| | UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 | OMB APPROVAL |
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| | FORM N-PX | |
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
| Investment Company Act file number | 811-06279 | |
| Harris Associates Investment Trust |
| (Exact name of registrant as specified in charter) |
| 111 South Wacker Drive, Suite 4600 Chicago, Illinois | 60606 |
| (Address of principal executive offices) | | (Zip code) |
John Kane, Chief Compliance Officer Harris Associates L.P. 111 South Wacker Drive, Suite 4600 Chicago, Illinois 60606 |
| (Name and address of agent for service) |
| | | |
| Registrant's telephone number, including area code: | 312-646-3561 | |
| |
| Date of fiscal year end: | 09/30 | |
| |
| Date of reporting period: | 07/01/2020 - 06/30/2021 | |
| | | | | | | |
Item 1. Proxy Voting Record.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-06279
Reporting Period: 07/01/2020 - 06/30/2021
Harris Associates Investment Trust
============================ The Oakmark Bond Fund =============================
GCI LIBERTY, INC.
Ticker: GLIBA Security ID: 36164V503
Meeting Date: DEC 15, 2020 Meeting Type: Special
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LIBERTY BROADBAND CORPORATION
Ticker: LBRDK Security ID: 530307503
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julie D. Frist For For Management
1.2 Elect Director J. David Wargo For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
SIGNATURE BANK
Ticker: SBNY Security ID: 82669G203
Meeting Date: JUN 29, 2021 Meeting Type: Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Stock Repurchase Plan For For Management
2 Amend Omnibus Stock Plan For For Management
======================= The Oakmark Equity & Income Fund =======================
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mala Anand For For Management
1.2 Elect Director Koh Boon Hwee For For Management
1.3 Elect Director Michael R. McMullen For For Management
1.4 Elect Director Daniel K. Podolsky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALLY FINANCIAL INC.
Ticker: ALLY Security ID: 02005N100
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Franklin W. Hobbs For For Management
1b Elect Director Kenneth J. Bacon For For Management
1c Elect Director Katryn (Trynka) For For Management
Shineman Blake
1d Elect Director Maureen A. For For Management
Breakiron-Evans
1e Elect Director William H. Cary For For Management
1f Elect Director Mayree C. Clark For For Management
1g Elect Director Kim S. Fennebresque For For Management
1h Elect Director Marjorie Magner For For Management
1i Elect Director Brian H. Sharples For For Management
1j Elect Director John J. Stack For For Management
1k Elect Director Michael F. Steib For For Management
1l Elect Director Jeffrey J. Brown For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
6 Amend Qualified Employee Stock For For Management
Purchase Plan
7 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Larry Page For For Management
1b Elect Director Sergey Brin For For Management
1c Elect Director Sundar Pichai For For Management
1d Elect Director John L. Hennessy For For Management
1e Elect Director Frances H. Arnold For For Management
1f Elect Director L. John Doerr For For Management
1g Elect Director Roger W. Ferguson, Jr. For For Management
1h Elect Director Ann Mather For For Management
1i Elect Director Alan R. Mulally For For Management
1j Elect Director K. Ram Shriram For For Management
1k Elect Director Robin L. Washington For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Require Independent Director Nominee Against Against Shareholder
with Human and/or Civil Rights
Experience
6 Assess Feasibility of Including Against Against Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
7 Report on Takedown Requests Against Against Shareholder
8 Report on Whistleblower Policies and Against Against Shareholder
Practices
9 Report on Charitable Contributions Against Against Shareholder
10 Report on Risks Related to Against Against Shareholder
Anticompetitive Practices
11 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Cole, Jr. For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director Brian Duperreault For For Management
1d Elect Director John H. Fitzpatrick For For Management
1e Elect Director William G. Jurgensen For For Management
1f Elect Director Christopher S. Lynch For For Management
1g Elect Director Linda A. Mills For For Management
1h Elect Director Thomas F. Motamed For For Management
1i Elect Director Peter R. Porrino For For Management
1j Elect Director Amy L. Schioldager For For Management
1k Elect Director Douglas M. Steenland For For Management
1l Elect Director Therese M. Vaughan For For Management
1m Elect Director Peter S. Zaffino For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
ARCONIC CORPORATION
Ticker: ARNC Security ID: 03966V107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frederick "Fritz" A. For For Management
Henderson
1b Elect Director William F. Austen For For Management
1c Elect Director Christopher L. Ayers For For Management
1d Elect Director Margaret "Peg" S. For For Management
Billson
1e Elect Director Jacques Croisetiere For For Management
1f Elect Director Elmer L. Doty For For Management
1g Elect Director Carol S. Eicher For For Management
1h Elect Director Timothy D. Myers For For Management
1i Elect Director E. Stanley O'Neal For For Management
1j Elect Director Jeffrey Stafeil For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Frank P. Bramble, Sr. For For Management
1d Elect Director Pierre J.P. de Weck For For Management
1e Elect Director Arnold W. Donald For For Management
1f Elect Director Linda P. Hudson For For Management
1g Elect Director Monica C. Lozano For For Management
1h Elect Director Thomas J. May For For Management
1i Elect Director Brian T. Moynihan For For Management
1j Elect Director Lionel L. Nowell, III For For Management
1k Elect Director Denise L. Ramos For For Management
1l Elect Director Clayton S. Rose For For Management
1m Elect Director Michael D. White For For Management
1n Elect Director Thomas D. Woods For For Management
1o Elect Director R. David Yost For For Management
1p Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against Against Shareholder
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Approve Change in Organizational Form Against Against Shareholder
8 Request on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
BOOKING HOLDINGS INC.
Ticker: BKNG Security ID: 09857L108
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Armstrong For For Management
1.2 Elect Director Glenn D. Fogel For For Management
1.3 Elect Director Mirian M. Graddick-Weir For For Management
1.4 Elect Director Wei Hopeman For For Management
1.5 Elect Director Robert J. Mylod, Jr. For For Management
1.6 Elect Director Charles H. Noski For For Management
1.7 Elect Director Nicholas J. Read For For Management
1.8 Elect Director Thomas E. Rothman For For Management
1.9 Elect Director Bob van Dijk For For Management
1.10 Elect Director Lynn M. Vojvodich For For Management
1.11 Elect Director Vanessa A. Wittman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent For For Management
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Report on Annual Climate Transition Against Against Shareholder
8 Annual Investor Advisory Vote on Against Against Shareholder
Climate Plan
--------------------------------------------------------------------------------
BORGWARNER INC.
Ticker: BWA Security ID: 099724106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Nelda J. Connors For For Management
1B Elect Director Dennis C. Cuneo For For Management
1C Elect Director David S. Haffner For For Management
1D Elect Director Michael S. Hanley For For Management
1E Elect Director Frederic B. Lissalde For For Management
1F Elect Director Paul A. Mascarenas For For Management
1G Elect Director Shaun E. McAlmont For For Management
1H Elect Director Deborah D. McWhinney For For Management
1I Elect Director Alexis P. Michas For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
CARLISLE COMPANIES INCORPORATED
Ticker: CSL Security ID: 142339100
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James D. Frias For For Management
1b Elect Director Maia A. Hansen For For Management
1c Elect Director Corrine D. Ricard For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CARTER'S, INC.
Ticker: CRI Security ID: 146229109
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hali Borenstein For For Management
1b Elect Director Giuseppina Buonfantino For For Management
1c Elect Director Michael D. Casey For For Management
1d Elect Director A. Bruce Cleverly For For Management
1e Elect Director Jevin S. Eagle For For Management
1f Elect Director Mark P. Hipp For For Management
1g Elect Director William J. Montgoris For For Management
1h Elect Director David Pulver For For Management
1i Elect Director Gretchen W. Schar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CHAMPIONX CORP.
Ticker: CHX Security ID: 15872M104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sivasankaran (Soma) For For Management
Somasundaram
1.2 Elect Director Stephen K. Wagner For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC.
Ticker: CHTR Security ID: 16119P108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Lance Conn For For Management
1b Elect Director Kim C. Goodman For For Management
1c Elect Director Craig A. Jacobson For For Management
1d Elect Director Gregory B. Maffei For For Management
1e Elect Director John D. Markley, Jr. For For Management
1f Elect Director David C. Merritt For For Management
1g Elect Director James E. Meyer For For Management
1h Elect Director Steven A. Miron For For Management
1i Elect Director Balan Nair For For Management
1j Elect Director Michael A. Newhouse For For Management
1k Elect Director Mauricio Ramos For For Management
1l Elect Director Thomas M. Rutledge For For Management
1m Elect Director Eric L. Zinterhofer For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Report on Lobbying Payments and Policy Against Against Shareholder
4 Require Independent Board Chair Against Against Shareholder
5 Publish Annually a Report Assessing Against Against Shareholder
Diversity, Equity, and Inclusion
Efforts
6 Report on Greenhouse Gas Emissions Against Against Shareholder
Disclosure
7 Adopt Policy to Annually Disclose Against Against Shareholder
EEO-1 Data
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ellen M. Costello For For Management
1b Elect Director Grace E. Dailey For For Management
1c Elect Director Barbara J. Desoer For For Management
1d Elect Director John C. Dugan For For Management
1e Elect Director Jane N. Fraser For For Management
1f Elect Director Duncan P. Hennes For For Management
1g Elect Director Peter B. Henry For For Management
1h Elect Director S. Leslie Ireland For For Management
1i Elect Director Lew W. (Jay) Jacobs, IV For For Management
1j Elect Director Renee J. James For For Management
1k Elect Director Gary M. Reiner For For Management
1l Elect Director Diana L. Taylor For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Deborah C. Wright For For Management
1o Elect Director Alexander R. Wynaendts For For Management
1p Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against Against Shareholder
6 Require Independent Board Chair Against Against Shareholder
7 Adopt a Policy to Include Against Against Shareholder
Non-Management Employees as
Prospective Director Candidates
8 Report on Lobbying Payments and Policy Against Against Shareholder
9 Report on Racial Equity Audit Against Against Shareholder
10 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Madeline S. Bell For For Management
1.3 Elect Director Naomi M. Bergman For For Management
1.4 Elect Director Edward D. Breen For For Management
1.5 Elect Director Gerald L. Hassell For For Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Maritza G. Montiel For For Management
1.8 Elect Director Asuka Nakahara For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Brian L. Roberts For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Risks Posed by the Failing Against Against Shareholder
to Prevent Workplace Sexual Harassment
--------------------------------------------------------------------------------
CONSTELLATION BRANDS, INC.
Ticker: STZ Security ID: 21036P108
Meeting Date: JUL 21, 2020 Meeting Type: Annual
Record Date: MAY 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christy Clark For For Management
1.2 Elect Director Jennifer M. Daniels For For Management
1.3 Elect Director Jerry Fowden For For Management
1.4 Elect Director Ernesto M. Hernandez For For Management
1.5 Elect Director Susan Somersille Johnson For For Management
1.6 Elect Director James A. Locke, III For For Management
1.7 Elect Director Jose Manuel Madero Garza For For Management
1.8 Elect Director Daniel J. McCarthy For For Management
1.9 Elect Director William A. Newlands For For Management
1.10 Elect Director Richard Sands For For Management
1.11 Elect Director Robert Sands For For Management
1.12 Elect Director Judy A. Schmeling For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CVS HEALTH CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fernando Aguirre For For Management
1b Elect Director C. David Brown, II For For Management
1c Elect Director Alecia A. DeCoudreaux For For Management
1d Elect Director Nancy-Ann M. DeParle For For Management
1e Elect Director David W. Dorman For For Management
1f Elect Director Roger N. Farah For For Management
1g Elect Director Anne M. Finucane For For Management
1h Elect Director Edward J. Ludwig For For Management
1i Elect Director Karen S. Lynch For For Management
1j Elect Director Jean-Pierre Millon For For Management
1k Elect Director Mary L. Schapiro For For Management
1l Elect Director William C. Weldon For For Management
1m Elect Director Tony L. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
5 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
DIAGEO PLC
Ticker: DGE Security ID: 25243Q205
Meeting Date: SEP 28, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Elect Melissa Bethell as Director For For Management
6 Re-elect Javier Ferran as Director For For Management
7 Re-elect Susan Kilsby as Director For For Management
8 Re-elect Lady Mendelsohn as Director For For Management
9 Re-elect Ivan Menezes as Director For For Management
10 Re-elect Kathryn Mikells as Director For For Management
11 Re-elect Alan Stewart as Director For For Management
12 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
13 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
14 Authorise EU Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity For For Management
16 Amend Diageo 2001 Share Incentive Plan For For Management
17 Approve Diageo 2020 Sharesave Plan For For Management
18 Approve Diageo Deferred Bonus Share For For Management
Plan
19 Authorise the Company to Establish For For Management
International Share Plans
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
23 Adopt New Articles of Association For For Management
24 Authorise 2019 Share Buy-backs and For For Management
Employee Benefit and Share Ownership
Trust Transactions
--------------------------------------------------------------------------------
DIAMONDBACK ENERGY, INC.
Ticker: FANG Security ID: 25278X109
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. West For For Management
1.2 Elect Director Travis D. Stice For For Management
1.3 Elect Director Vincent K. Brooks For For Management
1.4 Elect Director Michael P. Cross For For Management
1.5 Elect Director David L. Houston For For Management
1.6 Elect Director Stephanie K. Mains For For Management
1.7 Elect Director Mark L. Plaumann For For Management
1.8 Elect Director Melanie M. Trent For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For Against Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peggy Alford For For Management
1.2 Elect Director Marc L. Andreessen For For Management
1.3 Elect Director Andrew W. Houston For For Management
1.4 Elect Director Nancy Killefer For For Management
1.5 Elect Director Robert M. Kimmitt For For Management
1.6 Elect Director Sheryl K. Sandberg For For Management
1.7 Elect Director Peter A. Thiel For For Management
1.8 Elect Director Tracey T. Travis For For Management
1.9 Elect Director Mark Zuckerberg For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Non-Employee Director For For Management
Compensation Policy
4 Approve Recapitalization Plan for all Against Against Shareholder
Stock to Have One-vote per Share
5 Require Independent Board Chair Against Against Shareholder
6 Report on Online Child Sexual Against Against Shareholder
Exploitation
7 Require Independent Director Nominee Against Against Shareholder
with Human and/or Civil Rights
Experience
8 Report on Platform Misuse Against Against Shareholder
9 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
FISERV, INC.
Ticker: FISV Security ID: 337738108
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Bisignano For For Management
1.2 Elect Director Alison Davis For For Management
1.3 Elect Director Henrique de Castro For For Management
1.4 Elect Director Harry F. DiSimone For For Management
1.5 Elect Director Dennis F. Lynch For For Management
1.6 Elect Director Heidi G. Miller For For Management
1.7 Elect Director Scott C. Nuttall For For Management
1.8 Elect Director Denis J. O'Leary For For Management
1.9 Elect Director Doyle R. Simons For For Management
1.10 Elect Director Kevin M. Warren For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GAMING AND LEISURE PROPERTIES, INC.
Ticker: GLPI Security ID: 36467J108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter M. Carlino For For Management
1b Elect Director Carol (Lili) Lynton For For Management
1c Elect Director Joseph W. Marshall, III For For Management
1d Elect Director James B. Perry For For Management
1e Elect Director Barry F. Schwartz For For Management
1f Elect Director Earl C. Shanks For For Management
1g Elect Director E. Scott Urdang For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GCI LIBERTY, INC.
Ticker: GLIBA Security ID: 36164V503
Meeting Date: DEC 15, 2020 Meeting Type: Special
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION
Ticker: GD Security ID: 369550108
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James S. Crown For For Management
1b Elect Director Rudy F. deLeon For For Management
1c Elect Director Cecil D. Haney For For Management
1d Elect Director Mark M. Malcolm For For Management
1e Elect Director James N. Mattis For For Management
1f Elect Director Phebe N. Novakovic For For Management
1g Elect Director C. Howard Nye For For Management
1h Elect Director Catherine B. Reynolds For For Management
1i Elect Director Laura J. Schumacher For For Management
1j Elect Director Robert K. Steel For For Management
1k Elect Director John G. Stratton For For Management
1l Elect Director Peter A. Wall For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary T. Barra For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Linda R. Gooden For For Management
1d Elect Director Joseph Jimenez For For Management
1e Elect Director Jane L. Mendillo For For Management
1f Elect Director Judith A. Miscik For For Management
1g Elect Director Patricia F. Russo For For Management
1h Elect Director Thomas M. Schoewe For For Management
1i Elect Director Carol M. Stephenson For For Management
1j Elect Director Mark A. Tatum For For Management
1k Elect Director Devin N. Wenig For For Management
1l Elect Director Margaret C. Whitman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Link Executive Pay to Social Criteria Against Against Shareholder
--------------------------------------------------------------------------------
GLENCORE PLC
Ticker: GLEN Security ID: G39420107
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Reduction of Capital For For Management
Contribution Reserves
3 Re-elect Anthony Hayward as Director For For Management
4 Re-elect Ivan Glasenberg as Director For For Management
5 Re-elect Peter Coates as Director For For Management
6 Re-elect Martin Gilbert as Director For For Management
7 Re-elect Gill Marcus as Director For For Management
8 Re-elect Patrice Merrin as Director For For Management
9 Re-elect Kalidas Madhavpeddi as For For Management
Director
10 Elect Cynthia Carroll as Director For For Management
11 Reappoint Deloitte LLP as Auditors For For Management
12 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
13 Approve Incentive Plan For For Management
14 Approve Company's Climate Action For For Management
Transition Plan
15 Approve Remuneration Policy For For Management
16 Approve Remuneration Report For For Management
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
HCA HEALTHCARE, INC.
Ticker: HCA Security ID: 40412C101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas F. Frist, III For For Management
1b Elect Director Samuel N. Hazen For For Management
1c Elect Director Meg G. Crofton For For Management
1d Elect Director Robert J. Dennis For For Management
1e Elect Director Nancy-Ann DeParle For For Management
1f Elect Director William R. Frist For For Management
1g Elect Director Charles O. Holliday, Jr. For For Management
1h Elect Director Michael W. Michelson For For Management
1i Elect Director Wayne J. Riley For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Assess Feasibility of Increasing the Against Against Shareholder
Impact of the Company's Performance on
Quality Metrics for Senior Executive
Compensation
--------------------------------------------------------------------------------
HOWMET AEROSPACE INC.
Ticker: HWM Security ID: 443201108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James F. Albaugh For For Management
1b Elect Director Amy E. Alving For For Management
1c Elect Director Sharon R. Barner For For Management
1d Elect Director Joseph S. Cantie For For Management
1e Elect Director Robert F. Leduc For For Management
1f Elect Director David J. Miller For For Management
1g Elect Director Jody G. Miller For For Management
1h Elect Director Tolga I. Oal For For Management
1i Elect Director Nicole W. Piasecki For For Management
1j Elect Director John C. Plant For For Management
1k Elect Director Ulrich R. Schmidt For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kurt J. Hilzinger For For Management
1b Elect Director Raquel C. Bono For For Management
1c Elect Director Bruce D. Broussard For For Management
1d Elect Director Frank A. D'Amelio For For Management
1e Elect Director Wayne A. I. Frederick For For Management
1f Elect Director John W. Garratt For For Management
1g Elect Director David A. Jones, Jr. For For Management
1h Elect Director Karen W. Katz For For Management
1i Elect Director Marcy S. Klevorn For For Management
1j Elect Director William J. McDonald For For Management
1k Elect Director Jorge S. Mesquita For For Management
1l Elect Director James J. O'Brien For For Management
1m Elect Director Marissa T. Peterson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JOHNSON CONTROLS INTERNATIONAL PLC
Ticker: JCI Security ID: G51502105
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean Blackwell For For Management
1b Elect Director Pierre Cohade For For Management
1c Elect Director Michael E. Daniels For For Management
1d Elect Director Juan Pablo del Valle For For Management
Perochena
1e Elect Director W. Roy Dunbar For For Management
1f Elect Director Gretchen R. Haggerty For For Management
1g Elect Director Simone Menne For For Management
1h Elect Director George R. Oliver For For Management
1i Elect Director Jurgen Tinggren For For Management
1j Elect Director Mark Vergnano For For Management
1k Elect Director R. David Yost For For Management
1l Elect Director John D. Young For For Management
2a Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2b Authorize Board to Fix Remuneration of For For Management
Auditors
3 Authorize Market Purchases of Company For For Management
Shares
4 Determine Price Range for Reissuance For For Management
of Treasury Shares
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Approve Omnibus Stock Plan For For Management
7 Approve the Directors' Authority to For For Management
Allot Shares
8 Approve the Disapplication of For For Management
Statutory Pre-Emption Rights
--------------------------------------------------------------------------------
KEURIG DR PEPPER INC.
Ticker: KDP Security ID: 49271V100
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Robert J. Gamgort For For Management
1B Elect Director Olivier Goudet For For Management
1C Elect Director Peter Harf For For Management
1D Elect Director Juliette Hickman For For Management
1E Elect Director Genevieve Hovde For For Management
1F Elect Director Paul S. Michaels For For Management
1G Elect Director Pamela H. Patsley For For Management
1H Elect Director Gerhard Pleuhs For For Management
1I Elect Director Lubomira Rochet For For Management
1J Elect Director Debra Sandler For For Management
1K Elect Director Robert Singer For For Management
1L Elect Director Justine Tan For For Management
1M Elect Director Nelson Urdaneta For For Management
1N Elect Director Larry D. Young For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LEAR CORPORATION
Ticker: LEA Security ID: 521865204
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mei-Wei Cheng For For Management
1b Elect Director Jonathan F. Foster For For Management
1c Elect Director Bradley M. Halverson For For Management
1d Elect Director Mary Lou Jepsen For For Management
1e Elect Director Roger A. Krone For For Management
1f Elect Director Patricia L. Lewis For For Management
1g Elect Director Kathleen A. Ligocki For For Management
1h Elect Director Conrad L. Mallett, Jr. For For Management
1i Elect Director Raymond E. Scott For For Management
1j Elect Director Gregory C. Smith For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LIBERTY BROADBAND CORPORATION
Ticker: LBRDK Security ID: 530307503
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julie D. Frist For For Management
1.2 Elect Director J. David Wargo For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
LIVANOVA PLC
Ticker: LIVN Security ID: G5509L101
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Francesco Bianchi For For Management
1.2 Elect Director Stacy Enxing Seng For For Management
1.3 Elect Director William Kozy For For Management
1.4 Elect Director Damien McDonald For For Management
1.5 Elect Director Daniel Moore For For Management
1.6 Elect Director Alfred Novak For For Management
1.7 Elect Director Sharon O'Kane For For Management
1.8 Elect Director Arthur L. Rosenthal For For Management
1.9 Elect Director Andrea Saia For For Management
1.10 Elect Director Todd Schermerhorn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Authorise Issue of Equity For For Management
5 Authorise Issue of Equity without For For Management
Pre-emptive Rights
6 Approve Remuneration Report For For Management
7 Accept Financial Statements and For For Management
Statutory Reports
8 Reappoint PricewaterhouseCoopers LLP For For Management
as UK Statutory Auditor
9 Authorize Board to Fix Remuneration of For For Management
Auditor
--------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: 641069406
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.75 per Share
4.1.a Reelect Paul Bulcke as Director and For For Management
Board Chairman
4.1.b Reelect Ulf Schneider as Director For For Management
4.1.c Reelect Henri de Castries as Director For For Management
4.1.d Reelect Renato Fassbind as Director For For Management
4.1.e Reelect Pablo Isla as Director For For Management
4.1.f Reelect Ann Veneman as Director For For Management
4.1.g Reelect Eva Cheng as Director For For Management
4.1.h Reelect Patrick Aebischer as Director For For Management
4.1.i Reelect Kasper Rorsted as Director For For Management
4.1.j Reelect Kimberly Ross as Director For For Management
4.1.k Reelect Dick Boer as Director For For Management
4.1.l Reelect Dinesh Paliwal as Director For For Management
4.1.m Reelect Hanne Jimenez de Mora as For For Management
Director
4.2 Elect Lindiwe Sibanda as Director For For Management
4.3.1 Appoint Pablo Isla as Member of the For For Management
Compensation Committee
4.3.2 Appoint Patrick Aebischer as Member of For For Management
the Compensation Committee
4.3.3 Appoint Dick Boer as Member of the For For Management
Compensation Committee
4.3.4 Appoint Kasper Rorsted as Member of For For Management
the Compensation Committee
4.4 Ratify Ernst & Young AG as Auditors For For Management
4.5 Designate Hartmann Dreyer as For For Management
Independent Proxy
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 10 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 57.5
Million
6 Approve CHF 6.6 Million Reduction in For For Management
Share Capital as Part of the Share
Buyback Program via Cancellation of
Repurchased Shares
7 Approve Climate Action Plan For For Management
8 Transact Other Business (Voting) Against Against Management
--------------------------------------------------------------------------------
NOV INC.
Ticker: NOV Security ID: 62955J103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Clay C. Williams For For Management
1b Elect Director Greg L. Armstrong For For Management
1c Elect Director Marcela E. Donadio For For Management
1d Elect Director Ben A. Guill For For Management
1e Elect Director James T. Hackett For For Management
1f Elect Director David D. Harrison For For Management
1g Elect Director Eric L. Mattson For For Management
1h Elect Director Melody B. Meyer For For Management
1i Elect Director William R. Thomas For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PDC ENERGY, INC.
Ticker: PDCE Security ID: 69327R101
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barton R. Brookman For For Management
1.2 Elect Director Mark E. Ellis For For Management
1.3 Elect Director Paul J. Korus For For Management
1.4 Elect Director David C. Parke For For Management
1.5 Elect Director Lynn A. Peterson For For Management
1.6 Elect Director Carlos A. Sabater For For Management
1.7 Elect Director Diana L. Sands For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brant Bonin Bough For For Management
1b Elect Director Andre Calantzopoulos For For Management
1c Elect Director Michel Combes For For Management
1d Elect Director Juan Jose Daboub For For Management
1e Elect Director Werner Geissler For For Management
1f Elect Director Lisa A. Hook For For Management
1g Elect Director Jun Makihara For For Management
1h Elect Director Kalpana Morparia For For Management
1i Elect Director Lucio A. Noto For For Management
1j Elect Director Jacek Olczak For For Management
1k Elect Director Frederik Paulsen For For Management
1l Elect Director Robert B. Polet For For Management
1m Elect Director Shlomo Yanai For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers SA as For For Management
Auditor
--------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC.
Ticker: REGN Security ID: 75886F107
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director N. Anthony Coles For For Management
1b Elect Director Arthur F. Ryan For For Management
1c Elect Director George L. Sing For For Management
1d Elect Director Marc Tessier-Lavigne For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INCORPORATED
Ticker: RGA Security ID: 759351604
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pina Albo For For Management
1b Elect Director Christine R. Detrick For For Management
1c Elect Director J. Cliff Eason For For Management
1d Elect Director John J. Gauthier For For Management
1e Elect Director Patricia L. Guinn For For Management
1f Elect Director Anna Manning For For Management
1g Elect Director Hazel M. McNeilage For For Management
1h Elect Director Stephen O'Hearn For For Management
1i Elect Director Frederick J. Sievert For For Management
1j Elect Director Shundrawn Thomas For For Management
1k Elect Director Stanley B. Tulin For For Management
1l Elect Director Steven C. Van Wyk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
5 Amend Non-Employee Director Stock For For Management
Awards in Lieu of Cash
6 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc Benioff For For Management
1b Elect Director Craig Conway For For Management
1c Elect Director Parker Harris For For Management
1d Elect Director Alan Hassenfeld For For Management
1e Elect Director Neelie Kroes For For Management
1f Elect Director Colin Powell For For Management
1g Elect Director Sanford Robertson For For Management
1h Elect Director John V. Roos For For Management
1i Elect Director Robin Washington For For Management
1j Elect Director Maynard Webb For For Management
1k Elect Director Susan Wojcicki For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
SEALED AIR CORPORATION
Ticker: SEE Security ID: 81211K100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Zubaid Ahmad For For Management
1b Elect Director Francoise Colpron For For Management
1c Elect Director Edward L. Doheny, II For For Management
1d Elect Director Michael P. Doss For For Management
1e Elect Director Henry R. Keizer For For Management
1f Elect Director Harry A. Lawton, III For For Management
1g Elect Director Neil Lustig For For Management
1h Elect Director Suzanne B. Rowland For For Management
1i Elect Director Jerry R. Whitaker For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SIGNATURE BANK
Ticker: SBNY Security ID: 82669G203
Meeting Date: JUN 29, 2021 Meeting Type: Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Stock Repurchase Plan For For Management
2 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick de Saint-Aignan For For Management
1b Elect Director Marie A. Chandoha For For Management
1c Elect Director Amelia C. Fawcett For For Management
1d Elect Director William C. Freda For For Management
1e Elect Director Sara Mathew For For Management
1f Elect Director William L. Meaney For For Management
1g Elect Director Ronald P. O'Hanley For For Management
1h Elect Director Sean O'Sullivan For For Management
1i Elect Director Julio A. Portalatin For For Management
1j Elect Director John B. Rhea For For Management
1k Elect Director Richard P. Sergel For For Management
1l Elect Director Gregory L. Summe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD.
Ticker: TEL Security ID: H84989104
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pierre R. Brondeau For For Management
1b Elect Director Terrence R. Curtin For For Management
1c Elect Director Carol A. (John) Davidson For For Management
1d Elect Director Lynn A. Dugle For For Management
1e Elect Director William A. Jeffrey For For Management
1f Elect Director David M. Kerko None None Management
*Withdrawn Resolution*
1g Elect Director Thomas J. Lynch For For Management
1h Elect Director Heath A. Mitts For For Management
1i Elect Director Yong Nam For For Management
1j Elect Director Daniel J. Phelan For For Management
1k Elect Director Abhijit Y. Talwalkar For For Management
1l Elect Director Mark C. Trudeau For For Management
1m Elect Director Dawn C. Willoughby For For Management
1n Elect Director Laura H. Wright For For Management
2 Elect Board Chairman Thomas J. Lynch For For Management
3a Elect Daniel J. Phelan as Member of For For Management
Management Development and
Compensation Committee
3b Elect Abhijit Y. Talwalkar as Member For For Management
of Management Development and
Compensation Committee
3c Elect Mark C. Trudeau as Member of For For Management
Management Development and
Compensation Committee
3d Elect Dawn C. Willoughby as Member of For For Management
Management Development and
Compensation Committee
4 Designate Rene Schwarzenbach as For For Management
Independent Proxy
5.1 Accept Annual Report for Fiscal Year For For Management
Ended September 25, 2020
5.2 Accept Statutory Financial Statements For For Management
for Fiscal Year Ended September 25,
2020
5.3 Approve Consolidated Financial For For Management
Statements for Fiscal Year Ended
September 25, 2020
6 Approve Discharge of Board and Senior For For Management
Management
7.1 Ratify Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year 2021
7.2 Ratify Deloitte AG as Swiss Registered For For Management
Auditors
7.3 Ratify PricewaterhouseCoopers AG as For For Management
Special Auditors
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Approve the Increase in Maximum For For Management
Aggregate Remuneration of Executive
Management
10 Approve Maximum Aggregate Remuneration For For Management
of Board of Directors
11 Approve Allocation of Available For For Management
Earnings at September 25, 2020
12 Approve Declaration of Dividend For For Management
13 Approve Reduction in Share Capital via For For Management
Cancelation of Shares
14 Amend Non-Qualified Employee Stock For For Management
Purchase Plan
15 Amend Omnibus Stock Plan For For Management
16 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
THE HOWARD HUGHES CORPORATION
Ticker: HHC Security ID: 44267D107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William A. Ackman For For Management
1b Elect Director Adam Flatto For For Management
1c Elect Director Jeffrey Furber For For Management
1d Elect Director Beth Kaplan For For Management
1e Elect Director Allen Model For For Management
1f Elect Director David O'Reilly For For Management
1g Elect Director R. Scot Sellers For For Management
1h Elect Director Steven Shepsman For For Management
1i Elect Director Mary Ann Tighe For For Management
1j Elect Director Anthony Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THOR INDUSTRIES, INC.
Ticker: THO Security ID: 885160101
Meeting Date: DEC 18, 2020 Meeting Type: Annual
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew Graves For For Management
1.2 Elect Director Amelia A. Huntington For For Management
1.3 Elect Director Wilson Jones For For Management
1.4 Elect Director Christopher Klein For For Management
1.5 Elect Director J. Allen Kosowsky For For Management
1.6 Elect Director Robert W. Martin For For Management
1.7 Elect Director Peter B. Orthwein For For Management
1.8 Elect Director Jan H. Suwinski For For Management
1.9 Elect Director James L. Ziemer For For Management
1.10 Elect Director William J. Kelley, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard T. Burke For For Management
1b Elect Director Timothy P. Flynn For For Management
1c Elect Director Stephen J. Hemsley For For Management
1d Elect Director Michele J. Hooper For For Management
1e Elect Director F. William McNabb, III For For Management
1f Elect Director Valerie C. Montgomery For For Management
Rice
1g Elect Director John H. Noseworthy For For Management
1h Elect Director Gail R. Wilensky For For Management
1i Elect Director Andrew Witty For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC.
Ticker: WWE Security ID: 98156Q108
Meeting Date: JUL 16, 2020 Meeting Type: Annual
Record Date: FEB 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vincent K. McMahon For For Management
1.2 Elect Director Stephanie McMahon For For Management
Levesque
1.3 Elect Director Paul "Triple H" Levesque For For Management
1.4 Elect Director Stuart U. Goldfarb For For Management
1.5 Elect Director Laureen Ong For For Management
1.6 Elect Director Robyn W. Peterson For For Management
1.7 Elect Director Frank A. Riddick, III For For Management
1.8 Elect Director Man Jit Singh For For Management
1.9 Elect Director Jeffrey R. Speed For For Management
1.10 Elect Director Alan M. Wexler For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZIMMER BIOMET HOLDINGS, INC.
Ticker: ZBH Security ID: 98956P102
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher B. Begley For For Management
1b Elect Director Betsy J. Bernard For For Management
1c Elect Director Michael J. Farrell For For Management
1d Elect Director Robert A. Hagemann For For Management
1e Elect Director Bryan C. Hanson For For Management
1f Elect Director Arthur J. Higgins For For Management
1g Elect Director Maria Teresa Hilado For For Management
1h Elect Director Syed Jafry For For Management
1i Elect Director Sreelakshmi Kolli For For Management
1j Elect Director Michael W. Michelson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
6 Amend Deferred Compensation Plan For For Management
7 Provide Right to Call Special Meeting For For Management
=============================== The Oakmark Fund ===============================
ALLY FINANCIAL INC.
Ticker: ALLY Security ID: 02005N100
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Franklin W. Hobbs For For Management
1b Elect Director Kenneth J. Bacon For For Management
1c Elect Director Katryn (Trynka) For For Management
Shineman Blake
1d Elect Director Maureen A. For For Management
Breakiron-Evans
1e Elect Director William H. Cary For For Management
1f Elect Director Mayree C. Clark For For Management
1g Elect Director Kim S. Fennebresque For For Management
1h Elect Director Marjorie Magner For For Management
1i Elect Director Brian H. Sharples For For Management
1j Elect Director John J. Stack For For Management
1k Elect Director Michael F. Steib For For Management
1l Elect Director Jeffrey J. Brown For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
6 Amend Qualified Employee Stock For For Management
Purchase Plan
7 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Larry Page For For Management
1b Elect Director Sergey Brin For For Management
1c Elect Director Sundar Pichai For For Management
1d Elect Director John L. Hennessy For For Management
1e Elect Director Frances H. Arnold For For Management
1f Elect Director L. John Doerr For For Management
1g Elect Director Roger W. Ferguson, Jr. For For Management
1h Elect Director Ann Mather For For Management
1i Elect Director Alan R. Mulally For For Management
1j Elect Director K. Ram Shriram For For Management
1k Elect Director Robin L. Washington For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Require Independent Director Nominee Against Against Shareholder
with Human and/or Civil Rights
Experience
6 Assess Feasibility of Including Against Against Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
7 Report on Takedown Requests Against Against Shareholder
8 Report on Whistleblower Policies and Against Against Shareholder
Practices
9 Report on Charitable Contributions Against Against Shareholder
10 Report on Risks Related to Against Against Shareholder
Anticompetitive Practices
11 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John T. Casteen, III For For Management
1b Elect Director Dinyar S. Devitre For For Management
1c Elect Director William F. Gifford, Jr. For For Management
1d Elect Director Debra J. Kelly-Ennis For For Management
1e Elect Director W. Leo Kiely, III For For Management
1f Elect Director Kathryn B. McQuade For For Management
1g Elect Director George Munoz For For Management
1h Elect Director Mark E. Newman For For Management
1i Elect Director Nabil Y. Sakkab For For Management
1j Elect Director Virginia E. Shanks For For Management
1k Elect Director Ellen R. Strahlman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Underage Tobacco Prevention Against Against Shareholder
Policies and Marketing Practices
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas J. Baltimore For For Management
1b Elect Director Charlene Barshefsky For For Management
1c Elect Director John J. Brennan For For Management
1d Elect Director Peter Chernin For For Management
1e Elect Director Ralph de la Vega For For Management
1f Elect Director Michael O. Leavitt For For Management
1g Elect Director Theodore J. Leonsis For For Management
1h Elect Director Karen L. Parkhill For For Management
1i Elect Director Charles E. Phillips For For Management
1j Elect Director Lynn A. Pike For For Management
1k Elect Director Stephen J. Squeri For For Management
1l Elect Director Daniel L. Vasella For For Management
1m Elect Director Lisa W. Wardell For For Management
1n Elect Director Ronald A. Williams For For Management
1o Elect Director Christopher D. Young For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Publish Annually a Report Assessing Against Against Shareholder
Diversity, Equity, and Inclusion
Efforts
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Cole, Jr. For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director Brian Duperreault For For Management
1d Elect Director John H. Fitzpatrick For For Management
1e Elect Director William G. Jurgensen For For Management
1f Elect Director Christopher S. Lynch For For Management
1g Elect Director Linda A. Mills For For Management
1h Elect Director Thomas F. Motamed For For Management
1i Elect Director Peter R. Porrino For For Management
1j Elect Director Amy L. Schioldager For For Management
1k Elect Director Douglas M. Steenland For For Management
1l Elect Director Therese M. Vaughan For For Management
1m Elect Director Peter S. Zaffino For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
APA CORP.
