For For 21800
Global Industries, Ltd. glbl 379336100 5/16/2007 Elect Director James L. Payne Issuer Yes For For 21800
Global Industries, Ltd. glbl 379336100 5/16/2007 Elect Director Michael J. Pollock Issuer Yes For For 21800
Global Industries, Ltd. glbl 379336100 5/16/2007 Elect Director Cindy B. Taylor Issuer Yes For For 21800
Global Industries, Ltd. glbl 379336100 5/16/2007 Ratify Auditors Issuer Yes For For 21800
Lennox International, Inc. lii 526107107 5/17/2007 Elect Director Todd M. Bluedorn Issuer Yes For For 17100
Lennox International, Inc. lii 526107107 5/17/2007 Elect Director Janet K. Cooper Issuer Yes For For 17100
Lennox International, Inc. lii 526107107 5/17/2007 Elect Director C.L. (Jerry) Henry Issuer Yes For For 17100
Lennox International, Inc. lii 526107107 5/17/2007 Elect Director Terry D. Stinson Issuer Yes For For 17100
Lennox International, Inc. lii 526107107 5/17/2007 Elect Director Richard L. Thompson Issuer Yes For For 17100
Lennox International, Inc. lii 526107107 5/17/2007 Organization Related- Issuance of Issuer Yes For For 17100
Shares pursuant to an Agreement and
Plan of Reorganization
King Pharmaceuticals Inc. kg 495582108 5/16/2007 Elect Director Philip A. Incarnati Issuer Yes For For 17400
King Pharmaceuticals Inc. kg 495582108 5/16/2007 Elect Director Gregory D. Jordan Issuer Yes Withhold Against 17400
King Pharmaceuticals Inc. kg 495582108 5/16/2007 Elect Director Brian A. Markison Issuer Yes For For 17400
King Pharmaceuticals Inc. kg 495582108 5/16/2007 Declassify the Board of Directors Issuer Yes For For 17400
King Pharmaceuticals Inc. kg 495582108 5/16/2007 Ratify Auditors Issuer Yes For For 17400
Columbia Sportswear Co. colm 198516106 5/17/2007 Elect Director Gertrude Boyle Issuer Yes For For 5400
Columbia Sportswear Co. colm 198516106 5/17/2007 Elect Director Timothy P. Boyle Issuer Yes For For 5400
Columbia Sportswear Co. colm 198516106 5/17/2007 Elect Director Sarah A. Bany Issuer Yes For For 5400
Columbia Sportswear Co. colm 198516106 5/17/2007 Elect Director Murrey R. Albers Issuer Yes For For 5400
Columbia Sportswear Co. colm 198516106 5/17/2007 Elect Director Stephen E. Babson Issuer Yes For For 5400
Columbia Sportswear Co. colm 198516106 5/17/2007 Elect Director Andy D. Bryant Issuer Yes For For 5400
Columbia Sportswear Co. colm 198516106 5/17/2007 Elect Director Edward S. George Issuer Yes For For 5400
Columbia Sportswear Co. colm 198516106 5/17/2007 Elect Director Walter T. Klenz Issuer Yes For For 5400
Columbia Sportswear Co. colm 198516106 5/17/2007 Elect Director John W. Stanton Issuer Yes Withhold Against 5400
Columbia Sportswear Co. colm 198516106 5/17/2007 Ratify Auditors Issuer Yes For For 5400
Netgear Inc ntgr 64111Q104 5/15/2007 Elect Director Patrick C.S. Lo Issuer Yes For For 12000
Netgear Inc ntgr 64111Q104 5/15/2007 Elect Director Ralph E. Faison Issuer Yes For For 12000
Netgear Inc ntgr 64111Q104 5/15/2007 Elect Director A. Timothy Godwin Issuer Yes For For 12000
Netgear Inc ntgr 64111Q104 5/15/2007 Elect Director Jef Graham Issuer Yes For For 12000
Netgear Inc ntgr 64111Q104 5/15/2007 Elect Director Linwood A. Lacy, Jr. Issuer Yes For For 12000
Netgear Inc ntgr 64111Q104 5/15/2007 Elect Director George G.C. Parker Issuer Yes For For 12000
Netgear Inc ntgr 64111Q104 5/15/2007 Elect Director Gregory J. Rossmann Issuer Yes For For 12000
Netgear Inc ntgr 64111Q104 5/15/2007 Elect Director Julie A. Shimer Issuer Yes For For 12000
Netgear Inc ntgr 64111Q104 5/15/2007 Ratify Auditors Issuer Yes For For 12000
The Commerce Group, Inc. cgi 200641108 5/18/2007 Elect Director Randall V. Becker Issuer Yes For For 19800
The Commerce Group, Inc. cgi 200641108 5/18/2007 Elect Director Joseph A. Borski, Jr. Issuer Yes For For 19800
The Commerce Group, Inc. cgi 200641108 5/18/2007 Elect Director Eric G. Butler Issuer Yes For For 19800
The Commerce Group, Inc. cgi 200641108 5/18/2007 Elect Director Gerald Fels Issuer Yes For For 19800
The Commerce Group, Inc. cgi 200641108 5/18/2007 Elect Director David R. Grenon Issuer Yes For For 19800
The Commerce Group, Inc. cgi 200641108 5/18/2007 Elect Director Robert W. Harris Issuer Yes For For 19800
The Commerce Group, Inc. cgi 200641108 5/18/2007 Elect Director John J. Kunkel Issuer Yes For For 19800
The Commerce Group, Inc. cgi 200641108 5/18/2007 Elect Director Raymond J. Lauring Issuer Yes For For 19800
The Commerce Group, Inc. cgi 200641108 5/18/2007 Elect Director Normand R. Marois Issuer Yes For For 19800
The Commerce Group, Inc. cgi 200641108 5/18/2007 Elect Director Suryakant M. Patel Issuer Yes For For 19800
The Commerce Group, Inc. cgi 200641108 5/18/2007 Elect Director Arthur J. Remillard, Jr Issuer Yes For For 19800
The Commerce Group, Inc. cgi 200641108 5/18/2007 Elect Director Arthur J. Remillard III Issuer Yes For For 19800
The Commerce Group, Inc. cgi 200641108 5/18/2007 Elect Director Regan P. Remillard Issuer Yes For For 19800
The Commerce Group, Inc. cgi 200641108 5/18/2007 Elect Director Gurbachan Singh Issuer Yes For For 19800
The Commerce Group, Inc. cgi 200641108 5/18/2007 Elect Director John W. Spillane Issuer Yes Withhold Against 19800
The Commerce Group, Inc. cgi 200641108 5/18/2007 Ratify Auditors Issuer Yes For For 19800
CONMED Corp. cnmd 207410101 5/17/2007 Elect Director Eugene R. Corasanti Issuer Yes For For 12300
CONMED Corp. cnmd 207410101 5/17/2007 Elect Director Bruce F. Daniels Issuer Yes For For 12300
