| | UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 | OMB APPROVAL |
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| | FORM N-PX | |
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
| Investment Company Act file number | 811-06279 | |
| Harris Associates Investment Trust |
| (Exact name of registrant as specified in charter) |
| 111 South Wacker Drive, Suite 4600 Chicago, Illinois | 60606 |
| (Address of principal executive offices) | | (Zip code) |
John Kane, Chief Compliance Officer Harris Associates L.P. 111 South Wacker Drive, Suite 4600 Chicago, Illinois 60606 |
| (Name and address of agent for service) |
| | | |
| Registrant's telephone number, including area code: | 312-646-3561 | |
| |
| Date of fiscal year end: | 09/30 | |
| |
| Date of reporting period: | 07/01/2019 - 06/30/2020 | |
| | | | | | | |
Item 1. Proxy Voting Record.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-06279
Reporting Period: 07/01/2019 - 06/30/2020
Harris Associates Investment Trust
======================= The Oakmark Bond Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================= The Oakmark Equity & Income Fund =======================
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: APR 17, 2020 Meeting Type: Annual
Record Date: JAN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Heidi Kunz For For Management
1.2 Elect Director Susan H. Rataj For For Management
1.3 Elect Director George A. Scangos For For Management
1.4 Elect Director Dow R. Wilson For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALLY FINANCIAL INC.
Ticker: ALLY Security ID: 02005N100
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Franklin W. Hobbs For For Management
1.2 Elect Director Kenneth J. Bacon For For Management
1.3 Elect Director Katryn (Trynka) For For Management
Shineman Blake
1.4 Elect Director Maureen A. For For Management
Breakiron-Evans
1.5 Elect Director William H. Cary For For Management
1.6 Elect Director Mayree C. Clark For For Management
1.7 Elect Director Kim S. Fennebresque For For Management
1.8 Elect Director Marjorie Magner For For Management
1.9 Elect Director Brian H. Sharples For For Management
1.10 Elect Director John J. Stack For For Management
1.11 Elect Director Michael F. Steib For For Management
1.12 Elect Director Jeffrey J. Brown For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Sundar Pichai For For Management
1.4 Elect Director John L. Hennessy For For Management
1.5 Elect Director Frances H. Arnold For For Management
1.6 Elect Director L. John Doerr For For Management
1.7 Elect Director Roger W. Ferguson Jr. For For Management
1.8 Elect Director Ann Mather For For Management
1.9 Elect Director Alan R. Mulally For For Management
1.10 Elect Director K. Ram Shiram For For Management
1.11 Elect Director Robin L. Washington For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Report on Arbitration of Against Against Shareholder
Employment-Related Claims
7 Establish Human Rights Risk Oversight Against Against Shareholder
Committee
8 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
9 Assess Feasibility of Including Against Against Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
10 Report on Takedown Requests Against Against Shareholder
11 Require a Majority Vote for the Against For Shareholder
Election of Directors
12 Report on Gender/Racial Pay Gap Against Against Shareholder
13 Require Independent Director Nominee Against Against Shareholder
with Human and/or Civil Rights
Experience
14 Report on Whistleblower Policies and Against Against Shareholder
Practices
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Don Cornwell For For Management
1b Elect Director Brian Duperreault For For Management
1c Elect Director John H. Fitzpatrick For For Management
1d Elect Director William G. Jurgensen For For Management
1e Elect Director Christopher S. Lynch For For Management
1f Elect Director Henry S. Miller For For Management
1g Elect Director Linda A. Mills For For Management
1h Elect Director Thomas F. Motamed For For Management
1i Elect Director Peter R. Porrino For For Management
1j Elect Director Amy L. Schioldager For For Management
1k Elect Director Douglas M. Steenland For For Management
1l Elect Director Therese M. Vaughan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Securities Transfer Restrictions For For Management
4 Ratify NOL Rights Plan (NOL Pill) For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
APERGY CORPORATION
Ticker: APY Security ID: 03755L104
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary P. Luquette For For Management
1.2 Elect Director Daniel W. Rabun For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
APERGY CORPORATION
Ticker: APY Security ID: 03755L104
Meeting Date: MAY 28, 2020 Meeting Type: Special
Record Date: APR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issue Shares in Connection For For Management
with Merger
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Jack O. Bovender, Jr. For For Management
1d Elect Director Frank P. Bramble, Sr. For For Management
1e Elect Director Pierre J.P. de Weck For For Management
1f Elect Director Arnold W. Donald For For Management
1g Elect Director Linda P. Hudson For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Thomas J. May For For Management
1j Elect Director Brian T. Moynihan For For Management
1k Elect Director Lionel L. Nowell, III For For Management
1l Elect Director Denise L. Ramos For For Management
1m Elect Director Clayton S. Rose For For Management
1n Elect Director Michael D. White For For Management
1o Elect Director Thomas D. Woods For For Management
1p Elect Director R. David Yost For For Management
1q Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Proxy Access Right Against Against Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Report on Gender Pay Gap Against Against Shareholder
7 Review of Statement of the Purpose of Against Against Shareholder
a Corporation and Report on
Recommended Changes to Governance
Documents, Policies, and Practices
--------------------------------------------------------------------------------
BOOKING HOLDINGS INC.
Ticker: BKNG Security ID: 09857L108
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Armstrong For For Management
1.2 Elect Director Jeffery H. Boyd For For Management
1.3 Elect Director Glenn D. Fogel For For Management
1.4 Elect Director Mirian M. Graddick-Weir For For Management
1.5 Elect Director Wei Hopeman For For Management
1.6 Elect Director Robert J. Mylod, Jr. For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Nicholas J. Read For For Management
1.9 Elect Director Thomas E. Rothman For For Management
1.10 Elect Director Bob van Dijk For For Management
1.11 Elect Director Lynn M. Vojvodich For For Management
1.12 Elect Director Vanessa A. Wittman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
BORGWARNER INC.
Ticker: BWA Security ID: 099724106
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dennis C. Cuneo For For Management
1b Elect Director Michael S. Hanley For For Management
1c Elect Director Frederic B. Lissalde For For Management
1d Elect Director Paul A. Mascarenas For For Management
1e Elect Director John R. McKernan, Jr. For For Management
1f Elect Director Deborah D. McWhinney For For Management
1g Elect Director Alexis P. Michas For For Management
1h Elect Director Vicki L. Sato For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
--------------------------------------------------------------------------------
CARLISLE COMPANIES INCORPORATED
Ticker: CSL Security ID: 142339100
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Bohn For For Management
1.2 Elect Director Gregg A. Ostrander For For Management
1.3 Elect Director Jesse G. Singh For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CARTER'S, INC.
Ticker: CRI Security ID: 146229109
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hali Borenstein For For Management
1b Elect Director Amy Woods Brinkley For For Management
1c Elect Director Giuseppina Buonfantino For For Management
1d Elect Director Michael D. Casey For For Management
1e Elect Director A. Bruce Cleverly For For Management
1f Elect Director Jevin S. Eagle For For Management
1g Elect Director Mark P. Hipp For For Management
1h Elect Director William J. Montgoris For For Management
1i Elect Director Richard A. Noll For For Management
1j Elect Director Gretchen W. Price For For Management
1k Elect Director David Pulver For For Management
1l Elect Director Thomas E. Whiddon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC.
Ticker: CHTR Security ID: 16119P108
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Lance Conn For For Management
1b Elect Director Kim C. Goodman For For Management
1c Elect Director Craig A. Jacobson For For Management
1d Elect Director Gregory B. Maffei For For Management
1e Elect Director John D. Markley, Jr. For For Management
1f Elect Director David C. Merritt For For Management
1g Elect Director James E. Meyer For For Management
1h Elect Director Steven A. Miron For For Management
1i Elect Director Balan Nair For For Management
1j Elect Director Michael A. Newhouse For For Management
1k Elect Director Mauricio Ramos For For Management
1l Elect Director Thomas M. Rutledge For For Management
1m Elect Director Eric L. Zinterhofer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Ellen M. Costello For For Management
1c Elect Director Grace E. Dailey For For Management
1d Elect Director Barbara J. Desoer For For Management
1e Elect Director John C. Dugan For For Management
1f Elect Director Duncan P. Hennes For For Management
1g Elect Director Peter B. Henry For For Management
1h Elect Director S. Leslie Ireland For For Management
1i Elect Director Lew W. (Jay) Jacobs, IV For For Management
1j Elect Director Renee J. James For For Management
1k Elect Director Gary M. Reiner For For Management
1l Elect Director Diana L. Taylor For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Deborah C. Wright For For Management
1o Elect Director Alexander R. Wynaendts For For Management
1p Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against Against Shareholder
6 Review on Governance Documents Against Against Shareholder
7 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Madeline S. Bell For For Management
1.3 Elect Director Naomi M. Bergman For For Management
1.4 Elect Director Edward D. Breen For For Management
1.5 Elect Director Gerald L. Hassell For For Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Maritza G. Montiel For For Management
1.8 Elect Director Asuka Nakahara For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Brian L. Roberts For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Amend Stock Option Plan For For Management
4 Amend Restricted Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Require Independent Board Chair Against Against Shareholder
8 Report on Risks Posed by Failing to Against Against Shareholder
Prevent Sexual Harassment
--------------------------------------------------------------------------------
CORELOGIC, INC.
Ticker: CLGX Security ID: 21871D103
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. David Chatham For For Management
1.2 Elect Director Douglas C. Curling For For Management
1.3 Elect Director John C. Dorman For For Management
1.4 Elect Director Paul F. Folino For For Management
1.5 Elect Director Frank D. Martell For For Management
1.6 Elect Director Claudia Fan Munce For For Management
1.7 Elect Director Thomas C. O'Brien For For Management
1.8 Elect Director Vikrant Raina For For Management
1.9 Elect Director J. Michael Shepherd For For Management
1.10 Elect Director Jaynie Miller Studenmund For For Management
1.11 Elect Director David F. Walker For For Management
1.12 Elect Director Mary Lee Widener For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CVS HEALTH CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fernando Aguirre For For Management
1b Elect Director C. David Brown, II For For Management
1c Elect Director Alecia A. DeCoudreaux For For Management
1d Elect Director Nancy-Ann M. DeParle For For Management
1e Elect Director David W. Dorman For For Management
1f Elect Director Roger N. Farah For For Management
1g Elect Director Anne M. Finucane For For Management
1h Elect Director Edward J. Ludwig For For Management
1i Elect Director Larry J. Merlo For For Management
1j Elect Director Jean-Pierre Millon For For Management
1k Elect Director Mary L. Schapiro For For Management
1l Elect Director William C. Weldon For For Management
1m Elect Director Tony L. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Amend Shareholder Written Consent Against Against Shareholder
Provisions
7 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
DIAGEO PLC
Ticker: DGE Security ID: 25243Q205
Meeting Date: SEP 19, 2019 Meeting Type: Annual
Record Date: AUG 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Debra Crew as Director For For Management
5 Re-elect Lord Davies as Director For For Management
6 Re-elect Javier Ferran as Director For For Management
7 Re-elect Susan Kilsby as Director For For Management
8 Re-elect Ho KwonPing as Director For For Management
9 Re-elect Nicola Mendelsohn as Director For For Management
10 Re-elect Ivan Menezes as Director For For Management
11 Re-elect Kathryn Mikells as Director For For Management
12 Re-elect Alan Stewart as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity For For Management
17 Approve Irish Sharesave Scheme For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
21 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janet F. Clark For For Management
1b Elect Director Charles R. Crisp For For Management
1c Elect Director Robert P. Daniels For For Management
1d Elect Director James C. Day For For Management
1e Elect Director C. Christopher Gaut For For Management
1f Elect Director Julie J. Robertson For For Management
1g Elect Director Donald F. Textor For For Management
1h Elect Director William R. Thomas For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FOOT LOCKER, INC.
Ticker: FL Security ID: 344849104
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Maxine Clark For For Management
1B Elect Director Alan D. Feldman For For Management
1C Elect Director Richard A. Johnson For For Management
1D Elect Director Guillermo G. Marmol For For Management
1E Elect Director Matthew M. McKenna For For Management
1F Elect Director Darlene Nicosia For For Management
1G Elect Director Steven Oakland For For Management
1H Elect Director Ulice Payne, Jr. For For Management
1I Elect Director Kimberly Underhill For For Management
1J Elect Director Tristan Walker For For Management
1K Elect Director Dona D. Young For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
GAMING AND LEISURE PROPERTIES, INC.
Ticker: GLPI Security ID: 36467J108
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter M. Carlino For For Management
1.2 Elect Director Carol ("Lili") Lynton For For Management
1.3 Elect Director Joseph W. Marshall, III For For Management
1.4 Elect Director James B. Perry For For Management
1.5 Elect Director Barry F. Schwartz For For Management
1.6 Elect Director Earl C. Shanks For For Management
1.7 Elect Director E. Scott Urdang For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary T. Barra For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Linda R. Gooden For For Management
1d Elect Director Joseph Jimenez For For Management
1e Elect Director Jane L. Mendillo For For Management
1f Elect Director Judith A. Miscik For For Management
1g Elect Director Patricia F. Russo For For Management
1h Elect Director Thomas M. Schoewe For For Management
1i Elect Director Theodore M. Solso For For Management
1j Elect Director Carol M. Stephenson For For Management
1k Elect Director Devin N. Wenig For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Approve Omnibus Stock Plan For For Management
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Amend Proxy Access Right Against Against Shareholder
8 Report on Human Rights Policy Against Against Shareholder
Implementation
9 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
GLENCORE PLC
Ticker: GLEN Security ID: G39420107
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: MAY 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Anthony Hayward as Director For For Management
3 Re-elect Ivan Glasenberg as Director For For Management
4 Re-elect Peter Coates as Director For For Management
5 Re-elect Leonhard Fischer as Director For For Management
6 Re-elect Martin Gilbert as Director For For Management
7 Re-elect John Mack as Director For For Management
8 Re-elect Gill Marcus as Director For For Management
9 Re-elect Patrice Merrin as Director For For Management
10 Elect Kalidas Madhavpeddi as Director For For Management
11 Approve Remuneration Policy For For Management
12 Approve Remuneration Report For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
HCA HEALTHCARE, INC.
Ticker: HCA Security ID: 40412C101
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas F. Frist, III For For Management
1b Elect Director Samuel N. Hazen For For Management
1c Elect Director Meg G. Crofton For For Management
1d Elect Director Robert J. Dennis For For Management
1e Elect Director Nancy-Ann DeParle For For Management
1f Elect Director William R. Frist For For Management
1g Elect Director Charles O. Holliday, Jr. For For Management
1h Elect Director Michael W. Michelson For For Management
1i Elect Director Wayne J. Riley For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Provide Right to Call Special Meeting For For Management
6 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
HOWMET AEROSPACE INC.
Ticker: HWM Security ID: 443201108
Meeting Date: JUN 15, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James F. Albaugh For For Management
1b Elect Director Amy E. Alving For For Management
1c Elect Director Joseph S. Cantie For For Management
1d Elect Director Robert F. Leduc For For Management
1e Elect Director David J. Miller For For Management
1f Elect Director Jody G. Miller For For Management
1g Elect Director Tolga I. Oal For For Management
1h Elect Director Nicole W. Piasecki For For Management
1i Elect Director John C. Plant For For Management
1j Elect Director Ulrich R. Schmidt For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
JOHNSON CONTROLS INTERNATIONAL PLC
Ticker: JCI Security ID: G51502105
Meeting Date: MAR 04, 2020 Meeting Type: Annual
Record Date: JAN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean Blackwell For For Management
1b Elect Director Pierre Cohade For For Management
1c Elect Director Michael E. Daniels For For Management
1d Elect Director Juan Pablo del Valle For For Management
Perochena
1e Elect Director W. Roy Dunbar For For Management
1f Elect Director Gretchen R. Haggerty For For Management
1g Elect Director Simone Menne For For Management
1h Elect Director George R. Oliver For For Management
1i Elect Director Jurgen Tinggren For For Management
1j Elect Director Mark Vergnano For For Management
1k Elect Director R. David Yost For For Management
1l Elect Director John D. Young For For Management
2a Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2b Authorize Board to Fix Remuneration of For For Management
Auditors
3 Authorize Market Purchases of Company For For Management
Shares
4 Determine Price Range for Reissuance For For Management
of Treasury Shares
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Approve the Directors' Authority to For For Management
Allot Shares
7 Approve the Disapplication of For For Management
Statutory Pre-Emption Rights
--------------------------------------------------------------------------------
LEAR CORPORATION
Ticker: LEA Security ID: 521865204
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas P. Capo For For Management
1b Elect Director Mei-Wei Cheng For For Management
1c Elect Director Jonathan F. Foster For For Management
1d Elect Director Mary Lou Jepsen For For Management
1e Elect Director Kathleen A. Ligocki For For Management
1f Elect Director Conrad L. Mallett, Jr. For For Management
1g Elect Director Raymond E. Scott For For Management
1h Elect Director Gregory C. Smith For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Human Rights Impact Against Against Shareholder
Assessment
--------------------------------------------------------------------------------
LIVANOVA PLC
Ticker: LIVN Security ID: G5509L101
Meeting Date: JUN 29, 2020 Meeting Type: Annual
Record Date: MAY 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Francesco Bianchi For For Management
1.2 Elect Director Stacy Enxing Seng For For Management
1.3 Elect Director William A. Kozy For For Management
1.4 Elect Director Damien McDonald For For Management
1.5 Elect Director Daniel J. Moore For For Management
1.6 Elect Director Hugh M. Morrison For For Management
1.7 Elect Director Alfred J. Novak For For Management
1.8 Elect Director Sharon O'Kane For For Management
1.9 Elect Director Arthur L. Rosenthal For For Management
1.10 Elect Director Andrea L. Saia For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Authorise Issue of Equity For For Management
5 Authorise Issue of Equity without For Against Management
Pre-emptive Rights
6 Amend Articles of Association For For Management
7 Approve Remuneration Report For For Management
8 Accept Financial Statements and For For Management
Statutory Reports
9 Reappoint PricewaterhouseCoopers LLP For For Management
as UK Statutory Auditor
10 Authorize Board to Fix Remuneration of For For Management
Auditor
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Richard K. Davis For For Management
1d Elect Director Steven J. Freiberg For For Management
1e Elect Director Julius Genachowski For For Management
1f Elect Director Choon Phong Goh For For Management
1g Elect Director Merit E. Janow For For Management
1h Elect Director Oki Matsumoto For For Management
1i Elect Director Youngme Moon For For Management
1j Elect Director Rima Qureshi For For Management
1k Elect Director Jose Octavio Reyes For For Management
Lagunes
1l Elect Director Gabrielle Sulzberger For For Management
1m Elect Director Jackson Tai For For Management
1n Elect Director Lance Uggla For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MGM RESORTS INTERNATIONAL
Ticker: MGM Security ID: 552953101
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William W. Grounds For For Management
1b Elect Director Alexis M. Herman For For Management
1c Elect Director Roland Hernandez For For Management
1d Elect Director Mary Chris Jammet For For Management
1e Elect Director John Kilroy For For Management
1f Elect Director Rose McKinney-James For For Management
1g Elect Director Keith A. Meister For For Management
1h Elect Director Paul Salem For For Management
1i Elect Director Gregory M. Spierkel For For Management
1j Elect Director Jan G. Swartz For For Management
1k Elect Director Daniel J. Taylor For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Clay C. Williams For For Management
1B Elect Director Greg L. Armstrong For For Management
1C Elect Director Marcela E. Donadio For For Management
1D Elect Director Ben A. Guill For For Management
1E Elect Director James T. Hackett For For Management
1F Elect Director David D. Harrison For For Management
1G Elect Director Eric L. Mattson For For Management
1H Elect Director Melody B. Meyer For For Management
1I Elect Director William R. Thomas For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: 641069406
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.70 per Share
4.1.a Reelect Paul Bulcke as Director and For For Management
Board Chairman
4.1.b Reelect Ulf Schneider as Director For For Management
4.1.c Reelect Henri de Castries as Director For For Management
4.1.d Reelect Renato Fassbind as Director For For Management
4.1.e Reelect Ann Veneman as Director For For Management
4.1.f Reelect Eva Cheng as Director For For Management
4.1.g Reelect Patrick Aebischer as Director For For Management
4.1.h Reelect Ursula Burns as Director For For Management
4.1.i Reelect Kasper Rorsted as Director For For Management
4.1.j Reelect Pablo Isla as Director For For Management
4.1.k Reelect Kimberly Ross as Director For For Management
4.1.l Reelect Dick Boer as Director For For Management
4.1.m Reelect Dinesh Paliwal as Director For For Management
4.2 Elect Hanne Jimenez de Mora as Director For For Management
4.3.1 Appoint Patrick Aebischer as Member of For For Management
the Compensation Committee
4.3.2 Appoint Ursula Burns as Member of the For For Management
Compensation Committee
4.3.3 Appoint Pablo Isla as Member of the For For Management
Compensation Committee
4.3.4 Appoint Dick Boer as Member of the For For Management
Compensation Committee
4.4 Ratify Ernst & Young AG as Auditors For For Management
4.5 Designate Hartmann Dreyer as For For Management
Independent Proxy
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 10 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 55
Million
6 Approve CHF 9.5 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
7 Transact Other Business (Voting) Against Against Management
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 19, 2019 Meeting Type: Annual
Record Date: SEP 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director Michael J. Boskin For For Management
1.3 Elect Director Safra A. Catz For For Management
1.4 Elect Director Bruce R. Chizen For For Management
1.5 Elect Director George H. Conrades For For Management
1.6 Elect Director Lawrence J. Ellison For For Management
1.7 Elect Director Rona A. Fairhead For For Management
1.8 Elect Director Hector Garcia-Molina None None Management
*Withdrawn Resolution*
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd - Deceased None None Management
1.11 Elect Director Renee J. James For For Management
1.12 Elect Director Charles W. Moorman, IV For For Management
1.13 Elect Director Leon E. Panetta For For Management
1.14 Elect Director William G. Parrett For For Management
1.15 Elect Director Naomi O. Seligman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Gender Pay Gap Against Against Shareholder
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
PDC ENERGY, INC.
Ticker: PDCE Security ID: 69327R101
Meeting Date: JAN 13, 2020 Meeting Type: Special
Record Date: NOV 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Issue Shares in Connection with For For Management
Acquisition
--------------------------------------------------------------------------------
PDC ENERGY, INC.
Ticker: PDCE Security ID: 69327R101
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2a Elect Director Barton R. Brookman For For Management
2b Elect Director Anthony J. Crisafio For For Management
2c Elect Director Mark E. Ellis For For Management
2d Elect Director Christina M. Ibrahim For For Management
2e Elect Director Paul J. Korus For For Management
2f Elect Director Randy S. Nickerson For For Management
2g Elect Director David C. Parke For For Management
2h Elect Director Lynn A. Peterson For For Management
3a Elect Director David C. Parke For For Management
3b Elect Director Lynn A. Peterson For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andre Calantzopoulos For For Management
1b Elect Director Louis C. Camilleri For For Management
1c Elect Director Werner Geissler For For Management
1d Elect Director Lisa A. Hook For For Management
1e Elect Director Jennifer Li For For Management
1f Elect Director Jun Makihara For For Management
1g Elect Director Kalpana Morparia For For Management
1h Elect Director Lucio A. Noto For For Management
1i Elect Director Frederik Paulsen For For Management
1j Elect Director Robert B. Polet For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers SA as For For Management
Auditor
--------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC.
Ticker: REGN Security ID: 75886F107
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director N. Anthony Coles For For Management
1b Elect Director Joseph L. Goldstein For For Management
1c Elect Director Christine A. Poon For For Management
1d Elect Director P. Roy Vagelos For For Management
1e Elect Director Huda Y. Zoghbi For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INCORPORATED
Ticker: RGA Security ID: 759351604
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pina Albo For For Management
1b Elect Director Christine R. Detrick For For Management
1c Elect Director J. Cliff Eason For For Management
1d Elect Director John J. Gauthier For For Management
1e Elect Director Anna Manning For For Management
1f Elect Director Hazel M. McNeilage For For Management
1g Elect Director Steven C. Van Wyk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Articles of Incorporation to For For Management
Allow Special Meetings be Called from
Time to Time and to Remove Certain
Provisions
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO.
Ticker: LUV Security ID: 844741108
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David W. Biegler For For Management
1b Elect Director J. Veronica Biggins For For Management
1c Elect Director Douglas H. Brooks For For Management
1d Elect Director William H. Cunningham For For Management
1e Elect Director John G. Denison For For Management
1f Elect Director Thomas W. Gilligan For For Management
1g Elect Director Gary C. Kelly For For Management
1h Elect Director Grace D. Lieblein For For Management
1i Elect Director Nancy B. Loeffler For For Management
1j Elect Director John T. Montford For For Management
1k Elect Director Ron Ricks For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
4 Require Independent Board Chair Against Against Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick de Saint-Aignan For For Management
1b Elect Director Marie A. Chandoha For For Management
1c Elect Director Lynn A. Dugle For For Management
1d Elect Director Amelia C. Fawcett For For Management
1e Elect Director William C. Freda For For Management
1f Elect Director Sara Mathew For For Management
1g Elect Director William L. Meaney For For Management
1h Elect Director Ronald P. O'Hanley For For Management
1i Elect Director Sean O'Sullivan For For Management
1j Elect Director Richard P. Sergel For For Management
1k Elect Director Gregory L. Summe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD.
Ticker: TEL Security ID: H84989104
Meeting Date: MAR 11, 2020 Meeting Type: Annual
Record Date: FEB 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pierre R. Brondeau For For Management
1b Elect Director Terrence R. Curtin For For Management
1c Elect Director Carol A. ('John') For For Management
Davidson
1d Elect Director Lynn A. Dugle For For Management
1e Elect Director William A. Jeffrey For For Management
1f Elect Director David M. Kerko For For Management
1g Elect Director Thomas J. Lynch For For Management
1h Elect Director Yong Nam For For Management
1i Elect Director Daniel J. Phelan For For Management
1j Elect Director Abhijit Y. Talwalkar For For Management
1k Elect Director Mark C. Trudeau For For Management
1l Elect Director Dawn C. Willoughby For For Management
1m Elect Director Laura H. Wright For For Management
2 Elect Board Chairman Thomas J. Lynch For For Management
3a Elect Daniel J. Phelan as Member of For For Management
Management Development and
Compensation Committee
3b Elect Abhijit Y. Talwalkar as Member For For Management
of Management Development and
Compensation Committee
3c Elect Mark C. Trudeau as Member of For For Management
Management Development and
Compensation Committee
3d Elect Dawn C. Willoughby as Member of For For Management
Management Development and
Compensation Committee
4 Designate Rene Schwarzenbach as For For Management
Independent Proxy
5.1 Accept Annual Report for Fiscal Year For For Management
Ended September 27, 2019
5.2 Accept Statutory Financial Statements For For Management
for Fiscal Year Ended September 27,
2019
5.3 Approve Consolidated Financial For For Management
Statements for Fiscal Year Ended
September 27, 2019
6 Approve Discharge of Board and Senior For For Management
Management
7.1 Ratify Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year 2020
7.2 Ratify Deloitte AG as Swiss Registered For For Management
Auditors
7.3 Ratify PricewaterhouseCoopers AG as For For Management
Special Auditors
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Approve the Increase in Maximum For For Management
Aggregate Remuneration of Executive
Management
10 Approve the Increase in Maximum For For Management
Aggregate Remuneration of Board of
Directors
11 Approve Allocation of Available For For Management
Earnings at September 27, 2019
12 Approve Declaration of Dividend For For Management
13 Amend Articles of Association Re: For For Management
Authorized Capital
14 Approve Reduction of Share Capital For For Management
15 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
THE HOWARD HUGHES CORPORATION
Ticker: HHC Security ID: 44267D107
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William A. Ackman For For Management
1b Elect Director Adam Flatto For For Management
1c Elect Director Jeffrey Furber For For Management
1d Elect Director Beth Kaplan For For Management
1e Elect Director Paul Layne For For Management
1f Elect Director Allen Model For For Management
1g Elect Director R. Scot Sellers For For Management
1h Elect Director Steven Shepsman For For Management
1i Elect Director Mary Ann Tighe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 01, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard T. Burke For For Management
1b Elect Director Timothy P. Flynn For For Management
1c Elect Director Stephen J. Hemsley For For Management
1d Elect Director Michele J. Hooper For For Management
1e Elect Director F. William McNabb, III For For Management
1f Elect Director Valerie C. Montgomery For For Management
Rice
1g Elect Director John H. Noseworthy For For Management
1h Elect Director Glenn M. Renwick For For Management
1i Elect Director David S. Wichmann For For Management
1j Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
5 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
=============================== The Oakmark Fund ===============================
ALLY FINANCIAL INC.