Ticker: APA Security ID: 03743Q108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Annell R. Bay For For Management
2 Elect Director John J. Christmann, IV For For Management
3 Elect Director Juliet S. Ellis For For Management
4 Elect Director Chansoo Joung For For Management
5 Elect Director John E. Lowe For For Management
6 Elect Director H. Lamar McKay For For Management
7 Elect Director William C. Montgomery For For Management
8 Elect Director Amy H. Nelson For For Management
9 Elect Director Daniel W. Rabun For For Management
10 Elect Director Peter A. Ragauss For For Management
11 Ratify Ernst & Young LLP as Auditor For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Amend Charter to Remove the For For Management
Pass-Through Voting Provision
--------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015103
Meeting Date: NOV 11, 2020 Meeting Type: Annual
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter Bisson For For Management
1b Elect Director Richard T. Clark For For Management
1c Elect Director Linnie M. Haynesworth For For Management
1d Elect Director John P. Jones For For Management
1e Elect Director Francine S. Katsoudas For For Management
1f Elect Director Nazzic S. Keene For For Management
1g Elect Director Thomas J. Lynch For For Management
1h Elect Director Scott F. Powers For For Management
1i Elect Director William J. Ready For For Management
1j Elect Director Carlos A. Rodriguez For For Management
1k Elect Director Sandra S. Wijnberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Non-Management Employee Against Against Shareholder
Representation on the Board of
Directors
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Frank P. Bramble, Sr. For For Management
1d Elect Director Pierre J.P. de Weck For For Management
1e Elect Director Arnold W. Donald For For Management
1f Elect Director Linda P. Hudson For For Management
1g Elect Director Monica C. Lozano For For Management
1h Elect Director Thomas J. May For For Management
1i Elect Director Brian T. Moynihan For For Management
1j Elect Director Lionel L. Nowell, III For For Management
1k Elect Director Denise L. Ramos For For Management
1l Elect Director Clayton S. Rose For For Management
1m Elect Director Michael D. White For For Management
1n Elect Director Thomas D. Woods For For Management
1o Elect Director R. David Yost For For Management
1p Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against Against Shareholder
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Approve Change in Organizational Form Against Against Shareholder
8 Request on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
BOOKING HOLDINGS INC.
Ticker: BKNG Security ID: 09857L108
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Armstrong For For Management
1.2 Elect Director Glenn D. Fogel For For Management
1.3 Elect Director Mirian M. Graddick-Weir For For Management
1.4 Elect Director Wei Hopeman For For Management
1.5 Elect Director Robert J. Mylod, Jr. For For Management
1.6 Elect Director Charles H. Noski For For Management
1.7 Elect Director Nicholas J. Read For For Management
1.8 Elect Director Thomas E. Rothman For For Management
1.9 Elect Director Bob van Dijk For For Management
1.10 Elect Director Lynn M. Vojvodich For For Management
1.11 Elect Director Vanessa A. Wittman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent For For Management
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Report on Annual Climate Transition Against Against Shareholder
8 Annual Investor Advisory Vote on Against Against Shareholder
Climate Plan
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard D. Fairbank For For Management
1b Elect Director Ime Archibong For For Management
1c Elect Director Ann Fritz Hackett For For Management
1d Elect Director Peter Thomas Killalea For For Management
1e Elect Director Cornelis "Eli" Leenaars For For Management
1f Elect Director Francois Locoh-Donou For For Management
1g Elect Director Peter E. Raskind For For Management
1h Elect Director Eileen Serra For For Management
1i Elect Director Mayo A. Shattuck, III For For Management
1j Elect Director Bradford H. Warner For For Management
1k Elect Director Catherine G. West For For Management
1l Elect Director Craig Anthony Williams For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kelly A. Ayotte For For Management
1.2 Elect Director David L. Calhoun For For Management
1.3 Elect Director Daniel M. Dickinson For For Management
1.4 Elect Director Gerald Johnson For For Management
1.5 Elect Director David W. MacLennan For For Management
1.6 Elect Director Debra L. Reed-Klages For For Management
1.7 Elect Director Edward B. Rust, Jr. For For Management
1.8 Elect Director Susan C. Schwab For For Management
1.9 Elect Director D. James Umpleby, III For For Management
1.10 Elect Director Miles D. White For For Management
1.11 Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Climate Policy Against Against Shareholder
5 Report on Diversity and Inclusion Against Against Shareholder
Efforts
6 Amend Certificate of Incorporate to Against Against Shareholder
become Public Benefit Corporation
7 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
CBRE GROUP, INC.
Ticker: CBRE Security ID: 12504L109
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brandon B. Boze For For Management
1b Elect Director Beth F. Cobert For For Management
1c Elect Director Reginald H. Gilyard For For Management
1d Elect Director Shira D. Goodman For For Management
1e Elect Director Christopher T. Jenny For For Management
1f Elect Director Gerardo I. Lopez For For Management
1g Elect Director Oscar Munoz For For Management
1h Elect Director Robert E. Sulentic For For Management
1i Elect Director Laura D. Tyson For For Management
1j Elect Director Sanjiv Yajnik For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC.
Ticker: CHTR Security ID: 16119P108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Lance Conn For For Management
1b Elect Director Kim C. Goodman For For Management
1c Elect Director Craig A. Jacobson For For Management
1d Elect Director Gregory B. Maffei For For Management
1e Elect Director John D. Markley, Jr. For For Management
1f Elect Director David C. Merritt For For Management
1g Elect Director James E. Meyer For For Management
1h Elect Director Steven A. Miron For For Management
1i Elect Director Balan Nair For For Management
1j Elect Director Michael A. Newhouse For For Management
1k Elect Director Mauricio Ramos For For Management
1l Elect Director Thomas M. Rutledge For For Management
1m Elect Director Eric L. Zinterhofer For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Report on Lobbying Payments and Policy Against Against Shareholder
4 Require Independent Board Chair Against Against Shareholder
5 Publish Annually a Report Assessing Against Against Shareholder
Diversity, Equity, and Inclusion
Efforts
6 Report on Greenhouse Gas Emissions Against Against Shareholder
Disclosure
7 Adopt Policy to Annually Disclose Against Against Shareholder
EEO-1 Data
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ellen M. Costello For For Management
1b Elect Director Grace E. Dailey For For Management
1c Elect Director Barbara J. Desoer For For Management
1d Elect Director John C. Dugan For For Management
1e Elect Director Jane N. Fraser For For Management
1f Elect Director Duncan P. Hennes For For Management
1g Elect Director Peter B. Henry For For Management
1h Elect Director S. Leslie Ireland For For Management
1i Elect Director Lew W. (Jay) Jacobs, IV For For Management
1j Elect Director Renee J. James For For Management
1k Elect Director Gary M. Reiner For For Management
1l Elect Director Diana L. Taylor For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Deborah C. Wright For For Management
1o Elect Director Alexander R. Wynaendts For For Management
1p Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against Against Shareholder
6 Require Independent Board Chair Against Against Shareholder
7 Adopt a Policy to Include Against Against Shareholder
Non-Management Employees as
Prospective Director Candidates
8 Report on Lobbying Payments and Policy Against Against Shareholder
9 Report on Racial Equity Audit Against Against Shareholder
10 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Madeline S. Bell For For Management
1.3 Elect Director Naomi M. Bergman For For Management
1.4 Elect Director Edward D. Breen For For Management
1.5 Elect Director Gerald L. Hassell For For Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Maritza G. Montiel For For Management
1.8 Elect Director Asuka Nakahara For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Brian L. Roberts For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Risks Posed by the Failing Against Against Shareholder
to Prevent Workplace Sexual Harassment
--------------------------------------------------------------------------------
CONCHO RESOURCES INC.
Ticker: CXO Security ID: 20605P101
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles E. Bunch For For Management
1b Elect Director Caroline Maury Devine For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Jody Freeman For For Management
1e Elect Director Gay Huey Evans For For Management
1f Elect Director Jeffrey A. Joerres For For Management
1g Elect Director Ryan M. Lance For For Management
1h Elect Director Timothy A. Leach For For Management
1i Elect Director William H. McRaven For For Management
1j Elect Director Sharmila Mulligan For For Management
1k Elect Director Eric D. Mullins For For Management
1l Elect Director Arjun N. Murti For For Management
1m Elect Director Robert A. Niblock For For Management
1n Elect Director David T. Seaton For For Management
1o Elect Director R.A. Walker For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote For For Shareholder
5 Emission Reduction Targets Against Against Shareholder
--------------------------------------------------------------------------------
CONSTELLATION BRANDS, INC.
Ticker: STZ Security ID: 21036P108
Meeting Date: JUL 21, 2020 Meeting Type: Annual
Record Date: MAY 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christy Clark For For Management
1.2 Elect Director Jennifer M. Daniels For For Management
1.3 Elect Director Jerry Fowden For For Management
1.4 Elect Director Ernesto M. Hernandez For For Management
1.5 Elect Director Susan Somersille Johnson For For Management
1.6 Elect Director James A. Locke, III For For Management
1.7 Elect Director Jose Manuel Madero Garza For For Management
1.8 Elect Director Daniel J. McCarthy For For Management
1.9 Elect Director William A. Newlands For For Management
1.10 Elect Director Richard Sands For For Management
1.11 Elect Director Robert Sands For For Management
1.12 Elect Director Judy A. Schmeling For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CUMMINS INC.
Ticker: CMI Security ID: 231021106
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director N. Thomas Linebarger For For Management
2 Elect Director Robert J. Bernhard For For Management
3 Elect Director Franklin R. Chang Diaz For For Management
4 Elect Director Bruno V. Di Leo Allen For For Management
5 Elect Director Stephen B. Dobbs For For Management
6 Elect Director Carla A. Harris For For Management
7 Elect Director Robert K. Herdman For For Management
8 Elect Director Alexis M. Herman For For Management
9 Elect Director Thomas J. Lynch For For Management
10 Elect Director William I. Miller For For Management
11 Elect Director Georgia R. Nelson For For Management
12 Elect Director Kimberly A. Nelson For For Management
13 Elect Director Karen H. Quintos For For Management
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
15 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
16 Abolish Professional Services Allowance Against Against Shareholder
--------------------------------------------------------------------------------
CVS HEALTH CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fernando Aguirre For For Management
1b Elect Director C. David Brown, II For For Management
1c Elect Director Alecia A. DeCoudreaux For For Management
1d Elect Director Nancy-Ann M. DeParle For For Management
1e Elect Director David W. Dorman For For Management
1f Elect Director Roger N. Farah For For Management
1g Elect Director Anne M. Finucane For For Management
1h Elect Director Edward J. Ludwig For For Management
1i Elect Director Karen S. Lynch For For Management
1j Elect Director Jean-Pierre Millon For For Management
1k Elect Director Mary L. Schapiro For For Management
1l Elect Director William C. Weldon For For Management
1m Elect Director Tony L. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
5 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
DIAMONDBACK ENERGY, INC.
Ticker: FANG Security ID: 25278X109
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. West For For Management
1.2 Elect Director Travis D. Stice For For Management
1.3 Elect Director Vincent K. Brooks For For Management
1.4 Elect Director Michael P. Cross For For Management
1.5 Elect Director David L. Houston For For Management
1.6 Elect Director Stephanie K. Mains For For Management
1.7 Elect Director Mark L. Plaumann For For Management
1.8 Elect Director Melanie M. Trent For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For Against Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
DXC TECHNOLOGY COMPANY
Ticker: DXC Security ID: 23355L106
Meeting Date: AUG 13, 2020 Meeting Type: Annual
Record Date: JUN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mukesh Aghi For For Management
1b Elect Director Amy E. Alving For For Management
1c Elect Director David A. Barnes For For Management
1d Elect Director Raul J. Fernandez For For Management
1e Elect Director David L. Herzog For For Management
1f Elect Director Mary L. Krakauer For For Management
1g Elect Director Ian C. Read For For Management
1h Elect Director Michael J. Salvino For For Management
1i Elect Director Manoj P. Singh For For Management
1j Elect Director Robert F. Woods For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Restricted For For Management
Stock Plan
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony J. Bates For For Management
1b Elect Director Adriane M. Brown For For Management
1c Elect Director Diana Farrell For For Management
1d Elect Director Logan D. Green For For Management
1e Elect Director Bonnie S. Hammer For For Management
1f Elect Director E. Carol Hayles For For Management
1g Elect Director Jamie Iannone For For Management
1h Elect Director Kathleen C. Mitic For For Management
1i Elect Director Matthew J. Murphy For For Management
1j Elect Director Paul S. Pressler For For Management
1k Elect Director Mohak Shroff For For Management
1l Elect Director Robert H. Swan For For Management
1m Elect Director Perry M. Traquina For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Improve Principles of Executive Against Against Shareholder
Compensation Program
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janet F. Clark For For Management
1b Elect Director Charles R. Crisp For For Management
1c Elect Director Robert P. Daniels For For Management
1d Elect Director James C. Day For For Management
1e Elect Director C. Christopher Gaut For For Management
1f Elect Director Michael T. Kerr For For Management
1g Elect Director Julie J. Robertson For For Management
1h Elect Director Donald F. Textor For For Management
1i Elect Director William R. Thomas For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peggy Alford For For Management
1.2 Elect Director Marc L. Andreessen For For Management
1.3 Elect Director Andrew W. Houston For For Management
1.4 Elect Director Nancy Killefer For For Management
1.5 Elect Director Robert M. Kimmitt For For Management
1.6 Elect Director Sheryl K. Sandberg For For Management
1.7 Elect Director Peter A. Thiel For For Management
1.8 Elect Director Tracey T. Travis For For Management
1.9 Elect Director Mark Zuckerberg For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Non-Employee Director For For Management
Compensation Policy
4 Approve Recapitalization Plan for all Against Against Shareholder
Stock to Have One-vote per Share
5 Require Independent Board Chair Against Against Shareholder
6 Report on Online Child Sexual Against Against Shareholder
Exploitation
7 Require Independent Director Nominee Against Against Shareholder
with Human and/or Civil Rights
Experience
8 Report on Platform Misuse Against Against Shareholder
9 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
FISERV, INC.
Ticker: FISV Security ID: 337738108
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Bisignano For For Management
1.2 Elect Director Alison Davis For For Management
1.3 Elect Director Henrique de Castro For For Management
1.4 Elect Director Harry F. DiSimone For For Management
1.5 Elect Director Dennis F. Lynch For For Management
1.6 Elect Director Heidi G. Miller For For Management
1.7 Elect Director Scott C. Nuttall For For Management
1.8 Elect Director Denis J. O'Leary For For Management
1.9 Elect Director Doyle R. Simons For For Management
1.10 Elect Director Kevin M. Warren For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GARTNER, INC.
Ticker: IT Security ID: 366651107
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter E. Bisson For For Management
1b Elect Director Richard J. Bressler For For Management
1c Elect Director Raul E. Cesan For For Management
1d Elect Director Karen E. Dykstra For For Management
1e Elect Director Anne Sutherland Fuchs For For Management
1f Elect Director William O. Grabe For For Management
1g Elect Director Eugene A. Hall For For Management
1h Elect Director Stephen G. Pagliuca For For Management
1i Elect Director Eileen M. Serra For For Management
1j Elect Director James C. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION
Ticker: GD Security ID: 369550108
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James S. Crown For For Management
1b Elect Director Rudy F. deLeon For For Management
1c Elect Director Cecil D. Haney For For Management
1d Elect Director Mark M. Malcolm For For Management
1e Elect Director James N. Mattis For For Management
1f Elect Director Phebe N. Novakovic For For Management
1g Elect Director C. Howard Nye For For Management
1h Elect Director Catherine B. Reynolds For For Management
1i Elect Director Laura J. Schumacher For For Management
1j Elect Director Robert K. Steel For For Management
1k Elect Director John G. Stratton For For Management
1l Elect Director Peter A. Wall For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sebastien Bazin For For Management
1b Elect Director Ashton Carter For For Management
1c Elect Director H. Lawrence Culp, Jr. For For Management
1d Elect Director Francisco D'Souza For For Management
1e Elect Director Edward Garden For For Management
1f Elect Director Thomas Horton For For Management
1g Elect Director Risa Lavizzo-Mourey For For Management
1h Elect Director Catherine Lesjak For For Management
1i Elect Director Paula Rosput Reynolds For For Management
1j Elect Director Leslie Seidman For For Management
1k Elect Director James Tisch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Reverse Stock Split For For Management
5 Require More Director Nominations Than Against Against Shareholder
Open Seats
6 Require Independent Board Chair Against Against Shareholder
7 Report on Meeting the Criteria of the For For Shareholder
Net Zero Indicator
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary T. Barra For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Linda R. Gooden For For Management
1d Elect Director Joseph Jimenez For For Management
1e Elect Director Jane L. Mendillo For For Management
1f Elect Director Judith A. Miscik For For Management
1g Elect Director Patricia F. Russo For For Management
1h Elect Director Thomas M. Schoewe For For Management
1i Elect Director Carol M. Stephenson For For Management
1j Elect Director Mark A. Tatum For For Management
1k Elect Director Devin N. Wenig For For Management
1l Elect Director Margaret C. Whitman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Link Executive Pay to Social Criteria Against Against Shareholder
--------------------------------------------------------------------------------
HCA HEALTHCARE, INC.
Ticker: HCA Security ID: 40412C101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas F. Frist, III For For Management
1b Elect Director Samuel N. Hazen For For Management
1c Elect Director Meg G. Crofton For For Management
1d Elect Director Robert J. Dennis For For Management
1e Elect Director Nancy-Ann DeParle For For Management
1f Elect Director William R. Frist For For Management
1g Elect Director Charles O. Holliday, Jr. For For Management
1h Elect Director Michael W. Michelson For For Management
1i Elect Director Wayne J. Riley For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Assess Feasibility of Increasing the Against Against Shareholder
Impact of the Company's Performance on
Quality Metrics for Senior Executive
Compensation
--------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC.
Ticker: HLT Security ID: 43300A203
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher J. Nassetta For For Management
1b Elect Director Jonathan D. Gray For For Management
1c Elect Director Charlene T. Begley For For Management
1d Elect Director Chris Carr For For Management
1e Elect Director Melanie L. Healey For For Management
1f Elect Director Raymond E. Mabus, Jr. For For Management
1g Elect Director Judith A. McHale For For Management
1h Elect Director John G. Schreiber For For Management
1i Elect Director Elizabeth A. Smith For For Management
1j Elect Director Douglas M. Steenland For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kurt J. Hilzinger For For Management
1b Elect Director Raquel C. Bono For For Management
1c Elect Director Bruce D. Broussard For For Management
1d Elect Director Frank A. D'Amelio For For Management
1e Elect Director Wayne A. I. Frederick For For Management
1f Elect Director John W. Garratt For For Management
1g Elect Director David A. Jones, Jr. For For Management
1h Elect Director Karen W. Katz For For Management
1i Elect Director Marcy S. Klevorn For For Management
1j Elect Director William J. McDonald For For Management
1k Elect Director Jorge S. Mesquita For For Management
1l Elect Director James J. O'Brien For For Management
1m Elect Director Marissa T. Peterson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KEURIG DR PEPPER INC.
Ticker: KDP Security ID: 49271V100
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Robert J. Gamgort For For Management
1B Elect Director Olivier Goudet For For Management
1C Elect Director Peter Harf For For Management
1D Elect Director Juliette Hickman For For Management
1E Elect Director Genevieve Hovde For For Management
1F Elect Director Paul S. Michaels For For Management
1G Elect Director Pamela H. Patsley For For Management
1H Elect Director Gerhard Pleuhs For For Management
1I Elect Director Lubomira Rochet For For Management
1J Elect Director Debra Sandler For For Management
1K Elect Director Robert Singer For For Management
1L Elect Director Justine Tan For For Management
1M Elect Director Nelson Urdaneta For For Management
1N Elect Director Larry D. Young For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ajay Banga For For Management
1b Elect Director Merit E. Janow For For Management
1c Elect Director Richard K. Davis For For Management
1d Elect Director Steven J. Freiberg For For Management
1e Elect Director Julius Genachowski For For Management
1f Elect Director Choon Phong Goh For For Management
1g Elect Director Oki Matsumoto For For Management
1h Elect Director Michael Miebach For For Management
1i Elect Director Youngme Moon For For Management
1j Elect Director Rima Qureshi For For Management
1k Elect Director Jose Octavio Reyes For For Management
Lagunes
1l Elect Director Gabrielle Sulzberger For For Management
1m Elect Director Jackson Tai For For Management
1n Elect Director Lance Uggla For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
6 Eliminate Supermajority Vote For For Management
Requirement
--------------------------------------------------------------------------------
MGM RESORTS INTERNATIONAL
Ticker: MGM Security ID: 552953101
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barry Diller For For Management
1b Elect Director William W. Grounds For For Management
1c Elect Director Alexis M. Herman For For Management
1d Elect Director William J. Hornbuckle For For Management
1e Elect Director Mary Chris Jammet For For Management
1f Elect Director John Kilroy For For Management
1g Elect Director Joey Levin For For Management
1h Elect Director Rose McKinney-James For For Management
1i Elect Director Keith A. Meister For For Management
1j Elect Director Paul Salem For For Management
1k Elect Director Gregory M. Spierkel For For Management
1l Elect Director Jan G. Swartz For For Management
1m Elect Director Daniel J. Taylor For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize New Class of Preferred Stock For For Management
--------------------------------------------------------------------------------
MOODY'S CORPORATION
Ticker: MCO Security ID: 615369105
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jorge A. Bermudez For For Management
1b Elect Director Therese Esperdy For For Management
1c Elect Director Robert Fauber For For Management
1d Elect Director Vincent A. Forlenza For For Management
1e Elect Director Kathryn M. Hill For For Management
1f Elect Director Lloyd W. Howell, Jr. For For Management
1g Elect Director Raymond W. McDaniel, Jr. For For Management
1h Elect Director Leslie F. Seidman For For Management
1i Elect Director Bruce Van Saun For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve 2020 Decarbonization Plan For For Management
--------------------------------------------------------------------------------
NETFLIX, INC.
Ticker: NFLX Security ID: 64110L106
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard N. Barton For For Management
1b Elect Director Rodolphe Belmer For For Management
1c Elect Director Bradford L. Smith For For Management
1d Elect Director Anne M. Sweeney For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
5 Adopt Simple Majority Vote Against Against Shareholder
6 Improve the Executive Compensation Against Against Shareholder
Philosophy
--------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
Ticker: PH Security ID: 701094104
Meeting Date: OCT 28, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lee C. Banks For For Management
1b Elect Director Robert G. Bohn For For Management
1c Elect Director Linda S. Harty For For Management
1d Elect Director Kevin A. Lobo For For Management
1e Elect Director Candy M. Obourn For For Management
1f Elect Director Joseph Scaminace For For Management
1g Elect Director Ake Svensson For For Management
1h Elect Director Laura K. Thompson For For Management
1i Elect Director James R. Verrier For For Management
1j Elect Director James L. Wainscott For For Management
1k Elect Director Thomas L. Williams For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QURATE RETAIL, INC.
Ticker: QRTEA Security ID: 74915M100
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard N. Barton For For Management
1.2 Elect Director Michael A. George For For Management
1.3 Elect Director Gregory B. Maffei For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC.
Ticker: REGN Security ID: 75886F107
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director N. Anthony Coles For For Management
1b Elect Director Arthur F. Ryan For For Management
1c Elect Director George L. Sing For For Management
1d Elect Director Marc Tessier-Lavigne For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INCORPORATED
Ticker: RGA Security ID: 759351604
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pina Albo For For Management
1b Elect Director Christine R. Detrick For For Management
1c Elect Director J. Cliff Eason For For Management
1d Elect Director John J. Gauthier For For Management
1e Elect Director Patricia L. Guinn For For Management
1f Elect Director Anna Manning For For Management
1g Elect Director Hazel M. McNeilage For For Management
1h Elect Director Stephen O'Hearn For For Management
1i Elect Director Frederick J. Sievert For For Management
1j Elect Director Shundrawn Thomas For For Management
1k Elect Director Stanley B. Tulin For For Management
1l Elect Director Steven C. Van Wyk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
5 Amend Non-Employee Director Stock For For Management
Awards in Lieu of Cash
6 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
S&P GLOBAL INC.
Ticker: SPGI Security ID: 78409V104
Meeting Date: MAR 11, 2021 Meeting Type: Special
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
--------------------------------------------------------------------------------
S&P GLOBAL INC.
Ticker: SPGI Security ID: 78409V104
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marco Alvera For For Management
1.2 Elect Director William J. Amelio For For Management
1.3 Elect Director William D. Green For For Management
1.4 Elect Director Stephanie C. Hill For For Management
1.5 Elect Director Rebecca J. Jacoby For For Management
1.6 Elect Director Monique F. Leroux For For Management
1.7 Elect Director Ian P. Livingston For For Management
1.8 Elect Director Maria R. Morris For For Management
1.9 Elect Director Douglas L. Peterson For For Management
1.10 Elect Director Edward B. Rust, Jr. For For Management
1.11 Elect Director Kurt L. Schmoke For For Management
1.12 Elect Director Richard E. Thornburgh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Greenhouse Gas (GHG) Emissions For For Management
Reduction Plan
5 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick de Saint-Aignan For For Management
1b Elect Director Marie A. Chandoha For For Management
1c Elect Director Amelia C. Fawcett For For Management
1d Elect Director William C. Freda For For Management
1e Elect Director Sara Mathew For For Management
1f Elect Director William L. Meaney For For Management
1g Elect Director Ronald P. O'Hanley For For Management
1h Elect Director Sean O'Sullivan For For Management
1i Elect Director Julio A. Portalatin For For Management
1j Elect Director John B. Rhea For For Management
1k Elect Director Richard P. Sergel For For Management
1l Elect Director Gregory L. Summe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
T-MOBILE US, INC.
Ticker: TMUS Security ID: 872590104
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marcelo Claure For Withhold Management
1.2 Elect Director Srikant M. Datar For For Management
1.3 Elect Director Bavan M. Holloway For For Management
1.4 Elect Director Timotheus Hottges For For Management
1.5 Elect Director Christian P. Illek For For Management
1.6 Elect Director Raphael Kubler For For Management
1.7 Elect Director Thorsten Langheim For For Management
1.8 Elect Director Dominique Leroy For For Management
1.9 Elect Director G. Michael (Mike) For For Management
Sievert
1.10 Elect Director Teresa A. Taylor For For Management
1.11 Elect Director Omar Tazi For For Management
1.12 Elect Director Kelvin R. Westbrook For For Management
1.13 Elect Director Michael Wilkens For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD.
Ticker: TEL Security ID: H84989104
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pierre R. Brondeau For For Management
1b Elect Director Terrence R. Curtin For For Management
1c Elect Director Carol A. (John) Davidson For For Management
1d Elect Director Lynn A. Dugle For For Management
1e Elect Director William A. Jeffrey For For Management
1f Elect Director David M. Kerko None None Management
*Withdrawn Resolution*
1g Elect Director Thomas J. Lynch For For Management
1h Elect Director Heath A. Mitts For For Management
1i Elect Director Yong Nam For For Management
1j Elect Director Daniel J. Phelan For For Management
1k Elect Director Abhijit Y. Talwalkar For For Management
1l Elect Director Mark C. Trudeau For For Management
1m Elect Director Dawn C. Willoughby For For Management
1n Elect Director Laura H. Wright For For Management
2 Elect Board Chairman Thomas J. Lynch For For Management
3a Elect Daniel J. Phelan as Member of For For Management
Management Development and
Compensation Committee
3b Elect Abhijit Y. Talwalkar as Member For For Management
of Management Development and
Compensation Committee
3c Elect Mark C. Trudeau as Member of For For Management
Management Development and
Compensation Committee
3d Elect Dawn C. Willoughby as Member of For For Management
Management Development and
Compensation Committee
4 Designate Rene Schwarzenbach as For For Management
Independent Proxy
5.1 Accept Annual Report for Fiscal Year For For Management
Ended September 25, 2020
5.2 Accept Statutory Financial Statements For For Management
for Fiscal Year Ended September 25,
2020
5.3 Approve Consolidated Financial For For Management
Statements for Fiscal Year Ended
September 25, 2020
6 Approve Discharge of Board and Senior For For Management
Management
7.1 Ratify Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year 2021
7.2 Ratify Deloitte AG as Swiss Registered For For Management
Auditors
7.3 Ratify PricewaterhouseCoopers AG as For For Management
Special Auditors
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Approve the Increase in Maximum For For Management
Aggregate Remuneration of Executive
Management
10 Approve Maximum Aggregate Remuneration For For Management
of Board of Directors
11 Approve Allocation of Available For For Management
Earnings at September 25, 2020
12 Approve Declaration of Dividend For For Management
13 Approve Reduction in Share Capital via For For Management
Cancelation of Shares
14 Amend Non-Qualified Employee Stock For For Management
Purchase Plan
15 Amend Omnibus Stock Plan For For Management
16 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: BK Security ID: 064058100
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda Z. Cook For For Management
1b Elect Director Joseph J. Echevarria For For Management
1c Elect Director Thomas P. "Todd" Gibbons For For Management
1d Elect Director M. Amy Gilliland For For Management
1e Elect Director Jeffrey A. Goldstein For For Management
1f Elect Director K. Guru Gowrappan For For Management
1g Elect Director Ralph Izzo For For Management
1h Elect Director Edmund F. "Ted" Kelly For For Management
1i Elect Director Elizabeth E. Robinson For For Management
1j Elect Director Samuel C. Scott, III For For Management
1k Elect Director Frederick O. Terrell For For Management
1l Elect Director Alfred W. "AI" Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Walter W. Bettinger, II For For Management
1b Elect Director Joan T. Dea For For Management
1c Elect Director Christopher V. Dodds For For Management
1d Elect Director Mark A. Goldfarb For For Management
1e Elect Director Bharat B. Masrani For For Management
1f Elect Director Charles A. Ruffel For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Declassify the Board of Directors Against Against Shareholder
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Drew G. Faust For For Management
1c Elect Director Mark A. Flaherty For For Management
1d Elect Director Ellen J. Kullman For For Management
1e Elect Director Lakshmi N. Mittal For For Management
1f Elect Director Adebayo O. Ogunlesi For For Management
1g Elect Director Peter Oppenheimer For For Management
1h Elect Director David M. Solomon For For Management
1i Elect Director Jan E. Tighe For For Management
1j Elect Director Jessica R. Uhl For For Management
1k Elect Director David A. Viniar For For Management
1l Elect Director Mark O. Winkelman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Report on the Impacts of Using Against Against Shareholder
Mandatory Arbitration
7 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
8 Report on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 26, 2021 Meeting Type: Annual
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For For Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For For Management
1e Elect Director Ramon Laguarta For For Management
1f Elect Director John F. Lundgren For For Management
1g Elect Director Robert W. Matschullat For For Management
1h Elect Director Denise M. Morrison For For Management
1i Elect Director Suzanne Nora Johnson For For Management
1j Elect Director Linda J. Rendle For For Management
1k Elect Director John A. C. Swainson For For Management
1l Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Provide Holders of At Least 15% Class For For Management
A Common Stock Right to Call Special
Meeting
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Amend Principles of Executive Against Against Shareholder
Compensation Program
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven D. Black For For Management
1b Elect Director Mark A. Chancy For For Management
1c Elect Director Celeste A. Clark For For Management
1d Elect Director Theodore F. Craver, Jr. For For Management
1e Elect Director Wayne M. Hewett For For Management
1f Elect Director Maria R. Morris For For Management
1g Elect Director Charles H. Noski For For Management
1h Elect Director Richard B. Payne, Jr. For For Management
1i Elect Director Juan A. Pujadas For For Management
1j Elect Director Ronald L. Sargent For For Management
1k Elect Director Charles W. Scharf For For Management
1l Elect Director Suzanne M. Vautrinot For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Proxy Access Right Against Against Shareholder
5 Amend Certificate of Incorporation to Against Against Shareholder
Become a Delaware Public Benefit
Corporation
6 Report on Incentive-Based Compensation Against Against Shareholder
and Risks of Material Losses
7 Report on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
WORKDAY, INC.
Ticker: WDAY Security ID: 98138H101
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aneel Bhusri For For Management
1.2 Elect Director Ann-Marie Campbell For For Management
1.3 Elect Director David A. Duffield For For Management
1.4 Elect Director Lee J. Styslinger, III For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
=========================== The Oakmark Global Fund ============================
ALIBABA GROUP HOLDING LIMITED
Ticker: 9988 Security ID: G01719114
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2.1 Elect Maggie Wei Wu as Director For Against Management
2.2 Elect Kabir Misra as Director For Against Management
2.3 Elect Walter Teh Ming Kwauk as Director For For Management
3 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
ALLIANZ SE
Ticker: ALV Security ID: D03080112
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Allocation of Income and For For Management
Dividends of EUR 9.60 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Approve Remuneration Policy For For Management
6 Approve Remuneration of Supervisory For For Management
Board
7 Amend Articles Re: Supervisory Board For For Management
Term of Office
--------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA/NV
Ticker: ABI Security ID: B639CJ108
Meeting Date: APR 28, 2021 Meeting Type: Annual/Special
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
A1 Authorize Repurchase of Up to 20 For For Management
Percent of Issued Share Capital
B2 Receive Directors' Reports (Non-Voting) None None Management
B3 Receive Auditors' Reports (Non-Voting) None None Management
B4 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
B5 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 0.50 per Share
B6 Approve Discharge of Directors For For Management
B7 Approve Discharge of Auditors For For Management
B8a Reelect Martin J. Barrington as For For Management
Director
B8b Reelect William F. Gifford, Jr. as For For Management
Director
B8c Reelect Alejandro Santo Domingo Davila For For Management
as Director
B9 Approve Remuneration policy For For Management
B10 Approve Remuneration Report For For Management
B11 Approve Change-of-Control Clause Re: For For Management
Revolving Credit and Swingline
Facilities Agreement
C12 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
ARCONIC CORPORATION
Ticker: ARNC Security ID: 03966V107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frederick "Fritz" A. For For Management
Henderson
1b Elect Director William F. Austen For For Management
1c Elect Director Christopher L. Ayers For For Management
1d Elect Director Margaret "Peg" S. For For Management
Billson
1e Elect Director Jacques Croisetiere For For Management
1f Elect Director Elmer L. Doty For For Management
1g Elect Director Carol S. Eicher For For Management
1h Elect Director Timothy D. Myers For For Management
1i Elect Director E. Stanley O'Neal For For Management
1j Elect Director Jeffrey Stafeil For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AXIS BANK LIMITED
Ticker: 532215 Security ID: Y0487S137
Meeting Date: JUL 31, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect B. Baburao as Director For Against Management
3 Reelect Rakesh Makhija as Director For For Management
4 Elect T.C. Suseel Kumar as Director For Against Management
5 Authorize Issuance of Debt Securities For For Management
on Private Placement Basis
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
AXIS BANK LIMITED
Ticker: 532215 Security ID: Y0487S137
Meeting Date: DEC 09, 2020 Meeting Type: Special
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Ketaki Bhagwati as Director For For Management
2 Elect Meena Ganesh as Director For For Management
3 Elect Gopalaraman Padmanabhan as For For Management
Director
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Frank P. Bramble, Sr. For For Management
1d Elect Director Pierre J.P. de Weck For For Management
1e Elect Director Arnold W. Donald For For Management
1f Elect Director Linda P. Hudson For For Management
1g Elect Director Monica C. Lozano For For Management
1h Elect Director Thomas J. May For For Management
1i Elect Director Brian T. Moynihan For For Management
1j Elect Director Lionel L. Nowell, III For For Management
1k Elect Director Denise L. Ramos For For Management
1l Elect Director Clayton S. Rose For For Management
1m Elect Director Michael D. White For For Management
1n Elect Director Thomas D. Woods For For Management
1o Elect Director R. David Yost For For Management
1p Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against Against Shareholder
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Approve Change in Organizational Form Against Against Shareholder
8 Request on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
BAYER AG
Ticker: BAYN Security ID: D0712D163
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of EUR 2.00
per Share for Fiscal Year 2020
2 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
3 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
4.1 Elect Fei-Fei Li to the Supervisory For For Management
Board
4.2 Elect Alberto Weisser to the For For Management
Supervisory Board
5 Approve Remuneration of Supervisory For For Management
Board
6 Ratify Deloitte GmbH as Auditors for For For Management
Fiscal Year 2021
--------------------------------------------------------------------------------
BOOKING HOLDINGS INC.
Ticker: BKNG Security ID: 09857L108
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Armstrong For For Management
1.2 Elect Director Glenn D. Fogel For For Management
1.3 Elect Director Mirian M. Graddick-Weir For For Management
1.4 Elect Director Wei Hopeman For For Management
1.5 Elect Director Robert J. Mylod, Jr. For For Management
1.6 Elect Director Charles H. Noski For For Management
1.7 Elect Director Nicholas J. Read For For Management
1.8 Elect Director Thomas E. Rothman For For Management
1.9 Elect Director Bob van Dijk For For Management
1.10 Elect Director Lynn M. Vojvodich For For Management
1.11 Elect Director Vanessa A. Wittman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent For For Management
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Report on Annual Climate Transition Against Against Shareholder
8 Annual Investor Advisory Vote on Against Against Shareholder
Climate Plan
--------------------------------------------------------------------------------
CAPGEMINI SE
Ticker: CAP Security ID: F4973Q101
Meeting Date: MAY 20, 2021 Meeting Type: Annual/Special
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.95 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Approve Compensation of Paul Hermelin, For For Management
Chairman and CEO Until 20 May 2020
6 Approve Compensation of Aiman Ezzat, For For Management
Vice-CEO Until 20 May 2020
7 Approve Compensation of Paul Hermelin, For For Management
Chairman of the Board Since 20 May 2020
8 Approve Compensation of Aiman Ezzat, For For Management
CEO Since 20 May 2020
9 Approve Compensation of Corporate For For Management
Officers
10 Approve Remuneration Policy of For For Management
Chairman of the Board
11 Approve Remuneration Policy of CEO For For Management
12 Approve Remuneration Policy of For For Management
Directors
13 Reelect Patrick Pouyanne as Director For For Management
14 Elect Tanja Rueckert as Director For For Management
15 Elect Kurt Sievers as Director For For Management
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Amend Articles 12 of Bylaws to Comply For For Management
with Legal Changes
18 Authorize up to 1.2 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans Under Performance Conditions
Reserved for Employees and Executive
Officers
19 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
20 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
21 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC.