CONMED Corp. cnmd 207410101 5/17/2007 Elect Director William D. Matthews Issuer Yes For For 12300
CONMED Corp. cnmd 207410101 5/17/2007 Elect Director Stuart J. Schwartz Issuer Yes For For 12300
CONMED Corp. cnmd 207410101 5/17/2007 Elect Director Joseph J. Corasanti Issuer Yes For For 12300
CONMED Corp. cnmd 207410101 5/17/2007 Elect Director Stephen M. Mandia Issuer Yes For For 12300
CONMED Corp. cnmd 207410101 5/17/2007 Elect Director Jo Ann Golden Issuer Yes For For 12300
CONMED Corp. cnmd 207410101 5/17/2007 Elect Director Mark E. Tryniski Issuer Yes For For 12300
CONMED Corp. cnmd 207410101 5/17/2007 Ratify Auditors Issuer Yes For For 12300
CONMED Corp. cnmd 207410101 5/17/2007 Approve Non-Employee Director Omnibus Issuer Yes For For 12300
Stock Plan
Enzon Pharmaceuticals, Inc. enzn 293904108 5/16/2007 Elect Director Jeffrey H. Buchalter Issuer Yes For For 50900
Enzon Pharmaceuticals, Inc. enzn 293904108 5/16/2007 Elect Director Goran A. Ando, M.D. Issuer Yes For For 50900
Enzon Pharmaceuticals, Inc. enzn 293904108 5/16/2007 Elect Director Victor P. Micati Issuer Yes For For 50900
Enzon Pharmaceuticals, Inc. enzn 293904108 5/16/2007 Approve Qualified Employee Stock Issuer Yes For For 50900
Purchase Plan
Enzon Pharmaceuticals, Inc. enzn 293904108 5/16/2007 Ratify Auditors Issuer Yes For For 50900
Arbitron, Inc. arb 03875Q108 5/15/2007 Elect Director Shellye L. Archambeau Issuer Yes For For 8000
Arbitron, Inc. arb 03875Q108 5/15/2007 Elect Director Philip Guarascio Issuer Yes For For 8000
Arbitron, Inc. arb 03875Q108 5/15/2007 Elect Director William T. Kerr Issuer Yes For For 8000
Arbitron, Inc. arb 03875Q108 5/15/2007 Elect Director Larry E. Kittelberger Issuer Yes For For 8000
Arbitron, Inc. arb 03875Q108 5/15/2007 Elect Director Stephen B. Morris Issuer Yes For For 8000
Arbitron, Inc. arb 03875Q108 5/15/2007 Elect Director Luis G. Nogales Issuer Yes For For 8000
Arbitron, Inc. arb 03875Q108 5/15/2007 Elect Director Richard A. Post Issuer Yes For For 8000
Arbitron, Inc. arb 03875Q108 5/15/2007 Amend Omnibus Stock Plan Issuer Yes For For 8000
MicroStrategy Inc. mstr 594972408 5/16/2007 Elect Director Michael J. Saylor Issuer Yes Withhold Against 6100
MicroStrategy Inc. mstr 594972408 5/16/2007 Elect Director Sanju K. Bansal Issuer Yes Withhold Against 6100
MicroStrategy Inc. mstr 594972408 5/16/2007 Elect Director Matthew W. Calkins Issuer Yes For For 6100
MicroStrategy Inc. mstr 594972408 5/16/2007 Elect Director Robert H. Epstein Issuer Yes For For 6100
MicroStrategy Inc. mstr 594972408 5/16/2007 Elect Director David W. LaRue Issuer Yes For For 6100
MicroStrategy Inc. mstr 594972408 5/16/2007 Elect Director Jarrod M. Patten Issuer Yes For For 6100
MicroStrategy Inc. mstr 594972408 5/16/2007 Elect Director Carl J. Rickertsen Issuer Yes For For 6100
MicroStrategy Inc. mstr 594972408 5/16/2007 Elect Director Thomas P. Spahr Issuer Yes For For 6100
MicroStrategy Inc. mstr 594972408 5/16/2007 Ratify Auditors Issuer Yes For For 6100
Safety Insurance Group, Inc. saft 78648T100 5/18/2007 Elect Director Frederic H. Lindeberg Issuer Yes For For 10000
Safety Insurance Group, Inc. saft 78648T100 5/18/2007 Ratify Auditors Issuer Yes For For 10000
Universal Stainless & Alloy Products, Inc. usap 913837100 5/15/2007 Elect Director Douglas M. Dunn Issuer Yes For For 7600
Universal Stainless & Alloy Products, Inc. usap 913837100 5/15/2007 Elect Director Clarence M. McAninch Issuer Yes For For 7600
Universal Stainless & Alloy Products, Inc. usap 913837100 5/15/2007 Elect Director Udi Toledano Issuer Yes For For 7600
Universal Stainless & Alloy Products, Inc. usap 913837100 5/15/2007 Amend Stock Option Plan Issuer Yes For For 7600
Universal Stainless & Alloy Products, Inc. usap 913837100 5/15/2007 Ratify Auditors Issuer Yes For For 7600
GENERAL MARITIME CORP gmr Y2692M103 5/16/2007 Elect Director Peter C. Georgiopoulos Issuer Yes For For 20100
GENERAL MARITIME CORP gmr Y2692M103 5/16/2007 Elect Director William J. Crabtree Issuer Yes For For 20100
GENERAL MARITIME CORP gmr Y2692M103 5/16/2007 Elect Director Stephen A. Kaplan Issuer Yes For For 20100
GENERAL MARITIME CORP gmr Y2692M103 5/16/2007 Ratify Auditors Issuer Yes For For 20100
Zenith National Insurance Corp. znt 989390109 5/24/2007 Elect Director Max M. Kampelman Issuer Yes For For 7000
Zenith National Insurance Corp. znt 989390109 5/24/2007 Elect Director Robert J. Miller Issuer Yes For For 7000
Zenith National Insurance Corp. znt 989390109 5/24/2007 Elect Director Leon E. Panetta Issuer Yes For For 7000
Zenith National Insurance Corp. znt 989390109 5/24/2007 Elect Director Catherine B. Reynolds Issuer Yes For For 7000
Zenith National Insurance Corp. znt 989390109 5/24/2007 Elect Director Alan I. Rothenberg Issuer Yes For For 7000
Zenith National Insurance Corp. znt 989390109 5/24/2007 Elect Director William S. Sessions Issuer Yes For For 7000
Zenith National Insurance Corp. znt 989390109 5/24/2007 Elect Director Gerald Tsai, Jr. Issuer Yes For For 7000
Zenith National Insurance Corp. znt 989390109 5/24/2007 Elect Director Michael Wm. Zavis Issuer Yes For For 7000
Zenith National Insurance Corp. znt 989390109 5/24/2007 Elect Director Stanley R. Zax Issuer Yes For For 7000
Zenith National Insurance Corp. znt 989390109 5/24/2007 Approve Nonqualified Employee Stock Issuer Yes For For 7000
Purchase Plan