Ticker: ALLY Security ID: 02005N100
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Franklin W. Hobbs For For Management
1.2 Elect Director Kenneth J. Bacon For For Management
1.3 Elect Director Katryn (Trynka) For For Management
Shineman Blake
1.4 Elect Director Maureen A. For For Management
Breakiron-Evans
1.5 Elect Director William H. Cary For For Management
1.6 Elect Director Mayree C. Clark For For Management
1.7 Elect Director Kim S. Fennebresque For For Management
1.8 Elect Director Marjorie Magner For For Management
1.9 Elect Director Brian H. Sharples For For Management
1.10 Elect Director John J. Stack For For Management
1.11 Elect Director Michael F. Steib For For Management
1.12 Elect Director Jeffrey J. Brown For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Sundar Pichai For For Management
1.4 Elect Director John L. Hennessy For For Management
1.5 Elect Director Frances H. Arnold For For Management
1.6 Elect Director L. John Doerr For For Management
1.7 Elect Director Roger W. Ferguson Jr. For For Management
1.8 Elect Director Ann Mather For For Management
1.9 Elect Director Alan R. Mulally For For Management
1.10 Elect Director K. Ram Shiram For For Management
1.11 Elect Director Robin L. Washington For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Report on Arbitration of Against Against Shareholder
Employment-Related Claims
7 Establish Human Rights Risk Oversight Against Against Shareholder
Committee
8 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
9 Assess Feasibility of Including Against Against Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
10 Report on Takedown Requests Against Against Shareholder
11 Require a Majority Vote for the Against For Shareholder
Election of Directors
12 Report on Gender/Racial Pay Gap Against Against Shareholder
13 Require Independent Director Nominee Against Against Shareholder
with Human and/or Civil Rights
Experience
14 Report on Whistleblower Policies and Against Against Shareholder
Practices
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Don Cornwell For For Management
1b Elect Director Brian Duperreault For For Management
1c Elect Director John H. Fitzpatrick For For Management
1d Elect Director William G. Jurgensen For For Management
1e Elect Director Christopher S. Lynch For For Management
1f Elect Director Henry S. Miller For For Management
1g Elect Director Linda A. Mills For For Management
1h Elect Director Thomas F. Motamed For For Management
1i Elect Director Peter R. Porrino For For Management
1j Elect Director Amy L. Schioldager For For Management
1k Elect Director Douglas M. Steenland For For Management
1l Elect Director Therese M. Vaughan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Securities Transfer Restrictions For For Management
4 Ratify NOL Rights Plan (NOL Pill) For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
APACHE CORPORATION
Ticker: APA Security ID: 037411105
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Annell R. Bay For For Management
2 Elect Director John J. Christmann, IV For For Management
3 Elect Director Juliet S. Ellis For For Management
4 Elect Director Chansoo Joung For For Management
5 Elect Director Rene R. Joyce For For Management
6 Elect Director John E. Lowe For For Management
7 Elect Director William C. Montgomery For For Management
8 Elect Director Amy H. Nelson For For Management
9 Elect Director Daniel W. Rabun For For Management
10 Elect Director Peter A. Ragauss For For Management
11 Ratify Ernst & Young LLP as Auditor For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 26, 2020 Meeting Type: Annual
Record Date: JAN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Bell For For Management
1b Elect Director Tim Cook For For Management
1c Elect Director Al Gore For For Management
1d Elect Director Andrea Jung For For Management
1e Elect Director Art Levinson For For Management
1f Elect Director Ron Sugar For For Management
1g Elect Director Sue Wagner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Proxy Access Amendments Against Against Shareholder
5 Assess Feasibility of Including Against Against Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
6 Report on Freedom of Expression and Against Against Shareholder
Access to Information Policies
--------------------------------------------------------------------------------
APTIV PLC
Ticker: APTV Security ID: G6095L109
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kevin P. Clark For For Management
2 Elect Director Nancy E. Cooper For For Management
3 Elect Director Nicholas M. Donofrio For For Management
4 Elect Director Rajiv L. Gupta For For Management
5 Elect Director Joseph L. Hooley For For Management
6 Elect Director Sean O. Mahoney For For Management
7 Elect Director Paul M. Meister For For Management
8 Elect Director Robert K. Ortberg For For Management
9 Elect Director Colin J. Parris For For Management
10 Elect Director Ana G. Pinczuk For For Management
11 Elect Director Lawrence A. Zimmerman For For Management
12 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015103
Meeting Date: NOV 12, 2019 Meeting Type: Annual
Record Date: SEP 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter Bisson For For Management
1b Elect Director Richard T. Clark For For Management
1c Elect Director R. Glenn Hubbard For For Management
1d Elect Director John P. Jones For For Management
1e Elect Director Francine S. Katsoudas For For Management
1f Elect Director Thomas J. Lynch For For Management
1g Elect Director Scott F. Powers For For Management
1h Elect Director William J. Ready For For Management
1i Elect Director Carlos A. Rodriguez For For Management
1j Elect Director Sandra S. Wijnberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Jack O. Bovender, Jr. For For Management
1d Elect Director Frank P. Bramble, Sr. For For Management
1e Elect Director Pierre J.P. de Weck For For Management
1f Elect Director Arnold W. Donald For For Management
1g Elect Director Linda P. Hudson For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Thomas J. May For For Management
1j Elect Director Brian T. Moynihan For For Management
1k Elect Director Lionel L. Nowell, III For For Management
1l Elect Director Denise L. Ramos For For Management
1m Elect Director Clayton S. Rose For For Management
1n Elect Director Michael D. White For For Management
1o Elect Director Thomas D. Woods For For Management
1p Elect Director R. David Yost For For Management
1q Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Proxy Access Right Against Against Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Report on Gender Pay Gap Against Against Shareholder
7 Review of Statement of the Purpose of Against Against Shareholder
a Corporation and Report on
Recommended Changes to Governance
Documents, Policies, and Practices
--------------------------------------------------------------------------------
BOOKING HOLDINGS INC.
Ticker: BKNG Security ID: 09857L108
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Armstrong For For Management
1.2 Elect Director Jeffery H. Boyd For For Management
1.3 Elect Director Glenn D. Fogel For For Management
1.4 Elect Director Mirian M. Graddick-Weir For For Management
1.5 Elect Director Wei Hopeman For For Management
1.6 Elect Director Robert J. Mylod, Jr. For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Nicholas J. Read For For Management
1.9 Elect Director Thomas E. Rothman For For Management
1.10 Elect Director Bob van Dijk For For Management
1.11 Elect Director Lynn M. Vojvodich For For Management
1.12 Elect Director Vanessa A. Wittman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard D. Fairbank For For Management
1b Elect Director Aparna Chennapragada For For Management
1c Elect Director Ann Fritz Hackett For For Management
1d Elect Director Peter Thomas Killalea For For Management
1e Elect Director Cornelis "Eli" Leenaars For For Management
1f Elect Director Pierre E. Leroy For For Management
1g Elect Director Francois Locoh-Donou For For Management
1h Elect Director Peter E. Raskind For For Management
1i Elect Director Eileen Serra For For Management
1j Elect Director Mayo A. Shattuck, III For For Management
1k Elect Director Bradford H. Warner For For Management
1l Elect Director Catherine G. West For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For Against Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kelly A. Ayotte For For Management
1.2 Elect Director David L. Calhoun For For Management
1.3 Elect Director Daniel M. Dickinson For For Management
1.4 Elect Director Juan Gallardo For For Management
1.5 Elect Director William A. Osborn For For Management
1.6 Elect Director Debra L. Reed-Klages For For Management
1.7 Elect Director Edward B. Rust, Jr. For For Management
1.8 Elect Director Susan C. Schwab For For Management
1.9 Elect Director D. James Umpleby, III For For Management
1.10 Elect Director Miles D. White For For Management
1.11 Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Require Independent Board Chair Against Against Shareholder
6 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC.
Ticker: CHTR Security ID: 16119P108
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Lance Conn For For Management
1b Elect Director Kim C. Goodman For For Management
1c Elect Director Craig A. Jacobson For For Management
1d Elect Director Gregory B. Maffei For For Management
1e Elect Director John D. Markley, Jr. For For Management
1f Elect Director David C. Merritt For For Management
1g Elect Director James E. Meyer For For Management
1h Elect Director Steven A. Miron For For Management
1i Elect Director Balan Nair For For Management
1j Elect Director Michael A. Newhouse For For Management
1k Elect Director Mauricio Ramos For For Management
1l Elect Director Thomas M. Rutledge For For Management
1m Elect Director Eric L. Zinterhofer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Ellen M. Costello For For Management
1c Elect Director Grace E. Dailey For For Management
1d Elect Director Barbara J. Desoer For For Management
1e Elect Director John C. Dugan For For Management
1f Elect Director Duncan P. Hennes For For Management
1g Elect Director Peter B. Henry For For Management
1h Elect Director S. Leslie Ireland For For Management
1i Elect Director Lew W. (Jay) Jacobs, IV For For Management
1j Elect Director Renee J. James For For Management
1k Elect Director Gary M. Reiner For For Management
1l Elect Director Diana L. Taylor For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Deborah C. Wright For For Management
1o Elect Director Alexander R. Wynaendts For For Management
1p Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against Against Shareholder
6 Review on Governance Documents Against Against Shareholder
7 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Madeline S. Bell For For Management
1.3 Elect Director Naomi M. Bergman For For Management
1.4 Elect Director Edward D. Breen For For Management
1.5 Elect Director Gerald L. Hassell For For Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Maritza G. Montiel For For Management
1.8 Elect Director Asuka Nakahara For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Brian L. Roberts For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Amend Stock Option Plan For For Management
4 Amend Restricted Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Require Independent Board Chair Against Against Shareholder
8 Report on Risks Posed by Failing to Against Against Shareholder
Prevent Sexual Harassment
--------------------------------------------------------------------------------
CONCHO RESOURCES INC.
Ticker: CXO Security ID: 20605P101
Meeting Date: APR 27, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy A. Leach For For Management
1.2 Elect Director William H. Easter, III For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONSTELLATION BRANDS, INC.
Ticker: STZ Security ID: 21036P108
Meeting Date: JUL 16, 2019 Meeting Type: Annual
Record Date: MAY 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer M. Daniels For For Management
1.2 Elect Director Jerry Fowden For For Management
1.3 Elect Director Ernesto M. Hernandez For For Management
1.4 Elect Director Susan Somersille Johnson For For Management
1.5 Elect Director James A. Locke, III For For Management
1.6 Elect Director Daniel J. McCarthy For For Management
1.7 Elect Director William A. Newlands For For Management
1.8 Elect Director Richard Sands For For Management
1.9 Elect Director Robert Sands For For Management
1.10 Elect Director Judy A. Schmeling For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CUMMINS INC.
Ticker: CMI Security ID: 231021106
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director N. Thomas Linebarger For For Management
2 Elect Director Robert J. Bernhard For For Management
3 Elect Director Franklin R. Chang Diaz For For Management
4 Elect Director Bruno V. Di Leo Allen For For Management
5 Elect Director Stephen B. Dobbs For For Management
6 Elect Director Robert K. Herdman For For Management
7 Elect Director Alexis M. Herman For For Management
8 Elect Director Thomas J. Lynch For For Management
9 Elect Director William I. Miller For For Management
10 Elect Director Georgia R. Nelson For For Management
11 Elect Director Karen H. Quintos For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
14 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
--------------------------------------------------------------------------------
CVS HEALTH CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fernando Aguirre For For Management
1b Elect Director C. David Brown, II For For Management
1c Elect Director Alecia A. DeCoudreaux For For Management
1d Elect Director Nancy-Ann M. DeParle For For Management
1e Elect Director David W. Dorman For For Management
1f Elect Director Roger N. Farah For For Management
1g Elect Director Anne M. Finucane For For Management
1h Elect Director Edward J. Ludwig For For Management
1i Elect Director Larry J. Merlo For For Management
1j Elect Director Jean-Pierre Millon For For Management
1k Elect Director Mary L. Schapiro For For Management
1l Elect Director William C. Weldon For For Management
1m Elect Director Tony L. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Amend Shareholder Written Consent Against Against Shareholder
Provisions
7 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
DELPHI TECHNOLOGIES PLC
Ticker: DLPH Security ID: G2709G107
Meeting Date: JUN 25, 2020 Meeting Type: Special
Record Date: JUN 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
DELPHI TECHNOLOGIES PLC
Ticker: DLPH Security ID: G2709G107
Meeting Date: JUN 25, 2020 Meeting Type: Court
Record Date: JUN 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
DIAMONDBACK ENERGY, INC.
Ticker: FANG Security ID: 25278X109
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. West For For Management
1.2 Elect Director Travis D. Stice For For Management
1.3 Elect Director Vincent K. Brooks For For Management
1.4 Elect Director Michael P. Cross For For Management
1.5 Elect Director David L. Houston For For Management
1.6 Elect Director Stephanie K. Mains For For Management
1.7 Elect Director Mark L. Plaumann For For Management
1.8 Elect Director Melanie M. Trent For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: JUN 29, 2020 Meeting Type: Annual
Record Date: MAY 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony J. Bates For For Management
1b Elect Director Adriane M. Brown For For Management
1c Elect Director Jesse A. Cohn For For Management
1d Elect Director Diana Farrell For For Management
1e Elect Director Logan D. Green For For Management
1f Elect Director Bonnie S. Hammer For For Management
1g Elect Director Jamie Iannone For For Management
1h Elect Director Kathleen C. Mitic For For Management
1i Elect Director Matthew J. Murphy For For Management
1j Elect Director Pierre M. Omidyar For For Management
1k Elect Director Paul S. Pressler For For Management
1l Elect Director Robert H. Swan For For Management
1m Elect Director Perry M. Traquina For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janet F. Clark For For Management
1b Elect Director Charles R. Crisp For For Management
1c Elect Director Robert P. Daniels For For Management
1d Elect Director James C. Day For For Management
1e Elect Director C. Christopher Gaut For For Management
1f Elect Director Julie J. Robertson For For Management
1g Elect Director Donald F. Textor For For Management
1h Elect Director William R. Thomas For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peggy Alford For For Management
1.2 Elect Director Marc L. Andreessen For For Management
1.3 Elect Director Andrew W. Houston For For Management
1.4 Elect Director Nancy Killefer For For Management
1.5 Elect Director Robert M. Kimmitt For For Management
1.6 Elect Director Sheryl K. Sandberg For For Management
1.7 Elect Director Peter A. Thiel For For Management
1.8 Elect Director Tracey T. Travis For For Management
1.9 Elect Director Mark Zuckerberg For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Non-Employee Director For For Management
Compensation Policy
4 Approve Recapitalization Plan for all Against Against Shareholder
Stock to Have One-vote per Share
5 Require Independent Board Chair Against Against Shareholder
6 Require a Majority Vote for the Against Against Shareholder
Election of Directors
7 Report on Political Advertising Against Against Shareholder
8 Require Independent Director Nominee Against Against Shareholder
with Human and/or Civil Rights
Experience
9 Report on Civil and Human Rights Risk Against Against Shareholder
Assessment
10 Report on Online Child Sexual Against Against Shareholder
Exploitation
11 Report on Median Gender/Racial Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 23, 2019 Meeting Type: Annual
Record Date: JUL 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Edwardson For For Management
1.2 Elect Director Marvin R. Ellison For For Management
1.3 Elect Director Susan Patricia Griffith For For Management
1.4 Elect Director John C. (Chris) Inglis For For Management
1.5 Elect Director Kimberly A. Jabal For For Management
1.6 Elect Director Shirley Ann Jackson For For Management
1.7 Elect Director R. Brad Martin For For Management
1.8 Elect Director Joshua Cooper Ramo For For Management
1.9 Elect Director Susan C. Schwab For For Management
1.10 Elect Director Frederick W. Smith For For Management
1.11 Elect Director David P. Steiner For For Management
1.12 Elect Director Paul S. Walsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Report on Employee Representation on Against Against Shareholder
the Board of Directors
--------------------------------------------------------------------------------
FIAT CHRYSLER AUTOMOBILES NV
Ticker: FCA Security ID: N31738102
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Director's Report (Non-Voting) None None Management
2.b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2.c Approve Remuneration Report For For Management
2.d Adopt Financial Statements and For For Management
Statutory Reports
2.e Approve Discharge of Directors For For Management
3.a Reelect John Elkann as Executive For For Management
Director
3.b Reelect Michael Manley as Executive For For Management
Director
3.c Reelect Richard K. Palmer as Executive For For Management
Director
4.a Reelect Ronald L. Thompson as For For Management
Non-Executive Director
4.b Reelect John Abbott as Non-Executive For For Management
Director
4.c Reelect Andrea Agnelli as For For Management
Non-Executive Director
4.d Reelect Tiberto Brandolini d'Adda as For For Management
Non-Executive Director
4.e Reelect Glenn Earle as Non-Executive For For Management
Director
4.f Reelect Valerie A. Mars as For For Management
Non-Executive Director
4.g Reelect Michelangelo A. Volpi as For For Management
Non-Executive Director
4.h Reelect Patience Wheatcroft as For For Management
Non-Executive Director
4.i Reelect Ermenegildo Zegna as For For Management
Non-Executive Director
5 Ratify Ernst & Young Accountants LLP For For Management
as Auditors
6.1 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Merger or Acquisition
6.2 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
6.3 Grant Board Authority to Issue Special For Against Management
Voting Shares and Right to
Subscription Up to Maximum Aggregate
Special Voting Shares
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Amend Remuneration Policy For For Management
9 Amend Special Voting Shares' Terms and For For Management
Conditions
10 Close Meeting None None Management
--------------------------------------------------------------------------------
GARTNER, INC.
Ticker: IT Security ID: 366651107
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter E. Bisson For For Management
1b Elect Director Richard J. Bressler For For Management
1c Elect Director Raul E. Cesan For For Management
1d Elect Director Karen E. Dykstra For For Management
1e Elect Director Anne Sutherland Fuchs For For Management
1f Elect Director William O. Grabe For For Management
1g Elect Director Eugene A. Hall For For Management
1h Elect Director Stephen G. Pagliuca For For Management
1i Elect Director Eileen M. Serra For For Management
1j Elect Director James C. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Sebastien Bazin For For Management
2 Elect Director Ashton Carter For For Management
3 Elect Director H. Lawrence Culp, Jr. For For Management
4 Elect Director Francisco D'Souza For For Management
5 Elect Director Edward Garden For For Management
6 Elect Director Thomas W. Horton For For Management
7 Elect Director Risa Lavizzo-Mourey For For Management
8 Elect Director Catherine Lesjak For For Management
9 Elect Director Paula Rosput Reynolds For For Management
10 Elect Director Leslie Seidman For For Management
11 Elect Director James Tisch For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Ratify KPMG LLP as Auditors For For Management
14 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary T. Barra For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Linda R. Gooden For For Management
1d Elect Director Joseph Jimenez For For Management
1e Elect Director Jane L. Mendillo For For Management
1f Elect Director Judith A. Miscik For For Management
1g Elect Director Patricia F. Russo For For Management
1h Elect Director Thomas M. Schoewe For For Management
1i Elect Director Theodore M. Solso For For Management
1j Elect Director Carol M. Stephenson For For Management
1k Elect Director Devin N. Wenig For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Approve Omnibus Stock Plan For For Management
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Amend Proxy Access Right Against Against Shareholder
8 Report on Human Rights Policy Against Against Shareholder
Implementation
9 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
HCA HEALTHCARE, INC.
Ticker: HCA Security ID: 40412C101
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas F. Frist, III For For Management
1b Elect Director Samuel N. Hazen For For Management
1c Elect Director Meg G. Crofton For For Management
1d Elect Director Robert J. Dennis For For Management
1e Elect Director Nancy-Ann DeParle For For Management
1f Elect Director William R. Frist For For Management
1g Elect Director Charles O. Holliday, Jr. For For Management
1h Elect Director Michael W. Michelson For For Management
1i Elect Director Wayne J. Riley For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Provide Right to Call Special Meeting For For Management
6 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC.
Ticker: HLT Security ID: 43300A203
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher J. Nassetta For For Management
1b Elect Director Jonathan D. Gray For For Management
1c Elect Director Charlene T. Begley For For Management
1d Elect Director Melanie L. Healey For For Management
1e Elect Director Raymond E. Mabus, Jr. For For Management
1f Elect Director Judith A. McHale For For Management
1g Elect Director John G. Schreiber For For Management
1h Elect Director Elizabeth A. Smith For For Management
1i Elect Director Douglas M. Steenland For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kurt J. Hilzinger For For Management
1b Elect Director Frank J. Bisignano For For Management
1c Elect Director Bruce D. Broussard For For Management
1d Elect Director Frank A. D'Amelio For For Management
1e Elect Director W. Roy Dunbar For For Management
1f Elect Director Wayne A.I. Frederick For For Management
1g Elect Director John W. Garratt For For Management
1h Elect Director David A. Jones, Jr. For For Management
1i Elect Director Karen W. Katz For For Management
1j Elect Director William J. McDonald For For Management
1k Elect Director James J. O'Brien For For Management
1l Elect Director Marissa T. Peterson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James J. Goetz For For Management
1b Elect Director Alyssa Henry For For Management
1c Elect Director Omar Ishrak For For Management
1d Elect Director Risa Lavizzo-Mourey For For Management
1e Elect Director Tsu-Jae King Liu For For Management
1f Elect Director Gregory D. Smith For For Management
1g Elect Director Robert 'Bob' H. Swan For For Management
1h Elect Director Andrew Wilson For For Management
1i Elect Director Frank D. Yeary For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Report on Global Median Gender/Racial Against Against Shareholder
Pay Gap
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Richard K. Davis For For Management
1d Elect Director Steven J. Freiberg For For Management
1e Elect Director Julius Genachowski For For Management
1f Elect Director Choon Phong Goh For For Management
1g Elect Director Merit E. Janow For For Management
1h Elect Director Oki Matsumoto For For Management
1i Elect Director Youngme Moon For For Management
1j Elect Director Rima Qureshi For For Management
1k Elect Director Jose Octavio Reyes For For Management
Lagunes
1l Elect Director Gabrielle Sulzberger For For Management
1m Elect Director Jackson Tai For For Management
1n Elect Director Lance Uggla For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MATCH GROUP, INC.
Ticker: MTCH Security ID: 57665R106
Meeting Date: JUN 25, 2020 Meeting Type: Special
Record Date: MAY 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Classify the Board of Directors For Against Management
3 Restrict Right to Act by Written For For Management
Consent
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MGM RESORTS INTERNATIONAL
Ticker: MGM Security ID: 552953101
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William W. Grounds For For Management
1b Elect Director Alexis M. Herman For For Management
1c Elect Director Roland Hernandez For For Management
1d Elect Director Mary Chris Jammet For For Management
1e Elect Director John Kilroy For For Management
1f Elect Director Rose McKinney-James For For Management
1g Elect Director Keith A. Meister For For Management
1h Elect Director Paul Salem For For Management
1i Elect Director Gregory M. Spierkel For For Management
1j Elect Director Jan G. Swartz For For Management
1k Elect Director Daniel J. Taylor For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MOODY'S CORPORATION
Ticker: MCO Security ID: 615369105
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Basil L. Anderson For For Management
1b Elect Director Jorge A. Bermudez For For Management
1c Elect Director Therese Esperdy For For Management
1d Elect Director Vincent A. Forlenza For For Management
1e Elect Director Kathryn M. Hill For For Management
1f Elect Director Raymond W. McDaniel, Jr. For For Management
1g Elect Director Henry A. McKinnell, Jr. For For Management
1h Elect Director Leslie F. Seidman For For Management
1i Elect Director Bruce Van Saun For For Management
2a Eliminate Supermajority Vote For For Management
Requirements to Amend Charter and
Bylaws
2b Eliminate Supermajority Vote For For Management
Requirement to Remove Directors
2c Eliminate Supermajority Vote For For Management
Requirement for Filling Open Board
Seats
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NETFLIX, INC.
Ticker: NFLX Security ID: 64110L106
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Reed Hastings For For Management
1b Elect Director Jay C. Hoag For For Management
1c Elect Director Mathias Dopfner For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Report on Political Contributions Against Against Shareholder
6 Adopt Simple Majority Vote Against Against Shareholder
7 Report on Risks of Omitting Viewpoint Against Against Shareholder
and Ideology from EEO Policy
--------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
Ticker: PH Security ID: 701094104
Meeting Date: OCT 23, 2019 Meeting Type: Annual
Record Date: AUG 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lee C. Banks For For Management
1.2 Elect Director Robert G. Bohn For For Management
1.3 Elect Director Linda S. Harty For For Management
1.4 Elect Director Kevin A. Lobo For For Management
1.5 Elect Director Candy M. Obourn For For Management
1.6 Elect Director Joseph Scaminace For For Management
1.7 Elect Director Ake Svensson For For Management
1.8 Elect Director Laura K. Thompson For For Management
1.9 Elect Director James R. Verrier For For Management
1.10 Elect Director James L. Wainscott For For Management
1.11 Elect Director Thomas L. Williams For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
QURATE RETAIL, INC.
Ticker: QRTEA Security ID: 74915M100
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fiona P. Dias For For Management
1.2 Elect Director Evan D. Malone For For Management
1.3 Elect Director David E. Rapley For For Management
1.4 Elect Director Larry E. Romrell For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC.
Ticker: REGN Security ID: 75886F107
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director N. Anthony Coles For For Management
1b Elect Director Joseph L. Goldstein For For Management
1c Elect Director Christine A. Poon For For Management
1d Elect Director P. Roy Vagelos For For Management
1e Elect Director Huda Y. Zoghbi For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
S&P GLOBAL INC.
Ticker: SPGI Security ID: 78409V104
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marco Alvera For For Management
1.2 Elect Director William J. Amelio For For Management
1.3 Elect Director William D. Green For For Management
1.4 Elect Director Charles E. Haldeman, Jr. For For Management
1.5 Elect Director Stephanie C. Hill For For Management
1.6 Elect Director Rebecca J. Jacoby For For Management
1.7 Elect Director Monique F. Leroux For For Management
1.8 Elect Director Maria R. Morris For For Management
1.9 Elect Director Douglas L. Peterson For For Management
1.10 Elect Director Edward B. Rust, Jr. For For Management
1.11 Elect Director Kurt L. Schmoke For For Management
1.12 Elect Director Richard E. Thornburgh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Provide Directors May Be Removed With For For Management
or Without Cause
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick de Saint-Aignan For For Management
1b Elect Director Marie A. Chandoha For For Management
1c Elect Director Lynn A. Dugle For For Management
1d Elect Director Amelia C. Fawcett For For Management
1e Elect Director William C. Freda For For Management
1f Elect Director Sara Mathew For For Management
1g Elect Director William L. Meaney For For Management
1h Elect Director Ronald P. O'Hanley For For Management
1i Elect Director Sean O'Sullivan For For Management
1j Elect Director Richard P. Sergel For For Management
1k Elect Director Gregory L. Summe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD.
Ticker: TEL Security ID: H84989104
Meeting Date: MAR 11, 2020 Meeting Type: Annual
Record Date: FEB 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pierre R. Brondeau For For Management
1b Elect Director Terrence R. Curtin For For Management
1c Elect Director Carol A. ('John') For For Management
Davidson
1d Elect Director Lynn A. Dugle For For Management
1e Elect Director William A. Jeffrey For For Management
1f Elect Director David M. Kerko For For Management
1g Elect Director Thomas J. Lynch For For Management
1h Elect Director Yong Nam For For Management
1i Elect Director Daniel J. Phelan For For Management
1j Elect Director Abhijit Y. Talwalkar For For Management
1k Elect Director Mark C. Trudeau For For Management
1l Elect Director Dawn C. Willoughby For For Management
1m Elect Director Laura H. Wright For For Management
2 Elect Board Chairman Thomas J. Lynch For For Management
3a Elect Daniel J. Phelan as Member of For For Management
Management Development and
Compensation Committee
3b Elect Abhijit Y. Talwalkar as Member For For Management
of Management Development and
Compensation Committee
3c Elect Mark C. Trudeau as Member of For For Management
Management Development and
Compensation Committee
3d Elect Dawn C. Willoughby as Member of For For Management
Management Development and
Compensation Committee
4 Designate Rene Schwarzenbach as For For Management
Independent Proxy
5.1 Accept Annual Report for Fiscal Year For For Management
Ended September 27, 2019
5.2 Accept Statutory Financial Statements For For Management
for Fiscal Year Ended September 27,
2019
5.3 Approve Consolidated Financial For For Management
Statements for Fiscal Year Ended
September 27, 2019
6 Approve Discharge of Board and Senior For For Management
Management
7.1 Ratify Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year 2020
7.2 Ratify Deloitte AG as Swiss Registered For For Management
Auditors
7.3 Ratify PricewaterhouseCoopers AG as For For Management
Special Auditors
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Approve the Increase in Maximum For For Management
Aggregate Remuneration of Executive
Management
10 Approve the Increase in Maximum For For Management
Aggregate Remuneration of Board of
Directors
11 Approve Allocation of Available For For Management
Earnings at September 27, 2019
12 Approve Declaration of Dividend For For Management
13 Amend Articles of Association Re: For For Management
Authorized Capital
14 Approve Reduction of Share Capital For For Management
15 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark A. Blinn For For Management
1b Elect Director Todd M. Bluedorn For For Management
1c Elect Director Janet F. Clark For For Management
1d Elect Director Carrie S. Cox For For Management
1e Elect Director Martin S. Craighead For For Management
1f Elect Director Jean M. Hobby For For Management
1g Elect Director Michael D. Hsu For For Management
1h Elect Director Ronald Kirk For For Management
1i Elect Director Pamela H. Patsley For For Management
1j Elect Director Robert E. Sanchez For For Management
1k Elect Director Richard k. Templeton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: BK Security ID: 064058100
Meeting Date: APR 15, 2020 Meeting Type: Annual
Record Date: FEB 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda Z. Cook For For Management
1b Elect Director Joseph J. Echevarria For For Management
1c Elect Director Thomas P. "Todd" Gibbons For For Management
1d Elect Director Jeffrey A. Goldstein For For Management
1e Elect Director Edmund F. "Ted" Kelly For For Management
1f Elect Director Jennifer B. Morgan For For Management
1g Elect Director Elizabeth E. Robinson For For Management
1h Elect Director Samuel C. Scott, III For For Management
1i Elect Director Frederick O. Terrell For For Management
1j Elect Director Alfred W. "AI" Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Report on Gender Pay Gap Against Against Shareholder
5 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William S. Haraf For For Management
1b Elect Director Frank C. Herringer For For Management
1c Elect Director Roger O. Walther For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Provide Proxy Access Right For For Management
6 Adopt Policy to Annually Disclose Against Against Shareholder
EEO-1 Data
7 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: JUN 04, 2020 Meeting Type: Special
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Amend Charter For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Drew G. Faust For For Management
1c Elect Director Mark A. Flaherty For For Management
1d Elect Director Ellen J. Kullman For For Management
1e Elect Director Lakshmi N. Mittal For For Management
1f Elect Director Adebayo O. Ogunlesi For For Management
1g Elect Director Peter Oppenheimer For For Management
1h Elect Director David M. Solomon For For Management
1i Elect Director Jan E. Tighe For For Management
1j Elect Director David A. Viniar For For Management
1k Elect Director Mark O. Winkelman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Review of Statement on the Purpose of Against Against Shareholder
a Corporation
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 28, 2020 Meeting Type: Annual
Record Date: NOV 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For For Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For For Management
1e Elect Director Ramon L. Laguarta For For Management
1f Elect Director John F. Lundgren For For Management
1g Elect Director Robert W. Matschullat For For Management
1h Elect Director Denise M. Morrison For For Management
1i Elect Director Suzanne Nora Johnson For For Management
1j Elect Director John A. C. Swainson For For Management
1k Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven D. Black For For Management
1b Elect Director Celeste A. Clark For For Management
1c Elect Director Theodore F. Craver, Jr. For For Management
1d Elect Director Wayne M. Hewett For For Management
1e Elect Director Donald M. James For For Management
1f Elect Director Maria R. Morris For For Management
1g Elect Director Charles H. Noski For For Management
1h Elect Director Richard B. Payne, Jr. For For Management
1i Elect Director Juan A. Pujadas For For Management
1j Elect Director Ronald L. Sargent For For Management
1k Elect Director Charles W. Scharf For For Management
1l Elect Director Suzanne M. Vautrinot For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
5 Report on Incentive-Based Compensation Against Against Shareholder
and Risks of Material Losses
6 Report on Global Median Gender Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
WORKDAY, INC.
Ticker: WDAY Security ID: 98138H101
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael C. Bush For For Management
1.2 Elect Director Christa Davies For For Management
1.3 Elect Director Michael A. Stankey For For Management
1.4 Elect Director George J. Still, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
=========================== The Oakmark Global Fund ============================
ALLIANZ SE
Ticker: ALV Security ID: D03080112
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Allocation of Income and For For Management
Dividends of EUR 9.60 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Approve Affiliation Agreement with For For Management
Allianz Africa Holding GmbH
--------------------------------------------------------------------------------
AXIS BANK
Ticker: 532215 Security ID: Y0487S137
Meeting Date: AUG 21, 2019 Meeting Type: Special
Record Date: JUL 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
AXIS BANK LIMITED
Ticker: 532215 Security ID: Y0487S137
Meeting Date: JAN 09, 2020 Meeting Type: Special
Record Date: NOV 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect S. Vishvanathan as Director For For Management
--------------------------------------------------------------------------------
AXIS BANK LTD.