Ticker: CHTR Security ID: 16119P108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Lance Conn For For Management
1b Elect Director Kim C. Goodman For For Management
1c Elect Director Craig A. Jacobson For For Management
1d Elect Director Gregory B. Maffei For For Management
1e Elect Director John D. Markley, Jr. For For Management
1f Elect Director David C. Merritt For For Management
1g Elect Director James E. Meyer For For Management
1h Elect Director Steven A. Miron For For Management
1i Elect Director Balan Nair For For Management
1j Elect Director Michael A. Newhouse For For Management
1k Elect Director Mauricio Ramos For For Management
1l Elect Director Thomas M. Rutledge For For Management
1m Elect Director Eric L. Zinterhofer For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Report on Lobbying Payments and Policy Against Against Shareholder
4 Require Independent Board Chair Against Against Shareholder
5 Publish Annually a Report Assessing Against Against Shareholder
Diversity, Equity, and Inclusion
Efforts
6 Report on Greenhouse Gas Emissions Against Against Shareholder
Disclosure
7 Adopt Policy to Annually Disclose Against Against Shareholder
EEO-1 Data
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ellen M. Costello For For Management
1b Elect Director Grace E. Dailey For For Management
1c Elect Director Barbara J. Desoer For For Management
1d Elect Director John C. Dugan For For Management
1e Elect Director Jane N. Fraser For For Management
1f Elect Director Duncan P. Hennes For For Management
1g Elect Director Peter B. Henry For For Management
1h Elect Director S. Leslie Ireland For For Management
1i Elect Director Lew W. (Jay) Jacobs, IV For For Management
1j Elect Director Renee J. James For For Management
1k Elect Director Gary M. Reiner For For Management
1l Elect Director Diana L. Taylor For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Deborah C. Wright For For Management
1o Elect Director Alexander R. Wynaendts For For Management
1p Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against Against Shareholder
6 Require Independent Board Chair Against Against Shareholder
7 Adopt a Policy to Include Against Against Shareholder
Non-Management Employees as
Prospective Director Candidates
8 Report on Lobbying Payments and Policy Against Against Shareholder
9 Report on Racial Equity Audit Against Against Shareholder
10 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
CNH INDUSTRIAL NV
Ticker: CNHI Security ID: N20944109
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2.b Adopt Financial Statements and For For Management
Statutory Reports
2.c Approve Dividends of EUR 0.11 Per Share For For Management
2.d Approve Discharge of Directors For For Management
3 Approve Remuneration Report For For Management
4.a Reelect Suzanne Heywood as Executive For For Management
Director
4.b Elect Scott W. Wine as Executive For For Management
Director
4.c Reelect Howard W. Buffett as For For Management
Non-Executive Director
4.d Reelect Tufan Erginbilgic as For For Management
Non-Executive Director
4.e Reelect Leo W. Houle as Non-Executive For For Management
Director
4.f Reelect John B. Lanaway as For For Management
Non-Executive Director
4.g Reelect Alessandro Nasi as For Against Management
Non-Executive Director
4.h Reelect Lorenzo Simonelli as For For Management
Non-Executive Director
4.i Reelect Vagn Sorensen as Non-Executive For For Management
Director
5 Ratify Ernst & Young Accountants LLP For For Management
as Auditors
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Common Shares
7 Close Meeting None None Management
--------------------------------------------------------------------------------
COMPAGNIE FINANCIERE RICHEMONT SA
Ticker: CFR Security ID: H25662182
Meeting Date: SEP 09, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 1.00 per Registered A
Share and CHF 0.10 per Registered B
Share
3 Approve Creation of CHF 24.2 Million For For Management
Pool of Conditional Capital to Cover
Exercise of Warrants
4 Approve Discharge of Board and Senior For For Management
Management
5.1 Reelect Johann Rupert as Director and For For Management
Board Chairman
5.2 Reelect Josua Malherbe as Director For For Management
5.3 Reelect Nikesh Arora as Director For For Management
5.4 Reelect Nicolas Bos as Director For For Management
5.5 Reelect Clay Brendish as Director For For Management
5.6 Reelect Jean-Blaise Eckert as Director For For Management
5.7 Reelect Burkhart Grund as Director For For Management
5.8 Reelect Keyu Jin as Director For For Management
5.9 Reelect Jerome Lambert as Director For For Management
5.10 Reelect Ruggero Magnoni as Director For For Management
5.11 Reelect Jeff Moss as Director For For Management
5.12 Reelect Vesna Nevistic as Director For For Management
5.13 Reelect Guillaume Pictet as Director For For Management
5.14 Reelect Alan Quasha as Director For For Management
5.15 Reelect Maria Ramos as Director For For Management
5.16 Reelect Anton Rupert as Director For For Management
5.17 Reelect Jan Rupert as Director For For Management
5.18 Reelect Gary Saage as Director For For Management
5.19 Reelect Cyrille Vigneron as Director For For Management
5.20 Elect Wendy Luhabe as Director For For Management
6.1 Reappoint Clay Brendish as Member of For For Management
the Compensation Committee
6.2 Reappoint Keyu Jin as Member of the For For Management
Compensation Committee
6.3 Reappoint Guillaume Pictet as Member For For Management
of the Compensation Committee
6.4 Reappoint Maria Ramos as Member of the For For Management
Compensation Committee
7 Ratify PricewaterhouseCoopers SA as For For Management
Auditors
8 Designate Etude Gampert Demierre For For Management
Moreno as Independent Proxy
9.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 6.7 Million
9.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 15.8 Million
9.3 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 38.3 Million
10 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
COMPAGNIE FINANCIERE RICHEMONT SA
Ticker: CFR Security ID: H25662182
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Creation of CHF 24.2 Million For For Management
Pool of Conditional Capital to Cover
Exercise of Warrants
2 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
COMPASS GROUP PLC
Ticker: CPG Security ID: G23296208
Meeting Date: FEB 04, 2021 Meeting Type: Annual
Record Date: FEB 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Elect Ian Meakins as Director For For Management
5 Re-elect Dominic Blakemore as Director For For Management
6 Re-elect Gary Green as Director For For Management
7 Re-elect Karen Witts as Director For For Management
8 Re-elect Carol Arrowsmith as Director For For Management
9 Re-elect John Bason as Director For For Management
10 Re-elect Stefan Bomhard as Director For For Management
11 Re-elect John Bryant as Director For For Management
12 Re-elect Anne-Francoise Nesmes as For For Management
Director
13 Re-elect Nelson Silva as Director For For Management
14 Re-elect Ireena Vittal as Director For For Management
15 Reappoint KPMG LLP as Auditors For For Management
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity For For Management
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Adopt New Articles of Association For For Management
23 Authorise the Company to Call General For For Management
Meeting with 14 Working Days' Notice
--------------------------------------------------------------------------------
CONTINENTAL AG
Ticker: CON Security ID: D16212140
Meeting Date: JUL 14, 2020 Meeting Type: Annual
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.00 per Share
3.1 Approve Discharge of Management Board For For Management
Member Elmar Degenhart for Fiscal 2019
3.2 Approve Discharge of Management Board For For Management
Member Hans-Juergen Duensing for
Fiscal 2019
3.3 Approve Discharge of Management Board For For Management
Member Frank Jourdan for Fiscal 2019
3.4 Approve Discharge of Management Board For For Management
Member Christian Koetz for Fiscal 2019
3.5 Approve Discharge of Management Board For For Management
Member Helmut Matschi for Fiscal 2019
3.6 Approve Discharge of Management Board For For Management
Member Ariane Reinhart for Fiscal 2019
3.7 Approve Discharge of Management Board For For Management
Member Wolfgang Schaefer for Fiscal
2019
3.8 Approve Discharge of Management Board For For Management
Member Nikolai Setzer for Fiscal 2019
4.1 Approve Discharge of Supervisory Board For For Management
Member Wolfgang Reitzle for Fiscal 2019
4.2 Approve Discharge of Supervisory Board For For Management
Member Hasan Allak for Fiscal 2019
4.3 Approve Discharge of Supervisory Board For For Management
Member Christiane Benner for Fiscal
2019
4.4 Approve Discharge of Supervisory Board For For Management
Member Gunter Dunkel for Fiscal 2019
4.5 Approve Discharge of Supervisory Board For For Management
Member Francesco Grioli for Fiscal 2019
4.6 Approve Discharge of Supervisory Board For For Management
Member Peter Gutzmer for Fiscal 2019
4.7 Approve Discharge of Supervisory Board For For Management
Member Michael Iglhaut for Fiscal 2019
4.8 Approve Discharge of Supervisory Board For For Management
Member Satish Khatu for Fiscal 2019
4.9 Approve Discharge of Supervisory Board For For Management
Member Isabel Knauf for Fiscal 2019
4.10 Approve Discharge of Supervisory Board For For Management
Member Klaus Mangold for Fiscal 2019
4.11 Approve Discharge of Supervisory Board For For Management
Member Sabine Neuss for Fiscal 2019
4.12 Approve Discharge of Supervisory Board For For Management
Member Rolf Nonnenmacher for Fiscal
2019
4.13 Approve Discharge of Supervisory Board For For Management
Member Dirk Nordmann for Fiscal 2019
4.14 Approve Discharge of Supervisory Board For For Management
Member Lorenz Pfau for Fiscal 2019
4.15 Approve Discharge of Supervisory Board For For Management
Member Klaus Rosenfeld for Fiscal 2019
4.16 Approve Discharge of Supervisory Board For For Management
Member Georg Schaeffler for Fiscal 2019
4.17 Approve Discharge of Supervisory Board For For Management
Member Maria-Elisabeth
Schaeffler-Thumann for Fiscal 2019
4.18 Approve Discharge of Supervisory Board For For Management
Member Joerg Schoenfelder for Fiscal
2019
4.19 Approve Discharge of Supervisory Board For For Management
Member Stefan Scholz for Fiscal 2019
4.20 Approve Discharge of Supervisory Board For For Management
Member Gudrun Valten for Fiscal 2019
4.21 Approve Discharge of Supervisory Board For For Management
Member Kirsten Voerkel for Fiscal 2019
4.22 Approve Discharge of Supervisory Board For For Management
Member Elke Volkmann for Fiscal 2019
4.23 Approve Discharge of Supervisory Board For For Management
Member Erwin Woerle for Fiscal 2019
4.24 Approve Discharge of Supervisory Board For For Management
Member Siegfried Wolf for Fiscal 2019
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2020
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
CONTINENTAL AG
Ticker: CON Security ID: D16212140
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Omission of Dividends
3.1 Approve Discharge of Management Board For For Management
Member Nikolai Setzer for Fiscal Year
2020
3.2 Approve Discharge of Management Board For For Management
Member Elmar Degenhart for Fiscal Year
2020
3.3 Approve Discharge of Management Board For For Management
Member Hans-Juergen Duensing for
Fiscal Year 2020
3.4 Approve Discharge of Management Board For For Management
Member Frank Jourdan for Fiscal Year
2020
3.5 Approve Discharge of Management Board For For Management
Member Christian Koetz for Fiscal Year
2020
3.6 Approve Discharge of Management Board For For Management
Member Helmut Matschi for Fiscal Year
2020
3.7 Approve Discharge of Management Board For For Management
Member Ariane Reinhart for Fiscal Year
2020
3.8 Approve Discharge of Management Board For For Management
Member Wolfgang Schaefer for Fiscal
Year 2020
3.9 Approve Discharge of Management Board For For Management
Member Andreas Wolf for Fiscal Year
2020
4.1 Approve Discharge of Supervisory Board For For Management
Member Wolfgang Reitzle for Fiscal
Year 2020
4.2 Approve Discharge of Supervisory Board For For Management
Member Hasan Allak for Fiscal Year 2020
4.3 Approve Discharge of Supervisory Board For For Management
Member Christiane Benner for Fiscal
Year 2020
4.4 Approve Discharge of Supervisory Board For For Management
Member Gunter Dunkel for Fiscal Year
2020
4.5 Approve Discharge of Supervisory Board For For Management
Member Francesco Grioli for Fiscal
Year 2020
4.6 Approve Discharge of Supervisory Board For For Management
Member Michael Iglhaut for Fiscal Year
2020
4.7 Approve Discharge of Supervisory Board For For Management
Member Satish Khatu for Fiscal Year
2020
4.8 Approve Discharge of Supervisory Board For For Management
Member Isabel Knauf for Fiscal Year
2020
4.9 Approve Discharge of Supervisory Board For For Management
Member Sabine Neuss for Fiscal Year
2020
4.10 Approve Discharge of Supervisory Board For For Management
Member Rolf Nonnenmacher for Fiscal
Year 2020
4.11 Approve Discharge of Supervisory Board For For Management
Member Dirk Nordmann for Fiscal Year
2020
4.12 Approve Discharge of Supervisory Board For For Management
Member Lorenz Pfau for Fiscal Year 2020
4.13 Approve Discharge of Supervisory Board For For Management
Member Klaus Rosenfeld for Fiscal Year
2020
4.14 Approve Discharge of Supervisory Board For For Management
Member Georg Schaeffler for Fiscal
Year 2020
4.15 Approve Discharge of Supervisory Board For For Management
Member Maria-Elisabeth
Schaeffler-Thumann for Fiscal Year 2020
4.16 Approve Discharge of Supervisory Board For For Management
Member Joerg Schoenfelder for Fiscal
Year 2020
4.17 Approve Discharge of Supervisory Board For For Management
Member Stefan Scholz for Fiscal Year
2020
4.18 Approve Discharge of Supervisory Board For For Management
Member Kirsten Voerkelfor Fiscal Year
2020
4.19 Approve Discharge of Supervisory Board For For Management
Member Elke Volkmann for Fiscal Year
2020
4.20 Approve Discharge of Supervisory Board For For Management
Member Siegfried Wolf for Fiscal Year
2020
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
6 Amend Articles of Association For For Management
7 Approve Spin-Off and Takeover For For Management
Agreement with Vitesco Technologies
Group Aktiengesellschaft
--------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG
Ticker: CSGN Security ID: H3698D419
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income and For For Management
Dividends of CHF 0.14 per Share
2.1 Additional Voting Instructions - Against Against Management
Shareholder Proposals (Voting)
2.2 Additional Voting Instructions - Board For Against Management
of Directors Proposals (Voting)
--------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG
Ticker: CSGN Security ID: H3698D419
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Remuneration Report For For Management
1.2 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior None Abstain Management
Management [Item Withdrawn]
3 Approve Allocation of Income and For For Management
Dividends of CHF 0.10 per Share
4 Approve Creation of CHF 5 Million Pool For For Management
of Capital without Preemptive Rights
5.1.a Elect Antonio Horta-Osorio as Director For For Management
and Board Chairman
5.1.b Reelect Iris Bohnet as Director For For Management
5.1.c Reelect Christian Gellerstad as For For Management
Director
5.1.d Reelect Andreas Gottschling as Director For Against Management
5.1.e Reelect Michael Klein as Director For For Management
5.1.f Reelect Shan Li as Director For For Management
5.1.g Reelect Seraina Macia as Director For For Management
5.1.h Reelect Richard Meddings as Director For For Management
5.1.i Reelect Kai Nargolwala as Director For For Management
5.1.j Reelect Ana Pessoa as Director For For Management
5.1.k Reelect Severin Schwan as Director For For Management
5.1.l Elect Clare Brady as Director For For Management
5.1.m Elect Blythe Masters as Director For For Management
5.2.1 Reappoint Iris Bohnet as Member of the For For Management
Compensation Committee
5.2.2 Reappoint Christian Gellerstad as For For Management
Member of the Compensation Committee
5.2.3 Reappoint Michael Klein as Member of For For Management
the Compensation Committee
5.2.4 Reappoint Kai Nargolwala as Member of For For Management
the Compensation Committee
5.2.5 Appoint Blythe Masters as Member of For For Management
the Compensation Committee
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 12 Million
6.2.1 Approve Short-Term Variable None For Management
Remuneration of Executive Committee in
the Amount of CHF 15.7 Million [Item
Withdrawn]
6.2.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 31 Million
6.2.3 Approve Long-Term Variable None For Management
Remuneration of Executive Committee in
the Amount of CHF 25.1 Million [Item
Withdrawn]
7.1 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
7.2 Ratify BDO AG as Special Auditors For For Management
7.3 Designate Keller KLG as Independent For For Management
Proxy
8.1 Additional Voting Instructions - Against Against Management
Shareholder Proposals (Voting)
8.2 Additional Voting Instructions - Board For Against Management
of Directors Proposals (Voting)
--------------------------------------------------------------------------------
DAIMLER AG
Ticker: DAI Security ID: D1668R123
Meeting Date: JUL 08, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.90 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5.1 Ratify KPMG AG as Auditors for Fiscal For For Management
2020
5.2 Ratify KPMG AG as Auditors for the For For Management
2021 Interim Financial Statements
Until the 2021 AGM
6 Approve Remuneration Policy For For Management
7 Elect Timotheus Hoettges to the For For Management
Supervisory Board
8 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
9 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
10 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 10
Billion; Approve Creation of EUR 500
Million Pool of Capital to Guarantee
Conversion Rights
11.1 Amend Articles Re: AGM Video and Audio For For Management
Transmission
11.2 Amend Articles Re: Electronic For For Management
Participation of Shareholders
12.1 Amend Articles Re: Annulment of the For For Management
Majority Requirement Clause for
Passing Resolutions at General Meetings
12.2 Amend Articles Re: Majority For For Management
Requirement for Passing Resolutions at
General Meetings
13 Approve Affiliation Agreement with For For Management
Mercedes-Benz Bank AG
--------------------------------------------------------------------------------
DAIMLER AG
Ticker: DAI Security ID: D1668R123
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.35 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5.1 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
5.2 Ratify KPMG AG as Auditors for the For For Management
2022 Interim Financial Statements
until the 2022 AGM
5.3 Ratify KPMG AG as Auditors of the For For Management
Final Balance Sheets Required under
the German Reorganization Act
6.1 Elect Elizabeth Centoni to the For For Management
Supervisory Board
6.2 Elect Ben van Beurden to the For For Management
Supervisory Board
6.3 Elect Martin Brudermueller to the For For Management
Supervisory Board
7 Approve Remuneration of Supervisory For For Management
Board
8 Amend Articles Re: Supervisory Board For For Management
Meetings and Resolutions
9 Amend Articles Re: Place of For For Management
Jurisdiction
--------------------------------------------------------------------------------
ENVISTA HOLDINGS CORPORATION
Ticker: NVST Security ID: 29415F104
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wendy Carruthers For For Management
1.2 Elect Director Scott Huennekens For For Management
1.3 Elect Director Christine Tsingos For For Management
2a Declassify the Board of Directors For For Management
2b Eliminate Supermajority Vote For For Management
Requirements
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FISERV, INC.
Ticker: FISV Security ID: 337738108
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Bisignano For For Management
1.2 Elect Director Alison Davis For For Management
1.3 Elect Director Henrique de Castro For For Management
1.4 Elect Director Harry F. DiSimone For For Management
1.5 Elect Director Dennis F. Lynch For For Management
1.6 Elect Director Heidi G. Miller For For Management
1.7 Elect Director Scott C. Nuttall For For Management
1.8 Elect Director Denis J. O'Leary For For Management
1.9 Elect Director Doyle R. Simons For For Management
1.10 Elect Director Kevin M. Warren For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FLOWSERVE CORPORATION
Ticker: FLS Security ID: 34354P105
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Scott Rowe For For Management
1b Elect Director Sujeet Chand For For Management
1c Elect Director Ruby R. Chandy For For Management
1d Elect Director Gayla J. Delly For For Management
1e Elect Director Roger L. Fix For For Management
1f Elect Director John R. Friedery For For Management
1g Elect Director John L. Garrison For For Management
1h Elect Director Michael C. McMurray For For Management
1i Elect Director David E. Roberts For For Management
1j Elect Director Carlyn R. Taylor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Eliminate Supermajority Vote For For Management
Requirement to Approve Certain
Business Combinations
--------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION
Ticker: GD Security ID: 369550108
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James S. Crown For For Management
1b Elect Director Rudy F. deLeon For For Management
1c Elect Director Cecil D. Haney For For Management
1d Elect Director Mark M. Malcolm For For Management
1e Elect Director James N. Mattis For For Management
1f Elect Director Phebe N. Novakovic For For Management
1g Elect Director C. Howard Nye For For Management
1h Elect Director Catherine B. Reynolds For For Management
1i Elect Director Laura J. Schumacher For For Management
1j Elect Director Robert K. Steel For For Management
1k Elect Director John G. Stratton For For Management
1l Elect Director Peter A. Wall For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary T. Barra For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Linda R. Gooden For For Management
1d Elect Director Joseph Jimenez For For Management
1e Elect Director Jane L. Mendillo For For Management
1f Elect Director Judith A. Miscik For For Management
1g Elect Director Patricia F. Russo For For Management
1h Elect Director Thomas M. Schoewe For For Management
1i Elect Director Carol M. Stephenson For For Management
1j Elect Director Mark A. Tatum For For Management
1k Elect Director Devin N. Wenig For For Management
1l Elect Director Margaret C. Whitman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Link Executive Pay to Social Criteria Against Against Shareholder
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GRUPO TELEVISA SAB
Ticker: TLEVISACPO Security ID: 40049J206
Meeting Date: APR 28, 2021 Meeting Type: Annual/Special
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect or Ratify Jose Antonio Chedraui For For Management
Eguia as Director Representing Series
L Shareholders
1.2 Elect or Ratify Sebastian Mejia as For For Management
Director Representing Series L
Shareholders
1.3 Elect or Ratify Raul Morales Medrano For For Management
as Alternate Director Representing
Series L Shareholders
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
1.1 Elect or Ratify David M. Zaslav as For Abstain Management
Director Representing Series D
Shareholders
1.2 Elect or Ratify Enrique Francisco Jose For Abstain Management
Senior Hernandez as Director
Representing Series D Shareholders
1.3 Elect or Ratify Raul Morales Medrano For Abstain Management
as Alternate Director Representing
Series D Shareholders
1.4 Elect or Ratify Herbert Allen III as For Abstain Management
Alternate Director Representing Series
D Shareholders
2 Authorize Board to Ratify and Execute For Abstain Management
Approved Resolutions
1 Present Financial Statements and For Abstain Management
Statutory Reports
2 Present Board's Report on Principal For Abstain Management
Policies and Accounting Criteria
Followed in Preparation of Financial
Information
3 Present Report on Activities and For Abstain Management
Operations Undertaken by Board
4 Present Report of Audit Committee For Abstain Management
5 Present Report of Corporate Practices For Abstain Management
Committee
6 Present Report on Compliance with For Abstain Management
Fiscal Obligations
7 Approve Allocation of Income and For Abstain Management
Dividends
8 Set Aggregate Nominal Amount of Share For Abstain Management
Repurchase Reserve; Receive Report on
Policies and Board's Decisions on
Share Repurchase and Sale of Treasury
Shares
9.1 Elect or Ratify Emilio Fernando For Abstain Management
Azcarraga Jean as Director
Representing Series A Shareholders
9.2 Elect or Ratify Alfonso de Angoitia For Abstain Management
Noriega as Director Representing
Series A Shareholders
9.3 Elect or Ratify Alberto Bailleres For Abstain Management
Gonzalez as Director Representing
Series A Shareholders
9.4 Elect or Ratify Eduardo Tricio Haro as For Abstain Management
Director Representing Series A
Shareholders
9.5 Elect or Ratify Michael T. Fries as For Abstain Management
Director Representing Series A
Shareholders
9.6 Elect or Ratify Fernando Senderos For Abstain Management
Mestre as Director Representing Series
A Shareholders
9.7 Elect or Ratify Bernardo Gomez For Abstain Management
Martinez as Director Representing
Series A Shareholders
9.8 Elect or Ratify Jon Feltheimer as For Abstain Management
Director Representing Series A
Shareholders
9.9 Elect or Ratify Enrique Krauze For Abstain Management
Kleinbort as Director Representing
Series A Shareholders
9.10 Elect or Ratify Guadalupe Phillips For Abstain Management
Margain as Director Representing
Series A Shareholders
9.11 Elect or Ratify Carlos Hank Gonzalez For Abstain Management
as Director Representing Series A
Shareholders
9.12 Elect or Ratify Lorenzo Alejandro For Abstain Management
Mendoza Gimenez as Director
Representing Series B Shareholders
9.13 Elect or Ratify Salvi Rafael Folch For Abstain Management
Viadero as Director Representing
Series B Shareholders
9.14 Elect or Ratify Guillermo Garcia For Abstain Management
Naranjo Alvarez as Director
Representing Series B Shareholders
9.15 Elect or Ratify Francisco Jose Chevez For Abstain Management
Robelo as Director Representing Series
B Shareholders
9.16 Elect or Ratify Jose Luis Fernandez For Abstain Management
Fernandez as Director Representing
Series B Shareholders
9.17 Elect or Ratify Julio Barba Hurtado as For Abstain Management
Alternate Director
9.18 Elect or Ratify Jorge Agustin For Abstain Management
Lutteroth Echegoyen as Alternate
Director
9.19 Elect or Ratify Joaquin Balcarcel For Abstain Management
Santa Cruz as Alternate Director
9.20 Elect or Ratify Luis Alejandro Bustos For Abstain Management
Olivares as Alternate Director
9.21 Elect or Ratify Felix Jose Araujo For Abstain Management
Ramirez as Alternate Director
10 Elect or Ratify Members of Executive For Abstain Management
Committee; Discharge them
11 Elect or Ratify Chairman of Audit For Abstain Management
Committee; Discharge them
12 Elect or Ratify Chairman of Corporate For Abstain Management
Practices Committee; Discharge them
13 Approve Remuneration of Board Members, For Abstain Management
Executive, Audit and Corporate
Practices Committees, and Secretaries
14 Authorize Board to Ratify and Execute For Abstain Management
Approved Resolutions
1 Approve Cancellation of Shares and For Abstain Management
Consequently Reduction in Share
Capital; Amend Article 6
2 Authorize Board to Ratify and Execute For Abstain Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO TELEVISA SAB
Ticker: TLEVISACPO Security ID: 40049J206
Meeting Date: MAY 24, 2021 Meeting Type: Special
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related-Party Transaction Re: For For Management
Corporate Restructuring with Univision
Holdings, Inc.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
HOWMET AEROSPACE INC.
Ticker: HWM Security ID: 443201108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James F. Albaugh For For Management
1b Elect Director Amy E. Alving For For Management
1c Elect Director Sharon R. Barner For For Management
1d Elect Director Joseph S. Cantie For For Management
1e Elect Director Robert F. Leduc For For Management
1f Elect Director David J. Miller For For Management
1g Elect Director Jody G. Miller For For Management
1h Elect Director Tolga I. Oal For For Management
1i Elect Director Nicole W. Piasecki For For Management
1j Elect Director John C. Plant For For Management
1k Elect Director Ulrich R. Schmidt For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kurt J. Hilzinger For For Management
1b Elect Director Raquel C. Bono For For Management
1c Elect Director Bruce D. Broussard For For Management
1d Elect Director Frank A. D'Amelio For For Management
1e Elect Director Wayne A. I. Frederick For For Management
1f Elect Director John W. Garratt For For Management
1g Elect Director David A. Jones, Jr. For For Management
1h Elect Director Karen W. Katz For For Management
1i Elect Director Marcy S. Klevorn For For Management
1j Elect Director William J. McDonald For For Management
1k Elect Director Jorge S. Mesquita For For Management
1l Elect Director James J. O'Brien For For Management
1m Elect Director Marissa T. Peterson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INCITEC PIVOT LIMITED
Ticker: IPL Security ID: Q4887E101
Meeting Date: DEC 18, 2020 Meeting Type: Annual
Record Date: DEC 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect George Biltz as Director For For Management
2b Elect Brian Kruger as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of Performance Rights to For For Management
Jeanne Johns
--------------------------------------------------------------------------------
JOHNSON CONTROLS INTERNATIONAL PLC
Ticker: JCI Security ID: G51502105
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean Blackwell For For Management
1b Elect Director Pierre Cohade For For Management
1c Elect Director Michael E. Daniels For For Management
1d Elect Director Juan Pablo del Valle For For Management
Perochena
1e Elect Director W. Roy Dunbar For For Management
1f Elect Director Gretchen R. Haggerty For For Management
1g Elect Director Simone Menne For For Management
1h Elect Director George R. Oliver For For Management
1i Elect Director Jurgen Tinggren For For Management
1j Elect Director Mark Vergnano For For Management
1k Elect Director R. David Yost For For Management
1l Elect Director John D. Young For For Management
2a Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2b Authorize Board to Fix Remuneration of For For Management
Auditors
3 Authorize Market Purchases of Company For For Management
Shares
4 Determine Price Range for Reissuance For For Management
of Treasury Shares
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Approve Omnibus Stock Plan For For Management
7 Approve the Directors' Authority to For For Management
Allot Shares
8 Approve the Disapplication of For For Management
Statutory Pre-Emption Rights
--------------------------------------------------------------------------------
JULIUS BAER GRUPPE AG
Ticker: BAER Security ID: H4414N103
Meeting Date: NOV 02, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income and For For Management
Dividends of CHF 0.75 per Share
2 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
JULIUS BAER GRUPPE AG
Ticker: BAER Security ID: H4414N103
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of CHF 1.75 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Approve Remuneration of Board of For For Management
Directors in the Amount of CHF 3.9
Million from 2021 AGM Until 2022 AGM
4.2.1 Approve Variable Cash-Based For For Management
Remuneration of Executive Committee in
the Amount of CHF 11.6 Million for
Fiscal 2020
4.2.2 Approve Variable Share-Based For For Management
Remuneration of Executive Committee in
the Amount of CHF 11.5 Million for
Fiscal 2021
4.2.3 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 9.2 Million for Fiscal 2021
5.1.1 Reelect Romeo Lacher as Director For For Management
5.1.2 Reelect Gilbert Achermann as Director For For Management
5.1.3 Reelect Heinrich Baumann as Director For For Management
5.1.4 Reelect Richard Campbell-Breeden as For For Management
Director
5.1.5 Reelect Ivo Furrer as Director For For Management
5.1.6 Reelect Claire Giraut as Director For For Management
5.1.7 Reelect Kathryn Shih as Director For For Management
5.1.8 Reelect Eunice Zehnder-Lai as Director For For Management
5.1.9 Reelect Olga Zoutendijk as Director For For Management
5.2 Elect David Nicol as Director For For Management
5.3 Reelect Romeo Lacher as Board Chairman For For Management
5.4.1 Reappoint Gilbert Achermann as Member For For Management
of the Compensation Committee
5.4.2 Reappoint Richard Campbell-Breeden as For For Management
Member of the Compensation Committee
5.4.3 Appoint Kathryn Shih as Member of the For For Management
Compensation Committee (as per Sep. 1,
2020)
5.4.4 Reappoint Eunice Zehnder-Lai as Member For For Management
of the Compensation Committee
6 Ratify KPMG AG as Auditors For For Management
7 Designate Marc Nater as Independent For For Management
Proxy
8 Approve CHF 51,700 Reduction in Share For For Management
Capital as Part of the Share Buyback
Program via Cancellation of
Repurchased Shares
9 Amend Articles Re: Editorial Changes For For Management
10 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
KEURIG DR PEPPER INC.
Ticker: KDP Security ID: 49271V100
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Robert J. Gamgort For For Management
1B Elect Director Olivier Goudet For For Management
1C Elect Director Peter Harf For For Management
1D Elect Director Juliette Hickman For For Management
1E Elect Director Genevieve Hovde For For Management
1F Elect Director Paul S. Michaels For For Management
1G Elect Director Pamela H. Patsley For For Management
1H Elect Director Gerhard Pleuhs For For Management
1I Elect Director Lubomira Rochet For For Management
1J Elect Director Debra Sandler For For Management
1K Elect Director Robert Singer For For Management
1L Elect Director Justine Tan For For Management
1M Elect Director Nelson Urdaneta For For Management
1N Elect Director Larry D. Young For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LIBERTY GLOBAL PLC
Ticker: LBTYA Security ID: G5480U104
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael T. Fries For For Management
2 Elect Director Paul A. Gould For For Management
3 Elect Director John C. Malone For For Management
4 Elect Director Larry E. Romrell For For Management
5 Approve Remuneration Report For Against Management
6 Ratify KPMG LLP (U.S.) as Auditors For For Management
7 Ratify KPMG LLP (U.K.) as Auditors For For Management
8 Authorise Board to Fix Remuneration of For For Management
Auditors
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise UK Political Donations and For For Management
Expenditure
11 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
LLOYDS BANKING GROUP PLC
Ticker: LLOY Security ID: G5533W248
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Robin Budenberg as Director For For Management
3 Re-elect William Chalmers as Director For For Management
4 Re-elect Alan Dickinson as Director For For Management
5 Re-elect Sarah Legg as Director For For Management
6 Re-elect Lord Lupton as Director For For Management
7 Re-elect Amanda Mackenzie as Director For For Management
8 Re-elect Nick Prettejohn as Director For For Management
9 Re-elect Stuart Sinclair as Director For For Management
10 Re-elect Catherine Woods as Director For For Management
11 Approve Remuneration Report For For Management
12 Approve Final Dividend For For Management
13 Appoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Approve Deferred Bonus Plan For For Management
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity in Relation For For Management
to the Issue of Regulatory Capital
Convertible Instruments
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Issue of Equity without For For Management
Pre-Emptive Rights in Relation to the
Issue of Regulatory Capital
Convertible Instruments
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise Market Purchase of For For Management
Preference Shares
24 Adopt New Articles of Association For For Management
25 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ajay Banga For For Management
1b Elect Director Merit E. Janow For For Management
1c Elect Director Richard K. Davis For For Management
1d Elect Director Steven J. Freiberg For For Management
1e Elect Director Julius Genachowski For For Management
1f Elect Director Choon Phong Goh For For Management
1g Elect Director Oki Matsumoto For For Management
1h Elect Director Michael Miebach For For Management
1i Elect Director Youngme Moon For For Management
1j Elect Director Rima Qureshi For For Management
1k Elect Director Jose Octavio Reyes For For Management
Lagunes
1l Elect Director Gabrielle Sulzberger For For Management
1m Elect Director Jackson Tai For For Management
1n Elect Director Lance Uggla For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
6 Eliminate Supermajority Vote For For Management
Requirement
--------------------------------------------------------------------------------
NASPERS LTD.
Ticker: NPN Security ID: S53435103
Meeting Date: AUG 21, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 March 2020
2 Approve Dividends for N Ordinary and A For For Management
Ordinary Shares
3 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors of the Company with V
Myburgh as the Individual Registered
Auditor
4.1 Elect Manisha Girotra as Director For For Management
4.2 Elect Ying Xu as Director For For Management
5.1 Re-elect Don Eriksson as Director For For Management
5.2 Re-elect Mark Sorour as Director For For Management
5.3 Re-elect Emilie Choi as Director For For Management
5.4 Re-elect Rachel Jafta as Director For For Management
6.1 Re-elect Don Eriksson as Member of the For For Management
Audit Committee
6.2 Re-elect Rachel Jafta as Member of the For For Management
Audit Committee
6.3 Elect Manisha Girotra as Member of the For For Management
Audit Committee
6.4 Elect Steve Pacak as Member of the For For Management
Audit Committee
7 Approve Remuneration Policy For For Management
8 Approve Implementation of the For For Management
Remuneration Policy
9 Approve Amendments to the Trust Deed For For Management
constituting the Naspers Restricted
Stock Plan Trust and the Share Scheme
envisaged by such Trust Deed
10 Approve Amendments to the Trust Deed For For Management
constituting the MIH Services FZ LLC
Share Trust and the Share Scheme
envisaged by such Trust Deed
11 Approve Amendments to the Trust Deed For For Management
constituting the MIH Holdings Share
Trust and the Share Scheme envisaged
by such Trust Deed
12 Approve Amendments to the Trust Deed For For Management
constituting the Naspers Share
Incentive Trust and the Share Scheme
envisaged by such Trust Deed
13 Place Authorised but Unissued Shares For Against Management
under Control of Directors
14 Authorise Board to Issue Shares for For Against Management
Cash
15 Authorise Ratification of Approved For For Management
Resolutions
1.1 Approve Fees of the Board Chairman For For Management
1.2 Approve Fees of the Board Member For For Management
1.3 Approve Fees of the Audit Committee For For Management
Chairman
1.4 Approve Fees of the Audit Committee For For Management
Member
1.5 Approve Fees of the Risk Committee For For Management
Chairman
1.6 Approve Fees of the Risk Committee For For Management
Member
1.7 Approve Fees of the Human Resources For For Management
and Remuneration Committee Chairman
1.8 Approve Fees of the Human Resources For For Management
and Remuneration Committee Member
1.9 Approve Fees of the Nomination For For Management
Committee Chairman
1.10 Approve Fees of the Nomination For For Management
Committee Member
1.11 Approve Fees of the Social, Ethics and For For Management
Sustainability Committee Chairman
1.12 Approve Fees of the Social, Ethics and For For Management
Sustainability Committee Member
1.13 Approve Fees of the Trustees of Group For For Management
Share Schemes/Other Personnel Funds
2 Approve Financial Assistance in Terms For For Management
of Section 44 of the Companies Act
3 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
4 Authorise Repurchase of N Ordinary For For Management
Shares
5 Authorise Specific Repurchase of N For For Management
Ordinary Shares from Holders of N
Ordinary Shares
6 Authorise Repurchase of A Ordinary For For Management
Shares
--------------------------------------------------------------------------------
NOV INC.