Zenith National Insurance Corp. znt 989390109 5/24/2007 Ratify Auditors Issuer Yes For For 7000
Invacare Corp. ivc 461203101 5/24/2007 Elect Director John R. Kasich Issuer Yes For For 31900
Invacare Corp. ivc 461203101 5/24/2007 Elect Director Dan T. Moore, III Issuer Yes For For 31900
Invacare Corp. ivc 461203101 5/24/2007 Elect Director Joseph B. Richey, II Issuer Yes For For 31900
Invacare Corp. ivc 461203101 5/24/2007 Elect Director General James L. Jones Issuer Yes For For 31900
Invacare Corp. ivc 461203101 5/24/2007 Company Specific- To permit the Issuer Yes For For 31900
Company to issue non-certificated
shares
Invacare Corp. ivc 461203101 5/24/2007 Ratify Auditors Issuer Yes For For 31900
Invacare Corp. ivc 461203101 5/24/2007 Declassify the Board of Directors SH Yes For Against 31900
Big Lots Inc. big 089302103 5/31/2007 Elect Director Jeffrey P. Berger Issuer Yes For For 26000
Big Lots Inc. big 089302103 5/31/2007 Elect Director Sheldon M. Berman Issuer Yes For For 26000
Big Lots Inc. big 089302103 5/31/2007 Elect Director Steven S. Fishman Issuer Yes For For 26000
Big Lots Inc. big 089302103 5/31/2007 Elect Director David T. Kollat Issuer Yes For For 26000
Big Lots Inc. big 089302103 5/31/2007 Elect Director Brenda J. Lauderback Issuer Yes For For 26000
Big Lots Inc. big 089302103 5/31/2007 Elect Director Philip E. Mallott Issuer Yes For For 26000
Big Lots Inc. big 089302103 5/31/2007 Elect Director Russell Solt Issuer Yes For For 26000
Big Lots Inc. big 089302103 5/31/2007 Elect Director James R. Tener Issuer Yes For For 26000
Big Lots Inc. big 089302103 5/31/2007 Elect Director Dennis B. Tishkoff Issuer Yes For For 26000
Big Lots Inc. big 089302103 5/31/2007 Ratify Auditors Issuer Yes For For 26000
ExpressJet Holdings, Inc. xjt 30218U108 5/23/2007 Elect Director Kim A. Fadel Issuer Yes For For 28700
ExpressJet Holdings, Inc. xjt 30218U108 5/23/2007 Elect Director Judith R. Haberkorn Issuer Yes For For 28700
ExpressJet Holdings, Inc. xjt 30218U108 5/23/2007 Elect Director Salvatore J. Badalamenti Issuer Yes For For 28700
ExpressJet Holdings, Inc. xjt 30218U108 5/23/2007 Approve Omnibus Stock Plan Issuer Yes For For 28700
ExpressJet Holdings, Inc. xjt 30218U108 5/23/2007 Ratify Auditors Issuer Yes For For 28700
ExpressJet Holdings, Inc. xjt 30218U108 5/23/2007 Other Business Issuer Yes Against Against 28700
Infinity Property and Casualty Corp. ipcc 45665Q103 5/21/2007 Elect Director Jorge G. Castro Issuer Yes For For 7600
Infinity Property and Casualty Corp. ipcc 45665Q103 5/21/2007 Elect Director Drayton Nabers, Jr. Issuer Yes For For 7600
Infinity Property and Casualty Corp. ipcc 45665Q103 5/21/2007 Elect Director Samuel J. Simon Issuer Yes For For 7600
Infinity Property and Casualty Corp. ipcc 45665Q103 5/21/2007 Elect Director Roger Smith Issuer Yes For For 7600
Infinity Property and Casualty Corp. ipcc 45665Q103 5/21/2007 Elect Director Gregory C. Thomas Issuer Yes For For 7600
Infinity Property and Casualty Corp. ipcc 45665Q103 5/21/2007 Ratify Auditors Issuer Yes For For 7600
Infinity Property and Casualty Corp. ipcc 45665Q103 5/21/2007 Declassify the Board of Directors Issuer Yes For For 7600
Hasbro, Inc. has 418056107 5/24/2007 Elect Director Basil L. Anderson Issuer Yes For For 24500
Hasbro, Inc. has 418056107 5/24/2007 Elect Director Alan R. Batkin Issuer Yes For For 24500
Hasbro, Inc. has 418056107 5/24/2007 Elect Director Frank J. Biondi, Jr. Issuer Yes For For 24500
Hasbro, Inc. has 418056107 5/24/2007 Elect Director John M. Connors, Jr. Issuer Yes For For 24500
Hasbro, Inc. has 418056107 5/24/2007 Elect Director Michael W.O. Garrett Issuer Yes For For 24500
Hasbro, Inc. has 418056107 5/24/2007 Elect Director E. Gordon Gee Issuer Yes For For 24500
Hasbro, Inc. has 418056107 5/24/2007 Elect Director Jack M. Greenberg Issuer Yes For For 24500
Hasbro, Inc. has 418056107 5/24/2007 Elect Director Alan G. Hassenfeld Issuer Yes For For 24500
Hasbro, Inc. has 418056107 5/24/2007 Elect Director Claudine B. Malone Issuer Yes For For 24500
Hasbro, Inc. has 418056107 5/24/2007 Elect Director Edward M. Philip Issuer Yes For For 24500
Hasbro, Inc. has 418056107 5/24/2007 Elect Director Paula Stern Issuer Yes For For 24500
Hasbro, Inc. has 418056107 5/24/2007 Elect Director Alfred J. Verrecchia Issuer Yes For For 24500
Hasbro, Inc. has 418056107 5/24/2007 Amend Omnibus Stock Plan Issuer Yes For For 24500
Hasbro, Inc. has 418056107 5/24/2007 Ratify Auditors Issuer Yes For For 24500
Hasbro, Inc. has 418056107 5/24/2007 Prepare Sustainability Report SH Yes For Against 24500
The Boston Beer Company, Inc. sam 100557107 5/31/2007 Elect Director David A. Burwick Issuer Yes For For 5700
The Boston Beer Company, Inc. sam 100557107 5/31/2007 Elect Director Pearson C. Cummin, III Issuer Yes For For 5700
The Boston Beer Company, Inc. sam 100557107 5/31/2007 Elect Director Jean-Michel Valette Issuer Yes For For 5700
First American Corp. faf 318522307 5/24/2007 Elect Director George L. Argyros Issuer Yes For For 13800
First American Corp. faf 318522307 5/24/2007 Elect Director Gary J. Beban Issuer Yes For For 13800
First American Corp. faf 318522307 5/24/2007 Elect Director J. David Chatham Issuer Yes For For 13800
First American Corp. faf 318522307 5/24/2007 Elect Director William G. Davis Issuer Yes For For 13800
First American Corp. faf 318522307 5/24/2007 Elect Director James L. Doti Issuer Yes For For 13800