Ticker: 532215 Security ID: Y0487S137
Meeting Date: JUL 20, 2019 Meeting Type: Annual
Record Date: JUL 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Usha Sangwan as Director For For Management
4 Approve Appointment and Remuneration For For Management
of Rakesh Makhija as Non-Executive
(Part-Time) Chairman
5 Approve Revision in the Remuneration For For Management
of Amitabh Chaudhry as Managing
Director & CEO
6 Approve Revision in the Remuneration For For Management
of Rajiv Anand as Executive Director
(Wholesale Banking)
7 Approve Reappointment and Remuneration For For Management
of Rajiv Anand as Whole Time Director
Designated as the Executive Director
(Wholesale Banking)
8 Approve Revision in the Remuneration For For Management
of Rajesh Dahiya as Executive Director
(Corporate Centre)
9 Approve Reappointment and Remuneration For For Management
of Rajesh Dahiya as Whole Time
Director Designated as the Executive
Director (Corporate Centre)
10 Elect Pralay Mondal as Director For For Management
11 Approve Appointment and Remuneration For For Management
of Pralay Mondal as Whole Time
Director Designated as the Executive
Director (Retail Banking)
12 Approve Issuance of Debt Securities on For For Management
Private Placement Basis
13 Approve Commission to Non-Executive For For Management
Directors, Excluding the Non-Executive
(Part-Time) Chairman of the Bank
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Jack O. Bovender, Jr. For For Management
1d Elect Director Frank P. Bramble, Sr. For For Management
1e Elect Director Pierre J.P. de Weck For For Management
1f Elect Director Arnold W. Donald For For Management
1g Elect Director Linda P. Hudson For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Thomas J. May For For Management
1j Elect Director Brian T. Moynihan For For Management
1k Elect Director Lionel L. Nowell, III For For Management
1l Elect Director Denise L. Ramos For For Management
1m Elect Director Clayton S. Rose For For Management
1n Elect Director Michael D. White For For Management
1o Elect Director Thomas D. Woods For For Management
1p Elect Director R. David Yost For For Management
1q Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Proxy Access Right Against Against Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Report on Gender Pay Gap Against Against Shareholder
7 Review of Statement of the Purpose of Against Against Shareholder
a Corporation and Report on
Recommended Changes to Governance
Documents, Policies, and Practices
--------------------------------------------------------------------------------
BAYER AG
Ticker: BAYN Security ID: D0712D163
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of EUR 2.80
per Share for Fiscal 2019
2 Approve Discharge of Management Board For For Management
for Fiscal 2019
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
4.1 Elect Ertharin Cousin to the For For Management
Supervisory Board
4.2 Elect Otmar Wiestler to the For For Management
Supervisory Board
4.3 Elect Horst Baier to the Supervisory For For Management
Board
5 Approve Remuneration Policy for the For For Management
Management Board
6 Approve Remuneration Policy for the For For Management
Supervisory Board
7 Amend Articles Re: Supervisory Board For For Management
Term of Office
8 Ratify Deloitte GmbH as Auditors for For For Management
Fiscal 2020
--------------------------------------------------------------------------------
BOOKING HOLDINGS INC.
Ticker: BKNG Security ID: 09857L108
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Armstrong For For Management
1.2 Elect Director Jeffery H. Boyd For For Management
1.3 Elect Director Glenn D. Fogel For For Management
1.4 Elect Director Mirian M. Graddick-Weir For For Management
1.5 Elect Director Wei Hopeman For For Management
1.6 Elect Director Robert J. Mylod, Jr. For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Nicholas J. Read For For Management
1.9 Elect Director Thomas E. Rothman For For Management
1.10 Elect Director Bob van Dijk For For Management
1.11 Elect Director Lynn M. Vojvodich For For Management
1.12 Elect Director Vanessa A. Wittman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC.
Ticker: CHTR Security ID: 16119P108
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Lance Conn For For Management
1b Elect Director Kim C. Goodman For For Management
1c Elect Director Craig A. Jacobson For For Management
1d Elect Director Gregory B. Maffei For For Management
1e Elect Director John D. Markley, Jr. For For Management
1f Elect Director David C. Merritt For For Management
1g Elect Director James E. Meyer For For Management
1h Elect Director Steven A. Miron For For Management
1i Elect Director Balan Nair For For Management
1j Elect Director Michael A. Newhouse For For Management
1k Elect Director Mauricio Ramos For For Management
1l Elect Director Thomas M. Rutledge For For Management
1m Elect Director Eric L. Zinterhofer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Ellen M. Costello For For Management
1c Elect Director Grace E. Dailey For For Management
1d Elect Director Barbara J. Desoer For For Management
1e Elect Director John C. Dugan For For Management
1f Elect Director Duncan P. Hennes For For Management
1g Elect Director Peter B. Henry For For Management
1h Elect Director S. Leslie Ireland For For Management
1i Elect Director Lew W. (Jay) Jacobs, IV For For Management
1j Elect Director Renee J. James For For Management
1k Elect Director Gary M. Reiner For For Management
1l Elect Director Diana L. Taylor For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Deborah C. Wright For For Management
1o Elect Director Alexander R. Wynaendts For For Management
1p Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against Against Shareholder
6 Review on Governance Documents Against Against Shareholder
7 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
CNH INDUSTRIAL NV
Ticker: CNHI Security ID: N20944109
Meeting Date: APR 16, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2.b Adopt Financial Statements and For For Management
Statutory Reports
2.c Approve Dividends of EUR 0.18 Per Share For For Management
2.d Approve Discharge of Directors For For Management
3.a Approve Remuneration Report For For Management
3.b Amend Remuneration Policy For For Management
3.c Approve Long Term Incentive Plan For For Management
4.a Reelect Suzanne Heywood as Executive For For Management
Director
4.b Reelect Hubertus M. Muhlhauser as None None Management
Executive Director
4.c Reelect Leo W. Houle as Non-Executive For For Management
Director
4.d Reelect John B. Lanaway as For For Management
Non-Executive Director
4.e Reelect Alessandro Nasi as For Against Management
Non-Executive Director
4.f Reelect Lorenzo Simonelli as For For Management
Non-Executive Director
4.g Reelect Jacqueline A. Tammenoms Bakker For For Management
as Non-Executive Director
4.h Reelect Jacques Theurillat as For For Management
Non-Executive Director
4.i Elect Howard Buffett as Non-Executive For For Management
Director
4.j Elect Nelda (Janine) Connors as For For Management
Non-Executive Director
4.k Elect Tufan Erginbilgic as For For Management
Non-Executive Director
4.l Elect Vagn Sorensen as Non-Executive For For Management
Director
5 Ratify Ernst & Young as Auditors For For Management
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Close Meeting None None Management
--------------------------------------------------------------------------------
COMPAGNIE FINANCIERE RICHEMONT SA
Ticker: CFR Security ID: H25662182
Meeting Date: SEP 11, 2019 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 2.00 per Registered A
Share and CHF 0.20 per Registered B
Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Reelect Johann Rupert as Director and For For Management
Board Chairman
4.2 Reelect Josua Malherbe as Director For For Management
4.3 Reelect Nikesh Arora as Director For For Management
4.4 Reelect Nicolas Bos as Director For For Management
4.5 Reelect Clay Brendish as Director For For Management
4.6 Reelect Jean-Blaise Eckert as Director For For Management
4.7 Reelect Burkhart Grund as Director For For Management
4.8 Reelect Sophie Guieysse as Director For For Management
4.9 Reelect Keyu Jin as Director For For Management
4.10 Reelect Jerome Lambert as Director For For Management
4.11 Reelect Ruggero Magnoni as Director For For Management
4.12 Reelect Jeff Moss as Director For For Management
4.13 Reelect Vesna Nevistic as Director For For Management
4.14 Reelect Guillaume Pictet as Director For For Management
4.15 Reelect Alan Quasha as Director For For Management
4.16 Reelect Maria Ramos as Director For For Management
4.17 Reelect Anton Rupert as Director For For Management
4.18 Reelect Jan Rupert as Director For For Management
4.19 Reelect Gary Saage as Director For For Management
4.20 Reelect Cyrille Vigneron as Director For For Management
5.1 Reappoint Clay Brendish as Member of For For Management
the Compensation Committee
5.2 Reppoint Keyu Jin as Member of the For For Management
Compensation Committee
5.3 Reappoint Guillaume Pictet as Member For For Management
of the Compensation Committee
5.4 Reappoint Maria Ramos as Member of the For For Management
Compensation Committee
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
7 Designate Etude Gampert & Demierre as For For Management
Independent Proxy
8.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 9.2 Million
8.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 15.8 Million
8.3 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 19.1 Million
9 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
CORELOGIC, INC.
Ticker: CLGX Security ID: 21871D103
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. David Chatham For For Management
1.2 Elect Director Douglas C. Curling For For Management
1.3 Elect Director John C. Dorman For For Management
1.4 Elect Director Paul F. Folino For For Management
1.5 Elect Director Frank D. Martell For For Management
1.6 Elect Director Claudia Fan Munce For For Management
1.7 Elect Director Thomas C. O'Brien For For Management
1.8 Elect Director Vikrant Raina For For Management
1.9 Elect Director J. Michael Shepherd For For Management
1.10 Elect Director Jaynie Miller Studenmund For For Management
1.11 Elect Director David F. Walker For For Management
1.12 Elect Director Mary Lee Widener For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG
Ticker: CSGN Security ID: H3698D419
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Remuneration Report For For Management
1.2 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 0.14 per Share
4 Approve CHF 4.3 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
5.1.a Reelect Urs Rohner as Director and For Against Management
Board Chairman
5.1.b Reelect Iris Bohnet as Director For For Management
5.1.c Reelect Christian Gellerstad as For For Management
Director
5.1.d Reelect Andreas Gottschling as Director For For Management
5.1.e Reelect Michael Klein as Director For For Management
5.1.f Reelect Shan Li as Director For For Management
5.1.g Reelect Seraina Macia as Director For For Management
5.1.h Reelect Kai Nargolwala as Director For For Management
5.1.i Reelect Ana Pessoa as Director For For Management
5.1.j Reelect Joaquin Ribeiro as Director For For Management
5.1.k Reelect Severin Schwan as Director For For Management
5.1.l Reelect John Tiner as Director For For Management
5.1.m Elect Richard Meddings as Director For For Management
5.2.1 Reappoint Iris Bohnet as Member of the For For Management
Compensation Committee
5.2.2 Reappoint Christian Gellerstad as For For Management
Member of the Compensation Committee
5.2.3 Reappoint Michael Klein as Member of For For Management
the Compensation Committee
5.2.4 Reappoint Kai Nargolwala as Member of For For Management
the Compensation Committee
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 12 Million
6.2.1 Approve Short-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 22.4 Million
6.2.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 31 Million
6.2.3 Approve Long-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 28.6 Million
7.1 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
7.2 Ratify BDO AG as Special Auditors For For Management
7.3 Designate Keller KLG as Independent For For Management
Proxy
8.1 Additional Voting Instructions - Against Against Management
Shareholder Proposals (Voting)
8.2 Additional Voting Instructions - Board For Against Management
of Directors Proposals (Voting)
--------------------------------------------------------------------------------
DIAGEO PLC
Ticker: DGE Security ID: G42089113
Meeting Date: SEP 19, 2019 Meeting Type: Annual
Record Date: SEP 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Debra Crew as Director For For Management
5 Re-elect Lord Davies as Director For For Management
6 Re-elect Javier Ferran as Director For For Management
7 Re-elect Susan Kilsby as Director For For Management
8 Re-elect Ho KwonPing as Director For For Management
9 Re-elect Nicola Mendelsohn as Director For For Management
10 Re-elect Ivan Menezes as Director For For Management
11 Re-elect Kathryn Mikells as Director For For Management
12 Re-elect Alan Stewart as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity For For Management
17 Approve Irish Sharesave Scheme For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
21 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
ENVISTA HOLDINGS CORPORATION
Ticker: NVST Security ID: 29415F104
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Kieran T. Gallahue For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janet F. Clark For For Management
1b Elect Director Charles R. Crisp For For Management
1c Elect Director Robert P. Daniels For For Management
1d Elect Director James C. Day For For Management
1e Elect Director C. Christopher Gaut For For Management
1f Elect Director Julie J. Robertson For For Management
1g Elect Director Donald F. Textor For For Management
1h Elect Director William R. Thomas For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary T. Barra For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Linda R. Gooden For For Management
1d Elect Director Joseph Jimenez For For Management
1e Elect Director Jane L. Mendillo For For Management
1f Elect Director Judith A. Miscik For For Management
1g Elect Director Patricia F. Russo For For Management
1h Elect Director Thomas M. Schoewe For For Management
1i Elect Director Theodore M. Solso For For Management
1j Elect Director Carol M. Stephenson For For Management
1k Elect Director Devin N. Wenig For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Approve Omnibus Stock Plan For For Management
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Amend Proxy Access Right Against Against Shareholder
8 Report on Human Rights Policy Against Against Shareholder
Implementation
9 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
GRUPO TELEVISA SAB
Ticker: TLEVISACPO Security ID: 40049J206
Meeting Date: APR 28, 2020 Meeting Type: Annual/Special
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect or Ratify Directors Representing For For Management
Series L Shareholders
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
1 Elect or Ratify Directors Representing For Abstain Management
Series D Shareholders
2 Authorize Board to Ratify and Execute For Abstain Management
Approved Resolutions
1 Approve Financial Statements and For Abstain Management
Statutory Reports as Required by
Article 28 of Mexican Securities Law,
Approve Financial Statements; Approve
Discharge of Directors, CEO and Board
Committees
2 Present Report on Compliance with For Abstain Management
Fiscal Obligations
3 Approve Allocation of Income For Abstain Management
4 Set Aggregate Nominal Amount of Share For Abstain Management
Repurchase Reserve; Receive Report on
Policies and Board's Decisions on
Share Repurchase and Sale of Treasury
Shares
5 Elect or Ratify Members of Board, For Abstain Management
Secretary and Other Officers
6 Elect or Ratify Members of Executive For Abstain Management
Committee
7 Elect or Ratify Chairman of Audit For Abstain Management
Committee
8 Elect or Ratify Chairman of Corporate For Abstain Management
Practices Committee
9 Approve Remuneration of Board Members, For Abstain Management
Executive, Audit and Corporate
Practices Committees, and Secretaries
10 Authorize Board to Ratify and Execute For Abstain Management
Approved Resolutions
--------------------------------------------------------------------------------
HIROSE ELECTRIC CO., LTD.
Ticker: 6806 Security ID: J19782101
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 120
2 Amend Articles to Change Location of For For Management
Head Office
3.1 Elect Director Ishii, Kazunori For Against Management
3.2 Elect Director Nakamura, Mitsuo For Against Management
3.3 Elect Director Kiriya, Yukio For Against Management
3.4 Elect Director Fukumoto, Hiroshi For Against Management
3.5 Elect Director Sato, Hiroshi For Against Management
3.6 Elect Director Sang-Yeob Lee For Against Management
3.7 Elect Director Hotta, Kensuke For Against Management
3.8 Elect Director Motonaga, Tetsuji For Against Management
3.9 Elect Director Nishimatsu, Masanori For Against Management
4 Appoint Statutory Auditor Sugishima, For Against Management
Terukazu
--------------------------------------------------------------------------------
HOWMET AEROSPACE INC.
Ticker: HWM Security ID: 443201108
Meeting Date: JUN 15, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James F. Albaugh For For Management
1b Elect Director Amy E. Alving For For Management
1c Elect Director Joseph S. Cantie For For Management
1d Elect Director Robert F. Leduc For For Management
1e Elect Director David J. Miller For For Management
1f Elect Director Jody G. Miller For For Management
1g Elect Director Tolga I. Oal For For Management
1h Elect Director Nicole W. Piasecki For For Management
1i Elect Director John C. Plant For For Management
1j Elect Director Ulrich R. Schmidt For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
INCITEC PIVOT LIMITED
Ticker: IPL Security ID: Q4887E101
Meeting Date: DEC 20, 2019 Meeting Type: Annual
Record Date: DEC 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Xiaoling Liu as Director For For Management
2b Elect Gregory Robinson as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of Performance Rights to For For Management
Jeanne Johns
--------------------------------------------------------------------------------
JOHNSON CONTROLS INTERNATIONAL PLC
Ticker: JCI Security ID: G51502105
Meeting Date: MAR 04, 2020 Meeting Type: Annual
Record Date: JAN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean Blackwell For For Management
1b Elect Director Pierre Cohade For For Management
1c Elect Director Michael E. Daniels For For Management
1d Elect Director Juan Pablo del Valle For For Management
Perochena
1e Elect Director W. Roy Dunbar For For Management
1f Elect Director Gretchen R. Haggerty For For Management
1g Elect Director Simone Menne For For Management
1h Elect Director George R. Oliver For For Management
1i Elect Director Jurgen Tinggren For For Management
1j Elect Director Mark Vergnano For For Management
1k Elect Director R. David Yost For For Management
1l Elect Director John D. Young For For Management
2a Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2b Authorize Board to Fix Remuneration of For For Management
Auditors
3 Authorize Market Purchases of Company For For Management
Shares
4 Determine Price Range for Reissuance For For Management
of Treasury Shares
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Approve the Directors' Authority to For For Management
Allot Shares
7 Approve the Disapplication of For For Management
Statutory Pre-Emption Rights
--------------------------------------------------------------------------------
JULIUS BAER GRUPPE AG
Ticker: BAER Security ID: H4414N103
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of CHF 0.75 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Approve Remuneration of Board of For For Management
Directors in the Amount of CHF 4
Million from 2020 AGM Until 2021 AGM
4.2.1 Approve Variable Cash-Based For For Management
Remuneration of Executive Committee in
the Amount of CHF 7.5 Million for
Fiscal 2019
4.2.2 Approve Variable Share-Based For For Management
Remuneration of Executive Committee in
the Amount of CHF 6.7 Million for
Fiscal 2020
4.2.3 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 9.2 Million for Fiscal 2021
5.1.1 Reelect Romeo Lacher as Director For For Management
5.1.2 Reelect Gilbert Achermann as Director For For Management
5.1.3 Reelect Heinrich Baumann as Director For For Management
5.1.4 Reelect Richard Campbell-Breeden as For For Management
Director
5.1.5 Reelect Ivo Furrer as Director For For Management
5.1.6 Reelect Claire Giraut as Director For For Management
5.1.7 Reelect Charles Stonehill as Director For For Management
5.1.8 Reelect Eunice Zehnder-Lai as Director For For Management
5.1.9 Reelect Olga Zoutendijk as Director For For Management
5.2.1 Elect Kathryn Shih as Director (as per For For Management
Sep. 1, 2020)
5.2.2 Elect Christian Meissner as Director For For Management
5.3 Elect Romeo Lacher as Board Chairman For For Management
5.4.1 Reappoint Gilbert Achermann as Member For For Management
of the Compensation Committee
5.4.2 Reappoint Richard Campbell-Breeden as For For Management
Member of the Compensation Committee
5.4.3 Appoint Kathryn Shih as Member of the For For Management
Compensation Committee (as per Sep. 1,
2020)
5.4.4 Reappoint Eunice Zehnder-Lai as Member For For Management
of the Compensation Committee
6 Ratify KPMG AG as Auditors For For Management
7 Designate Marc Nater as Independent For For Management
Proxy
8 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
LAFARGEHOLCIM LTD.
Ticker: LHN Security ID: H4768E105
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Approve Allocation of Income For For Management
3.2 Approve Dividends of CHF 2.00 per For For Management
Share from Capital Contribution
Reserves
4.1a Reelect Beat Hess as Director and For For Management
Board Chairmann
4.1b Reelect Oscar Fanjul as Director For For Management
4.1c Reelect Colin Hall as Director For For Management
4.1d Reelect Naina Kidwai as Director For For Management
4.1e Reelect Patrick Kron as Director For For Management
4.1f Reelect Adrian Loader as Director For For Management
4.1g Reelect Juerg Oleas as Director For For Management
4.1h Reelect Claudia Ramirez as Director For For Management
4.1i Reelect Hanne Sorensen as Director For For Management
4.1j Reelect Dieter Spaelti as Director For For Management
4.2.1 Elect Philippe Block as Director For For Management
4.2.2 Elect Kim Fausing as Director For For Management
4.3.1 Reappoint Oscar Fanjul as Member of For For Management
the Nomination, Compensation and
Governance Committee
4.3.2 Reappoint Adrian Loader as Member of For For Management
the Nomination, Compensation and
Governance Committee
4.3.3 Reappoint Hanne Sorensen as Member of For For Management
the Nomination, Compensation and
Governance Committee
4.4.1 Appoint Colin Hall as Member of the For For Management
Nomination, Compensation and
Governance Committee
4.4.2 Appoint Claudia Ramirez as Member of For For Management
the Nomination, Compensation and
Governance Committee
4.5.1 Ratify Deloitte AG as Auditors For For Management
4.5.2 Designate Sabine Burkhalter For For Management
Kaimakliotis as Independent Proxy
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 5.4 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 42.5
Million
6 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
LIBERTY GLOBAL PLC
Ticker: LBTYA Security ID: G5480U104
Meeting Date: JUN 30, 2020 Meeting Type: Annual
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Miranda Curtis For For Management
2 Elect Director John W. Dick For For Management
3 Elect Director JC Sparkman For For Management
4 Elect Director J. David Wargo For For Management
5 Approve Remuneration Report For For Management
6 Approve Remuneration Policy For Against Management
7 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
8 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
9 Ratify KPMG LLP (U.S.) as Auditors For For Management
10 Ratify KPMG LLP (U.K.) as Auditors For For Management
11 Authorize the Audit Committee to Fix For For Management
Remuneration of Auditors
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise EU Political Donations and For For Management
Expenditure
14 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC.
Ticker: LYV Security ID: 538034109
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maverick Carter For For Management
1.2 Elect Director Ariel Emanuel For For Management
1.3 Elect Director Ping Fu For For Management
1.4 Elect Director Jeffrey T. Hinson For For Management
1.5 Elect Director Chad Hollingsworth For For Management
1.6 Elect Director James Iovine For For Management
1.7 Elect Director James S. Kahan For For Management
1.8 Elect Director Gregory B. Maffei For For Management
1.9 Elect Director Randall T. Mays For For Management
1.10 Elect Director Michael Rapino For For Management
1.11 Elect Director Mark S. Shapiro For For Management
1.12 Elect Director Dana Walden For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
LLOYDS BANKING GROUP PLC
Ticker: LLOY Security ID: G5533W248
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAY 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect William Chalmers as Director For For Management
3 Elect Sarah Legg as Director For For Management
4 Elect Catherine Woods as Director For For Management
5 Re-elect Lord Blackwell as Director For For Management
6 Re-elect Juan Colombas as Director For For Management
7 Re-elect Alan Dickinson as Director For For Management
8 Re-elect Simon Henry as Director For For Management
9 Re-elect Antonio Horta-Osorio as For For Management
Director
10 Re-elect Lord Lupton as Director For For Management
11 Re-elect Amanda Mackenzie as Director For For Management
12 Re-elect Nick Prettejohn as Director For For Management
13 Re-elect Stuart Sinclair as Director For For Management
14 Re-elect Sara Weller as Director For For Management
15 Approve Remuneration Policy For For Management
16 Approve Remuneration Report For For Management
17 Approve Final Dividend For For Management
18 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Approve Long Term Share Plan For For Management
21 Authorise EU Political Donations and For For Management
Expenditure
22 Authorise Issue of Equity For For Management
23 Authorise Issue of Equity in Relation For For Management
to the Issue of Regulatory Capital
Convertible Instruments
24 Authorise Issue of Equity without For For Management
Pre-emptive Rights
25 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
26 Authorise Issue of Equity without For For Management
Pre-Emptive Rights in Relation to the
Issue of Regulatory Capital
Convertible Instruments
27 Authorise Market Purchase of Ordinary For For Management
Shares
28 Authorise Market Purchase of For For Management
Preference Shares
29 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Richard K. Davis For For Management
1d Elect Director Steven J. Freiberg For For Management
1e Elect Director Julius Genachowski For For Management
1f Elect Director Choon Phong Goh For For Management
1g Elect Director Merit E. Janow For For Management
1h Elect Director Oki Matsumoto For For Management
1i Elect Director Youngme Moon For For Management
1j Elect Director Rima Qureshi For For Management
1k Elect Director Jose Octavio Reyes For For Management
Lagunes
1l Elect Director Gabrielle Sulzberger For For Management
1m Elect Director Jackson Tai For For Management
1n Elect Director Lance Uggla For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NASPERS LTD.
Ticker: NPN Security ID: S53435103
Meeting Date: AUG 23, 2019 Meeting Type: Annual
Record Date: AUG 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 March 2019
2 Approve Dividends for N Ordinary and A For For Management
Ordinary Shares
3 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors of the Company with V
Myburgh as the Individual Registered
Auditor
4 Re-elect Nolo Letele as Directors For For Management
5.1 Re-elect Koos Bekker as Director For For Management
5.2 Re-elect Steve Pacak as Director For For Management
5.3 Re-elect Cobus Stofberg as Director For For Management
5.4 Re-elect Ben van der Ross as Director For For Management
5.5 Re-elect Debra Meyer as Director For For Management
6.1 Re-elect Don Eriksson as Member of the For For Management
Audit Committee
6.2 Re-elect Ben van der Ross as Member of For For Management
the Audit Committee
6.3 Re-elect Rachel Jafta as Member of the For For Management
Audit Committee
7 Approve Remuneration Policy For For Management
8 Approve Implementation of the For For Management
Remuneration Policy
9 Place Authorised but Unissued Shares For Against Management
under Control of Directors
10 Authorise Board to Issue Shares for For For Management
Cash
11 Approve Amendments to the Trust Deed For For Management
constituting the Naspers Restricted
Stock Plan Trust and the Share Scheme
envisaged by such Trust Deed
12 Authorise Ratification of Approved For For Management
Resolutions
1.1 Approve Fees of the Board Chairman For For Management
1.2 Approve Fees of the Board Member For For Management
1.3 Approve Fees of the Audit Committee For For Management
Chairman
1.4 Approve Fees of the Audit Committee For For Management
Member
1.5 Approve Fees of the Risk Committee For For Management
Chairman
1.6 Approve Fees of the Risk Committee For For Management
Member
1.7 Approve Fees of the Human Resources For For Management
and Remuneration Committee Chairman
1.8 Approve Fees of the Human Resources For For Management
and Remuneration Committee Member
1.9 Approve Fees of the Nomination For For Management
Committee Chairman
1.10 Approve Fees of the Nomination For For Management
Committee Member
1.11 Approve Fees of the Social and Ethics For For Management
Committee Chairman
1.12 Approve Fees of the Social and Ethics For For Management
Committee Member
1.13 Approve Fees of the Trustees of Group For For Management
Share Schemes/Other Personnel Funds
2 Approve Financial Assistance in Terms For For Management
of Section 44 of the Companies Act
3 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
4 Authorise Repurchase of N Ordinary For For Management
Shares
5 Authorise Repurchase of A Ordinary For For Management
Shares
6 Authorise Specific Repurchase of N For For Management
Ordinary Shares from Holders of N
Ordinary Shares
--------------------------------------------------------------------------------
NASPERS LTD.
Ticker: NPN Security ID: S53435103
Meeting Date: AUG 23, 2019 Meeting Type: Special
Record Date: AUG 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters in Relation to the For For Management
Implementation of the Proposed
Transaction
--------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Clay C. Williams For For Management
1B Elect Director Greg L. Armstrong For For Management
1C Elect Director Marcela E. Donadio For For Management
1D Elect Director Ben A. Guill For For Management
1E Elect Director James T. Hackett For For Management
1F Elect Director David D. Harrison For For Management
1G Elect Director Eric L. Mattson For For Management
1H Elect Director Melody B. Meyer For For Management
1I Elect Director William R. Thomas For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 19, 2019 Meeting Type: Annual
Record Date: SEP 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director Michael J. Boskin For For Management
1.3 Elect Director Safra A. Catz For For Management
1.4 Elect Director Bruce R. Chizen For For Management
1.5 Elect Director George H. Conrades For For Management
1.6 Elect Director Lawrence J. Ellison For For Management
1.7 Elect Director Rona A. Fairhead For For Management
1.8 Elect Director Hector Garcia-Molina None None Management
*Withdrawn Resolution*
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd - Deceased None None Management
1.11 Elect Director Renee J. James For For Management
1.12 Elect Director Charles W. Moorman, IV For For Management
1.13 Elect Director Leon E. Panetta For For Management
1.14 Elect Director William G. Parrett For For Management
1.15 Elect Director Naomi O. Seligman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Gender Pay Gap Against Against Shareholder
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
PINTEREST, INC.
Ticker: PINS Security ID: 72352L106
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey Jordan For For Management
1b Elect Director Jeremy Levine For For Management
1c Elect Director Gokul Rajaram For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PRUDENTIAL PLC
Ticker: PRU Security ID: G72899100
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAY 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Elect Jeremy Anderson as Director For For Management
5 Elect Shriti Vadera as Director For For Management
6 Re-elect Mark Fitzpatrick as Director For For Management
7 Re-elect David Law as Director For For Management
8 Re-elect Paul Manduca as Director For For Management
9 Re-elect Kaikhushru Nargolwala as For For Management
Director
10 Re-elect Anthony Nightingale as For For Management
Director
11 Re-elect Philip Remnant as Director For For Management
12 Re-elect Alice Schroeder as Director For For Management
13 Re-elect James Turner as Director For For Management
14 Re-elect Thomas Watjen as Director For For Management
15 Re-elect Michael Wells as Director For For Management
16 Re-elect Fields Wicker-Miurin as For For Management
Director
17 Re-elect Amy Yip as Director For For Management
18 Reappoint KPMG LLP as Auditors For For Management
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity For For Management
22 Authorise Issue of Equity to Include For For Management
Repurchased Shares
23 Authorise Issue of Equity without For For Management
Pre-emptive Rights
24 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
25 Authorise Issue of Equity in For For Management
Connection with the Issue of Mandatory
Convertible Securities
26 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
the Issue of Mandatory Convertible
Securities
27 Authorise Market Purchase of Ordinary For For Management
Shares
28 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC
Ticker: RB Security ID: G74079107
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAY 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Andrew Bonfield as Director For For Management
5 Re-elect Nicandro Durante as Director For For Management
6 Re-elect Mary Harris as Director For For Management
7 Re-elect Mehmood Khan as Director For For Management
8 Re-elect Pam Kirby as Director For For Management
9 Re-elect Chris Sinclair as Director For For Management
10 Re-elect Elane Stock as Director For For Management
11 Elect Jeff Carr as Director For For Management
12 Elect Sara Mathew as Director For For Management
13 Elect Laxman Narasimhan as Director For For Management
14 Reappoint KPMG LLP as Auditors For For Management
15 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
ROLLS-ROYCE HOLDINGS PLC
Ticker: RR Security ID: G76225104
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAY 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Sir Ian Davis as Director For For Management
5 Re-elect Warren East as Director For For Management
6 Re-elect Stephen Daintith as Director For For Management
7 Re-elect Lewis Booth as Director For For Management
8 Re-elect Sir Frank Chapman as Director For For Management
9 Elect George Culmer as Director For For Management
10 Re-elect Irene Dorner as Director For For Management
11 Re-elect Beverly Goulet as Director For For Management
12 Re-elect Lee Hsien Yang as Director For For Management
13 Re-elect Nick Luff as Director For For Management
14 Re-elect Sir Kevin Smith as Director For For Management
15 Re-elect Jasmin Staiblin as Director For For Management
16 Elect Dame Angela Strank as Director For For Management
17 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
18 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
19 Approve Payment to Shareholders For For Management
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity For For Management
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
ROLLS-ROYCE HOLDINGS PLC
Ticker: RR Security ID: G76225104
Meeting Date: MAY 07, 2020 Meeting Type: Special
Record Date: MAY 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Borrowing Limit For For Management
--------------------------------------------------------------------------------
RYANAIR HOLDINGS PLC
Ticker: RY4C Security ID: 783513203
Meeting Date: SEP 19, 2019 Meeting Type: Annual
Record Date: AUG 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3a Re-elect David Bonderman as Director For For Management
3b Re-elect Roisin Brennan as Director For For Management
3c Re-elect Michael Cawley as Director For For Management
3d Re-elect Emer Daly as Director For For Management
3e Re-elect Stan McCarthy as Director For For Management
3f Re-elect Kyran McLaughlin as Director For For Management
3g Re-elect Howard Millar as Director For For Management
3h Re-elect Dick Milliken as Director For For Management
3i Re-elect Michael O'Brien as Director For For Management
3j Re-elect Michael O'Leary as Director For For Management
3k Re-elect Julie O'Neill as Director For For Management
3l Re-elect Louise Phelan as Director For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Authorise Issue of Equity For For Management
6 Authorise Issue of Equity without For For Management
Pre-emptive Rights
7 Authorise Market Purchase and/or For For Management
Overseas Market Purchase of Ordinary
Shares
8 Approve Long Term Incentive Plan For For Management
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO., LTD.