Ticker: NOV Security ID: 62955J103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Clay C. Williams For For Management
1b Elect Director Greg L. Armstrong For For Management
1c Elect Director Marcela E. Donadio For For Management
1d Elect Director Ben A. Guill For For Management
1e Elect Director James T. Hackett For For Management
1f Elect Director David D. Harrison For For Management
1g Elect Director Eric L. Mattson For For Management
1h Elect Director Melody B. Meyer For For Management
1i Elect Director William R. Thomas For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: MAR 02, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 3.00 per Share
4 Approve CHF 16.3 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
5 Authorize Repurchase of up to CHF 10 For For Management
Billion in Issued Share Capital
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 8.6 Million
6.2 Approve Maximum Remuneration of For For Management
Executive Committee in the Amount of
CHF 91 Million
6.3 Approve Remuneration Report For For Management
7.1 Reelect Joerg Reinhardt as Director For For Management
and Board Chairman
7.2 Reelect Nancy Andrews as Director For For Management
7.3 Reelect Ton Buechner as Director For For Management
7.4 Reelect Patrice Bula as Director For For Management
7.5 Reelect Elizabeth Doherty as Director For For Management
7.6 Reelect Ann Fudge as Director For For Management
7.7 Reelect Bridgette Heller as Director For For Management
7.8 Reelect Frans van Houten as Director For For Management
7.9 Reelect Simon Moroney as Director For For Management
7.10 Reelect Andreas von Planta as Director For For Management
7.11 Reelect Charles Sawyers as Director For For Management
7.12 Elect Enrico Vanni as Director For For Management
7.13 Reelect William Winters as Director For For Management
8.1 Reappoint Patrice Bula as Member of For For Management
the Compensation Committee
8.2 Reappoint Bridgette Heller as Member For For Management
of the Compensation Committee
8.3 Reappoint Enrico Vanni as Member of For For Management
the Compensation Committee
8.4 Reappoint William Winters as Member of For For Management
the Compensation Committee
8.5 Appoint Simon Moroney as Member of the For For Management
Compensation Committee
9 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
10 Designate Peter Zahn as Independent For For Management
Proxy
11 Amend Articles Re: Board of Directors For For Management
Tenure
12 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 04, 2020 Meeting Type: Annual
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director Michael J. Boskin For For Management
1.3 Elect Director Safra A. Catz For For Management
1.4 Elect Director Bruce R. Chizen For For Management
1.5 Elect Director George H. Conrades For For Management
1.6 Elect Director Lawrence J. Ellison For For Management
1.7 Elect Director Rona A. Fairhead For For Management
1.8 Elect Director Jeffrey O. Henley For For Management
1.9 Elect Director Renee J. James For For Management
1.10 Elect Director Charles W. Moorman, IV For For Management
1.11 Elect Director Leon E. Panetta For For Management
1.12 Elect Director William G. Parrett For For Management
1.13 Elect Director Naomi O. Seligman For For Management
1.14 Elect Director Vishal Sikka For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Report on Gender Pay Gap Against Against Shareholder
6 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
PRUDENTIAL PLC
Ticker: PRU Security ID: G72899100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Chua Sock Koong as Director For For Management
4 Elect Ming Lu as Director For For Management
5 Elect Jeanette Wong as Director For For Management
6 Re-elect Shriti Vadera as Director For For Management
7 Re-elect Jeremy Anderson as Director For For Management
8 Re-elect Mark Fitzpatrick as Director For For Management
9 Re-elect David Law as Director For For Management
10 Re-elect Anthony Nightingale as For For Management
Director
11 Re-elect Philip Remnant as Director For For Management
12 Re-elect Alice Schroeder as Director For For Management
13 Re-elect James Turner as Director For For Management
14 Re-elect Thomas Watjen as Director For For Management
15 Re-elect Michael Wells as Director For For Management
16 Re-elect Fields Wicker-Miurin as For For Management
Director
17 Re-elect Amy Yip as Director For For Management
18 Reappoint KPMG LLP as Auditors For For Management
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise UK Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity For For Management
22 Authorise Issue of Equity to Include For For Management
Repurchased Shares
23 Authorise Issue of Equity without For For Management
Pre-emptive Rights
24 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
25 Authorise Market Purchase of Ordinary For For Management
Shares
26 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
ROLLS-ROYCE HOLDINGS PLC
Ticker: RR Security ID: G76225104
Meeting Date: OCT 27, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorise Issue of Equity in For For Management
Connection with the Rights Issue
--------------------------------------------------------------------------------
RYANAIR HOLDINGS PLC
Ticker: RY4C Security ID: 783513203
Meeting Date: SEP 17, 2020 Meeting Type: Annual
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3a Re-elect Stan McCarthy as Director For For Management
3b Re-elect Louise Phelan as Director For For Management
3c Re-elect Roisin Brennan as Director For For Management
3d Re-elect Michael Cawley as Director For For Management
3e Re-elect Emer Daly as Director For For Management
3f Re-elect Howard Millar as Director For For Management
3g Re-elect Dick Milliken as Director For For Management
3h Re-elect Michael O'Brien as Director For For Management
3i Re-elect Michael O'Leary as Director For For Management
3j Re-elect Julie O'Neill as Director For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Authorise Issue of Equity For For Management
6 Authorise Issue of Equity without For For Management
Pre-emptive Rights
7 Authorise Market Purchase and/or For For Management
Overseas Market Purchase of Ordinary
Shares
--------------------------------------------------------------------------------
RYANAIR HOLDINGS PLC
Ticker: RY4C Security ID: G7727C186
Meeting Date: SEP 17, 2020 Meeting Type: Annual
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3a Re-elect Stan McCarthy as Director For For Management
3b Re-elect Louise Phelan as Director For For Management
3c Re-elect Roisin Brennan as Director For For Management
3d Re-elect Michael Cawley as Director For For Management
3e Re-elect Emer Daly as Director For For Management
3f Re-elect Howard Millar as Director For For Management
3g Re-elect Dick Milliken as Director For For Management
3h Re-elect Michael O'Brien as Director For For Management
3i Re-elect Michael O'Leary as Director For For Management
3j Re-elect Julie O'Neill as Director For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Authorise Issue of Equity For For Management
6 Authorise Issue of Equity without For For Management
Pre-emptive Rights
7 Authorise Market Purchase and/or For For Management
Overseas Market Purchase of Ordinary
Shares
--------------------------------------------------------------------------------
RYANAIR HOLDINGS PLC
Ticker: RY4C Security ID: 783513203
Meeting Date: DEC 17, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Migration of the Migrating For For Management
Shares to Euroclear Bank's Central
Securities Depository
2 Adopt New Articles of Association For For Management
3 Authorise Company to Take All Actions For For Management
to Implement the Migration
--------------------------------------------------------------------------------
RYANAIR HOLDINGS PLC
Ticker: RY4C Security ID: G7727C186
Meeting Date: DEC 17, 2020 Meeting Type: Special
Record Date: DEC 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Migration of the Migrating For For Management
Shares to Euroclear Bank's Central
Securities Depository
2 Adopt New Articles of Association For For Management
3 Authorise Company to Take All Actions For For Management
to Implement the Migration
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO., LTD.
Ticker: 005930 Security ID: Y74718100
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1.1 Elect Park Byung-gook as Outside For For Management
Director
2.1.2 Elect Kim Jeong as Outside Director For For Management
2.2.1 Elect Kim Kinam as Inside Director For For Management
2.2.2 Elect Kim Hyun-suk as Inside Director For For Management
2.2.3 Elect Koh Dong-jin as Inside Director For For Management
3 Elect Kim Sun-uk as Outside Director For For Management
to Serve as an Audit Committee Member
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAP SE
Ticker: SAP Security ID: D66992104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.85 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6.1 Elect Qi Lu to the Supervisory Board For For Management
6.2 Elect Rouven Westphal to the For For Management
Supervisory Board
7 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 10
Billion; Approve Creation of EUR 100
Million Pool of Capital to Guarantee
Conversion Rights
8 Amend Corporate Purpose For For Management
9 Amend Articles Re: Proof of Entitlement For For Management
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD.
Ticker: TEL Security ID: H84989104
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pierre R. Brondeau For For Management
1b Elect Director Terrence R. Curtin For For Management
1c Elect Director Carol A. (John) Davidson For For Management
1d Elect Director Lynn A. Dugle For For Management
1e Elect Director William A. Jeffrey For For Management
1f Elect Director David M. Kerko None None Management
*Withdrawn Resolution*
1g Elect Director Thomas J. Lynch For For Management
1h Elect Director Heath A. Mitts For For Management
1i Elect Director Yong Nam For For Management
1j Elect Director Daniel J. Phelan For For Management
1k Elect Director Abhijit Y. Talwalkar For For Management
1l Elect Director Mark C. Trudeau For For Management
1m Elect Director Dawn C. Willoughby For For Management
1n Elect Director Laura H. Wright For For Management
2 Elect Board Chairman Thomas J. Lynch For For Management
3a Elect Daniel J. Phelan as Member of For For Management
Management Development and
Compensation Committee
3b Elect Abhijit Y. Talwalkar as Member For For Management
of Management Development and
Compensation Committee
3c Elect Mark C. Trudeau as Member of For For Management
Management Development and
Compensation Committee
3d Elect Dawn C. Willoughby as Member of For For Management
Management Development and
Compensation Committee
4 Designate Rene Schwarzenbach as For For Management
Independent Proxy
5.1 Accept Annual Report for Fiscal Year For For Management
Ended September 25, 2020
5.2 Accept Statutory Financial Statements For For Management
for Fiscal Year Ended September 25,
2020
5.3 Approve Consolidated Financial For For Management
Statements for Fiscal Year Ended
September 25, 2020
6 Approve Discharge of Board and Senior For For Management
Management
7.1 Ratify Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year 2021
7.2 Ratify Deloitte AG as Swiss Registered For For Management
Auditors
7.3 Ratify PricewaterhouseCoopers AG as For For Management
Special Auditors
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Approve the Increase in Maximum For For Management
Aggregate Remuneration of Executive
Management
10 Approve Maximum Aggregate Remuneration For For Management
of Board of Directors
11 Approve Allocation of Available For For Management
Earnings at September 25, 2020
12 Approve Declaration of Dividend For For Management
13 Approve Reduction in Share Capital via For For Management
Cancelation of Shares
14 Amend Non-Qualified Employee Stock For For Management
Purchase Plan
15 Amend Omnibus Stock Plan For For Management
16 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TENET HEALTHCARE CORPORATION
Ticker: THC Security ID: 88033G407
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ronald A. Rittenmeyer For For Management
1b Elect Director J. Robert Kerrey For For Management
1c Elect Director James L. Bierman For For Management
1d Elect Director Richard W. Fisher For For Management
1e Elect Director Meghan M. FitzGerald For For Management
1f Elect Director Cecil D. Haney For For Management
1g Elect Director Christopher S. Lynch For For Management
1h Elect Director Richard J. Mark For For Management
1i Elect Director Tammy Romo For For Management
1j Elect Director Saumya Sutaria For For Management
1k Elect Director Nadja Y. West For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, INC.
Ticker: IPG Security ID: 460690100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joceyln Carter-Miller For For Management
1.2 Elect Director Mary J. Steele Guilfoile For For Management
1.3 Elect Director Dawn Hudson For For Management
1.4 Elect Director Philippe Krakowsky For For Management
1.5 Elect Director Jonathan F. Miller For For Management
1.6 Elect Director Patrick Q. Moore For For Management
1.7 Elect Director Michael I. Roth For For Management
1.8 Elect Director Linda S. Sanford For For Management
1.9 Elect Director David M. Thomas For For Management
1.10 Elect Director E. Lee Wyatt, Jr. For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
TOYOTA MOTOR CORP.
Ticker: 7203 Security ID: J92676113
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Uchiyamada, Takeshi For For Management
1.2 Elect Director Hayakawa, Shigeru For For Management
1.3 Elect Director Toyoda, Akio For For Management
1.4 Elect Director Kobayashi, Koji For For Management
1.5 Elect Director James Kuffner For For Management
1.6 Elect Director Kon, Kenta For For Management
1.7 Elect Director Sugawara, Ikuro For For Management
1.8 Elect Director Sir Philip Craven For For Management
1.9 Elect Director Kudo, Teiko For For Management
2 Appoint Alternate Statutory Auditor For For Management
Sakai, Ryuji
3 Amend Articles to Delete Provisions on For For Management
Class AA Shares
--------------------------------------------------------------------------------
TRAVIS PERKINS PLC
Ticker: TPK Security ID: G90202105
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Elect Jasmine Whitbread as Director For For Management
5 Re-elect Marianne Culver as Director For For Management
6 Re-elect Blair Illingworth as Director For For Management
7 Re-elect Coline McConville as Director For For Management
8 Re-elect Pete Redfern as Director For For Management
9 Re-elect Nick Roberts as Director For For Management
10 Re-elect John Rogers as Director For For Management
11 Re-elect Alan Williams as Director For For Management
12 Reappoint KPMG LLP as Auditors For For Management
13 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
14 Authorise Issue of Equity For For Management
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Adopt New Articles of Association For For Management
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
20 Approve UK Sharesave Scheme and For For Management
International Sharesave Scheme
21 Approve Restricted Share Plan For For Management
--------------------------------------------------------------------------------
TRAVIS PERKINS PLC
Ticker: TPK Security ID: G90202105
Meeting Date: APR 27, 2021 Meeting Type: Special
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Demerger of the Wickes Group For For Management
from the Travis Perkins Group to be
Implemented Through the Demerger
Dividend
2 Approve Share Consolidation For For Management
3 Approve Deferred Annual Bonus Plan, For For Management
Long Term Incentive Plan, Share
Incentive Plan and Savings Related
Share Option Scheme
======================== The Oakmark Global Select Fund ========================
ALIBABA GROUP HOLDING LIMITED
Ticker: 9988 Security ID: G01719114
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2.1 Elect Maggie Wei Wu as Director For Against Management
2.2 Elect Kabir Misra as Director For Against Management
2.3 Elect Walter Teh Ming Kwauk as Director For For Management
3 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED
Ticker: 9988 Security ID: 01609W102
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2.1 Elect Maggie Wei Wu as Director For Against Management
2.2 Elect Kabir Misra as Director For Against Management
2.3 Elect Walter Teh Ming Kwauk as Director For For Management
3 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Larry Page For For Management
1b Elect Director Sergey Brin For For Management
1c Elect Director Sundar Pichai For For Management
1d Elect Director John L. Hennessy For For Management
1e Elect Director Frances H. Arnold For For Management
1f Elect Director L. John Doerr For For Management
1g Elect Director Roger W. Ferguson, Jr. For For Management
1h Elect Director Ann Mather For For Management
1i Elect Director Alan R. Mulally For For Management
1j Elect Director K. Ram Shriram For For Management
1k Elect Director Robin L. Washington For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Require Independent Director Nominee Against Against Shareholder
with Human and/or Civil Rights
Experience
6 Assess Feasibility of Including Against Against Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
7 Report on Takedown Requests Against Against Shareholder
8 Report on Whistleblower Policies and Against Against Shareholder
Practices
9 Report on Charitable Contributions Against Against Shareholder
10 Report on Risks Related to Against Against Shareholder
Anticompetitive Practices
11 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Cole, Jr. For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director Brian Duperreault For For Management
1d Elect Director John H. Fitzpatrick For For Management
1e Elect Director William G. Jurgensen For For Management
1f Elect Director Christopher S. Lynch For For Management
1g Elect Director Linda A. Mills For For Management
1h Elect Director Thomas F. Motamed For For Management
1i Elect Director Peter R. Porrino For For Management
1j Elect Director Amy L. Schioldager For For Management
1k Elect Director Douglas M. Steenland For For Management
1l Elect Director Therese M. Vaughan For For Management
1m Elect Director Peter S. Zaffino For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Frank P. Bramble, Sr. For For Management
1d Elect Director Pierre J.P. de Weck For For Management
1e Elect Director Arnold W. Donald For For Management
1f Elect Director Linda P. Hudson For For Management
1g Elect Director Monica C. Lozano For For Management
1h Elect Director Thomas J. May For For Management
1i Elect Director Brian T. Moynihan For For Management
1j Elect Director Lionel L. Nowell, III For For Management
1k Elect Director Denise L. Ramos For For Management
1l Elect Director Clayton S. Rose For For Management
1m Elect Director Michael D. White For For Management
1n Elect Director Thomas D. Woods For For Management
1o Elect Director R. David Yost For For Management
1p Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against Against Shareholder
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Approve Change in Organizational Form Against Against Shareholder
8 Request on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
BAYER AG
Ticker: BAYN Security ID: D0712D163
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of EUR 2.00
per Share for Fiscal Year 2020
2 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
3 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
4.1 Elect Fei-Fei Li to the Supervisory For For Management
Board
4.2 Elect Alberto Weisser to the For For Management
Supervisory Board
5 Approve Remuneration of Supervisory For For Management
Board
6 Ratify Deloitte GmbH as Auditors for For For Management
Fiscal Year 2021
--------------------------------------------------------------------------------
BOOKING HOLDINGS INC.
Ticker: BKNG Security ID: 09857L108
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Armstrong For For Management
1.2 Elect Director Glenn D. Fogel For For Management
1.3 Elect Director Mirian M. Graddick-Weir For For Management
1.4 Elect Director Wei Hopeman For For Management
1.5 Elect Director Robert J. Mylod, Jr. For For Management
1.6 Elect Director Charles H. Noski For For Management
1.7 Elect Director Nicholas J. Read For For Management
1.8 Elect Director Thomas E. Rothman For For Management
1.9 Elect Director Bob van Dijk For For Management
1.10 Elect Director Lynn M. Vojvodich For For Management
1.11 Elect Director Vanessa A. Wittman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent For For Management
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Report on Annual Climate Transition Against Against Shareholder
8 Annual Investor Advisory Vote on Against Against Shareholder
Climate Plan
--------------------------------------------------------------------------------
CBRE GROUP, INC.
Ticker: CBRE Security ID: 12504L109
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brandon B. Boze For For Management
1b Elect Director Beth F. Cobert For For Management
1c Elect Director Reginald H. Gilyard For For Management
1d Elect Director Shira D. Goodman For For Management
1e Elect Director Christopher T. Jenny For For Management
1f Elect Director Gerardo I. Lopez For For Management
1g Elect Director Oscar Munoz For For Management
1h Elect Director Robert E. Sulentic For For Management
1i Elect Director Laura D. Tyson For For Management
1j Elect Director Sanjiv Yajnik For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
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CHARTER COMMUNICATIONS, INC.
Ticker: CHTR Security ID: 16119P108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Lance Conn For For Management
1b Elect Director Kim C. Goodman For For Management
1c Elect Director Craig A. Jacobson For For Management
1d Elect Director Gregory B. Maffei For For Management
1e Elect Director John D. Markley, Jr. For For Management
1f Elect Director David C. Merritt For For Management
1g Elect Director James E. Meyer For For Management
1h Elect Director Steven A. Miron For For Management
1i Elect Director Balan Nair For For Management
1j Elect Director Michael A. Newhouse For For Management
1k Elect Director Mauricio Ramos For For Management
1l Elect Director Thomas M. Rutledge For For Management
1m Elect Director Eric L. Zinterhofer For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Report on Lobbying Payments and Policy Against Against Shareholder
4 Require Independent Board Chair Against Against Shareholder
5 Publish Annually a Report Assessing Against Against Shareholder
Diversity, Equity, and Inclusion
Efforts
6 Report on Greenhouse Gas Emissions Against Against Shareholder
Disclosure
7 Adopt Policy to Annually Disclose Against Against Shareholder
EEO-1 Data
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ellen M. Costello For For Management
1b Elect Director Grace E. Dailey For For Management
1c Elect Director Barbara J. Desoer For For Management
1d Elect Director John C. Dugan For For Management
1e Elect Director Jane N. Fraser For For Management
1f Elect Director Duncan P. Hennes For For Management
1g Elect Director Peter B. Henry For For Management
1h Elect Director S. Leslie Ireland For For Management
1i Elect Director Lew W. (Jay) Jacobs, IV For For Management
1j Elect Director Renee J. James For For Management
1k Elect Director Gary M. Reiner For For Management
1l Elect Director Diana L. Taylor For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Deborah C. Wright For For Management
1o Elect Director Alexander R. Wynaendts For For Management
1p Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against Against Shareholder
6 Require Independent Board Chair Against Against Shareholder
7 Adopt a Policy to Include Against Against Shareholder
Non-Management Employees as
Prospective Director Candidates
8 Report on Lobbying Payments and Policy Against Against Shareholder
9 Report on Racial Equity Audit Against Against Shareholder
10 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
CNH INDUSTRIAL NV
Ticker: CNHI Security ID: N20944109
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2.b Adopt Financial Statements and For For Management
Statutory Reports
2.c Approve Dividends of EUR 0.11 Per Share For For Management
2.d Approve Discharge of Directors For For Management
3 Approve Remuneration Report For For Management
4.a Reelect Suzanne Heywood as Executive For For Management
Director
4.b Elect Scott W. Wine as Executive For For Management
Director
4.c Reelect Howard W. Buffett as For For Management
Non-Executive Director
4.d Reelect Tufan Erginbilgic as For For Management
Non-Executive Director
4.e Reelect Leo W. Houle as Non-Executive For For Management
Director
4.f Reelect John B. Lanaway as For For Management
Non-Executive Director
4.g Reelect Alessandro Nasi as For Against Management
Non-Executive Director
4.h Reelect Lorenzo Simonelli as For For Management
Non-Executive Director
4.i Reelect Vagn Sorensen as Non-Executive For For Management
Director
5 Ratify Ernst & Young Accountants LLP For For Management
as Auditors
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Common Shares
7 Close Meeting None None Management
--------------------------------------------------------------------------------
COMPAGNIE FINANCIERE RICHEMONT SA
Ticker: CFR Security ID: H25662182
Meeting Date: SEP 09, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 1.00 per Registered A
Share and CHF 0.10 per Registered B
Share
3 Approve Creation of CHF 24.2 Million For For Management
Pool of Conditional Capital to Cover
Exercise of Warrants
4 Approve Discharge of Board and Senior For For Management
Management
5.1 Reelect Johann Rupert as Director and For For Management
Board Chairman
5.2 Reelect Josua Malherbe as Director For For Management
5.3 Reelect Nikesh Arora as Director For For Management
5.4 Reelect Nicolas Bos as Director For For Management
5.5 Reelect Clay Brendish as Director For For Management
5.6 Reelect Jean-Blaise Eckert as Director For For Management
5.7 Reelect Burkhart Grund as Director For For Management
5.8 Reelect Keyu Jin as Director For For Management
5.9 Reelect Jerome Lambert as Director For For Management
5.10 Reelect Ruggero Magnoni as Director For For Management
5.11 Reelect Jeff Moss as Director For For Management
5.12 Reelect Vesna Nevistic as Director For For Management
5.13 Reelect Guillaume Pictet as Director For For Management
5.14 Reelect Alan Quasha as Director For For Management
5.15 Reelect Maria Ramos as Director For For Management
5.16 Reelect Anton Rupert as Director For For Management
5.17 Reelect Jan Rupert as Director For For Management
5.18 Reelect Gary Saage as Director For For Management
5.19 Reelect Cyrille Vigneron as Director For For Management
5.20 Elect Wendy Luhabe as Director For For Management
6.1 Reappoint Clay Brendish as Member of For For Management
the Compensation Committee
6.2 Reappoint Keyu Jin as Member of the For For Management
Compensation Committee
6.3 Reappoint Guillaume Pictet as Member For For Management
of the Compensation Committee
6.4 Reappoint Maria Ramos as Member of the For For Management
Compensation Committee
7 Ratify PricewaterhouseCoopers SA as For For Management
Auditors
8 Designate Etude Gampert Demierre For For Management
Moreno as Independent Proxy
9.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 6.7 Million
9.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 15.8 Million
9.3 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 38.3 Million
10 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
COMPAGNIE FINANCIERE RICHEMONT SA
Ticker: CFR Security ID: H25662182
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Creation of CHF 24.2 Million For For Management
Pool of Conditional Capital to Cover
Exercise of Warrants
2 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
COMPASS GROUP PLC
Ticker: CPG Security ID: G23296208
Meeting Date: FEB 04, 2021 Meeting Type: Annual
Record Date: FEB 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Elect Ian Meakins as Director For For Management
5 Re-elect Dominic Blakemore as Director For For Management
6 Re-elect Gary Green as Director For For Management
7 Re-elect Karen Witts as Director For For Management
8 Re-elect Carol Arrowsmith as Director For For Management
9 Re-elect John Bason as Director For For Management
10 Re-elect Stefan Bomhard as Director For For Management
11 Re-elect John Bryant as Director For For Management
12 Re-elect Anne-Francoise Nesmes as For For Management
Director
13 Re-elect Nelson Silva as Director For For Management
14 Re-elect Ireena Vittal as Director For For Management
15 Reappoint KPMG LLP as Auditors For For Management
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity For For Management
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Adopt New Articles of Association For For Management
23 Authorise the Company to Call General For For Management
Meeting with 14 Working Days' Notice
--------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG
Ticker: CSGN Security ID: H3698D419
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income and For For Management
Dividends of CHF 0.14 per Share
2.1 Additional Voting Instructions - Against Against Management
Shareholder Proposals (Voting)
2.2 Additional Voting Instructions - Board For Against Management
of Directors Proposals (Voting)
--------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG
Ticker: CSGN Security ID: H3698D419
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Remuneration Report For For Management
1.2 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior None Abstain Management
Management [Item Withdrawn]
3 Approve Allocation of Income and For For Management
Dividends of CHF 0.10 per Share
4 Approve Creation of CHF 5 Million Pool For For Management
of Capital without Preemptive Rights
5.1.a Elect Antonio Horta-Osorio as Director For For Management
and Board Chairman
5.1.b Reelect Iris Bohnet as Director For For Management
5.1.c Reelect Christian Gellerstad as For For Management
Director
5.1.d Reelect Andreas Gottschling as Director For Against Management
5.1.e Reelect Michael Klein as Director For For Management
5.1.f Reelect Shan Li as Director For For Management
5.1.g Reelect Seraina Macia as Director For For Management
5.1.h Reelect Richard Meddings as Director For For Management
5.1.i Reelect Kai Nargolwala as Director For For Management
5.1.j Reelect Ana Pessoa as Director For For Management
5.1.k Reelect Severin Schwan as Director For For Management
5.1.l Elect Clare Brady as Director For For Management
5.1.m Elect Blythe Masters as Director For For Management
5.2.1 Reappoint Iris Bohnet as Member of the For For Management
Compensation Committee
5.2.2 Reappoint Christian Gellerstad as For For Management
Member of the Compensation Committee
5.2.3 Reappoint Michael Klein as Member of For For Management
the Compensation Committee
5.2.4 Reappoint Kai Nargolwala as Member of For For Management
the Compensation Committee
5.2.5 Appoint Blythe Masters as Member of For For Management
the Compensation Committee
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 12 Million
6.2.1 Approve Short-Term Variable None For Management
Remuneration of Executive Committee in
the Amount of CHF 15.7 Million [Item
Withdrawn]
6.2.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 31 Million
6.2.3 Approve Long-Term Variable None For Management
Remuneration of Executive Committee in
the Amount of CHF 25.1 Million [Item
Withdrawn]
7.1 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
7.2 Ratify BDO AG as Special Auditors For For Management
7.3 Designate Keller KLG as Independent For For Management
Proxy
8.1 Additional Voting Instructions - Against Against Management
Shareholder Proposals (Voting)
8.2 Additional Voting Instructions - Board For Against Management
of Directors Proposals (Voting)
--------------------------------------------------------------------------------
DAIMLER AG
Ticker: DAI Security ID: D1668R123
Meeting Date: JUL 08, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.90 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5.1 Ratify KPMG AG as Auditors for Fiscal For For Management
2020
5.2 Ratify KPMG AG as Auditors for the For For Management
2021 Interim Financial Statements
Until the 2021 AGM
6 Approve Remuneration Policy For For Management
7 Elect Timotheus Hoettges to the For For Management
Supervisory Board
8 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
9 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
10 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 10
Billion; Approve Creation of EUR 500
Million Pool of Capital to Guarantee
Conversion Rights
11.1 Amend Articles Re: AGM Video and Audio For For Management
Transmission
11.2 Amend Articles Re: Electronic For For Management
Participation of Shareholders
12.1 Amend Articles Re: Annulment of the For For Management
Majority Requirement Clause for
Passing Resolutions at General Meetings
12.2 Amend Articles Re: Majority For For Management
Requirement for Passing Resolutions at
General Meetings
13 Approve Affiliation Agreement with For For Management
Mercedes-Benz Bank AG
--------------------------------------------------------------------------------
DAIMLER AG
Ticker: DAI Security ID: D1668R123
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.35 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5.1 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
5.2 Ratify KPMG AG as Auditors for the For For Management
2022 Interim Financial Statements
until the 2022 AGM
5.3 Ratify KPMG AG as Auditors of the For For Management
Final Balance Sheets Required under
the German Reorganization Act
6.1 Elect Elizabeth Centoni to the For For Management
Supervisory Board
6.2 Elect Ben van Beurden to the For For Management
Supervisory Board
6.3 Elect Martin Brudermueller to the For For Management
Supervisory Board
7 Approve Remuneration of Supervisory For For Management
Board
8 Amend Articles Re: Supervisory Board For For Management
Meetings and Resolutions
9 Amend Articles Re: Place of For For Management
Jurisdiction
--------------------------------------------------------------------------------
FRESENIUS MEDICAL CARE AG & CO. KGAA
Ticker: FME Security ID: D2734Z107
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: AUG 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal 2019
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.20 per Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal 2020
6 Approve Remuneration Policy for the For For Management
Management Board
7 Approve Remuneration Policy for the For For Management
Supervisory Board
8 Approve Creation of Two Pools of For For Management
Capital with Partial Exclusion of
Preemptive Rights
9 Amend Articles Re: Proof of Entitlement For For Management
--------------------------------------------------------------------------------
FRESENIUS MEDICAL CARE AG & CO. KGAA
Ticker: FME Security ID: D2734Z107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year 2020
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.34 per Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
6.1 Elect Dieter Schenk to the Supervisory For For Management
Board
6.2 Elect Rolf Classon to the Supervisory For For Management
Board and to the Joint Committee
6.3 Elect Gregory Sorensen to the For For Management
Supervisory Board
6.4 Elect Dorothea Wenzel to the For For Management
Supervisory Board and to the Joint
Committee
6.5 Elect Pascale Witz to the Supervisory For For Management
Board
6.6 Elect Gregor Zuend to the Supervisory For For Management
Board
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
--------------------------------------------------------------------------------
HCA HEALTHCARE, INC.
Ticker: HCA Security ID: 40412C101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas F. Frist, III For For Management
1b Elect Director Samuel N. Hazen For For Management
1c Elect Director Meg G. Crofton For For Management
1d Elect Director Robert J. Dennis For For Management
1e Elect Director Nancy-Ann DeParle For For Management
1f Elect Director William R. Frist For For Management
1g Elect Director Charles O. Holliday, Jr. For For Management
1h Elect Director Michael W. Michelson For For Management
1i Elect Director Wayne J. Riley For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Assess Feasibility of Increasing the Against Against Shareholder
Impact of the Company's Performance on
Quality Metrics for Senior Executive
Compensation
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kurt J. Hilzinger For For Management
1b Elect Director Raquel C. Bono For For Management
1c Elect Director Bruce D. Broussard For For Management
1d Elect Director Frank A. D'Amelio For For Management
1e Elect Director Wayne A. I. Frederick For For Management
1f Elect Director John W. Garratt For For Management
1g Elect Director David A. Jones, Jr. For For Management
1h Elect Director Karen W. Katz For For Management
1i Elect Director Marcy S. Klevorn For For Management
1j Elect Director William J. McDonald For For Management
1k Elect Director Jorge S. Mesquita For For Management
1l Elect Director James J. O'Brien For For Management
1m Elect Director Marissa T. Peterson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LLOYDS BANKING GROUP PLC
Ticker: LLOY Security ID: G5533W248
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Robin Budenberg as Director For For Management
3 Re-elect William Chalmers as Director For For Management
4 Re-elect Alan Dickinson as Director For For Management
5 Re-elect Sarah Legg as Director For For Management
6 Re-elect Lord Lupton as Director For For Management
7 Re-elect Amanda Mackenzie as Director For For Management
8 Re-elect Nick Prettejohn as Director For For Management
9 Re-elect Stuart Sinclair as Director For For Management
10 Re-elect Catherine Woods as Director For For Management
11 Approve Remuneration Report For For Management
12 Approve Final Dividend For For Management
13 Appoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Approve Deferred Bonus Plan For For Management
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity in Relation For For Management
to the Issue of Regulatory Capital
Convertible Instruments
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Issue of Equity without For For Management
Pre-Emptive Rights in Relation to the
Issue of Regulatory Capital
Convertible Instruments
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise Market Purchase of For For Management
Preference Shares
24 Adopt New Articles of Association For For Management
25 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
NAVER CORP.
Ticker: 035420 Security ID: Y62579100
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Amend Articles of Incorporation For For Management
(Company Address)
2.2 Amend Articles of Incorporation For For Management
(Transfer Agent)
2.3 Amend Articles of Incorporation For For Management
(Register of Shareholders)
2.4 Amend Articles of Incorporation For For Management
(Register of Shareholders)
2.5 Amend Articles of Incorporation For For Management
(Directors' Term of Office)
3 Elect Choi In-hyuk as Inside Director For For Management
4 Elect Lee In-moo as Outside Director For For Management
to Serve as an Audit Committee Member
5 Elect Lee Geon-hyeok as Outside For For Management
Director
6 Elect Lee Geon-hyeok as a Member of For For Management
Audit Committee
7 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
8 Approve Stock Option Grants For For Management
9 Approve Stock Option Grants For For Management
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: MAR 02, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 3.00 per Share
4 Approve CHF 16.3 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
5 Authorize Repurchase of up to CHF 10 For For Management
Billion in Issued Share Capital
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 8.6 Million
6.2 Approve Maximum Remuneration of For For Management
Executive Committee in the Amount of
CHF 91 Million
6.3 Approve Remuneration Report For For Management
7.1 Reelect Joerg Reinhardt as Director For For Management
and Board Chairman
7.2 Reelect Nancy Andrews as Director For For Management
7.3 Reelect Ton Buechner as Director For For Management
7.4 Reelect Patrice Bula as Director For For Management
7.5 Reelect Elizabeth Doherty as Director For For Management
7.6 Reelect Ann Fudge as Director For For Management
7.7 Reelect Bridgette Heller as Director For For Management
7.8 Reelect Frans van Houten as Director For For Management
7.9 Reelect Simon Moroney as Director For For Management
7.10 Reelect Andreas von Planta as Director For For Management
7.11 Reelect Charles Sawyers as Director For For Management
7.12 Elect Enrico Vanni as Director For For Management
7.13 Reelect William Winters as Director For For Management
8.1 Reappoint Patrice Bula as Member of For For Management
the Compensation Committee
8.2 Reappoint Bridgette Heller as Member For For Management
of the Compensation Committee
8.3 Reappoint Enrico Vanni as Member of For For Management
the Compensation Committee
8.4 Reappoint William Winters as Member of For For Management
the Compensation Committee
8.5 Appoint Simon Moroney as Member of the For For Management
Compensation Committee
9 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
10 Designate Peter Zahn as Independent For For Management
Proxy
11 Amend Articles Re: Board of Directors For For Management
Tenure
12 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
PROSUS NV
Ticker: PRX Security ID: N7163R103
Meeting Date: AUG 18, 2020 Meeting Type: Annual
Record Date: JUL 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Management Board None None Management
(Non-Voting)
2 Approve Remuneration Report For For Management
3 Adopt Financial Statements For For Management
4.a Approve Dividends of EUR 0.602 Per For For Management
Share
4.b Approve Capital Increase and Capital For For Management
Reduction
5 Approve Remuneration Policy for For For Management
Executive Directors
6 Approve Remuneration Policy for For For Management
Non-Executive Directors
7 Approve Discharge of Executive For For Management
Directors
8 Approve Discharge of Non-Executive For For Management
Directors
9 Elect Y Xu as Non-Executive Director For For Management
10.1 Reelect D G Eriksson as Non-Executive For For Management
Director
10.2 Reelect M R Sorour as Non-Executive For For Management
Director
10.3 Reelect E M Choi as Non-Executive For For Management
Director
10.4 Reelect M Girotra as Non-Executive For For Management
Director
10.5 Reelect R C C Jafta as Non-Executive For For Management
Director
11 Ratify PricewaterhouseCoopers For For Management
Accountants N.V. as Auditors
12 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital and
Restrict/Exclude Preemptive Rights
13 Authorize Repurchase of Shares For For Management
14 Amend Prosus Share Award Plan For For Management
15 Other Business (Non-Voting) None None Management
16 Voting Results None None Management
--------------------------------------------------------------------------------
SAP SE
Ticker: SAP Security ID: D66992104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.85 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6.1 Elect Qi Lu to the Supervisory Board For For Management
6.2 Elect Rouven Westphal to the For For Management
Supervisory Board
7 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 10
Billion; Approve Creation of EUR 100
Million Pool of Capital to Guarantee
Conversion Rights
8 Amend Corporate Purpose For For Management
9 Amend Articles Re: Proof of Entitlement For For Management
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD.
Ticker: TEL Security ID: H84989104
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pierre R. Brondeau For For Management
1b Elect Director Terrence R. Curtin For For Management
1c Elect Director Carol A. (John) Davidson For For Management
1d Elect Director Lynn A. Dugle For For Management
1e Elect Director William A. Jeffrey For For Management
1f Elect Director David M. Kerko None None Management
*Withdrawn Resolution*
1g Elect Director Thomas J. Lynch For For Management
1h Elect Director Heath A. Mitts For For Management
1i Elect Director Yong Nam For For Management
1j Elect Director Daniel J. Phelan For For Management
1k Elect Director Abhijit Y. Talwalkar For For Management
1l Elect Director Mark C. Trudeau For For Management
1m Elect Director Dawn C. Willoughby For For Management
1n Elect Director Laura H. Wright For For Management
2 Elect Board Chairman Thomas J. Lynch For For Management
3a Elect Daniel J. Phelan as Member of For For Management
Management Development and
Compensation Committee
3b Elect Abhijit Y. Talwalkar as Member For For Management
of Management Development and
Compensation Committee
3c Elect Mark C. Trudeau as Member of For For Management
Management Development and
Compensation Committee
3d Elect Dawn C. Willoughby as Member of For For Management
Management Development and
Compensation Committee
4 Designate Rene Schwarzenbach as For For Management
Independent Proxy
5.1 Accept Annual Report for Fiscal Year For For Management
Ended September 25, 2020
5.2 Accept Statutory Financial Statements For For Management
for Fiscal Year Ended September 25,
2020
5.3 Approve Consolidated Financial For For Management
Statements for Fiscal Year Ended
September 25, 2020
6 Approve Discharge of Board and Senior For For Management
Management
7.1 Ratify Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year 2021
7.2 Ratify Deloitte AG as Swiss Registered For For Management
Auditors
7.3 Ratify PricewaterhouseCoopers AG as For For Management
Special Auditors
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Approve the Increase in Maximum For For Management
Aggregate Remuneration of Executive
Management
10 Approve Maximum Aggregate Remuneration For For Management
of Board of Directors
11 Approve Allocation of Available For For Management
Earnings at September 25, 2020
12 Approve Declaration of Dividend For For Management
13 Approve Reduction in Share Capital via For For Management
Cancelation of Shares
14 Amend Non-Qualified Employee Stock For For Management
Purchase Plan
15 Amend Omnibus Stock Plan For For Management
16 Adjourn Meeting For For Management
======================== The Oakmark International Fund ========================
ACCOR SA
Ticker: AC Security ID: F00189120
Meeting Date: APR 29, 2021 Meeting Type: Annual/Special
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses For For Management
4 Approve Compensation of Corporate For For Management
Officers
5 Approve Compensation of Sebastien For For Management
Bazin, Chairman and CEO
6 Approve Remuneration Policy of For For Management
Chairman and CEO
7 Approve Remuneration Policy of For For Management
Directors
8 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of 50 Percent of Issued
Capital
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of 10 Percent of Issued
Capital
13 Approve Issuance of Equity or For For Management
Equity-Linked Securities for up to 10
Percent of Issued Capital Per Year
Reserved for Specific Beneficiaries
14 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
15 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
16 Authorize Capitalization of Reserves For For Management
of Up to 50 Percent of Issued Capital
for Bonus Issue or Increase in Par
Value
17 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Items 11-16 at 50 Percent of the Share
Capital and Under Items 12-15 at 10
Percent of Issued Capital
18 Authorize Capital Issuances for Use in For Against Management
Employee Stock Purchase Plans
19 Authorize up to 0.2 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans Under Performance Conditions
Reserved for Some Employees
20 Amend Article 1 of Bylaws to Comply For For Management
with Legal Changes
21 Authorize Board to Issue Free Warrants For Against Management
with Preemptive Rights During a Public
Tender Offer
22 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED
Ticker: 9988 Security ID: G01719114
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2.1 Elect Maggie Wei Wu as Director For Against Management
2.2 Elect Kabir Misra as Director For Against Management
2.3 Elect Walter Teh Ming Kwauk as Director For For Management
3 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED
Ticker: 9988 Security ID: 01609W102
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2.1 Elect Maggie Wei Wu as Director For Against Management
2.2 Elect Kabir Misra as Director For Against Management
2.3 Elect Walter Teh Ming Kwauk as Director For For Management
3 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
ALLIANZ SE
Ticker: ALV Security ID: D03080112
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Allocation of Income and For For Management
Dividends of EUR 9.60 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Approve Remuneration Policy For For Management
6 Approve Remuneration of Supervisory For For Management
Board
7 Amend Articles Re: Supervisory Board For For Management
Term of Office
--------------------------------------------------------------------------------
AMADEUS IT GROUP SA
Ticker: AMS Security ID: E04648114
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Non-Financial Information For For Management
Statement
3 Approve Treatment of Net Loss For For Management
4 Approve Discharge of Board For For Management
5.1 Elect Jana Eggers as Director For For Management
5.2 Elect Amanda Mesler as Director For For Management
5.3 Reelect Luis Maroto Camino as Director For For Management
5.4 Reelect David Webster as Director For For Management
5.5 Reelect Clara Furse as Director For For Management
5.6 Reelect Nicolas Huss as Director For For Management
5.7 Reelect Stephan Gemkow as Director For For Management
5.8 Reelect Peter Kuerpick as Director For For Management
5.9 Reelect Pilar Garcia Ceballos-Zuniga For For Management
as Director
5.10 Reelect Francesco Loredan as Director For For Management
6 Advisory Vote on Remuneration Report For For Management
7 Approve Remuneration of Directors For For Management
8 Approve Remuneration Policy For For Management
9 Approve Performance Share Plan For For Management
10.1 Amend Article 11 Re: Share Capital For For Management
Increase
10.2 Amend Article 24 Re: Remote Voting For For Management
10.3 Add New Article 24 bis Re: Allow For For Management
Shareholder Meetings to be Held in
Virtual-Only Format
10.4 Amend Articles Re: Board Functions and For For Management
Remuneration
10.5 Amend Articles Re: Board Committees For For Management
11.1 Amend Articles of General Meeting For For Management
Regulations Re: Company's Name and
Corporate Website
11.2 Amend Article 7 of General Meeting For For Management
Regulations Re: Right to Information
11.3 Amend Articles of General Meeting For For Management
Regulations Re: Holding of the General
Meeting
11.4 Amend Articles of General Meeting For For Management
Regulations Re: Constitution and Start
of the Session
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
AMP LTD.