First American Corp. faf 318522307 5/24/2007 Elect Director Lewis W. Douglas, Jr. Issuer Yes For For 13800
First American Corp. faf 318522307 5/24/2007 Elect Director D.P. Kennedy Issuer Yes For For 13800
First American Corp. faf 318522307 5/24/2007 Elect Director Parker S. Kennedy Issuer Yes For For 13800
First American Corp. faf 318522307 5/24/2007 Elect Director Frank E. O'Bryan Issuer Yes For For 13800
First American Corp. faf 318522307 5/24/2007 Elect Director Roslyn B. Payne Issuer Yes For For 13800
First American Corp. faf 318522307 5/24/2007 Elect Director D. Van Skilling Issuer Yes For For 13800
First American Corp. faf 318522307 5/24/2007 Elect Director Herbert B. Tasker Issuer Yes For For 13800
First American Corp. faf 318522307 5/24/2007 Elect Director Virginia M. Ueberroth Issuer Yes For For 13800
First American Corp. faf 318522307 5/24/2007 Elect Director Mary Lee Widener Issuer Yes For For 13800
First American Corp. faf 318522307 5/24/2007 Ratify Auditors Issuer Yes For For 13800
AK Steel Holding Corp. aks 001547108 5/24/2007 Elect Director Richard A. Abdoo Issuer Yes For For 16700
AK Steel Holding Corp. aks 001547108 5/24/2007 Elect Director John S. Brinzo Issuer Yes For For 16700
AK Steel Holding Corp. aks 001547108 5/24/2007 Elect Director William K. Gerber Issuer Yes For For 16700
AK Steel Holding Corp. aks 001547108 5/24/2007 Elect Director Dr. Bonnie G. Hill Issuer Yes For For 16700
AK Steel Holding Corp. aks 001547108 5/24/2007 Elect Director Robert H. Jenkins Issuer Yes For For 16700
AK Steel Holding Corp. aks 001547108 5/24/2007 Elect Director Daniel J. Meyer Issuer Yes For For 16700
AK Steel Holding Corp. aks 001547108 5/24/2007 Elect Director Shirley D. Peterson Issuer Yes For For 16700
AK Steel Holding Corp. aks 001547108 5/24/2007 Elect Director Dr. James A. Thomson Issuer Yes For For 16700
AK Steel Holding Corp. aks 001547108 5/24/2007 Elect Director James L. Wainscott Issuer Yes For For 16700
Buffalo Wild Wings, Inc. bwld 119848109 5/24/2007 Fix Number of Directors Issuer Yes For For 11700
Buffalo Wild Wings, Inc. bwld 119848109 5/24/2007 Elect Director Sally J. Smith Issuer Yes For For 11700
Buffalo Wild Wings, Inc. bwld 119848109 5/24/2007 Elect Director Kenneth H. Dahlberg Issuer Yes For For 11700
Buffalo Wild Wings, Inc. bwld 119848109 5/24/2007 Elect Director Dale M. Applequist Issuer Yes For For 11700
Buffalo Wild Wings, Inc. bwld 119848109 5/24/2007 Elect Director Robert W. MacDonald Issuer Yes For For 11700
Buffalo Wild Wings, Inc. bwld 119848109 5/24/2007 Elect Director Warren E. Mack Issuer Yes For For 11700
Buffalo Wild Wings, Inc. bwld 119848109 5/24/2007 Elect Director J. Oliver Maggard Issuer Yes For For 11700
Buffalo Wild Wings, Inc. bwld 119848109 5/24/2007 Elect Director Michael P. Johnson Issuer Yes For For 11700
Buffalo Wild Wings, Inc. bwld 119848109 5/24/2007 Elect Director James M. Damian Issuer Yes For For 11700
Buffalo Wild Wings, Inc. bwld 119848109 5/24/2007 Amend Omnibus Stock Plan Issuer Yes For For 11700
Buffalo Wild Wings, Inc. bwld 119848109 5/24/2007 Approve Executive Incentive Bonus Plan Issuer Yes For For 11700
Superior Energy Services, Inc. spn 868157108 5/23/2007 Elect Director Harold J. Bouillion Issuer Yes For For 9800
Superior Energy Services, Inc. spn 868157108 5/23/2007 Elect Director Enoch L. Dawkins Issuer Yes For For 9800
Superior Energy Services, Inc. spn 868157108 5/23/2007 Elect Director James M. Funk Issuer Yes For For 9800
Superior Energy Services, Inc. spn 868157108 5/23/2007 Elect Director Terence E. Hall Issuer Yes For For 9800
Superior Energy Services, Inc. spn 868157108 5/23/2007 Elect Director Ernest E. Howard, III Issuer Yes For For 9800
Superior Energy Services, Inc. spn 868157108 5/23/2007 Elect Director Richard A. Pattarozzi Issuer Yes For For 9800
Superior Energy Services, Inc. spn 868157108 5/23/2007 Elect Director Justin L. Sullivan Issuer Yes For For 9800
Superior Energy Services, Inc. spn 868157108 5/23/2007 Approve Qualified Employee Stock Issuer Yes For For 9800
Purchase Plan
Superior Energy Services, Inc. spn 868157108 5/23/2007 Ratify Auditors Issuer Yes For For 9800
Polycom, Inc. plcm 73172K104 5/30/2007 Elect Director Robert C. Hagerty Issuer Yes For For 25100
Polycom, Inc. plcm 73172K104 5/30/2007 Elect Director Michael R. Kourey Issuer Yes For For 25100
Polycom, Inc. plcm 73172K104 5/30/2007 Elect Director Betsy S. Atkins Issuer Yes For For 25100
Polycom, Inc. plcm 73172K104 5/30/2007 Elect Director John Seely Brown Issuer Yes Withhold Against 25100
Polycom, Inc. plcm 73172K104 5/30/2007 Elect Director David G. DeWalt Issuer Yes For For 25100
Polycom, Inc. plcm 73172K104 5/30/2007 Elect Director Durk I. Jager Issuer Yes For For 25100
Polycom, Inc. plcm 73172K104 5/30/2007 Elect Director John A. Kelley, Jr. Issuer Yes For For 25100
Polycom, Inc. plcm 73172K104 5/30/2007 Elect Director William A. Owens Issuer Yes For For 25100
Polycom, Inc. plcm 73172K104 5/30/2007 Elect Director Kevin T. Parker Issuer Yes For For 25100
Polycom, Inc. plcm 73172K104 5/30/2007 Approve Executive Incentive Bonus Plan Issuer Yes For For 25100
Polycom, Inc. plcm 73172K104 5/30/2007 Ratify Auditors Issuer Yes For For 25100
United Online, Inc. untd 911268100 5/22/2007 Elect Director Robert Berglass Issuer Yes For For 43300
United Online, Inc. untd 911268100 5/22/2007 Elect Director Kenneth L. Coleman Issuer Yes For For 43300