Ticker: 005930 Security ID: Y74718100
Meeting Date: MAR 18, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Han Jong-hee as Inside Director For For Management
2.2 Elect Choi Yoon-ho as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO.
Ticker: LUV Security ID: 844741108
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David W. Biegler For For Management
1b Elect Director J. Veronica Biggins For For Management
1c Elect Director Douglas H. Brooks For For Management
1d Elect Director William H. Cunningham For For Management
1e Elect Director John G. Denison For For Management
1f Elect Director Thomas W. Gilligan For For Management
1g Elect Director Gary C. Kelly For For Management
1h Elect Director Grace D. Lieblein For For Management
1i Elect Director Nancy B. Loeffler For For Management
1j Elect Director John T. Montford For For Management
1k Elect Director Ron Ricks For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
4 Require Independent Board Chair Against Against Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: Y84629107
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Amend Procedures for Lending Funds to For For Management
Other Parties
3.1 Elect Yancey Hai, with SHAREHOLDER NO. For For Management
D100708xxx as Independent Director
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD.
Ticker: TEL Security ID: H84989104
Meeting Date: MAR 11, 2020 Meeting Type: Annual
Record Date: FEB 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pierre R. Brondeau For For Management
1b Elect Director Terrence R. Curtin For For Management
1c Elect Director Carol A. ('John') For For Management
Davidson
1d Elect Director Lynn A. Dugle For For Management
1e Elect Director William A. Jeffrey For For Management
1f Elect Director David M. Kerko For For Management
1g Elect Director Thomas J. Lynch For For Management
1h Elect Director Yong Nam For For Management
1i Elect Director Daniel J. Phelan For For Management
1j Elect Director Abhijit Y. Talwalkar For For Management
1k Elect Director Mark C. Trudeau For For Management
1l Elect Director Dawn C. Willoughby For For Management
1m Elect Director Laura H. Wright For For Management
2 Elect Board Chairman Thomas J. Lynch For For Management
3a Elect Daniel J. Phelan as Member of For For Management
Management Development and
Compensation Committee
3b Elect Abhijit Y. Talwalkar as Member For For Management
of Management Development and
Compensation Committee
3c Elect Mark C. Trudeau as Member of For For Management
Management Development and
Compensation Committee
3d Elect Dawn C. Willoughby as Member of For For Management
Management Development and
Compensation Committee
4 Designate Rene Schwarzenbach as For For Management
Independent Proxy
5.1 Accept Annual Report for Fiscal Year For For Management
Ended September 27, 2019
5.2 Accept Statutory Financial Statements For For Management
for Fiscal Year Ended September 27,
2019
5.3 Approve Consolidated Financial For For Management
Statements for Fiscal Year Ended
September 27, 2019
6 Approve Discharge of Board and Senior For For Management
Management
7.1 Ratify Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year 2020
7.2 Ratify Deloitte AG as Swiss Registered For For Management
Auditors
7.3 Ratify PricewaterhouseCoopers AG as For For Management
Special Auditors
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Approve the Increase in Maximum For For Management
Aggregate Remuneration of Executive
Management
10 Approve the Increase in Maximum For For Management
Aggregate Remuneration of Board of
Directors
11 Approve Allocation of Available For For Management
Earnings at September 27, 2019
12 Approve Declaration of Dividend For For Management
13 Amend Articles of Association Re: For For Management
Authorized Capital
14 Approve Reduction of Share Capital For For Management
15 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TENET HEALTHCARE CORPORATION
Ticker: THC Security ID: 88033G407
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ronald A. Rittenmeyer For For Management
1b Elect Director J. Robert Kerrey For For Management
1c Elect Director Lloyd J. Austin, III For For Management
1d Elect Director James L. Bierman For For Management
1e Elect Director Richard W. Fisher For For Management
1f Elect Director Meghan M. FitzGerald For For Management
1g Elect Director Christopher S. Lynch For For Management
1h Elect Director Richard J. Mark For For Management
1i Elect Director Tammy Romo For For Management
1j Elect Director Nadja Y. West For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, INC.
Ticker: IPG Security ID: 460690100
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jocelyn Carter-Miller For For Management
1.2 Elect Director Mary J. Steele Guilfoile For For Management
1.3 Elect Director Dawn Hudson For For Management
1.4 Elect Director Jonathan F. Miller For For Management
1.5 Elect Director Patrick Q. Moore For For Management
1.6 Elect Director Michael I. Roth For For Management
1.7 Elect Director Linda S. Sanford For For Management
1.8 Elect Director David M. Thomas For For Management
1.9 Elect Director E. Lee Wyatt, Jr. For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
TOYOTA MOTOR CORP.
Ticker: 7203 Security ID: J92676113
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Uchiyamada, Takeshi For For Management
1.2 Elect Director Hayakawa, Shigeru For For Management
1.3 Elect Director Toyoda, Akio For For Management
1.4 Elect Director Kobayashi, Koji For For Management
1.5 Elect Director Terashi, Shigeki For For Management
1.6 Elect Director James Kuffner For For Management
1.7 Elect Director Sugawara, Ikuro For For Management
1.8 Elect Director Sir Philip Craven For For Management
1.9 Elect Director Kudo, Teiko For For Management
2 Appoint Alternate Statutory Auditor For For Management
Sakai, Ryuji
3 Amend Articles to Amend Business Lines For For Management
--------------------------------------------------------------------------------
TRAVIS PERKINS PLC
Ticker: TPK Security ID: G90202105
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Elect Marianne Culver as Director For For Management
5 Elect Blair Illingworth as Director For For Management
6 Elect Nick Roberts as Director For For Management
7 Re-elect Stuart Chambers as Director For For Management
8 Re-elect Coline McConville as Director For For Management
9 Re-elect Pete Redfern as Director For For Management
10 Re-elect Christopher Rogers as Director For For Management
11 Re-elect John Rogers as Director For For Management
12 Re-elect Alan Williams as Director For For Management
13 Reappoint KPMG LLP as Auditors For For Management
14 Authorise Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Adopt New Articles of Association For For Management
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
======================== The Oakmark Global Select Fund ========================
ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Sundar Pichai For For Management
1.4 Elect Director John L. Hennessy For For Management
1.5 Elect Director Frances H. Arnold For For Management
1.6 Elect Director L. John Doerr For For Management
1.7 Elect Director Roger W. Ferguson Jr. For For Management
1.8 Elect Director Ann Mather For For Management
1.9 Elect Director Alan R. Mulally For For Management
1.10 Elect Director K. Ram Shiram For For Management
1.11 Elect Director Robin L. Washington For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Report on Arbitration of Against Against Shareholder
Employment-Related Claims
7 Establish Human Rights Risk Oversight Against Against Shareholder
Committee
8 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
9 Assess Feasibility of Including Against Against Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
10 Report on Takedown Requests Against Against Shareholder
11 Require a Majority Vote for the Against For Shareholder
Election of Directors
12 Report on Gender/Racial Pay Gap Against Against Shareholder
13 Require Independent Director Nominee Against Against Shareholder
with Human and/or Civil Rights
Experience
14 Report on Whistleblower Policies and Against Against Shareholder
Practices
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Don Cornwell For For Management
1b Elect Director Brian Duperreault For For Management
1c Elect Director John H. Fitzpatrick For For Management
1d Elect Director William G. Jurgensen For For Management
1e Elect Director Christopher S. Lynch For For Management
1f Elect Director Henry S. Miller For For Management
1g Elect Director Linda A. Mills For For Management
1h Elect Director Thomas F. Motamed For For Management
1i Elect Director Peter R. Porrino For For Management
1j Elect Director Amy L. Schioldager For For Management
1k Elect Director Douglas M. Steenland For For Management
1l Elect Director Therese M. Vaughan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Securities Transfer Restrictions For For Management
4 Ratify NOL Rights Plan (NOL Pill) For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
APACHE CORPORATION
Ticker: APA Security ID: 037411105
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Annell R. Bay For For Management
2 Elect Director John J. Christmann, IV For For Management
3 Elect Director Juliet S. Ellis For For Management
4 Elect Director Chansoo Joung For For Management
5 Elect Director Rene R. Joyce For For Management
6 Elect Director John E. Lowe For For Management
7 Elect Director William C. Montgomery For For Management
8 Elect Director Amy H. Nelson For For Management
9 Elect Director Daniel W. Rabun For For Management
10 Elect Director Peter A. Ragauss For For Management
11 Ratify Ernst & Young LLP as Auditor For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Jack O. Bovender, Jr. For For Management
1d Elect Director Frank P. Bramble, Sr. For For Management
1e Elect Director Pierre J.P. de Weck For For Management
1f Elect Director Arnold W. Donald For For Management
1g Elect Director Linda P. Hudson For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Thomas J. May For For Management
1j Elect Director Brian T. Moynihan For For Management
1k Elect Director Lionel L. Nowell, III For For Management
1l Elect Director Denise L. Ramos For For Management
1m Elect Director Clayton S. Rose For For Management
1n Elect Director Michael D. White For For Management
1o Elect Director Thomas D. Woods For For Management
1p Elect Director R. David Yost For For Management
1q Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Proxy Access Right Against Against Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Report on Gender Pay Gap Against Against Shareholder
7 Review of Statement of the Purpose of Against Against Shareholder
a Corporation and Report on
Recommended Changes to Governance
Documents, Policies, and Practices
--------------------------------------------------------------------------------
BAYER AG
Ticker: BAYN Security ID: D0712D163
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of EUR 2.80
per Share for Fiscal 2019
2 Approve Discharge of Management Board For For Management
for Fiscal 2019
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
4.1 Elect Ertharin Cousin to the For For Management
Supervisory Board
4.2 Elect Otmar Wiestler to the For For Management
Supervisory Board
4.3 Elect Horst Baier to the Supervisory For For Management
Board
5 Approve Remuneration Policy for the For For Management
Management Board
6 Approve Remuneration Policy for the For For Management
Supervisory Board
7 Amend Articles Re: Supervisory Board For For Management
Term of Office
8 Ratify Deloitte GmbH as Auditors for For For Management
Fiscal 2020
--------------------------------------------------------------------------------
BOOKING HOLDINGS INC.
Ticker: BKNG Security ID: 09857L108
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Armstrong For For Management
1.2 Elect Director Jeffery H. Boyd For For Management
1.3 Elect Director Glenn D. Fogel For For Management
1.4 Elect Director Mirian M. Graddick-Weir For For Management
1.5 Elect Director Wei Hopeman For For Management
1.6 Elect Director Robert J. Mylod, Jr. For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Nicholas J. Read For For Management
1.9 Elect Director Thomas E. Rothman For For Management
1.10 Elect Director Bob van Dijk For For Management
1.11 Elect Director Lynn M. Vojvodich For For Management
1.12 Elect Director Vanessa A. Wittman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC.
Ticker: CHTR Security ID: 16119P108
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Lance Conn For For Management
1b Elect Director Kim C. Goodman For For Management
1c Elect Director Craig A. Jacobson For For Management
1d Elect Director Gregory B. Maffei For For Management
1e Elect Director John D. Markley, Jr. For For Management
1f Elect Director David C. Merritt For For Management
1g Elect Director James E. Meyer For For Management
1h Elect Director Steven A. Miron For For Management
1i Elect Director Balan Nair For For Management
1j Elect Director Michael A. Newhouse For For Management
1k Elect Director Mauricio Ramos For For Management
1l Elect Director Thomas M. Rutledge For For Management
1m Elect Director Eric L. Zinterhofer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Ellen M. Costello For For Management
1c Elect Director Grace E. Dailey For For Management
1d Elect Director Barbara J. Desoer For For Management
1e Elect Director John C. Dugan For For Management
1f Elect Director Duncan P. Hennes For For Management
1g Elect Director Peter B. Henry For For Management
1h Elect Director S. Leslie Ireland For For Management
1i Elect Director Lew W. (Jay) Jacobs, IV For For Management
1j Elect Director Renee J. James For For Management
1k Elect Director Gary M. Reiner For For Management
1l Elect Director Diana L. Taylor For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Deborah C. Wright For For Management
1o Elect Director Alexander R. Wynaendts For For Management
1p Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against Against Shareholder
6 Review on Governance Documents Against Against Shareholder
7 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
CNH INDUSTRIAL NV
Ticker: CNHI Security ID: N20944109
Meeting Date: APR 16, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2.b Adopt Financial Statements and For For Management
Statutory Reports
2.c Approve Dividends of EUR 0.18 Per Share For For Management
2.d Approve Discharge of Directors For For Management
3.a Approve Remuneration Report For For Management
3.b Amend Remuneration Policy For For Management
3.c Approve Long Term Incentive Plan For For Management
4.a Reelect Suzanne Heywood as Executive For For Management
Director
4.b Reelect Hubertus M. Muhlhauser as None None Management
Executive Director
4.c Reelect Leo W. Houle as Non-Executive For For Management
Director
4.d Reelect John B. Lanaway as For For Management
Non-Executive Director
4.e Reelect Alessandro Nasi as For Against Management
Non-Executive Director
4.f Reelect Lorenzo Simonelli as For For Management
Non-Executive Director
4.g Reelect Jacqueline A. Tammenoms Bakker For For Management
as Non-Executive Director
4.h Reelect Jacques Theurillat as For For Management
Non-Executive Director
4.i Elect Howard Buffett as Non-Executive For For Management
Director
4.j Elect Nelda (Janine) Connors as For For Management
Non-Executive Director
4.k Elect Tufan Erginbilgic as For For Management
Non-Executive Director
4.l Elect Vagn Sorensen as Non-Executive For For Management
Director
5 Ratify Ernst & Young as Auditors For For Management
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Close Meeting None None Management
--------------------------------------------------------------------------------
COMPAGNIE FINANCIERE RICHEMONT SA
Ticker: CFR Security ID: H25662182
Meeting Date: SEP 11, 2019 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 2.00 per Registered A
Share and CHF 0.20 per Registered B
Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Reelect Johann Rupert as Director and For For Management
Board Chairman
4.2 Reelect Josua Malherbe as Director For For Management
4.3 Reelect Nikesh Arora as Director For For Management
4.4 Reelect Nicolas Bos as Director For For Management
4.5 Reelect Clay Brendish as Director For For Management
4.6 Reelect Jean-Blaise Eckert as Director For For Management
4.7 Reelect Burkhart Grund as Director For For Management
4.8 Reelect Sophie Guieysse as Director For For Management
4.9 Reelect Keyu Jin as Director For For Management
4.10 Reelect Jerome Lambert as Director For For Management
4.11 Reelect Ruggero Magnoni as Director For For Management
4.12 Reelect Jeff Moss as Director For For Management
4.13 Reelect Vesna Nevistic as Director For For Management
4.14 Reelect Guillaume Pictet as Director For For Management
4.15 Reelect Alan Quasha as Director For For Management
4.16 Reelect Maria Ramos as Director For For Management
4.17 Reelect Anton Rupert as Director For For Management
4.18 Reelect Jan Rupert as Director For For Management
4.19 Reelect Gary Saage as Director For For Management
4.20 Reelect Cyrille Vigneron as Director For For Management
5.1 Reappoint Clay Brendish as Member of For For Management
the Compensation Committee
5.2 Reppoint Keyu Jin as Member of the For For Management
Compensation Committee
5.3 Reappoint Guillaume Pictet as Member For For Management
of the Compensation Committee
5.4 Reappoint Maria Ramos as Member of the For For Management
Compensation Committee
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
7 Designate Etude Gampert & Demierre as For For Management
Independent Proxy
8.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 9.2 Million
8.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 15.8 Million
8.3 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 19.1 Million
9 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG
Ticker: CSGN Security ID: H3698D419
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Remuneration Report For For Management
1.2 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 0.14 per Share
4 Approve CHF 4.3 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
5.1.a Reelect Urs Rohner as Director and For Against Management
Board Chairman
5.1.b Reelect Iris Bohnet as Director For For Management
5.1.c Reelect Christian Gellerstad as For For Management
Director
5.1.d Reelect Andreas Gottschling as Director For For Management
5.1.e Reelect Michael Klein as Director For For Management
5.1.f Reelect Shan Li as Director For For Management
5.1.g Reelect Seraina Macia as Director For For Management
5.1.h Reelect Kai Nargolwala as Director For For Management
5.1.i Reelect Ana Pessoa as Director For For Management
5.1.j Reelect Joaquin Ribeiro as Director For For Management
5.1.k Reelect Severin Schwan as Director For For Management
5.1.l Reelect John Tiner as Director For For Management
5.1.m Elect Richard Meddings as Director For For Management
5.2.1 Reappoint Iris Bohnet as Member of the For For Management
Compensation Committee
5.2.2 Reappoint Christian Gellerstad as For For Management
Member of the Compensation Committee
5.2.3 Reappoint Michael Klein as Member of For For Management
the Compensation Committee
5.2.4 Reappoint Kai Nargolwala as Member of For For Management
the Compensation Committee
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 12 Million
6.2.1 Approve Short-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 22.4 Million
6.2.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 31 Million
6.2.3 Approve Long-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 28.6 Million
7.1 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
7.2 Ratify BDO AG as Special Auditors For For Management
7.3 Designate Keller KLG as Independent For For Management
Proxy
8.1 Additional Voting Instructions - Against Against Management
Shareholder Proposals (Voting)
8.2 Additional Voting Instructions - Board For Against Management
of Directors Proposals (Voting)
--------------------------------------------------------------------------------
DIAGEO PLC
Ticker: DGE Security ID: G42089113
Meeting Date: SEP 19, 2019 Meeting Type: Annual
Record Date: SEP 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Debra Crew as Director For For Management
5 Re-elect Lord Davies as Director For For Management
6 Re-elect Javier Ferran as Director For For Management
7 Re-elect Susan Kilsby as Director For For Management
8 Re-elect Ho KwonPing as Director For For Management
9 Re-elect Nicola Mendelsohn as Director For For Management
10 Re-elect Ivan Menezes as Director For For Management
11 Re-elect Kathryn Mikells as Director For For Management
12 Re-elect Alan Stewart as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity For For Management
17 Approve Irish Sharesave Scheme For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
21 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
KUEHNE + NAGEL INTERNATIONAL AG
Ticker: KNIN Security ID: H4673L145
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Omission of Dividends
3 Approve Discharge of Board and Senior For For Management
Management
4.1.1 Reelect Renato Fassbind as Director For For Management
4.1.2 Reelect Karl Gernandt as Director For For Management
4.1.3 Reelect David Kamenetzky as Director For For Management
4.1.4 Reelect Klaus-Michael Kuehne as For For Management
Director
4.1.5 Reelect Hauke Stars as Director For For Management
4.1.6 Reelect Martin Wittig as Director For For Management
4.1.7 Reelect Joerg Wolle as Director For For Management
4.2 Elect Dominik Buergy as Director For For Management
4.3 Reelect Joerg Wolle as Board Chairman For For Management
4.4.1 Appoint Karl Gernandt as Member of the For For Management
Compensation Committee
4.4.2 Appoint Klaus-Michael Kuehne as Member For For Management
of the Compensation Committee
4.4.3 Appoint Hauke Stars as Member of the For For Management
Compensation Committee
4.5 Designate Investarit AG as Independent For For Management
Proxy
4.6 Ratify Ernst & Young AG as Auditors For For Management
5 Approve Creation of CHF 20 Million For For Management
Pool of Capital without Preemptive
Rights
6 Approve Remuneration Report For For Management
7.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 5 Million
7.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 20
Million
8 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
LAFARGEHOLCIM LTD.
Ticker: LHN Security ID: H4768E105
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Approve Allocation of Income For For Management
3.2 Approve Dividends of CHF 2.00 per For For Management
Share from Capital Contribution
Reserves
4.1a Reelect Beat Hess as Director and For For Management
Board Chairmann
4.1b Reelect Oscar Fanjul as Director For For Management
4.1c Reelect Colin Hall as Director For For Management
4.1d Reelect Naina Kidwai as Director For For Management
4.1e Reelect Patrick Kron as Director For For Management
4.1f Reelect Adrian Loader as Director For For Management
4.1g Reelect Juerg Oleas as Director For For Management
4.1h Reelect Claudia Ramirez as Director For For Management
4.1i Reelect Hanne Sorensen as Director For For Management
4.1j Reelect Dieter Spaelti as Director For For Management
4.2.1 Elect Philippe Block as Director For For Management
4.2.2 Elect Kim Fausing as Director For For Management
4.3.1 Reappoint Oscar Fanjul as Member of For For Management
the Nomination, Compensation and
Governance Committee
4.3.2 Reappoint Adrian Loader as Member of For For Management
the Nomination, Compensation and
Governance Committee
4.3.3 Reappoint Hanne Sorensen as Member of For For Management
the Nomination, Compensation and
Governance Committee
4.4.1 Appoint Colin Hall as Member of the For For Management
Nomination, Compensation and
Governance Committee
4.4.2 Appoint Claudia Ramirez as Member of For For Management
the Nomination, Compensation and
Governance Committee
4.5.1 Ratify Deloitte AG as Auditors For For Management
4.5.2 Designate Sabine Burkhalter For For Management
Kaimakliotis as Independent Proxy
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 5.4 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 42.5
Million
6 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
LLOYDS BANKING GROUP PLC
Ticker: LLOY Security ID: G5533W248
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAY 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect William Chalmers as Director For For Management
3 Elect Sarah Legg as Director For For Management
4 Elect Catherine Woods as Director For For Management
5 Re-elect Lord Blackwell as Director For For Management
6 Re-elect Juan Colombas as Director For For Management
7 Re-elect Alan Dickinson as Director For For Management
8 Re-elect Simon Henry as Director For For Management
9 Re-elect Antonio Horta-Osorio as For For Management
Director
10 Re-elect Lord Lupton as Director For For Management
11 Re-elect Amanda Mackenzie as Director For For Management
12 Re-elect Nick Prettejohn as Director For For Management
13 Re-elect Stuart Sinclair as Director For For Management
14 Re-elect Sara Weller as Director For For Management
15 Approve Remuneration Policy For For Management
16 Approve Remuneration Report For For Management
17 Approve Final Dividend For For Management
18 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Approve Long Term Share Plan For For Management
21 Authorise EU Political Donations and For For Management
Expenditure
22 Authorise Issue of Equity For For Management
23 Authorise Issue of Equity in Relation For For Management
to the Issue of Regulatory Capital
Convertible Instruments
24 Authorise Issue of Equity without For For Management
Pre-emptive Rights
25 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
26 Authorise Issue of Equity without For For Management
Pre-Emptive Rights in Relation to the
Issue of Regulatory Capital
Convertible Instruments
27 Authorise Market Purchase of Ordinary For For Management
Shares
28 Authorise Market Purchase of For For Management
Preference Shares
29 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC
Ticker: RB Security ID: G74079107
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAY 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Andrew Bonfield as Director For For Management
5 Re-elect Nicandro Durante as Director For For Management
6 Re-elect Mary Harris as Director For For Management
7 Re-elect Mehmood Khan as Director For For Management
8 Re-elect Pam Kirby as Director For For Management
9 Re-elect Chris Sinclair as Director For For Management
10 Re-elect Elane Stock as Director For For Management
11 Elect Jeff Carr as Director For For Management
12 Elect Sara Mathew as Director For For Management
13 Elect Laxman Narasimhan as Director For For Management
14 Reappoint KPMG LLP as Auditors For For Management
15 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC.
Ticker: REGN Security ID: 75886F107
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director N. Anthony Coles For For Management
1b Elect Director Joseph L. Goldstein For For Management
1c Elect Director Christine A. Poon For For Management
1d Elect Director P. Roy Vagelos For For Management
1e Elect Director Huda Y. Zoghbi For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO., LTD.
Ticker: 005930 Security ID: Y74718100
Meeting Date: MAR 18, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Han Jong-hee as Inside Director For For Management
2.2 Elect Choi Yoon-ho as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD.
Ticker: TEL Security ID: H84989104
Meeting Date: MAR 11, 2020 Meeting Type: Annual
Record Date: FEB 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pierre R. Brondeau For For Management
1b Elect Director Terrence R. Curtin For For Management
1c Elect Director Carol A. ('John') For For Management
Davidson
1d Elect Director Lynn A. Dugle For For Management
1e Elect Director William A. Jeffrey For For Management
1f Elect Director David M. Kerko For For Management
1g Elect Director Thomas J. Lynch For For Management
1h Elect Director Yong Nam For For Management
1i Elect Director Daniel J. Phelan For For Management
1j Elect Director Abhijit Y. Talwalkar For For Management
1k Elect Director Mark C. Trudeau For For Management
1l Elect Director Dawn C. Willoughby For For Management
1m Elect Director Laura H. Wright For For Management
2 Elect Board Chairman Thomas J. Lynch For For Management
3a Elect Daniel J. Phelan as Member of For For Management
Management Development and
Compensation Committee
3b Elect Abhijit Y. Talwalkar as Member For For Management
of Management Development and
Compensation Committee
3c Elect Mark C. Trudeau as Member of For For Management
Management Development and
Compensation Committee
3d Elect Dawn C. Willoughby as Member of For For Management
Management Development and
Compensation Committee
4 Designate Rene Schwarzenbach as For For Management
Independent Proxy
5.1 Accept Annual Report for Fiscal Year For For Management
Ended September 27, 2019
5.2 Accept Statutory Financial Statements For For Management
for Fiscal Year Ended September 27,
2019
5.3 Approve Consolidated Financial For For Management
Statements for Fiscal Year Ended
September 27, 2019
6 Approve Discharge of Board and Senior For For Management
Management
7.1 Ratify Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year 2020
7.2 Ratify Deloitte AG as Swiss Registered For For Management
Auditors
7.3 Ratify PricewaterhouseCoopers AG as For For Management
Special Auditors
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Approve the Increase in Maximum For For Management
Aggregate Remuneration of Executive
Management
10 Approve the Increase in Maximum For For Management
Aggregate Remuneration of Board of
Directors
11 Approve Allocation of Available For For Management
Earnings at September 27, 2019
12 Approve Declaration of Dividend For For Management
13 Amend Articles of Association Re: For For Management
Authorized Capital
14 Approve Reduction of Share Capital For For Management
15 Adjourn Meeting For For Management
======================== The Oakmark International Fund ========================
ACCOR SA
Ticker: AC Security ID: F00189120
Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special
Record Date: JUN 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Absence of Dividends
4 Reelect Sebastien Bazin as Director For For Management
5 Reelect Iris Knobloch as Director For For Management
6 Elect Bruno Pavlovsky as Director For For Management
7 Approve Transaction with SASP Paris For For Management
Saint-Germain Football Re: Partnership
Agreement
8 Ratify Appointment of Ernst & Young et For For Management
Autres as Auditor
9 Approve Compensation of Corporate For For Management
Officers
10 Approve Compensation of Sebastien Bazin For For Management
11 Approve Remuneration Policy of For For Management
Chairman and CEO
12 Approve Remuneration Policy of For For Management
Directors
13 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
14 Authorize Capital Issuances for Use in For Against Management
Employee Stock Purchase Plans
15 Amend Articles 12 and 15 of Bylaws Re: For For Management
Employee Representatives; Board
Members Deliberation via Written
Consultation
16 Authorize Board to Issue Free Warrants For Against Management
with Preemptive Rights During a Public
Tender Offer
17 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ALIMENTATION COUCHE-TARD INC.
Ticker: ATD.B Security ID: 01626P403
Meeting Date: SEP 18, 2019 Meeting Type: Annual
Record Date: JUL 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2.1 Elect Director Alain Bouchard For For Management
2.2 Elect Director Melanie Kau For For Management
2.3 Elect Director Jean Bernier For For Management
2.4 Elect Director Nathalie Bourque For For Management
2.5 Elect Director Eric Boyko For For Management
2.6 Elect Director Jacques D'Amours For For Management
2.7 Elect Director Richard Fortin For For Management
2.8 Elect Director Brian Hannasch For For Management
2.9 Elect Director Marie Josee Lamothe For For Management
2.10 Elect Director Monique F. Leroux For For Management
2.11 Elect Director Real Plourde For For Management
2.12 Elect Director Daniel Rabinowicz For For Management
2.13 Elect Director Louis Tetu For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
ALLIANZ SE
Ticker: ALV Security ID: D03080112
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Allocation of Income and For For Management
Dividends of EUR 9.60 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Approve Affiliation Agreement with For For Management
Allianz Africa Holding GmbH
--------------------------------------------------------------------------------
AMADEUS IT GROUP SA
Ticker: AMS Security ID: E04648114
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Non-Financial Information For For Management
Statement
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Discharge of Board For For Management
5.1 Elect Xiaoqun Clever as Director For For Management
5.2 Reelect Jose Antonio Tazon Garcia as For For Management
Director
5.3 Reelect Luis Maroto Camino as Director For For Management
5.4 Reelect David Webster as Director For For Management
5.5 Reelect Clara Furse as Director For For Management
5.6 Reelect Nicolas Huss as Director For For Management
5.7 Reelect Pierre-Henri Gourgeon as For For Management
Director
5.8 Reelect Francesco Loredan as Director For For Management
6 Advisory Vote on Remuneration Report For For Management
7 Approve Remuneration of Directors For For Management
8 Authorize Increase in Capital up to 10 For For Management
Percent via Issuance of Equity or
Equity-Linked Securities without
Preemptive Rights
9 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
AMP LTD.
Ticker: AMP Security ID: Q0344G101
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAY 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Trevor Matthews as Director For For Management
2b Elect Debra Hazelton as Director For For Management
2c Elect Rahoul Chowdry as Director For For Management
2d Elect Michael Sammells as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Cancellation of CEO 2018 For For Management
Recovery Incentive Granted to
Francesco De Ferrari
5 Ratify Past Issuance of Shares to For For Management
Existing and New Institutional
Investors
6 Approve Conversion of AMP Capital For For Management
Notes 2 into Fully Paid Ordinary Shares
--------------------------------------------------------------------------------
ASHTEAD GROUP PLC
Ticker: AHT Security ID: G05320109
Meeting Date: SEP 10, 2019 Meeting Type: Annual
Record Date: SEP 06, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Re-elect Paul Walker as Director For For Management
6 Re-elect Brendan Horgan as Director For For Management
7 Re-elect Michael Pratt as Director For For Management
8 Elect Angus Cockburn as Director For For Management
9 Re-elect Lucinda Riches as Director For For Management
10 Re-elect Tanya Fratto as Director For For Management
11 Elect Lindsley Ruth as Director For For Management
12 Reappoint Deloitte LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity For For Management
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
AXIS BANK
Ticker: 532215 Security ID: Y0487S137
Meeting Date: AUG 21, 2019 Meeting Type: Special
Record Date: JUL 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
AXIS BANK LIMITED
Ticker: 532215 Security ID: Y0487S137
Meeting Date: JAN 09, 2020 Meeting Type: Special
Record Date: NOV 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect S. Vishvanathan as Director For For Management
--------------------------------------------------------------------------------
AXIS BANK LTD.