Ticker: AMP Security ID: Q0344G101
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Kathryn (Kate) McKenzie as For For Management
Director
3 Approve Remuneration Report For For Management
4 ***Withdrawn Resolution*** Approve None None Management
Grant of Performance Rights to
Francesco De Ferrari
5 Approve the Spill Resolution Against Against Management
--------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA/NV
Ticker: ABI Security ID: B639CJ108
Meeting Date: APR 28, 2021 Meeting Type: Annual/Special
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
A1 Authorize Repurchase of Up to 20 For For Management
Percent of Issued Share Capital
B2 Receive Directors' Reports (Non-Voting) None None Management
B3 Receive Auditors' Reports (Non-Voting) None None Management
B4 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
B5 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 0.50 per Share
B6 Approve Discharge of Directors For For Management
B7 Approve Discharge of Auditors For For Management
B8a Reelect Martin J. Barrington as For For Management
Director
B8b Reelect William F. Gifford, Jr. as For For Management
Director
B8c Reelect Alejandro Santo Domingo Davila For For Management
as Director
B9 Approve Remuneration policy For For Management
B10 Approve Remuneration Report For For Management
B11 Approve Change-of-Control Clause Re: For For Management
Revolving Credit and Swingline
Facilities Agreement
C12 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
ASHTEAD GROUP PLC
Ticker: AHT Security ID: G05320109
Meeting Date: SEP 08, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Paul Walker as Director For For Management
5 Re-elect Brendan Horgan as Director For For Management
6 Re-elect Michael Pratt as Director For For Management
7 Re-elect Angus Cockburn as Director For For Management
8 Re-elect Lucinda Riches as Director For For Management
9 Re-elect Tanya Fratto as Director For For Management
10 Re-elect Lindsley Ruth as Director For For Management
11 Elect Jill Easterbrook as Director For For Management
12 Reappoint Deloitte LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity For For Management
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
19 Approve Reduction of Capital For For Management
--------------------------------------------------------------------------------
AXIS BANK LIMITED
Ticker: 532215 Security ID: Y0487S137
Meeting Date: JUL 31, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect B. Baburao as Director For Against Management
3 Reelect Rakesh Makhija as Director For For Management
4 Elect T.C. Suseel Kumar as Director For Against Management
5 Authorize Issuance of Debt Securities For For Management
on Private Placement Basis
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
AXIS BANK LIMITED
Ticker: 532215 Security ID: Y0487S137
Meeting Date: DEC 09, 2020 Meeting Type: Special
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Ketaki Bhagwati as Director For For Management
2 Elect Meena Ganesh as Director For For Management
3 Elect Gopalaraman Padmanabhan as For For Management
Director
--------------------------------------------------------------------------------
BAYER AG
Ticker: BAYN Security ID: D0712D163
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of EUR 2.00
per Share for Fiscal Year 2020
2 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
3 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
4.1 Elect Fei-Fei Li to the Supervisory For For Management
Board
4.2 Elect Alberto Weisser to the For For Management
Supervisory Board
5 Approve Remuneration of Supervisory For For Management
Board
6 Ratify Deloitte GmbH as Auditors for For For Management
Fiscal Year 2021
--------------------------------------------------------------------------------
BAYERISCHE MOTOREN WERKE AG
Ticker: BMW Security ID: D12096109
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.90 per Ordinary
Share and EUR 1.92 per Preferred Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
6.1 Elect Marc Bitzer to the Supervisory For For Management
Board
6.2 Elect Rachel Empey to the Supervisory For For Management
Board
6.3 Elect Christoph Schmidt to the For For Management
Supervisory Board
7 Approve Remuneration Policy For For Management
8 Approve Remuneration of Supervisory For For Management
Board
9.1 Amend Articles Re: Participation of For For Management
Supervisory Board Members in the
Annual General Meeting by Means of
Audio and Video Transmission
9.2 Amend Articles Re: Proof of Entitlement For For Management
9.3 Amend Articles Re: Participation and For For Management
Voting Rights
10 Amend Affiliation Agreement with BMW For For Management
Bank GmbH
--------------------------------------------------------------------------------
BNP PARIBAS SA
Ticker: BNP Security ID: F1058Q238
Meeting Date: MAY 18, 2021 Meeting Type: Annual/Special
Record Date: MAY 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.11 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Reelect Pierre Andre de Chalendar as For For Management
Director
7 Reelect Rajna Gibson Brandon as For For Management
Director
8 Elect Christian Noyer as Director For For Management
9 Elect Juliette Brisac as For For Management
Representative of Employee
Shareholders to the Board
A Elect Isabelle Coron as Representative Against Against Management
of Employee Shareholders to the Board
B Elect Cecile Besse Advani as Against Against Management
Representative of Employee
Shareholders to the Board
C Elect Dominique Potier as Against Against Management
Representative of Employee
Shareholders to the Board
10 Approve Remuneration Policy of For For Management
Directors
11 Approve Remuneration Policy of For For Management
Chairman of the Board
12 Approve Remuneration Policy of CEO and For For Management
Vice-CEO
13 Approve Compensation of Corporate For For Management
Officers
14 Approve Compensation of Jean Lemierre, For For Management
Chairman of the Board
15 Approve Compensation of Jean-Laurent For For Management
Bonnafe, CEO
16 Approve Compensation of Philippe For For Management
Bordenave, Vice-CEO
17 Approve the Overall Envelope of For For Management
Compensation of Certain Senior
Management, Responsible Officers and
the Risk-takers
18 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.4 Million
19 Set Limit for the Variable For For Management
Remuneration of Executives and
Specific Employees
20 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
21 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BRAMBLES LIMITED
Ticker: BXB Security ID: Q6634U106
Meeting Date: OCT 08, 2020 Meeting Type: Annual
Record Date: OCT 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3 Elect John Patrick Mullen as Director For For Management
4 Elect Nora Lia Scheinkestel as Director For For Management
5 Elect Kenneth Stanley McCall as For For Management
Director
6 Elect Tahira Hassan as Director For For Management
7 Elect Nessa O'Sullivan as Director For For Management
8 Approve Brambles Limited MyShare Plan For For Management
9 Approve Participation of Graham For For Management
Chipchase in the Performance Share Plan
10 Approve Participation of Nessa For For Management
O'Sullivan in the Performance Share
Plan
11 Approve Participation of Nessa For For Management
O'Sullivan in the MyShare Plan
12 Approve Extension of On-Market Share For For Management
Buy-Backs
--------------------------------------------------------------------------------
BUNZL PLC
Ticker: BNZL Security ID: G16968110
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Peter Ventress as Director For For Management
4 Re-elect Frank van Zanten as Director For For Management
5 Re-elect Richard Howes as Director For For Management
6 Re-elect Vanda Murray as Director For For Management
7 Re-elect Lloyd Pitchford as Director For For Management
8 Re-elect Stephan Nanninga as Director For For Management
9 Elect Vin Murria as Director For For Management
10 Elect Maria Fernanda Mejia as Director For For Management
11 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Approve Remuneration Policy For For Management
14 Approve Remuneration Report For For Management
15 Amend Long-Term Incentive Plan For For Management
16 Approve US Employee Stock Purchase Plan For For Management
17 Amend Savings Related Share Option For For Management
Scheme
18 Authorise Issue of Equity For For Management
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
23 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
CAPGEMINI SE
Ticker: CAP Security ID: F4973Q101
Meeting Date: MAY 20, 2021 Meeting Type: Annual/Special
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.95 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Approve Compensation of Paul Hermelin, For For Management
Chairman and CEO Until 20 May 2020
6 Approve Compensation of Aiman Ezzat, For For Management
Vice-CEO Until 20 May 2020
7 Approve Compensation of Paul Hermelin, For For Management
Chairman of the Board Since 20 May 2020
8 Approve Compensation of Aiman Ezzat, For For Management
CEO Since 20 May 2020
9 Approve Compensation of Corporate For For Management
Officers
10 Approve Remuneration Policy of For For Management
Chairman of the Board
11 Approve Remuneration Policy of CEO For For Management
12 Approve Remuneration Policy of For For Management
Directors
13 Reelect Patrick Pouyanne as Director For For Management
14 Elect Tanja Rueckert as Director For For Management
15 Elect Kurt Sievers as Director For For Management
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Amend Articles 12 of Bylaws to Comply For For Management
with Legal Changes
18 Authorize up to 1.2 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans Under Performance Conditions
Reserved for Employees and Executive
Officers
19 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
20 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
21 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
CENOVUS ENERGY INC.
Ticker: CVE Security ID: 15135U109
Meeting Date: DEC 15, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares and For For Management
Warrants in Connection with the
Acquisition of Husky Energy Inc.
--------------------------------------------------------------------------------
CENOVUS ENERGY INC.
Ticker: CVE Security ID: 15135U109
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2.1 Elect Director Keith M. Casey For For Management
2.2 Elect Director Canning K.N. Fok For For Management
2.3 Elect Director Jane E. Kinney For For Management
2.4 Elect Director Harold (Hal) N. Kvisle For For Management
2.5 Elect Director Eva L. Kwok For For Management
2.6 Elect Director Keith A. MacPhail For For Management
2.7 Elect Director Richard J. Marcogliese For For Management
2.8 Elect Director Claude Mongeau For For Management
2.9 Elect Director Alexander J. Pourbaix For For Management
2.10 Elect Director Wayne E. Shaw For For Management
2.11 Elect Director Frank J. Sixt For For Management
2.12 Elect Director Rhonda I. Zygocki For For Management
3 Re-approve Shareholder Rights Plan For Against Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CNH INDUSTRIAL NV
Ticker: CNHI Security ID: N20944109
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2.b Adopt Financial Statements and For For Management
Statutory Reports
2.c Approve Dividends of EUR 0.11 Per Share For For Management
2.d Approve Discharge of Directors For For Management
3 Approve Remuneration Report For For Management
4.a Reelect Suzanne Heywood as Executive For For Management
Director
4.b Elect Scott W. Wine as Executive For For Management
Director
4.c Reelect Howard W. Buffett as For For Management
Non-Executive Director
4.d Reelect Tufan Erginbilgic as For For Management
Non-Executive Director
4.e Reelect Leo W. Houle as Non-Executive For For Management
Director
4.f Reelect John B. Lanaway as For For Management
Non-Executive Director
4.g Reelect Alessandro Nasi as For Against Management
Non-Executive Director
4.h Reelect Lorenzo Simonelli as For For Management
Non-Executive Director
4.i Reelect Vagn Sorensen as Non-Executive For For Management
Director
5 Ratify Ernst & Young Accountants LLP For For Management
as Auditors
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Common Shares
7 Close Meeting None None Management
--------------------------------------------------------------------------------
COMPAGNIE FINANCIERE RICHEMONT SA
Ticker: CFR Security ID: H25662182
Meeting Date: SEP 09, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 1.00 per Registered A
Share and CHF 0.10 per Registered B
Share
3 Approve Creation of CHF 24.2 Million For For Management
Pool of Conditional Capital to Cover
Exercise of Warrants
4 Approve Discharge of Board and Senior For For Management
Management
5.1 Reelect Johann Rupert as Director and For For Management
Board Chairman
5.2 Reelect Josua Malherbe as Director For For Management
5.3 Reelect Nikesh Arora as Director For For Management
5.4 Reelect Nicolas Bos as Director For For Management
5.5 Reelect Clay Brendish as Director For For Management
5.6 Reelect Jean-Blaise Eckert as Director For For Management
5.7 Reelect Burkhart Grund as Director For For Management
5.8 Reelect Keyu Jin as Director For For Management
5.9 Reelect Jerome Lambert as Director For For Management
5.10 Reelect Ruggero Magnoni as Director For For Management
5.11 Reelect Jeff Moss as Director For For Management
5.12 Reelect Vesna Nevistic as Director For For Management
5.13 Reelect Guillaume Pictet as Director For For Management
5.14 Reelect Alan Quasha as Director For For Management
5.15 Reelect Maria Ramos as Director For For Management
5.16 Reelect Anton Rupert as Director For For Management
5.17 Reelect Jan Rupert as Director For For Management
5.18 Reelect Gary Saage as Director For For Management
5.19 Reelect Cyrille Vigneron as Director For For Management
5.20 Elect Wendy Luhabe as Director For For Management
6.1 Reappoint Clay Brendish as Member of For For Management
the Compensation Committee
6.2 Reappoint Keyu Jin as Member of the For For Management
Compensation Committee
6.3 Reappoint Guillaume Pictet as Member For For Management
of the Compensation Committee
6.4 Reappoint Maria Ramos as Member of the For For Management
Compensation Committee
7 Ratify PricewaterhouseCoopers SA as For For Management
Auditors
8 Designate Etude Gampert Demierre For For Management
Moreno as Independent Proxy
9.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 6.7 Million
9.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 15.8 Million
9.3 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 38.3 Million
10 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
COMPAGNIE FINANCIERE RICHEMONT SA
Ticker: CFR Security ID: H25662182
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Creation of CHF 24.2 Million For For Management
Pool of Conditional Capital to Cover
Exercise of Warrants
2 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
COMPASS GROUP PLC
Ticker: CPG Security ID: G23296208
Meeting Date: FEB 04, 2021 Meeting Type: Annual
Record Date: FEB 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Elect Ian Meakins as Director For For Management
5 Re-elect Dominic Blakemore as Director For For Management
6 Re-elect Gary Green as Director For For Management
7 Re-elect Karen Witts as Director For For Management
8 Re-elect Carol Arrowsmith as Director For For Management
9 Re-elect John Bason as Director For For Management
10 Re-elect Stefan Bomhard as Director For For Management
11 Re-elect John Bryant as Director For For Management
12 Re-elect Anne-Francoise Nesmes as For For Management
Director
13 Re-elect Nelson Silva as Director For For Management
14 Re-elect Ireena Vittal as Director For For Management
15 Reappoint KPMG LLP as Auditors For For Management
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity For For Management
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Adopt New Articles of Association For For Management
23 Authorise the Company to Call General For For Management
Meeting with 14 Working Days' Notice
--------------------------------------------------------------------------------
CONTINENTAL AG
Ticker: CON Security ID: D16212140
Meeting Date: JUL 14, 2020 Meeting Type: Annual
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.00 per Share
3.1 Approve Discharge of Management Board For For Management
Member Elmar Degenhart for Fiscal 2019
3.2 Approve Discharge of Management Board For For Management
Member Hans-Juergen Duensing for
Fiscal 2019
3.3 Approve Discharge of Management Board For For Management
Member Frank Jourdan for Fiscal 2019
3.4 Approve Discharge of Management Board For For Management
Member Christian Koetz for Fiscal 2019
3.5 Approve Discharge of Management Board For For Management
Member Helmut Matschi for Fiscal 2019
3.6 Approve Discharge of Management Board For For Management
Member Ariane Reinhart for Fiscal 2019
3.7 Approve Discharge of Management Board For For Management
Member Wolfgang Schaefer for Fiscal
2019
3.8 Approve Discharge of Management Board For For Management
Member Nikolai Setzer for Fiscal 2019
4.1 Approve Discharge of Supervisory Board For For Management
Member Wolfgang Reitzle for Fiscal 2019
4.2 Approve Discharge of Supervisory Board For For Management
Member Hasan Allak for Fiscal 2019
4.3 Approve Discharge of Supervisory Board For For Management
Member Christiane Benner for Fiscal
2019
4.4 Approve Discharge of Supervisory Board For For Management
Member Gunter Dunkel for Fiscal 2019
4.5 Approve Discharge of Supervisory Board For For Management
Member Francesco Grioli for Fiscal 2019
4.6 Approve Discharge of Supervisory Board For For Management
Member Peter Gutzmer for Fiscal 2019
4.7 Approve Discharge of Supervisory Board For For Management
Member Michael Iglhaut for Fiscal 2019
4.8 Approve Discharge of Supervisory Board For For Management
Member Satish Khatu for Fiscal 2019
4.9 Approve Discharge of Supervisory Board For For Management
Member Isabel Knauf for Fiscal 2019
4.10 Approve Discharge of Supervisory Board For For Management
Member Klaus Mangold for Fiscal 2019
4.11 Approve Discharge of Supervisory Board For For Management
Member Sabine Neuss for Fiscal 2019
4.12 Approve Discharge of Supervisory Board For For Management
Member Rolf Nonnenmacher for Fiscal
2019
4.13 Approve Discharge of Supervisory Board For For Management
Member Dirk Nordmann for Fiscal 2019
4.14 Approve Discharge of Supervisory Board For For Management
Member Lorenz Pfau for Fiscal 2019
4.15 Approve Discharge of Supervisory Board For For Management
Member Klaus Rosenfeld for Fiscal 2019
4.16 Approve Discharge of Supervisory Board For For Management
Member Georg Schaeffler for Fiscal 2019
4.17 Approve Discharge of Supervisory Board For For Management
Member Maria-Elisabeth
Schaeffler-Thumann for Fiscal 2019
4.18 Approve Discharge of Supervisory Board For For Management
Member Joerg Schoenfelder for Fiscal
2019
4.19 Approve Discharge of Supervisory Board For For Management
Member Stefan Scholz for Fiscal 2019
4.20 Approve Discharge of Supervisory Board For For Management
Member Gudrun Valten for Fiscal 2019
4.21 Approve Discharge of Supervisory Board For For Management
Member Kirsten Voerkel for Fiscal 2019
4.22 Approve Discharge of Supervisory Board For For Management
Member Elke Volkmann for Fiscal 2019
4.23 Approve Discharge of Supervisory Board For For Management
Member Erwin Woerle for Fiscal 2019
4.24 Approve Discharge of Supervisory Board For For Management
Member Siegfried Wolf for Fiscal 2019
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2020
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
CONTINENTAL AG
Ticker: CON Security ID: D16212140
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Omission of Dividends
3.1 Approve Discharge of Management Board For For Management
Member Nikolai Setzer for Fiscal Year
2020
3.2 Approve Discharge of Management Board For For Management
Member Elmar Degenhart for Fiscal Year
2020
3.3 Approve Discharge of Management Board For For Management
Member Hans-Juergen Duensing for
Fiscal Year 2020
3.4 Approve Discharge of Management Board For For Management
Member Frank Jourdan for Fiscal Year
2020
3.5 Approve Discharge of Management Board For For Management
Member Christian Koetz for Fiscal Year
2020
3.6 Approve Discharge of Management Board For For Management
Member Helmut Matschi for Fiscal Year
2020
3.7 Approve Discharge of Management Board For For Management
Member Ariane Reinhart for Fiscal Year
2020
3.8 Approve Discharge of Management Board For For Management
Member Wolfgang Schaefer for Fiscal
Year 2020
3.9 Approve Discharge of Management Board For For Management
Member Andreas Wolf for Fiscal Year
2020
4.1 Approve Discharge of Supervisory Board For For Management
Member Wolfgang Reitzle for Fiscal
Year 2020
4.2 Approve Discharge of Supervisory Board For For Management
Member Hasan Allak for Fiscal Year 2020
4.3 Approve Discharge of Supervisory Board For For Management
Member Christiane Benner for Fiscal
Year 2020
4.4 Approve Discharge of Supervisory Board For For Management
Member Gunter Dunkel for Fiscal Year
2020
4.5 Approve Discharge of Supervisory Board For For Management
Member Francesco Grioli for Fiscal
Year 2020
4.6 Approve Discharge of Supervisory Board For For Management
Member Michael Iglhaut for Fiscal Year
2020
4.7 Approve Discharge of Supervisory Board For For Management
Member Satish Khatu for Fiscal Year
2020
4.8 Approve Discharge of Supervisory Board For For Management
Member Isabel Knauf for Fiscal Year
2020
4.9 Approve Discharge of Supervisory Board For For Management
Member Sabine Neuss for Fiscal Year
2020
4.10 Approve Discharge of Supervisory Board For For Management
Member Rolf Nonnenmacher for Fiscal
Year 2020
4.11 Approve Discharge of Supervisory Board For For Management
Member Dirk Nordmann for Fiscal Year
2020
4.12 Approve Discharge of Supervisory Board For For Management
Member Lorenz Pfau for Fiscal Year 2020
4.13 Approve Discharge of Supervisory Board For For Management
Member Klaus Rosenfeld for Fiscal Year
2020
4.14 Approve Discharge of Supervisory Board For For Management
Member Georg Schaeffler for Fiscal
Year 2020
4.15 Approve Discharge of Supervisory Board For For Management
Member Maria-Elisabeth
Schaeffler-Thumann for Fiscal Year 2020
4.16 Approve Discharge of Supervisory Board For For Management
Member Joerg Schoenfelder for Fiscal
Year 2020
4.17 Approve Discharge of Supervisory Board For For Management
Member Stefan Scholz for Fiscal Year
2020
4.18 Approve Discharge of Supervisory Board For For Management
Member Kirsten Voerkelfor Fiscal Year
2020
4.19 Approve Discharge of Supervisory Board For For Management
Member Elke Volkmann for Fiscal Year
2020
4.20 Approve Discharge of Supervisory Board For For Management
Member Siegfried Wolf for Fiscal Year
2020
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
6 Amend Articles of Association For For Management
7 Approve Spin-Off and Takeover For For Management
Agreement with Vitesco Technologies
Group Aktiengesellschaft
--------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG
Ticker: CSGN Security ID: H3698D419
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income and For For Management
Dividends of CHF 0.14 per Share
2.1 Additional Voting Instructions - Against Against Management
Shareholder Proposals (Voting)
2.2 Additional Voting Instructions - Board For Against Management
of Directors Proposals (Voting)
--------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG
Ticker: CSGN Security ID: H3698D419
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Remuneration Report For For Management
1.2 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior None Abstain Management
Management [Item Withdrawn]
3 Approve Allocation of Income and For For Management
Dividends of CHF 0.10 per Share
4 Approve Creation of CHF 5 Million Pool For For Management
of Capital without Preemptive Rights
5.1.a Elect Antonio Horta-Osorio as Director For For Management
and Board Chairman
5.1.b Reelect Iris Bohnet as Director For For Management
5.1.c Reelect Christian Gellerstad as For For Management
Director
5.1.d Reelect Andreas Gottschling as Director For Against Management
5.1.e Reelect Michael Klein as Director For For Management
5.1.f Reelect Shan Li as Director For For Management
5.1.g Reelect Seraina Macia as Director For For Management
5.1.h Reelect Richard Meddings as Director For For Management
5.1.i Reelect Kai Nargolwala as Director For For Management
5.1.j Reelect Ana Pessoa as Director For For Management
5.1.k Reelect Severin Schwan as Director For For Management
5.1.l Elect Clare Brady as Director For For Management
5.1.m Elect Blythe Masters as Director For For Management
5.2.1 Reappoint Iris Bohnet as Member of the For For Management
Compensation Committee
5.2.2 Reappoint Christian Gellerstad as For For Management
Member of the Compensation Committee
5.2.3 Reappoint Michael Klein as Member of For For Management
the Compensation Committee
5.2.4 Reappoint Kai Nargolwala as Member of For For Management
the Compensation Committee
5.2.5 Appoint Blythe Masters as Member of For For Management
the Compensation Committee
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 12 Million
6.2.1 Approve Short-Term Variable None For Management
Remuneration of Executive Committee in
the Amount of CHF 15.7 Million [Item
Withdrawn]
6.2.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 31 Million
6.2.3 Approve Long-Term Variable None For Management
Remuneration of Executive Committee in
the Amount of CHF 25.1 Million [Item
Withdrawn]
7.1 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
7.2 Ratify BDO AG as Special Auditors For For Management
7.3 Designate Keller KLG as Independent For For Management
Proxy
8.1 Additional Voting Instructions - Against Against Management
Shareholder Proposals (Voting)
8.2 Additional Voting Instructions - Board For Against Management
of Directors Proposals (Voting)
--------------------------------------------------------------------------------
DAIMLER AG
Ticker: DAI Security ID: D1668R123
Meeting Date: JUL 08, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.90 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5.1 Ratify KPMG AG as Auditors for Fiscal For For Management
2020
5.2 Ratify KPMG AG as Auditors for the For For Management
2021 Interim Financial Statements
Until the 2021 AGM
6 Approve Remuneration Policy For For Management
7 Elect Timotheus Hoettges to the For For Management
Supervisory Board
8 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
9 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
10 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 10
Billion; Approve Creation of EUR 500
Million Pool of Capital to Guarantee
Conversion Rights
11.1 Amend Articles Re: AGM Video and Audio For For Management
Transmission
11.2 Amend Articles Re: Electronic For For Management
Participation of Shareholders
12.1 Amend Articles Re: Annulment of the For For Management
Majority Requirement Clause for
Passing Resolutions at General Meetings
12.2 Amend Articles Re: Majority For For Management
Requirement for Passing Resolutions at
General Meetings
13 Approve Affiliation Agreement with For For Management
Mercedes-Benz Bank AG
--------------------------------------------------------------------------------
DAIMLER AG
Ticker: DAI Security ID: D1668R123
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.35 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5.1 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
5.2 Ratify KPMG AG as Auditors for the For For Management
2022 Interim Financial Statements
until the 2022 AGM
5.3 Ratify KPMG AG as Auditors of the For For Management
Final Balance Sheets Required under
the German Reorganization Act
6.1 Elect Elizabeth Centoni to the For For Management
Supervisory Board
6.2 Elect Ben van Beurden to the For For Management
Supervisory Board
6.3 Elect Martin Brudermueller to the For For Management
Supervisory Board
7 Approve Remuneration of Supervisory For For Management
Board
8 Amend Articles Re: Supervisory Board For For Management
Meetings and Resolutions
9 Amend Articles Re: Place of For For Management
Jurisdiction
--------------------------------------------------------------------------------
DANONE SA
Ticker: BN Security ID: F12033134
Meeting Date: APR 29, 2021 Meeting Type: Annual/Special
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.94 per Share
4 Reelect Guido Barilla as Director For For Management
5 Reelect Cecile Cabanis as Director For Against Management
6 Reelect Michel Landel as Director For For Management
7 Reelect Serpil Timuray as Director For For Management
8 Ratify Appointment of Gilles Schnepp For For Management
as Director
9 Approve Auditors' Special Report on For For Management
Related-Party Transactions
10 Approve Compensation Report of For For Management
Corporate Officers
11 Approve Compensation of Emmanuel For For Management
Faber, Chairman and CEO
12 Approve Remuneration Policy of For For Management
Corporate Officers
13 Approve Remuneration of Directors For For Management
Aggregate Amount of EUR 1.25 Million
14 Approve Remuneration Policy of For For Management
Directors
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 60 Million
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights with Binding
Priority Right up to Aggregate Nominal
Amount of EUR 17 Million
18 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
19 Authorize Capital Increase of Up to For For Management
EUR 17 Million for Future Exchange
Offers
20 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
21 Authorize Capitalization of Reserves For For Management
of Up to EUR 43 Million for Bonus
Issue or Increase in Par Value
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
23 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
24 Authorize up to 0.2 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
25 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
26 Authorize Filing of Required For For Management
Documents/Other Formalities
27 Approve Remuneration Policy of For For Management
Executive Corporate Officers
28 Approve Compensation Report of For For Management
Emmanuel Faber, Chairman and CEO Until
14 March 2021
29 Request Directors to Present to None None Shareholder
Shareholders the Following: Strategic
Vision for the Group; Position on
Corporate Purpose; Approach to
Environmental Matters; Opinion on
Companys Governance Organization
--------------------------------------------------------------------------------
ESSILORLUXOTTICA SA
Ticker: EL Security ID: F31665106
Meeting Date: MAY 21, 2021 Meeting Type: Annual/Special
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.23 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Approve Compensation Report of For For Management
Corporate Officers
6 Approve Compensation of Leonardo Del For For Management
Vecchio, Chairman and CEO Until Dec.
17, 2020 and Chairman of the Board
Since Dec. 17, 2020
7 Approve Compensation of Hubert For For Management
Sagnieres, Vice-Chairman and Vice-CEO
Until Dec. 17, 2020 and Vice-Chairman
of the Board Since Dec. 17, 2020
8 Approve Remuneration Policy of For For Management
Corporate Officers, Since Jan. 1, 2020
Until the General Assembly
9 Approve Remuneration Policy of For For Management
Corporate Officers, Since the General
Assembly
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Amend Bylaws to Comply with Legal For For Management
Changes
12 Amend Article 13 of Bylaws Re: For For Management
Directors Length of Term
13 Amend Article 15, 16 and 23 of Bylaws For For Management
Re: Board Deliberation
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Authorize up to 2.5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to 5 Percent of
Issued Capital
17 Authorize Capitalization of Reserves For For Management
of Up to EUR 500 Million for Bonus
Issue or Increase in Par Value
18 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
19 Reelect Leonardo Del Vecchio as For For Management
Director
20 Reelect Romolo Bardin as Director For For Management
21 Reelect Juliette Favre as Director For For Management
22 Reelect Francesco Milleri as Director For For Management
23 Reelect Paul du Saillant as Director For For Management
24 Reelect Cristina Scocchia as Director For For Management
25 Elect Jean-Luc Biamonti as Director For For Management
26 Elect Marie-Christine Coisne as For For Management
Director
27 Elect Jose Gonzalo as Director For For Management
28 Elect Swati Piramal as Director For For Management
29 Elect Nathalie von Siemens as Director For For Management
30 Elect Andrea Zappia as Director For For Management
31 Directors Length of Term, Pursuant For For Management
Item 12
32 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
EXOR NV
Ticker: EXO Security ID: N3140A107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2.b Approve Remuneration Report For For Management
2.c Adopt Financial Statements For For Management
2.e Approve Dividends of EUR 0.43 Per Share For For Management
3.a Ratify Ernst & Young Accountants LLP For For Management
as Auditors
4.a Approve Discharge of Executive For For Management
Directors
4.b Approve Discharge of Non-Executive For For Management
Directors
5 Elect Ajaypal Banga as Non-Executive For For Management
Director
6.a Authorize Repurchase of Shares For For Management
6.b Approve Cancellation of Repurchased For For Management
Shares
6.c Grant Board Authority to Issue Shares For For Management
6.d Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
6.e Grant Board Authority to Issue Special For For Management
Voting Shares A without Preemptive
Rights
--------------------------------------------------------------------------------
FERGUSON PLC
Ticker: FERG Security ID: G3421J106
Meeting Date: JUL 29, 2020 Meeting Type: Special
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
FERGUSON PLC
Ticker: FERG Security ID: G3421J106
Meeting Date: DEC 03, 2020 Meeting Type: Annual
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Bill Brundage as Director For For Management
5 Re-elect Tessa Bamford as Director For For Management
6 Re-elect Geoff Drabble as Director For For Management
7 Re-elect Catherine Halligan as Director For For Management
8 Re-elect Kevin Murphy as Director For For Management
9 Re-elect Alan Murray as Director For For Management
10 Re-elect Tom Schmitt as Director For For Management
11 Re-elect Dr Nadia Shouraboura as For For Management
Director
12 Re-elect Jacqueline Simmonds as For For Management
Director
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
FRESENIUS MEDICAL CARE AG & CO. KGAA
Ticker: FME Security ID: D2734Z107
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: AUG 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal 2019
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.20 per Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal 2020
6 Approve Remuneration Policy for the For For Management
Management Board
7 Approve Remuneration Policy for the For For Management
Supervisory Board
8 Approve Creation of Two Pools of For For Management
Capital with Partial Exclusion of
Preemptive Rights
9 Amend Articles Re: Proof of Entitlement For For Management
--------------------------------------------------------------------------------
FRESENIUS MEDICAL CARE AG & CO. KGAA
Ticker: FME Security ID: D2734Z107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year 2020
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.34 per Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
6.1 Elect Dieter Schenk to the Supervisory For For Management
Board
6.2 Elect Rolf Classon to the Supervisory For For Management
Board and to the Joint Committee
6.3 Elect Gregory Sorensen to the For For Management
Supervisory Board
6.4 Elect Dorothea Wenzel to the For For Management
Supervisory Board and to the Joint
Committee
6.5 Elect Pascale Witz to the Supervisory For For Management
Board
6.6 Elect Gregor Zuend to the Supervisory For For Management
Board
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
--------------------------------------------------------------------------------
GLENCORE PLC
Ticker: GLEN Security ID: G39420107
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Reduction of Capital For For Management
Contribution Reserves
3 Re-elect Anthony Hayward as Director For For Management
4 Re-elect Ivan Glasenberg as Director For For Management
5 Re-elect Peter Coates as Director For For Management
6 Re-elect Martin Gilbert as Director For For Management
7 Re-elect Gill Marcus as Director For For Management
8 Re-elect Patrice Merrin as Director For For Management
9 Re-elect Kalidas Madhavpeddi as For For Management
Director
10 Elect Cynthia Carroll as Director For For Management
11 Reappoint Deloitte LLP as Auditors For For Management
12 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
13 Approve Incentive Plan For For Management
14 Approve Company's Climate Action For For Management
Transition Plan
15 Approve Remuneration Policy For For Management
16 Approve Remuneration Report For For Management
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
GRUPO TELEVISA SAB
Ticker: TLEVISACPO Security ID: 40049J206
Meeting Date: APR 28, 2021 Meeting Type: Annual/Special
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect or Ratify Jose Antonio Chedraui For For Management
Eguia as Director Representing Series
L Shareholders
1.2 Elect or Ratify Sebastian Mejia as For For Management
Director Representing Series L
Shareholders
1.3 Elect or Ratify Raul Morales Medrano For For Management
as Alternate Director Representing
Series L Shareholders
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
1.1 Elect or Ratify David M. Zaslav as For Abstain Management
Director Representing Series D
Shareholders
1.2 Elect or Ratify Enrique Francisco Jose For Abstain Management
Senior Hernandez as Director
Representing Series D Shareholders
1.3 Elect or Ratify Raul Morales Medrano For Abstain Management
as Alternate Director Representing
Series D Shareholders
1.4 Elect or Ratify Herbert Allen III as For Abstain Management
Alternate Director Representing Series
D Shareholders
2 Authorize Board to Ratify and Execute For Abstain Management
Approved Resolutions
1 Present Financial Statements and For Abstain Management
Statutory Reports
2 Present Board's Report on Principal For Abstain Management
Policies and Accounting Criteria
Followed in Preparation of Financial
Information
3 Present Report on Activities and For Abstain Management
Operations Undertaken by Board
4 Present Report of Audit Committee For Abstain Management
5 Present Report of Corporate Practices For Abstain Management
Committee
6 Present Report on Compliance with For Abstain Management
Fiscal Obligations
7 Approve Allocation of Income and For Abstain Management
Dividends
8 Set Aggregate Nominal Amount of Share For Abstain Management
Repurchase Reserve; Receive Report on
Policies and Board's Decisions on
Share Repurchase and Sale of Treasury
Shares
9.1 Elect or Ratify Emilio Fernando For Abstain Management
Azcarraga Jean as Director
Representing Series A Shareholders
9.2 Elect or Ratify Alfonso de Angoitia For Abstain Management
Noriega as Director Representing
Series A Shareholders
9.3 Elect or Ratify Alberto Bailleres For Abstain Management
Gonzalez as Director Representing
Series A Shareholders
9.4 Elect or Ratify Eduardo Tricio Haro as For Abstain Management
Director Representing Series A
Shareholders
9.5 Elect or Ratify Michael T. Fries as For Abstain Management
Director Representing Series A
Shareholders
9.6 Elect or Ratify Fernando Senderos For Abstain Management
Mestre as Director Representing Series
A Shareholders
9.7 Elect or Ratify Bernardo Gomez For Abstain Management
Martinez as Director Representing
Series A Shareholders
9.8 Elect or Ratify Jon Feltheimer as For Abstain Management
Director Representing Series A
Shareholders
9.9 Elect or Ratify Enrique Krauze For Abstain Management
Kleinbort as Director Representing
Series A Shareholders
9.10 Elect or Ratify Guadalupe Phillips For Abstain Management
Margain as Director Representing
Series A Shareholders
9.11 Elect or Ratify Carlos Hank Gonzalez For Abstain Management
as Director Representing Series A
Shareholders
9.12 Elect or Ratify Lorenzo Alejandro For Abstain Management
Mendoza Gimenez as Director
Representing Series B Shareholders
9.13 Elect or Ratify Salvi Rafael Folch For Abstain Management
Viadero as Director Representing
Series B Shareholders
9.14 Elect or Ratify Guillermo Garcia For Abstain Management
Naranjo Alvarez as Director
Representing Series B Shareholders
9.15 Elect or Ratify Francisco Jose Chevez For Abstain Management
Robelo as Director Representing Series
B Shareholders
9.16 Elect or Ratify Jose Luis Fernandez For Abstain Management
Fernandez as Director Representing
Series B Shareholders
9.17 Elect or Ratify Julio Barba Hurtado as For Abstain Management
Alternate Director
9.18 Elect or Ratify Jorge Agustin For Abstain Management
Lutteroth Echegoyen as Alternate
Director
9.19 Elect or Ratify Joaquin Balcarcel For Abstain Management
Santa Cruz as Alternate Director
9.20 Elect or Ratify Luis Alejandro Bustos For Abstain Management
Olivares as Alternate Director
9.21 Elect or Ratify Felix Jose Araujo For Abstain Management
Ramirez as Alternate Director
10 Elect or Ratify Members of Executive For Abstain Management
Committee; Discharge them
11 Elect or Ratify Chairman of Audit For Abstain Management
Committee; Discharge them
12 Elect or Ratify Chairman of Corporate For Abstain Management
Practices Committee; Discharge them
13 Approve Remuneration of Board Members, For Abstain Management
Executive, Audit and Corporate
Practices Committees, and Secretaries
14 Authorize Board to Ratify and Execute For Abstain Management
Approved Resolutions
1 Approve Cancellation of Shares and For Abstain Management
Consequently Reduction in Share
Capital; Amend Article 6
2 Authorize Board to Ratify and Execute For Abstain Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO TELEVISA SAB
Ticker: TLEVISACPO Security ID: 40049J206
Meeting Date: MAY 24, 2021 Meeting Type: Special
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related-Party Transaction Re: For For Management
Corporate Restructuring with Univision
Holdings, Inc.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
HENKEL AG & CO. KGAA
Ticker: HEN Security ID: D3207M102
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.83 per Ordinary
Share and EUR 1.85 per Preferred Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Approve Discharge of Shareholders' For For Management
Committee for Fiscal Year 2020
6 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
7 Elect James Rowan to the Shareholders' For For Management
Committee
8 Approve Remuneration Policy For For Management
9 Amend Articles Re: Remuneration of For For Management
Supervisory Board and Shareholders'
Committee
10 Approve Remuneration of Supervisory For For Management
Board and Shareholders' Committee
11 Amend Articles Re: Electronic For For Management
Participation in the General Meeting
--------------------------------------------------------------------------------
HENNES & MAURITZ AB
Ticker: HM.B Security ID: W41422101
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3.1 Designate Jan Andersson as Inspector For For Management
of Minutes of Meeting
3.2 Designate Anders Oscarsson as For For Management
Inspector of Minutes of Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8.a Accept Financial Statements and For For Management
Statutory Reports
8.b1 Approve Allocation of Income and For For Management
Omission of Dividends
8.b2 Approve Omission of Dividends and Sign None Against Shareholder
Up to the Severance Guarantee Fund
8.c1 Approve Discharge of Board Chairman For For Management
Karl-Johan Persson
8.c2 Approve Discharge of Board Chairman For For Management
Stefan Persson, Until May 7, 2020
8.c3 Approve Discharge of Board Member For For Management
Stina Bergfors
8.c4 Approve Discharge of Board Member For For Management
Anders Dahlvig
8.c5 Approve Discharge of Board Member For For Management
Danica Kragic Jensfelt
8.c6 Approve Discharge of Board Member Lena For For Management
Patriksson Keller
8.c7 Approve Discharge of Board Member For For Management
Christian Sievert
8.c8 Approve Discharge of Board Member For For Management
Erica Wiking Hager
8.c9 Approve Discharge of Board Member For For Management
Niklas Zennstrom
8.c10 Approve Discharge of Board Member For For Management
Ingrid Godin
8.c11 Approve Discharge of Board Member For For Management
Alexandra Rosenqvist
8.c12 Approve Discharge of Deputy Board For For Management
Member Helena Isberg
8.c13 Approve Discharge of Deputy Board For For Management
Member Margareta Welinder
8.c14 Approve Discharge of CEO Helena For For Management
Helmersson, From Jan. 30, 2020
8.c15 Approve Discharge of CEO Karl-Johan For For Management
Persson, Until Jan. 29, 2020
9.1 Determine Number of Members (8) and For For Management
Deputy Members (0) of Board
9.2 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
10.1 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.7 Million for
Chairman and SEK 650,000 for Other
Directors; Approve Remuneration for
Committee Work
10.2 Approve Remuneration of Auditors For For Management
11.1 Reelect Stina Bergfors as Director For For Management
11.2 Reelect Anders Dahlvig as Director For For Management
11.3 Reelect Danica Kragic Jensfelt as For For Management
Director
11.4 Reelect Lena Patriksson Keller as For For Management
Director
11.5 Reelect Karl-Johan Persson as Director For For Management
11.6 Reelect Christian Sievert as Director For Against Management
11.7 Reelect Erica Wiking Hager as Director For For Management
11.8 Reelect Niklas Zennstrom as Director For For Management
11.9 Reelect Karl-Johan Persson as Board For For Management
Chairman
12 Ratify Deloitte as Auditors For For Management
13.1 Elect Karl-Johan Persson, Stefan For For Management
Persson, Lottie Tham, Jan Andersson
and Erik Durhan as Members of
Nominating Committee
13.2 Approve Procedures for Nominating For For Management
Committee
14 Approve Remuneration Report For For Management
15 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
16 Amend Articles Re: Collecting Proxies For For Management
and Postal Voting
17 Approve Annual Proxy Vote and Report None Against Shareholder
on Climate Change Policy and Strategies
18 Disclose Sustainability Targets to be None Against Shareholder
Achieved in Order for Senior
Executives to be Paid Variable
Remuneration; Report on the
Performance of Senior Executives on
Sustainability Targets
19 Close Meeting None None Management
--------------------------------------------------------------------------------
INTESA SANPAOLO SPA
Ticker: ISP Security ID: T55067101
Meeting Date: APR 28, 2021 Meeting Type: Annual/Special
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Accept Financial Statements and For For Management
Statutory Reports
1b Approve Allocation of Income For For Management
2a Approve Remuneration Policy For For Management
2b Approve Second Section of the For For Management
Remuneration Report
2c Approve Fixed-Variable Compensation For For Management
Ratio
2d Approve Annual Incentive Plan For For Management
2e Amend POP Long-Term Incentive Plan For For Management
2f Approve Director, Officer, and For For Management
Internal Auditors Liability and
Indemnity Insurance
3a Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares to
Service Incentive Plan
3b Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
1 Amend Company Bylaws For For Management
--------------------------------------------------------------------------------
KOMATSU LTD.