United Online, Inc. untd 911268100 5/22/2007 Ratify Auditors Issuer Yes For For 43300
United Online, Inc. untd 911268100 5/22/2007 Other Business Issuer Yes Against Against 43300
Heidrick & Struggles International, Inc. hsii 422819102 5/24/2007 Elect Director Richard I. Beattie Issuer Yes For For 14300
Heidrick & Struggles International, Inc. hsii 422819102 5/24/2007 Elect Director Antonio Borges Issuer Yes For For 14300
Heidrick & Struggles International, Inc. hsii 422819102 5/24/2007 Elect Director John A. Fazio Issuer Yes For For 14300
Heidrick & Struggles International, Inc. hsii 422819102 5/24/2007 Amend Omnibus Stock Plan Issuer Yes Against Against 14300
Heidrick & Struggles International, Inc. hsii 422819102 5/24/2007 Approve Executive Incentive Bonus Plan Issuer Yes For For 14300
Bluelinx Holdings, Inc. bxc 09624H109 5/30/2007 Elect Director Jeffrey J. Fenton Issuer Yes Withhold Against 8800
Bluelinx Holdings, Inc. bxc 09624H109 5/30/2007 Elect Director Richard S. Grant Issuer Yes For For 8800
Bluelinx Holdings, Inc. bxc 09624H109 5/30/2007 Elect Director Stephen E. Macadam Issuer Yes Withhold Against 8800
Bluelinx Holdings, Inc. bxc 09624H109 5/30/2007 Elect Director Richard B. Marchese Issuer Yes For For 8800
Bluelinx Holdings, Inc. bxc 09624H109 5/30/2007 Elect Director Steven F. Mayer Issuer Yes Withhold Against 8800
Bluelinx Holdings, Inc. bxc 09624H109 5/30/2007 Elect Director Charles H. Mcelrea Issuer Yes Withhold Against 8800
Bluelinx Holdings, Inc. bxc 09624H109 5/30/2007 Elect Director Alan H. Schumacher Issuer Yes For For 8800
Bluelinx Holdings, Inc. bxc 09624H109 5/30/2007 Elect Director Mark A. Suwyn Issuer Yes Withhold Against 8800
Bluelinx Holdings, Inc. bxc 09624H109 5/30/2007 Elect Director Lenard B. Tessler Issuer Yes Withhold Against 8800
Bluelinx Holdings, Inc. bxc 09624H109 5/30/2007 Elect Director Robert G. Warden Issuer Yes Withhold Against 8800
Bluelinx Holdings, Inc. bxc 09624H109 5/30/2007 Ratify Auditors Issuer Yes For For 8800
Jones Lang LaSalle, Inc. jll 48020Q107 5/30/2007 Elect Director Henri-Claude De Issuer Yes For For 7500
Bettignies
Jones Lang LaSalle, Inc. jll 48020Q107 5/30/2007 Elect Director Darryl Hartley-Leonard Issuer Yes For For 7500
Jones Lang LaSalle, Inc. jll 48020Q107 5/30/2007 Elect Director Sir Derek Higgs Issuer Yes For For 7500
Jones Lang LaSalle, Inc. jll 48020Q107 5/30/2007 Elect Director Lauralee E. Martin Issuer Yes For For 7500
Jones Lang LaSalle, Inc. jll 48020Q107 5/30/2007 Elect Director Alain Monie Issuer Yes For For 7500
Jones Lang LaSalle, Inc. jll 48020Q107 5/30/2007 Elect Director Thomas C. Theobald Issuer Yes For For 7500
Jones Lang LaSalle, Inc. jll 48020Q107 5/30/2007 Ratify Auditors Issuer Yes For For 7500
Jones Lang LaSalle, Inc. jll 48020Q107 5/30/2007 Amend Omnibus Stock Plan Issuer Yes For For 7500
Holly Corp. hoc 435758305 5/24/2007 Elect Director Buford P. Berry Issuer Yes For For 11900
Holly Corp. hoc 435758305 5/24/2007 Elect Director Matthew P. Clifton Issuer Yes For For 11900
Holly Corp. hoc 435758305 5/24/2007 Elect Director W. John Glancy Issuer Yes For For 11900
Holly Corp. hoc 435758305 5/24/2007 Elect Director William J. Gray Issuer Yes For For 11900
Holly Corp. hoc 435758305 5/24/2007 Elect Director Marcus R. Hickerson Issuer Yes Withhold Against 11900
Holly Corp. hoc 435758305 5/24/2007 Elect Director Thomas K. Matthews, II Issuer Yes For For 11900
Holly Corp. hoc 435758305 5/24/2007 Elect Director Robert G. McKenzie Issuer Yes For For 11900
Holly Corp. hoc 435758305 5/24/2007 Elect Director Jack P. Reid Issuer Yes For For 11900
Holly Corp. hoc 435758305 5/24/2007 Elect Director Paul T. Stoffel Issuer Yes For For 11900
Holly Corp. hoc 435758305 5/24/2007 Increase Authorized Common Stock Issuer Yes For For 11900
Holly Corp. hoc 435758305 5/24/2007 Amend Omnibus Stock Plan Issuer Yes For For 11900
MAIDENFORM BRANDS INC mfb 560305104 5/24/2007 Elect Director David B. Kaplan Issuer Yes For For 16900
MAIDENFORM BRANDS INC mfb 560305104 5/24/2007 Elect Director Thomas J. Ward Issuer Yes For For 16900
MAIDENFORM BRANDS INC mfb 560305104 5/24/2007 Elect Director Norman Axelrod Issuer Yes For For 16900
MAIDENFORM BRANDS INC mfb 560305104 5/24/2007 Elect Director Harold F. Compton Issuer Yes For For 16900
MAIDENFORM BRANDS INC mfb 560305104 5/24/2007 Elect Director Barbara Eisenberg Issuer Yes For For 16900
MAIDENFORM BRANDS INC mfb 560305104 5/24/2007 Elect Director Karen Rose Issuer Yes For For 16900
MAIDENFORM BRANDS INC mfb 560305104 5/24/2007 Elect Director Adam L. Stein Issuer Yes For For 16900
MAIDENFORM BRANDS INC mfb 560305104 5/24/2007 Ratify Auditors Issuer Yes For For 16900
The Buckle, Inc. bke 118440106 5/31/2007 Elect Director Daniel J. Hirschfeld Issuer Yes For For 19650
The Buckle, Inc. bke 118440106 5/31/2007 Elect Director Dennis H. Nelson Issuer Yes For For 19650
The Buckle, Inc. bke 118440106 5/31/2007 Elect Director Karen B. Rhoads Issuer Yes For For 19650
The Buckle, Inc. bke 118440106 5/31/2007 Elect Director James E. Shada Issuer Yes For For 19650
The Buckle, Inc. bke 118440106 5/31/2007 Elect Director Robert E. Campbell Issuer Yes For For 19650
The Buckle, Inc. bke 118440106 5/31/2007 Elect Director Ralph M. Tysdal Issuer Yes For For 19650
The Buckle, Inc. bke 118440106 5/31/2007 Elect Director Bill L. Fairfield Issuer Yes For For 19650