Ticker: 532215 Security ID: Y0487S137
Meeting Date: JUL 20, 2019 Meeting Type: Annual
Record Date: JUL 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Usha Sangwan as Director For For Management
4 Approve Appointment and Remuneration For For Management
of Rakesh Makhija as Non-Executive
(Part-Time) Chairman
5 Approve Revision in the Remuneration For For Management
of Amitabh Chaudhry as Managing
Director & CEO
6 Approve Revision in the Remuneration For For Management
of Rajiv Anand as Executive Director
(Wholesale Banking)
7 Approve Reappointment and Remuneration For For Management
of Rajiv Anand as Whole Time Director
Designated as the Executive Director
(Wholesale Banking)
8 Approve Revision in the Remuneration For For Management
of Rajesh Dahiya as Executive Director
(Corporate Centre)
9 Approve Reappointment and Remuneration For For Management
of Rajesh Dahiya as Whole Time
Director Designated as the Executive
Director (Corporate Centre)
10 Elect Pralay Mondal as Director For For Management
11 Approve Appointment and Remuneration For For Management
of Pralay Mondal as Whole Time
Director Designated as the Executive
Director (Retail Banking)
12 Approve Issuance of Debt Securities on For For Management
Private Placement Basis
13 Approve Commission to Non-Executive For For Management
Directors, Excluding the Non-Executive
(Part-Time) Chairman of the Bank
--------------------------------------------------------------------------------
BAYER AG
Ticker: BAYN Security ID: D0712D163
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of EUR 2.80
per Share for Fiscal 2019
2 Approve Discharge of Management Board For For Management
for Fiscal 2019
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
4.1 Elect Ertharin Cousin to the For For Management
Supervisory Board
4.2 Elect Otmar Wiestler to the For For Management
Supervisory Board
4.3 Elect Horst Baier to the Supervisory For For Management
Board
5 Approve Remuneration Policy for the For For Management
Management Board
6 Approve Remuneration Policy for the For For Management
Supervisory Board
7 Amend Articles Re: Supervisory Board For For Management
Term of Office
8 Ratify Deloitte GmbH as Auditors for For For Management
Fiscal 2020
--------------------------------------------------------------------------------
BAYERISCHE MOTOREN WERKE AG
Ticker: BMW Security ID: D12096109
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.50 per Ordinary
Share and EUR 2.52 per Preferred Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal 2020
6.1 Elect Norbert Reithofer to the For For Management
Supervisory Board
6.2 Elect Anke Schaeferkordt to the For For Management
Supervisory Board
7 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
BNP PARIBAS SA
Ticker: BNP Security ID: F1058Q238
Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Absence of Dividends
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Reelect Jean Lemierre as Director For For Management
7 Reelect Jacques Aschenbroich as For For Management
Director
8 Reelect Monique Cohen as Director For For Management
9 Reelect Daniela Schwarzer as Director For For Management
10 Reelect Fields Wicker-Miurin as For For Management
Director
11 Approve Remuneration Policy of For For Management
Directors
12 Approve Remuneration Policy of For For Management
Chairman of the Board
13 Approve Remuneration Policy of CEO and For For Management
Vice-CEO
14 Approve Compensation of Corporate For For Management
Officers
15 Approve Compensation of Jean Lemierre, For For Management
Chairman of the Board
16 Approve Compensation of Jean-Laurent For For Management
Bonnafe, CEO
17 Approve Compensation of Philippe For For Management
Bordenave, Vice-CEO
18 Approve the Overall Envelope of For For Management
Compensation of Certain Senior
Management, Responsible Officers and
the Risk-takers
19 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1 Billion
20 Authorize Capital Increase of Up to For For Management
EUR 240 Million for Future Exchange
Offers
21 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
22 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Items 20-21 at EUR 240 Million
23 Authorize Capitalization of Reserves For For Management
of Up to EUR 1 Billion for Bonus Issue
or Increase in Par Value
24 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Items 19-21 at EUR 1 Billion
25 Authorize Capital Issuances for Use in For Against Management
Employee Stock Purchase Plans
26 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
27 Amend Article 7 of Bylaws Re: Employee For For Management
Shareholder Representative
28 Amend Article 15 of Bylaws Re: Board For For Management
Members Deliberation via Written
Consultation
29 Amend Articles 7, 10, 11, 19 of Bylaws For For Management
to Comply with Legal Changes
30 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BRAMBLES LIMITED
Ticker: BXB Security ID: Q6634U106
Meeting Date: OCT 10, 2019 Meeting Type: Annual
Record Date: OCT 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3 Elect James Richard Miller as Director For For Management
4 Elect George El-Zoghbi as Director For For Management
5 Elect Anthony Grant Froggatt as For For Management
Director
6 Approve Amendment of Brambles Limited For For Management
Performance Share Plan
7 Approve Participation of Graham For For Management
Chipchase in the Performance Share
Plan or the Amended Performance Share
Plan
8 Approve Participation of Nessa For For Management
O'Sullivan in the Performance Share
Plan or the Amended Performance Share
Plan
9 Approve Participation of Graham For For Management
Chipchase in the MyShare Plan
10 Approve the Capital Return to For For Management
Shareholders
11 Approve Extension of On-Market Share For For Management
Buy-Backs
--------------------------------------------------------------------------------
BUNZL PLC
Ticker: BNZL Security ID: G16968110
Meeting Date: APR 15, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Peter Ventress as Director For For Management
4 Re-elect Frank van Zanten as Director For For Management
5 Elect Richard Howes as Director For For Management
6 Re-elect Vanda Murray as Director For For Management
7 Re-elect Lloyd Pitchford as Director For For Management
8 Re-elect Stephan Nanninga as Director For For Management
9 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
10 Authorise Board to Fix Remuneration of For For Management
Auditors
11 Approve Remuneration Policy For For Management
12 Approve Remuneration Report For For Management
13 Authorise Issue of Equity For For Management
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
BUREAU VERITAS SA
Ticker: BVI Security ID: F96888114
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: JUN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Absence of Dividends
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Ratify Appointment of Jerome Michiels For For Management
as Director
6 Reelect Sian Herbert-Jones as Director For For Management
7 Reelect Stephanie Besnier as Director For For Management
8 Reelect Claude Ehlingeras Director For For Management
9 Approve Remuneration Policy of For For Management
Directors
10 Approve Remuneration Policy of For For Management
Chairman of the Board
11 Approve Remuneration Policy of CEO For For Management
12 Approve Compensation Report of For For Management
Corporate Officers
13 Approve Compensation of Aldo Cardoso, For For Management
Chairman of the board
14 Approve Compensation of Didier For For Management
Michaud-Daniel, CEO
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
CENOVUS ENERGY INC.
Ticker: CVE Security ID: 15135U109
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2.1 Elect Director Keith M. Casey For For Management
2.2 Elect Director Susan F. Dabarno For For Management
2.3 Elect Director Jane E. Kinney For For Management
2.4 Elect Director Harold N. Kvisle For For Management
2.5 Elect Director Steven F. Leer For For Management
2.6 Elect Director M. George Lewis For For Management
2.7 Elect Director Keith A. MacPhail For For Management
2.8 Elect Director Richard J. Marcogliese For For Management
2.9 Elect Director Claude Mongeau For For Management
2.10 Elect Director Alexander J. Pourbaix For For Management
2.11 Elect Director Rhonda I. Zygocki For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CNH INDUSTRIAL NV
Ticker: CNHI Security ID: N20944109
Meeting Date: APR 16, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2.b Adopt Financial Statements and For For Management
Statutory Reports
2.c Approve Dividends of EUR 0.18 Per Share For For Management
2.d Approve Discharge of Directors For For Management
3.a Approve Remuneration Report For For Management
3.b Amend Remuneration Policy For For Management
3.c Approve Long Term Incentive Plan For For Management
4.a Reelect Suzanne Heywood as Executive For For Management
Director
4.b Reelect Hubertus M. Muhlhauser as None None Management
Executive Director
4.c Reelect Leo W. Houle as Non-Executive For For Management
Director
4.d Reelect John B. Lanaway as For For Management
Non-Executive Director
4.e Reelect Alessandro Nasi as For Against Management
Non-Executive Director
4.f Reelect Lorenzo Simonelli as For For Management
Non-Executive Director
4.g Reelect Jacqueline A. Tammenoms Bakker For For Management
as Non-Executive Director
4.h Reelect Jacques Theurillat as For For Management
Non-Executive Director
4.i Elect Howard Buffett as Non-Executive For For Management
Director
4.j Elect Nelda (Janine) Connors as For For Management
Non-Executive Director
4.k Elect Tufan Erginbilgic as For For Management
Non-Executive Director
4.l Elect Vagn Sorensen as Non-Executive For For Management
Director
5 Ratify Ernst & Young as Auditors For For Management
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Close Meeting None None Management
--------------------------------------------------------------------------------
COMPAGNIE FINANCIERE RICHEMONT SA
Ticker: CFR Security ID: H25662182
Meeting Date: SEP 11, 2019 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 2.00 per Registered A
Share and CHF 0.20 per Registered B
Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Reelect Johann Rupert as Director and For For Management
Board Chairman
4.2 Reelect Josua Malherbe as Director For For Management
4.3 Reelect Nikesh Arora as Director For For Management
4.4 Reelect Nicolas Bos as Director For For Management
4.5 Reelect Clay Brendish as Director For For Management
4.6 Reelect Jean-Blaise Eckert as Director For For Management
4.7 Reelect Burkhart Grund as Director For For Management
4.8 Reelect Sophie Guieysse as Director For For Management
4.9 Reelect Keyu Jin as Director For For Management
4.10 Reelect Jerome Lambert as Director For For Management
4.11 Reelect Ruggero Magnoni as Director For For Management
4.12 Reelect Jeff Moss as Director For For Management
4.13 Reelect Vesna Nevistic as Director For For Management
4.14 Reelect Guillaume Pictet as Director For For Management
4.15 Reelect Alan Quasha as Director For For Management
4.16 Reelect Maria Ramos as Director For For Management
4.17 Reelect Anton Rupert as Director For For Management
4.18 Reelect Jan Rupert as Director For For Management
4.19 Reelect Gary Saage as Director For For Management
4.20 Reelect Cyrille Vigneron as Director For For Management
5.1 Reappoint Clay Brendish as Member of For For Management
the Compensation Committee
5.2 Reppoint Keyu Jin as Member of the For For Management
Compensation Committee
5.3 Reappoint Guillaume Pictet as Member For For Management
of the Compensation Committee
5.4 Reappoint Maria Ramos as Member of the For For Management
Compensation Committee
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
7 Designate Etude Gampert & Demierre as For For Management
Independent Proxy
8.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 9.2 Million
8.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 15.8 Million
8.3 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 19.1 Million
9 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG
Ticker: CSGN Security ID: H3698D419
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Remuneration Report For For Management
1.2 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 0.14 per Share
4 Approve CHF 4.3 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
5.1.a Reelect Urs Rohner as Director and For Against Management
Board Chairman
5.1.b Reelect Iris Bohnet as Director For For Management
5.1.c Reelect Christian Gellerstad as For For Management
Director
5.1.d Reelect Andreas Gottschling as Director For For Management
5.1.e Reelect Michael Klein as Director For For Management
5.1.f Reelect Shan Li as Director For For Management
5.1.g Reelect Seraina Macia as Director For For Management
5.1.h Reelect Kai Nargolwala as Director For For Management
5.1.i Reelect Ana Pessoa as Director For For Management
5.1.j Reelect Joaquin Ribeiro as Director For For Management
5.1.k Reelect Severin Schwan as Director For For Management
5.1.l Reelect John Tiner as Director For For Management
5.1.m Elect Richard Meddings as Director For For Management
5.2.1 Reappoint Iris Bohnet as Member of the For For Management
Compensation Committee
5.2.2 Reappoint Christian Gellerstad as For For Management
Member of the Compensation Committee
5.2.3 Reappoint Michael Klein as Member of For For Management
the Compensation Committee
5.2.4 Reappoint Kai Nargolwala as Member of For For Management
the Compensation Committee
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 12 Million
6.2.1 Approve Short-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 22.4 Million
6.2.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 31 Million
6.2.3 Approve Long-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 28.6 Million
7.1 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
7.2 Ratify BDO AG as Special Auditors For For Management
7.3 Designate Keller KLG as Independent For For Management
Proxy
8.1 Additional Voting Instructions - Against Against Management
Shareholder Proposals (Voting)
8.2 Additional Voting Instructions - Board For Against Management
of Directors Proposals (Voting)
--------------------------------------------------------------------------------
DIAGEO PLC
Ticker: DGE Security ID: G42089113
Meeting Date: SEP 19, 2019 Meeting Type: Annual
Record Date: SEP 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Debra Crew as Director For For Management
5 Re-elect Lord Davies as Director For For Management
6 Re-elect Javier Ferran as Director For For Management
7 Re-elect Susan Kilsby as Director For For Management
8 Re-elect Ho KwonPing as Director For For Management
9 Re-elect Nicola Mendelsohn as Director For For Management
10 Re-elect Ivan Menezes as Director For For Management
11 Re-elect Kathryn Mikells as Director For For Management
12 Re-elect Alan Stewart as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity For For Management
17 Approve Irish Sharesave Scheme For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
21 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
ESSILORLUXOTTICA SA
Ticker: EL Security ID: F31665106
Meeting Date: JUN 25, 2020 Meeting Type: Annual/Special
Record Date: JUN 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses For For Management
4 Ratify Appointment of Laurent Vacherot For For Management
as Director
5 Ratify Appointment of Paul du Saillant For For Management
as Director
6 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
7 Approve Compensation Report of For For Management
Corporate Officers
8 Approve Compensation of Leonardo Del For For Management
Vecchio, Chairman and CEO
9 Approve Compensation of Hubert For For Management
Sagnieres, Vice-Chairman and Vice-CEO
10 Approve Remuneration Policy of For For Management
Corporate Officers
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
13 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
14 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
EXOR NV
Ticker: EXO Security ID: N3140A107
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Report of Board of Directors None None Management
(Non-Voting)
2.b Approve Remuneration Report For For Management
2.c Adopt Financial Statements For For Management
2.d Receive Explanation on Company's None None Management
Dividend Policy
2.e Approve Dividends For For Management
3.a Ratify Ernst & Young as Auditors For For Management
3.b Amend Remuneration Policy For For Management
4.a Approve Discharge of Executive For For Management
Directors
4.b Approve Discharge of Non-Executive For For Management
Directors
5 Reelect John Elkann as Executive For For Management
Director
6.a Reelect Marc Bolland as Non-Executive For For Management
Director
6.b Reelect Alessandro Nasi as For For Management
Non-Executive Director
6.c Reelect Andrea Agnelli as For For Management
Non-Executive Director
6.d Reelect Ginevra Elkann as For For Management
Non-Executive Director
6.e Reelect Antonio Horta-Osorio as For For Management
Non-Executive Director
6.f Reelect Melissa Bethell as For For Management
Non-Executive Director
6.g Reelect Laurence Debroux as For For Management
Non-Executive Director
6.h Reelect Joseph Bae as Non-Executive For For Management
Director
7.a Authorize Repurchase of Shares For For Management
7.b Approve Cancellation of Repurchased For For Management
Shares
8 Close Meeting None None Management
--------------------------------------------------------------------------------
FERGUSON PLC
Ticker: FERG Security ID: G3421J106
Meeting Date: NOV 21, 2019 Meeting Type: Annual
Record Date: NOV 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Re-elect Tessa Bamford as Director For For Management
6 Re-elect Gareth Davis as Director For For Management
7 Elect Geoff Drabble as Director For For Management
8 Elect Catherine Halligan as Director For For Management
9 Re-elect Kevin Murphy as Director For For Management
10 Re-elect Alan Murray as Director For For Management
11 Re-elect Michael Powell as Director For For Management
12 Elect Tom Schmitt as Director For For Management
13 Re-elect Dr Nadia Shouraboura as For For Management
Director
14 Re-elect Jacqueline Simmonds as For For Management
Director
15 Reappoint Deloitte LLP as Auditors For For Management
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity For For Management
19 Amend Long Term Incentive Plan 2019 For For Management
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
22 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
G4S PLC
Ticker: GFS Security ID: G39283109
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: JUN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Elect Michel van der Bel as Director For For Management
5 Elect Clare Chapman as Director For For Management
6 Re-elect Ashley Almanza as Director For For Management
7 Re-elect John Connolly as Director For For Management
8 Re-elect Elisabeth Fleuriot as Director For For Management
9 Re-elect Winnie Kin Wah Fok as Director For For Management
10 Re-elect Steve Mogford as Director For For Management
11 Re-elect John Ramsay as Director For For Management
12 Re-elect Barbara Thoralfsson as For For Management
Director
13 Re-elect Tim Weller as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
GLENCORE PLC
Ticker: GLEN Security ID: G39420107
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: MAY 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Anthony Hayward as Director For For Management
3 Re-elect Ivan Glasenberg as Director For For Management
4 Re-elect Peter Coates as Director For For Management
5 Re-elect Leonhard Fischer as Director For For Management
6 Re-elect Martin Gilbert as Director For For Management
7 Re-elect John Mack as Director For For Management
8 Re-elect Gill Marcus as Director For For Management
9 Re-elect Patrice Merrin as Director For For Management
10 Elect Kalidas Madhavpeddi as Director For For Management
11 Approve Remuneration Policy For For Management
12 Approve Remuneration Report For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
GRUPO TELEVISA SAB
Ticker: TLEVISACPO Security ID: 40049J206
Meeting Date: APR 28, 2020 Meeting Type: Annual/Special
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect or Ratify Directors Representing For For Management
Series L Shareholders
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
1 Elect or Ratify Directors Representing For Abstain Management
Series D Shareholders
2 Authorize Board to Ratify and Execute For Abstain Management
Approved Resolutions
1 Approve Financial Statements and For Abstain Management
Statutory Reports as Required by
Article 28 of Mexican Securities Law,
Approve Financial Statements; Approve
Discharge of Directors, CEO and Board
Committees
2 Present Report on Compliance with For Abstain Management
Fiscal Obligations
3 Approve Allocation of Income For Abstain Management
4 Set Aggregate Nominal Amount of Share For Abstain Management
Repurchase Reserve; Receive Report on
Policies and Board's Decisions on
Share Repurchase and Sale of Treasury
Shares
5 Elect or Ratify Members of Board, For Abstain Management
Secretary and Other Officers
6 Elect or Ratify Members of Executive For Abstain Management
Committee
7 Elect or Ratify Chairman of Audit For Abstain Management
Committee
8 Elect or Ratify Chairman of Corporate For Abstain Management
Practices Committee
9 Approve Remuneration of Board Members, For Abstain Management
Executive, Audit and Corporate
Practices Committees, and Secretaries
10 Authorize Board to Ratify and Execute For Abstain Management
Approved Resolutions
--------------------------------------------------------------------------------
HENKEL AG & CO. KGAA
Ticker: HEN3 Security ID: D3207M102
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: MAY 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.83 per Ordinary
Share and EUR 1.85 per Preferred Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Approve Discharge of Shareholders' For For Management
Committee for Fiscal 2019
6 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal 2020
7.1 Elect Simone Bagel-Trah to the For Against Management
Supervisory Board
7.2 Elect Lutz Bunnenberg to the For Against Management
Supervisory Board
7.3 Elect Benedikt-Richard Freiherr von For Against Management
Herman to the Supervisory Board
7.4 Elect Timotheus Hoettges to the For For Management
Supervisory Board
7.5 Elect Michael Kaschke to the For For Management
Supervisory Board
7.6 Elect Barbara Kux to the Supervisory For For Management
Board
7.7 Elect Simone Menne to the Supervisory For For Management
Board
7.8 Elect Philipp Scholz to the For Against Management
Supervisory Board
8.1 Elect Paul Achleitner to the For For Management
Shareholders' Committee
8.2 Elect Simone Bagel-Trah to the For Against Management
Shareholders' Committee
8.3 Elect Alexander Birken to the For For Management
Shareholders' Committee
8.4 Elect Johann-Christoph Frey to the For Against Management
Shareholders' Committee
8.5 Elect Christoph Henkel to the For Against Management
Shareholders' Committee
8.6 Elect Christoph Kneip to the For Against Management
Shareholders' Committee
8.7 Elect Ulrich Lehner to the For For Management
Shareholders' Committee
8.8 Elect Norbert Reithofer to the For For Management
Shareholders' Committee
8.9 Elect Konstantin von Unger to the For Against Management
Shareholders' Committee
8.10 Elect Jean-Francois van Boxmeer to the For For Management
Shareholders' Committee
9 Approve Remuneration Policy For For Management
10 Approve Creation of EUR 43.8 Million For Against Management
Pool of Capital with Preemptive Rights
11 Amend Articles Re: Participation For For Management
Requirements and Proof of Entitlement
--------------------------------------------------------------------------------
HENNES & MAURITZ AB
Ticker: HM.B Security ID: W41422101
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: APR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8.a Accept Financial Statements and For For Management
Statutory Reports
8.b Approve Allocation of Income and For For Management
Omission of Dividends
8.c Approve Discharge of Board and For For Management
President
9 Determine Number of Members (8) and For For Management
Deputy Members (0) of Board; Determine
Number of Auditors (1) and Deputy
Auditors (0)
10 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.7 Million for
Chairman, and SEK 650,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
11.a Reelect Stina Bergfors as Director For For Management
11.b Reelect Anders Dahlvig as Director For For Management
11.c Reelect Danica Kragic Jensfelt as For For Management
Director
11.d Reelect Lena Patriksson Keller as For For Management
Director
11.e Reelect Christian Sievert as Director For For Management
11.f Reelect Erica Wiking Hager as Director For For Management
11.g Reelect Niklas Zennstrom as Director For For Management
11.h Elect Karl-Johan Persson (Chairman) as For For Management
New Director
12 Ratify Ernst & Young as Auditors For For Management
13 Approve Procedures for Nominating For For Management
Committee
14.a Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
14.b Disclose Sustainability Targets to be None Against Shareholder
Achieved in order for Senior
Executives to be Paid Variable
Remuneration; Report on the
Performance of Senior Executives About
Sustainability Targets
15 Amend Articles of Association Re: For For Management
Company Name; Participation of General
Meeting; Agenda of Annual Meeting;
Share Registrar
16 Eliminate Differentiated Voting Rights None Against Shareholder
17 Examination of Various Aspects of the None Against Shareholder
Company's Collection of Data about the
Personnel
18 Close Meeting None None Management
--------------------------------------------------------------------------------
INTESA SANPAOLO SPA
Ticker: ISP Security ID: T55067101
Meeting Date: APR 27, 2020 Meeting Type: Annual/Special
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Accept Financial Statements and For For Management
Statutory Reports
1b Approve Allocation of Income For For Management
2a Elect Andrea Sironi as Director For For Management
2b Elect Roberto Franchini as Director None For Shareholder
3a Approve Remuneration Policy For For Management
3b Approve Second Section of the For For Management
Remuneration Report
3c Approve Fixed-Variable Compensation For For Management
Ratio
3d Approve 2019 and 2020 Annual Incentive For For Management
Plans
4a Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares to
Service Annual Incentive Plan
4b Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
1 Approve Issuance of Shares to Be For For Management
Subscribed through a Contribution in
Kind of Shares of Unione di Banche
Italiane SpA
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
KOMATSU LTD.
Ticker: 6301 Security ID: J35759125
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 39
2.1 Elect Director Ohashi, Tetsuji For For Management
2.2 Elect Director Ogawa, Hiroyuki For For Management
2.3 Elect Director Moriyama, Masayuki For For Management
2.4 Elect Director Mizuhara, Kiyoshi For For Management
2.5 Elect Director Urano, Kuniko For For Management
2.6 Elect Director Kigawa, Makoto For For Management
2.7 Elect Director Kunibe, Takeshi For For Management
2.8 Elect Director Arthur M. Mitchell For For Management
3 Appoint Statutory Auditor Sasaki, For For Management
Terumi
--------------------------------------------------------------------------------
KUEHNE + NAGEL INTERNATIONAL AG
Ticker: KNIN Security ID: H4673L145
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Omission of Dividends
3 Approve Discharge of Board and Senior For For Management
Management
4.1.1 Reelect Renato Fassbind as Director For For Management
4.1.2 Reelect Karl Gernandt as Director For For Management
4.1.3 Reelect David Kamenetzky as Director For For Management
4.1.4 Reelect Klaus-Michael Kuehne as For For Management
Director
4.1.5 Reelect Hauke Stars as Director For For Management
4.1.6 Reelect Martin Wittig as Director For For Management
4.1.7 Reelect Joerg Wolle as Director For For Management
4.2 Elect Dominik Buergy as Director For For Management
4.3 Reelect Joerg Wolle as Board Chairman For For Management
4.4.1 Appoint Karl Gernandt as Member of the For For Management
Compensation Committee
4.4.2 Appoint Klaus-Michael Kuehne as Member For For Management
of the Compensation Committee
4.4.3 Appoint Hauke Stars as Member of the For For Management
Compensation Committee
4.5 Designate Investarit AG as Independent For For Management
Proxy
4.6 Ratify Ernst & Young AG as Auditors For For Management
5 Approve Creation of CHF 20 Million For For Management
Pool of Capital without Preemptive
Rights
6 Approve Remuneration Report For For Management
7.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 5 Million
7.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 20
Million
8 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
LAFARGEHOLCIM LTD.
Ticker: LHN Security ID: H4768E105
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Approve Allocation of Income For For Management
3.2 Approve Dividends of CHF 2.00 per For For Management
Share from Capital Contribution
Reserves
4.1a Reelect Beat Hess as Director and For For Management
Board Chairmann
4.1b Reelect Oscar Fanjul as Director For For Management
4.1c Reelect Colin Hall as Director For For Management
4.1d Reelect Naina Kidwai as Director For For Management
4.1e Reelect Patrick Kron as Director For For Management
4.1f Reelect Adrian Loader as Director For For Management
4.1g Reelect Juerg Oleas as Director For For Management
4.1h Reelect Claudia Ramirez as Director For For Management
4.1i Reelect Hanne Sorensen as Director For For Management
4.1j Reelect Dieter Spaelti as Director For For Management
4.2.1 Elect Philippe Block as Director For For Management
4.2.2 Elect Kim Fausing as Director For For Management
4.3.1 Reappoint Oscar Fanjul as Member of For For Management
the Nomination, Compensation and
Governance Committee
4.3.2 Reappoint Adrian Loader as Member of For For Management
the Nomination, Compensation and
Governance Committee
4.3.3 Reappoint Hanne Sorensen as Member of For For Management
the Nomination, Compensation and
Governance Committee
4.4.1 Appoint Colin Hall as Member of the For For Management
Nomination, Compensation and
Governance Committee
4.4.2 Appoint Claudia Ramirez as Member of For For Management
the Nomination, Compensation and
Governance Committee
4.5.1 Ratify Deloitte AG as Auditors For For Management
4.5.2 Designate Sabine Burkhalter For For Management
Kaimakliotis as Independent Proxy
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 5.4 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 42.5
Million
6 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
LIBERTY GLOBAL PLC
Ticker: LBTYA Security ID: G5480U104
Meeting Date: JUN 30, 2020 Meeting Type: Annual
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Miranda Curtis For For Management
2 Elect Director John W. Dick For For Management
3 Elect Director JC Sparkman For For Management
4 Elect Director J. David Wargo For For Management
5 Approve Remuneration Report For For Management
6 Approve Remuneration Policy For Against Management
7 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
8 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
9 Ratify KPMG LLP (U.S.) as Auditors For For Management
10 Ratify KPMG LLP (U.K.) as Auditors For For Management
11 Authorize the Audit Committee to Fix For For Management
Remuneration of Auditors
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise EU Political Donations and For For Management
Expenditure
14 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
LLOYDS BANKING GROUP PLC
Ticker: LLOY Security ID: G5533W248
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAY 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect William Chalmers as Director For For Management
3 Elect Sarah Legg as Director For For Management
4 Elect Catherine Woods as Director For For Management
5 Re-elect Lord Blackwell as Director For For Management
6 Re-elect Juan Colombas as Director For For Management
7 Re-elect Alan Dickinson as Director For For Management
8 Re-elect Simon Henry as Director For For Management
9 Re-elect Antonio Horta-Osorio as For For Management
Director
10 Re-elect Lord Lupton as Director For For Management
11 Re-elect Amanda Mackenzie as Director For For Management
12 Re-elect Nick Prettejohn as Director For For Management
13 Re-elect Stuart Sinclair as Director For For Management
14 Re-elect Sara Weller as Director For For Management
15 Approve Remuneration Policy For For Management
16 Approve Remuneration Report For For Management
17 Approve Final Dividend For For Management
18 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Approve Long Term Share Plan For For Management
21 Authorise EU Political Donations and For For Management
Expenditure
22 Authorise Issue of Equity For For Management
23 Authorise Issue of Equity in Relation For For Management
to the Issue of Regulatory Capital
Convertible Instruments
24 Authorise Issue of Equity without For For Management
Pre-emptive Rights
25 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
26 Authorise Issue of Equity without For For Management
Pre-Emptive Rights in Relation to the
Issue of Regulatory Capital
Convertible Instruments
27 Authorise Market Purchase of Ordinary For For Management
Shares
28 Authorise Market Purchase of For For Management
Preference Shares
29 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
NASPERS LTD.
Ticker: NPN Security ID: S53435103
Meeting Date: AUG 23, 2019 Meeting Type: Annual
Record Date: AUG 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 March 2019
2 Approve Dividends for N Ordinary and A For For Management
Ordinary Shares
3 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors of the Company with V
Myburgh as the Individual Registered
Auditor
4 Re-elect Nolo Letele as Directors For For Management
5.1 Re-elect Koos Bekker as Director For For Management
5.2 Re-elect Steve Pacak as Director For For Management
5.3 Re-elect Cobus Stofberg as Director For For Management
5.4 Re-elect Ben van der Ross as Director For For Management
5.5 Re-elect Debra Meyer as Director For For Management
6.1 Re-elect Don Eriksson as Member of the For For Management
Audit Committee
6.2 Re-elect Ben van der Ross as Member of For For Management
the Audit Committee
6.3 Re-elect Rachel Jafta as Member of the For For Management
Audit Committee
7 Approve Remuneration Policy For For Management
8 Approve Implementation of the For For Management
Remuneration Policy
9 Place Authorised but Unissued Shares For Against Management
under Control of Directors
10 Authorise Board to Issue Shares for For For Management
Cash
11 Approve Amendments to the Trust Deed For For Management
constituting the Naspers Restricted
Stock Plan Trust and the Share Scheme
envisaged by such Trust Deed
12 Authorise Ratification of Approved For For Management
Resolutions
1.1 Approve Fees of the Board Chairman For For Management
1.2 Approve Fees of the Board Member For For Management
1.3 Approve Fees of the Audit Committee For For Management
Chairman
1.4 Approve Fees of the Audit Committee For For Management
Member
1.5 Approve Fees of the Risk Committee For For Management
Chairman
1.6 Approve Fees of the Risk Committee For For Management
Member
1.7 Approve Fees of the Human Resources For For Management
and Remuneration Committee Chairman
1.8 Approve Fees of the Human Resources For For Management
and Remuneration Committee Member
1.9 Approve Fees of the Nomination For For Management
Committee Chairman
1.10 Approve Fees of the Nomination For For Management
Committee Member
1.11 Approve Fees of the Social and Ethics For For Management
Committee Chairman
1.12 Approve Fees of the Social and Ethics For For Management
Committee Member
1.13 Approve Fees of the Trustees of Group For For Management
Share Schemes/Other Personnel Funds
2 Approve Financial Assistance in Terms For For Management
of Section 44 of the Companies Act
3 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
4 Authorise Repurchase of N Ordinary For For Management
Shares
5 Authorise Repurchase of A Ordinary For For Management
Shares
6 Authorise Specific Repurchase of N For For Management
Ordinary Shares from Holders of N
Ordinary Shares
--------------------------------------------------------------------------------
NASPERS LTD.