Ticker: 6301 Security ID: J35759125
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 37
2.1 Elect Director Ohashi, Tetsuji For For Management
2.2 Elect Director Ogawa, Hiroyuki For For Management
2.3 Elect Director Moriyama, Masayuki For For Management
2.4 Elect Director Mizuhara, Kiyoshi For For Management
2.5 Elect Director Kigawa, Makoto For For Management
2.6 Elect Director Kunibe, Takeshi For For Management
2.7 Elect Director Arthur M. Mitchell For For Management
2.8 Elect Director Horikoshi, Takeshi For For Management
2.9 Elect Director Saiki, Naoko For For Management
3.1 Appoint Statutory Auditor Ono, Kotaro For For Management
3.2 Appoint Statutory Auditor Inagaki, For For Management
Yasuhiro
--------------------------------------------------------------------------------
KUEHNE + NAGEL INTERNATIONAL AG
Ticker: KNIN Security ID: H4673L145
Meeting Date: SEP 02, 2020 Meeting Type: Special
Record Date: AUG 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income and For For Management
Dividends of CHF 4.00 per Share
2 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
LAFARGEHOLCIM LTD.
Ticker: LHN Security ID: H4768E105
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Approve Allocation of Income For For Management
3.2 Approve Dividends of CHF 2.00 per For For Management
Share from Capital Contribution
Reserves
4.1 Change Company Name to Holcim Ltd For For Management
4.2 Change Location of Registered For For Management
Office/Headquarters to Zug, Switzerland
5.1a Reelect Beat Hess as Director and For For Management
Board Chairman
5.1b Reelect Philippe Block as Director For For Management
5.1c Reelect Kim Fausing as Director For For Management
5.1d Reelect Colin Hall as Director For For Management
5.1e Reelect Naina Kidwai as Director For For Management
5.1f Reelect Patrick Kron as Director For For Management
5.1g Reelect Adrian Loader as Director For For Management
5.1h Reelect Juerg Oleas as Director For For Management
5.1i Reelect Claudia Ramirez as Director For For Management
5.1j Reelect Hanne Sorensen as Director For For Management
5.1k Reelect Dieter Spaelti as Director For For Management
5.2 Elect Jan Jenisch as Director For For Management
5.3.1 Reappoint Colin Hall as Member of the For For Management
Nomination, Compensation and
Governance Committee
5.3.2 Reappoint Adrian Loader as Member of For For Management
the Nomination, Compensation and
Governance Committee
5.3.3 Reappoint Claudia Ramirez as Member of For For Management
the Nomination, Compensation and
Governance Committee
5.3.4 Appoint Hanne Sorensen as Member of For For Management
the Nomination, Compensation and
Governance Committee
5.4 Appoint Dieter Spaelti as Member of For For Management
the Nomination, Compensation and
Governance Committee
5.5.1 Ratify Deloitte AG as Auditors For For Management
5.5.2 Designate Sabine Burkhalter For For Management
Kaimakliotis as Independent Proxy
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 5.2 Million
6.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 42.5
Million
7 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
LIBERTY GLOBAL PLC
Ticker: LBTYA Security ID: G5480U104
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael T. Fries For For Management
2 Elect Director Paul A. Gould For For Management
3 Elect Director John C. Malone For For Management
4 Elect Director Larry E. Romrell For For Management
5 Approve Remuneration Report For Against Management
6 Ratify KPMG LLP (U.S.) as Auditors For For Management
7 Ratify KPMG LLP (U.K.) as Auditors For For Management
8 Authorise Board to Fix Remuneration of For For Management
Auditors
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise UK Political Donations and For For Management
Expenditure
11 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
LLOYDS BANKING GROUP PLC
Ticker: LLOY Security ID: G5533W248
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Robin Budenberg as Director For For Management
3 Re-elect William Chalmers as Director For For Management
4 Re-elect Alan Dickinson as Director For For Management
5 Re-elect Sarah Legg as Director For For Management
6 Re-elect Lord Lupton as Director For For Management
7 Re-elect Amanda Mackenzie as Director For For Management
8 Re-elect Nick Prettejohn as Director For For Management
9 Re-elect Stuart Sinclair as Director For For Management
10 Re-elect Catherine Woods as Director For For Management
11 Approve Remuneration Report For For Management
12 Approve Final Dividend For For Management
13 Appoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Approve Deferred Bonus Plan For For Management
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity in Relation For For Management
to the Issue of Regulatory Capital
Convertible Instruments
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Issue of Equity without For For Management
Pre-Emptive Rights in Relation to the
Issue of Regulatory Capital
Convertible Instruments
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise Market Purchase of For For Management
Preference Shares
24 Adopt New Articles of Association For For Management
25 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
NASPERS LTD.
Ticker: NPN Security ID: S53435103
Meeting Date: AUG 21, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 March 2020
2 Approve Dividends for N Ordinary and A For For Management
Ordinary Shares
3 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors of the Company with V
Myburgh as the Individual Registered
Auditor
4.1 Elect Manisha Girotra as Director For For Management
4.2 Elect Ying Xu as Director For For Management
5.1 Re-elect Don Eriksson as Director For For Management
5.2 Re-elect Mark Sorour as Director For For Management
5.3 Re-elect Emilie Choi as Director For For Management
5.4 Re-elect Rachel Jafta as Director For For Management
6.1 Re-elect Don Eriksson as Member of the For For Management
Audit Committee
6.2 Re-elect Rachel Jafta as Member of the For For Management
Audit Committee
6.3 Elect Manisha Girotra as Member of the For For Management
Audit Committee
6.4 Elect Steve Pacak as Member of the For For Management
Audit Committee
7 Approve Remuneration Policy For For Management
8 Approve Implementation of the For For Management
Remuneration Policy
9 Approve Amendments to the Trust Deed For For Management
constituting the Naspers Restricted
Stock Plan Trust and the Share Scheme
envisaged by such Trust Deed
10 Approve Amendments to the Trust Deed For For Management
constituting the MIH Services FZ LLC
Share Trust and the Share Scheme
envisaged by such Trust Deed
11 Approve Amendments to the Trust Deed For For Management
constituting the MIH Holdings Share
Trust and the Share Scheme envisaged
by such Trust Deed
12 Approve Amendments to the Trust Deed For For Management
constituting the Naspers Share
Incentive Trust and the Share Scheme
envisaged by such Trust Deed
13 Place Authorised but Unissued Shares For Against Management
under Control of Directors
14 Authorise Board to Issue Shares for For Against Management
Cash
15 Authorise Ratification of Approved For For Management
Resolutions
1.1 Approve Fees of the Board Chairman For For Management
1.2 Approve Fees of the Board Member For For Management
1.3 Approve Fees of the Audit Committee For For Management
Chairman
1.4 Approve Fees of the Audit Committee For For Management
Member
1.5 Approve Fees of the Risk Committee For For Management
Chairman
1.6 Approve Fees of the Risk Committee For For Management
Member
1.7 Approve Fees of the Human Resources For For Management
and Remuneration Committee Chairman
1.8 Approve Fees of the Human Resources For For Management
and Remuneration Committee Member
1.9 Approve Fees of the Nomination For For Management
Committee Chairman
1.10 Approve Fees of the Nomination For For Management
Committee Member
1.11 Approve Fees of the Social, Ethics and For For Management
Sustainability Committee Chairman
1.12 Approve Fees of the Social, Ethics and For For Management
Sustainability Committee Member
1.13 Approve Fees of the Trustees of Group For For Management
Share Schemes/Other Personnel Funds
2 Approve Financial Assistance in Terms For For Management
of Section 44 of the Companies Act
3 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
4 Authorise Repurchase of N Ordinary For For Management
Shares
5 Authorise Specific Repurchase of N For For Management
Ordinary Shares from Holders of N
Ordinary Shares
6 Authorise Repurchase of A Ordinary For For Management
Shares
--------------------------------------------------------------------------------
NATWEST GROUP PLC
Ticker: NWG Security ID: G6422B105
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Howard Davies as Director For For Management
5 Re-elect Alison Rose-Slade as Director For For Management
6 Re-elect Katie Murray as Director For For Management
7 Re-elect Frank Dangeard as Director For For Management
8 Re-elect Patrick Flynn as Director For For Management
9 Re-elect Morten Friis as Director For For Management
10 Re-elect Robert Gillespie as Director For For Management
11 Re-elect Yasmin Jetha as Director For For Management
12 Re-elect Mike Rogers as Director For For Management
13 Re-elect Mark Seligman as Director For For Management
14 Re-elect Lena Wilson as Director For For Management
15 Reappoint Ernst & Young LLP as Auditors For For Management
16 Authorise the Group Audit Committee to For For Management
Fix Remuneration of Auditors
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Issue of Equity in For For Management
Connection with Equity Convertible
Notes
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
Equity Convertible Notes
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
23 Authorise UK Political Donations and For For Management
Expenditure
24 Authorise Market Purchase of Ordinary For For Management
Shares
25 Authorise Off-Market Purchase of For For Management
Ordinary Shares
26 Authorise Off-Market Purchase of For For Management
Preference Shares
27 Adopt New Articles of Association For For Management
28 Authorise Board to Offer Scrip Dividend For For Management
--------------------------------------------------------------------------------
NAVER CORP.
Ticker: 035420 Security ID: Y62579100
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Amend Articles of Incorporation For For Management
(Company Address)
2.2 Amend Articles of Incorporation For For Management
(Transfer Agent)
2.3 Amend Articles of Incorporation For For Management
(Register of Shareholders)
2.4 Amend Articles of Incorporation For For Management
(Register of Shareholders)
2.5 Amend Articles of Incorporation For For Management
(Directors' Term of Office)
3 Elect Choi In-hyuk as Inside Director For For Management
4 Elect Lee In-moo as Outside Director For For Management
to Serve as an Audit Committee Member
5 Elect Lee Geon-hyeok as Outside For For Management
Director
6 Elect Lee Geon-hyeok as a Member of For For Management
Audit Committee
7 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
8 Approve Stock Option Grants For For Management
9 Approve Stock Option Grants For For Management
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: MAR 02, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 3.00 per Share
4 Approve CHF 16.3 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
5 Authorize Repurchase of up to CHF 10 For For Management
Billion in Issued Share Capital
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 8.6 Million
6.2 Approve Maximum Remuneration of For For Management
Executive Committee in the Amount of
CHF 91 Million
6.3 Approve Remuneration Report For For Management
7.1 Reelect Joerg Reinhardt as Director For For Management
and Board Chairman
7.2 Reelect Nancy Andrews as Director For For Management
7.3 Reelect Ton Buechner as Director For For Management
7.4 Reelect Patrice Bula as Director For For Management
7.5 Reelect Elizabeth Doherty as Director For For Management
7.6 Reelect Ann Fudge as Director For For Management
7.7 Reelect Bridgette Heller as Director For For Management
7.8 Reelect Frans van Houten as Director For For Management
7.9 Reelect Simon Moroney as Director For For Management
7.10 Reelect Andreas von Planta as Director For For Management
7.11 Reelect Charles Sawyers as Director For For Management
7.12 Elect Enrico Vanni as Director For For Management
7.13 Reelect William Winters as Director For For Management
8.1 Reappoint Patrice Bula as Member of For For Management
the Compensation Committee
8.2 Reappoint Bridgette Heller as Member For For Management
of the Compensation Committee
8.3 Reappoint Enrico Vanni as Member of For For Management
the Compensation Committee
8.4 Reappoint William Winters as Member of For For Management
the Compensation Committee
8.5 Appoint Simon Moroney as Member of the For For Management
Compensation Committee
9 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
10 Designate Peter Zahn as Independent For For Management
Proxy
11 Amend Articles Re: Board of Directors For For Management
Tenure
12 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
OPEN TEXT CORPORATION
Ticker: OTEX Security ID: 683715106
Meeting Date: SEP 14, 2020 Meeting Type: Annual/Special
Record Date: AUG 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director P. Thomas Jenkins For For Management
1.2 Elect Director Mark J. Barrenechea For For Management
1.3 Elect Director Randy Fowlie For For Management
1.4 Elect Director David Fraser For For Management
1.5 Elect Director Gail E. Hamilton For For Management
1.6 Elect Director Robert (Bob) Hau For For Management
1.7 Elect Director Stephen J. Sadler For For Management
1.8 Elect Director Harmit Singh For For Management
1.9 Elect Director Michael Slaunwhite For For Management
1.10 Elect Director Katharine B. Stevenson For For Management
1.11 Elect Director Deborah Weinstein For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Amend Employee Stock Purchase Plan For For Management
5 Amend Stock Option Plan For For Management
--------------------------------------------------------------------------------
ORICA LTD.
Ticker: ORI Security ID: Q7160T109
Meeting Date: DEC 22, 2020 Meeting Type: Annual
Record Date: DEC 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2.1 Elect Malcolm Broomhead as Director For For Management
2.2 Elect John Beevers as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of Performance Rights to For For Management
Alberto Calderon
--------------------------------------------------------------------------------
PRUDENTIAL PLC
Ticker: PRU Security ID: G72899100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Chua Sock Koong as Director For For Management
4 Elect Ming Lu as Director For For Management
5 Elect Jeanette Wong as Director For For Management
6 Re-elect Shriti Vadera as Director For For Management
7 Re-elect Jeremy Anderson as Director For For Management
8 Re-elect Mark Fitzpatrick as Director For For Management
9 Re-elect David Law as Director For For Management
10 Re-elect Anthony Nightingale as For For Management
Director
11 Re-elect Philip Remnant as Director For For Management
12 Re-elect Alice Schroeder as Director For For Management
13 Re-elect James Turner as Director For For Management
14 Re-elect Thomas Watjen as Director For For Management
15 Re-elect Michael Wells as Director For For Management
16 Re-elect Fields Wicker-Miurin as For For Management
Director
17 Re-elect Amy Yip as Director For For Management
18 Reappoint KPMG LLP as Auditors For For Management
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise UK Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity For For Management
22 Authorise Issue of Equity to Include For For Management
Repurchased Shares
23 Authorise Issue of Equity without For For Management
Pre-emptive Rights
24 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
25 Authorise Market Purchase of Ordinary For For Management
Shares
26 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
PT BANK MANDIRI (PERSERO) TBK
Ticker: BMRI Security ID: Y7123S108
Meeting Date: OCT 21, 2020 Meeting Type: Special
Record Date: SEP 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Changes in Boards of Company For Against Management
--------------------------------------------------------------------------------
PT BANK MANDIRI (PERSERO) TBK
Ticker: BMRI Security ID: Y7123S108
Meeting Date: MAR 15, 2021 Meeting Type: Annual
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, Annual Report,
Report of the Partnership and
Community Development Program (PCDP),
and Discharge of Directors and
Commissioners
2 Approve Allocation of Income For For Management
3 Approve Remuneration and Tantiem of For For Management
Directors and Commissioners
4 Appoint Auditors of the Company and For For Management
the Partnership and Community
Development Program (PCDP)
5 Accept Report on the Use of Proceeds For For Management
6 Amend Articles of Association in For Against Management
Relation to Shareholder Meeting
7 Approve Affirmation on the For For Management
Implementation of the Regulations of
the Minister of State-Owned
Enterprises of the Republic of
Indonesia Number PER-08/MBU/12/2019
8 Approve Affirmation on the For For Management
Implementation of the Regulations of
the Minister of State-Owned
Enterprises of the Republic of
Indonesia Number PER-11/MBU/11/2020
9 Approve Changes in Board of Company For Against Management
--------------------------------------------------------------------------------
PUBLICIS GROUPE SA
Ticker: PUB Security ID: F7607Z165
Meeting Date: MAY 26, 2021 Meeting Type: Annual/Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2 per Share
4 Approve Stock Dividend Program For For Management
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
6 Reelect Maurice Levy as Supervisory For For Management
Board Member
7 Reelect Simon Badinter as Supervisory For For Management
Board Member
8 Reelect Jean Charest as Supervisory For For Management
Board Member
9 Approve Remuneration Policy of For For Management
Chairman of Supervisory Board
10 Approve Remuneration Policy of For For Management
Supervisory Board Members
11 Approve Remuneration Policy of For For Management
Chairman of Management Board
12 Approve Remuneration Policy of For For Management
Michel-Alain Proch, Management Board
Member
13 Approve Remuneration Policy of For For Management
Management Board Members
14 Approve Compensation Report For For Management
15 Approve Compensation of Maurice Levy, For For Management
Chairman of Supervisory Board
16 Approve Compensation of Arthur Sadoun, For For Management
Chairman of the Management Board
17 Approve Compensation of Jean-Michel For For Management
Etienne, Management Board Member
18 Approve Compensation of Anne-Gabrielle For For Management
Heilbronner, Management Board Member
19 Approve Compensation of Steve King, For For Management
Management Board Member
20 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
21 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
22 Authorize up to 3 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
23 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
24 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
25 Amend Bylaws to Comply with Legal For For Management
Changes
26 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
RESTAURANT BRANDS INTERNATIONAL INC.
Ticker: QSR Security ID: 76131D103
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexandre Behring For For Management
1.2 Elect Director Joao M. Castro-Neves For For Management
1.3 Elect Director Maximilien de Limburg For For Management
Stirum
1.4 Elect Director Paul J. Fribourg For For Management
1.5 Elect Director Neil Golden For For Management
1.6 Elect Director Ali Hedayat For For Management
1.7 Elect Director Golnar Khosrowshahi For For Management
1.8 Elect Director Marc Lemann For For Management
1.9 Elect Director Jason Melbourne For For Management
1.10 Elect Director Giovanni (John) Prato For For Management
1.11 Elect Director Daniel S. Schwartz For For Management
1.12 Elect Director Carlos Alberto Sicupira For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
ROLLS-ROYCE HOLDINGS PLC
Ticker: RR Security ID: G76225104
Meeting Date: OCT 27, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorise Issue of Equity in For For Management
Connection with the Rights Issue
--------------------------------------------------------------------------------
ROLLS-ROYCE HOLDINGS PLC
Ticker: RR Security ID: G76225104
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Sir Ian Davis as Director For For Management
5 Re-elect Warren East as Director For For Management
6 Elect Panos Kakoullis as Director For For Management
7 Elect Paul Adams as Director For For Management
8 Re-elect George Culmer as Director For For Management
9 Re-elect Irene Dorner as Director For For Management
10 Re-elect Beverly Goulet as Director For For Management
11 Re-elect Lee Hsien Yang as Director For For Management
12 Re-elect Nick Luff as Director For For Management
13 Re-elect Sir Kevin Smith as Director For For Management
14 Re-elect Dame Angela Strank as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise UK Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity For For Management
19 Approve Incentive Plan For For Management
20 Approve SharePurchase Plan For For Management
21 Approve UK Sharesave Plan For For Management
22 Approve International Sharesave Plan For For Management
23 Authorise Issue of Equity without For For Management
Pre-emptive Rights
24 Authorise Market Purchase of Ordinary For For Management
Shares
25 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
RYANAIR HOLDINGS PLC
Ticker: RY4C Security ID: 783513203
Meeting Date: SEP 17, 2020 Meeting Type: Annual
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3a Re-elect Stan McCarthy as Director For For Management
3b Re-elect Louise Phelan as Director For For Management
3c Re-elect Roisin Brennan as Director For For Management
3d Re-elect Michael Cawley as Director For For Management
3e Re-elect Emer Daly as Director For For Management
3f Re-elect Howard Millar as Director For For Management
3g Re-elect Dick Milliken as Director For For Management
3h Re-elect Michael O'Brien as Director For For Management
3i Re-elect Michael O'Leary as Director For For Management
3j Re-elect Julie O'Neill as Director For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Authorise Issue of Equity For For Management
6 Authorise Issue of Equity without For For Management
Pre-emptive Rights
7 Authorise Market Purchase and/or For For Management
Overseas Market Purchase of Ordinary
Shares
--------------------------------------------------------------------------------
RYANAIR HOLDINGS PLC
Ticker: RY4C Security ID: G7727C186
Meeting Date: SEP 17, 2020 Meeting Type: Annual
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3a Re-elect Stan McCarthy as Director For For Management
3b Re-elect Louise Phelan as Director For For Management
3c Re-elect Roisin Brennan as Director For For Management
3d Re-elect Michael Cawley as Director For For Management
3e Re-elect Emer Daly as Director For For Management
3f Re-elect Howard Millar as Director For For Management
3g Re-elect Dick Milliken as Director For For Management
3h Re-elect Michael O'Brien as Director For For Management
3i Re-elect Michael O'Leary as Director For For Management
3j Re-elect Julie O'Neill as Director For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Authorise Issue of Equity For For Management
6 Authorise Issue of Equity without For For Management
Pre-emptive Rights
7 Authorise Market Purchase and/or For For Management
Overseas Market Purchase of Ordinary
Shares
--------------------------------------------------------------------------------
RYANAIR HOLDINGS PLC
Ticker: RY4C Security ID: 783513203
Meeting Date: DEC 17, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Migration of the Migrating For For Management
Shares to Euroclear Bank's Central
Securities Depository
2 Adopt New Articles of Association For For Management
3 Authorise Company to Take All Actions For For Management
to Implement the Migration
--------------------------------------------------------------------------------
RYANAIR HOLDINGS PLC
Ticker: RY4C Security ID: G7727C186
Meeting Date: DEC 17, 2020 Meeting Type: Special
Record Date: DEC 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Migration of the Migrating For For Management
Shares to Euroclear Bank's Central
Securities Depository
2 Adopt New Articles of Association For For Management
3 Authorise Company to Take All Actions For For Management
to Implement the Migration
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO., LTD.
Ticker: 005930 Security ID: Y74718100
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1.1 Elect Park Byung-gook as Outside For For Management
Director
2.1.2 Elect Kim Jeong as Outside Director For For Management
2.2.1 Elect Kim Kinam as Inside Director For For Management
2.2.2 Elect Kim Hyun-suk as Inside Director For For Management
2.2.3 Elect Koh Dong-jin as Inside Director For For Management
3 Elect Kim Sun-uk as Outside Director For For Management
to Serve as an Audit Committee Member
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAP SE
Ticker: SAP Security ID: D66992104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.85 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6.1 Elect Qi Lu to the Supervisory Board For For Management
6.2 Elect Rouven Westphal to the For For Management
Supervisory Board
7 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 10
Billion; Approve Creation of EUR 100
Million Pool of Capital to Guarantee
Conversion Rights
8 Amend Corporate Purpose For For Management
9 Amend Articles Re: Proof of Entitlement For For Management
--------------------------------------------------------------------------------
SCHRODERS PLC
Ticker: SDR Security ID: G78602136
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Michael Dobson as Director For For Management
5 Re-elect Peter Harrison as Director For For Management
6 Re-elect Richard Keers as Director For For Management
7 Re-elect Ian King as Director For For Management
8 Re-elect Sir Damon Buffini as Director For For Management
9 Re-elect Rhian Davies as Director For For Management
10 Re-elect Rakhi Goss-Custard as Director For For Management
11 Re-elect Deborah Waterhouse as Director For For Management
12 Re-elect Matthew Westerman as Director For For Management
13 Re-elect Claire Howard as Director For For Management
14 Re-elect Leonie Schroder as Director For For Management
15 Reappoint Ernst & Young LLP as Auditors For For Management
16 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of For For Management
Non-Voting Ordinary Shares
20 Adopt New Articles of Association For For Management
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
SKF AB
Ticker: SKF.B Security ID: W84237143
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Accept Financial Statements and For For Management
Statutory Reports
9 Approve Allocation of Income and For For Management
Dividends of SEK 6.50 Per Share
10.1 Approve Discharge of Board Member Hans For For Management
Straberg
10.2 Approve Discharge of Board Member Hock For For Management
Goh
10.3 Approve Discharge of Board Member For For Management
Alrik Danielson
10.4 Approve Discharge of Board Member For For Management
Ronnie Leten
10.5 Approve Discharge of Board Member Barb For For Management
Samardzich
10.6 Approve Discharge of Board Member For For Management
Colleen Repplier
10.7 Approve Discharge of Board Member For For Management
Hakan Buskhe
10.8 Approve Discharge of Board Member For For Management
Susanna Schneeberger
10.9 Approve Discharge of Board Member Lars For For Management
Wedenborn
10.10 Approve Discharge of Board Member For For Management
Jonny Hilbert
10.11 Approve Discharge of Board Member For For Management
Zarko Djurovic
10.12 Approve Discharge of Board Member For For Management
Kennet Carlsson
10.13 Approve Discharge of Board Member For For Management
Claes Palm
10.14 Approve Discharge of CEO Alrik For For Management
Danielson
11 Determine Number of Members (8) and For For Management
Deputy Members (0) of Board
12 Approve Remuneration of Directors in For For Management
the Amount of SEK 2.3 Million for
Chairman and SEK 750,000 for Other
Directors; Approve Remuneration for
Committee Work
13.1 Reelect Hans Straberg as Director For For Management
13.2 Reelect Hock Goh as Director For For Management
13.3 Reelect Barb Samardzich as Director For For Management
13.4 Reelect Colleen Repplier as Director For For Management
13.5 Reelect Geert Follens as Director For For Management
13.6 Reelect Hakan Buskhe as Director For Against Management
13.7 Reelect Susanna Schneeberger as For For Management
Director
13.8 Elect Rickard Gustafson as New Director For For Management
14 Elect Hans Straberg as Board Chairman For For Management
15 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
16 Approve Remuneration of Auditors For For Management
17 Ratify Deloitte as Auditors For For Management
18 Amend Articles of Association Re: For For Management
Collecting of Proxies; Advanced
Voting; Editorial Changes
19 Approve Remuneration Report For For Management
20 Approve 2021 Performance Share Program For Against Management
--------------------------------------------------------------------------------
SMITHS GROUP PLC
Ticker: SMIN Security ID: G82401111
Meeting Date: NOV 16, 2020 Meeting Type: Annual
Record Date: NOV 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Pam Cheng as Director For For Management
5 Elect Karin Hoeing as Director For For Management
6 Re-elect Sir George Buckley as Director For For Management
7 Re-elect Dame Ann Dowling as Director For For Management
8 Re-elect Tanya Fratto as Director For For Management
9 Re-elect William Seeger as Director For For Management
10 Re-elect Mark Seligman as Director For For Management
11 Re-elect John Shipsey as Director For For Management
12 Re-elect Andrew Reynolds Smith as For For Management
Director
13 Re-elect Noel Tata as Director For For Management
14 Reappoint KPMG LLP as Auditors For For Management
15 Authorise the Audit & Risk Committee For For Management
to Fix Remuneration of Auditors
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
21 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
THE SWATCH GROUP AG
Ticker: UHR Security ID: H83949141
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 0.70 per Registered
Share and CHF 3.50 per Bearer Share
4.1.1 Approve Fixed Remuneration of For For Management
Non-Executive Directors in the Amount
of CHF 780,000
4.1.2 Approve Fixed Remuneration of For For Management
Executive Directors in the Amount of
CHF 2.6 Million
4.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 5.7 Million
4.3 Approve Variable Remuneration of For Against Management
Executive Directors in the Amount of
CHF 4.2 Million
4.4 Approve Variable Remuneration of For Against Management
Executive Committee in the Amount of
CHF 10.7 Million
5.1 Reelect Nayla Hayek as Director For Against Management
5.2 Reelect Ernst Tanner as Director For For Management
5.3 Reelect Daniela Aeschlimann as Director For Against Management
5.4 Reelect Georges Hayek as Director For Against Management
5.5 Reelect Claude Nicollier as Director For For Management
5.6 Reelect Jean-Pierre Roth as Director For For Management
5.7 Reelect Nayla Hayek as Board Chairman For Against Management
6.1 Reappoint Nayla Hayek as Member of the For Against Management
Compensation Committee
6.2 Reappoint Ernst Tanner as Member of For For Management
the Compensation Committee
6.3 Reappoint Daniela Aeschlimann as For Against Management
Member of the Compensation Committee
6.4 Reappoint Georges Hayek as Member of For Against Management
the Compensation Committee
6.5 Reappoint Claude Nicollier as Member For For Management
of the Compensation Committee
6.6 Reappoint Jean-Pierre Roth as Member For For Management
of the Compensation Committee
7 Designate Bernhard Lehmann as For For Management
Independent Proxy
8 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
9 Amend Articles Re: Virtual General For For Management
Meeting
10 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
THYSSENKRUPP AG
Ticker: TKA Security ID: D8398Q119
Meeting Date: FEB 05, 2021 Meeting Type: Annual
Record Date: JAN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year
2019/20(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal Year 2019/20
3 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2019/20
4 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2020/21
5 Amend Articles Re: Supervisory Board For For Management
Term of Office
6 Elect Verena Volpert to the For For Management
Supervisory Board
7 Approve Remuneration Policy for the For For Management
Management Board
8 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
TOYOTA MOTOR CORP.
Ticker: 7203 Security ID: J92676113
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Uchiyamada, Takeshi For For Management
1.2 Elect Director Hayakawa, Shigeru For For Management
1.3 Elect Director Toyoda, Akio For For Management
1.4 Elect Director Kobayashi, Koji For For Management
1.5 Elect Director James Kuffner For For Management
1.6 Elect Director Kon, Kenta For For Management
1.7 Elect Director Sugawara, Ikuro For For Management
1.8 Elect Director Sir Philip Craven For For Management
1.9 Elect Director Kudo, Teiko For For Management
2 Appoint Alternate Statutory Auditor For For Management
Sakai, Ryuji
3 Amend Articles to Delete Provisions on For For Management
Class AA Shares
--------------------------------------------------------------------------------
TRIP.COM GROUP LTD.