The Buckle, Inc. bke 118440106 5/31/2007 Elect Director Bruce L. Hoberman Issuer Yes For For 19650
The Buckle, Inc. bke 118440106 5/31/2007 Elect Director David A. Roehr Issuer Yes For For 19650
The Buckle, Inc. bke 118440106 5/31/2007 Elect Director John P. (Jack) Peetz Issuer Yes For For 19650
The Buckle, Inc. bke 118440106 5/31/2007 Ratify Auditors Issuer Yes For For 19650
The Buckle, Inc. bke 118440106 5/31/2007 Approve Executive Incentive Bonus Plan Issuer Yes For For 19650
The Buckle, Inc. bke 118440106 5/31/2007 Amend Restricted Stock Plan Issuer Yes For For 19650
The Buckle, Inc. bke 118440106 5/31/2007 Amend Restricted Stock Plan Issuer Yes For For 19650
The Buckle, Inc. bke 118440106 5/31/2007 Amend Non-Employee Director Stock Issuer Yes For For 19650
Option Plan
Avici Systems Inc. avci 05367L802 5/31/2007 Elect Director William Ingram Issuer Yes For For 36200
Avici Systems Inc. avci 05367L802 5/31/2007 Elect Director Robert P. Schechter Issuer Yes Withhold Against 36200
Avici Systems Inc. avci 05367L802 5/31/2007 Amend Omnibus Stock Plan Issuer Yes For For 36200
Avici Systems Inc. avci 05367L802 5/31/2007 Amend Omnibus Stock Plan Issuer Yes For For 36200
Avici Systems Inc. avci 05367L802 5/31/2007 Amend Non-Employee Director Stock Issuer Yes For For 36200
Option Plan
Avici Systems Inc. avci 05367L802 5/31/2007 Ratify Auditors Issuer Yes For For 36200
Avici Systems Inc. avci 05367L802 5/31/2007 Other Business Issuer Yes Against Against 36200
TSAKOS ENERGY NAVIGATION LTD.(formerly MIF Limited) tnp G9108L108 5/31/2007 Elect Director John Stavropoulos Issuer Yes For For 11300
TSAKOS ENERGY NAVIGATION LTD.(formerly MIF Limited) tnp G9108L108 5/31/2007 Elect Director Peter C. Nicholson Issuer Yes For For 11300
TSAKOS ENERGY NAVIGATION LTD.(formerly MIF Limited) tnp G9108L108 5/31/2007 Elect Director A.N. Patrinos, Ph.D. Issuer Yes For For 11300
TSAKOS ENERGY NAVIGATION LTD.(formerly MIF Limited) tnp G9108L108 5/31/2007 APPROVAL OF THE FINANCIAL STATEMENTS Issuer Yes For For 11300
FOR THE YEAR ENDED DECEMBER 31, 2006,
TOGETHER WITH THE AUDITORS REPORT.
TSAKOS ENERGY NAVIGATION LTD.(formerly MIF Limited) tnp G9108L108 5/31/2007 Ratify Auditors Issuer Yes For For 11300
TSAKOS ENERGY NAVIGATION LTD.(formerly MIF Limited) tnp G9108L108 5/31/2007 AUTHORIZATION OF THE REMUNERATION OF Issuer Yes For For 11300
DIRECTORS.
i2 Technologies, Inc. itwo 465754208 5/29/2007 Elect Director Stephen P. Bradley Issuer Yes For For 15600
i2 Technologies, Inc. itwo 465754208 5/29/2007 Elect Director Richard L. Clemmer Issuer Yes Withhold Against 15600
i2 Technologies, Inc. itwo 465754208 5/29/2007 Amend Omnibus Stock Plan Issuer Yes Against Against 15600
Ingram Micro, Inc. im 457153104 6/6/2007 Elect Director Orrin H. Ingram, Ii Issuer Yes For For 33800
Ingram Micro, Inc. im 457153104 6/6/2007 Elect Director Michael T. Smith Issuer Yes For For 33800
Ingram Micro, Inc. im 457153104 6/6/2007 Elect Director Gregory M.E. Spierkel Issuer Yes For For 33800
Ingram Micro, Inc. im 457153104 6/6/2007 Elect Director Joe B. Wyatt Issuer Yes For For 33800
Ingram Micro, Inc. im 457153104 6/6/2007 Elect Director Leslie S. Heisz Issuer Yes For For 33800
Ceradyne, Inc. crdn 156710105 6/4/2007 Elect Director Joel P. Moskowitz Issuer Yes Withhold Against 9900
Ceradyne, Inc. crdn 156710105 6/4/2007 Elect Director Richard A. Alliegro Issuer Yes Withhold Against 9900
Ceradyne, Inc. crdn 156710105 6/4/2007 Elect Director Frank Edelstein Issuer Yes Withhold Against 9900
Ceradyne, Inc. crdn 156710105 6/4/2007 Elect Director Richard A. Kertson Issuer Yes For For 9900
Ceradyne, Inc. crdn 156710105 6/4/2007 Elect Director William C. LaCourse Issuer Yes For For 9900
Ceradyne, Inc. crdn 156710105 6/4/2007 Elect Director Milton L. Lohr Issuer Yes Withhold Against 9900
Ceradyne, Inc. crdn 156710105 6/4/2007 Ratify Auditors Issuer Yes For For 9900
Tech Data Corp. tecd 878237106 6/5/2007 Elect Director Charles E. Adair Issuer Yes For For 16200
Tech Data Corp. tecd 878237106 6/5/2007 Elect Director Maximilian Ardelt Issuer Yes For For 16200
Tech Data Corp. tecd 878237106 6/5/2007 Elect Director John Y. Williams Issuer Yes For For 16200
Tech Data Corp. tecd 878237106 6/5/2007 Elect Director Thomas I. Morgan Issuer Yes For For 16200
Tech Data Corp. tecd 878237106 6/5/2007 Elect Director Robert M. Dutkowsky Issuer Yes For For 16200
Tech Data Corp. tecd 878237106 6/5/2007 Approve Executive Incentive Bonus Plan Issuer Yes For For 16200
Dobson Communication Corporation dcel 256069105 6/4/2007 Elect Director Fred J. Hall Issuer Yes For For 54500
Dobson Communication Corporation dcel 256069105 6/4/2007 Elect Director Steven P. Dussek Issuer Yes For For 54500
Dobson Communication Corporation dcel 256069105 6/4/2007 Approve Executive Incentive Bonus Plan Issuer Yes For For 54500
Dobson Communication Corporation dcel 256069105 6/4/2007 Ratify Auditors Issuer Yes For For 54500
Energy East Corporation eas 29266M109 6/14/2007 Elect Director James H. Brandi Issuer Yes For For 30100
Energy East Corporation eas 29266M109 6/14/2007 Elect Director John T. Cardis Issuer Yes For For 30100
Energy East Corporation eas 29266M109 6/14/2007 Elect Director Thomas B. Hogan, Jr. Issuer Yes For For 30100
Energy East Corporation eas 29266M109 6/14/2007 Elect Director G. Jean Howard Issuer Yes For For 30100
Energy East Corporation eas 29266M109 6/14/2007 Elect Director David M. Jagger Issuer Yes For For 30100