Ticker: NPN Security ID: S53435103
Meeting Date: AUG 23, 2019 Meeting Type: Special
Record Date: AUG 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters in Relation to the For For Management
Implementation of the Proposed
Transaction
--------------------------------------------------------------------------------
NAVER CORP.
Ticker: 035420 Security ID: Y62579100
Meeting Date: SEP 20, 2019 Meeting Type: Special
Record Date: AUG 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For For Management
--------------------------------------------------------------------------------
NAVER CORP.
Ticker: 035420 Security ID: Y62579100
Meeting Date: MAR 27, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Han Seong-sook as Inside Director For For Management
4 Elect Byeon Dae-gyu as Non-Independent For Against Management
Non-Executive Director
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Approve Stock Option Grants For For Management
7 Approve Stock Option Grants For For Management
--------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: H57312649
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.70 per Share
4.1.a Reelect Paul Bulcke as Director and For For Management
Board Chairman
4.1.b Reelect Ulf Schneider as Director For For Management
4.1.c Reelect Henri de Castries as Director For For Management
4.1.d Reelect Renato Fassbind as Director For For Management
4.1.e Reelect Ann Veneman as Director For For Management
4.1.f Reelect Eva Cheng as Director For For Management
4.1.g Reelect Patrick Aebischer as Director For For Management
4.1.h Reelect Ursula Burns as Director For For Management
4.1.i Reelect Kasper Rorsted as Director For For Management
4.1.j Reelect Pablo Isla as Director For For Management
4.1.k Reelect Kimberly Ross as Director For For Management
4.1.l Reelect Dick Boer as Director For For Management
4.1.m Reelect Dinesh Paliwal as Director For For Management
4.2 Elect Hanne Jimenez de Mora as Director For For Management
4.3.1 Appoint Patrick Aebischer as Member of For For Management
the Compensation Committee
4.3.2 Appoint Ursula Burns as Member of the For For Management
Compensation Committee
4.3.3 Appoint Pablo Isla as Member of the For For Management
Compensation Committee
4.3.4 Appoint Dick Boer as Member of the For For Management
Compensation Committee
4.4 Ratify Ernst & Young AG as Auditors For For Management
4.5 Designate Hartmann Dreyer as For For Management
Independent Proxy
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 10 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 55
Million
6 Approve CHF 9.5 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
7 Transact Other Business (Voting) Against Against Management
--------------------------------------------------------------------------------
OMRON CORP.
Ticker: 6645 Security ID: J61374120
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 42
2.1 Elect Director Tateishi, Fumio For For Management
2.2 Elect Director Yamada, Yoshihito For For Management
2.3 Elect Director Miyata, Kiichiro For For Management
2.4 Elect Director Nitto, Koji For For Management
2.5 Elect Director Ando, Satoshi For For Management
2.6 Elect Director Kobayashi, Eizo For For Management
2.7 Elect Director Kamigama, Takehiro For For Management
2.8 Elect Director Kobayashi, Izumi For For Management
3 Appoint Statutory Auditor Uchiyama, For For Management
Hideyo
4 Appoint Alternate Statutory Auditor For For Management
Watanabe, Toru
--------------------------------------------------------------------------------
ORICA LTD.
Ticker: ORI Security ID: Q7160T109
Meeting Date: DEC 17, 2019 Meeting Type: Annual
Record Date: DEC 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
2.1 Elect Maxine Brenner as Director For For Management
2.2 Elect Gene Tilbrook as Director For For Management
2.3 Elect Karen Moses as Director For For Management
2.4 Elect Boon Swan Foo as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of Performance Rights to For For Management
Alberto Calderon
5 Approve the Increase in Maximum None For Management
Aggregate Remuneration of
Non-Executive Directors
6 Approve Proportional Takeover For For Management
Provisions
--------------------------------------------------------------------------------
PRUDENTIAL PLC
Ticker: PRU Security ID: G72899100
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAY 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Elect Jeremy Anderson as Director For For Management
5 Elect Shriti Vadera as Director For For Management
6 Re-elect Mark Fitzpatrick as Director For For Management
7 Re-elect David Law as Director For For Management
8 Re-elect Paul Manduca as Director For For Management
9 Re-elect Kaikhushru Nargolwala as For For Management
Director
10 Re-elect Anthony Nightingale as For For Management
Director
11 Re-elect Philip Remnant as Director For For Management
12 Re-elect Alice Schroeder as Director For For Management
13 Re-elect James Turner as Director For For Management
14 Re-elect Thomas Watjen as Director For For Management
15 Re-elect Michael Wells as Director For For Management
16 Re-elect Fields Wicker-Miurin as For For Management
Director
17 Re-elect Amy Yip as Director For For Management
18 Reappoint KPMG LLP as Auditors For For Management
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity For For Management
22 Authorise Issue of Equity to Include For For Management
Repurchased Shares
23 Authorise Issue of Equity without For For Management
Pre-emptive Rights
24 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
25 Authorise Issue of Equity in For For Management
Connection with the Issue of Mandatory
Convertible Securities
26 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
the Issue of Mandatory Convertible
Securities
27 Authorise Market Purchase of Ordinary For For Management
Shares
28 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
PT BANK MANDIRI (PERSERO) TBK
Ticker: BMRI Security ID: Y7123S108
Meeting Date: AUG 28, 2019 Meeting Type: Special
Record Date: AUG 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Evaluation of First Semester None For Shareholder
Performance 2019
2 Approve Changes in Board of Company None Against Shareholder
--------------------------------------------------------------------------------
PT BANK MANDIRI (PERSERO) TBK
Ticker: BMRI Security ID: Y7123S108
Meeting Date: DEC 09, 2019 Meeting Type: Special
Record Date: NOV 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Changes in Board of Company For Against Management
--------------------------------------------------------------------------------
PT BANK MANDIRI (PERSERO) TBK
Ticker: BMRI Security ID: Y7123S108
Meeting Date: FEB 19, 2020 Meeting Type: Annual
Record Date: JAN 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, Annual Report,
Report of the Partnership and
Community Development Program (PCDP),
and Discharge of Directors and
Commissioners
2 Approve Allocation of Income For For Management
3 Approve Remuneration and Tantiem of For For Management
Directors and Commissioners
4 Appoint Auditors of the Company and For For Management
the Partnership and Community
Development Program (PCDP)
5 Approve Changes in Board of Company For Against Management
--------------------------------------------------------------------------------
PUBLICIS GROUPE SA
Ticker: PUB Security ID: F7607Z165
Meeting Date: MAY 27, 2020 Meeting Type: Annual/Special
Record Date: MAY 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.15 per Share
4 Approve Stock Dividend Program For For Management
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
6 Approve Remuneration Policy of For For Management
Chairman of Supervisory Board
7 Approve Remuneration Policy of For For Management
Supervisory Board Members
8 Approve Remuneration Policy of For For Management
Chairman of Management Board
9 Approve Remuneration Policy of For For Management
Management Board Members
10 Approve Compensation Report of For For Management
Corporate Officers
11 Approve Compensation of Maurice Levy, For For Management
Chairman of Supervisory Board
12 Approve Compensation of Arthur Sadoun, For For Management
Chairman of the Management Board
13 Approve Compensation of Jean-Michel For For Management
Etienne, Management Board Member
14 Approve Compensation of Anne-Gabrielle For For Management
Heilbronner, Management Board Member
15 Approve Compensation of Steve King, For For Management
Management Board Member
16 Reelect Sophie Dulac as Supervisory For For Management
Board Member
17 Reelect Thomas H. Glocer as For For Management
Supervisory Board Member
18 Reelect Marie-Josee Kravis as For For Management
Supervisory Board Member
19 Reelect Andre Kudelski as Supervisory For For Management
Board Member
20 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 30 Million
22 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 9 Million
23 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 9 Million
24 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
25 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
26 Authorize Capitalization of Reserves For For Management
of Up to EUR 30 Million for Bonus
Issue or Increase in Par Value
27 Authorize Capital Increase of Up to For For Management
EUR 9 Million for Future Exchange
Offers
28 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
29 Authorize Capital Issuances for Use in For Against Management
Employee Stock Purchase Plans
30 Authorize Capital Issuances for Use in For Against Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
31 Amend Articles 6, 7 and 17 of Bylaws For For Management
to Comply with Legal Changes
32 Amend Article 13 of Bylaws Re: For For Management
Employee Representatives
33 Amend Article 15 of Bylaws Re: Board For For Management
Members Deliberation via Written
Consultation
34 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC
Ticker: RB Security ID: G74079107
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAY 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Andrew Bonfield as Director For For Management
5 Re-elect Nicandro Durante as Director For For Management
6 Re-elect Mary Harris as Director For For Management
7 Re-elect Mehmood Khan as Director For For Management
8 Re-elect Pam Kirby as Director For For Management
9 Re-elect Chris Sinclair as Director For For Management
10 Re-elect Elane Stock as Director For For Management
11 Elect Jeff Carr as Director For For Management
12 Elect Sara Mathew as Director For For Management
13 Elect Laxman Narasimhan as Director For For Management
14 Reappoint KPMG LLP as Auditors For For Management
15 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
ROLLS-ROYCE HOLDINGS PLC
Ticker: RR Security ID: G76225104
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAY 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Sir Ian Davis as Director For For Management
5 Re-elect Warren East as Director For For Management
6 Re-elect Stephen Daintith as Director For For Management
7 Re-elect Lewis Booth as Director For For Management
8 Re-elect Sir Frank Chapman as Director For For Management
9 Elect George Culmer as Director For For Management
10 Re-elect Irene Dorner as Director For For Management
11 Re-elect Beverly Goulet as Director For For Management
12 Re-elect Lee Hsien Yang as Director For For Management
13 Re-elect Nick Luff as Director For For Management
14 Re-elect Sir Kevin Smith as Director For For Management
15 Re-elect Jasmin Staiblin as Director For For Management
16 Elect Dame Angela Strank as Director For For Management
17 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
18 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
19 Approve Payment to Shareholders For For Management
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity For For Management
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
ROLLS-ROYCE HOLDINGS PLC
Ticker: RR Security ID: G76225104
Meeting Date: MAY 07, 2020 Meeting Type: Special
Record Date: MAY 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Borrowing Limit For For Management
--------------------------------------------------------------------------------
ROYAL BANK OF SCOTLAND GROUP PLC
Ticker: RBS Security ID: G7S86Z172
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For Abstain Management
5 Approve Special Dividend For Abstain Management
6 Re-elect Howard Davies as Director For For Management
7 Elect Alison Rose-Slade as Director For For Management
8 Re-elect Katie Murray as Director For For Management
9 Re-elect Frank Dangeard as Director For For Management
10 Re-elect Patrick Flynn as Director For For Management
11 Re-elect Morten Friis as Director For For Management
12 Re-elect Robert Gillespie as Director For For Management
13 Elect Yasmin Jetha as Director For For Management
14 Re-elect Baroness Noakes as Director For For Management
15 Re-elect Mike Rogers as Director For For Management
16 Re-elect Mark Seligman as Director For For Management
17 Re-elect Lena Wilson as Director For For Management
18 Reappoint Ernst & Young LLP as Auditors For For Management
19 Authorise the Group Audit Committee to For For Management
Fix Remuneration of Auditors
20 Authorise Issue of Equity For For Management
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
23 Authorise Issue of Equity in For For Management
Connection with Equity Convertible
Notes
24 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
Equity Convertible Notes
25 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
26 Authorise EU Political Donations and For For Management
Expenditure
27 Authorise Market Purchase of Ordinary For For Management
Shares
28 Authorise Off-Market Purchase of For For Management
Ordinary Shares
29 Adopt New Articles of Association For For Management
30 Approve Employee Share Ownership Plan For For Management
--------------------------------------------------------------------------------
RYANAIR HOLDINGS PLC
Ticker: RY4C Security ID: 783513203
Meeting Date: SEP 19, 2019 Meeting Type: Annual
Record Date: AUG 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3a Re-elect David Bonderman as Director For For Management
3b Re-elect Roisin Brennan as Director For For Management
3c Re-elect Michael Cawley as Director For For Management
3d Re-elect Emer Daly as Director For For Management
3e Re-elect Stan McCarthy as Director For For Management
3f Re-elect Kyran McLaughlin as Director For For Management
3g Re-elect Howard Millar as Director For For Management
3h Re-elect Dick Milliken as Director For For Management
3i Re-elect Michael O'Brien as Director For For Management
3j Re-elect Michael O'Leary as Director For For Management
3k Re-elect Julie O'Neill as Director For For Management
3l Re-elect Louise Phelan as Director For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Authorise Issue of Equity For For Management
6 Authorise Issue of Equity without For For Management
Pre-emptive Rights
7 Authorise Market Purchase and/or For For Management
Overseas Market Purchase of Ordinary
Shares
8 Approve Long Term Incentive Plan For For Management
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO., LTD.
Ticker: 005930 Security ID: Y74718100
Meeting Date: MAR 18, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Han Jong-hee as Inside Director For For Management
2.2 Elect Choi Yoon-ho as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SCHRODERS PLC
Ticker: SDR Security ID: G78602136
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: APR 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve Remuneration Policy For For Management
5 Approve Long Term Incentive Plan For For Management
6 Approve Deferred Award Plan For For Management
7 Elect Matthew Westerman as Director For For Management
8 Elect Claire Fitzalan as Director For For Management
9 Re-elect Michael Dobson as Director For For Management
10 Re-elect Peter Harrison as Director For For Management
11 Re-elect Richard Keers as Director For For Management
12 Re-elect Ian King as Director For For Management
13 Re-elect Sir Damon Buffini as Director For For Management
14 Re-elect Rhian Davies as Director For For Management
15 Re-elect Rakhi Goss-Custard as Director For For Management
16 Re-elect Deborah Waterhouse as Director For For Management
17 Re-elect Leonie Schroder as Director For For Management
18 Reappoint Ernst & Young LLP as Auditors For For Management
19 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
20 Approve EU Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity For For Management
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Market Purchase of For For Management
Non-Voting Ordinary Shares
24 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
SKF AB
Ticker: SKF.B Security ID: W84237143
Meeting Date: MAR 26, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Receive President's Report None None Management
9 Accept Financial Statements and For For Management
Statutory Reports
10 Approve Allocation of Income and For For Management
Dividends of SEK 6.25 Per Share
11 Approve Discharge of Board and For For Management
President
12 Determine Number of Members (9) and For For Management
Deputy Members (0) of Board
13 Approve Remuneration of Directors in For For Management
the Amount of SEK 2.2 Million for
Chairman and SEK 760,000 for Other
Directors; Approve Remuneration for
Committee Work
14.1 Reelect Hans Straberg as Director For For Management
14.2 Reelect Hock Goh as Director For For Management
14.3 Reelect Alrik Danielson as Director For For Management
14.4 Reelect Ronnie Leten as Director For For Management
14.5 Reelect Barb Samardzich as Director For For Management
14.6 Reelect Colleen Repplier as Director For For Management
14.7 Reelect Geert Follens as Director For For Management
14.8 Elect Hakan Buskhe as New Director For For Management
14.9 Elect Susanna Schneeberger as New For For Management
Director
15 Elect Hans Straberg as Board Chairman For For Management
16 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
17 Approve 2020 Performance Share Program For Against Management
18 Authorize Chairman of Board and For For Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
--------------------------------------------------------------------------------
SMITHS GROUP PLC
Ticker: SMIN Security ID: G82401111
Meeting Date: NOV 13, 2019 Meeting Type: Annual
Record Date: NOV 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Bruno Angelici as Director For For Management
5 Re-elect Olivier Bohuon as Director For For Management
6 Re-elect Sir George Buckley as Director For For Management
7 Re-elect Dame Ann Dowling as Director For For Management
8 Re-elect Tanya Fratto as Director For For Management
9 Re-elect William Seeger as Director For For Management
10 Re-elect Mark Seligman as Director For For Management
11 Re-elect John Shipsey as Director For For Management
12 Re-elect Andrew Reynolds Smith as For For Management
Director
13 Re-elect Noel Tata as Director For For Management
14 Appoint KPMG LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
21 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: Y84629107
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Amend Procedures for Lending Funds to For For Management
Other Parties
3.1 Elect Yancey Hai, with SHAREHOLDER NO. For For Management
D100708xxx as Independent Director
--------------------------------------------------------------------------------
THE SWATCH GROUP AG
Ticker: UHR Security ID: H83949141
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 1.10 per Registered
Share and CHF 5.50 per Bearer Share
4.1.1 Approve Fixed Remuneration of For For Management
Non-Executive Directors in the Amount
of CHF 780,000
4.1.2 Approve Fixed Remuneration of For For Management
Executive Directors in the Amount of
CHF 2.5 Million
4.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 5.7 Million
4.3 Approve Variable Remuneration of For Against Management
Executive Directors in the Amount of
CHF 6.6 Million
4.4 Approve Variable Remuneration of For Against Management
Executive Committee in the Amount of
CHF 15.1 Million
5.1 Reelect Nayla Hayek as Director For Against Management
5.2 Reelect Ernst Tanner as Director For For Management
5.3 Reelect Daniela Aeschlimann as Director For Against Management
5.4 Reelect Georges Hayek as Director For Against Management
5.5 Reelect Claude Nicollier as Director For For Management
5.6 Reelect Jean-Pierre Roth as Director For For Management
5.7 Reelect Nayla Hayek as Board Chairman For Against Management
6.1 Reappoint Nayla Hayek as Member of the For Against Management
Compensation Committee
6.2 Reappoint Ernst Tanner as Member of For For Management
the Compensation Committee
6.3 Reappoint Daniela Aeschlimann as For Against Management
Member of the Compensation Committee
6.4 Reappoint Georges Hayek as Member of For Against Management
the Compensation Committee
6.5 Reappoint Claude Nicollier as Member For For Management
of the Compensation Committee
6.6 Reappoint Jean-Pierre Roth as Member For For Management
of the Compensation Committee
7 Designate Bernhard Lehmann as For For Management
Independent Proxy
8 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
9 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
THYSSENKRUPP AG
Ticker: TKA Security ID: D8398Q119
Meeting Date: JAN 31, 2020 Meeting Type: Annual
Record Date: JAN 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2018/19
(Non-Voting)
2 Approve Allocation of Income and For For Management
Omission of Dividends
3 Approve Discharge of Management Board For For Management
for Fiscal 2018/19
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2018/19
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal 2019/20
6.1 Elect Birgit Behrendt to the For For Management
Supervisory Board
6.2 Elect Wolfgang Colberg to the For For Management
Supervisory Board
6.3 Elect Angelika Gifford to the For For Management
Supervisory Board
6.4 Elect Bernhard Guenther to the For For Management
Supervisory Board
6.5 Elect Friederike Helfer to the For For Management
Supervisory Board
6.6 Elect Ingrid Hengster to the For For Management
Supervisory Board
6.7 Elect Martina Merz to the Supervisory For For Management
Board
6.8 Elect Siegfried Russwurm to the For For Management
Supervisory Board
6.9 Elect Ingo Luge as Alternate For For Management
Supervisory Board Member
--------------------------------------------------------------------------------
TOYOTA MOTOR CORP.
Ticker: 7203 Security ID: J92676113
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Uchiyamada, Takeshi For For Management
1.2 Elect Director Hayakawa, Shigeru For For Management
1.3 Elect Director Toyoda, Akio For For Management
1.4 Elect Director Kobayashi, Koji For For Management
1.5 Elect Director Terashi, Shigeki For For Management
1.6 Elect Director James Kuffner For For Management
1.7 Elect Director Sugawara, Ikuro For For Management
1.8 Elect Director Sir Philip Craven For For Management
1.9 Elect Director Kudo, Teiko For For Management
2 Appoint Alternate Statutory Auditor For For Management
Sakai, Ryuji
3 Amend Articles to Amend Business Lines For For Management
--------------------------------------------------------------------------------
UPM-KYMMENE OYJ
Ticker: UPM Security ID: X9518S108
Meeting Date: MAR 31, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.30 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
11 Remuneration of Directors in the For For Management
Amount of EUR 190,000 for Chairman,
EUR 135,000 for Deputy Chairman and
EUR 110,000 for Other Directors;
Approve Compensation for Committee Work
12 Fix Number of Directors at Ten For For Management
13 Reelect Berndt Brunow, Henrik For For Management
Ehrnrooth, Piia-Noora Kauppi, Marjan
Oudeman, Ari Puheloinen, Veli-Matti
Reinikkala, Kim Wahl and Bjorn
Wahlroos as Directors; Elect Emma
FitzGerald and Martin a Porta as New
Directors
14 Approve Remuneration of Auditors For For Management
15 Ratify PricewaterhouseCoopers as For For Management
Auditors
16 Approve Issuance of up to 25 Million For For Management
Shares without Preemptive Rights
17 Authorize Share Repurchase Program For For Management
18 Authorize Charitable Donations For For Management
19 Close Meeting None None Management
--------------------------------------------------------------------------------
VALEO SA
Ticker: FR Security ID: F96221340
Meeting Date: JUN 25, 2020 Meeting Type: Annual/Special
Record Date: JUN 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.20 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Ratify Appointment of Bpifrance For For Management
Participations as Director
6 Ratify Appointment of Fonds For For Management
Strategique de Participation as
Director
7 Reelect Thierry Moulonguet as Director For For Management
8 Reelect Ulrike Steinhorst as Director For For Management
9 Reelect Fonds Strategique de For For Management
Participation as Director
10 Approve Compensation Report of For For Management
Corporate Officers
11 Approve Compensation of Jacques For For Management
Aschenbroich, Chairman and CEO
12 Approve Remuneration Policy of For For Management
Directors
13 Approve Remuneration Policy of For For Management
Chairman and CEO
14 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
15 Delegate Powers to the Board to Amend For For Management
Bylaws to Comply with Legal Changes
16 Amend Articles 14, 16, 18 and 23 of For For Management
Bylaws to Comply with Legal Changes
17 Approve Change of Corporate Form to For For Management
Societe Europeenne (SE)
18 Pursuant to Item 17 Above, Adopt New For For Management
Bylaws
19 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
VOLVO AB
Ticker: VOLV.B Security ID: 928856301
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.1 Designate Erik Sjoman as Inspector of For For Management
Minutes of Meeting
2.2 Designate Martin Jonasson as Inspector For For Management
of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports; Receive President's
Report
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Omission of Dividends
9.1 Approve Discharge of Matti Alahuhta For For Management
9.2 Approve Discharge of Eckhard Cordes For For Management
9.3 Approve Discharge of Eric Elzvik For For Management
9.4 Approve Discharge of James W. Griffith For For Management
9.5 Approve Discharge of Martin Lundstedt For For Management
(as Board Member)
9.6 Approve Discharge of Kathryn V. For For Management
Marinello
9.7 Approve Discharge of Martina Merz For For Management
9.8 Approve Discharge of Hanne de Mora For For Management
9.9 Approve Discharge of Helena Stjernholm For For Management
9.10 Approve Discharge of Carl-Henric For For Management
Svanberg
9.11 Approve Discharge of Lars Ask For For Management
(Employee Representative)
9.12 Approve Discharge of Mats Henning For For Management
(Employee Representative)
9.13 Approve Discharge of Mikael Sallstrom For For Management
(Employee Representative)
9.14 Approve Discharge of Camilla Johansson For For Management
(Deputy Employee Representative)
9.15 Approve Discharge of Mari Larsson For For Management
(Deputy Employee Representative)
9.16 Approve Discharge of Martin Lundstedt For For Management
(as CEO)
10.1 Determine Number of Members (11) of For For Management
Board
10.2 Determine Number of Deputy Members (0) For For Management
of Board
11 Approve Remuneration of Directors in For For Management
the Amount of SEK 3.6 Million for
Chairman and SEK 1.1 Million for Other
Directors except CEO; Approve
Remuneration for Committee Work
12.1 Reelect Matti Alahuhta as Director For For Management
12.2 Reelect Eckhard Cordes as Director For For Management
12.3 Reelect Eric Elzvik as Director For For Management
12.4 Reelect James Griffith as Director For For Management
12.5 Elect Kurt Jofs as new Director For For Management
12.6 Reelect Martin Lundstedt as Director For For Management
12.7 Reelect Kathryn Marinello as Director For For Management
12.8 Reelect Martina Merz as Director For For Management
12.9 Reelect Hanne de Mora as Director For For Management
12.10 Reelect Helena Stjernholm as Director For Against Management
12.11 Reelect Carl-Henric Svenberg as For For Management
Director
13 Reelect Carl-Henric Svanberg as Board For For Management
Chairman
14.1 Elect Bengt Kjell to Serve on For For Management
Nomination Committee
14.2 Elect Anders Oscarsson to Serve on For For Management
Nomination Committee
14.3 Elect Ramsay Brufer to Serve on For For Management
Nomination Committee
14.4 Elect Carine Smith Ihenacho to Serve For For Management
on Nomination Committee
14.5 Elect Chairman of the Board to Serve For For Management
on Nomination Committee
15 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
16 Amend Articles Re: Editorial Changes For For Management
to Company Name; Notification of
Participation in the General Meeting;
Powers of Attorney and Postal Voting;
Share Registrar
17 Approve SEK 114 Million Reduction in For For Management
Share Capital via Share Cancellation
for Allocation to Non-Restricted
Equity; Approve Capitalization of
Reserves of SEK 122 Million for a
Bonus Issue
18 Limit Contributions to Chalmers None Against Shareholder
University of Technology Foundation to
a Maximum of SEK 4 Million Per Year
--------------------------------------------------------------------------------
WPP PLC
Ticker: WPP Security ID: G9788D103
Meeting Date: OCT 24, 2019 Meeting Type: Special
Record Date: OCT 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the Sale For For Management
by the Company of 60 Percent of their
Kantar Business
--------------------------------------------------------------------------------
WPP PLC
Ticker: WPP Security ID: G9788D103
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Elect John Rogers as Director For For Management
5 Elect Sandrine Dufour as Director For For Management
6 Elect Keith Weed as Director For For Management
7 Elect Jasmine Whitbread as Director For For Management
8 Re-elect Roberto Quarta as Director For For Management
9 Re-elect Dr Jacques Aigrain as Director For For Management
10 Re-elect Tarek Farahat as Director For For Management
11 Re-elect Mark Read as Director For For Management
12 Re-elect Cindy Rose as Director For For Management
13 Re-elect Nicole Seligman as Director For For Management
14 Re-elect Sally Susman as Director For For Management
15 Reappoint Deloitte LLP as Auditors For For Management
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise Issue of Equity For For Management
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
=================== The Oakmark International Small Cap Fund ===================
ANSELL LIMITED
Ticker: ANN Security ID: Q04020105
Meeting Date: NOV 14, 2019 Meeting Type: Annual
Record Date: NOV 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Christine Yan as Director For For Management
2b Elect Peter Day as Director For For Management
2c Elect Leslie A Desjardins as Director For For Management
3 Approve On-Market Buy-Back of Shares For For Management
4 Approve Grant of Performance Share For For Management
Rights to Magnus Nicolin
5 Approve Remuneration Report For For Management
--------------------------------------------------------------------------------
APPLUS SERVICES SA
Ticker: APPS Security ID: E0534T106
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAY 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Non-Financial Information For For Management
Statement
3 Approve Allocation of Income For For Management
4 Approve Discharge of Board For For Management
5 Renew Appointment of Deloitte as For For Management
Auditor
6 Reelect Nicolas Villen Jimenez as For For Management
Director
7 Authorize Share Repurchase Program For For Management
8 Authorize Increase in Capital up to 50 For For Management
Percent via Issuance of Equity or
Equity-Linked Securities, Excluding
Preemptive Rights of up to 20 Percent
9 Authorize Issuance of Convertible For For Management
Bonds, Debentures, Warrants, and Other
Debt Securities up to EUR 300 Million
with Exclusion of Preemptive Rights up
to 20 Percent of Capital
10 Advisory Vote on Remuneration Report For For Management
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ATEA ASA
Ticker: ATEA Security ID: R0728G106
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Designate Inspector(s) of Minutes of For For Management
Meeting
3 Approve Notice of Meeting and Agenda For For Management
4 Receive President's Report None None Management
5 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income
6 Authorize Board to Distribute Dividend For For Management
7 Approve Remuneration of Auditors For For Management
8.1 Approve Remuneration of Board Chairman For For Management
in the Amount of NOK 300,000
8.2 Approve Remuneration of Shareholder For For Management
Elected Directors in the Amount of NOK
150,000
8.3 Approve Remuneration of Employee For For Management
Elected Directors in the Amount of NOK
100,000
9.1 Reelect Ib Kunoe (Chairman) as Director For For Management
9.2 Reelect Sven Madsen as Director For For Management
9.3 Reelect Morten Jurs as Director For For Management
9.4 Reelect Lisbeth Toftkaer Kvan as For For Management
Director
9.5 Reelect Saloume Djoudat as Director For For Management
10.1 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management (Advisory)
10.2 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management (Binding)
11 Approve Company's Corporate Governance For For Management
Statement
12 Approve Equity Plan Financing For For Management
13 Approve Creation of NOK 10 Million For For Management
Pool of Capital without Preemptive
Rights
14 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
--------------------------------------------------------------------------------
AUTOGRILL SPA
Ticker: AGL Security ID: T8347V105
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAY 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Allocation of Income For For Management
2.1 Fix Number of Directors None For Shareholder
2.2 Fix Board Terms for Directors None For Shareholder
2.3.1 Slate 1 Submitted by None For Shareholder
Schematrentaquattro SpA
2.3.2 Slate 2 Submitted by Institutional None Against Shareholder
Investors (Assogestioni)
2.4 Approve Remuneration of Directors None For Shareholder
3.1 Approve Remuneration Policy For For Management
3.2 Approve Second Section of the For For Management
Remuneration Report
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
AUTOLIV, INC.
Ticker: ALV Security ID: 052800109
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mikael Bratt For For Management
1.2 Elect Director Jan Carlson For For Management
1.3 Elect Director Hasse Johansson For For Management
1.4 Elect Director Leif Johansson For For Management
1.5 Elect Director David E. Kepler For For Management
1.6 Elect Director Franz-Josef Kortum For For Management
1.7 Elect Director Min Liu For For Management
1.8 Elect Director Xiaozhi Liu For For Management
1.9 Elect Director James M. Ringler For For Management
1.10 Elect Director Thaddeus J. "Ted" Senko For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young AB as Auditor For For Management
--------------------------------------------------------------------------------
AZIMUT HOLDING SPA
Ticker: AZM Security ID: T0783G106
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
3.1 Approve Remuneration Policy For For Management
3.2 Approve Second Section of the For For Management
Remuneration Report
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
BABCOCK INTERNATIONAL GROUP PLC
Ticker: BAB Security ID: G0689Q152
Meeting Date: JUL 18, 2019 Meeting Type: Annual
Record Date: JUL 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Ruth Cairnie as Director For For Management
5 Re-elect Sir David Omand as Director For For Management
6 Re-elect Victoire de Margerie as For For Management
Director
7 Re-elect Ian Duncan as Director For For Management
8 Re-elect Lucy Dimes as Director For For Management
9 Re-elect Myles Lee as Director For For Management
10 Re-elect Kjersti Wiklund as Director For For Management
11 Re-elect Jeff Randall as Director For For Management
12 Re-elect Archie Bethel as Director For For Management
13 Re-elect Franco Martinelli as Director For For Management
14 Re-elect John Davies as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity For For Management
19 Approve Performance Share Plan For For Management
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
BBA AVIATION PLC
Ticker: BBA Security ID: G08932165
Meeting Date: AUG 28, 2019 Meeting Type: Special
Record Date: AUG 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of Ontic For For Management
--------------------------------------------------------------------------------
BBA AVIATION PLC
Ticker: BBA Security ID: G08932165
Meeting Date: NOV 22, 2019 Meeting Type: Special
Record Date: NOV 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Special Dividend and Share For For Management
Consolidation
2 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
BHARTI INFRATEL LIMITED
Ticker: 534816 Security ID: Y0R86J109
Meeting Date: JUL 23, 2019 Meeting Type: Annual
Record Date: JUL 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Interim Dividends For For Management
3 Reelect Devender Singh Rawat as For For Management
Director
4 Elect Prakul Kaushiva as Director For Against Management
5 Reelect Bharat Sumant Raut as Director For For Management
6 Reelect Jitender Balakrishnan as For For Management
Director
7 Reelect Leena Srivastava as Director For For Management
8 Reelect Narayanan Kumar as Director For For Management
--------------------------------------------------------------------------------
BLACKBERRY LIMITED
Ticker: BB Security ID: 09228F103
Meeting Date: JUN 23, 2020 Meeting Type: Annual/Special
Record Date: MAY 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Chen For For Management
1.2 Elect Director Michael A. Daniels For For Management
1.3 Elect Director Timothy Dattels For For Management
1.4 Elect Director Lisa Disbrow For For Management
1.5 Elect Director Richard Lynch For For Management
1.6 Elect Director Laurie Smaldone Alsup For For Management
1.7 Elect Director Barbara Stymiest For For Management
1.8 Elect Director V. Prem Watsa For For Management
1.9 Elect Director Wayne Wouters For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend Equity Incentive Plan For For Management
4 Re-approve Deferred Share Unit Plan For For Management
5 Amend Employee Share Purchase Plan For For Management
6 Advisory Vote on Executive For For Management
Compensation Approach
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BNK FINANCIAL GROUP, INC.