Ticker: TCOM Security ID: 89677Q107
Meeting Date: MAR 18, 2021 Meeting Type: Special
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Company's Authorized For For Management
Share Capital by One-to-Eight
Subdivision of Shares
--------------------------------------------------------------------------------
UPM-KYMMENE OYJ
Ticker: UPM Security ID: X9518S108
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.30 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Report For For Management
11 Remuneration of Directors in the For For Management
Amount of EUR 195,000 for Chairman,
EUR 140,000 for Deputy Chairman and
EUR 115,000 for Other Directors;
Approve Compensation for Committee Work
12 Fix Number of Directors at Nine For For Management
13 Reelect Berndt Brunow, Henrik For For Management
Ehrnrooth, Piia-Noora Kauppi, Marjan
Oudeman, Kim Wahl, Bjorn Wahlroos,
Emma FitzGerald and Martin a Porta as
Directors; Elect Jari Gustafsson as
New Director
14 Approve Remuneration of Auditors For For Management
15 Ratify PricewaterhouseCoopers as For For Management
Auditors
16 Approve Issuance of up to 25 Million For For Management
Shares without Preemptive Rights
17 Authorize Share Repurchase Program For For Management
18 Authorize Charitable Donations For For Management
19 Close Meeting None None Management
--------------------------------------------------------------------------------
VALEO SA
Ticker: FR Security ID: F96221340
Meeting Date: MAY 26, 2021 Meeting Type: Annual/Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.30 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Reelect Caroline Maury Devine as For For Management
Director
6 Reelect Mari-Noelle Jego-Laveissiere For For Management
as Director
7 Reelect Veronique Weill as Director For For Management
8 Elect Christophe Perillat as Director For For Management
9 Approve Compensation Report of For For Management
Corporate Officers
10 Approve Compensation of Jacques For For Management
Aschenbroich, Chairman and CEO
11 Approve Remuneration Policy of For For Management
Directors
12 Approve Remuneration Policy of For For Management
Chairman and CEO
13 Approve Remuneration Policy of For For Management
Christophe Perillat, Vice CEO
14 Approve Remuneration Policy of For For Management
Christophe Perillat, CEO
15 Approve Remuneration Policy of Jacques For For Management
Aschenbroich, Chairman of the Board
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 70 Million
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 23 Million
19 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 23 Million
20 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
21 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 17-19
22 Authorize Capitalization of Reserves For For Management
of Up to EUR 30 Million for Bonus
Issue or Increase in Par Value
23 Authorize Capital Increase of up to 9. For For Management
52 Percent of Issued Capital for
Contributions in Kind
24 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
25 Authorize up to 1.86 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
26 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
27 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
VOLVO AB
Ticker: VOLV.B Security ID: 928856301
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.1 Designate Erik Sjoman as Inspector of For For Management
Minutes of Meeting
2.2 Designate Martin Jonasson as Inspector For For Management
of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports; Receive President's
Report
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of SEK 6 Per Share and an
Extra Dividend of SEK 9 Per Share
9.1 Approve Discharge of Matti Alahuhta For For Management
9.2 Approve Discharge of Eckhard Cordes For For Management
9.3 Approve Discharge of Eric Elzvik For For Management
9.4 Approve Discharge of Kurt Jofs For For Management
9.5 Approve Discharge of James W. Griffith For For Management
9.6 Approve Discharge of Martin Lundstedt For For Management
(as Board Member)
9.7 Approve Discharge of Kathryn V. For For Management
Marinello
9.8 Approve Discharge of Martina Merz For For Management
9.9 Approve Discharge of Hanne de Mora For For Management
9.10 Approve Discharge of Helena Stjernholm For For Management
9.11 Approve Discharge of Carl-Henric For For Management
Svanberg
9.12 Approve Discharge of Lars Ask For For Management
(Employee Representative)
9.13 Approve Discharge of Mats Henning For For Management
(Employee Representative)
9.14 Approve Discharge of Mikael Sallstrom For For Management
(Employee Representative)
9.15 Approve Discharge of Camilla Johansson For For Management
(Deputy Employee Representative)
9.16 Approve Discharge of Mari Larsson For For Management
(Deputy Employee Representative)
9.17 Approve Discharge of Martin Lundstedt For For Management
(as CEO)
10.1 Determine Number of Members (11) of For For Management
Board
10.2 Determine Number of Deputy Members (0) For For Management
of Board
11 Approve Remuneration of Directors in For For Management
the Amount of SEK 3.7 Million for
Chairman and SEK 1.1 Million for Other
Directors except CEO; Approve
Remuneration for Committee Work
12.1 Reelect Matti Alahuhta as Director For For Management
12.2 Reelect Eckhard Cordes as Director For For Management
12.3 Reelect Eric Elzvik as Director For For Management
12.4 Elect Martha Finn Brooks as New For For Management
Director
12.5 Reelect Kurt Jofs as Director For For Management
12.6 Reelect Martin Lundstedt as Director For For Management
12.7 Reelect Kathryn Marinello as Director For For Management
12.8 Reelect Martina Merz as Director For For Management
12.9 Reelect Hanne de Mora as Director For For Management
12.10 Reelect Helena Stjernholm as Director For Against Management
12.11 Reelect Carl-Henric Svenberg as For For Management
Director
13 Reelect Carl-Henric Svanberg as Board For For Management
Chairman
14.1 Elect Bengt Kjell to Serve on For For Management
Nomination Committee
14.2 Elect Anders Oscarsson to Serve on For For Management
Nomination Committee
14.3 Elect Ramsay Brufer to Serve on For For Management
Nomination Committee
14.4 Elect Carine Smith Ihenacho to Serve For For Management
on Nomination Committee
14.5 Elect Chairman of the Board to Serve For For Management
on Nomination Committee
15 Approve Remuneration Report For For Management
16 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
17 Amend Articles Re: Auditors For For Management
18 Limit Contributions to Chalmers None Against Shareholder
University of Technology Foundation to
a Maximum of SEK 4 Million Per Year
--------------------------------------------------------------------------------
VOLVO AB
Ticker: VOLV.B Security ID: 928856301
Meeting Date: JUN 29, 2021 Meeting Type: Special
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.1 Designate Erik Sjoman as Inspector of For For Management
Minutes of Meeting
2.2 Designate Martin Jonasson as Inspector For For Management
of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Special Dividends of SEK 9.50 For For Management
Per Share
--------------------------------------------------------------------------------
WPP PLC
Ticker: WPP Security ID: G9788D103
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: JUN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Compensation Committee Report For For Management
4 Elect Angela Ahrendts as Director For For Management
5 Elect Tom Ilube as Director For For Management
6 Elect Ya-Qin Zhang as Director For For Management
7 Re-elect Jacques Aigrain as Director For For Management
8 Re-elect Sandrine Dufour as Director For For Management
9 Re-elect Tarek Farahat as Director For For Management
10 Re-elect Roberto Quarta as Director For For Management
11 Re-elect Mark Read as Director For For Management
12 Re-elect John Rogers as Director For For Management
13 Re-elect Cindy Rose as Director For For Management
14 Re-elect Nicole Seligman as Director For For Management
15 Re-elect Sally Susman as Director For For Management
16 Re-elect Keith Weed as Director For For Management
17 Re-elect Jasmine Whitbread as Director For For Management
18 Reappoint Deloitte LLP as Auditors For For Management
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise Issue of Equity For For Management
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
24 Adopt New Articles of Association For For Management
=================== The Oakmark International Small Cap Fund ===================
ALS LIMITED
Ticker: ALQ Security ID: Q0266A116
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect John Mulcahy as Director For For Management
2 Elect Leslie Desjardins as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of Performance Rights to For For Management
Raj Naran
5 Approve the Amendments to the For For Management
Company's Constitution
6 Appoint Ernst & Young as Auditor of For For Management
the Company
--------------------------------------------------------------------------------
ANSELL LIMITED
Ticker: ANN Security ID: Q04020105
Meeting Date: NOV 05, 2020 Meeting Type: Annual
Record Date: NOV 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Nigel Garrard as Director For For Management
2b Elect Christina Stercken as Director For For Management
2c Elect William Reilly as Director For Against Management
3 Adopt New Constitution For For Management
4 Approve Grant of Performance Share For For Management
Rights to Magnus Nicolin
5 Approve Remuneration Report For For Management
--------------------------------------------------------------------------------
APPLUS SERVICES SA
Ticker: APPS Security ID: E0534T106
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Non-Financial Information For For Management
Statement
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Discharge of Board For For Management
5 Renew Appointment of Deloitte as For For Management
Auditor
6.1 Amend Articles Re: Allow Shareholder For For Management
Meetings to be Held in Virtual-Only
Format
6.2 Amend Article 25 Re: Director For For Management
Remuneration
6.3 Amend Article 27 Re: Quorum, For For Management
Representation and Remote Participation
7 Amend Articles of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
8 Receive Amendments to Board of None None Management
Directors Regulations
9 Reelect Cristina Henriquez de Luna For For Management
Basagoiti as Director
10 Advisory Vote on Remuneration Report For For Management
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ATEA ASA
Ticker: ATEA Security ID: R0728G106
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For Did Not Vote Management
2 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
3 Approve Notice of Meeting and Agenda For Did Not Vote Management
5 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
6 Authorize Board to Distribute Dividend For Did Not Vote Management
7 Approve Remuneration of Auditors For Did Not Vote Management
8 Approve Remuneration of Directors For Did Not Vote Management
9 Reelect Karl Martin Stang and Carl For Did Not Vote Management
Espen Wollebekk as Member of
Nominating Committee; Approve
Remuneration of Members of Nominating
Committee
10 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
11 Approve Company's Corporate Governance For Did Not Vote Management
Statement
12 Approve Equity Plan Financing For Did Not Vote Management
13 Approve Creation of NOK 10 Million For Did Not Vote Management
Pool of Capital without Preemptive
Rights
14 Authorize Share Repurchase Program and For Did Not Vote Management
Reissuance of Repurchased Shares
--------------------------------------------------------------------------------
AUTOGRILL SPA
Ticker: AGL Security ID: T8347V105
Meeting Date: FEB 25, 2021 Meeting Type: Special
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Raising For For Management
--------------------------------------------------------------------------------
AUTOGRILL SPA
Ticker: AGL Security ID: T8347V105
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3.1.1 Slate 1 Submitted by None For Shareholder
Schematrentaquattro SpA
3.1.2 Slate 2 Submitted by Institutional None Against Shareholder
Investors (Assogestioni)
3.2 Appoint Chairman of Internal Statutory None For Shareholder
Auditors
4 Approve Internal Auditors' Remuneration For For Management
5.1 Approve Remuneration Policy For For Management
5.2 Approve Second Section of the For For Management
Remuneration Report
6 Performance Share Units Plan For For Management
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
AUTOLIV, INC.
Ticker: ALV Security ID: 052800109
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mikael Bratt For For Management
1.2 Elect Director Laurie Brlas For For Management
1.3 Elect Director Jan Carlson For For Management
1.4 Elect Director Hasse Johansson For For Management
1.5 Elect Director Leif Johansson For For Management
1.6 Elect Director Franz-Josef Kortum For For Management
1.7 Elect Director Frederic Lissalde For For Management
1.8 Elect Director Min Liu For For Management
1.9 Elect Director Xiaozhi Liu For For Management
1.10 Elect Director Martin Lundstedt For For Management
1.11 Elect Director Thaddeus J. "Ted" Senko For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young AB as Auditor For For Management
--------------------------------------------------------------------------------
AZIMUT HOLDING SPA
Ticker: AZM Security ID: T0783G106
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
4.1 Approve Remuneration Policy For For Management
4.2 Approve Second Section of the For For Management
Remuneration Report
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
BABCOCK INTERNATIONAL GROUP PLC
Ticker: BAB Security ID: G0689Q152
Meeting Date: AUG 04, 2020 Meeting Type: Annual
Record Date: JUL 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Ruth Cairnie as Director For For Management
5 Re-elect Sir David Omand as Director For For Management
6 Re-elect Victoire de Margerie as For For Management
Director
7 Re-elect Lucy Dimes as Director For For Management
8 Re-elect Myles Lee as Director For For Management
9 Re-elect Kjersti Wiklund as Director For For Management
10 Re-elect Archie Bethel as Director For For Management
11 Re-elect Franco Martinelli as Director For For Management
12 Elect Russ Houlden as Director For For Management
13 Elect Carl-Peter Forster as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
BNK FINANCIAL GROUP, INC.
Ticker: 138930 Security ID: Y0R7ZV102
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Jeong Gi-young as Outside For For Management
Director
3.2 Elect Yoo Jeong-jun as Outside Director For For Management
3.3 Elect Heo Jin-ho as Outside Director For For Management
3.4 Elect Lee Tae-seop as Outside Director For For Management
3.5 Elect Park Woo-shin as Outside Director For For Management
4 Elect Choi Gyeong-su as Outside For For Management
Director to Serve as an Audit
Committee Member
5.1 Elect Yoo Jeong-jun as a Member of For For Management
Audit Committee
5.2 Elect Lee Tae-seop as a Member of For For Management
Audit Committee
5.3 Elect Park Woo-shin as a Member of For For Management
Audit Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
BUCHER INDUSTRIES AG
Ticker: BUCN Security ID: H10914176
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 6.50 per Share
4.1 Amend Articles Re: Opting Out Clause For For Management
4.2 Amend Articles Re: Size of For For Management
Compensation Committee
4.3 Amend Articles Re: Remuneration of For For Management
Directors
5.1.1 Reelect Anita Hauser as Director For For Management
5.1.2 Reelect Michael Hauser as Director For For Management
5.1.3 Reelect Martin Hirzel as Director For For Management
5.1.4 Reelect Philip Mosimann as Director For For Management
and Board Chairman
5.1.5 Reelect Heinrich Spoerry as Director For For Management
5.1.6 Reelect Valentin Vogt as Director For For Management
5.2.1 Reappoint Anita Hauser as Member of For For Management
the Compensation Committee
5.2.2 Reappoint Valentin Vogt as Member of For For Management
the Compensation Committee
5.3 Designate Keller KLG as Independent For For Management
Proxy
5.4 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
6.1 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 2.2 Million
6.2 Approve Remuneration Report For For Management
(Non-Binding)
6.3 Approve Remuneration of Directors in For For Management
the Amount of CHF 1.3 Million
6.4 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 5 Million
7 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
CONVATEC GROUP PLC
Ticker: CTEC Security ID: G23969101
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAY 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Dr John McAdam as Director For For Management
5 Re-elect Karim Bitar as Director For For Management
6 Re-elect Frank Schulkes as Director For For Management
7 Re-elect Margaret Ewing as Director For For Management
8 Re-elect Brian May as Director For For Management
9 Re-elect Rick Anderson as Director For For Management
10 Re-elect Dr Regina Benjamin as Director For For Management
11 Re-elect Sten Scheibye as Director For For Management
12 Elect Heather Mason as Director For For Management
13 Elect Constantin Coussios as Director For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise UK Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
DGB FINANCIAL GROUP CO., LTD.
Ticker: 139130 Security ID: Y2058E109
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Kim Tae-oh as Inside Director For For Management
3.2 Elect Lee Sang-yeop as Outside Director For For Management
3.3 Elect Lee Jin-bok as Outside Director For For Management
4 Elect Cho Seon-ho as Outside Director For For Management
to Serve as a Member of Audit Committee
5 Elect Lee Jin-bok as a Member of Audit For For Management
Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
DOMETIC GROUP AB
Ticker: DOM Security ID: W2R936106
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.1 Designate Magnus Billing as Inspector For For Management
of Minutes of Meeting
2.2 Designate Jan Sarlvik as Inspector of For For Management
Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7.a Accept Financial Statements and For For Management
Statutory Reports
7.b Approve Allocation of Income and For For Management
Dividends of SEK 2.30 Per Share
7.c.1 Approve Discharge of Fredrik Cappelen For For Management
7.c.2 Approve Discharge of Erik Olsson For For Management
7.c.3 Approve Discharge of Helene Vibbleus For For Management
7.c.4 Approve Discharge of Jacqueline For For Management
Hoogerbrugge
7.c.5 Approve Discharge of Magnus Yngen For For Management
7.c.6 Approve Discharge of Peter Sjolander For For Management
7.c.7 Approve Discharge of Rainer E. For For Management
Schmuckle
7.c.8 Approve Discharge of Juan Vargues For For Management
8 Determine Number of Members (8) and For For Management
Deputy Members (0) of Board; Determine
Number of Auditors (1) and Deputy
Auditors (0)
9.1 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.1 Million for
Chairman and SEK 450,000 for Other
Directors; Approve Remuneration for
Committee Work
9.2 Approve Remuneration of Auditors For For Management
10.1 Reelect Fredrik Cappelen as Director For For Management
10.2 Reelect Erik Olsson as Director For For Management
10.3 Reelect Helene Vibbleus as Director For For Management
10.4 Reelect Jacqueline Hoogerbrugge as For For Management
Director
10.5 Reelect Magnus Yngen as Director For For Management
10.6 Reelect Peter Sjolander as Director For For Management
10.7 Reelect Rainer E. Schmuckle as Director For For Management
10.8 Elect Mengmeng Du as New Director For For Management
10.9 Relect Fredrik Cappelen as Board Chair For For Management
11 Ratify PricewaterhouseCoopers as For For Management
Auditors
12 Authorize Chairman of Board and For For Management
Representatives of Three of Company's
Largest Shareholders to Serve on
Nominating Committee
13 Approve Remuneration Report For Against Management
14 Approve Issuance of up to 10 Percent For For Management
of Share Capital without Preemptive
Rights
15 Amend Articles Re: Collecting of For For Management
Proxies and Postal Voting
--------------------------------------------------------------------------------
DORMAKABA HOLDING AG
Ticker: DOKA Security ID: H1956E103
Meeting Date: OCT 20, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of CHF 10.50 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Amend Corporate Purpose For For Management
4.2 Amend Articles Re: Powers of the For For Management
Nomination and Compensation Committee
4.3 Amend Articles Re: Annulment of the For For Management
Contribution in Kind Clause
4.4 Amend Articles Re: Editorial Changes For For Management
5.1 Reelect Riet Cadonau as Director and For For Management
Board Chairman
5.2 Reelect Hans Hess as Director For For Management
5.3 Reelect Jens Birgersson as Director For For Management
5.4 Reelect Stephanie Brecht-Bergen as For Against Management
Director
5.5 Reelect Daniel Daeniker as Director For Against Management
5.6 Reelect Karina Dubs-Kuenzle as Director For For Management
5.7 Reelect Hans Gummert as Director For For Management
5.8 Reelect John Heppner as Director For For Management
5.9 Reelect Christine Mankel as Director For For Management
5.10 Elect John Liu as Director For For Management
6.1 Reappoint Hans Hess as Member of the For For Management
Nomination and Compensation Committee
6.2 Appoint Stephanie Brecht-Bergen as For Against Management
Member of the Nomination and
Compensation Committee
6.3 Appoint John Heppner as Member of the For For Management
Nomination and Compensation Committee
7 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
8 Designate Keller KLG as Independent For For Management
Proxy
9.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 2.9 Million
9.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 16.5
Million
10 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
DS SMITH PLC
Ticker: SMDS Security ID: G2848Q123
Meeting Date: SEP 08, 2020 Meeting Type: Annual
Record Date: SEP 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Gareth Davis as Director For For Management
5 Re-elect Miles Roberts as Director For For Management
6 Re-elect Adrian Marsh as Director For For Management
7 Elect Celia Baxter as Director For For Management
8 Elect Geoff Drabble as Director For For Management
9 Elect Alina Kessel as Director For For Management
10 Re-elect David Robbie as Director For For Management
11 Re-elect Louise Smalley as Director For For Management
12 Re-elect Rupert Soames as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Approve Sharesave Plan For For Management
16 Approve Stock Purchase Plan For For Management
17 Approve the French Schedule to the For For Management
Performance Share Plan
18 Authorise Issue of Equity For For Management
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
DSV PANALPINA A/S
Ticker: DSV Security ID: K3186P102
Meeting Date: MAR 15, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Remuneration Report For For Management
4 Approve Remuneration of Directors For For Management
5 Approve Allocation of Income and For For Management
Dividends of DKK 4.00 Per Share
6.1 Reelect Thomas Plenborg as Director For For Management
6.2 Reelect Annette Sadolin as Director For For Management
6.3 Reelect Birgit Norgaard as Director For For Management
6.4 Reelect Jorgen Moller as Director For For Management
6.5 Reelect Malou Aamund as Director For For Management
6.6 Reelect Beat Walti as Director For For Management
6.7 Reelect Niels Smedegaard as Director For For Management
7 Ratify PricewaterhouseCoopers as For For Management
Auditors
8.1 Approve DKK 6 Million Reduction in For For Management
Share Capital via Share Cancellation
8.2 Authorize Share Repurchase Program For For Management
8.3 Allow Shareholder Meetings to be Held For For Management
by Electronic Means Only
8.4 Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
8.5 Reporting on Climate-Related Financial For For Shareholder
Risks and Opportunities
9 Other Business None None Management
--------------------------------------------------------------------------------
DUERR AG
Ticker: DUE Security ID: D23279108
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.30 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal Year 2021
6.1 Elect Richard Bauer to the Supervisory For For Management
Board
6.2 Elect Rolf Breidenbach to the For For Management
Supervisory Board
6.3 Elect Alexandra Duerr to the For For Management
Supervisory Board
6.4 Elect Gerhard Federer to the For For Management
Supervisory Board
6.5 Elect Anja Schuler to the Supervisory For For Management
Board
6.6 Elect Arnd Zinnhardt to the For For Management
Supervisory Board
7 Approve Remuneration Policy For For Management
8 Approve Remuneration of Supervisory For For Management
Board
9 Approve Affiliation Agreement with For For Management
Duerr IT Service GmbH
--------------------------------------------------------------------------------
EFG INTERNATIONAL AG
Ticker: EFGN Security ID: H2078C108
Meeting Date: DEC 08, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividends of CHF 0.15 per For For Management
Share from Capital Contribution
Reserves
2 Elect Ilan Hayim as Director For Against Management
3 Appoint Ilan Hayim as Member of the For Against Management
Compensation and Nomination Committee
4 Approve Fixed Remuneration of For For Management
Directors in the Amount of CHF 3.7
Million
5 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
EFG INTERNATIONAL AG
Ticker: EFGN Security ID: H2078C108
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Distribution of Preferred For For Management
Dividends by EFG Finance (Guernsey)
Limited for Class B Shareholders
3.1 Approve Treatment of Net Loss For For Management
3.2 Approve Dividends of CHF 0.30 per For For Management
Share from Capital Contribution
Reserves
4 Approve Discharge of Board and Senior For For Management
Management
5 Approve CHF 3.3 Million Conditional For For Management
Share Capital Increase without
Preemptive Rights
6.1 Approve Fixed Remuneration of Board of For For Management
Directors in the Amount of CHF 3.7
Million
6.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 8 Million
6.3 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 3.4 Million
6.4 Approve Variable Long-Term For For Management
Remuneration of Executive Committee in
the Amount of CHF 4.2 Million
7.1a Reelect Susanne Brandenberger as For For Management
Director
7.1b Reelect Emmanuel Bussetil as Director For For Management
7.1c Reelect Peter Fanconi as Director For For Management
7.1d Reelect Mordehay Hayim as Director For Against Management
7.1e Reelect Roberto Isolani as Director For For Management
7.1f Reelect Carlo Lombardini as Director For For Management
7.1g Reelect Steven Jacobs as Director For For Management
7.1h Reelect John Latsis as Director For For Management
7.1i Reelect Pericles Petalas as Director For For Management
7.1j Reelect Stuart Robertson as Director For For Management
7.1.k Reelect Bernd-A. von Maltzan as For For Management
Director
7.1.l Reelect Yok Tak Amy Yip as Director For For Management
7.2 Reelect Peter Fanconi as Board Chairman For For Management
8.1 Reappoint Emmanuel Bussetil as Member For For Management
of the Compensation and Nomination
Committee
8.2 Reappoint Peter Fanconi as Member of For For Management
the Compensation and Nomination
Committee
8.3 Reappoint Mordehay Hayim as Member of For Against Management
the Compensation and Nomination
Committee
8.4 Reappoint Steven Jacobs as Member of For For Management
the Compensation and Nomination
Committee
8.5 Reappoint Pericles Petalas as Member For For Management
of the Compensation and Nomination
Committee
8.6 Reappoint Bernd-A. von Maltzan as For For Management
Member of the Compensation and
Nomination Committee
9 Designate ADROIT Anwaelte as For For Management
Independent Proxy
10 Ratify PricewaterhouseCoopers SA as For For Management
Auditors
11 Additional Voting Instructions - Board For Against Management
of Directors Proposals (Voting)
12 Additional Voting Instructions - Against Against Management
Shareholder Proposals (Voting)
--------------------------------------------------------------------------------
ELEKTA AB
Ticker: EKTA.B Security ID: W2479G107
Meeting Date: AUG 26, 2020 Meeting Type: Annual
Record Date: AUG 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4.1 Designate Inspector(s) of Minutes of For For Management
Meeting
4.2 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of SEK 0.90 Per Share
9.1 Approve Discharge of Board Member and For For Management
Chair Laurent Leksell
9.2 Approve Discharge of Board Member For For Management
Caroline Leksell Cooke
9.3 Approve Discharge of Board Member For For Management
Johan Malmquist
9.4 Approve Discharge of Board Member For For Management
Tomas Puusepp
9.5 Approve Discharge of Board Member For For Management
Wolfgang Reim
9.6 Approve Discharge of Board Member Jan For For Management
Secher
9.7 Approve Discharge of Board Member For For Management
Birgitta Stymne Goransson
9.8 Approve Discharge of Board Member For For Management
Cecilia Wikstrom
9.9 Approve Discharge of President and CEO For For Management
Richard Hausmann
10.1 Determine Number of Members (7) of For For Management
Board
10.2 Determine Number Deputy Members (0) of For For Management
Board
11.1 Approve Remuneration of Directors in For For Management
the Aggregate Amount of SEK 4.6 Million
11.2 Approve Remuneration of Auditors For For Management
12.1 Reelect Laurent Leksell as Director For Against Management
12.2 Reelect Caroline Leksell Cooke as For Against Management
Director
12.3 Reelect Johan Malmquist as Director For For Management
12.4 Reelect Wolfgang Reim as Director For For Management
12.5 Reelect Jan Secher as Director For For Management
12.6 Reelect Birgitta Stymne Goransson as For For Management
Director
12.7 Reelect Cecilia Wikstrom as Director For For Management
12.8 Elect Laurent Leksell as Board Chair For Against Management
13 Ratify Ernst & Young as Auditors For For Management
14 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
15.a Approve Performance Share Plan 2020 For For Management
15.b Approve Equity Plan Financing For For Management
16 Approve Equity Plan Financing of 2018, For For Management
2019 and 2020 Performance Share Plans
17.a Authorize Share Repurchase Program For For Management
17.b Authorize Reissuance of Repurchased For For Management
Shares
18 Authorize Chairman of Board and For For Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
19 Amend Articles For For Management
--------------------------------------------------------------------------------
ELEKTA AB
Ticker: EKTA.B Security ID: W2479G107
Meeting Date: APR 16, 2021 Meeting Type: Special
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4.1 Designate Per Colleen as Inspector of For For Management
Minutes of Meeting
4.2 Designate Caroline Sjosten as For For Management
Inspector of Minutes of Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Extra Dividends of SEK 0.90 For For Management
Per Share
--------------------------------------------------------------------------------
ELEMENT FLEET MANAGEMENT CORP.
Ticker: EFN Security ID: 286181201
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David F. Denison For For Management
1.2 Elect Director Virginia Addicott For For Management
1.3 Elect Director Jay Forbes For For Management
1.4 Elect Director G. Keith Graham For For Management
1.5 Elect Director Joan Lamm-Tennant For For Management
1.6 Elect Director Rubin J. McDougal For For Management
1.7 Elect Director Andrew Clarke For For Management
1.8 Elect Director Alexander D. Greene For For Management
1.9 Elect Director Andrea Rosen For For Management
1.10 Elect Director Arielle Meloul-Wechsler For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
EQUINITI GROUP PLC
Ticker: EQN Security ID: G315B4104
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Mark Brooker as Director For For Management
4 Re-elect Alison Burns as Director For For Management
5 Re-elect Sally-Ann Hibberd as Director For For Management
6 Re-elect Cheryl Millington as Director For For Management
7 Re-elect Darren Pope as Director For For Management
8 Re-elect John Stier as Director For For Management
9 Re-elect Philip Yea as Director For For Management
10 Elect Paul Lynam as Director For For Management
11 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
12 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
13 Authorise Issue of Equity For For Management
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Authorise UK Political Donations and For For Management
Expenditure
17 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
18 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
FREIGHTWAYS LIMITED
Ticker: FRE Security ID: Q3956J108
Meeting Date: OCT 29, 2020 Meeting Type: Annual
Record Date: OCT 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Mark Rushworth as Director For For Management
2 Authorize Board to Fix Remuneration of For For Management
the Auditors
--------------------------------------------------------------------------------
GILDAN ACTIVEWEAR INC.
Ticker: GIL Security ID: 375916103
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald C. Berg For For Management
1.2 Elect Director Maryse Bertrand For For Management
1.3 Elect Director Marc Caira For For Management
1.4 Elect Director Glenn J. Chamandy For For Management
1.5 Elect Director Shirley E. Cunningham For For Management
1.6 Elect Director Russell Goodman For For Management
1.7 Elect Director Charles M. Herington For For Management
1.8 Elect Director Luc Jobin For For Management
1.9 Elect Director Craig A. Leavitt For For Management
1.10 Elect Director Anne Martin-Vachon For For Management
2 Advisory Vote on Executive For For Management
Compensation Approach
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
HAKUHODO DY HOLDINGS, INC.
Ticker: 2433 Security ID: J19174101
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 15
2 Amend Articles to Make Technical For For Management
Changes
3.1 Elect Director Toda, Hirokazu For For Management
3.2 Elect Director Mizushima, Masayuki For For Management
3.3 Elect Director Yajima, Hirotake For For Management
3.4 Elect Director Nishioka, Masanori For For Management
3.5 Elect Director Ebana, Akihiko For For Management
3.6 Elect Director Nakatani, Yoshitaka For For Management
3.7 Elect Director Matsuda, Noboru For For Management
3.8 Elect Director Hattori, Nobumichi For For Management
3.9 Elect Director Yamashita, Toru For For Management
--------------------------------------------------------------------------------
HAYS PLC
Ticker: HAS Security ID: G4361D109
Meeting Date: NOV 11, 2020 Meeting Type: Annual
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Andrew Martin as Director For For Management
5 Re-elect Alistair Cox as Director For For Management
6 Re-elect Paul Venables as Director For For Management
7 Re-elect Torsten Kreindl as Director For For Management
8 Re-elect Cheryl Millington as Director For For Management
9 Re-elect Susan Murray as Director For For Management
10 Re-elect MT Rainey as Director For For Management
11 Re-elect Peter Williams as Director For For Management
12 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise EU Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
HEALIUS LIMITED
Ticker: HLS Security ID: Q4548G107
Meeting Date: OCT 22, 2020 Meeting Type: Annual
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3 Elect Robert Hubbard as Director For For Management
4 Approve Issuance of Securities Under For For Management
the Short-Term Incentive Plan
5 Approve Issuance of Securities to For For Management
Malcolm Parmenter
6 Approve the Amendments to the For For Management
Company's Constitution
--------------------------------------------------------------------------------
HOWDEN JOINERY GROUP PLC
Ticker: HWDN Security ID: G4647J102
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Paul Hayes as Director For For Management
5 Re-elect Karen Caddick as Director For For Management
6 Re-elect Andrew Cripps as Director For For Management
7 Re-elect Geoff Drabble as Director For For Management
8 Re-elect Louise Fowler as Director For For Management
9 Re-elect Andrew Livingston as Director For For Management
10 Re-elect Richard Pennycook as Director For For Management
11 Re-elect Debbie White as Director For For Management
12 Reappoint Deloitte LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise UK Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
INCITEC PIVOT LIMITED
Ticker: IPL Security ID: Q4887E101
Meeting Date: DEC 18, 2020 Meeting Type: Annual
Record Date: DEC 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect George Biltz as Director For For Management
2b Elect Brian Kruger as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of Performance Rights to For For Management
Jeanne Johns
--------------------------------------------------------------------------------
ISS A/S
Ticker: ISS Security ID: K5591Y107
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Treatment of Net Loss For For Management
4 Approve Discharge of Management and For For Management
Board
5 Authorize Share Repurchase Program For For Management
6 Approve Remuneration Report (Advisory For For Management
Vote)
7 Approve Remuneration of Directors in For For Management
the Amount of DKK 1.3 Million for
Chair, DKK 694,500 for Vice Chair and
DKK 436,000 for Other Directors;
Approve Remuneration for Committee
Work; Approve Remuneration for Auditors
8.a Reelect Valerie Beaulieu as Director For For Management
8.b Reelect Henrik Poulsen as Director For For Management
8.c Elect Niels Smedegaard as New Director For For Management
8.d Reelect Soren Thorup Sorensen as For For Management
Director
8.e Reelect Ben Stevens as Director For For Management
8.f Reelect Cynthia Mary Trudell as For For Management
Director
8.g Elect Kelly Kuhn as New Director For For Management
9 Ratify Ernst & Young as Auditors For For Management
10.a Allow Shareholder Meetings to be Held For For Management
by Electronic Means Only
10.b Amend Articles Re: Editorial Changes For For Management
for Agenda
10.c Amend Articles Re: Participation at For For Management
General Meetings
10.d Amend Articles Re: Differentiation of For For Management
Votes
11 Other Business None None Management
--------------------------------------------------------------------------------
IWG PLC
Ticker: IWG Security ID: G4969N103
Meeting Date: DEC 21, 2020 Meeting Type: Special
Record Date: DEC 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorise Issue of Equity Pursuant to For For Management
the Conversion of the Convertible
Bonds Under the Convertible Bond
Offering
2 Authorise Issue of Equity without For For Management
Pre-emptive Rights Pursuant to the
Conversion of the Convertible Bonds
Under the Convertible Bond Offering
--------------------------------------------------------------------------------
IWG PLC
Ticker: IWG Security ID: G4969N103
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Ratify KPMG Ireland as Auditors For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Re-elect Mark Dixon as Director For For Management
6 Re-elect Laurie Harris as Director For For Management
7 Re-elect Nina Henderson as Director For For Management
8 Elect Glyn Hughes as Director For For Management
9 Re-elect Francois Pauly as Director For For Management
10 Re-elect Florence Pierre as Director For For Management
11 Re-elect Douglas Sutherland as Director For For Management
12 Authorise Issue of Equity For For Management
13 Authorise the Company to Hold as For For Management
Treasury Shares Any Shares Purchased
or Contracted to be Purchased by the
Company Pursuant to the Authority
Granted in Resolution 14
14 Authorise Market Purchase of Ordinary For For Management
Shares
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
17 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
JULIUS BAER GRUPPE AG
Ticker: BAER Security ID: H4414N103
Meeting Date: NOV 02, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income and For For Management
Dividends of CHF 0.75 per Share
2 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
JULIUS BAER GRUPPE AG
Ticker: BAER Security ID: H4414N103
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of CHF 1.75 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Approve Remuneration of Board of For For Management
Directors in the Amount of CHF 3.9
Million from 2021 AGM Until 2022 AGM
4.2.1 Approve Variable Cash-Based For For Management
Remuneration of Executive Committee in
the Amount of CHF 11.6 Million for
Fiscal 2020
4.2.2 Approve Variable Share-Based For For Management
Remuneration of Executive Committee in
the Amount of CHF 11.5 Million for
Fiscal 2021
4.2.3 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 9.2 Million for Fiscal 2021
5.1.1 Reelect Romeo Lacher as Director For For Management
5.1.2 Reelect Gilbert Achermann as Director For For Management
5.1.3 Reelect Heinrich Baumann as Director For For Management
5.1.4 Reelect Richard Campbell-Breeden as For For Management
Director
5.1.5 Reelect Ivo Furrer as Director For For Management
5.1.6 Reelect Claire Giraut as Director For For Management
5.1.7 Reelect Kathryn Shih as Director For For Management
5.1.8 Reelect Eunice Zehnder-Lai as Director For For Management
5.1.9 Reelect Olga Zoutendijk as Director For For Management
5.2 Elect David Nicol as Director For For Management
5.3 Reelect Romeo Lacher as Board Chairman For For Management
5.4.1 Reappoint Gilbert Achermann as Member For For Management
of the Compensation Committee
5.4.2 Reappoint Richard Campbell-Breeden as For For Management
Member of the Compensation Committee
5.4.3 Appoint Kathryn Shih as Member of the For For Management
Compensation Committee (as per Sep. 1,
2020)
5.4.4 Reappoint Eunice Zehnder-Lai as Member For For Management
of the Compensation Committee
6 Ratify KPMG AG as Auditors For For Management
7 Designate Marc Nater as Independent For For Management
Proxy
8 Approve CHF 51,700 Reduction in Share For For Management
Capital as Part of the Share Buyback
Program via Cancellation of
Repurchased Shares
9 Amend Articles Re: Editorial Changes For For Management
10 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
KIMBERLY-CLARK DE MEXICO SAB DE CV
Ticker: KIMBERA Security ID: P60694117
Meeting Date: FEB 26, 2021 Meeting Type: Annual
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income
2 Elect or Ratify Principal and For Did Not Vote Management
Alternate Members of Board of
Directors, Chairman of Audit and
Corporate Practices Committee and
Secretary; Verify Director's
Independence
3 Approve Remuneration of Principal and For Did Not Vote Management
Alternate Members of Board of
Directors, Board Committees and
Secretary
4 Approve Report on Share Repurchase For Did Not Vote Management
Policies and Set Maximum Amount of
Share Repurchase Reserve
5 Approve Cash Dividends of MXN 1.72 per For Did Not Vote Management
Series A and B Shares; Such Dividends
Will Be Distributed in Four
Installments of MXN 0.43
6 Authorize Board to Ratify and Execute For Did Not Vote Management
Approved Resolutions
--------------------------------------------------------------------------------
KONECRANES OYJ
Ticker: KCR Security ID: X4550J108
Meeting Date: DEC 18, 2020 Meeting Type: Special
Record Date: DEC 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Approve Merger Agreement with Cargotec For Against Management
Corporation
7 Close Meeting None None Management
--------------------------------------------------------------------------------
KONECRANES OYJ
Ticker: KCR Security ID: X4550J108
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.88 Per Share
9 Authorize Board to Decide on the For For Management
Distribution of an Extra Dividend of
up to EUR 2 Per Share
10 Approve Discharge of Board and For For Management
President
11 Approve Remuneration Report (Advisory For For Management
Vote)
12 Approve Remuneration of Directors in For For Management
the Amount of EUR 140,000 for
Chairman, EUR 100,000 for Vice
Chairman and EUR 70,000 for Other
Directors; Approve Meeting Fees and
Compensation for Committee Work
13 Fix Number of Directors at Seven For For Management
14 Reelect Janina Kugel, Ulf Liljedahl, For Against Management
Janne Martin, Niko Mokkila, Per Vegard
Nerseth, Paivi Rekonen and Christoph
Vitzthum (Chair) as Directors
15 Approve Remuneration of Auditors For For Management
16 Ratify Ernst & Young as Auditors For For Management
17 Authorize Share Repurchase Program For For Management
18 Approve Issuance of up to 7.5 Million For For Management
Shares without Preemptive Rights
19 Authorize Reissuance of Repurchased For For Management
Shares
20 Approve Transfer of up to 500,000 For For Management
Shares in Connection to Share Saving
Plans for Entitled Participants
21 Approve Charitable Donations of up to For For Management
EUR 200,000
22 Close Meeting None None Management
--------------------------------------------------------------------------------
LINK ADMINISTRATION HOLDINGS LIMITED
Ticker: LNK Security ID: Q5S646100
Meeting Date: OCT 27, 2020 Meeting Type: Annual
Record Date: OCT 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Peeyush Gupta as Director For For Management
2 Elect Sally Pitkin as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Link Group Omnibus Equity Plan For For Management
5 Approve Issuance of Performance Share For For Management
Rights to Vivek Bhatia
6 Approve the Amendments to the For For Management
Company's Constitution
--------------------------------------------------------------------------------
LOOMIS AB
Ticker: LOOMIS Security ID: W5S50Y116
Meeting Date: DEC 10, 2020 Meeting Type: Special
Record Date: DEC 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Approve Dividends of SEK 5.50 Per Share For For Management
8 Close Meeting None None Management
--------------------------------------------------------------------------------
LOOMIS AB
Ticker: LOOMIS Security ID: W5S50Y116
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.a Designate Elisabet Jamal Bergstrom as For For Management
Inspector of Minutes of Meeting
2.b Designate Jacob Lundgren as Inspector For For Management
of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6.a Receive Financial Statements and None None Management
Statutory Reports
6.b Receive Auditor's Report on None None Management
Application of Guidelines for
Remuneration for Executive Management
7a Accept Financial Statements and For For Management
Statutory Reports
7b Approve Allocation of Income and For For Management
Dividends of SEK 6.00 Per Share
7c Approve May 10, 2021 as Record Date For For Management
for Dividend Payment
7d1 Approve Discharge of Board Chairman For For Management
Alf Goransson
7d2 Approve Discharge of Board Member For For Management
Jeanette Almberg
7d3 Approve Discharge of Board Member Lars For For Management
Blecko
7d4 Approve Discharge of Board Member For For Management
Cecilia Daun Wennborg
7d5 Approve Discharge of Board Member For For Management
Johan Lundberg
7d6 Approve Discharge of Board Member Jan For For Management
Svensson
7d7 Approve Discharge of Board Member and For For Management
Employee Representative Sofie Norden
7d8 Approve Discharge of Deputy Board For For Management
Member and Employee Representative
Jasmina Petrovic
7d9 Approve Discharge of Former Board For For Management
Member Ingrid Bonde
7d10 Approve Discharge of Former Deputy For For Management
Board Member and Employee
Representative Janna Astrom
7d11 Approve Discharge of CEO and Former For For Management
Board Member Patrik Andersson
8 Determine Number of Members (6) and For For Management
Deputy Members of Board (0)
9 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.05 Million for
Chairman and SEK 445,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
10 Reelect Alf Goransson (Chairman), For For Management
Jeanette Almberg, Lars Blecko, Cecilia
Daun Wennborg and Johan Lundberg as
Directors; Elect Liv Forhaug as New
Director
11 Ratify Deloitte as Auditors For For Management
12 Approve Remuneration Report For For Management
13 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
14 Approve Performance Share Plan (LTIP For For Management
2021)
15 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
16 Amend Articles Re: Proxies and Postal For For Management
Voting
--------------------------------------------------------------------------------
LSL PROPERTY SERVICES PLC
Ticker: LSL Security ID: G571AR102
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Gaby Appleton as Director For For Management
4 Re-elect Helen Buck as Director For For Management
5 Re-elect Adam Castleton as Director For For Management
6 Re-elect Simon Embley as Director For For Management
7 Re-elect Darrell Evans as Director For For Management
8 Re-elect Bill Shannon as Director For For Management
9 Re-elect David Stewart as Director For For Management
10 Reappoint Ernst & Young LLP as Auditors For For Management
11 Authorise Board to Fix Remuneration of For For Management
Auditors
12 Authorise Issue of Equity For For Management
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
17 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
MEGACABLE HOLDINGS SAB DE CV
Ticker: MEGACPO Security ID: P652AE117
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve CEO's Report For Did Not Vote Management
2 Receive Directors' Opinions on CEO's For Did Not Vote Management
Report
3 Approve Board of Directors' Report For Did Not Vote Management
4 Approve Reports of Corporate Practices For Did Not Vote Management
and Audit Committees Chairmen
5 Approve Allocation of Income For Did Not Vote Management
6 Approve Repurchase Transactions of CPOs For Did Not Vote Management
7 Set Maximum Amount of Share Repurchase For Did Not Vote Management
Reserve
8 Elect or Ratify Directors, Secretary For Did Not Vote Management
and their Respective Alternates
9 Classification of Principal and For Did Not Vote Management
Alternate Board Members' Independence
10 Elect or Ratify Chairman of Audit For Did Not Vote Management
Committee and Corporate Practices
Committee
11 Approve Remuneration of Directors, For Did Not Vote Management
Secretary, and Members of Audit and
Corporate Practices Committees
12 Authorize Board to Ratify and Execute For Did Not Vote Management
Approved Resolutions
--------------------------------------------------------------------------------
METSO OUTOTEC OYJ
Ticker: MOCORP Security ID: X5404W104
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.20 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Report (Advisory For For Management
Vote)
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 150,000 for
Chairman, EUR 80,000 for Vice
Chairman, and EUR 65,000 for Other
Directors; Approve Meeting Fees;
Approve Remuneration for Committee Work
12 Fix Number of Directors at Seven For For Management
13 Reelect Klaus Cawen (Vice Chair), For For Management
Christer Gardell, Antti Makinen, Ian W.