Energy East Corporation eas 29266M109 6/14/2007 Elect Director Seth A. Kaplan Issuer Yes For For 30100
Energy East Corporation eas 29266M109 6/14/2007 Elect Director Ben E. Lynch Issuer Yes For For 30100
Energy East Corporation eas 29266M109 6/14/2007 Elect Director Peter J. Moynihan Issuer Yes For For 30100
Energy East Corporation eas 29266M109 6/14/2007 Elect Director Patricia M. Nazemetz Issuer Yes For For 30100
Energy East Corporation eas 29266M109 6/14/2007 Elect Director Walter G. Rich Issuer Yes For For 30100
Energy East Corporation eas 29266M109 6/14/2007 Elect Director Wesley W. Von Schack Issuer Yes For For 30100
Energy East Corporation eas 29266M109 6/14/2007 Ratify Auditors Issuer Yes For For 30100
The Gymboree Corp. gymb 403777105 6/12/2007 Elect Director Blair W. Lambert Issuer Yes For For 11700
The Gymboree Corp. gymb 403777105 6/12/2007 Elect Director Daniel R. Lyle Issuer Yes For For 11700
The Gymboree Corp. gymb 403777105 6/12/2007 Ratify Auditors Issuer Yes For For 11700
United Therapeutics Corp. uthr 91307C102 6/26/2007 Elect Director Christopher Causey Issuer Yes For For 5700
United Therapeutics Corp. uthr 91307C102 6/26/2007 Elect Director R. Paul Gray Issuer Yes For For 5700
United Rentals, Inc. uri 911363109 6/4/2007 Elect Director Bradley S. Jacobs Issuer Yes For For 12100
United Rentals, Inc. uri 911363109 6/4/2007 Elect Director Howard L. Clark, Jr. Issuer Yes For For 12100
United Rentals, Inc. uri 911363109 6/4/2007 Elect Director Mark A. Suwyn Issuer Yes For For 12100
United Rentals, Inc. uri 911363109 6/4/2007 Elect Director Lawrence 'Keith' Wimbush Issuer Yes For For 12100
United Rentals, Inc. uri 911363109 6/4/2007 Ratify Auditors Issuer Yes For For 12100
United Rentals, Inc. uri 911363109 6/4/2007 Declassify the Board of Directors Issuer Yes For For 12100
Cutera, Inc. cutr 232109108 6/19/2007 Elect Director W. Mark Lortz Issuer Yes For For 9400
Cutera, Inc. cutr 232109108 6/19/2007 Elect Director Jerry P. Widman Issuer Yes For For 9400
Cutera, Inc. cutr 232109108 6/19/2007 Elect Director Annette J. Issuer Yes For For 9400
Campbell-White
Cutera, Inc. cutr 232109108 6/19/2007 Ratify Auditors Issuer Yes For For 9400
OMI Corporation - New omm Y6476W104 6/28/2007 Elect Director Michael Klabanoff Issuer Yes For For 27100
OMI Corporation - New omm Y6476W104 6/28/2007 Elect Director Donald C. Trauscht Issuer Yes For For 27100
OMI Corporation - New omm Y6476W104 6/28/2007 Ratify Auditors Issuer Yes For For 27100
First Cash Financial Services, Inc fcfs 31942D107 6/12/2007 Elect Director Tara U. Macmahon Issuer Yes For For 26500
First Cash Financial Services, Inc fcfs 31942D107 6/12/2007 Elect Director R. Neil Irwin Issuer Yes For For 26500
First Cash Financial Services, Inc fcfs 31942D107 6/12/2007 Ratify Auditors Issuer Yes For For 26500
Travelzoo, Inc. tzoo 89421Q106 6/14/2007 Elect Director Ralph Bartel Issuer Yes Withhold Against 14300
Travelzoo, Inc. tzoo 89421Q106 6/14/2007 Elect Director Holger Bartel Issuer Yes Withhold Against 14300
Travelzoo, Inc. tzoo 89421Q106 6/14/2007 Elect Director David Ehrlich Issuer Yes For For 14300
Travelzoo, Inc. tzoo 89421Q106 6/14/2007 Elect Director Donovan Neale-May Issuer Yes For For 14300
Travelzoo, Inc. tzoo 89421Q106 6/14/2007 Elect Director Kelly Urso Issuer Yes For For 14300
Aeropostale, Inc aro 007865108 6/20/2007 Elect Director Julian R. Geiger Issuer Yes For For 16900
Aeropostale, Inc aro 007865108 6/20/2007 Elect Director Bodil Arlander Issuer Yes For For 16900
Aeropostale, Inc aro 007865108 6/20/2007 Elect Director Ronald Beegle Issuer Yes For For 16900
Aeropostale, Inc aro 007865108 6/20/2007 Elect Director John Haugh Issuer Yes For For 16900
Aeropostale, Inc aro 007865108 6/20/2007 Elect Director Robert B. Chavez Issuer Yes For For 16900
Aeropostale, Inc aro 007865108 6/20/2007 Elect Director Mindy C. Meads Issuer Yes For For 16900
Aeropostale, Inc aro 007865108 6/20/2007 Elect Director John D. Howard Issuer Yes For For 16900
Aeropostale, Inc aro 007865108 6/20/2007 Elect Director David B. Vermylen Issuer Yes For For 16900
Aeropostale, Inc aro 007865108 6/20/2007 Elect Director Karin Hirtler-Garvey Issuer Yes For For 16900
Aeropostale, Inc aro 007865108 6/20/2007 Amend Omnibus Stock Plan Issuer Yes For For 16900
Aeropostale, Inc aro 007865108 6/20/2007 Ratify Auditors Issuer Yes For For 16900
Jo-Ann Stores, Inc. jas 47758P307 6/19/2007 Elect Director Ira Gumberg Issuer Yes For For 13000
Jo-Ann Stores, Inc. jas 47758P307 6/19/2007 Elect Director Patricia Morrison Issuer Yes For For 13000
Jo-Ann Stores, Inc. jas 47758P307 6/19/2007 Elect Director Darrell Webb Issuer Yes For For 13000
Jo-Ann Stores, Inc. jas 47758P307 6/19/2007 Ratify Auditors Issuer Yes For For 13000
Jo-Ann Stores, Inc. jas 47758P307 6/19/2007 Opt Out of State's Control Share Issuer Yes For For 13000
Acquisition Law
Jo-Ann Stores, Inc. jas 47758P307 6/19/2007 Declassify the Board of Directors Issuer Yes For For 13000
Jo-Ann Stores, Inc. jas 47758P307 6/19/2007 Company Specific-Clarify Ability to Issuer Yes For For 13000
Issue Shares Not Evidenced by
Certificates
A.G. Edwards, Inc. age 281760108 6/21/2007 Elect Director Robert L. Bagby Issuer Yes For For 12100
A.G. Edwards, Inc. age 281760108 6/21/2007 Elect Director E. Eugene Carter Issuer Yes For For 12100