Ticker: 138930 Security ID: Y0R7ZV102
Meeting Date: MAR 20, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Kim Ji-wan as Inside Director For For Management
2.2 Elect Cha Yong-gyu as Outside Director For For Management
2.3 Elect Moon Il-jae as Outside Director For For Management
2.4 Elect Jeong Gi-young as Outside For For Management
Director
2.5 Elect Yoo Jeong-jun as Outside Director For For Management
2.6 Elect Son Gwang-ik as Outside Director For For Management
2.7 Elect Kim Chang-rok as Outside Director For For Management
3.1 Elect Moon Il-jae as a Member of Audit For For Management
Committee
3.2 Elect Yoo Jeong-jun as a Member of For For Management
Audit Committee
3.3 Elect Son Gwang-ik as a Member of For For Management
Audit Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
BUCHER INDUSTRIES AG
Ticker: BUCN Security ID: H10914176
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 8.00 per Share
4.1.1 Reelect Claude Cornaz as Director For For Management
4.1.2 Reelect Anita Hauser as Director For For Management
4.1.3 Reelect Michael Hauser as Director For For Management
4.1.4 Reelect Martin Hirzel as Director For For Management
4.1.5 Reelect Philip Mosimann as Director For For Management
and Board Chairman
4.1.6 Reelect Heinrich Spoerry as Director For For Management
4.1.7 Reelect Valentin Vogt as Director For For Management
4.2.1 Reappoint Claude Cornaz as Member of For For Management
the Compensation Committee
4.2.2 Reappoint Anita Hauser as Member of For For Management
the Compensation Committee
4.2.3 Reappoint Valentin Vogt as Member of For For Management
the Compensation Committee
4.3 Designate Keller KLG as Independent For For Management
Proxy
4.4 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
5.1 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 2.5 Million
5.2 Approve Remuneration Report For For Management
(Non-Binding)
5.3 Approve Remuneration of Directors in For For Management
the Amount of CHF 1.5 Million
5.4 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 5 Million
6 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
CONVATEC GROUP PLC
Ticker: CTEC Security ID: G23969101
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAY 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Elect Dr John McAdam as Director For For Management
6 Elect Karim Bitar as Director For For Management
7 Elect Brian May as Director For For Management
8 Re-elect Frank Schulkes as Director For For Management
9 Re-elect Margaret Ewing as Director For For Management
10 Re-elect Rick Anderson as Director For For Management
11 Re-elect Dr Regina Benjamin as Director For For Management
12 Re-elect Dr Ros Rivaz as Director For For Management
13 Re-elect Sten Scheibye as Director For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity For Against Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
DGB FINANCIAL GROUP CO., LTD.
Ticker: 139130 Security ID: Y2058E109
Meeting Date: MAR 26, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Kwon Hyeok-se as Outside Director For For Management
2.2 Elect Lee Dam as Outside Director For For Management
2.3 Elect Lee Seong-dong as Outside For For Management
Director
3 Elect Lee Dam as a Member of Audit For For Management
Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
DOMETIC GROUP AB
Ticker: DOM Security ID: W2R936106
Meeting Date: APR 07, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive CEO's Report None None Management
7 Receive Financial Statements and None None Management
Statutory Reports
8.a Accept Financial Statements and For For Management
Statutory Reports
8.b Approve Allocation of Income and For For Management
Omission of Dividends
8.c Approve Discharge of Board and For For Management
President
9 Determine Number of Members (7) and For For Management
Deputy Members (0) of Board; Determine
Number of Auditors (1) and Deputy
Auditors (0)
10 Approve Remuneration of Directors in For For Management
the Amount of SEK 1 Million for
Chairman and SEK 450,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
11 Reelect Fredrik Cappelen (Chairman), For For Management
Erik Olsson, Helene Vibbleus,
Jacqueline Hoogerbrugge, Magnus Yngen,
Peter Sjolander and Rainer Schmuckle
as Directors
12 Ratify PricewaterhouseCoopers as For For Management
Auditors
13 Authorize Chairman of Board and For For Management
Representatives of Three of Company's
Largest Shareholders to Serve on
Nominating Committee
14 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
15 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
16 Approve Issuance of up to 10 Percent For For Management
of Share Capital without Preemptive
Rights
17 Close Meeting None None Management
--------------------------------------------------------------------------------
DS SMITH PLC
Ticker: SMDS Security ID: G2848Q123
Meeting Date: SEP 03, 2019 Meeting Type: Annual
Record Date: SEP 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Gareth Davis as Director For For Management
5 Re-elect Miles Roberts as Director For For Management
6 Re-elect Adrian Marsh as Director For For Management
7 Re-elect Chris Britton as Director For For Management
8 Re-elect Kathleen O'Donovan as Director For For Management
9 Elect David Robbie as Director For For Management
10 Re-elect Louise Smalley as Director For For Management
11 Elect Rupert Soames as Director For For Management
12 Reappoint Deloitte LLP as Auditors For For Management
13 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
14 Authorise Issue of Equity For For Management
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
DSV A/S
Ticker: DSV Security ID: K3013J154
Meeting Date: SEP 24, 2019 Meeting Type: Special
Record Date: SEP 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name to DSV Panalpina For For Management
A/S; Add DSV A/S as Secondary Name
2 Elect Beat Walti as New Director For For Management
3 Approve Creation of DKK 48.3 Million For For Management
Pool of Capital without Preemptive
Rights
4 Approve DKK 6.5 Million Reduction in For For Management
Share Capital via Share Cancellation
5 Amend Articles Re: In Addition to For For Management
Danish, Make English Corporate Language
6 Amend Articles Re: General Meetings For For Management
Can be Held in Danish or English;
Documents in Connection with General
Meetings and Company Announcements
will be in English Only
--------------------------------------------------------------------------------
DSV PANALPINA A/S
Ticker: DSV Security ID: K3013J154
Meeting Date: MAR 16, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Remuneration of Directors in For For Management
the Amount of DKK 500,000 for Ordinary
Directors
4 Approve Allocation of Income and For For Management
Dividends of DKK 2.50 Per Share
5.1 Reelect Thomas Plenborg as Director For For Management
5.2 Reelect Jorgen Moller as Director For For Management
5.3 Reelect Birgit Norgaard as Director For For Management
5.4 Reelect Annette Sadolin as Director For For Management
5.5 Reelect Malou Aamund as Director For For Management
5.6 Reelect Beat Walti as Director For For Management
5.7 Elect Niels Smedegaard as New Director For For Management
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
7.1 Approve DKK 5 Million Reduction in For For Management
Share Capital via Share Cancellation
7.2 Authorize Share Repurchase Program For For Management
7.3 Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
7.4 Amend Articles Re: Agenda of Annual For For Management
General Meeting
7.5 Amend Articles Re: Editorial Changes For For Management
8 Other Business None None Management
--------------------------------------------------------------------------------
DUERR AG
Ticker: DUE Security ID: D23279108
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAY 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.80 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2020
6 Elect Arnd Zinnhardt to the For For Management
Supervisory Board
7 Amend Articles Re: Participation and For For Management
Voting Requirements
--------------------------------------------------------------------------------
EFG INTERNATIONAL AG
Ticker: EFGN Security ID: H2078C108
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Distribution of Preferred For For Management
Dividends by EFG Finance (Guernsey)
Limited for Class B Shareholders
3.1 Approve Treatment of Net Loss For For Management
3.2 Approve Dividends of CHF 0.15 per For For Management
Share from Capital Contribution
Reserves
4 Approve Discharge of Board and Senior For For Management
Management
5 Approve Creation of CHF 25 Million For For Management
Pool of Authorized Capital without
Preemptive Rights
6.1 Approve Fixed Remuneration of Board of For For Management
Directors in the Amount of CHF 3.7
Million
6.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 7.6 Million
6.3 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 2.9 Million
7.1a Reelect Susanne Brandenberger as For For Management
Director
7.1b Reelect Niccolo Burki as Director For For Management
7.1c Reelect Emmanuel Bussetil as Director For For Management
7.1d Reelect Roberto Isolani as Director For For Management
7.1e Reelect Steven Jacobs as Director For For Management
7.1f Reelect Spiro Latsis as Director For For Management
7.1g Reelect John Latsis as Director For For Management
7.1h Reelect Pericles Petalas as Director For For Management
7.1i Reelect Stuart Robertson as Director For For Management
7.1j Reelect Bernd-A. von Maltzan as For For Management
Director
7.2.1 Elect Peter Fanconi as Director For Against Management
7.2.2 Elect Yok Amy as Director For For Management
7.2.3 Elect Carlo Lombardini as Director For For Management
7.3 Elect Peter Fanconi as Board Chairman For Against Management
8.1.1 Reappoint Niccolo Burki as Member of For For Management
the Compensation and Nomination
Committee
8.1.2 Reappoint Emmanuel Bussetil as Member For For Management
of the Compensation and Nomination
Committee
8.1.3 Reappoint Steven Jacobs as Member of For For Management
the Compensation and Nomination
Committee
8.1.4 Reappoint Pericles Petalas as Member For For Management
of the Compensation and Nomination
Committee
8.1.5 Reappoint Bernd-A. von Maltzan as For For Management
Member of the Compensation and
Nomination Committee
8.2 Appoint Peter Fanconi as Member of the For For Management
Compensation and Nomination Committee
9 Designate ADROIT Anwaelte as For For Management
Independent Proxy
10 Ratify PricewaterhouseCoopers SA as For For Management
Auditors
11 Additional Voting Instructions - Board For Against Management
of Directors Proposals (Voting)
12 Additional Voting Instructions - Against Against Management
Shareholder Proposals (Voting)
--------------------------------------------------------------------------------
ELEMENT FLEET MANAGEMENT CORP.
Ticker: EFN Security ID: 286181201
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David F. Denison For For Management
1.2 Elect Director Paul D. Damp For For Management
1.3 Elect Director Jay Forbes For For Management
1.4 Elect Director G. Keith Graham For For Management
1.5 Elect Director Joan Lamm-Tennant For For Management
1.6 Elect Director Rubin J. McDougal For For Management
1.7 Elect Director Andrew Clarke For For Management
1.8 Elect Director Alexander D. Greene For For Management
1.9 Elect Director Andrea Rosen For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
FLUIDRA SA
Ticker: FDR Security ID: E52619108
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAY 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Non-Financial Information For For Management
Statement
3 Approve Allocation of Income For For Management
4 Approve Discharge of Board For For Management
5 Ratify Appointment of and Elect Esther For For Management
Berrozpe Galindo as Director
6 Ratify Appointment of and Elect Brian For For Management
McDonald as Director
7 Advisory Vote on Remuneration Report For For Management
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
FREIGHTWAYS LIMITED
Ticker: FRE Security ID: Q3956J108
Meeting Date: OCT 31, 2019 Meeting Type: Annual
Record Date: OCT 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Kim Ellis as Director For For Management
2 Elect Mark Verbiest as Director For For Management
3 Approve the Increase in Directors' Fee For For Management
Pool
4 Authorize Board to Fix Remuneration of For For Management
the Auditors
5 Approve the Amendments to the For For Management
Company's Constitution
--------------------------------------------------------------------------------
GILDAN ACTIVEWEAR INC.
Ticker: GIL Security ID: 375916103
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William D. Anderson For For Management
1.2 Elect Director Donald C. Berg For For Management
1.3 Elect Director Maryse Bertrand For For Management
1.4 Elect Director Marc Caira For For Management
1.5 Elect Director Glenn J. Chamandy For For Management
1.6 Elect Director Shirley E. Cunningham For For Management
1.7 Elect Director Russell Goodman For For Management
1.8 Elect Director Charles M. Herington For For Management
1.9 Elect Director Luc Jobin For For Management
1.10 Elect Director Craig A. Leavitt For For Management
1.11 Elect Director Anne Martin-Vachon For For Management
2 Approve Shareholder Rights Plan For Against Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
HAKUHODO DY HOLDINGS, INC.
Ticker: 2433 Security ID: J19174101
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 15
2.1 Elect Director Toda, Hirokazu For For Management
2.2 Elect Director Mizushima, Masayuki For For Management
2.3 Elect Director Yajima, Hirotake For For Management
2.4 Elect Director Matsuzaki, Mitsumasa For For Management
2.5 Elect Director Imaizumi, Tomoyuki For For Management
2.6 Elect Director Nakatani, Yoshitaka For For Management
2.7 Elect Director Nishioka, Masanori For For Management
2.8 Elect Director Ochiai, Hiroshi For For Management
2.9 Elect Director Fujinuma, Daisuke For For Management
2.10 Elect Director Matsuda, Noboru For For Management
2.11 Elect Director Hattori, Nobumichi For For Management
2.12 Elect Director Yamashita, Toru For For Management
3 Appoint Statutory Auditor Tomoda, For For Management
Kazuhiko
--------------------------------------------------------------------------------
HAYS PLC
Ticker: HAS Security ID: G4361D109
Meeting Date: NOV 13, 2019 Meeting Type: Annual
Record Date: NOV 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Approve Special Dividend For For Management
5 Re-elect Andrew Martin as Director For For Management
6 Re-elect Alistair Cox as Director For For Management
7 Re-elect Paul Venables as Director For For Management
8 Re-elect Torsten Kreindl as Director For For Management
9 Re-elect Susan Murray as Director For For Management
10 Re-elect MT Rainey as Director For For Management
11 Re-elect Peter Williams as Director For For Management
12 Elect Cheryl Millington as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
20 Approve UK Sharesave Plan For For Management
21 Approve International Sharesave Plan For For Management
--------------------------------------------------------------------------------
HEALIUS LIMITED
Ticker: HLS Security ID: Q4548G107
Meeting Date: NOV 25, 2019 Meeting Type: Annual
Record Date: NOV 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3 Elect Paul Jones as Director For For Management
4 Approve Issuance of Securities Under For For Management
the Transformation Long-Term Incentive
Plan
5 Approve Issuance of Securities to For For Management
Malcolm Parmenter
6 Approve Grant of Share Rights to None For Management
Non-Executive Directors
7 Approve Renewal of Proportional For For Management
Takeover Provisions
--------------------------------------------------------------------------------
HIROSE ELECTRIC CO., LTD.
Ticker: 6806 Security ID: J19782101
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 120
2 Amend Articles to Change Location of For For Management
Head Office
3.1 Elect Director Ishii, Kazunori For Against Management
3.2 Elect Director Nakamura, Mitsuo For Against Management
3.3 Elect Director Kiriya, Yukio For Against Management
3.4 Elect Director Fukumoto, Hiroshi For Against Management
3.5 Elect Director Sato, Hiroshi For Against Management
3.6 Elect Director Sang-Yeob Lee For Against Management
3.7 Elect Director Hotta, Kensuke For Against Management
3.8 Elect Director Motonaga, Tetsuji For Against Management
3.9 Elect Director Nishimatsu, Masanori For Against Management
4 Appoint Statutory Auditor Sugishima, For Against Management
Terukazu
--------------------------------------------------------------------------------
HKBN LTD.
Ticker: 1310 Security ID: G45158105
Meeting Date: AUG 19, 2019 Meeting Type: Special
Record Date: AUG 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Co-Ownership Plan III Plus, For For Management
Grant of Specific Mandate to Issue New
Shares Up to But Not Exceeding the
Scheme Mandate Limit and Related
Transactions
2 Approve Connected Grant to the For For Management
Connected Participants Pursuant to the
Co-Ownership Plan III Plus and Related
Transactions
--------------------------------------------------------------------------------
HKBN LTD.
Ticker: 1310 Security ID: G45158105
Meeting Date: DEC 12, 2019 Meeting Type: Annual
Record Date: DEC 06, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Ni Quiaque Lai as Director For Against Management
3a2 Elect Zubin Jamshed Irani as Director For Against Management
3a3 Elect Teck Chien Kong as Director For Against Management
3a4 Elect Yee Kwan Quinn Law as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HKBN LTD.
Ticker: 1310 Security ID: G45158105
Meeting Date: DEC 12, 2019 Meeting Type: Special
Record Date: DEC 06, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Acquisition, Share For For Management
Purchase Agreement, and Related
Transactions
--------------------------------------------------------------------------------
HOWDEN JOINERY GROUP PLC
Ticker: HWDN Security ID: G4647J102
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAY 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For Abstain Management
4 Elect Louise Fowler as Director For For Management
5 Re-elect Karen Caddick as Director For For Management
6 Re-elect Andrew Cripps as Director For For Management
7 Re-elect Geoff Drabble as Director For For Management
8 Re-elect Andrew Livingston as Director For For Management
9 Re-elect Richard Pennycook as Director For For Management
10 Re-elect Mark Robson as Director For For Management
11 Re-elect Debbie White as Director For For Management
12 Reappoint Deloitte LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise EU Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Adopt New Articles of Association For For Management
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
INCITEC PIVOT LIMITED
Ticker: IPL Security ID: Q4887E101
Meeting Date: DEC 20, 2019 Meeting Type: Annual
Record Date: DEC 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Xiaoling Liu as Director For For Management
2b Elect Gregory Robinson as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of Performance Rights to For For Management
Jeanne Johns
--------------------------------------------------------------------------------
ISS A/S
Ticker: ISS Security ID: K5591Y107
Meeting Date: APR 02, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Omission of Dividends
4 Approve Discharge of Management and For For Management
Board
5 Authorize Share Repurchase Program For For Management
6 Approve Remuneration of Directors in For For Management
the Amount of DKK 1.3 Million for
Chair, DKK 654,000 for Vice Chair and
DKK 436,000 for Other Directors;
Approve Remuneration for Committee Work
7a Reelect Lord Allen of Kensington Kt For For Management
CBE as Director
7b Elect Valerie Beaulieu as New Director For For Management
7c Reelect Claire Chiang as Director For For Management
7d Reelect Henrik Poulsen as Director For For Management
7e Elect Soren Thorup Sorensen as New For For Management
Director
7f Reelect Ben Stevens as Director For For Management
7g Elect Cynthia Mary Trudell as Director For For Management
8 Ratify Ernst & Young as Auditors For For Management
9 Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
10 Other Business None None Management
--------------------------------------------------------------------------------
IWG PLC
Ticker: IWG Security ID: G4969N103
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAY 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Ratify KPMG Ireland as Auditors For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Re-elect Mark Dixon as Director For For Management
7 Re-elect Eric Hageman as Director For For Management
8 Reelect Laurie Harris as Director For For Management
9 Re-elect Nina Henderson as Director For For Management
10 Re-elect Francois Pauly as Director For For Management
11 Re-elect Florence Pierre as Director For For Management
12 Re-elect Douglas Sutherland as Director For For Management
13 Authorise Issue of Equity For For Management
14 Authorise the Company to Hold as For For Management
Treasury Shares Any Shares Purchased
or Contracted to be Purchased by the
Company Pursuant to the Authority
Granted in Resolution 15
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
JULIUS BAER GRUPPE AG
Ticker: BAER Security ID: H4414N103
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of CHF 0.75 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Approve Remuneration of Board of For For Management
Directors in the Amount of CHF 4
Million from 2020 AGM Until 2021 AGM
4.2.1 Approve Variable Cash-Based For For Management
Remuneration of Executive Committee in
the Amount of CHF 7.5 Million for
Fiscal 2019
4.2.2 Approve Variable Share-Based For For Management
Remuneration of Executive Committee in
the Amount of CHF 6.7 Million for
Fiscal 2020
4.2.3 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 9.2 Million for Fiscal 2021
5.1.1 Reelect Romeo Lacher as Director For For Management
5.1.2 Reelect Gilbert Achermann as Director For For Management
5.1.3 Reelect Heinrich Baumann as Director For For Management
5.1.4 Reelect Richard Campbell-Breeden as For For Management
Director
5.1.5 Reelect Ivo Furrer as Director For For Management
5.1.6 Reelect Claire Giraut as Director For For Management
5.1.7 Reelect Charles Stonehill as Director For For Management
5.1.8 Reelect Eunice Zehnder-Lai as Director For For Management
5.1.9 Reelect Olga Zoutendijk as Director For For Management
5.2.1 Elect Kathryn Shih as Director (as per For For Management
Sep. 1, 2020)
5.2.2 Elect Christian Meissner as Director For For Management
5.3 Elect Romeo Lacher as Board Chairman For For Management
5.4.1 Reappoint Gilbert Achermann as Member For For Management
of the Compensation Committee
5.4.2 Reappoint Richard Campbell-Breeden as For For Management
Member of the Compensation Committee
5.4.3 Appoint Kathryn Shih as Member of the For For Management
Compensation Committee (as per Sep. 1,
2020)
5.4.4 Reappoint Eunice Zehnder-Lai as Member For For Management
of the Compensation Committee
6 Ratify KPMG AG as Auditors For For Management
7 Designate Marc Nater as Independent For For Management
Proxy
8 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
KONECRANES OYJ
Ticker: KCR Security ID: X4550J108
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.65 Per Share;
Authorize Board to Decide on the
Distribution of an Extra Dividend of
up to EUR 0.55 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 140,000 for
Chairman, EUR 100,000 for Vice
Chairman and EUR 70,000 for Other
Directors; Approve Meeting Fees and
Compensation for Committee Work
12 Fix Number of Directors at Seven For For Management
13 Reelect Janina Kugel, Ulf Liljedahl, For For Management
Per Vegard Nerseth, Paivi Rekonen and
Christoph Vitzthum (Chair) as
Directors; Elect Niko Mokkila and
Janne Martin as New Directors
14 Approve Remuneration of Auditors For For Management
15 Ratify Ernst & Young as Auditors For For Management
16 Amend Articles Re: Board of Directors For For Management
and Term of Office
17 Approve Charter for the Shareholders' For For Management
Nomination Board
18 Authorize Share Repurchase Program For For Management
19 Approve Issuance of up to 7.5 Million For For Management
Shares without Preemptive Rights
20 Authorize Reissuance of Repurchased For For Management
Shares
21 Approve Transfer of up to 500,000 For For Management
Shares in Connection to Share Saving
Plans for Entitled Participants
22 Approve Charitable Donations of up to For For Management
EUR 200,000
23 Close Meeting None None Management
--------------------------------------------------------------------------------
LOOMIS AB
Ticker: LOOM.B Security ID: W5650X104
Meeting Date: AUG 28, 2019 Meeting Type: Special
Record Date: AUG 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Determine Number of Members (7) and For For Management
Deputy Members (0) of Board
8 Elect Lars Blecko and Johan Lundberg For For Management
as New Directors
9 Approve Remuneration of Directors For For Management
10 Close Meeting None None Management
--------------------------------------------------------------------------------
LOOMIS AB
Ticker: LOOM.B Security ID: W5650X104
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: APR 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7.a Receive Financial Statements and None None Management
Statutory Reports
7.b Receive Auditor's Report on None None Management
Application of Guidelines for
Remuneration for Executive Management
8.a Accept Financial Statements and For For Management
Statutory Reports
8.b Approve Allocation of Income and For For Management
Omission of Dividends
8.c Approve Discharge of Board and For For Management
President
9 Determine Number of Members (6) and For For Management
Deputy Members of Board (0)
10 Approve Remuneration of Directors in For For Management
the Amount of SEK 1 Million for
Chairman and SEK 425,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
11 Reelect Alf Goransson (Chairman), Lars For For Management
Blecko, Johan Lundberg, Jan Svensson
and Cecilia Daun Wennborg as
Directors; Elect Jeanette Almberg as
New Director; Ratify Deloitte as
Auditors
12 Approve Nomination Committee Procedures For For Management
13 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
14 Approve Performance Share Plan For For Management
15 Amend Articles Re: Set Minimum (SEK 60 For For Management
Million) and Maximum (SEK 240 Million)
Share Capital; Company Name;
Participation at General Meeting;
Share Registrar
16 Close Meeting None None Management
--------------------------------------------------------------------------------
LSL PROPERTY SERVICES PLC
Ticker: LSL Security ID: G571AR102
Meeting Date: JUN 30, 2020 Meeting Type: Annual
Record Date: JUN 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Elect Gaby Appleton as Director For For Management
5 Re-elect Helen Buck as Director For For Management
6 Re-elect Adam Castleton as Director For For Management
7 Re-elect Simon Embley as Director For For Management
8 Re-elect Darrell Evans as Director For For Management
9 Re-elect Bill Shannon as Director For For Management
10 Re-elect David Stewart as Director For For Management
11 Reappoint Ernst & Young LLP as Auditors For For Management
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise Issue of Equity For For Management
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
MEGACABLE HOLDINGS SAB DE CV
Ticker: MEGACPO Security ID: P652AE117
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve CEO's Report For Did Not Vote Management
2 Receive Directors' Opinions on CEO's For Did Not Vote Management
Report
3 Approve Board of Directors' Report For Did Not Vote Management
4 Approve Reports of Corporate Practices For Did Not Vote Management
and Audit Committees Chairmen
5 Approve Allocation of Income For Did Not Vote Management
6 Approve Repurchase Transactions of CPOs For Did Not Vote Management
7 Set Maximum Amount of Share Repurchase For Did Not Vote Management
Reserve
8 Elect or Ratify Directors, Secretary For Did Not Vote Management
and their Respective Alternates
9 Classification of Principal and For Did Not Vote Management
Alternate Board Members' Independence
10 Elect or Ratify Chairman of Audit For Did Not Vote Management
Committee and Corporate Practices
Committee
11 Approve Remuneration of Directors, For Did Not Vote Management
Secretary, and Members of Audit and
Corporate Practices Committees
12 Authorize Board to Ratify and Execute For Did Not Vote Management
Approved Resolutions
--------------------------------------------------------------------------------
METSO OYJ
Ticker: METSO Security ID: X53579102
Meeting Date: OCT 29, 2019 Meeting Type: Special
Record Date: OCT 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Approve Demerger Plan For For Management
7 Close Meeting None None Management
--------------------------------------------------------------------------------
METSO OYJ
Ticker: METSO Security ID: X53579102
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: JUN 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports; Receive Board's
Report; Receive Auditor's Report
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.47 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 120,000 for
Chairman, EUR 66,000 for Vice Chairman
and EUR 53,000 for Other Directors;
Approve Remuneration for Committee
Work; Approve Remuneration of Board of
Neles Corporation; Approve Meeting Fees
12 Fix Number of Directors at Seven; Fix For For Management
Number of Directors of Neles
Corporation at Seven
13 Reelect Mikael Lilius (Chairman), For For Management
Christer Gardell (Deputy Chairman),
Lars Josefsson, Antti Makinen, Kari
Stadigh and Arja Talma as Directors;
Elect Emanuela Speranza as New
Director; Elect Board of Directors of
Neles Corporation
14 Approve Remuneration of Auditors For For Management
15 Ratify Ernst & Young as Auditors For For Management
16 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
17 Approve Issuance of up to 10 Million For For Management
Shares without Preemptive Rights
18 Close Meeting None None Management
--------------------------------------------------------------------------------
MITIE GROUP PLC
Ticker: MTO Security ID: G6164F157
Meeting Date: JUL 30, 2019 Meeting Type: Annual
Record Date: JUL 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Derek Mapp as Director For For Management
5 Re-elect Phil Bentley as Director For For Management
6 Re-elect Paul Woolf as Director For For Management
7 Re-elect Nivedita Bhagat as Director For For Management
8 Re-elect Philippa Couttie as Director For For Management
9 Re-elect Jennifer Duvalier as Director For For Management
10 Re-elect Mary Reilly as Director For For Management
11 Re-elect Roger Yates as Director For For Management
12 Reappoint BDO LLP as Auditors For For Management
13 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
14 Authorise EU Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
MORGAN ADVANCED MATERIALS PLC
Ticker: MGAM Security ID: G62496131
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAY 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Jane Aikman as Director For For Management
4 Re-elect Helen Bunch as Director For For Management
5 Re-elect Douglas Caster as Director For For Management
6 Re-elect Laurence Mulliez as Director For For Management
7 Re-elect Pete Raby as Director For For Management
8 Re-elect Peter Turner as Director For For Management
9 Elect Clement Woon as Director For For Management
10 Appoint Deloitte LLP as Auditors For For Management
11 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
12 Authorise EU Political Donations and For For Management
Expenditure
13 Authorise Issue of Equity For For Management
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
NORDIC ENTERTAINMENT GROUP AB
Ticker: NENT.B Security ID: W5806J108
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAY 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Accept Financial Statements and For For Management
Statutory Reports
9 Approve Allocation of Income and For For Management
Omission of Dividends
10 Approve Discharge of Board and For For Management
President
11 Determine Number of Members (6) and For For Management
Deputy Members (0) of Board
12 Approve Remuneration of Directors in For For Management
the Aggregate Amount of SEK 4.8
Million; Approve Remuneration of
Auditors
13.a Reelect David Chance as Director For For Management
13.b Reelect Anders Borg as Director For For Management
13.c Reelect Simon Duffy as Director For For Management
13.d Reelect Kristina Schauman as Director For For Management
13.e Reelect Natalie Tydeman as Director For For Management
13.f Elect Pernille Erenbjerg as New For For Management
Director
14 Reelect David Chance as Board Chairman For For Management
15 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0); Ratify KPMG as
Auditors
16 Authorize Share Repurchase Program For For Management
17 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
18 Amend Articles Re: Company Name; For For Management
Notification of Participation in the
General Meeting; Powers of Attorney
19 Close Meeting None None Management
--------------------------------------------------------------------------------
NOS SGPS SA
Ticker: NOS Security ID: X5S8LH105
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements and Statutory
Reports
2 Approve Allocation of Income For For Management
3 Appraise Management and Supervision of For For Management
Company and Approve Vote of Confidence
to Corporate Bodies
4 Approve Statement on Remuneration For For Management
Policy
5 Authorize Repurchase and Reissuance of For For Management
Shares
6 Authorize Repurchase and Reissuance of For For Management
Repurchased Debt Instruments
7 Ratify Co-options of Ana Rita Ferreira For Against Management
Rodrigues Cernadas, Cristina Maria de
Jesus Marques and Jose Carvalho de
Freitas as Directors
8 Elect Angelo Gabriel Ribeirinho dos For Against Management
Santos Pauperio as Board Chairman
9 Elect Jose Fernando Oliveira de For Against Management
Almeida Corte-Real as Remuneration
Committee Member
--------------------------------------------------------------------------------
OOH!MEDIA LIMITED
Ticker: OML Security ID: Q7108D109
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: JUN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report None For Management
2 Elect Timothy Miles as Director For For Management
3 Elect Philippa Kelly as Director For For Management
4 Elect David Wiadrowski as Director For For Management
5 Elect Marco Hellman as Director For For Management
6 Approve the Increase in the Maximum For For Management
Number of Directors from 7 to 9
7 Elect Darren Smorgon as Director For For Management
8 Approve the Increase in Non-Executive For For Management
Directors' Fee Pool
9 Ratify Past Issuance of Shares to For For Management
Sophisticated or Professional Investors
--------------------------------------------------------------------------------
OUTOTEC OYJ
Ticker: OTE1V Security ID: X6026E100
Meeting Date: OCT 29, 2019 Meeting Type: Special
Record Date: OCT 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Approve Demerger Plan For For Management
7 Close Meeting None None Management
--------------------------------------------------------------------------------
OUTOTEC OYJ
Ticker: OTE1V Security ID: X6026E100
Meeting Date: MAR 11, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports; Receive Board's
Report; Receive Auditor's Report
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.10 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 72,000 for Chairman,