Pearce, Kari Stadigh (Chair),
Emanuela Speranza and Arja Talma as
Directors
14 Approve Remuneration of Auditors For For Management
15 Ratify Ernst & Young as Auditors For For Management
16 Authorize Share Repurchase Program For For Management
17 Approve Issuance of up to 82 Million For For Management
Shares without Preemptive Rights
18 Close Meeting None None Management
--------------------------------------------------------------------------------
MITIE GROUP PLC
Ticker: MTO Security ID: G6164F157
Meeting Date: JUL 13, 2020 Meeting Type: Special
Record Date: JUL 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorise Issue of Equity in For For Management
Connection with the Rights Issue
--------------------------------------------------------------------------------
MITIE GROUP PLC
Ticker: MTO Security ID: G6164F157
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Derek Mapp as Director For For Management
4 Re-elect Phil Bentley as Director For For Management
5 Elect Andrew Peeler as Director For For Management
6 Re-elect Nivedita Bhagat as Director For For Management
7 Re-elect Baroness Couttie as Director For For Management
8 Re-elect Jennifer Duvalier as Director For For Management
9 Re-elect Mary Reilly as Director For For Management
10 Re-elect Roger Yates as Director For For Management
11 Reappoint BDO LLP as Auditors For For Management
12 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
13 Authorise EU Political Donations and For For Management
Expenditure
14 Authorise Issue of Equity For For Management
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
MITIE GROUP PLC
Ticker: MTO Security ID: G6164F157
Meeting Date: NOV 23, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of the Entire For Against Management
Issued Share Capital of Interserve
Facilities Management
2 Authorise Issue of Equity in For Against Management
Connection with the Acquisition
3 Authorise Off-Market Purchase of Shares For Against Management
--------------------------------------------------------------------------------
MORGAN ADVANCED MATERIALS PLC
Ticker: MGAM Security ID: G62496131
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Jane Aikman as Director For For Management
5 Re-elect Helen Bunch as Director For For Management
6 Re-elect Douglas Caster as Director For For Management
7 Re-elect Laurence Mulliez as Director For For Management
8 Re-elect Pete Raby as Director For For Management
9 Re-elect Peter Turner as Director For For Management
10 Re-elect Clement Woon as Director For For Management
11 Reappoint Deloitte LLP as Auditors For For Management
12 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
13 Authorise UK Political Donations and For For Management
Expenditure
14 Authorise Issue of Equity For For Management
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
19 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
NOS SGPS SA
Ticker: NOS Security ID: X5S8LH105
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements and Statutory
Reports
2 Approve Allocation of Income For For Management
3 Appraise Management and Supervision of For For Management
Company and Approve Vote of Confidence
to Corporate Bodies
4 Approve Statement on Remuneration For Against Management
Policy
5 Authorize Repurchase and Reissuance of For For Management
Shares
6 Authorize Repurchase and Reissuance of For For Management
Repurchased Debt Instruments
7 Ratify Co-options of Daniel Lopes For Against Management
Beato and Filipa de Sousa Taveira da
Gama Santos Carvalho as Directors
--------------------------------------------------------------------------------
OOH!MEDIA LIMITED
Ticker: OML Security ID: Q7108D109
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report None For Management
2 Elect Andrew Stevens as Director For For Management
3 Approve Issuance of Securities under For For Management
the Equity Incentive Plan
4 Approve Grant of Performance Rights to For For Management
Catherine O'Connor
--------------------------------------------------------------------------------
PAGEGROUP PLC
Ticker: PAGE Security ID: G68668105
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect David Lowden as Director For For Management
4 Re-elect Simon Boddie as Director For For Management
5 Re-elect Patrick De Smedt as Director For For Management
6 Re-elect Steve Ingham as Director For For Management
7 Re-elect Kelvin Stagg as Director For For Management
8 Re-elect Michelle Healy as Director For For Management
9 Re-elect Sylvia Metayer as Director For For Management
10 Re-elect Angela Seymour-Jackson as For For Management
Director
11 Elect Ben Stevens as Director For For Management
12 Reappoint Ernst & Young LLP as Auditors For For Management
13 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
14 Authorise Issue of Equity For For Management
15 Authorise UK Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
19 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
PIRELLI & C. SPA
Ticker: PIRC Security ID: T76434264
Meeting Date: MAR 24, 2021 Meeting Type: Special
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Angelos Papadimitriou as Director For For Management
1 Authorize the Convertibility of the For For Management
Equity-Linked Bond; Approve Capital
Increase Without Preemptive Rights to
the Service of the Bond
--------------------------------------------------------------------------------
PIRELLI & C. SPA
Ticker: PIRC Security ID: T76434264
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Allocation of Income For For Management
2 Elect Giorgio Luca Bruno as Director For For Management
3.1.1 Slate 1 Submitted by Marco Polo None For Shareholder
International Italy Srl and Camfin SpA
3.1.2 Slate 2 Submitted by Institutional None Against Shareholder
Investors (Assogestioni)
3.2 Appoint Chairman of Internal Statutory None None Shareholder
Auditors
3.3 Approve Internal Auditors' Remuneration None For Shareholder
4.1 Approve Remuneration Policy For For Management
4.2 Approve Second Section of the For For Management
Remuneration Report
5.1 Approve Three-year Monetary Incentive For For Management
Plan
5.2 Approve Adjustment of the Cumulative For For Management
Group Net Cash Flow Target and
Normalization of Total Shareholder
Return Target included in the
Three-year Monetary Incentive Plan
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
PT SARANA MENARA NUSANTARA TBK
Ticker: TOWR Security ID: Y71369113
Meeting Date: MAY 31, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Discharge of
Directors and Commissioners
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Remuneration and Tantiem of For For Management
Directors and Commissioners
4 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Approve Payment of Interim Dividends For For Management
6 Approve Changes in the Boards of the For For Management
Company
--------------------------------------------------------------------------------
PT SARANA MENARA NUSANTARA TBK
Ticker: TOWR Security ID: Y71369113
Meeting Date: MAY 31, 2021 Meeting Type: Special
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Management and Employee Stock For Against Management
Ownership Program (MESOP)
--------------------------------------------------------------------------------
PT TOWER BERSAMA INFRASTRUCTURE TBK
Ticker: TBIG Security ID: Y71372109
Meeting Date: NOV 12, 2020 Meeting Type: Special
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of Bonds or Notes For For Management
--------------------------------------------------------------------------------
PT TOWER BERSAMA INFRASTRUCTURE TBK
Ticker: TBIG Security ID: Y71372109
Meeting Date: MAR 30, 2021 Meeting Type: Special
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Buy and Takeover of For For Management
Telecommunication Towers from PT Inti
Bangun Sejahtera Tbk by PT Tower
Bersama, a Company's Subsidiary
2 Approve Cash Dividend For For Management
--------------------------------------------------------------------------------
RANDSTAD NV
Ticker: RAND Security ID: N7291Y137
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Receive Reports of Management Board None None Management
and Supervisory Board (Non-Voting)
2b Approve Remuneration Report For For Management
2c Adopt Financial Statements For For Management
2d Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2e Approve Regular Dividends of EUR 1.62 For For Management
Per Share
2f Approve Special Dividends of EUR 1.62 For For Management
Per Share
3a Approve Discharge of Management Board For For Management
3b Approve Discharge of Supervisory Board For For Management
4 Amend Remuneration Policy For For Management
5 Elect Sander van't Noordende to For For Management
Supervisory Board
6a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital and
Exclude Preemptive Rights
6b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6c Authorize Cancel Repurchase of Up to For For Management
10 Percent of Issued Share Capital
under Item 6b
7 Ratify Deloitte as Auditors For For Management
8 Other Business (Non-Voting) None None Management
9 Close Meeting None None Management
--------------------------------------------------------------------------------
SOFTWARE AG
Ticker: SOW Security ID: D7045M190
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.76 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify BDO AG as Auditors for Fiscal For For Management
Year 2021
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
8 Approve Creation of EUR 14.8 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
9 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 750 Million;
Approve Creation of EUR 14.8 Million
Pool of Capital to Guarantee
Conversion Rights
10 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
11 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
12 Amend Articles Re: Age Limit for For For Management
Supervisory Board Members
13 Approve Affiliation Agreement with For For Management
Cumulocity GmbH
--------------------------------------------------------------------------------
ST. JAMES'S PLACE PLC
Ticker: STJ Security ID: G5005D124
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Andrew Croft as Director For For Management
4 Re-elect Ian Gascoigne as Director For For Management
5 Re-elect Craig Gentle as Director For For Management
6 Re-elect Emma Griffin as Director For For Management
7 Re-elect Rosemary Hilary as Director For For Management
8 Re-elect Simon Jeffreys as Director For For Management
9 Re-elect Roger Yates as Director For For Management
10 Elect Lesley-Ann Nash as Director For For Management
11 Elect Paul Manduca as Director For For Management
12 Approve Remuneration Report For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
(PwC) as Auditors
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
STANDARD LIFE ABERDEEN PLC
Ticker: SLA Security ID: G84246118
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reappoint KPMG LLP as Auditors For For Management
4 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
5 Approve Remuneration Report For For Management
6A Re-elect Sir Douglas Flint as Director For For Management
6B Re-elect Jonathan Asquith as Director For For Management
6C Re-elect Stephanie Bruce as Director For For Management
6D Re-elect John Devine as Director For For Management
6E Re-elect Melanie Gee as Director For For Management
6F Re-elect Brian McBride as Director For For Management
6G Re-elect Martin Pike as Director For For Management
6H Re-elect Cathleen Raffaeli as Director For For Management
6I Re-elect Cecilia Reyes as Director For For Management
6J Re-elect Jutta af Rosenborg as Director For For Management
7 Elect Stephen Bird as Director For For Management
8 Authorise UK Political Donations and For For Management
Expenditure
9 Authorise Issue of Equity For For Management
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise Issue of Equity in Relation For For Management
to the Issue of Convertible Bonds
13 Authorise Issue of Equity without For For Management
Pre-Emptive Rights in Relation to the
Issue of Convertible Bonds
14 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
15 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
STHREE PLC
Ticker: STEM Security ID: G8499E103
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Mark Dorman as Director For For Management
5 Re-elect Alex Smith as Director For For Management
6 Re-elect Anne Fahy as Director For For Management
7 Re-elect James Bilefield as Director For For Management
8 Re-elect Barrie Brien as Director For For Management
9 Re-elect Denise Collis as Director For For Management
10 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
11 Authorise Board to Fix Remuneration of For For Management
Auditors
12 Authorise UK Political Donations and For For Management
Expenditure
13 Authorise Issue of Equity For For Management
14 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
SUGI HOLDINGS CO., LTD.
Ticker: 7649 Security ID: J7687M106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: FEB 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sakakibara, Eiichi For For Management
1.2 Elect Director Sugiura, Katsunori For For Management
1.3 Elect Director Sugiura, Shinya For For Management
1.4 Elect Director Kamino, Shigeyuki For For Management
1.5 Elect Director Hayama, Yoshiko For For Management
1.6 Elect Director Hori, Michiko For For Management
--------------------------------------------------------------------------------
SULZER AG
Ticker: SUN Security ID: H83580284
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
(Non-Binding)
2 Approve Allocation of Income and For For Management
Dividends of CHF 4.00 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 3 Million
4.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 19.5
Million
5.1 Reelect Peter Loescher as Director and For For Management
Board Chairman
5.2.1 Reelect Hanne Sorensen as Director For For Management
5.2.2 Reelect Matthias Bichsel as Director For For Management
5.2.3 Reelect Mikhail Lifshitz as Director For For Management
5.2.4 Reelect Alexey Moskov as Director For Against Management
5.2.5 Reelect Gerhard Roiss as Director For For Management
5.3.1 Elect Suzanne Thoma as Director For For Management
5.3.2 Elect David Metzger as Director For For Management
6.1.1 Reappoint Hanne Sorensen as Member of For For Management
the Compensation Committee
6.1.2 Reappoint Gerhard Roiss as Member of For For Management
the Compensation Committee
6.2 Appoint Suzanne Thoma as Member of the For For Management
Compensation Committee
7 Ratify KPMG AG as Auditors For For Management
8 Designate Proxy Voting Services GmbH For For Management
as Independent Proxy
9 Approve Creation of CHF 17,000 Pool of For For Management
Conditional Capital for Bonds or
Similar Debt Instruments
10 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
TIS, INC. (JAPAN)
Ticker: 3626 Security ID: J8T622102
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 24
2 Amend Articles to Amend Business Lines For For Management
3.1 Elect Director Kuwano, Toru For For Management
3.2 Elect Director Okamoto, Yasushi For For Management
3.3 Elect Director Adachi, Masahiko For For Management
3.4 Elect Director Yanai, Josaku For For Management
3.5 Elect Director Kitaoka, Takayuki For For Management
3.6 Elect Director Shinkai, Akira For For Management
3.7 Elect Director Sano, Koichi For For Management
3.8 Elect Director Tsuchiya, Fumio For For Management
3.9 Elect Director Mizukoshi, Naoko For For Management
4 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
TITAN CEMENT INTERNATIONAL SA
Ticker: TITC Security ID: B9152F101
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' and Auditors' None None Management
Reports (Non-Voting)
2 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
3 Approve Financial Statements and For For Management
Allocation of Income
4 Approve Remuneration Report For For Management
5 Approve Discharge of Directors For For Management
6 Approve Discharge of Auditors For For Management
7 Elect Ioannis (Yanni) Paniaras as For For Management
Director
8 Elect Kyriakos Riris as Independent For For Management
Director
9 Elect Stylianos (Stelios) For For Management
Triantafyllides as Independent Director
10 Approve Auditors' Remuneration For For Management
11 Approve Change-of-Control Clause Re: For For Management
Various Agreements
12 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
TRAVIS PERKINS PLC
Ticker: TPK Security ID: G90202105
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Elect Jasmine Whitbread as Director For For Management
5 Re-elect Marianne Culver as Director For For Management
6 Re-elect Blair Illingworth as Director For For Management
7 Re-elect Coline McConville as Director For For Management
8 Re-elect Pete Redfern as Director For For Management
9 Re-elect Nick Roberts as Director For For Management
10 Re-elect John Rogers as Director For For Management
11 Re-elect Alan Williams as Director For For Management
12 Reappoint KPMG LLP as Auditors For For Management
13 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
14 Authorise Issue of Equity For For Management
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Adopt New Articles of Association For For Management
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
20 Approve UK Sharesave Scheme and For For Management
International Sharesave Scheme
21 Approve Restricted Share Plan For For Management
--------------------------------------------------------------------------------
TRAVIS PERKINS PLC
Ticker: TPK Security ID: G90202105
Meeting Date: APR 27, 2021 Meeting Type: Special
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Demerger of the Wickes Group For For Management
from the Travis Perkins Group to be
Implemented Through the Demerger
Dividend
2 Approve Share Consolidation For For Management
3 Approve Deferred Annual Bonus Plan, For For Management
Long Term Incentive Plan, Share
Incentive Plan and Savings Related
Share Option Scheme
--------------------------------------------------------------------------------
WYNN MACAU LIMITED
Ticker: 1128 Security ID: G98149100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Linda Chen as Director For For Management
2b Elect Craig S. Billings as Director For Against Management
2c Elect Jeffrey Kin-fung Lam as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Issuance of Shares Under the For For Management
Employee Ownership Scheme
=========================== The Oakmark Select Fund ============================
ALLY FINANCIAL INC.
Ticker: ALLY Security ID: 02005N100
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Franklin W. Hobbs For For Management
1b Elect Director Kenneth J. Bacon For For Management
1c Elect Director Katryn (Trynka) For For Management
Shineman Blake
1d Elect Director Maureen A. For For Management
Breakiron-Evans
1e Elect Director William H. Cary For For Management
1f Elect Director Mayree C. Clark For For Management
1g Elect Director Kim S. Fennebresque For For Management
1h Elect Director Marjorie Magner For For Management
1i Elect Director Brian H. Sharples For For Management
1j Elect Director John J. Stack For For Management
1k Elect Director Michael F. Steib For For Management
1l Elect Director Jeffrey J. Brown For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
6 Amend Qualified Employee Stock For For Management
Purchase Plan
7 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Larry Page For For Management
1b Elect Director Sergey Brin For For Management
1c Elect Director Sundar Pichai For For Management
1d Elect Director John L. Hennessy For For Management
1e Elect Director Frances H. Arnold For For Management
1f Elect Director L. John Doerr For For Management
1g Elect Director Roger W. Ferguson, Jr. For For Management
1h Elect Director Ann Mather For For Management
1i Elect Director Alan R. Mulally For For Management
1j Elect Director K. Ram Shriram For For Management
1k Elect Director Robin L. Washington For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Require Independent Director Nominee Against Against Shareholder
with Human and/or Civil Rights
Experience
6 Assess Feasibility of Including Against Against Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
7 Report on Takedown Requests Against Against Shareholder
8 Report on Whistleblower Policies and Against Against Shareholder
Practices
9 Report on Charitable Contributions Against Against Shareholder
10 Report on Risks Related to Against Against Shareholder
Anticompetitive Practices
11 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Cole, Jr. For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director Brian Duperreault For For Management
1d Elect Director John H. Fitzpatrick For For Management
1e Elect Director William G. Jurgensen For For Management
1f Elect Director Christopher S. Lynch For For Management
1g Elect Director Linda A. Mills For For Management
1h Elect Director Thomas F. Motamed For For Management
1i Elect Director Peter R. Porrino For For Management
1j Elect Director Amy L. Schioldager For For Management
1k Elect Director Douglas M. Steenland For For Management
1l Elect Director Therese M. Vaughan For For Management
1m Elect Director Peter S. Zaffino For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
APA CORP.
Ticker: APA Security ID: 03743Q108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Annell R. Bay For For Management
2 Elect Director John J. Christmann, IV For For Management
3 Elect Director Juliet S. Ellis For For Management
4 Elect Director Chansoo Joung For For Management
5 Elect Director John E. Lowe For For Management
6 Elect Director H. Lamar McKay For For Management
7 Elect Director William C. Montgomery For For Management
8 Elect Director Amy H. Nelson For For Management
9 Elect Director Daniel W. Rabun For For Management
10 Elect Director Peter A. Ragauss For For Management
11 Ratify Ernst & Young LLP as Auditor For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Amend Charter to Remove the For For Management
Pass-Through Voting Provision
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Frank P. Bramble, Sr. For For Management
1d Elect Director Pierre J.P. de Weck For For Management
1e Elect Director Arnold W. Donald For For Management
1f Elect Director Linda P. Hudson For For Management
1g Elect Director Monica C. Lozano For For Management
1h Elect Director Thomas J. May For For Management
1i Elect Director Brian T. Moynihan For For Management
1j Elect Director Lionel L. Nowell, III For For Management
1k Elect Director Denise L. Ramos For For Management
1l Elect Director Clayton S. Rose For For Management
1m Elect Director Michael D. White For For Management
1n Elect Director Thomas D. Woods For For Management
1o Elect Director R. David Yost For For Management
1p Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against Against Shareholder
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Approve Change in Organizational Form Against Against Shareholder
8 Request on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
BOOKING HOLDINGS INC.
Ticker: BKNG Security ID: 09857L108
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Armstrong For For Management
1.2 Elect Director Glenn D. Fogel For For Management
1.3 Elect Director Mirian M. Graddick-Weir For For Management
1.4 Elect Director Wei Hopeman For For Management
1.5 Elect Director Robert J. Mylod, Jr. For For Management
1.6 Elect Director Charles H. Noski For For Management
1.7 Elect Director Nicholas J. Read For For Management
1.8 Elect Director Thomas E. Rothman For For Management
1.9 Elect Director Bob van Dijk For For Management
1.10 Elect Director Lynn M. Vojvodich For For Management
1.11 Elect Director Vanessa A. Wittman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent For For Management
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Report on Annual Climate Transition Against Against Shareholder
8 Annual Investor Advisory Vote on Against Against Shareholder
Climate Plan
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard D. Fairbank For For Management
1b Elect Director Ime Archibong For For Management
1c Elect Director Ann Fritz Hackett For For Management
1d Elect Director Peter Thomas Killalea For For Management
1e Elect Director Cornelis "Eli" Leenaars For For Management
1f Elect Director Francois Locoh-Donou For For Management
1g Elect Director Peter E. Raskind For For Management
1h Elect Director Eileen Serra For For Management
1i Elect Director Mayo A. Shattuck, III For For Management
1j Elect Director Bradford H. Warner For For Management
1k Elect Director Catherine G. West For For Management
1l Elect Director Craig Anthony Williams For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CBRE GROUP, INC.
Ticker: CBRE Security ID: 12504L109
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brandon B. Boze For For Management
1b Elect Director Beth F. Cobert For For Management
1c Elect Director Reginald H. Gilyard For For Management
1d Elect Director Shira D. Goodman For For Management
1e Elect Director Christopher T. Jenny For For Management
1f Elect Director Gerardo I. Lopez For For Management
1g Elect Director Oscar Munoz For For Management
1h Elect Director Robert E. Sulentic For For Management
1i Elect Director Laura D. Tyson For For Management
1j Elect Director Sanjiv Yajnik For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC.
Ticker: CHTR Security ID: 16119P108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Lance Conn For For Management
1b Elect Director Kim C. Goodman For For Management
1c Elect Director Craig A. Jacobson For For Management
1d Elect Director Gregory B. Maffei For For Management
1e Elect Director John D. Markley, Jr. For For Management
1f Elect Director David C. Merritt For For Management
1g Elect Director James E. Meyer For For Management
1h Elect Director Steven A. Miron For For Management
1i Elect Director Balan Nair For For Management
1j Elect Director Michael A. Newhouse For For Management
1k Elect Director Mauricio Ramos For For Management
1l Elect Director Thomas M. Rutledge For For Management
1m Elect Director Eric L. Zinterhofer For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Report on Lobbying Payments and Policy Against Against Shareholder
4 Require Independent Board Chair Against Against Shareholder
5 Publish Annually a Report Assessing Against Against Shareholder
Diversity, Equity, and Inclusion
Efforts
6 Report on Greenhouse Gas Emissions Against Against Shareholder
Disclosure
7 Adopt Policy to Annually Disclose Against Against Shareholder
EEO-1 Data
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ellen M. Costello For For Management
1b Elect Director Grace E. Dailey For For Management
1c Elect Director Barbara J. Desoer For For Management
1d Elect Director John C. Dugan For For Management
1e Elect Director Jane N. Fraser For For Management
1f Elect Director Duncan P. Hennes For For Management
1g Elect Director Peter B. Henry For For Management
1h Elect Director S. Leslie Ireland For For Management
1i Elect Director Lew W. (Jay) Jacobs, IV For For Management
1j Elect Director Renee J. James For For Management
1k Elect Director Gary M. Reiner For For Management
1l Elect Director Diana L. Taylor For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Deborah C. Wright For For Management
1o Elect Director Alexander R. Wynaendts For For Management
1p Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against Against Shareholder
6 Require Independent Board Chair Against Against Shareholder
7 Adopt a Policy to Include Against Against Shareholder
Non-Management Employees as
Prospective Director Candidates
8 Report on Lobbying Payments and Policy Against Against Shareholder
9 Report on Racial Equity Audit Against Against Shareholder
10 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
CONSTELLATION BRANDS, INC.
Ticker: STZ Security ID: 21036P108
Meeting Date: JUL 21, 2020 Meeting Type: Annual
Record Date: MAY 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christy Clark For For Management
1.2 Elect Director Jennifer M. Daniels For For Management
1.3 Elect Director Jerry Fowden For For Management
1.4 Elect Director Ernesto M. Hernandez For For Management
1.5 Elect Director Susan Somersille Johnson For For Management
1.6 Elect Director James A. Locke, III For For Management
1.7 Elect Director Jose Manuel Madero Garza For For Management
1.8 Elect Director Daniel J. McCarthy For For Management
1.9 Elect Director William A. Newlands For For Management
1.10 Elect Director Richard Sands For For Management
1.11 Elect Director Robert Sands For For Management
1.12 Elect Director Judy A. Schmeling For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janet F. Clark For For Management
1b Elect Director Charles R. Crisp For For Management
1c Elect Director Robert P. Daniels For For Management
1d Elect Director James C. Day For For Management
1e Elect Director C. Christopher Gaut For For Management
1f Elect Director Michael T. Kerr For For Management
1g Elect Director Julie J. Robertson For For Management
1h Elect Director Donald F. Textor For For Management
1i Elect Director William R. Thomas For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peggy Alford For For Management
1.2 Elect Director Marc L. Andreessen For For Management
1.3 Elect Director Andrew W. Houston For For Management
1.4 Elect Director Nancy Killefer For For Management
1.5 Elect Director Robert M. Kimmitt For For Management
1.6 Elect Director Sheryl K. Sandberg For For Management
1.7 Elect Director Peter A. Thiel For For Management
1.8 Elect Director Tracey T. Travis For For Management
1.9 Elect Director Mark Zuckerberg For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Non-Employee Director For For Management
Compensation Policy
4 Approve Recapitalization Plan for all Against Against Shareholder
Stock to Have One-vote per Share
5 Require Independent Board Chair Against Against Shareholder
6 Report on Online Child Sexual Against Against Shareholder
Exploitation
7 Require Independent Director Nominee Against Against Shareholder
with Human and/or Civil Rights
Experience
8 Report on Platform Misuse Against Against Shareholder
9 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
FIRST CITIZENS BANCSHARES, INC.
Ticker: FCNCA Security ID: 31946M103
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Alexander, Jr. For For Management
1.2 Elect Director Victor E. Bell, III For For Management
1.3 Elect Director Peter M. Bristow For For Management
1.4 Elect Director Hope H. Bryant For For Management
1.5 Elect Director H. Lee Durham, Jr. For For Management
1.6 Elect Director Daniel L. Heavner For For Management
1.7 Elect Director Frank B. Holding, Jr. For For Management
1.8 Elect Director Robert R. Hoppe For For Management
1.9 Elect Director Floyd L. Keels For For Management
1.10 Elect Director Robert E. Mason, IV For For Management
1.11 Elect Director Robert T. Newcomb For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST CITIZENS BANCSHARES, INC.
Ticker: FCNCA Security ID: 31946M202
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Alexander, Jr. For For Management
1.2 Elect Director Victor E. Bell, III For For Management
1.3 Elect Director Peter M. Bristow For For Management
1.4 Elect Director Hope H. Bryant For For Management
1.5 Elect Director H. Lee Durham, Jr. For For Management
1.6 Elect Director Daniel L. Heavner For For Management
1.7 Elect Director Frank B. Holding, Jr. For For Management
1.8 Elect Director Robert R. Hoppe For For Management
1.9 Elect Director Floyd L. Keels For For Management
1.10 Elect Director Robert E. Mason, IV For For Management
1.11 Elect Director Robert T. Newcomb For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sebastien Bazin For For Management
1b Elect Director Ashton Carter For For Management
1c Elect Director H. Lawrence Culp, Jr. For For Management
1d Elect Director Francisco D'Souza For For Management
1e Elect Director Edward Garden For For Management
1f Elect Director Thomas Horton For For Management
1g Elect Director Risa Lavizzo-Mourey For For Management
1h Elect Director Catherine Lesjak For For Management
1i Elect Director Paula Rosput Reynolds For For Management
1j Elect Director Leslie Seidman For For Management
1k Elect Director James Tisch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Reverse Stock Split For For Management
5 Require More Director Nominations Than Against Against Shareholder
Open Seats
6 Require Independent Board Chair Against Against Shareholder
7 Report on Meeting the Criteria of the For For Shareholder
Net Zero Indicator
--------------------------------------------------------------------------------
HCA HEALTHCARE, INC.
Ticker: HCA Security ID: 40412C101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas F. Frist, III For For Management
1b Elect Director Samuel N. Hazen For For Management
1c Elect Director Meg G. Crofton For For Management
1d Elect Director Robert J. Dennis For For Management
1e Elect Director Nancy-Ann DeParle For For Management
1f Elect Director William R. Frist For For Management
1g Elect Director Charles O. Holliday, Jr. For For Management
1h Elect Director Michael W. Michelson For For Management
1i Elect Director Wayne J. Riley For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Assess Feasibility of Increasing the Against Against Shareholder
Impact of the Company's Performance on
Quality Metrics for Senior Executive
Compensation
--------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC.
Ticker: HLT Security ID: 43300A203
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher J. Nassetta For For Management
1b Elect Director Jonathan D. Gray For For Management
1c Elect Director Charlene T. Begley For For Management
1d Elect Director Chris Carr For For Management
1e Elect Director Melanie L. Healey For For Management
1f Elect Director Raymond E. Mabus, Jr. For For Management
1g Elect Director Judith A. McHale For For Management
1h Elect Director John G. Schreiber For For Management
1i Elect Director Elizabeth A. Smith For For Management
1j Elect Director Douglas M. Steenland For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kurt J. Hilzinger For For Management
1b Elect Director Raquel C. Bono For For Management
1c Elect Director Bruce D. Broussard For For Management
1d Elect Director Frank A. D'Amelio For For Management
1e Elect Director Wayne A. I. Frederick For For Management
1f Elect Director John W. Garratt For For Management
1g Elect Director David A. Jones, Jr. For For Management
1h Elect Director Karen W. Katz For For Management
1i Elect Director Marcy S. Klevorn For For Management
1j Elect Director William J. McDonald For For Management
1k Elect Director Jorge S. Mesquita For For Management
1l Elect Director James J. O'Brien For For Management
1m Elect Director Marissa T. Peterson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LEAR CORPORATION
Ticker: LEA Security ID: 521865204
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mei-Wei Cheng For For Management
1b Elect Director Jonathan F. Foster For For Management
1c Elect Director Bradley M. Halverson For For Management
1d Elect Director Mary Lou Jepsen For For Management
1e Elect Director Roger A. Krone For For Management
1f Elect Director Patricia L. Lewis For For Management
1g Elect Director Kathleen A. Ligocki For For Management
1h Elect Director Conrad L. Mallett, Jr. For For Management
1i Elect Director Raymond E. Scott For For Management
1j Elect Director Gregory C. Smith For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MGM RESORTS INTERNATIONAL
Ticker: MGM Security ID: 552953101
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barry Diller For For Management
1b Elect Director William W. Grounds For For Management
1c Elect Director Alexis M. Herman For For Management
1d Elect Director William J. Hornbuckle For For Management
1e Elect Director Mary Chris Jammet For For Management
1f Elect Director John Kilroy For For Management
1g Elect Director Joey Levin For For Management
1h Elect Director Rose McKinney-James For For Management
1i Elect Director Keith A. Meister For For Management
1j Elect Director Paul Salem For For Management
1k Elect Director Gregory M. Spierkel For For Management
1l Elect Director Jan G. Swartz For For Management
1m Elect Director Daniel J. Taylor For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize New Class of Preferred Stock For For Management
--------------------------------------------------------------------------------
NETFLIX, INC.
Ticker: NFLX Security ID: 64110L106
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard N. Barton For For Management
1b Elect Director Rodolphe Belmer For For Management
1c Elect Director Bradford L. Smith For For Management
1d Elect Director Anne M. Sweeney For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
5 Adopt Simple Majority Vote Against Against Shareholder
6 Improve the Executive Compensation Against Against Shareholder
Philosophy
--------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC.
Ticker: REGN Security ID: 75886F107
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director N. Anthony Coles For For Management
1b Elect Director Arthur F. Ryan For For Management
1c Elect Director George L. Sing For For Management
1d Elect Director Marc Tessier-Lavigne For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD.
Ticker: TEL Security ID: H84989104
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pierre R. Brondeau For For Management
1b Elect Director Terrence R. Curtin For For Management
1c Elect Director Carol A. (John) Davidson For For Management
1d Elect Director Lynn A. Dugle For For Management
1e Elect Director William A. Jeffrey For For Management
1f Elect Director David M. Kerko None None Management
*Withdrawn Resolution*
1g Elect Director Thomas J. Lynch For For Management
1h Elect Director Heath A. Mitts For For Management
1i Elect Director Yong Nam For For Management
1j Elect Director Daniel J. Phelan For For Management
1k Elect Director Abhijit Y. Talwalkar For For Management
1l Elect Director Mark C. Trudeau For For Management
1m Elect Director Dawn C. Willoughby For For Management
1n Elect Director Laura H. Wright For For Management
2 Elect Board Chairman Thomas J. Lynch For For Management
3a Elect Daniel J. Phelan as Member of For For Management
Management Development and
Compensation Committee
3b Elect Abhijit Y. Talwalkar as Member For For Management
of Management Development and
Compensation Committee
3c Elect Mark C. Trudeau as Member of For For Management
Management Development and
Compensation Committee
3d Elect Dawn C. Willoughby as Member of For For Management
Management Development and
Compensation Committee
4 Designate Rene Schwarzenbach as For For Management
Independent Proxy
5.1 Accept Annual Report for Fiscal Year For For Management
Ended September 25, 2020
5.2 Accept Statutory Financial Statements For For Management
for Fiscal Year Ended September 25,
2020
5.3 Approve Consolidated Financial For For Management
Statements for Fiscal Year Ended
September 25, 2020
6 Approve Discharge of Board and Senior For For Management
Management
7.1 Ratify Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year 2021
7.2 Ratify Deloitte AG as Swiss Registered For For Management
Auditors
7.3 Ratify PricewaterhouseCoopers AG as For For Management
Special Auditors
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Approve the Increase in Maximum For For Management
Aggregate Remuneration of Executive
Management
10 Approve Maximum Aggregate Remuneration For For Management
of Board of Directors
11 Approve Allocation of Available For For Management
Earnings at September 25, 2020
12 Approve Declaration of Dividend For For Management
13 Approve Reduction in Share Capital via For For Management
Cancelation of Shares
14 Amend Non-Qualified Employee Stock For For Management
Purchase Plan
15 Amend Omnibus Stock Plan For For Management
16 Adjourn Meeting For For Management
========== END NPX REPORT
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
| | (a) | The name of the issuer of the portfolio security; |
| | (b) | The exchange ticker symbol of the portfolio security; |
| | (c) | The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security; |
| | (d) | The shareholder meeting date; |
| | (e) | A brief identification of the matter voted on; |
| | (f) | Whether the matter was proposed by the issuer or by a security holder; |
| | (g) | Whether the registrant cast its vote on the matter; |
| | (h) | How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors);and |
| | (i) | Whether the registrant cast its vote for or against management. |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) | Harris Associates Investment Trust |
| By (Signature and Title)* | |
| | /s/ Rana J. Wright |
| | |
| | Rana J. Wright, Principal Executive Officer and President |
| | |
*Print the name and title of each signing officer under his or her signature.