A.G. Edwards, Inc. age 281760108 6/21/2007 Elect Director Peter B. Madoff Issuer Yes For For 12100
A.G. Edwards, Inc. age 281760108 6/21/2007 Ratify Auditors Issuer Yes For For 12100
Apogee Enterprises, Inc. apog 037598109 6/27/2007 Elect Director Jerome L. Davis Issuer Yes For For 13000
Apogee Enterprises, Inc. apog 037598109 6/27/2007 Elect Director James L. Martineau Issuer Yes For For 13000
Apogee Enterprises, Inc. apog 037598109 6/27/2007 Elect Director Richard V. Reynolds Issuer Yes For For 13000
Apogee Enterprises, Inc. apog 037598109 6/27/2007 Amend Executive Incentive Bonus Plan Issuer Yes For For 13000
Apogee Enterprises, Inc. apog 037598109 6/27/2007 Ratify Auditors Issuer Yes For For 13000
Novatel Wireless, Inc. nvtl 66987M604 6/21/2007 Elect Director Greg Lorenzetti Issuer Yes For For 41300
Novatel Wireless, Inc. nvtl 66987M604 6/21/2007 Amend Omnibus Stock Plan Issuer Yes Against Against 41300
Novatel Wireless, Inc. nvtl 66987M604 6/21/2007 Amend Qualified Employee Stock Issuer Yes For For 41300
Purchase Plan
Novatel Wireless, Inc. nvtl 66987M604 6/21/2007 Ratify Auditors Issuer Yes For For 41300
Bradley Pharmaceuticals, Inc. bdy 104576103 6/7/2007 Elect Director William J. Murphy Issuer Yes For For 19400
Bradley Pharmaceuticals, Inc. bdy 104576103 6/7/2007 Elect Director Seth W. Hamot Issuer Yes For For 19400
Bradley Pharmaceuticals, Inc. bdy 104576103 6/7/2007 Elect Director Douglas E. Linton Issuer Yes For For 19400
Bradley Pharmaceuticals, Inc. bdy 104576103 6/7/2007 Ratify Auditors Issuer Yes For For 19400
CTS Corp. cts 126501105 6/28/2007 Elect Director Walter S. Catlow Issuer Yes For For 11500
CTS Corp. cts 126501105 6/28/2007 Elect Director Lawrence J. Ciancia Issuer Yes For For 11500
CTS Corp. cts 126501105 6/28/2007 Elect Director Thomas G. Cody Issuer Yes Withhold Against 11500
CTS Corp. cts 126501105 6/28/2007 Elect Director Gerald H. Frieling, Jr. Issuer Yes For For 11500
CTS Corp. cts 126501105 6/28/2007 Elect Director Roger R. Hemminghaus Issuer Yes For For 11500
CTS Corp. cts 126501105 6/28/2007 Elect Director Michael A. Henning Issuer Yes For For 11500
CTS Corp. cts 126501105 6/28/2007 Elect Director Robert A. Profusek Issuer Yes For For 11500
CTS Corp. cts 126501105 6/28/2007 Elect Director Donald K. Schwanz Issuer Yes For For 11500
CTS Corp. cts 126501105 6/28/2007 Elect Director Patricia K. Vincent Issuer Yes For For 11500
CTS Corp. cts 126501105 6/28/2007 Approve/Amend Executive Incentive Issuer Yes For For 11500
Bonus Plan
Dollar Tree Stores, Inc. dltr 256747106 6/21/2007 Elect Director H. Ray Compton Issuer Yes For For 9300
Dollar Tree Stores, Inc. dltr 256747106 6/21/2007 Elect Director Bob Sasser Issuer Yes For For 9300
Dollar Tree Stores, Inc. dltr 256747106 6/21/2007 Elect Director Alan L. Wurtzel Issuer Yes For For 9300
Dollar Tree Stores, Inc. dltr 256747106 6/21/2007 Company Specific - Adopt Simple SH Yes For Against 9300
Majority Vote
CEC Entertainment, Inc. cec 125137109 6/27/2007 Elect Director Michael H. Magusiak Issuer Yes For For 16400
CEC Entertainment, Inc. cec 125137109 6/27/2007 Elect Director Larry T. McDowell Issuer Yes For For 16400
CEC Entertainment, Inc. cec 125137109 6/27/2007 Elect Director Walter Tyree Issuer Yes For For 16400
CEC Entertainment, Inc. cec 125137109 6/27/2007 Amend Restricted Stock Plan Issuer Yes For For 16400
CEC Entertainment, Inc. cec 125137109 6/27/2007 Amend Restricted Stock Plan Issuer Yes For For 16400
CEC Entertainment, Inc. cec 125137109 6/27/2007 Amend Non-Employee Director Issuer Yes For For 16400
Restricted Stock Plan
CEC Entertainment, Inc. cec 125137109 6/27/2007 Amend Non-Employee Director Issuer Yes For For 16400
Restricted Stock Plan
CEC Entertainment, Inc. cec 125137109 6/27/2007 Ratify Auditors Issuer Yes For For 16400
Ennis Inc. ebf 293389102 6/28/2007 Elect Director Michael J. Schaefer Issuer Yes For For 14600
Ennis Inc. ebf 293389102 6/28/2007 Elect Director Kenneth G. Pritchett Issuer Yes For For 14600
Ennis Inc. ebf 293389102 6/28/2007 Elect Director James C. Taylor Issuer Yes For For 14600
Ennis Inc. ebf 293389102 6/28/2007 Other Business Issuer Yes Against Against 14600
Smith Micro Software, Inc. smsi 832154108 6/28/2007 Elect Director Samuel Gulko Issuer Yes For For 20600
Smith Micro Software, Inc. smsi 832154108 6/28/2007 Elect Director Gregory J. Szabo Issuer Yes For For 20600
Smith Micro Software, Inc. smsi 832154108 6/28/2007 Ratify Auditors Issuer Yes For For 20600
Smith Micro Software, Inc. smsi 832154108 6/28/2007 Other Business Issuer Yes Against Against 20600
Gigamedia Ltd. gigm Y2711Y104 6/29/2007 ADOPTION OF AUDITED ACCOUNTS Issuer Yes For For 45200
Gigamedia Ltd. gigm Y2711Y104 6/29/2007 Ratify Auditors Issuer Yes For For 45200
Gigamedia Ltd. gigm Y2711Y104 6/29/2007 APPROVAL OF DIRECTORS REMUNERATION Issuer Yes For For 45200
Gigamedia Ltd. gigm Y2711Y104 6/29/2007 APPROVAL FOR AUTHORITY OF ALLOT AND Issuer Yes For For 45200
ISSUE SHARES
Gigamedia Ltd. gigm Y2711Y104 6/29/2007 APPROVAL FOR SHARE PURCHASE MANDATE Issuer Yes For For 45200
Gigamedia Ltd. gigm Y2711Y104 6/29/2007 APPROVAL TO ADOPT GIGAMEDIA LIMITED Issuer Yes Against Against 45200
2007 EQUITY INCENTIVE PLAN
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant)
Quaker Investment Trust
By (Signature and Title)*
Jeffry H. King, Sr.
CEO
Date: August 27, 2007
/s/ Jeffry H. King
* Print the name and title of each officer under his or her signature.