EUR 48,000 for Vice Chairman, and EUR
36,000 for Other Directors; Approve
Meeting Fees; Approve Remuneration
for Committee Work
12 Fix Number of Directors at Eight For For Management
13 Reelect Matti Alahuhta (Chair), Klaus For For Management
Cawen, Anja Korhonen, Hanne de Mora,
Patrik Nolaker, Ian Pearce (Vice
Chair), Anu Hamalainen and Teija
Sarajarvi as Directors
14 Approve Remuneration of Auditors For Against Management
15 Ratify PricewaterhouseCoopers as For For Management
Auditors
16 Authorize Share Repurchase Program For For Management
17 Approve Issuance of up to 18.3 Million For For Management
Shares without Preemptive Rights
18 Conditional upon the Completion, For For Management
Approve Remuneration of Directors of
Metso Outotec; Fix Number of Directors
of Metso Outotec; Elect Directors of
Metso Outotec
19 Conditional upon the Completion, For For Management
Ratify Ernst & Young as Auditors of
Metso Outotec
20 Conditional upon the Completion, For For Management
Approve Procedures for Nominating
Committee
21 Close Meeting None None Management
--------------------------------------------------------------------------------
PAGEGROUP PLC
Ticker: PAGE Security ID: G68668105
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: JUN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Re-elect David Lowden as Director For For Management
5 Re-elect Simon Boddie as Director For For Management
6 Re-elect Patrick De Smedt as Director For For Management
7 Re-elect Steve Ingham as Director For For Management
8 Re-elect Kelvin Stagg as Director For For Management
9 Re-elect Michelle Healy as Director For For Management
10 Re-elect Sylvia Metayer as Director For For Management
11 Re-elect Angela Seymour-Jackson as For For Management
Director
12 Reappoint Ernst & Young LLP as Auditors For For Management
13 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
14 Authorise Issue of Equity For For Management
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
PANALPINA WELTTRANSPORT (HOLDING) AG
Ticker: PWTN Security ID: H60147131
Meeting Date: AUG 06, 2019 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Annulment of the Restriction on For For Management
Transferability of Registered Shares
and the Maximum Voting Majority Clause
2.1 Elect Kurt Larsen as Director and For For Management
Board Chairman
2.2 Elect Thomas Plenborg as Director For For Management
2.3 Elect Jens Andersen as Director For For Management
2.4 Elect Jens Lund as Director For For Management
3.1 Appoint Jens Andersen as Member of the For For Management
Compensation Committee
3.2 Appoint Jens Lund as Member of the For For Management
Compensation Committee
4 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
PIRELLI & C. SPA
Ticker: PIRC Security ID: T76434264
Meeting Date: JUN 18, 2020 Meeting Type: Annual/Special
Record Date: JUN 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Allocation of Income For For Management
2.1 Fix Number of Directors None For Shareholder
2.2.1 Slate 1 Submitted by Marco Polo None For Shareholder
International Italy Srl and Camfin SpA
2.2.2 Slate 2 Submitted by Institutional None Against Shareholder
Investors (Assogestioni)
2.3 Elect Ning Gaoning as Board Chair None For Shareholder
2.4 Approve Remuneration of Directors None For Shareholder
3.1 Approve Remuneration Policy For For Management
3.2 Approve Second Section of the For For Management
Remuneration Report
4 Approve Three-year Monetary Incentive For For Management
Plan
5 Approve Director, Officer, and For For Management
Internal Auditors Liability and
Indemnity Insurance
1 Amend Company Bylaws For For Management
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
PT SARANA MENARA NUSANTARA TBK
Ticker: TOWR Security ID: Y71369113
Meeting Date: DEC 16, 2019 Meeting Type: Special
Record Date: NOV 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Changes in Board of Company For For Management
--------------------------------------------------------------------------------
PT SARANA MENARA NUSANTARA TBK
Ticker: TOWR Security ID: Y71369113
Meeting Date: MAY 05, 2020 Meeting Type: Special
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Repurchase Program For For Management
--------------------------------------------------------------------------------
PT SARANA MENARA NUSANTARA TBK
Ticker: TOWR Security ID: Y71369113
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Discharge of
Directors and Commissioners
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Remuneration and Tantiem of For For Management
Directors and Commissioners
4 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Approve Payment of Interim Dividend For For Management
--------------------------------------------------------------------------------
PT TOWER BERSAMA INFRASTRUCTURE TBK
Ticker: TBIG Security ID: Y71372109
Meeting Date: OCT 30, 2019 Meeting Type: Special
Record Date: OCT 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Split and Amend Articles For For Management
of Association in Relation to the
Stock Split
2 Authorize Issuance of Foreign For For Management
Currency-Denominated Debt Securities
3 Amend Article 3 of the Articles of For For Management
Association in Relation to the
Purpose, Objectives and Business
Activities of the Company
4 Amend Articles of Association in For For Management
Relation to the Duties and Authorities
of the Board of Directors
5 Approve Report on Share Buyback For For Management
--------------------------------------------------------------------------------
PT TOWER BERSAMA INFRASTRUCTURE TBK
Ticker: TBIG Security ID: Y71372109
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: APR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Discharge of
Directors and Commissioners
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Auditors For For Management
4 Approve Remuneration of Directors and For For Management
Commissioners
5 Elect Directors and Commissioners For For Management
6 Amend Articles of Association For For Management
7 Accept Report on the Use of Proceeds None None Management
--------------------------------------------------------------------------------
RANDSTAD NV
Ticker: RAND Security ID: N7291Y137
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: MAY 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Receive Report of Executive Board and None None Management
Supervisory Board (Non-Voting)
2b Approve Remuneration Report For For Management
2c Amend Articles of Association Re: For For Management
Transitory Provision for the Dividend
on the Preference Shares B
2d Adopt Financial Statements For For Management
2e Receive Explanation on Company's None None Management
Reserves and Dividend Policy
3a Approve Discharge of Management Board For For Management
3b Approve Discharge of Supervisory Board For For Management
4a Approve Remuneration Policy for For For Management
Management Board Members
4b Approve Remuneration Policy for For For Management
Supervisory Board Members
5 Elect Rene Steenvoorden to Management For For Management
Board
6a Elect Helene Auriol Potier to For For Management
Supervisory Board
6b Reelect Wout Dekker to Supervisory For For Management
Board
7a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital and
Restrict/Exclude Preemptive Rights
7b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7c Authorize Cancel Repurchase of Up to For For Management
10 Percent of Issued Share Capital
under Item 7b
8 Reelect Sjoerd van Keulen as Board For For Management
Member of Stichting
Administratiekantoor Preferente
Aandelen Randstad
9 Ratify Deloitte as Auditors For For Management
10 Other Business (Non-Voting) None None Management
11 Close Meeting None None Management
--------------------------------------------------------------------------------
SIGNATURE AVIATION PLC
Ticker: SIG Security ID: G8127H114
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAY 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Amee Chande as Director For For Management
3 Re-elect David Crook as Director For For Management
4 Re-elect Wayne Edmunds as Director For For Management
5 Re-elect Peter Edwards as Director For For Management
6 Re-elect Emma Gilthorpe as Director For For Management
7 Re-elect Victoria Jarman as Director For For Management
8 Re-elect Mark Johnstone as Director For For Management
9 Re-elect Stephen King as Director For For Management
10 Re-elect Sir Nigel Rudd as Director For For Management
11 Re-elect Peter Ventress as Director For For Management
12 Reappoint Deloitte LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Approve Remuneration Report For For Management
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
SKY NETWORK TELEVISION LIMITED
Ticker: SKT Security ID: Q8514Q130
Meeting Date: OCT 17, 2019 Meeting Type: Annual
Record Date: OCT 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Board to Fix Remuneration of For For Management
the Auditors
2 Elect Martin Stewart as Director For For Management
3 Elect Philip Bowman as Director For For Management
4 Elect Joan Withers as Director For For Management
5 Approve Grant of Share Rights to For For Management
Martin Stewart
6 Ratify Past Issuance of Shares to For For Management
RugbyPass Investors, LLC
7 Approve SANZAAR Rights Transaction For For Management
8 Adopt New Constitution For For Management
--------------------------------------------------------------------------------
SOFTWARE AG
Ticker: SOW Security ID: D7045M190
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.76 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify BDO AG as Auditors for Fiscal For For Management
2020
6.1 Elect Ralf Dieter to the Supervisory For For Management
Board
6.2 Elect Ursula Soritsch-Renier to the For For Management
Supervisory Board
6.3 Elect Karl-Heinz Streibich to the For For Management
Supervisory Board
6.4 Elect Markus Ziener to the Supervisory For For Management
Board
--------------------------------------------------------------------------------
ST. JAMES'S PLACE PLC
Ticker: STJ Security ID: G5005D124
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAY 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Iain Cornish as Director For For Management
4 Re-elect Andrew Croft as Director For For Management
5 Re-elect Ian Gascoigne as Director For For Management
6 Re-elect Craig Gentle as Director For For Management
7 Re-elect Simon Jeffreys as Director For For Management
8 Re-elect Patience Wheatcroft as For For Management
Director
9 Re-elect Roger Yates as Director For For Management
10 Elect Emma Griffin as Director For For Management
11 Elect Rosemary Hilary as Director For For Management
12 Elect Helena Morrissey as Director For For Management
13 Approve Remuneration Report For For Management
14 Approve Remuneration Policy For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
(PwC) as Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity For For Management
18 Approve Share Incentive Plan For For Management
19 Approve Sharesave Option Plan For For Management
20 Approve Company Share Option Plan For For Management
21 Approve Performance Share Plan For For Management
22 Approve Deferred Bonus Plan For For Management
23 Authorise Issue of Equity without For For Management
Pre-emptive Rights
24 Authorise Market Purchase of Ordinary For For Management
Shares
25 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
26 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
STANDARD LIFE ABERDEEN PLC
Ticker: SLA Security ID: G84246118
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAY 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reappoint KPMG LLP as Auditors For For Management
4 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
5 Approve Remuneration Report For For Management
6 Approve Remuneration Policy For For Management
7A Re-elect Sir Douglas Flint as Director For For Management
7B Re-elect Stephanie Bruce as Director For For Management
7C Re-elect John Devine as Director For For Management
7D Re-elect Melanie Gee as Director For For Management
7E Re-elect Martin Pike as Director For For Management
7F Re-elect Cathleen Raffaeli as Director For For Management
7G Re-elect Jutta af Rosenborg as Director For For Management
7H Re-elect Keith Skeoch as Director For For Management
8A Elect Jonathan Asquith as Director For For Management
8B Elect Brian McBride as Director For For Management
8C Elect Cecilia Reyes as Director For For Management
9 Authorise EU Political Donations and For For Management
Expenditures
10 Authorise Issue of Equity For For Management
11 Authorise Issue of Equity without For For Management
Pre-emptive Rights
12 Authorise Market Purchase of Ordinary For For Management
Shares
13 Authorise Issue of Equity in Relation For For Management
to the Issue of Convertible Bonds
14 Authorise Issue of Equity without For For Management
Pre-Emptive Rights in Relation to the
Issue of Convertible Bonds
15 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
16 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
STHREE PLC
Ticker: STEM Security ID: G8499E103
Meeting Date: APR 20, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve Remuneration Policy For For Management
5 Re-elect Mark Dorman as Director For For Management
6 Re-elect Alex Smith as Director For For Management
7 Re-elect Anne Fahy as Director For For Management
8 Re-elect James Bilefield as Director For For Management
9 Re-elect Barrie Brien as Director For For Management
10 Re-elect Denise Collis as Director For For Management
11 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise EU Political Donations and For For Management
Expenditure
14 Authorise Issue of Equity For For Management
15 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
SUGI HOLDINGS CO., LTD.
Ticker: 7649 Security ID: J7687M106
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: FEB 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sugiura, Hirokazu For For Management
1.2 Elect Director Sakakibara, Eiichi For For Management
1.3 Elect Director Sugiura, Katsunori For For Management
1.4 Elect Director Sugiura, Shinya For For Management
1.5 Elect Director Kamino, Shigeyuki For For Management
1.6 Elect Director Hayama, Yoshiko For For Management
1.7 Elect Director Hori, Michiko For For Management
2.1 Appoint Statutory Auditor Sakamoto, For For Management
Toshihiko
2.2 Appoint Statutory Auditor Kamiya, For For Management
Makoto
--------------------------------------------------------------------------------
SULZER AG
Ticker: SUN Security ID: H83580284
Meeting Date: APR 15, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
(Non-Binding)
2 Approve Allocation of Income and For For Management
Dividends of CHF 4.00 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 3 Million
4.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 19.5
Million
5.1 Reelect Peter Loescher as Director and For For Management
Board Chairman
5.2.1 Reelect Hanne Sorensen as Director For For Management
5.2.2 Reelect Matthias Bichsel as Director For For Management
5.2.3 Reelect Lukas Braunschweiler as For For Management
Director
5.2.4 Reelect Mikhail Lifshitz as Director For For Management
5.2.5 Reelect Marco Musetti as Director For For Management
5.2.6 Reelect Gerhard Roiss as Director For For Management
5.3 Elect Alexey Moskov as Director For For Management
6.1.1 Reappoint Hanne Sorensen as Member of For For Management
the Compensation Committee
6.1.2 Reappoint Marco Musetti as Member of For For Management
the Compensation Committee
6.1.3 Reappoint Gerhard Roiss as Member of For For Management
the Compensation Committee
7 Ratify KPMG AG as Auditors For For Management
8 Designate Proxy Voting Services GmbH For For Management
as Independent Proxy
9 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
TITAN CEMENT INTERNATIONAL SA
Ticker: TITC Security ID: B9152F101
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: APR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' and Auditors' None None Management
Reports (Non-Voting)
2 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
3 Approve Financial Statements and For For Management
Allocation of Income
4 Approve Remuneration Report and New For For Management
Remuneration Policy
5 Approve Discharge of Directors For For Management
6 Approve Discharge of Auditors For For Management
7 Approve Co-optation of Dimitrios For For Management
Tsitsiragos as Independent Director
8 Approve Change-of-Control Clause Re : For For Management
Various Agreements
9 Authorize Filing of Required For For Management
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
TRAVIS PERKINS PLC
Ticker: TPK Security ID: G90202105
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Elect Marianne Culver as Director For For Management
5 Elect Blair Illingworth as Director For For Management
6 Elect Nick Roberts as Director For For Management
7 Re-elect Stuart Chambers as Director For For Management
8 Re-elect Coline McConville as Director For For Management
9 Re-elect Pete Redfern as Director For For Management
10 Re-elect Christopher Rogers as Director For For Management
11 Re-elect John Rogers as Director For For Management
12 Re-elect Alan Williams as Director For For Management
13 Reappoint KPMG LLP as Auditors For For Management
14 Authorise Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Adopt New Articles of Association For For Management
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
WYNN MACAU LIMITED
Ticker: 1128 Security ID: G98149100
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: MAY 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Matthew O. Maddox as Director For For Management
2b Elect Nicholas Sallnow-Smith as For For Management
Director
2c Elect Bruce Rockowitz as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Issuance of Shares Under the For For Management
Employee Ownership Scheme
9 Approve Increase the Scheme Limit For For Management
Under the Employee Ownership Scheme
=========================== The Oakmark Select Fund ============================
ALLY FINANCIAL INC.
Ticker: ALLY Security ID: 02005N100
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Franklin W. Hobbs For For Management
1.2 Elect Director Kenneth J. Bacon For For Management
1.3 Elect Director Katryn (Trynka) For For Management
Shineman Blake
1.4 Elect Director Maureen A. For For Management
Breakiron-Evans
1.5 Elect Director William H. Cary For For Management
1.6 Elect Director Mayree C. Clark For For Management
1.7 Elect Director Kim S. Fennebresque For For Management
1.8 Elect Director Marjorie Magner For For Management
1.9 Elect Director Brian H. Sharples For For Management
1.10 Elect Director John J. Stack For For Management
1.11 Elect Director Michael F. Steib For For Management
1.12 Elect Director Jeffrey J. Brown For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Sundar Pichai For For Management
1.4 Elect Director John L. Hennessy For For Management
1.5 Elect Director Frances H. Arnold For For Management
1.6 Elect Director L. John Doerr For For Management
1.7 Elect Director Roger W. Ferguson Jr. For For Management
1.8 Elect Director Ann Mather For For Management
1.9 Elect Director Alan R. Mulally For For Management
1.10 Elect Director K. Ram Shiram For For Management
1.11 Elect Director Robin L. Washington For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Report on Arbitration of Against Against Shareholder
Employment-Related Claims
7 Establish Human Rights Risk Oversight Against Against Shareholder
Committee
8 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
9 Assess Feasibility of Including Against Against Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
10 Report on Takedown Requests Against Against Shareholder
11 Require a Majority Vote for the Against For Shareholder
Election of Directors
12 Report on Gender/Racial Pay Gap Against Against Shareholder
13 Require Independent Director Nominee Against Against Shareholder
with Human and/or Civil Rights
Experience
14 Report on Whistleblower Policies and Against Against Shareholder
Practices
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Don Cornwell For For Management
1b Elect Director Brian Duperreault For For Management
1c Elect Director John H. Fitzpatrick For For Management
1d Elect Director William G. Jurgensen For For Management
1e Elect Director Christopher S. Lynch For For Management
1f Elect Director Henry S. Miller For For Management
1g Elect Director Linda A. Mills For For Management
1h Elect Director Thomas F. Motamed For For Management
1i Elect Director Peter R. Porrino For For Management
1j Elect Director Amy L. Schioldager For For Management
1k Elect Director Douglas M. Steenland For For Management
1l Elect Director Therese M. Vaughan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Securities Transfer Restrictions For For Management
4 Ratify NOL Rights Plan (NOL Pill) For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
APACHE CORPORATION
Ticker: APA Security ID: 037411105
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Annell R. Bay For For Management
2 Elect Director John J. Christmann, IV For For Management
3 Elect Director Juliet S. Ellis For For Management
4 Elect Director Chansoo Joung For For Management
5 Elect Director Rene R. Joyce For For Management
6 Elect Director John E. Lowe For For Management
7 Elect Director William C. Montgomery For For Management
8 Elect Director Amy H. Nelson For For Management
9 Elect Director Daniel W. Rabun For For Management
10 Elect Director Peter A. Ragauss For For Management
11 Ratify Ernst & Young LLP as Auditor For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Jack O. Bovender, Jr. For For Management
1d Elect Director Frank P. Bramble, Sr. For For Management
1e Elect Director Pierre J.P. de Weck For For Management
1f Elect Director Arnold W. Donald For For Management
1g Elect Director Linda P. Hudson For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Thomas J. May For For Management
1j Elect Director Brian T. Moynihan For For Management
1k Elect Director Lionel L. Nowell, III For For Management
1l Elect Director Denise L. Ramos For For Management
1m Elect Director Clayton S. Rose For For Management
1n Elect Director Michael D. White For For Management
1o Elect Director Thomas D. Woods For For Management
1p Elect Director R. David Yost For For Management
1q Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Proxy Access Right Against Against Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Report on Gender Pay Gap Against Against Shareholder
7 Review of Statement of the Purpose of Against Against Shareholder
a Corporation and Report on
Recommended Changes to Governance
Documents, Policies, and Practices
--------------------------------------------------------------------------------
BOOKING HOLDINGS INC.
Ticker: BKNG Security ID: 09857L108
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Armstrong For For Management
1.2 Elect Director Jeffery H. Boyd For For Management
1.3 Elect Director Glenn D. Fogel For For Management
1.4 Elect Director Mirian M. Graddick-Weir For For Management
1.5 Elect Director Wei Hopeman For For Management
1.6 Elect Director Robert J. Mylod, Jr. For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Nicholas J. Read For For Management
1.9 Elect Director Thomas E. Rothman For For Management
1.10 Elect Director Bob van Dijk For For Management
1.11 Elect Director Lynn M. Vojvodich For For Management
1.12 Elect Director Vanessa A. Wittman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard D. Fairbank For For Management
1b Elect Director Aparna Chennapragada For For Management
1c Elect Director Ann Fritz Hackett For For Management
1d Elect Director Peter Thomas Killalea For For Management
1e Elect Director Cornelis "Eli" Leenaars For For Management
1f Elect Director Pierre E. Leroy For For Management
1g Elect Director Francois Locoh-Donou For For Management
1h Elect Director Peter E. Raskind For For Management
1i Elect Director Eileen Serra For For Management
1j Elect Director Mayo A. Shattuck, III For For Management
1k Elect Director Bradford H. Warner For For Management
1l Elect Director Catherine G. West For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For Against Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
CBRE GROUP, INC.
Ticker: CBRE Security ID: 12504L109
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brandon B. Boze For For Management
1b Elect Director Beth F. Cobert For For Management
1c Elect Director Curtis F. Feeny For For Management
1d Elect Director Reginald H. Gilyard For For Management
1e Elect Director Shira D. Goodman For For Management
1f Elect Director Christopher T. Jenny For For Management
1g Elect Director Gerardo I. Lopez For For Management
1h Elect Director Robert E. Sulentic For For Management
1i Elect Director Laura D. Tyson For For Management
1j Elect Director Ray Wirta For For Management
1k Elect Director Sanjiv Yajnik For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC.
Ticker: CHTR Security ID: 16119P108
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Lance Conn For For Management
1b Elect Director Kim C. Goodman For For Management
1c Elect Director Craig A. Jacobson For For Management
1d Elect Director Gregory B. Maffei For For Management
1e Elect Director John D. Markley, Jr. For For Management
1f Elect Director David C. Merritt For For Management
1g Elect Director James E. Meyer For For Management
1h Elect Director Steven A. Miron For For Management
1i Elect Director Balan Nair For For Management
1j Elect Director Michael A. Newhouse For For Management
1k Elect Director Mauricio Ramos For For Management
1l Elect Director Thomas M. Rutledge For For Management
1m Elect Director Eric L. Zinterhofer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Ellen M. Costello For For Management
1c Elect Director Grace E. Dailey For For Management
1d Elect Director Barbara J. Desoer For For Management
1e Elect Director John C. Dugan For For Management
1f Elect Director Duncan P. Hennes For For Management
1g Elect Director Peter B. Henry For For Management
1h Elect Director S. Leslie Ireland For For Management
1i Elect Director Lew W. (Jay) Jacobs, IV For For Management
1j Elect Director Renee J. James For For Management
1k Elect Director Gary M. Reiner For For Management
1l Elect Director Diana L. Taylor For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Deborah C. Wright For For Management
1o Elect Director Alexander R. Wynaendts For For Management
1p Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against Against Shareholder
6 Review on Governance Documents Against Against Shareholder
7 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
CONCHO RESOURCES INC.
Ticker: CXO Security ID: 20605P101
Meeting Date: APR 27, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy A. Leach For For Management
1.2 Elect Director William H. Easter, III For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peggy Alford For For Management
1.2 Elect Director Marc L. Andreessen For For Management
1.3 Elect Director Andrew W. Houston For For Management
1.4 Elect Director Nancy Killefer For For Management
1.5 Elect Director Robert M. Kimmitt For For Management
1.6 Elect Director Sheryl K. Sandberg For For Management
1.7 Elect Director Peter A. Thiel For For Management
1.8 Elect Director Tracey T. Travis For For Management
1.9 Elect Director Mark Zuckerberg For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Non-Employee Director For For Management
Compensation Policy
4 Approve Recapitalization Plan for all Against Against Shareholder
Stock to Have One-vote per Share
5 Require Independent Board Chair Against Against Shareholder
6 Require a Majority Vote for the Against Against Shareholder
Election of Directors
7 Report on Political Advertising Against Against Shareholder
8 Require Independent Director Nominee Against Against Shareholder
with Human and/or Civil Rights
Experience
9 Report on Civil and Human Rights Risk Against Against Shareholder
Assessment
10 Report on Online Child Sexual Against Against Shareholder
Exploitation
11 Report on Median Gender/Racial Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Sebastien Bazin For For Management
2 Elect Director Ashton Carter For For Management
3 Elect Director H. Lawrence Culp, Jr. For For Management
4 Elect Director Francisco D'Souza For For Management
5 Elect Director Edward Garden For For Management
6 Elect Director Thomas W. Horton For For Management
7 Elect Director Risa Lavizzo-Mourey For For Management
8 Elect Director Catherine Lesjak For For Management
9 Elect Director Paula Rosput Reynolds For For Management
10 Elect Director Leslie Seidman For For Management
11 Elect Director James Tisch For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Ratify KPMG LLP as Auditors For For Management
14 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC.
Ticker: HLT Security ID: 43300A203
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher J. Nassetta For For Management
1b Elect Director Jonathan D. Gray For For Management
1c Elect Director Charlene T. Begley For For Management
1d Elect Director Melanie L. Healey For For Management
1e Elect Director Raymond E. Mabus, Jr. For For Management
1f Elect Director Judith A. McHale For For Management
1g Elect Director John G. Schreiber For For Management
1h Elect Director Elizabeth A. Smith For For Management
1i Elect Director Douglas M. Steenland For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
LEAR CORPORATION
Ticker: LEA Security ID: 521865204
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas P. Capo For For Management
1b Elect Director Mei-Wei Cheng For For Management
1c Elect Director Jonathan F. Foster For For Management
1d Elect Director Mary Lou Jepsen For For Management
1e Elect Director Kathleen A. Ligocki For For Management
1f Elect Director Conrad L. Mallett, Jr. For For Management
1g Elect Director Raymond E. Scott For For Management
1h Elect Director Gregory C. Smith For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Human Rights Impact Against Against Shareholder
Assessment
--------------------------------------------------------------------------------
MGM RESORTS INTERNATIONAL
Ticker: MGM Security ID: 552953101
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William W. Grounds For For Management
1b Elect Director Alexis M. Herman For For Management
1c Elect Director Roland Hernandez For For Management
1d Elect Director Mary Chris Jammet For For Management
1e Elect Director John Kilroy For For Management
1f Elect Director Rose McKinney-James For For Management
1g Elect Director Keith A. Meister For For Management
1h Elect Director Paul Salem For For Management
1i Elect Director Gregory M. Spierkel For For Management
1j Elect Director Jan G. Swartz For For Management
1k Elect Director Daniel J. Taylor For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NETFLIX, INC.
Ticker: NFLX Security ID: 64110L106
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Reed Hastings For For Management
1b Elect Director Jay C. Hoag For For Management
1c Elect Director Mathias Dopfner For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Report on Political Contributions Against Against Shareholder
6 Adopt Simple Majority Vote Against Against Shareholder
7 Report on Risks of Omitting Viewpoint Against Against Shareholder
and Ideology from EEO Policy
--------------------------------------------------------------------------------
QURATE RETAIL, INC.
Ticker: QRTEA Security ID: 74915M100
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fiona P. Dias For For Management
1.2 Elect Director Evan D. Malone For For Management
1.3 Elect Director David E. Rapley For For Management
1.4 Elect Director Larry E. Romrell For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC.
Ticker: REGN Security ID: 75886F107
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director N. Anthony Coles For For Management
1b Elect Director Joseph L. Goldstein For For Management
1c Elect Director Christine A. Poon For For Management
1d Elect Director P. Roy Vagelos For For Management
1e Elect Director Huda Y. Zoghbi For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD.
Ticker: TEL Security ID: H84989104
Meeting Date: MAR 11, 2020 Meeting Type: Annual
Record Date: FEB 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pierre R. Brondeau For For Management
1b Elect Director Terrence R. Curtin For For Management
1c Elect Director Carol A. ('John') For For Management
Davidson
1d Elect Director Lynn A. Dugle For For Management
1e Elect Director William A. Jeffrey For For Management
1f Elect Director David M. Kerko For For Management
1g Elect Director Thomas J. Lynch For For Management
1h Elect Director Yong Nam For For Management
1i Elect Director Daniel J. Phelan For For Management
1j Elect Director Abhijit Y. Talwalkar For For Management
1k Elect Director Mark C. Trudeau For For Management
1l Elect Director Dawn C. Willoughby For For Management
1m Elect Director Laura H. Wright For For Management
2 Elect Board Chairman Thomas J. Lynch For For Management
3a Elect Daniel J. Phelan as Member of For For Management
Management Development and
Compensation Committee
3b Elect Abhijit Y. Talwalkar as Member For For Management
of Management Development and
Compensation Committee
3c Elect Mark C. Trudeau as Member of For For Management
Management Development and
Compensation Committee
3d Elect Dawn C. Willoughby as Member of For For Management
Management Development and
Compensation Committee
4 Designate Rene Schwarzenbach as For For Management
Independent Proxy
5.1 Accept Annual Report for Fiscal Year For For Management
Ended September 27, 2019
5.2 Accept Statutory Financial Statements For For Management
for Fiscal Year Ended September 27,
2019
5.3 Approve Consolidated Financial For For Management
Statements for Fiscal Year Ended
September 27, 2019
6 Approve Discharge of Board and Senior For For Management
Management
7.1 Ratify Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year 2020
7.2 Ratify Deloitte AG as Swiss Registered For For Management
Auditors
7.3 Ratify PricewaterhouseCoopers AG as For For Management
Special Auditors
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Approve the Increase in Maximum For For Management
Aggregate Remuneration of Executive
Management
10 Approve the Increase in Maximum For For Management
Aggregate Remuneration of Board of
Directors
11 Approve Allocation of Available For For Management
Earnings at September 27, 2019
12 Approve Declaration of Dividend For For Management
13 Amend Articles of Association Re: For For Management
Authorized Capital
14 Approve Reduction of Share Capital For For Management
15 Adjourn Meeting For For Management
========== END NPX REPORT
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
| | (a) | The name of the issuer of the portfolio security; |
| | (b) | The exchange ticker symbol of the portfolio security; |
| | (c) | The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security; |
| | (d) | The shareholder meeting date; |
| | (e) | A brief identification of the matter voted on; |
| | (f) | Whether the matter was proposed by the issuer or by a security holder; |
| | (g) | Whether the registrant cast its vote on the matter; |
| | (h) | How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors);and |
| | (i) | Whether the registrant cast its vote for or against management. |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) | Harris Associates Investment Trust |
| By (Signature and Title)* | |
| | /s/ Kristi L. Rowsell |
| | |
| | Kristi L. Rowsell, President |
| | |
*Print the name and title of each signing officer under his or her signature.
